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HomeMy WebLinkAboutItem 6a. 2022-23 Storms After-Action Report & Post-Incident Action Plan Item 6a Department: Fire Cost Center: 8599 – Emergency Management For Agenda of: 8/15/2023 Placement: Business Estimated Time: 30 minutes FROM: Todd Tuggle, Fire Chief Prepared By: James Blattler, Emergency Manager SUBJECT: 2022-23 STORMS AFTER-ACTION REPORT AND POST-INCIDENT ACTION PLAN RECOMMENDATION Receive and file the 2022-2023 Storms After-Action Report and Post-Incident Improvement Plan. POLICY CONTEXT Per California Code of Regulations, Title 19, § 2450, any city, city and county, or county declaring a local emergency for which the governor proclaims a state of emergency, and any state agency responding to that emergency shall complete and transmit an after- action report to Cal OES. DISCUSSION In addition to California Code of Regulations requirements, it is best practice within emergency management to complete an after-action report and associated improvement plan with every Emergency Operations Center (EOC) activation. This allows for both successes and challenges to be highlighted and evaluated, which can either be continued or improved for future activations. The City of San Luis Obispo 2022-23 Storm After- Action Report & Post-Incident Improvement Plan (Attachment A) was completed in June 2023 and transmitted to Cal OES, as required, and to the San Luis Obispo County Office of Emergency Services, who act as the county’s operational area coordinator. This report and plan are specific to the late December and January storms. A separate report will be created for the late February and March storms at a future date. Background The after-action report and improvement plan were developed to capture City response actions and identify preparedness, response, and recovery actions to improve the City’s ability to manage future flood events and EOC activations. The report and improvement plan are not intended to judge success or failures , but rather to identify and assess processes that can be improved for future emergencies. Page 227 of 261 Item 6b The report and improvement plan were developed internally by the City’s Emergency Management Division under the Fire Department through the collection of internal and external feedback and observations provided through a variety of methods. The feedback collection process began in mid-January to ensure key events and observations were not lost due to time. Feedback was collected through individual conversations, department - compiled reports, emails, a City-wide survey, partner agency outreach, and a comprehensive debrief with the City’s leadership team held on April 25, 2023. The information provided through the report and improvement plan are not intended to include specific field-level actions, but rather high-level incident management and activities through the City’s EOC and Public Works Department Operations Center (DOC). Department-specific field after-action reviews were recommended to be completed internally by all departments. After-Action Report Highlights Overall, the feedback and observed activity showed that the City was effective in responding to and managing the impacts related to the series of winter storms encountered between the incident period of December 27, 2022, to January 31, 2023. Much of this success can likely be attributed to City investments in an effective policy and operational structure and support of training and investment into preparedness activities leading up to the incident period, recent experience managing the COVID-19 emergency, and inter-agency relationships. Council’s coordination with operational staff in highlighting key information and timely relaying community concerns was also critical. While the report highlights these successes, many areas of improvement were identified, which will improve the City’s performance during future events. The primary areas of improvement identified included communications, facilities, technology, and planning processes. Post-Incident Improvement Plan While the goal of the after-action report is to identify the successes and challenges that occurred during the incident, the improvement plan is used to create actions items out of the report’s findings. The improvement plan will be used to assist staff in planning, executing, and tracking action items moving forward. Each item was assigned a delivery timeframe, resource needs and priority level. Out of the 27 action items in the improvement plan, eight (8) were identified as high priority, fifteen (15) as medium priority, and four (4) as low priority. While most of the items only require staff time, some may require operating budget dollars, or capital improvement funding. Any action items that require funding outside of the City’s appropriated operating budgets will be added for consideration for future budgets or through external funding opportunities , such as grants. Previous Council or Advisory Body Action On January 10, 2023 City Council confirmed approval of the Emergency Services Director’s proclamation of existence of a local emergency issued on January 9, 2023. Page 228 of 261 Item 6b Public Engagement This item is on the agenda for the August 15, 2023, City Council meeting and will follow all required postings and notifications. The public will have an opportunity to comment on this item at or before the meeting. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the action does not constitute a “Project” under CEQA Guidelines Sec. 15378. FISCAL IMPACT Budgeted: No Budget Year: 2022-23 Funding Identified: No Fiscal Analysis: Funding Sources Total Budget Available Current Funding Request Remaining Balance Annual Ongoing Cost General Fund $ $0 $ $ State Federal Fees Other: Total $ $0 $ $ There are no financial impacts associated with the recommendation to receive and file the report and improvement plan. Any costs associated with implementing the improvement plan will fall under currently appropriated operating budgets or put for council consideration for future budget or grant opportunities. ALTERNATIVES Council could decide not to receive and file the 2022-2023 Storms After-Action Report and Post-Incident Improvement Plan. This action is not recommended by staff because the report and improvement plan codify important learning lessons for current and future staff and are used to enhance the City’s ability to prepare for, respond to, and recover from future emergencies and disasters. ATTACHMENTS A - 2022-2023 Storms After-Action Report and Post-Incident Improvement Plan Page 229 of 261 Page 230 of 261 CITY OF SAN LUIS OBISPO 2022-23 STORMS AFTER -ACTION REPORT & POST -INCIDENT IMPROVEMENT PLAN FEMA -4683-DR-CA / CDAA 2023 -01 INCIDENT PERIOD: DECEMBER 27, 2022 - JANAUARY 31, 2023 Derek Johnson City Manager / Emergency Services Director Todd Tuggle Fire Chief James Blattler Emergency Manager Page 231 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 2 of 31 CONTENTS I. Executive Summary ............................................................................................................................................... 3 Report and Action Plan Summary .............................................................................................................................. 3 Report Highlights ....................................................................................................................................................... 3 II.Report development process & report limitations ............................................................................................... 5 Feedback Process ...................................................................................................................................................... 5 Report Methodology ................................................................................................................................................. 5 Report & improvement Plan Limitations ................................................................................................................... 5 III.Summary of Events & Response Activities ............................................................................................................ 6 Weather and Incident Summary ................................................................................................................................ 6 Response Activities Summary .................................................................................................................................... 7 Activated Emergency Plans & Procedures ............................................................................................................... 11 Recovery Activites To Date ...................................................................................................................................... 12 IV.Strengths and Challenges Assessment ................................................................................................................ 13 Emergency Operations Center (EOC) ....................................................................................................................... 13 Public Works Department Operations Center (DOC) .............................................................................................. 15 Internal and External Communications ................................................................................................................... 16 External Agency Coordination ................................................................................................................................. 18 Relevent Plans ......................................................................................................................................................... 20 Training .................................................................................................................................................................... 22 Recovery .................................................................................................................................................................. 22 Incident-Specific Actions ......................................................................................................................................... 23 V. Application of the Standardized Emergency Management System (SEMS) & National Incident Management System (NIMS) ............................................................................................................................................................. 25 California Standardized Emergency Management System (SEMS) ......................................................................... 25 National Incident Management System .................................................................................................................. 25 VI.Report Conclusion ............................................................................................................................................... 27 VII.Post-Incident improvement Plan ........................................................................................................................ 28 VIII.Report References & Resources ......................................................................................................................... 31 Acronyms ................................................................................................................................................................. 31 Referenced and supporting resources ..................................................................................................................... 31 Page 232 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 3 of 31 I. EXECUTIVE S UMMARY REPORT AND ACTION PLAN SUMMARY The City of San Luis Obispo 2022-23 Storm After-Action Report & Post-Incident Improvement Plan have been developed to capture city response actions and identify preparedness, response, and recovery actions to improve the City’s ability to manage future flood events and Emergency Operations Center (EOC) activations. The Report and Improvement Plan are not intended to judge success or failures but rather identify and assess processes that can be improved for future emergencies. The Report and Improvement Plan were developed internally by the City’s Emergency Management Division under the Fire Department through the collection of internal and external feedback and observations provided to the Emergency Manager through a variety of methods and mediums. REPORT HIGHLIGHTS Overall, the feedback and observed activity showed that the city was effective in responding to and managing the impacts related to the series of winter storms encountered between December 27, 2022, and January 31, 2023. Much of this success can likely be attributed to (1) the City’s top-leadership support of training and investment into preparedness activities leading up to the incident period, (2) recent experience managing the COVID-19 emergency, and (3) inter-agency relationships. While this report highlights these successes, many areas of improvement were identified, which will improve the City’s performance during future events. The primary areas of improvement identified included communications, facilities, technology, and planning processes. • Internal communications improvements likely would have resulted in more timely and complete external communications, increased support to the Public Works Department Operation Center (DOC), and overall improved efficiency within the Emergency Operations Center and general City operations. • The Emergency Operations Center (EOC) has both space and technology limitations that impacted operational efficiencies. While the space challenges are more difficult to overcome in the short term, leveraging existing City software platforms can help alleviate some current limitations. • Earlier integrations of a Geospatial Information Systems (GIS) specialist into the DOC would have likely improved the EOC’s situational status awareness and the external facing City website dashboard featuring road closures and storm impacts. • The relocation of the DOC from the Corporation Yard to the Ludwick Center caused some operational impacts. • Overall, partner agency feedback was very positive with potential improvements in the accessibility of current road closure and storm impact information. Page 233 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 4 of 31 • Proactive early alerting and outreach to homeless community members living in and near the creeks potentially saved lives. • Strengthening the connection between pre-planned shelter locations, the city, Red Cross, and County OES likely would have resulted in faster activation of shelters for evacuees. • Improved floodgate program awareness and outreach efforts can improve the number of floodgate deployments for future events. • The City highly relied upon non-profits to meet sheltering needs of unhoused community members. • Rapidly conducting initial damage estimates utilizing mobile GIS technology assisted in the recovery efforts of both public and individual needs, however earlier integration and review of senior engineering staff may have improved the accuracy of damage estimates which increased over time. Page 234 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 5 of 31 II. R EPORT DEVELOPMENT PROCESS & REPORT LIMITATIONS F EEDBACK P ROCESS Internal and external feedback used to inform this report was gathered through a variety of methods. The feedback collection process began in mid-January to ensure key events and observations were not lost due to time. Feedback was collected through individual conversations, department-compiled reports, emails, a City-wide survey, partner agency outreach, and a comprehensive debrief with the City’s leadership team that was held on April 25, 2023. R EPORT M ETHODOLOGY The information provided through this report and subsequent action plan are not intended to include specific field-level actions, but rather high-level incident management and activities through the City’s Emergency Operations Center and Public Works Department Operations Center. Department-specific field after-action reviews were recommended to be completed internally by all departments. R EPORT & IMPROVEMENT P LAN L IMITATIONS While a comprehensive attempt was made to gather feedback from both internal and external stakeholders, it is inherent that not all useful feedback was gathered through the input process. Without a complete evaluation from all response personnel and cooperating partner agencies, the report has limitations in its ability to identify all areas of success and challenges. Additionally, not all incident-related improvements will have been captured by this report as City staff members made quick, individual adaptations during their response. It is also expected that additional challenges and resource restrictions will be encountered while implementing the Post-Incident Improvement Plan recommendations. Staff will work to identify and overcome these challenges within the available resources and leverage available external resources to complete the Improvement Plan as they become available. Page 235 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 6 of 31 III. S UMMARY OF E VENTS & R ESPONSE A CTIVITIES W EATHER AND I NCIDENT S UMMARY A series of winter storms that occurred between the period of December 27, 2022, and January 31, 2023, resulted in significant flooding and other storm-related impacts City-wide. These impacts peaked on January 9th when parts of San Luis Obispo received over 6” of rain over 24-hours, most of which fell within the first 12 hours of the day. The impacts of this rainfall were exacerbated by previous rain events during the period, which oversaturated the ground and led to widespread flooding. Estimated to be a 25-year flood event and was the worst flooding observed in San Luis Obispo since the winters of 1995 and 1998. High winds with the winter storms also created impacts due to downed trees which fell on the City rights- of-way, private property, and into the creek system. Creek flows transported debris to collection points such as culverts and bridges and resulted in blockages at various points throughout the city. This section summarizes the four distinct weather periods and resulting impacts during the entire incident period between December 27 and January 31. RAIN AND CREEK LEVEL DATA Rainfall increment and accumulation, and creek level data were pulled from the County of San Luis Obispo Public Works Department Water Resources Division website. The rainfall totals referenced below are an average between the three local rain gauge monitoring sites, (1) the “Gas Company” near Broad St. and Industrial Way, (2) “Camp San Luis” located North of the city limits, and “SLO Reservoir – P” located North of Highway 101, Northeast of the City limits. The creek levels mentioned in this report will use two locations of reference, the “Marsh Street Bridge” near the intersection of Marsh St and S Higuera St. and “Madonna Road” where laguna lake outflows into Prefumo Creek underneath Madonna Rd. While flooding was observed in many locations throughout the city, these are the primary areas where flooding most significantly impacted residents and businesses. DECEMBER 27 – JANUARY 7 Over the 12-days between December 27 and January 8 parts of San Luis Obispo received over 6” of rain that was delivered over a series of storms. While the creek systems were able to convey the amount of rainfall during this period without reaching flood stages, this recurring rainfall led to significant ground saturation leading up to the January 9 weather event. Additionally, these series of storms also brought high winds which resulted in fallen trees throughout the city. The Marsh St. sensor reached “Full Storm Flow Stage” on December 31 and January 4, but did not reach the bottom of the bridge. The Madonna Rd. sensor peaked at approximately 3.6’ below the bottom of the bridge on these days as well. JANUARY 8 – 10 Between January 8th and 10th, San Luis Obispo received nearly 7” of rainfall, with the majority of this rain falling during the first 12 hours of January 9. The steady and heavy rainfall and high winds in the early Page 236 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 7 of 31 morning hours on January 9 led to most creek gauges reaching or exceeding flood stage between 5:15 AM and 6:15 AM. San Luis Obispo Creek under Marsh St. Bridge exceeded the roadway level after 5:30 AM and significant flooding was observed in the area along S. Higuera St., Parker St., and Beebee St. between Marsh St. and Madonna Rd by 6:00 AM. At the Madonna Rd. sensor, water levels peaked at approximately 4 PM on January 9. The areas most impacted by the heightened water levels at this point in the day were on the West side of Oceanaire Dr. Other areas that observed significant flooding included the areas of (1) Los Osos Valley Rd. and Calle Joaquin, (2) Tank Farm Rd. between S. Higuera St. and Broad St., and (3) Fiero Lane off of Broad St. NOTE: The Marsh St. sensor became damaged and was removed by San Luis Obispo County Public Works Staff at approximately 6:17 AM on January 9. JANUARY 11 – 16 A brief break in weather systems on January 11 and 12 allowed the creek levels to recede, which helped reduce the impacts associated with a significant weather system that delivered over 3” of rain between January 13 and 16. This system brought periods of heavy rainfall, which was most active on January 14. The creek systems were stressed during this event, however, only limited flooding occurred throughout the city. The Marsh St sensor was reinstalled on January 13 and registered San Luis Obispo Creek exceeding the bottom of the bridge on January 14 between 12:00 PM and 1:00 PM but later fell below the “Full Storm Flow Stage” by 3:45 PM that day. JANUARY 17 – 31 Limited rainfall was observed in San Luis Obispo between January 17 and 31. Nearly 0.5” fell during this period which was delivered between small weather systems on January 19th and 29th. R ESPONSE A CTIVITIES SUMMARY For the purposes of this report the City’s response activities have been divided up into three separate sections: (1) field operations, (2) emergency operations center, and (3) pre-EOC activation response activities. FIELD OPERATIONS Public Works: The City’s Public Works response team was active during the entire incident period from response to recovery efforts. The public works storm patrol was activated for a total of eight days with the Public Works Department Operations Center (DOC) supporting those efforts each day. Storm Patrol & Department Operations Center Active Days: December 27, 31, January 4, 5, 9, 10, 11, 14. During these active periods, the Public Works Department led the City’s effort to manage city-wide impacts including inspecting known flood sites, clearing rock guards, replenishing sand at the four sand- fill locations throughout the city, processing storm-related calls for service, rapid removal of debris and downed branches and trees in the city right-of-way, traffic control for road closures, removal of debris Page 237 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 8 of 31 from creeks that hindered water conveyance, inspected damage sites, and managed contract crews to augment the high service demand. While active, the storm patrol operated 24 hours/a day through day and night shifts. One particularly notable action taken by Public Works was the proactive closure of the Marsh St. / Highway 101 on and off ramps to allow for the closure of the Marsh St. Bridge at South Higuera. This action was first taken in advance of the January 14 storm. The closure allowed public works staff to partially remove bridge railings to reduce potential strainers for San Luis Obispo Creek flowing underneath and, install k-rail barriers to re-divert flood waters back into the creek channel. This location was the source of much of the flooding that impacted the South Higuera Corridor. After January 14 through the end of the incident period, the Public Works department activity was focused on recovery activities including debris and contractor management addressing both emergency and exigent needs that resulted from the storm and flooding. Utilities: The Utilities Department provided significant support to the public works storm response teams and department operations center, particularly during the January 9-14 period. Some of the highlights of the Utilities Department-specific response activities throughout the incident period include: • Utilities staff were initially assigned to storm patrol areas with Public Works Streets crews to monitor and identify flood-prone areas. As the incident period progressed, Utilities staff became more familiar with the storm patrol areas more were able to assume responsibility for field response from Public Works crews, affording them rest from the continuous work. • Crews utilized specialized Utilities equipment including hydro-excavating trucks with high ground clearance to clear drainage and remove mud and other debris. • The Chief Water Distribution Operator acted as a field coordinator for storm patrol and field response crews, provided City administration with a tour of affected areas, and later during the storm event moved to the DOC to supplement command staff with field response and communications. The Utilities Director aided in the DOC during the event, assisting the Public Works Director and City Administration. • Crews proactively serviced sewer facilities to improve the system’s ability to convey sewage to the Water Resource Recovery Facility (WRRF) and reduce the potential for overflows. • Staff located level monitoring devices in key, high-risk locations to monitor for potential spills. While the WRRF received the highest flows on record, the facility remained in compliance for the duration of the storms. The wastewater collection system had only one minor spill (<5,000 gallons) on 12/31/2022 related to grease accumulation in the downtown corridor. While other agencies in the region had numerous high-volume spills, no other spills were recorded in SLO, which is a testament to an effective pretreatment program and sewer preventative maintenance and active monitoring. Staff responded to a downed power line near the Calle Joaquin lift station, which resulted in flooding and pump failures, and kept the system operational with no spills. Crews were able to mitigate the damage to the control panels and keep the 250,000+ gallon per day station operational without issue. Page 238 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 9 of 31 • Crews proactively serviced stormwater facilities to improve the system’s ability to convey stormwater through the multiple storm events. • Staff coordinated dumpster drop-off locations in city limits for residents to dispose of their storm- generated debris from their homes and yards at no cost to residents. Over 19 tons (38,000 pounds) of materials were disposed of. Public Safety: Public safety teams participated in both proactive outreach and emergency response activities. The proactive activities are summarized in the “Pre-EOC Activation Response Activities” section below. During the early morning hours of January 9, the on-duty Fire Department Battalion Chief began patrolling the city to identify potential rain-related impacts. Between 6:00 and 6:30 AM the Battalion Chief identified rising creek waters approaching and exceeding flood levels and began to coordinate and assign resources to assist with potential rescues and evacuations that may be needed should waters continue to rise. The Fire Department identified two temporary refuge sites to send evacuees until conditions improved or a Red Cross shelter was established. These sites were at the Marigold Shopping Center at Broad St. and Tank Farm Rd. and the Foothill Plaza at Foothill Blvd. and Broad St . One Fire Inspector was sent to each location to help liaison with evacuees however no evacuees were identified at these temporary sites. To help manage the incident, Fire Incident Commander organized their response by splitting the city into two branches. Branch 1 covered areas North of South St. and Brach 2 covered areas to the South. On January 9th the fire department responded to a total of 55 calls for services including 3 swift water rescues, 12 medical emergencies, and a water evacuation. To put the number of calls for service in perspective, the annual average daily calls for service in 2022 was less than 20. In response to the surge in demand for service and widespread flooding, the fire department held all personnel on-duty and called in all off-duty staff to augment to standard daily staffing numbers of 14 bringing to total to 39 allowing the department to up-staff three additional response units including Patrol 1 (a type 6 fire engine), Engine 5 (a type 1 reserve fire engine) and Engine 6 (a type 3 fire engine). The Police Department also saw a surge in response demand on January 9 as they responded to a total of 95 calls for service. The dispatch center received a total of 746 9-1-1 and non-emergency calls from the public while the average daily numbers in comparison are 296. The response focus from the police department on January 9 included evacuations, road closures, and traffic hazards related to the storm. Additionally, after the January 9 storm event began to subside, staff conducted creek checks related to the unhoused population. The evacuation notifications were made at 7 different locations including Dana St. Matthews Trailer Lodge at 274 Higuera St, and Valle Vista Trailer Park at 333 Elks Ln. The Police Department also issued a “Shelter-in-Place” advisory on January 9 due to continued forecasted rainfall and existing flooding. Staffing levels also increased significantly on January 9 with a total of 33 officers on duty for both day and night shifts, 16 of which were on overtime, and a total of 7 dispatchers for both day and night shifts which was an increase of 3 dispatchers from their normal levels. EMERGENCY OPERATIONS CENTER The Emergency Services Director first activated the Emergency Operations Center (EOC) at 0745 on January 9 at the recommendation of the Fire Chief after receiving field reports of widespread flooding, evacuation, and rescue operations. The EOC was opened at a Level 2 activation and remained physically Page 239 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 10 of 31 staffed between 0745 to 2100 on January 9 and 0530 to 1700 on January 10 at which point the EOC was transitioned into a virtual Level 3 EOC through the remainder of the incident period. The Emergency Manager began assembling the EOC at 0630 based on observed conditions and anticipated need to activate and notified the County OES Duty Officer of local conditions and impacts at 0700. After activation, the EOC focused on gathering operational intelligence for the 0930 “Initial EOC Briefing” and established management objectives to meet incident needs. The initial operational period length was established at 12 hours which remained in place for two periods before switching to a 24-hour operation period on January 10 and a 7-day operational period beginning on January 11. EOC Staff followed the EOC Operational Period planning cycle to produce an EOC Action Plan and continued this cycle through operational periods throughout the activation. The primary activities of the EOC involved public communications, supporting the Public Works DOC and field staff, supporting the EOC staff, and ensuring appropriate coordination between County OES, allied agencies, and participating local volunteer and non-profit organizations. The EOC also established temporary sheltering at local hotels for city staff members who were unable to travel home due to safety concerns or road closures. Several employees utilized this sheltering. As immediate threats to life and safety diminished, the EOC began actively managing recovery activities through the coordination of initial damage estimates and documentation for state and federal public assistance programs. PRE-EOC ACTIVATION RESPONSE ACTIVITIES City and County Coordination Calls: In preparation for potential widespread impacts associated with the forecasted storms, the city Emergency Manager attended several County Operational Area Coordination calls that were organized and facilitated by the San Luis Obispo County Office of Emergency Services. These calls included San Luis Obispo County-specific weather briefings from the National Weather Service and County-wide updates on preparedness actions across jurisdictions. Prior to January 9, these briefings took place on January 3 and January 8. The city also held a storm coordination call among all departments on January 4 to ensure all departments were informed of the anticipated storm impacts and that internal resource needs were met leading into the forecasted significant weather events. Staff also attended National Weather Service (NWS) briefings provided by the NWS Los Angeles Office which here held to inform area agencies of the forecasted weather events that had the potential to bring flooding and other storm-related impacts. Public Communications: The Fire Department and City shared multiple public communications leading up to the EOC activation on January 9th. The information focused on the weather forecast, preparedness actions, and how to report storm-related issues. Social Media alerts were issued on January 3rd in anticipation of significant weather on January 4 and 5, and on January 8 in anticipation of significant weather between January 9 and 10. A City news release was issued on January 4th. Additionally, the City Emergency Manager completed a media interview regarding city and community preparedness actions. Page 240 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 11 of 31 Homeless Outreach: City staff and departments involved in homeless services or response attended a “Creek Encampment Discussion – Storm Impacts” meeting to discuss the best approach and strategy to address safety concerns for unhoused community members living in encampment areas in and adjacent to the Creek. The meeting resulted in an agreed-upon strategy to conduct extensive outreach to all known encampments along the city creeks to communicate the impending danger and stress the need to move to higher ground. The primary teams conducting this outreach included the Mobile Crisis Unit, Community Action Team, fire and police emergency response staff, and ranger services. All areas where occupants refused to leave or showed resistance to leaving were identified. A CTIVATED E MERGENCY P LANS & P ROCEDURES EMERGENCY OPERATIONS PLAN The City’s Emergency Operations Plan (EOP) underwent a comprehensive update in 2020 and was again updated in 2022, prior to these changes the City’s EOP was a 2011 document. The city benefited greatly from these changes as it added both a Debris Management and Recovery Plan, both of which were leveraged during the incident period. In addition to these plans, the EOC activated the Adverse Weather Annex of the EOP which includes storms, windstorms, severe winter storms, and localized flooding among other adverse weather conditions. Information on how the plans were specifically leveraged is discussed in the Strengths and Challenges Assessment section below. PUBLIC WORKS STORM AND FLOOD RESPONSE PLAN The Public Works Storm and Flood Response plan was most recently revised in March 2018 but has not undergone a comprehensive update since at least 2009. The plan provides response staff guidance on response levels, emergency call-taker procedures between City dispatch and the DOC, objectives and priorities, roles and responsibilities, resource inventories, and communication procedures. The Response Plan was leveraged by the Public Works team during the eight days that both the storm patrol and DOC were active during the incident period. INCIDENT AND EOC ACTION PLANS The Public Works Department developed Incident Action Plans for each Storm Patrol and DOC activation. These plans provided incident objectives, details on the weather event forecast and anticipated impacts, operational deployment structure based on the level of actual storm impacts, and communication resources including contact information, public information news releases, and social media copy. The operational period of the Incident Action Plans was set to match the forecasted adverse weather period. The EOC produced a total of six (6) Action Plans to support the City’s response to the storms during the incident period, beginning on the morning of January 9. The operational periods began at 12 hours and ran for two cycles. On January 10 at 0800 the EOC moved to a 24-hour operational period and on January 11 the EOC moved to a seven-day operational period after the EOC was downgraded to a level 3 virtual activation. Page 241 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 12 of 31 R ECOVERY A CTIVITES T O D ATE SUMMARY The city began recovery activities in the early hours of the initial EOC activation on January 9 through various functions of the EOC. The local emergency proclamation, documentation, and initial damage estimate planning all occurred on January 9 which set the city up for success through short- and long-term recovery activities. RECOVER BRANCH & ACTION PLANS On January 10 the EOC formalized the Recovery function of the EOC by establishing an organizational structure of a Recovery Unit under the Finance Section, as outlined in the City’s EOP. The initial recovery objectives focused on completing public and private damage estimates, restoring city services to pre- storm condition, connecting impacted businesses and community members to support resources, and conducting debris management activities. The objectives and activities of the recovery unit were captured under the EOC Action Plan through the Incident Period. As the workload and complexities of recovery increased after the incident period ending January 31, the city moved from an EOC Action Plan to a Recovery Action Plan which provided a more robust and defined organizational structure, objectives, and assignments. PUBLIC AND INDIVIDUAL ASSISTANCE PROGRAMS Due to the impacts the storm and flooding had on both public and individual property. On January 17, San Luis Obispo County was added to the Presidential Major Disaster Declaration including both Public and Individual Assistance. The Public Assistance categories initially only covered categories A and B (debris removal and emergency protective measures accordingly) until the permanent work categories C-G were later added on February 1. Categories A & B were added at 100% FEMA coverage, 25% the normal cost share for the first 60 days of the incident. For Public Assistance the City has participated in the Cal OES Applicants Briefing, FEMA Exploratory Call, FEMA Recovery Scoping Meeting, completed the Damage Inventory and is working through project site visits and scoping, along with project formation at the time this report was written. The city hired a consultant agency to assist with subject matter expertise to help maximize cost recovery through FEMA Public Assistance through the use of Category Z, management costs. To assist with Individuals, the city expanded permit review hours to help streamline any construction permits needed to resolve storm-related damage and widely promoted the available federal programs offered under Individual Assistance. Additionally, the County’s Disaster Recovery Center (DAC) / Local Assistance Center (LAC) was opened in San Luis Obispo at the Veterans Memorial Building which provided services for those seeking Individual Assistance. The DAC/LAC remained open until February 14. Limited support was provided to the DAC / LAC from the City staff as the facility was managed by FEMA, Cal OES , and County OES. Page 242 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 13 of 31 IV. S TRENGTHS AND C HALLENGES A SSESSMENT EMERGENCY OPERATIONS CENTER (EOC) Overall, the City quickly and effectively activated the Emergency Operations Center (EOC) and was successful at reaching established objectives supporting the protection of life, and safety and limiting the loss of property and should be commended for the effectiveness that the EOC operated given that outside of COVID-19, the City’s EOC had likely not been activated since the flooding that occurred in the mid-late 1990s. The rapid and successful activation can be attributed to several factors: (1) much preparedness work was completed the week prior due to anticipated impacts associated with the January 4-5 storms system including ensuring position-specific resources were organized and readily available, updating and printing maps and EOC aids including the Planning P, (2) City storm coordination calls that took place the previous week, (3) proactive communications between emergency response field staff, City Emergency Manager and Fire Chief Officers the morning of January 9, (4) decisive action from the City Manager/Emergency Services Director to activate, and (5) rapid response of personnel to the EOC. The success of the EOC was aided by City leadership’s investment in emergency management and preparedness. Prior to the incident, this support translated to funding contract EOC training for City staff between 2021 and 2022, participating in the FEMA Emergency Management Institute’s Community- Specific Integrated Emergency Management Course in April 2022, and funding a full-time emergency manager position. These investments increased the skills and depth of the EOC team and provided a strong foundation for staff to fill the roles required with an EOC activation. Despite the overall success, there were several challenges that the EOC encountered: (1) The Public Works DOC voiced that EOC support could have been improved during the first 24 hours following activation. Based on feedback received from the DOC at the end of the first operation period, the EOC was able to focus attention on these shortcomings to make improvements. Some of the areas of needed support included assigning a GIS specialist to the DOC, improved direct communications between the DOC and EOC, and improved timing of meals being delivered for field staff coming off the night shift. The lack of a GIS specialist in the DOC resulted in delayed and incomplete road-closure details populating the City’s public dashboard. Communications between the DOC and EOC may have been improved through a change in EOC Operations Section staffing structure. On January 9, the Fire Chief filled the Operations Section Coordinator role, and the Deputy Director of Public Works / City Engineer filled the Public Works Branch Leader position which is the structure that continued throughout the incident period. Placing the Public Works Director into the EOC Deputy Operations Coordinator on January 9 would likely have improved communications and support to the DOC. Additionally, the support likely would have been improved had the EOC transitioned the Operations Coordinator position to the Public Works Director beginning on January 10 after rescue and evacuation life safety concerns diminished. Page 243 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 14 of 31 (2) The EOC facility is a shared space and is limited in both size and technology which impacted operational efficiencies. The facility, which primarily serves as the Fire Department Training room, lacks the square footage necessary to seat the staffing required to operate a level 2 or level 1 EOC activation and requires sections and staff to work in separate areas. Additionally, because the space is shared, the EOC resources must be pulled from storage and assembled at the time of activation. Additionally, the EOC contains a total of three monitor screens and a projector. The maximum variation of displays currently capable is 2. This limitation limits what essential elements of information can be in the EOC. Finally, the city has yet to deploy a robust EOC Software Program to manage documentation and communications during an activation. This challenge was lessened by the prior development of an EOC Resource Page on SharePoint, which serves as the central repository of all EOC documentation including incident-specific documents. An integration of this site and EOC Microsoft Teams may be a viable, low cost, and near-term solution to the software shortcoming. (3) Communication flow gaps between the various response groups including the EOC, DOC, field, and dispatch impacted the timeliness and accuracy of information to both internal and external stakeholders. One of the most apparent items was the status of road closures. It became clear that a number of issues and concerns that were identified in the DOC were not relayed to the EOC due to a lack of staffing resources to relay the information. An EOC software with situation status reporting and defined liaison roles between the working groups may be a solution to these gaps. (4) At times meetings used for the planning process to develop the EOC Action Plans lacked clarity on who should participate and the agendas of the meetings. These resources were available but did not get fully leveraged. Training and verbiage updates to the “Planning P” should help overcome these challenges. (5) Request tracking from the DOC and other field staff was limited. While all resource requests seemed to have been met, having a tracking spreadsheet would have helped confirm this and improved the accountability of resources. Additionally, this tracking would have likely expedited any resource requests needed to be made to the Operational Area Coordinator, County OES. (6) The City has a Disabilities, Access, and Functional Needs Officer identified in the EOC organizational structure; however, a staff member was not assigned to fill this role and ultimately responsibilities were assumed by the Emergency Services Director who lacked the capacity to address the position’s responsibilities. A conversation occurred early on January 9 to staff the position, however, there was a lack of follow-through by EOC staff to activate it. Part of the reason this occurred is the pre-identified staff position in the city was vacant at the time of the activation. Training and pre-established expectations should resolve this from being repeated for future events. (7) While ultimately not needed, the EOC lacked an identified plan or structure to staff the EOC overnight beyond a small skeleton crew. This may have caused significant operational impacts should the incident have required full EOC staffing overnight. (8) Currently no robust notification system exists to push notifications to staff, which is the policy under the EOP when the EOC is activated. This challenge did not ultimately impact the EOC as an email sent to EOC staff members on January 9 successfully reached staff, however, emails are not effective ways to reach staff, especially during off-work hours. Page 244 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 15 of 31 PUBLIC WORKS DEPARTMENT OPERATIONS CENTER (DOC) Overall, the Public Works Department Operations Center (DOC) effectively managed the demanding and complex response needed to manage the impacts caused by the series of storms that San Luis Obispo experienced during the incident period. The DOC was especially successful at adapting response levels to meet community and incident needs, including the relocation of the DOC facility and the proactive closure of the Marsh Street bridge at the intersection of S. Higuera St. The incident response also provided an opportunity to conduct knowledge transfer between seasoned staff and newer employees. Additionally, the DOC was successful at deploying a combination of city staff and hired contractors to address reported hazards and staff road closures. Several DOC challenges were identified above as they were related to EOC activities (see items 1, 3, and 5). In addition to these aforementioned items, the DOC faced some other notable challenges: (1) DOC Location: The Public Works DOC’s primary location is the City Corporation Yard at 25 Prado Ln. which is the operational headquarters for the department and houses fleet, equipment, and supplies. Under normal circumstances this is the ideal location for a Public Works DOC, however, the property sits in a flood plain and was impacted by flooding during the January 9 Storm which required staff to move the DOC to the alternate site, the Ludwick Community Center (Ludwick). This site served the DOC well as it provides ample staging area for equipment and vehicles, has the needed infrastructure to support DOC activities, and is well outside any flood zone. The transition to Ludwick caused some operational impacts and subsequently staff preemptively located future DOC activations at the Ludwick. It is recommended that the DOC’s primary location be moved to the Ludwick for all flood-related incidents unless a more suitable location is identified outside of flood-prone areas. (2) Staffing: Due to the extended and repetitive nature of the storms during the incident period, Public Works Staff worked extended hours for multiple days at a time, with little relief. While DOC staff did an admirable job at keeping up with the incident despite the challenging conditions, and effectively managed the storm, a staffing plan including outside department staff member support would likely establish a more sustainable schedule for staff. Additionally, this will help ensure department leadership can maintain a presence within the City EOC as Operations Section Coordinator or Deputy Operations Section Coordinator. Finally, better leverage of the Incident Command System can improve the DOC’s ability to match staffing levels to meet incident demands. (3) Resource Tracking (location availability): While the DOC effectively assigned resources, significant communication and coordination was required to dispatch the proper units needed to address a newly identified incident, or an existing incident that required additional resources. Having a visual location identification system, similar to technology used by police and fire, would create efficiencies for DOC dispatching staff and the incident commander. (4) Communications between the Field and DOC: Per the Public Works Storm and Flood Response Plan, radio communications utilize plain talk and first and last names. Mixed feedback was received regarding the use of names as some feedback indicated that call signs might avoid confusion for staff with duplicate first names. Radio communications naming structure should be Page 245 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 16 of 31 evaluated during future Storm and Flood Response Plan updates. Additionally, the high call volume, specifically on January 9, caused staff to be overwhelmed, which impacted communications. A reflexive staffing model built into the storm response plan would be beneficial for future responses. INTERNAL AND EXTERNAL COMMUNICATIONS SUMMARY One of the most essential elements of an effective response and management of large-scale incidents and natural disasters is communication but is also of the greatest challenges in emergency management. Communication needs apply to both internal (response staff, leadership, policymakers, and non- responding employees) and external (the general public, and partner agencies) stakeholders to ensure these groups get the right information, at the right time, so they can make the right decisions. Overall, feedback regarding communications was widely positive from both internal and external stakeholders. Despite this positive feedback, there were many challenges that impacted communications. Many of these challenges have been identified in the EOC and DOC sections above (see EOC items I, 2, 3, and 8 and DOC item 1), this section outlines other key findings related to communications. INTERNAL (1) One of the most frequent public-city interactions occurs at the front desk and general phone lines of city departments and facilities. As such, most city administrative assistant staff who are responsible for these areas saw a significant number of requests for information from community members. During the incident period, most of these staff members lacked access to the incident update chat that the EOC and DOC used on Microsoft Teams and did not have current information to answer public inquiries. As the incident period progressed, more and more of these staff members gained access but very few had the information available on January 9. Moving forward a process should be formalized to ensure that these staff members are automatically included on updates of verified and publicly approved essential elements of information. Additionally, quick sheets with key incident information and referral sites (phone numbers, websites) should be provided to these employees as quickly as possible. (2) The city currently lacks any program to provide instant notification to City employees outside of email or computer-based platforms. This delays essential information from being received by staff until they review emails, causing even further delays if the employee does not have a city-issued cell phone with email capabilities. On January 9 the EOC decided to close non-essential city facilities and encourages staff to work from home, if possible. Most employees did not learn or see this information until arriving at work that morning. A mobile phone-based notification system can make significant improvements to this challenge. (3) To improve the situational awareness of the storms and associated hazards a total of 17 “All City Employee” emails were issued to alert staff to severe weather forecasts and issued warnings from the National Weather Service. Additionally, an All-City Email was sent out at 7:56 AM on January 9 informing staff that the City EOC had been activated and included some instructions for actions Page 246 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 17 of 31 that staff should take along with a brief situation status report and safety message. These communications received a significant amount of positive feedback both during and after the incident. One area of improvement that was expressed was for City leadership to conduct a city- wide virtual briefing summarizing the extent of the emergency, actions taken by the city, and future outlook. EXTERNAL (1) On January 9 the EOC developed a city landing page with a website banner that included essential incident-related information including storm preparedness, sandbag fill locations, and a map dashboard showing road closures and hazard details. This site remained open throughout the incident period and later added key recovery information for community members. One of the biggest challenges with this page was the timely updating of the road-closure map on January 9. This challenge has been previously discussed and likely occurred due to the communication gaps between the EOC and DOC and the DOC not having a GIS specialist in-house on that day. (2) Communication challenges were observed with the business community. While communications were reaching these groups, feedback received from downtown businesses was that earlier proactive communications would have been helpful. This includes information on floodgates and potential pre-established trigger points for floodgate deployment or evacuations. Given the successive nature of the storms during the incident period, there was general fatigue reported from businesses regarding closures and business disruptions. Additionally, certain areas, even within downtown, saw very limited storm impacts while others experience significant flooding and loss. Education on emergency procedures around shelter-in-place, evacuation warnings and orders, and road closures and legal authorities from the city would be very impactful for some business owners. (3) While there is limited feedback on how well the information was received, a significant amount of proactive storm communications took place leading up to the January 9 events. A summary of these activities is included in the “Pre-EOC Activation Public Communications” section above. Communications took place over traditional and social media platforms, some lacked multi- language formatting, which means the messaging may have missed certain community groups. Additionally, these traditional communication methods don’t reach a large group of the population as they require community members to be active on social media, watch local news, or subscribe to City news notifications. Leveraging other communication methods would likely improve the reach of key messaging and may include door-to-door notifications, targeted mailers, and physical signage. (4) After the immediate health and safety threats diminished, external communications transitioned to focus on recovery resources and established an abbreviated recovery URL for the City website (slocity.org/recover). This included possible individual recovery resources available through the City, County, State, FEMA, the Small Business Administration, and other programs. Additionally, an initial concern and focus related to assisting community members handle debris associated with the storms, which very shortly after the January 9 and January 14 weather events began to be deposited onto City right-of-way areas, posing health and environmental concerns. To assist Page 247 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 18 of 31 the community with debris removal and management, the city provided several roll-off dumpsters near the hardest hit areas and the City Corp Yard at no cost to the community. While these events were widely used and a huge help and benefit, some feedback stated that communications could have been improved by showing the rules, requirements, and operating hours of these resources. Detailed signage, door hangers, and improved knowledge from those staffing these sites would have likely eased some community frustrations over the lack of information. (5) After the storm, the city sent out several staff members to conduct damage surveys. Because these staff members were often the first direct post-storm interaction with residents, the community members were often hungry for information. While the damage survey teams were equipped with some key talking points and direction on where to send community members for questions they weren’t able to answer, some feedback reported frustration over the lack of information these staff members were able to provide. A more robust resource page for these teams would have likely helped this challenge. EXTERNAL AGENCY COORDINATION SUMMARY A critical component to managing complex incidents that require the activation of the EOC is effective external agency and partner coordination. This function is primarily managed by EOC staff and led by the Liaison Officer. The primary external agencies that the City coordinated or partnered with fall under four categories: (1) educational institutions, (2) government agencies, (3) private industry, and (4) non- governmental organizations or non-profits. The city proactively fosters these relationships through day-to-day business interactions and through the provision of city services, which helped the city leverage these relationships during the incident to ensure community groups were informed on critical information, and secured assistance when needed. While most of this coordination was successful, a few notable challenges were identified both during the incident and during the after-action surveys, interviews, and outreach. EDUCATION Local lower-education institutions including the local school district, private, and charter schools often look for information and guidance from the County Board of Education. Due to the county-wide nature of the storms, information making it to local agencies may have been delayed and impacted local lower- educational institutions to make timely decisions on school closures or altered operations. Cal Poly State University and the City EOC were in continuous contact with each other. Cal Poly had critical decisions to make regarding the cancellation of in-person classes and the closure of non-essential services. The city provided information to the University to assist in their decision making including an early morning conference call on January 10. One challenge that occurred between Cal Poly and the City related to the disposal of dairy lagoon supernatant. The University needed to dispose of this contaminated water Page 248 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 19 of 31 as it was at risk of spilling into nearby waterways and sought disposal sites. Early confusion on January 9 led the University to temporarily believe the City’s Wastewater Treatment Plant would accept the pond volume, however, the City Utilities Department quickly corrected this miscommunication and attempted to assist the university in an alternate disposal site including the City of Santa Maria while continuously evaluating their ability to later accept the lagoon water. Ultimately, Cal Poly was able to resolve the issue. GOVERNMENT AGENCY An isolated challenge between the EOC and the County of San Luis Obispo was related to local homeless shelter overflow. The EOC requested assistance with sheltering these individuals as traditional Red Cross Evacuation Shelters are not generally able to accept transient populations who have not been evacuated due to the incident. Ultimately a solution was found by transporting shelter overflow individuals to other County homeless shelters run by non-profit organizations. While a solution to was identified and successfully implemented, a lack of issue ownership of the issue resulted in unnecessary delays. PRIVATE The ability of local private organizations to withstand and recover from natural disasters is vital to the local economy and vitality of the city. One of the most robust hazard mitigation programs in place is the floodgate program for businesses in flood zones. While many businesses successfully deployed floodgates, the deployment was not universal and if the flooding were more widespread, many local businesses that did not deploy floodgates would have likely sustained more damage than businesses that did. Because the successful deployment of floodgates requires a partnership between the city and private businesses, an improved coordinated effort should yield higher deployment rates. The effort will likely require communication, inspections, information and training resources, maintenance and accountability of the gates and installation sites, and reliable deployment plans. NON-GOVERNMENTAL ORGAN IZATIONS / NON -PROFITS Non-governmental organizations and non-profits played a major role in aiding the unhoused community members in San Luis Obispo. Because a significant number of this population group reside in creek areas, many were displaced by the flood waters and sought shelter at the CAPSLO’s 40 Prado Homeless Shelter Facility. Because of the influx in demand, the facility quickly ran out of space. To add to this challenge, Red Cross Evacuation Shelters, are not generally able to support this population group. This required the city to identify a place to shelter the 40 Prado overflow group and sought assistance from the County of San Luis Obispo. Fortunately, CAPSLO worked with other non-profit facilities in the county including 5Cities Homeless Coalition and El Camino Homeless Organization to temporarily house this group. Without these organizations’ facilities and willingness to assist, the city would have been met with a significant challenge in meeting the needs of this group. Separately, the city requested through Country OES to activate an evacuation shelter due to approximately 100 local evacuees from the storm. Red Cross initially experienced challenges establishing a shelter on January 9. During “blue sky” conditions, the Central Coast Red Cross establishes pre-existing agreements with shelter sites throughout the County. While many of these agreements were in place Page 249 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 20 of 31 locally, Red Cross struggled to identify a facility that was willing to honor the agreement. Additionally, Red Cross has experienced a significant drop in volunteer numbers organization-wide, reducing the staffing available to stand up a shelter. Eventually Red Cross was able to open an evacuation shelter at 4:30 PM on January 9 at the Church of the Nazarene, which housed approximately 10 individuals overnight. The shelter was closed the next day due to improved storm conditions, low census numbers, the lifting of a local shelter-in-place, and the cancellation of flash flood warnings. The challenge of activating a shelter persists and will require further coordination between the city, County OES, and Red Cross to address. RELEVENT PLANS EMERGENCY OPERATIONS PLAN (EOP) The Adverse Weather Annex guides when to activate the EOP and EOC, including the EOC location and activation level provides a structure for situation reporting and department responsibilities, communication considerations, and resources. One section of the annex that was not utilized was the “Situation Reporting Zones” which provides a written description of four pre-identified zones in the city. It would be beneficial to update the written zones with a map and ensure the map and zones are aligned with the Public Works Storm Response Plan zones and other public safety response zones. The City’s Recovery Plan is a robust document that provides direction on short-term and long-term recovery activities and operations to improve the City’s ability to manage the impacts of an emergency. The plan also outlines department roles and responsibilities. A particularly useful portion of the plan includes different state and federal recovery assistance programs and the pre-requisites for each program to be activated, or available. It also provides details of the assistance pro grams including cost share requirements, implementation criteria and helped identify the possible assistance of private landowners through the Emergency Watershed Program under the Natural Resource Conservation Service. Detailed information on the FEMA Public Assistance Program was also useful outlining the different categories, program eligibility, procurement processes, and closeout. Finally, the plan includes specific resources such as a Recovery Unit Leader checklist and damage estimate and assessment worksheets. Staff identified some inconsistencies with these worksheet titles and FEMA terminology. An update to these document titles along with the details collected by County OES will improve the usefulness of these resources. Due to the complexities of debris management after a natural disaster, staff created a specific Debris Management Plan within the EOP to help City staff maximize cost recovery eligibility within the California Disaster Assistance Act (CDAA) and Federal programs including FEMA Public Assistance. This plan provides significant guidance on the activities that can and should be taken while removing debris from various locations including roads, buildings, natural streams, and private property. While the Plan provides guidance, the lack of plan familiarity from Public Works staff led to confusion during the early days of debris removal activities, specifically the scope of work and potential public assistance eligibility. Additional confusion was encountered when it became difficult to define what may meet an “immediate threat to life and health” for debris within waterways. Staff found several FEMA public assistance guidance documents and appeal decisions that used a 5-year rain event as the threshold for the debris to cause a threat to life and health. This information was shared with the staff managing the debris removal; Page 250 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 21 of 31 however, it would be beneficial to provide this guidance within the plan. It would also be beneficial to have established routine debris management training for public works and Utilities Staff who manage debris and waste post-natural disasters. PUBLIC WORKS STORM AND FLOOD RESPONSE PLAN The Public Works Storm and Flood Response plan was most recently revised in March 2018 but has not undergone a comprehensive update since at least 2009. Due to its extended age, Public Works staff identified the need to conduct a comprehensive update and had been scoping out a process to complete this update before the incident period. The current plan was originally developed by a staff member that had not experienced significant flood events and subsequently lacks key components. Additionally, the plan was not updated when the city completed a comprehensive update to the EOP in 2020 and contains incongruencies. For example, a level 1 activation in the EOC is the largest response, while level 5 is the largest response in the Storm and Flood Response Plan. Staff are planning to utilize many lessons learned from this incident to inform a comprehensive update scheduled to take place mid-late 2023 and will work with city emergency management to ensure the plan is aligned with the EOP. PUBLIC WORKS INCIDENT ACTIO N PLANS (IAP) The Public Works leadership team developed Incident Actions Plans (IAP) for each major storm event during the incident period. The IAPs provide essential elements of information for the DOC to operate including objectives, weather event forecasts and anticipated impacts, operational deployment structure based on observed storm impacts, and communication resources including contact information and public information news releases, and social media copy. There is an opportunity to have the DOC utilize the formatting and standard forms of the EOC action plan. These are well-vetted ICS forms and documents and have continually shown success in providing structure to action plans. This transition will require training, however once initial draft action plans are developed, they can be easily duplicated for future events. Additionally, it will improve familiarity with staff that cross between the EOC and DOC. EOC ACTION PLANS EOC staff successfully generated six EOC Action Plans during the incident period. These plans were essential to ensuring roles, responsibilities, and work efforts were known to EOC staff so they can meet the management objectives established by the Emergency Services Director. One of the challenges of the development of the modified ICS 202 is that the form was widely used by existing staff during COVID-19 which was a unique incident with extended operational periods and many ongoing work efforts. This experience has led to an overly detailed 202 form which may be easily managed during initial operational periods but becomes difficult to manage once the incident transitions away from the initial response. Many activities identified within the EOC Action Plan spanned beyond operational periods, and the list of activities was often unachievable within the operational period. The modified ICS 202 should be explored as more of a working document outside of the EOC Action Plan to help improve efficiencies and ease the administrative management of this plan. Leveraging ICS 204 forms should help with this transition. Page 251 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 22 of 31 Additionally, the number of management objectives began to grow to an unmanageable level due to the specificity of the objectives. Many of the assigned management objectives could have been condensed into broader objectives. Limited management object changes should occur from one operational period to another without a significant change in incident status. TRAINING As mentioned in the EOC section above, previous training was key to the success in responding to and managing the incident. The training provided strong familiarity with both the response and recovery aspects of the storms. In the two years leading up to the incident period, the city held the following trainings: • 2 EOC functional exercises (one covering a flood event, another covering a downed commercial passenger aircraft) • 3 EOC position-specific courses • 1 general-employee EOC course • 1 elected official’s course • A 4-day FEMA Emergency Management Institute’s Community-Specific Integrated Emergency Management Course, which included: o Multiple PowerPoint-led training sessions o 2 EOC tabletop exercises (one involving an earthquake recovery, another involving a passenger train derailment) While these training opportunities provided a strong foundation for staff to respond to this incident, several future training opportunities have been identified to both enhance existing capabilities and improved response. This includes Disaster Service Worker training for all employees to improve employee expectations and home preparedness when those employees are required to work during times of a locally proclaimed emergency or state of emergency. Additionally, specific sections within the EOC have expressed a desire to have more focused training within their section of the EOC outside of the larger EOC group. Finally, field-level training was identified including regular “tailgate” training and incorporating emergency documentation requirements that are not utilized during day-to-day operations. Another area in which training will likely improve response is the incorporation of DOC training into EOC training opportunities or holding DOC exercises outside of EOC drills. Finally, significant feedback was received to improve the depth of positions which will require additional staff to participate in training opportunities including shadowing opportunities. RECOVERY Initially, a Public Works employee was designated to lead the recovery unit and filled that role during the first two weeks of the incident and primarily oversaw the initial damage estimate work effort. Once that was concluded, the management of the Recovery transitioned to the Assistant City Manager as the Recover Branch Director and the Emergency Manager as the Deputy Director, and a Recovery Branch was formalized with an established organizational structure. This organizational transition was more in-line Page 252 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 23 of 31 with the City EOP, which designates the Assistant City Manager as the primary position to lead the City’s recovery efforts. Due to the complexities of the recovery effort and the needed support from both the Finance and Public Works Departments, the Recovery Branch developed a Recovery Action Plan to replace the EOC Action Plan. This organization remained in place for several months until the work became operationalized, and the FEMA Public Assistance Process was initiated and well-established. The earlier establishment of this structure would have likely resulted in a more organized response and support of the departments involved in Recovery. Additionally, as mentioned previously prior training with the City’s Recovery and Debris Management Plan would have improved staff’s clarity on recommended actions to take, and documentation to collect. One of the greatest assets put in place during recovery was the use of a mobile “field maps” application to document and track damaged locations. This data was easily pulled into an Excel format, allowing an initial damage estimate to be comprehensively made, continuously updated for project tracking, and also fed into a dashboard showing estimated damages and damaged site locations. The early activation of this resource was invaluable to staff. Some challenges that did exist with this process were the high number of staff inputting data and inconsistencies between damage estimates and the level of detail. Previous training and pre-identified staff would help resolve this. Additionally, earlier assessment from more qualified staff to estimate damage totals would have likely resulted in more accurate damage estimate numbers earlier on during the recovery process. This was partially delayed by the higher creek levels that hid the full extent of the damage and the high demand for engineering staff to address emergency repairs. INCIDENT -SPECIFIC ACTIONS While this report is not intended to address the variety of operational response actions and tactics, several notable items should be considered for future incidents. Temporary Refuge Areas (TRA): Fire staff (Battalion Chiefs and Emergency Manager) quickly identified two locations as temporary refuge sites until the hazard was mitigated, or until an evacuation shelter was established. These sites were located in the southern and northern portions of the city (Marigold Shopping Center and Foothill Plaza). One Fire Inspector was sent to each location to help liaison with evacuees however no evacuees were identified at these temporary sites. The lack of evacuees may have been due to insufficient communications, lag-time of establishing and communicating the zones from the actual evacuations, difficulty navigating City streets to the locations due to roadway flooding, or the lack of temporary sheltering needs around the impacted areas. Staff noted that other areas of the city would be well served for a TRA including central and eastern portions of the city. Pro-Active Marsh Street Closure: The proactive closure of the Marsh St. / Highway 101 on and off ramps to allow for the closure of the Marsh St. Bridge at South Higuera was seen as a success and operationalized since the January 14 event. Per public works leadership staff, this tactic had been previously identified, but the speed at which the January 9 storm materialized prevented public works from implementing this tactic due to the dangerous flood waters moving across the bridge. The January 14 and subsequent storms Page 253 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 24 of 31 did not generate as large of an impact as January 9 and so it is difficult to assess the effect the tactic would have had the morning of January 9. Regardless, there seemed to be enough benefit to continue making this an operational response option to adverse weather conditions. It would be recommended to explore trigger points for making this proactive step to avoid missing the opportunity to implement this flood reduction tactic prior to flooding across the roadway. Sandbag fill locations: The City maintains four sandbag locations throughout the city, the Corp Yard at 25 Prado Rd., Laguna Lake Golf Course at 11175 Los Osos Valley Rd., Santa Rosa Park at 190 Santa Rosa St. and Sinsheimer Park at 900 Southwood Dr which are activated at certain forecasted rain amounts. These locations remained stocked with sand throughout the incident, however, access became a challenge at Prado Rd on January 9 due to flooding. While sand remained sufficient, the City has not historically provided sandbags at the fill locations but alternatively provide a list of local vendors that sell the bags. On January 9 these vendors saw a sudden surge in demand for sandbags and ran out of inventory. To help improve access to sandbags, it would be recommended to explore (1) providing sandbags at the fill locations to ensure adequate supply, and (2) providing staffing or coordinating volunteer efforts to assist with filling sandbags to improve accessibility to those with access, disability, or functional needs to help improve the likelihood these community members can secure and deploy sandbags. Homeless encampment surveys: The proactive notification and outreach to the homeless populations living in and near the creek was seen as a huge success due to the lack of any reported injuries, or rescues among this group who was in the direct path of the dangerous flooding that occurred during the incident period. This work was accomplished by a large team of staff members including the Community Action Team (CAT), Mobile Crisis Unit, Ranger Staff, Police, and Fire staff. While staff observed some groups as being resistant to moving, most individuals and groups moved to higher ground before the stor ms. Prior to the January 5 storm staff explored conducting an actual evacuation of the areas, or instead taking the outreach approach. The outreach model was ultimately selected due to the anticipated low evacuation participation rate and the lack of a realistic housing plan to support the group. This decision is viewed as a success. It may be beneficial to explore a written and exercised outreach and evacuation plan for the unhoused community to formalize procedures during emergency events including post-incident surveys. Police staff did conduct several creek surveys after the storms; however, they were done pro-actively and independently, rather than part of a pre-identified plan. Page 254 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 25 of 31 V. APPLICATION OF THE STANDARDIZED EMERGENCY MANAGEMENT SYSTEM (SEMS) & NATIONAL INCIDENT MANAGEMENT SYSTEM (NIMS) CALIFORNIA STANDARDIZED EMERGENCY MANAGEMENT SYSTEM (SEMS) The California Standardized Emergency Management System (SEMS) is the State’s emergency response system and provides the structure for the response phase of emergency management. The system brings together the different elements of the State’s emergency response community into a single integrated and standardized system including the Incident Command System (ICS), Multi/Inter-agency coordination, Mutual Aid, and the Operational Area Concept. At its heart, SEMS helps ensure incidents start and end locally. Per the California Emergency Services Act 2021 (ESA) local government agencies must use SEMS in order to be eligible for any reimbursement of response-related costs under California’s disaster assistance programs. During the incident period, the city utilized many pre-established SEMS elements. ICS was used at the incident level by response staff up to the Emergency Operations Structure. ICS allowed the city staff to manage the incident by objectives and included the development of Incident Actions Plans at the field level and EOC Action Plans at the EOC level. The EOC utilized the Operational Area Concept and multi/inter-agency coordination to support incident needs that the city lacked the resources to accomplish on its own. The City participated in Operational Area Coordination calls to provide County OES with conditions, actions, and needs, communicated the activation of the EOC and proclamation of a local emergency on January 9, and continued to remain in direct contact throughout the incident through established communication methods. Ultimately neither fire nor police mutual assistance was requested by the city, however sheltering support requests were made to the Operational Area Coordinator, County OES. The City Public Information Officer also coordinated with the County’s EOC PIO to help ensure unified messaging and critical information was shared appropriately. City staff also ran all information and details that needed to be provided to Cal OES and FEMA for recovery purposes through the Operational Area Coordinator, who ultimately transmitted the details up the SEMS structure to OES Region who passed it along to the State. Finally, the City’s current 2022 Emergency Operations Plan is SEMS compliant and was used to manage operational response to the incident. To improve city staff member familiarity with SEMS, city emergency management is rolling out a training requirement for all staff to complete G-606 “Standardized Emergency Management System Introduction”. All staff are expected to have this training completed prior to the end of the calendar year 2023. NATIONAL INCIDENT MANAGEMENT SYSTEM Per the Federal Emergency Management Agency (FEMA) The National Incident Management System (NIMS) guides all levels of government, nongovernmental organizations, and the private sector to work together to prevent, protect against, mitigate, respond to, and recover from incidents. NIMS provides stakeholders across the whole community with the shared vocabulary, systems, and processes to successfully deliver the capabilities described in the National Preparedness System. NIMS defines Page 255 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 26 of 31 operational systems that guide how personnel works together during incidents. Local, state, territorial, and tribal nation jurisdictions are required to adopt NIMS to receive federal preparedness grants. The city has adopted NIMS throughout the organization and the City Emergency Operations Plan is an extension of the State Emergency Plan and is written to be NIMS compliant and the National Response Framework. Additionally, the city requires all staff members to complete basic level ICS and NIMS training to ensure all first responders can respond and act in accordance with NIMS during emergencies. By law, all City employees are emergency responders during times of local emergency, state of emergency, or wartime. Depending on the rank of the employees the training includes ICS 100 “Introduction to the Incident Command System”, ICS 200 “Basic Incident Command System for Initial Response”, IS 700 “An Introduction to the National Incident Management System”, IS 800 “National Response Framework, An Introduction” and IS-908 “Emergency Management for Senior Officials”. At a minimum, all staff must complete ICS-100 and IS-700. Page 256 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 27 of 31 VI. REPORT CONCLUSION The City of San Luis Obispo faced a challenging natural disaster event during the incident period. The resulting impacts challenged the organization, its staff, and community members in ways the city has not experienced in decades. The resulting whole community response to meet the needs of the incident was nothing short of impressive. This includes the city, governmental and non-governmental partners, the private business community, educational institutions, and grassroots volunteer groups. Despite many successes experienced by all levels of the community, there were many areas of improvement that will make future responses more effective. This report hopes to formalize these areas, especially due to the low frequency that these events do occur. An important note is that the value of this report diminishes as time passes if staff does not carry out, institutionalize, and share the identified improvements and lessons learned with future staff members. This report should be incorporated into all succession planning that occurs at the emergency management level of the city and regular training should take place to ensure the items outlined in this report and subsequent improvement plan are institutionalized moving forward. Page 257 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 28 of 31 VII. P OST -I NCIDENT IMPROVEMENT P LAN The goal of the after-action report is to identify actions to improve future responses and EOC activations which will allow the city to manage major emergencies and disasters more effectively while also providing essential services. The following table outlines the identified improvement items during the after-action review and reporting process. This improvement plan is intended to assist city emergency management in planning, executing, and tracking action items moving forward. It is important to identify the priority level, and resources needed to accomplish each action item to allow staff to provide a realistic framework to achieve the work effort. The priority levels were defined as follows: • High: Action item addresses an issue that either hampered response during the incident period, has a high likelihood of hampering future response, or addresses a safety issue. • Medium: Action item would provide measurable improvement for future responses. • Low: Action item would assist in future responses, or improve operational efficiencies, however lack of action would not likely hamper or reduce response capabilities. Item # Subject Area(s) Description Delivery Timeframe Resource Needs Priority Level 1 EOC, DOC, Communications, Training Identify and implement an EOC software program for communication and document tracking. Once identified, train staff to use within both DOC & EOC < 1 Year Staff time High 2 Plans, DOC Update the Public Works Storm and Flood Response Plan that is compatible with City EOP and ensures adequate organizational structure and capacity. < 1 Year Staff Time, possible contract funding High 3 DOC Explore updating the primary PW DOC location to the Ludwick Center or an alternate site located outside of the flood zone. Ensure selected option has infrastructure capable of housing the DOC. < 1 Year Staff Time, possible infrastructure funding Medium 4 DOC, Planning, EOC Incorporate GIS specialist into DOC activation staffing and designate PW staff to fill Operations role in EOC. Immediate Minimal staff time High 5 EOC, Planning Update the City Emergency Operations Center Set- Up Plan including staff resources such as wall mounted job-aids, position-specific binders, and IT needs. Include deployment plans based on activation level and information on what each activation level means. <1 Year Staff Time, possible operating expenses Medium 6 EOC Improve flexibility to display information on EOC screens and explore the addition of more connected screens throughout the EOC/Station 1 (offices, training room, work areas, engine bay) 1-2 Years Staff Time, Infrastructure costs Medium 7 Communications, Coordination, Update City Floodgate program to ensure (1) business locations are inspected in some capacity to < 1 Year Staff Time High Page 258 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 29 of 31 Planning, Training ensure compliance and deployment plans are in place, (2) improve public communication and training resources, (3) Explore the development of trigger points to make recommendation for businesses to deploy flood gates. 8 Coordination Work with County Office of Emergency Services and Red Cross to improve reliability of shelter locations and expediency of activation. < 1 Year Staff Time High 9 Coordination Work with the County Office of Emergency Services, Social Services, and no-profits such as CAPSLO to ensure pre-plans are established to house homeless populations and accommodate local shelter overflow. < 1 Year Staff Time Medium 10 Planning Update Emergency Operations Plan Situation Reporting Zones and align with other City response plans such as the Public Works Storm and Flood Response. Use map images to go along with written zone descriptions. 1 – 2 Years Staff Time Low 11 Planning, Recovery Update the City Recovery Plan resources to match correct terminology and required information for Initial Damage Estimates for Preliminary Damages Assessments. 1 – 2 Years Staff Time Low 12 Training, Recovery Train appropriate city staff on City Recovery and Debris Management Plan at least once every two years. Ongoing Staff Time Low 13 Recovery, Training Pre-train damage assessment teams for more uniformity in damage cost estimates. Incorporate City Engineering staff earlier into the process to update costs as needed. Ongoing Staff Time, possible training budget for off- site training Medium 14 Planning Update the Debris Management Plan with best practices on evaluating immediate threats to life, health, and safety, especially with guidance on handling debris removal in waterways. 1 – 2 Years Staff Time Low 15 Flood-Specific Response Actions Explore including sandbags at sandbag fill locations. Explore a staffing or volunteer led model for assisting with filling and loading of sandbags for community members. Include evaluating trigger points for these actions. Incorporate all decisions into the PW Storm and Flood Response Plan. < 1 Year Staff Time High 16 Flood-Specific Response Actions Pre-identify Safe Refuge Areas from flooding at 4 separate locations in the city and ensure they are known to public safety staff ordering or implementing evacuations (South, North, West and Central) Immediate Minimal Staff Time Medium Page 259 of 261 City of San Luis Obispo 2022-23 Storms After-Action Report & Post-Incident Improvement Plan Page 30 of 31 17 Flood-Specific Response Actions, Planning Identify trigger points for deployment k-rails at of the Marsh St. / S. Higuera intersection and removal of railings on bridge. Incorporate into Storm and Flood Response Plan. < 1 Year Staff Time Medium 18 Flood-Specific Response Actions Establish protocol for conducting creek outreach to homeless encampments and groups. Develop creek evacuation plan along with mid- and post- emergency survey of area. < 1 Year Staff Time High 19 Planning, training Update PW Incident Action Plan for to utilize ICS established forms. Train staff on proper use of the forms and field staff with how to use the new IAPS < 1 Year Staff Time Medium 20 Communications and Coordination Incorporate local schools (school district, private, charters) into city communications and liaison efforts regarding emergency incidents. Immediate Minimal resources required Medium 21 Communications Identify and implement process to ensure staff who regularly field public calls or occupy a city facility front-desk are provided with essential elements of information about major emergency incidents. < 1 Year Staff time Medium 22 Communication Identify and operationalize a mobile phone-based mass notification system to provide critical emergency information to internal staff members. < 1 Year to 2 years Staff time, possible subsc. costs High 23 Coordination Provide annual disaster preparedness training available to the business community. Work with Downtown SLO and the Chamber of Commerce. Ongoing Staff Time Medium 24 Communication Identify and operationalize non-digital based public communication systems to leverage during anticipated events or during events to maximize reach of communications including the addition of Spanish language communications <1 Year Staff Time, possible contract services Medium 25 Training, DOC Cross train public works dispatch staff for DOC with City ECC Dispatchers to help establish best practices and efficiencies while dispatching high call volumes. < 1 Year Staff time Medium 26 DOC Identify system to improve non-public safety field response vehicle tracking and availability similar to a computer-aided dispatching (CAD) system leveraged by public safety for use by DOC dispatchers. 1 - 2 Years Staff time and technology investment costs. Medium 27 EOC, Planning Train with Planning Section Team to refocus how forms ICS-202 is utilized. Train with Emergency Services Director and Deputy Director on management objectives <1 Year Staff Time Medium Page 260 of 261 City of San Luis Obispo                                     2022‐23 Storms After‐Action Report & Post‐Incident Improvement Plan  Page 31 of 31    VIII.  REPORT REFERENCES & RESOURCES  ACRONYMS  Cal OES – California Governor’s Office of Emergency Services  Cal Poly – California Polytechnic State University, San Luis Obispo  CAT – Community Action Team  CAPSLO – Community Action Partnership of San Luis Obispo  CDAA – California Disaster Assistance Act  DAC – Disaster Recovery Center  DOC – Department Operations Center  EOC – Emergency Operations Center  EOP – Emergency Operations Plan  ESA – California Emergency Services Act  FEMA – Federal Emergency Management Agency  GIS ‐ Geospatial Information Systems  IAP – Incident Action Plan  ICS – Incident Command System  IS – Independent Study  LAC – Local Assistance Center  NIMS – National Incident Management System  NWS – National Weather Service  OES – Office of Emergency Services  PIO – Public Information Officer    SEMS – Standardized Emergency Management System  TRA – Temporary Refuge Area  WRRF – Water Resource Recovery Facility    REFERENCED AND SUPPORTING RESOURCES  1. Storm of January 9‐10, 2023 Hydrologic Brief for Executive and Engineering Staff – County of San Luis  Obispo Public Works Development Services  2. San Luis Obispo County Public Works Department Water Resources Division   3. City Staff After Action Storm Survey Results  Page 261 of 261 August 15, 2023 Receive and file the 2022-2023 Storms After-Action Report and Post-Incident Improvement Plan •Required Per California Code of Regulations •Emergency Management Best Practice •Evaluates and codifies lessons learned •Provides structure for improvement •Tool for future city staff members Feedback Process Report Methodology Limitations 1.Weather and Incident Summary 2.Response Activities 3.Activated Emergency Plans and Procedures 4.Recovery Activities to Date Challenges •Communications •DOC Location •Sheltering •Road Closure Dashboard •Facility Limitations Strengths •Communications •Response •Homeless Outreach •Rapid Damage Estimates •Partner Agency Relationships Receive and file the 2022-2023 Storms After-Action Report and Post-Incident Improvement Plan August 15, 2023 •San Luis Obispo Creek near High School •350 feet vertical slopes eroded •Slide after March Storms •Install soldier pile wall •Construction complete Nov •$6 million – Design/Build •Prefumo Creek – Los Osos Valley Road to Laguna Lake •Re-aligned in 1960’s into Lake •Flooding during storms •Remove sediment and overgrown vegetation •Ensure drainage from culverts •Phased approach •Under design