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HomeMy WebLinkAboutItem 7 - Consider placing a General Sales Tax Measure on the November 3, 2020 BallotItem 7 �t�x ofi Council Agenda• ti ttjs o Department Name: City Administration Cost Center: 1001 For Agenda of: July 21, 2020 Placement: Business Estimated Time: 60 minutes FROM: Derek Johnson, City Manager Prepared By: Greg Hermann, Deputy City Manager Ryan Betz, Assistant to the City Manager SUBJECT: RESULTS OF PUBLIC ENGAGEMENT AND OUTREACH EFFORTS AND CONSIDERATION OF SUBMITTING TO THE VOTERS A COMMUNITY SERVICES/INVESTMENT MEASURE; AND AN INTRODUCTION OF AN ORDINANCE AMENDING EXISTING CHAPTER 3.15 ESSENTIAL SERVICES TRANSACTIONS (SALES) AND USE TAX AND REENACT IN FULL AMENDED CHAPTER 3.15 COMMUNITY SERVICES AND INVESTMENT IMPOSING A LOCAL TRANSACTIONS AND USE TAX RECOMMENDATION 1. Receive a report on the results of public engagement and outreach efforts regarding SLO Forward, an effort to support community investment and economic recovery by maintaining and improving the type of City services and infrastructure the community values most; and 2. As recommended by Council Members Pease, and Stewart and the Revenue Enhancement Oversight Commission, adopt a resolution (Attachment A) placing for submission to the voters a ballot question whether to amend Chapter 3.15 of the Municipal Code with a Community Services and Investment Local Transactions (Sales) and Use Tax that extends the existing, voter -approved funding at a 1.5-cent rate, until ended by voters; and 3. Introduce an ordinance (Attachment B), subject to voter approval in the November 2020 general election, to approve the Community Services/Investment Measure until ended by voters: and 4. Adopt resolutions (Attachments D and E) directing the City Attorney to prepare the impartial analysis for the ballot measure, setting priorities for filing written arguments, providing for the filing of rebuttal arguments. REPORT -IN -BRIEF SLO Forward is a comprehensive effort to engage with the community about the current and long-range City services, maintenance and infrastructure needs to maintain and improve San Luis Obispo's unique character and quality of life. As part of the Fiscal Sustainability and Responsibility Major City Goal in the 2017-19 Financial Plan to explore various infrastructure financial plans and options for the City Council, the City conducted a top to bottom review of infrastructure needs informed by hours of community input during the adoption of various City plans. The review also showed a financial gap between the type of infrastructure community members indicated were important and the City's financial ability to deliver those projects. Packet Page 45 Item 7 After considering several infrastructure financing options including a general sales tax, general obligation bond and community facilities districts, the City Council directed staff to conduct public engagement efforts with the community regarding the potential extension and an increase of the existing Local Revenue Measure (LRM) to support the community's priorities and needs. The existing LRM is a half (.5)-cent local general sales tax approved by City voters in November 2006 and renewed by City voters in 2014. It protects and maintains essential services and facilities and is subject to voter extension by 2023. The City Council also appointed Council Members Pease and Stewart to serve on an ad -hoc subcommittee to help guide the public engagement efforts. Through these efforts, including two focus groups and two statistically valid surveys, residents identified their top priorities, a need to maintain and increase the level of City services and a need to maintain and improve infrastructure. With the social and economic impacts of the COVID-19 pandemic, the financial gap between community demand and available resources has only increased. The City is facing a revenue shortfall of $8.6 million in its General Fund in 2020-21 and is projecting not to return to 2018-19 revenue levels until 2023-24. As part of the adopted 2020-21 Supplemental Budget, the City's top priority is San Luis Obispo's economic stability, recovery and resiliency. SLO Forward, a conversation with residents about community priorities, investment and economic recovery, is a key component of that effort. Based upon recent input from the community about the types of services, maintenance and infrastructure they value most, the recommendation by the Revenue Enhancement Oversight Commission (REOC), the results of a recently conducted statistically relevant survey, the ad hoc subcommittee is recommending to the City Council to submit to the voters a ballot question on the November 2020 ballot on whether to extend the existing, voter - approved funding (one-half cent sales and use tax) with an increase of one (I) -cent rate, until ended by voters. DISCUSSION Background A task of the work plan for the Fiscal Sustainability and Responsibility Major City Goal in the 2017-19 Financial Plan was to explore infrastructure financing options and present those to the Council for consideration and implementation. On April 17, 2018, the Council received a report which identified over 70 infrastructure projects anticipated over twenty years as identified in various approved planning documents. These documents were adopted through extensive public engagement, advisory body review and public hearings. The documents included the 1) City's General Plan, 2) Bicycle Transportation Plan, 3) Downtown Concept Plan and 4) Mission Plaza Concept Plan and other plans and policies that represent the community' s interest in maintaining the City' s character and quality of life into the future. On February 5, 2019, Council received an update on this effort and directed staff to conduct further public engagement efforts including resident focus groups and a statistically relevant community survey. Council also directed staff to return to the Council with the results for consideration. Council appointed an ad hoc subcommittee of Council Members Pease and Stewart to guide and assist with these efforts. Packet Page 46 Item 7 An additional item for consideration and direction by Council was to explore the feasibility of extending and enhancing the existing LRM. The LRM was extended for eight years by voters in 2014, at a .5-cent rate and will expire in 2023 if not renewed by voters. The LRM is critical in providing the funding for basic levels of service and maintenance of existing infrastructure in the City. On December 3, 2019, the Council received a report on the results of the focus groups and statistically relevant survey and directed staff to continue public education and outreach efforts. An independent research firm, FM3, conducted two registered voter focus groups in June 2019 and a statistically relevant survey in September 2019. The following is a summary of the survey results in September 2019: 1. Almost six in ten survey respondents perceive the City needs additional funds to provide the level of services and infrastructure residents need and want. 2. A majority of survey respondents initially support a conceptual local ballot measure at 63 percent. 3. No statistical difference in support between an extension of the current voter approved Local Revenue Measure at a 1.5-cent rate or at a 1-cent rate. Council directed staff to proceed with further public engagement efforts on funding priorities for the City, including the potential extension of the Local Revenue Measure (Measure G) with an increase of one (I) -cent with ongoing citizen oversight by the Revenue Enhancement Oversight Commission. The Council also directed staff to provide an update to the Revenue Enhancement Oversight Commission and discuss potential roles to support and participate in public engagement and outreach efforts. Public Engagement and Outreach Efforts and Impacts of the COVID-19 Pandemic In January 2020, SLO Forward, a comprehensive effort to engage with the community about the current and long-range City services, maintenance and infrastructure needs to maintain and improve San Luis Obispo's unique character and quality of life was launched. The public engagement efforts included presentations to community groups, advisory bodies, and an online survey. The results of the online survey (678 responses representing approximately 33 hours of public comment) showed the following top priorities ranked (1 being the highest priority): 1. Address homelessness 2. Keep public areas safe and clean 3. Preserve open space and natural areas 4. Maintain police, fire/emergency response 5. Protecting long-term fiscal stability 6. Repair streets and potholes 7. Protect creeks from pollution 8. Prepare for wildfires and other natural disasters 9. Help ensure children have safe places to play IO.Require all funds be used locally to benefit the community Packet Page 47 Item 7 Public engagement and outreach efforts were put on pause and the online survey was suspended in late March as the City focused entirely on the response to the COVID-19 pandemic and continued delivery of essential services to protect the health and safety of the community. Impacts of the COVID-19 Pandemic Over the past four months, the world has faced a health and fiscal crisis brought on by the COVID-19 pandemic that lead to a "shelter at home" order and other mandates that have significantly reduced most economic activity. For most of that time, all but essential businesses remained closed. The impacts to businesses and the community have been unprecedented. The City experienced steep revenue declines in the third and fourth quarter of the FY 2019-20 and projections assume continued declines into FY 2020-21 and beyond as the economy gradually reopens while local governments prepare for continued in cases and additional surges. This situation remains dynamic, as the current cases in the community have increased and the City will continue to take action to slow the spread of the virus. As soon as the City announced the County's `shelter -at-home" directive, it enacted the Fiscal Health Contingency Plan that immediately placed a hiring, purchasing and travel chill on all non -essential City operations. As part of the adoption of the FY 2020-21 Supplemental Budget, the City reduced the General Fund by $4.7M in operations and revised the planned number of LRM funded projects from 102 to 86, a total reduction of $1.8M. Recognizing the impacts of COVID-19 on the community and the long -road to recovery, the City Council consolidated the five current Major City Goals into a single, overarching goal: San Luis Obispo's economic stability, recovery and resiliency. SLO Forward is an important component of this new goal. With the economic impacts of COVID-19 on City revenues continuing to be analyzed, staff will be returning to the City Council with an updated, long-term financial outlook and potentially additional service and capital project reductions in October 2020. The impacts of COVID-19 on City revenues, including the LRM, increases the importance of SLO Forward with a focus on investment and economic recovery. To continue that conversation, the City relaunched an updated online survey in June 2020 to determine if the community's top priorities had changed based upon COVID-19. Due to the service and economic impacts of COVID-19 on the businesses and community organizations/non-profits that serve the community's most vulnerable, both of these categories were added to the updated online survey. Currently, there have been 353 responses, representing an additional 18 hours of public comment. In total, both online surveys had more than 1,000 responses, representing 51 hours of public comment. Packet Page 48 Item 7 Below is a comparison of the results from the two online surveys. Current Online Survey Results (June 1, 2020 —June] 7, 2020) 1. Keep public areas safe and clean 2. Protecting long-term fiscal stability 3. Preserve open space and natural areas Previous Online Survey Results (December 27, 2019 —April 15, 2020) 1. Address homelessness 2. Keep public areas safe and clean 3. Preserve open space and natural areas 4. Programs that support economic recovery 4. Maintain police, fire/emergency response 5. Maintain public safety, fire and emergency 5. Protecting long-term fiscal stability response 6. Address homelessness 6. Repair streets and potholes 7. Protect creeks from pollution 7. Support community organizations and non- 8 prepare for wildfires and other natural profits that serve the community's most disasters vulnerable 8. Prepare for wildfires and other natural 9. Help ensure children have safe places to disasters play 9. Requiring all funds used locally to benefit 10. Requiring all funds used locally to the community benefit the community 10. Protect creeks from pollution 11. Repair streets and potholes 12. Help ensure children have safe places to play The results of the current online survey show that four of the top five priorities, with the exception of addressing homelessness, are consistent with the previous online survey results. Again, the online survey is not statistically relevant, but does provide another opportunity to gather input on community members' highest priorities related to City services, maintenance and infrastructure that could be supported through an extension and increase of the current revenue measure. To gather a more precise perspective of community members' priorities and the viability of extending and increasing the LRM, a statistically relevant follow-up survey was conducted in June 2020. The purpose of the follow-up survey is to measure if the sentiment of registered voters who live in the City has changed since the previous survey conducted in September 2019. The following is a summary of the survey completed in June 2020: June 2020 Statistically Valid Survey 1. Need for Additional Funds for Services and Infrastructure In 2020, almost seven -in -ten think the City had a great or some need for additional funds to provide the level of City services and infrastructure that residents need and want, an overall increase of 10 percentage points since 2019. Packet Page 49 Item 7 2019 Great need = 21% Great/ Some Need Some need 39% 59% Little need 13% Little/ No Real Need No real need M 20% 33% Don't know, 8% 2020 J 31% Great/ Some Need 38% 69% 11°lo Little/ No Real Need ■ 11fo 22% 9% 2. Tested Draft Ballot title and Summary Based upon public input from the focus groups, the statistically relevant survey completed in 2019, the ad hoc subcommittee, and in accordance with elections regulations limiting the wording of the ballot statement to 75 words ("City of San Luis Obispo" as one word), the following ballot was tested in June, 2020. City of San Luis Obispo Community Services/Investment - Shall an ordinance to provide funding to protect City of San Luis Obispo's long-term financial stability; maintain fire, public safety, health emergency, disaster preparedness response; address homelessness; keep public areas clean/safe; help local businesses; repair streets; protect creeks from pollution; maintain youth/senior services, open space, parks/other general services by extending Measure G at a 1.50 rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? 3. Having read or heard the potential ballot title and summary, a majority of survey respondents initially supported the local ballot measure at 71 %. This is an increase from the previous survey conducted in September 2019 which had an initial support of 63%, though the language used in 2019 was slightly different. Packet Page 50 Item 7 Definitely yes Probablyyes Undecided, lean yes Undecided, lean no Probably no Definitely no Undecided 2% 38% Total 26% 64% Yes 71% 7% 5% 6% Total N 23 % 15% 4. Voter Priorities High percentages rated maintain fire, public safety, and emergency health response, disaster preparedness, protecting creeks from pollution, preserving open space and natural areas, helping fund homeless prevention as the most important features to be included in a possible measure. Potential Features of the Measure Rating by ExtremelyNery Important Maintaining fire, public safety and emergency health response 79% Maintaining disaster preparedness response 75% Protecting creeks from pollution 74% Preserving open space and natural areas 73% Retaining local businesses 73% Helping fund homeless prevention programs 71 % Providing support to local non -profits in the City that help those in need of food 71 % Keeping ublic areas clean and safe 70% Providing support to local non -profits in the City that help prevent domestic violence 66% Maintaining youth services 64% Protecting the Ci 's long-term financial stability 64% Existing Local Revenue Measure (LRM) and Citizen Oversight The existing LRM was passed by 70 percent of voters in November 2014. The LRM was a renewal of the City's half -cent sales tax approved in 2006 that focused on the protection and maintenance of essential services and facilities in the following priorities: 1. Open Space Preservation 2. Bicycle and Pedestrian Improvements Packet Page 51 Item 7 3. Traffic Congestion Relief/ Safety Improvements 4. Public Safety 5. Neighborhood Street Paving 6. Code Enforcement 7. Flood Protection 8. Parks and Recreation/Senior Programs and Facilities. 9. Other Vital Services and Capital Projects The funding is generally split with 70 percent supporting capital projects and 30 percent supporting operations. The LRM has an eight -year sunset, scheduled to expire in spring of 2023. In 2014, the Council established a citizen advisory body, the Revenue Enhancement Oversight Commission, to review the half -cent sales tax revenues and expenditures, report on the City's stewardship of this general purpose tax and provide recommendations directly to the City Council regarding expenditures of these tax revenues as an integral part of the budget process. As an advisory body, comprising of five residents, the REOC provides important citizen oversight of local sales tax revenues and expenditures and serves as a venue for citizen engagement on the highest priority for the use of the funds. Annual reports showing the audited expenditures for the Local Revenue Measure since 2014 can be found at www.slocity.org/budget. At the June 30, 2020 REOC meeting, staff presented a summary of the results from the public engagement and outreach efforts. Based upon the results from those efforts, the REOC recommended that the City Council authorize placing a ballot measure on the November 3, 2020 ballot to extend the existing general sales tax with a one -cent (1) increase, until ended by voters, provided that there is support shown for the tax in the statistically relevant survey. (Attachment F) The results of the statistically relevant survey show a majority (71%) of residents support the measure. As contemplated and if adopted Attachment B, the Revenue Enhancement Oversight Commission would continue its role of citizen oversight, reporting annually to the community on the City's use of the revenue, fiscal accountability, receiving public input on the future use of the revenue and making recommendations to the City Council. Fiscal Health Response Plan Similar to other member agencies in Ca1PERS, the City was faced with significant financial challenges due to increased pension costs. To address these challenges, the City adopted and implemented the Fiscal Health Response Plan (FHRP) in 2018. The FHRP contained several components including employees paying more of their retirement costs, operational reductions/ new ways of doing business and revenue options. This has resulted in approximately $8.9M of annual savings. If the FHRP had not been implemented, the City's financial situation would have been worse due to the economic impacts of COVID-19 on City revenues. Benchmark Study In June 2020, the City published the 2020 Benchmark Study (Attachment G). A benchmark study helps illustrate how the City of San Luis Obispo is performing compared to similar cities across a number of performance measures. The benchmark study evaluates the most current data on financial performance such as revenue diversity, expense allocation, staffing costs, and debt management. Packet Page 52 Item 7 Service costs do not always reflect service levels or efficiency, so the study also compares service outcomes like crime rates, fire response and pavement condition. To ensure consistency with previous completed benchmark studies, the following eight cities were chosen for comparison to San Luis Obispo (46,800 residents, General Fund 72AM). The results indicate that San Luis Obispo is close to the median on most comparisons. 1. Davis (68,700, $69M) 2. Monterey (28,600, $78M) 3. Napa (79,300, $89M) 4. Palm Springs (48,700, $95M) 5. Santa Barbara (94,800, $131M) 6. Santa Cruz (65,800, $104M) 7. Santa Maria (106,600, $72M) 8. Paso Robles (31,200, $37M) The minimum general sales tax in California is 7.25%, while the average sales tax rate for cities in the state is 8.66%. All eight benchmark cities have add -on local sales tax measures, and the remaining five cities in San Luis Obispo County do as well. Of the other six cities in San Luis Obispo County, five are considering placing an additional, add -on local sales tax ballot measure on the November 2020 ballot. The City of Pismo Beach has already voted to place a Transient Occupancy Tax (TOT) measure for November 2020 (a TOT increase would yield roughly the same amount of revenue as a sales tax would in Pismo Beach given the sales tax base). CITY LOCAL SALES TAX RATE San Luis Obispo 7.75% Benchmark Cities Napa 7.75% Paso Robles 7.75% Davis 8.25% Monterey 8.75% Santa Barbara 8.75% Santa Maria 8.75% Pahn Springs 9.25% Santa Cruz 9.25% Other Cities in SLO Coun Non -Benchmark Atascadero 7.75% Arroyo Grande 7.75% Grover Beach 7.75% Morro Bay 7.75% Pismo Beach 7.75% Retail Sales Analysis According to a 2019 sales tax study, approximately 70% of every dollar the City collects in sales tax is paid by non-residents (Attachment H). Sales tax is the City's top revenue source; about one-third of total General Fund revenues. San Luis Obispo's strong sales tax revenues are due to its regional sales draw, tourism, commuters and nearby student shoppers. The additional revenue paid by the sales tax helps maintain a high level of service for City residents, but also helps the City mitigate the impacts created by tourists and regional shoppers in the form of more miles traveled on our roadways, more use of City open space, increased calls for public safety and medical response, and other associated impacts. Packet Page 53 Item 7 Procedures Regarding the Adoption of a Community Services/Investment Measure 1. Ballot Measure Language The following proposed language (Attachment A), as recommended by the Council ad hoc subcommittee and is similar to the language that was tested in the statistically relevant survey in June 2020, is being recommended for the ballot measure. City of San Luis Obispo Community Services/Investment. Shall an ordinance to provide funding to protect City of San Luis Obispo's financial stability; maintain fire/community safety, health emergency/disaster preparedness; protect creeks from pollution; address homelessness; keep public areas clean/safe; retain local businesses; maintain youth/senior services, streets, open space/natural areas, and other general services, by extending voter -approved funding at a 1.50 rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? 2. Complete Ordinance and Election Related Resolutions (Attachments A, B, D & E) The current half -cent general sales tax, referred in the City's Municipal Code as the Essential Services Measure, is codified as Chapter 3.15. The ballot measure ordinance submitted to the voters (Attachment B), if approved, will amend the existing chapter with an extension of the existing, voter -approved half (.5)-cent general sales tax and an increase of the local transactions (sales) and use tax to one (1) cent for a combined rate at one and half (1.5)-cent rate, until ended by voters. The previous language in the ordinance, including the establishment of citizen oversight and independent annual financial audits, remains intact. Also, attached to this report are election related resolutions for Council's consideration. Attachment D directs the City Attorney to prepare an impartial analysis of the revenue measure and sets priorities for arguments. Attachment E is a resolution that establishes the procedures for rebuttal arguments. Priorities for Written Arguments Elections Code Section 9282 sets priorities for filing written arguments and states: (b) For measures placed on the ballot by the legislative body, the legislative body, or any member or members of the legislative body authorized by that body, or any individual voter who is eligible to vote on the measure, or bona fide association of citizens, or any combination of voters and associations, may file a written argument for or against any city measure. Based on dates established by State election law, primary ballot arguments would have to be submitted to the City Clerk no later than 5:00 p.m. on Tuesday, July 31, 2020. The Elections Code establishes a 300-word limit for primary arguments and also establishes priorities for selecting arguments. The public examination period for these arguments would be from August 7 through August 17, 2020. Packet Page 54 Item 7 It is recommended that the Council appoint an ad hoc subcommittee consisting of two of its members to prepare and submit ballot arguments and rebuttal arguments, if warranted. (Note: public funds may not be used for these purposes. These committee members will meet on their own time and not utilize City resources. The Elections Code allows the City Council to adopt provisions to permit rebuttal arguments to be filed. These provisions must be adopted at the same meeting at which the election is called. The deadline for submitting rebuttal arguments is dictated by State election law and would be 5:00 p.m. on Thursday, August 6, 2020. Public Review Period and Deadlines Election Code Section 9295 provides that the Election Official shall allow a 10-calendar day public examination period immediately following the filing deadline for submission of specified official election materials (i.e., arguments, rebuttals, analysis). During that 10-calendar day period, any voter of the City or the Election Official may seek court action to require any or all such materials be amended or deleted. Deadlines for Filing the Impartial Analysis and Arguments The following deadlines have been established by the City Clerk for the submission of the impartial analysis, primary arguments in favor and against, and rebuttal arguments: July 23, 2020 at 5:00 p.m. — Final Impartial Analysis Due July 31, 2020 at 5:00 p.m. — Primary Arguments For or Against a Measure Due August 6, 2020 at 5:00 p.m. — Last day to file Rebuttal Arguments For or Against a Measure August 17, 2020 — Final Day of Ten Day Public Review Period Education and Outreach If the Council places this measure on the ballot, staff intends to conduct education and outreach consistent with what is allowed by law. Staff intends to continue to publish materials such as answers to frequently asked questions, provide mail by vote information given likely voting conditions with the pandemic, place informational content on the City's website, and respond to requests for presentations and additional information. Should the Council wish staff to approach this measure in a different manner, further direction should be provided. Previous Council or Advisory Body Action 1. June 30, 2020 — Revenue Enhancement Oversight Commission 2. December 3, 2019 — Resident Focus Groups and Survey Results Regarding Funding Priorities and Potential Local Revenue Options 3. June 18, 2019 - Adoption of the 2019- 21 Financial Plan and the Major City Goal: Fiscal 4. Sustainability and Responsibility Packet Page 55 Item 7 5. February 5, 2019 - Potential Next Steps Regarding the Funding the Future Initiative 6. April 17, 2018 - Future SLO Capital Improvement Program 7. January 16, 2018 - Council review of 10-Year Capital Improvement Plan and funding options 8. December 12, 2017 - Budget Foundation: Fiscal Health Response Plan Policy Context The Major City Goals for the 2017-19 and 2019-21 Financial Plans include the Fiscal Sustainability and Responsibility goal. Specifically, the 2019-21 goal states to `Continue to implement the City's Fiscal Responsibility Philosophy with a focus on efficiencies, strategic economic development, unfunded liabilities, and infrastructure financing (Funding the Future).' Should the ballot question be approved by the voters in the November 2020 election, Chapter 3.15 would be amended with the Community Services and Investment Local Transactions (Sales) and Use Tax. Public Engagement Public engagement with the community was completed through several means, including 22 presentations to residents, community groups and advisory bodies, focus groups, two statistically valid surveys, and two online surveys. The statistically valid surveys were completed by 976 San Luis Obispo registered voters. The online surveys received 1,011 responses, representing approximately 33 hours of public comment. Prior to the COVID-19 pandemic, the presentations were conducted in person with the presentations transitioning to virtual meetings during the pandemic. In addition, the presentation was recorded and provided both on the online survey and the City's website. To gain additional awareness about the online surveys, the City placed advertisements in local newspapers, radio, and on its social media channels. CONCURRENCE The City Attorney's Office has reviewed the resolutions and ordinance and concurs with the language provided. ENVIRONMENTAL REVIEW The resolutions and ordinance have been reviewed for compliance with the California Environmental Quality Act (CEQA), and the CEQA guidelines and have been found to be exempt pursuant to Sec. 15801(b)(3)(general rule) and Sec. 15378(b)(4) of the CEQA guidelines. The transactions (sales) and use tax proposed by the resolutions and ordinance is a general tax that can be for any legitimate governmental purpose and is not a commitment to any particular action. The passage of the resolution and ordinance will not have a significant physical impact on the environment. Packet Page 56 Item 7 FISCAL IMPACT Budgeted: Yes Budget Year: 2020-21 Funding Identified: Yes Fiscal Analysis: Funding Sources Current FY Cost Annualized On -going Cost Total Project Cost General Fund $10,000 $10,000 State Federal Fees Other: Total 10,000 $10,000 The cost to place this revenue measure on the ballot is estimated to be $10,000, however, due to the County Clerk -Recorder formula for sharing election costs among the cities in the County, the actual cost will not be known until after the election. Should the cost of the election exceed the budgeted amount, staff may bring forth a budget request as part of the 2020-21 Mid -Year Budget. ALTERNATIVES The Council may choose to not place the ballot measure before the voters. Staff does not recommend this based upon results of the public engagement and outreach efforts with the community regarding their priorities, focus groups, and two statistically relevant surveys that show a majority of support for the proposed revenue measure. If new revenues are not identified, it is clear that the City will have a significant and unavoidable gap to fund infrastructure and services and may otherwise will need to 1) reduce service levels 2) reduce planned infrastructure and 3) adjust maintenance levels. The Council has full discretion over the decision to move forward with the recommended action. If the Council would like to make changes, staff will work with Council and respond to any changes needed to move the item forward. Council should be aware that the deadline for placing a new measure on the ballot is August 7, 2020. Packet Page 57 Item 7 Attachments: a - Draft Resolution - Extension of the Local Transactions & Use Tax b - Draft Ordinance - Amending Municipal Code Chapter 3.15 (Essential Services Trasaction & Use Tax) c - Legislative Draft of Proposed Amendments to SLOW Chapter 3.15 d - Draft Resolution - Impartial Anaylsis and Priorities for Arguments e - Draft Resolution - Enabling Rebuttal Arguments f - REOC Draft Minutes of June 30, 2020 g - 2020 Benchmark Study It - San Luis Obispo Retail Analysis Packet Page 58 Item 7 RESOLUTION NO. (2020 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, CALLING AND GIVING NOTICE OF THE HOLDING OF A GENERAL MUNICIPAL ELECTION TO BE HELD TUESDAY, NOVEMBER 3, 2020, FOR SUBMITTING TO THE VOTERS A QUESTION WHETHER TO EXTEND THE EXISTING, VOTER - APPROVED LOCAL TRANSACTION (SALES) AND USE TAX AT A 1.5¢ RATE, UNTIL ENDED BY VOTERS AND CONTINUE THE VITAL ROLE OF THE CITIZENS REVENUE ENHANCEMENT COMMISSION TO ENSURE FUNDS ARE SPENT CONSISTENT WITH COMMUNITY PRIORITIES WHEREAS, a General Municipal Election on November 3, 2020, has been called for the purpose of the election of officers by Resolution No. 11143 (2020 Series), adopted on July 7, 2020; and WHEREAS, the Elections Code and applicable local law provide the Council with the authority to submit a ballot measure to the electorate; and WHEREAS, the City Council desires to request the voters of San Luis Obispo to extend and enhance Measure G (2014) locally -controlled funding by enacting an additional one (I) -cent Local Transactions and Use Tax (Sales Tax) for a combined rate of one and half (1.5)-cent to remain in effect until ended by voters; and WHEREAS, in 2014, over 70% of San Luis Obispo voters approved a renewal of a local transaction (sales) and use tax funding measure known as Measure G, providing a reliable source of locally controlled funding that cannot be taken away by the state; and WHEREAS, this voter -approved local funding has provided essential services and maintained City facilities, including preserving open space, fire and community safety, street and pothole repairs and other vital services and capital improvement projects that protect our local quality of life; and WHEREAS, approximately 70% of sales tax revenue collected by San Luis Obispo is generated by tourists and visitors to our City, ensuring that visitors are paying their fair share to use our community resources and infrastructure; and WHEREAS, over the past year, City staff have engaged and received input from over a thousand community members on their top priorities and needs; and WHEREAS, the overwhelming majority of residents expressed a desire to maintain and extend Measure G's locally -controlled funding; and I:14 Packet Page 59 Item 7 Resolution No. (2020 Series) Page 2 WHEREAS, one in every two calls to the San Luis Obispo Fire Department are requests to respond to medical emergencies or rescues, and locally -controlled funding is critical to continue to maintain firefighter -paramedic staffing, infrastructure, life-saving/personal protective equipment, and communications technology to save lives in any type of natural disaster or emergency; and WHEREAS, the impacts of coronavirus (COVID-19) on the local economy, including loss of jobs and closure of businesses, may take years to recover from. A reliable, local funding source will help invest in the businesses in our city and our downtown area through economic recovery programs like Shop Local and local business financing, to make it easier to help businesses thrive and retain and hire more local employees; and WHEREAS, homelessness is a growing problem in San Luis Obispo and this measure will allow the City to provide ongoing and new resources, for which the City does not receive any significant direct county, state, or federal funding, to assist residents and families who are experiencing homelessness or are on the verge of being homeless, while ensuring our public areas are clean, safe and secure for everyone; and WHEREAS, maintaining and protecting creeks from pollution, preserving and maintaining open space, parks and other natural areas; providing youth and senior services and helping local businesses will support San Luis Obispo's economic recovery, stability and resiliency efforts; and WHEREAS, any extension and enhancement of existing, voter -approved funding will continue to require a citizen revenue enhancement oversight commission, mandatory financial audits, and yearly reports to the community to ensure that funds are spent consistent with community priorities, and this type of sales tax is not applied to prescription medication or food purchased as groceries. NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo, as follows: SECTION 1. That the City Council, pursuant to its right and authority, does order submission to the voters at the General Municipal Election on Tuesday, November 3, 2020, the following question: City of San Luis Obispo Community Services/Investment. Shall an ordinance to provide funding to protect City of San Luis Obispo's financial stability; maintain fire/community safety, health YES emergency/disaster preparedness; protect creeks from pollution; address homelessness; keep public areas clean/safe; retain local businesses; maintain youth/senior services, streets, open space/natural areas, and other general services, by extending voter -approved funding NO at a 1.5¢ rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? I:14 Packet Page 60 Item 7 Resolution No. (2020 Series) Page 3 SECTION 2. That the proposed complete text of the ordinance submitted to the voters is attached as Exhibit A to this resolution, and a summary shall be published as part of the ballot materials, and a complete copy shall be made available for public review in the office of the City Clerk. SECTION 3. In all particulars not recited in this resolution, the election shall be held and conducted as provided by state law, governing the conduct of municipal elections, unless provided otherwise by local Charter or ordinance. SECTION 4. Notice of the time and place of holding the election is hereby given and the City Clerk is authorized, instructed and directed to give further notice or additional notice of the election, in time, form and manner as required by law. SECTION 5. That the ballots to be used at the election shall be in form and content as required by law. SECTION 6. The City Clerk is hereby directed to file a certified copy of this resolution with the San Luis Obispo County Board of Supervisors and Clerk -Recorder. I:14 Packet Page 61 Item 7 Resolution No. (2020 Series) Page 4 SECTION 7. That the City Clerk shall certify to the passage and adoption of this resolution. Upon motion of Council Member , seconded by Council Member , and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this day of 2020. Mayor Heidi Harmon ATTEST: Teresa Purrington City Clerk APPROVED AS TO FORM: J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, on Teresa Purrington, City Clerk I:14 Packet Page 62 Item 7 EXHIBIT A ORDINANCE NO. (2020 SERIES) AN ORDINANCE OF THE CITY COUNCIL AND THE PEOPLE OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, AMENDING EXISTING CHAPTER 3.15 (ESSENTIAL SERVICES TRANSACTIONS (SALES) AND USE TAX OF THE SAN LUIS OBISPO MUNICIPAL CODE AND REENACTING IN FULL AMENDED CHAPTER 3.15 (COMMUNITY SERVICES AND INVESTMENT) IMPOSING A TRANSACTIONS (SALES) AND USE TAX TO BE ADMINISTERED BY THE CALIFORNIA DEPARTMENT OF TAX AND FEE ADMINISTRATION WHEREAS, in 2006, the voters of San Luis Obispo approved the San Luis Obispo Essential Services Measure (also commonly known as Measure Y, its 2006 ballot designation) with 64.77% of the vote, establishing a half -cent per dollar local transaction (sales) and use tax to address fiscal challenges including State takeaways totaling more than $22 million over the prior 15 years, and ongoing State funding reductions of $3 million annually; and WHEREAS, in 2014, the voters of San Luis Obispo approved the San Luis Obispo Essential Services Measure (also commonly known as Measure G, its 2014 ballot designation) with 70.32% of the vote, renewing the half -cent per dollar local transaction (sales) and use tax to continue protecting and maintaining essential services and facilities, to end March 31, 2023 unless renewed by voters; and WHEREAS, the revenue from Measure G has funded approximately 30% of essential services and 70% of maintaining City facilities but has not been sufficient to fund the level of services, maintenance, and infrastructure improvements the community has identified as priorities; and WHEREAS, one in every two calls to the San Luis Obispo Fire Department are responses to medical emergencies or rescues, and locally -controlled funding is critical to maintain firefighter - paramedic staffing, infrastructure, life-saving/personal protective equipment, and communications technology to save lives in any type of natural disaster or emergency; and WHEREAS, the impacts of coronavirus on the City's local economy, including loss of jobs and business closures, may take years to recover from and a reliable source of local funding will assist in businesses and downtown investment through economic recovery programs like Shop Local; and WHEREAS, the City's Essential Services Transaction (Sales) and Use Tax includes substantial accountability measures including: requirements for independent annual financial audits; integration of use of funds into the City's budget and goal -setting process; annual community reports; and annual citizen engagement meetings; and K Packet Page 63 Item 7 Ordinance No. (2020 Series) Page 2 WHEREAS, the City's Essential Services Transaction (Sales) and Use Tax also includes an additional accountability measure, a Citizen's Revenue Enhancement Oversight Commission, to increase transparency and accountability and to ensure the expenditure of revenue measure funds in alignment with evolving community priorities, as defined through citizen engagement and City Council direction; and WHEREAS, approximately 70% of sales tax revenue collected by San Luis Obispo is generated by tourists, visitors, and commuters ensuring that visitors are paying their fair share to use the City's community resources and infrastructure; and WHEREAS, the City's existing Essential Services Transactions (Sales) and Use Tax Ordinance is found in Chapter 3.15 of the City's Municipal Code; and WHEREAS, Section 3.15.030 of this Chapter sets forth an expiration date of March 31, 2023, at which time Chapter 3.15 will expire, unless extended by the voters of the City at an election called for that purpose; and WHEREAS, this proposed Measure G extension and enhancement will continue to require substantial accountability measures including: requirements for independent annual financial audits; integration of use of funds into the City's budget and goal -setting process; annual community reports; annual citizen engagement meetings; and the oversight role of the Citizen's Revenue Enhancement Oversight Commission; and WHEREAS, the COVID-19 pandemic's economic impacts on the community, local businesses, and City finances is unprecedented and an extension of Measure G and enhancement of the existing local transactions (sales) and use tax by an additional one (I) -cent per dollar for a total rate at one and half (1.5)-cents per dollar will protect and improve the level of City services, and maintenance and improvements to infrastructure the community values most; and WHEREAS, the funding will support San Luis Obispo's economic recovery, stability and resiliency to protect and maintain residents' quality of life. NOW, THEREFORE, BE IT ORDAINED by the Council and the People of the City of San Luis Obispo, as follows: SECTION 1. Chapter 3.15 of the City's Municipal Code is hereby amended and re-enacted in full to read as follows: X Packet Page 64 Item 7 Ordinance No. (2020 Series) Page 3 Chapter 3.15 COMMUNITY SERVICES AND INVESTMENT TRANSACTIONS (SALES) AND USE TAX 3.15.010 Title. This chapter shall be known as the "City of San Luis Obispo community services and investment transactions (sales) and use tax ordinance." The City of San Luis Obispo hereinafter shall be called the "City." This chapter shall be applicable in the incorporated territory of the City. 3.15.020 Purpose. This chapter is adopted to achieve the following, among other general municipal purposes, and directs that the provisions hereof be interpreted in order to accomplish those purposes: A. To provide funding to protect City of San Luis Obispo's financial stability; maintain fire, community safety, health emergency, disaster preparedness; protect creeks from pollution, address homelessness; keep public areas clean/safe; retain local businesses; repair streets; maintain youth/senior services, streets, open space/natural areas, and other general services by extending an existing, voter -approved, general purpose retail transactions (sales) and use tax of one-half (.5) cent per dollar and enhancing the local transactions (sales) and use tax by an additional one (1) cent per dollar; at a total rate of one and one half (1.5) cent per dollar (1.50% of the gross receipts) in accordance with the provisions of Part 1.6 (commencing with Section 7251) of Division 2 of the Revenue and Taxation Code and Section 7285.9 of Part 1.7 of Division 2, which authorizes the City to adopt this general purpose tax chapter, which shall be operative if two-thirds of the council and a majority vote of the electors voting on the measure vote to approve the extension and enhancement of this general purpose revenue source at an election called for that purpose. B. To adopt a retail transactions and use tax chapter that incorporates provisions identical to those of the transactions and use tax law of the state of California insofar as those provisions are not inconsistent with the requirements and limitations contained in Part 1.6 of Division 2 of the Revenue and Taxation Code. C. To adopt a retail transactions and use tax chapter that imposes a tax and provides a measure therefor that can be administered and collected by the California Department of Tax and Fee Administration in a manner that adapts itself as fully as practicable to, and requires the least possible deviation from, the existing statutory and administrative procedures followed by the California Department of Tax and Fee Administration in administering and collecting the California State sales and use taxes. D. To adopt a retail transactions and use tax chapter that can be administered in a manner that will be, to the greatest degree possible, consistent with the provisions of Part 1.6 of Division 2 of the Revenue and Taxation Code, minimize the cost of collecting the transactions and use taxes, and at the same time minimize the burden of recordkeeping upon persons subject to taxation under the provisions of this chapter. 3 Packet Page 65 Item 7 Ordinance No. (2020 Series) Page 4 3.15.030 Termination Date. The authority to levy the tax imposed by this chapter shall expire when ended by the voters of the City. 3.15.040 Fiscal accountability provisions —Citizen oversight and independent annual financial audits. Along with the City's ongoing commitment to citizen involvement as a fundamental principle of good government, specific citizen oversight and fiscal accountability provisions are hereby established as follows: A. Revenue Enhancement Oversight Commission. A citizen's commission will be established to provide transparency and maximize city accountability. The commission will be responsible for reviewing and making budget recommendations directly to the city council regarding expenditures from the essential services transactions (sales) and use tax and reporting annually to the community on the City's use of these tax revenues. B. Accounting and Tracking Expenditures. The funds collected through the City of San Luis Obispo essential services transactions (sales) and use tax ordinance shall be accounted for and tracked by the City treasurer separately to facilitate citizen oversight. C. Independent Annual Financial Audit. The amount generated by this general-purpose revenue source and how it was used shall be included in the annual audit of the City's financial operations by an independent certified public accountant. D. Integration of the Use of Funds into the City's Budget and Goal -Setting Process. The estimated revenue and proposed use of funds generated by this measure shall be an integral part of the City's budget and goal -setting process, and significant opportunities will be provided for meaningful participation by citizens in determining priority uses of these funds. E. Annual Community Report. A written report shall be reviewed at a public meeting by the revenue enhancement oversight commission, and a summary will be provided annually to every household in the community detailing how much revenue is being generated by the measure and how funds are being spent. F. Annual Citizen Oversight Meeting. An invitation will be extended each year to the entire community inviting them to participate in a forum to review and discuss the use of the revenue generated by this measure. City staff will also be available to meet with any group that requests a specific briefing with their members to discuss and answer questions about the revenues generated by the measure and their uses. 3.15.050 Transactions (sales) tax rate. For the privilege of selling tangible personal property (physical merchandise) at retail, a tax is hereby imposed upon all retailers in the incorporated territory of the City at the total rate of one and one half percent (1.5%) of the gross receipts of any retailer from the sale of all tangible personal property sold at retail in said territory on and after the operative date of this chapter, prior EN Packet Page 66 Item 7 Ordinance No. (2020 Series) Page 5 to which the tax rate shall be as previously imposed by voter approval of Measure G (November 2014). 3.15.060 Use tax rate. An excise tax is hereby imposed on the storage, use or other consumption in the City of tangible personal property (physical merchandise) purchased from any retailer for storage, use or other consumption in said territory at the rate of one and one half percent (1.5%) of the sales price of the property on and after the operative date of this chapter, prior to which the tax rate shall be as previously imposed by voter approval of Measure G (November 2014). The sales price shall include delivery charges when such charges are subject to state sales or use tax, regardless of the place to which delivery is made 3.15.070 Operative date. "Operative date" means the first day of the first calendar quarter commencing more than one hundred ten days after the adoption of the ordinance codified in this chapter. 3.15.080 Contract with state. Prior to the operative date, the City shall contract with the California Department of Tax and Fee Administration to perform all functions incident to the administration and operation of this transactions and use tax chapter; provided, that if the City shall not have contracted with the California Department of Tax and Fee Administration prior to the operative date, it shall nevertheless so contract and, in such a case, the operative date shall be the first day of the first calendar quarter following the execution of such a contract. 3.15.090 Place of sale. For the purposes of this chapter, all retail sales are consummated at the place of business of the retailer unless the tangible personal property sold is delivered by the retailer or his agent to an out- of-state destination or to a common carrier for delivery to an out-of-state destination. The gross receipts from such sales shall include delivery charges, when such charges are subject to the state sales and use tax, regardless of the place to which delivery is made. In the event a retailer has no permanent place of business in the state or has more than one place of business, the place or places at which the retail sales are consummated shall be determined under rules and regulations to be prescribed and adopted by the California Department of Tax and Fee Administration. 3.15.100 Adoption of provisions of state law. Except as otherwise provided in this chapter and except insofar as they are inconsistent with the provisions of Part 1.6 of Division 2 of the Revenue and Taxation Code, all of the provisions of Part 1 (commencing with Section 6001) of Division 2 of the Revenue and Taxation Code are hereby adopted and made a part of this chapter as though fully set forth herein. 3.15.110 Limitations on adoption of state law and collection of use taxes. In adopting the provisions of Part 1 of Division 2 of the Revenue and Taxation Code: A. Wherever the state of California is named or referred to as the taxing agency, the name of this City shall be substituted therefor. However, the substitution shall not be made when: X Packet Page 67 Item 7 Ordinance No. (2020 Series) Page 6 1. The word "state" is used as a part of the title of the State Controller, State Treasurer, State Board of Control, California Department of Tax and Fee Administration, State Treasury, or the Constitution of the State of California. 2. The result of that substitution would require action to be taken by or against this City or any agency, officer, or employee thereof rather than by or against the California Department of Tax and Fee Administration, in performing the functions incident to the administration or operation of this chapter. 3. In those sections, including, but not necessarily limited to, sections referring to the exterior boundaries of the state of California, where the result of the substitution would be to: a. Provide an exemption from this tax with respect to certain sales, storage, use or other consumption of tangible personal property which would not otherwise be exempt from this tax while such sales, storage, use or other consumption remain subject to tax by the state under the provisions of Part 1 of Division 2 of the Revenue and Taxation Code; or b. Impose this tax with respect to certain sales, storage, use or other consumption of tangible personal property, which would not be subject to tax by the state under the said provision of that code. 4. In Sections 6701, 6702 (except in the last sentence thereof), 6711, 6715, 6737, 6797 or 6828 of the Revenue and Taxation Code. B. The word "City" shall be substituted for the word "state" in the phrase "retailer engaged in business in this state" in Section 6203 and in the definition of that phrase in Section 6203. 3.15.120 Permit not required. If a seller's permit has been issued to a retailer under Section 6067 of the Revenue and Taxation Code, an additional transactor's permit shall not be required by this chapter. 3.15.130 Exemptions and exclusions. The following transactions shall be exempted and excluded: A. There shall be excluded from the measure of the transactions tax and the use tax the amount of any sales tax or use tax imposed by the state of California or by any City, City and county, or county pursuant to the Bradley -Burns Uniform Local Sales and Use Tax Law or the amount of any state -administered transactions or use tax. B. There are exempted from the computation of the amount of transactions tax the gross receipts from: 1. Sales of tangible personal property, other than fuel or petroleum products, to operators of aircraft to be used or consumed principally outside the county in which the sale is made and directly and exclusively in the use of such aircraft as common carriers of persons or property under the authority of the laws of this state, the United States, or any foreign government. 2. Sales of property to be used outside the City which is shipped to a point outside the City, pursuant to the contract of sale, by delivery to such point by the retailer or his agent, or by delivery by the retailer to a carrier for shipment to a consignee at such point. For the purposes of this section, delivery to a point outside the City shall be satisfied: X Packet Page 68 Item 7 Ordinance No. (2020 Series) Page 7 a. With respect to vehicles (other than commercial vehicles) subject to registration pursuant to Chapter 1 (commencing with Section 4000) of Division 3 of the Vehicle Code, aircraft licensed in compliance with Section 21411 of the Public Utilities Code, and undocumented vessels registered under Division 3.5 (commencing with Section 9840) of the Vehicle Code by registration to an out -of -City address and by a declaration under penalty of perjury, signed by the buyer, stating that such address is, in fact, his or her principal place of residence; and b. With respect to commercial vehicles, by registration to a place of business out - of -City and declaration under penalty of perjury, signed by the buyer, that the vehicle will be operated from that address. 3. The sale of tangible personal property if the seller is obligated to furnish the property for a fixed price pursuant to a contract entered into prior to the operative date of this chapter. 4. A lease of tangible personal property, which is a continuing sale of such property, for any period of time for which the lessor is obligated to lease the property for an amount fixed by the lease prior to the operative date of this chapter. 5. For the purposes of subsections (13)(3) and (4) of this section, the sale or lease of tangible personal property shall be deemed not to be obligated pursuant to a contract or lease for any period of time for which any parry to the contract or lease has the unconditional right to terminate the contract or lease upon notice, whether or not such right is exercised. C. There are exempted from the use tax imposed by this chapter the storage, use or other consumption in this City of tangible personal property: 1. The gross receipts from the sale of which have been subject to a transactions tax under any state -administered transactions and use tax ordinance. 2. Other than fuel or petroleum products purchased by operators of aircraft and used or consumed by such operators directly and exclusively in the use of such aircraft as common carriers of persons or property for hire or compensation under a certificate of public convenience and necessity issued pursuant to the laws of this state, the United States, or any foreign government. This exemption is in addition to the exemptions provided in Sections 6366 and 6366.1 of the Revenue and Taxation Code of the State of California. 3. If the purchaser is obligated to purchase the property for a fixed price pursuant to a contract entered into prior to the operative date of this chapter. 4. If the possession of, or the exercise of any right or power over, the tangible personal property arises under a lease which is a continuing purchase of such property for any period of time for which the lessee is obligated to lease the property for an amount fixed by a lease prior to the operative date of this chapter. 5. For the purposes of subsections (C)(3) and (4) of this section, storage, use, or other consumption, or possession of, or exercise of any right or power over, tangible personal property shall be deemed not to be obligated pursuant to a contract or lease for any period of time for which any party to the contract or lease has the unconditional right to terminate the contract or lease upon notice, whether or not such right is exercised. 3 Packet Page 69 Item 7 Ordinance No. (2020 Series) Page 8 6. Except as provided in subsection (C)(7) of this section, a retailer engaged in business in the City shall not be required to collect use tax from the purchaser of tangible personal property, unless the retailer ships or delivers the property into the City or participates within the City in making the sale of the property, including, but not limited to, soliciting or receiving the order, either directly or indirectly, at a place of business of the retailer in the City or through any representative, agent, canvasser, solicitor, subsidiary, or person in the City under the authority of the retailer. 7. A retailer engaged in business in the City shall also include any retailer of any of the following: vehicles subject to registration pursuant to Chapter 1 (commencing with Section 4000) of Division 3 of the Vehicle Code, aircraft licensed in compliance with Section 21411 of the Public Utilities Code, or undocumented vessels registered under Division 3.5 (commencing with Section 9840) of the Vehicle Code. That retailer shall be required to collect use tax from any purchaser who registers or licenses the vehicle, vessel or aircraft at an address in the City. D. Any person subject to use tax under this chapter may credit against that tax any transactions tax or reimbursement for transactions tax paid to a district imposing, or retailer liable for, a transactions tax pursuant to Part 1.6 of Division 2 of the Revenue and Taxation Code with respect to the sale to the person of the property the storage, use or other consumption of which is subject to the use tax. 3.15.140 Amendments. All amendments subsequent to the effective date of this chapter to Part 1 of Division 2 of the Revenue and Taxation Code relating to sales and use taxes and which are not inconsistent with Part 1.6 and Part 1.7 of Division 2 of the Revenue and Taxation Code, and all amendments to Part 1.6 and Part 1.7 of Division 2 of the Revenue and Taxation Code, shall automatically become a part of this chapter; provided, however, that no such amendment shall operate so as to affect the rate of tax imposed by this chapter. 3.15.150 Enjoining collection forbidden. No injunction or writ of mandate or other legal or equitable process shall issue in any suit, action or proceeding in any court against the state or the City, or against any officer of the state or the City, to prevent or enjoin the collection under this chapter, or Part 1.6 of Division 2 of the Revenue and Taxation Code, of any tax or any amount of tax required to be collected. 3 Packet Page 70 Item 7 Ordinance No. (2020 Series) Page 9 SECTION 2. A summary of this ordinance, together with the names of Council members voting for and against, shall be published at least five (5) days prior to its final passage, in The New Times, a newspaper published and circulated in this City. This ordinance shall go into effect upon adoption by the voters. INTRODUCED on the 21 st day of July 2020 by the Council of the City of San Luis Obispo on the following vote: AYES: NOES: ABSENT: PASSED AND ADOPTED by the Voters of the City of San Luis Obispo on November 3, 2020 by the following vote tally: AYES: NOES: FINALLY ADOPTED following declaration of the vote by the City Council on December '2020 Mayor Heidi Harmon ATTEST: Teresa Purrington City Clerk APPROVED AS TO FORM: J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, on Teresa Purrington, City Clerk X Packet Page 71 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments Chapter 3.15 ESSE-NTrrrIAL SERVICES COMMUNITY SERVICES AND INVESTMENT TRANSACTIONS (SALES) AND USE TAX Sections: 3.15.010 Title. 3.15.020 Purpose. 3.15.030 Eight -year sunset. 3.15.040 Fiscal accountability provisions —Citizen oversight and independent annual financial audits. 3.15.050 Transactions (sales) tax rate. 3.15.060 Use tax rate. 3.15.070 Operative date. 3.15.080 Contract with state. 3.15.090 Place of sale. 3.15.100 Adoption of provisions of state law. 3.15.110 Limitations on adoption of state law and collection of use taxes. 3.15.120 Permit not required. 3.15.130 Exemptions and exclusions. 3.15.140 Amendments. 3.15.150 Enjoining collection forbidden. 3.15.010 Title. This chapter shall be known as the "City of San Luis Obispo osse-PA a se -v community services and investment transactions (sales) and use tax ordinance." The City of San Luis Obispo hereinafter shall be called the "City." This chapter shall be applicable in the incorporated territory of the city. 3.15.020 Purpose. This chapter is adopted to achieve the following, among other general municipal purposes, and directs that the provisions hereof be interpreted in order to accomplish those purposes: A. , ineluding and Aeflities; sen,iees and other- vital general The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 72 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments tax of one half pe o .* To provide funding to protect City of San Luis Obispo's financial stability; maintain fire/community safety, health emergency/disaster preparedness; protect creeks from pollution; address homelessness; keep public areas clean/safe; retain local businesses; maintain youth/senior services, streets, open space/natural areas, and other general services, by extending an existing, voter -approved, general purpose retail transactions (sales) and use tax of one-half (.5) cent per dollar and enhancing the local transactions (sales) and use tax by an additional one (1) cent per dollar; at a total rate of one and one half (1.5,) cent per dollar (1.50% of the gross receipts), in accordance with the provisions of Part 1.6 (commencing with Section 7251) of Division 2 of the Revenue and Taxation Code and Section 7285.9 of Part 1.7 of Division 2, which authorizes the city to adopt this general purpose tax chapter, which shall be operative if two-thirds of the council and a majority vote of the electors voting on the measure vote to approve the extension and enhancement of this general purpose revenue source at an election called for that purpose. B. To adopt a retail transactions and use tax chapter that incorporates provisions identical to those of the transactions sales and use tax law of the state of California insofar as those provisions are not inconsistent with the requirements and limitations contained in Part 1.6 of Division 2 of the Revenue and Taxation Code. C. To adopt a retail transactions and use tax chapter that imposes a tax and provides a measure therefor that can be administered and collected by the State Board of E,,, alizatie , California Department of Tax and Fee Administration in a manner that adapts itself as fully as practicable to, and requires the least possible deviation from, the existing statutory and administrative procedures followed by the State Board of Equalization California Department of Tax and Fee Administration in administering and collecting the California State sales and use taxes. D. To adopt a retail transactions and use tax chapter that can be administered in a manner that will be, to the greatest degree possible, consistent with the provisions of Part 1.6 of Division 2 of the Revenue and Taxation Code, minimize the cost of collecting the transactions and use taxes, and at the same time minimize the burden of recordkeeping upon persons subject to taxation under the provisions of this chapter. 3.15.030 Eigh4 yeaf stmset Termination Date. The authority to levy the tax imposed by this chapter shall expire when ended by voters of the city in eight years, o amh 31, 2023, tmiessextended by voters. 3.15.040 Fiscal accountability provisions —Citizen oversight and independent annual financial audits. Along with the city's ongoing commitment to citizen involvement as a fundamental principle of good government, specific citizen oversight and fiscal accountability provisions are hereby established as follows: The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 73 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments A. Revenue Enhancement Oversight Commission. A citizen's commission will be established to provide transparency and maximize city accountability. The commission will be responsible for reviewing and making budget recommendations directly to the city council regarding expenditures from the essential services transactions (sales) and use tax and reporting annually to the community on the city's use of these tax revenues. B. Accounting and Tracking Expenditures. The funds collected through the city of San Luis Obispo essential services transactions (sales) and use tax ordinance shall be accounted for and tracked by the city treasurer separately to facilitate citizen oversight. C. Independent Annual Financial Audit. The amount generated by this general purpose revenue source and how it was used shall be included in the annual audit of the city's financial operations by an independent certified public accountant. D. Integration of the Use of Funds into the City's Budget and Goal -Setting Process. The estimated revenue and proposed use of funds generated by this measure shall be an integral part of the city's budget and goal - setting process, and significant opportunities will be provided for meaningful participation by citizens in determining priority uses of these funds. E. Annual Community Report. A written report shall be reviewed at a public meeting hearing by the revenue enhancement oversight commission, and a summary will be provided annually to every household in the community detailing how much revenue is being generated by the measure and how funds are being spent. F. Annual Citizen Oversight Meeting. An invitation will be extended each year to the entire community inviting them to participate in a forum to review and discuss the use of the revenue generated by this measure. City staff will also be available to meet with any group that requests a specific briefing with their members to discuss and answer questions about the revenues generated by the measure and their uses. 3.15.050 Transactions (sales) tax rate. For the privilege of selling tangible personal property at (physical merchandise) retail, a tax is hereby imposed upon all retailers in the incorporated territory of the city at the total rate of one half peee t of the gross reeds one and one half (1.5%, of the gross receipts of any retailer from the sale of all tangible personal property sold at retail in said territory on and after the operative date of this chapter, prior to which the tax rate shall be as previously imposed by voter approval of Measure G (November 20 The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 74 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments 3.15.060 Use tax rate. An excise tax is hereby imposed on the storage, use or other consumption in the city of tangible personal property (phvsical merchandiselpurchased from any retailer for storage, use or other consumption in said territory at the rate of one half pereent one and one half (1.5%)of the sales price of the property on and after the operative date of this chapter, prior to which the tax rate shall be as previously imposed by voter approval of Measure G (November 2014). The sales price shall include delivery charges when such charges are subject to state sales or use tax regardless of the place to which delivery is made. 3.15.070 Operative date. "Operative date" means the first day of the first calendar quarter commencing more than one hundred ten days after the adoption of the ordinance codified in this chapter. 3.15.080 Contract with state. Prior to the operative date, the city shall contract with the State Board of Equalization California Department of Tax and Fee Administration to perform all functions incident to the administration and operation of this transactions and use tax chapter; provided, that if the city shall not have contracted with the State Board of Equalization California Department of Tax and Fee Administration prior to the operative date, it shall nevertheless so contract and in such a case the operative date shall be the first day of the first calendar quarter following the execution of such a contract. 3.15.090 Place of sale. For the purposes of this chapter, all retail sales are consummated at the place of business of the retailer unless the tangible personal property sold is delivered by the retailer or his agent to an out-of-state destination or to a common carrier for delivery to an out-of-state destination. The gross receipts from such sales shall include delivery charges, when such charges are subject to the state sales and use tax, regardless of the place to which delivery is made. In the event a retailer has no permanent place of business in the state or has more than one place of business, the place or places at which the retail sales are consummated shall be determined under rules and regulations to be prescribed and adopted by the of Equaliza4io California Department of Tax and Fee Administration. The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 75 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments 3.15.100 Adoption of provisions of state law. Except as otherwise provided in this chapter and except insofar as they are inconsistent with the provisions of Part 1.6 of Division 2 of the Revenue and Taxation Code, all of the provisions of Part 1 (commencing with Section 6001) of Division 2 of the Revenue and Taxation Code are hereby adopted and made a part of this chapter as though fully set forth herein. 3.15.110 Limitations on adoption of state law and collection of use taxes. In adopting the provisions of Part 1 of Division 2 of the Revenue and Taxation Code: A. Wherever the state of California is named or referred to as the taxing agency, the name of this city shall be substituted therefor. However, the substitution shall not be made when: 1. The word "state" is used as a part of the title of the State Controller, State Treasurer, State Board of Control, State BoaFd ofE,,ualizatio California Department of Tax and Fee Administration, State Treasury, or the Constitution of the State of California. 2. The result of that substitution would require action to be taken by or against this city or any agency, officer, or employee thereof rather than by or against the State Board of Equalization California Department of Tax and Fee Administration, in performing the functions incident to the administration or operation of this chapter. 3. In those sections, including, but not necessarily limited to, sections referring to the exterior boundaries of the state of California, where the result of the substitution would be to: a. Provide an exemption from this tax with respect to certain sales, storage, use or other consumption of tangible personal property which would not otherwise be exempt from this tax while such sales, storage, use or other consumption remain subject to tax by the state under the provisions of Part 1 of Division 2 of the Revenue and Taxation Code; or b. Impose this tax with respect to certain sales, storage, use or other consumption of tangible personal property, which would not be subject to tax by the state under the said provision of that code. 4. In Sections 6701, 6702 (except in the last sentence thereof), 6711, 6715, 6737, 6797 or 6828 of the Revenue and Taxation Code. B. The word "city" shall be substituted for the word "state" in the phrase "retailer engaged in business in this state" in Section 6203 and in the definition of that phrase in Section 6203. The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 76 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments 3.15.120 Permit not required. If a seller's permit has been issued to a retailer under Section 6067 of the Revenue and Taxation Code, an additional transactor's permit shall not be required by this chapter. 3.15.130 Exemptions and exclusions. The following transactions shall be exempted and excluded: A. There shall be excluded from the measure of the transactions tax and the use tax the amount of any sales tax or use tax imposed by the state of California or by any city, city and county, or county pursuant to the Bradley -Burns Uniform Local Sales and Use Tax Law or the amount of any state -administered transactions or use tax. B. There are exempted from the computation of the amount of transactions tax the gross receipts from: 1. Sales of tangible personal property, other than fuel or petroleum products, to operators of aircraft to be used or consumed principally outside the county in which the sale is made and directly and exclusively in the use of such aircraft as common carriers of persons or property under the authority of the laws of this state, the United States, or any foreign government. 2. Sales of property to be used outside the city which is shipped to a point outside the city, pursuant to the contract of sale, by delivery to such point by the retailer or his agent, or by delivery by the retailer to a carrier for shipment to a consignee at such point. For the purposes of this section, delivery to a point outside the city shall be satisfied: a. With respect to vehicles (other than commercial vehicles) subject to registration pursuant to Chapter 1 (commencing with Section 4000) of Division 3 of the Vehicle Code, aircraft licensed in compliance with Section 21411 of the Public Utilities Code, and undocumented vessels registered under Division 3.5 (commencing with Section 9840) of the Vehicle Code by registration to an out - of -city address and by a declaration under penalty of perjury, signed by the buyer, stating that such address is, in fact, his or her principal place of residence; and b. With respect to commercial vehicles, by registration to a place of business out -of -city and declaration under penalty of perjury, signed by the buyer, that the vehicle will be operated from that address. 3. The sale of tangible personal property if the seller is obligated to furnish the property for a fixed price pursuant to a contract entered into prior to the operative date of this chapter. The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 77 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments 4. A lease of tangible personal property, which is a continuing sale of such property, for any period of time for which the lessor is obligated to lease the property for an amount fixed by the lease prior to the operative date of this chapter. 5. For the purposes of subsections (13)(3) and (4) of this section, the sale or lease of tangible personal property shall be deemed not to be obligated pursuant to a contract or lease for any period of time for which any party to the contract or lease has the unconditional right to terminate the contract or lease upon notice, whether or not such right is exercised. C. There are exempted from the use tax imposed by this chapter the storage, use or other consumption in this city of tangible personal property: 1. The gross receipts from the sale of which have been subject to a transactions tax under any state - administered transactions and use tax ordinance. 2. Other than fuel or petroleum products purchased by operators of aircraft and used or consumed by such operators directly and exclusively in the use of such aircraft as common carriers of persons or property for hire or compensation under a certificate of public convenience and necessity issued pursuant to the laws of this state, the United States, or any foreign government. This exemption is in addition to the exemptions provided in Sections 6366 and 6366.1 of the Revenue and Taxation Code of the State of California. 3. If the purchaser is obligated to purchase the property for a fixed price pursuant to a contract entered into prior to the operative date of this chapter. 4. If the possession of, or the exercise of any right or power over, the tangible personal property arises under a lease which is a continuing purchase of such property for any period of time for which the lessee is obligated to lease the property for an amount fixed by a lease prior to the operative date of this chapter. 5. For the purposes of subsections (C)(3) and (4) of this section, storage, use, or other consumption, or possession of, or exercise of any right or power over, tangible personal property shall be deemed not to be obligated pursuant to a contract or lease for any period of time for which any party to the contract or lease has the unconditional right to terminate the contract or lease upon notice, whether or not such right is exercised. 6. Except as provided in subsection (C)(7) of this section, a retailer engaged in business in the city shall not be required to collect use tax from the purchaser of tangible personal property, unless the retailer ships or delivers the property into the city or participates within the city in making the sale of the property, including, but not limited to, soliciting or receiving the order, either directly or indirectly, at a place of business of the retailer in the city or through any representative, agent, canvasser, solicitor, subsidiary, or person in the city under the authority of the retailer. 7. A retailer engaged in business in the city shall also include any retailer of any of the following: vehicles subject to registration pursuant to Chapter 1 (commencing with Section 4000) of Division 3 of The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 78 Item 7 San Luis Obispo Municipal Code Chapter 3.15 — Draft Amendments the Vehicle Code, aircraft licensed in compliance with Section 21411 of the Public Utilities Code, or undocumented vessels registered under Division 3.5 (commencing with Section 9840) of the Vehicle Code. That retailer shall be required to collect use tax from any purchaser who registers or licenses the vehicle, vessel or aircraft at an address in the city. D. Any person subject to use tax under this chapter may credit against that tax any transactions tax or reimbursement for transactions tax paid to a district imposing, or retailer liable for, a transactions tax pursuant to Part 1.6 of Division 2 of the Revenue and Taxation Code with respect to the sale to the person of the property the storage, use or other consumption of which is subject to the use tax. 3.15.140 Amendments. All amendments subsequent to the effective date of this chapter to Part 1 of Division 2 of the Revenue and Taxation Code relating to sales and use taxes and which are not inconsistent with Part 1.6 and Part 1.7 of Division 2 of the Revenue and Taxation Code, and all amendments to Part 1.6 and Part 1.7 of Division 2 of the Revenue and Taxation Code, shall automatically become a part of this chapter; provided, however, that no such amendment shall operate so as to affect the rate of tax imposed by this chapter. 3.15.150 Enjoining collection forbidden. No injunction or writ of mandate or other legal or equitable process shall issue in any suit, action or proceeding in any court against the state or the city, or against any officer of the state or the city, to prevent or enjoin the collection under this chapter, or Part 1.6 of Division 2 of the Revenue and Taxation Code, of any tax or any amount of tax required to be collected. The San Luis Obispo Municipal Code is current through Ordinance 1681, and legislation passed throug... Packet Page 79 Item 7 RESOLUTION NO. (2020 SERIES) A RESOLUTION OF THE COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, SETTING PRIORITIES FOR FILING WRITTEN ARGUMENTS REGARDING A CITY MEASURE AND DIRECTING THE CITY ATTORNEY TO PREPARE AN IMPARTIAL ANALYSIS WHEREAS, a General Municipal Election is to be held in the City of San Luis Obispo, California, on November 3, 2020, at which time there will be submitted to the voters the following measure: City of San Luis Obispo Community Services/Investment. Shall an ordinance to provide funding to protect City of San Luis Obispo's financial stability; maintain fire/community safety, health YES emergency/disaster preparedness; protect creeks from pollution; address homelessness; keep public areas clean/safe; retain local businesses; maintain youth/senior services, streets, open space/natural areas, and other general services, by extending voter -approved funding NO at a 1.50 rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? WHEREAS, Section 9282 of the Election Code of the State of California authorize the filing of arguments for and against the adoption of said measures and for the City Elections Official to enclose a printed copy of such arguments with the sample ballot provided to the electors of the City. NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo, as follows: SECTION 1. That the City Council authorizes (i) all or any members of the City Council, (ii) a bona fide association of such citizens, (iii) any individual voter eligible to vote on the above measure or (iv) any combination thereof to file written arguments not exceeding 300 words regarding the City measure specified above, accompanied by the printed names and signatures of the authors submitting it, in accordance with Article 4, Chapter 3, Division 9 of the Elections Code of the State of California and to change the arguments until and including the date fixed by the City Clerk after which no arguments for or against the City measure may be submitted to the City Clerk. The arguments shall be accompanied by a "Form of Statement to be Filed by the Authors of the Argument." (Council Member in Favor) (Council Member in Favor) (Council Member in Favor) (Council Member in Favor) (Council Member in Favor) (Council Member in Against) (Council Member in Against) (Council Member in Against) (Council Member in Against) (Council Member in Against) I:14 Packet Page 80 Item 7 Resolution No. (2020 Series) Page 2 SECTION 2. All arguments shall be filed with the City Clerk, signed with the printed name(s) and signature(s) of the author(s) submitting it, or if submitted on behalf of an organization, the name of the organization, and the printed name and signature of at least one of its principal officers who is the author of the argument. An argument may not be signed by more than five authors. In case any argument is signed by more than five authors, the signatures of the first five shall be printed. SECTION 3. Pursuant to Election Code 9287, in the event more than one argument for or more than one argument against the ballot measure is submitted to the City Clerk within the time prescribed, the City Clerk shall select one of the arguments in favor and one of the arguments against each measure for printing and distribution to the voters. In selecting the argument, the City Clerk shall give preference and priority, in the order named, to the arguments of the following: (a) The legislative body, or member or members of the legislative body authorized by that body; (b) The individual voter, or bona fide association of citizens, or combination of voters and associations, who are the bona fide sponsors or proponents of the measure; (c) Bona fide associations of citizens; and (d) Individual voters who are eligible to vote on the measure. SECTION 3. That the City Council directs the City Clerk to transmit a copy of the measure to the City Attorney who shall prepare an impartial analysis of the measure not exceeding 500 words showing the effect of the measure on the existing law and the operation of the measure. The analysis shall include a statement indicating whether the measure was placed on the ballot by a petition signed by the requisite number of voters or by the governing body of the City. The impartial analysis shall be filed by the date set by the City Clerk for the filing of primary arguments. I:14 Packet Page 81 Item 7 Resolution No. (2020 Series) Page 3 SECTION 4. That the City Clerk shall certify to the passage and adoption of this resolution and enter it into the book of original resolutions. Upon motion of Council Member, seconded by Council Member, and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this day of , 2020. Mayor Heidi Harmon ATTEST: Teresa Purrington City Clerk APPROVED AS TO FORM: J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, on Teresa Purrington, City Clerk I:14 Packet Page 82 Item 7 RESOLUTION NO. (2020 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, PROVIDING FOR THE FILING OF REBUTTAL ARGUMENTS FOR CITY MEASURES SUBMITTED AT MUNICIPAL ELECTIONS WHEREAS, a General Municipal Election is to be held in the City of San Luis Obispo, California, on November 3, 2020, at which time there will be submitted to the voters the following measure: City of San Luis Obispo Community Services/Investment. Shall an ordinance to provide funding to protect City of San Luis Obispo's financial stability; maintain fire/community safety, health YES emergency/disaster preparedness; protect creeks from pollution; address homelessness; keep public areas clean/safe; retain local businesses; maintain youth/senior services, streets, open space/natural areas, and other general services, by extending voter -approved funding NO at a 1.50 rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? WHEREAS, Section 9285 of the Elections Code of the State of California authorizes the City Council, by majority vote, to adopt provisions to provide for the filing of rebuttal arguments for City measures submitted at municipal elections. NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo, as follows: SECTION 1. That pursuant to Sections 9285 of the Elections Code of the State of California, when the Elections Official has selected the arguments for and against the measure which will be printed and distributed to the voters, the Elections Official shall send copies of the argument in favor of the measure to the authors of the argument against, and copies of the argument against to the authors of the argument in favor immediately upon receiving the arguments. The author or a majority of the authors of an argument related to a City measure may prepare and submit a rebuttal argument not exceeding 250 words or may authorize in writing any other person or persons to prepare, submit, or sign the rebuttal argument. A rebuttal argument may not be signed by more than five authors. In case any argument is signed by more than five authors, the signatures of the first five shall be printed. The rebuttal arguments shall be filed with the City Clerk, signed, with the printed name(s) and signature(s) of the author(s) submitting it, or if submitted on behalf of an organization, the name of the organization, and the printed name and signature of at least one of its principal officers, not more than 10 days after the final date for filing direct arguments. The rebuttal arguments shall be accompanied by a "Form of Statement to be Filed by Authors of Argument." Packet Page 83 Item 7 Resolution No. (2020 Series) Page 2 Rebuttal arguments shall be printed in the same manner as the direct arguments. Each rebuttal argument shall immediately follow the direct argument which it seeks to rebut. SECTION 2. That all previous resolutions providing for the filing of rebuttal arguments for city measures are repealed. SECTION 3. That the provisions of Section 1 shall apply at the next ensuing municipal election and at each municipal election after that time. SECTION 4. That the City Clerk shall certify to the passage and adoption of this Resolution and enter it into the book of original Resolutions. Upon motion of Council Member , seconded by Council Member and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this day of 2020. Mayor Heidi Harmon ATTEST: Teresa Purrington City Clerk APPROVED AS TO FORM: J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, on Teresa Purrington, City Clerk Packet Page 84 Item 7 cuxk -0 REVENUE ENHANCEMENT OVERSIGHT COMMISSION Minutes - DRAFT Tuesday, June 30, 2020 Regular Meeting of the Revenue Enhancement Oversight Commission CALL TO ORDER A Regular Meeting of the San Luis Obispo Revenue Enhancement Oversight Commission was called to order on Tuesday, June 30, 2020 at 5:32 p.m., by Chair Coates via webinar. ROLL CALL Present: Commissioners Jim Haman, Jeannette McClure, Michael Multari, and Chair Chris Coates Absent: Vice Chair Ken Kienow Staff: Deputy City Manager Greg Hermann, Assistant to the City Manager Ryan Betz, and Deputy City Clerk Kevin Christian PUBLIC COMMENT ITEMS NOT ON THE AGENDA None. --End of Public Comment -- APPROVAL OF MINUTES 1. Consideration of Minutes of the Regular Revenue Enhancement Oversight Commission Meeting of May 14, 2020: ACTION: UPON MOTION BY CHAIR COATES SECONDED BY COMMISSIONER MULTARI, CARRIED 4-0-1, to approve the Minutes of the Regular Revenue Enhancement Oversight Commission Meeting of May 14, 2020. DRAFT Minutes Revenue Enhancement Oversight Commission Meeting of June 30, 2020 Page 1 Packet Page 85 Item 7 BUSINESS ITEMS 2. Consideration of a Potential General Sales Tax Renewal Measure Deputy City Manager Greg Hermann and Assistant to the City Manager Ryan Betz provided a PowerPoint presentation and responded to Commissioner inquiries. Public Comment Ken Kienow --End of Public Comment -- ACTION: UPON MOTION BY COMMISSIONER MULTARI, SECONDED BY COMMISSIONER McCLURE, CARRIED 4-0-1 to recommend to the City Council that they authorize placing a ballot measure on the November 3, 2020 ballot to extend the existing half cent ($0.005) general sales tax with a one cent ($0.01) increase, until ended by voters, provided that there is support shown for the tax in the survey currently being conducted. COMMENT AND DISCUSSION 3. Staff Updates Deputy City Manager Greg Hermann recognized Commissioners Multari and Kienow for their service on the Commission since its inception. 4. Commission Communications ADJOURNMENT The meeting was adjourned at 6:58 p.m. APPROVED BY THE REVENUE ENHANCEMENT OVERSIGHT COMMISSION: XX/XX/2020 DRAFT Minutes — Revenue Enhancement Oversight Commission Meeting of June 30, 2020 Page 2 Packet Page 86 Item 7 CITY OF SHIR LUIS OBISPO MEASURING OUR PERFORMANCE A Fiscal Comparison with Selected Benchmark Cities June 2020 Packet Page 87 Item 7 Measuring Our Performance A Fiscal Comparison with Selected Benchmark Cities PROJECT MANAGER Ryan Betz, Assistant to the City Manager CITY STAFF Derek Johnson, City Manager Greg Hermann, Deputy City Manager Jeff Smith, Police Captain Matt Horn, Public Works Director Luke Schwartz, Transportation Manager Jennifer Rice, Transportation Planner/Engineer Devin Hyfield, Recreation Manager Miguel Guardado, Information Technology Manager Shawna Scott, Senior Planner James Blattler, Administrative Analyst, Fire Robert Hill, Sustainability & Natural Resources Official Victoria Tonikian, Interim Executive Assistant to the City Manager / Fiscal Officer Packet Page 88 Item 7 TABLE OF CONTENTS Contents INTRODUCTION.......................................................................................................................... 1 Factors that Affect Benchmark Comparisons............................................................................. 1 FINANCIAL BENCHMARKS: RESOURCE COMPARISON ................................................... 3 Chart 1: General Fund per Capita............................................................................................... 3 Chart 2: Sales Tax, Property Tax & Transient Occupancy Tax: Percent of Total General Fund Revenues..................................................................................................................................... 3 Chart 3: Sales Tax Revenues per Capita..................................................................................... 3 Chart 4: Property Tax Revenues per Capita................................................................................ 4 Chart 5: Transient Occupancy Tax (TOT) Revenues per Capita ................................................ 4 Chart 6: Ratio of Fees to Total General Fund Revenues............................................................. 4 FINANCIAL BENCHMARKS: COST COMPARISON.............................................................. 5 Chart 7: Governmental Costs per Capita..................................................................................... 5 Chart 8: General Fund Operating Costs per Capita..................................................................... 5 Chart 9: Percent of Governmental Costs that are Interest Payments .......................................... 5 Chart 10: General Fund Allocations to Public Safety................................................................. 6 Chart 11: General Fund Public Safety Costs per Capita............................................................. 6 Chart 12: General Fund Allocations for General Government ................................................... 6 FINANCIAL BENCHMARKS: STAFFING COMPARISON..................................................... 7 Chart 13: Staffing from General Fund (per 1,000 residents)...................................................... 7 Chart 14: Sworn Police Staff (per 1,000 residents)..................................................................... 7 Chart 15: Sworn Fire Staff (per 1,000 residents served)............................................................. 7 OTHER BENCHMARKS: SERVICE OUTCOMES.................................................................... 8 Chart 16: Violent Crimes (Per 1,000 Residents)......................................................................... 8 Chart 17: Fire Calls for Service (per 1,000 residents)................................................................. 8 Chart 18: Pavement Condition Index.......................................................................................... 8 CONCLUSION............................................................................................................................... 9 BEST MANAGEMENT PRACTICES..................................................................................... 10 SOURCEDATA....................................................................................................................... 10 Packet Page 89 Item 7 The City Council of San Luis Obispo adopted a Major City Goal for Fiscal Sustainability and Responsibility with a focus on efficiencies, strategic economic development, unfunded liabilities and infrastructure financing. Developing a benchmark study helps illustrate how the City of San Luis Obispo is performing compared to similar cities across a number of performance measures. The City is committed to delivering the services, maintenance and infrastructure improvements the community values most. This benchmark study evaluates the most current data on financial performance such as revenue diversity, expense allocation, staffing costs, and debt management. Service costs do not always reflect service levels or efficiency, so the study also compares service outcomes like crime rates, fire response and pavement condition. The results indicate that San Luis Obispo is close to the median on most comparisons. To ensure consistency with the 2014 Benchmark Study, the same eight cities were chosen for comparison to San Luis Obispo (population 46,800, General Fund $72AM). 1. Davis (68,700, $69M) 2. Monterey (28,600, $78M) 3. Napa (79,300, $89M) 4. Palm Springs (48,700, $95M) 5. Santa Barbara (94,800, $131M) 6. Santa Cruz (65,800, $104M) 7. Santa Maria (106,600, $72M) 8. Paso Robles (31,200, $37M) Each selected city shares many characteristics, including: 1. Full -service city that provides a wide range of core services directly, including police, fire, street maintenance, planning, and parks and recreation. 2. County seat or largest city in the nearby vicinity. 3. Distinct regional identity separate from a large metropolitan area. 4. Major employment, commercial, cultural and government urban center. 5. Quality of life community. 6. Mid -size city, with populations ranging from 28,000 to 107,000. 7. Implemented or re -authorized a sales tax measure during the past 10 years. 8. College community and/or major tourism. 9. Slow growth: between -0.5% and 1.5% population change from 2018 to 2019. The objective is to provide a snapshot of how San Luis Obispo measures up to similar cities in California. The study also provides the opportunity to evaluate San Luis Obispo's revenue sources in comparison with costs, services and community priorities. FACTORS THAT AFFECT BENCHMARK COMPARISONS Accurately measuring benchmarks between San Luis Obispo and the selected cities can be a difficult task. Comparisons do not tell the entire story because every city differs on a variety of issues, including but not limited to geography, daytime versus resident population, accounting methods, and fund management. Introduction Packet Page 90 page 1 Item 7 Geography Fire service in San Luis Obispo is impacted by mountains, freeways, railroad tracks and other unique topographical features. To meet the ideal four minute fire response time, the City's Fire Department has to maintain and staff four separate fire stations, which can inflate costs when compared to other cities with less challenging geography and/or less fire stations. Daytime Population San Luis Obispo's resident population is approximately 46,800, but the City realizes a peak population of 75,000- 90,000 citizens expecting services during "normal business hours." In addition, the peak daytime population of nearby Cal Poly is 25,000 citizens that are also covered by contract City services, including Fire Department emergency response service 24 hours a day, seven days a week. Accounting Methods Every city budgets and accounts for service costs differently. For example, some cities account for internal services like printing, fleet maintenance, insurance and information technology using "internal service funds", which charge user departments for their services. Other cities (like San Luis Obispo) account for internal service costs in the General Fund and use a cost allocation plan in distributing costs to other departments and funds. For public services like paving, street lighting, or storm drain maintenance, some cities account for these services in separate special revenue or enterprise funds, while others account for them solely in their General Fund. The "General Fund" can be a relative term, and those cities that use separate funds to account for services that others account for in their General Fund may appear to have lower General Fund costs. Fund Management The services that cities provide can be divided into two major groups: governmental and enterprise. Governmental activities include: police, fire, capital projects, planning and building inspections, street maintenance, recreation and park maintenance. Governmental activities costs and cash balances are typically tracked using the General Fund, Capital Outlay Fund, and other miscellaneous funds like Debt Service or Special Revenue Funds. Enterprise activities are fee -for -service operations ranging from water services to international airports. Enterprise Funds vary widely which makes them difficult to compare statistically. The majority of financial comparisons provided in this benchmark study focus on governmental activities since they are more uniform across the sample cities and consistently reported in a city's Comprehensive Annual Financial Report (CAFR). Comparison of Enterprise Services provided by Benchmark Cities Service San Luis Obispo Davis Monterey Napa Palm Springs Santa Cruz Santa Barbara Santa Maria Paso Robles Water X X X X X X X Sewer X X X X X X X Parking X X X X Transit X X X X Golf X X X X Solid Waste X X X X X X Stormwater X X Marina X X Airport X X Cemetery X Presidio X Housing X X Introduction Packet Page 91 page 2 Item 7 CHART 1: GENERAL FUND PER CAPITA Santa Maria Davis Napa Paso Robles San Luis Obispo Santa Barbara Santa Cruz Monterey Palm Springs $500 $1,500 $2,500 $3,500 $4,500 Cities typically have two major governmental funds: the General Fund and Capital Outlay Fund. Other minor governmental funds can include Special Revenue Funds, like a Business Improvement District, or Debt Service Funds. The size of San Luis Obispo's General Fund per capita is the median among benchmark cities. It is primarily used for operating programs (84%), debt service (5%), and capital improvement plan (8%) expenditures. CHART 2: SALES TAX, PROPERTY TAX & TRANSIENT OCCUPANCY TAX: PERCENT OF TOTAL GENERAL FUND REVENUES Davis Monterey Santa Cruz Palm Springs San Luis Obispo Santa Barbara Napa Paso Robles Santa Maria 40% 50% 60% 70% 80% 90% 100% CHART 3: SALES TAX REVENUES PER CAPITA Davis Napa Monterey Santa Cruz Santa Maria Paso Robles Santa Barbara San Luis Obispo Palm Springs $200 $300 $400 $500 $600 $700 $800 $900 Sales tax, property tax and transient occupancy tax (TOT) account for at least 40% of total General Fund revenues in all benchmark cities. These top three revenues account for only 62% of San Luis Obispo's General Fund revenues, which implies that there is a diverse revenue base. This financial risk management tool allows San Luis Obispo to weather changes in the economy better than other municipalities that rely on only a few revenues to make up most of the total revenue base. San Luis Obispo has the 2nd strongest sales tax revenues per capita. It is the City's top revenue source; about one-third of total General Fund revenues. The majority of cities have a local add -on sales tax (Measure G in San Luis Obispo) that generates local revenue (ranging 0.25% to 2% per dollar). San Luis Obispo's strong sales tax revenues are due to its regional sales draw, tourism, and nearby student shoppers. According to a recent sales tax study, approximately 70% of every dollar the City collects in sales tax is paid by non-residents. Financial Benchmarks Resource Comparison Packet Page 92 Page 3 Item 7 CHART 4: PROPERTY TAX REVENUES PER CAPITA Santa Maria Davis San Luis Obispo Monterey Santa Cruz Santa Barbara Paso Robles Napa Palm Springs $100 $200 $300 $400 $500 $600 $700 San Luis Obispo's property tax revenues per capita are in the lower percentile of benchmark cities. Proposition 13, adopted by California voters in 1978, limits the amount of annual growth in assessed values to a maximum of 2% per year. This makes property tax a relatively static revenue source that grows slowly as ownerships change and new property values are assessed. CHART 5: TRANSIENT OCCUPANCY TAX (TOT) REVENUES PER CAPITA Davis Santa Maria Santa Cruz San Luis Obispo Paso Robles Santa Barbara Napa Palm Springs Monterey $- $200 $400 $600 $800 TOT revenue is largely generated by visitors staying in hotels, which can indicate which cities have strong tourist economies. TOT is specialized because it focuses on one part of a local economy: tourism. It is not as broad -based as sales tax. Significant TOT rate increases would be needed to generate the same amount of revenue as a general sales tax; San Luis Obispo's TOT rate would have to go from 10% to 21.9% to equal revenue from Measure G. Significant increases to TOT could create a competitive disadvantage in the local market. CHART 6: RATIO OF FEES TO TOTAL GENERAL FUND REVENUES Palm Springs Paso Robles Monterey Santa Maria Santa Barbara San Luis Obispo Napa Davis Santa Cruz 0% 5% 10% 15% 20% Financial Benchmarks Resource Comparison This chart shows the comparison of how much General Fund revenue is generated by service fees like building permits and business licenses. Increasing cost recovery through service charges is a local City Council decision and has historically been part of San Luis Obispo's budget -balancing strategy. However, fees should never exceed the actual total cost of providing services. Packet Page 93 page 4 Item 7 CHART 7: GOVERNMENTAL COSTS PER CAPITA Santa Maria Davis Paso Robles Napa San Luis Obispo Santa Cruz Santa Barbara Palm Springs Monterey $200 $700 $1,200 $1,700 $2,200 $2,700 Governmental activities include costs for police, fire, planning, building inspections, capital projects, recreation and parks maintenance, and general government. All of the benchmark cities provide these essential services. Enterprise operations (fee for service) costs are not included in this comparison. What cities choose to include in enterprise operations varies widely making it a difficult cost category to evaluate. CHART 8: GENERAL FUND OPERATING COSTS PER CAPITA Santa Maria Davis Napa Paso Robles Santa Barbara San Luis Obispo Santa Cruz Palm Springs Monterey $500 $1,000 $1,500 $2,000 $2,500 $3,000 The General Fund is the primary operating fund for most cities. It is used for essential services (e.g. public safety, maintenance), but does not include other governmental activities like capital purchases and construction projects. Most cities maintain a separate Capital Outlay Fund for these costs. CHART 9: PERCENT OF GOVERNMENTAL COSTS THAT ARE INTEREST PAYMENTS Santa Barbara* Davis Santa Maria Napa San Luis Obispo Santa Cruz Monterey Paso Robles Palm Springs 0% 1% 2% 3% 4% 5% This chart shows a comparison of how much interest benchmark cities pay on long-term debt. Cities use debt financing for long-term investments such as a fire station. Costs for debt obligations constrain available resources. Less than 1 % of San Luis Obispo's governmental costs are interest payments on long-term debt, which is below the median, and about 3.6% below benchmark cities on the high end of the spending range. *Santa Barbara did not record any interest payments in 2018-19 Financial Benchmarks Cost Comparison Packet Page 94 page 5 CHART 10: GENERAL FUND ALLOCATIONS TO PUBLIC SAFETY Item 7 Palm Springs Davis San Luis Obispo Paso Robles Santa Barbara Santa Cruz Napa Monterey Santa Maria 30% 40% 50% 60% 70% Public safety costs for police and fire services are the most significant General Fund allocations in San Luis Obispo, accounting for about 43% of general operating costs. When compared to the eight benchmark cities, San Luis Obispo is below the median (47%). San Luis Obispo's public safety allocation is 24% Police and 19% Fire. This allocation ratio is consistent with most benchmark cities. The exceptions are Santa Maria (larger allocation to police). CHART 11: GENERAL FUND PUBLIC SAFETY COSTS PER CAPITA Santa Maria Paso Robles San Luis Obispo Napa Santa Barbara Santa Cruz Palm Springs Davis Monterey $- $500 $1,000 $1,500 San Luis Obispo's police service and fire service cost per capita is $666. This is below the median. San Luis Obispo's Fire Department is unique because it is under contract to serve an area beyond the City boundaries, the Cal Poly campus. The total "per capita" number for fire service costs was increased in Chart 11 by the number of beds on campus (8,000) to present a more accurate ratio of public safety costs per total residents served. CHART 12: GENERAL FUND ALLOCATIONS FOR GENERAL GOVERNMENT Monterey Davis Santa Maria Santa Barbara San Luis Obispo Napa Palm Springs Paso Robles Santa Cruz 5% 10% 15% 20% Financial Benchmarks Cost Comparison General government costs include staffing and resources that support all governmental activities including City Administration, Attorney's Office, City Clerk, Information Technology, Finance, and Human Resources. General government costs may also support enterprise activities. San Luis Obispo adopted a cost allocation plan that reimburses General Fund from Enterprise Funds for administrative support costs. The numbers shown in this chart for San Luis Obispo are net totals after reimbursements. Packet Page 95 page 6 Item 7 CHART 13: STAFFING FROM GENERAL FUND (PER 1,000 RESIDENTS) Paso Robles Napa Santa Maria Davis San Luis Obispo Santa Barbara Palm Springs Santa Cruz Monterey 2 4 6 8 10 12 14 16 18 Chart 13 compares the number of regular authorized General Fund staff positions, per 1,000 residents, across all benchmark cities. San Luis Obispo is below the median compared to the benchmark cities. CHART 14: SWORN POLICE STAFF (PER 1,000 RESIDENTS) Davis Napa Paso Robles Santa Maria San Luis Obispo Santa Cruz Santa Barbara Monterey Palm Springs 0.0 0.5 1.0 1.5 2.0 Police staff are a subset of General Fund staffing. According to the Bureau of Justice Statistics, local police departments serving populations of 50,000- 99,999 residents employed an average of 1.7 officers per 1,000 residents. San Luis Obispo has approximately 1.3 officers per 1,000 residents (and has an even lower ratio if daytime population is considered). CHART 15: SWORN FIRE STAFF (PER 1,000 RESIDENTS SERVED) Santa Maria Davis Napa Santa Cruz San Luis Obispo Santa Barbara Paso Robles Palm Springs Monterey 0.0 0.5 1.0 1.5 2.0 2.5 3.0 Fire staff are also a subset of General Fund staffing. San Luis Obispo Fire Department is unique because it is under contract to serve an area beyond the City boundaries, the Cal Poly Campus. The total number of "residents" was increased in Chart 15 by the number of beds on campus (8,000) to present a more accurate ratio of sworn fire staff per total residents served. Financial Benchmarks Staffing Comparison Packet Page 96 page 7 Item 7 CHART 16: VIOLENT CRIMES (PER 1,000 RESIDENTS) Paso Robles Davis Napa Monterey San Luis Obispo Santa Barbara Santa Maria Palm Springs Santa Cruz 1.0 2.0 3.0 4.0 5.0 6.0 7.0 According to the FBI, San Luis Obispo is within the middle range of benchmark cities in terms of violent crime (murder, manslaughter, rape, robbery, and aggravated assault. The FBI also reports that incidences of property crime in San Luis Obispo are the fifth highest of all benchmark cities (Santa Maria, Palm Springs, Santa Barbara, and Santa Cruz are higher). CHART 17: FIRE CALLS FOR SERVICE (PER 1,000 RESIDENTS) Davis Santa Barbara Santa Cruz Paso Robles Napa San Luis Obispo Santa Maria Palm Springs Monterey 0 50 100 150 200 250 300 CHART 18: PAVEMENT CONDITION INDEX Napa Santa Barbara Davis Paso Robles Monterey Santa Cruz San Luis Obispo Santa Maria 40 50 60 70 80 90 100 Fire responses includes hazardous material spills, vehicle and vegetation fires, heavy rescues, structure fires and medical emergencies. San Luis Obispo's low number of responses indicates that proactive fire prevention activities are working well. San Luis Obispo's Fire Department is unique because it serves an area beyond the City boundaries, the Cal Poly campus. The Pavement Condition Index (PCI) is a National standard on a 0-100 scale that indicates the quality of a city's pavement. Generally, the scale is: 100- 70 Good/Excellent; 50-70 At Risk; 0-50 Poor/Failed. The 2018 California Statewide Local Roads Needs Assessment concludes the average California road PCI is 66 (San Luis Obispo was 73). San Luis Obispo's "Good/Excellent" rating is directly related to the annual average pavement investment from Measure G sales tax revenues. Other Benchmarks Service Outcomes Packet Page 97 Item 7 The 2020 Benchmark Study was developed using data primarily from FY 2018-19 and before the COVID-19 pandemic. Despite the social and financial impacts of the pandemic, the City continues to deliver essential services and maintain facilities. The City's financial operations is at the average operating costs and debt levels. In some categories, such as fire service, being below average on costs is especially significant given service level differences among benchmark cities. Santa Maria does not provide advanced life support (paramedic) services, and Santa Barbara, Santa Cruz, and Napa do not provide advanced life support by all emergency response crews. Only San Luis Obispo and Paso Robles provide this service by all emergency response crews. The provision of advanced life support services increases costs related to personnel, training, administration, and equipment, and approximately 70% of San Luis Obispo's fire emergency response activities are for medical emergencies. Comparison of service outcomes reveals that San Luis Obispo is among the safest communities in terms of violent crime and fire emergencies. San Luis Obispo's pavement condition index, an indicator of street quality, is slightly above the median compared to the benchmark cities. Staffing levels are consistent with benchmark cities as well, with San Luis Obispo hitting the median in the staffing areas selected for comparison. San Luis Obispo was near the top of the benchmark range on one item: Sales Tax Revenue per Capita. This result indicates that sales tax is vital for delivering quality levels of service to the community. According to the 2019-21 City of San Luis Obispo Financial Plan, 4 1 % of total General Fund revenue comes from sales tax, 28% from property tax, and 13% from TOT. Approximately 30% of sales tax comes from the local revenue measure (Measure G) that adds a half -percent to the County sales tax rate. Measure G generates $7-8 million annually or about 12% of total in General Fund revenue in San Luis Obispo. All eight benchmark cities have add -on local sales tax measures, and the remaining five cities in San Luis Obispo County do as well. Six of the eight benchmark cities generate more revenue from property tax and TOT than San Luis Obispo. As a comparison, the average sales tax rate for cities in the state is 8.66%. The Local Revenue Measure has been in effect for fourteen years and is set to expire in March 2023. More information on Local Revenue Measure, including expenditures, public feedback, and timelines, is available at slocity.org_ CITY ILOCAL SALES TAX RATE San Luis Obispo 17.75% Benchmark Cities Napa 7.75% Paso Robles 7.75% Davis 8.25% Monterey 8.75% Santa Barbara 8.75% Santa Maria 8.75% Palm Springs 9.25% Santa Cruz 9.25% Other Cities in SLO Coun (Non -Benchmark) Atascadero 7.75% Arroyo Grande 7.75% Grover Beach 7.75% Morro Bay 7.75% Pismo Beach 7.75% Conclusion Packet Page 98 Page 9 Item 7 BEST MANAGEMENT PRACTICES Beyond benchmark comparisons, it is prudent to evaluate whether San Luis Obispo is implementing general best management practices (BMPs) for local governments. The City has adopted and implemented many BMPs for financial management, including: 1. Multi -year budgeting 2. Long-term fiscal forecasts 3. Integration of goal -setting into the budget process 4. Development of fiscal contingency plans 5. Use of generally accepted accounting principles and audits by independent certified public accountants 6. Effective ongoing monitoring of our financial condition 7. Long-term capital improvement plans 8. Use of comprehensive fiscal policies as the foundation for decision -making Many of these BMPs come from Fitch Ratings (one of the "big three" national credit rating agencies), who has formally integrated them into their rating systems. The City recently received affirmation from the nationally recognized statistical rating organization Standard & Poor's Ratings (S&P) that City bond ratings remain "AA" and the rating outlook is stable. S&P's long-term credit ratings are assigned on an alphabetic scale from AAA to C. The bond rating AA means that the City's investment grade is "quality". The City's 2018 Lease Revenue Bonds are rated AA, and the City's implied General Obligation bond rating is AA+. Currently, the City of San Luis Obispo has no general obligation debt. In reaching its decision, S&P's analysts lauded the City's "excellent financial management." The analysis noted factors that led to their conclusion including (1) active budget monitoring by the City Council and staff, (2) comprehensive financial policies, and (3) the use of long-term budget planning to provide a solid framework for managing financial resources through unexpected budgetary challenges during the economic downturn. S&P analysts noted that the City has robust fiscal management and recovered quickly from the Great Recession. SOURCE DATA • Department of Justice Federal Bureau of Investigation. 2018 Crime in the United States Report. • California Polytechnic State University. 2014. Cal Poly Quick Facts. http://calpol. • Cities of Davis, Monterey, Napa, Palm Springs, El Paso de Robles, Santa Barbara, Santa Cruz, Santa Maria, San Luis Obispo. June 2019. Comprehensive Annual Financial Reports and Budget Documents. • Strategic Economics. 2020. San Luis Obispo Retail Sales Analysis. For questions or comments on this benchmark study, please contact Ryan Betz, City of San Luis Obispo Administration, (805) 781-7589 or rbetz(a�,slocity.org Conclusion Packet Page 99Page 10 Item 7 At 6 STRATEGIC EC0N0MIIC5 MEMORANDUM To: Georgina Bailey, Management Fellow, City of San Luis Obispo From: Derek W. Braun, Senior Associate Jesse Brown, Associate Date: March 18, 2020 Subject: Retail Sales and Leakage Analysis INTRODUCTION The City of San Luis Obispo retained Strategic Economics to prepare a retail sales analysis to estimate the share of retail spending attributable to city residents compared to non-residents. The City commissioned this analysis in order to inform discussion of renewing or amending the existing, voter - approved Local Revenue Measure (Measure G) as part of City Council's "SLO Forward" effort. This memorandum describes the methodology and results of the retail sales analysis for both San Luis Obispo as a whole and in five subareas of the city. The first section provides a summary of key findings, and the second describes the retail analysis methodology. SUMMARY OF FINDINGS Citywide Findings Shoppers in San Luis Obispo spent a total of $1.47 billion on taxable and non-taxable retail sales in 2018. Retail sales in the Auto Dealers and Suppliers category accounted for the largest share of sales (22 percent), followed by Eating and Drinking Places (13 percent) and General Merchandise (13 percent). Non-resident spending contributed the largest share of retail sales in San Luis Obispo, accounting for an estimated $1 billion dollars in 2018. As an employment center, tourist destination, and major city within the region, San Luis Obispo attracts a wide variety of non-residents who purchase goods at retail establishments within the city. This analysis indicates that 69 percent of retail sales can be attributed to those living outside the city. Tourists, regional shoppers, and other non-residents generate 54 percent of total retail sales. Those who are employed in the city but do not live in the city account for a smaller but still notable 15 percent of total spending. STRATEGIC ECONOMICS 1 2991 SHATTUCK AVE. BERKELEY, CA. 94705 1 510.647.5291 Packet Page 100 Item 7 San Luis Obispo Retail Sales Analysis FIGURE 1: ESTIMATED SHARE OF RETAIL SPENDING BY GROUP, CITY OF SAN LUIS OBISPO, 2018 (2018 DOLLARS) Spending Group Annual Retail Share Spending Visitors, Regional Shoppers and Other Non -Residents $802,165,751 54% Residents Non -Resident Workers Total $456,363,155 31% $217,988,809 15% $1,476,517,715 Source: HdL, 2018; City of San Luis Obispo, 2018; Strategic Economics, 2020. FIGURE 2: ESTIMATED SHARE OF RETAIL SPENDING BY GROUP, CITY OF SAN LUIS OBISPO, 2018 Source: HdL, 2018; City of San Luis Obispo, 2018; Strategic Economics, 2020. Subarea Analysis Findings Downtown San Luis Obispo is a regional destination that serves city residents, workers, regional shoppers, and out-of-town visitors. Downtown generated 13 percent of all retail sales in the city in 2018, making it the second largest source of sales among the subareas. 41 percent of the area's retail sales were generated by Eating and Drinking Places and 24 percent from Apparel Stores. While the citywide estimate suggests that about half of the spending in these categories comes from visitors, the share of visitor spending may be higher in Downtown due to its regional draw. The Los Osos Valley Road Corridor generates the largest share of sales among subareas in the city (36 percent in 2018) and is likely a major source of non-resident spending. 43 percent of retail sales in the LOVR Corridor came from Auto Dealers and Supplies, a category likely to attract a high share of spending from non-residents since dealerships draw shoppers from a large regional trade area. Additionally, the large chain and big box stores in the LOVR Corridor, such as Costco, Target, and Home Depot, draw from a large trade area and are likely to capture a high share of non-resident spending. The Madonna Road Area's diverse range of establishments in Furniture and Appliances, Eating and Drinking Places, Other Retail Stores, and General Merchandise likely serves a mix of both local and 2 Packet Page 101 Item 7 San Luis Obispo Retail Sales Analysis regional shoppers. The Madonna Road Area is the third largest subarea in terms of retail sales, generating seven percent of citywide retail sales in 2018. The Foothill Area's businesses likely serve both resident and non-resident shoppers, including non- residents passingthrough via Highway 1 and living, working, or visiting at the nearby Cal Poly campus. The area contains mostly smaller retail businesses located along Foothill Boulevard and within the University Square Shopping Center. The Foothill Area accounted for three percent of citywide retail sales in 2018. Since the Airport Area largely consists of light industrial uses accommodating a wide range of business types, the area's retail sales are a relatively small share of the area's total sales. The subarea largely consists of light industrial uses accommodating production, distribution, and repair service businesses, and airport -related uses such as car rental agencies. While the Airport Area generated four percent of citywide retail sales in 2018, the exact mix of the area's resident versus non-resident spending is less certain since the types of businesses vary widely. Retail sales also represent a relatively small portion of total sales in the Airport Area since 44 percent of the area's 2018 sales tax revenue was generated in business -to -business sales categories. 3 Packet Page 102 Item 7 San Luis Obispo Retail Sales Analysis RETAIL SALES ANALYSIS To estimate the share of retail spending within the City of San Luis Obispo that is attributable to city residents compared to non-residents, Strategic Economics prepared a retail leakage analysis that measured the difference between the buying power (demand) of the household population in San Luis Obispo and the actual sales (supply) in the city limits. This type of analysis allows for an evaluation of how much local spending is attributable to residents. The following sections describe the methodology and results of the retail sales analysis, including citywide retail sales, resident spending and non- resident spending. Citywide Retail Sales An estimate of annual citywide retail sales was calculated using data on sales tax revenues in the City of San Luis Obispo, provided by HdL. The HdL data reflected the local one percent share of total taxable sales received by the City under the "Bradley -Burns" state sales tax allocation formula.' Therefore, total taxable sales were estimated by dividing sales tax revenues by one percent. However, not all items sold are taxable, such as groceries and prescription drugs. To convert taxable sales to total sales, certain categories were adjusted based on assumptions about the share of non-taxable sales in those categories. The estimated retail sales in 2018 for the City of San Luis Obispo total over $1.47 billion. Shoppers spent the most on Auto Dealers and Supplies, about 22 percent of total sales. Eating and Drinking Places and General Merchandise represented the next largest categories, followed by Building Materials and Food stores. FIGURE 3: CITY OF SAN LUIS OBISPO RETAIL SALES, 2018 (2018 DOLLARS) Type of Business Sales Tax Estimated Sales Share of Sales Apparel Stores $727,348 $72,734,800 5% Auto Dealers and Supplies $3,232,724 $323,272,400 22% Building Materials $1,622,945 $162,294,500 11% Drug Stores $161,988 $24,543,636 2% Eating and Drinking Places $1,849,090 $184,909,000 13% Food Stores $471,375 $157,125,000 11% Furniture and Appliances $1,057,352 $105,735,200 7% General Merchandise $1,793,534 $188,793,053 13% Packaged Liquor $152,896 $15,289,600 1% Service Stations $943,203 $99,284,526 7% Other Retail Stores $1,425,360 $142,536,000 10% Total $13,437,815 $1,476,517,715 Note: The growing popularity of online shopping has negatively impacted sales in traditional retail stores across the nation, while spending is typically increasing at restaurants, bars, and entertainment venues that provide experiences that cannot be replicated online. Source: HdL, 2018; City of San Luis Obispo, 2018; Bureau of Labor Statistics, 2018; Strategic Economics, 2020. For an explanation of the Bradley -Burns formula, see https://www.cdtfa.ca.00v/taxes-and-fees/local-and-district-taxes.htm 0 Packet Page 103 Item 7 San Luis Obispo Retail Sales Analysis Resident Spending Analysis This section describes the methodology used to estimate the annual retail spending of residents within the City of San Luis Obispo. According to U.S. Census American Community Survey 2012-2017 estimates, there are 18,728 households located within the City of San Luis Obispo. These households were assumed to conduct most of their spending within city limits, including both convenience goods (daily needs such as food and personal care items) and comparison goods (larger items that are purchased infrequently, such as furniture, appliances, and clothing). METHODOLOGY Retail spending by San Luis Obispo households was calculated by estimating average annual household spending in the city and multiplying this by the number of households. The methodology, data sources, and estimated revenues are described below and shown in Figure 4. • Average annual household spending: The average amount a household spends in each retail category was estimated using data from the U.S. Bureau of Labor Statistics (BLS) 2017-2018 Consumer Expenditure (CE) Survey. To best approximate household spending patterns in the City of San Luis Obispo, the analysis used data for the "Western" region and for households earning between $70,000 to $99,999. • City capture rate: A city sales capture rate was applied to account for the proportion of spending that may take place outside San Luis Obispo. The share of spending within the city was assumed to vary for different retail categories. For example, nearly all of spending on Drug and Food Stores was assumed to take place within the city, while some spending at Eating and Drinking Places and Service Stations was assumed to be distributed outside the city due to travel and vacations. • Annual spendingfrom households in the city: The total amount of resident spending within the city was calculated by multiplying the average household spending within the city by the number of households in the city. RESULTS: TOTAL RESIDENT SPENDING San Luis Obispo households were estimated to spend a total of $456 million each year on retail in the city, with average household spending of $24,368 annually.2 Residents spend the most locally at grocery and other food retail businesses for preparing food at home, with one -fifth of household spending in the Food Stores category. Households in San Luis Obispo also spend a significant share of their total retail spending in the city at businesses in the Eating and Drinking Places (16 percent) and Auto Dealers and Suppliers categories (15 percent). 2 This does not represent the total amount households spend each year, as housing, healthcare and insurance costs are not included and can account for a significant share of annual household spending. 5 Packet Page 104 Item 7 San Luis Obispo Retail Sales Analysis FIGURE 4: ESTIMATED HOUSEHOLD SPENDING, CITY OF SAN LUIS OBISPO (2018 DOLLARS) Type of Business Average Spending Per Household City Capture Rate Average Spending Per Household in the City Annual Spending Households in the City Apparel Stores $2,213 85% $1,881 $35,228,304 Auto Dealers and Supplies $3,926 95% $3,730 $69,849,822 Building Materials $619 95% $588 $11,009,442 Drug Stores $667 95% $634 $11,866,997 Eating and Drinking Places $4,504 85% $3,828 $71,698,275 Food Stores $5,431 95% $5,159 $96,626,180 Furniture and Appliances $3,198 85% $2,718 $50,908,322 General Merchandise $794 85% $675 $12,639,527 Packaged Liquor $806 95% $766 $14,340,030 Service Stations $2,750 75% $2,063 $38,626,500 Other Retail Stores $2,737 85% $2,326 $43,569,756 Total $27,645 $24,368 $456,363,155 Source: Bureau of Labor Statistics, 2018; Strategic Economics, 2020. Note: Total retail household spending does not fully represent total household spending, as housing, healthcare and insurance costs are not included. Non -Resident Spending Analysis Non-resident shoppers include tourists, those who work in San Luis Obispo but do not live in the city, and residents of the surrounding region. Those residents include students, staff, and faculty of California Polytechnic State University (Cal Poly) who live on campus or elsewhere outside the city. This section describes the methodology used to estimate the annual retail spending of non-residents within the City of San Luis Obispo. METHODOLOGY The total amount of spending by non-residents was calculated by subtracting resident spending from the citywide retail sales as shown in Figure 5. Total non-resident spending was further segmented to determine the share of non-resident worker spending. The City of San Luis Obispo is a regional employment center with three-quarters of the workforce living outside the city limits.3 Based on U.S. Census Longitudinal Employer -Household Dynamics data for 2017, of the 32,696 individual jobs in San Luis Obispo, 24,831 of associated workers do not live in the city. These employees likely purchase a variety of goods and services within the city during their workday. The estimated amount of retail spending attributable to non-resident workers was calculated using employee spending patterns data from a national survey conducted in 2011 by the International Council of Shopping Centers (ICSC).4 Average weekly spending per employee was adjusted to an annual basis and to 2018 dollars and then multiplied by the number of non-resident workers. a U.S. Census Bureau, Longitudinal Employer -Household Dynamics (LEND), 2017. 4 Michael P. Niemera and John Connolly, "Office -Worker Retail Spending in a Digital Age," International Council of Shopping Centers, 2012, http://www.icsc.org/srch/rsrch/wp/USSC_Class_091305.pdf 6 Packet Page 105 Item 7 San Luis Obispo Retail Sales Analysis RESULTS: TOTAL NON-RESIDENT SPENDING In 2018, non-residents spent over $1 billion in the City of San Luis Obispo. This accounts for 69 percent of the city's total retail sales. A high share of sales in the Building Materials and General Merchandise categories are generated by non-residents, as well as over three-quarters of Auto Dealers and Supplies sales. Non-residents were also estimated to account for a significant share of the spending in Eating and Drinking Places and Other Retail Stores. Local -serving businesses, such as Food Stores and Drug Stores, are less dependent on non-resident spending. FIGURE 5: ESTIMATED NON-RESIDENT SPENDING, CITY OF SAN LUIS OBISPO (2018 DOLLARS) Type of Business Citywide Sales Resident Spending Non -Resident Spending Non -Resident Share Apparel Stores $72,734,800 $35,228,304 $37,506,496 52% Auto Dealers and Supplies $323,272,400 $69,849,822 $253,422,578 78% Building Materials $162,294,500 $11,009,442 $151,285,058 93% Drug Stores $24,543,636 $11,866,997 $12,676,639 52% Eating and Drinking Places $184,909,000 $71,698,275 $113,210,725 61% Food Stores $157,125,000 $96,626,180 $60,498,820 39% Furniture and Appliances $105,735,200 $50,908,322 $54,826,878 52% General Merchandise $188,793,053 $12,639,527 $176,153,525 93% Packaged Liquor $15,289,600 $14,340,030 $949,570 6% Service Stations $99,284,526 $38,626,500 $60,658,026 61% Other Retail Stores $142,536,000 $43,569,756 $98,966,244 69% Total $1,476,517,715 $456,363,155 $1,020,154,560 69% Source: HdL, 2018; City of San Luis Obispo, 2018; Strategic Economics, 2020 7 Packet Page 106 Item 7 San Luis Obispo Retail Sales Analysis WORKER SPENDING Those who work in the City of San Luis Obispo but live outside the city limits spent nearly $218 million in the city in 2018. Non-resident worker spending represents 15 percent of total retail spending in San Luis Obispo and 21 percent of total non-resident spending in the City. FIGURE 6: ESTIMATED NON-RESIDENT WORKER SPENDING, CITY OF SAN LUIS OBISPO (2018 DOLLARS) Annual Per Total Non -Resident Type of Business Capita Worker Spending Spending Apparel Stores $636 $15,787,547 Auto Dealers and Supplies $0 $0 Building Materials $0 $0 Drug Stores $417 $10,361,430 Eating and Drinking Places $1,585 $39,346,167 Food Stores $1,185 $29,421,008 Furniture and Appliances $490 $12,174,680 General Merchandise $2,517 $62,509,417 Packaged Liquor $0 $0 Service Stations $1,551 $38,517,934 Other Retail Stores $398 $9,870,625 Total $8,779 $217,988,809 Source: ICSC, "Office Worker Retail Spending in a Digital Age," 2012; Strategic Economics, 2020 OTHER NON-RESIDENT SPENDING Visitors, regional shoppers, and other non-residents make up the remainder of non-resident spending, totaling an estimated $802 million for 2018. Due to the proximity of Cal Poly, a significant share of this spending is likely attributable to students, staff, and faculty who live outside the city. The student population includes nearly 22,000 students. Of this total, approximately 7,744 students live on campus, which is outside of the city limitS.5 Visitors from outside of the region and other tourists constitute another large share of non-resident shopping. Specific data about tourist spending in the city was not available; however, information on countywide visitor spending provides some insight. In 2018, retail spending by visitors to San Luis Obispo County was estimated at more than $1 billion (See Figure 6). Since the City of San Luis Obispo is a major destination in the region, a significant share of the total visitor spending is likely occurring in the city.6 5 https://caIpolynews.caIpoly.edu/quickfacts.htm1 6 The City of San Luis Obispo accounted for approximately 23 percent of countywide travel spending impacts in 2007. Source: Economic Vitality Corporation, San Luis Obispo County Tourism Analysis Report 2008, prepared by Strategic Marketing Associates and Dean Runyan Associates. 8 Packet Page 107 Item 7 San Luis Obispo Retail Sales Analysis FIGURE 7: VISITOR RETAIL SPENDING BY CATEGORY, SAN LUIS OBISPO COUNTY, 2018 Category Visitor Spending (millions) Food Service $513.2 Food Stores $72.7 Local Transportation & Gas $207.8 Retail Sales $281.0 Total $1,074.7 Source: California Travel Impacts 2010-2018, prepared by Dean Runyan Associates; Strategic Economics, 2020. Finally, a significant portion of non-resident spending in the City of San Luis Obispo is likely attributable to regional shoppers. These shoppers are non-residents who live outside of the city but are attracted to the quantity and variety of the city's shops and restaurants. SUBAREA ANALYSIS In addition to estimating the citywide share of retail spending that is attributable to non-residents, Strategic Economics conducted an evaluation of five subareas of the city. The five subareas that were analyzed include: the Downtown area, the Los Osos Valley Road (LOVR) Corridor, the Madonna Road area, the Foothill area, and the Airport area (Figure 8). Together the subareas accounted for 62 percent of the total retail sales in the City in 2018 (Figure 9 and Figure 10). FIGURE 8: RETAIL SUBAREAS IN THE CITY OF SAN LUIS OBISPO Source: City of San Luis Obispo, "Sales Tax Newsletter," 2012. 9 Packet Page 108 Item 7 San Luis Obispo Retail Sales Analysis FIGURE 9: ANNUAL RETAIL SALES BY SUBAREA, 2018 Subarea Retail Spending Share of City's Retail Spending Los Osos Valley Road Corridor $527,615,100 36% Downtown $195,333,200 13% Madonna Road Area $96,319,537 7% Airport $58,063,100 4% Foothill $43,465,700 3% Other $555,721,078 38% Citywide Total $1,476,517,715 100% Source: Strategic Economics, 2020. FIGURE 10: SHARE OF ANNUAL RETAIL SALES BY SUBAREA, 2018 G Airport 4% Madonna Road Area 7% Source: Strategic Economics, 2020 Strategic Economics estimated retail sales in each of the subareas based on sales tax revenue data provided by HdL and by applying the same methodology used to estimate citywide sales. Figure 11 provides a breakdown of retail sales for the top categories in each subarea. The share of non-resident spending in the subareas was not calculated since this would require sidewalk surveys or other data on the residency of individual customers. However, the composition of sales within each subarea provides insight on resident versus non-resident spending based on the findings of the citywide analysis and general trade area sizes typically associated with different retail categories. DOWNTOWN AREA Downtown San Luis Obispo is a regional destination that serves city residents, workers, regional shoppers, and out-of-town visitors. Downtown generated 13 percent of all retail sales in the city in 2018, making it the second largest source of sales among the subareas. Downtown attracts shoppers 10 Packet Page 109 Item 7 San Luis Obispo Retail Sales Analysis from around the region to its concentration of restaurants and clothing stores. 41 percent of the area's retail sales were generated by Eating and Drinking Places and 24 percent from Apparel Stores. While the citywide estimate suggests that about half of the spending in these categories comes from visitors, the share of visitor spending may be higher in Downtown due to its regional draw. LOS OSOS VALLEY ROAD CORRIDOR (LOVR) The LOVR Corridor consists of big box and automobile sales retailers in the southern part of the city. The LOVR Corridor generates the largest share of sales among subareas in the city (36 percent in 2018) and is likely a major source of non-resident spending. 43 percent of retail sales in the LOVR Corridor came from Auto Dealers and Supplies, a category likely to attract a high share of spending from non-residents since dealerships draw shoppers from a large regional trade area (78 percent of citywide spending in Auto Dealers and Supplies is estimated to come from non-residents). Additionally, the large chain and big box stores in the LOVR Corridor, such as Costco, Target, and Home Depot, are represented in the Other Retail category. These stores also draw from a large trade area and are likely to capture a high amount of non-resident spending.? MADONNA ROAD AREA The Madonna Road Area is located along Highway 101, south of the Downtown and adjacent to the LOVR Corridor. It is the third largest subarea in terms of retail sales, generating seven percent of citywide retail sales in 2018. The subarea includes several large chain stores that are mostly located within the Madonna Plaza Shopping Center. The Madonna Road Area's diverse range of establishments in Furniture and Appliances, Eating and Drinking Places, Other Retail Stores, and General Merchandise, likely serves a mix of both local and regional shoppers, with General Merchandise stores most likely to attract non-residents. FOOTHILL AREA The Foothill Area is a collection of retail located off Highway 1 in the northern part of the city. The area contains mostly smaller retail businesses located along Foothill Boulevard and within the University Square Shopping Center. These businesses likely serve both resident and non-resident shoppers, including non-residents passingthrough via Highway 1 and living, working, or visiting at the nearby Cal Poly campus. Apparel Stores generated 37 percent of sales in the subarea in 2018, while sales in all other retail categories accounted for 63 percent of spending. AIRPORT AREA The Airport Area includes commercial and industrial spaces surrounding the San Luis Obispo County Regional Airport west of Broad Street and south of Rockview Place. The subarea largely consists of light industrial uses accommodating production, distribution, and repair service businesses, and airport -related uses such as car rental agencies. Nearly a quarter of 2018 retail sales were in the Building Materials category, 10 percent in Auto Dealers and Supplies, and the remainder in all other categories. Based on the citywide analysis, a high share of sales in these categories are likely generated by non-resident spending. However, the exact mix of resident versus non-resident spending The Other Retail Stores category includes sales in the pet products, toys, hobbies, and other miscellaneous items categories, and a varying mix of other categories that were aggregated due to confidentiality requirements. The categories aggregated in Other Retail Stores varies by subarea since each subarea's business mix triggers unique confidentiality suppression requirements. 11 Packet Page 110 Item 7 San Luis Obispo Retail Sales Analysis is less certain for the Airport Area since the types of businesses vary widely. Notably, retail sales likely represent a relatively small portion of total sales in the Airport Area. Only 56 percent of the Airport Area's 2018 sales tax revenue was generated in retail sales categories; the remainder was instead generated in business -to -business sales categories. FIGURE 11: TOP RETAIL CATEGORIES BY SUBAREA, 2018 Total Sales % of Total Subarea Sales Citywide Non -Resident Share of Spending in Category Downtown Area Apparel Stores $47,431,600 24% 52% Eating and Drinking Places $80,155,000 41% 61% Furniture and Appliances $26,676,200 14% 52% Other Retail Stores* $41,070,400 21% 69% Total Retail Sales $195,333,200 100% 69% Los Osos Valley Road Corridor Auto Dealers and Supplies $226,632,500 43% 78% Eating and Drinking Places $13,210,000 3% 61% Furniture and Appliances $11,859,400 2% 52% Other Retail Stores* $275,913,200 52% 69% Total Retail Sales $527,615,100 100% 69% Madonna Road Area Apparel Stores $10,067,400 10% 52% Eating and Drinking Places $15,343,300 16% 61% Furniture and Appliances $36,555,800 38% 52% General Merchandise $10,098,737 10% 93% Other Retail Stores* $24,254,300 25% 69% Total Retail Sales $96,319,537 100% 69% Footh i I I Apparel Stores $15,876,200 37% 52% Other Retail Stores* $27,589,500 63% 69% Total Retail Sales $43,465, 700 100% 69% Airport Auto Dealers and Supplies $5,791,300 10% 78% Building Materials $14,075,600 24% 93% Other Retail Stores* $38,196,200 66% 69% Total Retail Sales $58,063,100 100% 69% *Certain retail categories were aggregated under "Other Categories" in order to preserve merchant confidentiality. The aggregated categories vary by subarea since each subarea's business mix triggers unique confidentiality suppression requirements. Source: City of San Luis Obispo, 2018; Strategic Economics, 2020. 12 Packet Page 111 Item 7 Page intentionally left blank. Packet Page 112 Results of Public Engagement & a Potential Community Services and Investment Measure City Council — July 21, 2020 Recommendations 1. Receive a report on the results of public engagement and outreach efforts regarding SLO Forward, an effort to support community investment and economic recovery by maintaining and improving the type of City services and infrastructure the community values most; and 2. As recommended by Council Members Pease, and Stewart and the Revenue Enhancement Oversight Commission, adopt a resolution (Attachment A) placing for submission to the voters a ballot question whether to amend Chapter 3.15 of the Municipal Code with a Community Services/Investment Transactions (Sales) and Use Tax that extends the existing, voter -approved funding at a 1.5-cent rate, until ended by voters; and Recommendations 3. Introduce an ordinance (Attachment B), subject to voter approval in the November 2020 general election, to approve the Community Services/Investment Measure until ended by voters; and 4. Adopt resolutions directing the City Attorney to prepare the impartial analysis (Attachment D) for the ballot measure, setting priorities for filing written arguments, providing for the filing of rebuttal arguments (Attachment E). Background December 3, 2019 Resident Focus Groups and Survey Results Regarding Funding Priorities and Potential Local Revenue Options June 18, 2019 2019- 21 Financial Plan and the Major City Goal: Fiscal Sustainability and Responsibility April 17, 2018 Future SLO Capital Improvement Program December 12, 2017 Budget Foundation: Fiscal Health Response Plan June 30, 2020 Revenue Enhancement Oversight Commission February 5, 2019 Potential Next Steps Regarding the Funding the Future Initiative January 16, 2018 Capital Improvement Plan and funding options 2015-17 Financial Plan gr--- "�- Protecting Essential City Services Maintaining Infrastructure GAT Y O.h CITY OF SHII DELIS OBISPO L�rs o� F�Owvm I I ATITNO Maintaining San Luis Obispo's Unique Character & Quality of Life 1 Addressing Recent Issues Pension Reform & Fiscal Health Response Plan Increase in Pension Cost 5 Employees Paying + Pension Costs KA Efficiency & Effectiveness +Cannabis Business Tax NO $8.9M of annual savings in interest Summary of the 2019 Statistically Valid Survey ■Almost six in ten survey respondents perceive the City needs additional funds to provide the level of services and infrastructure residents need and want. ■A majority of survey respondents initially support a conceptual local ballot measure at 63 percent. ■ No statistical difference in support between an extension of the current voter approved Local Revenue Measure at a 1.5-cent rate or at a 1-cent rate. Public Engagement & Outreach Efforts ■ Presentations to over 23 community groups and advisory bodies SLOForward O U R C I T Y • O U R FUT U RE ■ Online Survey Results (1,036 responses representing approximately 52 hours of public comment) Z'Ai Q o Economic recovery & Maintaining public Addressing Repairing streets, Keeping public protecting long-term safety, fire/emergency homelessness sidewalks & areas safe & clean fiscal stability response potholes Preserving open Helping ensure Preparing for Protecting creeks Requiring all funds space & natural children have safe wildfires & other from pollution used locally to areas places to play natural disasters benefit the community Impacts of COVID=19 Pandemic $ b,wu $8a,WO • r- - $82A00 r — r r r I r WON r — r r r 578,000 N r � T b $ 76,000 Y �r $2.1M sn•°°° � $5.9M $6.5M �8.6M $ 70,000 $68,wo $66,000 1 2019 (Actual) 2020 2022 2023 2024 2025 Expenditures ---Original Revenue Projection—COVID19 Revised Projection Public Engagement & Outreach Efforts Continued Current Online Survey Results (June 1, 2020 — July 21, 2020) 1. Preserve open space and natural areas 2. Keep public areas safe and clean 3. Protecting long-term fiscal stability 4. Programs that support economic recovery 5. Maintain public safety, fire and emergency Previous Online Survey Results (December 27, 2019 —April 15, 2020) 1. Address homelessness 2. Keep public areas safe and clean 3. 4. 5. response 6. 6. Address homelessness 7. 7. Support community organizations and non- 8. profits that serve the community's most vulnerable 9. 8. Prepare for wildfires and other natural 10. disasters 9. Protect creeks from pollution 10. Requiring all funds used locally to benefit the community 11. Repair streets and potholes 12. Help ensure children have safe places to play Preserve open space and natural areas Maintain police, fire/emergency response Protecting long-term fiscal stability Repair streets and potholes Protect creeks from pollution Prepare for wildfires and other natural disasters Help ensure children have safe places to play Requiring all funds used locally to benefit the community Survey Conducted June 18-25, 2020 FM3 RESEARCH OPINION RESEARCH & STRATEGY 220-5733 Conducted a dual -mode survey, online, by cell, and landline June 18-25, 2020 Surveys were completed using a random sample of 534 City of San Luis Obispo registered voters likely e® to vote in the November 2020 General Election MW o _ Overall margin of error: +/-4.9%full sample; +/-6.9% for half sample Some percentages may not sum to 100% due to rounding Results are tracked with the 2019 survey PQIFQQ ID O Oho oh a n QQ (:o ITE @ 13 Voters are more optimistic that the coronavirus will be under control in 12 months than in 6 months, though only slightly less than half are optimistic about it being under control in a year's time. Pandemic Under Control in 6 Months? Pandemic Under Control in 12 Months? Under control Not under control Don't know 6 Months 20% M.. 62% [12 Months 17% 46% 37% FM 3 Q. Looking ahead (SPLIT SAMPLE A: "6 months") (SPLIT SAMPLE 8: "12 months'), do you think the coronavirus pandemic will generally be under control or not? RESEARCH 14 A majority perceives the City's economy will not have recovered in either six or twelve months. Economy Recovered in 6 Months? Economy Recovered in 12 Months? Recovered Not recovered Don't know 6 Months 20% 64% 12 Months 29% 16% 18% 54% FM 3 Q. Looking ahead (SPLIT SAMPLER: "6 months') (SPLIT SAMPLE 8: "12 months'), do you think the City of San Luis Obispo's economy will have recovered or not? RESEARCH 15 Slightly more than one -quarter are extremely or very concerned about the impact the coronavirus is having on their personal financial situation. Extremely concerned Very concerned Somewhat concerned Not too concerned 12% Ext./Very Concerned 14% 27% 38% 35% FM 3 Q. How concerned are you about the impact the coronavirus is having on your personal financial situation? Are you extremely concerned, very concerned, somewhat concerned or not too concerned? RESEARCH 16 Almost seven -in -ten think the City had a great or some need for additional funds to provide the level of City services and infrastructure that residents need and want -- an overall increase of 10 percentage points since 2019. 2019 Great need MIQ Some need Little need No real need Great/ Some Need 38% 59% 2020 31 % Great/ Some Need 38% 69% 13% Little/ 11% Little/ No Real Need No Real Need 20% 33% 11% 22% Don't know 8% 9% FM 3 Q. In your personal opinion, do you think there is a great need, some need, a little need, or no real need for additional funds to provide the level of city services and infrastructure that San Luis Obispo residents need and want? RESEARCH 17 Mm (D) H@ loulr(:m IM Ballot Title and Summary City of San Luis Obispo Community Services/Investment. Shall an ordinance to provide funding to protect City of San Luis Obispo's long-term financial stability; maintain fire, public safety, health emergency, disaster preparedness response; address homelessness; keep public areas clean/safe; help local businesses; repair streets; protect creeks from pollution; maintain youth/senior services, open space, parks/other general services by extending Measure G at a 1.5C rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? FM 3 Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH 19 Initially, roughly seven -in -ten would on a measure to extend Measure G at rate, with close to four -in -ten having would definitely vote yes. Definitely yes Probably yes Undecided, lean yes Undecided, lean no Probably no Definitely no Undecided 2% 7% 5% 6% Total No 23% 15% FM V Q Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH 26% vote yes a 1.5-cent said they 38 % Total 64% Yes 71% 20 High percentages support the measure regardless of whether one thinks the local economy will recover in the next 6 months or year. Initial Vote on Extending Measure G at a 1.5-Cent Rate by Economy Recovered Recovered (% of Sample) (10%) ■ Total Yes ■ Total No Undecided 6 Months :1 o\° °\o LO 12 Month ° °o ° °o ^\ N O ^o o\o Not Don't Recovered Recovered Know (32%) (8%) (14%) FM 3 Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH Not Recovered (27%) o\° °\o N o\° Don't Know (9%) 21 °\o LO 12 Month ° °o ° °o ^\ N O ^o o\o Not Don't Recovered Recovered Know (32%) (8%) (14%) FM 3 Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH Not Recovered (27%) o\° °\o N o\° Don't Know (9%) 21 Regardless of how concerned one is about the impact of the coronavi rus on their financial situation, roughly two-thirds or more said they would vote yes. Initial Vote on Extending Measure G at a 1.5-Cent Rate by Financial Situation 74% 9% ■ Total Yes ■ Total No Undecided 72 % 4% Extremely/Very Concerned Somewhat Concerned (% of Sample) (27%) (38%) FM 3 Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH 69% 5% Not Too Concerned (35%) 22 The more one perceives the City needs additional funds to provide services and infrastructure, the more one is likely to vote yes. Initial Vote on Extending Measure G at a 1.5-Cent Rate by Need for Funding 87% 26% Great Need (% of Sample) (31%) ■ Def. Yes 78% 45% Prob./Undec., Lean Yes ■ Total No Undecided Some Need (38%) Little/No Real Need FM 3 Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH (22%) 60% 30% 17% Don't Know (9%) 23 h -�w @ _qa� ]OUTS 24 There is no statistically significant difference in support for the extension of Measure G at a 1.5-cent rate and a new one -cent sales tax. Extending Measure G Establishing a at a 1.5-Cent Rate 1-Cent Sales Tax (MOE=+/-4.9%) (MOE=+/-6.9%) Definitely yes 38% Probably yes Undecided, lean yes 7% 26% 64% Total Yes 71% 9% 436% 24% 60% Undecided, lean no 2% Total 2% Total Probably no 5% No 5% No Definitely no = 15/ 23% 24% 17% Undecided 6% 7% F Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? Q. What if the proposed measure I just described established a 1-cent sales tax raising $14.4 million, instead of a 1.5-cent sales tax raising RESEARCH $21.6 million, do you think you would: vote "yes" in favor of this measure or "no" to oppose it? Split Sample Total Yes 69% 25 Overall support for the measure declines significantly when a 30-year sunset clause is introduced. Definitely yes Probably yes Undecided, lean yes Undecided, lean no Probably no Definitely no Undecided Until Ended by Voters (M O E=+/-4.9%) 38% 26% 64% 7% 2% Total 5% No - 23% 15% 6% 30-Year Sunset (MOE=+/-6.9%) Total M19% Total Yes 19% 38% Yes 71% 12% 51% 3% Total 13% No = 23% 40 10% F Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? Q. What if the extension of Measure G at a 1.5C rate that 1 described to you was written so that it would be in effect for 30 years and would then be RESEARCH legally required to end at that time? If that were the case, would you vote yes in favor of it or no to oppose it? Split Sample 26 W(:o @IF PTO�((D[F'E nso 27 Maintaining fire, public safety and emergency health response; maintaining disaster preparedness response; protecting creeks from pollution; preserving open space and natural areas; and retaining local businesses are among the features considered extremely or very important to be included in the measure. (Ranked by Extremely/Very Important) ■ Ext. Impt. Maintaining fire, public safety and emergency health response Maintaining disaster preparedness response Protecting creeks from pollution Preserving open space and natural areas Retaining local businesses Helping fund homeless prevention programs Providing support to local non -profits in the City that help those in need of food Very Impt. Smwt. Impt. ■ Not Too Impt./Don't Know Ext./Very Impt. 29% 40% 15 % ' • 79% 45% 22% 75% 37% 20% ' • 74% 36% 20% ' . 73% 41% 19% :' 73% 34% 18% 71% 42% 21% M 71% F Q. I am going to read you a list of possible services and community investments that could be funded by a potential new City revenue measure. Regardless of how you feel about a revenue measure, please tell me how important it is to you personally that each of the following infrastructure projects or services is included in the measure: extremely important very important, somewhat important or not too important. Split Sample RESEARCH 28 Continued (Ranked by Extremely/Very Important) ■ Ext. Impt. ^Keeping public areas clean and safe Addressing homelessness Preserving open space Providing support to local non- profits in the City that help prevent domestic violence Very Impt. Smwt. Impt. ■ Not Too Impt./Don't Know Ext./Very Impt. Maintaining youth services . •, Helping fund meals for home bound seniors ^Protecting the City's long-term financial stability 44% 25% 70% 34% 21% 68% 34% 24% M 66% 38% 23% 66% 38% 26% M 64% 39% 27% M 64% 45% 26% •'. 64% F Q. I am going to read you a list of possible services and community investments that could be funded by a potential new City revenue measure. Regardless of how you feel about a revenue measure, please tell me how important it is to you personally that each of the following infrastructure projects or services is included in the measure: extremely important very important, somewhat important or not too important. ^Not Part of Split Sample RESEARCH 29 After critical statements, overall support decreases eight percentage points to 67 percent - above the margin of error for this simple majority measure; however, those having said they would definitely vote yes also decreases by four percentage points. Initial Vote Vote after Vote after Critical Education L Statements Definitely yes I 38% Probably yes I 26% 64% Undecided, lean yes 7% Total Yes 71% Total _= Yes 23% 63% 75% 4% Undecided, lean no 2% Total 1% Total 3% Total Probably no 5% No 5% No 8% No Definitely no ■ 15% 23% . 13% 20% M 17% 27% Undecided 6% 5% FM 3 Q. Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH 5% Total Yes 67% 30 Vote Progression line graph September 2019 and dune 2020 September 2019 June 2020 Vote after Vote after Initial Vote after Critical Initial Vote after Critical Vote Education Statements i i Vote Education Statements i 75% 71% Total Yes 63 % 65 i 67 o 60 / o � Total No 32% 30/ 32% i 27% i 23% 20% Undecided 5% 5% 8% i i 6% 5% 5% FM 3 Q Based on this description, would you vote yes in favor of the measure or no to oppose it? RESEARCH 31 c(D)HQ mo�'(D)Ho 32 Conclusions ✓Only two -in -ten expect the pandemic will be under control in six -months; more than double (46%) expect it will be in control within a year. ✓Majorities do not expect the local economy to have recovered within the next 6 or 12 months. ✓About one -quarter are extremely or very concerned about their personal financial situation as a result of the coronavirus. FM3 RESEARCH 33 Conclusions; Continued ✓Almost seven -in -ten perceive that the City has a great or some need for additional funds to provide the level of City services and infrastructure that residents need and want — up ten percentage points from 2019. ✓Initially, about seven -in -ten support extending Measure G at a 1.5-cent rate, with slightly less than four -in -ten having said definitely yes. ✓ Maintaining fire, public safety and emergency health response; maintaining disaster preparedness response; and protecting creeks from pollution are among a long list of voter priorities for this measure. FM3 RESEARCH 34 Conclusions; Continued ✓ After education, overall support increases to 75 percent with 44 percent having said they would definitely vote yes. ✓ After critical statements, support declines eight percentage points to two-thirds (67%), with four in ten having said definitely yes —statistically above the margin of error for this simple majority measure. FM3 RESEARCH 35 Survey Conducted June 18-25, 2020 FM3 RESEARCH OPINION RESEARCH & STRATEGY 220-5733 w • Protects essentials services and maintains City facilities Revenue Enhancement Oversight Commission (REOC) w 2006: 64 % of the voters 2014: 70% of the voters 0.50 Local General Sales Tax GAT Y O.h CITY OF SH111 DELIS OBISPO 37 r � Fiscal Health Response, Benchmark Study and Retail Sales Analysis iia apGO tl!a na aNs agae'� n (viiaSStne C[y oiS�waonq�o'a le�Yg eVasvr[Fn vl siwlar des at�d dreb iq Epa'rso�coata. • The G[yk atti errata }or CaIPEA5wil1 • To aadaas Vrese-icra�es.fie Gity reea6 bf Im tamaNtures W fae miF�ion in�FUMrK 4FrMrpie WHY IS THIS IMPORTANT? SAN LDIS OBISPO IS CDMMITTED TO... o�m4[am zaluWnsWenv_�_._ aa3et wmK ges,aeme�e c u9n�me[i�a �6L comm�[K am wsfb 0rp s.r.im canm n�9�.ainY,errree oanmmary Wags wapmee� J WHAT HAS THE CITY ALREADY DONE TO ADDRESS COSTS? u... eerwa a.,rael.we rw. �ma�enu�a e,e ever, loaer,�artmaruvm am eer�pEpM� m cola. p.,w,aeww �ee,eaea y�laemee.n.��a,e, • si.np wn 32.va m�llwn osymeni :o..ac .rm�nua mumnxm ladl�ues WHAT IS THE CITY DOING NOW TO ADDRESS COSTS? eww r�aaw�F�raaaewr.�w+� r ixi�es. mraeeea��:e�mel,.gm �aapon r rise v �.a�mm��leamam-maa�neaare r 0 3 € CITY OF Sqn LUIS OBISPO Sen ww obw anon $elas "ws FWlla 7: YevitFb kS mwel6VBbay, 30 L. 0—Cau .207E col"M 1ffillwSli'v~ Frwa Semce f518] Fora Scores fr?1 Loral lrzrsponawn&Gas fGG]H Recoil Sales f]810 Tsl 61AX7 svnx. c�wmrwwi �¢raotoaa%pawn di o� Ruryr �®: asx Erwo�mmm. Fna Iy. a slgnrkentp00lCn al non+esiaern spenaingin the Cary o15an wa Od:yo Is Ilkary attnaulade m regnnel snappers -These snappers are non-resitlenrs who uve autsltledilie mY [ut are att lea to the gvannty ana uanety of [ne cays snaps a na iestauranfs. SUBAREA ANALYSIS In a00inan Vf estlma[Ing Ins CltywWe mere o7 rere�l spenaing tnet 5 eIDnwt9ale 10 fla'Healaente. Svategic ECanGTlll'3 COMIMeO en erdlveLM W 1HP euGareee of t11e dty. Ins 111E Saaere85 tnffi nalyzetl include' Ne �owntnwn area the L� 6sas Valley Road (LOVR] Oorttlm, the Matlnnw Roatl area. the Foote iH a red. antl me yrpart area [Figure ej- Trgealer [ne su�reas a2ouraea }a 62 pe rcertl of the total retaa sales in the Cay m =8 (Figure 9 aM Figure 10). FWOFE & RUAL51.61PLB NWC M NSUI L A0111 Pa OMEASURING OUR IN PERFORMANCE O FiscalComparison with - - Selected Benchmark Cities NJune 2020 aw,a-. cir�rsw��o�a�siara �: mtx Procedures Regarding the Adoption of aam Community Services and Investment Measure 1. Ballot Measure Language (Attachment A) 2. Complete Ordinance and Election Related Resolutions (Attachment B) 1. Impartial Analysis and Priorities for Written Arguments (Attachment D) 2. Enabling rebuttal arguments (Attachment E) 3. Public Review Period and Deadlines 3. Education and Outreach 1. Ballot Measure Language City of San Luis Obispo Community Services/Investment. Shall an ordinance to provide funding to protect City of San Luis Obispo's financial stability; maintain fire/community safety, health emergency/disaster preparedness; protect creeks from pollution; address homelessness; keep public areas clean/safe; retain local businesses; maintain youth/senior services, streets, open space/natural areas, and other general services, by extending voter -approved funding at a 1.50 rate, providing approximately $21,600,000 annually until ended by voters; requiring audits/all funds used locally, be adopted? wrl ---MEMO 2. Complete Ordinance and Election Related Resolutions Ordinance amending Chapter 3.15 of the City's Municipal Code ■ Extend existing the .5¢ general transactions (sales) tax ■Increases the general transactions (sales) and use tax by 10 ■ Combined rate of 1.5¢ rate, until ended by voters. Resolution directing the City Attorney to prepare an impartial analysis and sets priorities for arguments ■ Resolution - Enabling Rebuttal Arguments Public Review Period and Deadlines ■July 23, 2020 at 5:00 p.m. — Final Impartial Analysis Due July 31, 2020 at 5:00 p.m. — Primary Arguments For or Against a Measure Due ■August 7, 2020 at 5:00 p.m. — Last day to file Rebuttal Arguments For or Against a Measure ■August 17, 2020 — Final Day of Ten -Day Public Review Period 3. Education and Outreach ■Should the Council place a measure on the ballot, staff intends to conduct education and outreach, consistent with what is allowed by law ■ Continue to provide public information materials ■ Develop Frequently Asked Questions ■Provide mail by vote information ■Information on the City's website ■ Respond to requests for presentations and additional information Recommendations 1. Receive a report on the results of public engagement and outreach efforts regarding SLO Forward, an effort to support community investment and economic recovery by maintaining and improving the type of City services and infrastructure the community values most; and 2. As recommended by Council Members Pease, and Stewart and the Revenue Enhancement Oversight Commission, adopt a resolution (Attachment A) placing for submission to the voters a ballot question whether to amend Chapter 3.15 of the Municipal Code with a Community Services/Investment Transactions (Sales) and Use Tax that extends the existing, voter -approved funding at a 1.5-cent rate, until ended by voters; and Recommendations 3. Introduce an ordinance (Attachment B), subject to voter approval in the November 2020 general election, to approve the Community Services/Investment Measure until ended by voters; and 4. Adopt resolutions directing the City Attorney to prepare the impartial analysis (Attachment D) for the ballot measure, setting priorities for filing written arguments, providing for the filing of rebuttal arguments (Attachment E). P:- �rl Y -r--m IriD �I -tS a • c kl Y 0 '° CITY 4F S�IIl LUIS OBISPO 46 0A LEI S O� Council Agenda Correspondence 1. Updated Online Community Survey Results (June 1, 2020— July 21, 2020) 1. Preserve open space and natural areas 2. Keep public areas safe and clean 3. Protecting long-term fiscal stability 4. Programs that support economic recovery 5. Maintain public safety, fire and emergency response 6. Address homelessness 7. Support community organizations and non -profits that serve the community's most vulnerable 8. Prepare for wildfires and other natural disasters 9. Protect creeks from pollution 10. Requiring all funds used locally to benefit the community 11. Repair streets and potholes 12. Help ensure children have safe places to play Council Agenda Correspondence 2. Proposed Changes to the Draft Ordinance (Attachment B) a. Update Ordinance Title - GENERAL TRANSACTIONS (SALES) AND USE TAX b. Update subparagraph 3.15.020 - ... majority of the electors voting on the measure vote to approve the extension... c. Update 3.15.070 Operative Date - "Operative date" for purposes of the one percent and one half percent (1.5%) Transaction (Sales) and Use Tax (TUT) rate means the first day of the first calendar quarter commencing more than one hundred ten days after the adoption of the ordinance codified in this chapter. Until the Operative Date, the TUT shall continue to be levied and collected at a rate of one-half (.5%), as previously approved by San Luis Obispo vntPrS_ d. Add the following subparagraph to section 3.15.110 - 1. A retailer engaged in business in the District" shall also include any retailer that, in the preceding calendar year or the current calendar year, has total combined sales of tangible personal property in this state or for delivery in the state by the retailer and all persons related to the retailer that exceeds five hundred thousand dollars ($500,000). For purposes of this section, a person is related to another person if both persons are related to each other pursuant to Section 267(b) of Title 26 of the United States Code and the regulations thereunder.