HomeMy WebLinkAboutLAFCOPolicies and Procedures 1 February-2019
San Luis Obispo
Local Agency Formation Commission
Serving the Area of San Luis Obispo County Since 1963
www.slolafco.com
Policies and Procedures
Updated February 21, 2019
San Luis Obispo LAFCO
Policies and Procedures 2 February-2019
San Luis Obispo
Local Agency Formation Commission
Serving the Area of San Luis Obispo County Since 1963
Mission Statement
The San Luis Obispo Local Agency Formation
Commission (LAFCO) is committed to serving the
residents of San Luis Obispo County and the State of
California by discouraging urban sprawl and
encouraging the orderly formation and development of
local agencies based upon local conditions and
circumstances.
LAFCO
1042 Pacific Street, Suite A
San Luis Obispo, CA 93401
Phone: (805) 781-5795 Fax: (805) 788-2072 www.slolafco.com
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San Luis Obispo
LOCAL AGENCY FORMATION COMMISSION
COMMISSIONERS
Chair: Lynn Compton, County Member
Vice Chair: Tom Murray, Public Member
Marshall Ochlyski, Special District Member
Robert Enns, Special District Member
Ed Wagge, City Member
Debbie Arnold, County Member
Roberta Fonzi, City Member
ALTERNATES
Heather Jensen, Public Member
Ed Eby, Special District Member
John Peschong, County Member
Steve Gregory, City Member
STAFF
David Church, Executive Officer
Brian Pierik , Legal Counsel, Burke, Williams, Sorensen
Mike Prater, Deputy Executive Officer
Donna J. Bloyd, Commission Clerk
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TABLE OF CONTENTS
CHAPTER 1
Introduction ................................................................................................................. 6
1. Authority and Mandate .............................................................................................. 6
2, Encourage Orderly Formation of Local Government Agencies…………………………7
3. Preserve Agricultural Lands………………………………………………………………….7
4. Discourage Urban Sprawl………………………………………………………………….…7
5. San Luis Obispo LAFCO Members………………………………………………………….8
6. San Luis Obispo LAFCO Staff……………………………………………………………….8
CHAPTER 2
Review Policies …………………………………………………………………………….9
1. General Policies .................................................................................................... 9
2. Policies for City Incorporation .............................................................................. 13
3. Policies for City Annexation ................................................................................. 14
4. Policies for Annexation to Special Districts .......................................................... 15
5. Policies for Formation of Special Districts ............................................................ 15
6. Sphere of Influence Review Policies ................................................................... 16
7. Municipal Service Review Policies ...................................................................... 19
8. Memorandum of Agreement Policies ................................................................... 20
9. Agricultural Policies ............................................................................................. 21
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CHAPTER 3
Administrative Policies………………………………………………………………23
1. Application and Indemnification ………………………………………………………23
2. Budget Policies ............................................................. …………………………25
3. Credit Card Policy .................................................................. …………………..25
4. Legislative Process Policy ................................................................... ……….28
CHAPTER 4
Procedures ............................................................................................................. 30
1. Preliminary Steps……………………………………………………………………….30
2. LAFCO Proceedings……………………………………………………………………32
3. Conducting Authority Proceedings……………………………………………………36
4. Completion and Effective Date………………………………………………………..37
CHAPTER 5
California Environmental Quality Act Policies ........................................................... 43
APPENDIX A
Municipal Service Review Information Guidelines .................................................... 44
APPENDIX B
Agricultural Goals and Guidelines ............................................................................ 48
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CHAPTER 1
INTRODUCTION
Local Agency Formation Commissions (LAFCOs) were created to help organize,
manage, and regulate the provision of public services to development. LAFCOs were
created in 1963 in response to the post World War II development boom and the
proliferation of development and local agencies providing public services to California’s
fast growing communities. The results of this development boom became evident as
more of California’s agricultural land was converted to urban uses. This premature and
unplanned development pattern created inefficient and expensive systems of delivering
public services using multiple small units of local government and private companies.
Over the years legislation has been passed to help manage this situation. The most
recent legislation is the Cortese-Knox-Hertzberg Act of 2000 (CKH Act). The Act has
been amended numerous times since 2000 and is reviewed and amended each year.
1. Authority and Mandate
A section of the California Government Code (56000 et. seq), the CKH Act, provides
LAFCO with its powers, procedures and functions. This law give LAFCOs the power to
approve or disapprove with or without amendment, wholly, partially, or conditionally”
proposals concerning the formation of cities and special districts and other changes of
jurisdiction or organization of local government agencies.
The CKH Act made significant changes to LAFCOs’ policies, procedures, and
operations. It streamlined and clarified procedures and strengthened LAFCOs’ role and
its powers to prevent urban sprawl and protect open space. The Act included many
changes related to making LAFCOs more balanced and independent in representation
and operation, making LAFCOs more accountable and visible to the public and
enhancing communication among LAFCOs and other local government agencies.
LAFCO reviews and approves or disapproves proposals for boundary changes or
governmental reorganizations of cities and special districts, including (1) the formation
of special districts and incorporation of cities, (2) the annexation and detachment of
territory to cities and special districts,. and (3) determining the Spheres of Influence for
jurisdictions. A SOI is a twenty-year growth plan for the probable physical boundary and
service area of the agency. After adoption, the SOI is used by the Commission as a key
factor to be considered in review of annexations and other proposals.
LAFCO must consider the effect that any proposal may produce on existing agricultural
lands. By guiding development toward vacant urban land and away from prime
agricultural lands, LAFCO assists with the preservation of valuable agricultural
resources. In reviewing proposals, LAFCO is required to consider certain factors such
as the conformity between city and county plans, current levels and needs for future
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services to the area, and the social, physical and economic effects that agency
boundary changes may present to the community. The State of California, through
legislation, gives LAFCOs the authority to achieve the following objectives:
2. Encourage Orderly Formation of Local Governmental Agencies
LAFCOs review proposals for the formation of new local governmental agencies and
changes of organization (such as annexations) to existing agencies. In California there
are 58 LAFCOs, one in each County, working with nearly 4,000 governmental agencies
in 58 counties, 500+ cities, and 3,000+ special districts. Agency boundaries are often
unrelated to one another, but sometimes can overlap. This can lead to higher service
costs to taxpayers and general confusion regarding service area boundaries. LAFCOs’
decisions strive to balance the competing needs in California for affordable housing,
economic opportunity, and conservation of natural resources.
3. Preserve Agricultural Land Resources
LAFCO must consider the effect that any proposal may produce on existing agricultural
lands, especially prime farm lands. By guiding development toward vacant urban land
and away from agricultural land, LAFCO assists with the preservation of valuable
agricultural resources. The CKH Act strongly discourages the use of prime agriculture
land for development. The definition of prime agriculture land is found in the CKH Act
and is broadly defined in the Act. In 2008 San Luis Obispo LAFCO adopted Agricultural
Goals-Policies-Guidelines developed to help preserve agricultural resources. These
policies can be found in Section 2.9 of the Policies chapter. A key policy for preserving
agricultural land calls for any conversion of prime agricultural land associated with an
annexation to be offset by preserving similar lands at a substitution ratio of 1:1 per acre.
This intends that for each acre of prime agricultural land that is converted, one acre of
similar land shall be preserved.
4. Discourage Urban Sprawl
Urban sprawl can best be described as irregular and disorganized growth occurring
without apparent design or plan. This pattern of development is characterized by the
inefficient delivery of urban services (police, fire, water, and sanitation) and the
unnecessary loss of agricultural resources. By discouraging sprawl, LAFCO limits the
misuse of land resources and promotes a more efficient system of local governmental
agencies.
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5. San Luis Obispo LAFCO Members
The Commission is comprised of seven regular members (two County Board of
Supervisors, two City Council Members, two Special District Members, and one Public
Member) and four Alternate Commissioners (one County Board of Supervisor, one City
Council Member, one Special District Member, and one Public Member). The CKH Act
calls upon members to use their “independent judgment” when considering LAFCO
decisions. Current membership is shown below:
Member Type Term Expiration
Robert Enns Special District Member December 2020
Marshall Ochylski Special District Member December 2022
Debbie Arnold County Member December 2021
Lynn Compton County Member December 2019
Tom Murray Public Member December 2020
Ed Waage City Member December 2019
Roberta Fonzi City Member December 2021
Alternates Type Term Expiration
Heather Jensen Public Member December 2020
Steve Gregory City Member December 2022
Ed Eby Special District Member December 2021
John Peschong County Member December 2019
The County Board of Supervisors appoints two regular representatives and one
alternate representative from the County. The cities convene a special committee
composed of the mayors from each city to appoint two regular and one alternate
representative. The Special Districts elect representatives through a process
implemented by the Executive Officer pursuant to the CKH Act. The LAFCO
Commission appoints the public member representatives to serve on the Commission.
6. San Luis Obispo LAFCO Staff
The Commission’s staff serves in an administrative capacity reviewing proposals,
preparing special studies, and acting as the liaison with state and local agencies as well
as the public. Staff may be contacted by phone at (805) 781-5795, via e-mail through
the Commission’s website at www.slolafco.com, or by the e-mail addresses listed
below:
David Church, Executive Officer dchurch@slolafco.com
Brian Pierik, Legal Counsel Burke, Williams Sorensen
Mike Prater, Deputy Executive Officer mprater@slolafco.com
Donna J. Bloyd, Commission Clerk dbloyd@slolafco.com
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CHAPTER 2
POLICIES
The CKH Act requires that each LAFCO establish policies and procedures. The CKH
Act also states that LAFCOs are to exercise their powers consistent with those policies
and procedures. The policies should encourage and provide for urban development
patterns balanced with the goals of preserving open space and agricultural land while
discouraging urban sprawl. In this chapter the policies are broken into nine different
sections:
2.1. General Policies
2.2. City Incorporations
2.3. City Annexations
2.4. Special District Annexations
2.5. Formation of Special Districts
2.6. Sphere of Influence and Service Reviews
2.7 Municipal Service Review Policies
2.8. Memorandum of Agreement Policies
2.9 Agricultural Policies
These policies reflect the legislative intent of the CKH Act and provide for its consistent
implementation based upon local conditions and circumstances. This chapter also
incorporates by reference (1) policies and procedures that are explicitly required by the
CKH Act, (2) the definitions stated in the CKH Act, and (3) implementation of any new
LAFCO authority. The CKH Act clarified the many factors that LAFCOs must consider
and balance in making decisions as is stated in the CKH Act:
The Legislature recognizes that the logical formation and determination of
local agency boundaries is an important factor in promoting orderly
development and in balancing that development with the sometimes
competing state interests of discouraging urban sprawl, preserving open
space and prime agriculture lands, and efficiently extending government
services.”
2.1 General Policies
The following General Policies are to be used by the San Luis Obispo LAFCO in making
decisions as applicable and appropriate:
1. The Commission shall endeavor to balance the need to efficiently provide public
services with the sometimes-competing interests of discouraging urban sprawl,
preserving prime agriculture land and open space (CKH Act 56001 and 56301).
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2. While serving on the Commission, all members shall exercise their independent
judgment on behalf of the interests of residents, property owners, and the public
as a whole, to implement the CKH Act (CKH Act 56325.1).
3. Cities and Special Districts are discouraged from annexations outside of their
Sphere of Influence unless the need for services is clearly demonstrated (CKH
56375.5).
4. Jurisdictions are encouraged to create places to live that integrate various land
uses as a way of providing for a diverse social and economic community.
5. Cities and special districts are encouraged to annex unincorporated islands as
well as land that is mostly surrounded by a jurisdiction. (CKH 56001, & 56375.3).
6. The Commission encourages development of vacant land within a municipality
over development in fringe areas and discourages strip or noncontiguous
annexations to Cities (CKH 56301).
7. The Commission prefers urban development within Cities and the Urban Reserve
Line of unincorporated communities as opposed to development in the
unincorporated area (CKH 56001).
8. The Commission will recognize and preserve clearly defined, long -term
agricultural and open space areas established by the County or other
jurisdictions to preserve critical environmental areas and to bolster local
economies (CKH 56001). This may be accomplished using agricultural
easements, open space easements, conservation easements, or other
mechanisms, that preserve agricultural or open space lands in perpetuity.
9. The Commission favors annexation to an existing agency over creation of a new
agency. When the formation of a new government entity is proposed, the
Commission shall make a determination as to whether existing agencies can
feasibly provide the service in a more efficient manner (CKH 56301).
10. The Commission discourages special districts from extending services by
agreement without annexation. A municipality or district may provide new or
extended services by contract or agreement outside its boundaries only if it
requests and receives written approval from LAFCO (CKH 56133).
11. The Commission normally will require annexation to a municipality rather than
annexation to a sanitation, sanitary, community service or water district in the
unincorporated area (CKH 56001).
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12. The Commission will require, as a condition to city annexation, detachment of the
annexed territory from the special district where appropriate (CKH 56001).
13. The Commission prefers the merger of a special district with a municipality upon
incorporation, whenever possible, as being in the best interest of the local
citizens.
14. In any proposal, the impacts on affordable housing must be considered. The
Commission will consider the impact of the creation of new jobs on affordable
housing stock, not only in the jurisdiction to which the annexation is proposed,
but also in neighboring jurisdictions. The agency to which the annexation is
proposed should demonstrate to the Commission that the effects of the
proposed project on affordable housing have been mitigated (CKH 56001).
The Commission recognizes that providing a range of housing opportunities for
persons and families of all incomes is an important factor in promoting orderly
development.
15. Prior to annexation of territory within an agency’s Sphere of Influence, the
Commission encourages development on vacant or underutilized parcels
already within the boundaries of a jurisdiction. The agenc y should provide
LAFCO with a build-out estimate or inventory and document how it was
prepared.
16. In any proposal requiring water service, the Commission requires that the agency
to which the annexation is proposed should demonstrate the availability of an
adequate, reliable and sustainable supply of water. In cases where a phased
development is proposed, the agency should demonstrate that adequate service
capacity will be provided as needed for each phase. In cases where a proposed
annexation will be served by an onsite water source, the proponent should
demonstrate its adequacy (CKH 56668 (k)).
17. The Commission shall review and update the spheres of influence for all
applicable jurisdictions in the County every five years, or as necessary, pursuant
to the CKH Act and an approved annual local work plan. (CKH 56425 (g))
18. A municipal service review (MSR) shall be prepared to update the SOIs using the
guidelines adopted by San Luis Obispo LAFCO and in accordance with the CKH
Act.
19. The Commission shall give “great weight” to a proposal that is supported by a
community’s long-range vision for its growth and development. This may include
a Memorandum of Agreement that has been approved by the County and
another jurisdiction regarding a Sphere of Influence or other proposal.
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2.2 Policies for City Incorporation
1. Incorporation will be discouraged where a municipal government already exists
adjacent to the area. Existing jurisdictional boundaries of other agencies shall be
recognized and evaluated.
2. When other municipalities are adjacent, the Commission will consider as
preferable, in the order listed, the following actions:
a. Annexation to an existing municipality.
b. Reorganization, consolidating one or more of the municipalities and the
unincorporated area.
c. Incorporation.
3. Incorporation will be given more favorable consideration if:
a. A community is geographically located some distance from any other
municipality.
b. There is a demonstrated public need for additional governmental services and
controls or a need for a higher level of some or all of those services being
provided.
c. The needed governmental services can be shown to be most quickly and
economically provided by incorporation.
d. The area to be incorporated is compact, contiguous, possesses a community
identity and includes a variety of land uses that provides for a balanced
community.
e. The proposed incorporation must reflect and consider the general plan of the
County and affected Cities.
f. The proposed incorporation must not conflict with the logical growth of
adjacent cities as reflected in Commission approved spheres of influence.
g. The proposed incorporation does not represent an attempt to incorporate only
revenue-producing territories to preempt neighboring cities from receiving
those revenues.
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h. The proposed boundaries do not create or result in areas that are difficult to
serve.
i. The proposed boundaries must be definite and certain and wherever
possible, should conform to lines of assessment and consider topographic,
geographic, and historic boundaries.
j. The effect of incorporation on a special district must be considered.
k. Within the proposal there must be a cost-versus-benefits justification of the
proposed incorporation.
l. Sufficient revenue to supply required municipal services is evident in the
incorporation proposal.
m. Consideration will be given to the effect of incorporation upon adjacent
landowners, governmental agencies, and the County.
n. A Comprehensive Fiscal Analysis (CFA) must be completed pursuant to CKH
Act 56800 and the LAFCO incorporation guidelines prepared by the State
Office of Planning and Research.
o. The incorporation would result in a similar exchange of both revenue and
responsibility for service delivery between the County, the proposed
municipality and other involved agencies (CKH 56815).
p. The incorporation proposal shall fully consider the State Guidelines for
incorporation. These guidelines are advisory to the Commission in the review
of an incorporation proposal and should be used in preparing any
incorporation proposal.
2.3 Policies for City Annexations
1. The boundaries of a proposed annexation must be definite and certain and must
conform to lines of assessment whenever possible.
2. The boundaries of an area to be annexed will not result in any areas difficult to
serve.
3. There is a demonstrated need for governmental services and controls in the area
proposed for annexation.
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4. The municipality has the resources capable of meeting the need for services in
the area proposed for annexation and has submitted studies and information
documenting its ability to serve.
5. There is a mutual social and economic community of interest between the
residents of the municipality and the proposed territory.
6. The proposed annexation is compatible with the municipality’s general plan. The
proposed annexation represents a logical and reasonable expansion of the
annexing municipality.
7. The Commission shall determine if a disadvantaged unincorporated community
is associated with an application. If a disadvantaged unincorporated community
does exist, the procedures for processing the annexation as outlined in the CKH
Act shall be implemented.
8. That the City Prezone the area to be annexed and complete CEQA as the Lead
Agency for the proposal and/or project. LAFCO should in most instances act as
the Responsible Agency with regard to an annexation and CEQA.
2.4 Policies for Annexation to Special Districts
1. A demonstrated need exists for the required services and there is no reasonable
alternative manner of providing these services.
2. The proposed annexation represents a logical and reasonable expansion of the
district.
3. The proposed annexation reflects the plans of the adjacent governmental
agencies.
4. The proposed annexation does not represent an attempt to annex only revenue
producing property.
5. The proposed boundaries must be definite and certain and conform to lines of
assessment whenever possible.
6. The district has the capability of meeting the need for services and has submitted
studies and information documenting its capabilities.
2.5 Policies for Formation of Special Districts
1. There is a demonstrated need for services or controls which can be provided by
a special district.
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2. There is no alternative which would provide for the required service in a more
reasonable manner.
3. There will be sufficient revenue to adequately finance the required services or
controls.
4. The proposal does not represent a conflict with the reasonable and logical
expansion of adjacent governmental agencies.
5. The boundary configuration will not create or result in areas difficult to serve.
6. The boundaries of the proposed formation must be definite and certain and must
conform to lines of assessment whenever possible. The boundaries must not
conflict with boundaries of other public agencies possessing the same powers
unless properly justified.
2.6 Sphere of Influence Review Policies
The CKH Act provides the legislative authority and intent for establishing a Sphere of
Influence and is included by reference in these policies. A Sphere of Influence is the
probable 20-year growth boundary for a jurisdiction’s physical development. These
policies are intended to be consistent with the CKH Act and take into consideration local
conditions and circumstances. All procedures and definitions in the CKH Act are
incorporated into these policies by reference.
1. LAFCO intends that its Sphere of Influence determination will serve as a master
plan for the future organization of local government within the County. The
spheres shall be used to discourage urban sprawl and the proliferation of local
governmental agencies and to encourage efficiency, economy, and orderly
changes in local government.
2. The Sphere of Influence lines shall be a declaration of policy which shall be a
primary guide to LAFCO in the decision on any proposal under its jurisdiction.
Every determination made by the Commission shall be consistent with the
spheres of influence of the agencies affected by those determinations.
3. No proposal which is inconsistent with an agency’s adopted Sphere of Influence
shall be approved until the Commission, at a noticed public hearing, has
considered an amendment or revision to that agency’s Sphere of Influence.
4. The adopted Sphere of Influence shall reflect city and county general plans,
growth management policies, annexation policies, resource management
policies, and any other policies related to ultimate boundary area of an affected
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agency unless those plan or policies conflict with the legislative intent of the CKH
Act (Government Code Section 56000 et seq.)
Where inconsistencies between plans exist, LAFCO shall rely upon that plan
which most closely follows the legislature’s directive to discourage urban sprawl,
direct development away from prime agricultural land and open space lands, and
encourage the orderly formation and development of local governmental
agencies based upon local conditions and circumstances.
In accordance with the CKH Act a municipal service review shall be conducted
prior to the update of a jurisdiction’s Sphere of Influence. The service review is
intended to be a basis for updating a jurisdiction’s Sphere of Influence.
5. LAFCO will designate a Sphere of Influence line for each local agency that
represents the agency’s probable physical boundary and includes territory
eligible for annexation and the extension of that agency’s services within a zero
to twenty-year period.
6. LAFCO shall consider the following factors in determining an agency’s Sphere of
Influence:
a. Present and future need for agency services and the service levels specified
for the subject area in applicable general plans, growth management plans,
annexation policies, resource management plans, and any other plans or
policies related to an agency’s ultimate boundary and service area (CKH
56425 (e)(1)).
b. Capability of the local agency to provide needed services, taking into account
evidence of resource capacity sufficient to provide for internal needs and
urban expansion (CKH 56425 (e)(2)).
c. The existence of agricultural preserves, agricultural land and open space
lands in the area and the effect that inclusion within a Sphere of Influence
shall have on the physical and economic integrity of maintaining the land in
non-urban use (CKH 56426.5 (a)).
d. Present and future cost and adequacy of services anticipated to be extended
within the Sphere of Influence.
e. Present and projected population growth, population densities, land uses, and
area, ownership patterns, assessed valuations, and proximity to other
populated areas.
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f. The agency’s capital improvement or other plans that delineate planned
facility expansion and the timing of that expansion.
g. Social or economic communities of interest in the area (CKH 56425 (e)(4)).
h. For an update of a Sphere of Influence of a city or special district that
provides public facilities or services related to sewers, municipal and
industrial water, or structural fire protection, a written determination regarding
the present and probable need for those public facilities and services of any
disadvantaged unincorporated communities within the existing Sphere of
Influence shall be prepared.
7. LAFCO may adopt a zero Sphere of Influence encompassing no territory for an
agency. This occurs if LAFCO determines that the public service functions of the
agency are either nonexistent, no longer needed, or should be reallocated to
some other agency of government. The local agency which has been assigned a
zero Sphere of Influence should ultimately be dissolved.
8. Territory not in need of urban services, including open space, agriculture,
recreational, rural lands, or residential rural areas shall not be assigned to an
agency’s Sphere of Influence unless the area’s exclusion would impede the
planned, orderly and efficient development of the area.
9. LAFCO may adopt a Sphere of Influence that excludes territory currently within
that agency’s boundaries. This occurs where LAFCO determines that the
territory consists of agricultural lands, open space lands, or agricultural preserves
whose preservation would be jeopardized by inclusion within an agency’s Sphere
of Influence. Exclusion of these areas from an agency’s Sphere of Influence
indicates that detachment is appropriate.
10. Where an area could be assigned to the Sphere of Influence of more than one
agency providing needed service, the following hierarchy shall apply dependent
upon ability to serve:
a. Inclusion within a municipality Sphere of Influence.
b. Inclusion within a multipurpose district Sphere of Influence.
c. Inclusion within a single-purpose district Sphere of Influence.
In deciding which of two or more equally capable agencies shall include an area
within its Sphere of Influence, LAFCO shall consider the agencies’ service and
financial capabilities, social and economic interdependencies, topographic
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factors, and the effect that eventual service extension will have on adjacent
agencies.
11. Sphere of Influence boundaries shall not create islands or corridors unless it can
be demonstrated that the irregular boundaries represent the most logical and
orderly service area of an agency.
12. Nonadjacent publicly owned properties and facilities used for urban purposes
may be included within that public agency’s Sphere of Influence if eventual
annexation would provide an overall benefit to agency residents.
13. At the time of adoption of a city Sphere of Influence LAFCO may develop and
adopt in cooperation with the municipality, an urban area boundary pursuant to
policies adopted by the Commission in accordance with Government Code
Section 56080. LAFCO shall not consider any area for inclusion within an urban
service area boundary that is not addressed in the general plan of the affected
municipality or is not proposed to be served by urban facilities, utilities, and
services within the first five years of the affected city’s capital improvement
program.
14. LAFCO shall review Sphere of Influence determinations every five years or when
deemed necessary by the Commission consistent with an adopted work plan. If
a local agency or the County desires amendment or revision of an adopted
Sphere of Influence, the local agency, by resolution, may file such a request with
the LAFCO Executive Officer. Any local agency or county making such a request
shall reimburse the Commission for the actual and direct costs incurred by the
Commission. The Commission may waive such reimbursement if it finds that the
request may be considered as part of its periodic review of spheres of influence.
15. LAFCO shall adopt, amend, or revise Sphere of Influence determinations
following the procedural steps set forth in CKH Act 56000 et seq.
2.7 Municipal Service Review Policies
The following policies are meant to guide San Luis Obispo LAFCO in the preparation of
the municipal service review for jurisdictions:
1. The Commission shall use the Municipal Service Review Guidelines found in
Appendix A as a framework for preparing a municipal service review for a
jurisdiction.
2. In order to prepare an update of spheres of influence in accordance with Section
56425, the Commission shall conduct a municipal service review of the municipal
services provided by the local agency or service jurisdiction.
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3. LAFCO shall complete a municipal service reviews consistent with the provisions
contained in the CKH Act including identification of disadvantaged
unincorporated communities located contiguous to the Sphere of Influence of a
jurisdiction.
2.8 Memorandum of Agreement Policies
1. LAFCO shall work together with the affected jurisdictions and facilitate a
constructive dialogue of the issues related to a service review with the goal of
achieving an agreement which can be given “great weight” by the Commission in
its deliberations. The following steps shall be taken to encourage such
discussions and develop a memorandum of agreement (MOA) between a city (or
district if applicable) and the County regarding a jurisdiction’s Sphere.
a. Prepare agendas and facilitate initial meetings between representatives of the
City, District and the County to identify potential Sphere of Influence areas
and possible land use development standards. The County Agriculture
Commissioner’s Office and the property owners should be included in these
discussions as appropriate.
b. The negotiation period shall begin when the preparation of the Municipal
Service Review is initiated prior to adoption of the resolution of application.
c. LAFCO staff shall prepare a draft memorandum of agreement that includes a
map of the proposed Sphere of Influence along with provisions which address
development processes and/or zoning requirements.
d. Conduct a series of meetings to discuss issues and agree to specific
language provisions and SOI boundaries, if possible.
e. Provide the jurisdictions and County with a final memorandum of agreement
for a public hearing and consideration by the respective legislative bodies.
f. If the jurisdiction and County Board of Supervisors approve the memorandum
of agreement, the Commission is required to give the agreement “great
weight” in making a decision regarding the Sphere of Influence.
g. If the Sphere of Influence approved by the Commission is consistent with the
agreement, the city and the county shall implement the provisions of the
agreement by amending their respective general plans.
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h. If the Commission changes the Sphere of Influence agreed upon by the city
and the County, the agreement shall not be implemented; however, it may be
renegotiated if both parties agree to further discussions.
2.9 Agricultural Policies
The policies in this section are designed to assist LAFCO in making decisions that
achieve the Goals stated in the previous section. A policy is a statement that guides
decision making by indicating a clear direction on the part of LAFCO. The following
policies support the goals stated above and shall be used by San Luis Obispo LAFCO
when considering a proposal that would involve agricultural resources:
1. Vacant land within urban areas should be developed before agricultural land is
annexed for non-agricultural purposes.
2. Land substantially surrounded by existing jurisdictional boundaries should be
annexed before other lands.
3. In general, urban development should be discouraged in agricultural areas. For
example, agricultural land should not be annexed for nonagricultural purposes
when feasible alternatives exist. Large lot rural development that places pressure
on a jurisdiction to provide services and causes agricultural areas to be infeasible
for farming should be discouraged.
4. The Memorandum of Agreement between a city and the County should be used
and amended as needed to address the impacts on and conversion of
Agricultural Lands on the fringe of a city.
5. The continued productivity and sustainability of agricultural land surrounding
existing communities should be promoted by preventing the premature
conversion of agricultural land to other uses and, to the extent feasible,
minimizing conflicts between agricultural and other land uses. Buffers should be
established to promote this policy.
6. Development near agricultural land should not adversely affect the sustainability
or constrain the lawful, responsible practices of the agricultural operations.
7. In considering the completeness and appropriateness of any proposal, the
Executive Officer and this Commission may require proponents and other
interested parties to provide such information and analysis as, in their judgment,
will assist in an informed and reasoned evaluation of the proposal in accordance
with these policies.
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8. No change of organization, as defined by Government Code 56021, shall be
approved unless it is consistent with the Spheres of Influence of all affected
agencies.
9. Where feasible, and consistent with LAFCO policies, non-prime land should be
annexed before prime land.
10. The Commission will consider feasible mitigation (found in the following
guidelines) if a proposal would result in the loss of agricultural land.
11. The Commission encourages local agencies to adopt policies that result in
efficient, coterminous and logical growth patterns within their General Plan and
Sphere of Influence areas and that encourage protection of prime agricultural
land in a manner that is consistent with this Policy.
12. The Commission may approve annexations of prime agricultural land only if
mitigation that equates to a substitution ratio of at least 1:1 for the prime land to
be converted from agricultural use is agreed to by the applicant (landowner), the
jurisdiction with land use authority. The 1:1 substitution ratio may be met by
implementing various measures:
a. Acquisition and dedication of farmland, development rights, and/or agricultural
conservation easements to permanently protect farmlands within the
annexation area or lands with similar characteristics within the County
Planning Area.
b. Payment of in-lieu fees to an established, qualified, mitigation/conservation
program or organization sufficient to fully fund the acquisition and dedication
activities stated above in 12a.
c. Other measures agreed to by the applicant and the land use jurisdiction that
meet the intent of replacing prime agricultural land at a 1:1 ratio.
13. Property owners of agricultural lands adjacent to a LAFCO proposal shall be
notified when an application is submitted to LAFCO.
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CHAPTER 3
ADMINISTRATIVE POLICIES
This section includes general policies, requirements and criteria , regarding the
preparation and submission of an application to San Luis Obispo LAFCO.
3.1 Application and Indemnification
1. No proposal shall be deemed complete that does not include a completed San
Luis Obispo LAFCO application form accompanied by the required fees,
supporting documentation, and maps as specified in the LAFCO filing
requirements found in the application.
2. The Executive Officer or designee may, prior to deeming an application
complete, require additional information, including but not limited to, complete
details for plans for service, property tax red istribution agreements, and similar
information necessary for the San Luis Obispo LAFCO to make informed
decisions on the factors and determinations required by law.
3. Applications to the Commission must contain all the information and materials
required by the CKH Act (G.C. §56652 and 56653), including a plan for services,
as well as the applicable fees or deposit toward fees as specified by the LAFCO
Fee Schedule.
4. Except when the Commission is the Lead Agency pursuant to the CEQA (as
defined in Public Resources Code §21067) an application must also contain
complete documentation of the Lead Agency’s environmental determination.
5. Tax Exchange Agreement
a. No application for a change of organization or reorganization will be
deemed complete and scheduled for public hearing until proof of a
property tax exchange agreement, in the form of adopted resolutions, is
provided by the local agencies whose service area or service
responsibility will be altered by the proposed jurisdictional change
pursuant to Revenue and Taxation Code Section 99(b)(6).
b. To facilitate the tax exchange process, upon receipt of applications
requiring the tax exchange agreement, LAFCO staff will provide
notification of the application to the County CEO, Auditor and Assessor,
the Board of Supervisors, and all affected agencies.
c. LAFCO may request information or studies regarding the property tax
exchange agreement and/or process to support the processing of the any
proposal that requires such an agreement. Studies or additional
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information may include, but are not limited to: revenue analysis and
projections, future land use studies, buildout projections, and/or other
fiscal analysis.
6. It is the policy of this Commission that applicants for LAFCO actions shall defend,
indemnify and hold harmless LAFCO to the fullest extent allowed by law, at the
sole expense of the applicant, against an y and all claims, demands, actions
and/or lawsuits that may be filled against LAFCO which challenges any
Commission action including, but not limited to, action on an application or
proposal (“Claims”). . The application shall also include an agreement by the
applicant to defend, indemnify and hold harmless LAFCO to the fullest extent
allowed by law, at the sole expense of the applicant, against any and all Claims
Indemnification Agreement”). The Agreement must be signed by the
applicant(s) for the application to be deemed complete.
7. Prior to the Executive Officer deeming an application complete, the applicant (s)
shall submit a signed Cost Accounting and Indemnification Agreement.
8. The following policy shall be applied to any applicant and/or jurisdiction that is not
in compliance with an existing LAFCO Cost Accounting and Indemnification
Agreement as determined by the Executive Officer and Legal Counsel:
a. The LAFCO Executive Officer (EO), in consultation with Legal Counsel, shall
determine, on review of an application, whether an applicant and/or
jurisdiction has previously failed to comply with the LAFCO Indemnification
Policy and/or the LAFCO Cost Accounting and Indemnification Agreement.
b. Prior to acceptance for processing of an application from an applicant and/or
jurisdiction, which the EO determines to have failed to comply with the Policy
and Agreement referenced in paragraph a. of this policy above, the LAFCO
Executive Officer shall advise the Commission at a regularly scheduled
meeting regarding the applicant’s prior breach of the obligations of the Policy,
Agreement, or both. The Executive Officer, in consultation with Legal
Counsel, shall make a recommendation to the Commission regarding the
amount of a bond or other commercially reasonable undertaking to be
required of the applicant before the application will be accepted.
c. On the basis of the Executive Officer’s recommendation, the Commission
shall establish a bond or other commercially reasonable undertaking as a
condition for acceptance of the application. The purpose of this security
requirement is secure the obligation of the applicant to indemnify LAFCO from
future liability in connection with the application. In addition, the applicant
shall be required to satisfy any past due obligation owed to LAFCO from
previous applications, prior to processing any new application.
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d. Compliance with this policy does not relieve the applicant of responsibility to
submit other information as requested by LAFCO to process the application,
to otherwise comply with applicable law and these policies, and cure any
outstanding non-compliance with the Policy and Indemnification Agreement
referenced in paragraph 8 a. of this policy above.
3.2 Budget Policies
Government code 56381, et seq., and the following procedures guide the LAFCO
Budget process:
1. The Commission shall consider and adopt annually following noticed public
hearings, a proposed budget by May 1 and if necessary a final budget by June
15.
2. The Executive Officer shall transmit the Proposed and Adopted Budgets to the
various jurisdictions (Cities, County, and Special Districts) as required in the
Cortese-Knox-Hertzberg Act.
3. LAFCO will annually review and adopt a work plan to fulfill the purposes and
programs of state law and local policy.
4. The Executive Officer shall submit quarterly budget reports to the Commission at
LAFCO’s regular meetings. A Year-End Budget Report shall be prepared and
submitted to the Commission for its review. All reports shall be submitted to the
County Auditor.
5. The LAFCO Executive Officer shall serve as budget administrator to prepare,
present, transmit, review and monitor the LAFCO Budget.
6. The annual budget shall endeavor to include a contingency fund of at least 15%
of total operating expense.
3.3 Credit Card Policy
The following conditions must be met when using the Credit Card:
1. Each single purchase may be comprised of multiple items, but the total cannot
exceed the single purchase dollar limit on the Credit Card. Use of the Credit Card
shall be reflected in the quarterly financial reports to the Commission.
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2. The Credit Card must not be used for purchases when the Cardholder has a
personal interest, or knowledge, regarding any vendor which would create a conflict
of interest. An example is buying from a relative or close friend.
3. Intentional use of the Card for other than official LAFCO purposes is not allowed and
such use will result in immediate cancellation of your Credit Card, possible referral to
the District Attorney, disciplinary action as authorized by applicable LAFCO
procedures, and personal liability to LAFCO for the amount of the purchase.
Use Policies
Authorized Uses
1. The Credit Card may be used to pay for authorized purchase transactions, up to
5,000, and are made through any legal means: over the counter, by telephone,
or online.
2. The Credit Card may be used to pay for purchases that are certain high value
over $1,000) equipment (e.g. business computing devices or software); leased
equipment; fixed assets; maintenance services; professional services, etc.
3. Authorized uses may be limited by the Executive Officer to specific categories or
merchant types, single purchase dollar limit, and monthly spending limits.
4. The Credit Card must not be used in a manner intended to circumvent the formal
procurement process or other limits imposed on the Card.
Responsibilities
Individual cardholders, Executive Officer, Senior Analyst, Commission Clerk, are
responsible for:
1. Maintaining proper documentation and supporting receipts for all transactions.
2. Reviewing and certifying the correctness and the business necessity of
transactions listed on the monthly statements.
3. Resolving exceptions and disputes directly with the vendors.
4. Notifying the Executive Officer of any suspicious transactions.
5. Establishing internal controls to ensure the proper use of Credit Cards within
LAFCO, including additional restrictions on the types of purchases and dollar
limits that apply to individual cardholders, and other review procedures.
6. Reviewing monthly transaction reports to ensure overall compliance with policy,
including proper disposition of exceptions.
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7. Selecting the financial institution (the bank) which provides the most cost-
effective purchase card services and maintaining optimal relations with such
institution. This responsibility includes regular communication and proper follow
up with the bank.
8. Administering the Credit Card Program to ensure that it is ful ly used and results
in efficiencies in procurement and spending.
9. Prescribing and maintaining adequate internal control over the Credit Card
Program to ensure accountability. This responsibility includes setting LAFCO
criteria for proper usage and regular monitoring of usage to ensure compliance
with policies.
Emergency Use
10. The Credit Card may provide a mechanism for procuring goods and/or services
during an emergency, disaster response, or other unforeseen events.
11. An emergency purchase may be warranted to prevent a hazard to life, health,
safety, welfare, property, or to avoid undue additional cost to LAFCO, and/or
disruption of service.
12. Emergency purchases of goods and services should not exceed the scope or
duration of the emergency.
13. In view of the potential use of the purchase card during emergency conditions,
the Executive Officer may authorize higher limits and wider purchasing scope for
certain LAFCO staff who may be called on during emergencies.
14. Failure to plan for normal operations does not constitute an emergency use.
Failure to plan refers to circumstances in which LAFCO personnel, in the normal
course of their activities, have reasonable knowledge of a need but did not take
the proper action to procure for the needs. This does not refer to unforeseen
circumstances that are clearly beyond their control or knowledge.
Suspension and Revocation
1. Upon the discovery of an unusual spending pattern, the Executive Officer may
temporarily suspend a cardholder’s privilege until investigations are complete or
exceptions are resolved.
2. LAFCO Staff are notified of all cases of suspension or revocation.
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3. In addition to the revocation, the Executive Officer may authorize the referral of
the case to Internal Audit or the District Attorney for investigation and/or other
actions as appropriate.
List of Prohibited Purchases
These items are prohibited:
Wire Transfer-Money Orders
Cash Advances
Convenience Checks
Non-Financial Institutions-Foreign Currency, Money Orders, Travelers Checks
Digital Currency
Security Brokers/Dealers
Savings Bonds
Timeshares
Betting, Casino Gaming Chips, Off Track Betting
Fines
Bail and Bond Payments
Ammunition and weapons
Hazardous materials (other than gasoline for business use)
Restricted Uses
The Credit Card is restricted from being used to purchase the following items:
Splitting of purchases to circumvent the dollar limitation
Payment of existing invoices
The Credit Card may never be used for personal purchases.
3.4 Legislative Process Participation
1. In situations when a legislative bill affecting LAFCO cannot be considered by the
full Commission due to timing, the Executive Officer, in consultation with Legal
Counsel, is authorized to provide written or email comments communicating the
Commission’s position.
2. The Chair and Legal Counsel would review the letter or email prior to it being
submitted for consideration.
3. The Executive Officer will forward the email or letter to the Commissioners as
soon as possible.
4. The item will be discussed at the Commission’s next regular meeting.
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Chapter 4
PROCEDURES
The following is a step-by-step guide to the basic procedures followed by San Luis
Obispo LAFCO in considering proposed changes in local government organization.
More detailed procedures can be found in the CKH Act and “A Guide to LAFCO
Procedures for City and Special Districts Change of Organization and Reorganization”
which are incorporated by reference into this policy document. All references in this
section are to the Government Code unless otherwise specified.
4.1 Preliminary Steps
1. Proponent reviews proposal with LAFCO staff. Although this step is not required,
a brief discussion with LAFCO staff before application submittal could save the
proponent time. These following steps are suggested:
a. Call for an appointment.
b. Submit the following information:
1) Assessor’s parcel numbers (APNs) for individual lots or project maps for
complex proposals.
2) General plan and zoning designations.
3) Development plans, if applicable. LAFCO generally requires approved
development plans, such as tentative maps, specific plans, etc., when
vacant territory is proposed for annexation to a municipality or district. A
key consideration of LAFCO’s review of annexation requests is the timing
of the action. LAFCO discourages the annexation of vacant land until it
can be demonstrated that services are required. Approved development
plans also provide the information necessary to evaluate a proposal. The
plans show what land uses are planned, the level of services required,
how services will be provided, and the conditions under which service will
be extended. They also enable LAFCO to evaluate the impact of a
jurisdictional change on adjacent areas.
c. LAFCO staff will review procedures, information requirements, and fees.
d. Proponent should obtain application forms and ascertain what environmental
documentation will be necessary.
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2. Proponent prepares application material for proposal. More complex
proposals may need additional information, but all proposals must include the
following:
a. A certified resolution or petition of landowners/registered voters making
the application. A petition or resolution of application shall include all of
the following (56700):
1) State that the proposal is made pursuant to the CKH Act.
2) State the nature of the proposal and list all proposed changes of
organization.
3) Set forth a legal description of the boundaries of the affected
territory accompanied by a map showing the boundaries.
4) Set forth any proposed terms and conditions.
5) State the reason(s) for the proposal.
6) State whether the petition is signed by registered voters or
landowner(s). (Not applicable to a resolution of application.)
7) Designate not more than three persons as chief petitioners, setting
forth their names and mailing addresses. (Not applicable to a
resolution of application.)
8) State whether the proposal is consistent with the spheres of
influence of any affected municipality or district.
9) Request that proceedings be taken for the proposal pursuant to this
part.
10) A resolution of application shall include a plan for services prepared
according to CKH 56653.
b. One copy of a metes and bounds legal description of the perimeter of the
subject proposal and a surveyed map that is consistent with the State’s Tax
and Fee Administration’s requirements. A minimum of three copies should be
provided and additional maps as requested.
c. Two copies of a vicinity map of the subject property.
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d. One copy of any environmental documents (pursuant to CEQA) associated
with the proposal if, however, an environmental impact report (EIR)
associated with the subject proposal was prepared, 15 hard copies of the
certified EIR must be submitted with the application along with one digital
copy. Only one copy of the EIR appendices is required.
e. One large-scale topographical map of the subject property and a clear 8.5 by
11 inch map of the property.
f. If the proposal includes annexation to a municipality, indicate that the
annexing municipality has prezoned the property, such as a city council
resolution approving the prezoning.
g. Processing fees.
3. As with other public agencies, San Luis Obispo LAFCO is required to comply
with the California Environmental Quality Act (CEQA) for purposes of considering
the environmental impact of its actions. Each proposal must receive the
appropriate environmental review for consideration by the Commission in making
its decision. For a detailed discussion of environmental requirements, please
refer to Section IV of these Guidelines.
4.2 LAFCO Proceedings
1. Proponent delivers a complete application to the LAFCO Executive Officer
Section 56652).
2. The LAFCO Executive Officer determines if:
a. The application is sufficient as required by law and issues a determination on
its sufficiency within 30 days of submittal.
b. If LAFCO is to be the lead agency, then the environmental review is
undertaken by LAFCO.
c. A satisfactory exchange of property tax has taken place. Master property tax
agreements may be applicable or separate property tax exchange resolutions
may be required. If negotiations leading to adoption of separate resolutions
are required, either the County or any affected municipality must agree to a
tax exchange or the County negotiates a property tax exchange on behalf of
any Special District (Revenue and Taxation Code Section 99).
3. The LAFCO Executive Officer reviews the proposal within 30 days of its
receipt and either:
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a. Determines that the application is complete (if all required property tax
agreements are on file) and issues a Certificate of Filing and sets the
Commission hearing within 90 days; or
b. Determines that the application is not complete and notifies the proponent
56658).
4. The LAFCO Executive Officer requests review of any information for the proposal
from affected County Departments, affected agencies, and other affected
counties’ LAFCOs (56378).
5. Proponents and/or LAFCO staff provides for a meeting with affected residents or
landowners to give information and receive comments on the proposal (optional).
6. The LAFCO Executive Officer, at least 21 days prior to the date set for hearing,
gives notice by:
a. Publication in a newspaper of general circulation;
b. Posting near the door of the hearing room; and
c. Mailing/Emailing to each affected agency which contains territory or whose
sphere of influence contains territory within the proposal, chief petitioner(s),
persons requesting notice, each municipality within three miles, and the
County in the case of incorporation or formation.
d. Posting on the LAFCO website at www.slolafco.com.
e. For proposals requiring a public hearing, mailing to each registered voter and
landowner within the affected territory and within 300 feet of the exterior
boundary of the property that is the subject of the hearing. (This requirement
may be waived if individual notices have already been provided by the
initiating agency.) If this would require that more than 1,000 notices should
be mailed, notice may be provided pursuant to Section 56157.
Note: Some Commission actions can be made without a noticed hearing,
such as annexations and detachments with written consent of all landowners.
Notice and opportunity to request a public hearing must be given to agencies
whose boundaries are affected (56662 & 56663).
7. The LAFCO Executive Officer reviews the application and any comments
received and prepare the written report and recommendation. The report
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reviews pertinent factors and policies, spheres of influence, and general and
specific plans.
8. The Executive Officer mails the report at least five days prior to the hearing to
each Commissioner, each person named in the application to receive a report,
each affected local agency requesting a report, each agency whose boundaries
or spheres of influence will be changed, and the Executive Officer of the LAFCOs
of any other affected county (56665).
9. The Commission hears the proposal on the noticed date and time. The hearing
may be continued for up to 70 days. The Commission must consider a number
of factors and policies in compliance with state law. Among the factors
considered by the San Luis Obispo LAFCO in making its determination are
56668):
a. Population, density, land area and land use, assessed valuation, topography,
natural boundaries, drainage basins, proximity to populated areas, likelihood
of significant growth during the next ten years.
b. Need for organized community services, present cost and adequacy of
government services and controls, probable future needs, probable effect of
change of organization and of alternative courses of action on the cost and
adequacy of services and controls in the area and adjacent areas.
c. The effect of the proposed action or alternative actions on adjacent areas, on
mutual social and economic interests, and on the local governmental
structure of the County.
d. Conformity of the proposal to Commission policies on providing planned,
orderly, efficient patterns of urban development, and with state policies and
priorities on conversion of open space uses.
e. Effect of the proposal on maintaining the physical and economic integrity of
lands in an agricultural preserve in open space uses.
f. Definiteness and certainty of the boundaries of the territory, the
nonconformance of proposed boundaries with lines of assessment and
ownership, the creation of islands or corridors of unincorporated territory, and
other similar matters affecting the proposed boundaries.
g. A regional transportation plan adopted pursuant to Section 65080 and
consistency with appropriate City or County general and specific plans.
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h. The proposal’s consistency with city or county general and specific plans.
i. The Sphere of Influence of any agency which may be applicable to the
proposal being reviewed.
j. Comments of any affected local agency or other public agency.
k. The ability of the newly formed or receiving entity to provide the services
which are the subject of the application, including the sufficiency of revenues
for those services following the proposed boundary change.
l. Timely availability of water supplies adequate for projected needs as specified
in Section 65352.5.
m. The extent to which the proposal will assist the receiving entity in achieving its
fair share of the regional housing needs as determined by the Council of
Governments (COG).
n. Any information or comments from the landowner or owners.
o. Any information relating to existing land use.
q. The extent to which the proposal promotes environmental justice as defined
in the CKH Act
q. Information contained in a local hazard mitigation plan, information contained
in a safety element of a general plan, and any maps that identify land as a
very high fire hazard zone pursuant to Section 51178 or maps that identify
land determined to be in a state responsibility area pursuant to Section 4102
of the Public Resources Code, if it is determined that such information is
relevant to the area that is the subject of the proposal.
10. At the hearing or within 35 days of the hearing, the Commission will adopt a
resolution of determination taking the following actions:
a. Approve or deny with or without conditions or revisions to the proposal. If
denied, no new proposal can be made for one year unless waived by LAFCO.
If the proposal included incorporation or consolidation of a municipality, no
new proposal can be made for two years unless waived by LAFCO (57090);
b. Determine if the territory is inhabited or uninhabited (inhabited territory means
territory within which there reside 12 or more registered voters);
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c. Designating the Executive Officer as the Conducting Authority (56029);
d. Assign a short-term designation; and
e. Authorize proceedings without notice, hearing, or an election if there is 100%
consent and only annexations, detachments, and CSA formations.
11. The LAFCO Executive Officer sends the Commission’s resolution to the
proponents, if any, and each agency whose boundaries will be changed by the
proposal (56882). In the case of uninhabited territory, the Commission may
waive conducting authority proceedings entirely if all of the following conditions
apply (56663):
a. The owners of land (100%) that will gain or lose territory as a result of the
change of organization or reorganization have consented in writing to a
waiver of conducting authority proceedings.
b. No agency has submitted written opposition to a waiver of protest
proceedings
12. In the case of inhabited city and district annexations or detachments, or both, the
Commission may waive protest proceedings pursuant to Part 4 (commencing
with Section 57000) entirely if both of the following conditions apply:
a. The Commission has provided written notice of Commission proceedings to
all registered voters and landowners within the affected territory and no
opposition from registered voters or landowners within the affected territory is
received prior to or during the Commission’s meeting. The written notice shall
disclose to the registered voters and landowners that unless opposition is
expressed regarding the proposal or the Commission’s intention to waive
protest proceedings, that there will be no subsequent protest and election
proceedings; and
b. No affected local agencies have submitted written opposition to a waiver of
protest proceedings.
4.3 Conducting Authority Proceedings
1. If Conducting Authority Proceedings are not waived, LAFCO (the EO) sets the
proposal for protest hearing within 35 days of the Commission’s resolution date
and gives notice. If authorized by the Commission, the protest hearing may be
held without notice and hearing.
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2. The date of the hearing shall not be less than 21 days nor more than 60 days
after the date the notice is given and shall be:
a. Published in a newspaper of general circulation;
b. Posted near the hearing room door; and
c. Mailed to each affected agency which contains territory or whose sphere of
influence contains territory within the proposal, the Executive Officers of other
affected LAFCOs, chief petitioners if any, persons requesting notice, and
landowners within territory to be formed into or annexed to or detac hed
57001, 57002 and 57025).
3. The Executive Officer hears the proposal at the noticed time and date. The
hearing may be continued for up to 60 days. Any written protests must be filed
with the Executive Officer or Commission prior to the conclusion of the hearing
and must be signed, have the signature date, and address or location of the
property. The value of written protests must be determined and action taken by
LAFCO resolution to order the change, with or without an election, or terminate
proceedings.
4. The Executive Officer shall perform all Conducting Authority Proceedings in
accordance with the provisions of the CKH Act.
5. The Commission delegates to the Executive Officer the authority to act on
matters related to the implementation of the Conducting Authority responsibilities
as applicable and appropriate.
4.4 Completion and Effective Date
1. Immediately after completion of proceedings ordering a change of organization or
reorganization without an election, conditions or confirming an order of a change
of organization or reorganization after an election, the Executive Officer prepares
a Certificate of Completion and makes the required filings (57200).
2. The Certificate of Completion is recorded with the County Recorder. If no
effective date is specified in the Commission resolution, the recordation date is
the effective date. A Statement of Boundary Change or Creation is issued by the
Executive Officer and filed, with the appropriate fees, with the State Board of
Equalization and County Assessor (57202, 57203, 57204). Property tax
resolutions, if any, are forwarded to the County Auditor for property tax transfer
Revenue and Taxation Code, Section 99).
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3. The Executive Officer distributes the Certificate of Completion to agencies whose
boundaries are affected and affected County Departments. A Certificate of
Completion may be filed after any adopted conditions of approval are met by the
proponent.
4. The affected agencies recognize completion and implementation of the
jurisdictional change, with regard to Property and sales tax transfers, police and
fire protection responsibilities, planning and inspection controls, and other
services.
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CHAPTER 5
CALIFORNIA ENVIRONMENTAL QUALITY ACT POLICIES
The following policies shall be used to guide LAFCO with regard to implementing the
California Environmental Quality Act (CEQA) for proposals evaluated by LAFCO.
1. The Commission shall take actions that maintain a high-quality and healthful
environment for the people of San Luis Obispo County now and in the future.
2. The Commission shall take actions necessary to protect and enhance the
environmental quality of San Luis Obispo County.
3. The Commission shall take actions that will provide the people of San Luis
Obispo County with clean air and water, a vibrant and diverse economy, and
enjoyment of aesthetic, natural, scenic, and historic environmental qualities.
4. The Commission shall carry out the environmental review process in an efficient,
expeditious manner in order to conserve the available financial and governmental
resources with the objective that these resources may be better applied toward
the mitigation and avoidance of significant effects on the environment.
5. The Commission shall organize and write environmental documents in such a
manner that they will be meaningful and useful to decision -makers and the public
and consistent with CEQA guidelines.
6. The Commission shall consider the involvement of the public in actions affecting
the environment as an essential and indispensable element of the decision -
making process.
7. The Commission shall prefer avoidance of adverse impacts over mitigation . If,
however, mitigation is necessary onsite or offsite mitigation should be fully
implemented.
8. The Commission shall help prevent the elimination of the County’s fish and
wildlife species and preserve for future generation’s sustainable representations
of the County’s native plant and animal communities.
9. The Commission shall balance preventing negative environmental effects while
providing a decent home and satisfying living environment for every San Luis
Obispo County resident.
San Luis Obispo LAFCO
Policies and Procedures 38 February-2019
APPENDIX A
Municipal Service Review Information Guidelines
Policies and Procedures 43 February-2019
APPENDIX B
Agricultural Goals and Guidelines