HomeMy WebLinkAbout6/2/2020 Item 12, Papp
Wilbanks, Megan
From:James Papp <
To:E-mail Council Website; CityClerk
Subject:Response to staff report, Item 12, 545 Higuera, 2 June 2020
Attachments:papp reponse to staff report item 12 2020 6 2.pdf
Attached. Mea culpa for lengthy technical discussion.
Kudos, Heidi, on visiting Jean Martin and the Robert Pollard House; I praised your outreach in
real time on Dave's show. Donn Clarius heard about it and thought it presaged the creation of a
Historic District. Well, maybe it will.
James
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31 May 2020
Dear Heidi, Carlyn, Erica, and Aaron,
My apologies that the appeal before you is not an interesting political issue but a boring
legal one. People turn to the law when they feel turfed out of the process. Now that SLO’s
Community Design Guidelines have become so infinitely stretchable that they would be
more effectively printed on Silly Putty, and LUCE mitigations have been so quickly
forgotten that they might as well be in cuneiform on clay tablets, it’s reasonable for local
people to turn to state law, a move to which state courts have been sympathetic.
545 Higuera–486 Marsh and the Robert Pollard House, to scale
Fifty years ago, a Republican-majority Senate and Assembly with near unanimity passed
the California Environmental Quality Act, quickly signed by Governor Reagan, declaring it
the policy of this state to “take all action necessary to provide the people of this state with
clean air and water and enjoyment of aesthetic, natural, scenic, and historic environmental
qualities.” At practically warp speed the State Supreme Court ruled that CEQA applied to
private projects (Friends of Mammoth v. Board of Supervisors of Mono County, 1972) and
that “accomplishment of the high objectives of [CEQA] requires the preparation of an EIR
whenever it can be fairly argued on the basis of substantial evidence that the project may
have significant environmental impact” (No Oil v. City of Los Angeles, 1974).
So this is the key question:
Has a fair argument been presented that meets the threshold for requiring
environmental review of the 545 Higuera–486 Marsh Street project under CEQA?
Exceptions to the exemption Michael and Shawna (hereafter Staff) have claimed a Class
32 exemption for infill. Is there a valid 15300.2 (b) exception for Cumulative Impact on
historic and aesthetic significance or (f) exception for Historic Resources? The lead agency
needs to provide substantial evidence that there isn’t (Berkeley Hillside Preservation v. City
of Berkeley, California Supreme Court, 2015).
Staff have already admitted there are Historic Resources involved, so no need for a
substantial evidence test there. Staff have declined to offer substantial evidence—"facts,
reasonable assumptions predicated on facts, and expert opinion supported by facts”—that
a Cumulative Impact exception does not apply, submitting only the cryptic and
unsupported statement “While the combination of other projects in the vicinity have
resulted in a cumulative effect, none of the projects resulted in a significant effect” and
claiming that the project is consistent with the General Plan, Zoning Regulations, and CDG
without giving evidence (a) that this is true or (b) why these codes would be sole arbiters
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of aesthetic impact given that the courts (e.g., Protect Niles v. City of Fremont, 1st District
Court of Appeal, 2018; Georgetown Preservation Society v. County of El Dorado, 3rd District
Court of Appeal, 2018) have repeatedly held they are not.
Fair argument of substantial adverse change: Carr At this point, then, whether the
project “may cause a substantial adverse change” is subject only to the fair argument
standard (Berkeley Hillside), a fair argument that “can be made to support a conclusion,
even though other conclusions might also be reached” (15384 (a)). In other words, “If a
lead agency is presented with a fair argument that a project may have a significant effect on
the environment, the lead agency shall prepare an EIR even though it may also be
presented with other substantial evidence that the project will not have a significant effect”
(Friends of B Street v. City of Hayward, Court of Appeal, 3rd District, 1980).
Applicant’s architectural historian, Paula Carr of SWCA, has already made that fair
argument in her extensively factually supported and expert report: “there is a potential for
cumulative impacts,” “the proposed project will constitute additional cumulative impacts,”
“greatly impact its integrity,” “bear the brunt of project impacts,” etc. (Her contention that
there will—not just may—be significant impacts also qualifies for the (c) Unusual
Circumstances exception [Berkeley Hillside]).
Even Staff’s contention that loss of eligibility for listing is the standard of significant
impact—a bizarre notion that occurs nowhere in CEQA statute, CEQA Guidelines, or any
CEQA case law—is undermined by Paula’s report: “It is not likely that the proposed project
would cause any of the nearby Master List properties to lose their architectural significance
or Master List status” (my italics), an ordinary sentence that means that it may. It is worth
noting here that Paula suggested mitigations; that most were rejected by the developer;
and that she responded to Staff, after meeting with the developer’s architects, “These
clarifications go a long way, in my mind, toward meeting my earlier recommendations for
improving compatibility,” which is also a “long way” from saying revisions in the project
plan would “mitigate the effects to a point where clearly no significant effect on the
environment would occur,” which would be the CEQA-acceptable conclusion.
Fair argument of substantial adverse change: Krieger, Cooper, and Papp This
historian, architect, and architectural historian have also argued severally and individually
in letters and spoken testimony in the record that the North Higuera neighborhood (the
block of Higuera, Carmel, Marsh, and Nipomo), founded in the 1870s on the fields of Tomas
Higuera, contains a high concentration of mandatory, presumptive, and discretionary
historic resources, with a period of significance from the 1870s to the 1940s, that embody
this traditionally mixed use area. They have catalogued these resources; described the
large number of new buildings either permitted or constructed that are dramatically
opposed in scale, materials, setback, and design from the aesthetics that have persisted
through 150 years; and reasonably inferred through aesthetic, historic, and statistical
analysis that the neighborhood will suffer significant aesthetic and historic environmental
impact from the cumulative effect of 37 new multi-story, multi-unit buildings up to 60 feet
high (the equivalent of six stories) on a 70% single-story, single-family, wood and stucco
neighborhood. In Protect Niles, the court held, “The Project’s compatibility with the
historical district is properly analyzed as aesthetic impacts.” Georgetown Preservation did
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not deal with a designated historic district, but because “the central district of Georgetown
had retained its historic character,” the court ruled it warranted an EIR.
Staff have not called into question their facts, reasonable assumptions predicated on facts,
or expert opinion supported by facts or questioned experts’ expertise. Staff have expressed
contrasting opinions, but that is irrelevant in a fair argument test. Again, “Accomplishment
of the high objectives of [CEQA] requires the preparation of an EIR whenever it can be
fairly argued on the basis of substantial evidence that the project may have significant
environmental impact.” The objective of an EIR is to publicly resolve the truth between
disputes of expert analysis—though so far every expert here has argued significant impact.
Fair Argument and lay opinion Paula, Dan, Allan, and James do not provide the only fair
arguments here. Two decades of rulings credit “relevant personal observations by …
residents alone” as constituting “substantial evidence of environmental impacts” in certain
cases (Arviv Enterprises v. South Valley Area Planning Commission, 2nd District, 2002).
In Pocket Protectors v. City of Sacramento, 2004, the 3rd District Court of Appeal ruled—
regarding aesthetic impact—“the abundant testimony by … neighbors familiar with the
site and with the PUD [Planned Unit Development Guidelines] … also counts as
substantial evidence for purposes of the fair argument test. … While some planning
issues are inherently technical, the potential adverse environmental effects of
minimizing the open space and landscaping required by the PUD are not. Many of the
objectors, both Pocket Protectors members and others, offered detailed factual
observations on these points, not mere general opinions.”
In Protect Niles, the 1st District held testimony of Niles residents to be fair argument: “Here,
the comments about incompatibility were not solely based on vague notions of beauty or
personal preference, but were grounded in inconsistencies with the prevailing building
heights and architectural styles of the Niles HOD neighborhood and commercial core.” In
Georgetown Preservation, the 3rd District confirmed the validity of “lay opinion on the
nontechnical aesthetic issues of size and general appearance” in establishing fair argument.
Thus letters and testimony to ARC, Planning Commission, and Council regarding 545
Higuera-486 Marsh’s lack of adherence by to Community Design Guidelines or its impact on
surrounding aesthetics and historicity by Jean Martin, James Andre, Paul Kellogg, Bambi
Banys, Carolyn Schively, etc. pass, on close examination, the courts’ standard, as does
expert testimony by James Lopes and Professors David Brodie and Eugene Jud. Staff have
not challenged any of their facts, reasonable assumptions predicated on facts, or expert
opinion supported by facts as legitimate fair argument. Neither has applicant, from whom
or whose legal representation we have heard—at this writing—nothing.
Fair argument trigger for an EIR I won’t analyze here all the fair arguments presented
by various experts and nonexperts in this case, though the court will expect that analysis
from the lead agency should it seek to reject them. I will point out that the 3rd District in
Georgetown Preservation laid out the following standard: “In this case, a large number of
interested people believe this project would have a significant and negative effect on
aesthetics. They have commented that the project is too big and too boxy or monolithic to
blend in, such that its presence will damage the look and feel of the historic center of
Georgetown. That is enough to trigger an EIR.”
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Like North Higuera, Georgetown’s historic center was not a designated historic district.
Like 545 Higuera–486 Marsh, the Dollar General in question was an infill project that
would generally have been considered exempt from environmental review. Like 545-486, it
had been subject to design review and unlike 545-486 an MND. Yet the court of appeal held
for an EIR. Interested people have commented that 545 Higuera–486 Marsh is too big and
too boxy to blend in to the historic North Higuera neighborhood, which suggests a court
would consider that enough to trigger an EIR.
Unusual Circumstances “In determining whether the environmental effects of a
proposed project are unusual or typical, local agencies have discretion to consider
conditions in the vicinity of the proposed project” (Berkeley Hillside). Discretion, however,
is not absolute; it requires substantial evidence on the part of the lead agency. Staff spends
considerable time responding to this exception by describing the goals and zoning of future
buildings in this block, but the unusual circumstances invoked in this exception are extant
historic buildings unusually surrounding the proposed project.
The SWCA report finds significant impacts on three historic resources (the Pollard,
Norcross, and Pinho Houses), such that it recommended mitigations; “minor-to-moderate”
impacts on two; and “probably only minor” on one (the Jack House and Garden). One of
these is the oldest wood house in the city, one the oldest wood house still in its original
location, and one is a National Register property that includes the city’s oldest
transportation structure and oldest designed landscape.
The North Higuera neighborhood’s distinction from Downtown has persisted since the 1886
Sanborn Map. Note Jack House, Wash House, Carriage House and Garden at bottom left and
Norcross House at top left. None of the buildings in the right-hand page survive.
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Their neighborhood’s “strong historic feel” is dramatically different from that of the
proposed development in a way that Downtown (with extant hotel and apartment blocks
with no street setbacks) would not be. As well, the adjacent three blocks of Downtown have
only one Master List building among them. So these circumstances are extremely unusual.
Staff’s sole statement addressing the content of this unusual circumstances contention—
“the presence of historic resources adjacent to the site is not an unusual circumstance in
this area of the City’s Downtown”—is a generalization devoid of actual comparative facts,
reasonable assumptions predicated on facts, and expert opinion supported by facts
regarding the concentration, significance, and sensitivity of impacted resources and
therefore does not constitute substantial evidence. The fair argument on degree of impact
has already been made by Paula Carr, James Papp, and others.
I’ll remind you here that Paula’s contention that there “will” be significant impact has been
held by the Supreme Court as an Unusual Circumstance in Berkeley Hillside.
The Project is not subject to an exemption from CEQA because the Project was
required to incorporate mitigation measures in order to reduce the significance of
the Project's impacts In its response, Staff depends on a definition of impact that has no
basis in CEQA statute, guidelines, or precedent to make the circular argument that SWCA’s
“recommendations to improve compatibility” are not mitigations. Marin County tried the
same linguistic gymnastics in Salmon Protection and Watershed Network v. County of Marin
in 2004 and the 1st District Court of Appeal didn’t buy it. It seems unlikely the 2nd District
will buy it sixteen years later. Staff, however, declines to discuss the ruling.
Losing eligibility for listing as a historic resource is not the only measure of the
significance of project’s impacts on a historic resource Staff claiming eligibility for
listing as the sole criterion of significant impact has driven me crazy for years. I hoped they
would finally be forced to say where they came up with this idea. From a fortune cookie?
From a novel? Instead Staff merely restate it. The California legislature, executive, and
courts have had a half century of opportunity to say it and never have—because it makes no
sense. A McDonald’s on the porch of Mount Vernon would not threaten its historic listing,
but no reasonable person would claim that the Golden Arches would not have a significant
impact. The historic wood structure of the Sikes Adobe in Escondido burnt to the clay walls
in the Witch Creek Fire, was reconstructed to Sectretary of the Interior Standards, and
retained its NRHP listing, but no reasonable person would claim immolation is not a
significant impact. Staff’s theory will not survive a court test.
Community Design Guidelines and LUCE mitigations CEQA’s fair argument is the
remedy California has given to its people when the beauty, meaning, and sustainability of
their environment is threatened and other means of protection have been withdrawn.
It would be abundantly clear to the law’s “reasonable person” that North Higuera—after
the Mission our oldest surviving neighborhood—is suddenly being torn apart by major
developments: 37 new multi-story, multi-unit buildings constructed or approved in an area
of 59 predominately single-family and small-business one-stories. In the words of the
Planning Commission, this “deeply historic part of town” has reached a “tipping point.” One
commissioner “had given up on this block.”
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The 1926 Craftsman Whitaker Duplex, before and after the Moderns on Marsh. Staff has said
the blank wall doesn’t matter because the duplex will soon be demolished and replaced. Thirty
years ago, the city assumed the same of the historic buildings and new motel strips.
But the people who live and work there—and all who enjoys the aesthetic and historic
environment of this core part of San Luis Obispo’s significance—have not given up on it.
Class-based biases in historic designation North Higuera, built on the fields of Tomas
Higuera, doesn’t have historic district protection, because those designations have
persistently passed over working-class areas and working-class people (Peirce F. Lewis,
“The Future of Our Past: Our Clouded Vision of Historic Preservation,” Pioneer America,
1975; Ned Kaufman, Race, Place, and Story: Essays on the Past and Future of Historic
Preservation, 2009). Often the planning patriarchy had designs on an area without
consulting its people. In the late twentieth century, SLO’s city fathers planned to turn the
North Higuera into an off-freeway motel strip with unwanted historic houses relocated
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invisibly to the middle of the block, a “design concept” since replaced by the “creative
vision” of a high-rise luxury condo ghetto looming over the neighborhood’s historic
remnants. Nobody asked North Higuerans. During the Downtown Concept Plan’s outreach
(which, voluntary and run by upper-middle-class people, tended to attract other upper-
middle-class people), everyone wanted tall buildings—for someone else’s neighborhood.
Protections for the North Higuera neighborhood As a consequence, all that the people
of this neighborhood had to protect themselves were the Community Design Guidelines for
residential, commercial, and industrial infill projects (since infill is normally exempt from
CEQA) and the LUCE, whose mitigation specifically cited the Community Design Guidelines
and required in the Conservation and Open Space Element this policy: “In evaluating new
public or private development, the City should identify and protect neighborhoods or
districts having historical character due to the collective effect of Contributing or Master
List historic properties”—that is, neighborhoods that are historic but haven’t had the clout
or visibility to be designated as historic districts. North Higuera has twice the
concentration of Master List resources as the Mill Street Historic District.
City Staff, however, have withdrawn these two protections:
First, by claiming that Downtown Design Guidelines cancel Residential Project Design
Guidelines (though, inconsistently, not Commercial Project Design Guidelines) in this new
“Downtown” exclave—and by not enforcing the Downtown Design Guidelines, either; or
the Commercial Project Guidelines; or, for that matter, the General Design Principles.
Second, by claiming this is not an “identified historic district or neighborhood,” because (in
the circular deniability on which Staff increasingly depends) the city hasn’t performed the
obligation under LUCE mitigation to identify “neighborhoods or districts having historical
character.” No surprise. The city hasn’t updated its Historic Resources Survey in 37 years,
though the recommended standard is 5. What’s surprising is the authors of the EIR thought
the city would actually do what that document obligated.
Inconsistent treatment of the guidelines Staff’s contention that Downtown Design
Guidelines obviate Residential Project Design is unsupported by any language in the CDG.
The CDG states, “These guidelines apply to the design of new residential subdivisions and
to multi-family and clustered residential projects” and don’t add “unless they happen to be
downtown.” Staff did not suspend the Commercial Project Design Guidelines for this
project. As well, the CDG states that “the City’s other design standards dealing with signs,
landscaping, and parking shall also be addressed whenever applicable,” so it would mystify
a court as much as the reasonable person that applicants, Staff, and advisory bodies are
deemed incapable of following Residential Project Guidelines and Downtown Design
Guidelines at the same time, the planning equivalent of walking and chewing gum.
Lack of enforcement of the guidelines But 545 Higuera violates the Downtown Design
Guidelines as well, including that “multi-story buildings should … maintain a street façade
that is consistent with the historic pattern of development,” “the height and scale of new
buildings and alterations to existing buildings shall [shall, not should] fit within the context
and vertical scale of existing development,” “New buildings that are significantly taller or
shorter than adjacent buildings shall [shall, not should] provide appropriate visual
transitions,” “Articulated roofs should be used to provide interest and to diminish the mass
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and scale of taller buildings,” etc.—especially problematic since 545–486 lies in a recent
and ahistoric extension of “Downtown” into North Higuera, San Luis Obispo’s oldest
suburb, and its immediate neighbors are on the other side of this newly shifted border.
Highlighting the proviso under “Use of the Guidelines by the Architectural Review
Commission” that “the ARC may interpret these design guidelines with some flexibility,”
Staff has accorded itself the same latitude to suspend major objective standards early in the
design process when they are still enforceable. By the time a project reaches the ARC, scale
and massing have for all practical purposes been set in stone, leaving the ARC to argue
about the color of the stone. The Council amended the CDG in 2007 to clarify “that ‘should’
language is intended to be followed unless there are specific extenuating circumstances.”
But these specific extenuating circumstances are never specified by applicants or Staff,
leaving no mechanism to prevent the guidelines being disregarded should applicant or Staff
choose. Extenuating means “serving to lessen the seriousness of an offense.” Desiring a
bigger structure to make more money or boxier one to save more is not extenuation.
The willingness of state courts to shift local planning issues to CEQA All of this is
important because courts tend to invoke CEQA when they see local planning no longer
functioning to “provide the people of this state with clean air and water and enjoyment of
aesthetic, natural, scenic, and historic environmental qualities.”
In a telling example, the Third District handed down Bowman v. City of Berkeley and Pocket
Protectors v. City of Sacramento in September and December of the same year (2004) in
rulings that, without context, might seem contradictory.
Bowman In Bowman the issue in dispute was whether a four-story section of a proposed
senior housing building should be brought down to three and a three-story section down to
two. A two-story section was already planned to abut single-family residences, and
developer discussions with neighbors had resulted in setbacks, hipped instead of flat roofs,
fewer apartments, and other accommodations. There were no mandatory, presumptive, or
discretionary historic resources involved, though there was a one- and occasionally two-
story neighborhood of single-family houses. A mitigated negative declaration had been
prepared. The court ultimately held that, despite some continued neighbor objections, the
project had undergone an extensive design review process to mitigate its visual impact,
did not “test the boundary” of a “particularly sensitive” context, and there was no
environmentally significant aesthetic effect that required an EIR “in that instance.”
Pocket Protectors Three months later, the court held in Pocket Protectors that neighbor
testimony based on violations of landscaping requirements in PUD Guidelines constituted
fair argument and required an EIR rather than the original MND, adding, “Whether a fair
argument can be made on this point is a legal question on which we do not defer to the
City Council's determination.” The court observed, “It is true that the MND found the
project consistent with the PUD. However, its findings are devoid of reasoning and
evidence.” It also pointed out, “Regis [the developer] asserts its project is within the
PUD's approved density for the site. This fact does not advance Regis’s argument.
Maximum density is only one of the PUD's conditions for development of R-1A sites.”
Courts consider guidelines inadequate without enforcement In other words,
following zoning is not adequate without following guidelines; the lead agency is not
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exempt from providing facts and reasonable assumptions predicated upon facts; and courts
are willing to overturn city governments where they have guidelines they don’t enforce.
Bowman and Pocket Protectors are key to the unlikelihood a court would tolerate lead
agency’s decisions in 545-486. The applicant, Taylor Judkins, has neither consulted with
nor made accommodations to the neighborhood nor provided written input in today’s
hearing. When Planning Commission expressed concern that this “deeply historic part of
town” had reached a “tipping point” and instructed that the exteriors of both buildings “be
redesigned to bring them into compatibility with adjacent and surrounding architectural
forms that reflect and preserve the historic character of the downtown area and equally
important in size and scale,” he added some brick siding (which does not occur historically
in the area) and more balconies (further impairing privacy) and refused any setbacks.
The Cultural Heritage Committee The basis of federal CLG, CEQA, and SLO’s Historic
Preservation Ordinance is that technical issues should be assessed by independent
specialists before arriving at a decision-making body. “The [Cultural Heritage] Committee
shall [not should] review and make recommendations … on applications and development
review projects which include ... proposed actions of public agencies that may affect
historic or cultural resources within the City.” Council’s intent is clear, echoed in “The CHC
shall make recommendations to decision-making bodies on the following: The application
of architectural, historic, and cultural preservation standards and guidelines to projects
and approvals involving historic sites, districts, and structures” (HPO 14.01.030.B.5). Staff’s
contention that “helping the CHC carry out its duties” includes shutting it up on matters
where the Council has mandated its advice is weird.in Staff’s conclusion renders the
language of the ordinance effectively meaningless and goes against CEQA by giving the lead
agency infinite discretion to decide when public review would serve “no public purpose.”
Finally, Realpolitik Why has Staff so aggressively disavowed the community’s design
guidelines that the community worked so hard to create, the city’s obligations under the
LUCE EIR, Council-authored expectations to consult the CHC over historic resource issues,
and CEQA review? For what high objective? On this block, the hope of ultra-luxury condos
and hotel suites whose twelve-foot ceilings and large floor plans double their mass but
make them unaffordable except as pieds-à-terre for the one percent.
In 2017 the CHC concluded the that San Luis Square project, a Belsher-Petetit-Judkins
collaboration, qualified for a Historic Resources exception from an Infill exemption. Staff
took the extraordinary step of suppressing the recommendation from the ARC and denying
it as fair argument. The city’s reward? A derelict project behind a chain-link fence. Breaking
rules only helps broken projects. In contrast, the sensitively designed 71 Palomar project—
with exemplary MND and CHC support through the appeal and court review process—got
built, integrates into the neighborhood, and provides affordable housing.
Destination Wedding In 1969 Mayor Schwartz set out to beautify San Luis into a tourist
Mecca. A half century later, when Keanu Reeves and Winona Ryder ubered out of SLO in
their 2018 movie, Keanu asks, “What the fuck happened to urban planning in this town? At
some point did they just give up?”
At some point we did. But is that what we want people to remember SLO for?
James Papp, Architectural Historian, SOI Standards
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The Shapes of North Higuera’s Past
Jack House, Italianate,
William Evans, architect,
1878
Campbell Refrigeration
Building, Streamline
Moderne, circa 1941
Fire Alarm, circa 1906
Logan Apartments,
Craftsman remodel of
1887 racing stable, 1923
Pollard House, 1876
Ranch House with circa
1916 E. D. Bray pergola
Firpo Duplex, Spanish
Revival, 1926
Connolly Cottage,
Italianate/Folk Victorian,
by 1903
Dody Cottage Court,
Craftsman, 1923
Henry House, Queen
Anne, by 1906
Howey Bungalow,
Craftsman kit house, after
1916
Kaetzel House, Queen
Anne, 1905
Modernist office, circa
1960
Kinkade House, Minimal
Traditional, remodel circa
1921
Lima House, Neoclassical,
circa 1900
Negranti Packard
Dealership, Streamline
Moderne, late 1930s
Johnston Bungalow,
Craftsman, 1922
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Negranti Packard Repair
Shop, stepped gable, 1928
Parker Cottage, Folk
Victorian, by 1903
Wilkinson House,
Craftsman, 1915
Johnston Court,
Craftsman, 1921
Smith House, 1922
Golden State Creamery,
1910, Mission Revival
Pinho House, Italianate,
circa 1887
Rogers Bungalow,
Craftsman, 1933
Jack Wash House, by
1886
Streamline Moderne
house, circa 1940
Whitaker Duplex,
Craftsman, by 1926
The Shape of Its Future?