HomeMy WebLinkAboutR-11196 authorizing agreements with the CA Dept. of Tax and Fee Administration for implementation of a Local Transactions and Use TaxR 11196
RESOLUTION NO. 11196 (2020 SERIES)
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS
OBISPO, CALIFORNIA, AUTHORIZING THE CITY MANAGER TO
EXECUTE AGREEMENTS WITH THE CALIFORNIA DEPARTMENT OF
TAX AND FEE ADMINISTRATION FOR IMPLEMENTATION OF A
LOCAL TRANSACTIONS AND USE TAX
WHEREAS, on December 1, 2020, the City Council approved Ordinance No. 1686 (2020
Series amending the City Municipal Code and providing for a local transaction and use tax as
approved by the voters of San Luis Obispo on November 3, 2020; and
WHEREAS, the California Department of Tax and Fee Administration (Department)
administers and collects the transactions and use taxes for all applicable jurisdictions within the
state; and
WHEREAS, the Department will be responsible to administer and collect the transactions
and use tax for the City; and
WHEREAS, the Department requires that the City enter into a “Preparatory Agreement”
and an “Administration Agreement” prior to implementation of said taxes, and
WHEREAS, the Department requires that the City Council authorize the agreements;
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NOW, THEREFORE BE IT RESOLVED by the City Council of the City of San Luis
Obispo that the “Preparatory Agreement” attached as Exhibit A and the “Administrative
Agreement” attached as Exhibit B are hereby approved and the City Manager is hereby authorized
to execute each agreement.
Upon motion of Council Member Christianson, seconded by Council Member Pease, and
on the following roll call vote:
AYES: Council Member Christianson, Marx, Pease, Vice Mayor Stewart, and
Mayor Harmon
NOES: None
ABSENT: None
The foregoing resolution was adopted this 8th day of December 2020.
____________________________________
Mayor Heidi Harmon
ATTEST:
____________________________________
Teresa Purrington
City Clerk
APPROVED AS TO FORM:
_____________________________________
J. Christine Dietrick
City Attorney
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City
of San Luis Obispo, California, on ____________________________.
____________________________________
Teresa Purrington
City Clerk
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AGREEMENT FOR PREPARATION TO ADMINISTER AND OPERATE
CITY'S TRANSACTIONS AND USE TAX ORDINANCE
In order to prepare to administer a transactions and use tax ordinance adopted in accordance
with the provision of Part 1.6 (commencing with Section 7251) of Division 2 of the Revenue and
Taxation Code, the City of San Luis Obispo, hereinafter called City, and the CALIFORNIA
DEPARTMENT OF TAX AND FEE ADMINISTRATION, hereinafter called Department, do
agree as follows:
1. The Department agrees to enter into work to prepare to administer and operate a
transactions and use tax in conformity with Part 1.6 of Division 2 of the Revenue and Taxation
Code which has been approved by a majority of the electors of the City and whose ordinance has
been adopted by the City.
2. City agrees to pay to the Department at the times and in the amounts hereinafter
specified all of the Department's costs for preparatory work necessary to administer the City's
transactions and use tax ordinance. The Department's costs for preparatory work include costs of
developing procedures, programming for data processing, developing and adopting appropriate
regulations, designing and printing forms, developing instructions for the Department's staff and
for taxpayers, and other appropriate and necessary preparatory costs to administer a transactions
and use tax ordinance. These costs shall include both direct and indirect costs as specified in
Section 11256 of the Government Code.
3. Preparatory costs may be accounted for in a manner which conforms to the internal
accounting and personnel records currently maintained by the Department. T he billings for costs
may be presented in summary form. Detailed records of preparatory costs will be retained for
audit and verification by the City.
4. Any dispute as to the amount of preparatory costs incurred by the Department shall be
referred to the State Director of Finance for resolution, and the Director's decision shall be final.
5. Preparatory costs incurred by the Department shall be billed by the Department
periodically, with the final billing within a reasonable time after the operative d ate of the
ordinance. City shall pay to the Department the amount of such costs on or before the last day of
the next succeeding month following the month when the billing is received.
6. The amount to be paid by City for the Department's preparatory costs shall not exceed
one hundred seventy-five thousand dollars ($175,000) (Revenue and Taxation Code Section 7272.)
7. Communications and notices may be sent by first class United States mail.
Communications and notices to be sent to the Department shall be addressed to:
California Department of Tax and Fee Administration
Attention: Administrator Local Revenue Branch
P.O. Box 942879 MIC: 27
Sacramento, California 94279-0027
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Communications and notices to be sent to City shall be addressed to:
City of San Luis Obispo
Attention: Finance Director
990 Palm Street
San Luis Obispo, CA 93401
8. The date of this agreement is the date on which it is approved by the Department of
General Services. This agreement shall continue in effect until the preparatory work necessary to
administer City's transactions and use tax ordinance has been completed and the Department has
received all payments due from City under the terms of this agreement.
CITY OF SAN LUIS OBISPO CALIFORNIA STATE DEPARTMENT OF
TAX AND FEE ADMINISTRATION
By By
(Signature) Administrator
Local Revenue Branch
(Typed Name)
(Title)
(Rev. 11/17)
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AGREEMENT FOR STATE ADMINISTRATION
OF CITY TRANSACTIONS AND USE TAXES
The City Council of the City of San Luis Obispo has adopted, and the voters of the City of
San Luis Obispo (hereafter called “City” or “District”) have approved by the required majority
vote, the City of San Luis Obispo Transactions and Use Tax Ordinance (hereafter called
“Ordinance”), a copy of which is attached hereto. To carry out the provisions of Part 1.6 of
Division 2 of the Revenue and Taxation Code and the Ordinance, the California State Department
of Tax and Fee Administration, (hereinafter called the “Department”) and the City do agree as
follows:
ARTICLE I
DEFINITIONS
Unless the context requires otherwise, wherever the following terms appear in the
Agreement, they shall be interpreted to mean the following:
1. "District taxes" shall mean the transactions and use taxes, penalties, and interest
imposed under an ordinance specifically authorized by Revenue and Taxation code Division 2,
Part 1.7, Chapter 2.3, and in compliance with Part 1.6, Division 2 of the Revenue and Taxation
Code.
2. "City Ordinance" shall mean the City's Transactions and Use Tax Ordinance referred
to above and attached hereto, Ordinance No.1686 (2020 Series) as amended from time to time, or
as deemed to be amended from time to time pursuant to Revenue and Taxation Code Section
7262.2.
ARTICLE II
ADMINISTRATION AND COLLECTION
OF CITY TAXES
A. Administration. The Department and City agree that the Department shall perform
exclusively all functions incident to the administration and operation of the City Ordinance.
B. Other Applicable Laws. City agrees that all provisions of law applicable to the
administration and operation of the Department Sales and Use Tax Law which are not inconsistent
with Part 1.6 of Division 2 of the Revenue and Taxation Code shall be applicable to the
administration and operation of the City Ordinance. City agrees that money collected pursuant to
the City Ordinance may be deposited into the State Treasury to the credit of the Retail Sales Tax
Fund and may be drawn from that Fund for any authorized purpose, including making refunds,
compensating and reimbursing the Department pursuant to Article IV of this Agreement, and
transmitting to City the amount to which City is entitled.
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C. Transmittal of money.
1. For the period during which the tax is in effect, and except as otherwise provided
herein, all district taxes collected under the provisions of the City Ordinance shall be transmitted
to City periodically as promptly as feasible, but not less often than tw ice in each calendar
quarter.
2. For periods subsequent to the expiration date of the tax whether by City’s self -
imposed limits or by final judgment of any court of the State of California holding that City’s
ordinance is invalid or void, all district taxes collected under the provisions of the City Ordinance
shall be transmitted to City not less than once in each calendar quarter.
3. Transmittals may be made by mail or electronic funds transfer to an account of the
City designated and authorized by the City. A statement shall be furnished at least quarterly
indicating the amounts withheld pursuant to Article IV of this Agreement.
D. Rules. The Department shall prescribe and adopt such rules and regulations as in its
judgment are necessary or desirable for the administration and operation of the City Ordinance
and the distribution of the district taxes collected thereunder.
E. Preference. Unless the payor instructs otherwise, and except as otherwise provided in
this Agreement, the Department shall give no preference in applying money received for state sales
and use taxes, state-administered local sales and use taxes, and district transactions and use taxes
owed by a taxpayer, but shall apply moneys collected to the satisfaction of the claims of the State,
cities, counties, cities and counties, redevelopment agencies, other districts, and City as their
interests appear.
F. Security. The Department agrees that any security which it hereafter requires to be
furnished by taxpayers under the State Sales and Use Tax Law will be upon such terms that it also
will be available for the payment of the claims of City for district taxes owing to it as its interest
appears. The Department shall not be required to change the terms of any security now held by it,
and City shall not participate in any security now held by the Department.
G. Records of the Department.
When requested by resolution of the legislative body of the City under section 7056 of
the Revenue and Taxation Code, the Department agrees to permit authorized personnel of the City
to examine the records of the Department, including the name, address, and account number of
each seller holding a seller’s permit with a registered business location in the City, pertaining to
the ascertainment of transactions and use taxes collected for the City. Information obtained by the
City from examination of the Department's records shall be used by the City only for purposes
related to the collection of transactions and use taxes by the Department pursuant t o this
Agreement.
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H. Annexation. City agrees that the Department shall not be required to give effect to an
annexation, for the purpose of collecting, allocating, and distributing District transactions and use
taxes, earlier than the first day of the calendar quarter which commences not less than two months
after notice to the Department. The notice shall include the name of the county or counties annexed
to the extended City boundary. In the event the City shall annex an area, the boundaries of which
are not coterminous with a county or counties, the notice shall include a description of the area
annexed and two maps of the City showing the area annexed and the location address of the
property nearest to the extended City boundary on each side of every street or road crossing the
boundary.
ARTICLE III
ALLOCATION OF TAX
A. Allocation. In the administration of the Department's contracts with all districts that
impose transactions and use taxes imposed under ordinances, which comply with Part 1.6 of
Division 2 of the Revenue and Taxation Code:
1. Any payment not identified as being in payment of liability owing to a designated
district or districts may be apportioned among the districts as their interest appear, or, in the
discretion of the Department, to all districts with which the Department has contracted using ratios
reflected by the distribution of district taxes collected from all taxpayers.
2. All district taxes collected as a result of determinations or billings made by the
Department, and all amounts refunded or credited may be distributed or charged to the respective
districts in the same ratio as the taxpayer's self-declared district taxes for the period for which the
determination, billing, refund or credit applies.
B. Vehicles, Vessels, and Aircraft. For the purpose of allocating use tax with respect to
vehicles, vessels, or aircraft, the address of the registered owner appearing on the application for
registration or on the certificate of ownership may be used by the Department in determining the
place of use.
ARTICLE IV
COMPENSATION
The City agrees to pay to the Department as the State's cost of administering the City
Ordinance such amount as is provided for by law. Such amounts shall be deducted from the taxes
collected by the Department for the City.
ARTICLE V
MISCELLANEOUS PROVISIONS
A. Communications. Communications and notices may be sent by first class United
States mail to the addresses listed below, or to such other addresses as the parties may from time
to time designate. A notification is complete when deposited in the mail.
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Communications and notices to be sent to the Department shall be addressed to:
California State Department of Tax and Fee Administration
Attention: Administrator Local Revenue Branch
P.O. Box 942879
Sacramento, California 94279-0027
Communications and notices to be sent to the City shall be addressed to:
City of San Luis Obispo
Attention Finance Director
990 Palm Street
San Luis Obispo, CA 93401
Unless otherwise directed, transmittals of payment of District transactions and use
taxes will be sent to the address above.
B. Term. The date of this Agreement is the date on which it is approved by the
Department of General Services. The Agreement shall take effect on ___________________.
This Agreement shall continue until December 31 next following the expiration date of the City
Ordinance, and shall thereafter be renewed automatically from year to year until the Department
completes all work necessary to the administration of the City Ordinance and has received and
disbursed all payments due under that Ordinance.
C. Notice of Repeal of Ordinance. City shall give the Department written notice of the
repeal of the City Ordinance not less than 110 days prior to the operative date of the repeal.
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ARTICLE VI
ADMINISTRATION OF TAXES IF THE
ORDINANCE IS CHALLENGED AS BEING INVALID
A. Impoundment of funds.
1. When a legal action is begun challenging the validity of the imposition of the tax,
the City shall deposit in an interest-bearing escrow account, any proceeds transmitted to it under
Article II. C., until a court of competent jurisdiction renders a final and non-appealable judgment
that the tax is valid.
2. If the tax is determined to be unconstitutional or otherwise invalid, the City shall
transmit to the Department the moneys retained in escrow, including any accumulated interest,
within ten days of the judgment of the trial court in the litigation awarding costs and fees becoming
final and non-appealable.
B. Costs of administration. Should a final judgment be entered in any court of the State
of California, holding that City's Ordinance is invalid or void, and requiring a rebate or refund to
taxpayers of any taxes collected under the terms of this Agreement, the parties mutually agree that:
1. Department may retain all payments made by City to Department to prepare to
administer the City Ordinance.
2. City will pay to Department and allow Department to retain Department's cost of
administering the City Ordinance in the amounts set forth in Article IV of this Agreement.
3. City will pay to Department or to the State of California the amount of any taxes
plus interest and penalties, if any, that Department or the State of California may be required to
rebate or refund to taxpayers.
4. City will pay to Department its costs for rebating or refunding such taxes, interest,
or penalties. Department's costs shall include its additional cost for developing procedures for
processing the rebates or refunds, its costs of actually making these refunds, designing and printing
forms, and developing instructions for Department's staff for use in making these rebates or refunds
and any other costs incurred by Department which are reasonably appropriate or necessary to make
those rebates or refunds. These costs shall include Department's direct and indirect costs as
specified by Section 11256 of the Government Code.
5. Costs may be accounted for in a manner, which conforms to the internal accounting,
and personnel records currently maintained by the Department. The billings for such cost s may
be presented in summary form. Detailed records will be retained for audit and verification by City.
6. Any dispute as to the amount of costs incurred by Department in refunding taxes
shall be referred to the State Director of Finance for resolution and the Director's decision shall be
final.
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7. Costs incurred by Department in connection with such refunds shall be billed by
Department on or before the 25th day of the second month following the month in which the
judgment of a court of the State of California holding City's Ordinance invalid or void becomes
final. Thereafter Department shall bill City on or before the 25th of each month for all costs
incurred by Department for the preceding calendar month. City shall pay to Department the
amount of such costs on or before the last day of the succeeding month and shall pay to Department
the total amount of taxes, interest, and penalties refunded or paid to taxpayers, together with
Department costs incurred in making those refunds.
CITY OF SAN LUIS OBISPO CALIFORNIA STATE DEPARTMENT OF
TAX AND FEE ADMINISTRATION
By By
(Signature) Administrator
Local Revenue Branch
(Typed Name)
(Title)