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HomeMy WebLinkAboutKAI Partners SUBMITTED BY: 1512 Eureka Blvd Suite 215 Roseville CA 95661 Phone: (916) 465-8065 Fax: (916) 471-0263 www.kaipartners.com City of San Luis Obispo 990 Palm Street San Luis Obispo, CA 93401 Strategic Planning Services Proposal to Request for Proposal (RFP) Due: December 7, 2022 This page intentionally left blank. 1512 Eureka Blvd, Suite 215, Roseville CA 95661 | P: (916) 465-8065 | F: (916) 471-0263 December 7 2022 Attn: Melissa Ellsworth 990 Palm Street San Luis Obispo, CA 93401 RE: Solicitation– Strategic Planning Services Dear Ms. Ellsworth: In response to the Request for Proposal (RFP) dated November 14, 2022, KAI Partners, Inc. (KAIP) is pleased to submit our proposal for Strategic Planning Services to the City of San Luis Obispo (the City) Police Department (the Department). KAIP has thoroughly reviewed and understands the solicitation describing the services and responsibilities related to providing the consulting services sought by the City. We have made every effort to comply with your instructions and we are confident our response will provide you with the information needed to evaluate the level of quality services for which we are recognized. The following includes contact information for KAI Partners. Company Name/Contact: KAI Partners, Inc. / David V. Kendall, President Address: 1512 Eureka Blvd, Suite 215, Roseville CA 95661 Contact Phone/ Fax: Phone: (916) 465-8065 / F: (916) 471-0263 Contact Email: dkendall@kaipartners.com Small Business: #0045251 Company Website: www.kaipartners.com Thank you for the opportunity to be included in this solicitation process. We welcome any questions regarding the enclosed documentation. Sincerely, __________________________________________________ David V. Kendall President KAI Partners, Inc Table of Contents Page ii TABLE OF CONTENTS SUBMITTAL FORMS ................................................................................................................ 1 a. Proposal Submittal Summary ................................................................................... 1 b. Certificate of Insurance ............................................................................................. 2 c. References ............................................................................................................... 3 QUALIFICATIONS .................................................................................................................... 6 d. Experience of firm in performing work and projects relevant to the Scope of Services outlined and described in the request. ............................................................................... 6 DHCS CA-MMIS Program Integration Management Services ................................... 6 California Community Colleges Chancellor’s Office Workforce Economic Development Division ............................................................................................... 7 California Community Colleges Chancellor’s Office Digital Innovation and Infrastructure Division ............................................................................................... 9 e. Resume: Elizabeth Long ..........................................................................................12 f. Standard hourly billing rates for the assigned staff, including any sub-consultants. .16 g. Statement and explanation of any instances where your firm or sub-consultant has been removed from a project or disqualified from proposing on a project. ........................17 WORK PROGRAM ...................................................................................................................19 h. Detailed description of approach to completing the work. ........................................19 1) Discovery Phase ..................................................................................................19 2) Planning Phase ...................................................................................................21 3) Strategic Planning Retreat ...................................................................................21 4) Analysis Phase (contingent on pricing negotiations) ............................................22 5) Development Phase (contingent on pricing negotiations) ....................................23 i. Detailed schedule by task and sub-task for completing the work. ............................23 j. Estimated hours for your staff in performing each phase and task of the work, including sub-consultants, so we can clearly see who will be doing what work, and how much time it will take. .......................................................................................................24 k. Detailed budget by task and sub-task for completing the work. ................................25 l. Services or data to be provided by the City. .............................................................26 m. Services and deliverables provided by the Consultant(s). ........................................27 n. Any other information that would assist us in making this contract award decision. .27 o. Description of assumptions critical to development of the response which may impact cost or scope. ...................................................................................................................28 Table of Contents Page iii Table of Figures Figure 1. Outcomes of the Getting to Know Pro Ops Series - Season 1 ..................................... 6 Figure 2. Data-Driven Decision Making Process from STEPS Initiative .....................................11 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Submittal Forms 1 SUBMITTAL FORMS a. Proposal Submittal Summary KAI Partners, Inc. (KAIP) has thoroughly reviewed the RFP and made all efforts to comply with requirements by providing the material needed for the City to make an informed awarding decision. Founded in 2003 KAIP is a Sacramento-based small business providing world-class organizational development, management consulting, and technology services to a wide range of clients in industries such as healthcare, education, local government, and more. KAIP specializes in providing holistic consulting services to help our clients develop strategy and create positive change for their people, systems, and processes. We offer the City 9 years of strategic planning and over 19 years of experience in organizational change and development, supporting development and innovation for government customers across the state of California. KAIP understands that the City seeks strategic planning for the Department as they seek to achieve their identified goals and objectives for continued growth. The strategic plan should align with Department goals and City resources and establish a roadmap for the next five years regarding priorities, actions to achieve identified objectives, and reporting methods to key parties. KAIP is an ideal partner to provide these services to the Department and thus the City as a whole. Provided below is an outline and summary of key elements found in the proposal:  Submittal Forms including the proposal submittal summary, certificate of insurance, and recent references demonstrating relevant experience to the services requested by the City.  Qualifications detailing corporate capabilities through three past performances for the state of California. Additionally, we have included the resume and billing rates of our proposed consultant, as well as a statement verifying that KAIP has not been removed from a project or disqualified from proposing on a project.  Work Program detailing our proposed approach to completing the services requested by the City. This includes a breakdown of our suggested 5-phase approach, task schedule, staffing hours, task budget, services provided by both the City and KAIP, information that may assist the City in making an award decision, and description of assumptions. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Submittal Forms 2 b. Certificate of Insurance KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Submittal Forms 3 c. References Number of years engaged in providing the services included within the scope of the specifications under the present business name: 9 years. Describe fully the last three contracts performed by your firm that demonstrate your ability to provide the services included with the scope of the specifications. Attach additional pages if required. The City reserves the right to contact each of the references listed for additional information regarding your firm's qualifications. Reference No. 1: Agency Name Department of Health Care Services (DHCS) California Medicaid Management System (CA-MMIS) Operations Division Contact Name Bill Otterbeck, Deputy Director Program Operations Telephone & Email Phone: (916) 373-7772 Email: bill.otterbeck@dhcs.ca.gov Street Address 1501 Capitol Ave City, State, Zip Code Sacramento, CA 95814 Dates of Service 06/2013 – Present (Current Contract: 04/2020 – 04/2023) Description of services provided including contract amount, when provided and project outcome Description of Services: In partnership with prime contractor Unleashing Leaders, we are longstanding partners to DHCS CA- MMIS Operations Division. We provide Organizational Change Management (OCM) services. Under our most recent contract renewal, we provide strategic planning support to the CA-MMIS Operations Division Leadership Development, Executive Coaching, and Management teams. Under the challenging conditions of the COVID 19 outbreak in early 2020, we helped over 500 staff transition to telework and a new organizational structure: the consolidated Program Operations division. We planned and implemented strategic communications with employees, conducted organizational assessments and analyses, and developed a transition strategy. Contract Amount: >$7M (Current Contract: $2,829,464) Project Outcomes:  New Program Operations Division successfully launched.  Increased staff knowledge and buy-in for new organizational structure, increasing cross-division collaboration.  Successful transition to telework. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Submittal Forms 4 Reference No. 2: Agency Name California Community Colleges Chancellor’s Office (CCCCO) Workforce Economic Development Division (WEDD) Contact Name LaCandice Ochoa Telephone & Email Phone: (916) 323-1758 Email: ochoa@cccco.edu Street Address 1102 Q Street, 6th Floor City, State, Zip Code Sacramento, CA 95811 Dates of Service 10/2020 - Present Description of services provided including contract amount, when provided and project outcome Description of Services: Our Strategic Operations Integration project teams work to integrate various agency strategic initiatives with program operations and systems, program partners, stakeholders, and other CCCCO Divisions. We help WEDD implement program metrics to demonstrate support for Vision for Success goals 1. Contract Amount: $1,140,000 Project Outcomes:  Improved equity for the customers of California public services — both California students and State educational and administrative staff.  Deeper understanding of program impact through input from experts and stakeholders. Reference No. 3: Agency Name California Community Colleges Chancellor’s Office (CCCCO) Digital Innovation and Infrastructure Division (DII) Contact Name Barney Gomez, previous Vice Chancellor of Digital Information and Infrastructure – Division of CCCCO Telephone & Email Phone: (916) 445-6299 Email: gomez.barney@gmail.com Street Address 1102 Q Street, 6th Floor 1 California Community Colleges. Vision for Success. California Community Colleges Chancellor’s Office, 2022. Accessed November 28, 2022. https://www.cccco.edu/About-Us/Vision-for-Success KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Submittal Forms 5 City, State, Zip Code Sacramento, CA 95811 Dates of Service 07/2020 - Present Description of services provided including contract amount, when provided and project outcome Description of Services: We provide strategic planning support in close collaboration with DII leadership. We help facilitate partnership and collaboration among various application teams, data owners, business champions, educational leaders, and the Chancellor’s Office to identify and remove barriers that may exist in current systems and services offerings. Contract Amount: $680,970 Project Outcomes:  Prepared strategic approach for a highly personalized and seamless experience for students from recruitment to completion, graduation, transfer and/or job placement.  Effectively planned, managed, and reported project scope, schedule, budget, resource and risks on a scheduled and recurring basis as defined by the CCCCO.  Developed a close and successful partnership with Chancellor’s Office and its service and application providers to achieve the goals of grant funding in alignment with Vision for Success strategy. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 6 QUALIFICATIONS d. Experience of firm in performing work and projects relevant to the Scope of Services outlined and described in the request. Below, we describe three representative projects that show our ability to fulfill all Strategic Plan Components identified by the Department in the RFP (Section B. Scope of Services, p. 1). DHCS CA-MMIS Program Integration Management Services Our support to DHCS CA-MMIS Operations Division under this contract shows our ability to engage San Luis Obispo Police Department personnel (Strategic Plan Component #3, RFP Section B. Scope of Services, p. 1) and to plan a future staffing assessment (Strategic Plan Component #4). Under the challenging conditions of the COVID 19 outbreak in early 2020, we helped over 500 staff transition to telework and a new organizational structure: the consolidated Program Operations division. We:  Developed strategic planning for Leadership Development, Executive Coaching, and Management teams.  Conducted employee communication planning and engagement.  Developed staffing assessments, organizational assessments, change readiness assessments for Division staff.  Conducted gap analysis in order to understand the needs of DHCS Divisions and their personnel.  Developed and delivered strategic communications and trainings, including intranet publications, SharePoint branding and redesign, and virtual trainings attended by the 90% of Program Operations staff. We helped the new DHCS CA- MMIS Program Operations Division define and communicate its branding, mission, purpose, values, and goals. This support shows our ability to update the San Luis Obispo Police Department’s fundamental department brand identity statements (Strategic Plan Component #1, RFP Section B. Scope of Services, p. 1). Finally, our support shows our ability to communication the status and direction of the Department in a simple and practical way, with a summary visual to convey strategic priorities, objectives, strategies, and metrics (Strategic Plan Component #5). In collaboration with the Program Operations Division Two Way Communications Workgroup, KAIP developed a virtual educational series to inform staff about what Program Operations does and how the work is connected across multiple divisions. We produced six online 45-minute episodes providing clear visuals. The Getting to Figure 1. Outcomes of the Getting to Know Pro Ops Series - Season 1 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 7 Know Pro Ops (GTKPO) Season 1 series ran from February to July of 2021 with notable outcomes including:  Attendance of 67% to 80% of Program Operations staff (450 to 550 staff members).  91% of attendees gained a better understood how work connected across the division, and 93% gained a better understanding of the work of Program Operations.  Staff reported expanded knowledge and understanding of the work of Program Operations.  Cross divisional and branch relationships were formed.  Staff presentations provided opportunities for professional development. The recorded videos from GTKPO Season 1 now function as onboarding and training resources for Program Operations. California Community Colleges Chancellor’s Office Workforce Economic Development Division Our Strategic Operations Integration project team works to integrate various agency strategic initiatives with program operations and systems, program partners, stakeholders, and other CCCCO Divisions. Our support to DHCS CA-MMIS Operations Division under this contract shows our ability to:  Effectively support department divisions as they “develop workplans to implement the strategic plan” (RFP Section B. Scope of Services, p. 1). At CCCCO, we work to align and integrate WEDD programs with the CCCCO Vision for Success goals and outcomes.2 This support includes development and execution of strategic implementation plans, communication plans, change management plans, and performance dashboards for WEDD division leadership.  Facilitate community engagement, increasing outreach and community buy-in throughout the planning process (Strategic Plan Component #2). KAIP developed and delivered communications and stakeholder engagement to help WEDD implement Vision for Success strategy with a statewide community of educators, administrators, and students. In particular, we led efforts to: o Increase statewide employer engagement/work-based learning in partnership with California Forward (CAFWD). The CCCCO CAFWD initiative aims to increase the number of work-based learning opportunities for students.3 o Design and implement competency-based workforce training, capacity, and outcomes building for job placement and data systems. Understanding Strategic Goals and Objectives Our support for CCCCO WEDD shows our ability to articulate strategy by linking goals to tactical objectives. The Vision for Success Strategic Plan is focused on seven core commitments: 2 California Community Colleges. Vision for Success. California Community Colleges Chancellor’s Office, 2022. Accessed November 28, 2022. https://www.cccco.edu/About-Us/Vision-for-Success 3 California Forward. “Adapting Community Colleges to the New Economy. California Forward, 2019. Accessed November 28, 2022. https://cafwd.org/news/video-adapting-community-colleges-to-the-new- economy/ Our support for WEDD shows our ability to translate strategic goals and objectives into action at the project level. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 8 1) Focus relentlessly on students’ end goals. 2) Always design and decide with the student in mind. 3) Pair high expectations with high support. 4) Foster the use of data, inquiry, and evidence. 5) Take ownership of goals and performance. 6) Enable action and thoughtful innovation. 7) Lead the work of partnering across systems. We help translate these goals to objectives under WEDD Programs, goals to objectives that direct action toward tangible and measurable results: WEDD Program Objectives Goals California Adult Education Program (CAEP) Empower members of 71 regional consortia to design innovations and best practices that align with the goals of adult learners  Focus relentlessly on students’ end goals  Always design and decide with the student in mind Share innovations among consortium members and partner agencies, sparking a synergistic trading of ideas and a vibrant, growing body of knowledge.  Enable action and thoughtful innovation  Lead the work of partnering across systems California Apprenticeship Initiative (CAI) Create new and innovative registered apprenticeships in priority and emerging sectors or areas in which apprenticeship does not currently exist.  Pair high expectations with high support Create programs which prepare participants for careers in occupations which utilize an apprenticeship training model, especially for entrance into a registered apprenticeship program.  Focus relentlessly on students’ end goals  Always design and decide with the student in mind Improve the diversity of the pool of applicants for apprenticeship programs in multiple career pathways.  Pair high expectations with high support Encourage applicants to quickly identify a specific employer or workforce need, create an apprenticeship program approved by the California Division of Apprenticeship Standards (DAS), and place apprentices with employers within 12 months of the grant award date.  Focus relentlessly on students’ end goals  Take ownership of goals and performance  Enable action and thoughtful innovation Economic and Workforce Development (EWD) Increase collaboration and exchange between business and academia to identify skill gaps, develop curriculum, and work-based learning opportunities for students.  Lead the work of partnering across systems  Foster the use of data, inquiry, and evidence Understand labor market needs to be able to support students in achieving needed skills and support local employers with access to skilled labor force.  Focus relentlessly on students’ end goals  Foster the use of data, inquiry, and evidence KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 9 Defining Measures for Success Our support for CCCCO WEDD shows our ability to define and implement performance metrics to demonstrate success in terms of outcomes for stakeholders — especially students. Organized around common student journeys such as adult education, English as a Second Language (ESL), short-term career education, and degree/transfer, Student Success Metrics capture progression along students’ educational journey from recruitment to completion, transfer, and the workforce. Student Success Metrics link directly to strategy. They pinpoint critical milestones and accomplishments that align with the Vision for Success and the Student Centered Funding Formula, and integrate metrics associated with various initiatives and funding streams. The metrics focus on six critical points in students’ journeys, with the specific metrics within each point vary based on the students’ journey: 1) Successful Enrollment 2) Learning Progress 3) Momentum 4) Success 5) Employment 6) Earnings California Community Colleges Chancellor’s Office Digital Innovation and Infrastructure Division CCCCO has created, purchased, or licensed a large portfolio of employee and student-facing applications. These applications had been mostly created in silos, isolated from other applications used by employees and students. In order to increase student engagement and success, KAIP has worked to integrate the various systems and user interactions together, supporting a seamless student experience and increasing workforce participation. We provide strategic planning support in close collaboration with DII leadership. We help facilitate partnership and collaboration among various application teams, data owners, business champions, educational leaders, and the Chancellor’s Office to bring about the necessary integration, to identify and fill the gaps in services, and to identify and remove barriers that may exist in current systems and services offerings. Our support to CCCCO DII Division shows our ability to:  Update the San Luis Obispo Police Department’s Vision, Mission, and Values (Strategic Plan Component #1, RFP Section B. Scope of Services, p. 1). We have collaborated with leadership in strategic planning sessions to define DII’s vision, mission, and values. In particular, we have helped define, articulate, and execute a strategy and direction built around five guiding principles in alignment. We help DII manage its project portfolio, prioritizing projects that best support these principles: 1. Data-Driven Decision Making. On the Statewide Technology Evaluation Process Success (STEPS) initiative, we engage community college staff statewide. We help colleges leaders evaluate their student-facing solutions through student- centered qualitative analysis. We provide processes and tools to execute data- driven decision making, such as processes to guide qualitative evaluation of new technology acquisitions with regard to business value, complexity, and severity of change (Figure 2, p. 11). KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 10 2. Business Driven Technology Services. We develop Key Performance Indicators (KPIs) and student success metrics. We help DII leaders draw on this performance data to set strategic priorities for the DII project portfolio. 3. Operational Efficiency. Relevant project efforts we have supported include data lake and data warehouse efforts to help CCCCO break down information siloes, yielding more efficient and less redundant processes. 4. Enterprise Maturity. Relevant projects include establishing a unified Enterprise Resource Planning product and efforts to better streamline and integrate the student-facing application portfolio across the state. 5. Serving the System. We help DII align efforts with the CCCCO Vision for Success through efforts such as Guided Pathways, a student-centered equity strategy that “aligns with the system’s Vision for Success to increase the number of students earning community college credentials and close equity gaps.”4  Facilitate community engagement, increasing outreach and community buy-in throughout the planning process (Strategic Plan Component #2). We promoted Vision for Success and Guided Pathways strategic goals by developing targeted communications and stakeholder management for application teams, data owners, business champions, educational leaders, and the Chancellor’s Office. For example, under the STEPS initiative, we helped 116 colleges across the state adopt and take of a Customer Experience rubric to assess student outcomes and Diversity, Equity, and Inclusion (DEI) targets. 4 Foundation for California Community Colleges. “California Community Colleges Launches Second Phase of Guided Pathways Project.” Foundation for California Community Colleges, 2022. Accessed November 28, 2022. https://foundationccc.org/News-Room/News-Archives/2020-Archive/California- Community-Colleges-Launches-Second-Phase-of-Guided-Pathways-Project KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 11 Figure 2. Data-Driven Decision Making Process from STEPS Initiative KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 12 e. Resume: Elizabeth Long PROJECT ROLE Elizabeth Long holds responsibility for all services and deliverables described below under Work Program, Services and Deliverables Provided (p. 27). She will conduct all activities to plan, develop, conduct, and evaluate the Department’s Strategic Planning Retreat. Based on engagement with Department staff and discoveries from the Strategic Planning Retreat, she will develop and deliver a strategic plan that fulfills all five components of the Strategic Plan (B. Scope of Work, p. 1). SUMMARY Ms. Long is a Prosci® certified Executive Consultant with 20+ years of experience in training, organizational change management, communications, and business process analysis. Ms. Long’s experience includes lead roles for large-scale public sector technology projects in the State of California. She has been responsible for training program design, development, and execution in support of new system implementation to large, diverse, and geographically distributed end- user groups. Ms. Long has developed a wide range of project documentation, including training plans, organizational change plans, business process modeling, presentations, process assessments and a wide range of end-user surveys. She has strong skills in relationship building at client executive and staff levels, and business and technical user groups and is a collaborative team member. AREAS OF EXPERTISE • Change Analysis • Business Process Improvement • Role-based Communication • Project & Strategic Planning • Policy & Procedure Development • Training Development & Delivery • Organizational Restructuring • Critical Thinking & Problem Solving • Coaching / Mentoring PROJECT EXPERIENCE KAI Partners, Inc. Roseville, CA Service Delivery Lead 08/2014 - Present • Delivering monthly Plan-to-Actual Financial reports to the Delivery Director • Holding herself to the highest level of professionalism as per KAI Partners standards and ethics • Tracking team performance and health • Identifying delivery training needs of their teams • Mentoring junior staff and delivering continuous learning to fellow Sr. Managers/Account Leads • Writing SOWs for the Client with the Delivery Director, COO, and Executive Team California Community Colleges Chancellor’s Office Multiple Technical Projects and a Grant Project Organizational Change Management (OCM) and Project Manager 08/2020 – Present • Oversee/Manage Project Management and Organizational Change Management activities on four technical projects • Directly responsible for the development and execution of Project Management and Organizational Change Management activities and deliverables including communications, training, and business process on one technical project • Directly responsible for the development and execution of Project Management activities and deliverables on one Grant project. California Department of Public Health (CDPH) Office of AIDS and STD Branch Integration Project Organizational Change Management (OCM) and Project Manager 12/2019 – 07/2020 • Developed project plan and timeline for Integration of Office of AIDS and Sexually Transmitted Diseases Branch • Established and facilitated governance and integration project teams • Developed and delivered project communications • Created toolkit to support As-Is and To-Be business process work KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 13 • Conducted analysis for the integrated service model Division of Oil Gas and Geothermal Resources (DOGGR) WellSTAR Project Organizational Change Management Lead 08/2016 – 12/2019 • Managed development and delivery of WellSTAR training • Managed training logistics • Monitored and reported on all OCM activities • Developed project communication strategy • Developed and delivered project communications • Developed and implemented OCM strategy • Developed and managed stakeholder management plan • Conducted stakeholder analysis • Developed and deployed Change Readiness surveys, analyzed results and made recommendations to state partners regarding tactics to address survey feedback • Developed and deployed User Adoption surveys, analyzed results and made recommendations to state partners regarding tactics to address survey feedback • Developed and deployed other surveys as needed • Facilitated project education activities for internal and external stakeholders • Facilitated OCM knowledge transition activities with state partners • Applied knowledge of Change Management Strategies when working with DOGGR business partners • Managed development of As-Is and To-Be Business Processes State of California, Department of Health Care Services CA-MMIS Division Transition Support Team Training Lead 08/2014 – 07/2017 • Served as a liaison for training and transition between the state and its fiscal intermediary, Xerox • Met with Department of Health Care Services’ divisions to collect, document, and analyze existing As-Is business processes using the Business Process Modeling 2.0 standard • Lead the change impact assessment and business process gap analysis for the Systems of Care Division (SCD) for Release 2.0 of Health Enterprise • Developed To-Be business processes in support of the implementation of the MedCompass commercial-off-the- shelf product • Facilitated requirements gathering and refinement for SCD and MedCompass implementation • Co-Managed the completion of training design, development, delivery and logistics • Facilitated review and approval of training materials and project communications to both internal and external stakeholders • Facilitated transition activities with state partners • Monitored and reported on training and business process analysis activities • Analyzed Business Processes, identified gaps and support development of mitigation strategies • Applied knowledge of Change Management Strategies when working with DHCS programs areas of responsibility State of California, Franchise Tax Board (FTB) Enterprise Data Revenue (EDR) Project Training Manager 05/2013 – 08/2014 • Provided direction and oversight to the EDR training efforts • Responsible for the overall design, development, and implementation of the training deliverables and work products, as well as the execution of the training activities • Provided oversight and manage the execution of the training team’s daily activities • Led the design of the training environment, training materials, and supporting work products with engagement and approval from key FTB stakeholders • Monitored training delivery and facilitated issue resolution, when necessary • Participated in the planning and delivery of the training dry run and training for trainers • Facilitated the design and development of the course evaluations; reviewed training evaluations, recommended improvement actions, and monitored implementation opportunities KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 14 State of California, State Controller’s Office (SCO) MyCalPays ERP Project Deployment/Training Lead 05/2012 – 05/2013 • Provided training for data collection into a conversion tool, Cransoft; facilitated working sessions and made site visits in support of conversion planning • Assessed organizational and business process impacts of the new system • Researched and developed training fact sheets with necessary data to manage the implementation for each department • Developed employee communication, including department specific plans • Monitored and reported on all system training activities • Identified outstanding project questions, risks, successes for department HR management • Assessed technical readiness and ability to test the SAP ERP functionality • Facilitated post-load validation sessions with assigned departments • Performed role mapping to the new system • Performed initial interface testing State of California Department of Corrections and Rehabilitation (CDCR) Statewide Offender Management System (SOMS) Change Management 06/2010 – 05/2012 The SOMS project consolidated more than 40 aging systems, existing records, and manual paper processes into a new offender management and electronic file management system. Ms. Long served as Change Management Specialist. Responsibilities include: • Engaged with key stakeholders to develop key messages for training, communications, and additional change tactics at the project level • Developed Change Readiness assessments, compiled data, and presented results to staff and management • Developed Change Plans for each release of SOMS functionality • Conducted stakeholder identification and impact analysis for each functional release • Utilized Prosci® ADKAR change management methodologies • Helped recommend and develop organizational change management tactics to help transition from the current state to the new state • Developed a checklist for deployment, communications, site visits, and educational presentations as well as supporting the deployment of SOMS to men’s institutions statewide • Supported the Pleasant Valley State Prison by running an on-site command center for the Intake/Movements/Counts program implementation • Supported SOMS deployment system-wide Vision Services Plan Global (VSP) Sacramento, CA Training / Change Manager 05/1998 – 06/2010 • Diagnosed the Leave of Absence process in the HR Service Center six months after implementation to help the VP of Human Resources determine if the endeavor was cost effective; the data collected and presented to the client helped identify the need to develop and document processes, define roles and responsibilities and develop Key Performance Indicators (KPI) before a determination of cost effectiveness could be made. • Served in a Change Management role on VSP Global’s SAP implementation º Developed Change Readiness questionnaire and conducted a formal assessment using an on-line survey tool (Survey Monkey) º Conducted information gathering sessions to develop key messages for training, communications and additional change tactics at the project level º Compiled data and presented results using histograms to the Steering committee and Stakeholder group º Conducted impact analysis on blueprint documents for the Human Capital Management module of SAP º Developed an Employee Resource Planning (ERP) project Change Plan. (SAP implementation) • Partnered with external vendor, Hay Group, to deploy an Employee Engagement Survey to all 5,000 employees in the organization KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 15 • Contributed to the implementation of Employee Resource Groups (ERG’s) at VSP Global º Engaged key stakeholders to gain buy in and top down support º Organized and facilitated roundtable discussions with internal and external organizations to gather information on best practices and lessons learned when implementing ERG’s º Partnered with the Diversity Workforce team and Diversity Leadership team to develop ERG applications and guidelines º Developed an on-line survey to gather information from employees regarding groups of interest and identify potential group leaders • Supported VSP Global’s benefit re-design project which aligned benefits for the entire organization including newly acquired Eyewear Company and Labs º Identified key stakeholders º Gathered information from and drafted a Change Plan with recommended tactics to implement the change, one of which was building a Frame Room for employees • Supported Member Benefit Summary project; this project outsourced the production of the Member Benefits Summary to an external vendor º Facilitated sessions for stakeholder identification and to identify potential impacts • Developed a questionnaire and conducted an informal Change Readiness Assessment by interviewing key stakeholders • Training: o Designed and developed training for Client Relationship Management (CRM), implementation of Siebel to the Sales Division o Responsible for training program design, development and delivery in Client Services Division o Designed and developed training materials in support of the company-wide phone project for new enhancements; ViewMail and MeetingPlace Express • E-learning: o Designed an e-learning to support company-wide initiative for VSP’s Supply Chain program o Developed e-learning “Sneak Peaks” as change management tactics for the Integrated Client Management (ICM) Siebel implementation o Developed e-learning training for an internal application, Livelink, for three lines of business • Project Management and Analysis: o Project managed the implementation of an on-site frame room with over 300 frames, including the construction, inventory development, custom designed furnishings and marketing pieces o Developed roles and responsibilities matrix for Leave of Absence process MCI Communications Sacramento, CA Training Specialist 1987 – 1994 • Corporate Training Analysis. Design, Development, Delivery and Evaluation • Managed New Hire Training for over 200 new hires • Accountable for ongoing training for existing employees • Accountable for training soft skills and technical skills • Accountable for team’s sales goals • Accountable for traveling to other sales offices to conduct train-the-trainer sessions EDUCATION & CERTIFICATIONS • Prosci® Change Management Certification • Vignettes for Training, Blended Online and Classroom Certification • Langevine Learning Center, Developing Effective E-learning Certification • Myers Briggs Facilitator • Landmark Education: Forum, and Advanced Course and Relationship Seminars • Critical Thinking for Individuals • Agile Project Methodology: Agile 101, User Stories, Gathering Requirements • SAP Basic Training KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 16 f. Standard hourly billing rates for the assigned staff, including any sub- consultants. Position Assigned Staff Hourly Rate Lead Strategic Consultant Elizabeth Long $155 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 17 g. Statement and explanation of any instances where your firm or sub-consultant has been removed from a project or disqualified from proposing on a project. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Qualifications 18 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 19 WORK PROGRAM Since our founding in 2003, KAIP has worked to help complex organizations develop and execute strategies to achieve positive change. Our strategy development approach emphasizes:  A clear vision supported by a set of high-level strategic goals that may be pursued over the long term (e.g. five year) through multiple projects, programs, or policy initiatives.  Systematic communication approach based on a communication and stakeholder engagement plan. Our communications approach emphasizes: o Customer-focused information gathering that addresses each stakeholder’s needs, supplemented by rigorous stakeholder identification and analysis so that intersecting and competing needs can be identified. o Precise definition of objectives and associated required actions so that responsible Department staff know how to pursue strategic goals o Increased motivation to embrace the needed changes by clearly communicating a common strategic vision.  KPI and metrics that are tied to strategic goals, objectives, and desired stakeholder outcome — ensuring that the execution of Departmental strategy remains attentive and responsive to the needs of the public and other city staff.  Informed leadership for policy initiatives. Drawing on our stakeholder engagement plan, we determine who is affected by strategic plan implementation; who is responsible for operationalizing the change; and who is responsible for directing and evaluating the change. Often, implementation of new policies is hindered by a failure to understand the ramifications among these different groups. We will capture data and facilitate communications so that Department leadership understands the interdependencies and full complexity of the change. h. Detailed description of approach to completing the work. To deliver an effective strategic plan to the Department, we offer an expert delivery service lead in Elizabeth Long. KAIP anticipates completing work over five phases, with an estimated total duration of 22 weeks (approximately 5.5 months). Ms. Long will complete the first three phases under the City’s $60k budget, with the option to complete the final two phases at a price to be negotiated. The five phases are as follows: 1) Discovery Phase (Weeks 1 – 12; completed within the $60k budget) 2) Planning Phase (Weeks 9 – 12; completed within the $60k budget) 3) Strategic Planning Retreat (Week 13; completed within the $60k budget) 4) Analysis Phase (Weeks 14 – 16; to be negotiated) 5) Development Phase (Weeks 17 – 22; to be negotiated) 1) Discovery Phase The primary purpose of the Discovery Phase is to build an understanding of the Department organizational culture and environment. This understanding will help us to develop a strategic planning retreat — and ultimately a strategic plan — that meets the needs of Department internal and external stakeholders. The Discovery Phase also helps us develop familiarity and rapport with Department stakeholders. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 20 Week 1 Kick Off. On day one, we will engage Department leadership to ask questions and learn more about the vision for the strategic planning retreat. We will validate assumptions, ask questions, and clarify roles and responsibilities for KAIP and for the Department. By the end of the first week, we will deliver a project plan to include:  Project objectives, key stakeholders, scope refinements, constraints, risks.  Project management plan, schedule, resources, and reporting. Key Leadership and Stakeholders. Over the course of the first week, we will identify Department leaders and stakeholders to engage during our preparatory research. We will create a Stakeholder Register to identify stakeholders, communication and scheduling requirements, and stake or interest in the strategic planning process. The register will also identify all strategic planning retreat invitees. Determine Time and Venue. Factoring in scheduling constraints, the number of attendees, needed accommodations, and the preferred timeline of Departmental leadership, we will determine a time and appropriate venue for the retreat. We will provide invitations to attendees with a description of the event that highlights the Objective Statement and that outlines planned activities. Weeks 2 - 12 Research. We will begin with a review of the current strategic plan. We will then engage Department and city staff to understand how the current strategy translates to the Department organizational culture, knowledge, procedures, and processes. Using a variety of tools and methods, including focus groups, interviews, and surveys, we will gather input on challenges, successes, risks, and opportunities stemming from efforts to implement the current plan. We will assess the level of knowledge of the current plan, acceptance of its vision and values, and desire and ability to support its objectives. Finally, with the help of Department and city staff, we will conduct outreach to the broader community to understand their needs, desired outcomes, and the impact of the current strategy. Outcomes of outreach and research include:  Understanding of the degree to which Department staff are aware of current strategy.  Understanding of the degree of support for current strategy.  Lessons learned that can be applied to the present strategic planning effort. Week 4 As-Is Environment. Following on our research and engagement with Department stakeholders, we will conduct an analysis of Political, Economic, Sociological, Technological, Legal and Environmental (PESTLE) factors. The PESTLE analysis allows us to characterize the Department’s as-is environment in a systematic way. To spread awareness of the event and to maximize attendance, we recommend scheduling the retreat and sending invites as early as possible. Outreach to city staff and the community may require additional time. Research activities may continue into the Planning Phase (Weeks 5 – 8). KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 21 2) Planning Phase The primary purpose of the Planning Phase is to plan logistics and develop content for the strategic planning retreat. Week 9 Determining Outcomes. With research and discovery substantially completed, we will engage with Department leadership to identify outcomes for the Strategic Planning Retreat. Such outcomes may include definition of a new vision statement, clarification of the Department mission, introduction of new strategic goals, or innovation of new ideas to pursue existing strategic goals. We will develop a concise Objective Statement that conveys the importance and purpose of the retreat. Weeks 9 – 11 Curating Content. To ensure a consistently engaging and substantive experience for attendees, we will develop detailed content that covers a wide variety of activities. Content may include:  Ice breaker activities.  Brainstorming session focused on vision, mission, and goals.  Journey mapping focused on Department staff experience.  Discussion of brand identity.  Break out sessions focused on needs of specific Department units. We will consider the impact of strategic implementation, relevant KPI and metrics, and opportunities to increase alignment with Department strategy.  Live polls to engage the audience in real time.  Individually completed surveys to provide immediate feedback at the conclusion of the event.  Guest speakers from the department or the broader stakeholder community. We will develop and distribute a schedule for the retreat that provides a timeline of activities and identifies event planners, facilitators, and speakers. Event Planning. We will develop a plan covering all event logistics. Considerations include venue capacity, supplies (such as paper, markers, and ice breaker props), technology, and food and drink. Week 12 Finalize Plans. We will meet with Department leadership to review the retreat plan and selected content. We will solicit feedback and make revisions as needed to obtain Department approval. 3) Strategic Planning Retreat The primary purposes of the Strategic Planning Retreat are to:  Develop strategic insights collaboratively, engaging personnel from across the Department.  Understand the probable impacts of implementing strategy for participating stakeholders.  Understand how different business units can share information and collaborate to advance strategic goals.  Increase awareness and encourage communication about strategic goals. Week 13 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 22 Event Preparation. Our Lead Consultant and support staff will prepare the venue, rehearse activities to ensure the retreat stays on schedule, and ensure audio visual equipment is in order. Event Facilitation. Our Lead Consultant will manage the event. She will deliver content, lead discussions, and introduce speakers and activities. Two KAIP support staff will provide additional assistance:  Scribe. The scribe will ensure the insights and input of Department staff are captured accurately and in detail  Event Runner. The event runner will ensure the retreat runs smoothly and manage any logistical or technological issues that emerge. 4) Analysis Phase (contingent on pricing negotiations) The primary purposes of the analysis phase are to consolidate outcomes of the strategic planning retreat and to understand the impacts of strategic plan implementation. Weeks 14 - 16 Retreat Report and Analysis. Following the retreat, we will generate and submit to Department leadership a comprehensive report that:  Summarizes the retreat, including a description of activities, list of attendees, and high-level outcomes.  Lists and describes all identified strategic goals.  Justifies strategic goals with respect to the Department’s mission, vision, and values.  Identifies the most critical strategic goals for stakeholders, including the public, policy makers, and Department staff.  Provides a list of actions for each goal with assigned roles and responsibilities.  Describes anticipated impacts of strategic implementation on communications, business processes, and policies and procedures. SWOT Analysis. We will conduct an analysis of Strengths, Weaknesses, Opportunities, and Threats (SWOT) analysis with respect to strategic goals. The SWOT analysis will supplement the discussion of anticipated impacts included in the retreat report, helping Department leadership set priorities and manage risk during strategic plan implementation. Week 16 Follow On Meetings and Review Sessions. We will meet with Department leadership to review the event report. To prepare for strategic plan development, we will review and discuss possible mission and vision statements. Based on the factors considered above — i.e., relative importance, impact on stakeholders, and required actions — we will help the Department select goals and define associated objectives (i.e., shorter term achievements that may be the focus of a single project or belong to a specific business unit within the Department). Determining the feasibility, benefits, and risks of pursuing strategic goals may require additional preparation. During our review session, we will determine whether additional assessments (for example, change readiness assessments or change impact assessments) are advisable. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 23 5) Development Phase (contingent on pricing negotiations) The development phase is devoted to drafting, revising, and finalizing the Department’s strategic plan. Week 17 Draft Plan. We will compose the draft plan to meet the components identified in the RFP. It will:  Update the Department’s vision, mission, and values (Strategic Plan Component #1, RFP Section B. Scope of Services, p. 1).  Reflect Department and community engagement and associated input gathered during the Discovery Phase (Strategic Plan Components #2 and #3).  Identify the best date and scope for a future staffing assessment (Strategic Plan Components #4).  Uphold high standards for simplicity, accessibility, ease of use, and visual design (Strategic Plan Components #5). Week 18 – 19 Department Review. Following submission of the Draft Plan, Department leadership will have two weeks (or more if desired) to review the draft plan closely. During this time, our Lead Consultant will be available to answer questions or provide clarifications. At the conclusion of this two week period, we will facilitate a meeting to discuss the draft plan and solicit suggestions for revision. Week 20 Final Plan. We will submit a final draft of the plan and obtain approval from Department leadership. The final plan will include modular components and graphics that can be used for a variety of communications. For example, graphics highlighting top level strategic goals can be included on web pages, brochures, and in presentations to the public, such as public meetings in Week 21 – 22. Week 21 - 22 Public Meetings. We will lead one (1) to two (2) public meetings with the Council to present the strategic plan and increase awareness among city staff and constituents of goals, objectives, and expected benefits. i. Detailed schedule by task and sub-task for completing the work. Phase Task Timing Discovery Kick Off Week 1, Day 1 Complete stakeholder register Week 1 Determine strategic planning retreat time and venue. Week 1 Research: Current strategy review Weeks 2 - 4 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 24 Phase Task Timing Research: Stakeholder interviews, surveys, and focus groups Weeks 2 –12 PESTLE analysis Week 4 Planning Phase Determine retreat outcomes Week 9 Develop retreat content Weeks 9 - 11 Develop and finalize retreat plans Week 12 Strategic Planning Retreat Lead and facilitate event Week 13 Serve as event scribe Week 13 Manage event logistics Week 13 Analysis Phase Retreat Report and Analysis Weeks 14 - 16 SWOT Analysis Week 15 - 16 Conduct follow-on meetings and review sessions Week 16 Development Phase Submit draft plan Week 17 Assist Department during draft plan review Weeks 18 - 19 Revise plan and submit for final approval Week 20 Conduct public meetings to present and discuss its findings and recommendations. Week 21 - 22 j. Estimated hours for your staff in performing each phase and task of the work, including sub-consultants, so we can clearly see who will be doing what work, and how much time it will take. Phase Task Assigned Staff Est. Hours Discovery (150 hours) Kick Off Lead Consultant (Elizabeth Long) 2 Complete stakeholder register Lead Consultant (Elizabeth Long) 5 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 25 Phase Task Assigned Staff Est. Hours Determine strategic planning retreat time and venue. Lead Consultant (Elizabeth Long) 8 Research: Current strategy review Lead Consultant (Elizabeth Long) 25 Research: Stakeholder interviews, surveys, and focus groups Lead Consultant (Elizabeth Long) 90 PESTLE analysis Lead Consultant (Elizabeth Long) 20 Planning Phase (150 hours) Research (continued from Discovery Phase) Lead Consultant (Elizabeth Long) 50 Determine retreat outcomes Lead Consultant (Elizabeth Long) 20 Develop retreat content Lead Consultant (Elizabeth Long) 40 Develop and finalize retreat plans Lead Consultant (Elizabeth Long) 40 Strategic Planning Retreat (32 hours) Lead and facilitate event Lead Consultant (Elizabeth Long) 32 TOTAL HOURS (est.) 332 k. Detailed budget by task and sub-task for completing the work. Phase Task Price Discovery (Weeks 1 - 4) Kick Off $310 Complete stakeholder register $775 Determine strategic planning retreat time and venue. $1,240 Research: Current strategy review $3,875 Research: Stakeholder interviews, surveys, and focus groups $13,950 PESTLE analysis $3,100 KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 26 Phase Task Price Total Discovery Phase Price $23,250 Planning Phase (Weeks 5 - 12) Research (continued from Discovery Phase) $7,750 Determine retreat outcomes $3,100 Develop retreat content $6,200 Develop and finalize retreat plans $6,200 Total Planning Phase Price $23,250 Strategic Planning Retreat (Week 13) Lead and facilitate event $4,960 Total Strategic Planning Retreat Price $4,960 Analysis Phase (Week 14 - Retreat Report and Analysis SWOT Analysis Conduct follow-on meetings and review sessions Total Analysis Phase Price To Be Negotiated Development Phase Submit draft plan Assist Department during draft plan review Revise plan and submit for final approval Total Development Phase Price To Be Negotiated TOTAL PRICE $60,000 l. Services or data to be provided by the City. We assume the City shall provide:  Access to the current strategic plan.  Access to Department stakeholders, including other city staff and community members.  Frequent communications through the project to ensure tasks stay on schedule.  Participation in key meetings including: o Kick off (Week 1) o Meeting to determine retreat outcomes (Week 5) KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 27 o Meeting to review retreat plan (Week 12) o Retreat follow-on meetings and review sessions (Week 14 - 16) o Meeting to discuss draft strategic plan (Week 19) o One (1) or two (2) public meetings to present strategic plan  Review and acceptance of key deliverables. m. Services and deliverables provided by the Consultant(s). KAIP will provide all services described above in our detailed approach to completing the work (p. 19 - 23). Key deliverables include, by Phase: Phase Deliverables Discovery  Kick off meeting agenda and minutes  Stakeholder register  PESTLE analysis Planning Phase  Research results: interview notes, focus group notes, and surveys  Retreat outcomes  Retreat content  Retreat event plan Strategic Planning Retreat  Event notes Analysis Phase (contingent on pricing negotiations)  Retreat report and analysis  SWOT Analysis  Follow-on meeting agenda and minutes Development Phase (contingent on pricing negotiations)  Draft plan  Final plan n. Any other information that would assist us in making this contract award decision. On strategic planning projects, the discovery process often reveals the need or opportunity for additional support focused in particular areas. For example, a community workshop may uncover issues with city services or ways to take advantage of new technology. Supplementary support may include:  Organizational Change Management (OCM)  Customer Experience (CX) and User Experience (UX) design  Policy and procedure development  Business process modeling and development. KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 28 To meet any need that arises for specialized support, we offer a deep bench of specialists with expertise in OCM, CX/UX, business analysis, and government policy and procedure Subject Matter Experts (SMEs). Additionally, KAIP is confident we can deliver all services requested by the City, with a budget adjustment. Given the $60k ceiling, we can offer the services of our lead consultant in completing Phases 1-3 (Discovery, Planning, and Strategic Planning Retreat). However, we feel the City and Department would greatly benefit from Phases 4 and 5 (Analysis and Development), which KAIP is ready to provide contingent on budget adjustments. o. Description of assumptions critical to development of the response which may impact cost or scope. Our response assumes continual collaboration between KAIP and Department project leadership. We assume that the Department will facilitate communications with key stakeholders as needed and that stakeholders will be available within a reasonable time period (generally, within two weeks). KAI Partners December 7, 2022 City of San Luis Obispo Strategic Planning Services Proposal to RFP Work Program 29