HomeMy WebLinkAbout10-26-2020 SLOCOG Cooperative Agreemnt FullyExecutedDocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
RESOLUTION NO. 11172 (2020 SERIES)
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS
OBISPO, CALIFORNIA, AUTHORIZING THE CITY MANAGER TO
EXECUTE THE SAN LUIS OBISPO COUNCIL OF GOVERNMENTS
REGIONAL SURFACE TRANSPORTATION EXCHANGE / SURFACE
TRANSPORTATION BLOCK GRANT COOPERATIVE AGREEMENT
NO. SLO-FAST-01
WHEREAS, the City and the San Luis Obispo Council of Governments (SLOCOG) are
authorized, pursuant to requirements of Fixing America's Surface Transportation Act (FAST Act)
§ 1109(a), to enter into a Cooperative Agreement for any transportation purpose within the City;
and
WHEREAS, the SLOCOG Board approved allocation of urban and regional Surface
Transportation Block Grant (STBG) Program funds for projects within the City of San Luis
Obispo; and
WHEREAS, SLOCOG intends to exchange its apportionment of Federal Surface
Transportation Block Grant (STBG) funds for Regional Surface Transportation Exchange (RSTP
Exchange) funds for the projects within the City, therefore eliminating the non-federal match and
compliance with the National Environmental Policy Act (NEPA).
WHEREAS, CEQA Guidelines Section 15064.7(b) allows lead agencies to adopt
thresholds of significance for the lead agency's general use in its environmental review process.
NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo
as follows:
SECTION 1. The Council hereby authorizes the City Manager to execute the San Luis
Obispo Council of Governments RSTP Exchange/STBG Cooperative Agreement No. SLO-FAST-
01 (Exhibit 1).
SECTION 2. The Council hereby authorizes the Assistant City Manager or their designee
to prepare and submit future grant applications for competitive grant programs administered by
SLOCOG.
SECTION 3. The Council hereby authorizes the Assistant City Manager or their designee
to execute SLOCOG grant reimbursement requests and other related grant documents on behalf of
the City.
DocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
Resolution No. 11172 (2020 Series)
Page 2
SECTION 4. Environmental Review. No environmental review is required for execution
of a Cooperative Agreement or grant submittals, as the proposed actions are not a "project" under
CEQA Guidelines Section 15378.
Upon motion of Council Member Christianson, seconded by Council Member Pease, and
on the following roll call vote:
AYES: Council Member Christianson, Pease, Stewart, Vice Mayor Gomez and
Mayor Harmon
NOES: None
ABSENT: None
The foregoing resolution was adopted this 201h day of October 2020.
Mayor Heidi Harmon
ATTEST:
Teresa Purrington
City Clerk
APPROVED AS TO FORM:
J. Christine Dietrick
City Attorney
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City
of San Luis Obispo, California, on 10/26/2020 1 9: 50 AM PDT.
Teresa Purrington
City Clerk
R 11172
DocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
EXHIBIT 1
San Luis Obispo Council of Governments
Agreement No. SLO-FAST-01
RSTP EXHANGE/STBG COOPERATIVE AGREEMENT
THIS AGREEMENT, ENTERED INTO ON THE DATE BELOW STATED is between the San Luis Obispo
Council of Governments, referred to herein as "SLOCOG", and the
CITY OF SAN LUIS OBISPO
a municipal corporation and
political subdivision of the
State of California, referred
to herein as the "CITY".
RECITALS
WHEREAS, SLOCOG and the CITY are authorized, pursuant to requirements of the Fixing America's
Surface Transportation (FAST Act), FAST Act § 1109(a), to enter into a Cooperative Agreement for any
transportation purpose within the CITY; and
WHEREAS, The FAST Act's Surface Transportation Block Grant Program, acknowledging that this
program has the most flexible eligibilities among all Federal -aid highway programs, and aligning the
program's name with how FHWA has historically administered it; and
WHEREAS, the SLOCOG Board approved allocation of regional Surface Transportation Block Grant
Program (STBGP) funds for the projects identified on the attached Table 1 (summary table and project
summary sheets) and STBGP Program continues all prior STP eligibilities (see in particular 23 U.S.C.
133(b)(15), as amended, each of the individual project is herein referred to as "PROJECT"; and
WHEREAS, SLOCOG intends to exchange its apportionment of Federal Surface Transportation Block
Grant Program (STBGP) funds for Regional Surface Transportation Exchange (RSTP Exchange) funds
for the PROJECTs, therefore eliminating the non-federal match and compliance with the National
Environmental Policy Act (NEPA); and
WHEREAS, all applicable laws, regulations, and policies relating to the use of Regional Surface
Transportation Program Exchange (RSTP Exchange) funds for the PROJECTs, shall apply
notwithstanding any other provisions of this Agreement; and
WHEREAS, all obligations of the CITY under the terms of this Agreement are subject to funding
appropriation by the Legislature, and the receipt and allocation of funding by SLOCOG; and
NOW, THEREFORE, in consideration of the above noted findings and considerations, the parties
agree as follows:
1) The CITY agrees to administer each PROJECT and conduct the applicable environmental process
required under the California Environmental Quality Act (CEQA) for each PROJECT.
2) The CITY agrees to advertise, open and review bids, and to award the contract for each applicable
PROJECT (or combination of projects) as needed, in accordance with State laws.
3) The CITY agrees that all phases of each PROJECT will be developed in accordance with policies,
procedures, practices, standards, regulations, and laws that apply to the CITY, Caltrans (where
appropriate), and SLOCOG General Programming Requirements, the 2016 Annual Exchange
Agreement and subsequent STBGP annual exchange agreements between SLOCOG and the State
of California (Department of Transportation). If in the judgment of SLOCOG a project may impact a
street, road or highway owned or controlled by a jurisdiction other than CITY (including without
limitation the County, another city, or the State of California), SLOCOG may require the CITY to
establish a project development team (PDT) composed of representatives of such jurisdictions, as
well as SLOCOG.
SLOCOG RSTP Exchange/STBG General Cooperative Agreement page 1
DocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
4) The CITY agrees to construct each PROJECT in accordance with the plans and specifications of the
CITY (and Caltrans when PROJECT involves state highway facilities), and in accordance with the
conditions of funding adopted by SLOCOG.
5) The CITY agrees to maintain the facilities constructed, improved, or otherwise modified.
6) The CITY agrees to utilize, for each PROJECT, an amount of Regional or Urban RSTP Exchange
funds equal to or less than that adopted by SLOCOG, and that SLOCOG's total obligation shall not
exceed the amounts shown in Table 1 unless a greater amount has been authorized in advance in
writing by SLOCOG.
7) The CITY agrees to account for all costs for the PROJECTS to be paid by SLOCOG pursuant to this
Agreement and agrees to perform all the reimbursable work for each project according to the billing
period identified in the project summary sheets.
8) After the opening of bids on applicable PROJECTS, the CITY shall notify SLOCOG of any cost
overruns or underruns to the original cost estimate. The following will be assumed and reflected in
SLOCOG's RSTP Exchange accounting spreadsheets:
a) If less funding than what was programmed is required for a PROJECT, the cost savings will be
made available for reprogramming into another CITY project as approved by SLOCOG.
b) If more funding than what was programmed is required for a PROJECT, the CITY will be solely
responsible for providing the additional funding, which can be comprised of various non -regional
funding sources, including cost savings from other CITY RSTP Exchange projects.
9) The CITY may submit an invoice for reimbursement of funds expended for each PROJECT no more
than once a month, using the attached Reimbursement Request Form (Exhibit A). All Payments will
be prorated between CITY and SLOCOG based on the agreed percentages of funding, as adopted by
SLOCOG and listed on each project summary sheet. All invoices must contain the following:
a. RSTP Exchange PROJECT number and name
b. A brief description of work accomplished during the billing period.
C. A copy of the consultant's bill to the CITY (if applicable).
d. Amount expended by the CITY during the billing period, with evidence of funds expended (e.g.
a copy of a CITY check to consultant or accounting documentation, etc.)
e. Amount requested for reimbursement for the billing period
10) SLOCOG agrees to reimburse the CITY within 30 days of receipt of a completed reimbursement
request form (Exhibit A) with all applicable attachments and signatures or as funds become available
on a "1st come, 1st served" basis, an amount expended by the CITY during the invoices' billing period
less the aforesaid proration. If a PROJECT receives both Regional and Urban Regional Surface
Transportation Exchange funding (referred to in Exhibits hereto as "Regional" and "Urban"
respectively), reimbursements shall be made on a pro rata basis from each source for SLOCOG's
share. SLOCOG's total obligation for each PROJECT cost shall not exceed the amount shown in
Table 1," unless SLOCOG has in writing authorized a greater amount per adopted SLOCOG policy.
11) Within two months of either the execution of this agreement or each PROJECT's completion and all
work incidental thereto, whichever comes later, the CITY must provide SLOCOG certification in the
form provided in Exhibit B hereto, of completion in accordance with the provisions in this Agreement,
and a final invoice containing those items listed above. In the event that final project costs are less
than those listed on Table 1, hereto, the funds shall be reallocated in accordance with SLOCOG
RSTP Exchange policy Exhibit C.
12) If this project has been paid for either entirely, or in part with Regional RSTP Exchange funds, and
CITY, or any of its officials, chooses to publicly memorialize participation in said project, then CITY
shall also memorialize SLOCOG's financial participation in said project in a manner agreeable to
SLOCOG. This paragraph shall apply to, but is not limited to, signage during construction,
representation at dedications and placement of plaques or other objects of memorial ization, whether
at or near the project site or not.
SLOCOG RSTP Exchange/STBG General Cooperative Agreement page 2
DocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
13) The CITY grants to the State of California and/or SLOCOG access to the CITY's books and records
for the purpose of verifying that RSTP Exchange funds paid are properly accounted for and the
proceeds are expended in accordance with the terms of this Agreement. All documents shall be
available for inspection by authorized Caltrans and/or SLOCOG agents at any time during the
PROJECT development and for a four-year period from the date of completion, or for one year after
the audit is completed or waived by Caltrans and/or SLOCOG, whichever is later.
14) Upon completion of all work under this Agreement, ownership and title to all materials will
automatically be vested in the CITY and no further agreement will be necessary to transfer ownership
to the CITY.
15) If existing public and/or private utilities conflict with the PROJECT construction or violate the CITY's
encroachment policy (as applicable), the CITY shall make all necessary arrangements with the
owners of such utilities for their protection, relocation or removal. The CITY shall review the plans for
protection, relocation or removal. If there are costs of such protection, relocation, or removal which
the CITY must legally pay, the CITY shall pay the cost of said protection, relocation or removal, plus
cost of engineering, overhead and inspection. If any protection, relocation or removal of utilities is
required, such work shall be performed in accordance with CITY policies and procedures.
16) The CITY shall defend, indemnify and save harmless SLOCOG, its officers and employees from all
and any claims, demands, damages, costs, expenses, judgments, attorneys' fees or any liability
arising out of this Cooperative Agreement to the performance or attempted performance of the
provisions hereof, or any project referred to in the Exhibits hereto. Nothing contained in the foregoing
indemnity provision shall be construed to require CITY to indemnify SLOCOG against any
responsibility of liability in contravention of Civil Code section 2782.
17) If the CITY transfers its risk connected with design or construction of this project to independent
contractors, CITY agrees to use its best efforts to obtain the independent contractor's inclusion of
SLOCOG as an indemnitee and in any insurance procured by such independent contractor(s) for the
project, to name SLOCOG as an additional insured.
18) Both the CITY and SLOCOG shall designate a Project Coordinator who shall represent the respective
agencies and through whom all communications between the parties to this agreement shall occur.
19) Both parties agree that if, in the course of carrying out the PROJECT, there is a disagreement among
the Project Coordinators over the direction of the project, the matter will be forwarded through a three
step conflict resolution process. First, resolution will be attempted between the CITY Manager and
SLOCOG Executive Director. If a dispute continues, a determination shall be made by the SLOCOG
Executive Committee, and, if required, final determination by the full SLOCOG Board.
20) Nothing in the provisions of this Agreement is intended to create duties, obligations, or rights for third
parties not signatories to this Agreement or affect the legal liability of either party of the Agreement by
imposing any standard of care with respect to the maintenance of local roads different from the
standard of care imposed by law.
21) No alteration or variation of the terms of this Agreement shall be valid unless made in writing and
signed by the parties thereto, and no oral understanding or agreement not incorporated herein or in
the attached Table 1 shall be binding on any of the parties thereto.
22) This Agreement may be terminated or provisions contained therein may be altered, changed, or
amended by mutual consent, in writing, of the parties hereto.
23) Prior to award of a contract for any PROJECT, SLOCOG may terminate the applicable PROJECT in
the Cooperative Agreement by written notice, provided SLOCOG pays the CITY for all PROJECT -
related costs reasonably incurred by the CITY prior to termination. Also, prior to award of a contract
for any PROJECT, the CITY may terminate the applicable PROJECT in the Cooperative Agreement
by written notice, provided the CITY pays SLOCOG for all costs reasonably incurred by SLOCOG
prior to termination.
SLOCOG RSTP Exchange/STBG General Cooperative Agreement page 3
DocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
SIGNATURES:
CITY OF SAN LUIS OBISPO
Bv:
Derek Johnson, City Manager
Date: 10/23/2020 1 4:03 PM PDT
ATTEST:
By:
Teresa Purrington, City Clerk
APPROVED AS TO FORM AND LEGAL EFFECT:
By:
J. Christine Dietrick, City Attorney
Date: 10/23/2020 1 4:00 PM PDT
SAN LUIS OBISPO COUNCIL OF GOVERNMENTS
By: Pt1 V
Peter Rodgers, Executive Director
10/26/2020
Date:
By:
Nina Negranti, SLOCOG Counsel
Date: 10/26/2020
SLOCOG RSTP Exchange/STBG General Cooperative Agreement
page 4
DocuSign Envelope ID: 89485639-5D89-4086-833E-2804294EC408
TABLE 1
CITY OF SAN LUIS OBISPO PROJECTS
for
Agreement No. SLO-FAST-01
SLOCOG#
Program
Project Name
Programmed
Balance
Railroad Safety Trail - Taft
SMAPSL02R
RSHA
to Pepper Segment - ATP-
$300,000
$300,000
5016 057
SMAPSL03R
RSHA
Signal & Intersection
$370,000
$370,000
Improvements Citywide
SMAPSL01 U
USHA
USHA - City of SLO (FY
$1,430,000
$1,134,670
13/14 - 20/21
Ramona to Foothill SRTS
SMAPCG04R
SRTS Cycle 2
Path & HAWK (Anholm
$100,000
$0
Phase 1 A
SMAPCG04R
SRTS Cycle 3
Anholm Neighborhood
$200,000
$200,000
Greenway Phase 1 B
Total
$2,400,000
$2,004,670
SLOCOG RSTP Exchange/STBG General Cooperative Agreement page 5