HomeMy WebLinkAboutItem 5m. Authorize a Reimbursement Agreement with Caltrans for the Clean California Program Item 5m
Department: Public Works
Cost Center: 5006
For Agenda of: 12/7/2021
Placement: Consent
Estimated Time: N/A
FROM: Matt Horn, Public Works Director
Prepared By: Greg Cruce, Deputy Director – Maintenance Operations
SUBJECT: CALIFORNIA DEPARTMENT OF TRANSPORTATION (CALTRANS)
CLEAN CALIFORNIA REIMBURSEMENT AGREEMENT
RECOMMENDATION
Adopt a Resolution entitled, “A Resolution of City Council of the City of San Luis Obispo,
California, authorizing the Mayor and City Manager to enter into a Reimbursement
Agreement with Caltrans for the Clean California Program”.
DISCUSSION
Background
The City of San Luis Obispo (City) is home to portions of the world-famous Highway 1,
also known as the Pacific Coast Highway. This highway is over 600 miles long and
traverses along the California coastline, through towns and cities such as San Luis
Obispo. The section of Highway 1 that travels through the city limits of San Luis Obispo
is under the jurisdiction of Caltrans and stretches from Highland Drive to Walnut Street
along Santa Rosa Street. Historically, the City has been permitted to perform clean up
and maintenance within this area, however the work was subject to the prior approval of
Caltrans and the City incurred all the cost to obtain Caltrans approval of the work and the
maintenance work itself.
Recently, the State of California has initiated a new program entitled the, “Clean California
Program” that is intended to remove litter, create jobs, and beautify California particularly
along its state highways. The Program will make significant investments in litter
collection, community engagement, and education to transform unsightly roadsides into
spaces of pride for all Californians.
To do so, more than one billion dollars in funding has been identified by the State for
qualifying projects over the next three years in all 58 counties. The City is eligible for
reimbursement of up to $50,000 annually for street sweeping, graffiti abatement, and litter
removal on the stretch of Highway 1 within city limits, from Highland Drive to Walnut
Street.
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Item 5m
To meet community expectations, the City has historically completed some of this work
already. Approval of this agreement will allow the City to receive reimbursement for these
services in addition to the City’s administrative cost for delivering these services. This
initiative aligns with the City’s goal of providing a Safe, Clean, and Beautiful City for the
community.
Policy Context
A Council approved Resolution is required for the City and State to enter into such
reimbursement agreement.
Public Engagement
This is an administrative item, so no outside public engagement was completed. Public
comment can be provided to the City Council through written correspondence prior to the
meeting and through public testimony at the meeting.
CONCURRENCE
The City’s Administration Department has been apprised of the new state program and
is in concurrence with pursual of the reimbursement agreement.
ENVIRONMENTAL REVIEW
The California Environmental Quality Act does not apply to the recommended action in
this report, because the reimbursement for the mention services is not a “project” as
defined by CEQA Guidelines Section 15378.
FISCAL IMPACT
Budgeted: No Budget Year: 2021-23
Funding Identified: No
Fiscal Analysis:
Funding
Sources
Total Budget
Available
Current
Funding
Request
Remaining
Balance
Annual
Ongoing
Cost
General Fund $ $ $ $
State $ 50,000
Federal
Fees
Other:
Total $ 50,000 $ $ $
Over the next three years, the City can seek reimbursement for up to $50,000, amounting
to $150,000 in total.
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Item 5m
ALTERNATIVES
The Council may choose not to pursue the reimbursement agreement. This action
is not recommended since much of this work is already planned to occur. Approval of
this agreement will give the City an avenue to recuperate a portion of the cost.
ATTACHMENTS
A – Clean California Agreement
B – Draft Resolution authorizing a Reimbursement Agreement for the Clean California
Program
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CLEAN CALIFORNIA MAINTENANCE AGREEMENT
WITH THE CITY OF SAN LUIS OBISPO
This CLEAN CALIFORNIA MAINTENANCE AGREEMENT (“AGREEMENT”) is made by
and between the State of California, acting by and through the Department of
Transportation (“STATE”), and the City of San Luis Obispo (“LOCAL AGENCY”);
each may be referred to individually as a “PARTY” and jointly as “PARTIES”.
RECITALS
1. This AGREEMENT will identify the specific maintenance functions STATE requests
LOCAL AGENCY to perform in the STATE right of way situated within LOCAL
AGENCY’S jurisdictional limits as authorized in Streets and Highways Code
Section 130.
2. Pursuant to the “Clean California Beautification Program of 2021,” the PARTIES
desire to identify specific mission-critical maintenance services LOCAL
AGENCY will perform on and around STATE right of way situated within LOCAL
AGENCY’s jurisdictional limits.
OPERATIVE PROVISIONS
1. Maintenance Services. LOCAL AGENCY shall perform litter and debris removal
and associated traffic control, at the State Route(s) (SR), post miles (PM) and
approximate mile lengths (STATE Right of Way) set forth in Exhibit A. LOCAL
AGENCY shall sweep, remove and discard litter and debris, including, but not
limited to: furniture, appliances, tire casings, bulky and large items, automobile
wreckage, auto components, clothing, beverage containers, food packages
and garbage.
2. Maintenance Standards. LOCAL AGENCY shall perform all maintenance
services in compliance with the provisions of Streets and Highways Code
section 27, and in accordance with California and federal laws and
regulations and STATE policies, procedures and specifications in effect and as
amended, and applicable municipal ordinances.
3. Prior Maintenance Agreements. The PARTIES agree that this AGREEMENT does
not supersede the PARTIES’ existing Delegated Maintenance Agreement or
other maintenance agreements, if any.
4. Maintenance Areas. LOCAL AGENCY shall perform maintenance services in
the STATE Right of Way locations and areas described in Exhibit A and listed in
Exhibit B.
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5. Amendment to Agreement. Changes to LOCAL AGENCY’s maintenance
services covered in this AGREEMENT may be made by each PARTY executing
amended Exhibits A and B and/or executing additional pages to Exhibits A
and B that shall be attached to this AGREEMENT and will supersede the original
Exhibits A and B. Otherwise, this AGREEMENT may only be amended by a
written agreement executed by both PARTIES. STATE’s District Maintenance
Agreement Coordinator (DMAC) must obtain prior written approval of any
amendments from the District 5 Deputy Director of Maintenance before such
amendments may become effective and enforceable under this AGREEMENT.
6. Party Representatives and Notices.
LOCAL AGENCY’s Project Manager is: Nehemiah Stephenson
STATE’s DMAC is: Steve Talbert
All notices, document submittals and invoices required under this AGREEMENT
shall be deemed to have been fully given when made in writing and received
by the PARTIES at their respective addresses as follows:
LOCAL AGENCY
Attn: Name of Project Manager: Neheniah Stephenson
Address: 25 Prado Road
City, Zip: San Luis Obispo, CA 93401
STATE
Attn: Ashley Johnson, Resource Manager <ashley.johnson@dot.ca.gov>
Address: 50 Higuera Street
San Luis Obispo, CA 93401
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7. Excluded Maintenance Activities.
7.1 Unsheltered Encampment Relocation. LOCAL AGENCY shall not engage
in any activities to relocate any persons experiencing homelessness who
are situated within STATE Right of Way. LOCAL AGENCY shall comply with
the processes and procedures set forth in STATE’s “Interim Guidance on
Encampments, Prioritizing and Addressing Encampments on Caltrans-
owned Property,” dated July 2021, and as may be amended during the
term of this AGREEMENT (Interim Guidance).
7.2 Abandoned Encampments. If LOCAL AGENCY encounters abandoned
homeless encampments at or within STATE Right of Way, LOCAL AGENCY
shall comply with the processes and procedures set forth in STATE’s
Interim Guidance, including but not limited to coordination with STATE
and the local California Highway Patrol.
7.3 Hazardous Material Clean up. LOCAL AGENCY shall not engage in any
hazardous material clean-up activities. If LOCAL AGENCY encounters any
hazardous materials, including but not limited to bloodborne pathogens,
biological waste, feces, syringes, needles, sharp objects or unknown
substances during maintenance services performed under this
AGREEMENT, LOCAL AGENCY shall immediately contact STATE’s District
Hazardous Material manager for appropriate action.
7.4 Weed Abatement. LOCAL AGENCY shall not perform any weed
abatement, remove overgrown brush, trees, grass and limbs or conduct
any spraying, grading, mowing or discing for any maintenance services
within STATE Right of Way.
8. Graffiti Removal. LOCAL AGENCY’s graffiti removal shall be limited to removal
of text only in accordance with Streets and Highway Code Section 96. Any
graffiti that in any way resembles a mural, artwork, paintings, or other similar
elements may not be removed. LOCAL AGENCY shall discuss such possible art
with STATE’s District 5 Transportation Art Coordinator
(<Caltrans.Art.D5@dot.ca.gov>) before conducting any graffiti removal or
remediation.
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9. Maintenance Service Schedule. LOCAL AGENCY shall provide STATE’s District
5 Area Maintenance Superintendent, Cindy Knoeck, at least twenty-four (24)
hours prior telephone or email notice before performing any maintenance
services under this AGREEMENT. His email and phone number are:
<cindy.knoeck@dot.ca.gov> or (805) 922-1987. LOCAL AGENCY shall provide
the RESOURCE MANAGER identified in this AGREEMENT with a litter, debris and
graffiti removal schedule. Maintenance services shall be provided at a
minimum biweekly basis. Maintenance services shall be performed between
the hours of 6:00 am and 6:00 pm and may be performed on weekends and
holidays if necessary. LOCAL AGENCY must request prior written approval
from STATE’s District Maintenance Superintendent prior to performing any
maintenance services before 6:00 am or after 6:00 pm
10. Authorized Reimbursement. The functions and levels of maintenance services
delegated to LOCAL AGENCY in the attached Exhibits A and B and amounts
appropriated to State pursuant to the Clean California Beautification Program
of 2021 have been considered in setting authorized total dollar amounts .
LOCAL AGENCY may perform additional work if desired, but STATE will not
reimburse LOCAL AGENCY for any work in excess of the authorized dollar limits
established herein.
11. Cost Reimbursement. STATE shall reimburse LOCAL AGENCY for LOCAL
AGENCY’s actual and necessary costs incurred to perform the maintenance
services under this AGREEMENT; provided, however, that STATE’s
reimbursement shall not exceed the maximum authorized expenditures under
this AGREEMENT.
11.1 Amendment to Approved Expenditures. Upon LOCAL AGENCY’s written
request, the expenditures per route for maintenance services set forth in
Exhibits A and B may be increased, decreased, or redistributed between
routes pursuant to the PARTIES executing an appropriate amendment in
accordance with section 5 above. All such adjustments must be
authorized in writing by the District Director or his/her authorized
representative.
11.2 Term of Expenditures. Additional expenditures or an adjustment of
expenditures once authorized shall apply only for the term of this
Agreement and shall not be deemed to permanently modify or change
the basic maximum expenditures per route as specified in Exhibits A and
B. Any expenditure adjustments shall not affect or alter any other terms
of this AGREEMENT.
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12. Billing, Payment and Reporting.
12.1 Billing Date. LOCAL AGENCY shall submit billing invoices to STATE’s
RESOURCE MANAGER each month beginning after the first month
LOCAL AGENCY has performed maintenance services under this
AGREEMENT. LOCAL AGENCY shall not submit billing invoices for
reimbursement of costs less than $500 more than once each quarter.
LOCAL AGENCY shall also submit billing invoices promptly following
the close of STATE’s fiscal year on each June 30th.
12.2 Billing Submission Format. Each billing invoice shall include all of the
following:
(a) STATE’s Clean California Program Code: CLEANCADMA;
(b) AGREEMENT number: CCMA 05-21-ST05 ;
(c) Date(s) of services;
(d) Location of services;
(e) Number of hours and hourly rates;
(f) Receipts for trash disposal ;
(g) Receipts for equipment, materials and supplies; and
(h) LOCAL AGENCY’s maintenance services report that includes the
information required under section 15 of this AGREEMENT.
STATE shall pay LOCAL AGENCY for the maintenance services
satisfactorily performed in accordance with the rates and schedules in
Exhibits A and B.
13. Successors. This AGREEMENT shall be binding upon and inure to the benefit of
each of the PARTIES’ successors-in-interest, including, but not limited to any
public entity to whom any part of the STATE right of way covered under this
AGREEMENT may be relinquished and any subsequently incorporated city or
other municipality established within the LOCAL AGENCY’s jurisdictional limits.
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14. Encroachment Permits. Before LOCAL AGENCY may enter STATE right of way
to perform any maintenance services in the areas covered by this
AGREEMENT, STATE’s District 5 Encroachment Permit Office must issue an initial
encroachment permit at no cost to LOCAL AGENCY. LOCAL AGENCY must
obtain additional encroachment permits, if necessary, to enter or perform any
work within STATE right of way not covered by this AGREEMENT. STATE will issue
these additional encroachment permits at no cost to LOCAL AGENCY. LOCAL
AGENCY’s contractors and sub-contractors must apply for and be issued
separate encroachment permits before they may enter STATE right of way to
perform any maintenance or work under this AGREEMENT.
15. Performance Monitoring. LOCAL AGENCY shall prepare a Performance Report
to record and report the quantity and description of litter and debris removed
and maintenance services performed at each clean-up site and location set
forth in Exhibits A and B. This Performance Report shall include dated and
executed documents demonstrating the weight and/or amount of litter and
debris removed, including disposal receipts from authorized disposal sites
and/or landfills. The RESOURCE MANAGER may also request that LOCAL
AGENCY provide photographs of the sites taken before and after LOCAL
AGENCY’s maintenance services are performed.
16.Legal Disposal of Litter Collected. LOCAL AGENCY shall make its own
arrangements for the legal disposal of litter or debris materials to authorized
disposal sites. LOCAL AGENCY shall not leave any filled litter bags, litter piles
or other groups of litter assembled during its maintenance services along or in
STATE Right of Way. Such litter groupings shall be removed out of STATE Right
of Way each day LOCAL AGENCY performs the maintenance services in this
AGREEMENT.
17. Safety and Worker Compliance. LOCAL AGENCY shall be solely responsible
for crew pay, workers compensation and any other benefits required by state
and federal law. Subcontractors and crew members are not considered
STATE’s employees at any time. LOCAL AGENCY shall comply with all
applicable State and Federal statutes and regulations governing worker and
public safety, including but not limited to compliance with CAL-OSHA
regulations and guidelines. LOCAL AGENCY shall notify the STATE’s District 5
Area Maintenance Superintendent no later than Tuesday of the prior week
when traffic controls, flags, signs, or lane closures are necessary to safely
perform any maintenance services and must receive prior approval for any
such lane and/or shoulder closures.
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18. Equipment and Supplies. LOCAL AGENCY shall provide the necessary
equipment, tools, personal protective equipment, materials, supplies and
products necessary to perform the maintenance services under this
AGREEMENT. STATE shall reimburse LOCAL AGENCY for the reasonable costs
of such equipment and supplies not to exceed the authorized expenditures
set forth in Exhibits A and B.
19. Legal Relations and Responsibilities.
19.1 No Third-party Beneficiaries. This AGREEMENT is not intended to create
duties, obligations, or rights of third parties beyond the PARTIES to this
AGREEMENT. Nor does this AGREEMENT affect a PARTY’s legal liability by
imposing any standard of care for the maintenance of STATE highways
different from the standard of care imposed by law.
19.2 Indemnification. Neither STATE nor any of its officers or employees is
responsible for any injury, damage or liability occurring by reason of
anything done or omitted to be done by LOCAL AGENCY in connection
with any work, authority or jurisdiction conferred upon LOCAL AGENCY
under this AGREEMENT. LOCAL AGENCY shall fully defend, indemnify,
and save harmless STATE and its officers and employees from all claims,
suits, or actions of every kind occurring by reason of anything done or
omitted to be done by LOCAL AGENCY, its contractors, sub-contractors
and/or its agents pursuant to this AGREEMENT.
Neither LOCAL AGENCY nor any of its officers or employees is responsible
for any injury, damage or liability occurring by reason of anything done
or omitted to be done by STATE, in connection with any work, authority
or jurisdiction conferred upon STATE under this Agreement. STATE shall
fully defend, indemnify, and save harmless LOCAL AGENCY and its
officers and employees from all claims, suits, or actions of every kind
occurring by reason of anything done or omitted to be done by STATE
under this Agreement.
19.3 Work-related Injuries. If a LOCAL AGENCY-assigned crew member is
injured while performing maintenance services under this AGREEMENT,
LOCAL AGENCY or its designated subcontractor shall be responsible for
ensuring the crew member is given prompt medical care and treatment
and, if necessary, transportation to a medical facility. LOCAL AGENCY
or its designated subcontractor shall administer any injury and workers
compensation claims. LOCAL AGENCY shall notify the STATE’s Area
Maintenance Superintendent within twenty-four (24) hours when any
such incident has occurred.
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20. Prevailing Wages and Labor Compliance. LOCAL AGENCY shall comply with
any and all applicable labor and prevailing wage requirements in Labor Code
Sections 1720 through 1815 and implementing regulations for public works or
maintenance contracts and subcontracts executed for the LOCAL AGENCY’s
maintenance services under this AGREEMENT.
21. Insurance.1 LOCAL AGENCY and its contractors and subcontractors shall
maintain in force during the term of this AGREEMENT a policy of general liability
insurance, including coverage of bodily injury and property damage liability,
naming the STATE, its officers, agents and employees as the additional insured
in an amount of $1 million per occurrence and $2 million in aggregate and $5
million in excess. LOCAL AGENCY will provide a certificate of insurance
evidencing this insurance in a form satisfactory to STATE.
Self-Insured.2 LOCAL AGENCY is self-insured. LOCAL AGENCY shall deliver
evidence of self-insured coverage providing general liability insurance,
coverage of bodily injury and property damage liability, in an amount of $1
million per occurrence and $2 million in aggregate and $5 million in excess by
delivering a Letter Certifying Self-Insurance. The Letter of Self-Insurance must
be substantially in the form of Exhibit C and identify the AGREEMENT number,
and location as depicted in Exhibits A and B. LOCAL AGENCY shall provide
the original Letter Certifying Self-Insurance as a condition to STATE’s execution
of this AGREEMENT. A copy of the original letter shall be attached to this
AGREEMENT as Exhibit C.
Self-Insured3 using Contractor. If the work performed under this AGREEMENT is
done by LOCAL AGENCY‘s contractor(s), LOCAL AGENCY shall require its
contractor(s) to maintain in force, during the term of this AGREEMENT, a policy
of general liability insurance, including coverage of bodily injury and property
damage liability, naming STATE, its officers, agents and employees as the
additional insured in an amount of $1 million per occurrence and $2 million in
aggregate and $5 million in excess. LOCAL AGENCY shall provide a certificate
of insurance evidencing this insurance in a form satisfactory to STATE.
1 Delete if self-insured
2 Delete if not self-insured
3 Delete if not self-insured; include 2 and 3 if self-insured and LA is subcontracting the work. Need
both a self-insurance certification letter and insurance certificate naming State as additional,
covered insured.
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22. Budget Contingency. STATE’s payments to LOCAL AGENCY are contingent
upon the Legislature appropriating sufficient funds under the Budget Act, the
allocation of funding by the Clean California State Beautification Program of
2021 as appropriate, and the encumbrance of funding to STATE’s District
Office.
23. Termination. This AGREEMENT may be terminated by the mutual written
consent of each PARTY. STATE may terminate this AGREEMENT for
convenience or for cause upon thirty (30) days’ prior written notice to LOCAL
AGENCY. LOCAL AGENCY may terminate this AGREEMENT upon thirty (30)
days’ prior written notice to STATE .
24. Term of Agreement. This AGREEMENT shall become effective on the last of the
dates each PARTY’s authorized representative has executed this AGREEMENT
and shall expire on June 30, 2024, unless terminated or amended.
25. Authority. Each individual executing this AGREEMENT on behalf of each PARTY
represents and warrants that he/she is duly authorized to execute this
AGREEMENT as authorized under Streets and Highways Code Sections 114 and
130. LOCAL AGENCY represents and certifies that it has, through its regular
political process, authorized the execution of this AGREEMENT by appropriate
resolution, delegation, or plenary authority as required.
26. Counterparts. This AGREEMENT may be executed in one or more counterparts,
each of which shall be deemed an original, but all of which together shall
constitute one and the same document.
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27. Electronic Signatures. Electronic signatures of the PARTIES, whether digital or
encrypted, are intended to authenticate this written AGREEMENT, and shall
have the same force and effect as manual signatures for this AGREEMENT.
THE LOCAL AGENCY OF CITY OF
SAN LUIS OBISPO STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
TOKS OMISHAKIN, DIRECTOR
Dated: Dated:
Erica A. Stewart Mayor By:
INITIATED AND APPROVED:
Dated: Dated:
Derek Johnson,
City Manager Deputy District Director
Maintenance District 5
Dated:
Teresa Purrington,
City Clerk
APPROVED AS TO FORM APPROVED AS TO FORM AND PROCEDURE
Dated: Dated:
City Attorney
Attorney
Dept. of Transportation
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EXHIBIT A
State Route from PM to PM
1 L 16.70 17.72
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EXHIBIT B
BREAKDOWN & LISTING OF MAINTENANCE TASKS
Rte
No.
Post Miles Litter
(per
Bag)
CY
Large
Items
CY
Graffiti
Sq. Ft.
Traffic
Control
Other
Maximum
Authorized
Expenditures
$ $ $ $ $
1
L 16.70 to 17.72
TOTAL MAXIMUM AUTHORIZED EXPENDITURES: $50,000
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EXHIBIT C
LETTER CERTIFYING CITY’S SELF-INSURED STATUS (TEMPLATE)
On Local Agency letterhead
Caltrans – District 5 ________________, 20___
ATTN: Steve Talbert
Re: Statement of Self-Insurance for CITY of San Luis Obispo for Clean California
Maintenance Agreement No. CCMA 05-21-ST05 with California Department
of Transportation for the ____________along SR 1 within the San Luis Obispo
City Limits
Dear Steve:
This letter certifies that the CITY of San Luis Obispo is self-insured and self-funded
covering third-party claims arising out of its general operations (i.e.; commercial
general liability and automobile liability insurance). Further, the CITY is self-
insured covering workers’ compensation claims and has received the consent
of the State Department of Industrial Relations to do so.
Each fiscal year, as a part of its budgetary process, the CITY appropriates funds
specifically to satisfy valid third-party claims and workers’ compensation claims,
which may be brought against the CITY.
The CITY certifies its self-insured, general liability coverage for bodily injury and
property damage liability, meets the required coverage amounts in section 21
(Insurance) of the Clean California Maintenance Agreement, specifically
general liability insurance, coverage of bodily injury and property damage
liability in an amount of $1 million per occurrence and $2 million in aggregate
and $5 million in excess.
If you need any additional information regarding this letter, please direct those
inquiries through my office.
Sincerely,
Finance Manager/Risk Manager/Authorized Representative’s Title
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R ______
RESOLUTION NO. _____ (2021 SERIES)
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS
OBISPO, CALIFORNIA, AUTHORIZING THE MAYOR AND CITY
MANAGER TO ENTER INTO A REIMBURSEMENT AGREEMENT WITH
CALTRANS FOR THE CLEAN CALIFORNIA PROGRAM
WHEREAS, the State of California has adopted the Clean California Program as
a transformative initiative to remove litter, create jobs, and beautify California; and
WHEREAS, a section of Highway 1 traverses through the City of San Luis Obispo;
and
WHEREAS, Mile marker 16.70 - 17.72 of Highway 1 within the City’s limits is
eligible for reimbursement of the City’s costs associated with maintenance and cleanup
of that portion of highway through the Clean California Program; and
WHEREAS, maintaining the State Right-of-Way within the City’s limits is essential
to transform unsightly roadsides into spaces of pride for all Californians.
NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis
Obispo as follows:
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Resolution No. _____ (2021 Series) Page 2
R ______
SECTION 1. Council authorizes the Mayor and the City Manager to enter into a
reimbursement agreement with Caltrans for the Clean California Program .
Upon motion of _______________________, seconded by
_______________________, and on the following roll call vote:
AYES:
NOES:
ABSENT:
The foregoing resolution was adopted this _____ day of _____________________ 2021.
___________________________
Mayor Erica A. Stewart
ATTEST:
__________________________
Teresa Purrington
City Clerk
APPROVED AS TO FORM:
___________________________
J. Christine Dietrick
City Attorney
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the
City of San Luis Obispo, California, on ______________________.
___________________________
Teresa Purrington
City Clerk
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