HomeMy WebLinkAboutItem 9 - Introduce an Ordinance amending Chapter 2.14 (REOC) of the Municipal CodeItem 9
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Council- d. Report
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Department Name: City Administration
Cost Center: 1001
For Agenda of: September 1, 2020
Placement: Public Hearing
Estimated Time: 20 minutes
FROM: Greg Hermann, Deputy City Manager
Prepared By: Ryan Betz, Assistant to the City Manager
SUBJECT: INTRODUCE AN ORDINANCE AMENDING CHAPTER 2.14, REVENUE
ENHANCEMENT OVERSIGHT COMMISSION, OF THE MUNICIPAL CODE
RECOMMENDATION
1. Introduce an Ordinance (Attachment A) amending Chapter 2.14, Revenue Enhancement
Oversight Commission, of the Municipal Code; and
2. Direct staff to return to the City Council for the second reading of the ordinance as part of the
certification of results of the General Municipal Election of November 3, 2020.
DISCUSSION
Background
On July 21, 2020, the City Council approved the placement of a ballot measure question to the
voters whether to amend Chapter 3.15 of the Municipal Code with a Community Services and
Investment Local Transactions (Sales) and Use Tax on the November 3, 2020 ballot.
At that meeting, the Council directed staff to return with proposed amendments to Chapter 2.14,
Revenue Enhancement Oversight Commission, of the Municipal Code. That chapter established
a five -member citizen advisory body, the Revenue Enhancement Oversight Commission
(REOC), to review, report, and make recommendations to the City Council on the use of the
half -cent, local general sales tax. The REOC is also responsible for reviewing an audit report of
the use of the funds, approving the annual community report and report in brief before it is
distributed to every household within the City, and holding an annual citizen oversight meeting
to gather input from the community on the use of the funds prior to making recommendations to
the City Council as part of the budget process. Every two years, as part of the Financial Plan
process, the REOC joins the City Council as part of the Community Forum to receive input on
the community's top priorities and use of the Local Revenue Measure. Annual reports showing
the audited expenditures for the Local Revenue Measure can be found on the City's website.
The REOC plays an important role of citizen oversight, input, and accountability and is a best
practice commonly found in other cities with a local revenue measure.
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Item 9
Proposed Amendments to Chapter 2.14
Based on Council direction, the intent of the proposed amendments to Chapter 2.14 is to broaden
community member representation on the REOC and to build in additional accountability and
community engagement opportunities to ensure spending priorities align with the community's
and City Council's vision for long-term investment. Specifically, the proposed amendments
cover several sections of Chapter 2.14, Revenue Enhancement Oversight Commission, of the
Municipal Code (Attachment A). Section 2.14.020 adds language to the desired experience for
residents being considered by the City Council to be appointed to the REOC. The following
amendment is proposed:
2.14.020 Members and appointment
The REOC shall consist of five members who are residents of the city. Members shall be
appointed by the whole city council through a public application and appointment
process. When recruiting members, the city will seek members who have experience with
finance, budgeting, municipal accounting or represent a sales tax generating business.
The next proposed amendment, in section 2.14.040, adds a section directing the REOC to
recommend long-term community service and investment priorities to the City Council every
eight years. The following amendment is proposed:
2.14.040 Powers and duties
G. Long -Term Priority Setting. Every eight years, the City will incorporate a long-term
priority setting exercise into the Financial Plan development process to determine the
long-term community services and investment priorities for the use of Local Revenue
Measure funds. This exercise shall include receiving input from residents, community
members, and the REOC regarding spending priorities with priorities being set by the
City Council as a part of the development of the Financial Plan.
The remaining proposed amendments are administrative in nature and will not go into effect
unless the ballot measure is approved by the voters as part of the November 3, 2020 general
election.
Previous Council or Advisory Body Action
1. July 21, 2020 City Council Meeting
Policy Context
The recommended amendment to 2.14.020, Members and appointment, is consistent with the
language in the City of San Luis Obispo's Advisory Body Handbook (Section 1(C)) regarding
membership qualifications and the appointment process. The language states the City of San
Luis Obispo encourages participation of a wide variety of its citizens through service on an
advisory body. Additionally, the recommended amendment to 2.14.040, Powers and duties, is
consistent with language in the adopted Fiscal Responsibility Philosophy (Resolution No. 10546
(2014 Series)) regarding community input and aligning investment in the community.'
1 2014, Fiscal Responsibility Philosophy Section 2 — Definition. Fiscal responsibility is the balanced approach to
providing the infrastructure maintenance and services that preserve and enhance the quality of life in our community
as identified and prioritized through community input.
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Item 9
Public Engagement
This item is on the agenda for the September 1, 2020 City Council meeting and will follow all
required postings and notifications. The public may have an opportunity to comment on this item
at or before the meeting.
CONCURRENCE
The City Attorney and Director of Finance concur with the staff recommendation.
ENVIRONMENTAL REVIEW
The California Environmental Quality Act does not apply to the recommended action in this
report, because the action does not constitute a "Project" under CEQA Guidelines Sec. 15378.
FISCAL IMPACT
Budgeted: Yes Budget Year: 2020-21
Funding Identified: Yes
Fiscal Analysis:
Funding Sources
Current FY Cost
Annualized
On -going Cost
Total Project
Cost
General Fund
N/A
State
Federal
Fees
Other:
Total
$0
This item does not have any direct costs, however, should the ballot measure be approved by the
voters as part of the November 3, 2020 general election, the measure is projected to provide
approximately $21,600,000 annually in revenue and could be used for general community
services and infrastructure needs.
Section 3 (D) — Aligned Investments. The City shall allocate resources in alignment with community needs and
priorities for maintaining and/or adding capital projects, assets, or services.
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Item 9
ALTERNATIVES
1. The Council may choose to deny the proposed amendments. Staff does not recommend this
based upon a desire to broaden community member representation on the REOC and to build
in additional accountability and community engagement opportunities to ensure the spending
priorities align with the community and City Council's vision for long-term investment.
2. The Council may choose to modify the proposed amendments. Should the Council choose
to modify the proposed amendments, staff requests direction on the specific language to be
modified.
Attachments:
a - Draft Ordinanance
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Item 9
ORDINANCE NO. (2020 SERIES)
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SAN LUIS
OBISPO, CALIFORNIA, AMENDING SECTIONS 2.14.010, 2.14.020, and
2.14.040 OF THE SAN LUIS OBISPO MUNICIPAL CODE CHAPTER 2.14
REVENUE ENHANCEMENT OVERSIGHT COMMISSION
WHEREAS, the City of San Luis Obispo (City) is a municipal corporation duly organized
under the California Constitution and laws of the State of California; and
WHEREAS, on July 21, 2020, the City Council adopted Resolution No. 11145, submitting
to the voters a question whether to extend the existing, voter -approved local transaction (sales) and
use tax at a 1.50 rate, until ended by voters. The resolution also stated that any extension and
enhancement of existing, voter -approved funding will continue to require a citizen revenue
enhancement oversight commission (REOC) to ensure funds are spent consistent with the
community's priorities; and
WHEREAS, the REOC reviews revenues and expenditures from the local transaction
(sales) and use tax, reports to the community and the City Council about the City's stewardship of
these revenues, and recommends expenditures to the City Council that are consistent with the
purpose of the general purpose tax and the preferences of the City residents; and
WHEREAS, the City Council desires to expand the qualifications of candidates to be
appointed on the REOC to broaden the views and representation of the community; and
WHEREAS, the City's voter -approved local transaction (sales) and use tax includes
substantial accountability measures including: requirements for independent annual financial
audits; integration of use of funds into the City's budget and goal -setting process; annual
community reports; and annual citizen engagement meetings; and
WHEREAS, the City recognizes the importance of periodically reviewing the long-term
community services and investment priorities to align with the community's priorities; and
NOW, THEREFORE, BE IT ORDAINED by the Council of the City of San Luis
Obispo, as follows:
SECTION 1. Chapter 2.14 of the City's Municipal Code is hereby amended and re-enacted
in full to read as follows:
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Item 9
Ordinance No. (2020 Series) Page 2
Chapter 2.14
REVENUE ENHANCEMENT OVERSIGHT COMMISSION
2.14.010 Commission established and purpose.
The rRevenue eEnhancement eoversight ECommission (REOC) is hereby established to review,
report, and make recommendations regarding the use of revenues collected through the city's
voter -approved general purpose, one and a half -percent sales tax authorized by Chapter 3.15. The
REOC is authorized to review these tax revenues and expenditures, report on the city's stewardship
of this general purpose tax and provide recommendations directly to the ECity ECouncil regarding
expenditures of these tax revenues as an integral part of the budget process. The establishment of
the REOC shall be effective upon voter approval of a revenue enhancement measure to be
proposed in November 204-420 and shall continue in existence as long as Chapter 3.15, adopted
by such measure, is in effect.
2.14.020 Membership and appointment.
The REOC shall consist of five members who are residents of the city. Members shall be appointed
by the whole city council through a public application and appointment process. When recruiting
members, the city will seek members that have experience with finance, budgeting, municipal
accounting or represent a sales tax generating business.
2.14.030 Term of office and compensation.
A. Terms. Of the members first appointed, three shall be appointed for the term of three years,
and two shall be appointed for two-year terms. Subsequent appointments to the REOC shall
be for three years. Vacancies during the term shall be filled by the city council for the
unexpired portion of the term. Members may be removed by the city council with or
without cause by a majority vote of the city council.
2.14.040 Powers and duties.
The REOC shall meet a minimum of four times per year to perform its duties, as follows:
A. Generally. The REOC shall have the authority to conduct public hearings as directed by
the city council or city policy. The REOC shall exercise the duties conferred upon it by this
chapter, and as necessary to achieve its purpose.
B. Annual Community Report. The REOC shall conduct a public hearing annually to review
and take public testimony on the essential community services and investment measure
annual report.
C. Annual Audit. The REOC shall meet annually to review the audited financial statements
contained in the comprehensive annual financial report for the essential community
services and investment measure.
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Item 9
Ordinance No. (2020 Series) Page 3
D. Annual Citizen Oversight Meeting. The REOC shall hold an annual essen4ial community
services and investment measure community forum for the purpose of taking input from
residents and community members on preferences for the use of the revenues generated by
the essen4ial community services and investment tax.
E. Budget Recommendations. The REOC shall meet for the purpose of making
recommendations to the city council regarding the uses of revenue generated by the
essen4ial community services and investment measure. The REOC shall take into
consideration the input provided by residents and community members during the annual
citizen oversight meeting, the purpose of the essen4ial community services and investment,
the major city goals established by the city council, and the amount of revenue available
from past fiscal years, and projected to be available during the next fiscal year, in making
its budget recommendations to the council.
F. Outreach and Education. The REOC shall be authorized to perform outreach and
educational activities so that residents and community members are informed about the
costs and benefits associated with the collection and use of revenue generated by the
essential community services and investment.
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Item 9
Ordinance No. (2020 Series) Page 4
G. Long -Term Community Services and Investment Priorities. Every eight years, the City
will incorporate a long-term priority setting exercise into the Financial Plan development
process to determine the long-term community services and investment priorities for the
use of Local Revenue Measure funds. This exercise shall include receiving input from
residents, community members, and the REOC regarding spending priorities with priorities
being set by the City Council as a part of the development of the Financial Plan.
INTRODUCED on the day of 2020 AND FINALLY ADOPTED on
the day of 2020 by the Council of the City of San Luis Obispo on the
following vote:
AYES:
NOES:
ABSENT:
Mayor Heidi Harmon
ATTEST:
Teresa Purrington
City Clerk
APPROVED AS TO FORM:
J. Christine Dietrick
City Attorney
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City
of San Luis Obispo, California, on
Teresa Purrington
City Clerk
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Recommendation
1. Introduce an Ordinance (Attachment A) amending
Chapter 2.14, Revenue Enhancement Oversight
Commission, of the Municipal Code; and
2. Direct staff to return to the City Council for the second
reading of the ordinance as part of the certification of
results of the General Municipal Election of November
3, 2020.
Background
■ July 21, 2020 — Council approved the
placement of Measure G-20 on the
November 3, 2020 ballot.
■ Directed staff to return with proposed
amendments to Chapter. 2.14 - Revenue
Enhancement Oversight Commission, of the
Municipal Code.
Role of the REOC
■ Five -member citizen advisory
body
■ Makes recommendations to the
City Council on the use of the
local general sales tax.
■ Reviews the annual audit,
approves the community report &
report -in -brief.
:REVENUE °ME SURE LOCAL REVENUE MEASURE
ANNUAL COMMUNITY REPORT
Fiscal Year 2G18-19 --
HOW DID WE SPEND REVENUES? LAUREL LANE COMPLETE STREETS
PAGE i
Read aL, _v: LG,.V fievenue Measure Turtle
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■ Holds an annual citizen oversight meeting to receive
feedback on funding priorities.
Proposed Amendments to Chapter 2.14
2.14.020 Members and appointment
The REOC shall consist of five members who are
residents of the city. Members shall be appointed by
the city council through a public application and
appointment process. When recruiting members, the city
will seek members who have experience with finance,
budgeting, municipal accounting or represent a sales tax
generating business.
;;a
Proposed Amendments to Chapter 2.14
2.14.040 Powers and duties
G. Long -Term Priority Setting. Every eight years, the City
will incorporate a long-term priority setting exercise into the
Financial Plan development process to determine the long-
term community services and investment priorities for the
use of Local Revenue Measure funds. This exercise shall
include receiving input from residents, community
members, and the REOC regarding spending priorities
with priorities being set by the City Council as a part of the
development of the Financial Plan.
Proposed Timeline for 2021-23 Financial Plan
December
Present
recommended
spending priorities
to the REOC
•
•
February
Council Goal -
Setting Exercise
January
Community
Engagement
with Council &
REOC
April
Present Preliminary
Financial Plan to the
Council
March
Present
Preliminary
Budget to the
REOC
I
•
June
Financial
Plan
Adoption
on
7
Recommendation
1. Introduce an Ordinance (Attachment A) amending
Chapter 2.14, Revenue Enhancement Oversight
Commission, of the Municipal Code; and
2. Direct staff to return to the City Council for the second
reading of the ordinance as part of the certification of
results of the General Municipal Election of November
3, 2020.
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