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HomeMy WebLinkAbout12-03-2019 Agenda PacketTuesday, December 3, 2019 4:30 PM CLOSED SESSION Administration Collaboration Space 990 Palm Street San Luis Obispo Page 1 CALL TO ORDER: ROLL CALL: Mayor Heidi Harmon Council Members Carlyn Christianson, Aaron Gomez, Erica A. Stewart, Vice Mayor Andy Pease and Mayor Heidi Harmon PUBLIC COMMENT ON CLOSED SESSION ITEMS CLOSED SESSION A.CONFERENCE WITH LEGAL COUNSEL - ANTICIPATED LITIGATION Significant exposure to litigation pursuant to paragraph (2) of subdivision (d) of Section 54956.9: No. of potential cases: One. A point has been reached where, in the opinion of the legislative body of the local agency on the advice of its legal counsel, based on existing facts and circumstances, there is a significant exposure to litigation against the local agency. The existing facts and circumstances exposing the City to litigation include the following: A letter has been received from Robert Goodman, Attorney at Law on behalf of his client Jamie Gomez, asserting that the City of San Luis Obispo’s method of conducting elections may violate the California Voting Rights Act. Pursuant to California law, Mr. Goodman demands that the City Council adopt a resolution within 45 days of receipt of the letter outlining its intention to transition from at-large to district elections and specifying specific steps it will take to facilitate this transition. If the City Council does not adopt a resolution to this effect within 45 days (December 28, 2019), then Mr. Goodman asserts that legal action will be commenced in San Luis Obispo County Superior Court to require the City of San Luis Obispo to institute district elections pursuant to the California Voting Rights Act. San Luis Obispo City Council Agenda December 3, 2019 Page 2 B.CONFERENCE REGARDING PROPERTY NEGOTIATIONS Pursuant to Government Code §54956.8 Property: APN 002-436-005, APN 002-436-008, portions of APN 002-436-013 (the " Adler Parcel"); and, APN 002-436-018 Agency Negotiators: Derek Johnson, Christine Dietrick, Greg Hermann, Charles Bell, Tim Bochum, Charlene Rosales Negotiating Parties: County of San Luis Obispo, the City of San Luis Obispo, and 1144 Higuera Investments LLC, 1166 Higuera Street LLC Under Negotiation: Price and terms of payment C.CONFERENCE WITH LABOR NEGOTIATORS Pursuant to Government Code § 54957.6 Agency Negotiators: Monica Irons, Nickole Sutter, Rick Bolanos, Derek Johnson, Christine Dietrick Represented Employee Organizations: San Luis Obispo City Employee’s Association (SLOCEA) San Luis Obispo Police Officer’s Association (POA) San Luis Obispo Police Staff Officer’s Association (SLOPSOA) International Association of Firefighters Local 3523 Unrepresented Employees: Unrepresented Management Employees Unrepresented Confidential Employees Adjourn to the Regular City Council Meeting scheduled for Tuesday, December 3, 2019 at 6:00 p.m., in the Council Chamber, 990 Palm Street, San Luis Obispo. Tuesday, December 3, 2019 6:00 PM REGULAR MEETING Council Chamber 990 Palm Street San Luis Obispo Page 3 CALL TO ORDER: Mayor Heidi Harmon ROLL CALL: Council Members Carlyn Christianson, Aaron Gomez, Erica A. Stewart, Vice Mayor Andy Pease and Mayor Heidi Harmon PLEDGE OF ALLEGIANCE: Council Member Aaron Gomez PRESENTATIONS 1.CERTIFICATE OF RECOGNITION FOR OUTGOING VICE MAYOR PEASE (HARMON – 5 MINUTES) APPOINTMENTS 2.VICE MAYOR APPOINTMENT FOR 2020 (HARMON – 5 MINUTES) Recommendation: Appoint Council Member Aaron Gomez as Vice Mayor to serve a one-year term commencing upon appointment. PUBLIC COMMENT PERIOD FOR ITEMS NOT ON THE AGENDA (not to exceed 15 minutes total) The Council welcomes your input. You may address the Council by completing a speaker slip and giving it to the City Clerk prior to the meeting. At this time, you may address the Council on items that are not on the agenda. Time limit is three minutes. State law does not allow the Council to discuss or take action on issues not on the agenda, except that members of the Council or staff may briefly respond to statements made or questions posed by persons exercising their public testimony rights (Gov. Code sec. 54954.2). Staff may be asked to follow up on such items. San Luis Obispo City Council Agenda December 3, 2019 Page 4 CONSENT AGENDA Matters appearing on the Consent Calendar are expected to be non-controversial and will be acted upon at one time. A member of the public may request the Council to pull an item for discussion. Pulled items shall be heard at the close of the Consent Agenda unless a majority of the Council chooses another time. The public may comment on any and all items on the Consent Agenda within the three-minute time limit. 3.WAIVE READING IN FULL OF ALL RESOLUTIONS AND ORDINANCES (PURRINGTON) Recommendation: Waive reading of all resolutions and ordinances as appropriate. 4.DRAFT MINUTES REVIEW - NOVEMBER 19, 2019 CITY COUNCIL MEETING (PURRINGTON) Recommendation: Approve the minutes of the City Council meeting held on November 19, 2019. 5.ADJUSTMENTS TO SUPPLEMENTAL SALARY SCHEDULE AND POLICY AS A RESULT OF MINIMUM WAGE INCREASES (IRONS / ROLTGEN) Recommendation: 1.Adopt a Resolution entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, establishing and adopting a Supplemental Employee Salary Schedule and superseding previous resolutions in conflict” modifying the Supplemental Employee Salary Schedule as necessary to comply with California Fair Wage Act of 2016 requiring a minimum wage of $13.00 per hour effective January 1, 2020; and 2.Adopt the revised Supplemental Employee Policy. 6.AN ORDINANCE TO REZONE PROPERTIES AT 609 & 633 PALM, 610, 614 & 630 MONTEREY, 970 & 972 NIPOMO (CODRON / STANWYCK / COHEN / BURDE) Recommendation: Adopt an Ordinance entitled, “An Ordinance of the City Council of the City of San Luis Obispo, California, rezoning properties at 609 & 633 Palm, 610, 614 & 630 Monterey, 970 & 972 Nipomo Streets from Office with a Historic District Overlay (O-H) and Medium- High Density Residential (R-3) to Downtown Commercial Zone with a Historic Overlay (C- D-H) consistent with the Palm Nipomo Parking Structure Project with an Addendum to the Certified Environmental Impact Report as represented in the Council Agenda Report and attachments dated November 5, 2019 (RZ-0460-2019).” San Luis Obispo City Council Agenda December 3, 2019 Page 5 7.REQUEST TO AUTHORIZE STAFF TO ADVERTISE A REQUEST FOR PROPOSALS FOR CONTRACT WATER METER READING (FLOYD / THOMPSON) Recommendation: Authorize staff to advertise a Request for Proposals (RFP) for contract meter reading and authorize the City Manager to execute an agreement if the selected proposal is less than or equal to $182,000 and satisfying any meet and confer obligations with represented employees. 8.EQUIPMENT SURPLUS DESIGNATION AND AUTHORIZATION OF SALE (FLOYD / THOMPSON) Recommendation: Authorize the designation and disposal of surplus items in accordance with the City’s policies and procedures as prescribed in the Financial Management Manual Sections 405-L, 480-A, and 480-B. 9.HISTORIC SIGNIFICANCE DETERMINATION FOR A CONTRIBUTING LIST PROPERTY AT 644 MOUNTAIN VIEW STREET (CODRON / OETZELL) Recommendation: Adopt a Resolution entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, removing the property at 644 Mountain View Street from the Contributing Properties List of Historic Resources (644 Mountain View St, HIST- 0531-2019).” STUDY SESSION ITEM 10.CLIMATE ACTION PLAN STUDY SESSION (HERMANN / HILL / READ – 75 MINUTES) Recommendation: Review and discuss information on the Climate Action Plan Update and provide direction on focus questions necessary to inform next steps. San Luis Obispo City Council Agenda December 3, 2019 Page 6 PUBLIC HEARING AND BUSINESS ITEMS 11.RESIDENT FOCUS GROUP AND SURVEY RESULTS REGARDING FUNDING PRIORITIES AND POTENTIAL REVENUE OPTIONS (HERMANN / BETZ – 60 MINUTES) Recommendation: 1.Receive a report on the results of two resident focus groups, a statistically relevant survey of registered voters and a plan for continued public engagement and outreach; and 2.Proceed with further public engagement on funding priorities for the City, including renewing and amending the Local Revenue Measure (LRM) with ongoing community oversight (Revenue Enhancement Oversight Commission); and 3.Provide an update to the Revenue Enhancement Oversight Commission and discuss potential roles to support and participate in public engagement and outreach efforts. 12.CANNABIS BUSINESS PROGRAM AND REGULATION UPDATES (HERMANN / ROSALES – 60 MINUTES) Recommendation: 1.Receive an update on the City’s Cannabis Business Program; and 2.Adopt a Resolution entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, amending the City’s Master Fee Schedule with updated User and Regulatory Fees for various Commercial Cannabis Business activities;” and 3.Adopt a Resolution entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, approving Cannabis Operator Permit Ranking Criteria and the Annual Application Submittal Period (Code-1058-2017);” and 4.Introduce an Ordinance entitled, “An Ordinance of the City Council of the City of San Luis Obispo, California, amending the Municipal Code Public Peace, Morals and Welfare (Chapter 9.10) Regulations for Commercial Cannabis Business Businesses and Personal Cultivation.” LIAISON REPORTS AND COMMUNICATIONS (Not to exceed 15 minutes) Council Members report on conferences or other City activities. At this time, any Council Member or the City Manager may ask a question for clarification, make an announcement, or report briefly on his or her activities. In addition, subject to Council Policies and Procedures, they may provide a reference to staff or other resources for factual information, request staff to report back to the Council at a subsequent meeting concerning any matter, or take action to direct staff to place a matter of business on a future agenda. (Gov. Code Sec. 54954.2) San Luis Obispo City Council Agenda December 3, 2019 Page 7 ADJOURNMENT The next Regular City Council Meeting has been rescheduled to January 14, 2020 at 5:00 p.m. and 6:00 p.m., respectively, in the Council Hearing Room and Council Chamber, 990 Palm Street, San Luis Obispo, California. LISTENING ASSISTIVE DEVICES are available for the hearing impaired--please see City Clerk. The City of San Luis Obispo wishes to make all of its public meet ings accessible to the public. Upon request, this agenda will be made available in appropriate alternative formats to persons with disabilities. Any person with a disability who requires a modification or accommodation in order to participate in a meeting should direct such request to the City Clerk’s Office at (805) 781-7100 at least 48 hours before the meeting, if possible. Telecommunications Device for the Deaf (805) 781-7410. City Council regular meetings are televised live on Charter Channel 20. Agenda related writings or documents provided to the City Council are available for public inspection in the City Clerk’s Office located at 990 Palm Street, San Luis Obispo, California during normal business hours, and on the City’s website www.slocity.org. Persons with questions concerning any agenda item may call the City Clerk’s Office at (805) 781-7100. Page intentionally left blank. Department Name: Administration Cost Center: 1021 For Agenda of: December 3, 2019 Placement: Appointments Estimated Time: 5 Minutes FROM: Teresa Purrington, City Clerk SUBJECT: VICE MAYOR APPOINTMENT FOR 2020 RECOMMENDATION Appoint Council Member Aaron Gomez as Vice Mayor to serve a one-year term commencing upon appointment. DISCUSSION Section 408 of the City’s Charter requires that the Council elect one of its members to serve in the position of Vice Mayor. Section 3.2 of the Council Policies and Procedures provides that the appointment of the Vice Mayor shall be for a one-year term, that the appointment shall be made on a rotational basis, and that the appointment shall go to the next senior member. This practice ensures that each Council Member will have an opportunity to serve as Vice Mayor during his or her term. Following current Council policy of rotating the Vice Mayor position, and consistent with Council practice over the past ten years, Council Member Gomez is the next in line for the opportunity to serve as Vice Mayor. The appointment of Vice Mayor for the prior ten years has been as follows: 1. Council Member Carter 2010 2. Council Member Ashbaugh 2011 3. Council Member Carpenter 2012 4. Council Member Smith 2013 5. Council Member Christianson 2014 6. Council Member Ashbaugh 2015 7. Council Member Carpenter 2016 8. Council Member Rivoire 2017 9. Council Member Christianson 2018 10. Council Member Pease 2019 Looking to the future, the rotation indicates that Council Member Stewart will serve in 2021. Packet Page 1 Item 2 Policy Context As previously noted, this action follows current Council policy of rotating the Vice Mayor position. Public Engagement There was no public engagement for this action as it is an administrative action. However, the public has the opportunity to provide comment in writing prior to the meeting or as public comment during the meeting. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the action does not constitute a “Project” under CEQA Guidelines Sec. 15378. FISCAL IMPACT Budgeted: N/A Budget Year: N/A Funding Identified: N/A Funding Sources Total Budget Available Current Funding Request Remaining Balance Annual Ongoing Cost General Fund N/A State Federal Fees Other: Total There are no fiscal impacts associated with this recommendation, as this is an administrative item. ALTERNATIVES Council could choose not to appoint Council Member Gomez as Vice Mayor; however, this is not recommended as this would not follow the Council’s approved Policies and Procedures. Packet Page 2 Item 2 San Luis Obispo Page 1 Tuesday, November 19, 2019 Regular Meeting of the City Council CALL TO ORDER A Regular Meeting of the San Luis Obispo City Council was called to order on Tuesday, November 19, 2019 at 5:30 p.m. in the Council Hearing Room, located at 990 Palm Street, San Luis Obispo, California, by Vice Mayor Andy Pease. ROLL CALL Council Members Present: Council Members Carlyn Christianson, Aaron Gomez, Erica A. Stewart, and Vice Mayor Andy Pease. Absent: Mayor Heidi Harmon City Staff Present: Shelly Stanwyck, Assistant City Manager; Christine Dietrick, City Attorney; and Teresa Purrington, City Clerk; were present at Roll Call. Other staff members presented reports or responded to questions as indicated in the minutes. PUBLIC COMMENT ON CLOSED SESSION ITEMS None. ---End of Public Comment--- CLOSED SESSION A. CONFERENCE WITH LEGAL COUNSEL – EXISTING LITIGATION Paragraph (1) of subdivision (d) of Government Code § 54956.9; Name of case: Donald Clyde Baer, an incompetent person by and through his Guardian ad Litem Jennifer L. Baer-Riedhart, and Carolyn Baer, an incompetent person by and through her Guardian ad Litem Jennifer L. Baer-Riedhart, v. City of San Luis Obispo; Carolyn Margaret Fergoda; and Does 1 through 100; San Luis Obispo Superior Court Case No. 18CV-0471. ADJOURN AT 5:55 P.M. TO THE REGULAR MEETING OF TUESDAY, NOVEMBER 19, 2019 IN THE COUNCIL CHAMBER, 990 PALM STREET, SAN LUIS OBISPO, CALIFORNIA Packet Page 3 Item 4 San Luis Obispo City Council Minutes of November 19, 2019 Page 2 CALL TO ORDER A Regular Meeting of the San Luis Obispo City Council was called to order on Tuesday, November 19, 2019 at 6:00 p.m. in the Council Chamber, located at 990 Palm Street, San Luis Obispo, California, by Vice Mayor Andy Pease. ROLL CALL Council Members Present: Council Members Carlyn Christianson, Aaron Gomez, Erica A. Stewart, and Vice Mayor Andy Pease. Council Members Absent: Mayor Heidi Harmon City Staff Present: Shelly Stanwyck, Assistant City Manager; Christine Dietrick, City Attorney; and Teresa Purrington, City Clerk; were present at Roll Call. Other staff members presented reports or responded to questions as indicated in the minutes. PLEDGE OF ALLEGIANCE Council Member Christianson led the Pledge of Allegiance. CITY ATTORNEY REPORT ON CLOSED SESSION City Attorney Dietrick stated that the Council met in Closed Session regarding one matter of existing litigation in the matter of Baer-Riedhart, v. City of San Luis Obispo; Carolyn Margaret Fergoda; and Does 1 through 100 there was no reportable action. PRESENTATIONS 1. INTRODUCTION OF ADMINISTRATIVE ANALYST FOR UTILITIES - KELLY MATTOS Utilities Director Aaron Floyd introduced Kelly Mattos, the new Administrative Analyst for the Utilities Department. APPOINTMENTS 2. APPOINTMENT TO THE ACTIVE TRANSPORTATION COMMITTEE City Clerk Teresa Purrington presented an overview of the report. Public Comments: None ---End of Public Comments--- ACTION: MOTION BY COUNCIL MEMBER CHRISTIANSON, SECOND BY COUNCIL MEMBER STEWART, CARRIED 4-0-1 (MAYOR HARMON ABSENT) to approve the appointment of Donnette Donaway to the Active Transportation Committee. Packet Page 4 Item 4 San Luis Obispo City Council Minutes of November 19, 2019 Page 3 PUBLIC COMMENT ON ITEMS NOT ON THE AGENDA Kris Roudebush Susan McMiller Alec Flatos Kylie Clark ---End of Public Comment--- CONSENT AGENDA Item #8 pulled from Consent by Council Member Christianson ACTION: MOTION BY COUNCIL MEMBER CHRISTIANSON, SECOND BY COUNCIL MEMBER GOMES, CARRIED 4-0-1 (MAYOR HARMON ABSENT) to approve Consent Calendar Items 3 thru 7 and 9 thru 12. PUBLIC COMMENT Item 5 - Kylee Clark 3. WAIVE READING IN FULL OF ALL RESOLUTIONS AND ORDINANCES CARRIED 4-0-1 (MAYOR HARMON ABSENT), to waive reading of all resolutions and ordinances as appropriate. 4. DRAFT MINUTES REVIEW - NOVEMBER 12, 2019 CITY COUNCIL MEETING CARRIED 4-0-1 (MAYOR HARMON ABSENT), to approve the minutes of the City Council meeting held on November 12, 2019. 5. CONSIDERATION OF THE HUMAN RELATIONS COMMISSION’S RECOMMENDED PRIORITIES FOR THE 2020-21 COMMUNITY DEVELOPMENT BLOCK GRANT AND GRANTS-IN-AID PROGRAMS CARRIED 4-0-1 (MAYOR HARMON ABSENT) to approve the Community Development Block Grant and Grants-in-Aid funding priorities for the 2020-21 funding year, as recommended by the Human Relations Commission. 6. 2019-20 FIRST QUARTER FINANCIAL REPORT CARRIED 4-0-1 (MAYOR HARMON ABSENT) to receive an update on the status of the current financial position, Major City Goals, and CIP projects for the first quarter of Fiscal Year 2019-20. The City’s Financial Reporting and Budget Administration policy for interim reporting requires that staff prepare and issue a formal quarterly report to the Council. Packet Page 5 Item 4 San Luis Obispo City Council Minutes of November 19, 2019 Page 4 7. AMENDMENT #2 TO THE CURRENT AGREEMENT FOR JOINT CONSTRUCTION AND FINANCING COSTS FOR AN ANIMAL SERVICES FACILITY CARRIED 4-0-1 (MAYOR HARMON ABSENT) to authorize the City Manager to approve Amendment #2 to the Agreement for Allocation of Construction and Financing Costs for an Animal Services Shelter. 8. HIGUERA STREET SIDEWALK REPAIR, SPECIFICATION NO. 91320 Council Member Gomez recused himself as his business is within 500 feet of the property. CARRIED 3-0-1-1 (COUNCIL MEMBER GOMEZ RECUSED AND MAYOR HARMON ABSENT) to: 1. Approve construction documents for “Higuera Street Sidewalk Repair, Specification No. 91320”; and 2. Authorize Staff to advertise for bids and authorize the City Manager to award the construction contract, if the lowest responsible bid is within the Engineer’s estimate of $295,000. 3. And, directing staff to send out the Notice of Correction to the property owner, requiring the owner to start the sidewalk replacement work and pursue diligently until complete. If the Property Owner fails to start this work within two weeks, the City could then complete the necessary work. Upon completion of this work, the final cost of the work would be presented to City Council in a Public Hearing in which City Council would make the final determination on whether to lien the property to eventually obtain reimbursement for this cost. 9. MARSH STREET BRIDGE REPLACEMENT EASEMENTS, SPECIFICATION NO. 90480 CARRIED 4-0-1 (MAYOR HARMON ABSENT,) to: 1. Authorize the City Manager to execute an extension agreement with 1042 Pacific Street, a California General Partnership, for a temporary construction easement at 1042 Pacific Street; and 2. Authorize the City Manager to execute an extension agreement with Charles Zanoli, Surviving Trustee, for a temporary construction easement at 1043 Marsh St.; and 3. Authorize the City Manager to execute an extension agreement with the Maino Family Trusts for temporary construction easements at 1020 & 1080 Marsh St. 10. INTEGRATED REGIONAL WATER MANAGEMENT (IRWM) GRANT FUNDING FOR THE WATER RESOURCE RECOVERY FACILITY CARRIED 4-0-1 (MAYOR HARMON ABSENT), to adopt a Resolution No. 11061 (2019 Series) entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, accepting a grant from the San Luis Obispo County Flood Control and Water Conservation District” in the amount of $1,314,530 for the construction of the Membrane Bioreactor and Ultraviolet Disinfection processes for the Water Resource Recovery Facility project. Packet Page 6 Item 4 San Luis Obispo City Council Minutes of November 19, 2019 Page 5 11. AUTHORIZE 2019 AIR POLLUTION CONTROL DISTRICT GRANT APPLICATION TO SUPPORT PROCUREMENT OF INFRASTRUCTURE NEEDED TO TRANSITION TO ZERO EMISSION TRANSIT VEHICLES CARRIED 4-0-1 (MAYOR HARMON ABSENT) to: 1. Authorize the Public Works Director, or their designee, to execute and file grant applications with the Air Pollution Control District (APCD) for transit projects and to execute any related grant applications, certifications, assurances, forms, agreements, and associated documents on behalf of the City; and 2. Approve a Transit Budget Amendment to increase the budget reflecting these grant funds, if awarded. 12. COUNCIL CHAMBER AUDIO/VIDEO REPLACEMENT PROJECT, SPECIFICATION NO. 100120 CARRIED 4-0-1 (MAYOR HARMON ABSENT) to increase the amount the City Manager is authorized to award from $200,000 to $230,000 for a contract if the lowest responsible bid is within the approved project budget of $230,000 from the City’s Share of the Public, Educational, and Government (PEG) funds. PUBLIC HEARING ITEMS AND BUSINESS ITEMS 13. REVIEW OF THE PROPOSED ANNEXATION OF APPROXIMATELY 39 ACRES OF PROPERTY (30 PARCELS) ALONG FIERO LANE AND CLARION COURT AND ASSOCIATED INFRASTRUCTURE IMPROVEMENTS, INCLUDING APPROVAL OF THE SECOND AMENDMENT TO THE MEMORANDUM OF AGREEMENT REGARDING THE PROPOSED ANNEXATION, AND ADOPTION OF AN INITIAL STUDY/MITIGATED NEGATIVE DECLARATION TIERED FROM THE FINAL PROGRAM ENVIRONMENTAL IMPACT REPORT FOR THE AIRPORT AREA AND MARGARITA AREA SPECIFIC PLANS AND RELATED FACILITIES MASTER PLANS (SCH#2000051062) (PL-ANNX-1166-2015; EID-0626-2019 Council Members Gomez noted his Ex Parte Communications regarding the project. Council Members Stewart, and Christianson and Vice Mayor Pease reported having no Ex Parte Communications. Community Development Director Michael Codron, Senior Planner Shawna Scott and Contract Planner Dave Watson provided an in-depth staff report and responded to Council questions. Rob Miller, Wallace Group, indicated that they support staff’s recommendation and is available for questions. Public Comments: Matt Quaglino Carol Florence ---End of Public Comment--- Packet Page 7 Item 4 San Luis Obispo City Council Minutes of November 19, 2019 Page 6 ACTION: MOTION BY COUNCIL MEMBER CHRISTIANSON, SECOND BY COUNCIL MEMBER GOMEZ, CARRIED 4-0-1 (MAYOR HARMON ABSENT) to adopt Resolution No. 11062 (2019 Series) entitled “A Resolution of the City Council of the City of San Luis Obispo, California, approving application for the Annexation of the Fiero Lane and Clarion Court Properties (Fiero Lane Water Company, FLWC) to the City of San Luis Obispo and the associated second amendment to the Memorandum of Agreement, with Adoption of an Initial Study/Mitigated Negative Declaration (Multiple Properties, 850 Fiero Lane, Primary; PL-ANNX-1166-2015, EID-0626-2019)” to: 1. Approve and authorize the Mayor to execute the Second Amendment to the Memorandum of Agreement for the Annexation of the Fiero Lane/Clarion Court area, which incorporates conditions of annexation as recommended by the Planning Commission; and 2. Approve the filing of an application and request for San Luis Obispo Local Agency Formation Commission (LAFCo) to initiate proceedings for annexation of the Fiero Lane- Clarion Court area; and 3. Direct the Community Development Director to process the application; and 4. Authorize City Manager to execute documents in a form approved by the City Attorney related to the annexation of the subject lands to the City of San Luis Obispo; and 5. Authorize the City Manager to initiate tax negotiations with the County of San Luis Obispo; and 6. Adopt the associated Initial Study / Mitigated Negative Declaration for the annexation, which tiers off the certified Final Environmental Impact Report for the Airport Area and Margarita Area Specific Plans and Related Facilities Master Plans (SCH# 2000051062). 14. WATER ENERGY EFFICIENCY PROJECT Utilities Director Aaron Floyd and Utilities Deputy Director of Water Mychal Boerman please present the report Public Comments: None ---End of Public Comment--- ACTION: MOTION BY COUNCIL MEMBER CHRISTIANSON, SECOND BY COUNCIL MEMBER STEWART, CARRIED 4-0-1 (MAYOR HARMON ABSENT) to: 1. Receive the Water Energy Efficiency Project Investment Grade Audit. 2. Authorize the City Manager to execute a Work Order, upon approval of the City Attorney as to form, to enter into agreement with PG&E for implementation of the Water Energy Efficiency Project (Project) at a not to exceed cost of $13,999,644. 3. Approve Resolution No. 11063 (2019 Series) entitled “A Resolution of the City Council of the City of San Luis Obispo, California, authorizing use of Water Fund unreserved working capital for the Water Energy Efficiency Project” to provide adequate cash flow when considered necessary for Project implementation and authorize the Finance Director to execute any and all certificates, contracts, and other documents necessary to secure project financing. Packet Page 8 Item 4 San Luis Obispo City Council Minutes of November 19, 2019 Page 7 COUNCIL COMMUNICATIONS AND LIAISON REPORTS Council Member Christianson attended the Transitions Mental Health and Housing Authority of San Luis Obispo grand opening of the Bishop Street Studios project. ADJOURNMENT The meeting was adjourned at 7:23p.m. The next Regular City Council Meeting is scheduled for Tuesday, December 3, 2019 at 4:30 and 6:00 p.m., in the Council Chamber, 990 Palm Street, San Luis Obispo, California. __________________________ Teresa Purrington City Clerk APPROVED BY COUNCIL: XX/XX/2019 Packet Page 9 Item 4 Page intentionally left blank. Packet Page 10 Item 4 Department Name: Human Resources Cost Center: 3001 For Agenda of: December 3, 2019 Placement: Consent Estimated Time: N/A FROM: Monica Irons, Human Resources Director Prepared By: Brittani Roltgen, Human Resources Analyst SUBJECT: ADJUSTMENTS TO SUPPLEMENTAL SALARY SCHEDULE AND POLICY AS A RESULT OF MINIMUM WAGE INCREASES RECOMMENDATION 1. Adopt a Resolution modifying the Supplemental Employee Salary Schedule as necessary to comply with California Fair Wage Act of 2016 requiring a minimum wage of $13.00 per hour effective January 1, 2020 (Attachment A & B); and 2. Adopt the revised Supplemental Employee Policy (Attachment C). DISCUSSION A qualified supplemental, or temporary, work force is instrumental to the City of San Luis Obispo’s ability to provide consistent services to the community by adjusting more easily and quickly to workload fluctuations, unexpected vacancies, leaves of absence, or demands resulting from limited-term projects, seasonal, or peak periods. A supplemental work force also allows for programs that would otherwise be difficult to staff due to the intermittent, seasonal, or non- traditional work hours (e.g. early mornings, weekends, evenings, etc.). For example, the City’s Parks and Recreation Department employs over 200 supplemental, part-time (less than 30 hours per week on average) employees at any given time. While many of these employees are seasonal (working only 3-5 months), they sustain programs and services important to the community; providing before and after school care, summer children’s camps, ensuring pool safety, special events, senior programs, and maintenance of the golf course and open space. Supplemental employees are used throughout all City departments and in some cases, the City has experienced increasing difficulty recruiting and retaining qualified candidates. In particular, supplemental positions that require certifications or State licenses such as childcare teachers and lifeguards have been particularly challenging to fill during the past few years, causing staff to take interim actions to ensure the continuance of these programs. These interim actions have included reassigning full-time staff temporarily to cover supplemental staff shifts and starting supplemental employees with certifications or licenses at higher than normal steps in the salary range. Packet Page 11 Item 5 Salary Schedule Reflects Minimum Wage Increase During the first two years of the Fair Wage Act of 2016’s impacts, the City’s response was to eliminate supplemental salary ranges or steps within ranges that are below minimum wage. The effect of this approach is that employees with less experience or qualifications, earn the same as employees who have greater experience with the City. This creates a condition referred to as “compaction” which describes a lack of differentiation between more and less seasoned or experienced employees. That, combined with the fact that many of the supplemental positions at the City not only require certifications, but also come with a level of responsibility (e.g. caring for a child’s safety and well-being, rescuing a swimmer in distress, etc.) that other part-time or seasonal positions (e.g. retail clerks, hospitality, food servers, etc.) do not require, is resulting in recruitment and retention challenges. Therefore, as staff analyzed and proposed necessary Supplemental Salary Range adjustments to comply with the January 1, 2020 minimum wage increase to $13 per hour, how to alleviate compaction, reduce turnover, encourage retention, and improve the City’s ability to recruit was considered. A change to the general structure of the Supplemental Salary Ranges was adopted last year to alleviate recruitment and retention challenges. Instead of a 5-step salary range with an increase of approximately 5% between steps, a 9-step model with an increase of approximately 2.5% between steps was adopted. Staff has been monitoring recruitment and retention results with the new model and found that it has addressed many identified issues. However, staff in Aquatics and Youth Services continue to experience recruitment and retention challenges at all levels of supplemental staffing. The impacts of these challenges have become more pronounced, causing regular, full-time staff at all levels of the department (with the exception of the Director) to backfill when there are not enough supplemental staff to adequately staff the pool and childcare services. In the past two months Aquatics supervisory staff have filled 97 shifts, or nearly 300 hours of time they were not able to assign to lifeguards. There were also three instances where the entire pool had to be closed due to lack of staffing, and seven instances where only half of the pool could be open due to lack of staffing. At this point, no childcare programs have had to be reduced, but regular, full-time Youth Services coordinators and supervisory staff has had to constantly be called in to backfill for the lack of staffing, as well as pull qualified staff from other programs (including Aquatics) to fulfill minimum staffing requirements in Youth Services programs. Since July 1, 2019, over 800 hours of administrative and supervisory staff time has been spent recruiting, interviewing, onboarding, training, and backfilling for these staff vacancies. While Human Resources and Parks and Recreation staff does not believe compensation is the entire reason these positions are hard to fill, it has been determined, by looking at recruitment and turnover and comparison wage data, to be a significant factor. Additionally, supplemental salary ranges were looked at across the organization, and adjustments were made to maintain internal equity among supplemental positions, as well as to address compaction. About forty percent of classifications were provided a $0.40 - $1.00 increase as a result of minimum wage, and about eight percent were given a $0.90-$1.50 increase as a result of compaction. The rest of the classifications were not provided an increase, as they are higher level, single-classification supplemental positions that were not analyzed to be impacted by minimum wage and were not impacted by compaction as they are not a part of a career ladder. Therefore, staff is proposing adjustments in excess of what is legally required to maintain in compliance with the Fair Wage Act of 2016, and associated compaction adjustments. Packet Page 12 Item 5 In addition to the proposed increases, staff is looking into non-monetary options to further improve recruitment and retention conditions., such as restructuring job requirements, modifying recruitment practices to provide a sense of urgency in applying, partnering with Cuesta College for potential job training, and promoting established career ladders in these areas. One simple, cost effective modification staff is proposing along with the minimum wage adjustments, is additional sick leave for Limited Benefit Employees as reflected in the revised Supplemental Employee Policy (Attachment C). Limited Benefits Employees typically work between 30 and 40 hours per week and thus, being able to earn and use sick leave commensurate with full -time employment makes sense and addresses one concern expressed by employees leaving the City; especially give Limited Benefits Employees are frequently working in close contact with children or seniors in the programs they support. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the action does not constitute a “Project” under CEQA Guidelines Sec. 15378. FISCAL IMPACT Budgeted: Yes Budget Year: 2020 Funding Identified: Yes Fiscal Analysis: Funding Sources Current FY Cost Annualized On-going Cost Total Project Cost General Fund $40,000 State Federal Fees Other: Total $40,000 The increase in minimum wage in January 2020 was anticipated, thus funds in the amount of $79,000 were set aside in the 2019-20 budget. The fiscal impact of adjusting those employees currently earning less than the anticipated 2020 minimum wage, address compaction issues, and address recruitment and retention issues is estimated to be $10,000 for fiscal year 2019-20. In addition, adjustments made to address recruitment and retention issues are estimated to be $30,000 for the remainder of the fiscal year. In total, both of these increases are less than the total anticipated amount. This differential can be attributed to including some of the forecasted funds in the original budget. In previous fiscal years, the Fiscal Officers budgeted supplemental staff at the bottom of the salary range and did not account for step increases during the year. However, with the change in policy last year allowing supplemental staff to attain step increases more frequently, Fiscal Officers began projecting the increases, as well as budgeting supplemental staff at their current pay rate. These funds were set aside in the 2019-20 budget in a contingency fund and will be distributed to departments accordingly. Packet Page 13 Item 5 ALTERNATIVES 1. Do not adopt the 2020 Recommended Supplemental Salary Schedule. This is not advised as it will likely cause continued recruitment and retention issues, including potential negative impacts to the community such as shorter pool hours and fewer childcare services. 2. Do not adopt the 2020 Minimum Wage Compliant Supplemental Employee Salary Schedule. This is not advised as it would put the City in a position of being non-compliant with Federal law. Attachments: a - Draft Resolution b - Supplemental Salary Schedule 12-26-2019 c - Revised Supplemental Employee Policy Packet Page 14 Item 5 R ______ RESOLUTION NO. ________ (2019 Series) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, ESTABLISHING AND ADOPTING A SUPPLEMENTAL EMPLOYEE SALARY SCHEDULE AND SUPERSEDING PREVIOUS RESOLUTIONS IN CONFLICT WHEREAS, the California Fair Wages Act of 2016 requires periodic adjustments in the state minimum wage; and WHEREAS, the City of San Luis Obispo City Council has the exclusive authority to fix the salaries and compensation of local officials and employees pursuant San Luis Obispo Charter Section 711; and WHEREAS, the City understands a qualified supplemental work force is instrumental to its ability to provide consistent high-quality services and programs to the community; and NOW, THEREFORE, BE IT RESOLVED, by the Council of the City of San Luis Obispo as follows: SECTION 1. The Supplemental Employee Salary Schedule attached hereto as Exhibit “A” is hereby adopted. SECTION 2. The Revised Supplemental Employee Policy attached hereto as Exhibit “B” is hereby amended. SECTION 3. All prior resolutions or policies governing those matters within the scope of Exhibit A and B, as adopted and amended herein respectively, are hereby superseded and replaced Packet Page 15 Item 5 Resolution No. _____ (2019 Series) Page 2 R ______ SECTION 4. The City Council delegates authority to the Director of Finance make the appropriate adjustments to accounts to reflect the compensation changes effective December 26, 2019. . Upon motion of _______________________, seconded by ___________________, and on the following vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this _______ day of ________________ 2019. ___________________________________ Mayor Heidi Harmon ATTEST: __________________________________ Teresa Purrington City Clerk APPROVED AS TO FORM: __________________________________ J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this __________ day of _______________________, _________. ____________________________________ Teresa Purrington City Clerk Packet Page 16 Item 5 Supplemental Employee Salary Schedule Classification Class Schedule Step 1 Step 2 Step 3 Step 4 Step 5 Step 6 Step 7 Step 8 Step 9 Accounting Assistant I 9132 918 18.11$ 18.46$ 18.81$ 19.37$ 19.92$ 20.40$ 20.87$ 21.39$ 21.91$ Administrative Aide I 9172 908 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.25$ 17.68$ Administrative Aide II 9371 916 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ Administrative Specialist 9472 913 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ Adult Sports Official 9265 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Aquatics Specialist*9461 916 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ Associate Planner 9255 946 33.74$ 35.51$ 37.39$ 39.35$ 41.43$ Childcare Aide Emergency Sub Afternoon*91615 970 17.01$ 17.41$ 17.66$ 17.81$ 18.26$ 18.71$ 19.16$ 19.60$ 20.09$ Childcare Aide Emergency Sub Morning*91619 971 20.42$ 20.90$ 21.19$ 21.38$ 21.92$ 22.46$ 22.99$ 23.52$ 24.11$ Childcare Aide*9161 902 13.61$ 13.93$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ Childcare Teacher Emergency Sub Afternoon*92625 972 19.60$ 20.09$ 20.58$ 21.07$ 21.56$ 22.10$ 22.64$ 23.08$ 23.51$ Childcare Teacher Emergency Sub Morning*92629 973 23.52$ 24.11$ 24.69$ 25.28$ 25.88$ 26.52$ 27.17$ 27.69$ 28.22$ Childcare Teacher*9262 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Commissioner 9861 990 75.00$ Community Services Specialist 9462 913 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ Development Review Arborist 9288 932 25.25$ 25.88$ 26.51$ 27.15$ 27.78$ 28.47$ 29.16$ 29.73$ 30.30$ Engineering Consultant 9332 980 50.00$ 51.56$ 55.00$ 65.00$ 75.00$ Facilities Aide Farmer's Market 9292 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Facilities Aide Pool 9293 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Facilities Assistant 9264 904 14.00$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ Facilities Specialist 9463 913 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ Facility Host 9162 900 13.00$ 13.31$ 13.61$ 13.93$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ Fire Inspector 9253 932 25.25$ 25.88$ 26.51$ 27.15$ 27.78$ 28.47$ 29.16$ 29.73$ 30.30$ Fire Intern 9151 902 13.61$ 13.93$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ Flood Control Technician 9287 920 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ GIS Technician 9231 920 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ Golf Maintenance Assistant*9291 906 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.10$ Hazardous Materials Team Business Manager 9651 996 28.00$ 29.00$ 30.00$ Head Childcare Teacher Emergency Sub Afternoon*93605 974 20.09$ 20.58$ 21.07$ 21.56$ 22.10$ 22.64$ 23.18$ 23.71$ 24.31$ Head Childcare Teacher Emergency Sub Morning*93609 975 24.69$ 25.28$ 25.88$ 26.52$ 27.17$ 27.81$ 28.46$ 29.17$ 29.88$ Head Childcare Teacher*9360 914 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ Head Lifeguard*9351 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Hydrant Maintenance Worker 9191 902 13.61$ 13.93$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ Intern I 9111 900 13.00$ 13.31$ 13.61$ 13.93$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ Intern II 9211 904 14.00$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ Intern III 9311 910 15.00$ 15.34$ 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ IT Assistant Help Desk 9232 920 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ Landscape Inspector 9282 924 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ 23.53$ 24.10$ 24.57$ 25.04$ Lead Parking Attendant 9471 908 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.25$ 17.68$ Legal Assistant I 9131 916 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ Legal Assistant II 9233 920 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ Lifeguard Dock Pay*92519 900 13.00$ Lifeguard*9251 906 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.10$ Mutual Aid GS 11-15 9353 995 36.84$ 44.16$ 52.51$ 62.05$ 72.99$ Key Blue = P&R Positions   * = Classifications that work with children (AB 218  doesn't apply)   B - SUPPLEMENTAL SALARY SCHEDULE 12-26-2019 Packet Page 17 Item 5 Mutual Aid GS 1-5 9153 993 13.04$ 14.20$ 16.00$ 17.98$ 20.10$ Mutual Aid GS 6-10 9254 994 22.40$ 24.90$ 27.57$ 30.45$ 33.54$ Parking Booth Attendant 9271 902 13.61$ 13.93$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ Parking Enforcement Officer 9266 920 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ Parking Meter Repair Worker 9286 924 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ 23.53$ 24.10$ 24.57$ 25.04$ Parks Maintenance Aide I 9182 908 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.25$ 17.68$ Parks Maintenance Aide II 9281 916 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ Police Operations Support Specialist 9212 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Ranger Services Specialist*9466 914 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ Ranger Services Worker 9181 904 14.00$ 14.13$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ Rec Cashier*9171 900 13.00$ 13.31$ 13.61$ 13.93$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ Recording Secretary 9272 908 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.25$ 17.68$ Senior Administrative Analyst 9333 948 33.99$ 36.37$ 38.31$ 40.33$ 42.45$ SNAP 9352 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Special Swim Instructor*9369 916 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ Swim Instructor*9263 912 15.68$ 16.07$ 16.46$ 16.86$ 17.25$ 17.68$ 18.11$ 18.46$ 18.81$ Transportation Planner Engineer I 9133 940 30.55$ 31.32$ 32.08$ 32.85$ 33.61$ 34.45$ 35.29$ 36.13$ 36.97$ Tree Climber Assistant 9192 908 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.25$ 17.68$ WasteWater Collection Operator 9283 924 20.87$ 21.39$ 21.91$ 22.43$ 22.95$ 23.53$ 24.10$ 24.57$ 25.04$ Water Quality Lab Aide 9141 908 14.61$ 14.97$ 15.33$ 15.68$ 16.07$ 16.46$ 16.78$ 17.25$ 17.68$ Water Resources Technician 9241 936 28.14$ 29.61$ 31.18$ 32.81$ 34.54$ WRRF Operator 9285 928 22.95$ 23.53$ 24.10$ 24.68$ 25.25$ 25.88$ 26.51$ 27.15$ 27.78$ Youth Services Specialist Emergency Morning*94649 976 25.88$ 26.52$ 27.17$ 27.81$ 28.46$ 29.17$ 29.88$ 30.59$ 31.31$ Youth Services Specialist*9464 916 17.25$ 17.68$ 18.11$ 18.54$ 18.97$ 19.45$ 19.92$ 20.40$ 20.87$ Youth Sports Official*9261 900 13.00$ 13.31$ 13.61$ 13.93$ 14.25$ 14.61$ 14.97$ 15.33$ 15.68$ RETIRED ANNUITANTS:Class Schedule Step 1 Step 2 Step 3 Step 4 Step 5 IT Assistant PERS Retiree 9931 962 24.10$ 25.25$ 26.51$ 27.78$ 28.78$ Parking Coordinator PERS Retiree 9971 964 25.67$ 26.70$ 28.10$ 29.58$ 31.13$ Parking Enforcement Officer PERS Retiree 9961 960 21.91$ 22.95$ 24.10$ 25.25$ 26.51$ Supervising Adminsitrative Assistant PERS Retiree 9921 964 25.36$ 26.51$ 27.78$ 29.16$ 31.13$ Temp Senior Civil Engineer PERS Retiree 9932 966 39.33$ 42.93$ 44.53$ 46.76$ 49.13$ Effective 12/26/2019 B - SUPPLEMENTAL SALARY SCHEDULE 12-26-2019 Packet Page 18 Item 5 Supplemental Employee Policy GENERAL POLICY It is the policy of the City of San Luis Obispo to hire supplemental employees to meet temporary needs of the City that result from emergencies, special projects of a short- term nature, extra-help, seasonal work, un-programmed surges in workload, occasional hours for an ongoing need, and to provide substitutes for or support to regular employees to maintain optimal service levels. Supplemental Employees shall be compensated on an hourly basis, supervised by regular City staff (exceptions may be made in the Parks and Recreation Department) and perform specific tasks as defined by the City. Authorization for all supplemental employee hiring except in the Parks and Recreation Department shall be approved in advance by both the department head or designee and the Department of Human Resources via an HR Requisition Form. Compensation for supplemental employees is to be in alignment with the City’s supplemental salary schedule. ADMINISTRATION OF SUPPLEMENTAL EMPLOYEE POLICY The Department of Human Resources shall be responsible for coordinating the recruitment and selection of supplemental employees and administering the City’s Supplemental Employee Policy. The Parks and Recreation Department shall be responsible for coordinating their department’s recruitment and selection of supplemental employees in accordance with this policy. Department heads and their supervisory personnel are responsible for implementing the Supplemental Employee Policy in their respective departments. POSITION ANALYSIS Seasonal Worker: Hired to work on a part or full-time basis during a season to respond to an increase in demand. Occasional: Hired to fill a temporary need over a specific period, such as backfilling a Full Time Equivalent (FTE) that is out on leave/vacation/worker’s comp, or to help with a special project. Hired as needed to accommodate periods of increased workloads. Irregular Schedule: Hired to respond to an increase in demand for a position that is not an FTE. Number of hours worked in a fiscal year vary. Limited Benefit Employee: Some Parks and Recreation supplemental employees are eligible for time off and additional sick leave benefits. These employees receive paid C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 19 Item 5 Supplemental Employee Policy Revised December 2018 Page 2 of 11 time off in the amount of 3% hours worked, up to a maximum accrual of 40 hours, and accrue sick leave with pay at the rate of twelve days per year of continuous service.. Supplemental Employees Hired part-time to supplement the City’s regular workforce in a position that does not have an associated line-item position. Contract Employee: These positions are for periods of employment typically greater than six months but less than two years. Contract employees may receive some of the same benefits as regular employees in the bargaining group their classification is within if it is expressly written in to their employment contract. Other contract employees may have other negotiated benefits that differ from a bargaining unit. Heath insurance (medical, dental, vision, life) is an optional benefit for contract employees, offered at the department’s discretion. City contribution is aligned with equivalent employee group benefits. TEMPORARY HIRING OF RETIREES • Temporary full-time or temporary part-time employment of retirees under the California Public Employees Retirement System (PERS) shall be permitted in cases where temporary service is desired. • The PERS retiree is limited to 960 hours per fiscal year. These hours include periods of time worked for any PERS agency in the State of California. Under no circumstances shall a PERS Retiree work for any PERS agency for more than a total of 960 hours per fiscal year or be assigned to the City through a temporary agency. Other limitations may apply, including the amount of compensation that may be offered. Refer to CalPERS Employment After Retirement Handbook for further information. Retired Annuitant: An employee that has retired from a CalPERS agency that meets the criteria to work for less than 960 hours in a fiscal year. These criteria include: • Hired to be used as extra-help • Has specialized skills needed to perform the work • Their retirement date must be 180 days before their hire date Benefits Supplemental Employee Health Contribution: Supplemental employees working shifts greater than 30 hours per week or 130 hours per month on a continuous basis for at least four months will be eligible for employee-only health insurance. The contribution is adjusted annually to ensure affordability as defined by the Affordable Care Act (ACA). Nationwide Retirement: The City of San Luis Obispo does not participate in Social Security but has implemented a retirement system which satisfies the IRS and the Social Security Act [20 CFR 1200(b)]. This shall be accomplished by the use of a Deferred Compensation Plan eligible under section 457(b) of the Code. All employees C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 20 Item 5 Supplemental Employee Policy Revised December 2018 Page 3 of 11 of the City of San Luis Obispo who are not eligible to participate in the Public Employees Retirement System (CalPERS) must participate in this defined contribution plan. Employee contribution is 7.5% of salary. CalPERS Retirement: Supplemental employees who have previously been enrolled in CalPERS or exceed 1,000 paid hours in a fiscal year will be enrolled into CalPERS (paid hours include regular, sick leave, overtime). *For more information, please refer to Exhibit A Paid Sick Leave: In compliance with California Law Assembly Bill 1522 – Healthy Workplaces, Healthy Families Act of 2014 (AB 1522), effective July 1, 2015 the City will provide all supplemental staff (with the exception of retired annuitants) paid sick leave at the accrual rate of one (1) hour of sick leave for every 30 hours worked, up to three (3) days or 24 hours of paid sick leave to be provided in a 12-month period. More details can be found in the City’s Paid Sick Leave Policy. Parks and Recreation Limited Benefit (LBT) employees are pre-approve positions that are eligible for additional sick time benefits. Each incumbent of an LBT position shall accrue sick leave with pay at the rate of twelve days per year of continuous service. A department head shall require written proof of illness from an authorized medical authority at the employee’s expense for sick leave use in excess of five (5) consecutive working days by personnel in his/her department. Such proof may be required where there exists an indication of sick leave abuse. Personal Time-off (PTO): Parks and Recreation Limited Benefit (LBT) employees are pre-approved positions that work over 1,000 hours per fiscal year and are eligible for personal time off (PTO) benefits. These employees receive PTO in the amount of 3% of hours worked, up to a maximum accrual of 40 hours which is cashed out upon termination. PTO does not count towards hours worked for purposes of overtime calculation. RESPONSIBILITY FOR SUPPLEMENTAL RECRUITMENT & SELECTION The Department of Human Resources shall be responsible for the application of the Supplemental Employee Policy. From time to time the Human Resources Director and City Manager may be required to make amendments to this policy to comply with federal and state laws. HUMAN RESOURCES DEPARTMENT It shall be the responsibility of the Department of Human Resources to assist all department heads and their staff in the recruitment and selection of all supplemental staff and contract employees (except for Parks and Recreation) which includes: • Advertising the position. • Accepting, tracking and maintaining the applications. • Scheduling pre-employment physical examinations (if required). C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 21 Item 5 Supplemental Employee Policy Revised December 2018 Page 4 of 11 • Advising and assisting departments in solving performance problems or other policy issues with supplemental employees. • Orienting supplemental employees. Department Heads / Supervisors The department heads / supervisors or designee have primary responsibility for the implementation of the Supplemental Staff Policy within their department/division. It is the responsibility of the department heads / supervisors or designee to: • Determine if funding is available within the department budget to hire supplemental help. • Determine with the assistance of the Human Resources Department if a pre- employment physical is needed. • Schedule an orientation with the Human Resources Department on the first day of employment. Parks and Recreation will orient their own supplemental employees. CRITERIA FOR SUPPLEMENTAL STAFF TO EXCEED 1,000 HOURS Supplemental staff are not eligible for PERS retirement benefits unless they exceed 1,000 paid hours (regular, sick leave, OT) in a fiscal year or the employee has previously qualified for PERS retirement. If the supplemental employee is projected to exceed 1,000 hours, a City Manager report requesting approval to allow a supplemental employee to exceed 1,000 hours in a fiscal year should be submitted and contain the following information: • Name, classification, and hire date of the supplemental employee. • A discussion of the critical need for the employee to work more than 1,000 hours in a fiscal year. • A brief description of the employee’s work assignment. • Hours worked to date and estimated date employee will exceed 1,000 hours. • The time frame of the expected need for this employee to work more than 1,000 hours per fiscal year. • Training the department has invested in this employee. • The recruitment difficulties the department has experienced, if any. • The anticipated increases in costs for PERS retirement. Estimate the dollar amount for the remainder of the current fiscal year and for the next full fiscal year. • Any alternatives, including hiring more supplemental employees to keep them under the 1,000-hour limit. • The consequences if the request is not approved. • Other information to support the request. See Appendix A for a sample City Manager Report. C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 22 Item 5 Supplemental Employee Policy Revised December 2018 Page 5 of 11 BARGAINING UNIT Supplemental staff are not covered by nor represented by any bargaining unit. COMPENSATION Salary All supplemental employees shall be paid in accordance with the Supplemental Employee Salary Ranges. The starting step of pay can be assigned at the discretion of the Department Head. Rationale for placing an employee above Step 1 will be specified on the Personnel Action Form. If an employee is performing two different jobs within the City, they will code their timecard with the appropriate account number for each different job and submit a Personnel Action. Overtime Overtime is defined as all hours preauthorized by management and worked by the supplemental employee more than forty (40) hours worked in a work period. All overtime shall be authorized in writing by the department head or designee prior to being worked. Overtime shall be compensated in cash at one and one half (1 1/2) times the employee’s regular rate of pay. Criteria for Step Increase Step increases shall not be automatic or simply a function of time in position. Consideration for a step increase should be based on both the employee’s satisfactory performance and the accumulation of working 520 hours at a current step in their current classification. A discretionary increase may be considered prior to completion of 520 hours of City employment to retain key skills. Any step increase recommended by the Department Head must be in alignment with the City’s Supplemental Employee Salary Ranges and approved By Human Resources. Request for a discretionary increase must be accompanied by written justification from the supervisor. Guidelines for discretionary increases are set by each division and shall be applied equally. Increases are not applied retroactively. Increases are not intended to imply long-term continuation of employment, but to recognize performance and address retention of critical skills and certifications to avoid unnecessary turnover costs. Increases larger than one step must be accompanied by appropriate written justification and are allowed one time within a salary range. Salary Range Adjustments Per the City’s Compensation Philosophy, supplemental employee salary ranges will be evaluated periodically for market competitiveness, effectiveness, and compliance with State law. C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 23 Item 5 Supplemental Employee Policy Revised December 2018 Page 6 of 11 Multiple Classifications For employees working in multiple classifications, the department will need to list out all classifications (including account, department, supervisor, pay rate) on a Personnel Action Form. EVALUATIONS FOR CONTRACT EMPLOYEES Contract employees with a term of more than one year will be evaluated using the guidelines below. The format of evaluations is up to the discretion of the department; they may use the evaluation template or write a memo. Management/Exempt Employees Within two weeks of employment, the supervisor will work with the employee to create their goals. This will provide a framework within which the employee will be evaluated. At the six-month mark an evaluation is recommended, but not required. An annual evaluation will then be required for the duration of their contract, as well as updated goals each year. Non-Exempt Employees Within two weeks of employment, the supervisor will work with the employee to set expectations. This will provide a framework within which the employee will be evaluated. At the six-month mark an evaluation is recommended, but not required. An annual evaluation will then be required for the duration of their contract. EMPLOYMENT OPPORTUNITY PROGRAM Supplemental employees who meet the minimum qualifications are eligible to compete for open positions as part of the Employment Opportunities Program (EOP). The Program is designed to give current employees a window of opportunity to apply for and possibly transfer or promote into another classification when there is a vacancy prior to the start of an outside recruitment. TERMINATION Per the Personnel Rules and Regulations (2.36.190 D 3) a supplemental employee may be removed at any time without the right of appeal or hearing. C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 24 Item 5 Supplemental Employee Policy Revised December 2018 Page 7 of 11 Exhibit A Type Duration Mandatory Benefits Health Cont. PERS Seasonal FT <6 M No Contract Must offer upon hire if the employee will be working 30 hours on average over a four- month period. Must offer if the employee works 30 hours on average over a four-month period. Must enroll upon hire if they are expected to exceed the 1,000-hour limit within a fiscal year. Must enroll if the employee exceeds the 1,000-hour limit within a fiscal year. PT <6 M No Contract No enrollment required. No enrollment required. Occasional FT <6 M No Contract Must offer upon hire if the employee will be working 30 hours on average over a four- month period. Must offer if the employee works 30 hours on average over a four-month period. Must enroll upon hire if they are expected to exceed the 1,000-hour limit within a fiscal year. Must enroll if the employee exceeds the 1,000-hour limit within a fiscal year. >6 M Contract Must offer upon hire. Must enroll upon hire. PT <6 M No Contract No enrollment required. No enrollment required. >6 M Contract Must offer upon hire if the employee will be working 30 hours on average over a four- month period. Must offer if the employee works 30 hours on average over a four-month period. Must enroll upon hire if they are expected to exceed the 1,000-hour limit within a fiscal year. Must enroll if the employee exceeds the 1,000-hour limit within a fiscal year. Ongoing FT >6 M Contract Must offer upon hire. Must enroll upon hire. PT >6 M No Contract Must offer upon hire if the employee will be working 30 hours on average over a four- month period. Must offer if the employee works 30 hours on average over a four-month period. Must enroll upon hire if they are expected to exceed the 1,000-hour limit within a fiscal year. Must enroll if the employee exceeds the 1,000-hour limit within a fiscal year. C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 25 Item 5 Supplemental Employee Policy Revised December 2018 Page 8 of 11 Appendix A – Sample City Manager Report Final City Manager Approval Approver Name Date Approved City Administration Approver’s Initials Month/Day Reviewer Routing List Reviewer Name Date Reviewed Finance & Information Technology Reviewer Initials Month/Day Human Resources Reviewer Initials Month/Day DATE FROM: Department Head, Department Signature PREPARED BY: Name, Position Title SUBJECT: PERS Enrollment 1000 hours - Williamson RECOMMENDATION Authorize Part Time/Temporary Lifeguard Lindsey Williamson’s enrollment in the PERS system effective May 25, 2017. In this section you explain what you are asking for. DISCUSSION Background Information Lindsey Williamson was hired on July 3, 2015 and presently works two different jobs for the City: Lifeguard/City Worker 3 and Swim Instructor/ City Worker 4. On May 25, 2017 Lindsey will exceed the 1,000 hour mark limitation on part time temporary employees and therefore must be enrolled in PERS as of that date. To minimize ongoing costs she could be terminated and another temporary employee hired that would not be in PERS. This is where you include background information such as hire date, an overview of the situation, or any other important information to understanding the situation. Below, you outline specifics of why this occurrence happened / is happening, what needs to be done, and alternatives to your recommendation. Significant staff transitions in Aquatics and Facilities in 2017 and Lindsey stepped up C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 26 Item 5 Supplemental Employee Policy Revised December 2018 Page 9 of 11 Recruitment for Aquatics staff is an on-going struggle due in part to the number of weekly shifts needing to be filled and the now recovered economy. In addition, the majority of staff are college students whose work availability is dependent on their class schedules; therefore they require a work schedule that must change from quarter to quarter to “fit” their academic schedule. Lindsey is a trained, available employee who has filled the gaps with scheduling for the past year. In Aquatics, due to the low numbers of employees and slow recruitment, Lindsey was asked to fill in for additional shifts as a swim instructor for swim lessons, lifeguards, and assist incoming staff shadow shifts in May. Why Will Staff Allow Lindsey Williamson to Exceed 1,000 hours in a Fiscal Year? Because she is a great employee, and because May and June are the busiest months of the year for Parks and Recreation, Lindsey has covered and will cover several extra shifts at the pool and facilities. She was covering for sick staff in May (the stomach flu made the rounds) and one of the only employees able to work these shifts. With the slow recruitment process, student scheduling issues, and illnesses, the options are either to allow Lindsey to work the extra hours, have regular staff work these shifts (taking away from their priorities and costing over twice as much per hour), be understaffed which would result in a safety issue, or close the pool altogether. Why is it critical to authorize this employee to be enrolled in PERS? 1. We are legally required to enroll Lindsey in PERS because she will exceed 1,000 hours in a fiscal year. Not enrolling her in PERS could subject the City to penalties that could far exceed the additional cost of PERS. In her Assigned Division continuity of staff and relationships is highly valued. Lindsey has shown a passion for the Parks and Recreation Department. Her job duties include: patron safety, recognizing and responding to emergencies, enforcing rules and regulations of the facility, head lifeguard duties, swim lesson instruction, maintaining effective working relationships with staff and the public, and assisting in lifeguard training. Lindsey is a “natural” leader and brings a positive attitude to the programs. She is an excellent communicator and the positive relationship she has cultivated with the children in her lessons and families is invaluable and irreplaceable. Lindsey’s passion and devotion to quality programming and enriching opportunities is evident in all she does. She is well liked by patrons of the pool, students she has taught, and regular users of our facilities. Significant training has been provided to this employee. Along with being trained in general City policies and procedures, Lindsey has been trained in over 80 hours of intensive and general training pertaining to Aquatics, including: First Aid and CPR, Mandated Child Abuse Reporting procedures, emergency action plans, water rescue skills, facility policies and procedures, facility safety checks, Active registration system. C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 27 Item 5 Supplemental Employee Policy Revised December 2018 Page 10 of 11 Longer term Lindsey would be a natural fit as a LBT. Lindsey began working for the Parks and Recreation Department as a Lifeguard in Aquatics. Once she met the requirements for the lifeguarding role, she was immediately assigned higher designations and given more responsibility based on her exemplary work performance. Currently, she is a head lifeguard who is being trained for upcoming department specialist positions. Lindsey is dependable, committed, a self-starter and has exceeded all expectations. Due to all of this Lindsey would be a natural fit for a future LBT (PERS budgeted) vacancy. If the past is a guide, Parks and Rec experiences an average of one LBT vacancy a year (if not more) due to promotions and other transitions. This succession planning effort allows for program Supervisors to retain quality employees and provide programmatic consistency while reducing recruitment and training costs. If this were to occur, future PERS costs for Lindsey would be folded into her salary as PERS costs are included in the costs of limited benefit temporary employees. Consequently, if the request is not approved, Lindsey would have to be terminated resulting in the loss of consistent, hard-working, and quality employee. There would be significant training costs associated with adding another staff member of Lindsey’s caliber. What alternatives are there, including hiring more temp employees in order to keep them under the 1000-hour limit? 1. Increase tracking of all multiple division staff. Work with staff, in addition to Supervisors, to better understand the limitations present by keeping employees under the 1000 hours threshold by scheduling fewer hours for the employee per division. Doing bi- monthly Intellitime checks and balances once an employee is at or near 750 hours as related to internal staff hour tracking. 2. Lower the Department Policy Restrictions on Hours Worked. Lower the stop work threshold to 820 hours. 3. Hiring More Staff. Hiring more temporary employees for the aquatics program. This is not desired as summer is the high season while the hours are cut dramatically in the off season. It takes about a month from the time the position is opened to the employee’s start date, so if we started recruiting now it would be a position that would last for about six weeks. This position would have to undergo rigorous training to comply with safety standards and would not be worth the cost of the recruitment process for the short time they are employed. CONCURRENCES The Human Resources Director concurs with the recommendations of this report. FISCAL IMPACT C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 28 Item 5 Supplemental Employee Policy Revised December 2018 Page 11 of 11 Assuming this employee remains an active part time employee in 2016-17 and in the current position, and roughly the same number of hours the added annual cost would be approximately $3,030. The projected increased cost of the proposed change for this employee can be accommodated within the existing budget for temporary salaries for Parks and Recreation. This is where you explain the direct fiscal impact of your recommendation, if there is any. C - REVISED SUPPLEMENTAL EMAPLOYEE POLICY Packet Page 29 Item 5 Page intentionally left blank. Packet Page 30 Item 5 Department Name: Community Development Cost Center: 4003 For Agenda of: December 3, 2019 Placement: Consent Estimated Time: N/A FROM: Michael Codron, Community Development Director Prepared By: Rachel Cohen, Associate Planner SUBJECT: ADOPTION OF ORDINANCE REZONING PROPERTIES AT 609 & 633 PALM, 610, 614 & 630 MONTEREY, 970 & 972 NIPOMO STREETS FROM OFFICE WITH A HISTORIC DISTRICT OVERLAY (O-H) AND MEDIUM- HIGH DENSITY RESIDENTIAL (R-3) TO DOWNTOWN COMMERCIAL ZONE WITH A HISTORIC DISTRICT OVERLAY (C-D-H), TO BE CONSISTENT WITH THE PALM NIPOMO PARKING STRUCTURE PROJECT AND GENERAL PLAN AS AMENDED RECOMMENDATION Adopt Ordinance 1671 (2019 Series) (Attachment A) rezoning property at 609 & 633 Palm, 610, 614 & 630 Monterey, 970 & 972 Nipomo Streets. SITE DATA DISCUSSION On November 12, 2019, the City Council voted 3-0-2 to introduce Ordinance 1671 (2019 Series) to rezone the properties at 609 & 633 Palm, 610, 614 & 630 Monterey, 970 & 972 Nipomo Streets from Office with a Historic District Overlay (O-H) and Medium-High Density Residential (R-3) to Downtown Commercial with a Historic District Overlay (C-D-H) to be consistent with the Palm Nipomo Parking Structure Project and with the General Plan. Ordinance No. 1671 is now ready for adoption. The Zoning Map change will become effective 30 days after its adoption. Applicant SLO Rep and City of SLO Representative SLO Rep – Bryce Engstrom City of SLO – Richard Burde Zoning O-H (Office-Historic District Overlay) and R-3 (Medium-High Density Residential) General Plan Office and Medium-High Residential Site Area 1.38 Environmental Status Certified FEIR and an Addendum Packet Page 31 Item 6 Background Previous Council and Advisory Body Action • November 12, 2019 – City Council reviewed and approved the architectural design of a new performing arts facility and a new parking structure, a deviation in the height and Floor Area Ratio (F.A.R.) for the parking structure, use permits to allow the SLO Rep Theatre and a parking structure within the Downtown Commercial Zone and adopted a General Plan Amendment changing the project site from Office and medium-high density residential to General Retail. The City Council also introduced changing the zoning of the project site from Office with a Historic District Overlay (O-H) and Medium-High Density Residential (R-3) to Downtown Commercial with a Historic District Overlay (C-D-H). • October 23, 2019 – Planning Commission reviewed the project and recommended that the City Council approve the project as proposed and made a recommendation that the forthcoming building that will line the parking structure include residential units, based on the architectural concept that was presented at the October 23, 2019 Planning Commission meeting. The Planning Commission made a second motion and recommended the Council consider developing a process to identify parties to move the adobe and find creative adaptation for its use. • September 23, 2019 – CHC reviewed the proposed project plans and recommended the PC find the Palm Nipomo parking structure compatible with the Downtown Historic District. They recommended continuance on the review of the Heyd Adobe component of the project and continuance of the review of the facade design of the SLO Rep Theatre. • September 16, 2019 – ARC reviewed the revised plans that incorporated their direction and made a recommendation that the PC find the project consistent with the Community Design Guidelines with direction that the applicant of the SLO Rep Theatre revise the façade of the building with better balance and proportion of the wall cladding - specifically, reduce the variegated terracotta facade at the exterior of the black box theatre and at the upper portion of the walls of the main theatre projecting above the roof deck level (approximately at the 218.45 foot elevation and above) and soften the contrast of the terracotta tiles with each other. • August 19, 2019 – ARC reviewed the proposed architecture of the project and the ARC continued the review and provided seven directional items to the applicants requesting the applicants produce elevations and renderings that showed the two structures together and to include a revised western elevation of the parking structure that had more articulation and design. • July 17, 2018 – City Council reviewed and adopted the Final Environmental Impact Report (FEIR) Palm Nipomo Parking Structure Project. The CHC, ARC and PC each reviewed the document and provided comments and recommendations to the City Council. Packet Page 32 Item 6 Policy Context As discussed in the Council Agenda Report dated November 12, 2019, the project is consistent with policies outlined in the Land Use Element, Circulation Element and the Downtown Concept Plan. Public Engagement Consistent with the City’s Public Engagement and Noticing (PEN) Manual, the project was noticed per the City’s notification requirements for Development Projects. A legal advertisement was posted in the New Times 13 days prior to the City Council meeting. Additionally, postcards were sent to both tenants and owners of properties located within 300 feet of the project site 10 days before the City Council meeting. Public comment on the project and the associated environmental document was provided to the advisory bodies through written correspondence and through public testimony at the hearing. CONCURRENCE Staff comments provided during review of the proposed project are incorporated into the staff report and conditions of approval. Additional comments will be provided in the staff report for the use permit and architectural review regarding public improvement requirements, utility connections, and other site features once those subsequent applications are received and ready for consideration. ENVIRONMENTAL REVIEW On July 17, 2018, the City Council certified the Final Environmental Impact Report (FEIR State Clearinghouse Number 2017051011), adopted a Mitigation Monitoring and Reporting Program, adopted the following CEQA Findings and Mitigation Measures related to the Palm Nipomo Parking Structure Project, and made a Statement of Overriding Considerations. On November 12, 2019, the City Council adopted Resolution No. 1671 (2019 Series) adopting the Addendum to the FEIR changing the land use designation from Public to Downtown Commercial and the zoning from Public Facility with a Historic Overlay (PF-H) to Downtown Commercial with a Historic Overlay (C-D-H) to allow for the uses as they are described and analyzed in the FEIR. FISCAL IMPACT Budgeted: N/A Budget Year: 2019-21 Funding Identified: N/A Packet Page 33 Item 6 Fiscal Analysis: Funding Sources Current FY Cost Annualized On-going Cost Total Project Cost General Fund N/A State Federal Fees Other: Total A detailed discussion on the fiscal impact is discussed in the Council Agenda Report dated November 12, 2019. ALTERNATIVES Modify the Proposed Ordinance. The City Council may make minor, non-substantive changes to the proposed Ordinance for the staff to incorporate in the final documents. Any material changed to the Final Ordinance would require further review by staff and the Planning Commission followed by re-introduction of the Ordinance by the Council. Attachments: a - Draft Ordinance No. 1671 (2019 Series) Packet Page 34 Item 6 O 1671 ORDINANCE NO. 1671 (2019 SERIES) AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, REZONING PROPERTIES AT 609 & 633 PALM, 610, 614 & 630 MONTEREY, 970 & 972 NIPOMO STREETS FROM OFFICE WITH A HISTORIC DISTRICT OVERLAY (O-H) AND MEDIUM-HIGH DENSITY RESIDENTIAL (R-3) TO DOWNTOWN COMMERCIAL ZONE WITH A HISTORIC OVERLAY (C-D-H) CONSISTENT WITH THE PALM NIPOMO PARKING STRUCTURE PROJECT WITH AN ADDENDUM TO THE CERTIFIED ENVIRONMENTAL IMPACT REPORT AS REPRESENTED IN THE COUNCIL AGENDA REPORT AND ATTACHMENTS DATED NOVEMBER 5, 2019 (RZ-0460-2019) WHEREAS, the Planning Commission of the City of San Luis Obispo conducted a public hearing in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California, on October 23, 2019, and recommended a revision to the City’s Zoning Map (Exhibit 1 attached) consistent with the Palm Nipomo Parking Structure Project as part of the entitlement process for the project (RZ-0460-2019); and WHEREAS, the City Council of the City of San Luis Obispo conducted a public hearing in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California, on November 12, 201 9 , for the purpose of approving the rezone; and WHEREAS, the City Council finds that the proposed amendments are consistent with the General Plan as amended, the purposes of the Zoning Regulations, and other applicable City ordinances; and WHEREAS, the City Council adopted a Final Environmental Impact Report (FEIR) for the project (SCH #2017051011) that addressed impacts related to the rezone at its public hearing of July 17, 2018, and review of the Addendum at its public hearing of November 12, 2019; and WHEREAS, notices of said public hearings were made at the time and in the manner required by law; and WHEREAS, the City Council has duly considered all evidence, including the testimony of the applicant, interested parties, and the evaluation and recommendations by staff, presented at said hearing. NOW, THEREFORE, BE IT ORDAINED , by the City Council of the City of San Luis Obispo as follows: Packet Page 35 Item 6 Ordinance No. 1671 (2019 Series) Page 2 O 1671 SECTION 1. Environmental Determination. The City Council hereby finds that this action has been environmentally reviewed pursuant to the provisions of the California Environmental Quality Act (Public Resources Code Sections 21000, et seq. (“CEQA”), the State CEQA Guidelines (California Code of Regulations, Title 14, Sections 15000, et seq.) and the City's local standards. On July 17, 2018, the City Council certified the Final Environmental Impact Report (SCH #2017051011), adopted a Mitigation Monitoring and Reporting Program, and adopted CEQA Findings and Mitigation Measures, including a Statement of Overriding Considerations, for the Palm Nipomo Parking Structure Project per Resolution No. 10923 (2018 Series). A Notice of Determination was filed with the San Luis Obispo County Clerk Recorder’s Office on July 19, 2018. The City Council adopts the following findings to approve the Addendum to the certified FEIR: 1) the minor technical changes addressed in the Addendum do not materially change the findings and conclusions of the certified FEIR; 2) no substantial changes are proposed or would occur that would require major revisions to the certified FEIR; 3) no new significant environmental effe cts are identified and there would not be a substantial increase in the severity of previously identified significant effects; 4) the project would not result in any significant effects that would be substantially more severe than what was identified in the certified FEIR. Furthermore, the applicant will comply with all mitigation measures and environmentally mitigating project features included in the certified FEIR. SECTION 2. Findings. Based upon all evidence, the City Council makes the following findings: a) The rezone allows the implementation of the Palm Nipomo Parking Structure Project by rezoning the site to be consistent with the General Plan as amended. b) The rezone is consistent with General Plan Land Use Element policies and map as amended related to the Palm Nipomo Parking Structure Project, including the land uses and conceptual development envisioned for the area for following reasons: 1) The rezone would facilitate the General Plan Land Use map as amended and reflect General Plan development parameters for the area; and 2) the rezone would facilitate appropriate infill development and construction consistent with the City’s Downtown Concept Plan and support General Plan policies for the development of Downtown. c) The rezone will not create non-conforming uses at the site because any existing uses that remain on site would be allowed under the new zoning. SECTION 3 . Action. The City Council of San Luis Obispo hereby approves the rezone and land use map amendment as shown in attached “Exhibit 1,” which is consistent with the land use designations included in the General Plan as amended. Packet Page 36 Item 6 Ordinance No. 1671 (2019 Series) Page 3 O 1671 SECTION 4 . Severability. If any section, subsection, sentence, clause, or phrase of this Ordinance is for any reason held to be invalid or unconstitutional by a decision of any court of any competent jurisdiction, such decision shall not affect the validity of the remaining portions of this Ordinance. The City Council hereby declares that it would have passed this Ordinance, and each and every section, subsection, sentence, clause, or phrase not declared invalid or unconstitutional without regard to whether any portion of the Ordinance would be subsequently declared invalid or unconstitutional. SECTION 5. A summary of this ordinance, together with the names of Council Members voting for and against, shall be published at least five (5) days prior to its final passage, in The Tribune, a newspaper published and circulated in this City. This ordinance shall go into effect at the expiration of thirty (30) days after its final passage. INTRODUCED on the 12th day of November 2019 , AND FINALLY ADOPTED by the Council of the City of San Luis Obispo on 3rd day of December 2019, on the following vote: AYES: NOES: ABSENT: ______________________________ Mayor Heidi Harmon ATTEST: Teresa Purrington City Clerk APPROVED AS TO FORM: J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this __________ day of ____________________, _______. Teresa Purrington City Clerk Packet Page 37 Item 6 Ordinance No. 1671 (2019 Series) Page 4 O 1671 Exhibit 1. Amended Land Use Map and Rezoning Map Palm Nipomo Parking Structure Project Amended Land Use and Rezoning Map Existing Proposed Medium-High Residential (R-3) Office with a Historic Overlay (O-H) Downtown Commercial with a Historic Overlay (C-D-H) Packet Page 38 Item 6 Department Name: Utilities Cost Center: 6105 For Agenda of: December 3, 2019 Placement: Consent Estimated Time: N/A FROM: Aaron Floyd, Utilities Director Prepared By: Jennifer Thompson, Utilities Business Manager SUBJECT: REQUEST TO AUTHORIZE STAFF TO ADVERTISE A REQUEST FOR PROPOSALS FOR CONTRACT WATER METER READING RECOMMENDATION Authorize staff to advertise a Request for Proposals (RFP) for contract meter reading and authorize the City Manager to execute an agreement if the selected proposal is less than or equal to $182,000 and satisfying any meet and confer obligations with represented employees. DISCUSSION Background In August 2014, the City released a Request for Proposal (RFP) (Attachment A) seeking proposals for contract water meter reading services. One proposal was received from Alexander’s Contract Services, Inc. It was evaluated and determined to be responsive to all elements of the RFP. The contract was awarded in January 2015 for a three-year period with the option to extend for two additional years upon agreement of both parties. In March 2018, the City Council approved a two-year contract extension with Alexander’s Contract Services, Inc. Contract Meter Reading Benefits In 2015, the City implemented contract meter reading to resolve irregular billing period lengths and dates during the Average Winter Water Use (AWWU) billing cycle. Contract meter reading allows for all meters to be read during the first week of each month whereas previously it took City Water Distribution staff one full month to read all of the meters in the city. Contract meter reading has helped standardize the AWWU period for all customers and has also proven to have other valuable benefits as defined below. Customer Service- Bill and Payment Due Date Consistency Contract meter reading has solved multiple ratepayer concerns related to utility billing. Concerns prior to contract meter reading included: 1) ratepayers with a fixed income struggling with receiving their utility bill on different dates each month; and 2) ratepayers who chose the auto-pay option, which directly debits their account, struggling with the ever-changing billing and withdrawal date. Contract meter reading has allowed the billing date to be standardized for all ratepayers. All water meters are read in one week, on the same week of every month, and are subsequently billed the same time of each month. This change resolved customer concerns related to inconsistent bill and payment due dates. Packet Page 39 Item 7 Maximizing Work Force Prior to contract meter reading, four Water Distribution Customer Service staff were dedicated to meter reading. With the implementation of contract meter reading, two of these positions have been converted from Customer Service to Water Distribution Operators. These additional Operators have allowed the Water Distribution section to perform critically needed maintenance in the water distribution system. Contract meter readers take pictures of water meter reads that are outside a normal range of water consumption. These pictures have saved work effort and time in both the Water Resources and Utility Billing sections. Prior to contract meter reading, Water Resources staff had to visit a property to re-read a meter if the meter read appeared outside of a normal range. Now, in most cases, staff are able to rely on the picture taken by the contract meter reader to inform of the potential for a water leak or another cause of high consumption. The pictures have also reduced the number of billing errors related to misread meters. Savings Since the implementation of contract meter reading, the Utility Billing section has been reduced from 3.5 full-time employees (FTE) to 2 FTE. Contract meter reading has been one of several factors that has allowed for this reduction in staff. Utility Billing staff spends less time fixing billing errors related to incorrectly read meters and has a more regular billing schedule as a result of all meters being read during the same week of the month. Optional Additional Services In addition to contract meter reading, the Utilities Department is interested in receiving proposals for other meter-related services. The Utilities Department will review these additional proposals and evaluate whether implementing these services is cost effective and would provide the necessary level of service to the community. In conducting that evaluation, staff will consider whether there may be potential modification to job duties of existing staff and recognizes the City’s duty to meet and confer in good faith over any potential impacts of changes to job duties in advance of implementation. 1. Turn On and Turn Off Service The Water Distribution section of the Utilities Department currently performs daily meter turn on, turn off, and meter read service for customers starting and stopping water service. 2. Meter Replacements The Water Distribution section of the Utilities Department routinely exchanges old water meters for new water meters to ensure that all water meters are in good working order and accurately measure water consumption. This optional additional service would outsource the replacement of up to 1,500 small water meters (5/8” through 1” meters) on an annual basis. 3. Alternative Method to Contract Meter Reading Services The Utilities Department is interested in other means to accomplish the goals of contract meter reading, an example would be automated meter reading. The proposer may submit an alternative proposal (or proposals) that it believes will also meet the City's project objectives but in a different way. Packet Page 40 Item 7 Policy Context 1. The Fiscal Sustainability and Responsibility Major City Goal work plan includes developing efforts to increase operational efficiencies. Contract meter reading has proven to increase operational efficiencies. 2. The Fiscal Health Response Plan also focuses on new ways of doing business to deliver services differently while minimizing impacts to residents and other customers. The additional optional services will give the Utilities Department the opportunity to consider different ways to deliver turn on and turn off service, meter replacements and installations, and meter reading. Public Engagement This is an administrative item, so no outside public engagement was completed. Public comment can be provided to the City Council through written correspondence prior to the meeting and through public testimony at the meeting. CONCURRENCE Utilities staff collaborated with staff from the Human Resources Department regarding the optional additional services. The Human Resources Department concurs with the information provided in this report. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the action does not constitute a “Project” under CEQA Guidelines Sec. 15378. FISCAL IMPACT Budgeted: Yes Budget Year: 2019-20 Funding Identified: Yes Fiscal Analysis: Funding Sources Total Budget Available Current Funding Request Remaining Balance Annual Ongoing Cost Sewer Fund $182,000 State Federal Fees Other: Total $182,000 Packet Page 41 Item 7 The current cost for the annual contract for meter reading is $182,000. This is based upon the 15,800 meters that are currently being read. The cost to read each water meter is $0.96 per month. It is expected that the new contract will be approximately the same amount. If the additional optional services are evaluated and determined to be cost effective, the Utilities Department will request additional funding as a part of the 2020-21 Financial Plan Supplement. ALTERNATIVES Do not Authorize Staff to Advertise a Request for Proposal. Council may decide to not to advertise an RFP however, the current contract will expire on March 31, 2020. Staff does not recommend this option, as the City has come to rely upon and recognize the benefits of contract meter reading. Attachments: a - Contract Meter Reading RFP 2020 Packet Page 42 Item 7 The City of San Luis Obispo is committed to including disabled persons in all of our services, programs and activities. Telecommunications Device for the Deaf (805) 781-7410. Notice Requesting Proposals for Contract Water Meter Reading Services The City of San Luis Obispo is requesting sealed proposals for services associated with the Contract Meter Reading Services. All firms interested in receiving further correspondence regarding this Request for Proposals (RFP) will be required to complete a free registration using BidSync (https://www.bidsync.com/bidsync-app- web/vendor/register/Login.xhtml). All proposals must be received via BidSync by the Department of Finance at or before 01/07/2019 when they will be opened publicly in the City Hall Conference Hearing Room, 990 Palm Street, San Luis Obispo, CA 93401. Proposals received after said time may not be considered. The preferred method of submission is electronically via BidSync. If you wish to send a hard copy to guard against premature opening, each proposal shall be submitted to the Department of Finance in a sealed envelope plainly marked with the proposal title, project number, proposer name, and time and date of the proposal opening. Proposals shall be submitted using the forms provided in the project package. An optional pre-proposal conference will be held to answer any questions that the prospective proposers may have regarding the City's request for proposals. Council Hearing Room 879 Morro Street, San Luis Obispo 12/19/2019 11 am PST 1-888-204-5987, Code: 8618289 Project packages and additional information may be obtained at the City’s BidSync website at www.BidSync.com. Please contact Jennifer Thompson, Utilities Business Manager, at jthompso@slocity.org with any questions. Packet Page 43 Item 7 TABLE OF CONTENTS A. INTRODUCTION ......................................................................................................................................... 1 B. SCOPE OF WORK ....................................................................................................................................... 1 C. PROJECT SCHEDULE .................................................................................................................................. 6 D. PROJECT BUDGET ...................................................................................... Error! Bookmark not defined. E. GENERAL TERMS AND CONDITIONS ......................................................................................................... 6 F. SPECIAL TERMS AND CONDITIONS .................................................... ERROR! BOOKMARK NOT DEFINED. G. FORM OF AGREEMENT ........................................................................................................................... 19 H. INSURANCE REQUIREMENTS ............................................................ ERROR! BOOKMARK NOT DEFINED. I. PROPOSAL SUBMITTAL FORMS ................................................................................................................ 23 Packet Page 44 Item 7 -1- A. INTRODUCTION INTRODUCTION Currently the City’s Contract Meter Reading service is responsible for reading approximately 15,600 water meters on a monthly basis. All the meters are read over a five-day period at the beginning of each month. The City is interested in continuing these services and potentially adding other meter-related services to its contract. B. SCOPE OF WORK The City is seeking proposals for a three-year contract with the option to extend for two additional years. The following sections explain the scope of work and technical requirements to provide monthly water meter reading services to the City. 1. Implementation Perform implementation activities required to provide meter reading services for up to 17,000 customer accounts. Upon the City’s execution of the contract, the successful Contractor will have thirty (30) calendar days to become familiar with the meter reading cycles and operating procedures, as well as successfully verify and/or integrate meter reading software with the City’s billing software (Springbrook) before commencing the reading of the meters. Exceptions may be granted if mutually agreed upon by the Contractor and the City’s Contract Administrator. The Contractor shall be available to meet on a regular basis during the implementation period as determined by the City and/or Contractor to resolve any issues, clarify information or provide alternatives to successfully transition to contract meter reading services. Implementation includes, but is not limited to, staff training, the creation of meter read routes integration of the Contractor’s and City’s meter reading activities, integration of mete r reading information for utility billing and development of service reports. 2. Meter Reading Requirements Each month Contractor must read the following types and approximate quantities of digital and analogue water meters. Meter Size Quantity .58” 5983 .75” 4807 1” 3935 1.5” 415 2” 383 3” 29 4” 31 6” 14 8” 4 Packet Page 45 Item 7 -2- These quantities are current estimates and it is understood that the City may add and remove meters over the term of the contract. The Contractor is responsible for reading all meters assigned, including digital meters and meters in underground vaults. Contractor will read each meter once per month with at least 99.8 percent accuracy (i.e. no more than two (2) missed or incorrect meter reads per 1,000 meters). A penalty of $15.00 per error will be applied against the Contractor’s monthly invoice for each missed or incorrect read in excess of (2) errors per 1,000 meters. All meters will be read over a five-day period sometime between the 3rd and the 9th of each month. All reads will be provided by the end of each working day in a format compatible with the City’s operating and billing systems. Contractor shall provide to the City the meter read dates for the following month as far in advance as possible, but no less than one week prior to the first day of meter reading. The Contractor will read each water meter regardless if the meter is turned on or off. Estimations will not be accepted. It is expressly understood that Contractor will make every effort to read all meters, however, if a read is not obtained due to no fault of Contractor, the read shall be noted but shall be marked as “Unread Meter” with note. The Contractor shall report all meter reading issues by the end of each working day to the City’s designated person. The proposal shall contain what problems the respondent normally reports. There are a number of new developments being proposed in the City limits. The Contractor’s proposal shall demonstrate the capacity, or ability to obtain capacity, to expand meter reading services should the City determine the service is needed. Expansion of service during the contract term shall be at the sole discretion of the City. The cost to provide the expanded service shall be at the same rate as provided in the Contractor’s proposal unless otherwise negotiated. 3. Meter Reading Equipment The Contractor shall offer, at no charge, a web-based meter reading platform. The platform shall allow for reading synchronization using a wireless process from the field. The platform shall have the ability to receive re-reads from the office to the handhelds wirelessly. The Contractor shall supply their staff with handheld devices and will maintain those devices required to read meters for the City. The Contractor will ensure that all meter reading equipment, software and files used are compatible with City operating and billing systems. Integration must be completed within 30 days of the City’s issuance to proceed. 4. Meter Read In-Field Verification In the field, the Contractor will validate questionable reads based on the City’s specified variance parameters. The Contractor will provide “certified water meter reads” using handheld device technology with picture taking capabilities to document and verify each meter read (please indicate whether an additional charge would apply). 5. Repair Work Order Reporting Packet Page 46 Item 7 -3- The Contractor shall note obvious problems with the meter, i.e. broken meter, broken meter boxes and lids, meter leaks, high/low consumption, meters found and not in the City’s meter inventory, and possible customer leaks. Contractor will collect data through their own system with the capability to transmit the data to the City in order to generate work orders for needed repairs (e.g., broken/obscured register, meter box too high/low). Contractor shall notify the City the same day of any hazardous conditions requiring immediate attention (e.g.: broken water meter box lids, broken meters, potential water leaks, construction issues, etc.). A penalty of $15.00 per meter will be credited against the Contractor’s invoice for each inaccurate work order that results in City staff time. 6. Stopped and Stuck Water Meters Contractor will check for "stopped/stuck" meters on all accounts that reflect no consumption by reviewing the meter status (on or off) and occupant activity (visibly occupied or unoccupied). Contractor will report suspected malfunctioning meters to the City for repairs. 7. Water Meter Reporting Incentive The City will credit $ 15.00 to the Contractor for each inoperative meter identified by the Contractor not previously identified as inoperative by the City or the Contractor and verified by the City to be inoperative. Excluded from the meter reporting incentive is any meter that is inoperative due to physical abuse or damage by the Contractor. 8. Report to City any Located Meters that are not with the City Read File Contractor will inform the City’s Contract Administrator of the address, meter ID number, location and current read. The City will credit $15.00 to the Contractor for each meter that is owned by the City but not within the City’s active read file. 9. Illegal Connection Incentive The City will credit a $50.00 incentive to the Contractor per location for identification of illegal connections not previously identified as an illegal connection by the City or the Contractor and verified by the City to be an illegal connection. 10. Normal Work Hours Contractor’s normal hours of operation will be between the hours of 7:00 a.m. and 7:00 p.m., Monday through Friday. Deviation or exceptions from the work schedule must be approved by the City’s Contract Administrator in advance. Contractor will submit a list of Holidays observed by Contractor with this RFP. The awarded Contractor shall be able to manage their own staff, ensuring they have completed the routes that have been assigned on a daily basis. 11. Contractor’s Employees and Vehicles Due to its visibility in the community, the Contractor directly represents the City. Therefore, the awarded Contractor’s employees shall dress in a professional uniform, drive a clearly marked vehicle in accordance with California traffic law and conduct themselves in a manner that reflects the City in a professional manner. Uniforms and vehicles shall be provided by the Contractor. At all times, the Contractor shall employ only competent readers, experienced or well trained in the task being performed, and who are familiar with meter location. Employees must be able to Packet Page 47 Item 7 -4- effectively communicate in a courteous manner when approached by a customer but will refrain from answering questions but will provide information or materials supplied by the City directing the customers to a City contact. Contractor shall continuously oversee the activities of such readers. At the City’s written request, and based upon reasonable evidence, the Contractor shall immediately remove and replace any incompetent, careless or negligent meter readers. At all times, contractor shall have employees be uniformed with the Contractor company logo and identification tags. All Contractor vehicles shall be clean, well-maintained, and marked appropriately to identify the service provided. 12. Ongoing Coordination/Meetings Contract amount shall include the cost for ongoing coordination and other meetings during the contract term as agreed upon by the City and Contractor. OPTIONAL SERVICES 1. Optional Service 1: Turn On/Turn Off Service Perform daily meter turn on, turn off, and meter read service (service requests) for customers starting and stopping water service. An “ON” service request requires the Contractor to turn on and read the water meter. An “OFF” service request requires the Contractor to turn off and read the water meter. A “NEW” service request requires the Contractor to just read the meter. Each month Contractor must perform approximately this number of each type of service request: Month ON OFF NEW TOTAL January 62 60 76 198 February 40 46 82 168 March 82 77 95 254 April 64 68 96 228 May 78 76 112 266 June 160 251 288 699 July 313 360 434 1107 August 197 152 305 654 September 145 106 135 386 October 85 87 104 276 November 50 45 92 187 December 45 53 81 179 TOTAL 4602 The largest volume of service requests are on the last business day of June (167 in 2018) and the first business day in July (292 in 2018). Contractor will need to complete all service requests by the end of the day. A map identifying service request locations for large volume days is available upon request. The Contractor will receive an electronic file each morning from the City including the service requests scheduled for the day. The Contractor will electronically return to the City the following information after each service request is complete: a) Service address. b) Meter number. Packet Page 48 Item 7 -5- c) Meter read. d) Employee name that completed the service requests. e) Any applicable notes (e.g. meter turning, meter leak) The Contractor’s software should return this information directly to the City’s billing software (Springbrook). 2. Optional Service 2: Meter Replacements Replace 1,500 5/8”, ¾”, and 1” meters. All meters must be replaced outside of the meter reading period. All new water meters will be supplied by the City. The meter installation crew shall be employed directly by the Contractor. Each meter installation crew shall have a licensed plumber or distribution operator in the State of California. Installation crews shall be experienced, trained, and technically competent. The Contractor shall report to the City all internal meter or plumbing irregularities including but not limited to meters installed backward, disconnected meters, other indication of tampering such as magnets; if a meter has been removed and replaced with connecting pipes; if registers are disconnected from meter; if there are illegal connections before the meter; or if there are any other circumstances that warrants communication with the City. Photographs shall be taken of all irregularities and supplied to the City. Work is permitted at individual homes between the hours of 7:00 AM to 5:00 PM Monday through Friday, excluding City holidays. All work shall be performed in accordance with the California Plumbing Code. Prior to shutting off water and beginning replacement, customer shall be given 48-hour notice and Contractor shall inspect the existing service. Contractor shall notify the City of the following conditions and shall not proceed with the installation until reviewed and directed by the City: a) The existing meter is inaccessible. b) The existing meter is set vertically. c) The existing service does not comply with the plumbing code or is not constructed of standard potable water supply materials. d) The existing service needs repairs prior to installing the water meter. e) Other conditions that would prohibit the safe and effective replacement of the water meter. Contractor shall also record the following information electronically in the field and provide to the City daily: a) Property address. b) Water service size. c) Removed meter register reading and serial number. d) New meter register reading and serial number. e) New meter manufacturer, model, size, and number of dials. Upon completion of the meter replacement, all refuse and unused material shall be removed from the site. The site shall be returned to its original condition. Packet Page 49 Item 7 -6- 3. Optional Service 3: Alternative Method to Contract Meter Reading Services The City is interested in other means to accomplish the goals of contract meter reading; an example would be automated meter reading. The proposer may submit an alternative proposal (or proposals) that it believes will also meet the City's project objectives but in a different way. In this case, the proposer must provide an analysis of the advantages and disadvantages of each of the alternatives and discuss under what circumstances the City would prefer one alternative to the other(s). If an alternative proposal is submitted, the maximum length of the proposal may be expanded proportionately by the number of alternatives submitted. Proposer must provide detailed list of services and cost information for the optional services being proposed. C. PROJECT SCHEDULE Preliminary Schedule Tasks 02/17/2020 • Begin Work 02/17 – 03/15/2020 • Contractor – City Integration Testing 03/15 – 03/31/2020 • City Staff Training 04/01/2020 • Go Live D. GENERAL TERMS AND CONDITIONS PROPOSAL REQUIREMENTS 1. Requirement to Meet All Provisions. Each individual or firm submitting a proposal (bidder) shall meet all the terms, and conditions of the Request for Proposals (RFP) project package. By virtue of its proposal submittal, the bidder acknowledges agreement with and acceptance of all provisions of the RFP specifications. 2. Proposal Submittal. Each proposal must be submitted on the form(s) provided in the specifications and accompanied by any other required submittals or supplemental materials. Proposal documents shall be submitted via BidSync or enclosed in an envelope that shall be sealed and addressed to the Department of Finance, City of San Luis Obispo, 990 Palm Street, San Luis Obispo, CA, 93401. To guard against premature opening, the proposal should be clearly labeled with the proposal title, project number, name of bidder, and date and time of proposal opening. No FAX or emailed submittals will be accepted. 3. Insurance Certificate. Each proposal must include a certificate of insurance showing: a. The insurance carrier and its A.M. Best rating. b. Scope of coverage and limits. c. Deductibles and self-insured retention. The purpose of this submittal is to generally assess the adequacy of the bidder’s insurance coverage during proposal evaluation; as discussed under paragraph 12 below, endorsements are not required until contract award. The City’s insurance requirements are detailed in Section E. Packet Page 50 Item 7 -7- 4. Proposal Quotes and Unit Price Extension. The extension of unit prices for the quantities indicated and the lump sum prices quoted by the bidder must be entered in figures in the spaces provided on the Proposal Submittal Form(s). Any lump sum bid shall be stated in figures. The Proposal Submittal Form(s) must be totally completed. If the unit price and the total amount stated by any bidder for any item are not in agreement, the unit price alone will be considered as representing the bidder’s intention and the proposal total will be corrected to conform to the specified unit price. 5. Proposal Withdrawal and Opening. A bidder may withdraw its proposal, without prejudice prior to the time specified for the proposal opening, by submitting a written request to the Director of Finance for its withdrawal, in which event the proposal will be returned to the bidder unopened. No proposal received after the time specified or at any place other than that stated in the “Notice Inviting Bids/Requesting Proposals” will be considered. All proposals will be opened and declared publicly. Bidders or their representatives are invited to be present at the opening of the proposals. 6. Submittal of One Proposal Only. No individual or business entity of any kind shall be allowed to make or file, or to be interested as the primary submitter in more than one proposal, except an alternative proposal when specifically requested; however, an individual or business entity that has submitted a sub-proposal to a bidder submitting a proposal, or who has quoted prices on materials to such bidder, is not thereby disqualified from submitting a sub-proposal or from quoting prices to other bidders submitting proposals. 8. Communications. All timely requests for information submitted in writing will receive a written response from the City. Telephone communications with City staff are not encouraged but will be permitted. However, any such oral communication shall not be binding on the City. CONTRACT AWARD AND EXECUTION 9. Proposal Retention and Award. The City reserves the right to retain all proposals for a period of 60 days for examination and comparison. The City also reserves the right to waive non-substantial irregularities in any proposal, to reject any or all proposals, to reject or delete one part of a proposal and accept the other, except to the extent that proposals are qualified by specific limitations. See the “special terms and conditions” in Section C of these specifications for proposal evaluation and contract award criteria. 10. Competency and Responsibility of Bidder. The City reserves full discretion to determine the competence and responsibility, professionally and/or financially, of bidders. Bidders will provide, in a timely manner, all information that the City deems necessary to make such a decision. 11. Contract Requirement. The bidder to whom award is made (Contractor) shall execute a written contract with the City within ten (10) calendar days after notice of the award has been sent by mail to it at the address given in its proposal. The contract shall be made in the form adopted by the City and incorporated in these specifications. CONTRACT PERFORMANCE Packet Page 51 Item 7 -8- 12. Insurance Requirements. The Contractor shall provide proof of insurance in the form, coverages and amounts specified in Section E of these specifications within 10 (ten) calendar days after notice of contract award as a precondition to contract execution. 13. Business License & Tax. The Contractor must have a valid City of San Luis Obispo business license & tax certificate before execution of the contract. Additional information regarding the City’s business tax program may be obtained by calling (805) 781-7134. 14. Ability to Perform. The Contractor warrants that it possesses, or has arranged through subcontracts, all capital and other equipment, labor, materials, and licenses necessary to carry out and complete the work hereunder in compliance with all federal, state, county, city, and special district laws, ordinances, and regulations. 15. Laws to be Observed. The Contractor shall keep itself fully informed of and shall observe and comply with all applicable state and federal laws and county and City of San Luis Obispo ordinances, regulations and adopted codes during its performance of the work. 16. Payment of Taxes. The contract prices shall include full compensation for all taxes that the Contractor is required to pay. 17. Permits and Licenses. The Contractor shall procure all permits and licenses, pay all charges and fees, and give all notices necessary. 18. Safety Provisions. The Contractor shall conform to the rules and regulations pertaining to safety established by OSHA and the California Division of Industrial Safety. 19. Public and Employee Safety. Whenever the Contractor’s operations create a condition hazardous to the public or City employees, it shall, at its expense and without cost to the City, furnish, erect and maintain such fences, temporary railings, barricades, lights, signs and other devices and take such other protective measures as are necessary to prevent accidents or damage or injury to the public and employees. 20. Preservation of City Property. The Contractor shall provide and install suitable safeguards, approved by the City, to protect City property from injury or damage. If City property is injured or damaged resulting from the Contractor’s operations, it shall be replaced or restored at the Contractor’s expense. The facilities shall be replaced or restored to a condition as good as when the Contractor began work. 21. Immigration Act of 1986. The Contractor warrants on behalf of itself and all subcontractors engaged for the performance of this work that only persons authorized to work in the United State pursuant to the Immigration Reform and Control Act of 1986 and other applicable laws shall be employed in the performance of the work hereunder. 22. Contractor Non-Discrimination. In the performance of this work, the Contractor agrees that it will not engage in, nor permit such subcontractors as it may employ, to engage in discrimination in employment of persons because of age, race, color, sex, national origin or ancestry, sexual orientation, or religion of such persons. Packet Page 52 Item 7 -9- 23. Work Delays. Should the Contractor be obstructed or delayed in the work required to be done hereunder by changes in the work or by any default, act, or omission of the City, or by strikes, fire, earthquake, or any other Act of God, or by the inability to obtain materials, equipment, or labor due to federal government restrictions arising out of defense or war programs, then the time of completion may, at the City’s sole option, be extended for such periods as may be agreed upon by the City and the Contractor. In the event that there is insufficient time to grant such extensions prior to the completion date of the contract, the City may, at the time of acceptance of the work, waive liquidated damages that may have accrued for failure to complete on time, due to any of the above, after hearing evidence as to the reasons for such delay, and making a finding as to the causes of same. 24. Payment Terms. The City’s payment terms are 30 days from the receipt of an original invoice and acceptance by the City of the materials, supplies, equipment, or services provided by the Contractor (Net 30). 25. Inspection. The Contractor shall furnish City with every reasonable opportunity for City to ascertain that the services of the Contractor are being performed in accordance with the requirements and intentions of this contract. All work done, and all materials furnished, if any, shall be subject to the City’s inspection and approval. The inspection of such work shall not relieve Contractor of any of its obligations to fulfill its contract requirements. 26. Audit. The City shall have the option of inspecting and/or auditing all records and other written materials used by Contractor in preparing its invoices to City as a condition precedent to any payment to Contractor. 27. Interests of Contractor. The Contractor covenants that it presently has no interest, and shall not acquire any interest—direct, indirect or otherwise—that would conflict in any manner or degree with the performance of the work hereunder. The Contractor further covenants that, in the performance of this work, no subcontractor or person having such an interest shall be employed. The Contractor certifies that no one who has or will have any financial interest in performing this work is an officer or employee of the City. It is hereby expressly agreed that, in the performance of the work hereunder, the Contractor shall at all times be deemed an independent contractor and not an agent or employee of the City. 28. Hold Harmless and Indemnification. (a) Non-design, non-construction Professional Services: To the fullest extent permitted by law (including, but not limited to California Civil Code Sections 2782 and 2782.8), Consultant shall indemnify, defend, and hold harmless the City, and its elected officials, officers, employees, volunteers, and agents (“City Indemnitees”), from and against any and all causes of action, claims, liabilities, obligations, judgments, or damages, including reasonable legal counsels’ fees and costs of litigation (“claims”), arising out of the Consultant’s performance or Consultant’s failure to perform its obligations under this Agreement or out of the operations conducted by Consultant, including the City’s active or passive negligence, except for such loss or damage arising from the sole negligence or willful misconduct of the City. In the event the City Indemnitees are made a party to any action, lawsuit, or other adversarial proceeding arising from Consultant’s performance of this Agreement, the Consultant shall provide a defense to the City Indemnitees or at the City’s option, reimburse the City Indemnitees their costs of defense, including reasonable legal fees, incurred in defense of such claims. Packet Page 53 Item 7 -10- (b) Non-design, construction Professional Services: To the extent the Scope of Services involve a “construction contract” as that phrase is used in Civil Code Section 2783, this paragraph shall apply in place of paragraph A. To the fullest extent permitted by law (including, but not limited to California Civil Code Sections 2782 and 2782.8), Consultant shall indemnify, defend, and hold harmless the City, and its elected officials, officers, employees, volunteers, and agents (“City Indemnitees”), from and against any and all causes of action, claims, liabilities, obligations, judgments, or damages, including reasonable legal counsels’ fees and costs of litigation (“claims”), arising out of the Consultant’s performance or Consultant’s failure to perform its obligations under this Agreement or out of the operations conducted by Consultant, except for such loss or damage arising from the active negligence, sole negligence or willful misconduct of the City. In the event the City Indemnitees are made a party to any action, lawsuit, or other adversarial proceeding arising from Consultant’s performance of this Agreement, the Consultant shall provide a defense to the City Indemnitees or at the City’s option, reimburse the City Indemnitees their costs of defense, including reasonable legal fees, incurred in defense of such claims. (c) Design Professional Services: In the event Consultant is a “design professional”, and the Scope of Services require Consultant to provide “design professional services” as those phrases are used in Civil Code Section 2782.8, this paragraph shall apply in place of paragraphs A or B. To the fullest extent permitted by law (including, but not limited to California Civil Code Sections 2782 and 2782.8) Consultant shall indemnify, defend and hold harmless the City and its elected officials, officers, employees, volunteers and agents (“City Indemnitees”), from and against all claims, damages, injuries, losses, and expenses including costs, attorney fees, expert consultant and expert witness fees arising out of, pertaining to or relating to, the negligence, recklessness or willful misconduct of Consultant, except to the extent caused by the sole negligence, active negligence or willful misconduct of the City. Negligence, recklessness or willful misconduct of any subcontractor employed by Consultant shall be conclusively deemed to be the negligence, recklessness or willful misconduct of Consultant unless adequately corrected by Consultant. In the event the City Indemnitees are made a party to any action, lawsuit, or other adversarial proceeding arising from Consultant’s performance of this Agreement, the Consultant shall provide a defense to the City Indemnitees or at the City’s option, reimburse the City Indemnitees their costs of defense, including reasonable legal fees, incurred in defense of such claims. In no event shall the cost to defend charged to Consultant under this paragraph exceed Consultant’s proportionate percentage of fault. However, notwithstanding the previous sentence, in the event one or more defendants is unable to pay its share of defense costs due to bankruptcy or dissolution of the business, Consultant shall meet and confer with other parties regarding unpaid defense costs. (d) The review, acceptance or approval of the Consultant’s work or work product by any indemnified party shall not affect, relieve or reduce the Consultant’s indemnification or defense obligations. This Section survives completion of the services or the termination of this contract. The provisions of this Section are not limited by and do not affect the provisions of this contract relating to insurance. 29. Contract Assignment. The Contractor shall not assign, transfer, convey or otherwise dispose of the contract, or its right, title or interest, or its power to execute such a contract to any individual or business entity of any kind without the previous written consent of the City. Packet Page 54 Item 7 -11- 30. Termination for Convenience. The City may terminate all or part of this Agreement for any or no reason at any time by giving 30 days written notice to Contractor. Should the City terminate this Agreement for convenience, the City shall be liable as follows: (a) for standard or off-the-shelf products, a reasonable restocking charge not to exceed ten (10) percent of the total purchase price; (b) for custom products, the less of a reasonable price for the raw materials, components work in progress and any finished units on hand or the price per unit reflected on this Agreement. For termination of any services pursuant to this Agreement, the City’s liability will be the lesser of a reasonable price for the services rendered prior to termination, or the price for the services reflected on this Agreement. Upon termination notice from the City, Contractor must, unless otherwise directed, cease work and follow the City’s directions as to work in progress and finished goods. 31. Termination. If, during the term of the contract, the City determines that the Contractor is not faithfully abiding by any term or condition contained herein, the City may notify the Contractor in writing of such defect or failure to perform. This notice must give the Contractor a 10 (ten) calendar day notice of time thereafter in which to perform said work or cure the deficiency. If the Contractor has not performed the work or cured the deficiency within the ten days specified in the notice, such shall constitute a breach of the contract and the City may terminate the contract immediately by written notice to the Contractor to said effect. Thereafter, neither party shall have any further duties, obligations, responsibilities, or rights under the contract except, however, any and all obligations of the Contractor’s surety shall remain in full force and effect, and shall not be extinguished, reduced, or in any manner waived by the terminations thereof. In said event, the Contractor shall be entitled to the reasonable value of its services performed from the beginning date in which the breach occurs up to the day it received the City’s Notice of Termination, minus any offset from such payment representing the City’s damages from such breach. “Reasonable value” includes fees or charges for goods or services as of the last milestone or task satisfactorily delivered or completed by the Contractor as may be set forth in the Agreement payment schedule; compensation for any other work, services or goods performed or provided by the Contractor shall be based solely on the City’s assessment of the value of the work- in-progress in completing the overall work scope. The City reserves the right to delay any such payment until completion or confirmed abandonment of the project, as may be determined in the City’s sole discretion, so as to permit a full and complete accounting of costs. In no event, however, shall the Contractor be entitled to receive in excess of the compensation quoted in its proposal. Packet Page 55 Item 7 -12- SPECIAL TERMS AND CONDITIONS 1. Contract Award. Subject to the reservations set forth in Paragraph 9 of Section B (General Terms and Conditions) of these specifications, the contract will be awarded to the lowest responsible, responsive proposer. 2. Sales Tax Reimbursement. For sales occurring within the City of San Luis Obispo, the City receives sales tax revenues. Therefore, for bids from retail firms located in the City at the time of proposal closing for which sales tax is allocated to the City, 1% of the taxable amount of the bid will be deducted from the proposal by the City in calculating and determining the lowest responsible, responsive proposer. 3. Labor Actions. In the event that the successful proposer is experiencing a labor action at the time of contract award (or if its suppliers or subcontractors are experiencing such a labor action), the City reserves the right to declare said proposer is no longer the lowest responsible, responsive proposer and to accept the next acceptable low proposal from a proposer that is not experiencing a labo r action, and to declare it to be the lowest responsible, responsive proposer. 4. Failure to Accept Contract. The following will occur if the proposer to whom the award is made (Contractor) fails to enter into the contract: the award will be annulled; any bid security will be forfeited in accordance with the special terms and conditions if a proposer's bond or security is required; and an award may be made to the next lowest responsible, responsive proposer who shall fulfill every stipulation as if it were the party to whom the first award was made. 5. Contract Term. The supplies or services identified in this specification will be used by the City for up to one year. The prices quoted for these items must be valid for the entire period indicated above unless otherwise conditioned by the proposer in its proposal. 6. Contract Extension. The term of the contract may be extended by mutual consent for an additional one-year, and annually thereafter, for a total of four years. 7. Supplemental Purchases Supplemental Purchases. Supplemental purchases may be made from the successful proposer during the contract term in addition to the items listed in the Detail Proposal Submittal Form. For these supplemental purchases, the proposer shall not offer prices to the City in excess of the amounts offered to other similar customers for the same item. If the proposer is willing to offer the City a standard discount on all supplemental purchases from its generally prevailing or published price structure during the contract term, this offer and the amount of discount on a percentage basis should be provided with the proposal submittal. 8. Contractor Invoices. The Contractor may deliver either a monthly invoice to the City with attached copies of detail invoices as supporting detail, or in one lump-sum upon completion. Packet Page 56 Item 7 -13- 9 Non-Exclusive Contract. The City reserves the right to purchase the items listed in the Detail Proposal Submittal Form, as well as any supplemental items, from other vendors during the contract term. 10. Unrestrictive Brand Names. Any manufacturer's names, trade names, brand names or catalog numbers used in the specifications are for the purpose of describing and establishing general quality levels. Such references are not intended to be restrictive. Proposals will be considered for any brand that meets or exceeds the quality of the specifications given for any item. In the event an alternate brand name is proposed, supplemental documentation shall be provided demonstrating that the alternate brand name meets or exceeds the requirements specified herein. The burden of proof as to the suitability of any proposed alternatives is upon the proposer, and the City shall be the sole judge in making this determination. 11. Delivery. Prices quoted for all supplies or equipment to be provided under the terms and conditions of this RFP package shall include delivery charges, to be delivered F.O.B. San Luis Obispo by the successful proposer and received by the City within 90 days after authorization to proceed by the City. 12. Start and Completion of Work. Work on this project shall begin immediately after contract execution and shall be completed within 90 calendar days thereafter, unless otherwise negotiated with City by mutual agreement. 13. Change in Work. The City reserves the right to change quantities of any item after contract award. If the total quantity of any changed item varies by 25% or less, there shall be no change in the agreed upon unit price for that item. Unit pricing for any quantity changes per item in excess of 25% shall be subject to negotiation with the Contractor. 14. Submittal of References. Each proposer shall submit a statement of qualifications and references on the form provided in the RFP package. 15. Statement of Contract Disqualifications. Each proposer shall submit a statement regarding any past governmental agency bidding or contract disqualifications on the form provided in the RFP package. Packet Page 57 Item 7 -14- Packet Page 58 Item 7 -15- PROPOSAL CONTENT 1. Proposal Content. Your proposal must include the following information: Submittal Forms a. Proposal submittal summary. b. Certificate of insurance. c. References from at least three firms for whom you have provided similar services. Qualifications d. Experience of your firm in performing work and projects relevant to the Scope of Services outlined and described in the request. e. Resumes of the individuals who would be assigned to this project with their corollary experience highlighted and specific roles in this project clearly described. f. Statement and explanation of any instances where your firm or sub-consultant has been removed from a project or disqualified from proposing on a project. Work Program g. Detailed description of your approach to completing the work. h. Detailed schedule by task and sub-task for completing the work. i. Estimated hours for your staff in performing each phase and task of the work, including sub-consultants, so we can clearly see who will be doing what work, and how much time it will take. j. Detailed budget by task and sub-task for completing the work. k. Services or data to be provided by the City. l. Services and deliverables provided by the Consultant(s). m. Any other information that would assist us in making this contract award decision. n. Description of assumptions critical to development of the response which may impact cost or scope. Requested Changes to Terms and Conditions o. The City desires to begin work soon after selecting the preferred Consultant Team. To expedite the contracting process, each submittal shall include requested redlined changes to terms and conditions, if necessary. Proposal Length p. Proposal length should only be as long as required to be responsive to the RFP, including attachments and supplemental materials. 2. Proposal Evaluation and Selection. Proposals will be evaluated by a review committee and evaluated on the following criteria: a. Understanding of the work required by the City. Packet Page 59 Item 7 -16- b. Quality, clarity and responsiveness of the proposal. c. Demonstrated competence and professional qualifications necessary for successfully performing the work required by the City. d. Recent team experience in successfully performing similar services. e. Creativity of the proposed approach in completing the work. f. Value g. Writing skills. h. References. i. Background and experience of the specific individuals managing and assigned to this project. As reflected above, contract award will not be based solely on price, but on a combination of factors as determined to be in the best interest of the City. After evaluating the proposals and discussing them further with the finalists or the tentatively selected contractor, the City reserves the right to further negotiate the proposed work and/or method and amount of compensation. 3. Proposal Review and Award Schedule. The following is an outline of the anticipated schedule for proposal review and contract award: Preliminary Schedule Tasks 12/10/2019 • Issue RFP 12/19/2019 • Pre-proposal Conference 01/07/2020 • Receive proposals 01/24/2020 • Complete proposal evaluation Week of 01/27/2020 • Conduct finalist interviews 02/03/2020 • Finalize staff recommendation 02/10/2020 • Award/execute contract (by City Manager) 02/17/2020 • Start Work 4. Pre-Proposal Conference. An optional pre-proposal conference will be held at the following location, date, and time to answer any questions that prospective bidders may have regarding this RFP: Thursday, December 19, 2019 11 am PST 879 Morro St. San Luis Obispo 5. Ownership of Materials. All original drawings, plan documents and other materials prepared by or in possession of the Contractor as part of the work or services under these specifications shall become the permanent property of the City and shall be delivered to the City upon demand. 6. Release of Reports and Information. Any reports, information, data, or other material given to, prepared by or assembled by the Contractor as part of the work or services under these specifications shall be the property of the City and shall not be made available to any individual or organization by the Contractor without the prior written approval of the City. 7. Copies of Reports and Information. If the City requests additional copies of reports, drawings, specifications, or any other material in addition to what the Contractor is required to furnish in limited quantities as part of the work or services under these specifications, the Contractor shall Packet Page 60 Item 7 -17- provide such additional copies as are requested, and City shall compensate the Contractor for the costs of duplicating of such copies at the Contractor's direct expense. 8. Required Deliverable Products. The Contractor will be required to provide: a. One electronic submission - digital-ready original .pdf of all final documents. If you wish to file a paper copy, please submit in sealed envelope to the address provided in the RFP. b. Corresponding computer files compatible with the following programs whenever possible unless otherwise directed by the project manager: Word Processing: MS Word Spreadsheets: MS Excel Desktop Publishing: InDesign Virtual Models: Sketch Up Digital Maps: Geodatabase shape files in State Plan Coordinate System as specified by City GIS staff c. City staff will review any documents or materials provided by the Contractor and, where necessary, the Contractor will be required to respond to staff comments and make such changes as deemed appropriate. ALTERNATIVE PROPOSALS 9. Alternative Proposals. The proposer may submit an alternative proposal (or proposals) that it believes will also meet the City's project objectives but in a different way. In this case, the proposer must provide an analysis of the advantages and disadvantages of each of the alternative and discuss under what circumstances the City would prefer one alternative to the other(s). 10. Attendance at Meetings and Hearings. As part of the work scope and included in the contract price is attendance by the Contractor at up to [number] public meetings to present and discuss its findings and recommendations. Contractor shall attend as many "working" meetings with staff as necessary in performing work-scope tasks. 11. Accuracy of Specifications. The specifications for this project are believed by the City to be accurate and to contain no affirmative misrepresentation or any concealment of fact. Bidders are cautioned to undertake an independent analysis of any test results in the specifications, as City does not guaranty the accuracy of its interpretation of test results contained in the specifications package. In preparing its proposal, the bidder and all subcontractors named in its proposal shall bear sole responsibility for proposal preparation errors resulting from any misstatements or omissions in the plans and specifications that could easily have been ascertained by examining either the project site or accurate test data in the City's possession. Although the effect of ambiguities or defects in the plans and specifications will be as determined by law, any patent ambiguity or defect shall give rise to a duty of bidder to inquire prior to proposal submittal. Failure to so inquire shall cause any such ambiguity or defect to be construed against the bidder. An ambiguity or defect shall be considered patent if it is of such a nature that the bidder, assuming reasonable skill, ability and diligence on its part, knew or should have known of the existence of the ambiguity or defect. Furthermore, failure of the bidder or subcontractors to notify City in Packet Page 61 Item 7 -18- writing of specification or plan defects or ambiguities prior to proposal submittal shall waive any right to assert said defects or ambiguities subsequent to submittal of the proposal. To the extent that these specifications constitute performance specifications, the City shall not be liable for costs incurred by the successful bidder to achieve the project’s objective or standard beyond the amounts provided there for in the proposal. In the event that, after awarding the contract, any dispute arises as a result of any actual or alleged ambiguity or defect in the plans and/or specifications, or any other matter whatsoever, Contractor shall immediately notify the City in writing, and the Contractor and all subcontractors shall continue to perform, irrespective of whether or not the ambiguity or defect is major, material, minor or trivial, and irrespective of whether or not a change order, time extension, or additional compensation has been granted by City. Failure to provide the hereinbefore described written notice within one (1) working day of contractor's becoming aware of the facts giving rise to the dispute shall constitute a waiver of the right to assert the causative role of the defect or ambiguity in the plans or specifications concerning the dispute. Packet Page 62 Item 7 -19- SECTION G: FORM OF AGREEMENT AGREEMENT THIS AGREEMENT is made and entered into in the City of San Luis Obispo on [day, date, year] by and between the CITY OF SAN LUIS OBISPO, a municipal corporation, hereinafter referred to as City, and [CONTRACTOR’S NAME IN CAPITAL LETTERS], hereinafter referred to as Contractor. W I T N E S S E T H: WHEREAS, on [date], City requested proposals for [______________], per Project No. [xxxx] WHEREAS, pursuant to said request, Contractor submitted a proposal that was accepted by City for said project; NOW THEREFORE, in consideration of their mutual promises, obligations and covenants hereinafter contained, the parties hereto agree as follows: 1. TERM. The term of this Agreement shall be from the date this Agreement is made and entered, as first written above, until acceptance or completion of said project. 2. INCORPORATION BY REFERENCE. City Project No. [xxxxx] and Contractor’ proposal dated [date], are hereby incorporated in and made a part of this Agreement. Should there be any conflict between terms set forth in the City Project No. [xxxxx] and Contractor’ proposal dated [date], the terms in this agreement and City Project No. [xxxxx] will govern. 3. CITY'S OBLIGATIONS. For providing the services as specified in this Agreement, City will pay, and Contractor shall receive therefore compensation [xxxxxxx]. Contractor shall be eligible for compensation installments after completion of milestone Tasks -E as shown in the attached project schedule. 4. CONSULTANT’S OBLIGATIONS. For and in consideration of the payments and agreements hereinbefore mentioned to be made and performed by City, Contractor agrees with City to do everything required by this Agreement and the said specifications. 5. AMENDMENTS. Any amendment, modification or variation from the terms of this Agreement shall be in writing and shall be effective only upon approval by the City Manager. 6. COMPLETE AGREEMENT. This written Agreement, including all writings specifically incorporated herein by reference, shall constitute the complete agreement between the parties hereto. No oral agreement, understanding or representation not reduced to writing and specifically incorporated Packet Page 63 Item 7 -20- herein shall be of any force or effect, nor shall any such oral agreement, understanding or representation be binding upon the parties hereto. 7. NOTICE. All written notices to the parties hereto shall be sent by United States mail, postage prepaid by registered or certified mail addressed as follows: City Name Dept. Address Consultant Name Title Address Address 8. AUTHORITY TO EXECUTE AGREEMENT. Both City and Contractor do covenant that everyone executing this agreement on behalf of each party is a person duly authorized and empowered to execute Agreements for such party. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed the day and year first above written. CITY OF SAN LUIS OBISPO: By:_____________________________________ City Manager APPROVED AS TO FORM: CONSULTANT: ________________________________ By: _____________________________________ City Attorney Name of CAO / President Its: CAO / President Packet Page 64 Item 7 -21- SECTION H: INSURANCE REQUIREMENTS Operation & Maintenance Contracts The Contractor shall procure and maintain for the duration of the contract insurance against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the work hereunder by the Contractor, its agents, representatives, employees or subcontractors. Minimum Scope of Insurance. Coverage shall be at least as broad as: 1. Insurance Services Office Commercial General Liability coverage (occurrence form CG 0001). 2. Insurance Services Office form number CA 0001 (Ed. 1/87) covering Automobile Liability, code 1 (any auto). 3. Workers' Compensation insurance as required by the State of California and Employer's Liability Insurance. Minimum Limits of Insurance. Contractor shall maintain limits no less than: 1. General Liability: $1,000,000 per occurrence for bodily injury, personal injury and property damage. If Commercial General Liability or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to this project/location or the general aggregate limit shall be twice the required occurrence limit. 2. Automobile Liability: $1,000,000 per accident for bodily injury and property damage. 3. Employer's Liability: $1,000,000 per accident for bodily injury or disease. Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions must be declared to and approved by the City. At the option of the City, either: the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the City, its officers, officials, employees and volunteers; or the Contractor shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. Other Insurance Provisions. The general liability and automobile liability policies are to contain, or be endorsed to contain, the following provisions: 1. The City, its officers, officials, employees, agents and volunteers are to be covered as insureds as respects: liability arising out of activities performed by or on behalf of the Contractor; products and completed operations of the Contractor; premises owned, occupied or used by the Contractor; or automobiles owned leased, hired or borrowed by the Contractor. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officers, official, employees, agents or volunteers. 2. For any claims related to this project, the Contractor's insurance coverage shall be primary insurance as respects the City, its officers, officials, employees, agents and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, agents or volunteers shall be excess of the Contractor's insurance and shall not contribute with it. 3. The Contractor's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. Packet Page 65 Item 7 -22- 4. Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days' prior written notice by certified mail, return receipt requested, has been given to the City. Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating of no less than A:VII. Verification of Coverage. Contractor shall furnish the City with a certificate of insurance showing required coverage. Original endorsements effecting general liability and automobile liability coverage are also required by this clause. The endorsements are to be signed by a person authorized by that insurer to bind coverage on its behalf. All endorsements are to be received and approved by the City before work commences. Subcontractors. Contractor shall include all subcontractors as insured under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverages for subcontractors shall be subject to all of the requirements stated herein. Packet Page 66 Item 7 -23- SECTION I: PROPOSAL SUBMITTAL FORM The undersigned declares that she or he has carefully examined Project No. [xxxx] which is hereby made a part of this proposal; is thoroughly familiar with its contents; is authorized to represent the proposing firm; and agrees to perform the specified work for the following cost quoted in full: BID ITEM: METER READING Per Meter Price Additional Charges TOTAL $ BID ITEM: OPTIONAL SERVICE 1 Per Service Request Additional Charges TOTAL $ BID ITEM: OPTIONAL SERVICE 2 Per Meter Replacement Additional Charges TOTAL $ BID ITEM: OPTIONAL SERVICE 3 Per Meter Price Additional Charges TOTAL $ Delivery of equipment to the City to be within _______ calendar days after contract execution and written authorization to proceed. ❑ Certificate of insurance attached; insurance company’s A.M. Best rating: __________________. Packet Page 67 Item 7 -24- Firm Name and Address Contact Phone Signature of Authorized Representative Date Packet Page 68 Item 7 City of San Luis Obispo Specification No. 9xxxx -25- REFERENCES Number of years engaged in providing the services included within the scope of the specifications under the present business name: . Describe fully the last three contracts performed by your firm that demonstrate your ability to provide the services included with the scope of the specifications. Attach additional pages if required. The City reserves the right to contact each of the references listed for additional information regarding your firm's qualifications. Reference No. 1: Agency Name Contact Name Telephone & Email Street Address City, State, Zip Code Description of services provided including contract amount, when provided and project outcome Reference No. 2: Agency Name Contact Name Telephone & Email Street Address City, State, Zip Code Description of services provided including contract amount, when provided and project outcome Packet Page 69 Item 7 City of San Luis Obispo Specification No. 9xxxx -26- Reference No. 3 Agency Name Contact Name Telephone & Email Street Address City, State, Zip Code Description of services provided including contract amount, when provided and project outcome Packet Page 70 Item 7 City of San Luis Obispo Specification No. 9xxxx -27- STATEMENT OF PAST CONTRACT DISQUALIFICATIONS The proposer shall state whether it or any of its officers or employees who have a proprietary interest in it, has ever been disqualified, removed, or otherwise prevented from bidding on, or completing a federal, state, or local government project because of the violation of law, a safety regulation, or for any other reason, including but not limited to financial difficulties, project delays, or disputes regarding work or product quality, and if so to explain the circumstances. ◼ Do you have any disqualification as described in the above paragraph to declare? Yes ❑ No ❑ ◼ If yes, explain the circumstances. Executed on at _______________________________________ under penalty of perjury of the laws of the State of California, that the foregoing is true and correct. ______________________________________ Signature of Authorized Proposer Representative Packet Page 71 Item 7 City of San Luis Obispo Specification No. 9xxxx -28- BIDDERS LIST Business Name Contact Name Address City, State and Zip Code Phone No. Fax No. Business Name Contact Name Address City, State and Zip Code Phone No. Fax No. Business Name Contact Name Address City, State and Zip Code Phone No. Fax No. Business Name Contact Name Address City, State and Zip Code Phone No. Fax No. Business Name Contact Name Address City, State and Zip Code Phone No. Fax No. Business Name Contact Name Address City, State and Zip Code Phone No. Fax No.  NOTE: Not to be included with Bidder's Package when mailed or handed out. This should be included and referenced as an attachment to the Council Agenda Report or City Manager Report. Packet Page 72 Item 7 Department Name: Utilities Cost Center: 6003 and 6104 For Agenda of: December 3, 2019 Placement: Consent Estimated Time: N/A FROM: Aaron Floyd, Utilities Director Prepared By: Jennifer Thompson, Utilities Business Manager SUBJECT: EQUIPMENT SURPLUS DESIGNATION AND AUTHORIZATION OF SALE RECOMMENDATION Authorize the designation and disposal of surplus items in accordance with the City’s policies and procedures as prescribed in the Financial Management Manual Sections 405-L, 480-A, and 480-B. DISCUSSION Background The City has policies and procedures governing the designation of surplus property. This report discusses several items no longer used by the Utilities Department which are of a value and require Council approval prior to their sale. Surplus Items Flowtronix Pump Skid - This pump skid was part of the 2008 Water Treatment Plant upgrade and was to be used as the plant water feed skid. Unfortunately, it was undersized by the engineer. As a result, a new properly sized pump skid was purchased (at the expense of the design engineer) and this skid was “leftover”. The Water Treatment Plant Supervisor has confirmed with the design engineers that it cannot be used for the upcoming plant upgrade. The estimated value of the Flowtronix Pump Skid is $10,000. Figure 1- Flowtronix Pump Skid Packet Page 73 Item 8 Walkie Stacker - This was also purchased as part of the 2008 upgrade and was to be used to move pallets of E-38 polymer for the Actiflo process. The batteries in this unit are now unserviceable, and replacement batteries are approximately $8,000. This unit has been sitting idle for the last decade and is not needed at the plant. Staff now have a forklift at the plant that is used for this purpose. The estimated value of the Walkie Stacker is $2,000. Neuros Blower - The Neuros high-speed blower provides aeration to the activated sludge treatment at the Water Resource Recovery Facility (WRRF). The blower will no longer be needed as it will be replaced by a different model as part of the WRRF upgrade. The estimated value of the Neuros Blower is $100,000. Figure 2 – Walkie Stacker Figure 3 - Neuros Blower Packet Page 74 Item 8 Policy Context In compliance with the City’s Charter Section 906, policies and procedures which govern how surplus materials are disposed of are provided in Sections 480-A and 480-B of the Financial Management Manual (Attachments A and B). The items recommended for surplus are no longer used and are ready to be designated as surplus. Some of these items have an estimated value of more than $1,000 and therefore require Council approval before they can be sold. Public Engagement This is an administrative item, so no outside public engagement was completed. Public comment can be provided to the City Council through written correspondence prior to the meeting and through public testimony at the meeting. CONCURRENCE Not Applicable. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the sale of surplus property is not a project. FISCAL IMPACT Budgeted: No Budget Year: 2020 Funding Identified: N/A Fiscal Analysis: Funding Sources Total Budget Available Current Funding Request Remaining Balance Annual Ongoing Cost General Fund $ $ $ $ State Federal Fees Other: Total $0 $0 $0 $0 Fund Estimated Revenue Water Fund $12,000 Sewer Fund $100,000 Total $112,000 Packet Page 75 Item 8 Staff anticipates the sale of these surplus items will generate approximately $112,000 in revenue The property will be sold on publicsurplus.com, the City’s approved auction website, which charges a 10% fee to the buyer so the City will not pay service fees. Funds generated by the sale of surplus items at the Water Treatment Plant will be returned to the Water Fund. Funds generated by the sale of surplus items at the Water Resource Recovery Facility will be return ed to the Sewer Fund. ALTERNATIVES Deny Surplus designation and sale. The City Council could reject the surplus designation request and direct staff to maintain all items. Staff does not recommend this option because these items are no longer in use. Attachments: a - Financial Plan Manual Section 480-A (Surplus Property Policy) b - Financial Management Manual Section 480-B (Auction Firm Services) Packet Page 76 Item 8 Section 480-A SURPLUS PERSONAL AND UNCLAIMED PROPERTY POLICY OVERVIEW This policy addresses the procedures for the disposal of surplus personal property, unclaimed property, consumable supplies, and junk. The policies and procedures for the disposal or sale of surplus real property, abandoned property and resale inventory are provided in other policy documents. In preparing this policy, not all issues or exceptions could be anticipated. Accordingly, the guidance given in this policy does not relieve Staff from exercising good judgment in their stewardship of the City's property resources. Whenever there is a question or doubt between the guidance provided in this policy and the good judgment expected of a prudent person, good judgment should always be the prevailing standard, with this policy as a minimum standard. LEGISLATIVE POLICY A. Surplus Property Section 906 of the City Charter provides that the Council must approve the sale of surplus property (real or personal) with an estimated value greater than $1,000. B. Unclaimed Property 1. Chapter 3.32 of the City Municipal Code provides for the disposal of unclaimed property by the Chief of Police. This property must be held for a minimum of four months and notice of sale must be given at least five days prior to sale by publication in a newspaper of general circulation. Property not sold may be destroyed by the Police Department after public auction. 2. Sections 2080.4 and 2080.6 of the Civil Code requires any person finding property valued at $10.00 or more to turn the property over to the Police Department within a reasonable time, stating when and where the property was found and providing a description of the property. If the property was saved, a statement is required from the "finder" describing: a. From what and how it was saved. b. Whether the owner of the property is known to the "finder". c. That the property has not been secreted, withheld, or partially disposed. 480-1 Packet Page 77 Item 8 Surplus Personal and Unclaimed Property Policy ADMINISTRATIVE POLICY A. The Director of Finance & Information Technology (IT) is authorized to declare as surplus those items of personal property and consumable supplies estimated to be less than $1,000 in value; Council approval is required to declare personal and consumable supplies as surplus with a value of $1,000. B. Department Heads are authorized to approve the disposal of property that is essentially without value due to technical obsolescence or its unrepairable (or economically unrepairable) condition. Department Heads may dispose of such junk property in the manner they deem most appropriate, consistent with other rules, regulations, and the City's ethics policy. C. Generally, estimating the value of surplus property is made by the Department Head or designated representative. In unique and unusual cases, Finance will assist Departments in estimating the value of property by using the City's auction firm to provide a professional estimate. However, in all cases, the Department Head must approve in writing the estimated value of the property to be sold or otherwise disposed. D. The Director of Finance & IT is authorized to sell, transfer, trade, or otherwise dispose of surplus personal property, consumable supplies, or unclaimed property in the most cost effective manner. Normally the sale of this property will be at auction with a firm contracted to provide the following services: 1. Sell and dispose of personal property, consumable supplies and unclaimed property at auction. 2. Provide professional estimates as to the value of personal property and consumable supplies when required. 3. Assist in the sale of unique or special property and consumable supplies that requires the use of a "specialty house" to sell or dispose of the property. 4. Dispose of unsaleable property, supplies and equipment at an approved disposal site. E. The Director of Finance & IT may dispose of surplus property and supplies by transfer to another local government agency or non-profit organization based on the recommendation of a Department Head. Although there may be circumstances where it is appropriate to make such transfer without compensation, cash or in-kind services should generally be received in an amount equal to or greater than the estimated value provided by the City's auction firm or the Department Head. In the case of vehicles, "low blue book value" may also be considered. F. When it is a normal business practice, trade value should be obtained to determine the most cost effective method of disposal and as a standard by which to evaluate the services 480-2 Packet Page 78 Item 8 Surplus Personal and Unclaimed Property Policy of the City's auction firm. There may be circumstances when trade value of property may exceed auction value, in which case the Director of Finance & IT may authorize the trade of surplus property versus sale at auction based on the recommendation of the appropriate Department head. G. Advertising the sale of the City's property and unclaimed property will be made by the City's auction firm in accordance with these procedures, the Auction Services Agreement, and legislative policy. Accordingly, the advertising must disclose that the property for sale at auction is either the surplus property of the City of San Luis Obispo or is unclaimed property in the possession of the City and it must state the date and time of sale. Property sold at auction will be advertised at least five days in a newspaper of general circulation in the City of San Luis Obispo. H. Property determined to be unclaimed by the Chief of Police may be sold at public auction in accordance with these policies and procedures under the following conditions: 1. It is a thing which is commonly the subject of sale. 2. The owner cannot (with reasonable diligence) be found. 3. The owner, if identified, refuses to pay the reasonable charges incurred by the City for storing and safeguarding of the property. PROCEDURES A. Surplus Personal Property and Consumable Supplies 1. Department Heads will identify personal property and supplies that are surplus to their needs and notify the Director of Finance & IT by Memorandum to sell or dispose of property identified, in accordance with City policy and procedures. The property to be declared surplus will be listed and include the City Asset Number (if applicable), a descriptive name of the property, quantity, pickup location, estimated value, and name of the contract person with their extension number. Separate memorandums must be prepared for property estimated to exceed $1,000 in value and for property estimated to be less than $1,000 in value. The memorandum (or listing) must indicate why the property is no longer required. 2. Department Heads may request that Finance assist them in estimating the value of personal property and consumable supplies. In such instances, Finance may request the services of the City's auction firm in estimating these values. However, these services are limited and should not be used except for unique and unusual property. 3. Special handling will be required for the disposal of toxic and hazardous materials, and should be coordinated with the City's Fire Department. 480-3 Packet Page 79 Item 8 Surplus Personal and Unclaimed Property Policy 4.After receipt of a request to dispose of personal property and consumable supplies from a Department Head, Finance will circulate the list of property to other City Departments as an advisory memorandum. The property listed may be claimed by other Departments on a first come first serve basis. After 10 days from the date of the advisory memorandum, this listing will be forwarded to the Housing Authority, San Luis Coastal Unified School District, and United Way for their information. If none of these agencies expresses interest in the remaining property items within 10 days of receiving the listing, then the property will be consigned to the City's auction firm for sale or other method of disposal as determined by the Director of Finance & IT. Except in unusual circumstances, surplus property will generally remain on site pending its final disposition. This means that it is the responsibility of the interested party to make arrangements with the disposing department to view the property, discuss its condition, and coordinate any terms of transfer such as price, timing, and transportation. 5.For property with a value of $1,000 or more, the Director of Finance & IT will prepare an Agenda Report for Council approval to declare the property as surplus after review by the operating departments as described above and prior to the consignment of property to the City's auction firm. B. Evidence The provisions of this policy do not address the disposal of property which is classified as evidence. Evidence is governed by the provisions of the penal code and must be dealt with accordingly. For example, evidence may be returned to the owner, subjected to lien, or classed as contraband and accordingly destroyed. However, evidence may also be determined by the Chief of Police to be unclaimed property and, in that event, will be processed in accordance with the policies and procedures provided below. C. Unclaimed Property Unclaimed property received by the City will be processed as follows: 1.The Police Department is required to receive, hold, and safekeep all property valued at more than $10 that is found within the City limits and turned in to the Police Department for safekeeping. The owner will be notified as to where the property may be claimed if the owner's identity can reasonably be determined. 2.If the owner appears within 120 days after receipt of the property by the Police Department, proves ownership, and pays all reasonable charges, the Police Department will return the property to the owner. 3.If the reported value of the property is fifty dollars or more (and no owner appears and proves ownership within 120 days), the Police Department will publish a notice, at least once, in a newspaper of general circulation. After seven days 480-4 Packet Page 80 Item 8 Surplus Personal and Unclaimed Property Policy following the first published notice the following actions will be taken if no owner appears and proves ownership of the property; a. If the property was found in the course of employment by a City employee, the property shall be sold at public auction. b. The title shall vest in the person who found the property if he or she is willing to pay the cost of the publication. c. If the reported value of the property is less than $50 and no owner appears and proves ownership of the property within 120 days, the title shall vest in the person who found the property, unless the property was found in the course of employment by a City employee, in which case the property shall be sold at public auction. d. Generally, the sale of unclaimed property will be made by the City's auction firm; however, in unique circumstances, the Chief of Police may request that Police Department staff conduct the auction. When the City's auction firm is used, the firm must be notified in writing with a list of property to be sold. This list does not require a statement of estimated values. The letter will give the name of the contact person and extension number, a short title property description, a pickup location, and a pickup time. e. Prior to sale, a listing of unclaimed property shall be provided to the Director of Finance & IT, who will circulate this list as an advisory memorandum to other City Departments. The property listed may be claimed by other Departments on a first come first serve basis. After a 15 day period from the date of the advisory memorandum, the unclaimed property will be available for sale at public auction according to policy. f. The unclaimed property to be sold by the City's auction firm will be transferred on consignment in accordance with the surplus property policies. g. Any property remaining unsold after being offered at public auction may be destroyed or otherwise disposed of by the City's auction firm. Approved by the City Manager on March 1, 1990; revised on January 14, 1994. 480-5 Packet Page 81 Item 8 Section 480-B AUCTION FIRM SERVICES OVERVIEW To reduce staff time in the sale and disposal of property, to reduce the amount of space being used to store surplus and unclaimed property, to improve the process of estimating the value of surplus property, and to maximize the value of return on surplus property, the Department of Finance & IT is authorized to contract with an auction firm to assist staff in the sale and disposal of personal property, consumable supplies and unclaimed property on an "as available basis" after authorization is given by the Council or the Director of Finance & IT to sell or dispose of City property. The policies and procedures provided below in conjunction with the City's auction firm will provide the staff with the opportunity to systematize the sale and disposal of this property. AUCTION FIRM RESPONSIBILITIES The following responsibilities will normally be assigned to the City's auction firm by Agreement between the City and the firm selected: A. The auction firm will be required to pickup any and all "marketable" surplus property by consignment and deliver this property to their premises where it shall be inventoried, sorted, identified, and catalogued. An auction will be conducted within 30 days of receipt of property and supplies. B. The auction firm will make the necessary arrangements for offering the property for sale by auction to the most qualified buyers to obtain the highest return possible. The auction firm will advertise the auction in a manner that will obtain the maximum participation by the public in at least one newspaper of general circulation in the City of San Luis Obispo for a minimum of five days prior to a scheduled auction. C. The property consigned to the auction firm will remain the property of the City until sold or disposed in accordance with these procedures. D. Property not sold at auction will be disposed by on of the following methods: 1. Consignment to a sub-contractor specializing in unique or special equipment and material for which there is no local market. 2. Direct sale to a buyer of unique or special equipment and material for which there is no local market. 3. By sale as salvage to a local dealer or any recycling firm. 4. By destruction at an appropriate landfill site and certification thereto. 5. Returned to the City. 480-10 Packet Page 82 Item 8 Auction Firm Services E. The material and equipment not sold at auction will be disposed of by one of the methods described above within 15 days from the date offered at auction. For the purpose of these instructions, the City will give approval as to the disposal method based on the recommendation of the auction firm and the method that is in the best interests of the City. F. The auction firm will provide the Department of Finance & IT with a list of consigned property with a check for the net proceeds from the auction or specialty sale within 60 days of receipt of consigned material and equipment providing the following information: 1. City Asset number (if available) 2. Short title description of the property 3. Date of sale or disposal 4. Purchaser or the disposal site 5. Total purchase price 6. Auction fee 7. Net to City 8. Method of disposal (sale at auction, transfer to a specialty house for sale, direct sale as salvage, transfer to an appropriate landfill or disposal site, return to City) 480-11 Packet Page 83 Item 8 Page intentionally left blank. Packet Page 84 Item 8 Department Name: Community Development Cost Center: 4003 For Agenda of: December 3, 2019 Placement: Consent Estimated Time: N/A FROM: Michael Codron, Community Development Director Prepared By: Walter Oetzell, Assistant Planner SUBJECT: HISTORIC SIGNIFICANCE DETERMINATION FOR A CONTRIBUTING LIST PROPERTY AT 644 MOUNTAIN VIEW STREET RECOMMENDATION As recommended by the Cultural Heritage Committee (CHC), adopt a Resolution (Attachment A) determining that the structure at 644 Mountain View Street does not meet eligibility criteria for listing as an Historic Resource and removing the property from the Contributing Properties List of Historic Resources. DISCUSSION The owner of the property at 644 Mountain View Street has applied for a determination of historical significance of the property and requests that the property be removed from the City’s Inventory of Historic Resources, as provided in the City’s Historic Preservation Ordinance (SLOMC § 14.01.060 (C)). Site and Setting The property is a residential parcel on the north side of Mountain View Street (Attachment B), at its intersection with Hill Street. It lies within the Mt. Pleasanton/Anholm neighborhood, characterized by modest single-family dwellings built in the early 20th Century. The area has not been established as a Historical Preservation District. The site is developed with two single-family dwellings: the primary dwelling, built around 1925, described as Colonial Revival Bungalow in style, and a second dwelling behind it, of unknown construction date (this second building does not have significance as a historic resource and is not the subject of this application). The architect of the primary dwelling is unknown. Historic Survey file records (Attachment C)1 provide limited architectural information about the property, noting ship lap siding and hip roof. 1 CDD Historic Property Record (“Yellow File”) for 644 Mountain View St. Figure 1: 644 Mountain View Packet Page 85 Item 9 Historic Listing Historic preservation policies are set out in the Conservation and Open Space Element (COSE) of the City’s General Plan. Significant historic and architectural resource s are to be preserved and rehabilitated, and their demolition, or substantial change to them, is to be avoided (COSE § 3.3). The City’s Historic Preservation Ordinance (SLOMC Ch. 14.01) implements these policies. Property may be designated as a Contributing List Resource where buildings or other resources maintain their historic and architectural character, and contribute, by themselves or in conjunction with other structures, to the unique or historic character of a neighborhood, district, or to the City as a whole.2 In 1999 this property was added to the City’s Inventory of Historic Resources as a Contributing List Resource (Attachment D) as part of a group of 28 properties within the Mt. Pleasanton/ Anholm neighborhood. No further findings about the significance of the property were set out in the adopted resolution. EVALUATION A narrative report3 discussing the property’s history and the architectural characteristics of the primary dwelling on the property was submitted with this application (Attachment E) The report discusses the City’s historical context and the history of the property, including interesting and notable people and times, but does not identify significant associations with singularly important persons or events that would serve as a basis for historical listing. The report briefly discusses the architectural style and elements of the primary dwelling on the property, as primarily “a utilitarian bungalow with mostly nondescript features,” noting the compromised integrity of the structure resulting from subsequent alterations and additions. Based on the evaluation in the report, the author concludes that the primary dwelling does not embody a particular architectural style in a consistent or substantial fashion, lacks integrity of design, workmanship, and materials, and “has neither the architectural significance nor the integrity to qualify it for the Contributing List.”4 Criteria for Historic Resource Listing To be eligible for historical designation, a resource must exhibit a high le vel of historic integrity and satisfy at least one of the evaluation criteria listed in § 14.01.070 of the City’s Historic Preservation Ordinance. The Ordinance also provides that, while it is the general intent that properties not be removed from historic listing, a property may be removed if it is found to no longer meet eligibility criteria for listing (§ 14.01.060 (C)). In evaluating the historic significance of the property, the CHC considered whether, and to what degree, the property satisfies these criteria. For convenience, these criteria have been provided for reference as Attachment F to this report. The following sections are a summary of the assessment of the historical status of 644 Mountain View, as provided in the narrative report prepared for the property. 2 See Historic Preservation Ordinance § 14.01.020 for definition of Contributing List Resource or Property 3 Papp, James (2019). Application to Remove from the Contributing List 644 Mountain View Street. 4 Ibid., pg. 1 Packet Page 86 Item 9 Architectural Criteria (§ 14.01.070 (A)) Style and Design. The primary dwelling on the property is described in City records as Colonial Revival Bungalow in style. The City’s Historic Context Statement describes the American Colonial Revival style, a style that proliferated in the first half of the 20th Century and notes several character-defining features of the style (Attachment G). While the dwelling exhibits some of these features, such as gabled roofs and the appearance of shiplap siding, it does not embody the characteristics of the style in a successfully integrated manner, and in fact the structure is clad in aluminum siding. Architect. The submitted report includes a history of the property, and notes that the architect of the building is unknown (Papp, pg. 14). Historic Criteria (§ 14.01.070 (B)) The history of the property, including its owners and occupants over time, is described in the report submitted with this application. Though participants in the broad patterns of local history, and individually interesting, none of the prior owners or occupants are shown to have been prominent in, or to have made unique or distinctly outstanding contributions significant to, local, state, or national history. There is no evidence that this property was associated with any famous or “first-of-its-kind” event or with a notably important, unique, or distinctly interesting contribution to the City. Nor does the property constitute a prime illustration of, or intimate connection with, the residential growth of the City, rising to a level of historical significance. Integrity As discussed on page 16 of the Papp evaluation, the integrity of the building has been diminished by modifications made to it, including two “lean-tos,” window wings, and a later porch enclosure of a different style5 across the Mountain View frontage that obscures the building’s original façade. Previous Advisory Body Action On October 28, 2019 the CHC reviewed the request and on a vote of 4-0-1-1 (with Chair Haydu absent and Committee Member Papp recused, as the author of the applicant’s evaluation report), recommended that the City Council remove the property from the Contributing Properties List of Historic Resources. Policy Context The recommended action on this item is supported by historical preservation policies set out section 3.0 of the Conservation and Open Space Element of the City’s General Plan, and with procedures and standards for listing of historic resources set out in §§ 14.01.060 & 14.01.070 of the City’s Historic Preservation Ordinance. 5 “[…] a stylistically later porch enclosure, one that by its near -Streamline evocation is antithetical to the folk Heimastil references, […] (Papp, pg. 16) Packet Page 87 Item 9 Public Engagement Public notice of this hearing has been provided to owners and occupants of property near the subject site, and published in a widely circulated local newspaper, and hearing agendas for this meeting have been posted at City Hall, consistent with adopted notification procedures for development projects. ENVIRONMENTAL REVIEW Consideration of continued eligibility of this property for historic listing is exempt from the provisions of the California Environmental Quality Act (CEQA). The determination of continued eligibility for historic listing is limited to review of whether the subject site remains eligible for historic resource listing according to the criteria set forth in the City’s Historic Preservation Ordinance. A determination that the property is not eligible for historic listing will cause the removal of the property from the City's Inventory of Historic Resources but will have no direct physical effect on the environment, as the determination does not approve any physical site development. As such, it is does not have the potential for causing a significant effect on the environment, and so is covered by the general rule described in CEQA Guidelines § 15061 (b) (3). FISCAL IMPACT Budgeted: No Budget Year: 2019 Funding Identified: No Fiscal Analysis: Funding Sources Current FY Cost Annualized On-going Cost Total Project Cost General Fund $ 0 $ 0 $ 0 State $ 0 $ 0 $ 0 Federal $ 0 $ 0 $ 0 Fees $ 0 $ 0 $ 0 Other: $ 0 $ 0 $ 0 Total $ 0 $ 0 $ 0 The project will have no fiscal impacts since the property is not currently eligible for historic preservation benefits (i.e. Mills Act) and the historic designation of the property has no bearing on City fiscal resources. Packet Page 88 Item 9 ALTERNATIVES 1. Maintain 644 Mountain View on the City’s Inventory of Historic Resources, based on findings that satisfy the criteria for Historic Resource Listing set out in the City’s Historic Preservation Ordinance. 2. Continue the item for additional information or discussion. Attachments: a - Draft Resolution b - Vicinity Map c - Historical Preservation Record d - Resolution No. 8963 (1999 Series) e - COUNCIL READING FILE - Property Description (Papp) f - Colonial Revival g - Evaluation Criteria Packet Page 89 Item 9 R ______ RESOLUTION NO. _____ (2019 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, REMOVING THE PROPERTY AT 644 MOUNTAIN VIEW STREET FROM THE CONTRIBUTING PROPERTIES LIST OF HISTORIC RESOURCES (644 MOUNTAIN VIEW ST, HIST-0531-2019) WHEREAS, the applicant, Kimberly Snyder, submitted on August 5, 2019, an application to remove the property located at 644 Mountain View Street (“the Property”) from the Contributing Properties List of Historic Resources (HIST-0531-2019); and WHEREAS, the Cultural Heritage Committee of the City of San Luis Obispo conducted a public hearing in the Council Hearing Room, Room 9, of City Hall, 990 Palm Street, San Luis Obispo, California on October 28, 2019 to consider the application, and recommended that the City Council remove the Property from the Contributing Properties List of Historic Resources; and WHEREAS, the City Council of the City of San Luis Obispo conducted a public hearing in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California on December 3, 2019 for the purpose of considering removal of the Property from the Contributing Properties List of Historic Resources; and WHEREAS, notices of said public hearing and meeting were made at the time and in the manner required by law; and WHEREAS, the City Council has duly considered all evidence, including the record of the Cultural Heritage Committee hearing and recommendation, testimony of the applicant and interested parties, and the evaluation and recommendations by staff presented at said hearing. NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo as follows: SECTION 1. Findings. Based upon all the evidence, the Council makes the following findings: a) The property is not historically significant under the Architectural Criteria set out in § 14.01.070 (A) of the City’s Historic Preservation Ordinance. Modifications to the primary structure on the property have diminished the ability of the building to convey a pure form of its architectural style. The building is not a rare example of the Colonial Revival style, nor does this style represent a particular social milieu or period of the community, as it was widely popular in the region and across the country during the early 20th Century. The building does not exhibit any particular expression of artistic merit, details, or craftsmanship. No significant architect is associated with the building. Packet Page 90 Item 9 Resolution No. _____ (2019 Series) Page 2 R ______ b) The property is not historically significant under the Historic Criteria set out in § 14.01.070 (B) of the City’s Historic Preservation Ordinance. The property is not associated with persons significant to the community as public leaders, public servants, famous persons, or persons making outstanding contributions to local affairs or institutions, whose contributions stand above other active and successful persons of the era. It was not associated with any landmark, famous, or first-of-kind event or unique, important, or interesting contribution to the City. It is associated with ongoing residential development of the City, but not with early, first, secondary, or major patterns of local history. c) The removal of the property from the City’s Contributing Properties List of Historic Resources is consistent with the Historic Preservation Ordinance because the buildings on the property lack significance within the historical contexts addressed by the Evaluation Criteria for Historic Resource Listing set out in § 14.01.070 of the City’s Historic Preservation Ordinance. The eligibility of the property for inclusion in the California Register of Historical Resources and in the City’s Inventory of Historic Resources has been formally evaluated by an architectural historian. As described in historic resource evaluation prepared for the property, the primary structure on the property does not appear eligible for inclusion in the California Register, and the evaluation supports the conclusion that the property is not a candidate for inclusion on the City’s Inventory, and is not a historical resource for the purposes of the California Environmental Quality Act (CEQA). SECTION 2. Environmental Review. Consideration of continuing eligibility of this property for historic listing is exempt from the provisions of the California Environmental Quality Act (CEQA). The determination of continued eligibility for historic listing is limited to review of whether the subject site remains eligible for historic resource listing according to the criteria set forth in the City’s Historic Preservation Ordinance. A determination that the property is not eligible for historic listing will cause the removal of the property from the City's Inventory of Historic Resources but will have no direct physical effect on the environment, as the determination does not approve any physical site development. As such, it is does not have the potential for causing a significant effect on the environment and is covered by the general rule described in CEQA Guidelines §15061(b)(3). Packet Page 91 Item 9 Resolution No. _____ (2019 Series) Page 3 R ______ SECTION 3. Action. The City Council of the City of San Luis Obispo does hereby determine that the structures located on the Property do not meet eligibility criteria for listing as Historic Resources and removes the Property from the Contributing Properties List of Historic Resources. Upon motion of Council Member ______________, seconded by Council Member _____________, and on the following roll call vote: AYES: NOES: ABSENT: RECUSED: The foregoing resolution was adopted this ______ day of ____________, 2019. ____________________________________ Mayor Heidi Harmon ATTEST: ____________________________________ Teresa Purrington City Clerk APPROVED AS TO FORM: _____________________________________ J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this ______ day of ______________, 2019. ____________________________________ Teresa Purrington City Clerk Packet Page 92 Item 9 R-1 R-1 R-1-S R-1 R-1 H I L L B R O A D MOUNT A I N V I E W VICINITY MAP HIST-0531-2019644 Mountain View ¯ Packet Page 93 Item 9 Packet Page 94 Item 9 Packet Page 95 Item 9 Packet Page 96 Item 9 Packet Page 97 Item 9 RESOLUTION NO. 8963 ( 1999 SERIES) A RESOLUTION OF THE COUNCIL OF THE CITY OF SAN LUIS OBISPO ADDING PROPERTIES AT 491 HILL STREET; 249 MISSION LANE; 728, 734, AND 752 MISSION STREET; 501, 644, AND 676 MOUNTAIN VIEW; 764, 807, 814, 815, 822, 8239 8299 836, 851, 8549 8599 8699 8719 8839 8849 AND 894 MURRAY AVENUE; 747, 7509 7629 AND 783 ROUGEOT PLACE TO THE CONTRIBUTING PROPERTIES LIST OF HISTORIC RESOURCES WHEREAS, in 1983 the City Council adopted Resolution No. 5197 establishing the Master List of Historic Resources" and "Contributing Properties List" (collectively referred to as Historic Resources "), along with procedures for adding properties to the listing; and WHEREAS, on May 24, 1999, June 28, 1999, and August 23, 1999, following such procedures the Cultural Heritage Committee held public hearings to consider recommending to the City Council the addition of several properties in the City of San Luis Obispo to the Contributing Properties List due to their historical and/or architectural significance to their neighborhood and to the community; and WHEREAS, at said meetings, the Cultural Heritage Committee reviewed the historical documentation on the following properties and recommended that the City Council add these properties to the Contributing Properties List of Historic Resources: 491 Hill Street; 249 Mission Lane; 728, 734, and 752 Mission Street; 501, 644, and 676 Mountain View; 764, 807, 814, 815, 822, 823, 829, 836, 851, 854, 859, 869, 871, 883, 884, and 894 Murray Avenue; 747, 750, 762 and 783 Rougeot Place.. WHEREAS, this City Council considered this recommendation at an advertised public hearing on September 7, 1999 pursuant to historic preservation guidelines established by Council Resolution No. 6157 (1987 Series). NOW THEREFORE BE IT RESOLVED by the Council of the City of San Luis Obispo that based on the Cultural Heritage Committee's recommendation, documentation as described in the Historical Resource Inventory for each property, on file in the Community Development Department, public testimony, the staff report, and on the City's Historical Preservation Program Guidelines the following: SECTION 1. Addition to Contributing Properties List. The following properties have been found to contribute to the historic and architectural character of the City, meet the criteria for inclusion on the Contributing Properties List, and are hereby deemed Contributing Properties: Packet Page 98 Item 9 I I Resolution No. 8963 (1999 Series) Page 2 491 Hill Street; 249 Mission Lane; 728, 734, and 752 Mission Street; 501, 644, and 676 Mountain View; 764, 807, 814, 815, 822, 823, 829, 836, 851, 854, 859, 869, 871, 883, 884, and 894 Murray Avenue; 747, 750, 762 and 783 Rougeot Place. SECTION 2. Environmental Determination. The City Council hereby determines that this action is not a "project" as defined in Article 20 of the California Environmental Quality Act CEQA) since it does not have the potential for resulting in a physical change in the environment, and therefore, is not subject to environmental review requirements. SECTION 3. Publish Revised Contributing Properties List. The Community Development Director is hereby directed to amend the Contributing Properties List to include the properties listed above and to publish revised historic resource listings for public distribution. On motion of Council Member Schwartz, seconded by Vice Mayor Romero and on the following roll call vote: AYES: Council Members Ewan, Marx, Schwartz, Vice Mayor Romero, and Mayor Settle NOES: None ABSENT: None The foregoing Resolution was passed and adopted this 7th day of September, 1999. Mayor Allen K. Settle APPROVED AS TO FORM: Packet Page 99 Item 9 v Packet Page 100 Item 9 City of San Luis Obispo Architectural Character Citywide Historic Context Statement HISTORIC RESOURCES GROUP 143 AMERICAN COLONIAL REVIVAL The Colonial Revival style proliferated during the first half of the 20th century. This style incorporates traditions from the Georgian, Adam and early Classical Revival styles that were prevalent during the English colonial period. Dutch colonial influences were also incorporated, which often include a gambrel roof. Earlier examples were rarely accurate recreations but were instead free interpretations with details inspired by colonial precedents, while later examples shifted to more historically correct proportions and details. Character-defining features include:  Side gable or hipped roofs  Wood exterior wall cladding, typically horizontal  Accentuated front entry or portico, featuring decorative pediments supported by pilasters or slender columns  Wood double-hung sash windows with multi-pane glazing  Front doors flanked by sidelights with fanlights above  Fixed wooden shutters 1318 Mill Street, 1906. Source: Historic Resources Group. 1727 Corralitos Avenue, c.1940. Source: Historic Resources Group 1624 Morro Street.Source: Historic Resources Group. Packet Page 101 Item 9 12 Zoning, or remove the property from historic listing if the structure on the property no longer meets eligibility criteria for listing, following the process for listing set forth herein. 14.01.070. Evaluation Criteria for Historic Resource Listing When determining if a property should be designated as a listed Historic or Cultural Resource, the CHC and City Council shall consider this ordinance and State Historic Preservation Office (“SHPO”) standards. In order to be eligible for designation, the resource shall exhibit a high level of historic integrity, be at least fifty (50) years old (less than 50 if it can be demonstrated that enough time has passed to understand its historical importance) and satisfy at least one of the following criteria: A. Architectural Criteria: Embodies the distinctive characteristics of a type, period, region, or method of construction, or represents the work of a master, or possesses high artistic values. (1) Style: Describes the form of a building, such as size, structural shape and details within that form (e.g. arrangement of windows and doors, ornamentation, etc.). Building style will be evaluated as a measure of: a. The relative purity of a traditional style; b. Rarity of existence at any time in the locale; and/or current rarity although the structure reflects a once popular style; c. Traditional, vernacular and/or eclectic influences that represent a particular social milieu and period of the community; and/or the uniqueness of hybrid styles and how these styles are put together. (2) Design: Describes the architectural concept of a structure and the quality of artistic merit and craftsmanship of the individual parts. Reflects how well a particular style or combination of styles are expressed through compatibility and detailing of elements. Also, suggests degree to which the designer (e.g., carpenter-builder) accurately interpreted and conveyed the style(s). Building design will be evaluated as a measure of: a. Notable attractiveness with aesthetic appeal because of its artistic merit, details and craftsmanship (even if not necessarily unique); b. An expression of interesting details and eclecticism among carpenter-builders, although the craftsmanship and artistic quality may not be superior. (3) Architect: Describes the professional (an individual or firm) directly responsible for the building design and plans of the structure. The architect will be evaluated as a reference to: Packet2Page276j Item 9 13 a. A notable architect (e.g., Wright, Morgan), including architects who made significant contributions to the state or region, or an architect whose work influenced development of the city, state or nation. b. An architect who, in terms of craftsmanship, made significant contributions to San Luis Obispo (e.g., Abrahams who, according to local sources, designed the house at 810 Osos - Frank Avila's father's home - built between 1927 – 30). B. Historic Criteria (1) History – Person: Associated with the lives of persons important to local, California, or national history. Historic person will be evaluated as a measure of the degree to which a person or group was: a. Significant to the community as a public leader (e.g., mayor, congress member, etc.) or for his or her fame and outstanding recognition - locally, regionally, or nationally. b. Significant to the community as a public servant or person who made early, unique, or outstanding contributions to the community, important local affairs or institutions (e.g., council members, educators, medical professionals, clergymen, railroad officials). (2) History – Event: Associated with events that have made a significant contribution to the broad patterns of local or regional history or the cultural heritage of California or the United States. Historic event will be evaluated as a measure of: (i) A landmark, famous, or first-of-its-kind event for the city - regardless of whether the impact of the event spread beyond the city. (ii) A relatively unique, important or interesting contribution to the city (e.g., the Ah Louis Store as the center for Chinese-American cultural activities in early San Luis Obispo history). (3) History-Context: Associated with and also a prime illustration of predominant patterns of political, social, economic, cultural, medical, educational, governmental, military, industrial, or religious history. Historic context will be evaluated as a measure of the degree to which it reflects: a. Early, first, or major patterns of local history, regardless of whether the historic effects go beyond the city level, that are intimately connected with the building (e.g., County Museum). b. Secondary patterns of local history, but closely associated with the building (e.g., Park Hotel). Packet2Page2768 Item 9 14 C. Integrity: Authenticity of an historical resource’s physical identity evidenced by the survival of characteristics that existed during the resource’s period of significance. Integrity will be evaluated by a measure of: (1) Whether or not a structure occupies its original site and/or whether or not the original foundation has been changed, if known. (2) The degree to which the structure has maintained enough of its historic character or appearance to be recognizable as an historic resource and to convey the reason(s) for its significance. (3) The degree to which the resource has retained its design, setting, materials, workmanship, feeling and association. 14.01.080 Historic District Designation, Purpose and Application A. Historic (H) District designation. All properties within historic districts shall be designated by an “H” zoning. Properties zoned “H” shall be subject to the provisions and standards as provided in Ordinance 17.54 (Zoning) of the Municipal Code. B. Purposes of Historic Districts. The purposes of historic districts and H zone designation are to: (1) Implement cultural resource preservation policies of the General Plan, the preservation provisions of adopted area plans, the Historic Preservation and Archaeological Resource Preservation Program Guidelines, and (2) Identify and preserve definable, unified geographical entities that possess a significant concentration, linkage, or continuity of sites, buildings, structures, or objects united historically or aesthetically by plan or physical development; (3) Implement historic preservation provisions of adopted area and neighborhood improvement plans; (4) Enhance and preserve the setting of historic resources so that surrounding land uses and structures do not detract from the historic or architectural integrity of designated historic resources and districts; and (5) Promote the public understanding and appreciation of historic resources. C. Eligibility for incentives. Properties zoned as Historic Preservation (H) shall be eligible for preservation incentive and benefit programs as established herein, in the Guidelines and other local, state and federal programs. Packet2Page2760 Item 9 Department Name: Administration Cost Center: 1005 For Agenda of: December 3, 2019 Placement: Study Session Estimated Time: 75 minutes FROM: Greg Hermann, Deputy City Manager Prepared By: Chris Read, Sustainability Manager Robert Hill, Sustainability & Natural Resources Official SUBJECT: CLIMATE ACTION PLAN STUDY SESSION RECOMMENDATION Review and discuss information on the Climate Action Plan Update and provide direction on focus questions necessary to inform next steps. REPORT-IN-BRIEF Local governments around the world are stepping up to reduce greenhouse gas (GHG) emissions, while also addressing issues of equity, economic development, and quality of life. A low carbon and resilient San Luis Obispo focused on people and their needs in a changing climate and economy is the organizing principle for a more equitable, vibrant, and healthy community. In 2017, the City identified Climate Action as a Major City Goal and an update to the Climate Action Plan was identified as a work task. In September of 2018, Council directed staff to develop an approach to carbon neutrality by 2035. This study session seeks Council’s feedback and direction regarding staff’s proposed approach to carbon neutrality ahead of release of a Public Review Draft of the Climate Action Plan in early 2020.1 The approach to carbon neutrality is organized into six pillars, each with a long term goal and foundational actions to be initiated or completed by 2023: Pillar 1: Lead by Example – Carbon neutral government operations by 2030 Pillar 2: Clean Energy Systems –100 percent carbon free electricity by 2020 Pillar 3: Green Buildings – No net new emissions from new buildings’ onsite energy use by 2020; 50 percent reduction in existing building onsite emissions by 2030 Pillar 4: Connected Community – Achieve General Plan mode split objective by 2030; 40 percent of vehicle miles travelled by electric vehicles by 2030 Pillar 5: Circular Economy – 75 percent diversion of landfilled organic waste by 2025; 90 percent by 2035 Pillar 6: Natural Solutions – Increase carbon sequestration on the San Luis Obispo Greenbelt and Urban Forest through compost application-based carbon farming activities and tree planting; ongoing through 2035 1 Attachment A provides a the draft GHG inventory and forecast. Attachment B provides the proposed approach to carbon neutrality. Packet Page 105 Item 10 Even with achievement of these ambitious but feasible targets, the City expects an emissions reduction gap that will need to be addressed to achieve carbon neutrality. To achieve deep decarbonization, the City will need to embrace uncertainty, engage in systemic change using the tools and nimble actions that local governments are uniquely suited to carry out, and position itself to take full advantage of future innovations, technologies, and policies and legislation that may be undertaken at the state and federal level. For these reasons, staff is recommending that, as part of the Climate Action Plan, Council commit to update and adopt a new Climate Action Plan concurrent with every other Financial Plan. DISCUSSION Background Due to decades of rapidly increasing global greenhouse gas (GHG) emissions and insufficient climate action at all levels of government, atmospheric GHG concentrations have reached a level that guarantees substantial and unavoidable impacts for the foreseeable future. California’s recent historic wildfires, droughts, floods, mudslides, and public safety power shutoffs are representative of climate change impacts. These impacts threaten to make all the significant issues currently faced by the city (e.g., the housing crisis, homelessness, affordability, sustainable water supply) critical, challenging, and expensive. Depending on global emissions rates over the next 30 years, temperatures could exceed a 1.5° Celsius increase over pre - industrial levels, which would result in catastrophic impacts. To limit global warming to 1.5° Celsius, annual global emissions need to decrease 45 percent by 2030, and be “net zero” by 2050.2 San Luis Obispo residents and businesses routinely rank climate change as an important issue. In 2019, thousands of people in San Luis Obispo contributed to the City’s budget process that resulted in City Council adopting Climate Action as a Major City Goal for the second straight Financial Plan cycle. As community and Council interest in ambitious climate action continues, the update of the City’s Climate Action Plan provides a platform for strategic prioritization of actions, as well as an opportunity to hear from a wide range of community members regarding their vision for a low carbon and thriving San Luis Obispo. Climate Action in San Luis Obispo In July 2012, the City Council adopted the City of San Luis Obispo’s first Climate Action Plan. The Climate Action Plan served as the City’s policy document that sets forth objectives and strategies that the City and community members can implement to achieve the adopted GHG emissions reduction target of 15 percent below 2005 baseline levels by 2020. At present, the City is on track to achieve the Climate Action Plan’s 2020 target. In the 2017-19 Financial Plan, Climate Action was identified as a Major City Goal and an update to the Clim ate Action Plan was identified as a work task. Staff has been working on the update since April 2018 and completion of the Climate Action Plan is included in the 2019-21 Climate Action Major City Goal. In September of 2018, staff presented an update on the Climate Action Plan process to Council with a request for goal setting direction. Council directed staff to proceed with updating the Climate Action Plan to articulate a pathway to carbon neutrality by 2035. 2 https://www.ipcc.ch/sr15/ Packet Page 106 Item 10 Local Government Lessons Learned About Climate Action Planning Since the adoption of the City’s first Climate Action Plan over seven years ago, numerous lessons have been learned in the evolving field of climate action planning. Most critical to this Climate Action Plan update are the lessons that cities need to focus on systems thinking, equity, local authority, and leadership potential, as outlined below: 1. Systems are responsible for the climate crisis. For decades the climate crisis has been presented as the fault and responsibility of individuals. While it is true that everyone can and should do their part in addressing the climate crisis, transformative change to a low carbon, equitable, and sustainable community requires changes to the systems in which a community functions (e.g., energy systems, waste systems, transportation systems, economic development systems, etc.).3 2. The climate crisis and social equity must be addressed together. Many of the conditions that have led to the climate crisis have also led to growing inequality.4 Leading communities are turning to a focus on social equity to ensure a just distribution of the benefits of climate action while also using the effort to give a voice to those not typically present in the decision making process.5 Low greenhouse gas emissions, equity, and resilience are the organizing principles required for communities to thrive in the 21st century.6 3. Local governments are uniquely capable of certain actions. The City level of government is uniquely situated to address issues related to land use and conservation, building energy performance, creating conditions for housing production, supporting certain economic development patterns, and prioritizing how the community’s co-owned spaces are used. For structural changes to occur, the City should focus on these unique capabilities. For other actions, the City can coordinate with regional agencies and other levels of government (state and federal) and support community partners to focus on climate action in the fields that they are uniquely capable of (e.g., academic research, entrepreneurial innovation, operational emissions of private organizations, etc.). 3 This conclusion is arrived at directly in the Carbon Neutral Cities Alliance Game Changers report, “Deep, long- term decarbonization depends on transforming our cities’ key GHG-emitting systems and markets for transportation, energy supply, buildings, solid waste, and food …” (http://carbonneutralcities.org/wp- content/uploads/2018/09/CNCA-Game-Changers-Report-2018.pdf) and is also supported by recent climate literature including Designing Climate Solutions (Harvey 2019), and echoed in national and local “Green New Deal” proposals. 4 For a discussion on mobility and equity, see: http://greenlining.org/wp- content/uploads/2019/01/MobilityEquityFramework_8.5x11_v_GLI_Print_Endnotes -march-2018.pdf 5 For example, the City of Portland, Oregon has made equity the primary organizing principle in its climate work: https://beta.portland.gov/sites/default/files/2019-07/cap-equity-case-study-web29jul.pdf. Additionally, the Carbon Neutral Cities Alliance has identified “equity” and “centering climate action on people” as a “game changer”: https://carbonneutralcities.org/centering-people-and-equity/ 6 As described in the UC Berkeley Study Advancing Equity in California Climate Policy, “In California, the road to climate policy runs through—not over—climate equity.” (http://laborcenter.berkeley.edu/pdf/2016/Advancing- Equity.pdf) Packet Page 107 Item 10 4. Leadership is needed and the world is watching. As a leadership city, San Luis Obispo has an outsized role in how cities throughout the world are addressing their greenhouse gas emissions. While many climate leadership cities are larger metropolitan areas, San Luis Obispo as a small city is an inspiration for the over 17.5 million people in the US that live in cities with 40,000-60,000 residents.7 Staff are active participants in regional, statewide, national, and international networks of cities, many of which are watching San Luis Obispo closely to see what is possible. Climate Action Plan Process The climate action planning process is a five step cycle as outlined in Figure 1.8,9 The remainder of this report provides details on Steps 1-3 of the Climate Action Planning Process and seeks direction from Council on critical questions ahead of release of a Public Review Draft of the Climate Action Plan in early 2020. Figure 1: Climate Action Planning Steps 7 The population estimate is derived from the 2010 Decennial US Census. 8 The five step process is a common climate action practice and is referenced in the California Governor’s Office of Planning and Research General Plan Guidelines (http://opr.ca.gov/docs/OPR_C8_final.pdf) 9 The recent catastrophic wildfires, winter storms, and Public Safety Power Shutoffs throughout the state have raised interest in addressing climate change adaptation among staff and the public. Some cities are now choosing to prepare combined Climate Action and Adaptation Plans as a consolidated effort. In the case of San Luis Obispo, in accordance with the adopted work plan for the 2019-21 Climate Action Major City Goal, the City is taking proactive measures to ensure community resiliency and will establish a city-wide strategic approach to climate adaptation when it updates the Safety Element to include a comprehensive climate change vulnerability assessment, as a subsequent step to this Climate Action Plan update. Packet Page 108 Item 10 Step 1: Greenhouse Gas Emissions Inventory GHG Emissions Inventory Introduction A GHG emissions inventory is an accounting and compilation of the GHG emissions that occur as the result of activity inside a geographic boundary. In its 2017 Scoping Plan, the California Air Resources Board directs local governments to the U.S. Community Protocol for Accounting and Reporting of Greenhouse Gas Emissions.10,11 The Community Protocol includes required emissions sectors that must be inventoried including use of electricity, onsite fuel combustion (i.e., natural gas), energy used for water conveyance and treatment, use of on-road vehicles, and generation of solid-waste.12 The City and its technical consultants have updated the existing baseline 2005 inventory, developed a 2016 inventory, and has forecast the inventories to 2035 in a manner consistent with the U.S. Community Protocol. The City has also referred to the Global Protocol for Community Emissions for guidance.13 The inventory currently includes carbon dioxide (CO2), methane (CH4), and nitrous oxide (N2O) emissions. The community GHG emissions inventory update is provided as Attachment A. GHG Emissions Inventory and Forecast Summary As illustrated in Figure 2, community GHG emissions decreased by approximately 12 percent from 2005 to 2016 and, based on state and local action already committed to, are expected to be approximately 32 percent below baseline by 2035. The observed historical reduction is largely the result of significant decreases in the electricity sector, but also includes decreases in nearly every sector. Emissions are expected to decrease a total of 32 percent from 2005 to 2035 through existing local and expected state actions, including participation in Monterey Bay Community Power (which will begin procuring carbon neutral electricity for San Luis Obispo customers starting in January 2020), a California grid-wide transition to carbon neutral electricity by 2040 (SB 100), continued improvements to the state building code, and continued vehicle fuel efficiency enhancements. GHG Emissions Inventory and Forecast Shortcomings and Room for Improvement The GHG emissions inventory and forecast includes the mandatory sectors as outlined in the Community Protocol. Potential improvements to the existing inventory and forecast, including incorporation of voluntary sectors, include: 1. Emissions associated with consumption, including the emissions generated by local food consumption, plastic generation, shipping of goods, and the carbon embodied in building materials such as steel and concrete. 2. Emissions offset by conserving the City’s open spaces and managing the urban forest. 3. Emissions from wind-row composting of green-waste. 4. Fugitive emissions that occur as the result of natural gas consumption and direct leakage of methane into the atmosphere during exploration, extraction, transmission, distribution, and end use. 10 https://ww3.arb.ca.gov/cc/scopingplan/scoping_plan_2017.pdf 11 http://icleiusa.org/publications/us-community-protocol/ 12 The electricity and natural gas sectors of the City’s GHG inventory (as described in this report and provided in Attachment A) include energy used to convey and treat water. 13 https://ghgprotocol.org/greenhouse-gas-protocol-accounting-reporting-standard-cities Packet Page 109 Item 10 Figure 2. GHG Inventory and Forecast Summary Results (MTCO2e) Addressing these voluntary sectors will be important in future Climate Action Plan updates and to the City’s overall climate and sustainability ambitions; however, at this time, it is recommended that the Climate Action Plan include the mandatory emissions sectors identified in Figure 1, above, with direction to continue monitoring the development and adoption of new protocols, methods, and sources for new emissions sectors. In all cases, staff will continue to track emerging methods that may be available by 2020 and pending Council direction to return with the next Climate Action Plan update in 2023, staff will include such information in that update and thereafter. KEY QUESTION # 1 – Is Council supportive of preparing this Climate Action Plan update accounting only for the emissions sectors required by the US Community Protocol, while continuing to monitor and track emerging protocols for voluntary emission sectors. As an alternative, would Council prefer staff pause the Climate Action Plan update process until one or more of the identified voluntary sectors are inventoried? Step 2: GHG Reduction Target In September of 2018, staff presented an update on the Climate Action Plan process to Council with a request for goal setting direction. Following a presentation, public comment, and deliberation about goals that cities throughout California and the world are committing to, Council directed staff to develop a roadmap to carbon neutrality by 2035. This target goes above and beyond the 2020 target set Assembly Bill 32 and the 2030 target in Senate Bill 32. These two targets established as state law, a 2018 executive order, and the carbon neutrality by 2035 target, are discussed below. Packet Page 110 Item 10 AB 32 Assembly Bill 32 (AB 32) (Nuñez, Chapter 488, Statutes of 2006) established a target of reducing GHG emissions to 1990 levels by 2020 with maintained and continued reductions post 2020. Given the challenge of estimating 1990 GHG emissions, standard best practice is to use 15 percent reduction of a base line year (2005) as a proxy. The City’s current adopted targets are consistent with AB 32. Using the updated 2005 baseline inventory provided in Table 1 (below), the AB32 consistent target for annual emissions by 2020 is 328,640 MTCO2e. Based on participation in Monterey Bay Community Power, the City is expected to achieve its 2020 target. SB 32 Senate Bill 32 (SB 32) (Pavley, Chapter 249, Statutes of 2016) codifies into statute the GHG emissions reduction target of at least 40 percent below 1990 levels by 2030. The 2030 target reflects the same science that informs the agreement reached in Paris by the 2015 Conference of Parties to the United Nations Framework Convention on Climate Change (UNFCCC), aimed at keeping the global temperature increase below 2 degrees Celsius (̊C). Using the updated 2005 baseline inventory provided in Table 1, the SB32 consistent target annual emissions by 2030 is 197,180 MTCO2e. Executive Order B-55-18 In 2019, California Governor Jerry Brown issued Executive Order B-55-18, which establishes a new statewide goal to achieve carbon neutrality as soon as possible, and no later than 2045, and achieve net negative emissions thereafter. Carbon Neutral by 2035 For the purpose of the 2020 CAP update, staff recommends that “carbon neutrality” apply to the net emissions of the inventoried sectors illustrated in Figure 1, above, minus emissions captured through carbon sequestration efforts. As evidenced by the proposed approach to Carbon Neutrality in “Step 3”, the target is extremely ambitious, and will require that staff and the community implement foundational actions and conduct additional research to assess and monitor new developments in the ongoing and evolving field of climate action planning. Additionally, achieving carbon neutrality as a community is contingent on numerous outside factors, such as increased state funding for climate action, the federal government taking responsibility for climate action and supporting local action, and a regional approach to supporting the clean energy economy. At the same time, the City’s experience so far has been that an ambitious reduction target invites resources for the work and would put the City in position to pursue and accept funds from state and federal grant programs, as well as from charitable foundations. For these reasons, staff recommends that the Carbon Neutral Target by 2035 be adopted, that the City and the community move forward with the assumption of an increase in state support, shifting federal support, technological innovation, and that the City continues to learn and embrace the nuances and intricacies of a carbon neutrality target. Table 2 provides the annual GHG emission target in the target years for AB 32, SB 32, and carbon neutrality. Packet Page 111 Item 10 Table 1. GHG Target Summary KEY QUESTION # 2 – Does Council agree with staff’s recommendation for how to approach “carbon neutrality” as described in the narrative, above? Step 3: Develop an Approach to a GHG Reduction Target (Carbon Neutrality) As illustrated by the community GHG inventory, inventoried emissions decreased approximately 12 percent from 2005-2016. Based on initial 2017 and 2018 updated energy activity data and the reduction in electricity-based emissions from joining Monterey Bay Community Power, the community will achieve the adopted 2020 target. Although that achievement is a major accomplishment, a 2030 target of 40 percent below 1990 levels (SB 32) and the substantially more ambitious voluntary target of carbon neutrality by 2035 represent significant undertakings. The City’s approach to ambitious climate action is outlined in detail in Attachment B and is informed by statewide technical studies and guidance, community input, and the GHG inventory.14 In addition, the City worked with the technical consultant Raimi + Associates to model a pathway to achieve deep GHG reductions by quantifying the emissions reductions of various actions between 2020 and 2035. The pathway model provides one path to significant and impactful reductions and is used by the City as a guidepost for setting specific pillar goals and selecting foundational actions. Based on the technical information described above, and supported by additional staff research, consultant assessment, and discussion with community members and stakeholders, staff presents the following pillars, goals, foundational actions, required to make substantial progress in achieving carbon neutrality in the City of San Luis Obispo by 2035:15,16 14 For example, the California Energy Commissions Deep Decarbonization in a High Renewables Future: https://efiling.energy.ca.gov/GetDocument.aspx?tn=223785 15 Attachment B provides additional detail for each pillar, including “ideas for partners”, which lists potent ial actions for other public agencies, community groups, and residents to take to contribute to community carbon neutrality. 16 The greenhouse gas emissions reductions figures in this section represent provisional estimates based on projected future emissions and full achievement of the proposed pillar goal s. Should Council direct staff to pursue the proposed targets and foundational actions, staff would refine the reductions estimates with additional data and detail. The figures are rounded to the nearest thousand to illustrate the provisional nature of the estimates. Target Annual GHG Emissions Target (MTCO2e) 2005 Baseline Emissions 386,630 AB32 – 1990 levels (15 percent below baseline) by 2020 328,640 SB 32 – 40 percent below 1990 levels by 2030 197,180 Carbon Neutral by 2035 0 Packet Page 112 Item 10 1. Lead by Example – City government operations can achieve carbon neutrality, and in doing so, will provide visible leadership for community businesses and organizations looking to achieve the same outcome. The goal of Pillar 1 is carbon neutral government operations by 2030. Based on best available information, fulfillment of this goal could result in annual greenhouse gas emissions savings of approximately 7,500 MTCO2e.17 Proposed foundational actions are as follows: Measure Foundational Actions (2020-2023) Lead by Example 1 – Municipal Carbon Neutrality Plan Leadership 1.1 – Present municipal carbon neutrality plan to City Council in 2020. Leadership 1.2 – Commit to no new fossil fuels in municipal buildings. Leadership 1.3 - Develop and implement campus wide energy strategic plan by 2022. Lead by Example 2 – City Organization Leadership 2.1 – Integrate climate considerations into City decision making processes. Lead by Example 3 – Green Local Economy Leadership 3.1 – Include carbon neutrality considerations and a focus on developing the green local economy in the updated Economic Development Strategic Plan. Leadership 3.2 – Research methods to support local contractors and labor. 17 The “Lead by Example” reductions assume carbon neutral operations and uses a working internal GHG inventory estimate of approximately 7,500 annual metric tons from operational emissions. This estimate would be refined through the municipal carbon neutral plan development process. Additionally, the municipal operations emissions are a subset of total community emissions (i.e., the electricity used in City Hall is captured in the community GHG inventory). To avoid double counting, the emissions reduction estimate of 7,500 MTCO2e for carbon neutral municipal operations is not applied to the total emissions reductions figure. Packet Page 113 Item 10 2. Clean Energy Systems – Affordable, abundant, and clean electricity coming from renewable or carbon neutral resources lays the foundation for a carbon neutral community. A commitment to resilience and local generation promotes a green local economy and a system that functions as the climate changes around it. The goal of Pillar 2 is 100 percent carbon free electricity by 2020. Based on best currently available information, it is estimated that fulfillment of this goal could result in annual greenhouse gas emissions savings of 39,000 MTCO2e in 2035. Proposed foundational actions are as follows18: Measure Foundational Actions (2020-2023) Clean Energy Systems 1 – Monterey Bay Community Power Energy 1.1 - Launch Monterey Bay Community Power and achieve a 98 percent participation rate; advocate for equity and maximum local benefit. Clean Energy Systems 2 – Local Grid Reliability and Energy Storage Energy 2.1 - Work with MBCP & PG&E to develop a regional grid reliability and resilience strategy. Clean Energy Systems 3 – Natural Gas Strategy Energy 3.1 - Partner with SoCal Gas to research options for reducing greenhouse emissions associated with the existing natural gas grid. 3. Green Buildings – Building decarbonization can be achieved through building all-electric new buildings and providing resources to current building owners to support solar panel installations, a transition away from fossil fuel appliances, and energy efficiency retrofitting. Existing buildings can become cleaner while creating green local economy jobs in the building trades and through technological innovation. The goals of Pillar 3 are no net new building emissions from onsite energy use by 2020; 50 percent reduction in existing onsite building emissions by 2030. Based on best currently available information, it is estimated that fulfillment of this goal could result in annual greenhouse gas emissions savings of 32,000 MTCO2e in 2035. Proposed foundational actions are as follows: Measures Foundational Actions (2020-2023) Green Buildings 1 – Carbon Neutral New Buildings Buildings 1.1 – Adopt and implement local amendments to the 2019 California Energy Code incentivizing all electric development (Clean Energy Choice Program) and review opportunities for improvement in the 2022 code cycle. Green Buildings 2 – Energy Retrofitting Buildings 2.1 – Conduct comprehensive retrofit program study and develop a strategic and equity focused building retrofit program. Buildings 2.2 Adopt building energy score program or benchmarking ordinance by 2021 and begin implementing retrofit program. 18 Note that since the City has already joined MBCP, the reductions from this action are already included in the City’s draft GHG inventory and forecast (Attachment A). Packet Page 114 Item 10 4. Connected Community – Creating a community that focuses on people and mobility and the necessary densities to support active transportation and transit investments can substantially improve community health, reduce cost of living, and reduce the largest source of greenhouse gas emissions in the community. For residents and businesses that prefer or require vehicles, a transition to electric vehicles provide an opportunity for cleaner and cheaper transportation. The millions of dollars that typically leave the community through fossil fuel purchases are instead retained in the community through savings and reinvestment. The goals of Pillar 4 are to achieve the General Plan mode split objective by 2030; 40 percent of vehicle miles travelled by electric vehicles by 2030. Based on best currently available information, it is estimated that fulfillment of this goal could result in annual greenhouse gas emissions savings of 78,000 MTCO2e in 2035. Proposed foundational actions are as follows: Measures Foundational Actions (2020-2023) Connected Community 1 – Innovation and Coordination Connected 1.1- Research and develop an approach to a “Mobility as a Service” platform for people to easily use all modes of low carbon mobility in the City. Connected 1.2 – Repurpose the City’s Green Team to focus on 2017-19 Major City Goal collaboration and coordination in the short term, and on achieving the mode split targets in the long term. Connected 1.3 – Create new development review standards to support Community Development Department decision making processes for consistency with the carbon neutrality goal. Connected Community 2 – Active Transportation Connected 2.1 - Complete Active Transportation Plan and begin implementation. Connected 2.2 - Launch micro mobility program by 2021. Connected 2.3 – Develop a quick-build strategy to streamline implementation of priority bicycle and pedestrian infrastructure projects. Packet Page 115 Item 10 Measures Foundational Actions (2020-2023) Connected Community 3 – Parking Connected 3.1 – Establish a policy and strategic approach to leveraging existing and new parking garages for downtown residential and visitor serving uses and to allow for further implementation of the Downtown Concept Plan Connected Community 4 – Transit Connected 4.1 – Develop transit electrification strategic plan and begin implementing in 2020 Connected 4.2 – Increase headways through accelerated implementation of the existing Short-Range Transit Plan. Connected 4.3 – Explore additional innovative transit options in the 2022 Short Range Transit Plan (e.g., on- demand deviated routes, electric fleet expansion, micro transit, Bus Rapid Transit, Transit Signal Priority, etc.) Connected 4.4 – Assess feasibility of a “free to the user” transit ridership program Connected Community 5 – Housing Connected 5.1 - Develop Flexible Zoning Requirements for Downtown Connected 5.2 - Update the Housing Element of the General Plan and complete the Housing Major City Goal Connected Community 6 – Electric Vehicles Connected 6.1 - Develop and begin implementing electric mobility plan by 2021 Packet Page 116 Item 10 5. Circular Economy – “Circular Economy” is an economic system aimed at the continual use of resources and eliminating waste. Circular systems practice reuse, sharing, repair, refurbishment, remanufacturing and recycling to create a closed-loop system, minimizing the use of resource inputs and the creation of waste, pollution and carbon emissions. Whereas a traditional extractive economy can be thought of as a straight line from extraction to consumption to disposal, a circular economy looks to use 'waste' as 'food' for other processes. Diverting organic material and reducing landfilled waste supports community wide carbon neutrality by reducing methane emissions while also creating clean electricity and compost at the regional anerobic digester.19 Supporting a reduction in waste entering the landfill provides an economic benefit of postponing expansion of the local landfill. The goals of Pillar 5 are 75 percent diversion of landfilled organic waste by 2025; and 90 percent diversion by 2035. Based on best currently available information, it is estimated that fulfillment of this goal could result in annual greenhouse gas emissions savings of 39,000 MTCO2e in 2035. Proposed foundational actions are as follows: Measures Foundational Actions (2020-2023) Circular Economy 1 – Organic Waste Diversion Circular Economy 1.1 - Adopt an ordinance requiring organic waste subscription for all residential and commercial customers by 2022 Circular Economy 1.2 – Develop and implement program to increase edible food rescue by 20 percent20 Circular Economy 1.3 - Develop and implement a waste stream education program for HOA/Property Managers and the commercial sector. Circular Economy 2 – Administrative Capacity Circular Economy 2.1 - Update the Municipal Code solid waste section and bin enclosure standards Circular Economy 2.2 - Develop a Solid Waste section in the Utilities Department 19 For more information, see: https://www.sanluisgarbage.com/organics/dry-anaerobic-digestion/ 20 As described in SB 1382, food rescue is the concept of preventing edible food from being disposed of and instead providing the food for use by food banks and related programs. Packet Page 117 Item 10 6. Natural Solutions– Active management of agricultural lands, rangelands, and the urban forest can remove greenhouse gas emissions from the atmosphere while enhancing the health of the City’s natural systems. The goal of Pillar 6 is to increase carbon sequestration within the San Luis Obispo Greenbelt and Urban Forest. Carbon sequestration activities include compost application-based carbon farming activities and tree planting; ongoing through 2035. Based on best available information, it is estimated that fulfillment of this goal could result in annual greenhouse gas emissions sequestered of 7,000 MTCO2e in 2035. Proposed foundational actions are as follows: Measures Foundational Actions (2020-2023) Natural Solutions 1 – Carbon Farming Natural Solutions 1.1 - Conduct Carbon Farming Study and Pilot Project at Johnson Ranch Open Space and City Farm beginning in 2020 with monitoring through 2023. If determined feasible and cost effective, apply compost to first annual 100 acres by 2023 Natural Solutions 2 – Tree Planting Natural Solutions 2.1 - Prepare the City’s first Urban Forest Master Plan that updates the existing tree inventory, identifies future tree planting opportunities and a climate- ready tree palette, as well as ongoing operations and maintenance needs Natural Solutions 2.2 - Identify and participate in partnership opportunities by 2021 necessary to plant and maintain 10,000 new trees by 2035 The six pillar goals could reduce community greenhouse gas emissions by approximately 73 percent from baseline 2005 levels by 2035. Figure 3 provides an illustration of the contribution of reductions by pillar.21 KEY QUESTION # 3 – Does Council concur with the pillars, measures, and foundational actions as presented in this report. Do they contain anything that should be removed? Are they missing anything? It should be clearly noted that full implementation of the six pillar goals leaves a gap of approximately 104,160 MTCO2e that will need to be addressed to achieve carbon neutrality (see Figure 3). This gap represents emissions that could be addressed by the federal and state governments, regional agencies, and local partners. The gap also represents the uncertainty in taking a leadership role in addressing a challenge that hasn’t been solved before. The City will need to embrace that uncertainty, commit to constant learning, engage in systemic change using the tools and actions that local governments are uniquely suited to carry out, and position itself to take full advantage of future innovations, technologies, and policies and legislation that may be undertaken at the state and federal level. 21 Note that since MBCP will be operational prior to CAP adoption, it is not shown as a stand- alone reduction, but rather as avoided emissions in the 2035 GHG forecast column. Packet Page 118 Item 10 Figure 3. Contribution to GHG Reductions by Pillar (MTCO2e) Technological innovation, clean-tech innovation, and changes to climate related policy and regulation occur rapidly. For example, it was unimaginable three years ago that the City would be part of a public agency that procures carbon free electricity for its residents and businesses as early as 2020, or that rooftop solar panels and battery prices would drop as rapidly as they have.22 Several of the state’s most successful environmental policy initiatives, including the Renewable Portfolio Standard, also had a gap between what was known at the time of adoption and eventual successful implementation. By committing to the ambitious target of carbon neutrality by 2035, the City will catalyze innovation, invite resources from funding sources and partners, and provide climate leadership. Should Council feel uncomfortable with the remaining emissions “gap”, it could direct staff to return with an alternative, less ambitious goal. For example, Council could direct staff to consider a goal consistent with the Paris Climate Accord (80 percent reduction below 1990 levels by 2050) or California Governor’s Executive Order B-55-18 (carbon neutral by 2045). KEY QUESTION # 4 – Is Council comfortable with the uncertainty surrounding the remaining emissions reduction “gap” of 104,160 MTCO2e? As an alternative, would Council prefer adopting a less ambitious target? Climate Action Plan Update Schedule The City has a proud history of community driven financial planning, as illustrated by its award winning biennial financial plans. Staff is recommending that as part of the Climate Action Plan, Council makes a firm commitment to update and adopt a new Climate Action Plan on an “every other” Financial Plan cycle. This can be done by Resolution during the adoption of the plan scheduled in Spring 2020. This allows for certainty in the update schedule, and most importantly, that it is directly tied to the financial decision making and prioritization process. The proposed update schedule is provided as Figure 4. 22 For example: https://www.kqed.org/science/1951005/the-cost-of-battery-storage-plummets-at-the-right-moment- for-california Packet Page 119 Item 10 Figure 4. Proposed Climate Action Plan Update Schedule Should Council direct staff to proceed with this update schedule, it would afford multiple benefits. First, there are numerous foundational efforts that are required to be undertaken over the next several years that will identify the potential effectiveness and feasibility of critical measures. As such, the findings of the 2020 Climate Action Plan will include high levels of uncertainty, but this will continually be refined and addressed on a set schedule. Second, tying the Climate Action Plan to the biennial Financial Plan cycle allows the CAP to focus on impactful actions and the resources necessary to be complete them on a 3-4-year time period. Third, regular updates allow for the integration of lessons learned and emerging best practices, which can proactively address the “emissions gap”, as described above. KEY QUESTION # 5 – Does Council want staff to commit to a Climate Action Plan Update schedule that is coordinated with the City’s customary Financial Plan process? Public Engagement The City has already conducted extensive outreach in support of climate action generally and the Climate Action Plan specifically. Staff will continue to engage through adoption of the Climate Action Plan and into the implementation phase of the plan. Staff has set an internal target on reaching 1,000 people throughout the process with an additional target of ensuring the demographic characteristics of the community are represented proportionately. Through events and outreach activities completed to date, approximately 750 people have participated. However, these outreach activities have not yet reached the demographically representational engagement that staff has hoped for. Therefore, feedback received from these events is not yet wholly representative of the City’s community. Staff will look to expand participation to non-traditional stakeholders in the next phase of the project. Packet Page 120 Item 10 Events Completed to Date 1. 2018 City Council Study Session: Staff presented to council on the status of the CAP Update, the results of the Community GHG Emissions Inventory, and Emissions Target Options. Council then directed staff to pursue a GHG reduction measure more aggressive than that outlined in SB 32. 2. 2019-21 Budget Open City Hall and Community Meeting: As part of the 2019 -21 Financial Plan development, the City hosted an online forum, a community meeting, and a Public Hearing. Through the process, staff received climate action feedback and ideas from hundreds of residents. 3. Workshop #1: This open-house workshop consisted of an overview presentation of the Climate Action Plan and designated time for participants to share their “big ideas” for achieving carbon neutrality. The workshop had 35 participants. 4. Open City Hall Activity #1: Staff designed and facilitated an interactive online activity where participants had the opportunity to respond to prompts, share feedback, and provide suggestions regarding the CAP Update. The activity had 71 participants. 5. Business Roundtable Meeting 1 and 2: Staff invited members of the business community to share initial ideas for how they can take ownership of business-related climate action initiatives. The meeting had 25 participants. 6. Climate Solutions Speaker Series: The City partnered with the SLO Climate Coalition to host several educational events related to climate action. Completed events include: a. Climate Solution Speaker Series 1: This kickoff event was a celebration of San Luis Obispo’s decision to be carbon neutral by 2035. The event featured booths from local organizations including ECOSLO, Monterey Bay Community Power, Sierra Club, and SLO Transit, as well as a panel discussion with Mayor Harmon and representatives from the SLO Chamber of Commerce and Cal Poly State University. The kickoff event had 250 participants. b. Climate Solution Speaker Series 2: This event was centered around a presentation by Hal Harvey—CEO of Energy Innovation, a San Francisco-based energy and environmental policy firm—discussing the effectiveness and benefits of potential policies as climate solutions. The presentation was followed by a forum where leaders from community organizations had the chance to ask H al questions and share their climate policy-related concerns and priorities. The event had 110 participants. c. Climate Solution Speaker Series 3: This was a two-part event comprised of a panel discussion on Building Decarbonization and a Building Expo featuring appliances, technologies, and materials that will be a part of the electrification process. The panel discussion had over 75 participants; hundreds of additional people visited the vendors at the Building Expo. 7. Farmers’ Market booths in October and November: City Staff hosted a booth in October and November to provide information about the Climate Action Plan update. Packet Page 121 Item 10 Upcoming Public Engagement Staff has planned a series of public outreach activities after this study session to gain community input on (a) how to best implement the emissions reduction strategies outlined in the CAP update, (b) how to successfully integrate equity into implementation of the foundational actions, and (c) areas where community partners and other agencies can commit to their own actions to help achieve carbon neutrality. While some community members frequently attend and participate in formal public meetings and events, many residents are often unable to engage due to personal and professional commitments, or because they do not feel comfortable participating in standard “town hall style” meeting formats. The public engagement strategy for the remainder of the CAP Update will consists of a combination of online, formal focus group, informal pop-up, and internal and external presentation activities to maximize opportunities for feedback and ensure that input reflects the diverse interests of the San Luis Obispo community. Planned activities include: 1. Farmers’ Market booths in February and March 2. An open invitation workshop in January with related neighborhood pop up events to allow comment and discussion on proposed CAP measures ahead of a public review draft release. 3. An Open City Hall in January providing updates on the CAP Update progress and opportunity for stakeholders such as residents, businesses and students to provide commentary and feedback. 4. Weekly social media posts detailing past and current efforts by the City related to the CAP. NEXT STEPS Next steps are dependent on the feedback received from Council. Should Council be in general agreement with the approach to decarbonization and foundational actions presented in this report, staff would proceed on the following schedule: • December 2019 – Develop Public Review Draft Climate Action Plan • January - March 2020 – Release Public Review Draft Climate Action Plan and share with stakeholders • March – April 2020 – Present Final Climate Action Plan to Council for adoption • April 2020 – January 2023 – Implement Climate Action Plan Should Council provide direction that the approach and foundational actions, as proposed, are insufficient or require additional work, staff would adjust the timeline presented above based on the amount of additional work required. Packet Page 122 Item 10 FOCUS QUESTIONS FOR STUDY SESSION Summary Focus Questions for Study Session 1. Is Council supportive of preparing this Climate Action Plan update accounting only for the emissions sectors required by the US Community Protocol, while continuing to monitor and track emerging protocols for voluntary emission sectors. As an alternative, would Council prefer staff pause the Climate Action Plan update process until one or more of the identified voluntary sectors are inventoried? 2. Does Council agree with staff’s recommendation for how to approach “carbon neutrality” as described in the narrative, above? 3. Does Council concur with the pillars, measures, and foundational actions as presented in this report. Do they contain anything that should be removed? Are they missing anything? 4. Is Council comfortable with the uncertainty surrounding the remaining emissions reduction “gap” of 104,160 MTCO2e? As an alternative, would Council prefer adopting a less ambitious target? 5. Does Council want staff to commit to a Climate Action Plan Update schedule that is coordinated with the City’s customary Financial Plan process? CONCURRENCE Public Works, Utilities, and Community Development have contributed to and concur with this report. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the action does not constitute a “Project” under CEQA Guidelines Sec. 15378. FISCAL IMPACT Budgeted: No Budget Year: 2019-20 Funding Identified: No Packet Page 123 Item 10 Fiscal Analysis: Funding Sources Current FY Cost Annualized On-going Cost Total Project Cost General Fund State Federal Fees Other: Total $0 $0 $0 This study session in and of itself has no fiscal impact. The fiscal impact of the Climate Action Plan update will be influenced by Council feedback at this study session about CAP priorities and direction regarding foundational actions. However, once the foundational actions are confirmed, they will be brought before Council as part of the Climate Action Plan approval process, at which point, there will be a more nuanced fiscal impact discussion. Some of the foundational actions are focused on reorientation of organizational values to intentionally focus on equity and climate, others are focused on policy initiatives that can be completed with existing staff resources. Many of the foundational actions have already been committed to through the 2019-21 Financial Plan or are carryover tasks from the 2017-19 Financial Plan paid for by encumbered funding. Several proposed foundational actions are new and would require a re-prioritization of work efforts or new budget. Where this is the case, staff will provide additional information for consideration in public review draft Climate Action Plan. Some actions may have unknown implementation costs. In those cases, the resources requested for the foundational actions will be for the initial inquiry stage and eventual implementation resources will need to be identified prior to further implementation. Attachments: a - Draft City of San Luis Obispo Greenhouse Gas Emissions Inventory b - Draft City of San Luis Obispo Community GHG Reduction Measure Report Packet Page 124 Item 10 Community Greenhouse Gas Emissions Inventory and Forecast DRAFT A Product of the City of San Luis Obispo Office of Sustainability Drafted in 2018 Revised in 2019 PLEASE REPORT ANY ERRORS OR SUGGESTIONS FOR IMPROVEMENT TO CREAD@SLOCITY.ORG Packet Page 125 Item 10 Packet Page 126 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page i Table of Contents Introduction .............................................................................................................................. 1 1. Community GHG Inventory Overview ................................................................................. 1 2005 Community GHG Inventory ..................................................................................... 2 2005 Updated Community GHG Inventory ....................................................................... 2 2016 Community GHG Inventory ..................................................................................... 3 Progress Toward 2020 Target ......................................................................................... 4 Progress to State GHG Reduction Targets ...................................................................... 4 2. Community Energy .............................................................................................................. 6 Community Energy Sector Overview ............................................................................... 6 Updated Inventory Data and Methods .............................................................................. 6 Total Energy GHG Emissions .........................................................................................12 3. Transportation .....................................................................................................................14 Transportation Sector Overview ......................................................................................14 Updated Inventory Data and Methods .............................................................................14 Total Transportation GHG Emissions ..............................................................................15 4. Solid Waste ..........................................................................................................................16 Solid Waste Sector Overview ..........................................................................................16 Updated Inventory Data and Methods .............................................................................16 Total Solid Waste GHG Emissions .................................................................................21 5. Forecast ...............................................................................................................................23 6. Areas for Improvement .......................................................................................................25 List of Abbreviations ..............................................................................................................27 Packet Page 127 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page ii List of Tables Table 1.1. San Luis Obispo Community GHG Emissions (2005) ................................................ 2 Table 1.2. 2005 update baseline GHG emissions. ..................................................................... 3 Table 1.3. 2016 GHG emissions. ............................................................................................... 4 Table 1.4. GHG emissions, 2005-2016 (MTCO2e). .................................................................... 4 Table 1.5. Progress to AB32 and SB 32 target (MTCO2e). ......................................................... 5 Table 2.1. Community electricity activity data, 2005-2016 (kWh). .............................................. 6 Table 2.2. Electricity conversion factor (MTCO2e/kWh). ............................................................. 7 Table 2.3. Community electricity GHG estimates, 2006-2015 (MTCO2e). .................................. 8 Table 2.4. Community natural gas activity data, 2005-2016 (Therms). ......................................10 Table 2.5. Local Government Operations Protocol (LGOP) natural gas carbon dioxide equivalent. .................................................................................................................................................11 Table 2.6. Community Natural Gas GHG estimates, 2005-2016 (MTCO2e). .............................11 Table 2.7. Energy GHG emissions, 2005-2016 (MTCO2e). .......................................................12 Table 3.1. 2005 and 2016 VMT estimates. ................................................................................14 Table 4.1. City solid waste activity data, 2008-2016 (Disposal Ton). .........................................16 Table 4.2. Total percent of waste degradable based on waste type. .........................................18 Table 4.3. Conversion to metric tons of methane. .....................................................................19 Table 4.4. Recorded methane capture rates from Cold Canyon Landfill. ...................................19 Table 4.5. Percent of emissions reaching the atmosphere. .......................................................20 Table 4.6. Disposed solid waste conversion factor with Fifth Assessment Report global warming potential (MTCO2e/Disposal Ton). .............................................................................................20 Table 4.7. Total solid waste disposed emissions (MTCO2e). .....................................................21 List of Figures Figure 2.1. Electricity emissions factor (MTCO2e/kWh). ............................................................. 8 Figure 2.2. Total community electricity activity data and GHG estimates, 2006-2016. ................ 9 Figure 2.3. Energy GHG emissions, 2005-2016. .......................................................................13 Figure 4.1. Total City solid waste (Disposal Ton). .....................................................................17 Packet Page 128 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 1 Introduction A greenhouse gas (GHG) inventory is a comprehensive measure of GHG emissions that have occurred as the result of activity in a jurisdiction or a geographic area in a calendar year. It is common to prepare two separate GHG inventories, one for local government operations only and the other for community-wide emissions. Though inventories are custom to their jurisdiction, local government GHG inventories typically include the accounting of emissions from the buildings, facilities, and vehicles operated by a local government, while community-wide inventories typically include accounting of emissions from all businesses, residents, and transportation within the jurisdictional boundary. This report focuses on community-wide GHG emissions. Section 1 of this report provides an overview of the community GHG emissions inventories and forecasts. Sections 2-5 provide detailed summaries of the inventoried GHG emissions sectors. Section 6 provides a detailed description of the GHG forecasts and a discussion of the City’s progress toward its GHG reduction targets. Section 7 concludes the report with a description of areas for improvement. 1. Community GHG Inventory Overview In 2012, the City of San Luis Obispo (City) adopted the City of San Luis Obispo Climate Action Plan (CAP) to achieve GHG emission reductions consistent with state law and City General Plan policy. The foundation of the CAP is the 2005 baseline GHG inventory (completed in 2009), which estimates the GHG emissions that occurred as the result of activity in the city. In the 2017 California Climate Change Scoping Plan, the California Air Resources Board notes, “In developing local plans, local governments should refer to ‘The U.S. Community Protocol for Accounting and Reporting of Greenhouse Gas Emissions’ (community protocol), which provides detailed guidance on completing a GHG emissions inventory at the community scale in the United States – including emissions from businesses, residents, and transportation.” The City prepared a 2016 comprehensive community-wide and local government GHG emissions inventory update compliant with all relevant protocols and guidance documents including the U.S. Community Protocol, Local Government Operations Protocol (LGOP), the Global Protocol for Community Scale GHG Emissions (GPC), and the Intergovernmental Panel on Climate Change (IPCC) Guidelines for National GHG Inventories. The community-wide GHG inventory is the foundation for the Climate Action Plan Update, which is expected to be adopted in 2020. In the 2017 Scoping Plan, the California Air Resources Board directs local governments to the U.S. Community Protocol for Accounting and Reporting of Greenhouse Gas Emissions. The Community Protocol includes required emissions sectors that must be inventoried including use of electricity, onsite fuel combustion (i.e., natural gas), energy used for water conveyance and treatment, use of on-road vehicles, and generation of solid-waste.i This report presents a i i The electricity and natural gas sectors of the City’s GHG inventory (as described in this report and provided in Attachment A) include energy used to convey and treat water. Packet Page 129 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 2 summary of the updated 2005 GHG emissions and details the 2016 community GHG inventory completed in 2018 and revised in 2019.ii Greenhouse gas emissions are not measured directly. They are modeled and estimated by multiplying data about some activity (e.g., the amount of electricity consumed, the number of miles travelled in fossil fuel powered vehicles, the tons of solid waste sent to the landfill, etc.) by the greenhouse gas emission content of a typical unit of that activity (e.g., the average greenhouse gas emissions content per therm of combusted natural gas). This inventory accounts for three common greenhouse gasses: carbon dioxide (CO2), methane (CH4), and nitrous oxide (N20). Since methane and nitrous oxide are substantially more potent greenhouse gases than carbon dioxide (86 and 265 times more potent, respectively), the emissions modeled from their release into the atmosphere are multiplied by their respective potential to warm the atmosphere relative to CO2. The common reporting unit for greenhouse gas emissions is “Metric Tons of Carbon Dioxide Equivalence”, or MTCO2e. 2005 Community GHG Inventory In 2009, the community’s total 2005 baseline GHG emissions were estimated to be 264,237 metric tons of carbon dioxide equivalent (MTCO2e). The inventory included energy (residential and nonresidential), transportation, and waste sectors. Of the three sectors, transportation contributed the largest amount of GHG emissions with estimated emissions of 132,142 MTCO 2e or 50 percent of the total City emissions. The second largest sector was commercial and industrial energy use with estimated emissions of 57,950 or 22 percent of the total City emissions. The commercial and industrial energy and waste sectors made up the remaining 28 percent of the total city emissions. Table 1.1 presents the original estimated 2005 GHG emissions by sector and their percent of total emissions. Table 1.1. San Luis Obispo Community GHG Emissions (2005) Community Sector MTCO2e Percent of Total Transportation 132,142 50% Nonresidential Energy 57,950 22% Residential Energy 55,377 21% Waste 18,768 7% Total 246,237 100% Source: City of San Luis Obispo Climate Action Plan (2009) 2005 Updated Community GHG Inventory To assess climate action progress, the City updated the 2005 baseline inventory for consistency with current protocols and best practices. This section provides updated GHG emissions data estimates for the baseline year of 2005 to allow for an “apples to apples” comparison to the 2016 GHG inventory. The City updated the 2005 GHG inventory to reflect an updated scientific understanding of how different greenhouse gasses contribute to global warming, to include a ii Due to lagging data availability, 2016 is the most recent year for complete GHG inventory data. Annual inventory updates will occur beginning in 2020. Where more current information is available by sector, it is provided in this report. Packet Page 130 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 3 more accurate assessment of transportation related emissions, and to respond to changes to data privacy rules and collection methods that affect how data is provided. Table 1.2 provides the updated 2005 baseline GHG emissions inventory with updated total GHG emissions of 386,630 MTCO2e. Similar to the original 2005 inventory, the largest sector contributing to the City’s total GHG emissions was transportation with an estimated emissions total of 225,390 MTCO2e or 58 percent of the City’s total.iii The commercial and industrial energy sector was the second largest sector contributing a total of 58,050 MTCO2e GHG emissions or 15 percent of the City’s total. The remaining sectors of residential energy and solid waste made up the remaining 28 percent of the City’s total emissions in 2005. Table 1.2. 2005 update baseline GHG emissions. Sector Subsector Subsector MTCO2e Sector MTCO2e Sector Percent of Total Transportation On-Road Transportation 225,390 225,390 58% Nonresidential Energy Commercial/Industrial electricity 35,510 58,050 15% Commercial/Industrial natural gas 22,540 Residential Energy Residential electricity 20,870 55,450 14% Residential natural gas 34,580 Solid Waste Community-wide municipal solid waste disposal tons 47,740 47,740 12% Total 386,630 100% 2016 Community GHG Inventory In 2018, the City prepared a community-wide inventory of GHG emissions for the 2016 calendar year. Table 1.3 provides the 2016 GHG emissions inventory results. In 2016, San Luis Obispo’s total GHG emissions were estimated to be 339,290 MTCO2e. As in 2005, transportation was the largest contributor to the City’s total GHG emissions with an estimated 212,980 MTCO2e or 63 percent of the City’s total emissions. Commercial and Industrial energy was the second largest sector with GHG emissions of 44,270 MTCO2e or 13 percent of the City’s total emissions. The sectors of residential energy and solid waste account for the remaining 26 percent of the City’s total 2016 GHG emissions. iii Section 3 provides an explanation for the significant increase in estimated transportation emissions in the revised 2005 baseline over the original draft. Packet Page 131 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 4 Table 1.3. 2016 GHG emissions. Sector Subsector Subsector MTCO2e Sector MTCO2e Sector Percent of Total Transportation On-Road Transportation 212,980 212,980 63% Nonresidential Energy Commercial/Industrial electricity 22,050 44,270 13% Commercial/Industrial natural gas 22,220 Residential Energy Residential electricity 10,320 39,410 11% Residential natural gas 29,090 Solid Waste Community-wide municipal solid waste disposal tons 42,630 42,630 13% Total 339,290 100% Progress Toward 2020 Target Table 1.4 provides a comparison overview of emissions from baseline year 2005 to 2016 to show the City’s progress toward its target to reduce GHG emissions 15 percent below 2005 emission levels. Over the eleven-year period, emissions were estimated to have dropped by 13 percent. The most significant changes occurred in the energy, solid waste, and off-road sectors. • Energy emissions dropped by approximately 21 percent and reflects a significant change in the carbon intensity of grid consumed electricity, a substantial increase in rooftop renewable energy systems, and investment in energy efficiency. • Solid waste emissions decreased by approximately 11 percent due to a decrease in the amount of solid waste produced by San Luis Obispo residents and businesses. Section 2 provides a detailed report for each GHG emissions sector and the changes in emissions from each sector from 2005 to 2016. Table 1.4. GHG emissions, 2005-2016 (MTCO2e). Sector 2005 2016 Percent Change Transportation 225,390 212,980 -6% Nonresidential Energy 58,050 44,270 -24% Residential Energy 55,450 39,410 -29% Solid Waste 47,740 42,630 -11% Total 386,630 339,290 -12% Progress to State GHG Reduction Targets The key drivers for updating the community GHG inventory are 1) to assess progress toward the City’s GHG emissions reduction target, and 2) to establish the foundation for the Climate Action Plan update. Consistent with Assembly Bill (AB) 32, the City’s current adopted target is to achieve a 15 percent reduction below baseline emissions by 2020. Since the baseline inventory was Packet Page 132 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 5 updated through this inventory process, resulting in a slightly increased baseline, a new target must be calculated. As noted in Table 1.5 and Figure 1.2, a 15 percent reduction in baseline emissions is 328,640 MTCO2e from the updated baseline year emissions of 386,630 MTCO2e. The 2016 emissions estimate of 339,290 MTCO2e represents a 12 percent reduction in GHG emissions, notable progress toward the 2020 target. Since adoption of the City’s CAP in 2012, the state adopted a 2030 target through Senate Bill (SB) 32. If the City adopts a 2030 goal that matches the state target of reducing GHG emissions 40 percent below the 2020 target levels, the target for San Luis Obispo would be 197,180 MTCO2e. In September of 2018, Council directed staff to develop a climate action plan with a reduction target of carbon neutrality by 2035. A carbon neutrality by 2035 target would require achieving a far greater reduction than the SB32 requirements by 2030. Table 1.5. Progress to AB32 and SB 32 target (MTCO2e). Year Emissions 2005 (Updated) 386,630 2016 339,290 2020 Target (Updated) 328,640 2030 Target (40% below 1990) 197,180 2035 Target (Carbon Neutral) 0 Figure 1.2. Progress to AB32, SB 32, and Carbon Neutrality target. 386,630 339,290 328,640 197,180 00 50,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 2005 2016 2020 Target (Updated) 2030 Target (40% below 1990) 2035 Target (Carbon Neutral) Packet Page 133 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 6 2. Community Energy Community Energy Sector Overview This section presents the GHG emissions for the energy sector, specifically emissions generated from residential and non-residential energy use that has occurred within City limits. This section presents the updated 2005 GHG emissions along with updated emissions for 2016. Updated Inventory Data and Methods The update to the 2005 inventory for the energy sector incorporates changes in scientific understanding of how different greenhouse gasses contribute to global warming and changes to data privacy rules that affect how energy data is retained and provided. This section provides updated electricity and natural gas activity data and emissions estimates for the baseline year of 2005, as well as electricity and natural gas activity data and GHG emissions estimates for years 2005 through 2016. Electricity Pacific Gas & Electric (PG&E) Company provides electric service to the community and offers community electricity data to local agencies through the PG&E Green Community Portal. The electricity data (presented in kilowatt-hours, or kWh) in Table 2.1 is separated between residential and non-residential uses, which is the finest resolution possible to prevent data from being removed for privacy purposes. Table 2.1. Community electricity activity data, 2005-2016 (kWh). Year Residential Nonresidential Total 2005 93,045,220 158,267,695 251,312,915 2006 94,844,802 165,562,683 260,407,485 2007 92,479,221 170,259,426 262,738,647 2008 91,007,229 176,783,866 267,791,095 2009 89,252,248 183,654,370 272,906,618 2010 87,910,124 218,185,988 306,096,112 2011 86,239,267 172,742,643 258,981,910 2012 85,773,964 172,045,211 257,819,175 2013 84,492,752 171,842,797 256,335,549 2014 78,932,662 171,846,749 250,779,411 2015 78,069,529 170,606,678 248,676,207 2016 76,376,280 163,204,691 239,580,971 2017 76,543,278 165,277,531 241,820,809 2018 74,076,694 159,958,964 234,035,658 Packet Page 134 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 7 Nonresidential electricity use includes commercial, governmental, agricultural, and industrial usage. From 2005 to 2016, residential electricity usage decreased by 18 percent and non- residential electricity consumption increased approximately 3 percent. Between 2005 and 2016, total electricity use decreased by 5 percent. Table 2.1 includes activity data for 2017 and 2018 for informational purposes. Data for both years indicate a continuing downward trend. The 18 percent decrease in residential electricity usage may be due to low residential growth, a significant increase in residential renewable energy installations, increases in energy efficiency investments, and overall trends toward conservation. To calculate GHG emissions, an emissions factor is applied to the activity data. Table 2.2 shows the electricity emissions factors for the three major greenhouse gasses occurring as the result of electricity use in the city. PG&E staff provided CO2 emissions factors via the Green Community Portal data request in 2018 and 2019. In addition to carbon dioxide (CO2), small amounts of methane (CH4) and nitrous oxide (N2O) are released in the electricity generation process. CH4 and N2O emissions factors are provided by PG&E’s third-party-verified GHG inventory. Variability of the emissions factors occur primarily due to two factors: 1) fluctuations in hydro power production as the result of precipitation variability, and 2) increasing renewable energy sources in PG&E’s power portfolio. CO2 is the most commonly referenced GHG, however, numerous gasses have greenhouse characteristics. Methane and nitrous oxide are commonly accounted for in GHG inventories. These gasses have a greater global warming potential; CH4 traps approximately 86 times as much heat as CO2 over a 20-year period and N2O traps approximately 265 times as much heat. To account for these differences, a factor is applied to the gasses emissions to calculate aCO2 equivalence. Table 2.2 provides the emissions factors for 2005 through 2018. Due to changes in PG&E’s energy portfolio (and particularly an increase in renewable energy supplies), the 2016 emissions factor is approximately 40 percent lower than the 2005 factor. Figure 2.1 illustrates the changes in MTCO2e/kWh factors from 2005 to 2016. Table 2.2. Electricity conversion factor (MTCO2e/kWh). Year kWh/MTCO2e 2005 0.000224 2006 0.000208 2007 0.000290 2008 0.000292 2009 0.000262 2010 0.000203 2011 0.000179 2012 0.000203 2013 0.000195 2014 0.000198 2015 0.000185 2016 0.000135 2017 0.000097 2018 0.000134 Packet Page 135 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 8 Figure 2.1. Electricity emissions factor (MTCO2e/kWh). Table 2.3 provides the GHG emissions from electricity use in the city by residential and nonresidential subsectors from 2005 to 2016. During this time, electricity related residential GHG emissions decreased by approximately 30 percent, while nonresidential electricity emissions decreased by approximately 12 percent. Overall emissions decreased approximately 18 percent over the same period. Table 2.3. Community electricity GHG estimates, 2006-2015 (MTCO2e). Year Residential Nonresidential Total 2005 20,870 35,510 56,380 2006 19,840 34,620 54,460 2007 26,880 49,490 76,370 2008 26,650 51,770 78,420 2009 23,450 48,240 71,690 2010 17,910 44,440 62,350 2011 15,530 31,120 46,650 2012 17,480 35,050 52,530 2013 16,520 33,600 50,120 2014 15,710 34,210 49,920 2015 14,480 31,640 46,120 2016 10,320 22,050 32,370 2017 7,430 16,040 23,470 2018 9,940 21,470 31,410 0.000000 0.000050 0.000100 0.000150 0.000200 0.000250 0.000300 0.000350 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 MT C O 2 e / k W h Year Packet Page 136 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 9 Figure 2.2 illustrates GHG and kWh activity data trends between 2005 and 2016 on the same chart. It is important to note that while overall electricity use has been steadily decreasing, GHG emissions have been more variable due to changes in PG&E’s power portfolio and the related carbon intensity of the electricity it supplies. Figure 2.2. Total community electricity activity data and GHG estimates, 2006-2016. 0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 0 50,000,000 100,000,000 150,000,000 200,000,000 250,000,000 300,000,000 350,000,000 2005 2007 2009 2011 2013 2015 kWh MTCO2e Packet Page 137 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 10 Natural Gas – Direct Emissions Natural gas is primarily composed of methane and includes very small amounts of ethane, propane, butane, pentane, nitrogen, and carbon dioxide. When natural gas is combusted, most of the methane becomes carbon dioxide and water. Traditionally, greenhouse gas emissions inventories account for the emissions that occur as the result of the onsite combustion of natural gas. Southern California Gas Company (SoCalGas) provides natural gas utility services in the city. Table 2.4 provides the natural gas activity data in therms from 2005-2016 separated by residential and nonresidential uses. Non-residential use combines commercial and industrial use. Table 2.4. Community natural gas activity data, 2005-2016 (Therms). Year Residential Nonresidential Total 2005 6,460,870 4,211,790 10,672,660 2006 6,643,410 4,501,180 11,144,590 2007 6,702,810 4,532,760 11,235,570 2008 -- -- -- 2009 -- -- -- 2010 -- -- -- 2011 -- -- -- 2012 -- -- -- 2013 -- -- -- 2014 5,275,340 3,987,264 9,262,604 2015 5,068,160 3,952,562 9,020,722 2016 5,435,586 4,151,275 9,586,861 2017 5,667,638 4,289,700 9,957,338 2018 5,621,586 4,227,571 9,849,157 Note: 2008-2013 data is not available. As a company policy, SoCalGas only retains community natural gas data through 2014, which means the data in the original 2005 baseline inventory must be used in conjunction with the data provided via an Energy Data Request Portal request submitted by City staff in 2017. Since SoCalGas cannot confirm the 2005 inventory data, the comparison in natural gas consumption in the baseline year and years 2014-2017 should be observed with caution. The natural gas data provided in Table 2.4 shows a 16 percent decrease in residential therms and a 1 percent increase in non-residential usage between 2005 and 2016. Combined, the natural gas sector has a net decrease of 10 percent. Table 2.4 also includes 2017 and 2018 data for informational purposes and illustrate a slight increase in natural gas use. Just as with electricity, GHG emissions are estimated from activity data by applying an emission coefficient to the activity data. Table 2.5 shows the emission coefficient for converting therms of natural gas combusted on-site to MTCO2e. Unlike electricity, the inventory assumes no changes in the carbon intensity of combusting natural gas in any given year, as the chemical composition of combusted natural gas does not substantially vary from year to year. Packet Page 138 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 11 Table 2.5. Local Government Operations Protocol (LGOP) natural gas carbon dioxide equivalent. Greenhouse Gas MTCO2e/Therm CO21 0.005310 CH41 0.000043 N2O1 0.000003 CO2e2 0.005320 Table 2.6 provides GHG emissions estimates in MTCO2e for natural gas consumption in the city from 2005-2016. As noted in the natural gas activity data, there was a 16 percent decrease in MTCO2e for residential and a 1 percent decrease for non-residential sectors with a total decrease in natural gas-related emissions of 10 percent. Table 2.6. Community Natural Gas GHG estimates, 2005-2016 (MTCO2e). Year Residential Nonresidential Total 2005 34,580 22,540 57,120 2006 35,550 24,090 59,640 2007 35,870 24,260 60,130 2008 -- -- -- 2009 -- -- -- 2010 -- -- -- 2011 -- -- -- 2012 -- -- -- 2013 -- -- -- 2014 28,230 21,340 49,570 2015 27,120 21,150 48,270 2016 29,090 22,220 51,310 2017 30,330 22,960 53,290 2018 30,080 22,620 52,700 Note: 2008-2013 data is not available. Natural Gas – Fugitive Emissions Methane is a powerful greenhouse gas and 86 times stronger than carbon dioxide over a 20-year time period in the atmosphere. As more is learned about the total natural gas system leakage rate from well head, through the transmission system, to the distributions system, and at the end use, it is becoming clear that fugitive methane emissions from the usage of natural gas is a critical component of the climate crisis. Staff is currently working with technical experts to identify a defensible method for estimating these emissions. Although not included in this report, they will likely be included prior to the Climate Action Plan update that will be adopted in 2020. Packet Page 139 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 12 Total Energy GHG Emissions Table 2.7 and Figure 2.3 show the total energy-related GHG emissions separated by energy type and subsector. The residential energy subsector saw a 28 percent decrease in emissions between 2005 and 2016. The nonresidential subsector emissions decreased by 24 percent. Overall, energy GHG emissions dropped by 26 percent over the 11-year period. Note that Figure 2.3 provides total energy sector emissions with a dark line; the dashed line indicates a total emissions estimate necessitated by SoCalGas’s inability to provide historical data. Table 2.7. Energy GHG emissions, 2005-2016 (MTCO2e). Year Residential Nonresidential Total Electricity Natural Gas Electricity Natural Gas Res. Nonres. Total 2005 20,870 34,580 35,510 22,540 55,450 58,050 113,500 2006 19,840 35,550 34,620 24,090 55,390 58,710 114,100 2007 26,880 35,870 49,490 24,260 62,750 73,750 136,500 2008 26,650 -- 51,770 -- -- -- -- 2009 23,450 -- 48,240 -- -- -- -- 2010 17,910 -- 44,440 -- -- -- -- 2011 15,530 -- 31,120 -- -- -- -- 2012 17,480 -- 35,050 -- -- -- -- 2013 16,520 -- 33,600 -- -- -- -- 2014 15,710 28,230 34,210 21,340 43,940 55,550 99,490 2015 14,480 27,120 31,640 21,150 41,600 52,790 94,390 2016 10,320 29,090 22,050 22,220 39,410 44,270 83,680 2017 7,430 30,330 16,040 22,960 37,760 39,000 76,760 2018 9,940 30,080 21,470 22,620 40,020 44,090 84,110 Packet Page 140 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 13 Figure 2.3. Energy GHG emissions, 2005-2016. 113,500 83,680 0 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 2005 2007 2009 2011 2013 2015 2017 Packet Page 141 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 14 3. Transportation Transportation Sector Overview This section presents the GHG emissions for the transportation sector and includes emissions from all on-road trips (including cars, trucks, buses, etc.) that have occurred within City limits. This section presents the updated 2005 GHG emissions along with updated emissions for 2016. Updated Inventory Data and Methods This section provides updated activity data and emissions estimates for baseline year 2005 and activity data and emissions estimates for 2016. Since the 2005 baseline inventory was completed in 2009, the state has updated emissions factors and legislation on fuel economy standards. Additionally, the City has adopted a transportation model that more accurately models the vehicle miles travelled in, to, and from city boundaries. The original 2005 inventory used the “geographic system boundary” method which considers transportation activity occurring solely within city boundaries, regardless of where a trip’s destination begins or ends. This method included emissions from vehicles that were travelling through city boundaries but did not account for any of “outside of city boundary” miles that occurred from trips that originated or ended in the city. In 2019, the City was able to use its own “origin-destination” transportation model to estimate the vehicle miles for trips that began and ended in the city, trips that began outside the city and ended in the city, trips that began in the city and ended outside the city, and trips that passed through the city without stopping. Consistent with the preferred GPC accounting method, the updated inventory includes 100 percent of internal trip miles, 50 percent of the miles for trips that start or end in the city, and zero percent of the miles that are from vehicles passing through the city. The updated transportation model currently only estimates vehicle miles travelled for calendar year 2016. To estimate baseline 2005 emissions, the City replicated the 2005 “geographic system boundary” model with 2016 data and found a 3 percent increase in vehicles miles travelled. Assuming the two methods would capture the same scale and direction of change between 2005 and 2016, 2005 origin-destination VMT was estimated by reducing the 2016 VMT by 3 percent. Table 3.1 reports the 2005 and 2016 VMT estimates. Table 3.1. 2005 and 2016 VMT estimates. Measure 2005 2016 Annual VMT 461,452,446 475,634,980 Source: City of San Luis Obispo, Public Works Department, The origin destination model is preferred to the geographic model because it allows the City to understand where trips are occurring. The new method identifies a key finding: over 80 percent of community VMT occurred as the result of regional trips (e.g., trips to the city from outside the city or trips from the city to areas outside the city). Packet Page 142 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 15 Vehicle miles traveled estimates for both years were converted to GHG emissions using the 2014 Emissions Factor (EMFAC) model. EMFAC represents the state’s current understanding of motor vehicle travel activities and their associated emission levels. EMFAC 2014 is the latest U.S. Environmental Protection Agency (EPA) approved motor vehicle emission model that assesses emissions from on-road vehicles including cars, trucks, and buses in California. The City used EMFAC 2014 to estimate emissions factors for this updated report. Table 3.2 provides the VMT and associated GHG emissions for each vehicle class in San Luis Obispo County for 2005 and 2016. GHG emissions were estimated using the California Air Resources Board (CARB) EMFAC 2014 tool. Using VMT as inputs, EMFAC 2014 generated VMT and CO2 emission results for both 2005 and 2016 for each type of vehicle common in San Luis Obispo County. The City used this information to generate a CO2/VMT emissions factor specific to San Luis Obispo County, reflecting the unique balance of different vehicle types, vehicle ages, and vehicle fuels used county-wide. EMFAC 2014 does not model CH4 and N2O emissions. The standard practice is to multiply CO2 emissions factors by 100/95 (approximately 1.05) to convert CO2 emissions to CO2e. As the emissions factor generated by EMFAC is in tons of CO2/VMT, the City also converted the units of this factor to metric tons. The City then applied this converted emissions factor to the total City VMT given in Table 3.1. This resulted in the total annual greenhouse gas emissions. Total Transportation GHG Emissions Table 3.2 shows that as VMT was modelled to increase from 2005 to 2016 by 3 percent, the total GHG emissions from on-road transportation decreased by approximately 6 percent. The decrease in GHG emissions is attributed to state and federal fuel efficiency standards, low carbon fuel standards, and an increasingly efficient overall fleet of vehicles (including an increased uptake of electric, hybrid, and high efficiency vehicles) within the city that is resulting in the emissions decline, despite an increase in miles driven. Table 3.2. Total annual VMT emissions. 2005 2016 Total VMT MTCO2e/ VMT Total Emissions Total VMT MTCO2e/ VMT Total Emissions All vehicles 461,452,446 0.000488 225,390 475,634,980 0.000448 212,980 Packet Page 143 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 16 4. Solid Waste Solid Waste Sector Overview This section presents the GHG emissions for the solid waste sector, specifically emissions from the disposal of solid waste produced within City limits into a landfill. This section presents the updated 2005 GHG emissions along with updated emissions for 2016. Updated Inventory Data and Methods This section provides updated solid waste activity data for the baseline year of 2005, as well as activity emissions estimates for years 2005 through 2016 to estimate the City’s total greenhouse gas emissions. The City of San Luis Obispo deposits all waste generated within city limits into the Cold Canyon Landfill. Cold Canyon Landfill provided solid waste disposal data. Table 4.1 and Figure 4.1 provide the City’s solid waste disposal tonnage for 2005 to 2016. Data for 2005 to 2007 was not able to be collected; therefore 2008 data was used as a proxy. Table 4.1. City solid waste activity data, 2008-2016 (Disposal Ton). Year Total Waste (Disposal Ton) 2008 53,011 2009 47,483 2010 44,836 2011 39,497 2012 40,469 2013 42,094 2014 40,200 2015 44,530 2016 46,857 Packet Page 144 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 17 Figure 4.1. Total City solid waste (Disposal Ton). Green Waste Green waste data was provided by the City of San Luis Obispo Utilities Department for years 2006 through 2016. Green waste is a part of the diverted waste stream to the Cold Canyon Landfill, which means that it is not buried at the plant. Traditionally, green waste was either used as alternative daily cover at the Cold Canyon Landfill or hauled to a windrow composting facility near Santa Maria. There is no standard protocol for estimating the emissions from windrow composting and therefore no emissions are estimated in this inventory. However, given the importance of diverting organic materials, the subsequent construction and operation of an anerobic digester to process organic green waste in 2018, and legislation requiring substantial increases in organic waste diversion, staff will continue to monitor the availability of a standard method and will include this information in future greenhouse gas and Climate Action Plan updates. Municipal Solid Waste GHG Emissions Conversion Factor This inventory follows the “methane commitment method” to account for the future emissions produced from annually deposited solid waste. This method requires the following steps: 1. Estimate the percent of degradable organic materials in landfilled waste. 2. Identify the conversion factor to translate tons of carbon dioxide to metric tons of methane. 3. Estimate the amount of methane per ton of landfilled waste that will enter the atmosphere. 4. Convert the estimate of methane to carbon dioxide equivalence. 0 10,000 20,000 30,000 40,000 50,000 60,000 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 To n n a g e Landfilled Waste Packet Page 145 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 18 1. Estimate the percent of degradable organic materials in landfilled waste. The CARB Municipal Solid Waste Characterization Landfill Tool v. 1.3 provides landfill waste characterization estimates for waste by type sent to California landfills. The waste types identified in the waste characterization studies are listed in Table 4.2. For each of these waste types, the tool includes California average estimates of the fraction of waste-in-place (WIPFRAC), total degradable organic carbon (TDOC), and the decomposable anaerobic fraction (DANF) of the waste type.iv There are two relevant waste characterization studies for this inventory: one from 2003 to 2006 and the other from 2007 to the present. Table 4.2 provides information about waste characterization estimates used in this inventory, as well as the degradable organic content (DOC) percent per ton of solid waste, which is calculated by multiplying WIPFRAC, TDOC, and DANF for each waste type. Table 4.2. Total percent of waste degradable based on waste type. 2003-2006 2007-Present Waste Type WIPFRAC TDOC DANF DOC WIPFRAC TDOC DANF DOC Newspaper 2.20% 47.09% 15.05% 0.16% 1.65% 47.09% 15.05% 0.12% Office Paper 1.95% 38.54% 87.03% 0.65% 1.84% 38.54% 87.03% 0.62% Corrugated Boxes 5.75% 44.84% 44.25% 1.14% 4.80% 44.84% 44.25% 0.95% Coated Paper 11.09% 33.03% 24.31% 0.89% 8.98% 33.03% 24.31% 0.72% Food 14.55% 14.83% 86.52% 1.87% 15.50% 14.83% 86.52% 1.99% Grass 2.81% 13.30% 47.36% 0.18% 1.90% 13.30% 47.36% 0.12% Leaves 1.41% 29.13% 7.30% 0.03% 3.24% 29.13% 7.30% 0.07% Branches 2.59% 44.24% 23.14% 0.26% 1.95% 44.24% 23.14% 0.20% Lumber 9.65% 43.00% 23.26% 0.96% 14.51% 43.00% 23.26% 1.45% Textiles 4.44% 24.00% 50.00% 0.53% 5.47% 24.00% 50.00% 0.66% Diapers 4.36% 24.00% 50.00% 0.52% 4.33% 24.00% 50.00% 0.52% Construction/ Demolition 12.06% 4.00% 50.00% 0.24% 5.48% 4.00% 50.00% 0.11% Medical Waste 0.04% 15.00% 50.00% 0.00% 0.00% 15.00% 50.00% 0.00% Sludge/Manure 0.09% 5.00% 50.00% 0.00% 0.05% 5.00% 50.00% 0.00% Source: CARB Municipal Solid Waste Characterization Landfill Tool v. 1.3 2. Identify the conversion factor to translate tons of carbon dioxide to metric tons of methane. The next step in calculating the emissions factor is estimating the metric tons of methane to be generated from the organic content in the landfilled waste. Solid waste activity data is reported in tons, while the standard unit for GHG reporting is metric tons. Table 4.3 presents the conversion factors to metric tons. As the decomposing organic content in landfilled solid waste transitions from carbon to methane, the atomic mass changes as well. Since the CO2e in this inventory is iv For more information, visit https://ww3.arb.ca.gov/cc/protocols/localgov/pubs/landfill_emissions_tool_v1_3_2011 -11-14.xls Packet Page 146 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 19 presented as mass (metric tons), this change in mass is accounted for with the stoichiometric ratio between CH4 and carbon. Finally, of the total landfill gas generated from decomposing waste, approximately half is methane; a methane gas fraction is applied to remove other gasses from the total. The remainder is biogenic CO2 from vegetation from natural areas, crops, and urban vegetation and de minimus amounts of N2O. The GPC advises against accounting for either of these gases in a community inventory. Table 4.3. Conversion to metric tons of methane. lbs/ton1 MT/lbs 1 Stoichiometric ratio between CH4 and carbon2 Fraction of CH4 Gas in Landfill Gas 3 Metric Tons of Methane 2000 0.000454 1.333333 0.5 0.604796 1 Standard conversion factor. 2 16/12, provided by the Global Protocol for Community -Scale Greenhouse Gas Emission Inventories. 3 IPCC Good Practices Guidance and Uncertainty Management in National Greenhouse Gas Inventories (2000) default range. 3. Estimate the amount of methane per ton of landfilled waste that will enter the atmosphere. The next factor in the solid waste emissions coefficient is the amount of landfill gas that is collected by landfill gas capture systems. The San Luis Obispo County Air Pollution Control District (APCD) provides landfill capture rates for Cold Canyon Landfill, as provided in Table 4.4 for the years 2008 – 2013. The landfill capture rate for 2006 is sourced from the County of San Luis Obispo EnergyWise Plan Appendix A. Given the lack of data availability for several years, including 2005, 2007, 2014, 2015, and 2016 and the significant variability across years, this inventory relied on the EPA’s standard landfill methane capture rate of 75 percent. Table 4.4. Recorded methane capture rates from Cold Canyon Landfill. Year Cold Canyon 2005 Not Available 2006 60% 2007 Not Available 2008 70% 2009 99% 2010 85% 2011 85% 2012 85% 2013 75% The next phase of the equation considers the amount of methane that is oxidized in the soil. As reported in Table 4.5, only 25 percent of landfill gas enters the atmosphere. Of that 25 percent, 10 percent is oxidized on site in the soil of the land fill cover. Of the 75 percent of the methane that is captured, approximately 99 percent enters the atmosphere as CO2 due to the methane being combusted as part of the flaring process. Approximately 23 percent of the total methane emitted enters the atmosphere. Table 4.5 shows the factors used in this calculation. Packet Page 147 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 20 Table 4.5. Percent of emissions reaching the atmosphere. Fraction of methane recovered (frec) 1 Oxidation factor (OX) 2 Methane correction factor (MCF) 3 Percent of Emissions Reaching Atmosphere 75% 10% 99% 23.3% 1 Landfill gas capture rate, as provided by the Environmental Protection Agency 2 IPCC Good Practices Guidance and Uncertainty Management in National Greenhouse Gas Inventories (2000) well-managed landfills factor. 3 IPCC Good Practices Guidance and Uncertainty Management in National Greenhouse Gas Inventories (2000) managed landfill factor. 4. Convert the estimate of methane to carbon dioxide equivalence. The solid waste CO2e conversion factor was calculated by multiplying the total degradable content of each weight type (DOC), metric ton conversion factor, methane generation, and the IPCC Fifth Assessment Report methane 20-year global warming potential (Table 4.6). The factors for each waste type are then weighted by the waste composition data to obtain a single emissions factor for a ton of mixed waste. In 2005 to 2006, each ton of solid waste deposited in a landfill is estimated to produce approximately 0.901 MTCO2e per ton as it degrades over time. For 2007 to 2016, the conversion factor is 0.910 MTCO2e per ton of solid waste. Table 4.6. Disposed solid waste conversion factor with Fifth Assessment Report global warming potential (MTCO2e/Disposal Ton). Waste Type 2003-2006 DOC1 2007- Present DOC1 Metric Ton (MT) CH4 emissions CH4 GWP2 2003-2006 MTCO2e/ Ton 2007- Present MTCO2e/ Ton Newspaper 0.16% 0.12% 0.604796033 0.2325 86 0.018893 0.014147 Office Paper 0.65% 0.62% 0.604796033 0.2325 86 0.079150 0.074673 Corrugated Boxes 1.14% 0.95% 0.604796033 0.2325 86 0.137882 0.115122 Coated Paper 0.89% 0.72% 0.604796033 0.2325 86 0.107692 0.087188 Food 1.87% 1.99% 0.604796033 0.2325 86 0.225818 0.240600 Grass 0.18% 0.12% 0.604796033 0.2325 86 0.021405 0.014505 Leaves 0.03% 0.07% 0.604796033 0.2325 86 0.003612 0.008322 Branches 0.26% 0.20% 0.604796033 0.2325 86 0.031997 0.024157 Lumber 0.96% 1.45% 0.604796033 0.2325 86 0.116652 0.175520 Textiles 0.53% 0.66% 0.604796033 0.2325 86 0.064439 0.079358 Diapers 0.52% 0.52% 0.604796033 0.2325 86 0.063217 0.062825 Construction/ Demolition 0.24% 0.11% 0.604796033 0.2325 86 0.029159 0.013245 Medical Waste 0.00% 0.00% 0.604796033 0.2325 86 0.000346 0.000000 Sludge/Manure 0.00% 0.00% 0.604796033 0.2325 86 0.000274 0.000155 Total -- -- -- -- -- 0.901 0.910 Note: Values are rounded causing final values to be inconsistent with calculations. 1 Source: CARB Municipal Solid Waste Characterization Landfill Tool v. 1.3. 2 IPCC Fifth Assessment Report Packet Page 148 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 21 Total Solid Waste GHG Emissions To estimate the solid waste GHG emissions, the carbon dioxide equivalency conversion factor was multiplied by the disposal ton activity data. Once these were applied, the annual solid waste disposal ton emissions were calculated. As shown in Table 4.7, from 2005 to 2016, the solid waste sector experienced a decrease in emissions by nearly 11 percent. Table 4.7. Total solid waste disposed emissions (MTCO2e). Year Total Waste (Disposal Ton) MTCO2e Conversion Factor Solid Waste Disposed MTCO2e 2005 53,011 0.901 47,740 2006 53,011 0.901 47,740 2007 53,011 0.910 48,230 2008 53,011 0.910 48,230 2009 47,483 0.910 43,200 2010 44,836 0.910 40,790 2011 39,497 0.910 35,930 2012 40,469 0.910 36,820 2013 42,094 0.910 38,300 2014 40,200 0.910 36,570 2015 44,530 0.910 40,510 2016 46,857 0.910 42,630 Packet Page 149 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 22 Packet Page 150 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 23 5. Forecast The GHG emissions forecast estimates how San Luis Obispo’s emissions would change over time if no action were taken to reduce emissions. The forecast is based on changes to the number of people who live and work in San Luis Obispo. As the population grows and more people work in the community, there will be an increase (absent state or local action) in the amount of energy used, vehicle miles traveled, trash thrown away, and other activities that generate GHG emissions. The demographic projections used in the forecast come from the Land Use and Circulation Element of the City’s General Plan, which guides long-term growth and development in the community. These projections assume that the development anticipated in the Land Use and Circulation is fully implemented by 2035. It is assumed that jobs in San Luis Obispo County increase at a rate of 1.1 percent, as forecasted in the Land Use and Circulation Element, starting from the number of jobs in the community in 2015 as reported by the US Census. Table 6.1 shows the demographic changes assumed in the forecast and their applicable subsectors. Table 5.1. Demographic projections (2005-2035). Demographic Indicator Applicable Subsectors 2005 2016 2020 2030 2035 Population None 44,519 46,117 48,826 53,934 56,686 Housing units Residential electricity, residential natural gas 20,391 21,155 22,190 24,512 25,762 Jobs 1 Commercial/industrial electricity, commercial/industrial natural gas 43,847 50,985 53,153 59,723 63,199 Service population 2 On-road transportation, community- wide MSW disposal 66,779 71,610 74,253 83,430 88,286 1 Future job numbers assume a 1.1 percent increase in the number of jobs relative to 2015 levels . 2 Per the method used by the San Luis Obispo Community Development Department, service population is equal to the residential population plus ½ the number of jobs . Sources: City of San Luis Obispo Land Use and Circulation Element, City of San Luis Obispo Community Development Department, Economics & Planning Systems, US Census Bureau. The forecasts also consider known relevant actions that will continue to reduce greenhouse gas emissions. There are three major policies that the City and the State have adopted to reduce GHG emissions at the local level: • Renewables Portfolio Standard (RPS) and Community Choice Energy (CCE) participation: RPS requires that electrical providers supply an increased amount of their electricity from eligible renewable sources. At time of writing, a bill to revise the RPS (SB 100), has been passed by the California Legislature and signed by Governor Brown requiring that 33% of the electricity sold by a provider by 2020 be renewable, that 60% of electricity be renewable by 2030, and that 100% of all electricity must be carbon-free (although not necessarily renewable) by 2045. This analysis assumes that SB 100 fully implemented. Additionally, in December of 2018, the City of San Luis Obispo joined Monterey Bay Community Power (MBCP), a community choice energy program. Beginning in January of 2020, MBCP will be providing carbon free electricity to the community. This forecast assumes that 2 percent of electrical load will opt to remain with PG&E. Packet Page 151 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 24 • Title 24: This set of standards governs how new buildings must be constructed, including specifying minimum energy efficiency requirements. The standards are updated every three years to be more stringent. California’s zero net energy (ZNE) standards are included in Title 24. The included forecast also assumes that the City’s Clean Energy Choice Program has been implemented and that all new construction is either electric and carbon free or has offset its emissions in the existing built environment. • Clean Car Standards: These standards require that cars sold in California meet minimum fuel efficiency requirements, and that vehicle and equipment fuel sold in the state emit less GHGs during production and use. The City used the 2035 emissions coefficient included in the EMFAC2014 modelling software, which includes assumptions about ongoing fuel efficiency and fuel carbon content improvements. The City has calculated the effect of these three policies on San Luis Obispo’s emissions and with these three policies in place, San Luis Obispo’s future GHG emissions are expected to continue to decrease. As shown in Table 6.2, emissions in 2020 are projected to be 306,600 MTCO2e (21 percent below 2005 levels), and in 2030 are expected to be at 275,730 MTCO2e (29 percent below 2005 levels). In 2035, emissions with state policies in place are expected to be at 260,160 MTCO2e, or 32 percent below 2005 levels. Table 5.2 Forecasted GHG emissions with state reductions, 2005-2050 (MTCO2e). Sector 2005 2016 2020 2030 2035 Percent Change (2005-2035) Transportation 225,390 212,980 198,212 161,291 142,830 -37% Nonresidential Energy 58,050 44,270 30,440 31,050 31,050 -46% Residential Energy 55,450 39,410 33,760 33,720 33,720 -39% Solid Waste 47,740 42,630 44,200 49,670 52,560 10% Total 386,630 339,290 306,600 275,730 260,160 -32% Change from 2005 -12% --21% -29% -32% Packet Page 152 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 25 6. Areas for Improvement A greenhouse gas emissions inventory is only a partial snapshot of the total emissions occurring in a community. The report as presented includes emissions sectors and categories as required by global accounting protocol and represent those sectors that have defensible and transparent methods and data. As the City continues its path of climate action toward carbon neutrality, the following areas for improvement will be closely monitored: • Energy in Water – The inventory presented in this report includes the energy required to move and treat water in the city. However, it does not estimate emissions from the conveyance of water from outside city limits to the city. Future inventories should identify a defensible method to account for these emissions. • Green Waste – All of the organic waste that is collected in the city is processed by an anerobic digester that yields clean electricity and compost. Previously, the community’s green waste was trucked to a wind row composting facility in Santa Maria, CA or landfilled at Cold Canyon Landfill. The new approach is certainly reducing community emissions. However, there are no available defensible methods for estimating emissions from wind row composting, and therefore, no way to establish a baseline emissions level. The City will continue to monitor GPC work on composting methods and will include as a sector when available. • Wastewater - The GPC requires local governments to account for direct process emissions that occur from the treatment of wastewater. It is known that the treatment of wastewater can release Nitrous Oxide and Methane, both of which are powerful greenhouse gases. Although the GPC provides accounting methods for estimating the direct release of emissions, an accounting protocol does not exist for the specific treatment type that occurs at the San Luis Obispo Water Resource Recovery Facility (nitrification, but no denitrification). Using an unvetted method, the City estimates these direct emissions to be approximately 200 MTCO2e per year. Given the small size, this sector is not critical for planning purposes, but will be included when future updates to the GPC provide a defensible accounting method. • Carbon Stocks and Sequestration – Greenhouse gas inventories do not need to evaluate existing carbon stocks or potential for sequestration, but these analysis can help the City understand how to better account for the existing value of these stocks and credit actions in the future that either preserve or enhance the amount of sequestered carbon. Sequestration, if included at all, is typically included in greenhouse gas inventories as an Given the amount of land area in the General Plan Conservation/Open Space, estimating the forestry and carbon stocks will be a meaningful part of a future inventory. As with the wastewater issue mentioned above, the City will monitor GPC updates for defensible accounting methods. Beyond that, the City is working with the cities of Vancouver B.C., San Francisco, and Boulder, CO to develop a tool for estimating emissions from carbon stocks and sequestration potential. • Fugitive Methane – From the well head to the appliance, methane leaks directly into the atmosphere as the result of natural gas development and transmission. Some estimates of total system leakage are high enough to make natural gas consumption as bad a climate polluter as coal. A common protocol for amending the natural gas emissions coefficient to Packet Page 153 Item 10 City of San Luis Obispo – DRAFT 2016 GHG Inventory Update Page 26 account for this leakage is not available. The City will consider updating the coefficient in future years when such information is vetted and available. • Consumption - The inventory does not include the emissions that result from community consumption (e.g., consumption of food, clothing, packaging, etc.). Given the City’s intent to work closely with the community in developing and implementing the climate action plan, it is important to recognize the greenhouse gas impacts created by the purchase and disposal of products and materials. Global climate action leadership cities are working on developing a standard protocol for inventorying consumption-based emissions. As with the other items in this section, the City will seek to include the sector when such a protocol is available. It should be noted that emissions from consumption may be significant, some cities estimate that consumption emissions increase their total inventoried emissions by more than 40 percent. • Off-road equipment – Practices exist to account for emissions from lawn and garden and construction equipment. Using the Air Resources Board “OFFROAD” model, staff could estimate emissions from this voluntary sector in order lay a foundation for policy to reduce emissions from construction equipment and to reduce emissions from fossil fueled lawn and garden equipment. Packet Page 154 Item 10 City of San Luis Obispo - 2016 GHG Inventory Update Page 27 List of Abbreviations AB: Assembly Bill ADT: Average daily trips APCD: Air Pollution Control District Caltrans: California Department of Transportation CAP: Climate Action Plan CARB: California Air Resources Board CH4: Methane CO2: Carbon dioxide CO2e: Carbon dioxide equivalent DANF: Decomposable anaerobic fraction DOC: Degradable organic content EPA: US Environmental Protection Agency GHG: Greenhouse gas IPCC: Intergovernmental Panel on Climate Change kW: Kilowatt kWh: Kilowatt-hour LGOP: Local Government Operations Protocol MSW: Municipal solid waste MTCO2e: Metric tons of carbon dioxide equivalent N2O: Nitrous oxide PG&E: Pacific Gas & Electric Company RPS: Renewables Portfolio Standard SB: Senate Bill TDOC: Total degradable organic carbon VMT: Vehicle miles traveled WIPFRAC: Fraction of waste in place WRRF: Water Resource Recovery Facility ZNE: Zero net energy Packet Page 155 Item 10 DRAFT Carbon Neutrality Vision and Three-Year Strategic Plan Technical Report City of San Luis Obispo Office of Sustainability Drafted in November 2019 PLEASE REPORT ANY ERRORS OR SUGGESTIONS FOR IMPROVEMENT TO CREAD@SLOCITY.ORG Packet Page 156 Item 10 Packet Page 157 Item 10 City of San Luis Obispo – Carbon Neutral Vision and Strategic Approach Report Page i Table of Contents Introduction .............................................................................................................................. 1 1. Proposed Approach to Decarbonization ............................................................................ 1 1.1 Key Findings ..................................................................................................................... 1 1.2 Technical Foundation ....................................................................................................... 2 1.3 Decarbonization Approach ................................................................................................ 4 2. Pillars of Carbon Neutrality & Foundational Actions......................................................... 6 2.1 Lead by Example .............................................................................................................. 6 2.2 Clean Energy Systems ..................................................................................................... 8 2.3 Green Buildings ...............................................................................................................10 2.4 Connected Community ....................................................................................................13 2.5 Circular Economy ............................................................................................................16 2.6 Natural Solutions .............................................................................................................18 Packet Page 158 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page ii List of Tables Table 1.1. San Luis Obispo Community Greenhouse Gas Emissions (MTCO2e, 2005-2016) .... 3 Table 2.1. Proposed “Lead by Example” Foundational Actions (2020-2023) .............................. 7 Table 2.2. Proposed “Clean Energy Systems” Foundational Actions (2020-2023) ..................... 9 Table 2.3. Proposed “Green Buildings” Foundational Actions (2020-2023) ...............................11 Table 2.4. Proposed “Connected Community” Foundational Actions (2020-2023) ....................14 Table 2.5. Proposed “Circular Economy” Foundational Actions (2020-2023) ............................17 Table 2.6. Proposed “Natural Solutions” Foundational Actions (2020-2023) .............................19 List of Figures Figure 1.1. Greenhouse Gas Emissions Reductions by Decarbonization Pillar .......................... 5 Figure 1.2. Proposed Climate Action Plan Update Schedule ...................................................... 5 Packet Page 159 Item 10 City of San Luis Obispo – Carbon Neutral Vision and Strategic Approach Report Page 1 Introduction In September of 2018, the City of San Luis Obispo City Council provided direction to staff to develop a pathway to carbon neutrality by 2035 as part of the City’s Climate Action Plan update. This target, based on scientific findings that global emissions need to be net neutral by 2050 to stave off the worst impacts of climate change, would be one of the most ambitious in the nation and requires substantial amounts innovation, flexibility, collaboration, leadership, and comfort with uncertainty. In 2019, City staff worked closely with technical consultants, peer cities, stakeholders, and community members to identify how the task of achieving carbon neutrality could be approached, and how City actions to achieve the target could be organized, established, and ultimately implemented to enhance community health and wellbeing while also achieving deep decarbonization. This report highlights a proposed approach to decarbonization and presents the foundational actions needed to be implemented in the next three years to lay a foundation for high impact climate action. 1. Proposed Approach to Decarbonization 1.1 Underlying Assumptions Since the adoption of the City’s first Climate Action Plan in 2012, lessons have been learned in the evolving field of climate action planning. The City’s proposed approach to significantly reducing community greenhouse gas emissions is based on these lessons and include the following: 1. Systems are responsible for the climate crisis. For decades the climate crisis has been presented as the fault and responsibility of individuals. While it is true that everyone can and should do their part in addressing the climate crisis, transformative change to a low carbon, equitable, and sustainable community requires changes to the systems in which a community functions (e.g., energy systems, waste systems, transportation systems, economic development systems, etc.).i 2. The climate crisis and social equity must be addressed together. Many of the conditions that have led to the climate crisis have also led to growing inequality.ii Leading communities are turning to a focus on social equity to ensure a just distribution of the benefits of climate action while also using the effort to give a voice to those not typically i This conclusion is arrived at directly in the Carbon Neutral Cities Alliance Game Changers report, “Deep, long-term decarbonization depends on transforming our cities’ key GHG-emitting systems and markets for transportation, energy supply, buildings, solid waste, and food…” (http://carbonneutralcities.org/wp- content/uploads/2018/09/CNCA-Game-Changers-Report-2018.pdf) and is also supported by recent climate literature including Designing Climate Solutions (Harvey 2019), and echoed in national and local “Green New Deal” proposals. ii For a discussion on mobility and inequality, see: http://greenlining.org/wp- content/uploads/2019/01/MobilityEquityFramework_8.5x11_v_GLI_Print_Endnotes -march-2018.pdf Packet Page 160 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 2 present in the decision making process.iii Low greenhouse gas emissions, equity, and resilience are the organizing principles required for communities to thrive in the 21st century.iv 3. Local governments are uniquely capable of certain actions. The City level of government is uniquely situated to address issues related to land use and conservation, building energy performance, creating conditions for housing production, supporting certain economic development patterns, and prioritizing how the community’s co-owned spaces are used. For structural changes to occur, the City should focus on these unique capabilities. For other actions, the City can also coordinate with regional agencies and other levels of government (state and federal) and support community partners to focus on climate action in the fields that they are uniquely capable of (e.g., academic research, entrepreneurial innovation, operational emissions of private organizations, etc.). 4. Leadership is needed and the world is watching. As a leadership city, San Luis Obispo has an outsized role in how cities throughout the world are addressing their greenhouse gas emissions. While many climate leadership cities are larger metropolitan areas, San Luis Obispo as a small city is an inspiration for the over 17.5 million people in the US that live in cities with 40,000-60,000 residents.v Staff are active participants in regional, statewide, national, and international networks of cities, many of which are watching San Luis Obispo closely to see what is possible. 1.2 Technical Foundation The decarbonization path pursued by the City and the community depends on qualitative variables such as shared values and shared visions for the future. In addition to these values, an approach to decarbonization must also be based on quantitative analysis. This report builds on the 2016 Community Greenhouse Gas Emission and technical emissions reductions quantification work provided by City consultants. Greenhouse Gas Emissions Inventory A key first step in developing an approach to decarbonization is to understand the sources, quantities, and trends in climate pollution that occur as the result of human activity in San Luis Obispo. Methods and findings are provided in detail in the 2016 Community Greenhouse Gas Emissions Inventory Report; Table 1.1 summarizes the findings. In brief, transportation, including regional vehicle trips produce the most emissions with building energy use and solid waste also contributing substantially to the overall inventory. All inventoried emissions sectors experienced iii For example, the City of Portland, Oregon has made equity the primary organizing principle in its climate work: https://beta.portland.gov/sites/default/files/2019-07/cap-equity-case-study-web29jul.pdf. Additionally, the Carbon Neutral Cities Alliance has identified “equity” and “centering climate action on people” as a “game changer”: https://carbonneutralcities.org/centering-people-and-equity/ iv As described in the UC Berkeley Study Advancing Equity in California Climate Policy, “In California, the road to climate policy runs through—not over—climate equity.” (http://laborcenter.berkeley.edu/pdf/2016/Advancing-Equity.pdf) v The population estimate is derived from the 2010 Decennial US Census. Packet Page 161 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 3 decreases from the baseline inventory year of 2005 to the check-in inventory year of 2016, with a total overall decrease of approximately 12 percent.vi Table 1.1. San Luis Obispo Community Greenhouse Gas Emissions (MTCO2e, 2005-2016) Sector 2005 2016 Percent Change Transportation 225,390 212,980 -6% Nonresidential Energy 58,050 44,270 -24% Residential Energy 55,450 39,410 -29% Solid Waste 47,740 42,630 -11% Total 386,630 339,290 -12% Greenhouse Gas Reduction Technical Analysis Climate Action Plans typically identify and quantify the estimated emissions reductions from hundreds of actions to be completed prior to the target year (in this case, 2035, or 15 years). When taken together, these quantified actions illustrate the community’s ability to achieve the community’s emission reduction target. Based on City staff’s previous work experience implementing climate action plans in other communities, discussions with other similar communities throughout the US, and review of dozens of existing climate action plans, this approach has been challenging because the volume of actions are hard to track, are typically incremental in nature, and can become obsolete due to how rapidly energy and transportation technologies, markets, and regulations are evolving. For this reason, staff is recommending an approach that establishes sector specific targets and identifies foundational research, capacity building, and implementation actions to begin progress toward those targets. The proposed sector specific targets were informed by a variety of inputs, including state law related to renewable energy, energy efficiency, and landfilled organic waste; mode split targets identified in the City’s General Plan; and previous direction from Council. In addition, the City worked with the consulting firm Raimi + Associates to quantify a full range of potential actions to illustrate what one path to deep carbon reductions might be. Staff has used Raimi + Associates’ initial draft work as guideposts for targets described in Section 1.3. vi As noted in the 2016 Community Greenhouse Gas Emissions Inventory, g reenhouse gas emissions are not measured directly. They are modeled and estimated by multiplying data about some activity (e.g., the amount of electricity consumed, the number of miles travelled in fossil fuel powered vehicles, the tons of solid waste sent to the landfill, etc.) by the greenhouse gas emission content of a typical unit of that activity (e.g., the average greenhouse gas emissions content per therm of combusted natural gas). This inventory accounts for three common greenhouse gasses: carbon dioxide (CO2), methane (CH4), and nitrous oxide (N20). Since methane and nitrous oxide are substantially more potent greenhouse gases than carbon dioxide (86 and 265 times more potent, respectively), the emissions modeled from their release into the atmosphere are multiplied by their respective potential to warm the atmosphere relative to CO 2. The common reporting unit for greenhouse gas emissions is “Metric Tons of Carbon Dioxide Equivalence”, or MTCO2e. Packet Page 162 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 4 State of California Technical Reports State legislation (AB 32 and SB 32) focused on reducing GHG emissions provides authority to the California Air Resources Board to develop the strategy for achieving the state’s targets via the Climate Change Scoping Plan (Scoping Plan). The Scoping Plan identifies the need for local governments to reduce their emissions accordingly and provides an approach to achieve the 2030 targets while stressing the importance of those targets putting the state on a trajectory to the goal of reducing emissions 80 percent under 1990 levels by 2050. Faced with the incredibly challenging, but essential, task of achieving these deep reductions in greenhouse gas emissions, the State of California has commissioned numerous studies outlining potential paths. For example, the California Energy Commission (CEC) released the report Deep Decarbonization in a High Renewables Future (2018) to describe the most cost-effective approach to reaching the state’s 2030 and 2050 targets. Consistent with other reports studying approaches to achieving deep GHG reduction targets, the CEC report provides four categories for community decarbonization: 1) energy efficiency and energy conservation, 2) low-carbon fuels, 3) electrification of technology that currently runs on fossil fuels, and 4) a reduction in non- combustion GHGs (e.g., methane generated from decomposing solid waste). Staff has used this organizational framework as a foundation and has amended it based on additional research to include six “pillars” of decarbonization. 1.3 Decarbonization Approach Based on the information described above, staff recommends an approach to carbon neutrality that is organized into the following six pillars, each with a long-term goal and foundational actions to be initiated or completed by 2023: Pillar 1: Lead by Example – Carbon neutral government operations by 2030 Pillar 2: Clean Energy Systems –100 percent carbon free electricity by 2020 Pillar 3: Green Buildings – No net new emissions from new buildings’ onsite energy use by 2020; 50 percent reduction in existing building onsite emissions by 2030 Pillar 4: Connected Community – Achieve General Plan mode split objective by 2030; 40 percent of vehicle miles travelled by electric vehicles by 2030 Pillar 5: Circular Economy – 75 percent diversion of landfilled organic waste by 2025; 90 percent by 2035 Pillar 6: Natural Solutions – Increase carbon sequestration on the San Luis Obispo Greenbelt and Urban Forest through compost application-based carbon farming activities and tree planting; ongoing through 2035 Taken together, these six pillar goals could reduce community greenhouse gas emissions by approximately 73 percent below annual baseline emissions by 2035. Figure 1.1 provides an illustration of the contribution of the reductions by pillar. Packet Page 163 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 5 Figure 1.1. Greenhouse Gas Emissions Reductions by Decarbonization Pillar (Annual MTCO2e in 2035) Note: The Clean Energy Systems pillar action (launch Monterey Bay Community Power service) is expected to be significantly underway at the adoption of the Climate Action Plan, and therefore is included in the GHG inventory forecast. For this reason, it is illustrated in Figure 1.1 as emissions avoided in the forecast. Note: The greenhouse gas emissions reductions figures in this section represent provisional estimates based on projected future emissions and full achievement of the proposed pillar goals. Should Council direct staff to pursue the proposed targets and foundational actions, staff would refine the reductions estimates with additional data and detail. The figures are rounded to the nearest thousand to illustrate the provisional nature of the es timates. At full implementation, it is expected that this approach would leave approximately 104,160 MTCO2e in annual emissions. To continue the learning process and to better understand how to address the remaining emissions, City staff recommends that Council makes a firm commitment to update and adopt a new Climate Action Plan on an “every other” Financial Plan cycle. This allows for certainty in the update schedule, ensures that the carbon neutrality work is directly tied to the City’s financial decision making and prioritization process, and allows for constant integration of learning and best practices into the City’s climate action program . The proposed update schedule is provided as Figure 1.2. Figure 1.2. Proposed Climate Action Plan Update Schedule . Packet Page 164 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 6 2. Pillars of Carbon Neutrality & Foundational Actions This section provides an overview of each pillar, describes how the City has taken a leadership role in each pillar, presents the proposed foundational measures and actions in each pillar, and concludes with initial ideas for community partners to implement so they can play their role in achieving carbon neutrality. 2.1 Lead by Example The operational emissions that occur as the result of running the City organization are a small representation of community greenhouse gas emissions. Like many organizations, the City uses electricity and natural gas, fleet vehicles and commuting employees use fossil fueled vehicles, and solid waste is generated. In addition, the City runs energy intensive facilities such as the Water Treatment Plan and the Water Resource Recovery Facility. Continuing, accelerating, and expanding the City’s traditional approach to reducing emissions and organizational resilience will simultaneously reduce greenhouse gas emissions and serve as an example to residents and businesses in the community. The City has already completed dozens of high impact emissions reductions efforts including installing rooftop solar on several buildings, installing public electric vehicle charging structures, and purchasing plug-in hybrid fleet vehicles. Many more initiatives are on the horizon with installation of additional solar energy systems and energy efficiency retrofits slated to begin in 2020. This pillar seeks direction from Council to pursue an operational carbon neutrality target and to return with an operational action proposal to achieve that target by December 2020. City Leadership The City is already a municipal leader in sustainability initiatives and is currently working on, or is planning to work on, the following projects: • Certification of City Hall as a “Green Business” under the San Luis Obispo Green Business Network. • Lighting energy efficiency projects at the City’s parking garages • Electric vehicle chargers for fleet vehicles at the Palm Street Garage • Electric vehicle chargers at City Hall • Electric vehicle “Fast Chargers” at the Calle Joaquin Park and Ride Lot • Major facility maintenance, specifically regarding hydration stations and the City pool’s thermal cover • Developing a Purchase Power Agreement (PPA) solar project • Implementing the Water Treatment Plant Energy Efficiency project • Developing a transportation electrification strategic plan • Developing an urban forest master plan Lead by Example Goal: Carbon Neutral Government Operations by 2030; Municipal Action Plan by December 2020 Total Emissions Reductions in 2035: 7,500 MTCO2e Packet Page 165 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 7 Proposed Actions The City has a strong history of sustainability initiatives in its government operations and is currently undertaking numerous actions. For the sake of simplicity, the actions presented in the Climate Action Plan will be primarily focused on establishing a municipal operations carbon neutrality target for 2030 and developing a proposal for achieving that target by December 2020. Table 2.1. Proposed “Lead by Example” Foundational Actions (2020-2023) Measure Foundational Actions Lead by Example 1 – Municipal Carbon Neutrality Plan Leadership 1.1 – Present municipal carbon neutrality plan to City Council by December 2020 Leadership 1.2 – Commit to no new fossil fuels in municipal buildings Leadership 1.3 - Develop and implement campus wide energy strategic plan by 2022. Lead by Example 2 – City Organization & Decision Making Leadership 2.1 – Integrate climate considerations into City decision making processes. Lead by Example 3 – Green Local Economy Leadership 3.1 – Include carbon neutrality considerations and a focus on developing the green local economy in the updated Economic Development Strategic Plan Leadership 3.2 – Research methods to support local contractors and labor Ideas for Partners The City encourages local and regional partner organizations to also show leadership. Opportunities include: • Provide a permanent home for the SLO Green Business Network. • Provide a permanent home for the SLO Green Challenge. • Co-lead biennial GHG inventory updates. • Link the City’s TRIP program to iRideshare. Packet Page 166 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 8 2.2 Clean Energy Systems Affordable, accessible, abundant, and clean energy systems are the foundation of a low carbon economy that thrives in a changing climate. Rapid transitions to carbon neutral electricity that supports local economic development is possible through community choice energy and partnerships with the city’s energy utility providers. The Clean Energy Systems pillar focuses on grid- based energy sources (electricity and natural gas) in the community. The goal for this pillar is carbon free electricity by 2020, with additional efforts to understand natural gas decarbonization technologies, support affordable and equitable access to clean energy, and coordinate utility investments in electrical and natural gas grid reliability. Clean electricity is the foundation of a carbon neutral community. By focusing on high impact programs that rapidly transition the carbon content of the energy system while continually working to ensure affordability, equitable access, and system resilience, this pillar allows for a transition away from fossil fuels without compromise in convenience, quality of life, or local economic development. Rapid transition is possible because the actions in this pillar address structural issues and provide carbon free electricity as a default product for residents and businesses. At the same time, personal choice is maintained by allowing customers to opt-out. As California continues its transition to a carbon free electrical grid by 2045 (SB 100), and as the community benefits from participation in Monterey Bay Community Power, electricity in the community will have a very low greenhouse gas emissions impact that will continue to decrease over the next decade. Abundant and affordable carbon free electricity serves as the foundation to the City’s climate action efforts and allows for the high quality of life experienced today without the climate impact. Grid-based electricity must be reliable. As illustrated by recent Public Safety Power Shutoffs, a grid based on long range transmission must continue to be hardened in a changing climate and strategic investments must be made to ensure grid capacity. This pillar also accounts for the likelihood that most, if not all, of the City’s existing natural gas distribution grid will remain into the foreseeable future and that it is important to study and significantly reduce leakage that occurs in the local natural gas system distribution system. The accounting of greenhouse gas emissions associated with the combustion of natural gas traditionally only calculates the emissions from the volume of natural gas that is combusted, which converts the gas to carbon dioxide, water, and trace amounts of methane. However, a more advanced understanding of natural gas leakage rates, the chemical composition of natural gas primarily being methane, and recent findings related to methane’s dramatic global warming potential has underscored the importance of reducing natural gas consumption and studying and reducing local distribution grid leakage rates. Equity, Quality of Life, and Economic Development Opportunities Cost of living continues to be a challenge in the community and region. With new renewable energy projects proposing prices that are comparable with fossil fuel resources, a carbon neutral Clean Energy Systems Goal: 100 percent carbon free electricity by 2020 Total Emissions Reductions in 2035: 39,000 MTCO2e Packet Page 167 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 9 and increasingly renewable electricity supply will provide continued costs savings on the electricity generation component of local electricity bills. System wide, the transition of energy procurement to a value-driven public agency provides local accountability, accelerated rates of clean energy, and the ability to retain the money spent on energy in the region through energy programs. Although large scale renewable energy generation is limited in the community due to land costs and other constraints, regional opportunities including additional solar, battery storage, and offshore wind facilities exist. Through the actions in this pillar, the City could use its advocacy capacity to help design regional energy projects that support local labor and head of household jobs and energy programs that maximize local economic development benefits. City Leadership The City will exhibit leadership in practice by opting-up to Monterey Bay Community Power’s 100 percent renewable electricity product and will continue to play a regional leadership role in advocating for energy investments, energy programs, and MBCP operational practices that prioritize equity, local economic development, and head of household jobs. Proposed Actions Clean Energy Systems focuses on the grid-based energy sources (electricity and natural gas) in the community. The goal for this pillar is carbon free electricity by 2020, with additional efforts to understand natural gas decarbonization technologies and investments in the electrical and natural gas grid reliability. Table 2.2 provides the proposed Clean Energy Systems foundational actions. Table 2.2. Proposed “Clean Energy Systems” Foundational Actions (2020-2023) Measure Foundational Actions Clean Energy Systems 1 – Monterey Bay Community Power Energy 1.1 - Launch Monterey Bay Community Power and achieve a 98 percent participation rate; advocate for equity and maximum local benefit Clean Energy Systems 2 – Local Grid Reliability and Energy Storage Energy 2.1 - Work with MBCP & PG&E to develop a regional grid reliability and resilience strategy Clean Energy Systems 3 – Natural Gas Strategy Energy 3.1 - Partner with SoCal Gas to research options for reducing greenhouse emissions associated with the existing natural gas grid. Ideas for Partners The City encourages local and regional partner organizations to also show leadership. Opportunities include: • "Opt-up" from MBCP’s 100% carbon free base product to its 100% renewable electricity product. Packet Page 168 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 10 2.3 Green Buildings Advances in on-site solar energy systems, electrical appliances, and grid-based energy provide an opportunity for all-electric buildings to maintain all the conveniences and comforts of standard buildings without the climate pollution caused through the use of fossil fuels. Rapid transitions to low carbon buildings is possible by identifying the largest energy users and working to provide cash positive financing mechanisms while also working with homeowners and building owners to subsidize and support onsite solar, energy storage, and transitioning high energy use appliances (e.g., water heating and space conditioning) to high efficiency electric alternatives. The Green Buildings pillar focuses on emissions from energy (electricity and natural gas) used in buildings, facilities, and outdoor lighting in the community. The goal for this pillar is to add no new net emissions from new buildings starting in 2020 and reducing emissions from the remaining building stock by 50 percent (after accounting for savings from carbon free electricity) by 2030. With clean electricity as the foundation of a carbon neutral community, and with rapid advances and cost reductions in onsite solar generation, onsite energy storage, and electric appliances, the potential exists to equitably and affordably transition to fossil fuel free buildings. This pillar focuses on high impact programs that produce carbon neutral new buildings and leverages existing programs, funding sources for income qualified households, and financing mechanisms to assist building owners with retrofitting the community’s largest natural gas users to retrofit to electric appliances for water heating and space conditioning. Rapid transitions to low-carbon new buildings (from onsite energy use) is possible via the City’s Clean Energy Choice program and the 2019 California Energy Code (and standard triennial updates to both). Existing buildings will be a substantially more challenging issue as every building is unique and many existing buildings may require costly electrical system upgrades to transition to lower carbon buildings. The emissions from electricity are primarily reduced by joining Monterey Bay Community Power, as described in “Clean Energy Systems”, above. Natural gas consumption occurs in buildings and facilities primarily for water heating, space heating, cooking, clothes drying, and decorative space heating (e.g., gas fireplaces). While some natural gas end uses may always require fossil fuels to operate (e.g., industrial processes for manufacturing), all of the common residential and commercial natural gas end uses have high quality, high efficiency, and typically cost-effective alternatives. As buildings become more efficient and/or as building owners choose to transition from fossil fueled to electric appliances, the emissions associated with the energy use transition from high emissions fossil fuels to carbon neutral electricity. Equity, Quality of Life, and Economic Development Opportunities As described below, although the generation costs associated with electricity are projected to stay flat or decrease as the result of low cost new renewable energy facilities, transmission costs are Green Building Goal: No net new building emissions from onsite energy use by 2020; 50 percent reduction in existing building emissions (after accounting for MBCP) by 2030 Total Emissions Reductions in 2035: 32,000 MTCO2e Packet Page 169 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 11 likely to fluctuate substantially as climate change exposes the statewide grid to ever increasing natural hazards. As the state moves towards decarbonization and the state’s natural gas system ages, natural gas utility costs are also expected to increase and fluctuate. A focus on supporting low income households in installing rooftop solar and pairing that with high efficiency electric appliances for space heating and water heating allows enhanced comfort and insulation from fluctuating electricity and natural gas grid costs. A rapid mobilization in the solar installations, energy efficiency installations, and appliance switching is a “win-win” in that there are typical lifetime savings associated with the work for the building owner while also creating a substantial need for skilled labor. Additionally, transitioning existing buildings at speed and scale will require technological innovations. By partnering with organizations that support entrepreneurs, local business can pair their innovation and ingenuity with emerging needs, creating additional head of household jobs and local economic stimulus. City Leadership The City has already begun strategically retrofitting existing buildings to electric appliances. One example is the planned retirement of the natural gas co-generation system at the SLO Swim Center and replacement with onsite solar generation to replace the lost generation capacity of the existing system. As described in the “Lead by Action” section, above, the City will also develop a plan to achieve carbon neutral operations, including in building and energy use, by 2030. The City will exhibit regional leadership as an advocate by continuing to influence Monterey Bay Community Power energy program development and implementation and partnering with existing entities to maximize local resources for building retrofits. Proposed Actions Green Buildings focuses on energy used in buildings, facilities, and outdoor lighting (electricity and natural gas) in the community. The goals for this pillar are no net new building emissions from onsite energy use by 2020 and 50 percent reduction in existing building emissions (after accounting for MBCP) by 2030. Table 2.3 provides the proposed Green Buildings foundational actions. Table 2.3. Proposed “Green Buildings” Foundational Actions (2020-2023) Measures Foundational Actions Green Buildings 1 – Carbon Neutral New Buildings Buildings 1.1 – Adopt and implement local amendments to the 2019 California Energy Code incentivizing all electric development (Clean Energy Choice Program) and review opportunities for improvement in the 2022 code cycle. Green Buildings 2 – Energy Retrofitting Buildings 2.1 – Conduct comprehensive retrofit program study and develop a strategic and equity focused building retrofit program. Buildings 2.2 Adopt building energy score program or benchmarking ordinance by 2021 and begin implementing retrofit program. Packet Page 170 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 12 Ideas for Partners • Participate in retrofit program study to help with market penetration and to find ways to leverage the City’s resources to increase existing program participation. • Explore innovative market-based solutions such as Metered Energy Efficiency Transactions. • Support entrepreneurs focused on innovation in energy efficiency, energy monitoring, fuel conversion, electric vehicle charging, and other related fields. • Support training and developing the work force necessary to implement a retrofit program at scale. • Develop a building retrofit, solar installation, and fuel switching program for residential customers. Packet Page 171 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 13 2.4 Connected Community An increase in active transportation investments coordinated with more housing production, enhanced transit, and micro-mobility innovations can significantly reduce vehicle miles travelled. For the many local and regional households that will still depend on a vehicle for transportation, electric vehicles coupled with carbon neutral electricity, can provide a low emissions alternative. Transportation is the single largest source of greenhouse gas emissions in the City of San Luis Obispo. Transportation emissions primarily occur as the result of single occupancy fossil fueled vehicles. The goal for this pillar is to achieve the General Plan Mode Split Objective by 2030 and have 40 percent of the remaining automotive vehicle miles travelled occur through electric vehicles.vii This pillar focuses on advanced coordination between related fields of transit, active transportation, parking, and housing development as well as on transformational operational changes that will allow for more active transportation investments to be made at a more rapid rate and at a lower per unit cost. Rapid transitions to achieve the Circulation Element of the General Plan’s mode share target five years early will require increased density and housing production, innovative parking management approaches, further commitments to transit, and a process to allow for rapid construction of active transportation infrastructure. In all cases, equity and accessibility must be a top priority to ensure residents can conveniently and affordably move about the City without use of a fossil fueled vehicle. It should be noted that regional commute trips are especially difficult as the activity of commuting from or to outside of the City requires the crossing of multiple jurisdictional boundaries and can occur due to a lack of affordable housing options in the city. The City will focus on internal trips first, with secondary high priority focus supporting reducing emissions from regional trips through addressing the City’s job/housing imbalance, housing affordability, and identifying subsidies for low- and moderate-income electric vehicle purchases. Equity, Quality of Life, and Economic Development Opportunities Cities and regions built for cars lead to long commute times, which are expensive, isolating, polluting, and economically impactful. This pillar looks to provide affordable, safe, and convenient access to moving through the community so that income is not a limiting factor in mobility. Additionally, for households that must or choose to live somewhere that requires a personal vehicle, electric vehicles have low operational costs and can lead to substantial total cost of ownership savings relative to a fossil fuel vehicle. vii The General Plan set the following mode split objective for city resident trips: 50% of trips occur via motor vehicles, 12% of trips occur via transit, 20% of trips occur via bicycles, and 18% of trips occur via walking, carpools and other forms. Connected Community Goal: Achieve General Plan Mode Split Objective by 2030; 40 percent of VMT by electric vehicles by 2030 Total Emissions Reductions in 2035: 78,000 MTCO2e Packet Page 172 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 14 City Leadership The City will play a major leadership role in this effort through the construction and maintenance of active transportation infrastructure, prioritization of streets and public rights of way for people before automobiles, enhancement of transit services to include all electric buses and to increase bus frequency, introduction of a micro-mobility “bike share” program, and further installation and innovative management of electric vehicle charging infrastructure. The City will also lead through continue purchasing of plug-in hybrid vehicles and electric bicycles for its fleet. Proposed Actions Connected Community focuses on vehicle miles travelled and the transition from fossil fuel to electric vehicles. The goals for this pillar are to achieve the General Plan Mode Split Objective by 2030; and to have 40 percent of vehicle miles travelled occur by electric vehicles by 2030. Table 2.4 provides the proposed “Connected Community” foundational actions. Table 2.4. Proposed “Connected Community” Foundational Actions (2020-2023) Measures Foundational Actions Connected Community 1 – Innovation and Coordination Connected 1.1 – Research and develop an approach to a “Mobility as a Service” platform for people to easily use all modes of low carbon mobility in the City. Connected 1.2 – Repurpose the City’s Green Team to focus on 2017-19 Major City Goal collaboration and coordination in the short term, and on achieving the mode split and EV targets in the long term. Connected 1.3 – Create new development review standards to support Community Development Department decision making processes for consistency with the carbon neutrality goal. . Connected Community 2 – Active Transportation Connected 2.1 – Complete Active Transportation Plan and begin implementation. Connected 2.2 – Launch micro mobility program by 2021 Connected 2.3 – Develop a quick-build strategy to streamline implementation of priority bicycle and pedestrian infrastructure projects Connected Community 3 – Parking Connected 3.1 – Establish a policy and strategic approach to leveraging existing and new parking garages for downtown residential and visitor serving uses and to allow for further implementation of the Downtown Concept Plan Connected Community 4 – Transit Connected 4.1 – Develop transit electrification strategic plan and begin implementing in 2020 Connected 4.2 – Increase bus frequency through accelerated implementation of the existing Short Range Transit Plan. Connected 4.3 – Explore additional innovative transit options in the 2022 Short Range Transit Plan (e.g., on-demand deviated routes, electric fleet expansion, micro transit, Bus Rapid Transit, Transit Signal Priority, etc.). Connected 4.4 – Assess feasibility of a “free to the user” transit ridership program. Packet Page 173 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 15 Measures Foundational Actions Connected Community 5 – Housing Connected 5.1 - Develop Flexible Zoning Requirements for Downtown. Connected 5.2 - Update the Housing Element of the General Plan and complete the Housing Major City Goal. Connected Community 6 – Electric Vehicles Connected 6.1 - Develop and begin implementing electric mobility plan by 2021 Ideas for Partners • Continue to operate and expand the SLO Car Free program • Increase regional commute bus frequency and establish a direct commuter route to Los Osos • Develop regional commuter rail • Integrate regional transit stop planning with micro-mobility programs Packet Page 174 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 16 2.5 Circular Economy A “Circular Economy” is an economic system aimed at eliminating waste and the continual use of resources. Circular systems practice reuse, sharing, repair, refurbishment, remanufacturing and recycling to create a closed-loop system, minimizing the use of resource inputs and the creation of waste, pollution and carbon emissions.viii Whereas, a traditional extractive economy can be thought of as a straight line from extraction to consumption to disposal, a circular economy looks to use 'waste' as 'food' for other processes. One example of this is organic (or “green” food and lawn and garden waste) waste that is currently being sent to the landfill. Greenhouse gas emissions from organic material decomposing in Cold Canyon Landfill account for over ten percent of the community’s greenhouse gas emissions. As organic materials decompose in a landfill, they release methane, a powerful greenhouse gas. Although Cold Canyon Landfill includes methane capture provisions, methane capture is a challenge at landfills because of the natural movement of the Earth’s surface beneath the tarped waste. As a result, methane tends to escape into the atmosphere over time. By first reducing the amount of organics being disposed of through edible food rescue, and then focusing efforts on diversion of landfilled organics to the regional anaerobic digester, the City will be providing access to food for those in need while fully capturing methane and converting it to biogas via the regional anerobic digestor. The outputs of the anerobic digester are clean electricity and high-quality compost, both of which can be delivered back to the community. The foundational actions in this pillar focus on the topical area the City has direct responsibility for: diversion of organic waste from the landfill and achieving the methane reductions required by recent state law (SB 1383). Emissions from organic waste are only a part of the overall greenhouse gas emissions that occur as the result of consumption: single use plastics, product shipping, and emissions intensive diets all create greenhouse gas emissions and are emerging topics in the field of climate action planning. A move to a more circular economy, where goods and materials are created in the region, consumed in the region, and reused in the region would grow local and regional wealth, reduce emissions and would also indirectly resolve lifecycle emissions issues associated with packaging, plastics, animal agriculture, and other harmful wastes. However, these topics sit outside the traditional fields the City engages in and will require substantial time and resource investments from community groups, businesses, and partners to achieve. The City will monitor regional activities in this space and will consider including more detailed information on these additional topics in the 2022 Climate Action Plan. Equity, Quality of Life, and Economic Development Opportunities Food waste and lawn and garden waste are the primary components of green waste. While many families in the region go hungry, prepared food and produce are sent to the landfill. As a part of the strategy to reduce landfilled organic matter, the City will develop and implement a program to increase existing food rescue by 20 percent. viii https://www.sciencedirect.com/science/article/pii/S0959652616321023?via%3Dihub Circular Economy Goal: 75 percent reduction of landfilled organic waste by 2025; 90 percent reduction by 2035 Total Emissions Reductions in 2035: 39,000 MTCO2e Packet Page 175 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 17 City Leadership The City has exhibited leadership by working with IWMA to develop, deliver, and operate one of the only anerobic digesters in the nation. This already achieved foundational action allows the community’s green waste to create clean electricity and high-quality compost. Proposed Actions Circular Economy focuses on reducing landfilled waste, diverting organic waste, and establishing staff capacity to achieve these outcomes. A focus on larger circular economic themes could be a focus in the next Climate Action Plan. The goals for this pillar are 75 percent reduction in organic waste by 2025; 90 percent reduction by 2035. Table 2.5 provides the proposed Circular Economy foundational actions. Table 2.5. Proposed “Circular Economy” Foundational Actions (2020-2023) 2020-2023 Circular Economy 1 – Organic Waste Diversion Circular Economy 1.1 - Adopt an ordinance requiring organic waste subscription for all residential and commercial customers by 2022 Circular Economy 1.2 – Develop and implement program to increase edible food rescue by 20 percent Circular Economy 1.3 - Develop and implement a waste stream education program for HOA/Property Managers and the commercial sector. Circular Economy 2 – Administrative Capacity Circular Economy 2.1 - Update the Municipal Code solid waste section and bin enclosure standards Circular Economy 2.2 - Develop a Solid Waste section in the Utilities Department Ideas for Partners • Prepare a consumption-based greenhouse gas inventory for the 2023 CAP. • Phase out single-use plastics in food and beverage packaging, storage and distribution. • Develop the first “Zero Waste” Farmer’s Market. • Support new businesses that create zero waste options for public and private events. • Collaborate with the City to develop effective education programs for HOAs and Property Managers. • Establish and maintain metrics surrounding regional edible food rescue. • Make public a visual mapping of facilities that accept and distribute edible food to those in need. • Work with local businesses to recover prepared food. • Increase efforts against disposal non-compliance and contamination at the curbside and disposal facilities. • Align regional messaging related to recycling, organics and zero waste. • Increase materials recycled through sorting proficiencies. Packet Page 176 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 18 2.6 Natural Solutions The City’s Greenbelt and Urban Forest provide valuable benefits to the community including the conservation of natural resources and maintenance of ecosystem services, nearby access to passive recreation opportunities, compact urban form, climate resilience benefits, and storing carbon in the soil. Peer-reviewed research indicates substantial carbon sequestration can accrue in grassland systems with compost applicationix and emerging research suggests even more significant results may be achieved through regenerative farming practices. Emissions Sector Addressed A Carbon Farm Plan will be developed for the City’s Johnson Ranch Open Space and Calle Joaquin Agricultural Reserve (“City Farm”) in 2020 with pilot implementation of compost application and monitoring conducted beginning in 2021. Following this initial period, it is anticipated that an additional 100 acres per year could receive compost applications on lands within the San Luis Obispo Greenbelt through partnerships with local farmers and ranchers. The modeled cumulative effect of this action sequesters 33,000 MTCO2e over the fifteen-year time horizon (2020-2035). A group of local citizens have also approached the City with an ambitious tree planting campaign, preliminarily being called 10 Tall: An Initiative to Plant 10,000 Trees in San Luis Obispo by 2035. While some of these trees can be planted in existing vacant tree wells and City parks, the vast majority would need to be low-cost, one gallon starts of native trees to be planted in City open space properties and other natural or rangeland areas. An ambitious tree planting program of this size would need to rely on substantial partnerships and resources. The modeled cumulative effect of this action sequesters 24,000 MTCO2e over the fifteen-year time horizon (2020-2035). Several key unknowns exist including a standard protocol for accounting for emissions already sequestered or emitted from the City’s urban forest or open spaces, the effectiveness of sequestration practices in the climatic and soil conditions present in and around the city, and protocol for accounting for emissions savings that occur outside of city limits. In future Climate Action Plan updates, the City could choose to include emissions sectors for natural systems in the greenhouse gas emissions inventory and account for existing carbon stocks through land conservation and negative emissions associated with carbon farming and tree planting. Equity, Quality of Life, and Economic Development Opportunities The City’s Greenbelt Protection Program is typically identified by residents as a top priority. This system of protected natural resources and conserved landscapes is central to maintaining the City’s identity and unique sense of place. Over 50 miles of trails are available to all and provide ix Silver, Whendee, Sintana Vergara, Allegra Mayer. (University of California, Berkeley). 2018. Carbon Sequestration and Greenhouse Gas Mitigation Potential of Composting and Soil Amendments on California’s Rangelands. California’s Fourth Climate Change Assessment, California Natural Resources Agency. Publication number: CCCA4-CNRA2018-002. Natural Solutions Goal: Increase carbon sequestration on the San Luis Obispo Greenbelt and Urban Forest through compost application- based carbon farming activities and tree planting; ongoing through 2035 Potential Total Emissions Reductions in 2035: 7,000 MTCO2e Packet Page 177 Item 10 City of San Luis Obispo – DRAFT Carbon Neutral Vision and Strategic Approach Page 19 access to no-cost passive recreation. Urban forests, green space, and open space have well documented mental health benefits and property value benefits. In addition to carbon sequestration, the City’s Greenbelt and Urban Forest provide tremendous climate resilience benefits including shading and cooling, stormwater management and watershed protection, and buffering from catastrophic flooding and wildfires. The operation and maintenance of these programs supports jobs, enhances property values, and results in economic multiplier effects across numerous sectors. Carbon farming activities also support local farmers and ranchers and the agricultural economy. City Leadership The City has been participating in national and international carbon sequestration working groups through the Urban Sustainability Directors’ Network (USDN) and the Carbon Neutral Cities Alliance (CNCA). The City looks to be at the forefront of research to better understand how to manage healthy natural resources in a changing climate while also removing climate pollution from the atmosphere and storing it in the soil. The City’s next leadership steps are to participate in a forthcoming USDN Innovation Fund grant in partnership with numerous other leading cities. Proposed Actions Natural Solutions focuses on supporting research and pilot projects, with eventual goals of scaling efforts, for regenerative agriculture practices, compost application on rangeland, and a substantial tree planting campaign. Table 2.6 provides the proposed Natural Solutions foundational actions. Table 2.6. Proposed “Natural Solutions” Foundational Actions (2020-2023) 2020-2023 Natural Solutions 1 – Carbon Farming Natural Solutions 1.1 - Conduct Carbon Farming Study and Pilot Project at Johnson Ranch Open Space and City Farm beginning in 2020 with monitoring through 2023. If determined feasible and cost effective, apply compost to first annual 100 acres by 2023 Natural Solutions 2 – Tree Planting Natural Solutions 2.1 - Prepare the City’s first Urban Forest Master Plan that updates the existing tree inventory, identifies future tree planting opportunities and a climate-ready tree palette, as well as ongoing operations and maintenance needs Natural Solutions 2.2 - Identify and participate in partnership opportunities by 2021 necessary to plant and maintain 10,000 new trees by 2035 Ideas for Partners • Provide technical assistance, research, and ongoing citizen science monitoring in the Carbon Farm planning and implementation process • Develop a trained volunteer network and structure to plant and maintain 10,000 trees Packet Page 178 Item 10 Department Name: City Administration Cost Center: 1001 For Agenda of: December 3, 2019 Placement: Business Estimated Time: 60 minutes FROM: Greg Hermann, Deputy City Manager Prepared By: Ryan Betz, Assistant to the City Manager SUBJECT: RESIDENT FOCUS GROUPS AND SURVEY RESULTS REGARDING FUNDING PRIORITIES AND POTENTIAL LOCAL REVENUE OPTIONS RECOMMENDATION 1. Receive a report on the results of two resident focus groups, a statistically relevant survey of residents and continued public engagement and outreach; and 2. Proceed with further public engagement on funding priorities for the City, including renewing and amending the Local Revenue Measure (LRM) with ongoing community oversight (Revenue Enhancement Oversight Commission); and 3. Provide an update to the Revenue Enhancement Oversight Commission and discuss potential roles to support and participate in public engagement and outreach efforts. REPORT-IN-BRIEF On February 5, 2019, the Council directed staff to conduct further public engagement efforts regarding the Funding the Future initiative, including resident focus groups and a statistically relevant survey of registered voters in the city (survey), and to return to the Council with the results for consideration. This effort was originally conceived as a comprehensive review of essential infrastructure projects identified in various adopted plans, including the 1) City’s General Plan, 2) Bicycle Transportation Plan, 3) Downtown Concept Plan and 4) Mission Plaza Concept Plan that will help to maintain the City’s character and quality of life for future generations. The Council appointed an ad hoc subcommittee (subcommittee) of Vice-Mayor Pease and Councilmember Stewart. The subcommittee explored a variety of issues related to the feedback they had heard from the public about City services, maintenance and upgrades to infrastructure (road improvements & safety upgrades, bridges, sidewalks, etc.) and provided guidance on the questions for the focus groups and survey. A critical element of this effort included evaluating the potential community interest of renewing or amending the existing, voter approved LRM (Measure G). An independent research firm conducted two registered voter focus groups in June 2019 and a statistically relevant survey in September 2019. The focus groups included 18 city residents. Staff are grateful for the time that participants took to respond, as their community perspectives provided helpful insight on the importance of services, maintenance and infrastructure upgrades. This insight helped draft the statistically relevant survey questions and specific areas of priority. The survey had 442 individual responses from registered voters in the city, with a +/- 4.9% margin of error. The results of the focus groups and survey show a majority of participants Packet Page 179 Item 11 recognize the importance of services and maintaining and upgrading infrastructure. They also recognize that the City needs a source of reliable, locally controlled funds to provide that level of service, and there was community interest in renewing and amending the LRM. Based on the results from the focus groups and the survey, the subcommittee is recommending continuing with public outreach and education on the City’s existing and future needs for services, maintenance and infrastructure. Continued public engagement and outreach will help gather additional feedback from the community and together with the results from the focus groups and survey will better inform the Council about the community’s interest in considering these issues on the November 2020 ballot. DISCUSSION Background A task of the work plan for the Fiscal Sustainability and Responsibility Major City Goal in the 2017-19 Financial Plan was to explore infrastructure financing options and present those to the Council for consideration and implementation. On April 17, 2018, the Council received a report which identified over 70 infrastructure projects anticipated over twenty years as identified in various approved planning documents. These documents were adopted through extensive public engagement, advisory body review and public hearings. The documents included the 1) City’s General Plan, 2) Bicycle Transportation Plan, 3) Downtown Concept Plan and 4) Mission Plaza Concept Plan and other documents that represent the community’s interest in maintaining the City’s character and quality of life into the future. On February 5, 2019, Council received an update on this effort and directed staff to conduct further public engagement efforts regarding continued Funding the Future analysis and research including resident focus groups and a statistically relevant community survey. Council also directed staff to return to the Council with the results for consideration. Council appointed an ad hoc subcommittee of Vice Mayor Pease and Councilmember Stewart to guide and assist with these efforts. An additional item for consideration and direction by Council was to explore the feasibility of renewing the existing LRM. The LRM was renewed for eight years by voters in 2014, at a ½ cent rate and will expire in 2023 if not renewed by voters. The LRM is critical in providing the funding for a basic level of services and maintenance of existing infrastructure in the City. Focus Group Results Staff retained an independent survey and research firm, FM3, through a Request for Proposal (RFP) process to assist in these efforts. In consultation with the subcommittee, FM3 conducted two focus groups on June 19, 2019. The participants were almost evenly split on gender and generally reflected the demographic and geographic composition of the City’s electorate. The objective was to examine the knowledge and perceptions about City-related services from voters who live in San Luis Obispo. Specifically, the discussions were focused on the City’s need for services, maintenance and infrastructure and the participants’ priority for the use of City funds. It should be noted that focus groups are qualitative in nature and provide a valuable opportunity to have an in-depth discussion on various issues facing the City and understand the reasons behind opinions that are held. This work was then used to help inform the survey to determine the preferences and opinions held by the broader population. Packet Page 180 Item 11 The results of the focus groups showed several general, broad themes: 1) General View of the City a) Overall, most had favorable opinions of living in the City. b) Like many California cities, concerns about maintaining the City’s character and quality of life into the future. 2) Perceived Additional Funding Needs and Support for a Proposed Measure a) There is a general sense that the City has a need for additional funds. b) A general-purpose measure that could fund City services as well as infrastructure projects was principally supported in the groups. c) Participants primarily focused on the need for additional, locally controlled revenue for City services and some infrastructure projects. d) Support for a 1-cent general purpose, simple majority sales tax was slightly lower than support for a 1 ½-cent sales tax. This may be attributed to the 1-cent sales tax focusing on infrastructure only while the 1 ½ cent sales tax includes services, maintenance and infrastructure. e) Most participants agreed that the City did need to ensure there was enough funding to provide the services, maintenance and infrastructure they value and rely on. 3) Perceived Funding Priorities a) Maintaining the City’s quality of life, character and the need for road improvements, safety upgrades and cross-town connections were the leading reasons the participants would consider additional, locally controlled funding. The results from the focus groups provided helpful insight to the subcommittee on the importance of services, maintenance and infrastructure. This insight helped draft the statistically relevant survey and specific areas of priority. Survey Results The survey of registered voters took place between September 15 and 22, 2019, and included 442 individual responses with an overall margin of error of +/- 4.9%. For the survey, FM3 used a dual-mode approach (telephone and online) to produce an all-inclusive, representative sample of the registered voters in the City. Similar surveys have been conducted in the past and have helped inform the Council on decisions to place measures on an upcoming ballot. The survey built upon the feedback received in the focus groups and asked residents’ preferences on a variety of topics including services, maintenance of existing infrastructure, replacement/upgrades of infrastructure and overall spending priorities. The survey asked participants to respond to a sample ballot measure that renewed the existing LRM at a 1 ½ cent rate that focused on maintenance, essential services and infrastructure. The sample ballot measure language was based upon the input from the focus groups. The following is a summary of the survey results: Packet Page 181 Item 11 1) Need for Additional Funds for Services and Infrastructure a) Almost six in ten survey respondents perceive the City needs additional funds to provide the level of services and infrastructure residents need and want, though only about two in ten indicate there is a great need. b) A majority of survey respondents initially support a conceptual local ballot measure at 63 percent. This is an increase from a previous survey conducted in April 2018 which had an initial support of 57 percent. The language in the 2018 survey focused solely on upgrades to infrastructure. Based on the input from the focus groups regarding the importance of services and maintenance, the 2019 survey was broadened to include City services, maintenance and infrastructure. Packet Page 182 Item 11 c) The survey asked respondents if they would support the potential ballot measure at a 1- cent rate. The results show there is no statistical difference in support between an extension of the current voter approved LRM at a 1½-cent rate or at a 1-cent rate. 63 percent of respondents would vote yes on an LRM at a 1 ½-cent rate while 60 percent of respondents would vote yes on a 1-cent rate. d) The more a survey respondent perceived a need for additional funds for City services, the more one is likely to vote yes in support of a ballot measure. This suggests that additional public education and outreach will help inform residents about the City’s needs for additional services, maintenance and infrastructure. Packet Page 183 Item 11 2) Voter Priorities a) Voters continue to rate with greater importance maintaining (68 percent) rather than improving (42 percent) essential City services. This is consistent with the 2018 survey, when voters rated maintaining (64 percent) rather than improving (42 percent) essential City services. b) The same can be said of maintaining rather than improving City infrastructure, with 61 percent ranking maintaining City infrastructure as extremely/very important rather than 48 percent ranking improving City infrastructure. Packet Page 184 Item 11 c) Voters rated requiring all funds used locally; protecting creeks from pollution; addressing homelessness; and maintaining police, fire/emergency response as the most important features of a possible measure. Rating by Extremely/Very Important Requiring all funds used locally 79% Protecting creeks from pollution 73% Addressing Homelessness 71% Maintaining police, fire/emergency response 71% Keeping public areas safe and clean 67% Helping ensure children have safe places to play 67% Preserving open space and natural areas 66% Requiring all funds to benefit the community 66% Protecting long-term fiscal stability 65% Preparing for wildfires and other natural disasters 62% Repairing streets and potholes 62% Increasing affordable housing supplies 59% Replacing fire stations that have been determined by structural engineers to not meet current seismic earthquake standards 59% Retaining and attracting local businesses 55% Maintaining and improving parks 55% Expanding open space and natural areas 54% Public Engagement and Outreach Additional public engagement and outreach is recommended to both inform the community of the needs for the City and receive additional feedback on services, maintenance and infrastructure. This effort will fall into the following overall approach: Informing and consulting residents/stakeholders on the services, maintenance and infrastructure needed to help maintain the City’s character and quality of life into the future. Additional public engagement and outreach is intended to educate residents, businesses and other community stakeholders about the need for maintaining/improving services and infrastructure, assist in identifying priorities, and the funding options to support them. The information collected from the community will help inform Council on the community’s receptivity of potentially placing a measure on the November 2020 ballot. The strategy involves a multi- channel communications outreach approach with community feedback opportunities. Examples include presentations to community organizations, neighborhood groups, advisory bodies, City staff, an online survey (Open City Hall) and facility tours/information sessions. Public engagement and outreach will continue into the spring. Council Ad Hoc Subcommittee On February 5, 2019, Council formed a Council Ad Hoc Subcommittee (subcommittee) comprising of Vice-Mayor Pease and Councilmember Stewart. The committee, with the support of staff, have met bi-monthly since May 2019. The subcommittee observed the participants during the focus groups’ discussions, reviewed the survey questions, and provided guidance on the public engagement and outreach plan. Packet Page 185 Item 11 Based on the research and input from the focus groups and survey, the subcommittee is recommending to Council to continue public outreach and education on the City’s needs for services, maintenance and infrastructure, including the potential to renew and amend the LRM with ongoing community oversight. The subcommittee also recommends continuing the established subcommittee with Vice Mayor Pease and Council Member Stewart and to request the support and participation of the Revenue Enhancement Oversight Commission (REOC) to help guide further public engagement and outreach efforts. Existing Local Revenue Measure The existing LRM was passed by 70 percent of voters in November 2014. The LRM was a renewal of the City’s half-cent sales tax approved in 2006 that focused on the protection and maintenance of essential services and facilities in the following priorities: 1. Open Space Preservation 2. Bicycle and Pedestrian Improvements 3. Traffic Congestion Relief/Safety Improvements 4. Public Safety 5. Neighborhood Street Paving 6. Code Enforcement 7. Flood Protection 8. Parks and Recreation/Senior Programs and Facilities. 9. Other Vital Services and Capital Projects The funding is split with 70 percent supporting capital projects and 30 percent supporting operations. The LRM has an eight-year sunset, scheduled to expire in spring of 2023. In 2014, the Council established a citizen advisory body, REOC, to review the half-cent sales tax revenues and expenditures, report on the City’s stewardship of this general purpose tax and provide recommendations directly to the City Council regarding expenditures of these tax revenues as an integral part of the budget process. As an advisory body, comprising of five residents, the REOC provides important citizen oversight of local sales tax revenues and expenditures and serves as a venue for citizen engagement on the highest priority for the use of the funds. Previous Council or Advisory Body Action 1. June 18, 2019 - Adoption of the 2019-21 Financial Plan and the Major City Goal: Fiscal Sustainability and Responsibility 2. February 5, 2019 - Potential Next Steps Regarding the Funding the Future Initiative 3. April 17, 2018 - Future SLO Capital Improvement Program 4. January 16, 2018 - Council review of 10-Year Capital Improvement Plan and funding options 5. December 12, 2017 - Budget Foundation: Fiscal Health Response Plan Packet Page 186 Item 11 Policy Context The Major City Goals for the 2017-19 and 2019-21 Financial Plans include the Fiscal Sustainability and Responsibility goal. Specifically, the 2019-21 goal states to ‘Continue to implement the City’s Fiscal Responsibility Philosophy with a focus on efficiencies, strategic economic development, unfunded liabilities, and infrastructure financing (Funding the Future).’ Specifically, the workplan directs staff to “Begin efforts for Funding the Future.” (Pg. 68). In the 2017-19 Major City Goal workplan, it states, ‘develop a creative financing plan for development of critical public safety facilities," and, "develop creative infrastructure financing options (grants, land-based funding, local revenues) for Council consideration and implement as directed." (Pg. 432). Public Engagement There were two public engagement efforts completed including two resident focus groups and a statistically relevant survey. Both efforts involved registered voters within the City. Additional public engagement efforts will use the City's Public Engagement Manual and follow an inform and consult model (as previously described) whereby the public will have an opportunity to share feedback on priorities and needs for the City. ENVIRONMENTAL REVIEW The review of the Funding the Future of SLO for potential funding options or public engagement process is exempt from environmental review as a Statutory Exemption under Section 15262 of the CEQA Guidelines, feasibility and planning studies. Each project listed as part of the 10 Year CIP and Funding the Future of SLO will need future authorization and environmental review prior to actual funding or construction. FISCAL IMPACT Budgeted: Yes Budget Year: 2018-19 Funding Identified: Yes Fiscal Analysis: Funding Sources Current FY Cost Annualized On-going Cost Total Project Cost General Fund $99,000 State Federal Fees Other: Total $99,000 Packet Page 187 Item 11 As part of the adopted 2017-19 budget, funding for this work was appropriated. The funding has been encumbered to a survey/research firm and communications consultant to complete the research and continue community outreach and engagement efforts. ALTERNATIVES 1. The Council may direct staff to not proceed with further public engagement on this item. Staff does not recommend this approach based upon results from the focus groups and survey. 2. Form a citizen task force to further public engagement efforts. A citizen task force could be formed to continue public engagement and outreach efforts. The subcommittee recommends requesting the REOC, a citizen advisory body with knowledge and oversight on the use of the existing LRM, to help support and participate in this effort. Packet Page 188 Item 11 Department Name: Administration Cost Center: For Agenda of: December 3, 2019 Placement: Public Hearing Estimated Time: 60 minutes FROM: Greg Hermann, Deputy City Manager Prepared By: Charlene Rosales, Economic Development Manager Georgina Bailey, Management Fellow SUBJECT: CANNABIS BUSINESS PROGRAM AND REGULATION UPDATES RECOMMENDATION 1. Receive an update on the City’s Cannabis Business Program; and 2. Adopt a resolution that updates the one-time application fee (Attachment A); and 3. Adopt a resolution that updates the merit criteria to be used in the evaluation of applications for cannabis business operator permits and adopts a 70% of total available points minimum threshold which applicants must score to be eligible for a contingent operator permit (Attachment B); and 4. Introduce and adopt an ordinance amending Municipal Code Section 9.10 (Attachment D) clarifying unsuccessful applicants’ ability to apply during separate application periods in the same year. REPORT-IN-BRIEF The City of San Luis Obispo adopted regulations to implement a Cannabis Business Program after the passage of Proposition 64 that were informed through public engagement, industry outreach and Council direction. The initial regulations were adopted by the City Council on November 27, 2018. After the adoption of the initial regulations, Council directed staff to return with an update regarding the implementation of the Cannabis Business Program and potential updates to the regulations in the next year. This staff report intends to inform and recommend to the Council updates to the Cannabis Business Program based on the experience over the last year. During that time, the City has opened two rounds of cannabis business application periods;1) January 7-29, 2019, and 2) July 1-31, 2019. In parallel, staff worked to develop the administration and operational guidelines necessary to fully implement the Cannabis Business Program. Staff has created a process to comply with State mandates allowing operators licensed outside of the City to deliver into the City, while enforcing compliance with the City’s Business License and Tax Ordinance. Staff has conducted initial analysis on the application fees and is recommending a change to one-time application fees paid by all applicants. In addition to other outreach and research, staff researched Cottage Industry Programs (fee structures and regulations that would support a cottage industry in a city or county). Staff found no established city programs throughout the State of California and, as such, does not recommend the City of San Luis Obispo pilot a Packet Page 189 Item 12 Cannabis Cottage Industry Program at this time. Informed from two application scoring rounds and staff’s experience implementing Cannabis Regulations, staff recommends adoption of an ordinance updating Municipal Code Section 9.10.070 to include an additional clarification that an unsuccessful applicant is allowed to apply for cannabis operator permits during subsequent application periods in the same year. Staff is also recommending minor updates and clarifications in the Cannabis Scoring Worksheet, which will impact all types of cannabis applications, except storefront retail applications. DISCUSSION Background Cannabis Business Program Update Following the passage of Proposition 64 in 2016 with 57% Statewide voter approval, the initiative to legalize cannabis in the state of California became law on November 9, 2016, allowing for recreational cannabis sales as of January 1, 2018. Following the passage of the City’s Cannabis Business Tax on November 6, 2018, by 80% of the City’s residents, on November 27, 2018 the City Council approved the fee structure, application criteria and zoning regulations to allow for cannabis businesses to operate in the City. In order to choose the most qualified operators, the City Council established an application and approval process for applicants wanting to operate cannabis businesses in the City. The City received 12 applications from interested parties during the first application period from January 7-29, 2019 and issued five contingent operator permits on March 28, 2019. Three of the contingent permits are for retail storefronts, one is for a delivery service and one is for a microbusiness. Those businesses then began moving through the background investigation process to receive final operator permits . On September 5, 2019, the first two final operator permits were granted. One permit was granted for a retail storefront business and the other operator permit was granted for a non-retail storefront delivery business. On October 22, 2019, a second retail storefront business permit was issued. The remaining contingent operator permit for a retail storefront business issued in March did not receive final approval. As a result, the applicant with the fourth highest score from the first application period was granted a contingent operator permit. The microbusiness from the first application period was granted an operator permit the last week of November and is now in the processes of being granted a land use permit. During the second application window, July 1 to July 31, 2019, one operator applied for a retail non-storefront delivery business permit. Because there were no other applicants, there was no ability to set a 70% scoring threshold of the highest scoring applicant. As such, the applicant was held to a 70% threshold of total available points, which was not met, and a contingent operator permit was not granted. Packet Page 190 Item 12 On November 13, 2019, two retail storefront applicants received the required conditional use permits from the Planning Commission to complete their land use approvals process. Both operators have applied for and are now in the process for a State license from the Bureau of Cannabis Control. That process may take anywhere from two weeks to six months to issue, depending on volume and completeness of applications. The applicants expect their businesses to be open at the end of March and beginning of July respectively. The regulations adopted on November 27, 2018, grant the City Manager the authority to adjust application periods and to open new application periods on an as needed basis, in addition to the annual application period of July 1 through July 31 of each calendar year. Following City Manager direction, staff will open the next round of cannabis operator permit applications for all business types, except Retail Storefront, from January 15, to February 15, 2020. Administrative and Operation al Guidelines The goal for implementation of the regulations for cannabis related businesses is to ensure consumer access, realistic and equitable expectations of business owners, standardized compliance measurements and enforcement procedures, legitimization of the industry and support for business success while ensuring the continued safety of the public and pro tection of quality of life. To this end, Section 9.10.250 of the City’s cannabis ordinance authorizes the City Manager to determine any administrative regulations necessary to implement the requirements and fulfill the purposes and policies of the City’s cannabis regulations. Throughout the implementation of the program, several administrative and operational guidelines have been developed to support the goals of the Cannabis Business Program and clarify processes outlined in the Municipal Code. Those have included standards for security plans, background investigation workflows and the development of other administrative process documents. These guidelines and processes are updated as needed and are informed by other municipalities’ best practices, internal multi-department staff teams and the direction of the City Manager. Mobile Deliveries from Outside of the City The State Bureau of Cannabis Control (BCC) has implemented rules that mandate cities to allow delivery within their jurisdiction from licensed operators outside of the City, consistent with Section 5416 (d) of the BCC’s cannabis regulations which states: “(d) A delivery employee may deliver to any jurisdiction within the State of California provided that such delivery is conducted in compliance with all delivery provisions of this division.” In spring 2019, the City began to develop a plan to both bring licensed delivery businesses into compliance with City business license and tax provisions and to enforce City and State laws against unlicensed and illegal businesses delivering in the City. Two rounds of “Notice to Comply” letters were sent to out to City delivery operators in July and August 2019. Packet Page 191 Item 12 The “Notice to Comply” letters included educational materials on City policies and regulations regarding current cannabis delivery regulations and included instructions on becoming a compliant delivery operator in the City. Cannabis delivery services can deliver in the City, even if their business is not located within the City, provided they possess a valid California driver’s license and satisfy the following conditions: 1. The cannabis delivery service has proof of a commercial cannabis business license from another city or county; 2. The cannabis delivery service has proof of a license from the State of California; issued by the Bureau of Cannabis Control (BCC). The cannabis delivery service must then apply for and receive a valid business license and cannabis tax certificate from the City of San Luis Obispo and remit applicable taxes to the City for transactions that occur within the City. To date, four businesses have come into compliance and the City continues to work on various enforcement approaches for those operating outside of applicable regulations. Application Fees On November 11, 2018, City Council approved both application and operating license fees for the Cannabis Business Program. These fees were based on estimated staff time and other costs required to administer the adopted regulations and were developed by a consultant with specific experience including work with other California cities in developing similar fees. The one-time application fee for new cannabis businesses is $23,262 and includes costs associated with the review of applications and subsequent background investigations. The fees were based on assumptions for staff time and resources needed to recover the specific and reasonable costs related to the review and evaluation of application and background information. As was discussed during the adoption of the original fees, staff would track actual hours spent against assumptions made to develop fees and updates would be recommended accordingly. In addition, fees may also be updated to reflect process streamlining or other efficiencies gained through experience implementing the regulations. Staff has completed an analysis of original assumptions of staff hours compared to the actual hours from the first application period until the present. Staff found that time dedicated to the overall application process was significantly over the initial assumptions. This, however, is not unusual as this was the City’s initial implementation of the program and additional time was required to develop new procedures, create workflows and processes and other policies and guidelines. Staff believes that the discrepancy between assumed and actual hours will be reduced and will meet initial assumptions in subsequent application periods as processes become more streamlined and staff have more experience working through applications and background investigations. As such, no changes are recommended for the total application fee at this time. Staff will continue tracking time and costs associated with the full implementation of the Cannabis Business Program and return with recommended changes as warranted. Packet Page 192 Item 12 Staff does, however, recommend changes to the timing of payments of the application fee. Staff recommends reducing the initial fee to $4,995 due at time of application. Currently, all businesses other than retail are required to pay 33% of the total application fee, or $7,431, at the time of application submittal. The balance of the fee is due and payable for the business to receive a contingent operator permit. Retail applicants are required to pay the full application fee at the time of submittal. As previously stated, application fees consist of the costs associated with application review and background investigations. Staff recommends that all future applicants pay an initial fee at the time of application submittal associated with costs of reviewing the application and, if offered a contingent operator permit, be required to pay the remaining balance which would cover costs associated with the background investigation and permitting process. This change would result in the following application fees in 2020: Initial Application Fee: $4,955 Fee due when Contingent Operator Permit is Granted: $18,307 Total One Time Application Fees: $23,262 Staff also recommends that this approach to the application fee be consistent across all cannabis business types for consistency and clarity. As such, the changes noted in Attachment A are recommended to include retail businesses, as well as all other businesses. No changes are currently recommended for annual operating license fees as the City needs to complete one full year of operations, starting from the date the businesses open and fees are due, to collect information on actual time spent and compare that to assumptions. Staff will bring that information forward along any recommended changes as needed which may vary, as different cannabis business types have different fees and planned opening dates. Cottage Industry Regulations City Council gave staff direction at the November 28, 2018 meeting to investigate an additional set of lower fees to support cottage industry businesses. A cannabis cottage permit is defined by the California Department of Food and Agriculture as an outdoor, indoor, or mixed lighting cultivation site that can hold up to 25 mature plants for an outdoor permit, 500 sq. ft. of cultivation for an indoor permit or up to 2,500 sq. ft. for a mixed light permit. Staff has investigated and researched cottage permits and industries in other municipalities in the State of California. Staff has not identified any cottage industry programs in other municipalities, however, there are a limited number of cottage industry programs in some counties. Staff researched cottage permits in relation to the City of San Luis Obispo’s comparable cities which are: Davis, Monterey, Napa, Paso Robles, Santa Barbara, and Santa Cruz. Davis, Monterey, Napa, Paso Robles, Santa Barbara, and Santa Cruz; none currently have cottage industry programs, regulations, permits, or fees in their cannabis ordinances or regulations. In addition to the City’s comparable cities, other surrounding municipalities with cannabis programs , such as Grover Beach and Morro Bay, do not currently have cottage industry programs or fees. The City of San Luis Obispo would be the first city in the county and potentially the first in the state to pilot a cottage industry program and fee structure. Piloting a cottage industry in the City of San Luis Obispo would require significant staff time and additional resources to develop a fee structure, additional application, regulations and operations guide needed to support the success of such a program. Packet Page 193 Item 12 Staff recommends Council move forward with one year of Cannabis Business Program implementation and then consider available resources to develop a cottage industry program in the City. Application Changes Staff recommends Council adopt a resolution (Attachment B) to make minor updates and clarifications to the merit criteria to be used in the evaluation of applications for cannabis business operator permits. The recommended changes are identified and incorporated into the updated Cannabis Scoring Worksheet (Attachment C). In addition to maintaining Council’s initial direction and decision from November 28, 2018 staff is proposing minor updates and clarifications to certain sections of the application criteria that are informed through feedback from two application periods from the cannabis review panel, internal multi-department staff teams, consultant recommendations and best practices from other municipalities. The proposed changes will change the Cannabis Scoring Worksheet for all cannabis applications, except Retail Storefront, and will apply to all following cannabis application periods. Staff would recommend an additional, separate review of all Retail Storefront criteria in advance of opening an application period for that business type which is not anticipated at this time. In the Manufacturing, Distribution and Non-Storefront Retail Evaluation Criteria Worksheet changes are recommended to the Community Benefit and Equity and Labor Merit Criteria as summarized below and in Attachment C. a. Community Benefit i. Section 1.1B has been changed to remove the word “over” as it relates to 10-20 hours per month of community services to make clear that the two points available will be given to commitments in that range. Five points are available for commitment over 20 hours per month. ii. Section 1.3B has been changed to clarify what “a history of supporting local community programs” means, which has been defined as “the past one year.” iii. The maximum score for section Community Benefit B has been changed to 15 points to correct a previous typographical error. b. Equity and Labor i. Section 2.4 has been eliminated as State laws surrounding “labor peace agreements” are already triggered for businesses with 20 employees; meaning operational businesses will already have this component of their business plan via state law and do not need to be scored on merit. ii. The elimination of Section 2.4 results in the maximum score for Equity and Labor changing to 18 points. The total maximum points for Manufacturing, Distribution and Non-Storefront Retail applications is now 83 points. In the Cultivation Criteria Worksheet (Attachment C) the same changes are recommended to the Community Benefit and Equity and Labor merit criteria. No additional changes are recommended and the total maximum points for a Cultivation Application are now 113 points. Packet Page 194 Item 12 Staff also recommends in the Merit Criteria Resolution (Attachment B), that a criteria be adopted that requires all applicants to achieve a 70% scoring threshold from the total available points to qualify for contingent operator permits. The clause would be included on the first page in Attachment C, as rule 12, and will read: For an applicant to qualify for a contingent operator permit, the applicant must score at or above 70% of the of total available points on the application from an average of all scorers. The previous scoring threshold required applicants to score at least 70% of total points scored from the highest scoring applicant within that business type, which assumes multiple applicants. The amended language is recommended to avoid any ambiguity when only one application from a business type is received during an application period, as was experienced in the last application period. In addition, having a 70% threshold of total available points enhances consistency across all application periods and does not rely on the strength of any particular applicant pool to establish minimum thresholds. Subsequent Applications by Unsuccessful Applicants Currently the City’s Municipal Code could be interpreted to disallow an unsuccessful cannabis applicant to re-apply for the same cannabis license type more than once in a one-year period. Municipal Code Section 9.10.070 currently provides: B. Application Submittal Timeframe. A person may only submit one application for a commercial cannabis operator permit during the annual application period designated by resolution of the City Council. In the interest of economic development and equitable practices of the cannabis applications, staff recommends Council adopts language for section 9.10.70 under Item A “Application” and Item B “Application Submittal Timeframe” that clarifies that an applicant is not limited to submitting an application only during the annual application period, but if any other application period(s) are opened by the City Manager, the same applicant, previously not recommended for a permit, may submit another application for a contingent operator permit (Attachment Ordinance X Exhibit A Chapter 9.10). Policy Analysis The updates to the cannabis regulations are consistent with overall goals of cannabis regulations in the Fiscal Health Response Plan, the City’s 2019-2021 Major City Goals and the applicable sections of the Municipal Code. Cannabis regulations and fees are an important piece of the Fiscal Health Response Plan and Fiscal Sustainability and Responsibility Major City Goal, which seeks to bring in new revenue while sustaining economic development in the City, and the updates to the fees and regulations support these goals. Likewise, the updates to the cannabis regulations are consistent with Chapter 9.10 of the Municipal Code and Section 17.86.080 of the Zoning Code, which outline that the provisions of each code are guided by principles to protect, the health, safety, and welfare of the residents of the City. Furthermore, it is the general best practice for the City to provide the most clear and concise regulations to benefit the community, businesses, staff, and the City Council. Staff believes the recommended amendments will not only provide more clarity to those applying for cannabis operator permits, but also potentially bring more applicants with a different fee payment process and updated applications. Packet Page 195 Item 12 Public Engagement The current Ordinance and resolutions were considered and adopted City Council on May 15, 2018; October 16, 2018; and November 27, 2018. Since that time, staff have been in regular communication with applicants, business operators and industry representatives, receiving feedback on a wide range of issues related to the implementation of the Cannabis Business Program. Staff has also met with applicants and operators to obtain input on the application and permitting process in order to continuously improve the program. CONCURRENCE A Steering Committee of City staff members including Administration staff, City Attorney, the Community Development Director, Finance Director, Fire Marshal, and Police Chief, was convened to guide the process of developing updates and regulations for consideration by the City Council. ENVIRONMENTAL REVIEW No updates staff are proposing for Cannabis Updates require a CEQA component and is exempt from environmental review as a Statutory Exemption under Section 15262 of the CEQA Guidelines, feasibility and planning studies. FISCAL IMPACT Fiscal Analysis: Budgeted: Yes Budget Year: Ongoing Funding Identified: Yes Fiscal Analysis: Funding Sources Current FY Cost Annualized On-going Cost Total Project Cost General Fund State Federal Fees Other: Total n/a n/a n/a Packet Page 196 Item 12 In November 27, 2018, City Council was informed that tax revenues from cannabis businesses were anticipated to generate up to $1,500,000 through full implementation of the program. Cannabis business tax revenue estimates were included in the City’s Fiscal Health Response Plan presented to Council on April 17, 2018. Due to various delays associated with the implementation of the new Cannabis Business Program it is expected the revenue projections for 2019-2020 will need to be adjusted as actual tax remittances will not reflect the original assumptions. At this time, staff believes the initial long-term assumptions of $1,500,000 in tax revenue through the next several years as businesses mature is still an accurate forecast of tax revenue. Updated projections on Cannabis Business Tax revenue will be presented to the City Council at the Mid-Year Budget Update on February 18, 2019. ALTERNATIVES 1. Do not adopt staff recommendations. This is not recommended as it does not align with the City Council’s overall intention to enhance clarity and cost effectiveness in the application process and Cannabis Regulations. Likewise, this is not recommended as it does not align with the City Council’s overall intention to obtain qualified cannabis business operators in the City. 2. Modify and Direct the Proposed Fee Recommendation and Application Criteria. The City Council has the latitude to make modifications to the Cannabis Operator Permit Application Requirements and Ranking Criteria and the proposed Fee Schedule. The Council has the policy discretion to adjust fees and Staff will be prepared to offer any ideas for any adjustments. Attachments: a - Draft Resolution Amended Fee Payment b - Draft Resolution Merit Criteria c - Exhibit A to Draft Resolution - Cannabis Scoring Worksheet d - Draft Ordinance Amendment e - Exhibit A to Draft Ordinance Packet Page 197 Item 12 R ______ RESOLUTION NO. ______ (2019 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, AMENDING THE CITY’S MASTER FEE SCHEDULE WITH UPDATED USER AND REGULATORY FEES FOR VARIOUS COMMERCIAL CANNABIS BUSINESS ACTIVITIES WHEREAS, it is the City’s policy (User Fee Recovery Goals - Financial Plan Section H) to assess service charges based on specific policies for cost recovery of services provided; and WHEREAS, on May 15, 2018, the City Council adopted Ordinance No. 1647 (2018 Series) establishing a comprehensive regulatory program for the evaluation and permitting of commercial cannabis business operations within the City; and WHEREAS, Section 9.10.050 of the Municipal Code says that the City Council shall adopt fees necessary to implement the regulations in relation to Commercial Cannabis Operator Permits; and WHEREAS, the City has contracted with a consultant, MuniServices, to prepare cost and resource allocation worksheets for the purpose of identifying appropriate fees to assess for various activities and applications associated with the reviewing, ranking, permitting, and regulation of commercial cannabis businesses in the City of San Luis Obispo; and WHEREAS, the City has completed two Cannabis application windows from January 2019 to December 2019, upon which staff has concluded it is necessary to adjust the way in which Cannabis Applicant’s for all application types pay for their one-time application fee; WHEREAS, public outreach was conducted through outreach by staff members to interested parties and through publication of the proposed fee schedule on the City’s website in advance of the City Council’s consideration of the newly proposed fees; and WHEREAS, on November 27, 2018, the City Council adopted a fee schedule; and WHEREAS, on December 3, 2019, the City Council held a public hearing to review and discuss the updated proposed fee schedule, receive public input, and consider the recommendations of its staff. NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo as follows: Packet Page 198 Item 12 Resolution No. ______ (2019 Series) Page 2 R ______ SECTION 1. Findings. The City Council makes the following findings: 1. That the above recitals are true and correct. 2. That the proposed user and regulatory fees are consistent with the City’s cost recovery goals (Financial Plan Section H), and that the established fees do not exceed the estimated reasonable cost of providing the service or performing the activity for which the fee is imposed. SECTION 2. Action. The City Council takes the following actions: 1. The City’s Master Fee Schedule is hereby amended to include updated user and regulatory fees for cannabis business operator applications and annual licenses as provided in Exhibit A attached hereto. 2. This resolution supersedes Resolution 10965 (2018 Series) to the extent inconsistent herewith. Upon motion of Council Member ____________, seconded by Council Member _____________, and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this _________day of _____________ 2019. ____________________________________ Mayor Heidi Harmon ATTEST: ____________________________________ Teresa Purrington City Clerk APPROVED AS TO FORM: _____________________________________ J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this __________ day of ____________________, ____________. ____________________________________ Teresa Purrington, City Clerk Packet Page 199 Item 12 Resolution No. ________ (2019 Series) Page 3 EXHIBIT A R ______ EXHIBIT A CITY OF SAN LUIS OBISPO Cannabis Fee Schedule One Time Application Fees All Commercial Cannabis Business Applicants: Initial Application Fee $4,955 $7,431 Final Application Fee when permit issues $18,307 $15, 087 Total One Time Application Fees: $23,262 Yearly License Renewal Fees Retail Businesses $93,564 Manufacturing Businesses $74,411 Cultivation $74,627 Other Business $68,064 Packet Page 200 Item 12 R ______ RESOLUTION NO. ______ (2019 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, APPROVING CANNABIS OPERATOR PERMIT RANKING CRITERIA AND THE ANNUAL APPLICATION SUBMITTAL PERIOD (CODE-1058-2017) WHEREAS, in 2017, the California legislature passed, and Governor Brown signed Senate Bill 94, which enacted the Medicinal and Adult-Use Cannabis Regulation and Safety Act (“MAUCRSA”), repealed the Medical Cannabis Regulation and Safety Act (“MCRSA”) but incorporated certain provisions of MCRSA into the licensing provisions established by Proposition 64; and WHEREAS, the City Council of the City of San Luis Obispo conducted a public hearing in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California, on May 15, 2018 and adopted Ordinance 1647 that amended Title 17 (Zoning Regulations) of the Municipal Code to establish land use regulations for the operation of commercial cannabis businesses, and repealed and replaced Title 9, Public Peace, Morals and Welfare (Chapter 9.10.) of the Municipal Code related to cannabis regulation; and WHEREAS, the City Council of the City of San Luis Obispo conducted a public hearing on October 16, 2018 in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California, and continued the review of the Cannabis Operator Permit Ranking Criteria and the annual application submittal period providing direction to staff on adjustments to be made to the criteria; and WHEREAS, the City Council of the City of San Luis Obispo adopted on November 27, 2018 in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California, a resolution that established the Cannabis Operator Permit Ranking Criteria (Exhibit A) and the annual application submittal period; and WHEREAS, the City Council of the City of San Luis Obispo conducted a public hearing on December 3, 2019 in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California, for the purpose of updating the Cannabis Operator Permit Ranking Criteria (Exhibit A). NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo as follows: Packet Page 201 Item 12 Resolution No. ________ (2019 Series) Page 2 R _______ SECTION 1. Findings. 1. The proposed Cannabis Operator Permit Ranking Criteria (Exhibit B) establishes the ranking criteria for individuals who apply for a Cannabis Operator Permit to operate a cannabis business activity in the City consistent with Municipal Code Chapter 9.10, Section 9.10.070 (A). 2. The proposed timeframe in which applications are submitted annually is consistent with Municipal Code Chapter 9.10, Section 9.10.070 (B). SECTION 2. Environmental Review. The project is exempt from environmental review per the Business and Professions Code (Section 26055(h)) because the project includes the adoption of ordinances, rules, or regulations for the purpose of regulating cannabis business activity in the City. The City’s cannabis business regulations require discretionary review and approval of permits, licenses, or other authorizations to engage in commercial cannabis activity. Future applications for commercial cannabis business activities in the City will be subject to CEQA, per the normal environmental review process. SECTION 3. Action. The City Council hereby approves Cannabis Operator Permit Ranking Criteria (Exhibit A) and annual application submittal timeframe subject to the following conditions: 1. All Cannabis Businesses shall be evaluated by the Cannabis Operator Permit Ranking Criteria as outlined in Exhibit A. 2. The first annual application submittal period coincided with the first three weeks of 2019 (January 7 through close of business on January 29, 2019). Following that initial application period, the City Council delegates its authority to the City Manager to open up new application periods on an as needed basis to include July 1 through July 31 of each calendar year. 3. The City Manager is authorized to make minor modifications to this evaluation criteria to ensure that the application process is implemented in a manner that is consistent with the intent of Ordinance 1647. Any future changes to the criteria outlined in Exhibit A will be published at least 10 days in advance of any application period opening. Packet Page 202 Item 12 Resolution No. ________ (2019 Series) Page 3 R _______ 4. This resolution supersedes Resolution 10966 (2018 Series) to the extent inconsistent herewith. Upon motion of Council Member __________, seconded by Council Member _____________, and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this ______ day of ____________ 2019. ____________________________________ Mayor Heidi Harmon ATTEST: ____________________________________ Teresa Purrington City Clerk APPROVED AS TO FORM: _____________________________________ J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this __________ day of ____________________, ____________. ____________________________________ Teresa Purrington City Clerk Packet Page 203 Item 12 CITY OF SAN LUIS OBISPO Cannabis Business License Operator Permit 1Scoring Guidelines 1. Applicant will provide one hard copy and a digital copy in a readable PDF form make three copies of each application and proposal. 2. City will compile any additional information related to the applicant for consideration. 3. Discussion between the reviewers during the evaluation will be limited to clarification to ensure an equal understanding of the application. 4. Questions can also be directed to the consultant. 5. Each reviewer will complete a score sheet for each proposal. 6. Points may be awarded in an amount up to the possible points in each scoring criteria. 7. Each completed score sheet will be given to the consultant. 8. The consultant will review all three the score sheets for each proposal. 9. If there is a scoring deviation between reviewers on any scoring criteria of more than 30%, the consultant will discuss this specific score with the reviewers. 10. An adjusted score may be agreed upon by the reviewers and the consultant. 11. Once all criteria scores are reviewed and agreed upon, the total aggregate score for the all three-review panel ers will be totaled then divided by the number of reviewers three to obtain the final score. 12. For an applicant to qualify for a contingent operator permit, the applicant must score from an average of all scorers at or above 70% of the total available points on the application of that application period. 1 Changes made to this page for the Cannabis Business Operator Permit Scoring Guidelines to mirror language used on the Commercial Cannabis Business Operator Permit Application and to correctly reflect the structure of the seven -member Review Panel. Applicant: Reviewer: Automatic Fail Criteria: ·Application received after the final filing date. ·Application is incomplete or inaccurate. ·Facility does not meet City business licensing standards. ·Only one license applicant allowed per location. It is the applicant’s responsibility to verify that must ask potential landlords do not if they have existing, competing cannabis business applicants. Definitions: An "applicant" is the entity petitioning for the Cannabis Business Operator Permit license and A "principal(s)" are the individual members of the applicant team. A "primary principal" is defined as an individual who has a 10% or greater ownership stake of the applicant business. An "operator" is an applicant that has been licensed and conducts or conducted active cannabis operations. A "majority" is defined as a greater number; more than half. An equal number does not constitute a majority. Packet Page 204 Item 12 Adult-Use Retail Cannabis Merit-Based Criteria and Possible Points All applications for a license will be evaluated using the merit criteria outlined below. Applicants must submit supplemental documentation or references with the application that support the statements below for review by the City. Packet Page 205 Item 12 Manufacturing, Distribution and Non-Storefront Retail Evaluation Criteria Merit Criteria 1.0 - Community Benefit Community Benefit (A): Applicant demonstrates a commitment to City through local hiring and community support. Select all that apply within each category and total score. (Up to 20 Points – Deviation Threshold 6 Points) Possible points Applicant score 1.1A Over 90% of employees will be San Luis Obispo County residents. (10 points) or 60% - 90% of employees will be San Luis Obispo County residents. (5 points) 10 1.2A Over 80% of supply and equipment expense (non-labor, non-rent expense) will be sourced from businesses within 90 miles. (10 points) or 50% - 80% of supply and equipment expense (non-labor, non-rent expense) will be sourced from local businesses within 90 miles. (5 points) 10 Total Community Benefit (A) 20 Community Benefit (B): Continued support of community programs in San Luis Obispo (i.e. park cleanups, facility improvements, donating supplies/equipment to youth programs). (Up to 10152 Points - Deviation Threshold 3 points) Possible points Applicant score 1.1B Providing over 20 hours per month of community support. (5 points) or Providing over3 10-20 hours per month of community support. (2 points) 5 1.2B Provide over $1,000 per month for community support. (5 points) or Provide up to $1,000 per month for community support. (2 points) 5 1.3B Applicant can demonstrate a history of supporting local community programs for the past one year.4 (5 points) 5 Total Community Benefit (B) 15 Total Merit Criteria 1.0 35 2 Correction to possible points available in “Community Benefit (B)”. 3 Clarifies range between “over 20 hours” (worth 5 points) “and 10 -20 hours” (2 points). 4 Specifies the range for demonstrating a “history” of supporting local community programs. Packet Page 206 Item 12 Merit Criteria 2.0 - Equity and Labor Applicant commits to equity ownership and competitive compensation in comparison to other mainstream commercial businesses. Applicants commitment will be confirmed during annual permit renewal process. Select all that apply and total score. (Up to 20 Points – Deviation Threshold 9 Points) Possible points Applicant score 2.1 Applicant includes 3 or more principals with 2% equity or higher who have earned at or below the median household income at the time of application. (8 points) or Applicant includes 1 or 2 primary principals who have earned at or below the median household income at the time of application. (4 points) 8 2.2 Business will have an average pay rate for entry and mid-level positions of at least 40% more than the median local income for similar positions in other mainstream businesses. (8 points) or Business will have an average pay rate for entry and mid-level positions of at least 20% more than the median local income for similar positions in other mainstream businesses. (4 points) 8 2.3 Base wages of employees exceed the minimum wage by at least $3.00/hr. 2 2.4 Business will allow "labor peace agreement" at 20 or more non-management employees.5 2 Total Merit Criteria 2.0 20186 5 Eliminate the “labor peace agreement” for “non-management” points; state law triggers at 20 employees. 6 New total merit criteria points available in “2.0 Equity and Labor”. Packet Page 207 Item 12 Merit Criteria 3.0 - Financial Investment Financial Investment: Applicant has plans and capital to support a vibrant business within the City. (Up to 25 Points – Deviation Threshold 3 Points) Possible points Applicant score 3.1 Applicant demonstrates financial capacity to capitalize, start up, and sustain business operations. 1-10 3.2 Applicant commits to develop raw land that has been zoned for commercial use for a commercial cannabis facility. 1-10 3.3 Applicant commits to major improvements, including façade rehabilitation, building expansion, site improvements and/or other investments in an underutilized/underdeveloped site that has been zoned for commercial use for a commercial cannabis facility. 1-5 3.4 The proposed cannabis business site can accommodate the required number of parking spaces with safe and convenient access for customers/employees. 1-5 Total Merit Criteria 3.0 30 Totals Total GENERAL Merit Criteria Points Available 8357 Total GENERAL Merit Criteria Points Awarded Total % Packet Page 208 Item 12 Cultivation Evaluation Criteria Merit Criteria 1.0 - Community Benefit Community Benefit (A): Applicant demonstrates a commitment to City through local hiring and community support. Select all that apply within each category and total score. (Up to 20 Points – Deviation Threshold 6 Points) Possible points Applicant score 1.1A Over 90% of employees will be San Luis Obispo County residents. (10 points) or 60% - 90% of employees will be San Luis Obispo County residents. (5 points) 10 1.2A Over 80% of supply and equipment expense (non-labor, non-rent expense) will be sourced from businesses within 90 miles. (10 points) or 50% - 80% of supply and equipment expense (non-labor, non-rent expense) will be sourced from local businesses within 90 miles. (5 points) 10 Total Community Benefit (A) 20 Community Benefit (B): Continued support of community programs in San Luis Obispo (i.e. park cleanups, facility improvements, donating supplies/equipment to youth programs). (Up to 10 158 Points - Deviation Threshold 3 points) Possible points Applicant score 1.1B Providing over 20 hours per month of community support. (5 points) or Providing over 10-20 hours per month of community support. (2 points) 5 1.2B Provide over $1,000 per month for community support. (5 points) or Provide up to $1,000 per month for community support. (2 points) 5 1.3B Applicant can demonstrate a history of supporting local community programs for the past one year.9(5 points) 5 Total Community Benefit (B) 15 Total Merit Criteria 1.0 35 8 Correction to possible points available in “Community Benefit (B)”. 9 Specifies the range for demonstrating a “history” of supporting local community programs. Packet Page 209 Item 12 Merit Criteria 2.0 - Equity and Labor Applicant commits to equity ownership and competitive compensation in comparison to other mainstream commercial businesses. Applicants commitment will be confirmed during annual permit renewal process. Select all that apply and total score. (Up to 20 Points – Deviation Threshold 9 Points) Possible points Applicant score 2.1 Applicant includes 3 or more principals with 2% equity or higher who have earned at or below the median household income at the time of application. (8 points) or Applicant includes 1 or 2 primary principals who have earned at or below the median household income at the time of application. (4 points) 8 2.2 Business will have an average pay rate for entry and mid-level positions of at least 40% more than the median local income for similar positions in other mainstream businesses. (8 points) or Business will have an average pay rate for entry and mid-level positions of at least 20% more than the median local income for similar positions in other mainstream businesses. (4 points) 8 2.3 Base wages of employees exceed the minimum wage by at least $3.00/hr. 2 2.4 Business will allow "labor peace agreement" at 20 or more non-management employees. 2 Total Merit Criteria 2.0 201810 Merit Criteria 3.0 - Medical Retail Commitment Medical Retail Commitment (up to 10 points) Possible points Applicant score 3.1 Applicant commits to retain a California state medicinal cannabis cultivation license. 10 Total Merit Criteria 3.0 10 10 New total merit criteria points available in “2.0 Equity and Labor”. Packet Page 210 Item 12 Merit Criteria 4.0 - Sustainability Applicant demonstrates past experience in and/or commits to sustainable and environmental business or building practices utilizing recognized industry standards. Applicants actions will be confirmed during annual permit renewal process. Select all that apply and total score. (Up to 20 Points – Deviation Threshold 6 Points) Possible points Applicant score 4.1 Applicant will recycle waste water (utilize purple pipe when available). 5 4.2 Applicant will utilize certified organic practices. 3 4.3 Applicant will utilize carbon free power sources for majority of power. 5 4.4 Applicant will utilize energy efficient lighting. 4 4.5 Applicant has plan to reduce water waste. 3 Total Merit Criteria 4.0 20 Merit Criteria 5.0 - Financial Investment Financial Investment: Applicant has plans and capital to support a vibrant business within the City. (Up to 25 Points – Deviation Threshold 3 Points) Possible points Applicant score 5.1 Applicant demonstrates financial capacity to capitalize, start up, and sustain business operations. 1-10 5.2 Applicant commits to develop raw land that has been zoned for commercial use for a commercial cannabis facility. 1-10 5.3 Applicant commits to major improvements, including façade rehabilitation, building expansion, site improvements, removing visual blight, and/or other investments in an underutilized/underdeveloped site that has been zoned for commercial use for a commercial cannabis facility. 1-5 5.4 The proposed cannabis business site can accommodate the required number of parking spaces with safe and convenient access for customers/employees. 1-5 Total Merit Criteria 5.0 30 Packet Page 211 Item 12 Totals Total Merit Criteria Points Available 113511 Total Merit Criteria Points Awarded Total % 11 New total for “General Merit Criteria Points Available”. Packet Page 212 Item 12 Retail Ev a lua tion Crite ria M eri t C ri ter i a 1 .0 - C o m m uni ty Benef i t C om m un i t y B ene f i t ( A ) : A ppl i c ant dem onst r at es a c om m i t m ent t o C i t y t hr oug h l oca l h i r i ng and c om m uni t y suppo r t . S el e ct al l t hat app l y w i t hi n ea ch c a t eg or y and t o t a l sc or e . ( U p t o 20 P oi nt s – D ev i a t i o n T hr es ho l d 6 Poin t s ) P os si b l e point s A pp l i can t sc ore 1.1A O v er 90% o f em pl oy ee s wi l l b e San Lu i s Ob i sp o C oun t y r es i den t s. ( 10 po i nts ) 10 or 60 % - 90% of em pl oy ee s wil l be S an Lu i s Ob i spo C ount y r es i den t s. ( 5 po i nt s ) 1.2A O v er 80% o f supp l y and e q ui pm ent exp ens e ( non - l abo r , non - r ent e xpen se ) w i l l be sour c ed f r om busi n es se s wi t hi n 90 m i l es . ( 10 po i n t s) 10 or 50 % - 80% of supp l y and e qu i pm ent expe nse ( non - l abor , non - r ent exp ens e) w i l l be s our c ed f r om l oca l busi n es s es w i t h i n 90 m i l e s. ( 5 po i nts ) T otal C o m m u n ity Bene f it ( A) 20 C om m un i t y B ene f i t ( B ) : C ont i n ued s uppo r t o f com m uni t y pr og r am s i n San Lu i s O bi spo ( i . e. pa r k cl ea nups, f ac i l i t y i m pr ov em ent s, don at i ng suppl i es / equ i pm ent t o y out h pr og r am s) . ( U p t o 10 Point s - D ev i at i on T h r es h o l d 3 po i n t s) P os si b l e point s A pp l i can t sc ore 1.1B Prov i di ng ov er 20 ho ur s pe r m ont h of c om m uni t y suppor t . ( 5 po i nt s) 5 or Pr ov i di ng ov er 10 - 20 hour s p er m ont h o f com m un i t y suppo r t . ( 2 po i nt s) 1. 2B Prov i de ov er $1, 000 p er m ont h f or com m uni t y suppor t . ( 5 p oi n t s) 5 or Pr ov i de up t o $1, 000 p er m ont h f o r com m uni t y suppor t . ( 2 p oi n t s) 1. 3B A ppl i c ant ca n dem onst r at e a hi s t o r y of supp or t i ng l oc a l com m uni t y pr og r am s. ( 5 poi n t s) 5 T otal C om m u n ity Bene f it ( B ) 15 To t a l M er i t C ri ter i a 1.0 35 Packet Page 213 Item 12 Merit Criteria 2.0 - Experience Record of compliant current or previous business operations: A pp l i c ant has pr ev i ous r ec or d of op er a t i n g a c om pl i ant c anna bi s ope r at i on (i n cl u di ng m edi ca l ). A com pl i ant oper at i on i s d e f i ne d as hav i ng a s ubs t an t i a l l y com pl i an t r ec o r d (m ay hav e s om e m i nor r e so l v ed/cor r ec t ed v i o l at i on s) w it ho ut a do cum ent ed h i s t or y of unr es ol v ed l oca l or st at e l e v el v i ol at i ons r e l a t i ng , bu t not l i m i t ed t o : bus i ne ss co d e, publ i c s af e t y , env i r onm ent a l i m pac t s , em pl oym ent , and f i n anc i al pay m ent s. (U p t o 30 Po i n t s – D ev i a t i on T h r es ho l d 9 P oi n t s ) Possible points Applicant score 2.1 91% t o 100 % o f t h e pr i m ar y pr i nci pal s ha v e ope r a t ed a l oc al com pl i an t ca nnab i s oper a t i on f or 5 o r m or e y ea r s. 35 or 81 % t o 90 % of t he pr im ar y pr i nci pa l s h av e ope r at ed a l oca l com pl iant ca nnab i s oper at i on f or 5 or m or e y ea r s. 30 or 71 % t o 80 % of t he pr im ar y pr i nci pa l s h av e ope r at ed a l oca l com pl iant ca nnab i s oper at i on f or 5 or m or e y ea r s. 25 or 61 % t o 70 % of t he pr im ar y pr i nci pa l s h av e ope r at ed a l oca l com pl iant ca nnab i s oper at i on f or 5 or m or e y ea r s. 20 or 51 % t o 60 % of t he pr im ar y pr i nci pa l s h av e ope r at ed a l oca l com pl iant com m er ci al ca nn abi s ope r a t i on f o r 5 o r m or e y ea r s. 15 2.2 10 -50% of t h e pr i m ar y pr i n ci pa l s o per at ed a c om pl i an t ca nna bi s ope r at i on o ut si d e of SL O C ount y f o r 5 o r m or e y ea r s . 10 or 10 -50% of t he pr i m ar y pr i n ci p al s ope r a t ed a com pl i an t ca n nab i s op er a t i on out s i de o f SL O C oun t y f or l es s t h an 5 y ea r s. 5 Total Merit Criteria 2.0 35 Packet Page 214 Item 12 M eri t C ri ter i a 3 .0 - Equit y an d Lab o r Applicant commits to equity ownership and competitive compensation in comparison to other mainstream commercial businesses. Applicants commitment will be confirmed during annual permit renewal process. Select all that apply and total score. (Up to 20 Points – Deviation Threshold 9 Points) P os si b l e point s A pp l i can t sc ore 3.1 Applicant includes 3 or more principals with 2% equity or higher who have earned at or below the median household income at the time of application. (8 po i nt s) 8 or Applicant includes 1 or 2 primary principals who have earned at or below the median household income at the time of application. (4 point s) 3.2 Business will have an average pay rate for entry and mid-level positions of at least 40% more than the median local income for similar positions in other mainstream businesses. (8 po i nts ) 8 or Business will have an average pay rate for entry and mid -level positions of at least 20% more than the median local income for similar positions in other mainstream businesses. (4 point s) 3.3 Base wages of employees exceed the minimum wage by at least $3.00/hr. 2 3.4 Business will allow "labor peace agreement" at 20 or more non-management employees. 2 To t a l M er i t C ri ter i a 3.0 20 Packet Page 215 Item 12 M eri t C ri ter i a 4 .0 - M es s a g i n g 4.1 Applicant commits to responsible use messaging practices. Select all that apply and total score. (Up to 10 Points – Deviation Threshold 3 Points) P os si b l e point s A pp l i can t sc ore 4.2 Business articulates strategy to keep cannabis from being diverted to minors including advertising that is appropriately targeted to adult audiences. 1-5 4.3 Business promotes responsible use including messaging on packaging, offering lower dose THC product options, offering to track use via "user determined quotas", posting information on cannabis use disorder and cautions re: development of the adolescent brain. 1-5 To t a l M er i t C ri ter i a 4.0 10 M eri t C ri ter i a 5 .0 - M edi c a l R et a i l C o m m i t m ent Medical Retail Commitment (up to 10 points) P os si b l e point s A pp l i can t sc ore 5.1 Applicant commits to provide retail medical cannabis products to consumers. 10 To t a l M er i t C ri ter i a 5.0 10 Packet Page 216 Item 12 M eri t C ri ter i a 6 .0 - P ro pert y C o nt ro l C ontr ol o f bu si ne ss l oca t i on: Applicant demonstrates control of a site to ensure a successful and timely transition from being awarded a license to opening the business. Incomplete purchase or lease agreements do not constitute site control. (Up to 10 Points – Deviation Threshold 3 Points) P os si b l e point s A pp l i can t sc ore Choose one: 6.1 Majority ownership in site property. 10 6.2 Minority ownership in site property. 8 6.3 10+ years future lease of site property. 8 6.4 5-10 years future lease of site property. 5 6.5 2-5 years future lease of site property. 3 6.6 Less than 2 years future lease of site property. 1 To t a l M er i t C ri ter i a 6.0 10 M eri t C ri ter i a 7 .0 - F i na nc i a l I nv es tm en t Financ i al Inves t m ent : Applicant has plans and capital to support a vibrant business within the City. (Up to 25 Points – Deviation Threshold 3 Points) P os si b l e point s A pp l i can t sc ore 7.1 Applicant demonst rates financial capacity to capitalize, start up, and sustain business operations. 1-10 7.2 Applicant commits to major improvements, including façade rehabilitation, building expansion, site improvements, removing visual blight, and/or other investments in an underutilized/underdeveloped site that has been zoned for commercial use for a commercial cannabis facility. 1-5 7.3 The proposed cannabis business site can accommodate the required number of parking spaces and safe and convenient access for customers/employees. 1-5 To t a l M er i t C ri ter i a 7 .0 20 Packet Page 217 Item 12 To t a l s Total Merit Criteria Points Availab le 140 Total Merit Criteria Points Aw ar d e d To t a l % Packet Page 218 Item 12 O ______ ORDINANCE NO. _____ (2019 SERIES) AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, AMENDING THE MUNICIPAL CODE PUBLIC PEACE, MORALS AND WELFARE (CHAPTER 9.10) REGULATIONS FOR COMMERCIAL CANNABIS BUSINESS BUSINESSES AND PERSONAL CULTIVATION WHEREAS, the City of San Luis Obispo adopted on _____________, 2019, in the Council Chamber of City Hall, 990 Palm Street, San Luis Obispo, California , an amendment to the Municipal Code, Chapter 9.10, Regulations for Commercial Cannabis and Personal Cultivation; and NOW, THEREFORE, BE IT ORDAINED by the Council of the City of San Luis Obispo as follows: SECTION 1. Section 9.10.070, subsection A of the San Luis Obispo Municipal Code is hereby amended as reflected in Exhibit A to read as follows: A. Application. A person shall apply for a commercial cannabis operator permit by submitting an application to the city during the annual application period or any other period established by City Manager. The City Council will, by resolution, adopt criteria by which all applications will be reviewed, applicants qualified and, in the case of retail and cultivation businesses, also ranked. Those applicants that are selected will have the opportunity to apply for a use permit as outlined in Section 17.86.080. Each application shall designate at least one responsible party. If a person is not selected to receive a commercial cannabis operator permit, the person may reapply during the next annual application period or any subsequent application period established by the City Manager. SECTION 2. Section 9.10.070, subsection B of the San Luis Obispo Municipal Code is hereby amended as reflected in Exhibit A to read as follows: B. Application Submittal Timeframe. A person may only submit one application per permit type, per application period, for a commercial cannabis operator permit, during the annual application period designated by resolution of the city council or any subsequent application period established by the City Manager. An Applicant who is unsuccessful in any application period may submit another application in any subsequent application period. The commercial cannabis operator permit will be valid for twelve months. Once a permit is obtained, the applicant can apply annually for renewal. There is no guarantee that an applicant will receive a commercial cannabis operator permit in the first instance. Due to limitations on the number of certain permits, even a highly ranked applicant for a retail or cultivation permit may not receive a commercial cannabis operator permit and even an applicant who receives a commercial cannabis operator permit is not guaranteed that any subsequent, required land use permit, as outlined in Section 17.86.080, will be approved. Packet Page 219 Item 12 Ordinance No. _____ (2019 Series) Page 2 O ______ SECTION 3. Ordinance Number 1647 (2018 Series) is hereby amended and superseded to the extent inconsistent herewith. SECTION 4. Severability. If any subdivision, paragraph, sentence, clause, or phrase of this Ordinance is, for any reason, held to be invalid or unenforceable by a court of competent jurisdiction, such invalidity or unenforceability shall not affect the validity or enforcement of the remaining portions of this Ordinance, or any other provisions of the city' s rules and regulations. It is the city' s express intent that each remaining portion would have been adopted irrespective of the fact that any one or more subdivisions, paragraphs, sentences, clauses, or phrases be declared invalid or unenforceable. SECTION 5. A summary of this ordinance, together with the names of Council members voting for and against, shall be published at least five (5) days prior to its final passage, in The Tribune, a newspaper published and circulated in this City. This ordinance shall go into effect at the expiration of thirty (30) days after its final passage. INTRODUCED on the _______ day of __________ 2019, AND FINALLY ADOPTED by the Council of the City of San Luis Obispo on the _______ day of ___________, 2019, on the following vote: AYES: NOES: ABSENT: ____________________________________ Mayor Heidi Harmon ATTEST: ____________________________________ Teresa Purrington City Clerk APPROVED AS TO FORM: _____________________________________ J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this ______ day of ______________, _________. ______________________________ Teresa Purrington, City Clerk Packet Page 220 Item 12 EXHIBIT A 1 Chapter 9.10 Cannabis Regulations 9.10.010 Purpose and Intent. 9.10.020 Definitions 9.10.030 Personal Cultivation Limited 9.10.040 Commercial Cannabis/City Permit and State License Required 9.10.050 Regulations and Fees 9.10.060 Display and Production of Permits 9.10.070 Commercial Cannabis Operator Permit Application Procedures and Requirements. 9.10.080 Renewal of Permit 9.10.090 Suspension or Revocation of Permit 9.10.100 Appeal 9.10.110 Right to Occupy and Use Property for Commercial Cannabis Activity 9.10.120 Prohibition on Transfer of Commercial Cannabis Operator Permits. 9.10.130 Records and Reporting. 9.10.140 Inspection and Enforcement. 9.10.150 Outdoor Commercial Cannabis Cultivation and Activities Prohibited 9.10.160 Indemnification, Insurance, Reimbursement, Consent 9.10.170 Compliance with Laws 9.10.180 Permit Violation 9.10.190 Permit Compliance Monitoring 9.10.200 Permit Holder Responsible for Violations by Employees or Agents 9.10.210 Consumption or Use Prohibited On-site and In Public 9.10.220 Concurrent Alcohol Sales or Service Prohibited 9.10.230 Minors 9.10.240 Sale of Cannabis, Cannabis Products or Cannabis Accessories by Vending Machine prohibited 9.10.250 Security Measures 9.10.260 Limitations on City’s Liability. 9.10.270 Fees Deemed Debt to City 9.10.280 Violation and Penalties 9.10.290 Severability 9.10.010 Purpose and Intent. A. It is the primary purpose and intent of this Chapter to protect the health, safety, and welfare of the residents of the City of San Luis Obispo from the negative impacts of illegal commercial and non-commercial cannabis activity, and of state authorized cannabis activity, by enforcing City ordinances, rules and regulations consistent with applicable State law, including, but not limited to, the Compassionate Use Act, the Medical Marijuana Program Act, the Adult Use of Marijuana Act, and the Medicinal and Adult Use of Cannabis Regulatory and Safety Act. Packet Page 221 Item 12 EXHIBIT A 2 B. This Chapter is not intended to, and shall not be construed to, prohibit or interfere with any right, defense or immunity under Health and Safety Code Section 11362.5 (the Compassionate Use Act), or under Health and Safety Code Section 11362.7 et. seq. (the Medical Marijuana Program Act). C. This Chapter is not intended to, and shall not be construed to, prohibit or interfere with any right, defense or immunity of any person 21 years of age or older relating to the adult personal possession or cultivation of cannabis or marijuana consistent with the provisions of the Control, Regulate and Tax Adult Use of Marijuana Act, and the Medicinal and Adult Use of Cannabis Regulatory and Safety Act. D. Nothing in this Chapter shall be construed to authorize the cultivation, possession or use of marijuana for any purpose inconsistent with state or local law. E. Any reference to California statutes includes any regulations promulgated thereunder and is deemed to include any successor or amended version of the referenced statute or regulation. 9.10.020 Definitions A. State defined terms. Words or terms used in this chapter that are defined words or terms in Business and Professions Code Section 26001, or Health and Safety Code Section 11362.7 (the Statutes”) shall have the meanings ascribed to them in the Statutes as they now read, or as they may be amended to read. These state defined words and terms include, but are not limited to, “cannabis,” “cannabis accessories,” “cannabis concentrate,” “cannabis products,” “commercial cannabis activity,” “cultivation,” “delivery,” “distribution,” “license,” “live plants,” “manufacture,” “operation,” “person,” “premises,” “sell,” “sale,” “to sell.” Some of these terms are also set forth in Chapter 17.100 of this code. In the event of conflict in the definitions, the definitions in Chapter 17.100 shall control; provided the terms defined in subsection B below shall control over any other definition. B. City defined terms. The following words or terms used in this chapter have the following meanings: 1. “Commercial Cannabis Business” means any person or entity engaging in any business, operation or activity which is Commercial Cannabis Activity under state law in the City. 2. “Commercial Cannabis Operator Permit” means a permit required by the City of San Luis Obispo pursuant to this chapter to conduct Commercial Cannabis Activity or a Commercial Cannabis Business in the City. Packet Page 222 Item 12 EXHIBIT A 3 3. “Responsible Party(ies)” shall be one or more individuals who have an ownership interest in a Commercial Cannabis Activity and are designated to be personally responsible for compliance with all terms and conditions of the Commercial Cannabis Operator Permit, all other permits required by the City, and all ordinances and regulations of the City. Any person having an ownership interest of more than fifty percent in a Commercial Cannabis Activity shall be designated a Responsible Party on the application. If no individual owns more than fifty percent of a Commercial Cannabis Activity, the individual owning the largest share shall be a Responsible Party, and if multiple individuals have the same percentage interest, each one shall be a Responsible Party. More than one individual can be designated a Responsible Party. 4. “Cannabis Event” means a public or private event where compensation is provided or exchanged, either directly or indirectly or as part of an admission or other fee for service, for the provision, hosting, promotion or conduct of the event where consumption of cannabis is part of the activities. 9.10.030 Personal Cultivation Limited A. Maximum Six Plants Outdoors Per Parcel. It shall be unlawful for any person to plant, cultivate, harvest, dry, process, maintain, possess or store outdoors, more than six (6) live cannabis plants on any parcel containing one or more private residences. This limitation on outdoor personal cannabis activities applies per parcel, regardless of the number of residents in each private residence, and regardless of the number of residences on the parcel. This limitation applies to cannabis live plants for either adult recreational use or medicinal purposes. Outdoor personal cultivation shall comply with applicable provisions of chapter 17.99 of this Code. B. Maximum Six Plants Per Private Residence, Indoors and Outdoors. It shall be unlawful for the cumulative total of cannabis plants per private residence, indoors and outdoors, to exceed six (6) cannabis live plants, regardless of number of persons residing in the private residence. This limitation applies to cannabis live plants for either adult recreational use or medicinal purposes. Any live cannabis plants grown indoors shall comply with applicable provisions of Chapter 17.99 of this Code. C. No Outdoor Cultivation on Parcel without Private Residence. It shall be unlawful for any person to plant, cultivate, harvest, dry, process, maintain, possess or store any cannabis live plants outdoors on a parcel that does not have a private residence used for residential dwelling purposes by the person cultivating the cannabis live plants. Packet Page 223 Item 12 EXHIBIT A 4 D. Neighborhood Impacts of Personal Cultivation. There shall be no exterior evidence of cannabis cultivation occurring at the property visible by normal unaided vision from a public place or the public right-of-way and any outdoor cultivation shall comply with provisions of Chapter 17.99.040 of this code. Personal cultivation of cannabis, for recreational adult use or for medicinal purposes, shall not create odors, dust, heat, noise, light, glare smoke or other impacts to people of normal sensitivity living, working or lawfully present in the vicinity of the personal cultivation site. Impacts that cross the nearest property line of any other parcel, beyond that parcel on which the personal cultivation is conducted, or that are visible or noticeable with normal unaided vision, from a public place or the public right of way, or from any separately owned, leased or controlled private residence or business on the same parcel as the private residence responsible for the personal cultivation, are unlawful. E. No Hazardous Personal Cultivation. Personal cultivation, harvesting, drying, or processing of cannabis, for recreational adult use or medicinal purposes, that uses or stores hazardous or toxic chemicals or materials, creates hazardous or toxic products or wastes, or uses volatile processes or other methods or substances that pose a significant risk to public health or safety, is prohibited and unlawful. 9.10.040 Commercial Cannabis/City Permit and State License Required A. City Commercial Cannabis Operator Permit Required. No person shall engage in Commercial Cannabis Activity or have an ownership interest in, operate, or manage, a Commercial Cannabis Business without obtaining and continuously maintaining a Commercial Cannabis Operator Permit pursuant to this chapter. B. Commercial Cannabis Operator Permit and State License(s) Required. It shall be unlawful for any person to own, conduct, manage, operate, engage or participate in, work or volunteer at a Commercial Cannabis Activity or Commercial Cannabis Business that does not have a valid Commercial Cannabis Operator’s Permit issued pursuant to this chapter and other City permits or licenses required by this Code, in addition to the appropriate license(s) required by state law to conduct the Commercial Cannabis Activity. Any Commercial Cannabis Business or Commercial Cannabis Activity conducted without all required City and state permits and licenses is prohibited and unlawful and is hereby declared to be a public nuisance. 9.10.050 Regulations and Fees. The City Council shall by resolution or ordinance adopt such forms, fees, regulations and procedures as are necessary to implement this Chapter with respect to the application and qualification for, and the selection, future selection, investigation, process, issuance, renewal, revocation, and suspension of, Commercial Cannabis Operator Permits. Packet Page 224 Item 12 EXHIBIT A 5 9.10.060 Display and Production of Permits A. Dual Permits Posted and Visible. A copy of the Commercial Cannabis Operator Permit issued by the City of San Luis Obispo pursuant to this Chapter, together with a copy of the appropriate state license(s) for the Commercial Cannabis Activity being conducted, shall be posted and readily visible to the public at all times, at each location where Commercial Cannabis Activity occurs. B. Production of Originals for Inspection. Any owner, operator , employee or person in charge of a Commercial Cannabis Activity shall produce for inspection and copying, upon request of a City inspector, code enforcement officer, or City police officer during normal operating hours, the original of the current and valid City of San Luis Obispo Commercial Cannabis Operator Permit and the appropriate, current and valid license(s) of the State of California for the Commercial Cannabis Activity(ies) or Commercial Cannabis Business(es) being conducted. 9.10.070 Commercial Cannabis Operator Permit Application Procedures and Requirements A. Application. A person shall apply for a commercial cannabis operator permit by submitting an application to the city during the annual application period or any other period established by City Manager. The Ccity Ccouncil will, by resolution, adopt criteria by which all applications will be reviewed, applicants qualified and, in the case of retail and cultivation businesses, also ranked. Those applicants that are selected will have the opportunity to apply for a use permit as outlined in Section 17.86.080. Each application shall designate at least one responsible party. If a person is not selected to receive a commercial cannabis operator permit, the person may reapply during the next annual application period or any subsequent application period established by the City Manager. B. Application Submittal Timeframe. A person may only submit one application per permit type, per application period, for a commercial cannabis operator permit, during the annual application period designated by resolution of the city council or any subsequent application period established by the City Manager. An Applicant who is unsuccessful in any application period may submit another application in any subsequent application period. The commercial cannabis operator permit will be valid for twelve months. Once a permit is obtained, the applicant can apply annually for renewal. There is no guarantee that an applicant will receive a commercial cannabis operator permit in the first instance. Due to limitations on the number of certain permits, even a highly ranked applicant for a retail or cultivation permit may not receive a commercial cannabis operator permit and even an applicant who receives a commercial cannabis operator permit is not guaranteed that any subsequent, required land use permit, as outlined in Section 17.86.080, will be approved. Packet Page 225 Item 12 EXHIBIT A 6 A. Grounds for Automatic Disqualification. In addition to any other reason that may be established by the City Council as a basis for disqualification, an applicant shall be disqualified from applying for, or obtaining, a Commercial Cannabis Operator Permit if: 1. The applicant fails to timely file an application during the annual application period. 2. The Responsible Party refuses to sign the application and agree to be personally responsible for compliance, and personally liable for failure to comply, with the provisions of this chapter. 3. The applicant, or any of its officers, directors or owners, or any person listed in the application, has been convicted of a felony or offense referenced in Business Professions Code Section 26057; or has been subject to fines, penalties, or sanctions for cultivation or production of a controlled substance on public or private lands or for unauthorized commercial cannabis activities as specified in Business and Professions Code Section 26057; or has had a commercial cannabis license suspended or revoked by the State of California or any city or county in any stat, within the three years preceding the date the application is filed, or is ineligible to apply for a state cannabis license. No person who has been convicted of such a felony or offense, or subject to such fines, penalties, sanctions, suspension or revocation may be engaged (actively or passively) in the operation, management or ownership of any Commercial Cannabis Business. A conviction within the meaning of this Chapter means a plea or verdict of guilty or a conviction or diversion following a plea of nolo contendere. 4. The applicant made one or more false or misleading statements or omissions in the application process. 5. Any person listed on the application is a licensed physician making patient recommendations for medical or medicinal cannabis pursuant to State law. 6. Any person listed in the application is less than twenty-one (21) years of age. B. Duration and Activation of Permit. Each Commercial Cannabis Operator Permit issued pursuant to this Chapter shall expire twelve (12) months after the date of its activation. The permittee may apply for renewal prior to expiration in accordance with this chapter. Each Commercial Cannabis Operator Permit must be activated within 12 months of issuance. The permit is activated by the issuance of a use permit for the Commercial Cannabis Activity pursuant to Chapter 17.99, together with all other applicable City permits and state licenses, and the Commercial Cannabis Operator thereafter opening and continuously operating the Commercial Cannabis Activity. Failure to timely activate the permit shall be deemed abandonment of the permit and the permit shall automatically lapse. Packet Page 226 Item 12 EXHIBIT A 7 9.10.080 Renewal of Permit A. Renewal Application Filing Deadline. An application for renewal of a Commercial Cannabis Operator Permit shall be filed at least sixty (60) calendar days, but not more than one hundred twenty (120) calendar days, prior to the expiration date of the permit with the City Manager or his/her designee. If the complete application and fees are timely submitted but the City does not act to approve or reject the renewal prior to expiration, the permittee may continue to operate under the expired permit until the City approves or rejects the application for renewal. B. Rejection of Renewal Application. An application for renewal of a Commercial Cannabis Operator Permit shall be rejected if any of the following exists. 1. The Commercial Cannabis Operator Permit is revoked at the time of the application or renewal. 2. The applicant conducted unpermitted commercial cannabis activities in the City or continued to conduct formerly permitted commercial cannabis activities after expiration of the permit, other than as expressly permitted by this section. 3. Any of the grounds for disqualification for prequalification set forth in Section 9.10.070(C) above, or as established by the City Council, exist at the time of application for renewal, or date of renewal. 4. The permittee fails to renew any required State of California license(s), or the State revokes or suspends the license. Revocation, termination, non-issuance or suspension of a license issued by the State of California, or any of its departments or divisions, shall immediately, concurrently revoke, terminate, or suspend, respectively, the Commercial Cannabis Operator Permit. Such automatic suspension makes it illegal for a Commercial Cannabis Business or Activity to operate within the City of San Luis Obispo until the State of California, or its respective department or division, reinstates or issues the State license. An application for renewal of a Commercial Cannabis Operator Permit may be denied if any of the following exists: 1. The application is filed less than sixty (60) days before its expiration. 2. The applicant has received an administrative citation for violating any provision of this Code relating to its Commercial Cannabis Activity(ies) in the City during the last twelve months, and the administrative citation has not been resolved in the applicant’s favor by date of application for renewal. A pending, unresolved appeal of an administrative citation shall not result in rejection of an otherwise timely and complete application, but resolution of an appeal in a manner that upholds the violation against the applicant during the application review period shall result in the immediate rejection of the application. 3. The Commercial Cannabis Business has not been in regular and continuous operation in the three (3) months immediately prior to the renewal application. Packet Page 227 Item 12 EXHIBIT A 8 4. The Commercial Cannabis Business fails to conform to the requirements of this Chapter, any regulations adopted pursuant to this Chapter or the conditions imposed as part of any Use Permit or zoning requirements under Chapter 17.99 of this Code. 5. The Commercial Cannabis Operator Permit is suspended at the time of application or renewal. C. Effect of Rejection of Application for Renewal. Operations to Cease Pending Appeals . If a renewal application is rejected, the Commercial Cannabis Operator Permit expires on the expiration date set forth in the permit, even if an appeal has been filed. All commercial cannabis activities in the City under the expired permit must stop until all appeals have been exhausted. A person or entity whose renewal application is rejected, and loses his/her/its appeal, must go through the annual Commercial Cannabis Business Operator Permit application process. 9.10.090 Suspension or Revocation of Permit. In addition to any other penalty authorized by law, a Commercial Cannabis Operator Permit may be suspended or revoked if the City finds, after notice to the permittee and opportunity to be heard, that the permittee or his or her agents or employees has violated any condition of the permit imposed pursuant to, or any provision of, this chapter. 1. Upon a finding by the City of a first permit violation within any five-year period, the permit shall be suspended for thirty days. 2. Upon a finding by the City of a second permit violation within any five-year period, the permit shall be suspended for ninety days. 3. Upon a finding by the City of a third permit violation within any five-year period, the permit shall be revoked. 9.10.100 Appeal. A. Qualification. Ranking of Retailers and Cultivators. A decision of the City to not qualify an applicant for a Commercial Cannabis Operator Permit, or to rank applicants for retail or cultivation licenses, or to allow qualified applicants with the highest rankings the first opportunity to apply for a Commercial Cannabis Operator Permit, shall be the final action of the City and not appealable. B. Non-renewal, Revocation or Suspension. A decision of the City to reject an application for renewal, or to revoke or suspend a Commercial Cannabis Operator Permit, is appealable to the City Manager. An appeal must be filed with the City Manager within ten working days after the renewal has been denied, suspended or revoked. A decision of the City Manager or his or her designee is appealable to the City Council in accordance with Chapter 1.20 of this Code. C. Effect of Suspension. During a period of license suspension, the Commercial Cannabis Business shall remove from public view, all cannabis and cannabis products, and shall not conduct any Commercial Cannabis Activity. Packet Page 228 Item 12 EXHIBIT A 9 D. Revocation. Notice to State. Pursuant to Business and Profession Code Section 26200 (c), the City Manager or his or her designee shall promptly notify the Bureau of Cannabis Control within the Department of Consumer Affairs, upon City’s revocation of any local license, permit, or authorization for a state licensee to engage in commercial cannabis activity within the City. 9.10.110 Right to Occupy and to Use Property for Commercial Cannabis Activity. As a condition precedent to the City’s issuance of a Commercial Cannabis Operator Permit pursuant to this Chapter, any person intending to open and operate a Commercial Cannabis Business shall provide evidence satisfactory to the City of the applicant’s legal right to occupy and to use the proposed location for the proposed use, together with the approval of a use permit from the City for cannabis activity at the location. In the event the proposed location is owned by or to be leased from another person, the applicant for a permit under this Chapter shall provide a signed and notarized statement from the property owner agreeing to the operation of a Commercial Cannabis Business on the property. 9.10.120 Prohibition on Transfer of Commercial Cannabis Operator Permits. A. Business Restriction to Location on Permit. It shall be unlawful for any person to transfer a Commercial Cannabis Operator Permit to a location not specified on the permit, or to operate a Commercial Cannabis Business at any place or location other than that identified on the Commercial Cannabis Operator Permit issued pursuant to this Chapter. B. Transfer or Assignment Prohibited. No person or entity shall encumber, mortgage, lien, hypothecate, give, bequeath, sell, assign or transfer, by operation of law or otherwise, any portion of the ownership or control of a Commercial Cannabis Business or a Commercial Cannabis Operator Permit to any person who does not have a Commercial Cannabis Operator Permit from the City prior to the effective date of any action described in this sen tence. The Commercial Cannabis Operator Permit permittee proposing such an action shall: 1. Notify the City in writing of the proposed action, comply with applicable regulations and provide such information as the City reasonably requests regarding the identity and qualifications of persons involved, and pay all applicable fees and charges; and 2. Provide proof that the proposed lender, lienholder, recipient, heir, buyer, assignee, transferee, or other potential recipient of any portion of the ownership or control, at the time of the notice and effective date of the proposed action, is qualified by the City to apply for a Commercial Cannabis Operator Permit and the proposed action is conditioned on the City issuing to the person a new or amended Commercial Cannabis Operator Permit. 3. Notify the city in writing within ten (10) calendar days of the action becoming final with the names and contact information of the new persons involved, together with a request that the City issue either a new or amended Commercial Cannabis Operator Permit, as applicable. Packet Page 229 Item 12 EXHIBIT A 10 C. Assignment Null and Void. Any attempt to transfer, sell, assign, give, or lien, or any transfer, sale, assignment, gift or lien, of a Commercial Cannabis Operator Permit issued pursuant to this Chapter, by operation of law or otherwise, in violation of this chapter, is prohibited. Any such action immediately voids, nullifies and terminates the Commercial Cannabis Operator Permit, which shall be of no further force or effect. 9.10.130 Records and Reports. A. City Access to Records. Subject to the Health Insurance Portability and Accountability Act (HIPAA) regulations, each Commercial Cannabis Business shall allow City of San Luis Obispo officials to have access to the Commercial Cannabis Business’s books, records, accounts, and any and all data relevant to its permitted activities for the purpose of conducting an audit, examination or inspection. Books, records, accounts, and any and all relevant data will be produced no later than twenty-four (24) hours after receipt of the City’s request or within a reasonable time as authorized in writing by the City. B. Annual Audit. Each Commercial Cannabis Business shall file with the City Manager or his/her designee an audit of its financial operations for the previous fiscal year, complete and certified by an independent certified public accountant in accordance with generally accepted auditing and accounting principles. The audit shall include but not be limited to a discussion, analysis, and verification of each of the records required to be maintained pursuant to this Chapter. The information contained in the audit shall be made available in standard electronic format which shall be compatible with programs and software used by the City, and which can easily be imported into either Excel, Access or any other contemporary software designated by the City Manager. C. Inventory Control system. All Commercial Cannabis Businesses shall maintain an inventory control and reporting system that accurately documents the present location, amounts, and descriptions of all cannabis and cannabis products for all stages of the growing and production or manufacturing, laboratory testing and distribution processes until sold or distributed. All Commercial Cannabis Businesses shall maintain records of all sales or transfers of cannabis and cannabis products. D. Employee Registry. Each owner and/or operator of a Commercial Cannabis Business shall maintain a current register of the names and the contact information (including the name, address, and telephone number) of all employees currently employed by the Commercial Cannabis Business and shall disclose such register to any City of San Luis Obispo official upon request. Packet Page 230 Item 12 EXHIBIT A 11 E. Reporting and Tracking of Product and of Gross Sales. Each Commercial Cannabis Business shall have in place a point-of-sale tracking system to track and to report on all aspects of the Commercial Cannabis Business including, but not limited to, such matters as cannabis tracking, inventory data, and gross sales (by weight and by sale) and shall ensure that such information is compatible with the City’s record-keeping systems. The system must have the capability to produce historical transactional data for review by the City of San Luis Obispo. All information provided to the City pursuant to this sub-Chapter shall be confidential and shall not be disclosed, except as may otherwise be required under law. F. Maintenance of Records. All records required by this Chapter shall be maintained by the Commercial Cannabis Business for a period of not less than seven (7) years and shall otherwise keep accurate records of all Commercial Cannabis Business activity and provide such records for inspection consistent with this Code or any rules the City Council by resolution or ordinance. 9.10.140 Inspection and Enforcement. A. Unscheduled Inspection during Business Hours. The City Manager or his/her designee and any other City of San Luis Obispo official or inspector charged with enforcing any provisions of this Code, may enter a Commercial Cannabis Business at any time during the hours of operation without notice for the purpose of inspecting the Commercial Cannabis Business for compliance with the provisions of this Code, the terms and conditions of the Commercial Cannabis Operator Permit or any other City permit or state license, including inspection of the recordings and records maintained pursuant to this Chapter or the applicable provisions of State law. The right to inspect under this inspection includes the right to copy recordings and records. B. Interference with Inspection. It is unlawful for any person who owns, operates, manages or is employed by, or has any responsibility over the operation of, a Commercial Cannabis Business, to refuse to allow, or to impede, obstruct, or interfere with, an inspection by the City, or the City’s review or copying of recordings (including audio and video recordings) and records, or to conceal, destroy, alter or falsify any recordings or records. C. Obtaining Samples. The City Manager or his/her designee or any other person charged with enforcing the provisions of this Chapter may enter the location of a Commercial Cannabis Business at any time during the hours of operation and without notice to obtain samples of cannabis and cannabis products to test for law enforcement and/or public safety purposes. Any samples obtained by the City of San Luis Obispo shall be logged, recorded, and maintained in accordance with City of San Luis Obispo Police Department standards for evidence. At all other times, the City Manager or his/her designee may enter the location of a Commercial Cannabis Business to obtain samples of cannabis upon reasonable notice, as otherwise authorized by law or pursuant to a warrant. Packet Page 231 Item 12 EXHIBIT A 12 9.10.150 Outdoor Commercial Cannabis Cultivation and Activities Prohibited. A. Outdoor Commercial Cultivation prohibited. Outdoor commercial cannabis cultivation, including, but not limited to, cultivation in greenhouses, hoop structures, and by mixed light (part daylight/part artificial light), is prohibited and unlawful. This section prohibits all outdoor commercial cannabis cultivation, including cultivation for profit or not for profit cultivation, and including commercial cultivation for adult recreational use or medicinal purposes. For purposes of this section, outdoor cultivation of cannabis by cooperatives is prohibited. All commercial cannabis cultivation shall be conducted only inside a fully enclosed structure by a person or entity with a Commercial Cannabis Operator Permit, a City use permit, and appropriate State license(s). See also Section 17.99.050 G 3 of this Code. B. Outdoor Commercial Cannabis Activities Prohibited. Outdoor storage, harvesting, drying, processing, or manufacturing of commercial cannabis or cannabis products is prohibited and unlawful. 9.10.160 Indemnification, Insurance, Reimbursement, Consent. As a condition of approval of any Commercial Cannabis Operator Permit issued pursuant to this Chapter, the permittee shall, at a minimum: A. Execute an agreement to protect, indemnify, defend (at its sole cost and expense with counsel approved by City), and hold the City of San Luis Obispo and its officers, employees, attorneys, representatives, and agents harmless from and against any and all claims, demands, losses, damages, injuries, costs, expenses (including attorneys’ fees) fines, penalties, or liabilities arising from, related to or associated with: the issuance of a Commercial Cannabis Operator Permit or use permit; the permitting or approving the operation of a Commercial Cannabis Activity; the collection of any fees, taxes, or charges from a Commercial Cannabis Business; the Commercial Cannabis Business’s or any of its owners’, operators’, managers’, employees, or agents’ violation of any federal, state or local laws; the City’s suspension, revocation or refusal to renew the Commercial Cannabis Operator Permit. B. Maintain insurance with standard City coverages and limits, but with additional conditions thereon deemed necessary by the City Attorney. C. Reimburse the City of San Luis Obispo for any and all costs, expenses, attorney fees, fines, penalties and court costs that the City of San Luis Obispo may be required to pay as a result of any legal challenge related to the City’s approval of a Commercial Cannabis Operator Permit pursuant to this Chapter or any other City permit or the City of San Luis Obispo’s approval of the operation of a Commercial Cannabis Activity. The City of San Luis Obispo may, at its sole discretion, participate at its own expense in the defense of any such action, but such participation shall not relieve the obligations imposed under this Chapter. Packet Page 232 Item 12 EXHIBIT A 13 D. Consent to unscheduled inspections, production of records and recordings, and obtaining of samples of cannabis and cannabis products by authorized City officials during normal operating hours as provided in this chapter. 9.10.170 Compliance with Laws. The Commercial Cannabis Business shall operate all times in compliance with all applicable state and local laws, regulations, and any specific, additional operating procedures or requirements which may be imposed as conditions of approval of the Commercial Cannabis Operator Permit or use permit or state license(s). Nothing in this Chapter shall be construed as authorizing any action which violates state law or local law with respect to the operation of a Commercial Cannabis Activity 9.10.180 Permit Violation. Compliance with all local and state cannabis-related laws shall be a condition of a City Commercial Cannabis Operator Permit and it shall be a violation of a Commercial Cannabis Operator Permit for a permittee or his or her agents or employees to violate any local or state - cannabis-related law. 9.10.190 Permit Compliance Monitoring. Compliance with this chapter shall be monitored by the San Luis Obispo police department, Code Enforcement staff and/or any other duly authorized agent of the City. Any compliance checks pursuant to this chapter shall be in addition to any under any other ordinances, regulations or permits. At least four compliance checks of each cannabis retailer shall be conducted during each twelve-month period. At least two compliance checks of each commercial cannabis business other than a retailer shall be conducted during each twelve-month period. The cost of compliance monitoring shall be incorporated into the annual renewal fee. 9.10.200 Permit Holder Responsible for Violations By Employees or Agents. The responsible person and any entity to whom a Commercial Cannabis Operator Permit is issued pursuant to this Chapter shall be responsible for all violations of the regulations and ordinances of the City of San Luis Obispo, committed by the permittee, any employee or agent of the permittee, which violations occur in or about the premises of the Commercial Cannabis Business, even if the responsible person is not present. Violations by an employee or agent may result in the termination or non-renewal of the permit by City. Packet Page 233 Item 12 EXHIBIT A 14 9.10.210 Consumption or Use Prohibited On-site and in Public/Cannabis Event Prohibited A. It is unlawful for any person or entity: 1. To sell, give, exchange, dispense or distribute cannabis or cannabis products for on-site consumption, use or sampling on any business premises; or 2. To consume or use cannabis or cannabis products, whether by smoking, vaping, inhaling, eating, drinking or any other means: a. in, on or about the premises of any Commercial Cannabis Business; b. in, on or about any publicly owned or operated property; any place open to, or accessible by the public; any place smoking is prohibited; or any place visible from any public place with normal unaided vision. c. in on or about any other business, club, cooperative or commercial event, regardless if open to the public or only to members, ticket holders or event invitees; d. any location where an entry or other fee is charged to attendees or to the host or where a thing of value or consideration is received or exchanged, directly or indirectly, for or related to the provision of cannabis. B. It is unlawful for any person to conduct a Cannabis Event in the City. 9.10.220 Concurrent Alcohol or Tobacco Sales or Service Prohibited. A. No person shall dispense, serve, store, give away or consume, or cause or permit the sale, dispensing, serving, giving away or consumption of alcoholic beverages or tobacco in or on the premises of a Commercial Cannabis Business. B. No person shall conduct any Commercial Cannabis Activity at any location where alcohol is sold or served. 9.10.230 Minors A. Minors shall not be allowed on the premises of a commercial Cannabis Business having either an “A” or “M” license, or both, even if accompanied by a parent or guardian. B. No person under 21 years of age shall be allowed on the premises of a Commercial Cannabis Business having either an “A” or “M” license or both. C. Every entrance to an “A” or “M” licensed Commercial Cannabis Business shall be clearly and legibly posted with the following notice: “ENTRY ONTO THESE PREMISES BY PERSONS UNDER 21 YEARS OF AGE IS PROHIBITED BY LAW. VALID PHOTO ID REQUIRED.” Each letter of the notice must be at least two inches high and clearly visible. Packet Page 234 Item 12 EXHIBIT A 15 D. No person, business, or other entity conducting a Commercial Cannabis Activity with either an “A” or “M’ state license shall employ any person who is not at least twenty-one (21) years of age. 9.10.240 Sale of Cannabis Products or Cannabis Accessories by Vending Machine prohibited A. No person shall locate, install, keep, maintain or use, or permit the location, installation, keeping, maintenance or use on his, her or its premises of any cannabis vending machine used or intended to be used for the purpose of selling any cannabis products or cannabis accessories therefrom. B. No person, business, or other entity shall sell, offer for sale, or display for sale any cannabis product by means of a self-service display or vending machine. All cannabis products shall be offered for sale exclusively by means of vendor/employee assistance. C. “Vending machine” means any electronic or mechanical device or appliance the operation of which depends upon the insertion of money, whether in coin or paper bill, or debit or credit card, or other thing representative of value, which device or appliance dispenses or releases cannabis, cannabis product(s) and/or cannabis accessories. 9.10.250 Security and Public Safety Measures. A. The City Manager or his/her designee(s) is authorized to promulgate all regulations necessary to implement the requirements and fulfill the purposes and policies of this Chapter, including but not limited to enforcement, background checks for applicants, approval and enforcement of a Commercial Cannabis Activity security plan, including audio and video recordings of operations, and verification of compliance. B. Every Commercial Cannabis Activity and every Commercial Cannabis Activity shall have a security plan approved by the Chief of Police or designee prior to issuance of a City Commercial Cannabis Operator Permit. C. Hours of Operation. a. Retail - Storefront. Retail-Storefront Commercial Cannabis Business shall not operate between the hours of 8 PM and 9 AM. b. Retail-Non-Storefront (Delivery Services). Retail-Non-Storefront (Delivery Services) Commercial Cannabis Business shall not operate between the hours of 10 PM and 6 AM. c. Commercial Other than Retail. All Commercial Cannabis Activity other than Retail is prohibited between the hours of 10 PM and 7 AM. Packet Page 235 Item 12 EXHIBIT A 16 9.10.260 Limitations on City’s Liability. The City shall not be liable for issuing, or failing or refusing to issue, suspending, revoking or failing to renew a Commercial Cannabis Operator Permit pursuant to this Chapter or otherwise approving or disapproving the operation of any Commercial Cannabis Business pursuant to this Chapter. 9.10.270 Fees Deemed Debt to City. The amount of any fee, cost or charge imposed pursuant to this Chapter shall be deemed a debt to the City of San Luis Obispo that is recoverable in any court of competent jurisdiction. 9.10.280 Violation and Penalties. A. Misdemeanor. Each violation of the provisions of this chapter shall be a misdemeanor and is punishable as provided in Section 1.12.030 of this code; provided, that where the City attorney determines that such action would be in the interest of justice, he/she may specify in the accusatory pleading that the offense shall be an infraction. Any violation of the provisions of this chapter by any person is also subject to administrative fines as provided in Chapter 1.24 of this code. B. Infraction Violation. Where the City attorney determines that, in the interest of justice, a violation of this chapter is an infraction, such infraction is punishable by a fine not exceeding one hundred dollars for a first violation, a fine not exceeding two hundred dollars for a second violation of the same provision within one year, and a fine not exceeding five hundred dollars for each additional infraction violation of the same provision within one year. C. The fine amounts set forth above may be modified, from time to time, by City Council resolution. In no event shall such fine amounts exceed the amounts authorized by state law. D. If the City of San Luis Obispo finds, based on substantial record evidence, that any person has engaged in Commercial Cannabis Activity in violation of Chapter 9.10, the City shall fine that person as follows. Each day that person without a Commercial Cannabis Operator Permit offers cannabis or cannabis products for sale or exchange shall constitute a separate violation and assessed a fine in accordance with Sections 1.12.080 and 1.24.070(A) of this code. E. Each person committing, causing, or maintaining a violation of this chapter or failing to comply with the requirements set forth herein shall be deemed guilty of a separate offense for each and every day during any portion of which any violation of any provision of this chapter is committed, continued, maintained, or permitted by such person and shall be punishable accordingly. Packet Page 236 Item 12 EXHIBIT A 17 F. The violation of any provision of this chapter shall be and is hereby declared to be a public nuisance and contrary to the public interest. Any public nuisance under this chapter may, at the City’s discretion, be abated by the City by civil process by means of a restraining order, preliminary or permanent injunction or in any manner provided by law for the abatement of such nuisance. The City shall also be entitled to recover its full reasonable costs of abatement. The prevailing party in any proceeding associated with the abatement of a public nuisance shall be entitled to recovery of attorneys’ fees incurred in any such proceeding if the City has elected at the initiation of that individual action or proceeding to seek recovery of its own attorneys’ fees. G. In lieu of issuing a criminal citation, the City may issue an administrative citation to any person responsible for committing, causing or maintaining a violation of this chapter. Nothing in this section shall preclude the City from also issuing a citation upon the occurrence of the same offense on a separate day. H. The remedies set forth in this chapter are cumulative and in addition to any and all other l remedies available at law or equity, whether set forth elsewhere in the San Luis Obispo Municipal Code, or in state or federal laws, regulations, or case law. In addition to other remedies provided by this chapter or by other law, any violation of this chapter may be remedied by a civil action brought by the City attorney, including but not limited to administrative or judicial nuisance abatement proceedings, civil or criminal code enforcement proceedings, and suits for injunctive relief. The remedies provided by this chapter are cumulative and in addition to any other remedies available at law or in equity. 9.10.290 Severability. If any section, subsection, subdivision, paragraph, sentence, clause or phrase of this chapter is for any reason held to be invalid or unenforceable, such invalidity or unenforceability shall not affect the validity or enforceability of the remaining sections, subsections, subdivisions, paragraphs, sentences, clauses or phrases of this chapter or the rules adopted hereby. The City Council of the City of San Luis Obispo hereby declares that it would have adopted each section, subsection, subdivision, paragraph, sentence, clause or phrase hereof, irrespective of the fact that any one or more other sections, subdivisions, paragraphs, sentences, clauses or phrases hereof be declared invalid or unenforceable. Packet Page 237 Item 12