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HomeMy WebLinkAboutItem 6a. Approval of the Prado Interchange Project Environmental Document (IS-MND) and confirm the Project Preferred Alternative Design Item 6a Department: Public Works Cost Center: 5010 For Agenda of: 9/5/2023 Placement: Business Estimated Time: 90 Minutes FROM: Matt Horn, Public Works Director Prepared By: Wyatt Banker-Hix, Supervising Civil Engineer SUBJECT: US 101/PRADO ROAD INTERCHANGE – APPROVAL OF THE ENVIRONMENTAL DOCUMENT AND CONFIRMATION OF THE PREFERRED PROJECT ALTERNATIVE RECOMMENDATION 1. Receive an update on the US 101/Prado Road Interchange Capital Improvement Project; and 2. Adopt a Draft Resolution entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, recommending approval of the Mitigated Negative Declaration for the US 101/Prado Road Interchange Project”; and 3. Adopt a Draft Resolution entitled, “A Resolution of the City Council of the City of San Luis Obispo, California, recommending approval of the US 101/Prado Road Interchange Project Report.” REPORT IN BRIEF The US 101/Prado Road Interchange is a Capital Improvement Plan (CIP) project that will install a bridge over US 101 connecting Prado Road to Dalidio Drive, establishing a continuous transportation link between S. Higuera Street and Madonna Road. The scope and scale of this project is large and considered a legacy project that supports several Major City Goals, General Plan policies, and is needed to mitigate cumulative transportation impacts identified within the Environmental Impact Reports for several approved development projects. This project is following the required California Department of Transportation (Caltrans) project delivery process and is currently nearing the end of the Project Approval and Environmental Document (PA/ED) phase of this delivery process. One of the last actions required to complete the PA/ED process and advance to the final design phase is for the City Council to concur with the analysis and findings of the project environmental document and recommend approval of the Final Project Report, which identifies the final interchange design alternative to be endorsed by the City and Caltrans. Page 79 of 753 Item 6a For this project, Caltrans is the California Environmental Quality Act (CEQA) lead agency1 and the City is the project sponsor and CEQA responsible agency.2 The purpose of this report is to request that Council: 1) consider the environmental effects of the Project as shown in the Initial Study/Mitigated Negative Declaration (IS/MND) and recommend that Caltrans adopt the Project’s IS/MND (Attachment D), and 2) recommend that Caltrans approve the Final Project Report, which identifies the final preferred interchange design alternative selected by Caltrans and the City (Attachment C). This is the last step for the City prior to final Caltrans signatures and completion of this project phase. The next phase of this project is final design of the preferred interchange type. POLICY CONTEXT The US 101/Prado Road Interchange Project supports the Major City Goals of: Housing and Homelessness, Climate Action, Open Space and Sustainable Transportation. The Land Use and Circulation Element (LUCE) of the General Plan identifies a lack of multi- modal east-west connections across town, which this project proposes to build. The 2021 Active Transportation Plan identifies the need for physically protected bike lanes and sidewalks along Prado Road to create a multi-modal link across town and these elements are included in the scope of the interchange project. The General Plan also identifies the Prado Interchange as essential in facilitating growth in the southern portion of the city. Many of the trips generated from proposed development projects will use the Prado Interchange as an east-west link. Approved environmental documents for numerous private housing development projects in this area of the city (i.e. San Luis Ranch, Avila Ranch, Froom Ranch Specific Plan, Margarita Area Specific Plan) identify construction of the Prado Interchange as an essential infrastructure need to address current and future traffic congestion and circulation deficiencies. The City’s concurrence with the environmental document, project report and support for the final preferred interchange design alternative are necessary to conclude the Project Approval and Environmental Document (PA/ED) phase and begin the P lans, Specifications and Estimate phases (PS&E), which is necessary to complete project design and ensure smooth project delivery and minimization of schedule delays. This project is subject to the Caltrans standard project delivery process, as the project includes modifications to a state highway and Caltrans will retain ownership and maintenance responsibilities for portions of the completed interchange. DISCUSSION 1 The public agency which has the principal responsibility for carrying out or approving a project. The Lead Agency will decide whether an EIR or Negative Declaration will be required for the project and will cause the document to be prepared (CEQA Guidelines Section 15367). 2 A public agency which proposes to carry out or approve a project, for which a Lead Agency is preparing or has prepared an EIR or Negative Declaration. For the purposes of CEQA, the term “Responsible Agency” includes all public agencies other than the Lead Agency which have discretionary approval power over the project (CEQA Guidelines Section 15381). Page 80 of 753 Item 6a Background The Prado Interchange Project proposes to complete three major roadway impro vements. A vicinity map of the project can be found below: Figure 1 – Prado Interchange Vicinity Map The first component of the project will connect Prado Road to Dalidio Drive by installing a bridge over US 101. Currently, Prado Road terminates just east of US 101 at an existing unsignalized intersection with Elks Lane and the US 101 northbound on/off -ramps. The project will elevate the northbound ramps to connect with the new bridge at a signalized intersection. A new lane along US 101 will also connect the on-ramp from Prado Road to the off-ramp at Madonna Road, called an auxiliary lane. Auxiliary lanes provide increased weaving distances for vehicles to use as they maneuver to either get on or off the highway mainline. Auxiliary lanes have already been installed between multiple interchanges within the City, like Santa Rosa Street and Broad Street. Scale: Not to Scale Page 81 of 753 Item 6a The second component of the project is the realignment of Elks Lane behind the new Regional Transit Authority (RTA) facility and 40 Prado Road Homeless Services Center to reconnect with Prado Road approximately 500 feet to the east of the existing intersection. The realigned Prado Road/Elks Lane intersection will be controlled by a new traffic signal and will serve as the primary entrance for the City’s Corporation Yard and Water Resource Recovery Facility. Finally, Prado Road will be widened to ultimately provide a continuous multi-modal corridor from Madonna Road to South Higuera Street along Dalido Road and ont o Prado Road. This widening accommodates projected traffic needs and will be completed with both the Prado Road Interchange project as well as the Prado Creek Bridge Replacement Project, which is currently in the design phase and is scheduled to start con struction prior to the Prado Interchange Project. These improvements will provide two auto lanes in each direction, a center landscaped median and turn lane, stormwater drainage facilities, streetlighting, parkway with landscaping and street trees, sidewal ks, and protected bike lanes on each side of the street. Prado Road must be elevated in order to connect to the proposed bridge over the US 101 and typically this would be done using grading and compacted soil to support the elevated roadway as this is the most efficient and cost-effective way to elevate roadways. However, the floodplain analysis prepared for the project confirmed that this is not a feasible design approach along Prado Road due to floodplain impacts, as construction of raised embankments would impede floodwaters during intense rain events. Impeding floodwater would increase water surface elevation during flood events and caus e flooding on other properties in the vicinity of the interchange including Hwy 101. Flooding others ’ property is not consistent with City, State and Federal flood protection standards. For this reason, portions of the reconstructed Prado Road need to be elevated using structural columns and not compacted soil as this will minimize impacts on the floodplain. This has a significant impact on the complexity of the required engineering work and the construction cost of the project, as discussed later in the Fiscal Impact section of this report. During early project scoping in coordination with Caltrans, a traffic study and Project Study Report (Attachment C) determined that southbound ramps were not warranted at the Prado Interchange within the current 20-year planning horizon. For that reason, the current project scope does not include the addition of southbound on/off ramps to Hwy 101. This remains part of the City’s long-term plans but will need to be undertaken as a separate project in the future when the improvements are warranted. Project Need and Benefits When Hwy 101 was constructed through the City in the 1950 ’s, it split the community in two, and Caltrans initially constructed several overcrossings and interchanges to ensure connectivity. As the City developed and traffic increased, these predominantly east -west connections continued to pose a bottleneck to travelers. As early as the 1970’s, both the City and State recognized the need for additional east -west connections and proposed the Prado Overcrossing. Page 82 of 753 Item 6a With the approved and already-developed housing and commerce, the lack of connectivity in the southern part of the city has forced travelers to make circuitous routes to use the Los Osos Valley Road (LOVR) Interchange and the Madonna Interchange. Traffic modeling of an overcrossing at Prado Road shows potential to reduce the time and traveled length of these trips, resulting in a City-wide reduction of Vehicle Miles Traveled (VMT) by 0.5% Citywide, which equates to 2,700 fewer miles traveled each year. The design of the interchange also includes separated pedestrian and cyclist features to create a multi-modal link across town. These features are designed to improve safety and increase comfort level for riders, particularly for families and less experienced pedestrians/cyclists to use this overcrossing and access the markets and neighborhoods on both sides of Hwy 101. Construction of the Prado overcrossing will also relieve congestion on local streets like Madonna Road and LOVR, as well as their associated intersections. Congestion relief is also anticipated at the Madonna Road and LOVR interchanges, and Hwy 101 itself. A more efficient cross-town link will also benefit nearby regional facilities like the 40 Prado Homeless Shelter and Regional Transit Authority campus. City facilities like the Corporation Yard and WRRF will also benefit from this new east-west connection. Figure 2 – Interchange Renderings (Northbound and Southbound Approaches) Relationship to Prado Road Bridge Replacement Project While the subject of this report is the Prado Road Interchange Project, the City has another project nearby the interchange project that is noteworthy. The City has pursued the removal and replacement of the existing bridge at Prado Road over San Luis Obispo Creek since 2013. Caltrans inspections of the bridge have noted structural deficiencies Page 83 of 753 Item 6a and narrow deck width, recommending replacement. Due to the existing deficiencies at the adjacent Prado/South Higuera intersection, as well as the projected growth in the southern portion of the city, the intersection will be widened and constru cted as a protected style intersection. This project will also involve creek work and undergrounding utilities. Staff presented on this topic to Council in October 2022. That report can be found here. The project is partially funded through a mix of local funds and the Highway Bridge Program (HBP), a federal funding source for local bridge replacement ad ministered by Caltrans. Due to the proximity of the Prado Bridge Replacement and Prado Interchange projects, and the potential for both to receive Federal funds, City and Caltrans staff reviewed both to ensure they were independent of one another and did n ot have to be combined into one large project. The City and Caltrans both agree that the projects have independent utility, but the City must complete construction of the Prado Bridge prior to the opening of the Prado Road Interchange project for community use. The Prado Bridge Replacement Project delivery is ahead of the Prado Interchange Project as the Prado Bridge Replacement Project is in the final design phase and right - of-way negotiations, permitting, utility undergrounding and a P lans, Specifications & Estimate package are all under development. Staff do not anticipate any concerns regarding timing between the Prado Bridge and Prado Interchange projects. Future Plans to Extend Prado Road to Broad Street The General Plan Circulation Element and multiple specific plans include the future extension of Prado Road east to Broad Street. This improvement would provide a continuous arterial route with separated bikeways and sidewalks between Broad Street (Highway 227), to Madonna Road via the Prado Interchange. While the City is collecting development impact fees to help fund this future infrastructure project, the ultimate timing of the Prado Road Extension is difficult to project. Construction of this project requires private right-of-way and significant direct contributions from future private development. To date, the private property owners have not been interested in developing or selling this right-of-way to the City. The latest cost estimates available for this street extension, which do not reflect the significant escalations in construction costs from the past several years, indicated a potential cost of roughly $27 million. Caltrans Oversight and Project Development Process The Prado Interchange Project is a partnership between the City and Ca ltrans. Caltrans is assisting the City with project delivery and will eventually assume maintenance of portions of this facility. Throughout the process (from planning to construction), Caltrans staff review and approve major deliverables to ensure complia nce with Caltrans standards. Once the interchange is constructed and delivered according to Caltrans standards, they will assume maintenance for the bridge structure, ramps, and operation of the Prado Road/US 101 Northbound Ramps traffic signal. Caltrans, as owner-operator of the State Highway System, has regulatory authority and obligation to ensure that all modifications or additions to the State Highway System (such Page 84 of 753 Item 6a as the Prado Road Interchange), meet its standards and requirements. The Caltrans interchange delivery process3 is divided into four phases which are as follows: 1) Project Study Report (PSR), 2) Project Approval and Environmental Document (PA/ED), 3) Plans, Specifications and Estimate (PS&E), then 4) Construction of the project. A flowchart of the process can be found below: Figure 3 – Caltrans Delivery Flowchart Each phase and their key deliverables are summarized below: Phase Key Deliverables Status 1) Project Study Report Project Study Report – Interchange Feasibility Complete 2) Project Alternatives and Environmental Document (PA/ED) 1. Traffic Study - Complete 2. 30% Plans and Estimates (all alternatives) – Complete 3. Value Analysis – Complete 4. Selection of preferred alternative - Complete 5. Project Report – Final Draft Complete, Awaiting Council Concurrence and Caltrans Approval/Signatures 6. CEQA Document (Initial Study/Mitigated Negative Declaration) - Final Draft Complete, Awaiting Council Concurrence and Caltrans Signatures 7. NEPA Document (Categorical Exemption) – Caltrans Staff Preparing 8. Council Recommendation of Approval of Project Report and Adoption of Environmental Document - In Progress (Council Action 9/5/23) In Progress 3 A more thorough description of the Caltrans delivery process can be found here: https://dot.ca.gov/- /media/dot-media/programs/sustainability/documents/2011-how-caltrans-builds-projects-a11y.pdf Page 85 of 753 Item 6a 3) Project Plans, Specifications, and Estimates (PS&E) 1. Council authorize filing of a CEQA Notice of Determination (NOD) as a Responsible Agency and authorize advertisement of a request for proposals for Prado PS&E phase services4 2. 50% Project Plans and Estimates 3. 90% Project Plans, Specifications, and Estimates 4. 100% Project Plans, Specifications, and Estimates 5. Final Bid Package for Advertisement Not Started 4) Construction 1. Advertisement of Project 2. Award of Project to Contractor 3. Pre-construction Conference 4. Completion of Underground Work 5. Completion of Roadway Work 6. Completion of Structures Work 7. Project Closeout and Ribbon Cutting Not Started To date, the Project Study Report Phase has been completed and the PA/ED phase is nearing completion. Remaining tasks within the PA/ED phase include Council recommendation of approval of the Preferred Alternative, Project Report and CEQA Document. Afterwards, Caltrans will provide final approval of those documents and the phase will be considered complete. Project Approval / Environmental Document (PA/ED) Phase Each of the primary tasks/components of the PA/ED phase are described briefly below. Environmental Document As the CEQA lead agency, Caltrans has the principal responsibility for approving the Project and complying with the process-related aspects of CEQA, including the preparation and filing of all required notices, such as the Notice of Determination following Caltrans’ approval of the Project. In addition to the City’s role as the project sponsor, the City is a responsible agency pursuant to CEQA. In this responsible agency role, the City complies with CEQA by consulting with Caltrans to ensure the environmental document used by Caltrans (as the lead agency) will comply with CEQA and independently considering the IS/MND prepared for the project when making a decision to approve and carry out the Project. In this instance, pursuant to the process required by Caltrans, the City’s consultant team has worked closely with City and Caltrans staff to prepare the required environmental analysis for the interchange project pursuant to CEQA, which includes focused analysis of multiple interchange design alternatives to evaluate potential impacts to biological resources, air quality, agricultural resources, transportation/traffic, noise, water quality, cultural and tribal resources. Staff has submitted individual environmental technical studies and a draft CEQA document in the form of an Initial Study/Mitigated Negative Declaration (IS/MND) to Caltrans for its review and approval. After multiple rounds of Caltrans review, the IS/MND was circulated for public review February 2 through March 6, 2023, and a public meeting was held on the project and environmental document on February 15, 2023.Comments were received and incorporated into the final document. 4 Approved by Council at 8/16/2022 Meeting Page 86 of 753 Item 6a Staff requests that Council consider the environmental effects of the Project as presented in the IS/MND and take action to concur with the analysis and findings of the IS/MND and recommend that Caltrans adopt the IS/MND (Attachment D), after which Caltrans, as the lead agency, will provide final approval and will file a Notice of Determination for the project. Each mitigation measure is included in the document, which the contractor that builds the project and the City will be required to implement to reduce project impacts to less than significant. Areas of resource protection or mitigation measures identified include Air Quality, Biological Resources and Transportation. Some of the specific mitigation measures include: 1. Reduce and/or eliminate idling construction equipment to protect air quality. 2. Minimize the disturbed area by the project to reduce dust generated. 3. Provide street sweeping and wheel washing to reduce dirt tracked onto streets which reduces impacts to water quality. 4. Ordering a stoppage of work should cultural or paleontological resources be discovered, until review by a qualified archaeologist. 5. Implement appropriate traffic control plans during construction in order to reduce construction impacts to the community while keeping construction workers safe. In additional to CEQA, the project is also undergoing federal environmental review under the National Environmental Policy Act (NEPA), which is a requirement for projects pursuing federal funding sources. Caltrans is the lead agency for the NEPA review as well, which is limited in scope and does not require City Council consideration. Value Analysis (VA) A Value Analysis (VA) is an important step in the PA/ED process. The VA process involved bringing in a third-party consultant to perform a five-day workshop with City and Caltrans staff, as well as an independent civil engineering firm in order to evaluate project designs to identify potential opportunities to reduce costs, highlight unanticipated challenges with project delivery, construction, and maintenance, and otherwise identify areas to improve the quality and/or value of the final project design. This process is a federal and state requirement for any project with a construction budget of $25 million or greater. The project scope, schedule, and budget were discussed with a primary focus on identifying cost and time savings. The VA workshop was completed in March 2023 and recommended that the City consider the following recommendations to guide final project design work: 1. Use a cast-in-drilled-hole concrete columns instead of driven piles. This recommendation requires additional investigation but could significantly reduce costs. 2. Use longer span pre-cast girders in lieu of cast-in-place girders. Using longer span girders reduces the number of required columns to hold up the girders and could provide potential project savings. 3. Reduce the vehicle design speed on the bridge over Hwy 101 to 35 mph. This would allow for tighter (smaller radius) vertical curves to facilitate and help accommodate recommendations 1 and 2 above. Page 87 of 753 Item 6a 4. Reduce the design width of travel lanes and roadway shoulders. This would reduce the total width of the bridge over Hwy 101 and reduce costs. 5. Use recycled materials where possible in order to reduce generation of greenhouse gases and reduce construction costs. City and Caltrans staff agree that these considerations require further investigation, which will be completed during the PS&E phase and require additional time to research. Project Report The Project Report summarizes the environmental analysis, traffic operations, safety considerations and financial impact of each interchange alternative to provide local stakeholders and Caltrans staff with the detailed information needed to inform the selection process for the preferred design alternative that will move forward to final design and construction. Traffic reports, non-standard design features, concept plans, and cost estimates are summarized and compared for review. In May an d June 2023, City and Caltrans staff met to discuss the project alternatives and wh ich alternate should be recommended to move forward to the detailed design process in the PS&E phase , called the preferred alternative. Each Alternative evaluated in the Pro ject Report is briefly described below: Alternative A3 (City/Caltrans Staff Recommended Alternative): Tight Diamond interchange with signalized intersection control. This alternative was recommended by staff due to its superior operations and as well as being the lowest cost alternative that meets the project needs. An image of the concept below is shown, and a more complete plan is found attached (Attachment F): Figure 4 – Alternative A3 Plan Page 88 of 753 Item 6a Alternative A1R: Tight Diamond interchange with roundabout intersection control. This alternative was not chosen for recommendation for several reasons, including concerns with an untested design (there are no existing examples of roundabouts constructed on elevated bridge structures in North America), safety concerns over an elevated structure with a void in the center island, and traffic operations concerns (the roundabout option was projected to result in significant vehicles queues in the long -term analysis horizon). Design staff also expressed constructability and financial concerns of an elevated roundabout, which has not been attempted in the United States. Alternative A4R: Partial Cloverleaf interchange with roundabout intersection control. This type of interchange would require the on -ramp to pass through the City’s Corporation Yard and parts of the Water Resource and Recovery Facility (WRRF). This would require relocation of the entire Corporation Yard and unacceptable impacts to the newly- upgraded WRRF. The concerns with the A1R roundabout intersection control would also apply to this alternative. “No-Build” Scenario: A detailed analysis of traffic circulation for scenarios with and without construction of the Prado Interchange was prepared as part of the San Luis Ranch EIR and revisited as part of the Prado Interchange Project Study Report. This analysis evaluated traffic conditions under current, near-term (5-year horizon) and long-term (20- year horizon) conditions in order to confirm the need for the proposed interchange and guide final project designs and decisions. This analysis confirmed that if the interchange is not built, there will be numerous near-term and long-term impacts to traffic circulation, with several roadways and intersections experiencing significant congestion, delays, and emissions. The most significant congestion and level of service (LOS) deficiencies would be experienced along the surrounding arterial streets providing connectivity east/west of Hwy 101, including South Higuera, Madonna Road and Los Osos V alley Road, as well as at the nearby interchanges on Hwy 101 at Los Osos Valley Road and Madonna Road. Prado Road is identified as a Tier 1 (top priority) corridor in the City’s 2021 Active Transportation Plan, which identifies the cross-town routes with the highest potential to serve walking and bicycling trips if high-quality infrastructure is provided. Under a “no build” scenario, the Prado Road corridor would remain disconnected, requiring active transportation and transit users to take more indirect routes around US 101. Preferred Alternative: After careful deliberation, Caltrans, City and Consultant desgin staff agree that Alternative A3 is the preferred alternative for this project. Staff recommends Council affirm this recommendation to Caltrans in order to continue moving this project forward to the next phase. Plans, Specifications, and Estimate (PS&E) Phase The next phase of project development following completion of the PA/ED is final design or “PS&E”. After the preferred alternative is cho sen and environmental documents are adopted, staff can begin work on final design and right-of-way acquisition. Note that most of the necessary right-of-way was already dedicated to the City as part of the San Luis Ranch development. The remaining properties from which right-of-way is needed are along Prado Road. Page 89 of 753 Item 6a The PS&E work will begin with a Request for Proposals (RFP) for a design consultant. This will be another multi-year contract and requires several months of seeking and choosing a qualified consultant to assist City staff. Council previously authorized staff to seek proposals for these services on August 16, 2022, link here. Schedule and Next Steps The project delivery schedule is shown in the figure below. Table 1 – Prado Interchange Timeline Note: Q1 equates to July 1st of the Fiscal Year There has been a delay in schedule due to the recommendations of the Value Analysis, which will require additional design time during the PS&E phase with the possibility of reducing the time and cost needed to construct the Interchange. Staff believe this VA review period, which will include several rounds of Caltrans review, to last approximately one year. City staff anticipate completing the PA/ED phase in 2023 and the signing of a Cooperative Agreement with Caltrans next year to start the PS&E design. D uring that time, staff will also search for a design consultant via RRP for the next project phase. This phase will require significant consultant effort to execute a complex structural and civil design, and staff believes this to be an important factor in the schedule shown above. Once City and Caltrans staff agree that design work is complete, the PS&E phase will close and the project will be advertised for construction bids. Staff anticipate construction to begin in early 2027 and hope this schedule to be conservative. Previous Council or Advisory Body Action On July 17, 2018, City Council approved the Supplemental Environmental Impact Report (SEIR) for the San Luis Ranch Development (Staff Report, Minutes). The SEIR detailed the impacts of the development and need for the Prado Interchange Pro ject. As part of the SEIR, the San Luis Ranch development was allowed to proceed independent of the Prado Interchange schedule. Due to project complexity and project lead times necessary for project development as outlined in the Caltrans process, development of the Interchange project is not directly tied with the build-out of San Luis Ranch. On April 12, 2018, Caltrans and the City signed a cooperative agreement (Attachment B) pursuing PA/ED of the Prado Interchange project. The agreement laid out the responsibilities of financing, design, and project approval. On August 16, 2022, Council Authorized Staff to seek VA services and PS&E services (Minutes). Project Phase Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 PA/ED PS&E Advertise and Award Construction FY 23/24 FY 24/25 FY 25/26 FY 26/27 Page 90 of 753 Item 6a Public Engagement There were extensive opportunities for public engagement on the Project through previous planning efforts, including the 2014 General Plan Land Use and Circulation Element (LUCE) update, during review of the San Luis Ranch development proposal and Environmental Impact Report, approved in 2018, and through public input on the City’s capital project prioritization during the past several two-year budget setting cycles. Staff and project consultants also organized and held a public meeting on February 15, 2023, which consisted of a focused workshop to solicit input on the latest Prado Interchange project details and draft environmental document. This meeting included a presentation on project background, overview of design alternatives considered, discussion of traffic impacts, summary of environmental analysis and mitigation recommendations, latest project cost estimates and schedule. The meeting was advertised via legal ads, via City email and social media notifications, and via direct mailers sent to businesses and residents located within one half mile of the project limits. Caltrans representatives were in attendance to help field questions from the public. The IS/MND was circulated for public review February 2 through March 6, 2023. The Notice of Availability/Notice of Intent to Adopt the IS/MND was advertised in the local newspaper ando included information about and invitation to the February 15, 2023 public meeting. The environmental document and technical studies were made available on the City and Caltrans websites and at City and Caltrans offices. The required notices, environmental documents, and technical reports were sent to the State Clearinghouse for distribution to State Agencies, affected Federal agencies, tribal organizations, and any individual who requesting public notice of the environmental document for their review and comment. Tribal organizations were offered formal consultation with staff prior to the public review period and during preparation of the environmental document pursuant to Public Resources Code Section 21080.3.1 and Section 21080.3.2 . Following the public review period, Caltrans and City staff recorded and jointly responded to 10 comment letters from members of the public and 1 from a local agency. These responses have been reviewed by staff and approved by Caltrans and are included at the end of the IS-MND. CONCURRENCE Public Works and Utilities concurs with the recommendations of this report. Caltrans concurs with the recommendation to declare a preferred alternative, as documented in the attached Project Report, and requests the City’s concurrence with the IS/MND. ENVIRONMENTAL REVIEW As described in this report, the attached IS-MND CEQA document is complete and ready for Council independent consideration and concurrence. Caltrans is the lead agency and will provide final approval and signatures in addition to filing a Notice of Determination for the Project. Page 91 of 753 Item 6a Caltrans is also the lead agency for the NEPA Categorical Exemption document. Their staff is drafting that document and will provide final signatures. No Council review or action is required. FISCAL IMPACT Budgeted: Yes Budget Year: 2021-2022, 2022-2023, Funding Identified: Yes 2023-2024 Fiscal Analysis: As the Prado Interchange is a multi-phased legacy project, funding for the PA/ED Phase will be discussed separately from the PS&E Phase. The recommendations listed here do not have a fiscal impact. PA/ED Phase: Funding was identified as part of the 2021-2023 Financial Plan for this phase of the project, of which there is adequate funding to complete this phase of the project. PS&E Phase Budget and Cost: Funding for the PS&E Phase has been identified in the 2023-2024 fiscal year, as well as the 2024-2025 fiscal year. Due to the potential size of the design contract, funding is programmed over multiple years. The City will provide the majority of funding for this phase, but will also include an agreement between the City and County. Updated construction estimates will also be sought to address the inflation currently seen in roadway construction. The current available funding is as follows: Funding Sources Total Budget Available Current Funding Request Remaining Balance Annual Ongoing Cost Local Revenue Measure $2,322,750 $0 $0 N/A Fees: Transportation Impact $359,103 $0 $0 N/A State Federal Other: Airport Area Impact Fee $99,047 $0 Other: County $1,435,260 $0 $0 Total $4,216,160 $0 $0 N/A It is important to note that currently, staff are only seeking authorization and providing a funding update on the PA/ED and PS&E Phases of the Project. Once the PS&E phase is nearing completion, the best available information will be used to estimate construction costs. The total project cost will be further refined during design. Page 92 of 753 Item 6a Staff are working to determine the best path forward to fund the construction phases of the project, including aggressive pursuit of state and federal grant funding, leveraging developer fees, use of the City’s Infrastructure Investment Fund, and potential debt financing to support construction of the project. Staff will provide additional updates once the project design is sufficiently advanced, which will allow for a more accurate and realistic construction cost updates. Construction Phase Fiscal Information Cost Breakdown by Project Components of Preferred Alternative As stated above, there are three design alternatives under review in the PA/ED Phase. The recommended preferred alternative is A3. Below is a table which itemizes cost based upon what is known today about project costs for each alternative. These costs are estimated based upon 2023 construction cost and escalated to 202 8 using a 3% inflationary cost. Cost escalation to 2028 represents the anticipated mid -point of construction activities. Table 2: Alternative Cost Breakdown Alternative A1R A3 A4R Roadway: $ 9,434,000 $11,543,400 $ 11,564,600 Structure: $76,881,800 $74,528,600 $ 78,546,000 ROW/Utility: $ 5,724,000 $ 5,724,000 $ 26,054,800 Elks Lane: $ 3,180,000 $ 3,180,000 $ 3,180,000 Corp Yard Impr: $ 1,060,000 $ 1,060,000 $ 1,060,000 Prado Widening: $ 1,590,000 $ 1,590,000 $ 1,590,000 Total: $97,869,800 $97,626,000 $121,995,400 Currently, construction funding is anticipated to be received from both the City and the City’s regional partners including: San Luis Obispo County, San Luis Obispo Council of Governments (SLOCOG), as well as the San Luis Ranch development. Costs were split based on percentage split of local traffic, regional traffic, and new development traffic once the facility is built. Staff have met with SLOCOG to advocate for additional regional funding towards this project, and will continue to do so throughout the duration of PS&E. Since construction is not proposed to start until 2027, and there remains significant uncertainty regarding economic factors such as inflation, staff has calculated a future range of costs based on several rates of inflation: Alt A3 Total Costs Base Year (2023): $ 84,800,000 3% Inflation: $ 97,626,000 5% Inflation: $106,000,000 8% Inflation: $118,800,000 Note: costs shown have been escalated to 2028 Page 93 of 753 Item 6a Staff anticipates total construction costs to vary between these numbers above based upon inflationary costs. Additionally, as the VA work is implemented in the final design and the construction techniques, quantities, and means and methods are further developed during the PS&E phase of the project, costs will fluctuate as well. Construction Phase Grant Opportunities Since the start of the PA/ED phase, staff have been tracking applicable grant opportunities to help minimize the burden of City costs. With a completed CEQA document and chosen alternative, staff should now be eligible to apply for these grants. Eligibility will continue to increase as the project progresses through the PS&E phase. Below is a table of grant opportunities that staff continue to monitor as possible future sources of funding for construction related costs. Program Type Typical Grant Amounts RAISE Federal Can exceed $25 million INFRA Federal Can exceed $25 million SB1 Local Partnership State $5 million to $10 million Active Transportation Program State $5 million to $10 million Both the RAISE and INFRA programs are nationwide Federal grants that help State and Local entities accomplish large transportation infrastructure projects. These grant applications require significant staff and consultant effort for a competitive application. Collaboration with other entities or bundling other City projects may be needed for a compelling region-wide package. The SB1 Local Partnership Program Competitive Grant Program is a State program and funding can be used for transportation projects. The Active Transportation Program (ATP) State grant program is geared towards increasing multi-modal participation. Staff continues to search for application grant opportunities and plans to continue engagement with regional entities and grant consultants. ALTERNATIVES Deny Recommendations to Recommend Adoption of the IS-MND and Approval of the Preferred Alternative. Staff does not recommend this option as it would delay execution of this project. Recommendation by Council is preferred by Caltrans Administration prior to final Caltrans approval and signatures on the Final Project Report and environmental documents. Delay of these recommendations would delay transition to the PS&E phase, which would in turn result in further escalation of project costs. Page 94 of 753 Item 6a ATTACHMENTS A - Draft Resolution recommending approval of the Mitigated Negative Declaration for the US 101/Prado Interchange Project B - Draft Resolution recommending approval of the US 101/Prado Road Interchange Project Report C - Completed Project Study Report D - IS-MND, Comment Letters and Responses E - Project Report F - Value Analysis Final Report G - Alt A3 Geometric Approval Drawing Page 95 of 753 Page 96 of 753 R ______ RESOLUTION NO. _____ (2023 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, RECOMMENDING ADOPTION OF THE MITIGATED NEGATIVE DECLARATION FOR THE PRADO INTERCHANGE PROJECT WHEREAS, The Prado Interchange Project necessitates an Initial Study/ Mitigated Negative Declaration (IS/MND); and WHEREAS, the California Department of Transportation (Caltrans) is the California Environmental Quality Act (CEQA) lead agency and the City is the project sponsor and the CEQA Responsible Agency; and WHEREAS, the Notice of Availability/Notice of Intent to Adopt the IS/MND was advertised in the local newspaper, the environmental document and technical studies were made available on the City and Caltrans websites and at City and Caltrans offices , and all required notices, environmental documents, and technical reports were sent to the State Clearinghouse for distribution to State and Federal agencies, tribal organizations, and any individual who requesting public notice of the environmental document for their review and comment; and WHEREAS, the IS/MND was circulated for public review February 2 through March 6, 2023 and a public meeting was held by the City at the Corporation Yard on February 15, 2023 at 6pm; and WHEREAS, City and Caltrans staff have completed a public and agency review and responded to all comments received; and WHEREAS, Caltrans is the lead agency for the environmental analysis of the Project under CEQA and requests City review, consideration of, and concurrence with the IS/MND prior to their own adoption of this document; and WHEREAS, pursuant to CEQA Guidelines Sections 15096 and 15381, the City is a responsible agency and is obligated to consult with Caltrans (the lead agency), consider the IS/MND proposed to be adopted by Caltrans, and reach its own conclusions on whether and how to approve the Project; and WHEREAS, the City has met its responsible agency consultation obligations by working closely with Caltrans staff to prepare the required technical reports, environmental analysis, and public notices for the Project, participate in the February 15, 2023 public meeting for the Project and environmental document, and respond to public, tribal, and agency comments on the Project and environmental document. Page 97 of 753 Resolution No. _____ (2023 Series) Page 2 R ______ NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo recommends adoption as follows: SECTION 1. Environmental Review. Based upon all evidence in the record before it, including an initial study, the City Council has considered the environmental effects of the Project as shown in the IS/MND, concurs with the analysis and conclusions of the IS/MND, hereby recommends that Caltrans, as the lead CEQA agency, adopt the Final IS/MND prepared and circulated for this project, and adopts all of the findings related to the Project: a) The Prado Interchange Replacement Project IS-MND was prepared and circulated for public review in accordance with the California Environmental Quality Act (CEQA) and the State CEQA Guidelines and it adequately addresses potential environmental impacts associated with the proposed Project; and b) The City’s recommendation that Caltrans adopt the IS/MND and approve the Project reflects City’s independent judgement and analysis; and c) The City concurs with the IS/MND that there is no substantial evidence that the Project will have a significant effect on the environment as mitigated in accordance with the measures identified in the IS/MND; and d) The City concurs with the IS/MND that all potentially significant environmental effects were analyzed adequately, subject to the following mitigation measures being incorporated into the Project and subject to the following mitigation monitoring program in the IS-MND: Aesthetics AES-1 - Tree Protection and Replacement Plan. Before issuing grading or building permits, a Tree Protection and Replacement Plan will be prepared for the project based on the final grading and building plans. The Tree Protection and Replacement Plan will identify all trees within the project limits. The Tree Protection and Replacement Plan will stipulate that all trees not proposed for removal will be preserved and protected from harm during project construction activities (consistent with requirements of Mitigation Measure AES-2). If, during the preparation of the Tree Protection and Replacement Plan, it is discovered that trees within the project study area must be removed, the Caltrans Design Engineer and District Landscape Architect will agree that tree removal is necessary before final approval of the project plans. Where trees are authorized by Caltrans for removal, they will be replaced with native or other horticulturally appropriate species suitable for the area at a minimum ratio of three new trees for each tree removed, as directed by the Caltrans District Landscape Architect. All replacement planting will include a minimum three-year plant establishment period. The project specifications will include provisions requiring the protection of all trees as directed in this measure, and the cost estimate will include adequate funds for identified tree protection measures and tree replacement and maintenance measures, if necessary. Page 98 of 753 Resolution No. _____ (2023 Series) Page 3 R ______ AES-2 - Tree Protection. All qualifying trees within 25 feet of proposed ground disturbances that will be retained will be temporarily fenced with chain -link or other material throughout all grading and construction activities. The fencing shall be installed outside the dripline of each tree or as far from the trunk as is feasible while accommodating project construction and be shown in the Tree Protection and Replacement Plan. No construction equipment shall be staged, parked, or stored within the dripline of any qualifying tree. If project construction requires activities within the dripline of a tree that is proposed to be retained, an arborist shall be present during ground-disturbing work under the dripline. AES-3 - Landscape Plan. A landscape plan shall be developed by the city and approved by the District Landscape Architect before project approval. The landscape plan shall consist of plantings that offer a variety of colors, shapes, and species with an emphasis on drought-tolerant, native plant materials. The landscape plan shall include plantings along constructed walls and structures as well as benched and graded areas within the project corridor to soften visual changes and reduce the visual scale of new project features. Landscaping shall be overseen for a minimum period of two years or as determined by the District Landscape Architect. Agricultural and Forest Resources AG -1 - Agricultural Conservation. The city shall provide that for every 1 acre of Important Farmland (Prime Farmland, Farmland of Statewide Importance, and Unique Farmland) on the site that is permanently converted to non-agricultural use as a result of the Elks Lane realignment, one (1) acre of comparable land in agricultural production shall be preserved in perpetuity. The land dedicated to agriculture pursuant to this measure shall be of the size, location, and configuration appropriate to maintain a viable, working agricultural operation. Said mitigation shall be satisfied through:  Granting a perpetual conservation easement(s), deed restriction(s), or other farmland conservation mechanism(s) to a qualified conservation organization that has been approved by the city, or establishing a perpetual conservation easement(s) or deed restriction(s) held by the city or other farmland conservation mechanism(s), for the purpose of permanently preserving agricultural land. The land covered by said onsite and/or offsite easement(s) or deed restriction(s) shall be located within or contiguous to the city’s Urban Reserve Line or Greenbelt, subject to review and approval of the city’s Natural Resources Manager; or  Making an in-lieu payment to the City of San Luis Obispo’s Open Space Fund to be applied toward the future purchase of a perpetual conservation easement(s) or deed restriction(s) held by the city or other farmland conservation mechanism(s), for the purpose of permanently preserving agricultural land. The land covered by said onsite and/or offsite easement(s) or deed restriction(s) shall be located within or contiguous to the city’s Urban Reserve Line or Greenbelt, subject to review and approval of the city’s Natural Resources Manager. The amount of the payment shall be sufficient to conserve similar land on a per acre basis, as determined by a licensed appraiser; or Page 99 of 753 Resolution No. _____ (2023 Series) Page 4 R ______  Making an in-lieu payment to a qualified conservation organization that has been approved by the city and that is organized for conservation purposes, to be applied toward a future purchase of comparable agricultural land, or a perpetual conservation easement, deed restriction, or other farmland conservation mechanism to preserve the required amount of agricultural land in San Luis Obispo County. The amount of the payment shall be sufficient to conserve similar land on a per acre basis, as determined by the qualifying entity or a licensed appraiser; or  Any combination of the above. Air Quality AQ -1 - Fugitive Dust and Emissions Control Measures. Construction projects shall implement the following dust control measures to reduce fugitive particulate matter emissions in accordance with District requirements. All fugitive dust mitigation measures shall be shown on grading and building plans:  Reduce the amount of the disturbed area where possible;  Use of water trucks or sprinkler systems in sufficient quantities to prevent airborne dust from leaving the site and from exceeding the APCD’s limit of 20% opacity for greater than 3 minutes in any 60-minute period. Increased watering frequency would be required whenever wind speeds exceed 15 mph. Reclaimed (non- potable) water should be used whenever possible. When drought conditions exist and water use is a concern, the contractor or builder should consider use of a dust suppressant that is effective for the specific site conditions to reduce the amount of water used for dust control. Please refer to the following link from the San Joaquin Valley Air District for a list of potential dust suppressants: Products Available for Controlling Dust;  All stockpiled dirt should be sprayed daily and covered with tarps or other dust barriers as needed;  All roadways, driveways, sidewalks, etc. to be paved should be completed as soon as possible, and building pads should be laid as soon as possible after grading unless seeding, soil binders or other dust controls are used;  All trucks hauling dirt, sand, soil, or other loose materials are to be covered or should maintain at least two feet of freeboard (minimum vertical distance between top of load and top of trailer) or otherwise comply wi th California Vehicle Code (CVC) Section 23114;  “Track-Out” is defined as sand or soil that adheres to and/or agglomerates on the exterior surfaces of motor vehicles and/or equipment (including tires) that may then fall onto any highway or street as described in CVC Section 23113 and California Water Code 13304. To prevent ‘track out’, designate access points and require all employees, subcontractors, and others to use them. Install and operate a ‘track - out prevention device’ where vehicles enter and exit u npaved roads onto paved streets. The ‘track-out prevention device’ can be any device or combination of devices that are effective at preventing track out, located at the point of intersection of an unpaved area and a paved road. Rumble strips or steel plat e devices need Page 100 of 753 Resolution No. _____ (2023 Series) Page 5 R ______ periodic cleaning to be effective. If paved roadways accumulate tracked out soils, the track-out prevention device may need to be modified;  All fugitive dust mitigation measures shall be shown on grading and building plans;  The contractor or builder shall designate a person or persons whose responsibility is to ensure any fugitive dust emissions do not result in a nuisance and to enhance the implementation of the mitigation measures as necessary to minimize dust complaints and reduce visible emissions below the APCD’s limit of 20% opacity for greater than 3 minutes in any 60 -minute period. Their duties shall include holidays and weekend periods when work may not be in progress (for example, wind-blown dust could be generated on an open dirt lot). The name and telephone number of such persons shall be provided to the APCD Compliance Division prior to the start of any grading, earthwork, or demolition (Contact the Compliance Division at 805-781-5912).  Permanent dust control measures identified in the approved project revegetation and landscape plans should be implemented as soon as possible, following completion of any soil disturbing activities;  Exposed ground areas that are planned to be reworked at dates greater than one month after initial grading should be sown with a fast germinating, non -invasive grass seed and watered until vegetation is established;  All disturbed soil areas not subject to revegetation should be stabilized using approved chemical soil binders, jute netting, or other methods approved in advance by the APCD;  Vehicle speed for all construction vehicles shall not exceed 15 mph on any unpaved surface at the construction site;  Sweep streets at the end of each day if visible soil material is carried onto adjacent paved roads. Water sweepers shall be used with reclaimed water where feasible. Roads shall be pre-wetted prior to sweeping when feasible; and  Take additional measures as needed to ensure dust from the project site is not impacting areas outside the project boundary. Construction projects shall implement the following emission control measures to reduce particulate matter and toxic air contaminant emissions from idling diesel engines. All emission control measures shall be shown on grading and building plans.  Staging and queuing areas shall not be located within 1,000 feet of sensitive receptors;  Diesel idling within 1,000 feet of sensitive receptors shall not be permitted;  Use of alternative fueled equipment is recommended; and  Signs that specify no idling areas must be posted and enforced at the site. Page 101 of 753 Resolution No. _____ (2023 Series) Page 6 R ______ Biological Resources BIO-1 - California Red-Legged Frog and Coast Range Newt. The city shall implement the following to avoid and minimize potential impacts to California red -legged frog and Coast Range newt. Because these species utilize similar habitats, the implementation of the following measures shall be implemented for both species.  A qualified biologist(s) shall conduct a preconstruction survey within 48 hours before the start of any work activities within and around the project disturbance footprint. If the preconstruction survey identifies the presence of individuals of California red-legged frog or Coast Range newt, or if individuals of these species are encountered during construction, then work shall stop work and comply with all relevant requirements of the Federal Endangered Species Act before resuming project activities.  No motorized equipment shall enter riparian areas. Arroyo willow tree removal shall be performed with hand tools only.  Before trimming or removing trees within riparian areas, a qualified biologist shall conduct a training session for the tree removal crew. At a minimum, the training shall include a description of the California red-legged frog and its habitat and Coast Range newt and its habitat, the specific measures that are being implemented to conserve the California red-legged frog and Coast Range newt for the project, and the boundaries within which the project may be accomplished.  A biological monitor familiar with semi-aquatic species that have the potential to occur shall monitor the trimming or removal of trees within riparian areas. If California red-legged frog or Coast Range newt are observed in the work area, all shall stop work until all relevant requirements of the federal Endange red Species Act have been implemented.  All areas of the project site disturbed by activities associated with the project shall be re-vegetated with an assemblage of native riparian, wetland, and upland vegetation suitable for the area as detailed in the Landscape Plan and approved by the District Landscape Architect. Locally collected plant materials shall be used to the extent practicable. Southwestern Pond Turtle Mitigation BIO-2 - Southwestern Pond Turtle. The city shall ensure the following actions are implemented to avoid and minimize potential impacts to the southwestern pond turtle:  Qualified biologist(s) shall conduct a preconstruction survey within 48 hours before the start of work activities within and around areas that may serve as potential habitat for the southwestern pond turtle, including guard rail and erosion control installation. If individuals of the southwestern pond turtle are found, the approved biologist shall be allowed sufficient time to move them from the project site before work activities begin. The biologist(s) shall relocate any individual southwestern pond turtle the shortest distance possible to a location that contains suitable habitat that is not likely to be affected by activities associated with the project. Page 102 of 753 Resolution No. _____ (2023 Series) Page 7 R ______  Access routes, staging, and construction areas shall be limited to the minimum area necessary to achieve the project goal and minimize potential impacts to southwestern pond turtle habitat, including locating access routes and construction staging areas outside of wetlands and riparian areas to the maximum extent practicable.  Before the start of construction activities, high-visibility orange construction fencing shall be installed along the perimeter of the area of disturbance and construction access routes to ensure avoidance of sensitive habitat.  Before starting construction activities, a qualified biologist(s) shall conduct a training session for all construction personnel conducting vegetation removal activities, including a description of the southwestern pond turtle, its habitat and legal status, and the need for conservation of the species. South-Central California Coast Steelhead Trout and Designated Critical Habitat Mitigation BIO-3 - South-Central California Coast steelhead trout. The applicant shall ensure the following actions are undertaken to avoid and minimize potential impacts to steelhead:  Before any activities begin on the project, a qualified biologist shall conduct a training session for all construction personnel. The training shall include a description of the steelhead and its habitat, the specific measures that are being implemented to conserve this species for the current project, and the boundaries within which the project may be accomplished.  Before starting construction activities, high-visibility orange construction fencing shall be installed outside of the tops of the banks of San Luis Obispo Creek along the limits of the proposed disturbance to avoid disturbance to steelhead and its federally designated critical habitat. Fencing shall be located a minimum of 20 feet from the edge of the riparian canopy or top of the bank and shall be maintained throughout the construction period. Once construction in this area is complete, the fencing may be removed.  During the duration of project activities, waste shall be properly contained and secured, promptly removed from the work site, and disposed of regularly. Following construction, all trash and construction debris shall be removed from the work areas.  Project construction activities within 50 feet from the edge of the riparian canopy or top of the bank of San Luis Obispo Creek shall only occur during the dry season (e.g., between May 1 and November 1) in any given year, when potential effects to steelhead would be minimal.  To control sedimentation during and after project implementation, the following Best Management Practices shall be implemented for the project. It shall be the city’s responsibility to maintain control of construction operations and to keep the entire site in compliance with required Best Management Practices. Page 103 of 753 Resolution No. _____ (2023 Series) Page 8 R ______ o Erosion shall be controlled by covering stockpiled construction materials (i.e., soil, spoils, aggregate, fly ash, stucco, hydrated lime, etc.) over 2.0 cubic yards that are not actively being used, consistent with the applicable construction general permit, or through other means of erosion control approved by the city (e.g., temporary erosion and sediment control). The site shall be maintained to minimize sediment-laden runoff to any storm drainage system, including existing drainage swales and/or sand watercourses. o If grading operations are expected to denude slopes, the slopes shall be protected with erosion control measures immediately following grading on the slopes. o During construction, to prevent sedimentation and debris from entering San Luis Obispo Creek during construction, a temporary large sediment barrier shall be installed along the top of the banks of the channel before the start of construction activities planned for the project. o Equipment will be checked daily for leaks before the start of construction activities. A spill kit will be placed near the creek and will remain readily available during construction if any contaminant is accidentally released. o The project biologist will monitor construction activities, in-stream habitat, and overall performance of Best Management Practices and sediment controls to identify and reconcile any condition that could adversely affect steelhead or their habitat. The biologist will stop work if necessary and will recommend site- specific measures to avoid adverse effects to steelhead and their habitat. o The city shall be responsible for monitoring erosion and sediment control measures (including but not limited to fiber rolls, inlet protections, and gravel bags) before, during, and after storm events. Monitoring includes maintaining a file documenting onsite inspections, problems encountered, corrective actions, notes, and a map of remedial implementation measures. Ferruginous Hawk, Cooper’s Hawk, Purple Martin, Loggerhead Shrike, White -Tailed Kite, And Other Nesting Birds Mitigation BIO-4 - Nesting Birds. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts to nesting birds:  For construction activities occurring during the nesting season (generally February 1 to September 15), surveys for nesting birds covered by the California Fish and Game Code and/or Migratory Bird Treaty Act shall be conducted by a qualified biologist no more than 3 days before vegetation removal or initial construction activities. The surveys shall include the disturbance area plus a 500 -foot buffer around the site, where feasible, accounting for private property right -of-entry constraints. If active nests are located, all construction work shall be conducted outside a buffer zone from the nest to be determined by the qualified biologist. The buffer shall be a minimum of 250 feet for non -raptor bird species and 500 feet for raptor species unless there is a compelling biologically valid reason for a smaller buffer (e.g., a physical barrier, such as a hill or large building, between the nest Page 104 of 753 Resolution No. _____ (2023 Series) Page 9 R ______ and the site, blocks line of sight and reduces noise). Larger buffers may be required depending upon the status of the nest and the construction activities occurring in the vicinity of the nest. The buffer area(s) shall be closed to all construction personnel and equipment until the adults and young are no longer reliant on the nest site. A qualified biologist shall confirm that breeding/nesting is completed and the young have fledged the nest befo re removal of the buffer. Readily visible exclusion zones shall be established in areas where nests must be avoided.  Removal of vegetation within suitable nesting bird habitats shall be scheduled to occur in the fall and winter (between September 16 and January 31), after fledging and before the initiation of the nesting season.  If active white-tailed kite nests are located during surveys, all construction work shall be conducted outside a buffer zone from the nest to be determined by the qualified biologist. The buffer shall be a minimum of 300 feet for raptor species, including white-tailed kites. Larger buffers may be required depending upon the status of the nest and the construction activities occurring in the vicinity of the nest. The buffer area(s) shall be closed to all construction personnel and equipment until the adults and young are no longer reliant on the nest site. A qualified biologist shall confirm that breeding/nesting is completed and the young have fledged the nest before the buffer is removed. Invasive Species Mitigation BIO-5 - Invasive Species. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts associated with invasive species in the project area:  Before construction, a qualified botanist/biologist shall provide invasive plant prevention training and an appropriate identification/instruction guide to staff and contractors. A list of target species shall be included, along with measures for early detection and eradication.  Before construction, specific areas shall be designated for cleaning tools, vehicles, equipment, clothing, footwear, and other gear.  Before entering and exiting the work site, all tools, equipment, vehicles, clothing and footwear, and other gear shall be cleaned to remove s oil, seeds, and other plant parts.  The reproductive parts of any invasive plants, such as seeds, mature flowers, and roots/shoots of species that can reproduce vegetatively, shall be contained in sealed containers and removed from the project site and disp osed of at a licensed landfill/disposal site. Before transporting invasive plant materials, the receiving areas of the landfill/disposal site shall be confirmed by the city as designated for invasive plant waste disposal. The city shall ensure that 100 per cent containment of invasive plant materials is enforced during the transport of invasive plants to the disposal site.  All disturbed areas that are not converted to hardscape or formally landscaped shall be hydroseeded with a mix of locally native species upon completion of work in those areas. In areas where construction is ongoing, hydroseeding shall occur where no construction activities have occurred before winter rains. If exotic species Page 105 of 753 Resolution No. _____ (2023 Series) Page 10 R ______ invade these areas before hydroseeding, weed removal shall occur in consultation with a qualified botanist/biologist. Alternatively, in areas not suitable for hydroseeding, areas that are not hardscaped and are planned for formal landscaping shall be mulched to reduce the potential for invasive species to colonize. Mulch shall be at least four inches thick and shall be weed free. Riparian Habitat and Jurisdictional Area Mitigation BIO-6 - Riparian Habitat. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts to riparian habitat and jurisdictional areas:  All refueling, maintenance, and staging of equipment and vehicles shall occur at least 100 feet from riparian habitat or bodies of water and in a location where a potential spill would not drain directly toward aquatic habitat (e.g., on a slope that drains away from the water source). Before the start of work activities, a plan must be in place for a prompt and effective response to any accidental spills. All workers shall be informed of the importance of preventing spills and of the appropriate measures to take should an accidental spill occur.  Raw cement, concrete or washings thereof, asphalt, paint or other coating material, oil or other petroleum products, or any other substances that could be hazardous to aquatic species resulting from project-related activities shall be prevented from contaminating the soil and/or entering jurisdictional areas.  To control sedimentation during and after project implementation, appropriate erosion control Best Management Practices (e.g., temporary erosion and sediment control) shall be implemented to minimize adverse effects on San Luis Obispo Creek. Plastic monofilament erosion control matting shall not be implemented onsite.  Before the start of construction activities, high-visibility orange construction fencing shall be installed along the limits of the proposed disturbance outside of the top of the western bank of San Luis Obispo Creek and its associated riparian habitat to minimize the potential for disturbance of this area.  Project activities within 60 50 feet of San Luis Obispo Creek shall occur during the dry season (e.g., between May 1 and November 1) in any given year. BIO-7 - Habitat Mitigation and Monitoring Plan. A Habitat Mitigation and Monitoring Plan shall be prepared, which will provide a minimum 2-to-1 restoration ratio (replaced to removed) for permanent impacts to riparian habitat unless otherwise directed by pertinent regulatory agencies. Mitigation activities associated with the replacement of riparian habitat shall occur in the designated sensitive habitat mitigation portion of the Biological Study Area and shall avoid additional impacts to sensitive plant or wildlife species. All areas of temporary disturbance shall be stabilized and revegetated with an assemblage of native vegetation suitable for the area. Examples of activities associated with the implementation of the Habitat Mitigation and Monitoring Plan include the application of native willow/ riparian seed mix and the removal of non-native weedy species within the habitat mitigation area. The final Habitat Mitigation and Monitoring Plan will be implemented immediately after project completion. Page 106 of 753 Resolution No. _____ (2023 Series) Page 11 R ______ Cultural Resources CR-1 - Unidentified Cultural Materials. If archaeological resources are exposed during construction, all work shall be halted within 50 feet of the exposed resource until a qualified archaeologist can visit the site of discovery and assess the significance of the find(see 36 Code of Federal Regulations 800.11.1 and California Code of Regulations, Title 14, Section 15064.5[f]). Examples of cultural materials that could be exposed during construction include ground stone tools such as mortars, bowls, pestles, and manos; chipped stone tools such as projectile points or choppers; flakes of stone not consistent with the immediate geology such as obsidian or fused shale; historic trash pits containing bottles and/or ceramics; or structural remains. If the resources are found to be significant, they mus t be avoided or will be mitigated consistent with State Historic Preservation Officer Guidelines. Geology and Soils GEO-1 - Paleontological Resources. If paleontological resources are exposed during construction, all work shall be halted within 100 feet of the exposed resource until a qualified paleontologist can visit the site of discovery and assess the significance of the find. Caltrans shall be informed of the discovery immediately. If the paleontological resource is determined to be significant, the paleontologist shall have the authority to salvage and remove the fossil from its locality, as appropriate, before ground -disturbing or other construction activities resume in the area. Any fossils recovered during the development, along with their contextual stratigraphic data, shall be offered to the City of San Luis Obispo or other appropriate institution with an educational and research interest in the materials. The paleontologist shall prepare a report of the results of any findings as part of a testing or mitigation plan following an accepted professional practice. Hazards and Hazardous Materials HAZ-1 - Aerially Deposited Lead. A workplan shall be developed for aerially deposited lead sampling for the area of the selected project alternative. Surficial soil samples shall be collected and analyzed for total lead in areas that are to be disturbed for the project. The workplan shall require the investigation of surface soils to be conducted before construction. The workplan shall include all required measu res for proper management and disposal of contaminated soils in accordance with the U.S. Toxic Substances Control Act, California Health and Safety Code, and California Occupational Safety and Health Act if the total lead is detected above acceptable level s in the project site soils. The workplan shall require that investigation and/or remediation of soil contamination be performed in accordance with Department of Toxic Substances Control procedures and requirements and require Department of Toxic Substances Control approval before recommencing construction or demolition work. HAZ-2 - Pesticides and Herbicides. Surface soils shall be tested by a professional geologist or environmental professional to determine the presence or absence of pesticides, herbicides, and arsenic along proposed rights -of-way. A workplan describing sampling locations and sampling and analytical methods shall be prepared by the project developer before the start of work. The workplan shall include laboratory data for the Page 107 of 753 Resolution No. _____ (2023 Series) Page 12 R ______ impacted soils to profile excavated soil before transport, treatment, and recycling at a licensed treatment facility. The workplan shall also detail the requirements for removal, transportation, and disposal of impacted soil in accordance with applicable federal, state, and local laws, regulations, and ordinances. The workplan shall require that investigation and/or remediation of soil contamination be performed in accordance with Department of Toxic Substances Control procedures and requirements and require Department of Toxic Substances Control approval before recommencing construction or demolition work. HAZ-3 - Petroleum Pipelines. The petroleum pipeline at the intersection of Elks Lane and Prado Road shall be properly marked by the developer before the start of any project construction activities. A contingency plan shall be developed by the developer and include all applicable federal, state, and local regulatory requirements for soil handling and/or remediation if contaminated soil from the petroleum pipeline is encountered during construction activities. All other known pipelines in the project area shall be identified and marked by the developer before the start of any construction activities. Upon motion of Council Member ___________, seconded by Council Member ___________, and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this _____ day of _______________ 20 23. ___________________________ Mayor Erica A. Stewart ATTEST: __________________________ Teresa Purrington, City Clerk APPROVED AS TO FORM: ___________________________ J. Christine Dietrick, City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, on ______________________. ___________________________ Teresa Purrington, City Clerk Page 108 of 753 R ______ RESOLUTION NO. _____ (2023 SERIES) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, RECOMMENDING APPROVAL OF THE PROJECT REPORT AND PREFERRED ALTERNATIVE FOR THE PRADO INTERCHANGE PROJECT WHEREAS, The Prado Interchange Project is a Caltrans led and City implemented Project; and WHEREAS, City and Caltrans staff have completed an operational, environmental and financial assessment of each interchange type proposed by the Project Study Report; and WHEREAS, City and Caltrans staff agree that Alternative A3 is the most suitable alternative to meet both City and Caltrans project goals; and WHEREAS, City and Caltrans staff agree that the Project Report, which contains all of the analysis resulting from the Project Approval/Environmental Document Phase is ready for final signatures. NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis Obispo recommends adoption as follows: SECTION 1. Based on information from traffic studies, engineering plans and estimates and the Initial Study – Mitigated Negative declaration, the following findings are adopted for this project: Page 109 of 753 Resolution No. _____ (2023 Series) Page 2 R ______ a) The Preferred Alternative for this project is A3, and staff should pursue this in future project phases; b) The Project Report is substantially complete and ready for Caltrans review and signature. Upon motion of Council Member ___________, seconded by Counc il Member ___________, and on the following roll call vote: AYES: NOES: ABSENT: The foregoing resolution was adopted this _____ day of _______________ 20 23. ___________________________ Mayor Erica A. Stewart ATTEST: ______________________ Teresa Purrington City Clerk APPROVED AS TO FORM: ______________________ J. Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, on ______________________. ___________________________ Teresa Purrington City Clerk Page 110 of 753 Page 111 of 753 05-SLO-101-PM 26.5/27.3 Vicinity Map Page 112 of 753 Page 113 of 753 05-SLO-101-PM 26.5/27.3 Table of Contents 1. INTRODUCTION …………………………………………………………………. 1 2. BACKGROUND ………………………………………………………………….. 2 3. PURPOSE AND NEED …………………………………………………………… 3 4. TRAFFIC ENGINEERING PERFORMANCE ASSESSMENT …………………. 3 5. DEFICIENCIES …………………………………………………………………… 7 . 6. CORRIDOR AND SYSTEM COORDINATION ………………………………… 10 7. ALTERNATIVES …………………………………………………………………. 13 8. RIGHT-OF-WAY …………………………………………………………………. 18 9. STAKEHOLDER INVOLVEMENT …………………………………………….. 19 10. ENVIRONMENTAL DETERMINATION/DOCUMENTS ……………………... 19 11. FUNDING ………………………………………………………………………… 21 Capital Outlay Project Estimate …………………………………………………… 22 Capital Outlay Support Estimate ………………………………………………….. 22 12. DELIVERY SCHEDULE ………………………………………………………… 23 13. RISKS …………………………………………………………………………….. 23 14. FHWA COORDINATION ……………………………………………………….. 24 . 15. PROJECT PERSONNEL …………………………………………………………. 24 16. ATTACHMENTS ………………………………………………………………… 25 .. A. Existing Conditions Exhibit B. Circulation Element Street Classification Diagram C. Alternatives A1 and A1R (Viable Build Alternative) D. Alternative A3 (Viable Build Alternative) E. Alternatives A4 and A4R (Viable Build Alternative) F. Alternative A7 (Viable Build Alternative) G. Alternative A2 (Viable but Rejected Alternative) H. PSR-PDS Capital Outlay Project Estimates I. Conceptual Cost Estimate Forms – Right of Way J. Preliminary Environmental Analysis Report (PEAR) K. Risk Register L. Storm Water Data Report (Signature Page) M. Project Initiation Document Design Scoping Index N. Transportation Planning Scoping Information Sheet O. Division of Engineering Services PSR-PDS Scoping Checklist P. Traffic Engineering Performance Assessment Q. PSR-PDS Survey Needs Questionnaire R. Quality Management Plan S. Project Programming Request T. Transportation Management Plan Data Sheet/Checklist U. Caltrans Final Document Distribution List Page 114 of 753 05-SLO-101-PM 26.5/27.3 1 1. INTRODUCTION Project Description: The proposed project includes improvements to extend Prado Road over U.S. Route 101 (US 101) to connect with Dalidio Drive, reconstruct the existing US 101 northbound (NB) off-ramp and on- ramp connections with Prado Road, and construct an auxiliary lane on northbound US 101 between the Prado Road and Madonna Road in order to provide congestion relief, operational efficiency and multimodal connectivity. The interchange is located in the City of San Luis Obispo in the County of San Luis Obispo at Post Mile (PM) 26.8 and improvements on northbound US 101 extend from PM 26.5 to PM 27.3. In addition to the No-Build Alternative, four viable build alternatives have been identified by the Project Development Team (PDT). Each of the build alternatives includes a partial interchange with the proposed Prado Road overcrossing constructed over US 101 and new US 101 NB off-ramp to and on- ramp from Prado Road. All potential alternatives consider multimodal components and do not preclude future widening of US 101. The project would also not preclude a future full access interchange at this location. Refer to Attachment H for the ‘Current Capital Outlay Construction Cost Range’ and the ‘Current Capital Outlay Right-of-Way Cost Range’ for each build alternative. Additional right of way cost details for each build alternative are also provided in Attachment I. Project Limits 05-SLO-101-PM 26.5 / 27.3 Number of Alternatives Five (5) including No Build Current Capital Outlay Support Estimate for PA&ED $765,000 Current Capital Outlay Construction Cost Range $11 million to $26 million Current Capital Outlay Right- of-Way Cost Range $1 million to $15 million Funding Source Impact Fees, Debt Financing, SLOCOG RTIP Type of Facility Local Interchange Number of Structures 1 Anticipated Environmental Determination or Document Initial Study/Mitigated Negative Declaration for CEQA and Categorical Exclusion for NEPA Legal Description On U.S. Route 101 in San Luis Obispo County, in the City of San Luis Obispo from PM 26.5 to PM 27.3 Project Development Category 3 This report is for programming Project Approval and Environmental Document support cost only. A Project Approval & Environmental Documentation report (PA/ED) will be prepared following the approval of this PSR-PDS. The remaining capital outlay support, right-of way, and construction components for the project are preliminary estimates and are not suitable for Page 115 of 753 05-SLO-101-PM 26.5/27.3 2 programming purposes. The resources required from Caltrans to complete the proposed components are oversight and project approval. Other approvals required:  City of San Luis Obispo Encroachment Permit  Mandatory and Advisory Design Exceptions  Federal Emergency Management Agency (FEMA) Conditional Letter of Map Revision (CLOMR) 2. BACKGROUND U.S. Route 101 (US 101) is the principal north/south freeway/expressway on the Central Coast traversing the counties of Santa Barbara, San Luis Obispo, Monterey and San Benito within District 5. It serves local, regional and interregional travel needs, including business, recreation, tourism, journey-to-work, freight and goods movement, and national defense transport and is part of the Pacific Coast Bicycle Route. Through the project area, US 101 is a four lane freeway with 12-foot through lanes, 5-foot inside shoulder, 10-foot outside shoulder and approximately 27-foot median. Right-of-Way width varies, but is generally 177 feet. The nearest interchanges on either side of the project study area include Los Osos Valley Road located at PM 25.9 and Madonna Road located at PM 27.5. There is an existing northbound US 101 off-ramp to Prado Road and an existing Prado Road northbound on-ramp to US 101. The ramp connections to Prado Road are located at PM 26.8. An existing conditions base map is provided as Attachment A. A Freeway Agreement between the State of California (Caltrans) and the City of San Luis Obispo (City) is currently in place and is dated July 3, 1972. The Freeway Agreement includes the segment of US 101 between 0.5 mile south of Los Osos Valley Road overcrossing and 0.4 mile south of Madonna Road overcrossing and includes the proposed project area. A Project Study Report (PSR) was previously prepared and approved in December 1996 (EA 41120K). Fact Sheet Exceptions to Mandatory Design Standards for non-standard interchange spacing between the proposed Prado Road interchange and the Madonna Road interchange were also prepared and approved in April 1996. Both the approved PSR and Fact Sheet Exceptions to Mandatory Design Standards were determined to be no longer valid. Construction of the Los Osos Valley Road (LOVR) improvements at US 101 were completed in 2016. The improvements corrected existing operational deficiencies and improved safety; provided a new LOVR Overcrossing adjacent to the existing LOVR Overcrossing to provide 4-lanes; widened the adjacent bridge crossing San Luis Obispo Creek; provided improved pedestrian and bicycle access along both sides of LOVR and integration with Bob Jones Trail; and, provided upgrades on all four on and off ramps at the US 101/LOVR interchange. During Project Approval & Environmental Documentation (PA/ED) for this project, the environmental document included the Prado Road interchange in the future scenario. The City of San Luis Obispo (City), Caltrans District 5 (Caltrans) and San Luis Obispo Council of Governments (SLOCOG) signed a Caltrans Project Information Form in January 2016 and Page 116 of 753 05-SLO-101-PM 26.5/27.3 3 the City and Caltrans signed a Project Charter in July 2017. The City and Caltrans also entered into a Cooperative Agreement (No. 05-0313) in July 2017 in which the City agreed to prepare a Project Study Report – Project Development Support (PSR-PDS) for the proposed project. Caltrans agreed to provide project oversight and approvals. 3. PURPOSE AND NEED Purpose: The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. Need: There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the 101 freeway and resolve forecasted operational deficiencies on State and City facilities. This connectivity needs extends to all transportation modes. Goals and objectives of the project include: 1) improve overall operations of U.S. Route 101 and adjacent interchanges; 2) improve mobility for bicyclists and pedestrians; 3) improve transit performance and enhance transit opportunities; and 4) consistency with local, regional and state planning. 4. TRAFFIC ENGINEERING PERFORMANCE ASSESSMENT Seven project build alternatives concepts were initially developed and analyzed to compare the impacts to US 101 mainline, weave and ramp operations between Los Osos Valley Road and Marsh Street, local connectivity, local accessibility and local traffic circulation. A traffic operations analysis report (TOAR) was prepared in March 2017 to analyze the following alternatives (each build alternative includes the extension of Prado Road west over US 101 to a connection with Dalidio Drive):  No Build Alternative  Alternative A1 - Full Access Tight Diamond Interchange Configuration (Type L-2 configuration west of and Type L-1 configuration east of US 101. This alternative also included two ramp intersection control options, traffic signal control or roundabout.)  Alternative A2 – Full Access Interchange with Partial Clover East of US 101 (Type L- 2 configuration west of and Type L-8 configuration east of US 101. This alternative also included two ramp intersection control options, traffic signal control or roundabout.)  Alternative A3 – Full Access with Partial Clover West of US 101 (Type L-8 configuration west of and Type L-1 configuration east of US 101. This alternative also included two ramp intersection control options, traffic signal control or roundabout.)  Alternative A4 – Full Access Partial Clover Interchange Configuration (Type L-7 configuration west of and Type L-7 configuration east of US 101. This alternative also included two ramp intersection control options, traffic signal control or roundabout.)  Alternative A5 – Single Point Interchange Alternative (Type L-13 configuration) Page 117 of 753 05-SLO-101-PM 26.5/27.3 4  Alternative A6 – Partial Access Tight Diamond Interchange Configuration (Type L-1 configuration east of US 101. This alternative also included two ramp intersection control options, traffic signal control or roundabout.)  Alternative B – Prado Road Overcrossing Only Alternative Alternatives A1 through A5 considered a collector-distributor (C-D) between Madonna Road and Prado Road. Alternatives A1 through A6 also considered a northbound US 101 auxiliary lane between Prado Road and Madonna Road. The TOAR along with a draft alternatives design memorandum was provided to Caltrans for review and comment in March 2017. The TOAR provided projected year 2045 traffic operations for the No-Build conditions as well as the seven initial build alternatives. The following table shows the projected year 2045 US 101 peak hour operations from south of the Los Osos Valley Road interchange north through the Madonna Road interchange as presented in the TOAR. Source: TOAR (March 2017) The next table shows the projected year 2045 intersection peak hour levels of service for the Los Osos Valley Road interchange, US 101 NB Ramps/Prado Road intersection, and the Madonna Road interchange as presented in the TOAR. Target LOS Segment Type US 101 Northbound US 101 NB South of Los Osos Valley Road C Freeway E / C E / C E / C E / C E / C E / C E / C E / C US 101 NB Los Osos Valley Road Off Ramp C Diverge E / D E / D E / D E / D E / D E / D E / D E / D US 101 NB Los Osos Valley Road On Ramp C Merge D / C D / C D / C D / C D / C D / C D / C D / C US 101 NB South of Prado Road C Freeway D / C D / C D / C D / C D / C D / C D / C D / C US 101 NB Prado Road Off Ramp C Diverge D / D D / D D / D D / D D / D D / D D / D -/ - US 101 NB Prado Road On Ramp C Merge D/ D - / - - / - - / - - / - - / - - / - - / - US 101 NB South of Madonna Road C Freeway D/ D - / - - / - - / - - / - - / - - / - - / - US 101 NB Madonna Road Off Ramp C Diverge D/ D - / - - / - - / - - / - - / - - / -D/ D US 101 NB North of Prado Road C Weave - / - C / C C / C C / C C / C C / C C / C - / - US 101 NB South of Marsh Street C Weave C / D C / D C / D C / D C / D C / D C / D C / D US 101 Southbound - / -- / - - / - - / - US 101 SB South of Marsh Street C Weave C / D C / D C / D C / D C / D C / D C / D C / D US 101 SB Madonna Road On Ramp C Merge B / D -/ --/ --/ --/ --/ -B/ D B / D US 101 SB Collector Distributor Diverge C Diverge - / - A / B A / B A / B A / B A / B - / - - / - US 101 SB Collector Distributor Weave C Weave - / - A / A A / A A / A A / A A / A - / - - / - US 101 SB South of Madonna Road C Freeway C / E B / D B / D B / D B / D B / D C / E C / E US 101 SB Collector Distributor End C Merge - / - - / - C / D -/ - A/ B C/ D -/ - -/ - US 101 SB Prado Road On Ramp C Merge - / - A / B C / E A/ B C/ E C / E -/ - -/ - US 101 SB North of Los Osos Valley Road C Weave - / - B / D -/ - B/ D - / - - / - - / - US 101 SB North of Los Osos Valley Road C Freeway C / E -/ - C/ E -/ - C/ E C / E -/ - C/ E US 101 SB Los Osos Valley Road Off Ramp C Diverge C / E -/ - C/ E -/ - C/ E C / E C / E C / E US 101 SB Los Osos Valley Road On Ramp C Merge C / E C / E C / E C / E C / E C / E C / E C / E US 101 SB South of Los Osos Valley Road C Freeway B / F B / F B / F B / F B / F B / F B / F B / F US 101 PROJECTED ALTERNATIVE PEAK HOUR LEVEL OF SERVICE (LOS) Interchange Location No-Build Alt A1 Alt A2 Alt A3 AM / PM Peak Hour LOS Alt A5 Alt A6 Alt B AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS Alt A4 Page 118 of 753 05-SLO-101-PM 26.5/27.3 5 Source: TOAR (March 2017) A Project Development Team (PDT) meeting was then held on June 1, 2017 during which the TOAR results guided the PDT to reject the full interchange option since it is not needed in the next 20 years. The PDT provided direction that an initial project that provides the Prado Road crossing over US 101, reconfigured northbound US 101 ramps only with Prado Road, and a northbound US 101 auxiliary lane between Prado Road and Madonna Road represents the PSR-PDS project. The following viable build alternatives were then identified by the PDT to be included in the PSR-PDS and be carried forward into PA/ED. Alternative A1 (both traffic signal control or roundabout control options) Alternative A3 (both traffic signal control or roundabout control options) Alternative A4 (both traffic signal control or roundabout control options) Since the current alternatives would require extensive structures to accommodate FEMA, the PDT agreed to consider an alternative (Alternative A7) that constructs the northbound ramps at grade. This alternative considers bringing the US 101 northbound off-ramp and on-ramp into Prado Road just prior to the Prado Road intersection with Elks Lane. A roundabout would provide intersection control at the Prado Road/Elks Lane intersection. A revised traffic operations analysis report (TOAR) has been prepared to reevaluate the identified viable alternatives and Alternative A7 and was provided to Caltrans in September 2017 for review and comment. The revised TOAR again provided projected year 2045 traffic operations for the No-Build conditions as well as the identified viable alternatives including Alternative 7. The following table shows the projected year 2045 US 101 peak hour operations from south of the Los Osos Valley Road interchange north through the Madonna Road interchange as presented in the revised TOAR. No-Build Alt A1 Alt A2 Alt A3 Alt A4 Alt A5 Alt A6 Alt B AM / PM Peak Hour AM / PM Peak Hour AM / PM Peak Hour AM / PM Peak Hour AM / PM Peak Hour AM / PM Peak Hour AM / PM Peak Hour AM / PM Peak Hour Target LOS Control Type LOS LOS LOS LOS LOS LOS LOS LOS Los Osos Valley Road/Calle Joaquin D Signal C / B A /A A /A A /A A /A A /A A / B A / B Los Osos Valley Road/US 101 SB Ramps C Signal E / C C / BC / BC / BC / BC / BD / C C / C Los Osos Valley Road/US 101 NB Ramps C Signal D / B B / BB / BB / BB / BB / BC / BD / C S. Higuera Street/Los Osos Valley Road D Signal D / F D / DC / DC / DC / DC / DC / E C / E Prado Road/US 101 NB Ramps C Signal B / C B / B A / A B / B D / C - / -B / B - / - Prado Road/US 101 SB Ramps C Signal - / -B / B B / B B / B B / B - / - - / - - / - Prado Road/US 101 Ramps (Single Point) C Signal - / - - / - - / - - / - - / - C / B - / - - / - Madonna Road/Higuera Street D Signal D / D C / C C / C C / C C / C C / C C / D D / D Madonna Road/US 101 NB Ramps C Signal C / C B / BB / BB / BB / BB / BB / BC / C Madonna Road/US 101 SB Ramps/Madonna Inn C Signal D / C C / CC / CC / CC / CC / CD / C C / C Madonna Road/El Mercado D Signal A / C B / CB / CB / CB / CB / CB / BB / B YEAR 2045 PROJECTED ALTERNATIVES INTERSECTION PEAK HOUR LEVEL OF SERVICE (LOS) Intersections Page 119 of 753 05-SLO-101-PM 26.5/27.3 6 Source: TOAR (September 2017) The next table shows the projected year 2045 intersection peak hour levels of service for the Los Osos Valley Road interchange, US 101 NB Ramps/Prado Road/ intersection, and the Madonna Road interchange as provided in the revised TOAR. Source: TOAR (September 2017) Finally, supplemental Intersection Control Evaluation (ICE) Step 1 analysis and information has been prepared and provided in the revised TOAR including a collision cost analysis and benefit/cost (B/C). The resulting B/C for each alternative are provided in the following table. The negative Traffic Signal B/C’s shown in the table are the result of the “Desired Improvement” collision cost being greater than the corresponding “Existing Condition” collision cost. US 101 Northbound US 101 NB South of Los Osos Valley Road C Freeway E / C E / C E / C E / C E / C US 101 NB Los Osos Valley Road Off Ramp C Diverge E / D E / D E / D E / D E / D US 101 NB Los Osos Valley Road On Ramp C Merge D / C D / C D / C D / C D / C US 101 NB South of Prado Road C Freeway D / C D / C D / C D / C D / C US 101 NB Prado Road Off Ramp C Diverge D / D D / D D D D / D D / D US 101 NB Prado Road On Ramp C Merge D/ D US 101 NB South of Madonna Road C Freeway D/ D US 101 NB Madonna Road Off Ramp C Diverge D/ D US 101 NB North of Prado Road C Weave C / C C / C C / C C / C US 101 NB South of Marsh Street C Weave D/ D C / D C / D C / D C / D US 101 Southbound US 101 SB South of Marsh Street C Weave C / E D / E C / E D / E D / E US 101 SB Madonna Road On Ramp C Merge B / D B / D B / D B / D B / D US 101 SB South of Madonna Road C Freeway C / E C / E C / E C / E C / E US 101 SB Los Osos Valley Road Off Ramp C Diverge C / E C / E C / E C / E C / E US 101 SB Los Osos Valley Road On Ramp C Merge C / E C / E C / E C / E C / E US 101 SB South of Los Osos Valley Road C Freeway B / F B / F B / F B / F B / F AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS - / - - / - - / - - / - - / - - / - - / - - / - Alt A3 Alt A4 Alt A7 US 101 YEAR 2045 PROJECTED ALTERNATIVES PEAK HOUR LEVEL OF SERVICE (LOS) AM / PM Peak Hour LOS - / - - / - - / - - / -- / - Location Target LOS Segment Type No-Build Alt A1 AM / PM Peak Hour LOS Los Osos Valley Road/Calle Joaquin D Signal C / B A / B A / B A / B A / B Los Osos Valley Road/US 101 SB Ramps C Signal E / C D / C D / C D / C D / C Los Osos Valley Road/US 101 NB Ramps C Signal D / B C / B C / B C / B C / B S. Higuera Street/Los Osos Valley Road D Signal D / F C/ E C/ E C/ E C/ E Prado Road/US 101 NB Ramps C Signal B / C B / A B / A C / B A / C Madonna Road/Higuera Street D Signal D / D C / D C / D C / D C / D Madonna Road/US 101 NB Ramps C Signal C / C B / B B / B B / B B / B Madonna Road/US 101 SB C Signal D / C D / C D / C D / C D / C Madonna Road/El Mercado D Signal A / C B / B B / B B / B B / B Control Type AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS AM / PM Peak Hour LOS YEAR 2045 PROJECTED ALTERNATIVES INTERSECTION PEAK HOUR LEVEL OF SERVICE (LOS) No-Build Alt A1 Alt A3 Alt A4 Alt A7 Target LOSIntersection AM / PM Peak Hour LOS Page 120 of 753 05-SLO-101-PM 26.5/27.3 7 ALTERNTIVES BENEFIT COST (B/C) COMPARISON Alternatives Roundabout B/C Traffic Signal B/C Alternatives A1/A1R A1 -0.12 A1R 0.19 Alternatives A3/A1R A3 -0.12 A1R 0.19 Alternatives A4/A4R A4 -0.15 A4R 0.20 Source: September 2017 TOAR 5. DEFICIENCIES The existing Prado Road interchange with US 101 consists only of northbound off- and on- ramps. Prado Road presently has a compact diamond off-ramp and a hook on-ramp in the northbound direction. This configuration provides limited access to and from US 101 from the local street system at this location. The Prado Road extension over US 101 is needed to provide better community connectivity between the existing and planned neighborhoods and to support planned roadway improvements east and west of the 101 freeway. Improvements to US 101 in the study area and the extension of Prado Road over US 101 are critical to the operations for all modes of travel not only for regional traffic but also for local traffic. System Connectivity Within the project area, east/west connectivity across US 101 is currently limited to either Los Osos Valley Road or Madonna Road. With continued growth and development planned adjacent to or served by these two corridors, overall circulation and accessibility in the project area for all transportation modes will degrade without providing additional connectivity. The following table shows the US 101 existing conditions and the projected year 2025 and year 2045 freeway ramp junction and weave segment peak hour levels of service for the No-Build condition from the Los Osos Valley Road interchange north through the Madonna Road interchange. The next table shows the existing conditions and the projected year 2025 and year 2045 intersection peak hour levels of service for the No-Build condition at the Los Osos Valley Road Page 121 of 753 05-SLO-101-PM 26.5/27.3 8 interchange, US 101 NB Ramps/Prado Road/Elks Lane intersection, and the Madonna Road interchange. Traffic Volumes US 101 just north of Los Osos Valley Road currently experiences over 60,000 vehicles per day on an average day with this volume projected to increase by almost 50% by the year 2045. Continued growth in the use of US 101 for regional and interregional travel will contribute to this projected growth. Continued growth within the City of San Luis Obispo will result in an increase in local traffic to the projected growth in traffic on mainline US 101 and also increases in traffic accessing US 101 from the Los Osos Valley Road interchange, the Prado Road northbound off and on ramps, and the Madonna Road interchange. The following table shows the US 101 No-Build condition existing and forecasted year 2025 and year 2045 freeway mainline and freeway on and off ramp peak hour traffic volumes from south of the Los Osos Valley Road interchange north through the Madonna Road interchange. AM Peak Hour PM Peak Hour AM Peak Hour PM Peak Hour AM Peak Hour PM Peak Hour LOS LOS LOS LOS LOS LOS Los Osos Valley Road/Calle Joaquin Signal D A A A A C B Los Osos Valley Road/US 101 SB Ramps Signal C B B C B E C Los Osos Valley Road/US 101 NB Ramps Signal C C C B C D B S. Higuera Street/Los Osos Valley Road Signal D B B C C D F Prado Road/US 101 NB Ramps AWSC C A B B C B C Madonna Road/Higuera Street Signal D B C C D D D Madonna Road/US 101 NB Ramps Signal C B C C C C C Madonna Road/US 101 SB Ramps/Madonna Inn Signal C D C D C D C Madonna Road/El Mercado Signal D A B A B A C Year 2025 Year 2045 EXISTING AND FORECASTED NO-BUILD PEAK HOUR INTERSECTION LEVEL OF SERVICE (LOS) Intersection Control Type Target LOS Existing Conditions AM Peak Hour PM Peak Hour AM Peak Hour PM Peak Hour AM Peak Hour PM Peak Hour Mainline US 101 US 101 Northbound South of Los Osos Valley Road (LOVR)2,774 2,249 3,186 2,538 3,751 2,913 North of LOVR 2,443 2,137 2,770 2,420 3,250 2,840 North of Prado Road 2,468 2,497 2,785 2,806 3,200 3,285 North of Madonna Road 2,851 2,919 3,151 3,352 3,552 3,911 US 101 Southbound South of Marsh Street 2,301 3,361 2,510 3,746 3,114 4,379 South of Madonna Road 1,663 2,881 1,881 3,260 2,210 3,830 South of LOVR 1,406 3,004 1,616 3,516 1,955 4,131 US 101 Interchanges LOVR Northbound Off-ramp 546 579 643 620 783 636 Northbound On-ramp 215 467 227 502 282 563 Southbound Off-ramp 621 611 676 573 816 608 Southbound On-ramp 364 774 412 829 561 909 Prado Road Northbound Off-ramp 225 135 311 150 430 170 Northbound On-ramp 250 495 326 536 380 615 Madonna Road Northbound Off-ramp 266 299 278 273 276 242 Northbound On-ramp 649 721 644 819 628 868 Southbound Off-ramp 782 857 861 895 1,179 1,002 Southbound On-ramp 144 377 231 409 275 453 Marsh Street Northbound Off-ramp 384 399 361 363 338 327 Southbound On-ramp 322 597 283 549 244 501 US 101 EXISTING AND FORECASTED NO-BUILD PEAK HOUR TRAFFIC VOLUMES Existing Conditions Year 2025 Year 2045 Page 122 of 753 05-SLO-101-PM 26.5/27.3 9 The next table shows the No-Build condition existing and forecasted year 2025 and year 2045 peak hour traffic volumes on the adjacent and intersecting local street system. Safety Table B collision information and rates at the study area ramps were obtained from Caltrans for the three-year period from August 1, 2012 through July 31, 2015. The following table provides collision data on freeway ramp segments at Prado Road and Madonna Road for this three-year period. Collision data is not shown for the freeway ramp segments at Los Osos Valley Road as interchange construction was going on during this time period. As shown in this table, there were no fatality collisions reported at any of the ramps during the three-year period. As also shown, each of the Madonna Road ramps experienced actual rates for fatal plus injury (F+I) and total collisions higher than the corresponding statewide average rates. The southbound off-ramp experienced the highest number of both injury and total collisions at 5 and 18 respectively while the northbound on-ramp had the lowest number at 1 and 6 respectively. Finally, there were no collisions reported for the northbound on-ramp from Prado Road and only 1 collision reported for the northbound off-ramp to Prado Road. US 101 FREEWAY RAMP TRAFFIC COLLISION DATA (MV) (August 1, 2012 – July 31, 2015) RAMP SEGMENT Collisions Actual Rate Average Rate FAT INJ F+I TOTAL FAT F + I TOTAL FAT F+I TOTAL NB Off to Prado Road 0 0 0 1 0.000 .00 .58 0.001 .17 .54 NB On from Prado Road 0 0 0 0 0.000 .00 .00 0.001 .13 .46 SB On from Madonna Road 0 6 6 9 0.000 1.36 2.04 0.002 .22 .63 NB Off to Madonna Road 0 4 4 7 0.000 .93 1.63 0.003 .35 1.01 SB Off to Madonna Road 0 5 5 18 0.000 .49 1.78 0.003 .24 .72 NB On from Madonna Road 0 1 1 6 0.000 .25 1.52 0.002 .22 .63 AM Peak Hour PM Peak Hour AM Peak Hour PM Peak Hour AM Peak Hour PM Peak Hour Roadway Segments Los Osos Valley Road (LOVR) West of Calle Joaquin 1,724 2,788 2,030 3,195 2,578 3,939 West of US 101 SB Ramps 1,869 2,891 2,164 3,305 2,876 4,301 On US 101 Overcrossing 1,749 2,257 2,196 2,543 2,804 3,506 East of US 101 NB Ramps 1,511 1,752 1,991 2,017 2,480 2,927 Prado Road East of US 101 NB Ramps 468 631 620 685 765 750 Madonna Road West of US 101 SB Ramps 1,895 2,705 2,230 3,093 2,519 3,304 On US 101 Overcrossing 2,151 2,334 2,462 2,776 2,966 2,994 East of US 101 NB Ramps 1,762 1,912 2,079 2,293 2,606 2,550 S. Higuera Street South of LOVR 607 714 855 902 1,020 1,480 North of LOVR 1,974 2,308 2,366 2,806 2,809 3,087 South of Prado Road 1,086 1,665 1,384 2,108 1,463 2,189 South of Madonna Road 1,197 1,508 1,505 1,978 2,301 2,649 North of Madonna Road 1,628 2,247 2,050 2,539 2,524 3,123 LOCAL STREET SYSTEM EXISTING AND FORECASTED NO-BUILD PEAK HOUR TRAFFIC VOLUMES Existing Conditions Year 2025 Year 2045 Page 123 of 753 05-SLO-101-PM 26.5/27.3 10 Table B collision information and rates for mainline US 101 within the study area were also obtained from Caltrans for the three-year period from August 1, 2012 through July 31, 2015. The following table provides collision data on freeway segments within the project area for this three-year period. As shown in this table, there was one fatality collision reported on northbound US 101 between the Prado Road and Madonna Road interchanges. Other actual rates for northbound US 101 are lower than the corresponding statewide average rates. Actual rates for southbound US 101 area were generally lower than the corresponding statewide average rates except for the total actual rate. US 101 FREEWAY SEGMENT TRAFFIC COLLISION DATA (MVM) (August 1, 2012 – July 31, 2015) FREEWAY SEGMENT Collisions Actual Rate Average Rate FAT INJ F+I TOTAL FAT F + I TOTAL FAT F+I TOTAL Los Osos Valley Road – Madonna Road Southbound 0 12 12 49 0.000 .23 .94 0.005 .27 .83 Los Osos Valley Road – Prado Road Northbound 0 1 1 6 0.000 .03 .19 0.005 .26 .81 Prado Road – Madonna Road Northbound 1 2 3 10 0.047 .14 .47 0.005 .27 .83 6. CORRIDOR AND SYSTEM COORDINATION U.S. Route 101 (US 101) is designated with the following state and federal classifications:  Federal Aid Primary Route  Freeway Expressway System (F&E)  National Highway System (NHS)  Strategic Highway Corridor Network (STRAHNET)  Interregional Road System (IRRS)  High Emphasis Route  Eligible to be part of the Scenic Highway System The current US 101 northbound (NB) off and on ramp connections with Prado Road are located at PM 26.8 within Segment 5 in the US 101 Transportation Concept Report (TCR, December 2014). Segment 5 extends from the South Higuera Street Interchange (PM 24.3) to the State Route 58 Interchange (PM 37.9). The route is a four lane freeway through the City of San Luis Obispo and then transitions to a six lane expressway and conventional highway through the Cuesta Grade. Within Segment 5 the 2035 Corridor Concept is freeway with capacity of four to six lanes, and the Ultimate Corridor Concept (beyond 2035) is freeway with capacity of up to six lanes. US 101 through the study area is currently a four lane divided freeway with auxiliary lanes provided between Madonna Road and Marsh Street. As noted, the Ultimate Corridor Concept Page 124 of 753 05-SLO-101-PM 26.5/27.3 11 is identified as freeway with capacity of up to six lanes though there is no funding currently identified for providing a six lane freeway section. The TCR identifies various intelligent transportation system (ITS) elements for implementation within Segment 5. These include closed circuit television cameras (CCTV), inductive loop type census station (LOOP), microwave vehicle detection system (MVDS), wireless access point bridge (WAPB), and wireless client bridge (WCB). Though these elements are noted, specific locations for implementation are not identified. The TCR also identifies potential locations for ramp meters in the US 101 corridor, but with no locations within Segment 5. The District System Management Plan (DSMP, August 2015) identifies the construction of a northbound US 101 auxiliary lane between Prado Road and Madonna Road (DSMP 2015 ID No. 2073). The US 101 Corridor Mobility Master Plan (December 2014) evaluated potential corridor improvements within four (4) distinct US 101 focus segments within the county. Focus Segment 2 is located within the City of San Luis Obispo with the segment limits extending from Los Osos Valley Road to Monterey Street. The US 101/Prado Road interchange and US 101 northbound auxiliary lane between Prado Road and Madonna Road are identified in Table 1 as projects to be considered during future planning and programming cycles. Within Segment 2, the US 101 Corridor Mobility Master Plan also identified ramp meters on the northbound on-ramp from Madonna Road and on the southbound on-ramp from Los Osos Valley Road. The San Luis Obispo Council of Governments (SLOCOG) 2017 Park & Ride Lot Study (August 2017) notes that a major goal of SLOCOG is to help assure the development of an efficient, coordinated, integrated, and balanced transportation system including providing Park and Ride (P&R) lot locations throughout the County. Table D in the study identifies a P&R lot on Prado Road at or near the Prado Road/US 101 interchange as a potential P&R location. The US 101/Prado Road interchange and US 101 northbound auxiliary lane between Prado Road and Madonna Road are identified in the San Luis Obispo Council of Governments (SLOCOG) 2014 Regional Transportation Plan (2014 RTP Project ID No. CEN-MHWY- 1402). This project is identified as ‘Constrained’ in the 2014 RTP, Chapter 4, Figure 4-41. The City’s General Plan (May 2015) is published in separately adopted sections, called elements, which address various topics. The City updated both the General Plan Land Use and Circulation elements (San Luis Obispo 2035 Land Use and Circulation Update) which was adopted in 2014. While the Land Use Element describes the city’s desired character and size, the Circulation Element describes how transportation will be provided in the community described by the Land Use Element. A copy of the Circulation Element ‘Street Classification Diagram is provided in Attachment B while a description of the transportation improvements is provided in Table 5 (Transportation Capital Projects) in the Circulation Element. The following roadway improvements which will improve mobility and circulation and relieve congestion with the project study area have been identified by the City as in place by the year 2035. Page 125 of 753 05-SLO-101-PM 26.5/27.3 12  Dalidio Drive widened to 4 lanes between Madonna Road and Froom Ranch Way  Froom Ranch Way extended to Dalidio Drive  Prado Road widened to 4 lanes between US 101 and S. Higuera Street  Horizon Lane extended between Avila Ranch and Suburban Drive  Buckley Road extended to S. Higuera Street  A new North/South Collector between Prado Road and Tank Farm Road  Prado Road extended to Broad Street  Madonna Road at S. Higuera Street realigned to Bridge Street The City of San Luis Obispo Bicycle Transportation Plan (BTP, November 2013) identifies a need for a Class I crossing of US 101 between Los Osos Valley Road and Madonna Road which could be either a Class I crossing only or a combination Class I/Class II facility. The BTP currently identifies both a Class I and Class II facility crossing of US 101 at the proposed Prado Road extension over US 101. The conclusion reached during the 6/1/17 PDT meeting was that an initial project that provides the Prado Road overcrossing of US 101, reconfigured northbound ramps only with Prado Road, and a northbound US 101 auxiliary lane between Prado Road and Madonna Road represents the PSR-PDS project. Though the US 101 southbound Prado Road ramps and C-D are not being considered under this PSR-PDS, these facilities are still a component of long range programmatic planning. As such, the PDT also directed that that the Prado Road structure should be designed in such a way as to accommodate the future southbound Prado Road ramps and C-D. The City is also reserving right-of-way needed for the future southbound ramps based on the best information that is available at this time. The reservation of this right-of-way will not preclude future viable alternatives. The City’s general plan and circulation element assume and reflect a future full interchange at US 101 and Prado Road. As these planning documents are updated they will be revised to include a collector distributor system for the southbound ramps as the ultimate facility (beyond 2040) and in the near term the partial interchange at Prado with the reconfigured northbound ramps and an auxiliary lane between the Prado northbound on and Madonna northbound off ramp. As noted in the ‘Background’ section, a Freeway Agreement between the State of California (Caltrans) and the City of San Luis Obispo (City is currently in place and is dated July 3, 1972. The Freeway Agreement includes the segment of US 101 between 0.5-mile south of Los Osos Valley Road overcrossing and 0.4-mile south of Madonna Road overcrossing and encompasses the existing US 101 northbound off-ramp and on-ramp connections with Prado Road. According to Caltrans Project Development Procedures Manual, Chapter 24 – Freeway Agreements, Article 8 – Resolutions of Change, and based on Caltrans opinion of this project’s impacts, the proposed project would be considered a “Major Change” which will require a superseding Freeway Agreement prior to construction and California Transportation Commission (CTC) approval. In the future, the Freeway Agreement will need to be updated when the southbound Prado Road ramps with US 101 are provided. Page 126 of 753 05-SLO-101-PM 26.5/27.3 13 7. ALTERNATIVES In addition to the No Build alternative, multiple build alternatives were investigated during the preparation of the PSR-PDS document. Four (4) build alternatives were identified by the Project Development Team (PDT) as viable and to be further studied. These include Alternative A1, Alternative A3, Alternative A4 and Alternative A7. Each of the viable build alternatives include a partial interchange with the proposed Prado Road overcrossing constructed over US 101 and new US 101 NB off-ramp to and on-ramp from Prado Road (these new ramps replace US 101 NB off and on ramps that currently connect with Prado Road). The project build alternatives would not preclude widening US 101 up to a six lane facility (Ultimate Corridor Concept) with a collector distributor and southbound ramp connections. No Advance Planning Study was performed as part of this PSR-PDS. Project Alternatives No Build Alternative The No-Build Alternative assumes no improvements to existing US 101 or the northbound off and on ramps to/from Prado Road. This alternative also assumes that Prado Road also terminates at the northbound ramps/Elks Lane intersection as is the current condition. This alternative does not meet the need and purpose of the proposed project. Alternative A1 Alternative A1 assumes traffic signal control provided at the US 101 NB ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A1 include the following:  The interchange configuration is consistent with a Type L-1 tight diamond configuration to the east of US 101.  Retaining walls are proposed on the inside of both the US 101 NB off-ramp to Prado Road and the Prado Road NB on-ramp to US 101. (Optional retaining walls are also identified on the outside of both the US 101 NB off-ramp and on-ramps as options to reduce right of way impacts to adjacent properties.)  An approximately 940’ auxiliary lane with a 1,520’ weave length is provided between the Prado Road NB on-ramp and the Madonna Road NB off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with Class II bike lanes and Class I pathways.  The Prado Road overcrossing over US 101 is a 2-span structure. Per direction received from the PDT, the westerly span will be designed to accommodate a future collector- distributor road and future southbound ramps if required.  Prado Road (Dalidio Drive) is extended west of US 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Exhibits are provided in Attachment C that show the Alternative A1 geometric layout, preliminary Prado Road profile and typical cross sections. The construction cost within proposed State right of way for Alternative A1 (with and without optional retaining walls) is Page 127 of 753 05-SLO-101-PM 26.5/27.3 14 estimated to be between $11M and $26M. A copy of the PSR-PDS Capital Outlay Project Estimate is provided in Attachment H. Alternative A1R (Roundabout Option) Alternative A1R provides a roundabout at the US 101 NB ramp intersection with Prado Road. The other preliminary geometric design elements are consistent with the traffic signal option Alternative A1. Exhibits are also provided in Attachment C that show the Alternative A1R geometric layout, preliminary Prado Road profile and typical cross sections. The construction cost within proposed State right of way for Alternative A1R (with and without optional retaining walls) is estimated to be between $11M and $21M. A copy of the PSR-PDS Capital Outlay Project Estimate is provided in Attachment H. Alternative A3 Alternative A3 assumes traffic signal control provided at the US 101 NB ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A3 include the following:  The interchange configuration is consistent with a Type L-1 tight diamond configuration on the east side of US 101. With this alternative the Prado Road/US 101 Northbound Ramp intersection is located slightly closer to US 101 mainline when compared to Alternative A1.  Retaining walls are proposed on the inside of both the NB off-ramp and the NB on- ramp. (Optional retaining walls are also identified on the outside of both the US 101 NB off-ramp and on-ramps as options to reduce right of way impacts to adjacent properties.)  An approximately 940’ auxiliary lane with a 1,520’ weave length is provided between the Prado Road NB on-ramp and the Madonna Road NB off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with Class II bike lanes and Class I pathways.  The Prado Road overcrossing over US 101 is a 2-span structure. Per direction received from the PDT, the westerly span will be designed to accommodate a future collector- distributor road and future southbound ramps if required.  Prado Road (Dalidio Drive) is extended west of US 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Exhibits are provided in Attachment D that show the Alternative A3 geometric layout, preliminary Prado Road profile and typical cross sections. The construction cost within proposed State right of way for Alternative 3 (with and without optional retaining walls) is estimated to be between $11M and $26M. A copy of the PSR-PDS Capital Outlay Project Estimate is provided in Attachment H. Note: The roundabout option for this alternative would be the same as Alternative A1R. Alternative A4 Alternative A4 assumes traffic signal control provided at the US 101 NB ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A4 include the following: Page 128 of 753 05-SLO-101-PM 26.5/27.3 15  The interchange configuration is consistent with a Type L-7 partial cloverleaf configuration on the east side of US 101.  (An optional retaining wall is also identified on the outside of the US 101 NB off-ramp to reduce right of way impacts to the adjacent property.)  An approximately 2000’ auxiliary lane with a 2,270’ weave length is provided between the Prado Road NB on-ramp and the Madonna Road NB off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with Class II bike lanes and Class I pathways.  The Prado Road overcrossing over US 101 is a 2-span structure. Per direction received from the PDT, the westerly span will be designed to accommodate a future collector- distributor road and future southbound ramps if required.  Prado Road (Dalidio Drive) is extended west of US 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Exhibits are provided in Attachment E that show the Alternative A4 geometric layout, preliminary Prado Road profile and typical cross sections. The construction cost within proposed State right of way for Alternative 4 (with and without optional retaining walls) is estimated to be between $11M and $26M. A copy of the PSR-PDS Capital Outlay Project Estimate is provided in Attachment H. Alternative A4R (Roundabout Option) Alternative A4R assumes that a roundabout is provided at the US 101 NB ramp intersection with Prado Road. The other preliminary geometric design elements are consistent with the traffic signal option Alternative A4. Exhibits are also provided in Attachment E that show the Alternative A4R geometric layout, preliminary Prado Road profile and typical cross sections. The construction cost within proposed State right of way for Alternative 4R (with and without optional retaining walls) is estimated to be between $11M and $21M. A copy of the PSR-PDS Capital Outlay Project Estimate is provided in Attachment H. Alternative A7 Alternative A7 only assumes roundabout control is provided at the Prado Road/Elks Lane/US 101 NB ramp intersection with Prado Road. The purpose was to limit to the extent possible right of way impacts to adjacent properties and impacts within the floodplain. Other preliminary geometric design elements presented for Alternative A7 include the following:  The interchange configuration is similar in concept to a Type L-6 configuration on the east side of US 101. The exception though is instead of the ramps connecting with a frontage road, the off-ramp is merged with eastbound (EB) Prado Road prior to the roundabout while the on-ramp diverges from westbound (WB) Prado Road after the roundabout.  An approximately 1220’ auxiliary lane with a 1,570’ weave length is provided between the Prado Road NB on-ramp and the Madonna Road NB off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with Class II bike lanes and Class I pathways. Page 129 of 753 05-SLO-101-PM 26.5/27.3 16  The Prado Road overcrossing over US 101 is a 2-span structure. Per direction received from the PDT, the westerly span will be designed to accommodate a future collector- distributor road and future southbound ramps if required.  Prado Road (Dalidio Drive) is extended west of US 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Exhibits are provided in Attachment F that show the Alternative A7 geometric layout, preliminary Prado Road profile and typical cross sections. The construction cost within proposed State right of way for Alternative 7 (with and without optional retaining walls) is estimated to be between $11M and $21M. A copy of the PSR-PDS Capital Outlay Project Estimate is provided in Attachment H. Project Alternatives Design Standards Risk Assessment Each alternative is likely to have several nonstandard features. The potential nonstandard features and their probability ratings are identified in the following table. Design Standards Risk Assessment Alternative Design Standard from Highway Design Manual Tables 82.1A & 82.1B Probability of Design Exception Approval (None, Low, Medium, High,) Justification for Probability Rating A1, A1R, A3, A4, A4R, A7 501.3, M Interchange Spacing H Since it is excessive in cost to meet the standard spacing and the future concept of adding the southbound ramps will mitigate the spacing with a collector distributor system that operates. The traffic study demonstrates the proposed northbound ramps with auxiliary lane operate. A1, A1R, A3,A2 504.7 M Minimum Weave Length None Equal or less than 1200? feet and doesn’t operate - unacceptable. A7 504.7 M Minimum Weave Length M Greater than 1500? and demonstrates that it operates, due to excessive Cost and can mitigate with auxiliary lane. A4, A4R, 504.3 A Distance between Ramp Intersection and Local Road Intersection H Distance is 450 feet, Advisory Design Exception, demonstrates that it operates and access control provided. A1, A1R, A3, A4, A4R, A7 Partial Interchange H North bound ramps needed for the operations of existing interchanges – Madonna and LOVR A1, A1R, A3, A4, A4R, A7 Access control across ramp termini H The intersection operates and the opening across the ramp is a street. A2 Access control across ramp termini None A driveway across a ramp termini is not viable A2 – viable but rejected – Note: A1, A1R and A3 would also be rejected if it doesn’t operate Page 130 of 753 05-SLO-101-PM 26.5/27.3 17 The probability rating for the identified design exception approvals were classified by the Project Development Coordinator and the delegated authority per instructions in the Project Development Procedures Manual (PDPM) Appendix S. The complex issues involved in considering design exceptions require more advanced engineering plans that would be analyzed in the subsequent phases of the project. Viable but Rejected Alternative Alternative A2 Alternative A2 was a Type L-8 configuration (partial cloverleaf) with proposed loop NB off- ramp to and direct on-ramp from Prado Road located on the north side of Prado Road. Alternative A2 was identified as a viable alternative that was rejected by the PDT due to the loss of a transportation asset (SLORTA’s new facility) located in the northwest quadrant of the interchange and the less than standard weave length between Prado Road northbound on-ramp and Madonna Road northbound off-ramp. As a result, the PDT determined that Alternative 2 did not meet the project’s purpose and need and it was removed from further consideration. An exhibit showing Alternative 2 is provided in Attachment G. Non-Viable Alternatives Alternative A5 (Single Point Interchange) Alternative A5 was a Type L-13 single point diamond interchange configuration with Prado Road crossing over US 101. Alternative A5 was removed from further consideration by the PDT because it could not be constructed in phases. Alternative A6 (Tight Diamond Configuration) Alternative A6 was removed from further consideration by the PDT as this alternative is the same as Alternative A3 and is no longer applicable. Alternative B (Prado Road Overcrossing Only) Alternative B considered providing the Prado Road overcrossing only over US 101. Alternative B was removed from further consideration by the PDT because it does not meet the project’s purpose and need. Providing the Prado Road overcrossing only is not consistent with City planning and the removal of the US 101 northbound ramps from Prado Road would have an impact on the overall operations at the adjacent interchanges. Transportation Management Plan For construction of the proposed Prado Road overcrossing (OC), full freeway closures will be required for falsework erection and removal. This will call for detours and/or median crossovers which will be addressed in subsequent project phases. It will also need to be determined whether the current ramp configuration at Prado Road will remain open during construction, and if they can be used for the northbound detour. Southbound closure will be more complicated, requiring use of a median crossover, or detour via Madonna Road and LOVR. Mainline closures of US 101 will be allowed at night only. Page 131 of 753 05-SLO-101-PM 26.5/27.3 18 A preliminary Transportation Management Plan (TMP) Data Sheet/Checklist has been prepared ((provided in Attachment T) which identifies strategies that should be included in the project. Major strategies are listed below: • Public Awareness Campaign • Portable Changeable Message Signs • Construction Area Signs • Planned Lane Closure Web Site • Construction Zone Enhanced Enforcement Program (COZEEP) • Lane/Ramp Closures Charts • Contingency Plan • Special Days (to be determined) • Liquidated Damages Penalty • Maintain Traffic 8. RIGHT-OF-WAY The right-of-way impacts associated with this project vary depending on the improvements proposed by the project alternatives. The No-Build Alternative has no right-of-way impacts. Each viable alternative has varying levels of right-of-way impacts to the City’s David F. Romero Corporation Yard located south of and adjacent to Prado Road and east of and adjacent to the US 101 northbound off-ramp. Each viable alternative also has varying levels of right- of-way impacts to the planned San Luis Obispo Regional Transit Authority (RTA) administration, operations, and bus maintenance facility located north of and adjacent to Prado Road and east of and adjacent to Elks Lane. Right-of-way for the future Elks Lane realignment is provided from both the planned RTA site and the adjacent Homeless Services Center site. Final alignment of Elks lane will be a component of the Planned RTA & Homeless Services Center project. An interim alignment or Cul-de-Sac of Elks lane will be provided in the event that the interchange proceeds prior to the final alignment of those development projects. A Conceptual Cost Estimate Form – Right of Way (PSR-PDS) has been developed for each of the identified viable build alternatives (Alternatives A1, A1R, A3, A4, A4R, and A7) with copies provided in Attachment I. As shown, the Capital Costs for each alternative ranges between $1M - $16M. For each of these alternatives, optional retaining walls are also identified on the outside of both the US 101 NB off-ramp and on-ramps as options to reduce right of way impacts to adjacent properties. Separate forms have been prepared for each of the alternatives with the optional retaining walls and copies are also provided in Attachment I. Utilities: Based on field reviews, the following utilities facilities have been identified within the project area: Page 132 of 753 05-SLO-101-PM 26.5/27.3 19  PG&E - overhead electrical  AT&T - overhead and underground cable  SoCal Gas - underground gas  Phillips Petroleum - underground petroleum pipe line  Caltrans – 2 recycled water distribution lines  City of San Luis Obispo o underground communications o underground sewer o underground water o water well Based on the preliminary designs and the observed location of the various utilities, it is assumed that utility relocations will be required. It is unknown at this time who will be responsible (project or provider) for utility relocations that will be required with the proposed project. Railroad: There is no railroad involvement with the proposed project. 9. STAKEHOLDER INVOLVEMENT This project is sponsored by the City of San Luis Obispo, and was recommended in SLOCOG’s 2014 US 101 Corridor Mobility Master Plan. This plan included extensive public involvement, including seven local workshops, 30 community presentations, two web-based interactive tools, numerous stakeholder meetings and several SLOCOG board presentations. The study team included representatives from SLOCOG, Caltrans, County of San Luis Obispo and the cities of San Luis Obispo, Arroyo Grande, Atascadero, Grover Beach, Paso Robles, Pismo Beach, Regional Transit Authority and the County Air Pollution Control District. 10. ENVIRONMENTAL DETERMINATION/DOCUMENT Environmental Summary: A Preliminary Environmental Analysis Report (PEAR) has been prepared for the proposed project and is included as Attachment J. The PEAR identified that the California Department of Transportation (Caltrans) would act as the Lead Agency for the preparation of the California Environmental Quality Act (CEQA) and the National Environmental Policy Act (NEPA) environmental approval process. Caltrans will serve as the NEPA lead agency under its assumption of responsibility pursuant to 23 U.S. Code 327. The anticipated environmental document for the proposed project is a Mitigated Negative Declaration (CEQA) and a Categorical Exclusion (NEPA). This document level has been selected based upon a preliminary review of the potential resources within the project limits, which indicates the project has the potential for significant impacts that would require mitigation pursuant to CEQA. Page 133 of 753 05-SLO-101-PM 26.5/27.3 20 Several sensitive State and federal listed biological species have been documented within the vicinity of the proposed project. However, a preliminary evaluation of the site indicates the majority of the site lacks suitable habitat for these species within the work area. Some project components may fall within the jurisdictional boundaries of San Luis Obispo Creek, along the northeastern auxiliary lane, and wetlands may be present in low-lying undeveloped areas, based on potential for hydric soils outlined in the Soil Survey and current Hydric Soils Lists. San Luis Obispo Creek contains stream and riparian habitat regulated by the United States Army Corps of Engineers (USACE), California Department of Fish and Wildlife (CDFW), and Regional Water Quality Control Board (RWQCB). An evaluation of the entire site will be conducted to determine if potentially jurisdictional features may be present within the project site, and if so, a formal jurisdictional delineation of the project site will be completed. San Luis Obispo Creek also contains occurrences of federally-listed South Central California Coast steelhead (SCCC steelhead) and critical habitat; and suitable habitat for federally listed California red legged frog (CRLF). Biological surveys and habitat assessments will be required to confirm presence and extent of habitat for SCCC steelhead and CRLF, and the absence of sensitive species from other areas of the project site. These surveys will be conducted during the bloom period of special status plants documented within the vicinity of the project. Avoidance of nesting birds may be required from February 1 through September 30. The estimated time to obtain environmental approval is up to 22 months from receipt of a complete Environmental Document Request. Draft and final environmental documents would be anticipated in 14 months and 22 months, respectively. It is anticipated multiple studies will be required for this project including (but not limited to): a Community Impact Assessment technical memorandum; an Initial Site Assessment; Form AD-1006; a Visual Impact Assessment; a Historic Property Survey Report that includes a Phase I Archaeological Survey; a Location Hydraulic Study; a Water Quality Assessment Report; a Noise Study Report; an Air Quality/Green House Gas Study; and a Natural Environment Study (Minimal Impacts). If the project cannot be designed to fully avoid San Luis Obispo Creek, or if other wetlands are present and cannot be avoided, the project could result in impacts to jurisdictional features. Impacts to jurisdictional features resulting from project related activities could require a Nationwide Permit from the United States Army Corps of Engineers pursuant to Section 404 of the Clean Water Act and a Water Quality Certification from the Regional Water Quality Control Board pursuant to Section 401 of the Clean Water Act. Likewise, the proposed project could require a Streambed Alteration Agreement from the California Department of Fish and Wildlife. Impacts to jurisdictional features typically require mitigation. Additionally, if San Luis Creek is not fully avoided, the project may require a Biological Opinion from the U.S. Fish and Wildlife Service (USFWS) and National Marine Fisheries Service (NMFS) under Section 7 of the Endangered Species Act, regarding potential effects to CRLF and SCCC-steelhead, respectively. The area of disturbance is expected to be over one acre which will necessitate a Stormwater Pollution Prevention Plan (SWPPP), and require enrollment under the Statewide Construction General Permit. The proposed project does not occur within the Coastal Zone and therefore, does not require a Coastal Development Permit. Page 134 of 753 05-SLO-101-PM 26.5/27.3 21 Hazardous Waste: An Initial Environmental Site Assessment has been prepared for this project and provided separate from this PSR-PDS to Caltrans for review. The initial conclusions from this study included the following:  The properties along the proposed right of way have been in agricultural use as early as the 1930s and it is likely for the soil within the proposed project site to have been impacted with hazardous levels of pesticides, herbicides and arsenic (used as an herbicide in the early 20th century).  The nearby roadways have supported vehicular activity since the middle of 20th century and it is likely that the surface soils are affected by deposition of aerial lead.  The roadway was built prior to the 1980s and it is likely that the surface markings and signs may contain asbestos-containing materials (ACM) and lead-based paint (LBP) in their construction materials.  A petroleum pipeline is present within the project limits.  The current U-Haul building at the northeast corner of Prado Road and Elks Lane was built prior to 1980 and it is likely that the structure may contain ACM and LBP in their construction materials.  The U-Haul Facility was also listed on the Leaking Underground Storage Tank (LUST) database as the site was a former gasoline service station and repair shop. The underground storage tanks (USTs) were removed, the site underwent remediation, and a ‘No further action’ letter was provided in 1992.  Although the USTs were removed, the service station repair shop still contained hydraulic lifts likely installed in the late 1950’s when the facility was constructed and may contain hydraulic oils and polychlorinated biphenyls (PCBs).  A water well and an abandoned septic tank was also noted on the U-Haul facility site. The study recommended that additional studies and investigations will be required to determine if hazardous waste/materials contamination is present within the project site. 11. FUNDING Funding has been identified as coming from a combination of impact fees, debt financing and the San Luis Obispo Council of Governments (SLOCOG) Regional Transportation Improvement Program (RTIP). RTIP funding is programed for construction in Fiscal Year 2021/22. A copy of the current Project Programming Request is provided in Attachment S with identified STIP and Local funding provided in the following Capital Outlay Project Estimate. It has been determined that this project is eligible for Federal-aid funding. Page 135 of 753 05-SLO-101-PM 26.5/27.3 22 Capital Outlay Project Estimate Range of Estimate STIP Funds Other Funds Construction Right-of-Way Construction Right-of-Way Construction Right-of-Way Alternative A1 $11M-$21M $5M - $16M $6M $22M Alternative A1 (optional retaining walls) $16M-$26M $1M - $6M $6M $22M Alternative A1R $11M-$16M $5M - $16M $6M $22M Alternative A1R (optional retaining walls) $11M-$21M $1M - $6M $6M $22M Alternative A3 $11M-$21M $5M - $16M $6M $22M Alternative A3 (optional retaining walls) $16M-$26M $1M - $6M $6M $22M Alternative A4 $11M-$21M $5M - $16M $6M $22M Alternative A4 (optional retaining walls) $16M-$26M $1M - $6M $6M $22M Alternative A4R $11M-$16M $5M - $16M $6M $22M Alternative A4R (optional retaining walls) $11M-$21M $1M - $6M $6M $22M Alternative A7 $11M-$16M $1M - $6M $6M $22M Alternative A7 (optional retaining walls) $11M-$21M $1M - $6M $6M $22M The level of detail available to develop these capital outlay project estimates is only accurate to within the above ranges and is useful for long-range planning purposes only. The capital outlay project estimates should not be used to program or commit State-programmed capital outlay funds. Capital Outlay Support Estimate Capital outlay support estimate for PA&ED is $765,000 and would be funded by the City of San Luis Obispo. Oversight work performed by Caltrans staff would not be reimbursed. Page 136 of 753 05-SLO-101-PM 26.5/27.3 23 12. DELIVERY SCHEDULE Project Milestones Scheduled Delivery Date (Month/Year) PROGRAM PROJECT M015 April 2018 BEGIN ENVIRONMENTAL M020 April 2018 CIRCULATE DED EXTERNALLY M120 May 2019 PA & ED M200 December 2019 The anticipated funding fiscal year for construction is 2021/22. 13. RISKS Various risks affecting scope, schedule and cost have been identified. There are several non-standard design risks that would affect the cost and schedule, including:  Non-standard interchange spacing between Prado Road and Madonna Road specific to all build alternatives.  Non-standard minimum weave length on northbound US 101 between Prado Road and Madonna Road specific to Alternatives A1, A1R, A3 and A7. Additional alternatives may be developed during the PA/ED phase affecting the cost and schedule. Right of way impacts potentially affect operations of the City's Corporation Yard thereby adding delays and cost to the project. Additional utilities not currently identified may need to be relocated causing delays and possible cost increases. Also, utility relocation may take longer than expected causing delays and possible cost increases. There are several potential environmental risks that would affect the cost and schedule including:  Endangered Species Act consultation is needed if suitable habitat for federally listed fish and wildlife species is identified in the project limits.  Archaeological deposits are identified that need mitigation.  Environmental technical studies result in the need for higher-level environmental document.  One or more acres of new impervious surfaces are created and an Alternative Compliance project is required.  Must meet City's MS4 requirements for post-construction storm water treatment. Significant hazardous waste/material contamination is found causing delays and possible cost increases. Page 137 of 753 05-SLO-101-PM 26.5/27.3 24 A full listing of risks, and the details of the identified risks including a risk response plan for each can be found in the risk register provided in Attachment K. 14. FHWA COORDINATION This project is considered to be an Assigned Project in accordance with the current Federal Highway Administration (FHWA) and Department of Transportation (Caltrans) Joint Stewardship and Oversight Agreement. 15. PROJECT PERSONNEL Paul Valadao (805) 549-3016 Caltrans Project Manager, District 5 Claudia Espino (805) 549-3079 Caltrans Design, District 5 Bing Yu (805) 549-3664 Caltrans Traffic Operations, District 5 Jimmy Ochoa (805) 549-0209 Caltrans Advance Planning, District 5 Lindsay Leichtfuss (805) 549-3492 Caltrans Environmental, District 5 Jake Hudson (805) 781-7255 City of San Luis Obispo Project Manager Joe Weiland (805) 858-3131 Omni-Means, a GHD Company, Project Manager for PSR-PDS (Consultant) Page 138 of 753 05-SLO-101-PM 26.5/27.3 25 16. ATTACHMENTS (Number of Pages) A. Existing Conditions Exhibit (1) B. Circulation Element Street Classification Diagram (1) C. Alternatives A1 and A1R (Viable Build Alternative) (6) D. Alternative A3 (Viable Build Alternative) (3) E. Alternatives A4 and A4R (Viable Build Alternative) (6) F. Alternative A7 (Viable Build Alternative) (3) G. Alternative A2 (Viable but Rejected Alternative) (1) H. PSR-PDS Capital Outlay Project Estimates (36) I. Conceptual Cost Estimate Forms – Right of Way (48) J. Preliminary Environmental Analysis Report (PEAR) (23) K. Risk Register (1) L. Storm Water Data Report (Signature Page) (1) M. Project Initiation Document Design Scoping Index (7) N. Transportation Planning Scoping Information Sheet (8) O. Division of Engineering Services PSR-PDS Scoping Checklist (8) P. Traffic Engineering Performance Assessment (9) Q. PSR-PDS Survey Needs Questionnaire (1) R. Quality Management Plan (9) S. Project Programming Request (3) T. Transportation Management Plan Data Sheet/Checklist (1) U. Caltrans Final Document Distribution List (1) Page 139 of 753 Page 140 of 753 ooo1514119 . 0 1 1518134 . 21 151 9134. 4 1 152 0134. 72 152 1 124 . 7 1 152 2 143 . 4 0 152 3136. 1 2 152 5118. 9 4 693136 . 98 694149 . 1 7 695138. 0 1 696129. 85 697129.4 1 PRADO ROAD INTERCHANGE PSR San Luis Obispo, California NORTH0 400 Scale: 1"= 400 ft. Existing Conditions Page 141 of 753 Page 142 of 753 Page 143 of 753 Page 144 of 753 STOPSTOP1520' WEAVEYIELDYIELDYIELD YIELDYIELDYIELD600'AUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTCITY CORPORATION YARDPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLR=600'; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-1 & AUXILIARY LANEPLANNED RTA FACILITYOPTIONAL RETAINING WALLPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 145 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, California ALTERNATIVE A1DRAFT CONCEPT 0 250Scale: 1"=250' (H)1"=50' (V) Page 146 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaALTERNATIVE A1DRAFT CONCEPTPage 147 of 753 YIELDYIELDYIELD YIELDYIELDYIELDSTOPYIELDYIELDYIELDYIELDYIELDYIELD1520' WEAVEAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1REXISTING TRANSMISSION TOWERDRAFT CONCEPTR=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-1 & AUXILIARY LANEPLANNED RTA FACILITYRETAINING WALLOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 148 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, California ALTERNATIVE A1RDRAFT CONCEPT 0 250Scale: 1"=250' (H)1"=50' (V) Page 149 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaALTERNATIVE A1RDRAFT CONCEPTPage 150 of 753 Page 151 of 753 STOPYIELDYIELDYIELD YIELDYIELDYIELD660'STOP0Scale: 1"=400400'NORTH San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A3AUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTEXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-1 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLPLANNED RTA FACILITYEXISTING R/W (TYP)CITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPage 152 of 753 San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSR ALTERNATIVE A3DRAFT CONCEPT 0 250Scale: 1"=250' (H)1"=50' (V) Page 153 of 753 San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A3DRAFT CONCEPTPage 154 of 753 Page 155 of 753 YIELDYIELDYIELD YIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A40Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-7 & AUXILIARY LANER=600' ; V=45 MPHCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 156 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, California ALTERNATIVE A4DRAFT CONCEPT 0 250Scale: 1"=250' (H)1"=50' (V) Page 157 of 753 San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A4DRAFT CONCEPTPage 158 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A4R0Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-7 & AUXILIARY LANER=600' ; V=45 MPHPLANNED RTA FACILITYOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 159 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, California ALTERNATIVE A4RDRAFT CONCEPT 0 250Scale: 1"=250' (H)1"=50' (V) Page 160 of 753 San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A4RDRAFT CONCEPTPage 161 of 753 Page 162 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD 1570' WEAVEAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A7EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLR=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-10 & AUXILIARY LANEPLANNED RTA FACILITYRETAINING WALLOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 163 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, California ALTERNATIVE A7DRAFT CONCEPT 0 250Scale: 1"=250' (H)1"=50' (V) Page 164 of 753 PRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaALTERNATIVE A7DRAFT CONCEPTPage 165 of 753 Page 166 of 753 STOP128 0 ' W EAV E 410'YIELDYIELDYIELD YIELDYIELDYIELDAUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaALTERNATIVE A2DRAFT CONCEPTNORTH0400Scale: 1"= 400 ft.EXISTING R/W (TYP)FUTURE FROOMRANCH EXTENSIONR=600' ; V=45 MPHEXISTING TRANSMISSION TOWERNORTHBOUND L-8 & AUXILIARY LANEOPTIONAL RETAINING WALLPLANNED RTA FACILITYOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 167 of 753 Page 168 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A1 SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $5M - $10M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M to $21M TOTAL RIGHT-OF-WAY ITEMS $5M - $16M TOTAL PROJECT CAPITAL OUTLAY COSTS $16M - $37M Page 169 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $5,550,000 X 1.1 = $6,100,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment C. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $5M - $10M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,300,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment C. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 170 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $180,000 = $180,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $5M - $16M Page 171 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3- mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A1 (With Optional Retaining Walls) SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $10M - $15M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $16M - $26M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $17M - $32M Page 172 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $8,150,000 X 1.1 = $9,000,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment C. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $10M - $15M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,300,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment C. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 173 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $180,000 = $180,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 174 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A1R SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS Less than $5M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M - $16M TOTAL RIGHT-OF-WAY ITEMS $5M - $16M TOTAL PROJECT CAPITAL OUTLAY COSTS $16M - $32M Page 175 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $3,750,000 X 1.1 = $4,130,000 Explanation: Include a brief (no more than 1 paragraph) discussion of the items that are The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment C. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS Less than $5M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,500,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment C. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 176 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $340,000 = $340,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: Include a brief (no more than 1 paragraph) discussion of the items that are TOTAL RIGHT-OF-WAY ITEMS $5M - $16M Page 177 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A1R (With Optional Retaining Walls) SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $5M - $10M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M - $21M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $12M - $27M Page 178 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $5,850,000 X 1.1 = $6,440,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment C. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $5M - $10M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,500,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment C. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 179 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $340,000 = $340,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for the alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 180 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A3 SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $5M - $10M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M to $21M TOTAL RIGHT-OF-WAY ITEMS $5M - $16M TOTAL PROJECT CAPITAL OUTLAY COSTS $16M - $37M Page 181 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $6,350,000 X 1.1 = $6,990,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment D. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $5M - $10M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,300,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment D. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 182 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $180,000 = $180,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $5M - $16M Page 183 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3- mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A3 (With Optional Retaining Walls) SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $10M - $15M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $16M - $26M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $17M - $32M Page 184 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $8,050,000 X 1.1 = $8,860,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment D. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $10M - $15M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,300,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment D. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 185 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $180,000 = $180,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 186 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A4 SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $5M - $10M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M to $21M TOTAL RIGHT-OF-WAY ITEMS $5M - $16M TOTAL PROJECT CAPITAL OUTLAY COSTS $16M - $37M Page 187 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $4,050,000 X 1.3 = $5,270,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment E. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $5M - $10M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,600,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment E. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 188 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $590,000 = $590,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $5M - $16M Page 189 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3- mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A4 (With Optional Retaining Walls) SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $10M - $15M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $16M - $26M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $17M - $32M Page 190 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $5,850,000 X 1.3 = $7,600,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment E. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $10M - $15M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,600,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment E. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 191 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $590,000 = $590,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 192 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A4R SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS Less than $5M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M - $16M TOTAL RIGHT-OF-WAY ITEMS $5M - $16M TOTAL PROJECT CAPITAL OUTLAY COSTS $16M - $32M Page 193 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $2,750,000 X 1.3 = $3,580,000 Explanation: Include a brief (no more than 1 paragraph) discussion of the items that are The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment E. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS Less than $5M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,500,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment E. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 194 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $750,000 = $750,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: Include a brief (no more than 1 paragraph) discussion of the items that are TOTAL RIGHT-OF-WAY ITEMS $5M - $16M Page 195 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A4R (With Optional Retaining Walls) SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $5M - $10M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M - $21M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $12M - $27M Page 196 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $4,350,000 X 1.3 = $5,660,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment E. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $5M - $10M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,500,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment E. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 197 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $750,000 = $750,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for the alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 198 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3-mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A7 SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS Less than $5M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M to $16M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $12M - $22M Page 199 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $3,750,000 X 1.1 = $4,130,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment F. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS Less than $5M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,500,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment F. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 200 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $300,000 = $180,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 201 of 753 1 Project Study Report – Project Development Support Capital Outlay Project Estimate Dist - Co – Rte 05-SLO-101 PM 26.5 / 27.3 Project Number 0516000105 EA 05-1H640K Month/Year February 2018 PROJECT DESCRIPTION: Limits: On Route 101 in San Luis Obispo County between 0.3- mile south of Prado Road and 0.2-mile south of Madonna Road Overcrossing Proposed Improvement (Scope): Construct new Prado Road crossing over Route 101, new Route 101 NB off-ramp to and on-ramp from Prado Road, and new NB Route 101 auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp Alternate: Alternative A7 (With Optional Retaining Walls) SUMMARY OF PROJECT COST ESTIMATE TOTAL ROADWAY ITEMS $5M - $10M TOTAL STRUCTURE ITEMS $5M - $10M TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M SUBTOTAL CONSTRUCTION COSTS $11M - $21M TOTAL RIGHT-OF-WAY ITEMS $1M - $6M TOTAL PROJECT CAPITAL OUTLAY COSTS $12M - $27M Page 202 of 753 2 I. ROADWAY ITEMS Average Cost per Lane Mile Number of Lane Miles Total Cost Total Cost $6,250,000 X 1.1 = $6,880,000 Explanation: The “Number of Lane Miles” estimated for this alternative include the new Route 101 NB off-ramp to and on-ramp from Prado Road, the new NB auxiliary lane between the Prado Road NB on-ramp and the Madonna Road NB off-ramp and Prado Road within State right-of-way not including the new overcrossing structure. See layout provided in Attachment F. Items that are included in the “Average Cost per Lane Mile” include, but not limited to, earthwork, pavement structural section, drainage, specialty items (including retaining walls), traffic items, roadway mobilization, supplemental work, contingencies and overhead. TMP strategies have also been identified (TMP checklist is provided in Attachment T) and the estimated costs to implement these strategies are included in the “Average Cost per Lane Mile”. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL ROADWAY ITEMS $5M - $10M II. STRUCTURES ITEMS Structure (1) Structure (2) Structure (3) Bridge Name Prado Road _________ _________ Total Cost for Structure $4,400,000 _________ _________ Explanation: The “Total Structures Items” cost estimate is based on ‘per square foot’ costs provided in the Comparative Bridge Costs sheet issued by the Office of Structure Office Engineer. The Prado Road overcrossing estimated square footage for this alternative was estimated based on the preliminary layout, Prado Road profile and typical sections both on US 101 at the proposed structure and for Prado Road across the structure developed for this alternative and included in Attachment F. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL STRUCTURE ITEMS $5M - $10M Page 203 of 753 3 III. ENVIRONMENTAL MITIGATION Quantity Unit Unit Price Item Cost Environmental Mitigation 1 LS X $300,000 = $300,000 Explanation: The “Total Environmental Mitigation” cost estimate for this alternative includes, but not limited to, environmental mitigation, landscape and irrigation, NPDES, and supplemental work for NPDES. It is likely that the project can avoid costly impacts/mitigation associated with regulated resources within the project APE. For further explanations, please contact Joe Weiland at (805) 858-3131 or Joseph.Weiland@GHD.com. TOTAL ENVIRONMENTAL MITIGATION ITEMS Less than $1M IV. RIGHT-OF-WAY ITEMS Escalated Value A. Acquisition, including excess lands, damages to remainder(s) and Goodwill $_________ B. Utility Relocation (State share) $_________ Anticipated Date of Right-of-Way Certification (Date to which values are escalated) Explanation: A “Conceptual Cost Estimate – Right-of-Way Component” has been prepared for this alternative and can be found in Attachment I. Cost estimates for this alternative include, but not limited to, capital and support costs with escalation and contingencies. For further explanations, please contact Joe Weiland at (805) 858- 3131 or Joseph.Weiland@GHD.com. TOTAL RIGHT-OF-WAY ITEMS $1M - $6M Page 204 of 753 Page 205 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A1 - intersection of Prado Road and Highway 101, mixed industrial and public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 9 274,874 7 115,970 N/A -0- X X X commercial uses January 5, 2018 Page 206 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) City-owned corporation yard will require relocation; business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 207 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A1) Page 208 of 753 STOPSTOP1520' WEAVEYIELDYIELDYIELD YIELDYIELDYIELD600'AUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYCITY CORPORATION YARDPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLOPTIONAL RETAINING WALLNORTHBOUND L-1 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.0781.769--------1.7360.4370.394----------0.9960.242--0.1452.018 X 10-40.0820.0380.0610.0255.870 X 10-40.2251.5800.7140.567EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAYPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 209 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A1 (optional retaining walls) - intersection of Prado Road and Highway 101, mixed industrial and commercial uses public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 -0-N/A N/A -0- 101,679 X X X January 5, 2018 Page 210 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) Business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate only covers the identified permanent State and City Right of Way per the conceptual drawings provided, and is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 211 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A1) Page 212 of 753 STOPSTOP1520' WEAVEYIELDYIELDYIELD YIELDYIELDYIELD600'AUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYCITY CORPORATION YARDPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLOPTIONAL RETAINING WALLNORTHBOUND L-1 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.0781.769--------1.7360.4370.394----------0.9960.242--0.1452.018 X 10-40.0820.0380.0610.0255.870 X 10-40.2251.5800.7140.567EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAYPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 213 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A1R - intersection of Prado Road and Highway 101, mixed industrial and public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 9 243,902 7 143,197 -0- N/A X X X commercial uses January 5, 2018 Page 214 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) City-owned corporation yard will require relocation; business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 215 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A1) Page 216 of 753 YIELDYIELDYIELD YIELDYIELDYIELDSTOPYIELDYIELDYIELDYIELDYIELDYIELD1520' WEAVEAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1REXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLNORTHBOUND L-1 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.1701.277--------1.4600.201----------0.9840.219--0.1452.018 X 10-40.0820.0280.0500.0183.476 X 10-40.1672.0770.5020.473EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY0.028CITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 217 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A1R (optional retaining walls) - intersection of Prado Road and Highway 101, mixed industrial and commercial uses public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 73,496 -0-N/A N/A -0- X X X January 5, 2018 Page 218 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) Business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate only covers the identified permanent State and City Right of Way per the conceptual drawings provided, and is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 219 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A1R) Page 220 of 753 YIELDYIELDYIELD YIELDYIELDYIELDSTOPYIELDYIELDYIELDYIELDYIELDYIELD1520' WEAVEAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1REXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLNORTHBOUND L-1 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.1701.277--------1.4600.201----------0.9840.219--0.1452.018 X 10-40.0820.0280.0500.0183.476 X 10-40.1672.0770.5020.473EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY0.028CITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 221 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A3 - intersection of Prado Road and Highway 101, mixed industrial and public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 9 233,272 151,7477 N/A -0- X X X commercial uses January 5, 2018 Page 222 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) City-owned corporation yard will require relocation; business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 223 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A3) Page 224 of 753 STOPYIELDYIELDYIELD YIELDYIELDYIELD660'STOP0Scale: 1"=400400'NORTH San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A3AUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTEXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLPLANNED RTA FACILITYFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSNORTHBOUND L-1 & AUXILIARY LANEKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.0831.260--------1.2040.0420.073----------0.9960.297--0.1452.018 X 10-40.0820.0380.0640.0276.164 X 10-40.2301.6010.714EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY0.847R=600' ; V=45 MPHEXISTING R/W (TYP)CITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPage 225 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A3 (optional retaining walls) - intersection of Prado Road and Highway 101, mixed industrial and commercial uses public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 72,885 N/A N/A -0- -0- X X X January 5, 2018 Page 226 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) Business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate only covers the identified permanent State and City Right of Way per the conceptual drawings provided, and is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 227 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A3) Page 228 of 753 STOPYIELDYIELDYIELD YIELDYIELDYIELD660'STOP0Scale: 1"=400400'NORTH San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A3AUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTEXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLPLANNED RTA FACILITYFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSNORTHBOUND L-1 & AUXILIARY LANEKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.0831.260--------1.2040.0420.073----------0.9960.297--0.1452.018 X 10-40.0820.0380.0640.0276.164 X 10-40.2301.6010.714EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY0.847R=600' ; V=45 MPHEXISTING R/W (TYP)CITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPage 229 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A4 - intersection of Prado Road and Highway 101, mixed industrial and public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 7 294,998 111,975 N/A -0- X X X commerical uses January 5, 2018 Page 230 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) City-owned corporation yard will require relocation; business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 231 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A4) Page 232 of 753 YIELDYIELDYIELD YIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A40Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-7 & AUXILIARY LANE067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.0783.278--------1.0630.200----------0.9960.092--0.1452.018 X 10-40.0820.0380.0610.0255.870 X 10-40.2251.5870.4380.234EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY1.936R=600' ; V=45 MPHCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 233 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A4 (optional retaining walls) - intersection of Prado Road and Highway 101, mixed industrial and commercial uses public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 -0- -0- 294,998 N/A N/A X X X January 5, 2018 Page 234 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) Business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate only covers the identified permanent State and City Right of Way per the conceptual drawings provided, and is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 235 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A4) Page 236 of 753 YIELDYIELDYIELD YIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A40Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-7 & AUXILIARY LANE067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.0783.278--------1.0630.200----------0.9960.092--0.1452.018 X 10-40.0820.0380.0610.0255.870 X 10-40.2251.5870.4380.234EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY1.936R=600' ; V=45 MPHCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 237 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A4R - intersection of Prado Road and Highway 101, mixed industrial and public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 7 305,493 133,760 N/A -0- X X X commercial uses January 5, 2018 Page 238 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) City-owned corporation yard will require relocation; business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 239 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A4R) Page 240 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A4R0Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.1113.377--------1.1330.392----------0.9910.082--0.1452.018 X 10-40.0820.0690.0700.0387.126 X 10-40.2452.0110.4440.262EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY1.975NORTHBOUND L-7 & AUXILIARY LANER=600' ; V=45 MPHCITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 241 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A4R (optional retaining walls) - intersection of Prado Road and Highway 101, mixed industrial and commercial uses public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 -0- 162,750 N/A N/A -0- X X X January 5, 2018 Page 242 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) Business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate only covers the identified permanent State and City Right of Way per the conceptual drawings provided, and is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 243 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A4R) Page 244 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A4R0Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.1113.377--------1.1330.392----------0.9910.082--0.1452.018 X 10-40.0820.0690.0700.0387.126 X 10-40.2452.0110.4440.262EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY1.975NORTHBOUND L-7 & AUXILIARY LANER=600' ; V=45 MPHCITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 245 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A7 - intersection of Prado Road and Highway 101, mixed industrial and public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 7 227,166 129,808 N/A -0- X X X commercial uses January 5, 2018 Page 246 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) City-owned corporation yard will require relocation; business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 247 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A47) Page 248 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD 1570' WEAVEAUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A7EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLNORTHBOUND L-10 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.1860.735--------1.4270.296----------0.9840.2120.1780.3800.0020.0870.0240.0490.0180.0010.1082.1210.3930.290EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY0.018CITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 249 of 753 STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY Page 1 of 3 (Form #) CONCEPTUAL COST ESTIMATE FORM - RIGHT OF WAY (PSR-PDS) *NOT VALID FOR PROGRAMMING PURPOSES* To:Date: (REQUESTING DIVISION) Dist-Co-Rte-PM: Project ID: EA: From: RIGHT OF WAY RIGHT OF WAY (Estimator)(Estimating Senior) The Conceptual Cost Estimate Request –Right of Way was received for the above-referenced project on (date submitted) with a requested completion date of (requested completion date). A field review for this estimate:Was Requested Was Not Required Was Performed Was Not Performed Scope of the Right of Way Description of Required Right of Way: _________________________________________________________________ Right of Way Required:Yes No Number of Total Parcels:1-10 11-25 26-50 51-100 >100 Project Setting:Urban Rural Current Land Use: _________________________________ Right of Way Requirements Number of Fee Parcels _______________ Total Additional Fee Area _________________ Number of Permanent Easements _______ Total Permanent Easement Area ____________ Number of Temporary Easements _______ Total Temporary Easement Area ____________ Length of Term Required for Temporary Easements _____________________________________ Number of Excess Parcels/Other_____________________________________________________ Displaced Persons/Businesses:Yes No Demolition/Clearance Required: Yes No Railroad Involvement: Yes No Utility Involvement: Yes No Number of Utilities in Area __________ Cost Estimates Capital Costs $0-$100,000 $5,000,001-$15,000,000 $100,001-$500,000 $15,000,001-$50,000,000 $500,001-$1,000,000 $50,000,001-$100,000,000 $1,000,001-$5,000,000 >$100,000,000 Support Costs $0-$25,000 $500,001-$1,000,000 $25,001-$100,000 $1,000,001-$5,000,000 $100,001-$250,000 $5,000,001-$10,000,000 $250,001-$500,000 >$10,000,000 05-SLO-101-PM 26.5/27.3 1H640K Kevin Thorne Lillian Jewell X X X Alt A7 (optional retaining walls) - intersection of Prado Road and Highway 101, mixed industrial and commercial uses public use, planned development,and commercial -0- N/A X X X X 9 Omni-Means 7 -0- 95,005 N/A N/A -0- X X X January 5, 2018 Page 250 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 2 of 3 (Form #) Schedule Right of Way will require a minimum of _ _ months to deliver a Right of Way Certification once final right of way requirements and mapping have been received, necessary environmental clearances have been obtained, and required freeway agreements have been approved. This schedule is based on a Right of Way Certification #1 with an anticipated cert date of ________________. Areas of Concern Potential areas of concern are noted below: Assumptions and Limiting Conditions This estimate is based on the following assumptions and limiting conditions: The Scope of the Right of Way analysis includes applicable: Acquisition Costs (including any Excess Lands, Damages, Mitigation, etc.) Utility Relocation Railroad Involvement Relocation Assistance Clearance/Demolition Permits Title and Escrow Fees Construction Contract Work Capital Costs are based on eminent domain estimating and appraisal methodologies and current market information. Support Costs are based on district workload estimating tools and historical data from previous similar projects. Escalation and Contingency Rates were applied based on the proposed project schedule and previous district experience to account for changes in market conditions and other unanticipated project-related costs. Check as applicable: A field review was not requested and therefore was not performed as part of this estimate. Mapping received did not provide sufficient detail to determine the limits of the right of way requirements and/or to determine damages to the remainder parcels impacted by the project. Additional right of way requirements may be anticipated but are not defined due to the preliminary nature of the early design requirements. We have determined that there are no right of way functional involvements in the proposed project at this time as currently designed. (Provide a description of any other specific assumptions and limiting conditions.) Business occupancy relocation will add lead time and parcel may have possible contamination issues. Based on estimated land values at the time of this estimate, with a 15% escalation contingency. This Conceptual Cost Estimate only covers the identified permanent State and City Right of Way per the conceptual drawings provided, and is intended for planning purposes only - Right of Way should not be programmed until a Right of Way Data Sheet has been completed and approved. X 15 Page 251 of 753 EXHIBIT CONCEPTUAL COST ESTIMATE FORM - 4-EX-8 (NEW 7/2016) RIGHT OF WAY (Cont.) Page 3 of 3 (Form #) Contact For further information regarding this estimate, please contact the estimator below: R/W Estimator: Phone Number: Attachment(s) 1) 2) Lillian Jewell - Hamner, Jewell & Associates (805) 773-1459 Conceptual Mapping (Alternative A7) Page 252 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD 1570' WEAVEAUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A7EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLNORTHBOUND L-10 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSION067-121-022APN053-041-037053-041-032053-051-045POTENTIALSTATE R/WESTIMATELEGEND:100-YEAR FLOODPLAINPRELIMINARY ESTIMATE OF RIGHT-OF-WAY & SLOPE EASEMENTSKEY053-041-036053-041-072053-041-071POTENTIALSTATE R/WESTIMATE WITHRETAINING WALLSACREPOTENTIALCITY R/WESTIMATEACREPOTENTIALCITY SLOPEEASEMENTESTIMATEACREACRE1.1860.735--------1.4270.296----------0.9840.2120.1780.3800.0020.0870.0240.0490.0180.0010.1082.1210.3930.290EXISTING RIGHT-OF-WAYPROPOSED RIGHT-OF-WAY0.018CITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 253 of 753 Page 254 of 753 EA-1H640K January 3, 2018 1 PRELIMINARY ENVIRONMENTAL ANALYSIS REPORT 1. Project Information District 05 County San Luis Obispo Route 101 PM 26.5/27.3 EA 1H640K Project Title: U.S. 101/Prado Road Interchange Project Manager: Paul Valadao Phone # (805) 549-3016 Project Engineer: Claudio Espino Phone # (805) 549-3079 Environmental Branch Chief: Jason Wilkinson Phone # (805) 542-4663 PEAR Preparer Rincon Consultants, Inc. (on behalf of City of San Luis Obispo Department of Public Works) Phone # (805) 547-0900 2. Project Description Purpose and Need The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the U.S. Route 101 freeway and resolve forecasted operational deficiencies on State and City facilities. This connectivity need extends to all transportation modes. Goals and objectives of the project include: 1. To improve overall operations of U.S. Route 101 and adjacent interchanges; 2. To improve safety and mobility for bicyclists and pedestrians; 3. To improve transit performance and enhance transit opportunities; and 4. Consistency with local, regional, and State planning. Description of work The City of San Luis Obispo (City) proposes to extend Prado Road over U.S. Route 101 (U.S. 101) to connect with Dalidio Drive and reconstruct the existing U.S. 101 northbound ramp on- and off-ramp connections to Prado Road to provide congestion relief, operational efficiency and multimodal connectivity. The interchange is located in the City of San Luis Obispo on U.S. 101 post mile (PM) 26.8. The project limits extend from PM 26.5 to PM 27.3. Alternatives Four preliminary build alternatives, Alternatives A1, A3, A4, and A7 have been identified by the Project Development Team (PDT) as viable and to be further studied in the Project Approval/Environmental Document (PA/ED) phase. A preliminary project build alternative, Page 255 of 753 EA-1H640K January 3, 2018 2 Alternative A2, was also identified as viable by the PDT but was rejected by the PDT and will not be carried into PA/ED. Each of the viable build alternatives includes a partial interchange with the proposed Prado Road overcrossing constructed over U.S. 101 and new U.S. 101 northbound off-ramp to and on-ramp from Prado Road. Alternatives A1 and A4 also include two intersection control options, traffic signal control or roundabout control. The roundabout control option for Alternative A3 would be the same as provided for Alternative A1. Finally, a roundabout-only option at the Prado Road/Elks Lane/U.S. 101 northbound ramps is considered with Alternative A7. General Assumptions Common to All Build Alternatives U.S. 101 through the study area is currently a 4-lane divided freeway with auxiliary lanes provided between Madonna Road and Marsh Street. The Ultimate Concept Facility (beyond 2035) for U.S. 101 within the study area is identified as a freeway with capacity of up to 6 lanes though there is no funding currently identified for providing a 6-lane freeway section. Though not funded, each viable build alternative will accommodate the Ultimate Concept Facility through the proposed Prado Road overcrossing. Alternative A1 Attachment C1 shows the Alternative A1 geometric concept which assumes traffic signal control provided at the U.S. 101 northbound ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A1 include the following:  The interchange configuration is consistent with a Type L-1 tight diamond configuration to the east of U.S. 101.  Retaining walls are proposed on the inside of both the U.S. 101 northbound off-ramp to Prado Road and the Prado Road northbound on-ramp to U.S. 101.  An approximately 940-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with separate Class II bike lanes and pedestrian sidewalks.  Prado Road (Dalidio Drive) is extended west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A1 would encroach into the current floodplain located both to the east and west of U.S. 101. Potential improvements to reduce this encroachment are shown on the attached Alternative A1 exhibit and includes optional retaining walls along the outside of both the northbound off-ramp and northbound on-ramp, along the north side of Prado Road east of U.S. 101, and along the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A1R – Roundabout Option Attachment C2 shows the Alternative A1R geometric concept with a roundabout provided at the U.S. 101 northbound ramp intersection with Prado Road. Preliminary geometric design elements presented for Alternative AR1 include the following:  Prado Road has a minimum 3-lane divided arterial section (2-lanes southbound and 1- lane northbound) through the interchange with separate Class II bike lanes and pedestrian sidewalks.  The other preliminary geometric design elements are consistent with the traffic signal option Alternative A1. Page 256 of 753 EA-1H640K January 3, 2018 3 Alternative A1R would encroach into the current floodplain located both to the east and west of U.S. 101. Potential improvements to reduce this encroachment are shown on the attached Alternative A1R exhibit and include optional retaining walls along the outside of both the northbound off-ramp and northbound on-ramp, along the north side of Prado Road east of U.S. 101, and along the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A3 Attachment C3 shows the Alternative A3 geometric concept which assumes traffic signal control provided at the U.S. 101 northbound ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A3 include the following:  The interchange configuration is consistent with a Type L-1 tight diamond configuration on the east side of U.S. 101.  Retaining walls are proposed on the inside of both the northbound off-ramp and the northbound on-ramp.  An approximately 940-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with separate Class II bike lanes and pedestrian sidewalks.  Prado Road (Dalidio Drive) is extended west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A3 would encroach into the current floodplain located both to the east and west of U.S. 101 similar to Alternative A1. Potential improvements to reduce this encroachment are shown on the attached Alternative A3 exhibit and includes optional retaining walls along the outside of both the northbound off-ramp and northbound on-ramp, along the north side of Prado Road east of U.S. 101, and along the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Note: The roundabout option for this alternative would be the same as described for Alternative A1R. Alternative A4 Attachment C4 shows the Alternative A4 geometric concept which assumes traffic signal control provided at the U.S. 101 northbound ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A4 include the following:  The interchange configuration is consistent with a Type L-7 partial cloverleaf configuration on the east side of U.S. 101.  An approximately 2000-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with separate Class II bike lanes and pedestrian sidewalks.  Prado Road (Dalidio Drive) is extended west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A4 would encroach into the current floodplain located to the west of U.S. 101. To the east of U.S. 101, the potential encroachment into the floodplain would be less then Alternatives Page 257 of 753 EA-1H640K January 3, 2018 4 A1 and A3. Potential improvements to reduce these encroachments are shown on the attached Alternative A4 exhibit and includes optional retaining walls along the outside of the northbound off-ramp, along the north side of Prado Road east of U.S. 101, and along the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A4R – Roundabout Option Attachment C5 shows the Alternative A4R geometric concept with a roundabout provided at the U.S. 101 northbound ramp intersection with Prado Road. The other preliminary geometric design elements are consistent with the traffic signal option Alternative A4. Alternative A4R would encroach into the current floodplain located both to the east and west of U.S. 101. Potential improvements to reduce these encroachments are shown on the attached Alternative A4R exhibit and includes optional retaining walls along the outside of the northbound off-ramp, along the north side of Prado Road east of U.S. 101, and along the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A7 Attachment C6 shows the Alternative A7 geometric concept which assumes roundabout control provided at the Prado Road/Elks Lane/U.S. 101 northbound ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A7 include the following:  The interchange configuration is similar in concept to a Type L-6 configuration on the east side of U.S. 101. The exception though is instead of the ramps connecting with a frontage road, the off-ramp is merged with eastbound (EB) Prado Road prior to the roundabout while the on-ramp diverges from westbound (WB) Prado Road after the roundabout.  An approximately 1220-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp.  Prado Road has a minimum 4-lane divided arterial section through the interchange with separate Class II bike lanes and pedestrian sidewalks.  Prado Road (Dalidio Drive) is extended west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Alternative A7 would encroach into the current floodplain located to the west of U.S. 101 similar to Alternatives A1, A2 and A4. To the east of U.S. 101, the potential encroachment into the floodplain would be less then Alternatives A1 and A3. Potential improvements to reduce these encroachments are shown on the attached Alternative A7 exhibit and includes optional retaining walls along the outside of the northbound off-ramp, along the north side of Prado Road east of U.S. 101, and along the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection. Page 258 of 753 EA-1H640K January 3, 2018 5 3. Anticipated Environmental Approval CEQA NEPA Environmental Determination Statutory Exemption Categorical Exemption Categorical Exclusion Environmental Document Initial Study or Focused Initial Study with proposed Negative Declaration (ND) or Mitigated ND Routine Environmental Assessment with proposed Finding of No Significant Impact Complex Environmental Assessment with proposed Finding of No Significant Impact Environmental Impact Report Environmental Impact Statement CEQA Lead Agency (if determined): Caltrans Estimated length of time (months) to obtain environmental approval: 22 months Estimated person hours to complete identified tasks: 1,200 4. Special Environmental Considerations Several sensitive State and federal listed biological species have been documented within the vicinity of the proposed project. However, a preliminary evaluation of the site indicates the majority of the site lacks suitable habitat for these species within the work area. Some project components may fall within the jurisdictional boundaries of San Luis Obispo Creek, along the northeastern auxiliary lane, and wetlands may be present in low-lying undeveloped areas, based on potential for hydric soils outlined in the Soil Survey and current Hydric Soils Lists. San Luis Obispo Creek contains stream and riparian habitat regulated by the USACE, CDFW, and RWQCB. An evaluation of the entire site will be conducted to determine if potentially jurisdictional features may be present within the project site, and if so, a formal jurisdictional delineation of the project site will be completed. San Luis Obispo Creek also contains occurrences of federally-listed South Central California Coast steelhead (SCCC steelhead) and critical habitat; and suitable habitat for federally listed California red legged frog (CRLF). Biological surveys and habitat assessments will be required to confirm presence and extent of habitat for SCCC steelhead and CRLF, and the absence of sensitive species from other areas of the project site. These surveys will be conducted during the bloom period of special status plants documented within the vicinity of the project. Avoidance of nesting birds may be required from February 1 through September 30. 5. Anticipated Environmental Commitments Project specific mitigation to reduce, minimize, or compensate for temporary and permanent project impacts for each resource area will be defined during the Project Approval and Environmental Document (PA&ED) phase of project development, as the impact areas for each alternative are better defined. However, the following general avoidance and minimization measures are recommended: Page 259 of 753 EA-1H640K January 3, 2018 6 Archaeological Resources  Monitoring may be required during ground disturbance if high potential for discovery of resources is determined.  Test any discovered archaeological and/or paleontological resources. Biological Resources  Avoid introduction of invasive species into the project area.  Mitigation will be required for any impacts to special-status species. Project specific mitigation would be determined at the time of project implementation, and may include requiring a biological monitor to monitor exclusion zones for special-status or nesting species if determined necessary.  Conduct preconstruction surveys and construction monitoring (if required). Hazards  If any indication of contamination, such as odors or stained soils, is encountered during grading, excavating, or other construction activities, work in the area should be stopped immediately. Geology/Soils  Implement recommendations provided in site specific Geotechnical Investigation, which may include soil stabilization measures for unstable soils. Noise  Provide noise barriers if determined necessary by the Noise Study Report. Paleontological Resources  If paleontological resources are discovered mitigation would include removal, preparation, and curation of any important remains. May require presence of paleontologist during ground disturbing activities. Runoff/Water Quality  Require design measures to prevent scour during a flood event.  Prepare and implement erosion control spill prevention and counter measure control plan, measures. Minimum erosion control measures for each alterative include: move- in/move-out erosion control; fiber rolls; hydroseeding; and rolled erosion control product (netting).  Implement design pollution prevention Best Management Practices (BMPs). Bio filtration and/or detention basins are recommended to decrease the sediment loading potential.  Implement temporary construction site BMPs. Temporary construction BMPs measures may include: soil stabilization; sediment control; tracking control; non-storm water management; general construction site management; and stormwater sampling and analysis.  Implement permanent treatment BMPs. Permanent treatment BMPs may include the use of biofiltration devices (i.e., swales) and detention devices. Page 260 of 753 EA-1H640K January 3, 2018 7 Scenic Resources  Aesthetic treatment may be required at all retaining walls, concrete barriers, soundwalls consistent with the Aesthetic Barrier Design guidance and the California Highway Barrier Aesthetics Report. Wetland/Riparian Resources  Wetland mitigation if determined jurisdictional wetland would be affected. The appropriate level of environmental documentation to be prepared during the PA&ED phase of the project would be an Initial Study-Mitigated Negative Declaration/Categorical Exclusion (IS-MND/CE) to comply with both the California Environmental Quality Act (CEQA) and National Environmental Policy Act (NEPA) requirements. The IS-MND/CE would follow guidelines, tools, and templates, provided in the Caltrans Standard Environmental Reference, which have been developed in accordance with NEPA responsibility assigned through Moving Ahead for Progress in the 21st Century (MAP-21), a funding and authorization bill intended to govern United States federal surface transportation spending. Preparation of the IS-MND/CE, including technical studies, is anticipated to take 22 months, once information and project detail necessary to begin the environmental analysis are available. This timeline includes time for substantive review by the environmental division staff within Caltrans. 6. Permits and Approvals If the project cannot be designed to fully avoid San Luis Obispo Creek, or if other wetlands are present and cannot be avoided, the project could result in impacts to jurisdictional features. Impacts to jurisdictional features resulting from project related activities could require a Nationwide Permit from the United States Army Corps of Engineers pursuant to Section 404 of the Clean Water Act and a Water Quality Certification from the Regional Water Quality Control Board pursuant to Section 401 of the Clean Water Act. Likewise, the proposed project could require a Streambed Alteration Agreement from the California Department of Fish and Wildlife. Impacts to jurisdictional features typically require mitigation. Additionally, if San Luis Creek is not fully avoided, the project may require a Biological Opinion from the U.S. Fish and Wildlife Service (USFWS) and National Marine Fisheries Service (NMFS) under Section 7 of the Endangered Species Act, regarding potential effects to CRLF and SCCC-steelhead, respectively. The area of disturbance is expected to be over one acre which will necessitate a Stormwater Pollution Prevention Plan (SWPPP), and require enrollment under the Statewide Construction General Permit. The proposed project does not occur within the Coastal Zone and therefore, does not require a Coastal Development Permit. 7. Level of Effort: Risks and Assumptions Assumptions:  A Mitigated Negative Declaration & Categorical Exclusion is the appropriate CEQA/NEPA document.  The proposed project would not require a Finding of Effect (FOE), a Memorandum of Agreement (MOA) or additional consultation with the State Historic Preservation Office.  It is assumed that the allocated funds will be available and ready to spend when needed during the project. Page 261 of 753 EA-1H640K January 3, 2018 8 Risks:  Construction schedule may be restricted between February 1 and September 30 if nesting birds are discovered in adjacent trees or if tree removal is required during construction.  If tree removal is required, replacement plantings will likely be required.  If project components fall within the jurisdictional boundaries of San Luis Obispo Creek jurisdictional features may be present in low-lying undeveloped areas, requiring a formal jurisdictional delineation of the project site.  If San Luis Creek is not fully avoided, the project may require a Biological Opinion from the U.S. Fish and Wildlife Service (USFWS) and National Marine Fisheries Service (NMFS) under Section 7 of the Endangered Species Act, regarding potential effects to CRLF and SCCC-steelhead, respectively.  PA&ED may be delayed if regulatory permits are determined to be required or if a higher-level environmental document is needed. 8. PEAR Technical Summaries 8.1 Land Use/Socioeconomic/Community Impact/Growth: The proposed project would not conflict with any local land use designations or policies. This project was identified in the City of San Luis Obispo General Plan Circulation Element, the City of San Luis Obispo San Luis Ranch Specific Plan, and the San Luis Obispo Council of Governments (SLOCOG) 2014 Regional Transportation Plan (RTP). Accordingly, planned projects adjacent to the project site, including the San Luis Ranch and San Luis Obispo Regional Transit Authority (RTA) Maintenance Facility projects, have been planned and designed to accommodate future development of the proposed U.S. 101/Prado Road interchange connection. Accordingly, the consideration of environmental effects of the proposed U.S. 101/Prado Road interchange connection are limited to those areas not included within the development footprint of other current approved or planned projects within the project site. Although the project may result in relocation/realignment of the existing Elks Lane, which runs parallel to northbound U.S. 101 north of Prado Road, the project would not induce growth, result in relocations, or otherwise impact any housing, businesses, or low-income and/or minority populations beyond what is and has been planned for in the region. A Community Impact Assessment (CIA) Technical Memorandum will be required. 8.2 Farmlands/Timberlands: The project would encroach on a portion of the San Luis Ranch Specific Plan Area where prime farmland currently exists. The San Luis Ranch Project was approved with the condition that the project provides land and appropriate financial support for development of the U.S. 101/Prado Road interchange. Mitigation Measure AG-1 in the San Luis Ranch Project EIR, as adopted, requires impacts to Prime Farmland within the San Luis Ranch Specific Plan Area to be mitigated at a 1:1 ratio (acres of Prime Farmland converted to acres of Prime Farmland preserved in perpetuity). There are no other identified farmlands or timberlands in the project area and the project would not result in any impacts to such resources beyond those already evaluated and mitigated for in the San Luis Ranch Project FEIR. Due to the proximity of agricultural land to the project, a Form AD-1006 will prepared in coordination with the Natural Resource Conservation Service (NRCS) if the score in Part VI exceeds 60 points. Page 262 of 753 EA-1H640K January 3, 2018 9 8.3 Visual/Aesthetic Resources: Prado Road, at the on-ramp for northbound U.S. 101, is designated as a scenic roadway with the category of a moderate scenic vista on Figure 11 of the City of San Luis Obispo General Plan Conservation and Open Space Element and Figure 3 of the City of San Luis Obispo General Plan Circulation Element. Drivers and other users of Prado Road have intermittent views to Cerro San Luis Obispo and the Santa Lucia Mountains northeast of the City. The segment of U.S. 101 running north to south, over which the proposed overcrossing would pass, is eligible for State Scenic Highway designation by Caltrans, and is also designated by the City as a scenic roadway of high scenic value. Views along U.S. 101 include the Santa Lucia Mountains to the north and Irish Hills to the south, for vehicles travelling in those directions. The views also include Cerro San Luis Obispo and the other Morros, and the riparian corridor along San Luis Obispo Creek. The project may result in alteration of views from Prado Road and from U.S. 101 where the proposed interchange connection would occur. Therefore, a Visual Impact Assessment will be required. 8.4 Cultural Resources/Tribal Lands/Tribal Coordination: The project site is not located within a designated Historic District or Burial Sensitivity Area, and does not include any designated Master List Historic Properties or Burial Points identified in the City of San Luis Obispo General Plan Figure 1:Cultural Resources map. A Phase I Cultural Resources Survey was completed by Rincon Consultants, Inc. (Rincon) in November 2016 for the RTA property on the east side of U.S. 101 (APN 053-041-071), on which the project would encroach, as well as the adjacent Sunset Drive-in Theater (APN 053- 041-025), CAPSLO Homeless Services Center (APN 053-041-072), and City Water Resource Reclamation Facility (WRRF; APN 053-051-045) properties. In addition, the San Luis Ranch Project Cultural Resources Study was prepared by Rincon in August 2016 for the San Luis Ranch project site, west of U.S. 101, on which the project would encroach. Due to the presence of cultural resources identified during previous studies in the project area, a Historic Property Survey Report (HPSR) that includes a Phase I Archaeological Survey (ASR) will be required. 8.5 Hydrology and Floodplain/Water Quality: The project would encroach into the current floodplain, located both to the east and west of U.S. 101. As shown on Attachments C1 through C6, all of the build alternatives include improvements to reduce this encroachment. A Location Hydraulic Study will be prepared to evaluate base floodplain encroachments. If the Location Hydraulic Study concludes that the proposed project would result in a significant encroachment (as defined by 23 CFR 650.105), a Floodplain Evaluation Report would be required. The project is not expected to result in long term impacts on water quality. However, a Water Quality Assessment Report will be required to determine the feasibility of incorporating permanent treatment or structural BMPs into the project. Temporary impacts to water quality and storm water runoff are anticipated during construction but will be minimized by the development Page 263 of 753 EA-1H640K January 3, 2018 10 and implementation of a Storm Water Pollution Prevention Plan, including erosion and sediment control BMPs. If the project would create more than one acre of new and replaced impervious surfaces within the Caltrans right-of-way, it will be required to treat 100% of all new and replaced impervious surfaces, or Alternative Compliance will be required. Treatment BMPs will be followed within the State-owned right-of-way and the City’s MS4 Permit requirements for post construction runoff control TBMPs will be followed on City-owned right-of-way. Existing permanent TBMPs associated with other facilities will be followed outside of the State- and City-owned right-of-way. Additionally, an Initial Site Assessment (ISA) will be required to identify potential or known hazardous materials, hazardous waste, and contamination in the project area as well as the party/parties responsible, or potentially responsible, for hazardous waste and contamination. 8.6 Paleontological Resources: The project site and adjacent property have been previously disturbed, and the proposed project is unlikely to result in new paleontological impacts. The project limits are mapped as Quaternary Deposits, which are defined as extensive marine and non-marine sedimentary rocks. Quaternary Deposits are typically considered to have a low potential for paleontological resources. A memorandum documenting the low potential for impacts to paleontological resources will be prepared for the project. A Paleontological Evaluation Report would not be required for this project. 8.7 Air Quality: San Luis Obispo County is in non-attainment for the 1-hour and 8-hour State standards for ozone and the 24-hour State standard for PM10. The County is in attainment/unclassified for all other standards. Temporary air quality emissions are anticipated during construction of the proposed project, but would be minimized with the implementation of standard dust and emissions control measures. The project is intended to improve overall circulation and accessibility in the project area for all transportation modes, specifically providing better connectivity between the existing and planned neighborhoods east and west of U.S. 101 and resolving forecasted operational deficiencies on City facilities and U.S. 101. Accordingly, the project would not induce new vehicle trips or increase roadway capacity and, as a result, is not anticipated to result in long- term air quality impacts. An air quality conformity analysis would be required to determine the project’s compliance with the SLOCOG 2014 RTP and to address ozone, CO, PM10 and PM2.5, and construction impacts. As part of the conformity process, a combined Air Quality/GHG Study would be required to calculate construction emissions and demonstrate that the project would not cause or contribute to any new localized CO or PM10 violations or increase the frequency or severity of any existing CO or PM10 violations. The Air Quality/GHG Study will explain that Caltrans, as a State Agency, is not required to comply with local (SLOAPCD) CEQA construction threshold limits, but will estimate the emissions and take the CEQA threshold into consideration in the environmental study process. 8.8 Noise and Vibration: Temporary noise associated with heavy equipment is anticipated during the construction phase of the proposed project. The closest noise-sensitive receptor to the project site is the CAPSLO Page 264 of 753 EA-1H640K January 3, 2018 11 Homeless Services Center located adjacent to the eastern portion of the proposed development area at 40 Prado Road. The project is intended improve overall circulation for all transportation modes to resolve forecasted operational deficiencies on City facilities and U.S. 101. However, because the project would result in a change to City circulation, a Noise Study Report will be required to determine current and future noise levels and to identify appropriate sound barriers, if required, in the project vicinity, in accordance with the Caltrans Traffic Noise Analysis Protocol (TNAP). 8.9 Energy and Climate Change: The project is intended to improve overall circulation and accessibility in the project area for all transportation modes, specifically providing better connectivity between the existing and planned neighborhoods east and west of U.S. 101 and resolving forecasted operational deficiencies on City facilities and U.S. 101. As such, the project would reduce vehicle miles traveled between the communities in the project area and as a result, the project is not expected to result in an increase in greenhouse gas (GHG) emissions. In addition, Caltrans’ Standard Specifications allow or mandate the use of specific construction materials and processes that use less energy and produce more sustainable products, as specified in the 2013 Caltrans Activities to Address Climate Change document. The effects of project-related GHG emissions will be evaluated in the combined Air Quality/GHG Study. 8.10 Biology: The proposed project could impact federally-listed biological resources. The California Natural Diversity Database (CNDDB) documents occurrences of several special status species within 3 miles of the project area including but not limited to California red-legged frog (Rana draytonii), American badger (Taxidea taxus), south-central California Coast distinct population segment steelhead (Oncorhynchus mykiss irideus), Coast Range newt (Taricha torosa torosa) western pond turtle (Actinemys [=Emys] marmorata), Chorro Creek Bog thistle (San Luis Obispo fountain thistle (Cirsium fontinale var. obispoense) and Congdon’s tarplant (Centromadia parryi ssp. congdonii). The majority of the project limits consist of pavement, disturbed road shoulders, and farmland with no suitable habitat for these species. However, some project components may fall within the jurisdictional boundaries of San Luis Obispo Creek, along the northeastern auxiliary lane. San Luis Obispo Creek contains occurrences of federally-listed South Central California Coast steelhead (SCCC steelhead) and critical habitat; and suitable habitat for federally listed California red legged frog. If habitat for CRLF and SCCC-Steelhead cannot be fully avoided, the project would require a Biological Opinion from the USFWS and NMFS under Section 7 of the Endangered Species Act, regarding potential effects to CRLF and SCCC- steelhead, respectively. Due to the proximity of certain project elements to San Luis Obispo Creek A Natural Environment Study [NES ] will be required to characterize the habitats present and analyze potential for special-status species to occur in these habitats. Surveys will be conducted within the bloom period of the special-status plant species documented within the vicinity of the project. San Luis Obispo Creek contains stream and riparian habitat regulated by the USACE, CDFW and RWQCB. No other wetlands have been identified by the USFWS National Wetlands Inventory. However, the Soil Survey and current Hydric Soils Lists identify some minor Page 265 of 753 EA-1H640K January 3, 2018 12 components of the mapped soils as hydric, thus wetlands may be present in low-lying undeveloped areas of the project site. If San Luis Obispo Creek and any other wetlands cannot be fully avoided, regulatory permits are expected to be required. The project area contains several non-native ornamental as well as native landscape trees. The project may require tree removal, and avoidance of nesting birds would be required from February 1 through September 30 due to the proximity of the trees. 8.11 Cumulative Impacts: Cumulative impacts are those that result from past, present, and reasonably foreseeable future actions, combined with the potential impacts of this project. The environmental document will identify the direct, indirect, and cumulative environmental effects resulting from the project and project alternatives in conjunction with other approved and planned projects in the vicinity of the project. This may include, but not be limited to, the San Luis Ranch Project, RTA Maintenance Facility Project, CAPSLO Homeless Services Center Project, and City WRRF Project. 8.12 Section 4(f): The project area does not contain any public park, recreation area, or wildlife and waterfowl refuge of national, State, or local significance, or land of an historic site of national, State, or local significance as defined under Section 4(f) of the Department of Transportation Act of 1966 (Act) (49 U.S. Government Code 303). No further studies are required. Page 266 of 753 EA-1H640K January 3, 2018 13 9. Summary Statement for PSR-PDS In order to identify environmental issues and constraints, a Preliminary Environmental Analysis Report (PEAR) has been prepared for the proposed project. All technical studies have been deferred to the PA&ED phase. The California Department of Transportation (Caltrans) would act as the Lead Agency for the California Environmental Quality Act (CEQA) and the National Environmental Policy Act (NEPA) environmental approval process. Caltrans will serve as the NEPA lead agency under its assumption of responsibility pursuant to 23 U.S. Code 327. The anticipated environmental document for the proposed project is a Mitigated Negative Declaration (CEQA) and a Categorical Exclusion (NEPA). This document level has been selected based upon a preliminary review of the potential resources within the project limits, which indicates the project has the potential for significant impacts that would require mitigation pursuant to CEQA. The estimated time to obtain environmental approval is 22 months from receipt of a complete Environmental Document Request. Draft and final environmental documents would be anticipated in 14 months and 22 months, respectively. It is anticipated multiple studies will be required for this project including (but not limited to): a Community Impact Assessment technical memorandum; an Initial Site Assessment; a Form AD-1006; a Visual Impact Assessment; a Historic Property Survey Report that includes a Phase I Archaeological Survey; a Location Hydraulic Study; a Water Quality Assessment Report; a Noise Study Report; an Air Quality/GHG Study; and a Natural Environment Study (Minimal Impacts). 10. Disclaimer This Preliminary Environmental Analysis Report (PEAR) provides information to support programming of the proposed project. It is not an environmental determination or document. Preliminary analysis, determinations, and estimates of mitigation costs are based on the project description provided in the Project Study Report (PSR). The estimates and conclusions in the PEAR are approximate and are based on cursory analyses of probable effects. A reevaluation of the PEAR will be needed for changes in project scope or alternatives, or in environmental laws, regulations, or guidelines. 11. List of Preparers Cultural Resources specialist Chris Duran, Principal Investigator Date: 1/3/2018 Biologist Jamie Deutsch, Associate Biologist Date: 1/3/2018 Community Impacts specialist Chris Bersbach, Technical Services Program Supervisor Date: 1/3/2018 Noise and Vibration specialist Chris Bersbach, Technical Services Program Supervisor Date: 1/3/2018 Page 267 of 753 Page 268 of 753 Attachment A: PEAR Environmental Studies Checklist Rev. 11/08 Environmental Studies for PA&ED Checklist Not anticipated Memo to file Report required Risk* L M H Comments Land Use L Growth L Farmlands/Timberlands L Community Impacts L Community Character and Cohesion L Relocations L Environmental Justice L Utilities/Emergency Services L Visual/Aesthetics L Cultural Resources: L Archaeological Survey Report L Historic Resources Evaluation Report L Historic Property Survey Report L Historic Resource Compliance Report L Section 106 / PRC 5024 & 5024.5 L Native American Coordination L Finding of Effect L Data Recovery Plan L Memorandum of Agreement L Other: L Hydrology and Floodplain L Water Quality and Stormwater Runoff L Geology, Soils, Seismic and Topography L Paleontology L PER L PMP L Hazardous Waste/Materials: L ISA (Additional) L PSI L Other: L Air Quality L Noise and Vibration L Energy and Climate Change L Biological Environment L Natural Environment Study L Section 7: L Formal L Informal L No effect L Section 10 L USFWS Consultation L NMFS Consultation L Species of Concern (CNPS, USFS, BLM, S, F) L Page 269 of 753 Environmental Studies for PA&ED Checklist Not anticipated Memo to file Report required Risk* L M H Comments Wetlands & Other Waters/Delineation L 404(b)(1) Alternatives Analysis L Invasive Species L Wild & Scenic River Consistency L Coastal Management Plan L HMMP L DFG Consistency Determination L 2081 L Other: L Cumulative Impacts L Context Sensitive Solutions L Section 4(f) Evaluation L Permits: 401 Certification Coordination L 404 Permit Coordination, IP, NWP, or LOP L 1602 Agreement Coordination L Local Coastal Development Permit Coordination L State Coastal Development Permit Coordination L NPDES Coordination L US Coast Guard (Section 10) L TRPA L BCDC L Page 270 of 753 Environmental Document ScheduleTask Duration Start Date End Date Draft PEAR9/8/2017Caltrans review120 days 9/8/2017 12/15/2017Final PEAR30 days 12/15/2017 1/11/2018Begin Environment Studies1/11/2018Biological ResourcesNatural Environment Study (NES-MI)170 days 1/11/2018 8/10/2018Visual Impact Assessment 170 days 1/11/2018 8/10/2018Cultural Resources HPSR/HRER/ASR170 days 1/11/2018 8/10/2018Air Quality/GHG Study 170 days 1/11/2018 8/10/2018Noise Study Report 170 days 1/11/2018 8/10/2018Initial Site Assessment 170 days 1/11/2018 8/10/2018Water Quality Assessment Report 170 days 1/11/2018 8/10/2018Community Impact Assessment 170 days 1/11/2018 8/10/2018Draft NEPA CE 75 days 8/15/2018 10/30/2018Final NEPA CE 45 days 10/31/2018 12/15/2018Administrative Draft IS/MND90 days 7/23/2018 10/30/2018Draft IS/MND175 days 10/31/2018 5/11/2019Public Comment Period30 days 5/12/2019 6/11/2019Final MND135 days 6/12/2019 11/1/2019PA&ED11/1/2019Work in Progress MilestoneCaltrans Review*If determined to be requiredAug-19 Sep-19 Oct-19 Nov-19Mar-18Sep-17 Dec-17 Jan-18 Feb-18Oct-17 Nov-17 Apr-18 May-18 Jun-18 Jul-18 Aug-18 Sep-18Apr-19 May-19 Jun-19 Jul-19Oct-18 Nov-18 Dec-18 Jan-19 Feb-19 Mar-19Page 271 of 753 STOPSTOP1520' WEAVEYIELDYIELDYIELD YIELDYIELDYIELD600'AUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTCITY CORPORATION YARDPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLR=600'; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-1 & AUXILIARY LANEPLANNED RTA FACILITYOPTIONAL RETAINING WALLPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 272 of 753 YIELDYIELDYIELD YIELDYIELDYIELDSTOPYIELDYIELDYIELDYIELDYIELDYIELD1520' WEAVEAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A1REXISTING TRANSMISSION TOWERDRAFT CONCEPTR=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-1 & AUXILIARY LANEPLANNED RTA FACILITYRETAINING WALLOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 273 of 753 STOPYIELDYIELDYIELD YIELDYIELDYIELD660'STOP0Scale: 1"=400400'NORTH San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A3AUXILIARY LANEEXISTING R/W (TYP)ELKS LANE REALIGNMENTEXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLRETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-1 & AUXILIARY LANER=600' ; V=45 MPHOPTIONAL RETAINING WALLPLANNED RTA FACILITYEXISTING R/W (TYP)CITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPage 274 of 753 YIELDYIELDYIELD YIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A40Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPLANNED RTA FACILITYEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-7 & AUXILIARY LANER=600' ; V=45 MPHCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPage 275 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD450'STOP2270' WEAVE San Luis Obispo, CaliforniaPRADO ROAD INTERCHANGE PSRALTERNATIVE A4R0Scale: 1"=400400'NORTHAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTEXISTING TRANSMISSION TOWERDRAFT CONCEPTOPTIONAL RETAINING WALLOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-7 & AUXILIARY LANER=600' ; V=45 MPHPLANNED RTA FACILITYOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSED STATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 276 of 753 YIELDYIELDYIELD YIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELDYIELD 1570' WEAVEAUXILIARY LANEEXISTING R/W (TYP)EXISTING R/W (TYP)ELKS LANE REALIGNMENTPRADO ROAD INTERCHANGE PSRSan Luis Obispo, CaliforniaNORTH0400Scale: 1"= 400 ft.ALTERNATIVE A7EXISTING TRANSMISSION TOWERDRAFT CONCEPTRETAINING WALLR=600' ; V=45 MPHOPTIONAL RETAINING WALLFUTURE FROOMRANCH EXTENSIONNORTHBOUND L-10 & AUXILIARY LANEPLANNED RTA FACILITYRETAINING WALLOPTIONAL RETAINING WALLCITY CORPORATION YARDPROPOSED STATE R/WPROPOSEDSTATE R/WOPTIONAL RETAINING WALLPROPOSED STATE R/WPage 277 of 753 Page 278 of 753 LEVEL 2 - RISK REGISTERProject Name:DIST- EA05-1H640KProject ManagerStatus ID # Type Category Title Risk Statement Current status/assumptions Probability Cost Impact Cost Score Time Impact Time Score RationaleStrategyResponse ActionsRisk Owner UpdatedActive 1 Threat Design Scope CreepInaccurate, incomplete or sub-standard plans and estimates could delay project approvals and risk loss of funding.Survey and design not yet started. 2-Low 4 -Moderate 8 4 -Moderate 8 Design has been taken further than a typical PSR-PDS, but questions still remain about required design exceptions.AvoidVerify that the survey file and design work is accurate and complete. Follow QC proceduresCity/Design Consultant9/22/2017Active 2 Threat Environmental CEQA ChallengePotential lawsuits may challenge the environmental report delaying the start of construction or threatening loss of funding. Environmental studies beyond preparation of the PEAR have not yet started2-Low 2 -Low 4 8 -High 16 Project is contained within City General Plan and is anticipated to have minimal impact.AcceptAddress concerns of stakeholders and public during environmental process.City 9/22/2017Active 3 Threat R/W Utility delaysDelays associated with anticipated utility relocations and utility company timelines may delay the project.Utility requests for information have been sent and preliminary information received and compiled. 3-Moderate 4 -Moderate 12 8 -High 24 Only preliminary utility coordination and field review performed. MitigateFollow City/Caltrans utility coordination procedures.City/Design Consultant9/22/2017Active 4 Threat Design Design ExceptionsUnforseen design exceptions or known design exceptions not approved requiring major design changes and adding significant cost to the project. Design approval especially for the non-standard interchange spacing between Prado Road and Madonna Road interchanges is stated to be a high risk with information currently provided. 3-Moderate 2 -Low 6 4 -Moderate 12 Caltrans has indicated a high risk level based on information provided thus far. MitigateBegin Fact Sheet early in order to provide additional information to get more assurance that critical exceptions are approveable. City/Design Consultant9/22/2017Active 5 Threat EnvironmentalEndangered Species Act Consultation & PermitsAs a result of suitable habitat for federally listed fish and wildlife species in the project limits, Endangered Species Act consultation may be needed, causing a cost increase and schedule delay. Studies not yet initiated. 2-Low 4 -Moderate 8 8 -High 16 PEAR indicates that impacts are not anticipated, but a NES is yet to be performed. MitigateConduct NES and comply with mitigation measures or alter design to avoid impacts if possible. City/ Environmental Consultant1/2/2018Active 6 Threat Environmental Cultural ResourcesHPSR and Phase I ASR find cultural resources in the project area requireing additional consultation with SHPO, adding delays and other as yet unknown mitigations, adding delay and costs to the project.Cultural resource studies not yet initiated.2-Low 2 -Low 4 4 -Moderate 8 PEAR indicates that project has a low potential to impact cultural resources, but the HPSR and Phase I ASR have not yet been performed.MitigatePerform studies to determine impacts and potential mitigations. Alter design as feasible to mitigate impact. City/ Environmental Consultant9/22/2017Active 7 Threat Construction Hazardous MaterialsHazardous materials encountered during construction will require an on-site storage area and potential additional costs to disposeAn Initial ESA has been performed which noted the potential for the presense of hazardous substance contamination due to past and present uses. 3-Moderate 4 -Moderate 12 4 -Moderate 12 The Initial ESA noted that potential contamination may be present from multiple past and present uses resulting in the high risk level.Mitigate Conduct further research and studies.City/ Geotechnical Consultant9/22/2017Active 8 Threat ROW AcquisitionRight of way impacts affect the City's Corporation Yard ability to operate adding delays and cost to the project.Design has been taken further than a typical PSR-PDS, but questions still remain about required design exceptions.3-Moderate 4 -Moderate 12 4 -Moderate 12 Design approval especially for non-standard weave length between Prado Road and Madonna Road interchanges is stated to be a high risk with information currently provided. MitigateVerify that the survey file and design work is accurate and complete. Follow QC proceduresCity/Design Consultant1/2/2018Active9 Threat EnvironmentalNPDES Permit RequirementsOne or more acres of new impervious surfaces are created and an Alternative Compliance project is required adding potential costs and delay to the project. Design has been taken further than a typical PSR-PDS but is based on preliminary mapping. Survey not yet started. 4-High 4 -Moderate 16 4 -Moderate 16 Design has been taken further than a typical PSR-PDS, but questions still remain about required design exceptions.AcceptPlan for TBMP right of way needs and incororate required TBMPs or address the need for TBMPs or Alternative Compliance.City/Design Consultant1/2/2018Active 10 Threat Environmental City MS4 RequirementsMust meet City's MS4 requirements for post-construction storm water treatment.Design has been taken further than a typical PSR-PDS but is based on preliminary mapping. Survey not yet started. 4-High 4 -Moderate 16 4 -Moderate 16 Design has been taken further than a typical PSR-PDS, but questions still remain about required design exceptions.AcceptIn consultation with City staff, develop a Storm Water Management Plan that includes BMPs to control volume, rate, and potential pollutant load of storm water runoff from the project area.City/Design Consultant1/2/2018Active 11 Threat EnvironmentalHigher-Level Environmental Document Environmental technical studies result in the need to prepare an EIR for CEQA and/or EA for NEPA adding potential costs and delay to the project. Environmental studies beyond preparation of the PEAR have not yet started3-Moderate 4 -Moderate 12 4 -Moderate 12 PEAR indicates that impacts are not anticipated, but a NES is yet to be performed. Mitigate City/ Environmental Consultant1/2/2018Risk AssessmentRisk IdentificationUS 101 / Prado Road InterchangeJoe WeilandRisk ResponseLevel 2 Risk RegisterPage 279 of 753 Page 280 of 753 Page 281 of 753 Page 282 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 1 ARTICLE 2 PROJECT INITIATION DOCUMENT DESIGN SCOPING INDEX Attach the project location map to index to show the location of all design improvements. Today’s Date: 02/23/2018 Status (Initial, Update): Update General Information: District: County: Route: Kilometer Post (Post Mile) EA 05 SLO 101 26.5/27.3 05-1H640K Project Manager Paul Valadao Phone # (805) 549-3016 Task Manager Phone # Project Engineer Phone # Design Functional Manager Claudia Espino Phone # (805) 549-3079 General Project Descriptions: Reconstruct NB ramps at Prado Road/US 101, construct Prado Rod overcrossing, and construct NB auxiliary lane between Prado Road and Madonna Road. Project Need: There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the 101 freeway and resolve forecasted operational deficiencies on State and City facilities. This connectivity need extends to all transportation modes. Project Purpose: The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. Goals and objectives of the project include: 1) improve overall operations of U.S. Route 101 and adjacent interchanges; 2) improve safety and mobility for bicyclists and pedestrians; 3) improve transit performance and enhance transit opportunities; 4) consistency with local, regional and state planning; 5) minimize out of direction travel and reduce fuel consumption and greenhouse gases; Item Considerations Yes/No/Specific Comments (summarize pertinent information. assumptions, reference location of detailed information, and name of person who will provide information). 1. Project Setting (refer to Planning Scoping Checklist) Rural or Urban? Urban Located in southwestern portion of San Luis Obispo Current Land Uses: (e.g., industrial, light industry, commercial, agricultural residential etc). Agricultural, commercial, industrial Current land uses are agricultural, public and commercial. Page 283 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 2 Adjacent Land Uses: Agricultural, commercial, industrial There are agricultural fields west of the freeway; commercial businesses northwest of the interchange; the City’s corporation yard and water treatment plant is located southeast of the interchange; and there is a U-haul storage area northeast of the interchange. Existing Landscaping: Yes There is existing landscaping along the south side of Prado Road adjacent to the City Corporation Yard. Designated or eligible scenic highway No The following pages are to be used for each alternative provided that the scope is significantly different. If a route has been adopted as a freeway, a decision must be made as to whether or not the project will address improvements to the existing traversable highway or move to construction of a freeway facility. Item Considerations Yes/No/Specific Comments (summarize pertinent information, assumptions and reference location of detailed information): Design Concept and Route Matters 1. Design Concept? Freeway Freeway/Expressway/ Conventional Highway Freeway Per the 2014 TCR, the 2035 Corridor Concept is freeway with capacity of four to six lanes and the Ultimate Corridor Concept (beyond 2035) is freeway with capacity of up to six lanes. Mixed highway and transit No Mixed highway and rail No Urban Yes The project is located within the urbanized are of San Luis Obispo. Other No 2. Existing Route Adoption Date 3. New Route Adoption Proposed? No 4. Existing Freeway Agreement Date July 3, 1972 5 New Freeway Agreement Proposed? No 6. Public Road Connection Proposed? No Though the Prado Road NB ramps are to be reconstructed, an existing connection already exists with Prado Road. Design Criteria 1. Design speed for highway facilities within the project limit mi/hr? Freeway – 70 mph Local – 45 mph The design speed for Prado Road will be 45mph (posted 40 mph) 2. Design Period: (10 yr/15 yr/20yr) 20 yr Construction Year 2025 Design Year 2045 Page 284 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 3 3. Design Capacity - Level of Service to be maintained over the design period: Mainline LOS C/D Per Caltrans TIS guidelines. Ramp LOS C/D Per Caltrans TIS guidelines. Local Street LOS D Per City of San Luis Obispo LOS policy. Weaving Sections LOS C/D Per Caltrans TIS guidelines. 4. Design Vehicle Selection STAA Yes US 101 is an STAA route. All movements to and from the freeway ramps must accommodate a STAA truck California Yes All movements accommodate a CA Legal 65’ truck Bus Yes All movements accommodate a BUS 45 design vehicle Proposed Roadbed and Structure Widths Forecasted Average Daily Traffic volumes 83,000 Percent truck volume 9% Roadbed Width Structure Width State Highway Existing Proposed Standard Existing Proposed Standard Lane widths/# 12/4 12/4 12/1 N/A N/A N/A Left Shoulder 5 5 5 N/A N/A N/A Right Shoulder 10 10 10 N/A N/A N/A Median Width 37 37 46 N/A N/A N/A Bicycle lane N/A N/A N/A N/A N/A N/A Sidewalk N/A N/A N/A N/A N/A N/A Planting strip N/A N/A N/A N/A Local Streets Lane widths/# 12/2 12/5 12/1 N/A 12/4 12/1 Left Shoulder N/A N/A N/A N/A N/A N/A Right Shoulder 5 N/A N/A N/A N/A N/A Median Width N/A 12 N/A N/A 12 N/A Bicycle lane N/A 6.5 6.5 N/A 6.5 6.5 Sidewalk 6 6 5 N/A 12 6 Planting strip N/A N/A N/A N/A Page 285 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 4 Item Considerations Yes/No/Specific Comments (summarize pertinent information, assumptions and reference location of detailed information): Roadway Design Scoping 1. Mainline Operations Main lane highway widening? No Only widening will be for the NB auxiliary lane between Prado and Madonna. See alternatives exhibits. Existing pavement to be rehabilitated with Asphalt Concrete/Rubberized AC/PCC? No Widen existing facility from __ lanes to __lanes. No Local street structures to span 5 lanes. Future 3-lanes NB 101 and 2-lanes SB plus C-D SB 101 Prado Road overcrossing is designed to span 3 NB lanes, 2 SB lanes, and a collector-distributor. See alternatives exhibit. Curb extensions No Shoulder improvements No Bicycle lanes No Pedestrian refuge islands No Sidewalks No Right of Way acquisition required for ___ lanes. R/W acquisition in not anticipated at this time for US 101 mainline. R/W is required for the proposed US 101 /Prado Road ramp improvements and the Prado Road overcrossing. Identify Potential Relinquishments and vacations. Potential relinquishments and vacations are not anticipated at this time. Upgrade existing facility to: Expressway/Freeway/ Controlled Access Highway/ Traversable Highway Standards? No Improve Vertical Clearance New structure, required vertical clearances will be provided. Adequate Falsework Clearance Yes Adequate falsework clearance will be provided. Traffic calming features No Page 286 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 5 Item Considerations Yes/No/Specific Comments (summarize pertinent information, assumptions and reference location of detailed information): Roadway Design Scoping 2. Ramp/Street Intersection Improvements New Signals? Yes With signal alternatives. See signal alternatives exhibits. Modify Existing Signals? N/A Right Turn Lanes Yes On some alternatives. See alternatives exhibits. Widening for Localized Through lanes? Yes Prado Road widened from 2 lanes to 4 lanes. Merging Lanes? Yes With some alternatives. See alternatives exhibits. Deceleration/Acceleration lanes? Yes With some alternatives. See alternatives exhibits. Left Turn Lanes? Yes With some alternatives. See alternatives exhibits. >300 VPH Left Turn (Requires Double Left Turn Lane) Yes Alternative A4 only. See Alternative A4 exhibits. Interchange Spacing? 0.94 to Los Osos Valley Road 0.65 to Madonna Road Ramps Intersect Local Street < 4% grade? Yes Intersection Spacing? 400’ minimum Exit Ramps >1,500 VPH (Requires two lane exit) No Single lane ramps exceeding 1000’ widened to Two lanes Not anticipated at this time. Curb Ramps? Yes Retaining walls proposed. See alternatives exhibits. Pedestrian Facilities? Yes Sidewalks and/or multi- use paths on Prado Road. Other? Operational Improvements Truck Climbing Lane Sustained Grade exceeding 2% and Total Rise Exceeds 50’? No Other? No Auxiliary Lanes 2000’ between Successive On-Ramps? Yes Two lane Exit Ramps have 1300’ Auxiliary Lane? N/A Page 287 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 6 Item Considerations Yes/No/Specific Comments (summarize pertinent information, assumptions and reference location of detailed information): Weaving < 2000’ between off-ramp and on-ramp? No Only Alternative A4 provides for minimum 2000’ weaving distance on NB 101 between Prado Road on-ramp and off ramp to Madonna Road. See alternatives exhibits. Other? TBD Right of Way Access Control Existing access control extends at least 50 ft beyond end of curb return, radius, or taper? Yes See alternatives exhibits. New construction access control extends at least 100’ (urban areas) or 300' (rural areas) beyond end of curb returns, radius, or taper? Yes See alternatives exhibits. Other? TBD Highway Planting and Irrigation Clearing and Grubbing? Yes Relocate Existing Irrigation Facilities? TBD No known irrigation facilities at this time within the project limits. Highway Planting and Irrigation (including median and roadside) Yes Some form of highway planting and irrigation will be required as the project represents new construction. Item Considerations Yes/No/Specific Comments (summarize pertinent information, assumptions and reference location of detailed information): Roadside Management Vegetation control treatments (road edge, guardrails, signs, drainage facilities, miscellaneous pavement narrow areas, etc.) Yes Guardrail, signs, drainage facilities anticipated. Modernization and clustering of facilities and hardware (removing and replacing other items), gore area pavement Yes Existing NB 101 off and on ramps will be reconstructed. Rehabilitate gore area pavement and pavement beyond gore areas (remove and replace miscellaneous pavement and curbs No Prado Road NB off and on ramps will be completely reconstructed. Landform grading, contour grading, slope rounding, stepped slopes and topsoil reapplication Yes Grading will be required. Side slopes/embankment slope Yes Embankment will be needed for the new overcrossing. Visual Assets TBD Page 288 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 2 – Project Initiation Document Design Scoping Index September 30, 2011 7 Item Considerations Yes/No/Specific Comments (summarize pertinent information, assumptions and reference location of detailed information): Worker Safety Off-Freeway Access (gate, access road, and stairways) TBD Maintenance Vehicle Pull-Out TBD Adequate safety working conditions Yes Adequate safety working conditions will be provided. Relocate roadside facilities/features (cabinets, poles, pull boxes and vaults) away from traffic Yes With new construction. Hydraulics/ Stormwater (Refer to the Stormwater Data Report) Erosion Control Yes Drainage Yes Slope Design Yes Permanent Stormwater BMPs Yes Structures (Refer to Structures Scoping Checklist or APS) New Bridge? Yes Proposed Prado Road structure over US 101. Bridge Rehab? No New structure. Retaining Wall Yes Retaining walls proposed on inside of the Prado Road NB off and on ramps. Optional walls identified on the outside of the Prado Road NB off and on rampsBicycle or Pedestrian Overcrossing/Undercrossing Yes 12’sidewalk (Class I bikeway) and Class II bike lane proposed on both sides of the structure. See typical ihibiOther TBD On STRAIN list for: TBD Other Class I Bikeway (bicycle path) Yes 12’ sidewalk on structure will serve as a Class 1 bikeway. Roundabout alternatives have shared- use path around roundabouts. See roundabout exhibits. Page 289 of 753 Page 290 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 4 – Transportation Planning Scoping Information Sheet September 30, 2011 1 ARTICLE 4 Transportation Planning Scoping Information Sheet PROJECT INFORMATION Project ID No/ District County Route Post Miles Expenditure Authorization No. 05 SLO 101 26.5/27.3 05-1H640K Project Name and Description : US 101/Prado Road Interchange Improvements - Improvements to extend Prado Road over US 101 to connect with Dalidio Drive, reconstruct the existing U.S. Route 101 (US 101) northbound (NB) off-ramp and on- ramp connections with Prado Road, and construct an auxiliary lane on northbound US 101 between the Prado Road and Madonna Road in order to provide congestion relief, operational efficiency and multimodal connectivity. Prepared by: District Information Sheet Point of Contact*: Name: Joe Weiland Functional Unit: Omni-Means (City Consultant) * The District Information Sheet Point of Contact is responsible for completing Project Information, PDT Team and Stakeholder Information, and coordinating the completion of project-related information with the Transportation Planning Stakeholders. Upon completion, provides the Transportation Planning PDT Representative and Project Manager with a copy of the Information Sheet. Project Development Team (PDT) Information Title Name (Caltrans) Phone Number Project Manager Paul Valadao (805) 549-3016 Project Engineer Claudia Espino (805) 549-3079 Transportation Planning PDT Representative** Jimmy Ochoa (805) 549-0209 Transportation Planning Stakeholder Information Title Name Phone Number Regional Planner System Planner Local Development- Intergovernmental Review (LD-IGR) Planner Community Planner Goods Movement Planner Transit Planner Bicycle and Pedestrian Coordinator Park and Ride Coordinator Native American Liaison Other Coordinators: Project Purpose and Need** – Purpose: The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. Page 291 of 753 2 Need: There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the 101 freeway and resolve forecasted operational deficiencies on State and City facilities. This connectivity needs extends to all transportation modes. Goals and objectives of the project include: 1) improve overall operations of U.S. Route 101 and adjacent interchanges; 2) improve safety and mobility for bicyclists and pedestrians; 3) improve transit performance and enhance transit opportunities; and 4) consistency with local, regional and state planning. ** The Transportation Planning PDT Representative is responsible for providing the PDT with the system-wide and corridor level deficiencies identified by Transportation Planning. The PDT uses the information provided by Transportation Planning to develop the purpose and need with contributions from other Caltrans functional units and external stakeholders at the initiation of the PID and is refined throughout the PID process. As the project moves past the project initiation stage and more data becomes available, the purpose and need is refined. For additional information on purpose and need see: www.dot.ca.gov/hq/env/emo/purpose_need.htm 1. Project Funding: a List all known and potential funding sources and percent splits: (ie. State Transportation Improvement Program (STIP)/State Highway Operations and Protection Program (SHOPP)/Transportation Enhancement (TE)/Environmental Enhancement and Mitigation (EEM)/Safe Routes to School (SR2S)/etc.). Currently funding has been identified as coming from a combination of local and developer funds. The San Luis Obispo Council of Governments (SLOCOG) is also considering inclusion of the full regional share of the interchange project into the 2018 programming cycle for construction in 2021/22. b Is this a measure project? Yes__/No_X_. If yes, name and describe the measure. 2. Regional Planning: a Name of and contact information for Metropolitan Planning Organization (MPO) or Regional Transportation Planning Agency (RTPA). SLOCOG – Jeff Brubaker, (805) 788-2104 b Name of and contact information for local jurisdiction (City or County) City of San Luis Obispo – Jake Hudson, (805) 781-7255 c Provide the page number and project description as identified in the Regional Transportation Plan (RTP) and the date of adoption, or provide an explanation if not in RTP. 2014 RTP, Prj ID CEN-MHWY-1402, Page 4-65 “US 101/Prado Rd. I/C and NB auxiliary lane – US 101/Prado Rd. I/C and NB Auxiliary Lane”. d Provide nexus between the RTP objectives and the project to establish the basis for the project purpose and need. The proposed project is aligned with the stated vision and planned improvements in the RTP in that:  Provides operational improvements to both State and Local facilities.  Enhances community connectivity and access for all transportation modes. e Is the project located in an area susceptible to sea-level rise? No f Name of Air Quality Management District (AQMD) San Luis Obispo County Air Pollution Control District g If the project is located in a federal non-attainment or attainment-maintenance area is the project: N/A  Regionally Significant? (per 40 (Code of Federal Regulations (CFR) 93.101) Y__/N__  Exempt from conformity? (per 40 CFR 93.126 and 93.128) Y__/N__  Exempt from regional analysis? (per 40 CFR 93.127) Y__/N__  Not exempt from conformity (must meet all requirements)? Y__/N__ Page 292 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 4 – Transportation Planning Scoping Information Sheet September 30, 2011 3 3. Native American Consultation and Coordination: a If project is within or near an Indian Reservation or Rancheria? If so, provide the name of Tribe. N/A b Has/have the Tribal Government(s) been consulted? Y___/N__. If no, why not? c If the project requires Caltrans to use right-of-way on trust or allotted lands, this information needs to be included as soon as possible as a key topic in the consultation with the Tribe(s). Has the Tribe been consulted on this topic? Y___/N__. If no, why not? d Has the Bureau of Indian Affairs (BIA) been notified? Y__/N__ e Have all applicable Tribal laws, ordinances and regulations [Tribal Employment Rights Ordinances (TERO), etc.] been reviewed for required contract language and coordination? f If the Tribe has a TERO, is there a related Memorandum of Understanding between the District and the Tribe? g Has the area surrounding the project been checked for prehistoric, archeological, cultural, spiritual, or ceremonial sites, or areas of potentially high sensitivity? If such areas exist, has the Tribe, Native American Heritage Commission or other applicable persons or entities been consulted? h If a Native American monitor is required for this project, will this cost be reflected in cost estimates? i In the event of project redesign, will the changes impact a Native American community as described above in d, e, or h? 4. System Planning: a Is the project consistent with the DSMP? Y_X_/N__. If yes document approval date. If no, explain. August 2015 (NB US 101 auxiliary lane between Prado and Madonna – ID No. 2073) b Is the project identified in the TSDP? Y X /N__? If yes, document approval date_2002___. If no, explain. c Is the project identified in the TCR/RCR or CSMP? Y X /N__. If yes, document approval date December 2014. If no, explain. Is the project consistent with the future route concept? Y__/N__. If no, explain. d Provide the Concept Level of Service (LOS) through project area. LOS D e Provide the Concept Facility – include the number of lanes. Does the Concept Facility include High Occupancy Vehicle lanes? Y__/N X. 4-lane freeway through City of San Luis Obispo then transitions to 6-lane expressway and conventional highway through the Cuesta Grade. f Provide the Ultimate Transportation Corridor (UTC) – include the number of lanes. Does the UTC include High Occupancy Vehicle Lanes? Y__/N X. The UTC is freeway with capacity of up to 6-lanes. g Describe the physical characteristics of the corridor through the project area (i.e. flat, rolling or mountainous terrain...). Page 293 of 753 4 Flat h Is the highway in an urban or rural area? Urban X /Rural__. Provide Functional Classification. Urban Principal Arterial i Is facility a freeway, expressway or conventional highway? Freeway j Provide Route Designations: (i.e. Interregional Transportation Strategic Plan (ITSP) High Emphasis or Focus Route, Surface Transportation Assistance Act (STAA) Route, Scenic Route…).  Federal Aid Primary Route  Freeway Expressway System (F&E)  National Highway System (NHS)  Strategic Highway Corridor Network (STRAHNET)  Interregional Road System (IRRS)  Focus Route  High Emphasis Route  Goods Movement Route  National Network (Truck Designation)  Eligible to be part of the Scenic Highway System k Describe the land uses adjacent to project limits (i.e. agricultural, industrial…). Currently agricultural west of US 101 with plans to transition to agricultural, residential, commercial, office, hotel and open space. Currently public uses (City Corp. Yard) and commercial to the east of US 101. l Describe any park and ride facility needs identified in the TCR/CSMP, local plans, and RTP. SLOCOG’s 2017 Park & Ride Lot Study, Table D identifies a P&R lot on Prado Road at/near the US 101/Prado Road interchange as a potential P&R location. m Describe the Forecasted 10 and 20-year Vehicle Miles Traveled (VMT), Annual Average Daily Traffic (AADT), and Peak Hour truck data in the TCR. Include the source and year of Forecast, and names and types of traffic and travel demand analysis tools used. Segment 5: 760,000 VMT (2035), 78,000 AADT (TCR), and 8-9.3% trucks (2010). SLOCOG Historical Growth and CT Directional Splits. n Has analysis on Daily Vehicle Hours of Delay (DVHD) from the Highway Congestion Monitoring Program (HICOMP) been completed and included? Y__/N X. 5. Local Development – Intergovernmental Review (LD-IGR ): List LD-IGR projects that may directly or indirectly impact the proposed Caltrans project or that the proposed Caltrans project may impact. (Attach additional project information if needed.) LD-IGR Project Information Project a County-Route-Postmile & Distance to Development. New and potential development within the City consistent with their General Plan. b Development name, type, and size. The development project most immediate to the project are is San Luis Ranch (SLR) mixed-use development located just west of US 101. This development project proposes 580 DU, 150 KSF commercial, 100 KSF office, a hotel and open space/parks. c Local agency and/or private sponsor, and contact information. City of San Luis Obispo Public Works Transportation and Planning, Jake Hudson, (805) 781-7255. d California Environmental Quality Act (CEQA) status and Implementation Date. Approved e If project includes federal funding, National Environmental Policy Act (NEPA) status. Pending Page 294 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 4 – Transportation Planning Scoping Information Sheet September 30, 2011 5 f All vehicular and non-vehicular unmitigated impacts and planned mitigation measures including Transportation Demand Management (TDM) and Transportation System Management (TSM) that would affect Caltrans facilities. Impact and mitigation is similar to purpose and need and proposed project. g Approved mitigation measures and implementing party. See above. City of San Luis Obispo. h Value of constructed mitigation and/or amount of funds provided. Currently funding has been identified as coming from a combination of local and developer funds. i Encroachment Permit, Transportation Permit, Traffic Management Plan, or California Transportation Commission (CTC) Access approvals needed. Encroachment Permit and CTC Access approvals needed. j Describe relationship to Regional Blueprint, General Plans, or County Congestion Management Plans. N/A k Inclusion in a Regional Transportation Plan Sustainable Community Strategy or Alternative Planning Strategy? City of San Luis Obispo General Plan. l Regional or local mitigation fee program in place? City of San Luis Obispo TIF and developer contribution. 6. Community Planning: INITIAL PID INFORMATION a Has lead agency staff worked with any neighborhood/community groups in the area of the proposed improvements? Y X /N __. If yes, summarize the process and its results including any commitments made to the community. If no, why not? This project is sponsored by the City of San Luis Obispo, and was recommended in SLOCOG’s 2014 US 101 Corridor Mobility Master Plan. This plan included extensive public involvement, including seven local workshops, 30 community presentations, two web-based interactive tools, numerous stakeholder meetings and several SLOCOG board presentations. The study team included representatives from SLOCOG, Caltrans, County of San Luis Obispo and the cities of San Luis Obispo, Arroyo Grande, Atascadero, Grover Beach, Paso Robles, Pismo Beach, Regional Transit Authority and the County Air Pollution Control District. b Are any active/completed/proposed Environmental Justice (EJ) or Community-Based Transportation (CBTP) Planning Grants in the project area? Y__/N X. If yes, summarize the project, its location, and whether/how it may interact with the proposed project. c Describe any community participation plans for this PID including how recommendations will be incorporated and/or addressed. Has a context sensitive solutions (CSS) approach been applied? Y__/N X FINAL PID INFORMATION d How will the proposed transportation improvements impact the local community? Is the project likely to create or exacerbate existing environmental or other issues, including public health and safety, air quality, water quality, noise, environmental justice or social equity? Y__/N __. Describe issues, concerns, and recommendations (from sources including neighborhood/community groups) and what measures will be taken to reduce existing or potential negative effects. Page 295 of 753 6 e Does this highway serve as a main street? Y__/N X. If yes, what main street functions and features need to be protected or preserved? 7. Freight Planning: INITIAL PID INFORMATION a Identify all modal and intermodal facilities that may affect or be affected by the project. None FINAL PID INFORMATION b Describe how the design of this project could facilitate or impede Goods Movement and relieve choke points both locally and statewide through grade separations, lane separations, or other measures (e.g., special features to accommodate truck traffic and at-grade railroad crossings). The proposed NB US 101 auxiliary lane between Prado and Madonna would improve truck movement onto and through NB US 101 within this segment. c Describe how the project integrates and interconnects with other modes (rail, maritime, air, etc.). Do possibilities exist for an intermodal facility or other features to improve long-distance hauling, farm-to- market transportation and/or accessibility between warehouses, storage facilities, and terminals? N/A d Is the project located in a high priority goods movement area, included in the Goods Movement Action Plan (GMAP) or on a Global Gateways Development Program (GGDP) route? Y X /N__. If yes, describe. The 2014 TCR identifies US 101 as a Goods Movement Route and a National Network (Truck Designation). e Is the project on a current and/or projected high truck volume route [e.g., Average Annual Daily Truck Traffic (AADTT) of 5 axle trucks is greater than 3000]? Yes X /N__. If yes, describe how the project addresses this demand. The proposed NB US 101 auxiliary lane between Prado and Madonna would improve truck movement onto and through NB US 101 within this segment. f If the project is located near an airport, seaport, or railroad depot, describe how circulation (including truck parking) needs are addressed. No g Describe any other freight issues. None 8. Transit (bus, light rail, commuter rail, intercity rail, high speed rail): INITIAL PID INFORMATION a List all local transit providers that operate within the corridor. SLO Transit b Have transit agencies been contacted for possible project coordination? Y X /N__. If no, why not? c Describe existing transit services and transit features (bus stops, train crossings, and transit lines) within the corridor. SLO Transit Route 2A travels Prado Road/Elks Lane with stop at Prado Day Center. d Describe transit facility needs identified in short- and long-range transit plans and RTP. Describe how these future plans affect the corridor. San Luis Obispo Regional Transit Authority (SLORTA) is proposing a bus maintenance and storage facility with office spaces on the NE quadrant of the Prado Road/Elks Lane intersection. This proposed facility has an effect on the design and location of potential project improvements. Page 296 of 753 Project Development Procedures Manual - Appendix S Chapter 5 – Scoping Tools Article 4 – Transportation Planning Scoping Information Sheet September 30, 2011 7 FINAL PID INFORMATION e Describe how the proposed project integrates transit and addresses impacts to transit services and transit facilities. f Have transit alternatives and improvement features been considered in this project? Y__/N__ If yes, describe. If no, why not? To be determined. 9. Bicycle: INITIAL PID INFORMATION a Does the facility provide for bicyclist safety and mobility needs? If no, please explain. Yes b Are any improvements for bicyclist safety and mobility proposed for this facility by any local agencies or included in bicycle master plans? If yes, describe (including location, time frame, funding, etc.). Yes. Class II bike lanes are proposed to be provided by the City on Prado Road at and over US 101 consistent with the City’s Bicycle Transportation Plan (BTP - November 2013). c Are there any external bicycle advocacy groups and bicycle advisory committees that should be included in the project stakeholder list? If so, provide contact information. No FINAL PID INFORMATION d Will bicycle travel deficiencies be corrected? How or why not? Yes. Class II bike lanes and additional east/west connectivity across US 101 will be provided. e How will this project affect local agency plans for bicycle safety and mobility improvements? The project is consistent with the 2013 BTP. f If the project is the construction of a new freeway or modification to an existing freeway, will it sever or destroy existing provisions for bicycle travel? If yes, describe how bicycle travel provisions will be included in this project. N/A 10. Pedestrian including Americans with Disabilities Act (ADA): INITIAL PID INFORMATION a Does this facility provide for pedestrian safety and mobility needs? If so, describe pedestrian facilities. Do continuous and well-maintained sidewalks exist? Are pedestrians forced to walk in the roadway at any locations due to lack of adequate pedestrian facilities? Please explain. The project will result in reconstruction of existing Prado Road from the future realigned Elks Lane intersection and the extension of Prado Road east of US 101 to Dalidio Drive. As this will be new construction, sidewalks will be provided along both sides of Prado Road within these limits. b Are pedestrian crossings located at reasonable intervals? Pedestrian crossing will be provided at public road intersection connections. c Are all pedestrian facilities within the corridor ADA accessible and in compliance with Federal and State ADA laws and regulations? All new pedestrian facilities will be ADA accessible and in compliance with Federal and State ADA laws and regulations. FINAL PID INFORMATION d Will pedestrian travel deficiencies be corrected? How or why not? ADA accessible and compliant sidewalks and crossings and additional east/west connectivity across US 101 will be provided. Page 297 of 753 8 e How will this project affect local agency plans for pedestrian safety and mobility improvements? The project is consistent with City plans and goals. f If the project is the construction of a new freeway or modification to an existing freeway, will it sever or destroy existing provisions for pedestrian travel? If yes, describe how pedestrian travel provisions will be included in this project. N/A g Are there any external pedestrian advocacy groups and advisory committees that should be included in the project stakeholder list? If so, provide contact information. No h Have ADA barriers as noted in the District’s ADA Transition Plan been identified within the project limits? If not included in the project, provide justification and indicate whether District Design coordinator approval was obtained. To be determined. 11. Equestrian: INITIAL PID INFORMATION a If this corridor accommodates equestrian traffic, describe any project features that are being considered to improve safety for equestrian and vehicular traffic? N/A FINAL PID INFORMATION b Have features that accommodate equestrian traffic been identified? If so, are they included a part of this project? Describe. If no, why not? N/A 12. Intelligent Transportation Systems (ITS): INITIAL PID INFORMATION a Have ITS features such as closed-circuit television cameras, signal timing, multi-jurisdictional or multimodal system coordination been considered in the project? Y__/N__. If yes, describe. If no, explain. To be determined. FINAL PID INFORMATION b Have ITS features been identified? If so, are they included a part of this project? Describe. If no, why not? The 2014 RTP does identify in Segment 5 various intelligent transportation system (ITS) elements for implementation within Segment 5. These include closed circuit television cameras (CCTV), inductive loop type census station (LOOP), microwave vehicle detection system (MVDS), wireless access point bridge (WAPB), and wireless client bridge (WCB). Though these elements are noted, specific locations for implementation are not identified. The TCR also identifies locations for ramp meters in the US 101 corridor, but with no locations within Segment 5. Page 298 of 753 Page 299 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 1 ARTICLE 11 Division of Engineering Services PSR-PDS Scoping Checklist Project Information District 5 County SLO Route 101 (Post Mile) 26.5/27.3 EA 05-1H640K Project ID# 0516000105 Project Description: Reconstruct NB ramps at Prado Road/US 101, construct Prado Road overcrossing and construct NB auxiliary lane between Prado Road and Madonna Road Project Manager: Paul Valadao Phone # (805) 549-3016 DES Project Liaison Engineer* (PLE): Select a PLE from pulldown DES Special Funded Projects Liaison Engineer: Phone # DES Consultant Management Engineer: Phone # *The Project Liaison Engineer will provide assistance with the completion of this form. Project Scope DES acknowledges that scope is in development at this time. The Project Liaison Engineer is available to assist the District in determining the involvement of DES functional units. The intent of the checklist is to gather as much information as possible on the alternatives to accurately identify the involvement of DES. Describe and identify in the following sections a general description of improvements anticipated as part of the project scope that will require DES functional unit involvement. Check applicable boxes describing proposed scope of project. New Expressway/Freeway Other Roadway Realignment Widen Highway on new alignment Emergency/Storm Damage Rockfall Project Construct Interchange Bridge Widening Left-turn Pocket Modify Interchange Curve Correction Modify Slope Bridge Replacement Building Project Stabilize Subgrade (New alignment? Yes No) Median Barrier Retrofit Stabilize Roadway Bridge Rehabilitation Construct Passing Lane Landslide/Slip-out New Bridge Soundwall/Retaining Wall Bridge Deck Rehab. Bridge Seismic Retrofit Roadway Rehabilitation Bridge Joint Seals Other Design: Explain: Page 300 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 2 Briefly describe proposed scope of DES involvement for all alternatives. Alternative A1: The proposed Prado Road overcrossing is assumed to be a 2-span CIP/PS box concrete structure with an overall length of approximately 250’ and an overall width of approximately 90’. There are two retaining walls proposed on the west side (inside) of both the NB on and off ramps with estimated heights ranging from 0-25’ with the total length of both walls approximately 1,600’. There are also two optional retaining walls on the eastside (outside) of both the NB on and off ramps with estimated heights ranging from 0-25’ with the total length of both optional walls approximately 2,500’ within State right of way. The dimensions of the structure and retaining walls are based on the preliminary layout, Prado Road profile and typical sections developed for this alternative and included in Attachment C. Advance Planning Studies will be required during PA/ED, which will require Caltrans oversight and approval. Alternative A1R: The proposed Prado Road overcrossing is assumed to be a 2-span CIP/PS box concrete structure with an overall length of approximately 255’ and an overall width of approximately 90’. There are two retaining walls proposed on the west side (inside) of both the NB on and off ramps with estimated heights ranging from 0-25 with the total length of both walls approximately 1,600’. There are also two optional retaining walls on the eastside (outside) of both the NB on and off ramps with estimated heights ranging from 0-25 with the total length of both optional walls approximately 2,500’ within State right of way. The dimensions of the structure and retaining walls are based on the preliminary layout, Prado Road profile and typical sections developed for this alternative and included in Attachment C. Advance Planning Studies will be required during PA/ED, which will require Caltrans oversight and approval. Alternative A3: Alternative A3 is similar to Alternative A1. The preliminary layout, Prado Road profile and typical sections developed for this alternative are included in Attachment D. Advance Planning Studies will be required during PA/ED, which will require Caltrans oversight and approval. Alternative A4: The proposed Prado Road overcrossing is assumed to be a 2-span CIP/PS box concrete structure with an overall length of approximately 265’ and an overall width of approximately 90’. There is one retaining wall proposed on the west side (inside) of the NB on ramp with estimated heights ranging from 0-25’ and with the length of approximately 235’. There is also one optional retaining wall on the eastside (outside) of the NB off ramp with estimated heights ranging from 0-25’ and with a total length of approximately 1,300’ within State right of way. The dimensions of the structure and retaining walls are based on the preliminary layout, Prado Road profile and typical sections developed for this alternative and included in Attachment E. Advance Planning Studies will be required during PA/ED, which will require Caltrans oversight and approval. Page 301 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 3 Alternative A4R: The proposed Prado Road overcrossing is assumed to be a 2-span CIP/PS box concrete structure with an overall length of approximately 265’ and an overall width of approximately 90’. There is one retaining wall proposed on the west side (inside) of the NB on ramp with estimated heights ranging from 0- and with the length of approximately 290’. There is also one optional retaining wall on the eastside (outside) of the NB off ramp with estimated heights ranging from 0-25’ and with a length of approximately 1,300’ within State right of way. The dimensions of the structure and retaining walls are based on the preliminary layout, Prado Road profile and typical sections developed for this alternative and included in Attachment E. Advance Planning Studies will be required during PA/ED, which will require Caltrans oversight and approval. Alternative A7: The proposed Prado Road overcrossing is assumed to be a 2-span CIP/PS box concrete structure with an overall length of approximately 255’ and an overall width of approximately 90’. The structure is similar to Alternative A1R. There are two retaining walls proposed on the west side (inside) of both the NB on and off ramps with estimated heights ranging from 0-25 with the total length of both walls approximately 1,500’. There are also two optional retaining walls on the eastside (outside) of both the NB on and off ramps with estimated heights ranging from 0-25’ with the total length of both optional walls approximately 2,000’ within State right of way. The dimensions of the structure and retaining walls are based on the preliminary layout, Prado Road profile and typical sections developed for this alternative and included in Attachment F. Advance Planning Studies will be required during PA/ED, which will require Caltrans oversight and approval. Project Schedule PA/ED Date Begin March/April 2018 Project Cost For PSR (PDS) projects, the following section is to be used for EACH alternative, provided that the scope is significantly different. For each alternative, the preliminary cost estimate for the Prado Road structure is provided in the PSR-PDS Capital Outlay Project Estimate included in Attachment H under section II. Structure Items. The estimated retaining wall costs are included within the roadway items under section I. Roadway Items. Page 302 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 4 Alternative # A1 Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-10,000 $4,300 Structure** $5,000-10,000 Total $10,000-20,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A1 (with optional retaining walls) Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $10,000-15,000 $4,300 Structure** $5,000-10,000 Total $15,000-25,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A1R Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-5,000 $4,500 Structure** $5,000-10,000 Total $10,000-15,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A1R (with optional retaining walls) Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-10,000 $4,500 Structure** $5,000-10,000 Total $10,000-20,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A3 Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-10,000 $4,300 Structure** $5,000-10,000 Total $10,000-20,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A3 (with optional retaining walls) Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $10,000-15,000 $4,300 Structure** $5,000-10,000 Total $15,000-25,000 Page 303 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 5 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A4 Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-10,000 $4,600 Structure** $5,000-10,000 Total $10,000-20,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A4 (with optional retaining walls) Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $10,000-15,000 $4,600 Structure** $5,000-10,000 Total $15,000-25,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A4R Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-5,000 $4,500 Structure** $5,000-10,000 Total $10,000-15,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A4R (with optional retaining walls) Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-10,000 $4,500 Structure** $5,000-10,000 Total $10,000-20,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Alternative # A7 Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-5,000 $4,500 Structure** $5,000-10,000 Total $10,000-15,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Page 304 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 6 Alternative # A7 (with optional retaining walls) Project Cost Range ($ 1000’s) Cost of Largest Structure ($ 1000’s) Roadway $5,000-10,000 $4,400 Structure** $5,000-10,000 Total $10,000-20,000 **Structure Cost Range to be provided by (check one) Consultant Structure Design Technical Liaison. Project Scope Breakdown by DES Function Photogrammetry Note: A Photogrammetry Service Request-PSR (PDS) must be completed and submitted to DES Photogrammetry by the District Photogrammetry Coordinator. Bridge Design Services (check applicable boxes) Design by: Office of Structure Design Structure Maintenance Design Office of Structure Contract Management (Consultant Design Oversight) Office of Special Funded Projects (Consultant Design Oversight) Bridge Information: New Bridge(s) Number 1 Br. Name(s) & No(s). Bridge Replacement(s) Number Br. Name(s) & No(s). Bridge Widening(s) Number Br. Name(s) & No(s). New Bridge over water Number Br. Name(s) & No(s). Bridge Replacement over water Number Br. Name(s) & No(s). Bridge Widening over water Number Br. Name(s) & No(s). Bridge Rail Replacement(s) Number Br. Name(s) & No(s). Approach Slab Number Br. Name(s) & No(s). Bridge with Railroad Involved Number Br. Name(s) & No(s). Bridge w/ Scour Analysis Number Br. Name(s) & No(s). Bridge w/ Special Design or Retrofit Number Br. Name(s) & No(s). Other DES functional units required for Structure Work Structure Hydraulics (include if bridge is over or adjacent to water) Preliminary Investigations (Structure Foundation Plan) Geotechnical Services (Structure Foundations) Wall Design Data for Structure Design & Geotechnical Services Soundwall(s) Number Est. Max. Ht Est. Length Standard Design Special Design Ret. walls(s) Number: 2-4 Est. Max. Ht: 25’ Est. Length: 300’- 2,500’ Standard Design Special Design MSE Wall(s) Number Est. Max. Ht Est. Length Standard Design Special Design Page 305 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 7 Geotechnical Services Is Oversight for consultant prepared geotechnical reports required? Yes No Has the Geotechnical Design Liaison or other geotechnical person been contacted? Yes No If yes, who? Terrain Flat Rolling Mountainous Cuts: Est. Max Height (ft): 2’ Est. Volume (CY): Up to 1,900 New Widen Fills: Est. Max Height (ft): up to 25’ Est. Volume (CY): Up to 240,000 New Widen Sign Structures Overhead Sign Foundations Number 2-4 (Estimated) Changeable Message Sign Foundations Number Other: Special Studies (slope stability, rockfall, erosion, seepage, ground water, settlement, liquefaction, slipout repair, rock slope, etc.) Explain Existing Maintenance Problems: Explain: Technical Specialist Design Anticipated insertable plan sheet(s) check below: Culvert(s) Number Barrier(s) Number Signs and Overhead Structures Number 2-4 (Estimated) Other Design: Explain: Transportation Architecture Design Design New Building(s) Explain: Remodel Existing Buildings(s) Explain: Bridge Aesthetics Evaluation Explain: New structure Build scale model Explain: Other Aesthetics work Explain: Electrical, Mechanical, Water & Wastewater Design Pumping Plants Explain: Movable bridge, drawbridge Explain: Lighting control system for facilities Explain: Street lighting on structure Sanitary Systems Explain: Materials Engineering & Testing Services Pavement Rigid Flexible Average Grade 0%-5% Average Superelevation 2%- 12% Deflection Study Required No. of Locations Lane/miles to be tested Page 306 of 753 Appendix S Chapter 5 Scoping Tools – Article 11– PSR-PDS DES Scoping Checklist Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 Page 8 Consultation and Inspection Loop detectors Signal & Lighting Products Changeable Message Signs, Closed Circuit TV Concrete Bridge Steel Bridge Materials Engineering & Testing Services (Continued) Corrosion Tests Soil Concrete Cathodic Protection System Other Special Products: Explain Additional Studies, Investigations or Research from DES Identify additional studies or investigations that may be required from DES Functional Units. Prepared By: Joe Weiland, Omni-Means (City Consultant) Date: 9/22//17 Please submit this form to DES, to the attention of the Project Liaison Engineer, Office of Project Delivery, in the subdivision of Program/Project & Resource Management. DES will provide a Structure Cost Estimate Range, for each alternative and a resource summary estimate to be included in the project workplan. Page 307 of 753 Page 308 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 1 ARTICLE 5 Traffic Engineering Performance Assessment General Guidance: A. Objectives/Requirements The responsible-charge engineer shall consult with the Functional Managers identified below in order to estimate the scope and magnitude of the Traffic Engineering studies (i.e. Travel Forecasting; Traffic Analysis; Infrastructure Evaluation; Warrant Analysis; and, Safety Review) that need to be performed during the Project Approval & Environmental Document phase. These "studies" produce estimates of the operational and safety performance of:  The proposed "base design” (i.e. plans for new, modified or reconstructed infrastructure)  Specific traffic elements, devices, features and systems that may cost-effectively enhance performance; or (when added to the scope) will prevent the emergence of a safety / operational performance problem (i.e. hot spots) These performance estimates are ultimately used to:  Demonstrate if, and quantify how the proposed investment will meet the project Purpose and Need statement  Produce a complete scope of work by identifying the need and value (Benefit / Cost) for including key traffic control, safety, operational, and management systems, features and devices  Support critical engineering decisions (e.g. decisions to create or retain a nonstandard geometric design feature) FUNCTIONAL MANAGERS (Print names; signature not required) Division of Planning: Travel / Traffic Forecasting Manager Jeff Berkman Date ________ Division of Traffic Operations Freeway or Highway Operations Engineer Bing Yu Date _______ Traffic Electrical (ITS) Engineer Julie Gonzalez Date _______ Traffic Safety Engineer * Steve Talbert Date _______ Two consultation meetings are recommended: 1. With Travel Forecasting Manager and the appropriate District Operations Engineer 2. With the District Operations, Electrical (ITS) and Traffic Safety Engineers* * Note: The District Traffic Safety Engineer will provide the required written assessment of performance data, infrastructure and operating conditions. This assessment will identify, or be used to identify the scope and magnitude of the formal safety analysis, which will be a component of the eventual Traffic Analysis (Report). Page 309 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 2 B. Overview: Project-related traffic engineering studies produce findings and estimates related to the operational and safety performance of existing and proposed highway infrastructure. These performances related findings and estimates are derived from the:  Analysis of traffic, collision and performance data and forecasted traffic volumes  Evaluation of existing infrastructure to identify deficiencies and/or omissions  Evaluation of the proposed infrastructure, including geometric design and traffic features or elements (i.e. traffic control, operational, management and safety devices, systems and features). Performance-related findings and estimates provide the basis for project scoping and design decisions. Ultimately, formal traffic engineering studies inform and advise the PDT as to whether the project scope is complete, and whether the scope will meet the project “purpose and need.” To meet the purpose of the PSR-PDS, the preliminary traffic engineering studies should be limited to an assessment of readily available information and data, and macro-level analysis and evaluation. This effort will produce preliminary traffic engineering findings and estimates to inform and advise the PDT on:  The potential scope of work and features (especially the traffic "elements" referenced above)  Potential performance benefits and deficiencies  The scope and magnitude of traffic engineering work (traffic forecasting, modeling, analysis and evaluation) to be performed during the Project Approval and Environmental Document phase The traffic engineering effort performed during PA & ED will further define the scope of work and produce reliable estimates of the operational and safety impacts (benefits and dis-benefits) of the proposed highway infrastructure. The information, questions, checklists and report template provided below are intended to guide and advise the engineer and/or traffic analyst who is responsible for the performance and documentation of the traffic engineering assessment. A summary of the assessment and key findings and estimates should be summarized or incorporated into the PSR-PDS document (see Section F). C. General Approach & Objective At the PSR-PDS PID stage, the traffic forecasting activities and tasks should utilize readily available information and traffic models. At this stage of the project development process, it is not intended that effort be devoted to the generation of traffic data and to updating of traffic models. The intent is to utilize existing data, transportation reports, and performance monitoring systems describe and identify in the following sections a general description of the existing traffic and forecasted traffic. Consult with the District Local Development-Intergovernmental Review Planner for applicable local agency studies of land development proposals. A macro-level analysis or assessment of the infrastructure, operating conditions, and traffic volume, collision and performance data should produce an estimate of performance impacts (benefits and disbenefits) on the subject highway segment, corridor or system. Page 310 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 3 The primary objective is to identify the traffic forecasting and traffic engineering studies needed to analyze, evaluate, and more accurately predict or estimate operational and safety performance of the proposed improvements. This is necessary for the preparation of the environmental determination/document; and to ensure that a complete project scope is considered and identified during the project approval phase. D. The Project Approval and Environmental Document (PA&ED) Traffic Engineering Study Objectives: Ultimately, traffic forecasting and traffic analysis identifies operational and safety performance deficiencies and impacts (needs), and a reliable estimate of how the improved highway infrastructure will perform. This allows for a determination as to whether the scope is adequate, whether the project “purpose and need” will be met, and the cost-effectiveness of the investment. Specifically, the function of the formal traffic study is to: 1. Identify performance deficiencies - both existing and potential - based on the review, evaluation and analysis of:  Infrastructure (current and proposed)  Operating conditions  Traffic, collision and performance data 2. Predict and/or estimate the operational and safety performance of proposed highway geometric designs (for new infrastructure) 3. Predict and/or estimate the operational and safety performance impacts (i.e. benefits and disbenefits) of specific modifications to existing highway infrastructure or a base design; for example:  The performance of an intersection should improve when a left turn lane is added to the base design  The performance of a freeway entrance ramp merging operation during periods of heavy demand should improve when metering is employed 4. Quantify the impact (benefits and disbenefits) of proposed infrastructure reconstruction, expansion, modification, etc. on the operational and safety performance of a highway segment, corridor or system Content: A formal traffic engineering study requires and/or is comprised of the following major components:  Traffic Forecasting / Modeling  Traffic Analysis o Operational Analysis (includes capacity analysis) o Safety Analysis Page 311 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 4  Evaluation of highway infrastructure and operating conditions (e.g. the impact of queuing and unstable flow on adjacent segments, traffic movements, access points and safety) E. Screening To help estimate the scope and magnitude of the (future) traffic engineering study, the project engineer responsible for the PSR-PDS and key Functional Managers should jointly review the following “checklists” to discuss /decide their applicability to the specific PSR-PDS. 1. Forecasting / Modeling Requirements, Considerations and Assumptions NOTE #1: Forecasting / Modeling Requirements, Considerations and Assumptions are provided in the document “Updated Traffic Forecasts Memorandum for the Prado Road Interchange PSR” (December 2, 2016) which has been reviewed by Caltrans Functional Units including Transportation Planning and Traffic Operations. The italic/underline information provided with the following checklist items is provided in the above referenced memorandum.  Use Local Model?  Forecasts were developed utilizing City of San Luis Obispo Travel Demand Model (TDM).  Update Model  New Model  Existing Traffic Counts  Intersection counts provided by City of San Luis Obispo.  US 101 mainline counts obtained from Caltrans Performance Measurement System (PeMS).  New Traffic Counts  Historical Growth  General Plan (GP) Buildout  City of San Luis Obispo TDM assumes full buildout of the City’s GP.  Pro-Rate GP Growth  Existing Year (2014)  Design Year (2045)  Interim Year (2025 – project first open for use) 2. Preliminary Scope of Work (Traffic Elements / Features / Systems / Plans) Based on a review and evaluation of performance data, and the existing and future Infrastructure and operating conditions, the project engineer and appropriate functional managers should meet to review the following list of traffic operational, control, management and safety systems, devices, features and strategies (i.e. traffic elements). The preliminary scope of work should reflect the need to include traffic elements as they relate to the Purpose & Need, or compliance with traffic engineering policy or system performance requirements. The preliminary list of traffic elements will facilitate the development of a ballpark estimate for construction, right of way, and Maintenance & Operation costs. More importantly, the Page 312 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 5 preliminary list will identify elements for which traffic analysis or some other traffic engineering support activity is required to determine the engineering need for their inclusion in the scope based on warrant analysis, benefit/cost analysis, and safety analysis. NOTE #2: Through participation by the PDT, traffic operations elements were identified to be initially evaluated within a Traffic Operations Analysis Report (TOAR). The Draft US 101/Prado Road Interchange Traffic Operations Analysis Report (TOAR) (September 2017) was prepared which provides preliminary traffic operation and supplemental ICE Step 1 information and provided to Caltrans for review/comment. The Final TOAR will be completed during PA/ED. The following traffic elements currently included in the Draft TOAR are noted as “(Included)”. a. Major Traffic Control Devices  Overhead sign structures  Changeable Message Signs (especially overhead)  Sign Gantries (for Active Traffic Management) b. Operational Features / Treatments / Systems  Auxiliary Lanes (Included)  Channelization lanes  Speed change lanes  Acceleration lanes  Deceleration lanes  Slow moving vehicle lanes  Ramp “braiding”  Median and Traffic Islands / Channelizers (Included)  Intersection Control Strategies / Systems (Included)  Yield Control / roundabouts (Included)  Signalization (Included)  All Way Stop Control  Pedestrian Crossing Devices / Systems c. Traffic Management Strategies and Systems  Managed Lanes (Express or HOV lanes)  Ramp Metering Systems (Not Included in Draft TOAR but were considered in Draft PSR-PDS where it was determined that ramp metering was not consistent with the project scope)  Changeable Message Signs  Detection Systems  Communication Networks / Hardware  Highway Advisory Radio  Closed-Circuit TV cameras  Park & Ride Lots d. Safety Systems / Devices / Strategies  Roadside / Roadway Departure Systems and Treatments  Median Barrier Systems  Guardrail Systems Page 313 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 6  Clear Zone Enhancements (e.g. slope flattening, tree removal, etc)  Glare Screen (May be required between reconfigured Elks Lane and Northbound on-ramp)  Lighting  Truck Escape Ramps  Fencing  Intersection Traffic Control Systems  Roundabouts (yield control) (Included)  Signalization (Included)  All Way Stop Control  Beacons  Real-Time (Intelligent) Warning Sign Systems  Left-turn and right-turn channelization (Included)  Acceleration and Deceleration Lane extensions (via auxiliary lanes) (Included)  Pavement Surface Treatments (OGAC, grooving, etc.)  Drainage System Enhancements  Severe Weather Detection & Warning Systems for Ice /Fog / Wind e. Transportation Management Planning (related to construction phase)  Construction Staging  Full Closure (review Checklist or consult with Dist Traffic Manager)  Strategies (analysis needed to determine which to employ) f. EXAMPLES: (how to use checklist to identify scope of work and Traffic Analysis):  The decision to provide a freeway auxiliary lane to extend the acceleration lane and improve the ability of drivers to find a suitable gap into which they can merge shall be based on Traffic Analysis findings related to the operational and safety benefits during peak periods and peak “shoulders.” The analysis shall consider the density of mainline lanes, the percentage of trucks, ramp volumes, the presence of ramp metering and if it can be effectively operated during peak periods, etc. Therefore, this type of Traffic Analysis needs to be planned for project proposals which intend to add a new interchange, expand the capacity of an existing interchange, or simply allow more vehicles to enter the mainline during critical periods of operation. (Included)  Similarly, Traffic Analysis must be planned to determine the need for, and selection of the optimum form of intersection traffic control at each new or affected interchange ramp termini. In most cases: the interchange configuration, the width of overcrossing or undercrossing structures, and right of way requirements will be based directly on the form of intersection control and the cross-section of approach roadways. Therefore, the Traffic Analysis performed to support the selection of a traffic signal or a roundabout (yield control) will have a significant impact on the scope, cost, right of way, and environmental impacts. (Included)  RE: Freeway widening proposals -- The need for, and selection of the treatment to mitigate the affect of headlight glare on the operational and safety performance of drivers during the hours of darkness will be based on Traffic Analysis findings Page 314 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 7 regarding impacts and benefits produced by the installation of glare screen or lighting (especially through horizontal curves at which Stopping Sight Distance can be impacted by the installation of glare screen) 3. Traffic Analysis The following list identifies specific performance measures, infrastructure components (operational, safety and management features, systems and devices), traffic movements, conflicts, etc. for which Traffic Analysis is typically performed or required. Most traffic analysis relates directly to the operational and safety performance of access points and highway segments that are directly affected by the location, spacing and type of access opening. The capacity and performance of any highway corridor is affected and often limited by the capacity of access points, such as: conventional at-grade intersections, freeway merges and diverges, HOV lane access openings, and the weaving that occurs between adjacent access points. See NOTE #2 under section 2. Preliminary Scope of Work (Traffic Elements / Features / Systems / Plans) a. Operational & Capacity Analysis  Mainline LOS (capacity analysis) (Included)  Ramp Merge and Diverge LOS (Included)  Weaving analysis (Included)  Ramp terminal intersection LOS(Included) o Exit Ramp storage / queue analysis  Interchange / Local System network analysis  Ramp Metering System analysis o Interchange specific o Corridor-wide  Managed Lane (HOV Lanes, Express Lanes, Transit Only Lanes, etc.) analysis  Intersection Control Alternatives Analysis o Signal warrant analysis o Yield Control / Roundabout performance analysis (Included) o All-Way Stop Control  Conventional Intersection Analysis o Capacity analysis (to determine number of through lanes and channelization) (Included) o Delay studies o Queuing and channelization storage analysis (Included) o Network analysis b. Safety Study / Analysis Based on a review and assessment of collision data, rates, trends and safety performance management and monitoring reports; and an evaluation of existing and proposed (future) infrastructure and operating conditions (and other relevant Page 315 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 8 technical data and information), the District Safety Engineer will estimate the scope and magnitude of the formal (future) safety study / analysis. This assessment will quantify the safety “need” within the highway segment or corridor, upon which a specific form of engineering analysis and evaluation will be recommended and estimated (e.g. Safety Audit, Safety Analysis and/or Safety Review).  The future safety study will be performed by, or under the direction of the District Traffic Safety Engineer.  Safety Analysis shall be focused on the evaluation of off-peak and “shoulders” of the peak period when speeds are highest and environmental factors (darkness and glare) affect driver performance. c. Other Analysis  Project & Construction Staging (mostly during design phase)  Traffic Management Planning o Lane Closures o Full Closure Traffic Studies (consult with District Traffic Manager)  Special Truck Studies F. TEMPLATE - Documentation of the Traffic Engineering Performance Assessment PROJECT PROPOSAL IDENTIFICATION (required if this document will not be attached to PSR- PDS) 1. District – County –Route – Limits: 2. Facility Type: 3. Project Type (new facility, increase capacity, increase access, expand access, congestion management, safety): 4. Targeted System User (motor vehicles, transit, bicyclists, pedestrians): 5. Key Transportation Agencies (MPO, RTPA, County, Cities): 6. Context (rural, urban, suburban): 7. Project Manager: SUMMARY OF PRELIMINARY FINDINGS & RECOMMENDATIONS Assessment Approach, Data Sources & Major Assumptions See NOTE #1 under section 1. Forecasting / Modeling Requirements, Considerations and Assumptions  Forecasted Traffic Volumes & Conditions  Modeling Tools / Methodologies  Traffic Analysis o Operational / Capacity o Safety Page 316 of 753 Appendix S Chapter 5 Scoping Tools – Article 5 - Traffic Engineering Performance Assessment Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011 9 Preliminary Assessment Findings (regarding operational and safety performance) See NOTE #2 under section 2 Preliminary Scope of Work (Traffic Elements / Features / Systems / Plans)  Operational Deficiencies  Infrastructure Deficiencies  Infrastructure Omissions  Assessment of Safety Performance / Needs  Project Scope: Recommended or Required Features, Systems, Devices o Operational Features o Safety Systems o Traffic Control Systems o Traffic Management Systems Include a general description of the operational performance deficiencies and needs for which operational features should be required (e.g. auxiliary lanes, overhead signs, intersection control strategies etc.). Also discuss traffic management systems and elements (e.g. ramp metering, CMS, HOV lanes, etc.) to be incorporated. Discuss any strategies or components of the traffic management system that may be controversial during development of the environmental determination/document (e.g. the addition of tolling to an existing HOV lane). SCOPE OF FUTURE TRAFFIC ENGINEERING STUDIES, ACTIVITIES, AND TASKS (based on “Findings”): (To Be Determined)  Forecasting  Operational / Capacity Analysis & Evaluation  Safety Analysis & Evaluation  Electrical Systems (type, service, hardware, software)  Traffic Management Planning (for work zone) Page 317 of 753 Page 318 of 753 Appendix S Chapter 5 Scoping Tools – Article 8 – PSR-PDS Survey Needs Questionnaire Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents September 30, 2011   1 ARTICLE 8 PSR-PDS SURVEY NEEDS QUESTIONNAIRE General Guidance: The project datums, vertical and horizontal, need to be established as soon as possible in the schedule, and all other mapping adjusted to the project datums. Obsolete datums such as NAD27 and NGVD29 should not be used for new projects. What Survey Control Datums will be used for project design and mapping? Vertical Control NAVD 1988 (Preferred) NGVD 1929 (Alternative) Other (Must consult with Caltrans Surveys) Horizontal Control California Coordinate System of 1983, Zone 5 Epoch _1991.35________ Other than CCS83 (Must consult with Caltrans Surveys) Will the project need a Sea Level Rise Risk Assessment? No Does the project adjoin the ocean or tidal waterways? No Is the existing highway protected by levees, sea walls, or rip-rap? No Will existing as-builts, centerlines, or base mapping require any datum or unit conversions? Yes. Some as-builts are in metric units. Base mapping and centerlines are digitized data. Are the right of way record maps current? Right-of-way and property lines are digitized and not accurate. Is there any need to accelerate design accuracy surveys for this project? Yes Page 319 of 753 Page 320 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 ARTICLE 9 QUALITY MANAGEMENT PLAN For Locally Implemented Projects on the State Highway System General Guidance: The purpose of the Quality Management Plan is to facilitate an effective and efficient process for the development, review and approval of PIDs for State Highway System (SHS) projects sponsored by others. The project sponsor and/or implementing agency must develop and follow a Quality Management Plan that meets the standards of professional practice and satisfies requirements of the project scope and schedule. The Project Managers from Caltrans and the Lead Agency shall ensure that all Project Development Team (PDT) members, including consultants, utilize the Quality Assurance/Quality Control (QA/QC) elements as described in this document during the production and review of PIDs. QA/QC will be performed before deliverables are submitted to Caltrans for review. Each team member must understand the project objectives, apply sound engineering principles and is expected to produce quality, accurate, and complete documents within the project schedule and budget. Project documents will be prepared in accordance with current Caltrans regulations, policies, procedures, manuals, and standards including compliance with Federal Highway Administration (FHWA) requirements. The information provided in the Quality Management Plan describes the quality procedures that will be implemented for work performed during all phases of development, review and approval of locally sponsored and/or implemented PIDs. The Quality Management Plan template is to be modified to fit project needs, reporting relationships, and general circumstances. Page 321 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 Quality Management Plan For Preparation of Project Initial Documents for Locally Implemented Projects on the State Highway system Date EXAMPLE AGREEMENT COVER SHEET QUALITY MANAGEMENT PLAN FOR OVERCROSSING ON ROUTE 101 AT PRADO ROAD (EA: 05-1H640K) Approved by ________________________________________ ________________ Paul Valadao, Caltrans Project Manager Date Approved by ________________________________________ ________________ City of San Luis Obispo Date ________________________________________ Jake Hudson, Lead Agency Project Manager Approved by ________________________________________ ________________ Joe Weiland, Consultant Project Manager Date The respective Project Managers from Caltrans, the City of San Luis Obispo and Omni-Means, a GHD Company, have ensured that all Project Development Team (PDT) members utilized the Quality Management Plan elements as described in this document during the production and review of this PID. Vigorous QA/QC was performed before deliverables were presented to Caltrans District 5. Page 322 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 TABLE OF CONTENTS Introduction Quality Control Reviews .............................................................................................................................. Checking of Calculations .............................................................................................................................. Checking of Drawings ................................................................................................................................... Quality Assurance ......................................................................................................................................... Reporting Structure ...................................................................................................................................... QA/QC Duties and Responsibilities ............................................................................................................. Document Control ......................................................................................................................................... Control of Subconsultants ............................................................................................................................ EXHIBITS Exhibit A Example General List of Deliverables and Assigned QC Reviewers Exhibit B Example Quality Control Review Form Page 323 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 Introduction The purpose of the Quality Management Plan is to facilitate an effective and efficient process for the development, review and approval of Project Initial Documents (PIDs) for State Highway System (SHS) projects sponsored by others. The project sponsor and/or implementing agency must develop and follow a Quality Management Plan that meets the standards of professional practice and satisfies requirements of the project scope, cost, and schedule. The Project Managers from Caltrans and the Lead Agency shall ensure that all Project Development Team (PDT) members utilize the Quality Management Plan elements as described in this document during the production and review of PIDs. QA/QC will be performed before deliverables are presented to Caltrans for review. Each team member must understand the project objectives, apply sound engineering principles and is expected to produce quality, accurate, and complete documents within the project schedule and budget. Project documents will be prepared in accordance with current Caltrans regulations, policies, procedures, manuals, and standards including compliance with Federal Highway Administration (FHWA) requirements. The following information describes the quality procedures that will be implemented for work performed during all phases of development, review and approval of locally implemented PIDs. Quality Control Reviews 1. Quality Control (QC) Reviews shall be conducted for all deliverables. A project schedule shall be developed with the consensus of the PDT that identifies anticipated reports, submittal dates and review periods. 2. Prior to submission to Caltrans, each deliverable will be subject to review by senior staff and the Local Agency Project Manager. 3. Project documents will be reviewed for conformance with project design criteria, legibility, and completeness and compliance with regulatory and code requirements. 4. All QC comments will be evaluated by the lead author for the document, discussed with the QC reviewer as needed and, if appropriate, incorporated into the deliverable. The Local Agency and Caltrans Project Manager will review and approve the resolution of each comment. 5. The Project Quality Control Coversheet, as shown in Appendix B, shall be used to document all quality control reviews. Checking of Calculations Final report calculations associated with the conceptual alternatives, cost estimates, and traffic technical reports shall be checked for reasonableness. All calculations shall be reviewed by the Lead. Checking of Drawings Conceptual geometric plans figures, mapping, and preliminary bridge plans (if applicable) shall be checked in accordance with established standards (e.g. Highway Design Manual and local standards). Page 324 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 Quality Assurance The Project Managers from Caltrans and the Lead Agency, along with its consultant(s) will be responsible for the development of deliverables and assure that the stated quality control procedures are being followed. A Quality Assurance Log that includes dates when documents were received reviewed, and names of the QC reviewers shall be maintained for each report or work product. Reporting Structure An organization chart that describes the reporting structure and assigned staff that are involved in the QA/QC shall be developed at the beginning of the PID project. QA/QC Duties and Responsibilities Quality control begins with assigning the most appropriate person to each task. Each member of the team should be responsible for controlling the quality of the product, beginning with the project staff through to the Project Managers. The qualifications of the team members overseeing and doing the work should be identified. All team members should be in constant communication with the each other and their respective Principals and Project Managers in regards to project status, schedule, and any issues that might arise during the development of the PID. The duties and responsibilities of each of the project members in coordinating and guiding the project efforts are described below: a. Principals-in-Charge (PICs) – Responsible for allocation of resources and monitoring of the project to ensure adherence to the project objectives, schedule, budget, approvals, and ensuring that the QC/QA plan is in place and being implemented. Provides periodic audits of technical work and performance of respective staff. b. Caltrans Project Manager - Responsible for Independent Quality Assurance as described in the Cooperative Agreement. c. Local Agency Project Managers – Responsible for completion of project scope and tasks, and adherence to project schedule and budget, including QA/QC program. The Project Managers allocate resources to various elements of the work, establish and implement the Quality Management Plan, schedule the various activities and adjust plans as the work progresses to identify potential problem areas and resolve them in a timely manner. Responsible for technical review and approval of project documents before issuance to the reviewing agency; certifies that each submittal has been prepared and checked in accordance with Caltrans standards, policies, and procedures, sound engineering practices and represents a quality product; and maintains frequent contact and communication with the Caltrans Project Manager to assure satisfaction with the progress and performance. d. Consultant Project Manager - The Consultant Project Manager reviews and monitors the implementation of the QA/QC practices and processes and ensures consistency with Caltrans standards, policies, and procedures. The Consultant Project Manager identifies the quality control actions required to be taken, the resources to be applied to these quality control actions, Page 325 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 and interaction of these activities with the other elements of work. In this process, it is essential that the Consultant Project Manager clearly identify the personnel involved and their duties; allocate time, effort, and resources to the quality control function; and reviews and revises the allocated resources appropriately as the work progresses. The Consultant Project Manager is responsible for production of the technical work produced by their staff. They also assist the Project Managers in the execution of the Quality Management Plan. The Consultant Project Manager reports administratively to the Project Managers and works closely with them in the early identification and resolution of any product deficiencies. This includes but is not limited to:  Perform periodic reviews of quality control documentation;  Identification and control of nonconforming conditions d. Technical Staff – Technical staff are responsible to their Consultant Project Manager for the quality of the work produced within their respective disciplines. In this capacity, technical staff establishes operating guidelines and areas of responsibility within the activity; monitors the work periodically to assure adherence to the contract scope of services and to the established reviewing procedures to ensure consistency with Caltrans standards, policies, and procedures, advises the Consultant Project Manager regarding the progress of work and of any circumstances that may require particular attention; reviews work prior to submittal to the Project Managers for quality control review; resolves QC review comments; insures comments are incorporated into the final document and reviews completed work before it is transmitted to the Project Managers for approval and submittal to the reviewing agencies. Document Control The designated agency or consultant shall make available and maintain electronic records and hard copies of drafts and final reports for inspection upon request during the development of the PSR-PDS. Control of Sub-Consultants If a portion of the scope of work is subcontracted out by the implementing agency’s consultant, then all sub-consultants will have the same responsibilities as the Lead Agency consultant. Page 326 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 EXHIBIT A EXAMPLE GENERAL LIST OF DELIVERABLES AND ASSIGNED QC REVIEWERS Task No Deliverable Consultant Reviewer Lead Agency Reviewer 1.0 Project Management Plan Rich Krumholz Jake Hudson 1.1 Project Schedule Rich Krumholz Jake Hudson 1.2 QA/QC Plan Rich Krumholz Jake Hudson 2.0 Draft Project Purpose and Need Rich Krumholz Jake Hudson 3.0 Corridor Study Base Mapping Rich Krumholz Jake Hudson 4.0 Alternatives Evaluation & Screening Rich Krumholz Jake Hudson 4.1 Right of Way Data Sheet and Cost Estimate Mapping Rich Krumholz Jake Hudson 5.0 Traffic Analysis Workplan Rich Krumholz Jake Hudson 6.0 Environmental Evaluation Workplan Rich Krumholz Jake Hudson 7.0 Stormwater Data Report Rich Krumholz Jake Hudson 8.0 Geometric Evaluation Workplan Rich Krumholz Jake Hudson 9.0 Other discipline areas to be evaluated Rich Krumholz Jake Hudson 10.0 Draft PID Report Review Rich Krumholz Jake Hudson 11.0 Final Report Approval Rich Krumholz Jake Hudson Page 327 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 EXHIBIT B - QUALITY CONTROL REVIEW FORM Quality Control Review Sign-Off Form Client: City of San Luis Obispo Date to Reviewer: 9/29/17 Draft Documents to District 5 Project Name: Overcrossing on Route 101 at Prado Road in the City of San Luis Obispo Review Deadline: Client & Job Number: 0516000105 Actual Review Date: 12/11/17 Comments received from Caltrans Staff on Draft PSR-PDS/PEAR/SWDR Project Manager: Joe Weiland Deliverable Due Date: Reviewer: Rich Krumholz Actual Hours: Production Coordinator: Project Type: Interchange improvements (Category 3) Item Reviewed: Draft PSR-PDS/TOAR/SWDR/PEAR Task/Activity: Project Task or Phase: K Phase (PID) Deliverable %: Internal Review External Review Type of Review Comment Sheet Attached/Emailed Completed by Reviewer Initial Date Reports: Environmental - PEAR X Various 12/11/17 Master Plans Draft PSR-PDS X Various 12/11/17 Technical Memorandum Other: Design: Architectural Calculations Civil Cost Estimates Electrical Spec and/or Front-Ends Instrumentation & Control Mechanical Plan & Profile (Pipeline) Process Structural Stormwater - SWDR X KI and PR 12/11/17 Other: Miscellaneous: Submittal/Previous QC Backcheck Drafting Backcheck Project Guide O&M Manuals Survey Datums & Sea Level Rise Other: TOAR X BY Notes: Please return "signed" QC Review Sign-off Form and markups to your assigned Production Coordinator. Page 328 of 753 Appendix S Preparation Guidelines for Project Study Report-Project Development Support (PSR-PDS) Project Initiation Documents Chapter 5, Article 9, Quality Management Plan September 30, 2011 Signatures: Project Manager Date - Response to Comments QC Reviewer Date - Resolution Accepted Instructions: 1) Project Manager fills out QC Review form & transmits to assigned QC Reviewer with document(s); 2) After review, QC Reviewer returns reviewed document/completed QC Review form to PM with comments: 3) Project Manager is responsible for reviewing comments, making appropriate changes/notations, & informing QC Reviewer of changes made; 4) QC Reviewer completes form upon resolution. QA-QC Program Coord. Signature Date Source Acknowledgement: Project Quality Management Plan developed for SR 152 Corridor Management Study, prepared for VTA by HDR Engineering, Inc., July 2009. Page 329 of 753 Page 330 of 753 DTP-0001 (Revised July 2017) Assembly:Senate:Congressional: ADA Improvements Includes Sustainable Communities Strategy Goals End Closeout Phase (Closeout Report)12/22/23 ADA Notice For individuals with sensory disabilities, this document is available in alternate formats. For information call (916) 654-6410 or TDD (916) 654-3880 or write Records and Forms Management, 1120 N Street, MS-89, Sacramento, End Construction Phase (Construction Contract Acceptance Milestone)03/31/23 Begin Closeout Phase 09/29/23 End Right of Way Phase (Right of Way Certification Milestone)09/25/20 Begin Construction Phase (Contract Award Milestone)03/25/21 End Design Phase (Ready to List for Advertisement Milestone)09/25/20 Begin Right of Way Phase 08/19/19 End Environmental Phase (PA&ED Milestone)08/16/19 Begin Design (PS&E) Phase 06/17/19 Circulate Draft Environmental Document Document Type ND/FONSI 12/13/18 Draft Project Report 12/07/18 Project Study Report Approved 02/02/18 Begin Environmental (PA&ED) Phase 03/05/18 Yes Yes Y/N Yes Yes Project Milestone Existing Proposed Bike/Ped Improvements Reversible Lane analysis State Highway Road Construction Modified / Improved Interchanges each 1 Local streets and roads Mixed Flow lane-miles constructed Feet 2000 Project Benefits See p. 2 Purpose and Need See p. 2 Category Outputs/Outcomes Unit Total Construction City of San Luis Obispo Legislative Districts 35 17 4 PA&ED City of San Luis Obispo PS&E City of San Luis Obispo Right of Way City of San Luis Obispo Project Title US 101-Prado Road Overcrossing and Northbound Ramp Improvements Location (Project Limits), Description ( Scope of Work) In San Luis Obispo County, at Prado Rd., construct an overcrossing over US 101, improve the US 101-Prado Rd. northbound ramps, and construct a northbound auxiliary lane between the Prado Rd. on-ramp and the Madonna Rd. off-ramp. Component Implementing Agency Project Manager/Contact Phone E-mail Address Jake Hudson 805-781-7255 jhudson@slocity.org Element SLOCOG Capital Outlay SLO 101 26.5 27.3 City of San Luis Obispo MPO County Route/Corridor PM Bk PM Ahd Project Sponsor/Lead Agency Project ID PPNO MPO ID Alt Proj. ID 05 1H640 0516000105 2831 22300000756 Reduces Greenhouse Gas Emissions STATE OF CALIFORNIA ● DEPARTMENT OF TRANSPORTATION PROJECT PROGRAMMING REQUEST General Instructions Amendment (Existing Project)No Date:12/15/17 District EA Page 331 of 753 DTP-0001 (Revised July 2017)Date:12/15/17 ADA Notice STATE OF CALIFORNIA ● DEPARTMENT OF TRANSPORTATION PROJECT PROGRAMMING REQUEST Additional Information Project Benefits As stated in the San Luis Ranch Specific Plan (Sec. 7.4.4), "construction of a new overcrossing at Prado Road will serve the expanded commercial and residential development of San Luis Ranch and will provide an additional east-west connection in San Luis Obispo that would reduce congestion at the Los Osos Valley Road and Madonna Road interchanges and route traffic to and from the Airport Area via the Prado Road connection. The Prado Road connection is also a 'Designated STAA Truck [Route]' in the San Luis Obispo General Plan Circulation Element. The overcrossing is consistent with the City of San Luis Obispo Circulation Element and SLOCOG 2014 Regional Transportation Plan and Sustainable Communities Strategy (RTP-SCS). It will include bicycle and pedestrian facilities. It is a land-use necessitated improvement adjacent to the approved San Luis Ranch development, which will provide up to 580 homes plus commercial space. Housing options are much-needed in SLO County, and additional housing units serve to improve the jobs-housing balance, reducing single- occupancy vehicle trips and trip distances. The NB US 101 Prado Rd. to Madonna Rd. auxiliary lane is included in the improvement concept list in the US 101 Corridor Mobility Master Plan (adopted by the SLOCOG Board in December 2014) and the constrained project list in the 2014 RTP-SCS. Purpose The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. Need There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the 101 freeway and resolve forecasted operational deficiencies on State and City facilities. This connectivity needs extends to all transportation modes. Goals and objectives of the project include: 1) improve overall operations of U.S. Route 101 and adjacent interchanges; 2) improve safety and mobility for bicyclists and pedestrians; 3) improve transit performance and enhance transit opportunities; and 4) consistency with local, regional and state planning. For individuals with sensory disabilities, this document is available in alternate formats. For information call (916) 654-6410 or TDD (916) 654-3880 or write Records and Forms Management, 1120 N Street, MS-89, Sacramento, CA 95814. Page 332 of 753 DTP-0001 (Revised July 2017)Date:12/15/17 District EA 05 1H640 Project Title: Component Prior 18/19 19/20 20/21 21/22 22/23 23/24+Total E&P (PA&ED) PS&E R/W SUP (CT) CON SUP (CT) R/W CON TOTAL E&P (PA&ED)250 250 PS&E 2,700 2,700 R/W SUP (CT)1 1 CON SUP (CT)1 1 R/W 1 1 CON 28,997 28,997 TOTAL 250 2,700 29,000 31,950 Fund No. 1: Component Prior 18/19 19/20 20/21 21/22 22/23 23/24+Total E&P (PA&ED) PS&E R/W SUP (CT) CON SUP (CT) R/W CON TOTAL E&P (PA&ED) PS&E R/W SUP (CT) CON SUP (CT) R/W CON 6,000 6,000 TOTAL 6,000 6,000 Fund No. 2: Component Prior 18/19 19/20 20/21 21/22 22/23 23/24+Total E&P (PA&ED) PS&E R/W SUP (CT) CON SUP (CT) R/W CON TOTAL E&P (PA&ED)250 250 PS&E 2,700 2,700 R/W SUP (CT)1 1 CON SUP (CT)1 1 R/W 1 1 CON 22,997 22,997 TOTAL 250 2,700 23,000 25,950 City of San Luis Obispo development mitigation fees and other local revenue sources Existing Funding ($1,000s) Funding Agency Proposed Funding ($1,000s)Notes Proposed Funding ($1,000s)Notes $6m Con Cap in FY 21/22 Local funding Program Code RTIP-Regional Transportation Improvement Program Program Code Existing Funding ($1,000s)20.xx.075.600 Funding Agency SLOCOG City of San Luis Obispo City of San Luis Obispo Proposed Total Project Cost ($1,000s)Notes Existing Total Project Cost ($1,000s) Implementing Agency City of San Luis Obispo City of San Luis Obispo City of San Luis Obispo City of San Luis Obispo SLO 101 0516000105 2831 US 101-Prado Road Overcrossing and Northbound Ramp Improvements STATE OF CALIFORNIA ● DEPARTMENT OF TRANSPORTATION PROJECT PROGRAMMING REQUEST County Route Project ID PPNO Alt Proj. ID Page 333 of 753 Page 334 of 753 DISTRICT 5 TRANSPORTATION MANAGEMENT PLAN DATA SHEET/CHECKLIST District / EA / EFIS: 05/1H6400 Co.-Rte-PM:SLO-101-26.8/26.8 Project Engineer: Paul Valadao Description:Prado Road Interchange Date Prepared: 2/15/2018 Working Days:250 days Check each box and reference your attachments to the item(s) number(s) shown on the list.RequiredRecommendedNot requiredCOMMENTS 1.0 Public Information 1.1 Public Awareness Campaign x Estimate $25,000 1.2 Other strategies 2.0 Motorist Information Strategies 2.1 Changeable Message Signs - Portable x Estimate $100,000 2.2 Construction Area Signs x 2.3 Highway Advisory Radio (fixed and mobile) 2.4 Planned Lane Closure Web Site x Construction to provide information to TMC 2.5 Caltrans Highway Information Network (CHIN)x Construction to provide information to TMC 3.0 Incident Management 3.1 COZEEP (during k-rail moving & work in live traffic)x Est.$240,000 ($300/hour nights 35% of time) 3.2 Freeway Service Patrol 4.0 Traffic Management Strategies 4.1 Lane/Ramp Closures Charts x Provided during PS&E 4.2 Total Facility Closure/ Number of days? x 4.3 Coordination with adjacent construction x 4.4 Contingency Plan x Standard SSP 4.4.1 Material/Equipment Standby x Contruction/Contractor to provide 4.4.2 Emergency Detour Plan x Contruction/Contractor to provide 4.4.3 Emergency Notification Plan x Contruction/Contractor to provide 4.5 Speed Limit Reduction Request x 4.6 Special Days: x To be determined 4.7 Other items: Liquidated Damages Penalty x To be provided during PS&E Maintain Traffic x Include $75,000 4.8 Bicycle and Pedestrian Accommodations* x *Planning for all road users must be included in this process. Bicyclists and Pedestrians shall not be led into direct conflicts with  mainline traffic, work site vehicles, or equipment moving through or around the TTC zone.  Contact Dario Senor w/ questions. 5.0 Anticipated Delays 5.1 Lane Closure Review Committee x (for anticipated delays over 30 minutes) 5.2 Planned freeway closures x 5.3 Minimal delay anticipated - no further action required x yes no If no, explain additional measures on attached sheet. 6.0 Demand Management & Alternate Route Strategies x 6.1 6.2 Shayne Sandeman District 5 TMP Coordinator Page 335 of 753 Page 336 of 753 1 of 1 Division / Program / Office Project Type D5 FHWA Designated high profile projects only. Refer to Stewardship Agreement Dominic Hoang HQ Division of Design All Projects Design Report Routing (12/7/2005) HQ Program Advisor SHOPP HQ Program Advisor gets one copy but do not duplicate other Advisors listed below. For Program Advisors not listed, refer to http://crweb/pjd/docs/CR_ SHOPP_Program_Adviso rs.xlsx HQ Division of Engineering Serv All Projects Division of Engineering Services STIP Kurt Scherzinger SHOPP Donna Berry HQ Environmental All Projects Kirsten Helton HA22 Amy Fong HA21 Diana Campbell HA42, HA23 Gerald Kracher STIP Patti-jo Dickinson HQ Traffic Operations HB4N, HB4C Matthew Friedman HQ Traffic Ops/Traffic Safety Pgm HB1 Abdelraham Beshair HQ Traffic Ops/Traffic Safety Pgm HB711 Elizabeth Dooher HQ SHOPP Program Advisor For other prog HQ Advisors List (Apr 1, 2016) Project Manager All Projects Project Manager Design Manager All Projects Design Manager Resident Engineer All Projects Resident Engineer All Projects Lance Gorman D6 Eastern Kern Pavement, Bridge & Culvert Kelly Mcclain District Traffic Management All Projects Jacques Van Zeventer District Traffic Operations Branch 201.010 & 201.015 Dario Senor District Traffic Operations Branch MON/SB Mark Ballentine District Traffic Operations Branch SLO/SBT Steve Talbert District Traffic Operations Branch SCR Mike Lew Region Traffic Design All Projects Mohammed Qatami District Traffic Operations All Projects Paul McClintic Region Materials All Projects Ted Mooradian Region Environmental All Projects Diana Vargas Region Landscape All Projects Scott Dowlan Region Right of Way All Projects Marshall Garcia Distict Planning All Projects Garin Schneider PPM All Projects Linda Araujo District Single Focal Point All Projects No Copy All Projects All Projects Jeremy Villegas Mon/SC/SBt Stacy Meacham SB/SLO Nick Tatarian HQ DES/OPPM Proj w/Structures Andrew T S Tan District Records All Projects Pat Duty (electronic copy only) Last Revised 06/27/17 CALTRANS (PSR-PDS) PID DISTRIBUTION LIST HQ Transportation Programming HQ Maintenance District Maintenance CR PJD Support Surveys Page 337 of 753 Page 338 of 753 U.S. 101/Prado Road Interchange Project On U.S. 101 in San Luis Obispo County 05-SLO-101-PM 26.5-27.3 Project ID Number 0516000105 State Clearinghouse Number 2023020078 Initial Study with Mitigated Negative Declaration Volume 1 of 2 Prepared by the State of California Department of Transportation May 2023 Page 339 of 753 General Information About This Document Document prepared by: Dianna Beck, Associate Environmental Planner The Initial Study circulated to the public for 32 days between February 2, 2023 and March 6, 2023. Comments received during this period are included in Appendix B. Elsewhere, language has been added throughout the document to indicate where a change has been made since the circulation of the draft environmental document. Minor editorial changes and clarifications have not been so indicated. Accessibility Assistance Caltrans makes every attempt to ensure our documents are accessible. Due to variances between assistive technologies, there may be portions of this document that are not accessible. Where documents cannot be made accessible, we are committed to providing alternative access to the content. Should you need additional assistance, please contact us at the phone number in the box below. For individuals with sensory disabilities, this document can be made available in Braille, in large print, on audiocassette, or on computer disk. To obtain a copy in one of these alternate formats, please write to or call Caltrans, Attention: Dianna Beck, Associate Environmental Planner, District 5 Environmental Division, 50 Higuera Street, San Luis Obispo, California 93401; 805-459-9406 (Voice), or use the California Relay Service 1-800-735-2929 (Teletype to Voice), 1-800-735-2922 (Voice to Teletype), 1-800-855-3000 (Spanish Teletype to Voice and Voice to Teletype), 1-800-854-7784 (Spanish and English Speech-to-Speech), or 711. Page 340 of 753 U.S. 101/Prado Road Interchange Project  i State Clearinghouse Number 2023020078 05-SLO-101-PM 26.5-27.3 Project ID Number 0516000105 Extend Prado Road over U.S. 101 to connect with Dalidio Drive and rebuild the existing U.S. 101 northbound on- and off-ramp connections to Prado Road INITIAL STUDY with Mitigated Negative Declaration Submitted Pursuant to: (State) Division 13, California Public Resources Code THE STATE OF CALIFORNIA Department of Transportation and City of San Luis Obispo Responsible Agency: California Transportation Commission Jason Wilkinson Acting Deputy District Director, Environmental Analysis, District 5 California Department of Transportation CEQA Lead Agency Date The following individual can be contacted for more information about this document: Dianna Beck, Associate Environmental Planner, District 5, 50 Higuera Street, San Luis Obispo, California 93401; 805-459-9406. Page 341 of 753 Page 342 of 753 U.S. 101/Prado Road Interchange Project  iii Mitigated Negative Declaration Pursuant to: Division 13, Public Resources Code State Clearinghouse Number: 2023020078 District-County-Route-Post Mile: 05-SLO-101-PM 26.5-27.3 EA/Project Number: EA 05-1H640 and Project ID Number 0516000105 Project Description The City of San Luis Obispo proposes to extend Prado Road over U.S. 101 to connect with Dalidio Drive and rebuild the existing U.S. 101 northbound on- and off- ramp connections to Prado Road. The interchange is in the City of San Luis Obispo at post mile 26.8 on U.S. 101. The project limits extend from post mile 26.5 to post mile 27.3. Determination Caltrans has prepared an Initial Study for this project and, following public review, has determined from this study that the proposed action would not have a significant effect on the environment for the following reasons. The project would not have a significant effect on energy, greenhouse gas emissions, mineral resources, noise, population and housing, public services, recreation, transportation, utilities and service systems, and wildfire. The project would have no significantly adverse effect on aesthetics, agriculture and forest resources, air quality, biological resources, cultural resources, geology and soils, hazards and hazardous materials, hydrology and water quality, land use and planning, and tribal cultural resources because the following mitigation measures would reduce potential effects to insignificance:  AES-1 and AES-2 require developing and implementing a Tree Protection and Replacement Plan that protects trees to be preserved during construction and provides suitable replacements for trees that require removal during construction.  AES-3 requires developing a landscaping design with plantings that offer a variety of colors, shapes, and species with an emphasis on drought-tolerant native plant materials.  AG-1 requires that for each acre of Important Farmland that is converted due to project implementation, 1 acre of comparable land in agricultural production will be preserved in perpetuity.  AQ-1 requires implementing fugitive dust control measures during project construction. Page 343 of 753 U.S. 101/Prado Road Interchange Project  iv  BIO-1 requires construction activities to avoid and minimize potential impacts to California red-legged frogs and Coast Range newts.  BIO-2 requires construction activities to avoid and minimize potential impacts to southwestern pond turtles.  BIO-3 requires construction activities to avoid and minimize potential impacts to steelheads.  BIO-4 requires construction activities to avoid and minimize potential impacts to nesting birds.  BIO-5 requires construction activities to avoid and minimize potential impacts associated with invasive species.  BIO-6 requires construction activities to avoid and minimize potential impacts to riparian habitat and jurisdictional areas.  BIO-7 requires implementing a Habitat Mitigation and Monitoring Plan that provides a minimum 2-to-1 replacement ratio for permanent impacts to riparian habitat unless otherwise directed by regulatory agencies.  CR-1 requires stopping construction work if a potential archaeological resource is encountered. It also requires a qualified archaeologist to evaluate the proper treatment of the potential resource.  GEO-1 requires stopping construction work if a potential paleontological resource is encountered. It also requires a qualified paleontologist to evaluate the potential resource.  HAZ-1 requires a preconstruction investigation of surface soils for aerially deposited lead. A workplan will be developed detailing the methodology, results, and measures for proper management and disposal of contaminated soils if aerially deposited lead is detected above acceptable levels in project site soils.  HAZ-2 requires testing surface soils in the proposed right-of-way to determine the presence or absence of pesticides, herbicides, and arsenic. A workplan will be developed describing the sampling methodology, results, and requirements for removal, transportation, and disposal of impacted soil.  HAZ-3 requires marking known petroleum pipelines in the project area before the start of any project construction activities and developing a contingency plan that specifies the requirements for soil handling and/or remediation if contaminated soil from a petroleum pipeline is encountered. Jason Wilkinson Acting Deputy District Director, Environmental Analysis, District 5 California Department of Transportation Date Page 344 of 753 U.S. 101/Prado Road Interchange Project  v Table of Contents U.S. 101/Prado Road Interchange Project ............................................................. a Chapter 1 Proposed Project ............................................................................ 1 1.1 Introduction ............................................................................................... 1 1.2 Purpose and Need .................................................................................... 1 1.2.1 Purpose .............................................................................................. 1 1.2.2 Need .................................................................................................. 1 1.3 Project Description.................................................................................... 2 1.4 Project Alternatives ................................................................................... 6 1.4.1 Build Alternatives ............................................................................... 6 1.4.2 No-Build (No-Action) Alternative ...................................................... 15 1.5 Identification of a Preferred Alternative ................................................... 15 1.6 Alternatives Considered but Eliminated from Further Discussion ........... 15 1.7 Standard Measures and Best Management Practices Included in All Build Alternatives ....................................................................................................... 17 1.8 Discussion of the NEPA Categorical Exclusion ...................................... 18 1.9 Permits and Approvals Needed .............................................................. 18 Chapter 2 CEQA Evaluation ............................................................................ 0 2.1 CEQA Environmental Checklist ................................................................ 0 2.1.1 Aesthetics .......................................................................................... 0 2.1.2 Agriculture and Forest Resources .................................................... 10 2.1.3 Air Quality ........................................................................................ 15 2.1.4 Biological Resources........................................................................ 24 2.1.5 Cultural Resources........................................................................... 40 2.1.6 Energy .............................................................................................. 43 2.1.7 Geology and Soils ............................................................................ 47 2.1.8 Greenhouse Gas Emissions ............................................................ 51 2.1.9 Hazards and Hazardous Materials ................................................... 57 2.1.10 Hydrology and Water Quality ........................................................... 64 2.1.11 Land Use and Planning .................................................................... 70 2.1.12 Mineral Resources ........................................................................... 73 2.1.13 Noise ................................................................................................ 73 2.1.14 Population and Housing ................................................................... 83 2.1.15 Public Services ................................................................................ 85 2.1.16 Recreation ........................................................................................ 87 2.1.17 Transportation .................................................................................. 88 2.1.18 Tribal Cultural Resources ................................................................. 97 2.1.19 Utilities and Service Systems ........................................................... 99 2.1.20 Wildfire ........................................................................................... 104 2.1.21 Mandatory Findings of Significance ............................................... 106 Appendix A Title VI Policy Statement ............................................................. 111 Appendix B Comment Letters and Responses .............................................. 112 Comment Letter 1 from Jennifer Best ............................................................. 113 Comment Letter 2 from Kenneth Riding ......................................................... 114 Comment Letter 3 from Linda Busek .............................................................. 115 Page 345 of 753 U.S. 101/Prado Road Interchange Project  vi Comment Letter 4 from Steven Hoyt, Ph.D. .................................................... 116 Comment Letter 5 from Dale Sutliff ................................................................. 117 Comment Letter 6 from Jake Hudson ............................................................. 119 Comment Letter 7 from Pat McClure .............................................................. 120 Comment Letter 8 from Mila Vujovich LaBarre ............................................... 121 Comment Letter 9 from Ellen Morrison ........................................................... 127 Comment Letter 10 from San Luis Obispo County Air Pollution Control District 128 Comment Letter 11 from Paula H ................................................................... 135 Appendix C References .................................................................................. 164 Appendix D Energy Calculations .................................................................... 174 Page 346 of 753 Page 347 of 753 Page 348 of 753 U.S. 101/Prado Road Interchange Project  1 Chapter 1 Proposed Project 1.1 Introduction The City of San Luis Obispo proposes to extend Prado Road over U.S. 101 to connect Prado Road with Dalidio Drive and rebuild the existing U.S. 101 northbound on- and off-ramp connections to Prado Road. The interchange is in the City of San Luis Obispo at post mile 26.8 on U.S. 101. The project limits extend from post mile 26.5 to post mile 27.3. U.S. 101 through the study area is currently a four-lane divided freeway with auxiliary lanes provided between Madonna Road and Marsh Street. The project is included in the 2020 State Transportation Improvement Program. Project construction is expected to start in 2026 and span approximately three years. The current programmed cost for construction is approximately $58,700.000. Caltrans, as assigned by the Federal Highway Administration, is the lead agency under the National Environmental Policy Act (known as NEPA). Caltrans is also the lead agency under the California Environmental Quality Act (known as CEQA). As the NEPA lead, Caltrans has prepared a separate Categorical Exclusion document for the project. As the CEQA lead, Caltrans has prepared this document—an Initial Study with Mitigated Negative Declaration—for the project. 1.2 Purpose and Need The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the U.S. 101 freeway and resolve forecasted operational deficiencies on State and city facilities. This connectivity need extends to all transportation modes. 1.2.1 Purpose The purpose of the project is to:  Improve overall operations on U.S. 101 and nearby interchanges;  Improve safety and mobility for bicyclists and pedestrians; and  Improve transit performance and enhance transit opportunities. 1.2.2 Need The need for the project involves providing better community connectivity by improving current and future operations on U.S. 101 and nearby Page 349 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  2 interchanges, improving safety and mobility for bicyclists and pedestrians, improving transit performance, and enhancing transit opportunities. Improve Overall Operations of U.S. 101 and Adjacent Interchanges One need for the project is generated by existing year and/or forecasted year traffic congestion along U.S. 101 between the interchange with Los Osos Valley Road and the interchange with Marsh Street. The May 2019 U.S. 101/Prado Road Interchange Traffic Operations Analysis Report and Intersection Control Evaluation documents the existing year’s traffic conditions based on 2019 traffic counts from the City of San Luis Obispo Traffic Counts and Speed Surveys database and Caltrans mainline traffic counts from 2014 and 2018. As detailed in the Traffic Operations Analysis Report and Intersection Control Evaluation, several intersections and freeway segments in the vicinity of the project site experience congestion that exceeds Caltrans’ level of service targets during the morning peak hour and evening peak hour under both the existing (2016) and the forecasted design -year (2045) intersection traffic conditions without project implementation. Improve Safety and Mobility for Bicyclists and Pedestrians The City of San Luis Obispo has identified the need to extend Prado Road over U.S. 101 to provide connectivity from Madonna Road east to the planned Prado Road east extension to Broad Street as a main east/west connector across town to shopping centers and, most notably, the city’s only middle school. In addition to providing additional pedestrian access and connectivity, Class 1 bike paths and Class 2 bike lanes are proposed envisioned along Prado Road from the western boundary of the Margarita Area Specific Plan, continuing to the proposed Prado Road grade-separated crossing of U.S. 101, and then continuing on Dalidio Road to Laguna Lake Park. Improve Transit Performance and Enhance Transit Opportunities The San Luis Obispo Regional Transit Authority needs to facilitate more efficient transit routes. The San Luis Obispo Regional Transit Authority is in the process of developing administrative and operations office space and maintenance and storage facilities. The San Luis Obispo Regional Transit Authority is locating these uses next to the northwest corner of the existing Prado Road/Elks Lane/U.S. 101 northbound ramps intersection based on the need to provide regional accessibility via U.S. 101. The project would provide connectivity from the east side of U.S. 101 to the west side of the City of San Luis Obispo, facilitating more efficient transit connectivity. 1.3 Project Description This section describes the proposed action and the project alternatives developed to meet the purpose and need of the project while avoiding or minimizing environmental impacts. Page 350 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  3 The City of San Luis Obispo proposes to extend Prado Road over U.S. 101 to connect with Dalidio Drive and rebuild the existing U.S. 101 northbound on- and off-ramp connections to Prado Road to provide congestion relief, operational efficiency, and multimodal connectivity. The interchange is in the City of San Luis Obispo at post mile 26.8 on U.S. 101. The project limits extend from post mile 26.5 to post mile 27.3. The regional location of the project and the project limits are shown in Figure 1-1 and Figure 1-2. The area surrounding the project includes commercial use northwest of the intersection of Prado Road and U.S. 101, commercial and residential uses northeast of said intersection, the city-owned corporation yard and Water Resource Recovery Facility southeast of the intersection, and the San Luis Ranch property west of U.S. 101. The San Luis Ranch property is currently in the initial phases of development, with approved commercial, residential, recreational, and agricultural land uses under the San Luis Ranch Specific Plan adopted by the city in 2017 (City of San Luis Obispo 2017a). On the eastern end of the Prado Road alignment, the project abuts the western limits of the San Luis Obispo Creek Bridge Widening Project, which has independent utility from the proposed project and is being reviewed by the City of San Luis Obispo as of spring 2022. The proposed action does not contemplate any improvements to or activity within the riparian area associated with San Luis Obispo Creek at the location of the San Luis Obispo Creek Bridge Widening Project. The project is within Caltrans District 5 in the City of San Luis Obispo in San Luis Obispo County. The project area is within Township 31 South, Range 12 East on the U.S. Geological Survey San Luis Obispo, California 7.5-minute quadrangle. Figures 1-1 and 1-2 are regional and project location maps, respectively. Page 351 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  4 Figure 1-1 Project Vicinity Map Page 352 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  5 Figure 1-2 Project Location Map Page 353 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  6 1.4 Project Alternatives Four preliminary Build Alternatives—A1R, A3, A4R, and A7—have been identified by the project development team as viable and to be further studied in the Project Approval and Environmental Document phase. Each of the viable Build Alternatives includes a partial interchange with the proposed Prado Road Overcrossing built over U.S. 101 and a new U.S. 101 northbound off-ramp and U.S. 101 northbound on-ramp from Prado Road. 1.4.1 Build Alternatives This project contains a number of standardized project measures that are used on most, if not all, Caltrans projects and were not developed in response to any specific environmental impact resulting from the proposed project. These measures are listed later in this chapter under “Standard Measures and Best Management Practices Included in All Build Alternatives.” U.S. 101 through the study area is currently a four-lane divided freeway with auxiliary lanes provided between Madonna Road and Marsh Street. The Ultimate Concept Facility (beyond 2035) for U.S. 101 within the study area is identified as a freeway with a capacity of up to six lanes, though there is no funding currently identified for providing a six-lane freeway section. Though not funded, each viable Build Alternative will accommodate the Ultimate Concept Facility through the proposed Prado Road Overcrossing. Common Design Features of the Build Alternatives The project would include the construction of a new continuous northbound U.S. 101 auxiliary lane between the Prado Road northbound on-ramp and the Madonna Road northbound off -ramp. This auxiliary lane is proposed for all project alternatives. The auxiliary lane will be built next to the existing U.S. 101 northbound travel lane and will require the removal of the existing outside shoulder. The auxiliary lane will be built to a 12-foot paved width with a new 10-foot paved outside shoulder along the entire length. Prado Road (Dalidio Drive) would be extended west of U.S. 101 to the intersection with the Froom Ranch Road/Dalidio Drive intersection via an overpass structure. The extension of Prado Road would have a minimum four-lane divided arterial section through and next to the interchange with a separate sidewalk/Class 4 bikeway and 5-foot-wide shoulder. Each Build Alternative would encroach into the current floodplain located to the east and west of U.S. 101. Improvements to reduce this encroachment include placing a portion of the U.S. 101 northbound off-ramp and northbound on-ramp and most of the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection on structures raised above the floodplain. A Midwest Guardrail System is proposed to be placed next to the outside shoulder of the proposed Page 354 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  7 northbound U.S. 101 auxiliary lanes to mitigate nonstandard Clear Recovery Zone clearances between the outside U.S. 101 northbound travel lane and nearby trees within the riparian corridor associated with San Luis Obispo Creek. Placement of the guardrail system at this location is proposed for all project alternatives. The project would require the take of a portion of the city-owned corporation yard located south of Prado Road and east of U.S. 101 (Assessor’s Parcel Number 053-051-045), which would result in the need for the city to relocate some or all operations from this facility to another location. The potential effect on the corporation yard’s operations would vary based on the area of take required for each project alternative (described below under Unique Features of the Build Alternatives). No offsite relocation of corporation yard buildings is currently proposed as part of this action. The project would require realigning Elks Lane, which is located east of U.S. 101. The specific future alignment of Elks Lane would depend on the requirements of the individual Build Alternatives. The city has an independent project to widen Prado Road from the planned Elks Lane realignment connection with Prado Road east to the western limits of the San Luis Obispo Creek Bridge Widening Project. The project will transition Prado Road between the proposed interchange and San Luis Obispo Creek Bridge Widening Project improvements. Construction is expected to start in 2026 and be completed in 2029. Unique Features of the Build Alternatives Alternative A1R Figure 1-3 shows the Alternative A1R geometric concept, which assumes a roundabout provided at the U.S. 101 northbound ramp intersection with Prado Road. The other preliminary geometric design elements presented for Alternative A1R include the following:  The interchange configuration is consistent with a Type L -1 tight diamond configuration to the east of U.S. 101.  A portion of the U.S. 101 northbound off-ramp and on-ramp will be placed on the overpass structure.  Most of the Prado Road (Dalidio Drive) extension from the intersection with the future Elks Lane east of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive west of U.S. 101 will be placed on the overpass structure.  An approximately 1,200-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp. Page 355 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  8 Alternative A1R would result in a take of about 1.7 acres of the city-owned corporation yard on Assessor’s Parcel Number 053-051-045. Alternative A1R would require relocating Elks Lane around the east side of the Sunset Drive-In, as shown in Figure 1-3, with the Elks Lane Realignment Option 2. Alternative A3 Figure 1-4 shows the Alternative A3 geometric concept, which assumes traffic signal control provided at the U.S. 101 northbound ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A3 include the following:  The interchange configuration is consistent with a Type L-1 tight diamond configuration on the east side of U.S. 101.  A portion of the U.S. 101 northbound off-ramp and on-ramp will be placed on the overpass structure.  Most of the Prado Road (Dalidio Drive) extension from the intersection with the future Elks Lane east of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive west of U.S. 101 will be placed on the overpass structure.  An approximately 1,060-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp. Alternative A3 would result in a take of about 1.6 acres of the city-owned corporation yard on Assessor’s Parcel Number 053-051-045. Alternative A3 would retain the alignment of Elks Lane around the west side of the Sunset Drive-In, as shown in Figure 1-4, with the Elks Lane Realignment Option 1. Alternative A4R Figure 1-5 shows the Alternative A4R geometric concept, which assumes a roundabout provided at the U.S. 101 northbound ramp intersection with Prado Road. The other preliminary geometric design elements presented for Alternative A4R include the following:  The interchange configuration is consistent with a Type L -7 partial cloverleaf configuration on the east side of U.S. 101.  A portion of the U.S. 101 northbound off-ramp and on-ramp will be placed on the overpass structure.  Most of the Prado Road (Dalidio Drive) extension from the intersection with the future Elks Lane east of U.S. 101 to the Page 356 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  9 intersection with the future Froom Ranch Road/Dalidio Drive west of U.S. 101 will be placed on the overpass structure.  An approximately 2,280-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp. Alternative A4R would result in a take of about 9 acres of the city-owned corporation yard on Assessor’s Parcel Number 053-051-045 and the city’s Water Resource Recovery Facility southeast of the intersection. Alternative A4R would retain the alignment of Elks Lane around the west side of the Sunset Drive-In, as shown in Figure 1-5, with the Elks Lane Realignment Option 1. Alternative A7 Figure 1-6 shows the Alternative A7 geometric concept, which assumes roundabout control provided at the Prado Road/Elks Lane/U.S. 101 northbound ramp intersection with Prado Road. Other preliminary geometric design elements presented for Alternative A7 include the following:  The interchange configuration is similar in concept to a Type L -6 configuration on the east side of U.S. 101. The exception, though, is instead of the ramps connecting with a frontage road, the off -ramp is merged with eastbound Prado Road before the roundabout while the on-ramp diverges from westbound Prado Road after the roundabout.  A portion of the U.S. 101 northbound off-ramp and on-ramp will be placed on the overpass structure.  Most of the Prado Road (Dalidio Drive) extension from the intersection with the future Elks Lane east of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive west of U.S. 101 will be placed on the overpass structure.  An approximately 1,120-foot auxiliary lane is provided between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp. Alternative A7 would result in a take of about 1.1 acres of the city-owned corporation yard located on Assessor’s Parcel Number 053-051-045. Alternative A7 would retain the alignment of Elks Lane around the west side of the Sunset Drive-In, as shown in Figure 1-6, with the Elks Lane Realignment Option 1. Page 357 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  10 Figure 1-3 Alternative A1R Concept Page 358 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  11 Figure 1-4 Alternative A3 Concept Page 359 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  12 Figure 1-5 Alternative A4R Concept Page 360 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  13 Figure 1-6 Alternative A7 Concept Page 361 of 753 Page 362 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  15 1.4.2 No-Build (No -Action) Alternative Under the No-Build Alternative, no actions would be taken, and no improvements would be built at the existing U.S. 101/Prado Road interchange. 1.5 Identification of a Preferred Alternative Alternative A3, with signalized intersection control, would provide superior levels of service and minimize delays at the U.S. 101 Northbound Ramps/Prado Road intersection for Opening Year (2030) and Design Year (2050) scenarios, as well as maintaining northbound queues within the storage available between the ramp intersection and upstream Elks Lane intersection at the Design Year (2050) scenario. This design provides the flexibility for the City and Caltrans to consider introducing traffic signal coordination between the closely spaced Elks Lane intersection and the U.S. 101 Northbound Ramps intersection in the future to improve traffic progression. This strategy was implemented recently on Los Osos Valley Road, where signal coordination was introduced between the Caltrans U.S. 101 ramp intersections and the adjacent City intersection at Calle Joaquin. An additional benefit that a signalized intersection alternative presents at the U.S. 101 Northbound Ramp/Prado Road intersection is with controlling conflicts between vehicles, bicycles and pedestrians. The Prado Road corridor is designed to serve as a major cross -town route for bicycle and pedestrian traffic and is identified as a Tier 1 priority corridor in the City’s Active Transportation Plan. Signalized intersection control provides flexibility to design a signal phasing strategy that completely separates vehicle left - and right-turn movements from conflicting pedestrian and bicycle crossing movements. In addition to the traffic control and active transportation benefits of Alternative A3, this alternative would minimize displacement of the City’s 8.5 - acre Corporation Yard, which provides facilities critical to the City’s essential operations and maintenance functions, and avoid the unproven design concept of constructing an elevated roundabout on a bridge structure due to floodplain concerns. Alternative A3 is also the lowest cost option among the evaluated alternatives. Therefore, Caltrans has selected Alternative A3 as the preferred alternative because it provides the greatest traffi c control benefits, results in the least impact to the City’s Corporation Yard, and meets the purpose and need of the project. 1.6 Alternatives Considered but Eliminated from Further Discussion The Project Study Report-Project Development Support for the proje ct was completed in April 2018. This report discussed and evaluated the project Page 363 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  16 alternatives discussed in detail above and alternatives considered but eliminated from further discussion. Viable but Eliminated Alternative Alternative A2 Alternative A2 was a partial cloverleaf configuration with a proposed loop northbound off-ramp to and a direct on-ramp from Prado Road located on the north side of Prado Road. Alternative A2 was identified as a viable alternative that the project development team eliminated due to the loss of a transportation asset (S an Luis Obispo Regional Transit Authority’s new facility) in the northwest quadrant of the interchange and the less than standard weave length between Prado Road northbound on-ramp and Madonna Road northbound off-ramp. As a result, the project development team determined that Alternative A2 did not meet the project’s purpose and need, and it was removed from further consideration. Non-Viable Alternatives Alternative A5 (Single -Point Interchange) Alternative A5 was a single-point diamond interchange configuration with Prado Road crossing over U.S. 101. When the project development team agreed that only the northbound ramp configurations to and from Prado Road were viable for this project, Alternative A5 was removed from further consideration because it could not be built as two separate projects. Alternative A6 (Compact Diamond Configuration) Alternative A6 was a compact diamond interchange configuration with Prado Road crossing over U.S. 101 and southbound partial cloverleaf ramps on the west side of U.S. 101. When the project development team determined that only the northbound ramps to and from Prado Road were viable, the southbound partial cloverleaf ramps were eliminated , and only the northbound compact diamond ramps remained. This northbound ramp configuration was the same as provided with Alternative A 3. As a result, Alternative A6 was removed from further consideration because this alternative is no longer applicable. Alternative B (Prado Roa d Overcrossing Only) Alternative B considered building the Prado Road Overcrossing only over U.S. 101. The project development team eliminated Alternative B from further consideration because it would not meet the project’s purpose and need. Building the Prado Road Overcrossing over U.S. 101 was determined to be inconsistent with city planning, and removing the U.S. 101 northbound ramps Page 364 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  17 from Prado Road was determined to negatively impact the overall operations at nearby interchanges north and south of the project site. Alternatives Eliminated During the Project Approval and Environmental Document Phase The initial steps of the Project Approval and Environmental Document phase, such as the technical studies in Volume 2 Technical Studies Bound Separately, included an evaluation of additional Build Alternatives—A1 and A4—and a side slope option for all Build Alternatives. Based on the conclusions of the final Intersection Control Evaluation, Build Alternatives A1 and A4, which would have provided signalized control at the U.S. 101 northbound ramp intersection with Prado Road, were determined to no longer be viable Build Alternatives moving forward and have been eliminated from further analysis in the Project Approval and Environmental Document phase. Similarly, based on the findings of the Two-Dimensional Hydraulic Model Update Final Report (City of San Luis Obispo 2019a), fill embankments were found to be hydrologically infeasible. As a result, the side slope option for each alternative wa s determined to no longer be a viable build option and has been eliminated from further analysis in the Project Approval and Environmental Document phase. 1.7 Standard Measures and Best M anagement Practices Included in All Build Alternatives Project features, which can include both design elements of a project and standardized measures that are applied to all or most Caltrans projects , such as Best Management Practices and measures included in the Standard Plans and Specifications or as Standard Special Provisi ons, are considered to be an integral part of the project and have been considered prior to any significance determinations documented below. The four preliminary Build Alternative s described in Section 1.4.1 include design elements intended to avoid or minimize effects on potentially historic properties in the vicinity. Best Management Practices to be implemented during project construction to minimize or prevent sediment or pollutants in stormwater runoff may include but would not be limited to using temporary desilting basins, locating construction vehicle maintenance activities in staging areas to avoid leaks or spills of fuels, motor oil, coolant, and other hazardous materials, and installing a temporary, large sediment barrier and erosion control blankets. Additionally, postconstruction water quality treatment Best Management Practices may include but would not be limited to filtration and infiltration devices, such as detention basins and biofiltration swales, or low-impact development flow-through treatment devices. To ensure compliance with National Pollutant Discharge Elimination System requirements, existing postconstruction runoff control facilities remove d or demolished by the project will be rebuilt or replaced within the project area. Page 365 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  18 1.8 Discussion of the NEPA Categorical Exclusion This document contains information regarding compliance with the California Environmental Quality Act (CEQA) and other state la ws and regulations. Separate environmental documentation, supporting a Categorical Exclusion determination, has been prepared in accordance with the National Environmental Policy Act. When needed for clarity, or as required by CEQA, this document may contain references to federal laws and/or regulations (CEQA, for example, requires consideration of adverse effects on sp ecies identified as a candidate, sensitive, or special-status species by the U.S. National Marine Fisheries Service and the U.S. Fish and Wildlife Service — that is, species protected by the Federal Endangered Species Act). 1.9 Permits and Approvals Needed The following permits, licenses, agreements, and certifications are required for project construction: Agency Permit/Approval Status State Water Resources Control Board Enrollment under the Statewide Construction General Permit Pending application California Department of Fish and Wildlife 1602 Agreement for Streambed Alteration Pending application City of San Luis Obispo Tree Removal Permit Pending application City of San Luis Obispo Temporary Discharge Permit Pending application City of San Luis Obispo Amendment to Existing Caltrans Recycled Water Service Application Pending application Page 366 of 753 Page 367 of 753 U.S. 101/Prado Road Interchange Project  0 Chapter 2 CEQA Evaluation 2.1 CEQA Environmental Checklist This checklist identifies physical, biological, social, and economic factors that might be affected by the proposed project. Potential impact determinations include Significant and Unavoidable Impact, Less Than Significant Impact With Mitigation Incorporated, Less Than Significant Impact, and No Impact. In many cases, background studies performed in connection with a project will indicate that there are no impacts to a particular resource. A “No Impact” answer reflects this determination. The questions in this checklist are intended to encourage the thoughtful assessment of impacts and do not represent thresholds of significance. Project features, which can include both design elements of the project and standardized measures that are applied to all or most Caltrans projects , such as Best Management Practices and measures included in the Standard Plans and Specifications or as Standard Special Provisions, are considered to be an integral part of the project and have been considered prior to any significance determinations documented below. “No Impact” determinations in each section are based on the scope, description, and location of the proposed project as well as the a ppropriate technical report (bound separately in Volume 2), and no further discussion is included in this document. 2.1.1 Aesthetics Considering the information in the Visual Impact Assessment dated September 2021, the following significance determinations have been made: Except as provided in Public Resources Code Section 21099: Question—Would the project: CEQA Significance Determinations for Aesthetics a) Have a substantial adverse effect on a scenic vista? Less Than Significant Impact b) Substantially damage scenic resources, including, but not limited to, trees, rock outcroppings, and historic buildings within a state scenic highway? No Impact Page 368 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  1 Question—Would the project: CEQA Significance Determinations for Aesthetics c) In non-urbanized areas, substantially degrade the existing visual character or quality of public views of the site and its surroundings? (Public views are those that are experienced from a publicly accessible vantage point.) If the project is in an urbanized area, would the project conflict with applicable zoning and other regulations governing scenic quality? Less Than Significant Impact with Mitigation Incorporated d) Create a new source of substantial light or glare which would adversely affect day or nighttime views in the area? Less Than Significant Impact Affected Environment The project is in an area of the City of San Luis Obispo that is largely built but contains some farmland, with existing streetlights along Prado Road and U.S. 101 and parki ng lot lighting on nearby properties. U.S. 101 in the vicinity of the project site is eligible for listing as a state scenic highway but is not officially designated. The nearest officially designated state scenic highway is State Route 1, north of the San Luis Obispo city limits (Caltrans 2021). The City of San Luis Obispo General Plan Conservation and Open Space Element includes policies intended to preserve or enhance the visual character of the city. The following policies would be applicable to the project: Policy 9.1.1: Preserve natural and agricultural landscapes . The City of San Luis Obispo will implement the following policies and will encourage other agencies with jurisdiction to do the same: A. Natural and agricultural landscapes that the city has not designated for urban use will be maintained in their current patterns of use . B. Any development that is permitted in natural or agricultural landscapes will be visually subordinate to and compatible with the landscape features. Development would include but would not be limited to buildings, signs (including billboard signs), roads, utility and telecommunication lines , and structures. Such development will: 1. Avoid visually prominent locations such as ridgelines and slopes exceeding 20 percent. 2. Avoid unnecessary grading, vegetation removal, and site lighting . 3. Incorporate building forms, architectural materials, and landscaping that respect the setting, including the historical pattern of development in similar settings, and avoid stark contrasts with its setting. Page 369 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  2 4. Preserve scenic or unique landforms, significant trees in terms of size, age, species, or rarity, and rock outcroppings. Policy 9.1.4: Streetscapes and major roadways . In the acquisition, design, construction, or significant modification of major roadways (highways/regional routes and arterial streets), the city will promote the creation of “streetscapes” and linear scenic parkways or corridors that promote the city’s visual quality and character, enhance nearby uses, and integrate roadways wi th surrounding districts. To accomplish this, the city will: A. Establish streetscape design standards for major roadways. B. Encourage the creation and maintenance of median planters and widened parkway plantings. C. Retain mature trees in the public right-of-way. D. Emphasize the planting and maintenance of California native tree species of sufficient height, spread, form, and horticultural characteristics to create the desired streetscape canopy, shade, buffering from nearby uses, and other desired streetscape chara cteristics, consistent with the city’s tree ordinance or as recommended by the tree committee or as approved by the architectural review commission. E. Encourage the use of water-conserving landscaping, street furniture, decorative lighting and paving, arcade d walkways, public art, and other pedestrian-oriented features to enhance the streetscape appearance, comfort, and safety. F. Encourage and, where possible, require undergrounding of overhead utility lines and structures. Policy 9.2.1: Views to and from public places, including scenic roadways. The city will preserve and improve views of important scenic resources from public places and encourage other agencies with jurisdiction to do the same. Public places include parks, plazas, the grounds of civic buildings, streets and roads, and publicly accessible open space s. In particular, the route segments shown in Figure 11 of the Conservation and Open Space Element are designated as scenic roadways. A. Development projects will not wall off scenic roadways and block views. B. Utilities, traffic signals, and public and private signs and lights will not intrude on or clutter views, consistent with safety needs . C. Where important vistas of distant landscape features occur along streets, street trees will be clustered to facili tate viewing of the distant features . D. Development projects, including signs, in the viewshed of a scenic roadway will be considered “sensitive” and require architectural review. The General Plan Conservation and Open Space Element identifies scenic vistas within and next to the city. These vistas include but are not limited to Page 370 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  3 the southern edge of Laguna Lake looking to the northwest, the southeastern edge of the Irish Hills Natural Reserve looking to the northeast, and areas near Cuesta Park looking east (City of San Luis Obispo 2006, Figure 11). The City of San Luis Obispo regulates tree removal within its jurisdiction. Certain tree species are afforded protections pursuant to city ordinances (Tree Ordinance Number 1664 2019 Series). The Tree Ordinance requires a permit from the city for the removal of any tree outside of the R-1 and R-2 residential zones. Environmental Consequences a) The project site is outside the cone of view for each of the city’s designated vistas. The site is about 1.5 mi les from the vista point, located at the southeastern edge of the Irish Hills Natural Reserve; however, views of the site from this point are partially obstructed by intervening vegetation and the existing Los Osos Valley Road/U.S. 101 interchange. Visual renderings of the project from the east, west, south, and north are shown in Figures 2 -1 through 2-4. The project’s proposed overcrossing and additional traffic signal or roundabout would be of similar dominance as the buildings, infrastructure, and urban vegetation in and around the project area. Therefore, the project would not have a substantial adverse effect on a scenic vista , and this impact would be less than significant. b) The project site is not visible from the portion of State Route 1 that is designated as a state scenic highway, about 2.8 miles to the north. The project would not affect existing rock outcroppings or historic buildings, including the two historic structures recently relocated to the northeastern portion of the San Luis Ranch property. Limited removal of existing mature non-native trees may be required. However, such tree removal would not occur within view of a state scenic highway. Consequently, the project would not substantially damage scenic resources within view of a state scenic highway, and no impact would occur. c) The Prado Road (Dalidio Drive) extension west of U.S. 101 would be built on existing agricultural land associated with the 131 -acre San Luis Ranch property. However, the city-adopted San Luis Ranch Specific Plan accounts for the extension of Prado Road (Dalidio Drive) west of U.S. 101 and designates land along this extension for Neighborhood Commercial use (City of San Luis Obispo 2017a). Visual renderings of the project from the east, west, south, and north are shown in Figures 2-1 through 2-4. The project would not involve construction in visually prominent locations, such as ridgelines or hillslopes, that would substantially degrade the visual character of the site or its surroundings. Page 371 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  4 Figure 2-1 Visual Rendering from Prado Road looking west toward U.S. 101 Page 372 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  5 Figure 2-2 Visual Rendering from Dalidio Drive looking east toward U.S. 101 Page 373 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  6 Figure 2-3 Visual Rendering from U.S. 101 Northbound Page 374 of 753 Chapter 1  Proposed Project U.S. 101/Prado Road Interchange Project  7 Figure 2-4 Visual Rendering from U.S. 101 Southbound Page 375 of 753 U.S. 101/Prado Road Interchange Project  8 The project would change views from Prado Road and U.S. 101, which are designated under the city’s General Plan Circulation Element as having moderate and high scenic value, respectively. The project would result in a moderate-to -low resource change for viewers along Prado Road because it would generally be consistent with the scale of urban vegetation and agricultural land that contribute to the visual character. Similarly, the project would result in moderate to moderate-to -low visual impacts along U.S. 101 because the proposed overcrossing would be of a similar scale as other overcrossing structures along U.S. 101, and viewers would pass the overcrossing at a high rate of speed, minimizing exposure to the structure . The project would have a moderate-to-high level of resource change in areas along Dalidio Drive due to the construction of a new dominant infrastructural feature in a primarily agricultural location. However, Dalidio Drive is not designated as having moderate or high s cenic value under the city’s General Plan. Aesthetic treatment may be required at all auxiliary structures , such as retaining walls and concrete barriers consistent with the Aesthetic Barrier Design guidance and the California Highway Barrier Aesthetics Re port (Caltrans 2002). Design for auxiliary structures would be built consistent with the City of San Luis Obispo Community Design Guidelines. The design, placement, site features, and visual treatments would relate to building architecture and site topogra phy. These elements would be of the same quality in design and materials as the surrounding infrastructure. Aesthetic treatments within the State Right-of-Way would be required to be reviewed and approved by Caltrans. Project construction may require the removal of mature, native, and non- native trees, a key feature contributing to the visual character of the Prado Road corridor. The number of trees to be removed, trimmed , and/or have their critical root zones impacted by the project would be dependent on the final design of the project and construction access needs. In locations where qualifying tree removal is required, the city requires a tree removal permit and compensatory tree planting to meet the requirements of the city’s tree ordinance. Removing trees would potentially conflict with General Plan Policies 9.1.1(B)(4) and 9.1.4(C). Required Avoidance, Minimization, and/or Mitigation Measures would reduce this impact to a less than significant level. d) The project may involve the installation of street lighting and/or traffic signals. Given the largely developed nature of the project site and ample light sources along U.S. 101 and Prado Road, the project would not add substantial lighting that would adversely affect nighttime views in the area. The project would not involve elements that would generate large areas of reflective surfaces that would increase sources of daytime glare. Operational impacts related to light and glare would be less than significant. Page 376 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  9 Construction may require temporary lighting ; construction light sources would include lighting during night work and lighting to illuminate pavement and portals through overcrossing falsework. Construction lighting would be directed toward construction activities. Pursuant to Caltrans Standard Specifications, falsework lighting would be aimed to avoid glare to oncoming motorists (Caltrans 2018b). Given that construction lighting would be temporary in nature and directed to minimize glare or light trespas s, this impact would be less than significant. Avoidance, Minimization, and/or Mitigation Measures The following mitigation measures for tree protection and replacement and landscape plan requirements would be required to reduce potential impacts to visual resources resulting from project implementation: Mitigation Measure AES -1. Tree Protection and Replacement Plan. Before issuing grading or building permits, a Tree Protection and Replacement Plan will be prepared for the project based on the final grading and building plans. The Tree Protection and Replacement Plan will identify all trees within the project limits. The Tree Protection and Replacement Plan will stipulate that all trees not proposed for removal will be preserved and protected from harm during project construction activities (consistent with requirements of Mitigation Measure AES -2). If , during the preparation of the Tree Protection and Replacement Plan, it is discovered that trees within the project study area must be removed, the Caltrans Design Engineer and District Landscape Architect will agree that tree removal is necessary before final approval of the project plans. Where trees are authorized by Caltrans for removal, they will be replaced with native or other horticulturally appropriate species suitable for the area at a minimum ratio of three new trees for each tree removed, as directed by the Caltrans District Landscape Architect. All replacement planting will include a minimum three-year plant establishment period. The project specifications will include provisions requiring the protection of all trees as directed in this measure, and the cost estimate will include adequate funds for identified tree protection measures and tree replacement and maintenance measures, if necess ary. Mitigation Measure AES -2. Tree Protection. All qualifying trees within 25 feet of proposed ground disturbances that will be retaine d will be temporarily fenced with chain-link or other material throughout all grading and construction activities. The fencing shall be installed outside the dripline of each tree or as far from the trunk as is feasible while accommodating project construction and be shown in the Tree Protection and Replacement Plan. No construction equipment shall be staged, parked, or sto red within the dripline of any qualifying tree. If project construction requires activities within the Page 377 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  10 dripline of a tree that is proposed to be retained, an arborist shall be present during ground-disturbing work under the dripline. Mitigation Measure AES -3. Landscape Plan. A landscape plan shall be developed by the city and approved by the District Landscape Architect before project approval. The landscape plan shall consist of plantings that offer a variety of colors, shapes, and species with an emphasis on drought- tolerant, native plant materials. The landscape plan shall include plantings along constructed walls and structures as well as benched and graded areas within the project corridor to soften visual changes and reduce the visual scale of new project features. Landscaping shall be overseen for a minimum period of two years or as determined by the District Landscape Architect. 2.1.2 Agriculture and Forest Resources In determining whether impacts to agricultural resources are significant environmental effects, lead agencies may refer to the California Agricultural Land Evaluation and Site Assessment Model (1997) prepared by the California Department of Conservation as an optional model to use in assessing impacts on agriculture and farmland. In determining whether impacts to forest resources, including timberland, are significant environmental effects, lead agencies may refer to information compiled by the California Department of Forestry and Fire Protection regarding the state’s inventory of forest land, including the Forest and Range Assessment Project and the Forest Legacy Assessment Project; and the forest carbon measurement methodology provided in Forest Protocols adopted by the California Air Resources Board. Considering the information in the Farmland Conversion Impact Rating analysis dated September 2021, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Agriculture and Forest Resources a) Convert Prime Farmland, Unique Farmland, or Farmland of Statewide Importance (Farmland), as shown on the maps prepared pursuant to the Farmland Mapping and Monitoring Program of the California Resources Agency, to non-agricultural use? Less Than Significant Impact with Mitigation Incorporated b) Conflict with existing zoning for agricultural use, or a Williamson Act contract? Less Than Significant Impact with Mitigation Incorporated Page 378 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  11 Question—Would the project: CEQA Significance Determinations for Agriculture and Forest Resources c ) Conflict with existing zoning, or cause rezoning of, forest land (as defined in Public Resources Code Section 12220(g)), timberland (as defined by Public Resources Code Section 4526), or timberland zoned Timberland Production (as defined by Government Code Section 51104(g))? No Impact d) Result in the loss of forest land or conversion of forest land to non-forest use? No Impact e) Involve other changes in the existing environment which, due to their location or nature, could result in conversion of farmland to non-agricultural use or conversion of forest land to non-forest use? Less Than Significant Impact Affected Environment The project site is in a portion of the City of San Luis Obispo that is largely built but contains some farmland. Much of the project site consists of existing roadways and highways, with nearby parcels zoned for public facilities, offices, and commercial space. However, the portion of the project site associated with the proposed Prado Road extension west of U.S. 101 to Dalidio Drive is on the 131-acre San Luis Ranch property. The portion of the project site associated with the proposed Elks Lane realignment is on a 12.5 - acre agricultural property. These areas are designated as Prime Farmland under the City of San Luis Obispo General Plan Conservation and Open Space Element (City of San Luis Obispo 2006) and the 2016 San Luis Obispo County Important Farmland Map from the Farmland Mapping and Monitoring Program (California Department of Conservation 2016). The project site is not under a Williamson Act contract (City of San Luis Obispo 2006). The San Luis Ranch property northwest of the project site is slated for development with commercial, residential, recreational, and agricultural land uses under the San Luis Ranch Specific Plan, approved by the city in 2017 (City of San Luis Obispo 2017a). The San Luis Ranch Specific Plan includes the Prado Road extension to Dalidio Drive; parcels next to the roadway are zoned C -N-SP (Neighborhood Commercial – Specific Plan) and AG-SP (Agricultural – Specific Plan) (City of San Luis Obispo 2017a). Environmental Consequences a, b) Portions of the project site include areas zoned for agricultural production, although these areas are not under a Williamson Act contract. The project would result in the direct conversion of about 1.25 acres of existing prime agri cultural land to transportation use to accommodate the extension of Prado Road west of U.S. 101 to Dalidio Drive. The extension of Prado Road may also split about 4 acres of agricultural land in the Page 379 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  12 northeastern corner of the San Luis Ranch property betwee n the proposed Prado Road extension and U.S. 101 from the remainder of the San Luis Ranch property. This may result in an indirect conversion of these 4 acres of prime agricultural land. In addition, depending on the alternative selected, the realignment of Elks Lane may result in the conversion of about 2.6 acres of prime agricultural land on a 12.5-acre property east of the Sunset Drive -In property. As a result, the project could result in the conversion of a total of up to about 7.85 acres of prime farmland, including 5.25 acres (4 percent) of prime farmland on the San Luis Ranch property and 2.6 acres (21 percent) of prime farmland on the property east of the Sunset Drive -In. The direct and indirect farmland conversion impacts fo r each project alternative are shown in Table 1 below. In Table 1 below, Alternatives A3 and A7 include Options 1 and 2 for Elks Lane realignment; Option 1 would result in no farmland impacts , and Option 2 would result in direct farmland conversion. Table 1 Project Alternatives Farmland Impacts Project Element Alternative A1R Alternative A3 Alternative A4R Alternative A7 Prado Road/Dalidio Road Connection Direct Conversion 1.25 acres 1.25 acres 1.25 acres 1.25 acres Prado Road/Dalidio Road Connection Indirect Conversion 4 acres 4 acres 4 acres 4 acres Elks Lane Realignment Direct Conversion 2.6 acres 0 or 2.6 acres 0 acre 0 or 2.6 acres Elks Lane Realignment Indirect Conversion 0 acre 0 acre 0 acre 0 acre Total Farmland Conversion 7.85 acres 5.25 or 7.85 acres 5.25 acres 5.25 or 7.85 acres The project would not change the zoning or prevent agricultural production on the parcels next to the proposed Prado Road extension and Elks Lane realignment. The San Luis Ranch Project Final Environmental Impa ct Report, certified by the City of San Luis Obispo in 2017, assesses the potential impacts on agricultural land associated with the build-out of the San Luis Ranch Specific Plan, including the Prado Road extension to Dalidio Drive (City of San Luis Obispo 2017b). The certified San Luis Ranch Project Final Environmental Impact Report includes Mitigation Measure AG-1, which requires 1 acre of agricultural land of comparable productivity to be preserved in perpetuity for every acre of Important Farmland on the San Luis Ranch property—including Prime Farmland, Farmland of Statewide Importance, and Unique Farmland — Page 380 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  13 that is permanently converted to nonagricultural use as a result of Specific Plan development. The Prado Road extension was included a s a project component in the San Luis Ranch Project Final Environmental Impact Report; therefore, the Prado Road extension portion of this project would be required to comply with Mitigation Measure AG-1 from the San Luis Ranch Project Final Environmental Impact Report. This measure ensures consistency with Policy 8.6.3C of the city’s General Plan Conservation and Open Space Element, which states that for widespread habitat type or farmland impacts, mitigation shall consist of permanently protecting an equa l area of equal quality, which does not already have permanent protection, in the San Luis Obispo Planning Area (City of San Luis Obispo 2017a). Similarly, this Initial Study includes required Avoidance, Minimization, and/or Mitigation Measures , which would reduce this impact to a less than significant level. c, d) There is no land zoned for forest land, timberland, or timberland production within or next to the project alignment. The project would not result in the direct or indirect conversion of forest land to non-forest use. No impact would occur. e) The project would introduce new access to the San Luis Ranch property west of U.S. 101. The build-out of the San Luis Ranch Specific Plan would convert about 56 of the 109 acres (51 percent) of agricultural land on the property to nonagricultural land uses. The remaining 53 acres of agricultural land on the San Luis Ranch property, which is next to U.S. 101 and the western portion of the project site, would remain in agricultural production. As described under checklist items (a) and (b), the San Luis Ranch Project Final Environmental Impact Report evaluates impacts to agricultural resources associated with the build-out of the San Luis Ranch Specific Plan, including the proposed extension of Prado Road, and concludes that such impacts would be less than significant with mitigation incorporated. Mitigation Measure AG-1 under the San Luis Ranch Project Final Environmental Impact Report calls for each acre of Important Farmland converted in the Specific Plan Area to be offset by the preservation of an acre of land of comparable agricultural productivity in perpetuity. This includes farmland on the site that would be converted either directly or indirectly by the U.S. 101/Prado Road Interchange project. Therefore, compliance with existing requirements would ensure that the project would not result in any additional conversion of farmland to nonagricultural use not already addressed in the San Luis Ranch Project Final Environmental Impact Report. Consequently, this impact would be less than significant. Avoidance, Minimization, and/or Mitigation Measures The following mitigation measure for the conservation of Important Farmland would be required to reduce potential impacts to agricultural resources resulting from project implementation: Page 381 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  14 Mitigation Measure AG-1. Agricultural Conservation . The city shall provide that for every 1 acre of Important Farmland (Prime Farmland, Farmland of Statewide Importance, and Unique Farmland) on the site that is permanently converted to non-agricultural use as a result of the Elks Lane realignment, one (1) acre of comparable land in agricultural production shall be preserved in perpetuity. The land dedicated to agriculture pursuant to this measure shall be of the size, location, and configuration appropriate to maintain a viable, working agricultural operation. Said mitigation shall be satisfied through:  Granting a perpetual conservation easement(s), deed restriction(s), or other farmland conservation mechanism(s) to a qualified conservation organization that has been approved by the city, or establishing a perpetual conservation easement(s) or deed restriction(s) held by the city or other farmland conservation mechanism(s), for the purpose of permanently preserving agricultural land. The land covered by said onsite and/or offsite easement(s) or deed restriction(s) shall be located within or contiguous to the city’s Urban Reserve Line or Greenbelt, subject to review and approval of the city’s Natural Resources Manager; or  Making an in-lieu payment to the City of San Luis Obispo’s Open Space Fund to be applied toward the future purchase of a perpetual conservation easement(s) or deed restriction(s) held by the city or other farmland conservation mechanism(s), for the purpose of permanently preserving agricultural land. The land covered by said onsite and/or offsite easement(s) or deed restri ction(s) shall be located within or contiguous to the city’s Urban Reserve Line or Greenbelt, subject to review and approval of the city’s Natural Resources Manager. The amount of the payment shall be sufficient to conserve similar land on a per acre basis , as determined by a licensed appraiser; or  Making an in-lieu payment to a qualified conservation organization that has been approved by the city and that is organized for conservation purposes, to be applied toward a future purchase of comparable agricultural land, or a perpetual conservation easement, deed restriction, or other farmland conservation mechanism to preserve the required amount of agricultural land in San Luis Obispo County. The amount of the payment shall be sufficient to conserve similar land on a per acre basis, as determined by the qualifying entity or a licensed appraiser; or  Any combination of the above. Page 382 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  15 2.1.3 Air Quality Where available, the significance criteria established by the applicable air quality management district or air pollution control district may be relied upon to make the following determinations. Considering the information in the Air Quality and Greenhouse Gas Technical Study dated September 2021, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Air Quality a) Conflict with or obstruct implementation of the applicable air quality plan? No Impact b) Result in a cumulatively considerable net increase of any criteria pollutant for which the project region is non-attainment under an applicable federal or state ambient air quality standard? Less Than Significant Impact with Mitigation Incorporated c) Expose sensitive receptors to substantial pollutant concentrations? Less Than Significant Impact with Mitigation Incorporated d) Result in other emissions (such as those leading to odors) adversely affecting a substantial number of people? Less Than Significant Impact Affected Environment The City of San Luis Obispo is in the South Central Coast Air Basi n, which is under the jurisdiction of the San Luis Obispo County Air Pollution Control District. The San Luis Obispo County Air Pollution Control District (District) monitors air pollutant levels to assure that air quality standards are met, and if they are not met, develops strategies to meet the standards. Depending on whether the standards are met or exceeded, the air basin is classified as being in “attainment” or as “non-attainment.” The County of San Luis Obispo is designated non-attainment for the State 1-hour and 8-hour ozone standard in addition to the state standard for fugitive particulate matter with diameters of 10 micrometers and smaller (PM10 or fugitive dust). The eastern portion of the County is also designated as non-attainment for the federal 8-hour ozone standard; however, the project is located in western San Luis Obispo County. Thus, this designation does not apply to the project location. The County is unclassified or in attainment for all other criteria pollutants under the National Ambient Air Quality Standards and California Ambient Air Quality Standards (San Luis Obispo County Air Pollution Control District 2019). The major sources of fugitive dust in the South Central Coast Air Basin are agricultural operations, vehicle dust, gradi ng, and dust produced by high winds. Additional sources of particulate pollution include diesel exhaust; mineral extraction and production; combustion products from industry and motor vehicles; smoke from wildfires and open burning; paved and unpaved Page 383 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  16 roads; condensation of gaseous pollutants into liquid or solid particles ; and wind-blown dust from soils disturbed by demolition and construction, agricultural operations, off-road vehicle recreation, and other activities. Ozone is a secondary pollutant that is formed by a reaction between nitrogen oxides and reactive organic gases in the presence of sunlight. Therefore, ozone levels are dependent on the amount of these precursors. In the South Central Coast Air Basin, the major sources of reactive organic gases are motor vehicles, organic solvents, petroleum production, and pesticides. The major sources of nitrogen oxides are motor vehicles, public utility power generation, and fuel combustion by various industrial sources (San Luis Obispo County Air Pollution Control District 2001). Construction Emissions Thresholds The district has developed specific daily and quarterly quantitative thresholds that apply to projects within the South Central Coast Air Basin. Daily thresholds are for projects that would be completed in less than one quarter (90 days). Quarterly thresholds are applicable to the project because construction would last for more than one quarter. The applicable thresholds from the District’s CEQA Air Quality Handbook (2012) and 2017 Clarification Memorandum are shown in Table 2 and described below. Table 2 San Luis Obispo County Air Pollution Control District Significance Thresholds for Project-Level Construction Impac ts Pollutant Daily (P ounds per Day) Quarterly Tier 1 (Tons per Quarter) Quarterly Tier 2 (Tons per Quarter) Ozone Precursors (Reactive Organic Gases Plus Nitrogen Oxides ) 137 2.5 6.3 Diesel Particulate Matter (PM2.5) 7 0.13 0.32 Fugitive Particulate Matter (PM10) None 2.5 None Source: San Luis Obispo County Air Pollution Control District 2012. Ozone Precursors Construction Emissions Thresholds As of October 2016, the District has determined that projects shall implement Standard Mitigation Measures anytime a construction project exceeds the 137 pounds per day threshold, regardless of whether or not the duration of construction is over 90 days (1 quarter). In addition, the District requires Standard Fugitive Dust Mitigation Measures if a project has a grading area greater than 4 acres or is within 1,000 feet of any sensitive receptor (San Luis Obispo County Air Pollution Control District 2012 and 2017).  Quarterly–Tier 1. For construction projects , exceeding the 2.5 ton/quarter threshold requires standard mitigation measures and best available control technology for construction equipment. Offsite Page 384 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  17 mitigation may be required if feasible mitigation measures are not implemented or if no mitigation measures are feasible for the project; and  Quarterly–Tier 2. For construction projects exceeding the 6.3 ton/quarter threshold, Standard Mitigation Measures, Best Available Control Technology, implementation of a Construction Activity Management Plan and offsite mitigation are required. Diesel Particulate Matter (PM 2.5) Construction Emissions Thresholds  Quarterly–Tier 1. For construction projects lasting more than one quarter, exceeding the 0.13 tons per quarter threshold requires standard mitigation measures, best available control technology for construction equipment; and  Quarterly–Tier 2. For construction projects lasti ng more than one quarter, exceeding the 0.32 ton per quarter threshold requires standard mitigation measures, best available control technology, implementation of a Construction Activity Management Plan, and offsite mitigation. Fugitive Particulate Matter (PM 10) Dust Construction Emissions Thresholds  Quarterly: Exceeding the 2.5 tons per quarter threshold requires Fugitive Particulate Matter Mitigation Measures and may require the implementation of a Construction Activity Management Plan. Sensitive Receptors Ambient air quality standards have been established to represent the levels of air quality considered sufficient, with an adequate margin of safety, to protect public health and welfare. They are designed to protect that segment of the public most susceptible to respiratory distress. Certain population groups are considered more sensitive to air pollution than others. Sensitive population groups include children, the elderly, the acutely ill, and the chronically ill, especially those with cardio -respiratory diseases. Residential uses are also considered sensitive to air pollution because residents (including children and the elderly) tend to be at home for extended periods of time, resulting in sustained exposure to any pollutants present. Nearby s ensitive receptors include existing residential land uses east of the project site and approved but not-yet-constructed residential land uses west of the project site, the closest of which have property boundaries approximately 700 feet from the edge of the Project Intersection. Methodology The district recommends the use of the most recent version of the California Emissions Estimator Model (version 2020.4.0) to estimate the construction and operational emissions of a project. The emissions model for the p roject was based on the construction of a Prado Road extension over U.S. 101 to connect with Dalidio Drive in the City of San Luis Obispo. The model also included the reconstruction of the existing U.S. 101 northbound ramp on and Page 385 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  18 off-ramp connections to Prado Road to provide congestion relief, operational efficiency, and multimodal connectivity. To conservatively estimate the potential air pollutant emissions generated by the project, the emissions modeling accounts for the maximum potential build- out and project footprint among the various alternatives’ designs. As discussed in Section 1.4.1, Build Alternatives, and shown in Figure 1-3 through Figure 1-6, all Build Alternatives would occur in the same general area and would include the extension of Prado Road/Dalidio Drive to the intersection of Froom Ranch Road/Dalidio Drive, realignment of Elks Lane east of U.S. 101, a new northbound U.S. 101 auxiliary lane between the Prado Road northbound on-ramp and the Madonna Road northbound off- ramp, and a Midwest Guardrail System next to the proposed northbound U.S. 101 auxiliary lane’s outside shoulder. Construction is expected to start during 202 6 and be completed in 2029. As a conservative estimate based on the current alternative designs for the project, the analysis anticipates that up to 325,000 cubic yards of fill material would be imported (hauled) to the site for the development of the project, depending on the Project alternative selected. The analysis used California Emissions Estimator Model default values for the construction schedule and equipment generated based on the maximum potential area of development input into the model. In addition, the district Standard Fugitive Dust mitigation measures are included in the model since the grading area exceeds 4 acres, and the project is within 1,000 feet of sensitive recepto rs. The California Emissions Estimator Model results are included in the Air Quality and Greenhouse Gas Technical Study. Although the project would improve traffic flow and reduce idling time, the project would not involve the construction of additional ve hicle lanes on U. S. 101 or increase the capa city of the existing northbound on- and off-ramps at the U.S. 101/Prado Road interchange. As a result, the project would not involve any operational changes or other activities with the potential to result in long -term emissions; therefore, no analysis of operational emissions is included. (Refer to Section 2.1.17, Transportation, for a detailed discussion of the expected traffic volume reductions that would result from project implementation). Environmental Consequences a) The District adopted the 2001 Clean Air Plan in 2002. The 2001 Clean Air Plan is a comprehensive planning document that is intended to provide evidence to the District and other local agencies, including the city, on how to attain and maintain the State standards for ozone and fugitive particulate matter (PM10). The 2001 Clean Air Plan presents a detailed description of the sources and pollutants which impact the jurisdiction, future air quality impacts to be expected under current growth trends, and an appropriate control Page 386 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  19 strategy for reducing ozone precursor emissions, thereby improving air quality. The District identifies significant impacts related to consistency with the 2001 Clean Air Plan by determining whether a project would exceed the population projections used in the Clean Air Plan for the same area, whether the vehicle trips and vehicle miles traveled generated by the project would exceed the rate of population growth for the same area , and whether applicable land use management strategies and transportation control measures from the Clean Air Plan have been included in the project to the maximum extent feasible. Project Implementation would not induce direct or indirect population growth. The proposed interchange configuration is designed to improve traffic flow and vehicle speeds and would not involve increases in idling. One of the considerations in evaluating induced travel is a project’s effect on land use that could occur as a result of the project. The proposed project would not result in land use development that would lead to induced travel. As discussed in detail in Section 2.1.17, Transportation, the proposed overcrossing would provid e a more direct route through the city, resulting in a net overall reduction in daily Vehicle Miles Traveled in the city and at the regional level. Therefore, the project would be consistent with applicable transportation control measures in the Clean Air Plan by allowing more efficient travel in the area. Overall, the project would not conflict with the 2001 Clean Air Plan, and there would be no impacts. b) Temporary construction activities associated with the project would generate fugitive dust, ozone precursor emissions, and diesel exhaust emissions, which would contribute to the existing San Luis Obispo County State non-attainment status for ozone and fugitive particulate matter. Table 3 shows the estimated maximum daily and quarterly emissions during construction (based on the maximum potential build-out and project footprint among the various alternatives’ designs). Table 3 Potential Construction Emissions Scenario Project Emissions Significance Threshold Exceeds Threshold? Maximum Daily Emissions of Reactive Organic Gases plus Nitrogen Oxides 62 137 pounds per day No Maximum Daily Diesel Particulate Matter Emissions 1 7 pounds per day No Maximum Quarterly Emissions of Reactive Organic Gases plus Nitrogen Oxides 1.7 Tier 1: 2.5 tons per quarter Tier 2: 6.3 tons per quarter No Maximum Quarterly Emissions of Diesel Particulate Matter 0.01 Tier 1: 0.13 tons per quarter Tier 2: 0.32 tons per quarter No Page 387 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  20 Scenario Project Emissions Significance Threshold Exceeds Threshold? Maximum Quarterly Emissions of Fugitive Particulate Matter (PM10) 0.1 Tier 1: 25 tons per quarter Tier 2: none No Source: Attachment 1 for California Emissions Estimator Model. The primary pollutants associated with project construction would be windblown dust and diesel exhaust generated during construction, hauling, and various other activities. As shown in Table 3, project construction would not exceed the 137 pounds per day threshold for ozone precursors (combined Reactive Organic Gases plus Nitrogen Oxides) emissions, nor would it exceed the Tier 1 quarterly emissions thresholds for ozone precursors, diesel particulate matter, and fugitive particulate matter. Caltrans Standard Specifications pertaining to dust control are required for all project construction activities. The provisions of Caltrans Standard Specifications, Section 14 -9.02 “Air Pollution Control” and Section 14 -9.03 “Dust Control” require the contractor to comply with applicable District rules, ordinances, and regulations. Therefore, District fugitive dust control measures would be required. In addition, as described above under Methodology and detailed in Section 2.1.17, Transportation, the project would not involve any operational changes or other activities with the potential to result in long -term emissions. Rather, the project would result in reduced vehicle miles traveled and associated air pollutant emissions. Therefore, the project would have less than significant operational impacts. c) A carbon monoxide hot spot analysis for a project is required if the area is classified as federal “non-attainment” or “maintenance” for carbon monoxide and/or diesel particulate matter or fugitive particulate matter . On March 10, 2006, the U.S. Environmental Protection Agency published a final rule that establishes the transportation conformity criteria and procedures for determining which transportation projects must be analyzed for local air quality impacts in diesel particulate matter and fugiti ve particulate matter federal non-attainment and maintenance areas. The project is located in the South Central Coast Air Basin, which is classified as a non-attainment- transitional area for the State standard for fugitive particulate matter. The San Luis Obispo County portion of the South Central Coast Air Basin is in attainment of the State standards for carbon monoxide and is unclassified for the State standard for diesel particulate matter. According to the U.S. Environmental Protection A gency’s Transportation Conformity Guidance, PM2.5 hot-spot analysis is required for Projects of Air Quality Concern in federal non-attainment areas (Code of Federal Regulations Title 40 93.123 [b][1]). Projects that are exempt or not Projects of Air Quality Concern do not require hot-spot analyses. Because the project is not in a federal non- Page 388 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  21 attainment area, the project does not require a hot-spot analysis. In addition, the project is exempt from regional conformity requirements pursuant to the Code of Federal Regulations Title 40 93.127. The project is an interchange configuration project that is designed to improve traffic flow and vehicle speeds and would not involve increases in idling. As a result, the project is not of Air Quality Concern under 40 Code of Federal Regulations 93.123(b)(1)(i) and (ii) and does not require a hot spot analysis. In accordance with the District CEQA Air Quality Handbook, standard mitigation measures for localized construction impacts on nearby sensitive receptors are required because there are sensitive receptors located within 1,000 feet of the project site (residential uses within approximately 700 feet), development of the project site would involve grading more than 4 acres, and because the South Central Coast Air Basin is in a State non-attainment area for fugitive particulate matter. Required Avoidance, Minimization, and/or Mitigation Measures would reduce this impact to a less than significant level. d) During construction, the project would generate odors associated with diesel exhaust, paving, and painting. However, these emissions would be temporary and typical of construction activities. The District CEQA Air Quality Handbook (2012) identifies typi cal land uses that have the potential to result in odorous emissions and provides recommendations for siting new sensitive land uses near these uses. The project is not considered a significant odor source according to the CEQA Air Quality Handbook. Theref ore, the project would not result i n significant objectionable odors that would impact a substantial number of people. Avoidance, Minimization, and/or Mitigation Measures Mitigation Measure AQ-1. Fugitive Dust and Emissions Control Measures. Construction projects shall implement the following dust control measures to reduce fugitive particulate matter emissions in accordance with District requirements. All fugitive dust mitigation measures shall be shown on grading and building plans:  Reduce the amount of the disturbed area where possible;  Water trucks or sprinkler systems shall be used during construction in sufficient quantities to prevent airborne dust from leaving the site. Increased watering frequency shall be required whenever wind speeds exceed 15 miles per hour. Reclaimed (non-potable) water shall be used whenever possible;  All dirt stockpile areas shall be sprayed daily as needed;  Permanent dust control measures identified in the approved project revegetation and landscape plans shall be implemented as soon as possible following completion of any soil disturbing activities; Page 389 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  22  Exposed ground areas that are planned to be reworked at dat es greater than one month after initial grading shall be sown with a fast germinating, non-invasive grass seed and watered until vegetation is established;  All disturbed soil areas not subject to revegetation shall be stabilized using approved chemical soi l binders, jute netting, or other methods approved in advance by the San Luis Obispo County Air Pollution Control District;  All roadways, driveways, sidewalks, and other areas to be paved shall be completed as soon as possible after grading unless seeding or soil binders are used;  Vehicle speed for all construction vehicles shall not exceed 15 m iles per hour on any unpaved surface at the construction site;  All trucks hauling dirt, sand, soil, or other loose materials are to be covered or shall maintain at least 2 feet of freeboard (minimum vertical distance between the top of load and top of trailer) in accordance with California Vehicle Code Section 23114;  Install wheel washers where vehicles enter and exit unpaved roads onto streets or wash off trucks and equipment leaving the site;  Sweep streets at the end of each day if visible soil material is carried onto nearby paved roads. Water sweepers with reclaimed water shall be used where feasible;  The contractor or builder shall designate a person or persons to monitor fugitive dust emissions and enhance the implementation of the measures as necessary to minimize dust complaints, reduce visible emissions below 20 percent opacity, and to prevent the transport of dust offsite. Their duties shall include holidays a nd weekend periods when work may not be in progress.  Reduce the amount of the disturbed area where possible;  Use of water trucks or sprinkler systems in sufficient quantities to prevent airborne dust from leaving the site and from exceeding the APCD’s limi t of 20% opacity for greater than 3 minutes in any 60 - minute period. Increased watering frequency would be required whenever wind speeds exceed 15 mph. Reclaimed (non-potable) water should be used whenever possible. When drought conditions exist and water use is a concern, the contractor or builder should consider use of a dust suppressant that is effective for the specific site conditions to reduce the amount of water used for dust control. Please refer to the following link from the San Joaquin Valley Air District for a list of potential dust suppressants: Products Available for Controlling Dust; Page 390 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  23  All stockpiled dirt should be sprayed daily and covered with tarps or other dust barriers as needed;  All roadways, driveways, sidewalks, etc. to be paved should b e completed as soon as possible, and building pads should be laid as soon as possible after grading unless seeding, soil binders or other dust controls are used;  All trucks hauling dirt, sand, soil, or other loose materials are to be covered or should maintain at least two feet of freeboard (minimum vertical distance between top of load and top of trailer) or otherwise comply with California Vehicle Code (CVC) Section 23114;  “Track-Out” is defined as sand or soil that adheres to and/or agglomerates on the exterior surfaces of motor vehicles and/or equipment (including tires) that may then fall onto any highway or street as described in CVC Section 23113 and California Water Code 13304. To prevent ‘track out’, designate access points and require all employees, subcontractors, and others to use them. Install and operate a ‘track-out prevention device’ where vehicles enter and exit unpaved roads onto paved streets. The ‘track -out prevention device’ can be any device or combination of devices that are effective a t preventing track out, located at the point of intersection of an unpaved area and a paved road. Rumble strips or steel plate devices need periodic cleaning to be effective. If paved roadways accumulate tracked out soils, the track-out prevention device may need to be modified;  All fugitive dust mitigation measures shall be shown on grading and building plans;  The contractor or builder shall designate a person or persons whose responsibility is to ensure any fugitive dust emissions do not result in a nuisance and to enhance the implementation of the mitigation measures as necessary to minimize dust complaints and reduce visible emissions below the APCD’s limit of 20% opacity for greater than 3 minutes in any 60-minute period. Their duties shall include holi days and weekend periods when work may not be in progress (for example, wind-blown dust could be generated on an open dirt lot). The name and telephone number of such persons shall be provided to the APCD Compliance Division prior to the start of any gradi ng, earthwork, or demolition (Contact the Compliance Division at 805 - 781-5912).  Permanent dust control measures identified in the approved project revegetation and landscape plans should be implemented as soon as possible, following completion of any soil disturbing activities;  Exposed ground areas that are planned to be reworked at dates greater than one month after initial grading should be sown with a fast Page 391 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  24 germinating, non-invasive grass seed and watered until vegetation is established;  All disturbed soi l areas not subject to revegetation should be stabilized using approved chemical soil binders, jute netting, or other methods approved in advance by the APCD;  Vehicle speed for all construction vehicles shall not exceed 15 mph on any unpaved surface at the construction site;  Sweep streets at the end of each day if visible soil material is carried onto adjacent paved roads. Water sweepers shall be used with reclaimed water where feasible. Roads shall be pre -wetted prior to sweeping when feasible; and  Take additional measures as needed to ensure dust from the project site is not impacting areas outside the project boundary. Construction projects shall implement the following emission control measures to reduce particulate matter and toxic air contaminant emissions from idling diesel engines. All emission control measures shall be shown on grading and building plans.  Staging and queuing areas shall not be located within 1,000 feet of sensitive receptors;  Diesel idling within 1,000 feet of sensitive receptors shall not be permitted;  Use of alternative fueled equipment is recommended; and  Signs that specify no idling areas must be posted and enforced at the site. 2.1.4 Biological Resources Considering the information in the Natural Environment Study dated October 2021, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Biological Resources a) Have a substantial adverse effect, either directly or through habitat modifications, on any species identified as a candidate, sensitive, or special-status species in local or regional plans, policies, or regulations, or by the California Department of Fish and Wildlife, U.S. Fish and Wildlife Service, or National Oceanic and Atmospheric Administration Fisheries? Less Than Significant Impact with Mitigation Incorporated Page 392 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  25 Question—Would the project: CEQA Significance Determinations for Biological Resources b) Have a substantial adverse effect on any riparian habitat or other sensitive natural community identified in local or regional plans, policies, regulations or by the California Department of Fish and Wildlife or U.S. Fish and Wildlife Service? Less Than Significant Impact with Mitigation Incorporated c) Have a substantial adverse effect on state or federally protected wetlands (including, but not limited to, marsh, vernal pool, coastal, etc.) through direct removal, filling, hydrological interruption, or other means? Less Than Significant Impact d) Interfere substantially with the movement of any native resident or migratory fish or wildlife species or with established native resident or migratory wildlife corridors, or impede the use of native wildlife nursery sites? Less Than Significant Impact with Mitigation Incorporated e) Conflict with any local policies or ordinances protecting biological resources, such as a tree preservation policy or ordinance? Less Than Significant Impact with Mitigation Incorporated f) Conflict with the provisions of an adopted Habitat Conservation Plan, Natural Community Conservation Plan, or other approved local, regional, or state habitat conservation plan? No Impact Affected Environment The Area of Potential Impact for this project regarding biological resources is defined as the maximum amount of potential disturbance area for both temporary and permanent impacts and is extensive enough to include all proposed alternatives and project components, including traffic, lane, and shoulder modifications, subject roads, and city and Caltrans rights-of-way. The Biological Study Area for this project was established based on an aerial review of the Area of Potential Impact and adds a 50-foot buffer. Biological field surveys were conducted on July 27, 2018, April 7, 2021, and August 4, 2021. These surveys were designed to assess habitat suitability for special-status species, characterize and map habitats, natural communities , and land cover types, map potentially jurisdictional features, and develop an inventory of all plant and animal species detected within the Biological Study Area. Queries of the U.S. Fish and Wildlife Service Information for Planning and Consultation system, California Department of Fish and Wildlife California Natural Di versity Database, National Marine Fisheries Service species lists, and California Native Plant Society Online Inventory of Rare and Endangered Plants were conducted to obtain comprehensive information regarding State and federally listed and other special-status species considered to have potential to occur within the Biological Study Area, the San Luis Obispo, Page 393 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  26 California U.S. Geological S urvey 7.5-minute topographic quadrangle, and the surrounding eight quadrangles . The city regulates tree removal within i ts jurisdiction. Certain tree species are afforded protections pursuant to city ordinances (Tree Ordinance Number 1664 2019 Series). The city tree ordinance requires permits from the city for the removal of any tree , except for the removal of a tree within R-1 and R-2 residential zones. Environmental Consequences a) Special -Status Plants Two special-status plants were determined to have the potential to exist within the Biological Study Area based on their biological requirements compared to existing site conditions and the range of each species. These species include Congdon’s tarplant (Centromadia parryi ssp. congdonii) and black-flowered figwort (Scrophularia atrata). A field survey was conducted that coincided with blooming periods for these plants , and neither species was seen. No federal or state listed endangered, threatened, or rare plant species were seen within the Biological Study Area during the field survey. Therefore, no impacts to special-status plant species would occur. Special -Status Ani mals Nine special-status animal species may occur onsite based on the presence of suitable habitat. These species include the California red-legged frog (Rana draytonii ), which is federally threatened and state species of special concern; South-Central California C oast Distinct Population Segment steelhead trout (Oncorhynchus mykiss irideus), which is federally endangered; white-tailed kite (Elanus leucurus), which is a fully protected species; ferruginous hawk (Buteo regalis) and Cooper’s hawk (Accipiter cooperii), which are state watch list species; and purple martin (Progne subis), loggerhead shrike (Lanius ludovicianus), Coast Range newt (Taricha torosa torosa), and southwestern pond turtle (Emys marmorata), which are state species of special concern. In addition to special-status wildlife species, the Biological Study Area has suitable habitat for a variety of common nesting bird species and raptors that are afforded protection under the California Fish and Game Code and/or Migratory Bird Treaty Act. No state or federally listed or otherwise sensitive animal species were observed within the Biological Study Area during the field survey. C alifornia R ed-Legged Frog Impacts The Biological Study Area was assessed for the potential to support the California red-legged frog based on the habitats present within and next to the Biological Study Area , as well as an occurrence approximately 0.5 mile south Page 394 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  27 of the Biological Study Area. The project site is within the known range of the California red-legged frog in San Luis Obispo County, based on the current range depicted in the U.S. Fish and Wildlife Service Recovery Plan for the California red-legged frog (USFWS, 2002). Federally designated critical habitat for the California red-legged frog has also been identified in the vicinity and is located approximately 0.65 mile north of the Biological Study Area. San Luis Obispo Creek, within the northeast corner of the Biological Study Area, contains potentially suitable breeding habitat for the California red- legged frog. The arroyo willow thicket lining the creek is considered suitable habitat for juvenile dispersal and foraging adults. However, the western bank is heavily incised , limiting access for dispersal. In addition, steep concrete slope protection was seen along the western bank of the creek in the northeastern corner of the Biological Study Area. The slope protection runs from the ordinary high-water mark to the top of the bank. The western side of San Luis Obispo Creek within the Biological Study Area is also not suitable dispersal habitat due to the presence of the highway, lack of vegetation cover, compacted road shoulder and pavement, and heavy, fast-moving vehicular traffic. The only areas with suitable dispersal habitat for the California red-legged frog are lower on the bank, where there may be sufficient vegetation cover and soil moisture. The Biological Study Area does not currently contain suitable breeding habitat for the California red-legged frog. Currently, no areas of potential pooling of standing water of sufficient depth to support California red-legged frog breeding are present within the Biological Study Area. However, potential California red-legged frog breeding habitat may occur further upstream or downstream in the creek. In addition, one human-made pond associated with the city Water Resource Recovery Facility occurs in the southeastern portion of the Area of Potential Impact. While water within the pond could provide potentially suitable habitat for the California red-legged frog, the concrete wall surrounding the pond creates a barrier that would prevent the California red-legged frog from entering. Therefore, it is unlikely that the pond would provide habitat for the California red-legged frog or that the species would occur within it. Because the project would disturb more than 1 acre of land, it would be subject to the National Pollutant Discharge Elimination System General Permit for Stormwater Discharges Associated with Construction and Land Disturbance Activities (Order Number 2012-0006-DWQ) adopted by the State Water Resources Control Board (Water Board). Compliance with the permit requires the project applicant to file a Notice of Intent with the Water Board. Permit conditions require the preparati on of a Stormwater Pollution Prevention Plan. The Stormwater Pollution Prevention Plan will describe the site, the facility, erosion and sediment controls, runoff water quality monitoring, means of waste disposal, implementation of approved local plans, Page 395 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  28 construction sediment and erosion control measures, maintenance responsibilities, and non-stormwater management controls. Inspection of construction sites before and after storms is also required to identify stormwater discharge from the construction activity and to identify and implement erosion controls, where necessary. Impacts to water quality would be avoided with spill prevention and mandatory erosion control measures determined suitable for the proposed project in the required Stormwater Pollution Prevention Plan. Although the project would add an auxiliary lane and remove one 3-inch diameter at breast height arroyo willow next to the west bank of San Luis Obispo Creek, the project would not impact the California red-legged frog because the work areas are not considered suitable breeding, foraging or dispersal habitat. Therefore, no dispersing juveniles or foraging adults are expected to occur in affected locations next to the west bank of San Luis Obispo Creek . Potential impacts to the California red-legged frog would require Avoidance, Minimization, and/or Mitigation Measures to reduce to a less than significant level. Coast Range Newt Impacts The project site is within the known range of the Coast Range newt, and one occurrence has been documented within a 3-mile radius of the Biological Study Area. The arroyo willow thicket on the terrace above the west bank of San Luis Obispo Creek is considered suitable upland habitat for foraging and aestivation, although the species was not observed during the field survey. The project would not result in substantial loss or fragmentation of Coast Range newt habitat. Direct impacts to this species could occur if it is present onsite during construction activities. Given that this species is an amphibian that uses similar habitats to the California red-legged frog, implementing the mitigation measures provided for the California red-legged frog are suitable and appropriate for this species as well. Therefore, potential direct and indirect impacts to this species resulting from project implementation would require Avoidance, Minimization, and/or Mitigation Measures to reduce to a less than significant level. Southwestern Pond Turtle Impacts The Biological Study Area occurs within the known range of the southwestern pond turtle, and there are four occurrences of this species documented by the California Natural Diversity Database records within a 3-mile radius of the Biological Study Area . San Luis Obispo Creek provides suitable habitat as it supports aquatic vegetation and exposed banks for basking. The arroyo willow thicket lining San Luis Obispo Creek provides suitable nesting habitat for this species. No southwestern pond turtles were observed during the field surveys. Page 396 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  29 The project would not result in substantial loss or fragmentation of southwestern pond turtle habitat. Habitat for this species is not expected to be affected because both channels and arroyo willow thicket immediately lining the channels occur outside the Area of Potential Impact. Due to the nearby freeway and ground disturbance, this species is not expected to occur on the western edge of the thicket where the individual tree will be removed. In addition, due to the high degree of disturbance associated with the remainder of the site, this species is not expected to overwinter within the proposed disturbance area. This species is only expected to occur incidentally, if at all if individuals move through the site during the wet season due to the proximity of the project site to potentially suitable aquatic habitat. Potential impacts to the southwestern pond turtle would require Avoidance, Minimization, and/or Mitigation Measures to reduce to a less than significant level. South-Central California Coast Steelhead Trout Impacts The field surveys identified suitable habitat for South-Central California Coast steelhead trout (steelhead) within the San Luis Obispo Creek stream channel; however, no steelhead s were seen. The project would not require work in San Luis Obispo Creek; therefore, the project would not result in direct take of steelhead, including harm or harassment. The project does not include construction within the stream channel itself. However, indirect impacts to steelhead could result from accidental release of sediment or spills of wet concrete, chemicals, or oil if the spills reach occupied habitat. Potential indirect impacts would be avoided using spill prevention and erosion control measures required for the proposed project through the implementation of the Stormwater Pollution Prevention Plan. Potential indirect project-related impacts to this species as well as potential impacts to San Luis Obispo Creek from potential invasive species introduction would require Avoidance, Minimization, and/or Mitigation Measures to reduce to a less than significant level. Designated Critical Habitat for Steelhead Impacts and Mitigation The project would not result in substantial loss or fragmentation of steelhead federally designated critical habitat. All project-related disturbances would occur outside the banks of the creek and no overhanging vegetation would be impacted. As such, direct impacts to federally designated critical habitat would not occur, and the project will not result in permanent shading of federally designated steelhead critical habitat within San Luis Obispo Creek. Indirect impacts to steelhead critical habitat could occur as a result of general project-related disturbance, water quality issues, or if a spill containing water quality contaminants occurs within the Biological Study Area during construction of the project. Potential indirect project-related impacts to this species would require Avoidance, Minimization, and/or Mitigation Measures to reduce to a less than significant level. Page 397 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  30 Ferruginous Hawk, Cooper’s Hawk, Purple Martin, Loggerhead Shrike, White - Tailed Kite, And Other Nesting Birds Impacts Suitable habitats for birds protected by the Migratory Bird Treaty Act and raptors protected under California Fish and Game Code (as discussed above) occur within and next to the Biological Study Area. No avian nests or individuals were detected during the field surveys. Although potentially suitable nesting habitat is present for raptors, foraging habitat is limited within the Biological Study Area due to existing development and transportation corridors. Regular cultivation and other agricultural practices within the western portion of the Biological Study Area generally eliminate habitat for burrowing animals such as small mammals, which are a common prey base for raptors. Accordingly, the project would not result in significant loss or fragmentation of nesting bird habitat. Potential direct impacts could occur to resident, migratory, and raptor species if nests are present within the Biological Study Area during construction. Indirect impacts to nesting birds could result from general project -related disturbance and noise if nesting pairs are present within the Biological Study Area during implementation. Potential project-related impacts to nesting bird species would require Avoidance, Minimization, and/or Mitigation Measures to reduce to a less than significant level. Invasive Species Impacts Sixteen invasive species were seen in the Biological Study Area during the field surveys. Many of the invasive species in the study area are present as part of intentionally planted landscaping. However, once established, such species can proliferate and spread into natural areas. Some species can also regenerate from root and stem fragments. Gro und disturbance in the Biological Study Area and removal of existing, invasive, non-native plant species could result in the spread of these species into new areas. Non- native plants can out-compete native species and/or alter habitat toward a state that is unsuitable for special-status species. For example, the spread of certain weed species can reduce the biodiversity of native habitats through the displacement of vital pollinators, potentially eliminating special-status plant species. There is potential for the project to result in the spread of invasive plant species. Required Avoidance, Minimization, and/or Mitigation Measures would reduce this impact to a less than significant level. b) Potentially jurisdictional features within the Biological Study A rea were evaluated during the field surveys to record existing conditions and determine the limits of jurisdiction. The extent of potential California Department of Fish and Wildlife jurisdiction was delineated by reviewing the topography and morphology of potentially jurisdictional features to determine the outer limit of riparian vegetation, where present, or the top of banks for stream features Page 398 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  31 lacking riparian vegetation, to identify streams potentially subject to Section 1600 et seq. of the California Fish and Game Code . The topography and morphology of potentially jurisdictional features were also reviewed to determine the outer limit of the top of the stream banks for additional areas that the Regional Water Quality Control Board may regulate under the Porter- Cologne Act. No evidence of wetlands subject to regulation by the U.S. Army Corps of Engineers was seen in the Biological Study Area during field surveys. Other waters subject to U.S. Army Corps of Engineers and Regional Water Quality Control B oard jurisdictions are confined to the reach of San Luis Obispo Creek bordering the northeastern side of the Biological Study Area confined to the Ordinary High Water Mark pursuant to the Clean Water Act and conservatively to the top of the bank pursuant to the Porter-Cologne Act. The San Luis Obispo streambed and streambank habitats up to the top of the bank, as well as riparian vegetation to the outer dripline of the riparian community, are subject to the jurisdiction of the California Department of Fish and Wildlife pursuant to Section 1600 et seq. of the California Fish and Game Code. San Luis Obispo Creek has defined bed and banks, supports wildlife within and outside the Biological Study Area, and maintains a direct connection to the Pacific Ocean and , therefore, falls under the jurisdiction of the California Department of Fish and Wildlife . The bed and banks associated with San Luis Obispo Creek occur outside the Biological Study Area; however, approximately 0.79 acre of associated riparian habitat sub ject to the California Department of Fish and Wildlife ’s permitting authority under Section 1600 et seq. of the California Fish and Game Code occurs within the Biological Study Area . Impacts from the implementation of the proposed project would include the removal of one arroyo willow tree with a diameter at breast height of three inches, resulting in a permanent impact to 0.02 acre of the 0.79-acre California Department of Fish and Wildlife jurisdictional area. The tree removal is required to accommodate work associated with the northbound U.S. 101 auxiliary lane. The project also has the potential to result in accidental sediment release into San Luis Obispo Creek or accidental release of construction-related chemicals to the creek. As discussed under checklist item (a), the project applicant would be required to prepare a Stormwater Pollution Prevention Plan including, but not limited to, a description of the site, erosion and sediment controls, runoff water quality monitoring, means of waste disposal, maintenance responsibilities, and non-stormwater management controls for the project. The project would also require a Streambed Alteration Agreement because tree removal activities would take place within the California Department of Page 399 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  32 Fish and Wildlife jurisdiction. In compliance with California Department of Fish and Wildlife requirements, the Streambed Alteration Agreement must detail the project location and description of the proposed work, the potential impacts of the project, and specific avoidance, minimization, and compensatory mitigation measures that will be undertaken to protect fish, wildlife, and plant resources. These measures may include but would not be limited to pre-activity surveys for sensitive species and nesting birds, contractor training, flagging of work limits, specific vegetation removal methodology, and installation of various Best Management Practices to address project-related pollutants and erosion. D ue to impacts to the 0.02-acre area of arroyo willow thicket habitat in the California Department of Fish and Wildlife jurisdictional area, a Habitat Mitigation and Monitoring Plan would be required. The required Habitat Mitigation and Monitoring Plan would provide for a 2:1 restoration ratio (2 acres of mitigation for every 1 acre of impacts) for permanent impacts unless otherwise directed by regulatory agencies. Replacement of the sensitive habitat resource shall occur in the designated sensitive habitat mitigation portion of the Biological Study Area and must not inadvertently result in additional impacts to sensitive plant or wildlife species. In addition, all areas of temporary disturbance shall be stabilized and revegetated with an assemblage of native disturbance would be required for the Streambed Alteration Agreement permitting and stipulated in the Habitat Mitigation and Monitoring Plan to be stabilized vegetation suitable for the area. Anticipated activities that are associated with the implementation of the required Habitat Mitigation and Monitoring Plan include the application of native willow/ riparian seed mix and the removal of non-native weedy species within the habitat mitigation area. The final Habitat Mitigation and Monitoring Plan would be required to be implemented immediately after project completion and monitored throughout project construction and during the first year after completion. The project will be required to follow the guidelines within the statewide stormwater National Pollutant Discharge Elimination System permit (Caltrans permit) for portions of the project within the Caltrans right-of-way. The City of San Luis Obispo’s MS4 National Pollutant Discharge Elimination System permit will be followed in all other areas outside of the Caltrans right -of-way. This permit will include regulations pertaining to stormwater and non- stormwater discharges from Caltrans properties and facilities and discharges associated with the operation and maintenance of the State highway system. Construction Best Management Practices would be implemented in accordance with the Construction General Permit (Order Number 2009-0009- DWQ), which requires the development and implementation of a Stormwater Pollution Prevention Plan. The Best Management Practices included in the Stormwater P ollution Prevention Plan may include but are not limited to the use of temporary de - Page 400 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  33 silting basins, construction vehicle maintenance to avoid leaks or spills of hazardous materials, and installation of temporary large sediment barrier s and erosion control blankets. Nevertheless, due to impacts to the 0.02-acre area of arroyo willow thicket habitat in the California Department of Fish and Wildlife jurisdictional area, i mplementation of Avoidance, Minimization, and/or Mitigation Measures would be required to ensure that impacts to San Luis Obispo Creek and the riparian corridor surrounding the creek are reduced to a less than significant level. c) Potentially jurisdictional features within the Biological Study Area were evaluated during the field surveys to re cord existing conditions and determine the limits of jurisdiction. No wetlands were identified in the Area of Potential Impacts during the field surveys. Therefore, the construction and operation of the project would not result in a significant impact on wetlands, including, but not limited to, marshes, vernal pools, and coastal wetlands. d) San Luis Obispo Creek and its associated riparian habitat within the northeast corner of the Biological Study Area may b e utilized by wildlife , such as Steelhead, as a migratory corridor and/or nursery site. Project construction activities have the potential to impact San Luis Obispo Creek, as described under Sections 2.1.4.b and 2.1.4.c, above. Therefore, the project would be required to implement Avoidance, Minimization, and/or Mitigation Measures to avoid impacts to San Luis Obispo Creek during project construction. With the implementation of required Avoidance, Minimization, and/or Mitigation Measures the project would not interfere substantially with the movement of any native resident or migratory species or impede the use of a native wildlife nursery site. e) During the field surveys, native trees, as well as trees planted for ornamental purposes, were documented within the Biological Study Area, primarily along the Prado Road and U.S. 101 rights-of-way as well as along perimeters of the existing water treatment facility south of the project site. Native trees in the Biological Study Area included coast live oak (Quercus agrifolia), Southern California black walnut (Juglans californica), California sycamore (Platanus racemosa), and Fremont cottonwood (Populus fremontii ), as well as other species native to California but not known to occur naturally in the vicinity of the Biological Study Area , such as Monterey pine (Pinus radiata), hollyleaf cherry (Prunus ilicifolia), coast redwood (Sequoia sempervirens), California incense-cedar (Calocedrus decurrens), and Monterey cypress (Hesperocyparis macrocarpa). Non-native tree species in the Biological Study Area include scattered individuals of the Peruvian pepper tree (Schinus molle), blue gum eucalyptus (Eucalyptus globulus), and acacia (Acacia sp.). Additionally, arroyo willow (Salix lasiolepis) trees occur in association with San Luis Obispo Creek in the northern portion o f the Biological Study Area . Page 401 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  34 Impacts to trees within the disturbance footprint from the construction of the project include trimming, disturbance within the critical root zones from work within the tree’s dripline, or removal. Depending on the alternative selected and final design of the proposed project, the project may require the removal of ornamental trees along Prado Road and along the U.S. 101 rights-of-way which are protected pursuant to the city tree ordinance. Trees in the Biological Study Area next to work areas may also be indirectly impacted through pruning or root compaction. The number of trees in the Biological Study Area that would require removal or trimming or which may have their critical root zones impacted by the project would depend on the final design of the project and construction access needs. One arroyo willow tree would be removed from San Luis Obispo Creek in the northern part of the Project site. Removal of this arroyo willow tree would require a tree removal permit and would result in the need for a Habitat Mitigation and Monitoring Plan and Streambed Alteration Agreement, as discussed in Section 2.1.4.b, c, and d, above). Removing trees would require a tree removal permit and compensatory tree planting to meet the requirements of the city tree ordinance. Avoidance, Minimization, and/or Mitigation Measures require the preparation of a Tree Protection and Replacement Plan identifying all trees within the project limits and stipulating that all trees not proposed for removal shall be preserved and protected from harm during construction activi ties. Compliance with Avoidance, Minimization, and/or Mitigation Measures would require concurrence from the Caltrans Design Engineer and District Landscape Architect for any necessary tree removal, as well as additional tree protection measures during project construction activities, which would ensure compliance with the city’s tree protection ordinances. Implementation of these requirements would reduce impacts to trees within and next to the Biological Study Area to a less than significant level. f) There is no existing Habitat Conservation Plan, Natural Community Conservation Plan, or another approved local, regional, or state habitat conservation plan in the project vicinity. Therefore, no impact would occur. Avoidance, Minimization, and/or Mitigation Measures California Red-Legged Frog and Coast Range Newt Mitigation Mitigation Measure BIO-1. California Red -Legged Frog and Coast Range Newt. The city shall implement the following to avoid and minimize potential impacts to California red-legged frog and Coast Range newt. Because these species utilize similar habitats, the implementation of the following measures shall be implemented for both species.  A qualified biologist(s) shall conduct a preconstruction survey within 48 hours before the start of any work activities within and around the project disturbance footprint. If the preconstruction survey identifies Page 402 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  35 the presence of individuals of California red-legged frog or Coast Range newt, or if individuals of these species are encountered during construction, then work shall stop work and comply with all relevant requirements of the Federal Endangered Species Act before resuming project activities.  No motorized equipment shall enter riparian areas. Arroyo willow tree removal shall be performed with hand tools only.  Before trimming or removing trees within riparian areas, a qualified biologist shall conduct a training session for the tree removal crew. At a minimum, the training shall include a description of the California red-legged frog and its habitat and Coast Range newt and its habitat, the specific measures that are being implemented to conserve the California red-legged frog and Coast Range newt for the project, and the boundaries within which the project may be accomplished.  A biological monitor familiar with semi -aquatic species that have the potential to occur shall monitor the trimming or removal of trees within riparian areas. If California red-legged frog or Coast Range newt are observed in the work area, all shall stop work until all re levant requirements of the federal Endangered Species Act have been implemented.  All areas of the project site disturbed by activities associated with the project shall be re-vegetated with an assemblage of native riparian, wetland, and upland vegetation s uitable for the area as detailed in the Landscape Plan and approved by the District Landscape Architect. Locally collected plant materials shall be used to the extent practicable. Southwestern Pond Turtle Mitigation Mitigation Measure BIO-2. Southwestern Pond Turtle. The city shall ensure the following actions are implemented to avoid and minimize potential impacts to the southwestern pond turtle:  Qualified biologist(s) shall conduct a preconstruction survey within 48 hours before the start of work activities within and around areas that may serve as potential habitat for the southwestern pond turtle, including guard rail and erosion control installation. If individuals of the southwestern pond turtle are found, the approved biologist shall be allowed sufficient time to move them from the project site before work activities begin. The biologist(s) shall relocate any individual southwestern pond turtle the shortest distance possible to a location that contains suitable habitat that is not likely to be affected by activities associated with the project.  Access routes, staging, and construction areas shall be limited to the minimum area necessary to achieve the project goal and minimize potential impacts to southwestern pond turtle habitat, including Page 403 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  36 locating access routes and construction staging areas outside of wetlands and riparian areas to the maximum extent practicable.  Before the start of construction activities, high-visibility orange construction fencing shall be installed along the perime ter of the area of disturbance and construction access routes to ensure avoidance of sensitive habitat.  Before starting construction activities, a qualified biologist(s) shall conduct a training session for all construction personnel conducting vegetation removal activities, including a description of the southwestern pond turtle, its habitat and legal status, and the need for conservation of the species. South-Central California Coast Steelhead Trout and Designated Critical Habitat Mitigation Mitigation Measure BIO-3. South-Central California Coast steelhead trout. The applicant shall ensure the following actions are undertaken to avoid and minimize potential impacts to steelhead:  Before any activities begin on the project, a qualified biologist shall conduct a training session for all construction personnel. The training shall include a description of the steelhead and its habitat, the specific measures that are being implemented to conserve this species for the current project, and the boundaries within which the project may be accomplished.  Before starting construction activities, high-visibility orange construction fencing shall be installed outside of the tops of the banks of San Luis Obispo Creek along the limits of the proposed disturbance to avoid disturbance to steelhead and its federally designated critical habitat. Fencing shall be located a minimum of 20 feet from the edge of the riparian canopy or top of the bank and shall be maintained throughout the construction period. Once construction in this area is complete, the fencing may be removed.  During the duration of project activities, waste shall be properly contained and secured, promptly removed from the work site, and disposed of regularly. Following construction, all trash and construction debris shall be removed from the work areas.  Project construction activities within 50 feet from the edge of the riparian canopy or top of the bank of San Luis Obispo Creek shall only occur during the dry season (e.g., between May 1 and November 1) in any given year, when potential effects to steelhead would be minimal.  To control sedimentation during and after project implementation, the following Best Management Practices shall be implemented for the project. It shall be the city’s responsibility to maintain control of Page 404 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  37 construction operations and to keep the entire site in compliance with required B est Management Practices. o Erosion shall be controlled by covering stockpiled construction materials (i.e., soil, spoils, aggregate, fly ash, stucco, hydrated li me, etc.) over 2.0 cubic yards that are not actively being used, consistent with the applicable construction general permit, or through other means of erosion control approved by the city (e.g., temporary erosion and sediment control). The site shall be maintained to minimize sediment-laden runoff to any storm drainage system, including existing drainage swales and/or sand watercourses. o If grading operations are expected to denude slopes, the slopes shall be protected with erosion control measures immediate ly following grading on the slopes. o During construction, to prevent sedimentation and debris from entering San Luis Obispo Creek during construction, a temporary large sediment barrier shall be installed along the top of the banks of the channel before the start of construction activities planned for the project. o Equipment will be checked daily for leaks before the start of construction activities. A spill kit will be placed near the creek and will remain readily available during construction if any contaminant is accidentally released. o The project biologist will monitor construction activities, in-stream habitat, and overall performance of B est Management Practices and sediment controls to identify and reconcile any condition that could adversely affect steelhead or their habitat. The biologist will stop work if necessary and will recommend site -specific measures to avoid adverse effects to steelhead and their habitat. o The city shall be responsible for monitoring erosion and sediment control measures (including but not limited to fiber rolls, inlet protections, and gravel bags) before, during, and after storm events. Monitoring includes maintaining a file documenting onsite inspections, problems encountered, corrective actions, notes, and a map of remedial implementation measures. Ferruginous Hawk, Cooper’s Hawk, Purple Martin, Loggerhead Shrike, White - Tailed Kite, And Other Nesting Birds Mitigation Mitigation Measure BIO-4. Nesting Birds. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts to nesting birds:  For construction activities occurring during the nesting season (generally February 1 to September 15), surveys for nesting birds covered by the Page 405 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  38 C alifornia Fish and Game C ode and/or Migratory Bird Treaty Act shall be conducted by a qualified biologist no more than 3 days before vegetation removal or initial construction activities . The surveys shall include the disturbance area plus a 500 -foot buffer around the site, where feasible, accounting for private property right-of-entry constraints. If active nests are located, all construction work shall be conducted outside a buffer zone from the nest to be determined by the qualified biologist. The buffer shall be a minimum of 250 feet for non-raptor bird species and 500 feet for raptor species unless there is a compelling biologically valid reason for a smaller buffer (e.g., a physical barrier, such as a hill or large building, between the nest and the site, blocks line of sight and reduces noise). Larger buffers may be required depending upon the status of the nest and the construction activities occurring in the vicinity of the nest. The buffer area(s) shall be closed to all construction personnel and equipment until the adults and young are no longer reliant on the nest site. A qualified biologist shall confirm that breeding/nesting is completed and the young have fledged the nest before removal of the buffer. Readily visible exclusion zones shall be established in areas where nests must be avoided.  Removal of vegetation within suitable nesting bird habitats shall be scheduled to occur in the fall and winter (between September 16 and January 31), after fledging and before the initiation of the nesting season.  If active white-tailed kite nests are located during surveys, all construction work shall be conducted outside a buffer zone from the nest to be determined by the qualified biologi st. The buffer shall be a minimum of 300 feet for raptor species, including white -tailed kites. Larger buffers may be required depending upon the status of the nest and the construction activities occurring in the vicinity of the nest. The buffer area(s) s hall be closed to all construction personnel and equipment until the adults and young are no longer reliant on the nest site. A qualified biologist shall confirm that breeding/nesting is completed and the young have fledged the nest before the buffer is removed. Invasive Species Mitigation Mitigation Measure BIO-5. Invasive Species. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts associated with invasive species in the project area:  Before construction, a qualified botanist/biologist shall provide invasive plant prevention training and an appropriate identification/instruction guide to staff and contractors. A list of target species shall be included, along with measures for early detection and eradication.  Before construction, specific areas shall be designated for cleaning tools, vehicles, equipment, clothing, footwear, and other gear. Page 406 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  39  Before entering and exiting the work site, all tools, equipment, vehicles, clothing and footwear, and other gear shall be cleaned to remove soil, seeds, and other plant parts.  The reproductive parts of any invasive plants, such as seeds, mature flowers, and roots/shoots of species that can reproduce vegetatively, shall be contained in sealed containers and re moved from the project site and disposed of at a licensed landfill/disposal site. Before transporting invasive plant materials, the receiving areas of the landfill/disposal site shall be confirmed by the city as designated for invasive plant waste disposal. The city shall ensure that 100 percent containment of invasive plant materials is enforced during the transport of invasive plants to the disposal site .  All disturbed areas that are not converted to hardsca pe or formally landscaped shall be hydroseeded with a mix of locally native species upon completion of work in those areas. In areas where construction is ongoing, hydroseeding shall occur where no construction activities have occurred before winter rains. If exotic species invade these areas before hydroseeding, weed removal shall occur in consultation with a qualified botanist/biologist. Alternatively, in areas not suitable for hydroseeding, areas that are not hardscaped and are planned for formal landsca ping shall be mulched to reduce the potential for invasive species to colonize. Mulch shall be at least four inches thick and shall be weed free. Riparian Habitat and Jurisdictional Area Mitigation Mitigation Measure BIO-6. Riparian Habitat. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts to riparian habitat and jurisdictional areas:  All refueling, maintenance, and staging of equipment and vehicles shall occur at least 100 feet from riparian habitat or bodi es of water and in a location where a potential spill would not drain directly toward aquatic habitat (e.g., on a slope that drains away from the water source). Before the start of work activities, a plan must be in place for a prompt and effective response to any accidental spills. All workers shall be informed of the importance of preventing spills and of the appropriate measures to take should an accidental spill occur.  Raw cement, concrete or washings thereof, asphalt, paint or other coating material, oil or other petroleum products, or any other substances that could be hazardous to aquatic species resulting from project-related activities shall be prevented from contaminating the soil and/or entering jurisdictional areas.  To control sedimentation during and after project implementation, appropriate erosion control Best Management Practices (e.g., temporary erosion and sediment control) shall be implemented to minimize adverse effects on San Luis Obispo Creek. Plastic monofilament erosion control matting shall not be implemented onsite. Page 407 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  40  Before the start of construction activities, high-visibility orange construction fencing shall be installed along the limits of the proposed disturbance outside of the top of the western bank of San Luis Obispo Creek and its associated riparian habitat to minimize the potential for disturbance of this area.  Project activities within 60 50 feet of San Luis Obispo Creek shall occur during the dry season (e.g., between May 1 and November 1) in any given year. Mitigation Measure BIO-7. Habitat Mitigation and Monitoring Plan. A Habitat Mitigation and Monitoring Plan shall be prepared , which will provide a minimum 2-to-1 restoration ratio (replaced to removed) for permanent impacts to riparian habitat unless otherwise directed by pertinent regulatory agencies. Mitigation activities associated with the replacement of riparian habitat shall occur in the designated sensitive habitat mitigation portion of the B iological Study Area and shall avoid additional impacts to sensitive plant or wildlife species. All areas of temporary disturbance shall be stabilized and revegetated with an assemblage of native vegetation suitable for the area. Examples of activities associated with the implementation of the Habitat Mitigation and Monitoring Plan include the application of native willow/ riparian seed mix and the removal of non-native weedy species within the habitat mitigation area. The final Habitat Mitigation and Monitoring Plan will be implemented immediately after project completion. 2.1.5 Cultural Resources Considering the information in the Historical Resources Evaluation Report, Archaeological Survey Report, Finding of No Adverse Effect without Standard Conditions, and Historic Property Survey Report dated February 2020 and Supplemental Historic Property Survey Report and Supplemental Archaeological Survey Report dated January 2022, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Cultural Resources a) Cause a substantial adverse change in the significance of a historical resource pursuant to Section 15064.5? Less Than Significant Impact b) Cause a substantial adverse change in the significance of an archaeological resource pursuant to Section 15064.5? Less Than Significant Impact with Mitigation Incorporated c) Disturb any human remains, including those interred outside of dedicated cemeteries? Less Than Significant Impact Affected Environment The Archaeological Survey Report and Supplemental Archaeological Survey Report document efforts to identify archaeological resources in the project Area of P otential Effect. Native American outreach conducted for this project Page 408 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  41 and nearby projects indicated that the general project vicinity is sensitive for archaeological resources. Sixteen previously recorded cultural resources were identified within a 1 -mile radius of the A rea of Potential Effect during a records search at the Central Coast Information Center. One archaeological resource, an isolated prehistoric artifact (P -40-038212), was documented in the Area of Potential Effect. P-40-038212 was originally recorded in 2000 as an isolated artifact consisting of a single, prehistoric -tested, Franciscan chert cobble. A 2016 pedestrian survey of the A rea of Potential Effect failed to re- identify the prehistoric artifact associated with P -40-038212 and did not identify any other archaeological resources within the A rea of Potential Effect (Haas et al. 2016). The Historical Resources Evaluation Report identified one historic property within the project Area of Potential Effect: the Sunset Drive-In, which is eligible for listing in the National Register of Historic Places at the local level of significance (Treffers and Zamudio -Gurrola 2020). In addition, the Supplemental Historic Property Survey Report identified one previously recorded historic-era built environmental resource at 70 -74 Prado Road in the indirect A rea of Potential Effect, which was found by the State Historic Preservation Office to be ineligible for listing in the National Register of Historic Places, California Regi ster of Historical Resources, and/or local designations. Environmental Consequences a) A Finding of No Adverse Effect was completed in February 2020 to evaluate the project’s potential effect on the Sunset Drive -In, which is eligible for listing in the National Register of Historic Places at the local level of significance. Under 36 C ode of Federal Regulations 800.5 (1), the “criteria of adverse effect” are described as follows: “An adverse effect is found when an undertaking may alter, directly or indirectly, any of the characteristics of a historic property that qualify the property for inclusion in the National Register in a manner that would diminish the integrity of the property's location, design, setting, materials, workmanship, feeling, or associatio n. Consideration shall be given to all qualifying characteristics of a historic property, including those that may have been identified after the original evaluation of the property’s eligibility for the National Register. Adverse effects may include reasonably foreseeable effects caused by the undertaking that may occur later in time, be farther removed in distance , or be cumulative.” The Finding of No Adverse Effect identified that the project would not adversely affect the Sunset Drive-In property because the project does not constitute an adverse effect as defined by 36 Code of Federal Regulations 800.5(a)(2) because the project would not physically alter contributing features of the theater, the road improvements and realignment, would not diminish the existing setting, and no new atmospheric or audible elements will be introduced that would diminish the integrity of the Sunset Drive -In . This impact would be less than significant. Page 409 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  42 b) The Area of Potential Effect has been extensively disturbed by the construction of U.S. 101 and other roadways, the San Luis Obispo Water Resource Recovery Facility south of the Area of Potential Effect, various buildings and infrastructure, and agricultural activities within the Area of Potential Effect. No archaeological resources were identified within or next to the Area of Potential Effect in the most recent (2016) survey, which failed to re -identify the isolated prehistoric artifact identified in 2000 . These conditions indicate a low likelihood of encountering intact archaeological deposits in the Area of Potential Effect. Nevertheless, due to the known sensitivity of the project area, there is potential for ground -disturbing activities in and around the vicinity of the Area of Potential Effect to uncover previously unidentified archaeological resources. Required Avoidance, Minimization, and/or Mitigation Measures would reduce this impact to a less than significant level. c) Cultural resources studies and consultation did not identify any archeological resources, including human remains, within the Area of Potential Effect. Nevertheless, due to the known sensitivity of the project area, there is potential for ground -disturbing activities in and in the vi cinity of the Area of Potential Effect to uncover previously undiscovered human remains. If human remains are found, the State of California Health and Safety Code Section 7050.5 requires that no further disturbance occur until the County Coroner has made a determination of origin and disposition pursuant to Public Resources Code Section 5097.98. In the event of an unanticipated discovery of human remains, the County Coroner would be notified immediately. If the human remains are determined to be prehistori c, the coroner would notify the Native American Heritage Commission, which would determine and notify a most likely descendant pursuant to Public Resources Code Section 5097.98 . The most likely descendant would complete the inspection of the site within 48 hours of notification and may recommend scientific removal and nondestructive analysis of human remains and items associated with Native American burials. The project would adhere to the statutory require ments of the State Health and Safety Code and Public Resources Code, which would ensure proper procedures are implemented if human remains are uncovered. Compliance with applicable State and local regulations regarding the handling of human remains would ensure that this impact would be less than significant. Avoidance, Minimization, and/or Mitigation Measures Mitigation Measure CR -1. Unidentified Cultural Materials. If archaeological resources are exposed during construction, all work shall be halted within 50 feet of the exposed resource until a qualified archaeologist can visit the site of discovery and assess the significance of the find(see 36 Code of Federal Regulations 800.11.1 and C alifornia Code of Regulations, Title 14, Section 15064.5[f]). Page 410 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  43 Examples of cultural materials that could be exposed during construction include ground stone tools such as mortars, bowls, pestles, and manos; chipped stone tools such as projectile points or choppers; flakes of stone not consistent with the immediate geolo gy such as obsidian or fused shale; historic trash pits containing bottles and/or ceramics; or structural remains. If the resources are found to be significant, they must be avoided or will be mitigated consistent with State Historic Preservation Officer Guidelines. 2.1.6 Energy Question—Would the project: CEQA Significance Determinations for Energy a) Result in potentially significant environmental impact due to wasteful, inefficient, or unnecessary consumption of energy resources during project construction or operation? Less Than Significant Impact b) Conflict with or obstruct a state or local plan for renewable energy or energy efficiency? No Impact Affected Environment Section 4 of the city’s General Plan Conservation and Open Space Element includes goals, policies, and programs related to sustainable energy use in the city (City of San Luis Obispo 2006). The Conservation and Open Space Element contains goals and policies supporting an incre ase in the use of sustainable energy sources, such as solar, wind, and thermal energy. Supporting policies include those promoting energy efficiency improvements, efficient city building operation, and solar access. The goals, policies, and programs contained in the Conservation and Open Space Element pertain largely to building design and municipal operations. Electricity and Natural Gas Pacific Gas and Electric provides electri city to the City of San Luis Obispo, while Southern California Gas provides natural gas service. Table 4 shows the electricity consumption by sector and the overall total for the Pacific Gas and Electric service area, which stretches across the State of Ca lifornia from Eureka in the north to Bakersfield in the south, and from the Pacific Ocean in the west to the Sierra Nevada in the east. Table 4 also shows the natural gas consumption by Southern California Gas users throughout Central and Southern California. In Table 4, the source for the figures contained in “Electricity Consumption (Gigawatt-Hours) is the California Energy Commission 2020a. The source for the figures in “Natural Gas Consumption (Million U.S. Therms) is the California Energy Commission 20 20b. Page 411 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  44 Table 4 Energy Consumption in the Service Area in 2020 Sector Electricity Consumption (Gigawatt-Hours) Natural Gas Consumption (Million U.S. Therms) Agriculture and Water Pump 6,638 74 Commercial Building 26,247 802 Commercial Other 3,949 88 Industry 9,814 1,616 Mining and Construction 1,748 226 Residential 29,834 2,426 Streetlight 290 Not Applicable Total Usage 78,519 5,231 Petroleum Petroleum fuels are primarily consumed by on-road and off-road equipment in addition to some industrial processes. In 2019, approximately 39 percent of the state’s energy consumption was used for transportation activities (U.S. Energy Information Administration 2020). Though California’s population and economy are expected to grow, gasoline demand is project ed to decline from roughly 15.6 billion gallons in 2017 to between 12.1 billion and 12.6 billion gallons in 2030 (a 19 percent to 22 percent reduction) in response to both increasing vehicle electrification and higher fuel economy for new gasoline vehicles (C alifornia Energy C ommission 2018). California requires all motorists to use California Reformulated Gasoline, which is sourced almost exclusively from in-state refineries. Gasoline, which is used by light-duty cars, pickup trucks, and sport utility vehicles, is the most used transportation fuel in California , with 11.2 billion gallons sold in 2020. Diesel, which is used primarily by heavy-duty trucks, delivery vehicles, buses, trains, ships, boats and barges, farm equipment, and heavy-duty construction and military vehicles, is the second most used fuel in California , with 1.6 billion gallons sold in 2020 (C alifornia Energy C ommission 2021). Environmental Consequences a) Construction Energy Demand During project construction, energy would be consumed in the form of petroleum-based fuels used to power off-road construction vehicles and equipment on the project site, construction workers traveling to and from the project site, and vehicles used to import or export material to and from the site. The project would require site preparation and grading, including importing up to 325,000 cubic yards of material, pavement and asphalt installation, construction of the freeway overcrossing , and landscaping and hardscaping. The total consumption of gasoline and diese l fuel during project construction was estimated using California Emissions Estimator Model based on the assumptions and factors used to estimate construction air pollutant emissions in Section 2.1.3, Air Quality. Table 5 presents the estimated construction fuel Page 412 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  45 use and associated energy consumption. Appendix B provides the energy calculation sheets. Page 413 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  46 Table 5 Estimated Fuel Consumption During Construction Source Gasoline (Gallons) Diesel (Gallons) Construction Equipment and Hauling Trips 0 217,568 Construction Worker Vehicle Trips 7,137 0 As shown in Table 5, construction equipment and hauling trips would consume approximately 217,568 gallons of diesel, and worker trips would consume approximately 7,137 gallons of gasoline over the project construction period. The construction energy estimates represent a conservative estimate as the construction equipment used in each phase of construction was assumed to be operating every day of construction. Construction equipment would be maintained to all applicable standards and requirements, and construction activity and associated fuel consumption and energy use would be temporary and typical for active construction sites. In addition, construction contractors would be required to comply with the provisions of the California Code of Regulations Title 13 Sections 2449 and 2485, which prohibit diesel-fueled commercial motor vehicles and off-road diesel vehicles from idling for more than five minutes and would minimize unnecessary fuel consumption. Construction equipment would be subject to the U.S. Environmental Protection Agency Construction Equipment Fuel Efficiency Standard, which would also minimize inefficient, wasteful, or unnecessary fuel consumption. These practices would result in the efficient use of energy necessary to construct the project. It is also reasonable to assume contractors would avoid wasteful, inefficient, and unnecessary fuel consumption during construction to reduce construction costs. Therefore, the project would not involve the inefficient, wasteful, and unnecessary use of energy during construction, and the co nstruction-phase impact related to energy consumption would be less than significant. Operational Energy Demand The project would not substantially change any existing operational energy consumption associated with streetlight fixtures or typical roadway maintenance activities occurring along Prado Road or U.S. 101. The project would not result in induced land use development that would lead to induced travel. A s discussed in detail in Section 2.1.17, Transportation, the proposed overcrossing would provide a more direct route through the city, resulting in a net overall reduction in daily vehicle miles traveled in the city and at the regional level. Furthermore, the project does not involve the construction of any residential, commercial, industrial, or other land uses that would generate vehicle trips and consume petroleum fuel. Therefore, impacts related to operational energy consumption would be less than significant. b) The project does not involve the construction of any buildings and would not result in a substantial increase in operational energy demand. Therefore, most of the energy-related policies described in the Conservation and Open Page 414 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  47 Space Element are not applicable to the project. However, Policy 4.4.2 states that the city’s transportation and circulation systems shall foster travel by modes other than motor vehicles, including walking, bicycles, and public transit. The project would provide a new freeway overcrossing equipped with bike lanes and sidewalk facilities, enhanc ing connectivity for cyclists and pedestrians and facilitating active transportation. Therefore, the project would be consistent with Policy 4.4.2. Given that the project would not involve substantial long -term operational energy demand, it would not conflict with or obstruct a state or local plan for renewable energy or energy efficiency. No impact would occur. 2.1.7 Geology and Soils Question—Would the project: CEQA Significance Determinations for Geology and Soils a) Directly or indirectly cause potential substantial adverse effects, including the risk of loss, injury, or death involving: i) Rupture of a known earthquake fault, as delineated on the most recent Alquist - Priolo Earthquake Fault Zoning Map issued by the State Geologist for the area or based on ot her substantial evidence of a known fault? Refer to Division of Mines and Geology Special Publication 42. Less Than Significant Impact ii) Strong seismic ground shaking? Less Than Significant Impact iii) Seismic -related ground failure, including liquefaction? Less Than Significant Impact iv) Landslides? Less Than Significant Impact b) Result in substantial soil erosion or the loss of topsoil? Less Than Significant Impact with Mitigation Incorporated c) Be located on a geologic unit or soil that is unstable, or that would become unstable as a result of the project, and potentially result in onsite or offsite landslide, lateral spreading, subsidence, liquefaction or collapse? Less Than Significant Impact d) Be located on expansive soil, as defined in Table 18-1-B of the Uniform Building Code (1994), creating substantial risks to life or property? Less Than Significant Impact e) Have soils incapable of adequately supporting the use of septic tanks or alternative wastewater disposal systems where sewers are not available for the disposal of wastewater? No Impact f) Directly or indirectly destroy a unique paleontological resource or site or unique geologic feature? Less Than Significant Impact with Mitigation Incorporated Page 415 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  48 Affected Environment The project site is in the Coast Ranges Geomorphic Province, characterized by northwest-trending mountain ranges reaching elevations of up to 6,000 feet above sea level. The province extends along most of coastal California, from southern Santa Barbara County to near the Oregon state line. The province is bounded by the Transverse Ranges to the south, the Great Valley to the east, and the Pacific Ocean to the west (California Geological Survey 2002). The C oast Ranges province is seismically active, with ranges and valleys trending sub-parallel to the San Andreas Fault. Active and potentially active regional fault zones in the vicinity of the project site include the Los Osos Fault, off-shore Hosgri Fault, Rinconada Fault, San Simeon Fault, and San Andreas Fault (City of San Luis Obispo 2000). Seismic events can result in ground shaking, liquefaction, landslides, subsidence, tsunami , and seiche. The Los Osos Fault Zone is closest to the project site, approxim ately 1.8 miles northwest (California Department of Conservation 2021). The project site is underlain by Holocene- to late Pleistocene-age young alluvial deposits (Qya), according to the preliminary geologic map of the west half of the San Luis Obispo 30’ x 60’ quadrangle (Wiegers 2021). The City of San Luis Obispo Land Use and Circulation Elements Update Final Program Environmental Impact Report notes that the most paleontologically productive formations in the San Luis Obispo region are marine terraces, approximately 8 to 9 miles southwest of the city (City of San Luis Obispo 2014b). Environmental Consequences a.i, a.ii, a.iii, a.iv) No portion of the project site is located in a California Geological Survey designated Alquist-Priolo earthquake fault zone. The nearest Alquist-Priolo earthquake fault zone to the project site is the Los Osos Fault Zone, approximately 1.8 miles northwest of the site near the western limits of the city (California Department of Conservation 2021). Liquefaction typically occurs in areas where groundwater is less than 30 feet from the surface and where the soils are composed of poorly consolidated fine-to-medium-grained sand. Along with the necessary soil conditions, the ground acceleration and duration of the earthquake must be of a sufficient level to initiate liquefaction. Similar to most of the city, the project site is underlain by soils with a high liquefaction potential. A large seismic event, such as a fault rupture, seismic shaking, or ground failure, could result in damage to or collapse of the proposed roadway or overcrossing. This risk already exists with current roadways and overcrossings along U.S. 101 in the project area. The project does not involve the construction of any habitable structures that would increase the exposure of people to potential substantial adverse effects resulting from a seismic event. The project, including the proposed overcrossing, would be Page 416 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  49 constructed in accordance with the Caltrans Seismic Design Criteria (Version 2.0), which includes seismic design criteria detailing minimum requirements to meet performance goals for Caltrans bridges. The Seismic Design Criteria include seismicity and foundation design standards to reduce impacts from ground shaking, liquefaction, and other seismic hazards (Caltrans 2019). Given the relatively flat nature of the project site, it is not susceptible to landslide hazards (City of San Luis Obispo 2000). Because the project would not involve the development of new habitable structures, is not located within an Alquist-Priolo earthquake fault zone, does not cross an active fault, is not susceptible to landslide hazards, and would be required to comply with Caltrans Seismic Design Criteria to reduce the potential for collapse or other damage that could expose people to loss, injury, or death during a seismic event, this impact would be less than significant. b) Most of the project area is disturbed, consisting of the existing Prado Road and U.S. 101 rights-of-way and agricultural land on the San Luis Ranch property west of the freeway. Nevertheless, construction activities would result in a new disturbance on the project site, resulting in potential for soil erosion and loss of topsoil. Because the project would disturb more than 1 acre of land, it would be subject to the National Pollutant Discharge Elimination S ystem General Permit for Stormwater Discharges Associated with Construction and Land Disturbance Activities (Order Number 2012-0006-DWQ) adopted by the State Water Resources Control Board (Water Board). Compliance with the permit requires the project applicant to file a Notice of Intent with the Water Board. Permit conditions require the preparation of a Stormwater Pollution Prevention Plan, which must describe the site, the facility, erosion and sediment controls, runoff water quality monitoring, means of waste disposal, implementation of approved local plans, construction sediment and erosion control measures, maintenance responsibilities, and non-stormwater management controls. Inspection of construction sites before and after storms is also required to identify stormwater discharge from the construction activity and to identify and implement erosion controls, where necessary. Compliance with existing regulatory requirements, including the implementation of applicable Best Management Practices related to wind and water erosion control, would reduce potential soil loss and erosion from the site. Additionally, exposed soils during constructio n may be susceptible to wind erosion. Caltrans Standard Specifications require compliance with the rules, ordinances, and regulations of the applicable Air Pollution Control District. Avoidance, Minimization, and/or Mitigation Measures discussed in Section 2.1.3, Air Quality, would require implementation of San Luis Obispo County Air Pollution Control District’s standard dust control measures, which include Page 417 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  50 using water trucks/sprinklers systems to water exposed soil, spraying dirt stockpiles daily, limiting vehicle speeds to 15 miles per hour on unpaved roadways, and completing roadway and sidewalk paving as soon as possible after grading to minimize the duration of soil exposure on the project site. Required Avoidance, Minimization, and/or Mitigation Measures would this impact to a less than significant level. c) The project area is relatively flat and does not contain any mapped landslides or landslide hazard areas (City of San Luis Obispo 2000). The project site is designated by the city as having high liquefaction potential. The project site is not located in an area of documented subsidence. The nearest area of documented subsidence in the City of San Luis Obispo is located along Los Osos Valley Road, approximately 0.7 mile south of the project site; the subsidence in this area has ceased by discontinuing groundwater extraction in the area (County of San Luis Obispo 1999). The project does not involve development on steep slopes, groundwater or mineral extraction, or other activities that would decrease soil stability. The project would be constructed in accordance with Caltrans Seismic Design Criteria, which require preliminary site investigation and soil testing. If such testing indicates potential for liquefaction or collapse, remediation strategies such as ground improvement, avoidance, or structural modification would be required to be incorporated into the project design to minimize potential impacts to the project. Because the site is not prone to landslides or subsidence and design criteria would be incorporated to reduce impacts associated with potential liquefaction or so il collapse, this impact would be less than significant. d) The project site is predominantly underlain by Cropley clay and Salinas silty clay loam soils. According to the city’s Land Use and Circulation Elements Update Final Program Environmental Impact Report, Cropley clay soils have a high shrink-swell potential, while Salinas silty clay loam soils have low to moderate shrink-swell potential (City of San Luis Obispo 2014b). Consequently, the project may be located on expansive soil. The project would not involve the construction of any habitable structures, which would minimize the exposure of people to risk associated with expansive soils. Pursuant to Caltrans Standard Specifications (Caltrans 2018b), the project would be required to implement soil stabilization measures, which include relative compaction standards, application of soil stabilization agents, and quality control soil testing. The standard specifications also include standards for the construction of structures and site drainage, which would further reduce potential impacts associated with expansive soils. Because the project would not construct habitable structures and would require site testing and soil stabilization measures consistent with Caltrans Standard Specifications, the project would not create a substantial Page 418 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  51 risk to life or property associated with expansive soils, and this impact would be less than significant. e) The project would not include the use of septic tanks or alternative wastewater disposal systems. No impact would occur. f) The project site is underlain by late Quaternary alluvial deposits, which are generally considered to have low paleontological sensitivity. There are no known, unique paleontological resources or sites or unique geologic features in the project site. Furthermore, project construction would be within the existing Caltrans and city rights-of-way along U.S. 101 and Prado Road and undeveloped agricultural land west of the freeway. As a result, grading, excavation, and other constructio n activities would primarily occur in previously disturbed areas that are not likely to contain intact paleontological resources. Nevertheless, the possibility exists that ground -disturbing construction activities could unearth and damage previously unidentified paleontological resources. Required Avoidance, Minimization, and/or Mitigation Measures would reduce this impact to a less than significant level. Avoidance, Minimization, and/or Mitigation Measures Mitigation Measure GEO-1. Paleontological Resources. If paleontological resources are exposed during construction, all work shall be halted within 100 feet of the exposed resource until a qualified paleontologist can visit the site of discovery and assess the significance of the find. Caltrans sha ll be informed of the discovery immediately. If the paleontological resource is determined to be significant, the paleontologist shall have the authority to salvage and remove the fossil from its locality, as appropriate, before ground - disturbing or other construction activities resume in the area. Any fossils recovered during the development, along with their contextual stratigraphic data, shall be offered to the City of San Luis Obispo or other appropriate institution with an educational and research inte rest in the materials. The paleontologist shall prepare a report of the results of any findings as part of a testing or mitigation plan following an accepted professional practice. 2.1.8 Greenhouse Gas Emissions Considering the information in the Air Quality and Greenhouse Gas Technical Study dated September 2021, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Greenhouse Gas Emissions a) Generate greenhouse gas emissions, either directly or indirectly, that may have a significant impact on the environment? Less Than Significant Impact Page 419 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  52 Question—Would the project: CEQA Significance Determinations for Greenhouse Gas Emissions b) Conflict with an applicable plan, policy or regulation adopted for the purpose of reducing the emissions of greenhouse gases? No Impact Affected Environment In response to an increase in human-made greenhouse gas concentrations over the past 150 years, California has implemented legislation to reduce statewide emissions. Assembly Bill 32 codifies the statewide goal of reducing emissions to 1990 levels by 2020 (essentially a 15 percent reduction below 2005 emission levels) and the adoption of regulations to require reporting and verification of statewide greenhouse gas emissions. Senate Bill 32 extends Assembly Bill 32, requiring the State to further reduce greenhouse gases to 40 percent below 1990 levels by 2030. On December 14, 2017, the California Air Resources Board adopted the 2017 Scoping Plan, which provides a framework for achieving the 2030 statewide target set by Senate Bill 32. The 2017 Sco ping Plan does not provide project- level thresholds for land use development. Instead, it recommends that local governments adopt policies and locally appropriate quantitative thresholds consistent with a statewide per capita goal of six metric tons of car bon dioxide equivalent by 2030 and two metric tons of carbon dioxide equivalent by 2050 (California Air Resources Board 2017). [Carbon dioxide equivalent is a measure used to compare emissions from a variety of greenhouse gasses based on their global warmi ng potential. The carbon dioxide equivalent calculation considers carbon dioxide and the converted equivalent amounts of carbon monoxide, methane, nitrogen dioxide, and hydrofluorocarbons.] As stated in the 2017 Scoping Plan, these goals may be appropriate for plan- level analyses (city, county, subregional, or regional level), but not for specific individual projects because they include all emissions sectors in the State. Most individual projects do not generate sufficient greenhouse gas emissions to directly influence climate change. However, physical changes caused by a project can contribute incrementally to significant cumulative effects, even if individual changes resulting from a project are limited. The issue of climate change typically involves an a nalysis of whether a project’s contribution towards an impact would be cumulatively considerable. “Cumulatively considerable” means that the incremental effects of an individual project are significant when viewed in connection with the effects of past pro jects, other current projects, and probable future projects (CEQA Guidelines, Section 15064[h][1]). Significance Thresholds The City of San Luis Obispo adopted greenhouse gas emissions thresholds for use in CEQA documents on August 18, 2020, based on the a dopted Climate Action Plan. The adopted greenhouse gas thresholds are as follows: Page 420 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  53 1. If a project is consistent with the 2014 General Plan land use and zoning designations and has a pre -2030 build-out year, then illustrated compliance with the Climate Acti on Plan Consistency Checklist would result in less than significant greenhouse gas emissions and not result in a cumulatively considerable greenhouse gas emission impact. 2. If a project is not consistent with the 2014 General Plan land use and zoning desi gnations and has a pre-2030 build-out year, then the following quantitative greenhouse gas thresholds and consistency with the Climate Action Plan Consistency Checklist would result in less than significant greenhouse gas emissions and not result in a cumulatively considerable greenhouse gas emission impact:  Residential: 0.7 metric tons of carbon dioxide equivalent per year per resident.  Non-Residential: 0.7 metric tons of carbon dioxide equivalent per year per employee.  Mixed-Use: 0.9 metric tons of carbon dioxide equivalent per year per service person. 3. If a project has a post-2030 build-out year, then emissions at or below 0 metric tons of carbon dioxide equivalent per year would result in less than significant greenhouse gas emissions and not result in a cumulatively considerable greenhouse gas emission impact. The City of San Luis Obispo Climate Action Plan serves as the city’s qualified greenhouse gas reduction strategy. The greenhouse gas -reducing policy provisions contained in the Climate Action Plan were prepared with the purpose of complying with the requirements of Senate Bill 32 and achieving the Senate Bill 32 target of 40 percent below 1990 levels by 2030 and the carbon neutrality target for 2035. The 2017 Scoping Plan provides a framework for achieving the 2030 statewide target set by Senate Bill 32. The 2017 Scoping Plan does not provide project-level thresholds for land use development but recommends that local governments adopt policies and locally appropriate quantitative thresholds consistent with a statewide per capita goal of 6 metric tons of carbon dioxide equivalent by 2030 and 2 metric tons of carbon dioxide equivalent by 2050. As stated in the 2017 Scoping Plan, these goals are appropriate for plan-level analyses. Methodology While the project is not related to specific land use, the project is identified as a Transportation Capital Project and is listed under Program 9.2.2. in the Circulation Element of the C ity’s 2014 General Plan. Refer to Section 2.1.17, Transportation, for more detail. The project also has a pre -2030 build-out year. Because the proje ct is consistent with the 2014 General Plan and has a Page 421 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  54 pre-2030 build-out year, the Climate Action Plan Consistency Checklist was used to demonstrate consistency and tier from the Climate Action Plan per CEQA Guidelines Section 15183.5 Calculations of carbon dioxide, methane, and nitrogen dioxide emissions are provided for informational purposes. The calculations focus on carbon dioxide, methane, and nitrogen dioxide because these make up 98.9 percent of all greenhouse gas emissions by volume (IPCC 2007) and are the greenhouse gas emissions that the project would emit in the largest quantities. Fluorinated gases, which are primarily associated with industrial processes, were also considered for the analysis. However, because the project is a roadway expansion, the quantity of fluorinated gases would not represent a substantial proportion of emissions from the project. Calculations are based on the methodologies discussed in the California Air Pollution Control Officers Association CEQA and Climate Change white paper (2008) and included the use of the California Climate Action Registry General Reporting Protocol (2009). Greenhouse gas emissions associated with the project were calculated using the most recent version of the California Emissions Estimator Model (version 2020.4.0). The results are included in the Air Quality and Greenhouse Gas Technical Study in Volume 2 of this document. To conservatively estimate the potential air pollutant emissions generated by the project, the emissions modeling accounts for t he maximum potential build-out and project footprint among the various alternatives’ designs. Refer to Section 2.1.3, Air Quality, for a detailed discussion of emissions results and assumptions. Construction Emissions Construction of the project would generate greenhouse gas emissions primarily as a result of material processing, operation of construction equipment onsite as well as from vehicles transporting construction workers to and from the project site, and emissions arising from traffic delays due to construction. Site preparation and grading typically generate the greatest amount of emissions due to the use of grading equipment and soil hauling. This analysis assumes 325,000 cubic yards of fill material that would be imported to the site. California Air Pollution Control Officers Association does not discuss whether any of the suggested threshold approaches adequately address impacts from temporary construction activity. As stated in the CEQA and Climate Change white paper, “more study is needed to make this assessment or to develop separate thresholds for construction activity” (California Air Pollution Control Officers Association 2008). Nevertheless, total construction greenhouse gas emissions were calculated for informational purposes. Page 422 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  55 Operational Emissions The Climate Action Plan Consistency Checklist was used to determine the consistency of the operation of the project and tier from the City of San Luis Obispo Climate Action Plan per CEQA Guidelines Section 15183.5. Environmental Consequences a) Construction activities would result in new, greenhouse gas emissions in the area. Total greenhouse gas emissions from project construction were estimated for informational purposes in the 2021 Air Quality Technical Study using the California Emi ssions Estimator Model, as shown in Table 6. Table 6 Estimated Construction Greenhouse Gas Emissions Scenario Carbon Dioxide Methane Nitrogen Dioxide Total (Carbon Dioxide Equivalent) Total Emissions (Metric Tons) 2,190 Less than 1 Less than 1 2,255 Source: Attachment 1 for California Emissions Estimator Model. With innovations such as longer pavement lives, improved traffic management plans, and changes in materials, the greenhouse gas emissions produced during construction can be mitigated to some d egree by longer intervals between maintenance and rehabilitation events. In addition, according to Caltrans’ Standard Specifications Section 7-1.02A, 7-1.02C, and 14-9.02, the construction of the project must comply with all local San Luis Obispo County Ai r Pollution Control District rules, ordinances, and regulations for air quality restrictions. Project construction would also be required to comply with the California Air Resources Board’s anti -idling law, which states that vehicles not engaged in work activities may not idle for more than five minutes and that vehicles may not idle auxiliary power systems for more than five minutes to power heaters, air conditioners or any other equipment if the vehicle has a sleeper berth and is within 100 feet of a rest ricted area (homes and schools). Compliance with these rules, ordinances, and regulations would minimize greenhouse gas emissions generated by project construction. The project does not include operational changes to the local roadways or U.S. 101 with the potential to result in long -term, operational greenhouse gas emissions. The project is designed to provide congestion relief, operational efficiency, and multimodal connectivity and would not induce land use development that would lead to new travel and i ncreased vehicle miles traveled. As discussed in detail in Section 2.1.17, Transportation, the proposed overcrossing would provide a more direct route through the city, resulting in a net overall reduction in daily vehicle miles traveled in the city and at the regional level. The highest levels of greenhouse gas emissions from mobile sources, such as automobiles, occur at stop -and-go speeds (0 to 25 miles per hour) and speeds over 55 miles per hour (2021 Air Quality and Greenhouse Gas Technical Study). Therefore, the project would reduce Page 423 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  56 greenhouse gas emissions by reducing vehi cle miles traveled, relieving congestion, and improving the operation of roadways in the area. Construction of the project would result in an increase in greenhouse gas emissions. The project would not result in operational greenhouse gas emissions and is expected to reduce long-term operational greenhouse gas emissions with improvements to the local roadways. The project is consistent with the 2014 General Plan and has a pre -2030 built-out year. Therefore, the Climate Action Plan Consistency Checklist was used to determine if the project complies with greenhouse gas reduction targets. The Climate Action Plan Consistency Checklist is included in Volume 2 of this document. The proposed project is consistent with all applicable measures and items in the Consis tency Checklist; therefore, it would result in less than significant greenhouse gas emissions and would not result in a cumulatively considerable impact. This impact would be less than significant. b) Climate Action Plan Consistency The City of San Luis Obispo Climate Action Plan serves as a qualified greenhouse gas reduction strategy consistent with State CEQA Guidelines. The Climate Action Plan outlines a course of action to reach carbon neutrality and includes six pillars: 1) lead by example, 2) clean energy systems, 3) green buildings, 4) connected community, 5) circular economy, and 6) natural solutions. A project is considered consistent with the city’s Climate Action Plan if it includes provisions to further the emissions reduction goals in the Plan. The proposed project would provide congestion relief, operational efficiency, and multimodal connectivity, which could result in a reduction in greenhouse gas emissions. The project would not conflict with any of the foundational actions of the Climate Action Plan. Therefore, the project would be consistent with the Climate Action Plan, and there would be no impacts. Senate Bill 32/2017 Scoping Plan Consistency The 2017 Scoping Plan provides a framework for achieving the 2030 statewide emissions target codi fied by Senate Bill 32 and recommends that local governments adopt policies and locally appropriate quantitative thresholds consistent with a statewide per capita goal of six metric tons of carbon dioxide equivalent by 2030 and two metric tons of carbon di oxide equivalent by 2050 (California Air Resources Board 2017). As discussed above, the project would not conflict with the goals of the locally adopted greenhouse gas reduction strategy or result in an increase in long-term operational greenhouse gas emissions. Therefore, the project would not conflict with the 2017 Scoping Plan, which has been developed to achieve the statewide emissions target set by Senate Bill 32, and there would be no impacts. Page 424 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  57 San Luis Obispo Council of Governments’ Regional Transportation Plan Consistency San Luis Obispo Council of Governments’ Regional Transportation Plan, which includes a Sustainable Communities Strategy, serve as the blueprint for the regional transportation system and seeks to promote sustainable mobility. The project is included in the 2019 Regional Transportation Plan as an “unconstrained” project. The analysis in the Final Environmental Impact Report for the 2019 Regional Transportation Plan includes all projects from the constrained and unconstrained project li sts. The unconstrained list is included as a worst-case scenario for purposes of CEQA analysis in the event all projects from the combined lists become available. Therefore, the project is included in the regional emission analysis and would be consistent with the 2019 Regional Transportation Plan. 2.1.9 Hazards and Hazardous Materials An Initial Environmental Site Assessment, dated August 11, 2017, was completed for the project site . The Initial Environmental Site Assessment included a review of databases, city and County records, and a site reconnaissance in July 2017. Considering the information in the Initial Environmental Site Assessment, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Hazards and Hazardous Materials a) Create a significant hazard to the public or the environment through the routine transport, use, or disposal of hazardous materials? Less Than Significant Impact b) Create a significant hazard to the public or the environment through reasonably foreseeable upset and accident conditions involving the release of hazardous materials into the environment? Less Than Significant Impact c) Emit hazardous emissions or handle hazardous or acutely hazardous materials, substances, or waste within 0.25 mile of an existing or proposed school? No Impact d) Be located on a site which is included on a list of hazardous materials sites compiled pursuant to Government Code Section 65962.5 and, as a result, would it create a signific ant hazard to the public or the environment? Less Than Significant Impact with Mitigation Incorporated e) For a project located within an airport land use plan or, where such a plan has not been adopted, within 2 miles of a public airport or public use airport, would the project result in a safety hazard or excessive noise for people residing or working in the project area? Less Than Significant Impact Page 425 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  58 Question—Would the project: CEQA Significance Determinations for Hazards and Hazardous Materials f) Impair implementation of or physically interfere with an adopted emergency response plan or emergency evacuation plan? Less Than Significant Impact g) Expose people or structures, either directly or indirectly, to a significant risk of loss, injury or death involving wildland fires? Less Than Significant Impact Affected Environment Hazardous Materials Sites The following databases and listings compiled pursuant to Government Code Section 65962.5 were checked for known hazardous materials contamination at the project site:  United States Environmental Protection Agency o Comprehensive Environmental Response, Compensation, and Liability Information System/Superfund Enterprise Management System/Envirofacts database search  State Water Resources Control Board o GeoTracker search for leaking underground storage tanks and other cleanup sites  Department of Toxic Substances Control o EnviroStor database for hazardous waste facilities or known contamination sites o Cortese List of Hazardous Waste and Substances Sites Airport Hazards The San Luis Obispo County Regional Airport Land Use Plan identifies special function land uses which are commonly regarded as requiring special protection from hazards such as aircraft collisions. These land uses include impaired egress uses, such as elementary and secondary schools, hospitals, nursing homes, and other similar uses where occupants are relatively unable to move out of harm’s way, and unusually hazardous uses, such as those including aboveground storage of flammable materials, fuel pumping facilities, electric transmission lines, or aboveground pipelines (San Luis Obispo County Airport Land Use Commission 2021). Emergency Response The San Luis Obispo city Council adopted the City of San Luis Obispo Emergency Operations Plan in 2011 and the re vised Emergency Operations Plan in 2016. The Emergency Operations Plan contains information on potential emergencies in the city, protective actions available to the city during disasters, and a detailed description of all applicable emergency management Page 426 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  59 systems, including the city’s Emergency Operations Center and Emergency Communications Center. While the Emergency Operations Plan does not delineate specific evacuation routes within the city, it does state that the field Incident Commander and/or other ap propriate command staff such as the city Emergency Operations Center Director, County Emergency Operations Center Emergency Services Director, or County Health Officer, acting upon appropriate advice and recommendation from specialists, will determine the appropriate areas that may need evacuating during a disaster (City of San Luis Obispo 2016). The Emergency Operations Plan also identifies methods to disseminate information to the public, such as public address systems on vehicles, emergency alert systems, emergency new information, or door-to - door communication. Environmental Consequences a, b) The project includes the reconstruction and extension of existing roadways. The new freeway overcrossing and on/off ramps may be used for routine transport of hazardous materials. However, transport of hazardous materials on the new facilities would be subject to the same requirements as other existing transportation corridors. Operation of the proposed new facilities would not require the transport of new hazardous materials or otherwise increase the routine transport of hazardous materials. Potentially hazardous materials such as fuels, lubricants, and solvents would be used during project construction. However, the transport, use, and storage of hazardous materials during the construction of the project would be conducted in accordance with all applicable state and federal laws, such as the Hazardous Materials Transportation Act, Resource Conservation and Recovery Act, the California Hazardous Material Management A ct, and the California Code of Regulations, Title 22. This impact would be less than significant. c) The nearest school to the project site is Pacific Beach High School and the Family Partnership Charter School, approximately 0.6 mile to the southwest. Therefore, the project would not emit hazardous emissions or handle hazardous or acutely hazardous materials, substances, or waste within 0.25 mile of an existing or proposed school. No impact would occur. d) The following hazardous materials sites were ident ified on or with the potential to be on the project site during the Initial Environmental Site Assessment:  Potential presence of aerially deposited lead in project site soils.  Potential presence of pesticides and herbicides in project site soils from prior agricultural operations.  A petroleum pipeline from a listed Unocal site is present at the intersection of Elks Lane and Prado Road. Page 427 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  60  Potential residual petroleum hydrocarbons in surface soils at the former U-Haul facility (253 Elks Lane; currently Regional Transit Authority maintenance facility), which is identified as a leaking underground storage tank site. In November 2020 Rincon prepared a Remedial Excavation Report for the San Luis Obispo Regional Transit Authority Bus Maintenance Facility (for mer U-Haul facility) located at 253 Elks Lane. The Remedial Excavation Report documented excavation performed at the site to remove soil impacted by petroleum hydrocarbons above Environmental Screening Levels. A total of 80.76 tons of soil were disposed of under nonhazardous waste manifests at Cold Canyon Landfill. The Remedial Excavation Report concluded petroleum hydrocarbon impacted soil identified and delineated during the assessment was properly removed and disposed of offsite, and no additional assess ment or remediation is recommended at the site. No additional hazardous materials or environmental areas of concern are identified within the project area. However, the potential aerially deposited lead, pesticides and herbicides, and petroleum pipeline li sted above could result in hazards to the public or the environment. Required Avoidance, Minimization, and/or Mitigation Measures would reduce these impacts to a less than significant level. e) The project site is approximately 1.5 miles northwest of the S an Luis Obispo County Regional Airport and is located within the airport’s land use planning area (Airport Land Use Commission of San Luis Obispo County 2021). The project site is located within Safety Area S -1b, an area within gliding distance of prescribed flight paths for aircraft operations at less than 500 feet above ground level. The Airport Land Use Plan contains specific safety policies to determine project consistency with the Airport Land Use Plan. Table 7 shows the project’s consistency with applicable Airport Land Use Plan safety policies. Page 428 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  61 Table 7 Airport Land Use Plan Safety Policies Policy Project Consistency Policy S-1: The proposed project would be determined to be inconsistent with the Airport Land Use Plan if the proposed project or local action would permit or lack sufficient provisions to prohibit structures and other obstacles within the Runway Protection Zones for any runway at the Airport, as depicted in Figure 4. Consistent. The project site is located within Safety Area S -1b, an area within gliding distance of prescribed flight paths for aircraft operations at less than 500 feet above ground level, and is not located in a Runway Protection Zone, as delineated by the Airport Land Use Plan. Furthermore, the project proposes an extension of a roadway and a freeway overcrossing, neither of which would present an obstacle for any runway at the San Luis Obispo County Regional Airport. Policy S-2: The proposed project would be determined to be inconsistent with the Airport Land Use Plan if the proposed project or local action would permit or fail to adequately prohibit any future residential or nonresidential development or redevelopment , which would create, within the site to be developed or redeveloped, a density greater than speci fied in Table 7 of the Airport Land Use Plan or any mixed-use development or redevelopment which would create, within the site to be developed or redeveloped, densities greater than illustrated in Figures 5 through 8 of the Airport Land Use Plan. Consistent. The project does not involve any elements that would affect residential or nonresidential densities within the Airport Land Use Plan planning area. Policy S-3: The proposed project would be determined to be inconsistent with the ALUP if the proposed project or local action would permit or fail to adequately prohibit any future development project which specifies, entails, or would result in a greater building coverage than permitted by Table 7 of the Airport Land Use Plan. Consistent. The project does not involve construction of any buildings and would not permit or otherwise authorize such construction on the project site. Policy S-4: The proposed project would be determined to be inconsistent with the Airport Land Use Plan if the proposed project or local action would permit or fail to adequately prohibit high-intensity land uses or special land use functions (impaired egress uses or unusually hazardous uses), except that, when conditions specified by Table 7 for density adjustments have been determined to be met by the Airport Land Use Commission, high- intensity land and/or special function uses may be allowed in Aviation Safety Area S -2. Consistent. The project does not propose any high-intensity land uses, such as amusement parks/fairgrounds, convention/exhibit halls, major auditoriums, stadiums, arenas, or space for temporary events attracting dense concentrations of people. Furthermore, the project does not propose any impaired egress uses or unusually hazardous uses, as defined above. Source: Airport Land Use Commission of San Luis Obispo County 1973. Page 429 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  62 As shown in Table 7, the project would be consistent with safety policies described in the San Luis Obispo Regional Airport’s Airport Land Use Plan. The project does not propose the construction of any habitable structures, impaired egress or unusually hazardous land uses, or high-intensity land uses. Therefore, the project would not result in a safety hazard for people residing or working in the project area, and this impact would be less than significant. f) The project would improve circulation by providing an additional freeway overcrossing where one does not currently exist, improving access to U.S. 101 from areas west of the freeway, and minimizing out-of-direction travel during emergency response or evacuation. During project construction, intermittent ramp or lane closures may temporarily impede emergency response or evacuation. However, such impacts would be temporary. Pursuant to Caltrans Deputy Directive 60, the project would be required to implement a Transportation Management Plan. Consistent with Caltrans’ Transportation Management Plan Guidelines, the project-specific Transportation Management Plan would be required to include public information, motorist information, incident management, construction strategies, demand management, and alternate route/detour strategies to reduce traffic impacts during roadway construction projects. Public information strategies include notification to emergency services, including fire, law enforcement, and ambula nce services, of start dates, work schedules, significant traffic pattern changes, transit routes, traffic collisions, and other incidents in the work zone (Caltrans 2015). With the implementation of the required project-specific Transportation Management Plan, closures or detours along either roadway would occur with advanced notification to emergency services, providing an opportunity to coordinate emergency response and provide appropriate evacuation direction should an emergency occur during project construction. Consequently, impacts related to emergency response and evacuation would be less than significant. g) The project site is located in a developed area in the city. According to the California Department of Forestry and Fire Protection, the projec t site is not in a very high fire hazard severity zone (California Department of Forestry and Fire Protection 2021). In addition, the city’s General Plan indicates the project site is in a low fire hazard area and states that all build-out of the area will apply normal fire protection measures (City of San Luis Obispo 2000). The project also does not propose new buildings or habitable development. Therefore, the project would not expose people or structures to a significant risk of loss, injury, or death involving wildland fires, and this impact would be less than significant. For additional discussion of potential impacts related to wildfire, please refer to Section 2.1.20, Wildfire. Page 430 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  63 Avoidance, Minimization, and/or Mitigation Measures The following mitigation measures would reduce impacts related to hazardous materials exposure to a less than significant level.  Mitigation Measure HAZ-1. Aerially Deposited Lead . A workplan shall be developed for aerially deposited lead sampling for the area of the selected project alternative. Surficial soil samples shall be collected and analyzed for total lead in areas that are to be dis turbed for the project. The workplan shall require the investigation of surface soils to be conducted before construction. The workplan shall include all required measures for proper management and disposal of contaminated soils in accordance with the U.S. Toxic Substances Control Act, California Health and Safety Code, and California Occupational Safety and Health Act if the total lead is detected above acceptable levels in the project site soils . The workplan shall require that investigation and/or remedi ation of soil contamination be performed in accordance with Department of Toxic Substances Control procedures and requirements and require Department of Toxic Substances Control approval before recommencing construction or demolition work.  Mitigation Measure HAZ-2. Pesticides and Herbicides . Surface soils shall be tested by a professional geologist or environmental professional to determine the presence or absence of pesticides, herbicides, and arsenic along proposed rights -of-way. A workplan describing sampling locations and sampling and analytical methods shall be prepared by the project developer before the start of work. The workplan shall include laboratory data for the impacted soils to profile excavated soil before transport, treatment, and recycling at a licensed treatment facility. The workplan shall also detail the requirements for removal, transportation, and disposal of impacted soil in accordance with applicable federal, state, and local laws, regulations, and ordinances. The workplan shall requi re that investigation and/or remediation of soil contamination be performed in accordance with Department of Toxic Substances Control procedures and requirements and require Department of Toxic Substances Control approval before recommencing construction o r demolition work.  Mitigation Measure HAZ-3. Petroleum Pipelines . The petroleum pipeline at the intersection of Elks Lane and Prado Road shall be properly marked by the developer before the start of any project construction activities. A contingency plan s hall be developed by the developer and include all applicable federal, state, and local regulatory requirements for soil handling and/or remediation if contaminated soil from the petroleum pipeline is encountered during construction activities. All other known pipelines in the project area Page 431 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  64 shall be identified and marked by the developer before the start of any construction activities. 2.1.10 Hydrology and Water Quality Considering the information in the Water Quality Assessment Report dated November 2021, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Hydrology and Water Quality a) Violate any water quality standards or waste discharge requirements or otherwise substantially degrade surface water or groundwater quality? Less Than Significant Impact with Mitigation Incorporated b) Substantially decrease groundwater supplies or interfere substantially with groundwater recharge such that the project may impede sustainable groundwater management of the basin? Less Than Significant Impact with Mitigation Incorporated c) Substantially alter the existing drainage pattern of the site or area, including through the alteration of the course of a stream or river or through the addition of impervious surfaces, in a manner which would: (i) result in substantial erosion or sil tation onsite or offsite; Less Than Significant Impact (ii) substantially increase the rate or amount of surface runoff in a manner which would result in flooding onsite or offsite; Less Than Significant Impact (iii) create or contribute runoff water whi ch would exceed the capacity of existing or planned stormwater drainage systems or provide substantial additional sources of polluted runoff; or Less Than Significant Impact (iv) impede or redirect flood flows? Less Than Significant Impact d) In flood hazard, tsunami, or seiche zones, risk release of pollutants due to project inundation? Less Than Significant Impact e) Conflict with or obstruct implementation of a water quality control plan or sustainable groundwater management plan? Less Than Significant Impact Affected Environment The project site is in the Estero Bay Hydrologic Unit, Point Buchon Hydrologic Area, and San Luis Obispo Creek sub -area. San Luis Obispo Creek originates in the Santa Lucia Range northeast of San Luis Obispo and generally flows southwest, draining an approximately 84 -square mile watershed before emptying into the Pacific Ocean at Avila Beach. The Area of Potential Impacts for this project regarding hydrological and water resources is defined as the maximum amount of potentia l disturbance area for both temporary and permanent impacts and is extensive enough to Page 432 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  65 include all proposed alternatives and project components, including traffic, lane, and shoulder modifications, subject roads, and city and Caltrans rights- of-way. San Luis Obispo Creek is located approximately 50 feet from the project site. Surface flows from the project site generally flow toward Prefumo Creek, a tributary of San Luis Obispo Creek, which flows approximately 0.25 mile west of the project site. The federal Clean Water Act establishes the framework for regulating discharges to Waters of the U.S. to protect their beneficial uses. The Porter - Cologne Water Quality Act regulates water quality within California and establishes the authority of the State Water Res ources Control Board and the nine Regional Water Quality Control Boards. The State Water Resources Control Board requires construction projects to provide careful management and close monitoring of runoff during construction, including onsite erosion protection, sediment management, and prevention of non-stormwater discharges. The State and Regional Water Boards issue National Pollutant Discharge Elimination System permits to regulate specific discharges. The National Pollutant Discharge Elimination System Construction General Permit regulates stormwater discharges from construction sites disturbing more than 1 acre of land. The project site overlies the San Luis Obispo Valley Groundwater Basin (Basin Number 3 -009), an approximately 12,700 -square mile basin bound by the Santa Lucia Range to the northeast, the San Luis Range to the southwest, and impermeable Miocene and Franciscan Group rock on all other sides (Department of Water Resources [DWR] 2004). Groundwater in the basin is generally found in Pleistocene and Holocene age terrestrial deposits. Groundwater levels in the basin are susceptible to inter-annual variation in precipitation, such as multi -year drought or wet cycles, with recorded fluctuations in groundwater elevations of up to 19.5 feet per year (DWR 2004). Primary sources of recharge in the basin include precipitation, irrigation, and streamflow. In 2017, the city and County of San Luis Obispo became the Groundwater Sustainability Agencies for the portions of their respective jurisdictions overlying the San Luis Obispo Valley basin to implement the Sustainable Groundwater Management Act. The project site is located entirely in the City of San Luis Obispo Groundwater Sustainability Agency boundary. Environmental Consequences a, e) Surface Water Excavation, grading, and other project construction activities would result in soil disturbance and potential discharges of sediment, trash, petroleum products, concrete waste, sanitary waste, or other construction-related chemicals into nearby water bodie s. Construction activities could also result in an accidental fuel or hazardous materials leak or spill. As a result, the project could result in adverse impacts to water quality in Prefumo Creek and San Page 433 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  66 Luis Obispo Creek. As discussed in Section 2.1.7, Geology and Soils, project construction activities would be subject to the permitting requirements of the National Pollutant Discharge Elimination System General Permit for Stormwater Discharges Associated with Construction and Land Disturbance Activities (Construction General Permit Order Number 2009 -0009-DWQ and subsequent amendments), requiring the preparation and implementation of a Stormwater Pollution Prevention Plan. The Stormwater Pollution Prevention Plan must specify all Best Management Practices for sediment and pollution prevention for project construction. These Best Management Practices may include but would not be limited to the use of temporary desilting basins, construction vehicle maintenance to avoid leaks or spills of hazardous materials, and installation of temporary large sediment barriers and erosion control blankets. Construction-related water quality impacts would be avoided through the implementation of Best Management Practices included in the Stormwater Pollution Prevention Plan to prevent sediment ation and pollution in nearby waters from the proposed project. Net new impervious surface for the project is calculated based on both new and replaced impervious areas. The overall net new impervious surface for the project would be 0.6 to 2 acres, depend ing on the alternative selected. Project operation could result in impacts to water quality due to pollutant accumulation on new impervious surfaces and the associated increase in stormwater runoff volume and velocity from these surfaces during precipitati on events. As discussed in the Water Quality Assessment Report, Best Management Practices for the project would be developed in accordance with the requirements of the city’s Stormwater Management Plan and Municipal Code Chapter 12.08, Urban Storm water Quality and Discharge Control, and the Caltrans Permit and Project Planning and Design Guide. In addition to the sediment control Best Management Practices (required by Avoidance, Minimization, and/or Mitigation Measures discussed in Section 2.1.4, Biological Resources) to prevent impacts to south-central California coast steelhead and designated critical habitat for steelhead, Best Management Practices for the project may include but would not be limited to filtration and infiltration devices, such as detention basins and biofiltration swales, low-impact development flow-through treatment devices, stormwater pollution treatment facilities, and erosion control practices. With the implementation of all applicable water quality treatment Best Management Practices, project operations would be compliant with the requirements of the city’s Stormwater Management Plan and Municipal Code Chapter 12.08, Urban Stormwater Quality and Discharge Control, and the Caltrans Permit and Project Planning and Design Guide designed to avoid adverse impacts of projects in the city to water quality by avoiding and/or reducing pollution, erosion, and sedimentation. Caltrans would be required to verify that stormwater quality and discharge control requirements have been implemented to the city’s satisfaction and that the proposed development does not adversely affect the water quality in the project area. Compliance with the applicable regulations and guidelines , as well as required Avoidance, Page 434 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  67 Minimization, and/or Mitigation Measures , would ensure that water quality impacts associated with increased impervious surfaces on the project site would be less than significant. The project area is under the jurisdiction of Regional Water Quality Control Board Region 3 (Central Coast Region). The Regional Water Quality Control Board provides permits for projects with the potential to affect surface waters and groundwater locally. The Regional Water Quality Control Board is responsible for preparing the Water Quality Control Plan for the Central Coastal Basin (Basin Plan). The Basin Plan designates beneficial uses of water in the region and establishes narrative and numerical water quality objectives. The State has developed total maximum daily loads, which are a calculation of the maximum amount of a pollutant a waterbody can have and still meet water quality objectives es tablished by the region. In the project area, Prefumo Creek does not meet water quality objectives for its designated beneficial uses and is listed as impaired for fecal coliform, nitrate, dissolved oxygen, toxicity, and turbidity (State Water Resources Co ntrol Board 2021). Additionally, San Luis Obispo Creek (below Osos Street) is listed as impaired for benthic community effects, chloride, Escherichia coli (E. coli), fecal coliform, nitrate, dissolved oxygen, and sodium (State Water Resources Control Board 2021). Project construction and operation could exacerbate these impairments by increasing the discharge of sediments and other pollutants to these water bodies via stormwater runoff. As described above, the project would be required to implement construc tion water quality Best Management Practices in compliance with the Construction General Permit and treatment Best Management Practices pursuant to Caltrans and city policies that avoid and/or reduce pollution, erosion, and sedimentation associated with project construction activities, ensuring that the project does not exacerbate existing exceedances of the total maximum daily loads established to meet water quality objectives for surface water bodies near the project site, including Prefumo Creek and San Luis Obispo Creek. Caltrans and the City of San Luis Obispo shall verify that water quality control requirements have been satisfied and that the proposed roadway improvements do not adversely affect the water quality in the project area. With adherence to existing regulatory requirements, the project would not exacerbate existing water quality issues in the vicinity of the project site, and it would not obstruct or conflict with the implementation of a water quality plan. This impact would be less than significant. Groundwater The project site overlies the San Luis Obispo Valley Groundwater Basin (the Basin). Existing groundwater issues in the Basin include high levels of total dissolved solids, averaging around 770 milligrams per liter, as well as elevated nitrate and sodium concentrations (GSI Water Solutions Inc. 2018). Project construction equipment could result in pollution of the underlying groundwater from oil, gasoline, lubricants, or other chemical leaks or spills. Page 435 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  68 Project compliance with the required Construction General Permit would involve the implementation of stormwater and non-stormwater Best Management Practices to reduce spills, leaks, or other pollution from project construction that would further impair groundwater quality. In April 2019, the Department of Water Resources published ranked prioritizations of the State’s groundwater basins to help identify, evaluate, and determine the need for additional groundwater level monitoring. The Department of Water Resources ranked the Basin as a “High” priority basin (DWR 2019). As a result, a Groundwater Sustainability Plan under the Sustainable Groundwater Management Act must be developed and implemented for the Basin. As required by the Sustainable Groundwater Management Act, the San Luis Obispo Valley Groundwater Basin Groundwater Sustainability Agencies developed a Groundwater Sustainability Plan in October 2021. The Groundwater Sustainability Plan guides groundwater users on how to reach sustainable groundwater levels in the future (San Luis Obispo Valley Basin Groundwater Sustainability Agencies 2021). Implementation of the water quality treatment Best Management Practices as well as the water quality treatment Best Management Practices of the City of San Luis Obispo MS4 permit and the Caltrans National Pollutant Discharge Elimination System permit, would be required to ensure the project would not substantially degrade groundwater quality and would not conflict with or obstruct implementation of the Groundwater Sustainability Plan. Therefore, with the implementation of required Avoidance, Minimization, and/or Mitigation Measures, this impact would be less than significant. b) The project does not propose any land uses that would increase long -term demand for water, and it does not propose the e xtraction of groundwater. Additionally, the existing impervious surface within the State right -of-way portion of the site would be converted to vegetated right -of-way. Stormwater runoff from the project site could provide recharge benefits in the vegetated right-of-way through required infiltration treatment Best Management Practices and downstream in Prefumo Creek and/or San Luis Obispo Creek. Therefore, the project would not substantially decrease groundwater supplies or interfere substantially with groundwater recharge to impede sustainable groundwater management or the San Luis Obispo Valley Groundwater Basin Groundwater Sustainability Plan. This impact would be less than significant. c.i, c.ii, c.iii, c.iv) The project site is generally flat, with elevations ranging from approximately 130 to 140 feet above sea level. Surface flows on the project site generally travel from north to south toward Prefumo Creek and San Luis Obispo Creek. Construction of the project may alter the existing drainage pattern of the site due to grading and paving activities. The project would result in an overall Page 436 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  69 increase in impervious surface of up to 2 acres on the project site and would include the removal of existing biofiltration strips along the U.S. 101 northbound lane. Pursuant to the National Pollutant Discharge Elimination System Statewide Stormwater Permit Waste Discharge Requirements for the State of California Department of Transportation (Order 2012 -0011-DWQ and subsequent amendments), the project would be required to implement postconstruction treatment control Best Management Practices to infiltrate, harvest, reuse, evapotranspire, or capture and treat runoff from the 85th percentile, 24 -hour rainfall event. Best Management Practices required under the Construction General Permit include but would not be limited to detention and infiltration basins or low-impact development flow-through treatment devices. To ensure compliance with National Pollutant Discharge Elimination System Requirements, existing postconstruction runoff control facilities removed/demolished by the project will be reconstructed/replaced within the project area. Additionally, portions of the project site outside the State right -of-way are subject to the National Pollutant Discharge Elimination System Phase 2 Small MS4 General Permit (Order 2013-0001-DWQ), which requires postconstruction low-impact development design standards for roadway projects. Similar to the postconstruction requirements of the Caltrans National Pollutant Discharge Elimination System permits, low-impact development design standards under the Phase 2 Small MS4 General Permit include the following design and performance standards:  Low impact design of the project to minimize stormwater runoff and minimize disturbance of natural drainage features.  Treatment of runoff from the 85th percentile, 24 -hour event using infiltration, harvest and reuse, or capture Best Management Practices, such as a bioretention facility.  Retaining the 95th percentile, 24 -hour rainfall event.  Ensuring proposed and existing peak flows match for the 2 -year through 10-year rainfall events. Adherence to the requirements of applicable stormwater permits would reduce impacts associated with site drainage alteration by capturing and treating, infiltrating, or harvesti ng stormwater flows from the project site. As depicted in the Water Quality Assessment Report, due to the proximity of the project to Prefumo Creek and San Luis Obispo Creek, the northwestern and northeastern portions the majority of the project site are is within the 100- year floodplain, with the southern with a portion of the western, southern, and eastern portion of the site within the 500 -year floodplain. Development on the project site would be subject to the City of San Luis Obispo’s Flood Damage Page 437 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  70 Prevention Ordinance, as codified in Chapter 17.78 of the city’s Municipal Code. Pursuant to the ordinance, the project would require review by the city’s floodplain administrator to verify that permit requirements have been satisfied and that the proposed de velopment does not adversely affect the carrying capacity of areas where base flood elevations have been determined, but a floodway has not been designated. Compliance with the city’s existing flood damage prevention regulations would ensure that the proposed new roadway facilities would not substantially impede flood flows or otherwise result in adverse effects associated with the 100 -year and 500-year floodplains that extend onto the project site. Therefore, this impact would be less than significant. d.) The project site is located approximately 6 miles from the coast and is not within the Tsunami Inundation Area (California Emergency Management Agency, California Geological Survey, and University of Southern California 2009). According to the City of San Luis Obispo General Plan Safety Element, the city is not subject to inundation from seiche (City of San Luis Obispo 2000). The project site is within a flood hazard zone. However, the project would not involve the construction or installation of any struc tures or facilities that would use, process, or store pollutants that could be released in the event of inundation. Therefore, this impact would be less than significant. Avoidance, Minimization, and/or Mitigation Measures Implementation of Avoidance, Mini mization, and/or Mitigation Measure BIO-3 would be required to reduce impacts to hydrological resources to a less than significant level. 2.1.11 Land Use and Planning Question—Would the project: CEQA Significance Determinations for Land Use and Planning a) Physically divide an established community? No Impact b) Cause a significant environmental impact due to a conflict with any land use plan, policy, or regulation adopted for the purpose of avoiding or mitigating an environmental effect? Less Than Significant Impact Affected Environment East of U.S. 101, Prado Road is an existing highway/regional route surrounded by commercial, industrial, and public facilities land uses. Agricultural land is located west of the freeway, with commercial development located northwest of the project site along Dalidio Drive and Madonna Road. Parcels north of Prado Road have a General Plan land use designation of Office and a zoning designation of Office –Planned Development overlay (O- PD). Parcels south of Prado Road have a General Plan land use designation of Public and zoning designation of Public Facility (PF). Parcels west of U.S. 101 have land use designations of Neighborhood Commercial and Agriculture Page 438 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  71 under the San Luis Ranch Specific Plan and zoning designations of Neighborhood Commercial–Specific Plan Area overlay (C -N-SP) and Agriculture–Specific Plan Area overlay (AG-SP). Environmental Consequences a) Improvements to the Prado Road/U.S. 101 interchange would not physically divide an established community east of U.S. 101 because Prado Road is an existing roadway. The portion of the project site associated with the proposed Prado Road extension west of U.S. 101 to Dalidio Drive is located on the San Luis Ranch property. This area is designated as Prime Farmland under the City of San Luis Obispo General Plan Conservation and Open Space Element. Furthermore, the project would construct a vehicle, bicycle, and pedestrian connection over the U.S. 101 freeway that does not currently exist, connecting portions of San L uis Obispo along Prado Road east of the freeway with residences, schools, commercial development, and parks west of the freeway, including planned development in the San Luis Ranch Specific Plan Area. Therefore, the project would not physically divide an established community and would improve connectivity in the city. No impact would occur. b) The project would be constructed primarily within the existing public right - of-way along Prado Road and U.S. 101. The project would be compatible with the existing surrounding land uses. Depending on the alternative selected, a portion of the city-owned corporation yard southeast of the project site may require relocation to accommodate the proposed interchange and right -of- way. No offsite relocation of corporation ya rd buildings has been proposed at this time. Any subsequent relocation or alteration of these facilities would be subject to applicable environmental review requirements under CEQA, with mitigation incorporated as necessary to reduce any potentially signif icant environmental impacts. A discussion of project consistency with applicable land use plans, policies, and regulations is included below. City of San Luis Obispo General Plan Consistency The project is included in the Transportation Capital Projects of the City of San Luis Obispo General Plan Circulation Element (City of San Luis Obispo 2014a). Therefore, the project would implement improvements to the city’s circulation network identified in the Circulation Element and would be consistent with goals, policies, and programs contained therein to expand the bicycle network, support a regional bikeway network, and develop bikeways with road improvements. The portion of the proposed Prado Road extension west of U.S. 101 on the San Luis Ranch property is in the San Luis Ranch Specific Plan Area. In its discussion of the purpose for the San Luis Ranch (Dalidio) Specific Plan Area, the Land Use Element of the City of San Luis Obispo General Plan identifies the need for a Prado Road connection, including an overpass or Page 439 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  72 interchange, as well as circulation connections to integrate the property with the surrounding circulation network for all modes of travel (City of San Luis Obispo 2014c). The project is consistent with these i dentified needs. As further discussed in Section 2.1.2, Agriculture and Forest Resources, the project has the potential to impact prime agricultural lands b ecause the Prado Road extension west of U.S. 101 would require the acquisition of farmland on the San Luis Ranch property, and there is the potential to impact prime agricultural lands for the Elks Lane realignment, depending on the project alternative. Local policies regarding the protection of prime agricultural lands are contained in the Conservation and Open Space Element of the San Luis Obispo General Plan, which has the goal to “secure and maintain a diverse network of open land encompassing particula rly valuable natural and agricultural resources, connected with the landscape around the urban area.” The Conservation and Open Space Element designates the San Luis Ranch property as prime farmland (City of San Luis Obispo 2006). The San Luis Ranch Project Final Environmental Impact Report, certified by the City of San Luis Obispo for the San Luis Ranch Specific Plan in 2017, assesses the environmental impacts of the San Luis Ranch Specific Plan, General Plan Amendment/Pre -Zoning, and Development Plan/Vesting Tentative Tract Map for the 131 -acre San Luis Ranch site. The Prado Road extension to Dalidio Drive is included in the San Luis Ranch Specific Plan as part of the proposed street network on the site. The Final Environmental Impact Report includes an ag ricultural conservation mitigation measure to reduce the impact to agricultural resources resulting from development on the property. Mitigation Measure AG-1, Agricultural Conservation, from the San Luis Ranch Specific Plan Final Environmental Impact Report, requires that for every 1 acre of Important Farmland on the site, including Prime Farmland, Farmland of Statewide Importance, and Unique Farmland, that is permanently converted to nonagricultural use as a result of project development, 1 acre of comparable land in agricultural production shall be preserved in perpetuity (City of San Luis Obispo 2017b). Policy 8.6.3C of the Conservation and Open Space Element states that for widespread habitat types or for farmland, mitigation shall consist of permanently protecting an equal area of equal quality that does not already have permanent protection in the San Luis Obispo Planning Area (City of San Luis Obispo 2006). Because the loss of prime farmland associated with the project would be offset through perpetua l preservation of comparable farmland, the proposed project would be consistent with the Conservation and Open Space Element of the General Plan. The project would be constructed primarily within the public right-of-way, and the extension of Prado Road (Da lidio Drive) west of U.S. 101 would be consistent with policies and projects contained in the city’s General Plan and San Luis Ranch Specific Plan. The project does not propose any General Page 440 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  73 Plan or Specific Plan amendments or zone changes. Therefore, the pr oject would not conflict with any land use plan, policy, or regulation adopted for the purpose of avoiding or mitigating an environmental effect, and this impact would be less than significant. 2.1.12 Mineral Resources Question—Would the project: CEQA Significance Determinations for Mineral Resources a) Result in the loss of availability of a known mineral resource that would be of value to the region and the residents of the state? Less Than Significant Impact b) Result in the loss of availability of a locally important mineral resource recovery site delineated on a local general plan, specific plan or other land use plan? Less Than Significant Impact Affected Environment According to the City of San Luis Obispo General Plan Conservation and Open Space Element, mineral resource recovery in and around San Luis Obispo includes mines and quarries producing basaltic stone, red rock, and cinnabar, an ore of mercury (City of San Luis Obispo 2006). The Mineral Land Classification Map for the San Luis Obispo -Santa Barbara Region and the San Luis Obispo quadrangle designates the project site, along with most of the city, as Mineral Resource Zone 3 (Miller 1989). Areas located in Mineral Resource Zone 3 contain mineral deposits, the significance of which cannot be evaluated from available data. Environmental Consequences a, b) Policy 6.5.1(A) of the city’s General Plan Conservation and Open Space Element prohibits mineral extraction within city limits, and the project does not include any uses or activities that would result in the loss of availability of a known mineral resource or a locally important mineral resource recovery site. Therefore, impacts to mineral resources would be less than significant. 2.1.13 Noise Considering the information in the U.S. 101/Prado Road Interchange Improvement Project Noise Study Report dated October 2021, the following significance determinations have been made: Page 441 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  74 Question—Would the project result in: CEQA Significance Determinations for Noise a) Generation of a substantial temporary or permanent increase in ambient noise levels in the vicinity of the project in excess of standards established in the local general plan or noise ordinance, or applicable standards of other agencies? Less Than Significant Impact b) Generation of excessive groundborne vibration or groundborne noise levels? Less Than Significant Impact c) For a project located within the vicinity of a private airstrip or an airport land use plan or, where such a plan has not been adopted, within 2 miles of a public airport or public use airport, would the project expose people residing or working in the project area to excessive noise levels? Less Than Significant Impact Affected Environment Noise Sound is a vibratory disturbance created by a moving or vibrating source, which is capable of being detected by the hearing organs. Noise is defined as sound that is loud, unpleasant, unexpected, or undesired and may therefore be classified as a more specific group of sounds. The effects of noise on people can include general annoyance, interference with speech communication, sleep disturbance, and, in the extr eme, hearing impairment (Caltrans 2013a). Noise levels are commonly measured in decibels using the A -weighted sound pressure level (A-weighted decibels). The A-weighting scale is an adjustment to the actual sound pressure levels so they are consistent with the human hearing response. Decibels are measured on a logarithmic scale that quantifies sound intensity, similar to how the Richter scale is used to measure earthquake magnitudes. A doubling of the energy of a noise source, such as a doubling of traffic volume, would increase the noise level by 3 decibels; dividing the energy in half would result in a 3 decibels decrease (Crocker 2007). Human perception of noise is not linear in terms of A-weighted decibels or in terms of sound energy. Two sources do not “sound twice as loud” as one source. It is widely accepted that the average healthy ear can barely perceive changes of 3 A-weighted decibels (increase or decrease) (i.e., twice the sound energy); that a change of 5 A-weighted decibels is readily perceptible (8 times the sound energy); and that an increase (or decrease) of 10 A- weighted decibels sounds twice (half) as loud ([10.5x the sound energy] (Crocker 2007). Page 442 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  75 Sound changes in both level and frequency spectrum as it travels from the source to the receiver. The most obvious change is the decrease in level as the distance from the source increases. How noise reduces with distance depends on factors such as the type of sources (e.g., point or line, the path the sound will travel, site conditions, and obstruc tions). Noise levels from point sources typically reduce or drop off at a rate of 6 A-weighted decibels per doubling of distance (e.g., construction, industrial machinery, ventilation units). Noise from line sources (e.g., roadway, pipeline, railroad) typi cally reduces at about 3 A-weighted decibels per doubling of distance (Caltrans 2013a). Noise levels may also be reduced by intervening structures that “shield” the receiver from the noise source; the amount of reduction provided by this shielding depends on the size of the intervening structure(s) and the frequencies of the noise levels. Natural terrain features such as hills and dense woods, and human-made features such as buildings and walls, can significantly alter noise levels. Generally, any large str ucture blocking the line of sight will provide at least a 5 A-weighted decibels reduction in source noise levels at the receiver (Federal Highway Administration 2011). Structures can substantially reduce exposure to noise as well. The Federal Highway Administration’s guidelines indicate that modern building construction generally provides an exterior-to -interior noise level reduction of 20 to 35 A- weighted decibels with closed windows. The impact of noise is not a function of loudness alone. The time of day when noise occurs and the duration of the noise are also important factors in a project’s potential noise impact. Most noise that lasts for more than a few seconds is variable in its intensity. Consequently, a variety of noise descriptors have been developed. One of the most frequently used noise metrics is the equivalent noise level (Leq); it considers both duration and sound power level. Leq is defined as the single steady A -weighted level equivalent to the same amount of energy as that contained in the actual fluctuating levels over time. Typically, Leq is summed over a 1-hour period (Crocker 2007). Lmax is the highest instantaneous sound level measured during a specified period. Noise that occurs at night tends to be more disturbing than noise that occurs during the day. Community noise is measured using Community Noise Equivalent Level, which is the 24 -hour average noise level with a plus 5 A- weighted decibels penalty for noise occurring from 7:00 p.m. to 10:00 p.m. and a plus 10 A-weighted decibels penalty for noise occurring from 10:00 p.m. to 7:00 a.m. (Caltrans 2013a). The relationship between the peak -hour Leq value and the Community Noise Equivalent Level depends on the distribution of traffic during the day, evening, and night. Quiet suburban areas typically have Community Noise Equivalent Level noise levels in the range of 40 to 50 A-weighted decibels, while areas near arterial streets are in the 50 - to -60-plus Community Noise Equivalent Level range. Normal conversational levels are in the 60 to 65 -A-weighted decibels Leq range; ambient noise Page 443 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  76 levels greater than 65 A-weighted decibels Leq can interrupt conversations (Federal Transit Administration 2018). Some land uses are more sensitive to ambient noise levels than other uses due to the amount of noise exposure and the types of activities involved. For example, residences, motels, hotels, schools, libraries, churches, nursing homes, auditoriums, museums, cultural facilities, parks, and outdoor recreation areas are more sensitive to noise than commercial and industrial land uses. Vibration Vibration is a unique form of noise because its energy is carried through buildings, structures, and the ground, whereas sound is simply carrie d through the air. As a result, vibration is generally felt rather than heard. Some vibration effects can be caused by noise (e.g., the rattling of windows from passing trucks). This phenomenon is caused by the coupling of the acoustic energy at frequencie s that are close to the resonant frequency of the material being vibrated. Typically, groundborne vibration generated by human-made activities reduces rapidly as the distance from the source of the vibration increases. The ground motion caused by vibration is measured as particle velocity in inches per second peak particle velocity and is referenced as vibration decibels. Regulatory Setting Caltrans According to Caltrans Standard Specifications Section 14 -8.02, “Noise Control,” construction noise shall not exceed 86 A-weighted decibels Lmax at 50 feet from the job site activities from 9:00 p.m. to 6:00 a.m. Caltrans Noise Abatement Criteria serve as the Caltrans and Federal Highway Administration standard for identifying potential noise impacts along roadways. Traffic noise impacts, as defined in 23 Code of Federal Regulation 772.5, occur when the predicted noise level approaches or exceeds the land use specific Noise Abatement Criteria specified in 23 Code of Federal Regulation 772, or a predicted noise leve l substantially exceeds the existing noise level (a “substantial” noise increase). City of San Luis Obispo General Plan and State of California Noise Standards The Noise Element and Noise Guidebook (1996) of the City of San Luis Obispo General Plan uses modified land use compatibility standards recommended by the California Department of Health Services. The noise criteria for the city and the State of California for current and projected conditions state that the noise intrusive to interior habitable space of residential units from exterior sources should not exceed 45 A-weighted decibels Community Noise Equivalent Level. The General Plan Noise Element restricts noise in outdoor living areas due to transportation noise Page 444 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  77 sources to 60 A-weighted decibels Community Noise Equivalent Level. Community Noise Equivalent Level is a weighted average of noise level over time. The following Noise Element policy applies to the project and the local noise environment: Policy 1.4. New Transportation Noise Sources . Noise created by new transportation noise sources, including road, railroad, and airport expansion projects, shall be mitigated to not exceed the levels specified in Table 4.10 -3 for outdoor activity areas and indoor spaces of noise -sensitive land uses, which were established before the new transportation noise source. City of San Luis Obispo Municipal Code Construction Noise Standards Tables 8 and 9 show the city’s maximum allowable noise levels for short-term operation of mobile equipment and long -term operation of stationary equipment at residential properties. Where technically and economically feasible, the city requires that construction activities that use mobile or stationary equipment that may result in noise at residential properties be conducted so that maximum sound levels from stationary equipment at affected properties would not exceed 60 A-weighted decibels for single-family residences (Municipal Code 9.12.050). Except for emergency repair of public service utilities or where an excepti on is issued by the city Community Development Department, the city prohibits the operation of tools or equipment used in construction, drilling, repair, alteration, or demolition work daily between the hours of 7:00 p.m. and 7:00 a.m. or any time on Sunda ys or holidays, such that the sound creates a noise disturbance across a residential or commercial property line. Table 8 Maximum Noise Levels for Nonscheduled, Intermittent, Short - Term Operation (Less Than 10 Days) of Mobile Equipment Time Single -Family Residential Multi family Residential Mixed Residential/ Commercial Daily, except Sundays and legal holidays , from 7:00 a.m. to 7:00 p.m. 75 A-Weighted Decibels 80 A-Weighted Decibels 85 A-Weighted Decibels Daily, from 7:00 p.m. to 7:00 a.m. and all day Sunday and legal holidays 60 A-Weighted Decibels 65 A-Weighted Decibels 70 A-Weighted Decibels Source: City of San Luis Obispo Municipal Code. Page 445 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  78 Table 9 Maximum Noise Levels for Repetitively Scheduled and Relatively Long-Term Operation (Periods of 10 Days or More) of Stationary Equipmen t Time Single -Family Residential Multifamily Residential Mixed Residential/ Commercial Daily, except Sundays and legal holidays , from 7:00 a.m. to 7:00 p.m. 60 A-Weighted Decibels 65 A-Weighted Decibels 70 A-Weighted Decibels Daily, from 7:00 p.m. to 7:00 a.m. and all day Sunday and legal holidays 50 A-Weighted Decibels 55 A-Weighted Decibels 60 A-Weighted Decibels Vibration The City of San Luis Obispo considers construction-related vibration significant if construction-related activities create a vibration that is above the vibration perception threshold. The vibration perception threshold is defined in the City of San Luis Obispo Municipal Code (Section 9.12.050) as “The minimum ground or structure -borne vibrational motion necessary to cause a normal person to be aware of the vibration by such direct means as, but not limited to, sensation by touch or visual observation of moving object s. The perception threshold shall be presumed to be a motion velocity of 0.01 inch per second over the range of 1 to 100 Hertz.” Section 9.12.050(B)(7) prohibits operating or permitting to the operation of any device that creates a vibration exceeding the perception threshold of an individual at the property boundary of the source if located on private property or 150 feet from the source if on public space or in the public right -of-way. Since the project involves the construction of roadway infrastructure within the public right-of-way, vibration impacts would violate the standards set forth in the San Luis Obispo Municipal Code if construction or operation would generate groundborne vibration greater than 0.01 inch per second peak particle velocity (percep tion threshold) at 150 feet from the source . Additionally, Caltrans’ Transportation- and Construction-Induced Vibration Manual (Caltrans 2013b) provides general guidance on vibration issues associated with the construction and operation of projects in rela tion to human perception and structural damage. Table 10 indicates vibration levels at which humans would be affected by vibration levels . In the second column in Table 10, titled “Maximum Vibration Level (Inches per Second) for Transient Sources,” transient construction vibrations are generated by a single isolated vibration event, such as blasting or wrecking balls. In the third column in Table 10, titled “Maximum Vibration Level (Inches per Second) for Continuous/Frequent Intermittent Sources,” continuous/frequent intermittent vibrations result from equipment or activities such as excavation Page 446 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  79 equipment, static compaction equipment, tracked vehicles, vibratory pile drivers, and vibratory compaction equipment. Table 10 California Department of Transportation Vibration Annoyance Potential Criteria Human Response Condition Maximum Vibration Level (Inches per Second) for Transient Sources Maximum Vibration Level (Inches per Second) for Continuous/Frequent Intermittent Sources Barely Perceptible 0.04 0.01 Distinctly Perceptible 0.25 0.04 Strongly Perceptible 0.9 0.10 Severe 2.0 0.4 Source: California Department of Transportation 2013b. Environmental Consequences a) Noise Analysis Methodology Construction Noise During project construction, noise from construction activities may intermittently dominate the noise environment in the immediate area of construction. According to Caltrans Standard Specifications Section 14 -8.02, “Noise Control,” construction noise shall not exceed 86 A-weighted decibels Lmax at 50 feet from the job site activities from 9:00 p.m. to 6:00 a.m. and internal combustion engines must be equipped with the manufacturer - recommended muffler and internal combustion engines cannot be operated on the job site without the appropriate muffler. Construction noise estimates for the project are based on noise levels reported by Federal Highway Administration Highway Construction Noise Handbook (2006) and the Federal Transit Administration Transit Noise and Vibration Impact Assessment (2018). Estimated construction noise levels were adjusted based on the distance to nearby noise -sensitive receptors using a standard noise reduction rate of 6 decibels per doubling of distance and do not account for the presence of intervening structures or topography, which could reduce noise levels at receptor locations. Additionally, construction equipment included in the analysis for the project was based on typical construction equipment associated with roadway constructio n projects. The analysis assumes that construction equipment would be operating concurrently during different phases of the project. Therefore, the noise levels estimated for the project represent a conservative estimate of expected construction noise. Page 447 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  80 Long-Term Operational Noise Traffic noise levels were predicted using the Federal Highway Administration Traffic Noise Model Version 2.5. Noise modeling was conducted for each of the project alternatives to evaluate which alternative(s) would have the worst - case potential noise impact. The comparison to existing conditions is included in the analysis to identify traffic noise impacts as defined under 23 Code of Federal Regulations 772. The comparison to no -project conditions indicates the direct effect of the project. The estimated noise levels were then compared to the applicable Caltrans Noise Abatement Criteria to determine the potential noise impacts of the project. The Noise Abatement Criteria serve as the Caltrans and Federal Highway Administration standa rd for identifying potential noise impacts along roadways. Traffic noise impacts, as defined in 23 Code of Federal Regulations 772.5, occur when the predicted noise level approaches or exceeds the land -use-specific Noise Abatement Criteria specified in 23 Code of Federal Regulations 772 or a predicted noise level substantially exceeds the existing noise level (a “substantial” noise increase). Noise Impacts Construction Noise The closest noise-sensitive receptor to the project site is the Prado Day Center, modeled at 145 feet from the project boundary. The second and third closest sensitive receptors are a mobile home park and the Embassy Suites Hotel modeled at 250 feet and 435 feet from the site, respectively. Peak construction noise levels from the combine d construction phase equipment could be up to 77 A-weighted decibels Leq at the Prado Day Center, 72 A- weighted decibels Leq at the mobile home park, and 67 A-weighted decibels Leq at the hotel. Accordingly, no adverse noise impacts from project construction would occur because construction noise would not exceed the Caltrans Standard Specifications Section 14.8 -02 of 86 A-weighted decibels Lmax or the city’s standard of 85 A-weighted decibels in mixed commercial/residential areas. Additionally, constructio n noise would be short- term in duration and intermittent, further reducing potential noise impacts. Construction noise impacts would be less than significant. Long-Term Operational Noise Table 11 shows the future noise levels at sensitive noise receptors i n the project vicinity in comparison to the applicable Noise Abatement Criteria for each land use. Page 448 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  81 The figures in the second column in Table 11 are rounded to the nearest decibel. In the fourth column in Table 11, titled “Substantial Increase,” a substantial increase is plus 12 A -weighted decibels from the existing noise level. In the fifth column i n Table 11, titled “Noise Abatement Criteria (A-weighted decibels Leq[h]),” the Leq(h) activity criteria values are for impact determinations only and are not design standards for noise abatement measures. All values are A-weighted decibels. In the sixth column in Table 11 titled, “Noise Abatement Criteria Exceedance? (Yes/No),” the noise abatement criteria for the exterior noise level are not approached or exceeded. Exterior -to -interior noise level reduction is assumed to be 20 A-weighted decibels, resulting in a 44 A-weighted decibels worst-case interior noise level. These noise abatement criteria would also not be approached or exceeded. Table 11 Future (2045) Noise Environment With Project Alternatives 1, 3, 4, and 7 Sensitive Noise Receptor With Project (A-W eighted Decibels Leq) Without Project (A-W eighted Decibels Leq) Substantial Increase? Noise Abatement Criteria (A-W eighted Decibels Leq[h]) Noise Abatement Criteria Exceedance? (Yes/No) Prado Day Center (Exterior) 64 63 No 67 No Mobile Home Park (Exterior) 65 61 No 67 No Hotel (Exterior) 70 69 No 72 No Page 449 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  82 As shown in Table 11, noise levels at sensitive receptors in the project vicinity would not exceed the applicable Noise Abatement Criteria. Therefore, the project would not generate a substantial permanent increase in ambient noise levels in the vicinity of the project in excess of established standards, and this impact would be less than significant. b) Certain types of construction equipment can generate high levels of groundborne vibration. Construction of the proposed project would utilize vibration-producing equipment, including dozers, loaded trucks, and jackhammers during most construction phases. Construction equipment would operate, on average, approximately 25 feet from the project site boundary within the public right-of-way along Prado Road or U.S. 101. Section 9.12.050(B)(7) of the City of San Luis Obispo Municipal Code prohibits operating or permitting the operation of any device that creates a vibration above the perception threshold of an individual (0.01 inch per second peak particle velocity) at 150 feet from the source if located on a public space or public right-of-way. Table 12 shows groundborne vibration levels associated with equipment that is expected to be used in conjunction with project construction. As shown in Table 12, vibration levels would not exceed the threshold at 150 feet from the source and, therefore, would comply with Section 9.12.050(B)(7) of the municipal code. Table 12 Construction Vibration Levels Construction Equipment Groundborne Vibration Level at 25 Feet (Reference Distance) in Inches per S econd Peak Particle Velocity Groundborne Vibration Level at 150 Feet in Inches per Second Peak Particle Velocity Loaded Trucks 0.076 0.005 Bulldozer–Large 0.089 0.006 Hoe Ram 0.089 0.006 Jackhammer 0.035 0.002 Source: Federal Transit Administration 2018. Project operation would involve the passage of vehicular traffic, including trucks and passenger vehicles, along Prado Road, U.S. 101, and the Prado Road (Dalidio Drive) extension west of the freeway. Such traffic may generate limited groundborne vibration but would not substantially increase groundborne vibration above existing levels because vehicle traffic, including large trucks, is already traveling along Prad o Road and U.S. 101. The project does not include elements that would generate long-term increases in vibration, such as railroad tracks or heavy stationary equipment. Therefore, because project construction would not generate groundborne vibration in excess of thresholds described in the San Luis Obispo Municipal Code and project operation would not substantially increase groundborne vibration, this impact would be less than significant. Page 450 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  83 c) As discussed in Section 2.1.9, Hazards and Hazardous Materials , the project site is located approximately 1.5 miles northwest of the San Lui s Obispo County Regional Airport. According to the Airport Land Use Plan, the project site is located within the airport’s projected 55 A-weighted decibels noise contour and 75 A-weighted decibels single-event noise contour (Airport Land Use Commission of San Luis Obispo County 2005). As such, the project site experiences noise associated with airport and air travel activities overhead. The project does not involve the construction of residences, businesses, noise-sensitive receptors, or any habitable structures. Construction workers would temporarily be exposed to airplane noise overhead during project construction. However, ambient noise levels in the vicinity of the project site range from approximately 59 A-weighted decibels Leq near Dalidio Drive to 70 A-weighted decibels Leq along Prado Road, with roadways serving as the primary noise source. Given the existing ambient noise levels on the site and the expected operation of construction equipment, noise on the project site would be typical of constructi on work zones, and airport noise would not substantially contribute to ground -level noise during construction. Therefore, the site’s proximity to the airport would not expose people residing or working in the project area to excessive noise levels, and thi s impact would be less than significant. 2.1.14 Population and Housing Question—Would the project: CEQA Significance Determinations for Population and Housing a) Induce substantial unplanned population growth in an area, either directly (for example, by proposing new homes and businesses) or indirectly (for example, through extension of roads or other infrastructure)? Less Than Significant Impact b) Displace substantial numbers of existing people or housing, necessitating the construction of replacement housing elsewhere? No Impact Affected Environment The city has a current population of 46,058 (California Department of Finance 2021). The project site includes a portion of the San Luis Ranch Specific Plan area. The San Luis Ranch Specific Plan calls for the development of the 131 - acre San Luis Ranch site with residential, recreational, commercial, and agricultural uses. The San Luis Ranch Project Environmental Impact Report estimates the build-out of the San Luis Ranch Specific Plan would add 1,293 residents to the city, increasing San Luis Obispo’s population b y 2.8 percent. Development of the San Luis Ranch Specific Plan Area and associated population growth is accounted for in the City of San Luis Obispo’s General Plan Land Use Element and is consistent with population projections therein. Potential future development on the San Luis Ranch property under the San Page 451 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  84 Luis Ranch Specific Plan was determined to result in less than significant impacts regarding growth effects such as population and housing, public services, and utilities and service systems (City of San Luis Obispo 2017b). Environmental Consequences a) The project does not include any housing or business development and would not directly induce population growth in the city. The project would facilitate the development of the San Luis Ranch Specific Plan Area by creating a roadway connection and freeway crossing to the San Luis Ranch Specific Plan Area that does not currently exist. While the project would indirectly facilitate population growth by facilitating the development of the San Luis Ranch Specific Plan Area, this growth would be consistent with the city’s General Plan projections and would not result in substantial new environmental impacts beyond those identified for the General Plan and San Luis Ranch Specific Plan. Therefore, this impact would be less than significant. b) The project would predominantly be constructed within the existing public right-of-way along Prado Road and U.S. 101. While the project would require the acquisition of 4 to 6 acres of Caltrans and city right-of-way and 3 to 4 acres of slope easements, this acquisition would not affect any existing housing. Therefore, the project would not displace substantial numbers of existing people or housing, and no impact would occur. Page 452 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  85 2.1.15 Public Services Question: CEQA Significance Determinations for Public Services a) Would the project result in substantial adverse physical impacts associated with the provision of new or physically altered governmental facilities, need for new or physically altered governmental facilities, the construction of which could cause significant environmental impacts, in order to maintain acceptable service ratios, response times or other performance objectives for any of the public services: Fire protection? Less Than Significant Impact Police protection? Less Than Significant Impact Schools? No Impact Parks? Less Than Significant Impact Other public facilities? Less Than Significant Impact Affected Environment Fire Protection Fire protection services are provided by the San Luis Obispo city Fire Department, which is staffed by four administrative professionals and 42 firefighters. Services provided by the fire department include fire response, emergency medical response, hazard ous materials response, public assistance, and nonemergency services, such as fire and life safety inspections, building inspections, fire code investigations, and public education. The Fire Department maintains a response time goal of four minutes travel time to 95 percent of all emergencies (City of San Luis Obispo 2021a). The nearest fire station to the project site is the Fire Department Headquarters at 2160 Santa Barbara Avenue, approximately 1.7 miles (driving distance) northeast of the project site. Fire Station 4, located at 1395 Madonna Road, is approximately 1.9 miles (driving distance) west of the project site. Police Protection The San Luis Obispo Police Department provides police protection for the city, including the project site. The Police De partment has 90 employees, including 61 sworn police officers, and is divided into two Bureaus: Operations and Administrative Services. The Operations Bureau includes the Patrol Services Division, the Traffic Safety Unit, Situation Oriented Response Team, and Neighborhood Services. The Administrative Services Bureau includes the Administrative Services Division, Investigative Division, Communications Division, and Records Unit (City of San Luis Obispo 2021b). The Police Station is located at 1042 Walnut Street, approximately 2.2 miles (driving distance) north of the project site. Page 453 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  86 Public Schools The project site is in the San Luis Coastal Unified School District, which operates 10 elementary schools, two middle schools, three high schools, and an adult school (San Luis Coastal Unified School District 2021). Environmental Consequences a.1) Upon connection of Prado Road to Dalidio Drive under the project build- out, Fire Station 4 would be located within 1.0 mile of the project site (driving distance), shortening the distance from the nearest fire station to the site. In addition, the project would improve traffic flow through the project area by constructing the overcrossing over U.S. 101, improving potential fire response times in the project site vicinity. The project does not include new housing or businesses that would increase the demand for fire protection services. Therefore, the project would not result in substantial adverse physical impact s associated with the provision of new or physically altered fire protection facilities. This impact would be less than significant. a.2) The project site is served by the San Luis Obispo County Police Department police protection services, and the project would not result in any new development that would be expected to increase demand for such services. In addition, the project would improve traffic flow through the project area by constructing the overcrossing over U.S. 101, improving potential police response times in the project site vicinity. Therefore, the project would not result in substantial adverse physical impacts associated with the need for new or physically altered police protection facilities. This impact would be less than significant. a.3) The project would not involve the construction of any new housing or businesses that would increase the population in the city or otherwise result in an increase in enrollment at San Luis Coastal Unified School District schools. Therefore, the project would not necessitate new or physically altered schools with the potential to cause significant environmental impacts. No impact would occur. a.4) The project may facilitate improved access to existing recreational facilities, such as the Bob Jones Bike Trail east of U.S. 101 and Laguna Lake Park west of U.S. 101, by creating a freeway overcrossing with Class 2 bike lanes and pedestrian facilities that do not currently exist. This may result in a marginal increase in the usage of these recreational amenities. However, this increase would not be substantial, as such facilities are currently accessible via existing freeway overcrossings north and south of the project site. The project does not involve the construction of any housing or other development that would increase demand for parks or recreational facilities. Therefore, this impact would be less than significant. a.5) The project does not involve the construction of housing or other development that would increase demand on government facilities. Page 454 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  87 Depending on the alternative selected, a portion of the city-owned corporation yard southeast of the project site may require relocation to accommodate the proposed interchange and right-of-way. No offsite relocation of corporation yard buildings has been proposed at this time. Any subsequent relocation or alteration of these facilities would be subject to applicable environmental review requirements under CEQA, with mitigation incorporated as necessary to reduce any potentially significant environmental impacts. Therefore, the project would not increase demand for government facilities, and because any relocation of existing facilities would undergo project-specific environmental review, this impact would be less than significant. 2.1.16 Recreation Question—Would the proje ct: CEQA Significance Determinations for Recreation a) Would the project increase the use of existing neighborhood and regional parks or other recreational facilities such that substantial physical deterioration of the facility would occur or be accelerated? Less Than Significant Impact b) Does the project include recreational facilities or require the construction or expansion of recreational facilities which might have an adverse physical effect on the environment? No Impact Affected Environment The city’s park system includes a mix of 28 parks and recreation facilities covering approximately 206 acres. The city’s parks include a broad range of recreational features, including multiuse fields, softball/baseball fields, basketball courts, soccer fields, tennis courts, pickleball courts, a skate park, and disc golf courses. The city also owns and manages 16 open spaces and recreational trails covering nearly 3,800 acres (City of San Luis Obispo 2019b). Environmental Consequences a) The project does not involve new housing and would not result in permanent job creation that would substantially increase the use of area parks. A minor increase in the use of nearby recreational facilities such as the Bob Jones Bike Trail east of U.S. 101 and Laguna Lake Park west of U.S. 101 may occur, as the project would enhance bicycle and pedestrian connections to these facilities by providing Class 2 bike lanes and sidewalks along the Prado Road overcrossing. Any increase in use would be minimal, as these facilities are already accessible via the Madonna Road overcrossing to the north or the Los Osos Valley Road overcrossing to the south, both of which also provide Class 2 bike lanes and pedestrian connections. Therefore, this impact would be less than significant. Page 455 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  88 b) The project does not include the construction or expansion of any recreational facilities that might have an adverse physical effect on the environment. No impact would occur. 2.1.17 Transportation Considering the information in the U.S. 101/Prado Road Interchange Traffic Operations Analysis Report and Intersection Control Evaluation dated May 2019 and the U.S. 101/Prado Road Vehicle Miles Traveled Analysis Memorandum dated June 2020, the following significance determinations have been made: Question—Would the project: CEQA Significance Determinations for Transportation a) Conflict with a program, plan, ordinance, or policy addressing the circulation system, including transit, roadway, bicycle and pedestrian facilities? No Impact b) Conflict or be inconsistent with CEQA Guidelines Section 15064.3, subdivision (b)? Less Than Significant Impact c) Substantially increase hazards due to a geometric design feature (e.g., sharp curves or dangerous intersections) or incompatible uses (e.g., farm equipment)? Less Than Significant Impact d) Result in inadequate emergency access? Less Than Significant Impact Affected Environment Level of Service Standards The City of San Luis Obispo General Plan Circulation Element contains policies and programs pe rtaining to the city’s circulation network, including policies targeting traffic reduction, transit, bicycle and pedestrian amenities, and street network changes (City of San Luis Obispo 2014a). These policies include performance standards for circulation facilities, including bicycle, pedestrian, transit, and vehicle facilities. The Circulation Element also establishes priorities for each mode, such that construction, expansion, or alteration for one mode does not degrade the service level of a higher prio rity mode. In the study area, modes are prioritized as follows: 1) vehicles, 2) transit, 3) bicycles, and 4) pedestrians. Exceptions to multimodal priorities may apply when in conflict with safety or regulatory requirements or conflicts with area character, topography, street design, and existing density. As described in the CEQA Guidelines and in Public Resources Code 21099(b)(2), “automobile delay, as described solely by Level of Service or similar measures of vehicular capacity or traffic congestion shall not be considered a significant impact on the environment pursuant to this division, except in locations specifically identified in the guidelines, if any.” The existing Page 456 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  89 traffic conditions at intersections and roadway segments in the project vicinity are provided for informational purposes. Study Area Intersections The Traffic Operations Analysis Report and Intersection Control Evaluation traffic analysis evaluated the project’s effect on regional transportation based on traffic forecasts for the project Opening Year (2025) and Design Year (2045) for the following scenarios: No Build Alternative (Prado Road northbound existing ramps remain), Overcrossing Alternative (Prado Road overcrossing is constructed without ramps), and Full Build Alternative (full or partial access interchange at Prado Road is constructed). The Overcrossing Alternative was removed during the Project Study Report-Project Development Support phase (completed in April 2018) as it was determined not to meet the Project’s Purpose and Need (refer to Section 1.2). The traffic analysis considers impacts at the following study intersections:  Los Osos Valley Road/Calle Joaquin  Los Osos Valley Road/U.S. 101 Southbound Ramps  Los Osos Valley Road/U.S. 101 Northbound Ramps  Los Osos Valley Road/Higuera Street  Higuera Street/Prado Road  Prado Road/Elks Lane/U.S. 101 Northbound Ramps  Prado Road/U.S. 101 Southbound Ramps (future)  Prado Road/Dalidio Drive/Froom Ranch Way (future)  Madonna Road/Higuera Street  Madonna Road/U.S. 101 Southbound Ramps  Madonna Road/U.S. 101 Northbound Ramps  Madonna Road/El Mercado Street  Madonna Road/Dalidio Drive  Los Osos Valley Road/Madonna Road  Los Osos Valley Road/Froom Ranch Way Study Area Roadway Segments The Traffic Operations Analysis Report and Intersection Control Evaluation consider the project’s effect on the following U.S. 101 highway segments:  South of Los Osos Valley Road  Los Osos Valley Road to Prado Road  Prado Road to Madonna Road Page 457 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  90  Madonna Road to Marsh Street Existing Traffic Conditions The Traffic Operations Analysis Report and Intersection Control Evaluation assessed the Level of Service at study area intersecti ons and highway mainlines and ramps for the morning and evening peak hours under existing conditions using 2019 traffic counts obtained from the City of San Luis Obispo Traffic Counts and Speed Surveys database and Caltrans mainline traffic counts from 2014 and 2018. The Project baseline analysis was done for construction year 2025 with a design year of 2045. The Level of Service and delay for all intersections and freeway segments were determined using the methodology documented in the Highway Capacity Manual, 6th Edition. Tables 13 and 14 summarize the existing Level of Service at study area intersections and freeway mainline, ramps, and weaving sections, respectively. In the first column in Table 13, the Analysis of Prado Road/U.S. 101 Southbound Ramps and Prado Road/Dalidio Drive/Froom Ranch Way intersections are not included for existing conditions because these are future intersections that have not yet been constructed. In Table 14, bold values denote the exceedance of Caltrans’ Level of Service C standard. To supplement the Highway Capacity Manual weaving analysis, peak hour weaving section operations were also evaluation using the Leisch Method. Caltrans noted that, though an auxiliary lane currently does not exist on NB US 101 between Prado Road and Madonna Road, this segment essentially operates as a weaving section and should also be evaluated using the Leisch Method. In the seventh row in Table 14, titled “U.S. 101 Northbound North of Prado Road,” supplemental analysis for weavi ng sections using the Leisch Method indicates that the segment operates at Level of Service D/E and Level of Service E during the morning and evening Peak Hours, respectively. In the eighth row in Table 14 titled, “U.S. 101 Northbound South of Marsh Street,” supplemental analysis for weaving sections using the Leisch Method indicates that the segment operates at Level of Service C/D and Level of Service D during the morning and evening Peak Hours, respectively. In the ninth row in Table 14, titled “U.S. 101 Southbound South of Marsh Street,” supplemental analysis for weaving sections using the Leisch Method indicates that the segment operates at Level of Service C and Level of Service E during the morning and evening Peak Hours, respectively. Page 458 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  91 Table 13 Level of Service for Study Area Intersections under Existing Conditions Intersection Control Type Target Level of Service Morning Peak Hour Delay Morning Peak Hour Level of Service Evening Peak Hour Delay Evening Peak Hour Level of Service Los Osos Valley Road/Calle Joaquin Signal D 4.6 A 5.6 A Los Osos Valley Road/U.S. 101 Southbound Ramps Signal C 12.6 B 18.2 B Los Osos Valley Road/U.S. 101 Northbound Ramps Signal C 27.6 C 21.8 C Los Osos Valley Road/Higuera Street Signal D 15.0 B 19.0 B Higuera Street/Prado Road Signal D 16.1 B 19.2 B Prado Road/U.S. 101 Northbound Ramps Stop Sign C 9.1 A 13.3 B Higuera Street/Madonna Road Signal D 18.1 B 21.3 C Madonna Road/U.S. 101 Northbound Ramps Signal C 17.2 B 21.0 C Madonna Road/U.S. 101 Southbound Ramps Signal C 16.9 B 23.1 C Madonna Road/El Mercado Street Signal D 7.2 A 17.4 B Dalidio Drive/Madonna Road Signal D 9.5 A 51.3 D Los Osos Valley Road/Madonna Road Signal D 25.5 C 44.8 D Los Osos Valley Road/Froom Ranch Way Signal D 19.2 B 31.3 C Source: Traffic Operations Analysis Report and Intersection Control Evaluation, Table 1. Page 459 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  92 Table 14 Level of Service for Study Area Freeway Mainline, Ramps, and Weaving Sections U nder Existing Conditions Segment Segment Type Target Level of Service Morning Peak Hour- Volume Morning Peak Hour- Level of Service Evening Peak Hour- Volume Evening Peak Hour- Level of Service U.S. 101 Northbound South of Los Osos Valley Road Freeway C 2,774 C 2,249 C U.S. 101 Northbound Los Osos Valley Road Off-Ramp Diverge C 546 D 579 C U.S. 101 Northbound Los Osos Valley Road On-Ramp Merge C 215 C 467 C U.S. 101 Northbound South of Prado Road Freeway C 2,443 C 2,137 C U.S. 101 Northbound Prado Road Off- Ramp Diverge C 225 C 135 C U.S. 101 Northbound North of Prado Road Weave C 2,951 C 2,986 C U.S. 101 Northbound South of Marsh Street Weave C 3,410 B 3,492 B U.S. 101 Southbound South of Marsh Street Weave C 2,753 B 4,018 C U.S. 101 Southbound Madonna Road On- Ramp Merge C 144 B 377 C U.S. 101 Southbound South of Madonna Road Freeway C 1,663 B 2,881 D U.S. 101 Southbound Los Osos Valley Road Off-Ramp Diverge C 621 B 611 D U.S. 101 Southbound Los Osos Valley Road On-Ramp Merge C 364 B 774 D U.S. 101 Southbound South of Los Osos Valley Road Freeway C 1,406 B 3,044 D Source: Traffic Operations Analysis Report and Intersection Control Evaluation, Tables 2 and 3. Page 460 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  93 Vehicle Miles Traveled Caltrans has determined that Vehicle Miles Traveled is the most appropriate primary measure of transportation impacts for capacity-increasing transportation projects on the State Highway System. The project would not involve the construction of additional vehicle lanes on U. S. 101 or increase the capacity of the existing northbound on- and off-ramps at the U.S. 101/Prado Road interchange; however, a discussion of the project’s potential affects on regional (Citywide and Countywide) Vehicle Miles Traveled i s included to compare the same baseline network with the addition of the Prado Road extension over U.S. 101, northbound ramps, and the northbound auxiliary lane between Prado Road and Marsh Street. CEQA Guidelines Section 15064.3(b) identifies criteria for evaluating transportation impacts. Specifically, the guidelines state that vehicle miles traveled exceeding an applicable threshold of significance may indicate a significant impact. Caltrans has not adopted thresholds of significance for the evaluation of potential vehicle miles traveled impacts, but current guidance refers to the Governor’s Office of Planning and Research Technical Advisory on Evaluating Transportation Impacts in CEQA (December 2018). Caltrans has also published the Caltrans Vehicle Miles Traveled-Focused Transportation Impact Study Guide (May 2020), which describes methods for evaluating transportation impacts and projects that would include an analysis of vehicle miles traveled. The City of San Luis Obispo adopted the Multimodal Transportation Impact Study Guidelines in June 2020. The Guidelines include vehicle miles traveled thresholds of significance for analyses in CEQA documents which are based on the Office of Planning and Re search Technical Advisory on Evaluating Transportation Impacts in CEQA (December 2018), the Caltrans Vehicle Miles Traveled -Focused Transportation Impact Study Guide (May 2020), and the San Luis Obispo Council of Governments Transition from LOS to Vehicle Miles Traveled Staff Report (October 2019). In support of the city’s Multimodal Transportation Impact Study Guidelines and vehicle miles traveled thresholds, a technical study compared the regional San Luis Obispo Council of Governments and San Luis Obispo city travel demand models with enumerated vehicle miles traveled data sources such as Longitudinal Employer-Household Dynamics data. The analysis demonstrated that the city’s travel demand model, which boundaries incorporate the entirety of San Luis Obisp o County, more closely represents Longitudinal Employer-Household Dynamics data, and therefore is the preferred tool for accurately forecasting vehicle miles traveled for projects within the City of San Luis Obispo and assessing induced travel. As part of the Prado Road Traffic Operations Analysis Report, the San Luis Obispo Council of Governments endorsed and Caltrans approved the use of the city’s travel demand model for assessing the project. Page 461 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  94 The city’s travel demand model is capable of estimating the ne t overall change in vehicle miles traveled as a result of the proposed interchange; and is sensitive to travel time and cost as well as mode choice, distribution, and assignment consistent with the requirements described in Office of Planning and Research Technical Advisory on Evaluating Transportation Impacts in CEQA (December 2018). As recommended by the Office of Planning and Research, the city determined regional geographies as the vehicle miles traveled baseline. According to CEQA Guidelines Section 15 064.3(b)(2), transportation projects that reduce or have no impact on vehicle miles traveled should be presumed to cause a less than significant transportation impact. Environmental Consequences a) The project consists of roadway improvements, including the construction of a freeway overcrossing and extension of Prado Road (Dalidio Drive) west of U.S. 101. The project would accommodate Class 4 bike lanes and pedestrian sidewalks, improving pedestrian and cyclist safety. While the project would not result in new vehicle trip generation because it does not propose new development, such as homes or businesses, the proposed roadway improvements would affect vehicle, transit, bicycle, and pedestrian circulation in the city. The Traffic Operations Analysis Report and Intersection Control Evaluation (May 2019) analyzed potential intersection and freeway impacts associated with the build-out of each of the project alternatives and provided a comparison of the Level of Service at study area intersections under Opening Year (2025) conditions for each project alternative as well as the no -Build Alternative. As demonstrated in that analysis, no study area intersections would exceed the target Level of Service without the project or with the construction of any of the project alternatives. Therefore, the project would not conflict with either Caltrans or the City of San Luis Obispo Level of Service standards. In addition, as described in the CEQA Guidelines and in Public Resources Code 21099(b)(2), “automobile delay, as des cribed solely by the level of service or similar measures of vehicular capacity or traffic congestion shall not be considered a significant impact on the environment pursuant to this division, except in locations specifically identified in the guidelines, if any.” The project is a Capital Improvement Project identified in the City’s General Plan Circulation Element and would implement improvements along Prado Road, including vehicle, bicycle, and pedestrian circulation improvements, envisioned in the Circulation Element. Specifically, the project would implement Circulation Element Program 9.2.2: Page 462 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  95 Program 9.2.2: Prado Road Improvements . The city shall ensure that changes to Prado Road (Projects 1, 2, and 19 in Table 5 of the Circulation Element of the City’s General Plan) and other related system improvements are implemented in a sequence that satisfies circulation demands caused by area development. The sponsors of development projects that contribute to the need for the Prado Road interchange or overpass (Project 19 on Table 5 of the Circulation Element of the City’s General Plan) will be required to prepare or fund the preparation of a Project Study Report for the interchange project. The Project Study Report shall meet the requirements of the California Department of Transportation. Therefore, the project would not conflict with a program, plan, ordinance, or policy addressing the circulation system, including transit, roadway, and bicycle and pedestrian facilities. b) Vehicle Miles Traveled Using the City of San Luis Obispo’s travel demand model, the 2016 baseline was compared to the same baseline network with the addition of the Prado Road extension over U.S. 101, northbound ramps, and the northbound auxiliary lane between Prado Road and Marsh Street. The results of this analysis are presented in Table 15. Copies of the analysis supporting these results are included in the U.S. 101/Prado Road Vehicle Miles Traveled Analysis Memorandum in Volume 2 of this document. Table 15 City Travel Demand Model Vehicle Miles Traveled Analysis Baseline Geography Baseline Net Vehicle Miles Traveled Baseline Net Vehicle Miles Traveled W ith Project Change Countywide Geography 8,486,293 8,483,614 Negative 0.07 percent Citywide Geography 1,027,441 1,024,822 Negative 0.50 percent As shown in Table 15, the project would result in a net overall reduction in daily vehicle miles traveled by 0.50 percent at the city Sphere of Influence level and 0.07 percent at the regional level. This finding is consistent with the purpose of the proposed overcrossing to provide a more direct route through the city, reducing out-of-direction travel and vehicle volumes on other nearby routes. Induced Travel One of the considerations in evaluating induced travel is a project’s effect on land use that could occur as a result of the project. The proposed project would not result in land use development that would lead to induced travel and vehicle miles traveled. Potential development beyond that envisioned in Page 463 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  96 the city’s current General Plan would require an assessment of vehicle miles traveled as it directly relates to future land use development independent of the Prado Road Interchange. Induced travel also includes shifts to new facilities from other ro utes, modes, or times resulting from projects that make vehicle travel easier. The city’s travel demand model is capable of estimating the net overall change in vehicle miles traveled as a result of the proposed interchange (results shown in Table 15). Currently, trips between the east and west sides of U.S. 101 in the vicinity of the project take direction routes via Madonna Road or Los Osos Valley Road. The travel demand model forecasts that these trips will re -route to the more direct Prado Road Overpass when available. The forecasted vehicle miles traveled reduction is consistent with the volume predicted to shift to that more direct route and the shorter distance that more direct route would provide. As a result, the project would not cause substantial induced travel and would result in an overall reduction in regional vehicle miles traveled. c) The project does not propose sharp curves. While the project would involve the construction of an interchange in a new configuration, ramp intersection control would be provided by either a traffic signal or roundabout. As a result, the project would not substantially increase hazards due to a geometric design feature or incompatible use, and this impact would be less than significant. d) The project involves roadway improvements that would enhance circulation by improving a freeway interchange and providing a freeway overcrossing that does not presently exist. Therefore, the project would result in beneficial long-term impacts regarding emergency access by improving vehicular flow and providing an additional freeway crossing for emergency service providers throughout the city. During the construction period, vehicular flow along Prado Road and, to a lesser extent, U.S. 101, may be intermittently disrupted or reduc ed. As described in Section 2.1.9, Hazards and Hazardous Materials , the project would be required to implement a Transportation Management Plan pursuant to Caltrans Deputy Directive 60. According to Caltrans’ Guidelines, Transportation Management Plans include public information, motorist information, incident management, construction strategies, demand management, and alternate route/detour strategies. Public information strategies include notification to emergency services, including fire, law enforcement, and ambulance services, of start dates, work schedules, significant traffic pattern changes, transit routes, traffic collisions, and other incidents in the work zone (Caltrans 2015). With the implementation of the required, project-specific Transportation Management Plan, closures or detours along either roadway would occur with advanced notification to emergency services, providing an opportunity to coordinate emergency Page 464 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  97 access during project construction. Given the short duration and temporary nature of any reductions in vehicular flow through the project area that may impede emergency access and the project’s long -term beneficial impact to emergency service circulation throughout the city, this impact would be less than significant. 2.1.18 Tribal Cultural Resources Would the project cause a substantial adverse change in the s ignificance of a tribal cultural resource, defined in Public Resources Code section 21074 as either a site, feature, place, or cultural landscape that is geographically defined in terms of the size and scope of the landscape, sacred place, or object with cultural value to a California Native American tribe, and that is: Question: CEQA Significance Determinations for Tribal Cultural Resources a) Listed or eligible for listing in the California Register of Historical Resources, or in a local register of his torical resources as defined in Public Resources Code Section 5020.1(k), or Less Than Significant Impact with Mitigation Incorporated b) A resource determined by the lead agency, in its discretion and supported by substantial evidence, to be significant pursuant to criteria set forth in subdivision (c) of Public Resources Code Section 5024.1. In applying the criteria set forth in subdivision (c) of Public Resources Code Section 5024.1, the lead agency shall consider the significance of the resource to a California Native American tribe. Less Than Significant Impact with Mitigation Incorporated Affected Environment On July 1, 2015, California Assembly Bill 52 of 2014 was enacted, expanding CEQA by defining a new resource category, “tribal cultural resources.” Assembly Bill 52 states, “A project with an effect that may cause a substantial adverse change in the significance of a tribal cultural resource is a project that may have a significant effect on the environment” (Public Resources Code Section 21084.2). It further states the lead agency shall establish measures to avoid impacts altering the significant characteristics of a tribal cultural resource when feasible (Public Resources Code Section 21084.3). Public Resources Code Section 21074 (a)(1)(A ) and (B) defines tribal cultural resources as “sites, features, places, cultural landscapes, sacred places, and objects with cultural value to a California Native American tribe” and is: 1. Listed or eligible for listing in the California Register of Histori cal Resources or in a local register of historical resources as defined in Public Resources Code Section 5020.1(k), or 2. A resource determined by the lead agency, in its discretion and supported by substantial evidence, to be significant pursuant to criteria set forth in Page 465 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  98 subdivision (c) of Public Resources Code Section 5024.1. In applying these criteria, the lead agency shall consider the significance of the resource to a California Native American tribe. Assembly Bill 52 also establishes a formal consultatio n process for California tribes regarding those resources. The consultation process must be completed before a CEQA document can be certified or adopted. Under Assembly Bill 52, lead agencies are required to “begin consultation with a California Native Ame rican tribe that is traditionally and culturally affiliated with the geographic area of the proposed project.” Native American tribes to be included in the process are those having requested notice of projects proposed in the jurisdiction of the lead agenc y. On March 20, 2018, and August 12, 2021, the City of San Luis Obispo distributed Assembly Bill 52 consultation letters for the proposed project, including project information, map, and contact information, to ten Native American contacts. The Native American contacts provided with an Assembly Bill 52 consultation letter via certified mail include the following list of recipients:  Barbareño/Ventureño Band of Mission Indians  Coastal Band of the Chumash Nation  Northern Chumash Tribal Council  Salinan Tribe of Monterey and San Luis Obispo Counties  Santa Ynez Band of Chumash Indians  Xolon-Salinan Tribe  Yak Tityu Tityu Yak Tilhini —Northern Chumash Tribe Under Assembly Bill 52, Native American tribes have 30 days to respond and request further project information and formal consultation, and lead agencies have 30 days to begin consultation proceedings after a tribe has requested it. On August 22, 2021, the city received an email from the Barbareño/Ventureño Band of Mission Indians indicating that they defer to the Northern Chumash Tribe on the project. On August 23, 2021, the city received an email from the Northern Chumash Tribe requesting consultation on the project due to the sensitivity of the project area. In addition, on September 20, 2021, the city received an email from the Salinan Tribe of Monterey/San Luis Obispo Counties requesting the results of the cultural resources studies for the project and requesting project updates. The project will continue to comply with all applicable tribal consultation require ments of Public Resources Code Section 21080.3 and all other applicable regulations as the proposed project moves through the required review and approval process. Page 466 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  99 Environmental Consequences a, b) On February 26, 2018, Rincon requested a records search of the Sacred Lands File from the Native American Heritage Commission to identify the potential for tribal cultural resources within the project site and to obtain contact information for Native American groups or individuals who may know resources within the project site. On March 8, 2018, the Sacred Lands File search was returned with negative results. At the time of this reporting, no known sacred sites or tribal cultural resources have been identified within the project site. However, based on feedback received from the Northern Chumash Tribe and Salinan Tribe of Monterey/San Luis Obispo Counties, the potential exists for construction activities to unearth unknown and unidentified sacred sites or tribal cultural resources. Required Avoidance, Minimization, and/or Mitigation Measures in Section 2.1.5, Cultural Resources, would reduce this impact to a less than significant level. 2.1.19 Utilities and Service Systems Question—Would the project: CEQA Significance Determinations for Utilities and Service Systems a) Require or result in the relocation or construction of new or expanded water, wastewater treatment or stormwater drainage, electric power, natural gas, or telecommunications facilities, the construction or relocation of which could cause significant environmental effects? Less Than Significant Impact b) Have sufficient water supplies available to serve the project and reasonably foreseeable future development during normal, dry and multiple dry years? Less Than Significant Impact c) Result in a determination by the wastewater treatment provider which serves or may serve the project that it has adequate capacity to serve the project’s projected demand in addition to the provider’s existing commitments? No Impact d) Generate solid waste in excess of state or local standards, or in excess of the capa city of local infrastructure, or otherwise impair the attainment of solid waste reduction goals? Less Than Significant Impact e) Comply with federal, state, and local management and reduction statutes and regulations related to solid waste? Less Than Significant Impact Affected Environment Water Water services are provided by the city Utilities Department. The city has four primary water supply sources including Whale Rock Reservoir, Salinas Page 467 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  100 Reservoir, Nacimiento Reservoir, and recycled water (for irrigation), with groundwater serving as a fifth supplemental source. According to the city’s 2020 Urban Water Management Plan and based on the city’s available water supplies and estimates of future water demand, the city’s water resources are determined to be reliable during normal and extended drought periods (City of San Luis Obispo 2021c). The city’s Water Treatment Plant also has the capacity to meet projected water demand at build -out under the city’s most recent General Plan (City of San Luis Obispo 2014b). Wastewater Treatment The City of San Luis Obispo Water Resource Recovery Facility collects and processes wastewater from land uses in the city, California Polytechnic State University (Cal Poly), and the airport. In 2021, the Water Resource Recovery Facility treated an average of 2.96 million gallons per day of wastewater, before discharging it into the San Luis Ob ispo Creek (Metz 2022). The Water Resource Recovery Facility is undergoing a comprehensive upgrade to the facility, called SLO Water Plus, which will increase treatment capacity, provide a new treatment system, update the odor control system, and improve flood protections (City of San Luis Obispo 2022). Solid Waste San Luis Garbage provides waste and recycling services in the city, including the project site. The nearest landfill to the project site is the Cold Canyon Landfill at 2268 Carpenter Canyon Road, approximately 6.4 miles southeast of the project site. According to the city, the Cold Canyon Landfill accepts various construction-related waste, including asphalt/concrete and mixed construction and demolition debris (City of San Luis Obispo 2021e). The facility has a permitted capa city of 23.9 million cubic yards, with a remaining capacity of approximately 13 million cubic yards (CalRecycle 2021). The Cold Canyon Landfill has a maximum daily throughput of 1,650 tons per day with an estimated closure date of 2040 (CalRecycle 2021). Electric Power and Natural Gas As described in detail in Section 2.1.6, Energy, Pacific Gas and Electric provides electricity and Southern California Gas provides natural gas service to the city. Environmental Consequences a) Water The project does not include any new housing or other development that would generate substantial long -term water demand and does not involve the construction of new or expanded water supply infrastructure. How ever, the project would include landscaped areas post-development, which would involve long-term use of water. Landscaping would consist of drought-tolerant species watered by efficient landscape irrigation systems, resulting in minor water use post-project construction. The proposed landscaping would be Page 468 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  101 required to be consistent with the City’s Water Efficient Landscape Ordinance. During project construction activities, required Avoidance, Minimization, and/or Mitigation Measures implement San Luis Obispo Air Pollution Control District’s standard fugitive dust control measures, which require short-term watering of exposed soil during construction to reduce emissions. However, water demand for fugitive dust mitigation activities would be limited and temporary and would be met using recycled water supplies to minimize potable water demand. The project could result in the relocation of some existing water lines. However, the relocation activities would occur within the proposed project footprint. The project wo uld not require or result in the construction of new or expanded water facilities, and this impact would be less than significant. Wastewater Treatment The project would not result in any new land uses that would increase sanitary wastewater generation or otherwise contribute to an increase in wastewater treatment requirements. The amount or characteristics of wastewater treated at the Water Resource Recovery Facility would not change compared to existing conditions with the implementation of the proposed project. The project could result in the relocation of some existing wastewater infrastructure. However, the relocation activities would occur within the proposed project footprint. Any necessary dewatering to the collection system would be conducted under a Temporary Discharge Permit from the city and would be required to comply with all permit requirements. The project would not require or result in the construction of new wastewater treatment infrastructure, and this impact would be less than significant. Stormwater Drainage As discussed in Section 2.1.10, Hydrology and Water Quality, the project would replace existing impervious surfaces on a relatively flat project site. The project would result in an overall increase in impervious surface of up to 2 acres due to the extension of Prado Road (Dalidio Drive). Increases in the impervious surface cover have the potential to increase runoff volume and flow to existing stormwater facilities. The project would be required to implement postconstruction treatment control Best Management Practices to infiltrate, harvest, reuse, evapotranspire, or capture and treat runoff from the 85th percentile, 24-hour rainfall event, pursuant to the National Pollutant Discharge Elimination System Statewide Stormwater Permit Waste Discharge Requirements for State of California Department of Transportati on (Order 2012-0011-DWQ and subsequent amendments) and the National Pollutant Discharge Elimination System Phase 2 Small MS4 General Permit (Order 2013-0001-DWQ). Stormwater capture, infiltration, or treatment Best Management Practices required pursuant to these permits include the following design and performance standards related to detention and infiltration basins or low-impact development flow-through treatment devices: Page 469 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  102  Low impact design of the project to minimize stormwater runoff and minimize disturbance of natural drainage features.  Treatment of runoff from the 85th percentile, 24 -hour event using infiltration, harvest and reuse, or capture Best Management Practices, such as a bioretention facility.  Retaining the 95th percentile, 24 -hour rainfall event .  Ensuring proposed and existing peak flows match for the 2 -year through 10-year rainfall events. Implementation of these practices would minimize potential impacts to the stormwater conveyance system. Therefore, compliance with applicable National Pollutant Discharge Elimination System permit requirements would ensure that the project would result in less than significant impacts to stormwater drainage facilities. Electric Power As discussed in Section 2.1.6, Energy, the project would not substantially increase long-term energy demand. Potential energy demand, such as that needed for streetlights or typical roadway maintenance activities, would be met with existing electric power infrastructure that currently serves the project site and vicinity. Therefore, no new or relocated energy facilities would be required as a result of the proposed project. The project was designed to avoid the high voltage tower on the west side of U.S. 101. The project would not require or result in the need for new or expanded electric power facilities, and this impact would be less than significant. Natural Gas The project would not involve any new land uses that would require natural gas service. While the project could result in the reloc ation of existing natural gas facilities, such activities would occur within the proposed project footprint. Therefore, the project would not require or result in the need for new or expanded natural gas facilities that would result in physical environment al impacts beyond those identified throughout this Initial Study. This impact would be less than significant. Telecommunications The project would not involve any new land uses that would require telecommunications infrastructure. While the project could result in the relocation of existing telecommunications facilities, such activities would occur within the proposed project footprint. Therefore, the project would not require or result in the need for new or expanded telecommunications facilities that would result in physical environmental impacts beyond those identified throughout this Initial Study. This impact would be less than significant. Page 470 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  103 b) As discussed in checklist item a) in this subsection, the project does not include any new development land uses that would generate substantial long - term water demand. The project would include landscaped areas post - development, which would involve long-term use of water. Water use for landscaping would be minimized through the planting palette and installation of water-efficient irrigation systems. The proposed landscaping would be required to be consistent with the City’s Water Efficient Landscape Ordinance. Compliance with San Luis Obispo Air Pollution Control District’s standard fugitive dust control measures during project construction activities would require short-term watering of exposed soil during construction. However, water demand for fugitive dust mitigation activities would be limited and temporary and would be met using reclaimed water supplies to the extent feasible. The project would not impact water supply availability for any reasonably foreseeable future development during normal, dry, and multiple dry years. Therefore, impacts related to the availability of water supply would be less than significant. c) As discussed in checklist item a) in this subsection, the project would not increase sanitary wastewater generation or o therwise contribute to an increase in wastewater treatment requirements or wastewater treatment capacity at the Water Resource Recovery Facility. No impact would occur. d, e) Once constructed, project operation would not result in new solid waste. Project construction activities would generate solid waste in the form of demolition debris, asphalt/concrete, and spoiled soils. Construction waste would be disposed of in accordance with all applicable federal, state, and local policies. The project would be req uired to comply with the State’s 65 percent construction/demolition waste diversion requirement and would be required to prepare a construction waste management plan to identify waste management and diversion procedures. Recycling facilities in the project site vicinity that accept demolished concrete/asphalt materials include North County Recycling in Templeton and Hanson Aggregates in Santa Margarita. Local solid waste infrastructure can accept solid waste generated by project construction activities that are not diverted for recycling. Once constructed, long-term project operation would not generate solid waste, and the project would not otherwise impair the attainment of solid waste reduction goals. Potential impacts associated with solid waste management would be less than significant. Page 471 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  104 2.1.20 Wildfire If located in or near state responsibility areas or lands classified as very high fire hazard severity zones: Question—Would the project: CEQA Significance Determinations for Wildfire a) Substantially impair an adopted emergency response plan or emergency evacuation plan? Less Than Significant Impact b) Due to slope, prevailing winds, and other factors, exacerbate wildfire risks, and thereby expose project occupants to pollutant concentrations from a wildfire or the uncontrolled spread of a wildfire? Less Than Significant Impact c) Require the installation or maintenance of associated infrastructure (such as roads, fuel breaks, emergency water sources, power lines or other utilities) that may exacerbate fire risk or that may result in temporary or ongoing impacts to the environment? Less Than Significant Impact d) Expose people or structures to significant risks, including downslope or downstream flooding or landslides, as a result of runoff, post - fire slope instability, or drainage changes? Less Than Significant Impact Affected Environment The San Luis Obispo region is prone to potential wildfire events due to its warm, dry climate, surrounding rural hillsides and mountains, and expansive coverage of ignitable vegetation. During the summer and autumn months, strong off-shore Santa Ana winds can create fast-moving fires that spread rapidly from the sparsely populated hillsides in the Irish Hills, Santa Lucia foothills, Cerro San Luis Obispo, Bishop Peak, and Is lay Hill areas downslope toward neighborhoods in the city. Recent wildfires near the city include the 1994 Highway 41 Fire, 1996 Highway 58 Fire, and the 2015 Cuesta Fire (City of San Luis Obispo 2014; California Department of Forestry and Fire Protection 2015). While a natural ecological process in coastal chaparral and forest systems, wildfire return intervals have decreased throughout California, resulting in more frequent ecological disturbance, loss of biodiversity, and colonization by non-native grass species (U.S. Forest Service 2018). Furthermore, post-fire conditions leave exposed mountain slopes and hillsides vulnerable to surface erosion and runoff. Debris flows during post-fire rainy seasons can pose a risk to life and property and occur with little warning. In California, as little as 0.3 inch of rain in 30 minutes can produce debris flows on post -fire landscapes (U.S. Geological Survey 2018). In 2019, San Luis Obispo County published the Community Wildfire Protection Plan, which identifies opportunities for agency coordination and Page 472 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  105 pre-fire planning and management strategies (San Luis Obispo County 2019). The city, including the project site, is located in Planning Area SLO -1 of the Community Wildfire Protection Plan. The project site is located in a local responsibility area, Moderate Fire Hazard Severity Zone, according to the most recent San Luis Obispo County Fire Hazard Severity Zones Map (California Department of Forestry and Fire Protection 2007, 2009). The nearest state responsibility area is located south of Los Osos Valley Road, approximately 0.8 mile south of the project site. The nearest Very High Fire Hazard Severity Zone is a state responsibility area near the Irish Hills Natural Reserve, approximately 1.0 mile south of the project si te. Environmental Consequences a, b, c, d) The project site is not located in a state responsibility area or Very High Fire Hazard Severity Zone. The project site is developed with existing roadway infrastructure and agricultural land, with limited potenti al to spark a widespread wildfire. The project would deliver long -term benefits to circulation in the city by creating an additional freeway overcrossing, facilitating potential emergency evacuation. Project construction may require temporary lane closures or detours, which would have the potential to impair emergency response or evacuation. However, as noted in Section 2.1.17, Transportation, any such closures or detours would be temporary in nature and subject to a Caltrans Transportation Management Plan, which would include public information strategies such as notification to emergency services, including fire, law enforcement, and ambulance services, of start dates, work schedules, significant traffic pattern changes, transit routes, traffic collisions, and other incidents in the work zone. Such notification would reduce potential temporary impacts to wildfire emergency response or evacuation during project construction. The project involves the construction of new roadway infrastructure and connectivity in a developed portion of the city, which would improve emergency access and would not exacerbate wildfire risks. The project does not involve the construction of habitable structures and is located on a relatively flat landscape. As such, the project would not expose people or structures to significant risks, including downslope or downstream flooding or landslides, as a result of runoff, post-fire slope instability, or drainage changes. Impacts related to wildfire would be less than significant. Page 473 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  106 2.1.21 Mandatory Findings of Significance Question: CEQA Significance Determinations for Mandatory Findings of Significance a) Does the project have the potential to substantially degrade the quality of the environment, substantially reduce the habitat of a fish or wildlife species, cause a fish or wildlife population to drop below self- sustaining levels, threaten to eliminate a plant or animal community, substantially reduce the number or restrict the range of a rare or endangered plant or animal or eliminate important examples of the major periods of California history or prehistory? Less Than Significant Impact with Mitigation Incorporated b) Does the project have impacts that are individually limited, but cumulatively considerable? (“Cumulatively considerable” means that the incremental effects of a project are considerable when viewed in connection with the effects of past projects, the effects of other current projects, and the effects of probable future projects.) Less Than Significant Impact with Mitigation Incorporated c) Does the project have environmental effects which will cause substantial adverse effects on human beings, either directly or indirectly? Less Than Significant Impact with Mitigation Incorporated Environmental Consequences a) As discussed in this Initial Study, project development has the potential to degrade the quality of the environment in several issue areas without the incorporation of the identified mitigation measures. As discussed in the Biological Resources section, the project’s potential impacts to special -status plants and animals would be less than significant with the following Avoidance, Minimization, and/or Mitigation Measures discussed throughout this Initial Study:  BIO-1 including, but not limited to, preconstruction surveys, specifications for work within/near the arroyo willow tree thicket, and specifications for revegetation;  BIO-2 including preconstruction survey and limitations on access routes, staging, and construction areas;  BIO-3 including, but not limited to, construction personnel training, fencing, waste control, seasonal work limitations, erosion and water pollution minimization, and sedimentation control;  BIO-4 requiring nesting bird surveys, seasonal limitations for removal of vegetation within suitable nesting bird habitats, and nesting bird avoidance; Page 474 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  107  BIO-5 including measures for removal from and prevention of invasive plant species spread on the project site;  BIO-6 including, but not limited to, spill prevention measures, hazardous materials contamination prevention measures, sedimentation controls, fencing, and seasonal work avoidance; and  BIO-7 requires the preparation of a Habitat Mitigation and Monitoring Plan to provide for the restoration of permanent impacts to riparian habitats. As discussed in the Cultural Resources section, the project’s potential impacts to historical or prehistoric resources would be less than significant with the following Avoidance, Minimization, and/or Mitigation Measures discussed throughout this Initial Study:  CR-1 including the stop-work and assessment measures that would be required if previously unidentified archaeological resources are exposed during construction. As discussed in the Geology and Soils section, the project’s potential impacts to paleontological resources would be less than significant with the following Avoidance, Minimization, and/or Mitigation Measures discussed throughout this Initial Study:  GEO-1 requires evaluating any finds following the unanticipated discovery of paleontological resources during project construction. With the implementation of required Avoidance, Minimization, and/or Mitigation Measures described herein, the project would not substantially degrade the quality of the environment, reduce the habitat of a fish or wildlife species, cause a fish or wildlife population to drop below self-sustaining levels, eliminate a plant or animal community, reduce the number or restrict the range of a rare o r endangered plant or animal, or eliminate important examples of the major periods of California history or prehistory. b) Cumulative impacts are those that result from past, present, and reasonably foreseeable future actions, combined with the potential i mpacts of this proposed project. All environmental issues considered in this Initial Study have been found to result in no impact, a less than significant impact, or a less than significant impact with mitigation incorporated at the project level. A cumulative effect assessment looks at the collective impacts posed by individual land use plans and projects. Cumulative impacts can result from individually minor but collectively substantial impacts taking place over a period of time. Cumulative impacts to res ources in the project area may result from other infrastructure development in the project vicinity or from residential, commercial, industrial, or other land use development. These activities can degrade habitat and species diversity through consequences such as Page 475 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  108 displacement and fragmentation of habitats and populations, alteration of hydrology, contamination, erosion, sedimentation, disruption of migration corridors, changes in water quality, and introduction or promotion of predators. They can also contribute to potential community impacts such as changes in community character, traffic patterns, housing availability, and employment. CEQA Guidelines Section 15130 describes when a cumulative impact analysis is necessary and what elements are necessary for an adequate discussion of cumulative impacts. The definition of cumulative impacts under CEQA can be found in Section 15355 of the CEQA Guidelines. A definition of cumulative impacts under NEPA can be found in 40 Code of Federal Regulations Section 1508.7 of the Council on Environmental Quality Regulations. Cumulative impacts of several resource areas have been addressed in the individual resource sections, including Air Quality, Greenhouse Gas Emissions, Noise, Transportation/Circulation, and Utilities and Service Systems. Other issues (e.g., Geology/Soils, Hazards and Hazardous Materials) are by their nature project-specific, and impacts at one location do not add to impacts at other locations or create additive impacts. Therefore, the impacts of the proposed project would be individually limited and not cumulatively considerable. Although incremental changes in certain issue areas would occur as a result of the project, the proposed project would be consistent with existing general plan goals, programs, po licies, and zoning ordinance requirements for the transportation improvements. All environmental impacts that could occur as a result of the project would be reduced to a less than significant level through compliance with existing regulations and applicab le General Plan policies and Municipal Code requirements discussed in this Initial Study and implementation of the mitigation measures recommended in this Initial Study for the following resource areas: agriculture and forestry resources, air quality, biological resources, cultural and tribal cultural resources, geology and soils, and hazards and hazardous materials. Therefore, the project would have less than significant cumulative impacts with the implementation of the mitigation measures included in this Initial Study. c) Effects on human beings are generally associated with impacts related to such issue areas as air quality, agriculture, geology and soils, hazards, hydrology and water quality, noise, and traffic safety. As discussed in the respective sections of this Initial Study, project implementation would result in potential environmental impacts to human beings in the areas of air quality and hazards. Avoidance, Minimization, and/or Mitigation Measures AG-1, AQ- 1, and HAZ-1 through HAZ-4 HAZ-3 would reduce project impacts as a result of effects on human beings to a less than significant level. Potential impacts to human beings in the areas of hydrology and water quality, geology and Page 476 of 753 Chapter 2  CEQA Evaluation U.S. 101/Prado Road Interchange Project  109 soils, noise, and traffic safety would be less than significant. With the implementation of identified mitigation measures, the project would not cause substantial adverse effects on human beings, either directly or indirectly. Page 477 of 753 Page 478 of 753 U.S. 101/Prado Road Interchange Project  111 Appendix A Title VI Policy Statement Page 479 of 753 Appendix B Comment Letters and Responses This appendix contains the comments received during the public circulation and comment period from February 2, 2023 to March 6, 2023 , retyped for readability. The comment letters are stated verbatim as submitted, with acronyms, abbreviations, and any original grammatical or typographical errors included. A response follows each comment presented. Copies of the original comment letters and documents can be found in Volume 2 of this document. Page 480 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  113 Comment Letter 1 from Jennifer Best Comment 1.1 : This project is a LONG time coming, and very long overdue. The development of housing and shopping centers along Madonna Road should not have been allowed without concurrent construction of this interchange. Looking forward to bridge at Prado Road/Dalidio That said, omitting on/offramps on southbound 101 is an oversight. Please include on/offramps on the southbound side to alleviate traffic at LOVR. The northbound onramp onto 101 from LOVR regularly backs up through two traffic signals toward the Costco/Target shopping centers. The southbound offramp also regularly backs up clear to the traffic lanes of 101. Developing an alternative at Prado Road would give motorists other options, reduce traffic at the impacted intersection, and help drive traffic to and from a struggling shopping center (see: recent closure of another big store - Bed Bath Beyond). Response to C omment 1.1: The scope of the current Prad o Interchange project does not include the southbound ramps. As part of the approval of the initial phase of project development, the Project Development Team – consisting of Caltrans, City and consultant staff – reviewed the results of the Traffic Operati ons Analysis Report and determined that the full interchange option (including the southbound on and off ramps) was not warranted within the project horizon (20 years) but may be considered as a future stand -alone project. Under the full interchange option scenario the ramps would be designed per Caltrans standards, which may require addition of an auxiliary lane or similar modification to improve merging to/from the Southbound U.S. 101 mainline. However, the full interchange option is not proposed with the current project, and according to the traffic analysis is not warranted within the project planning horizon. The proposed alternatives would be constructed to facilitate future construction of the southbound ramps at a later date when determined to be necessary. Page 481 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  114 Comment Letter 2 from Kenneth Riding Comment 2.1: I think that there should be both on/off access to and from the bridge to both directions of the freeway. This bridge/access will become a very important access for SLO. Look to the future! Response to Comment 2.1: For a discussion of the rationale for not including the southbound on and off ramps in the Project Description and Project Alternatives evaluated in this Initial Study-Mitigated Negative Declaration, refer to Response to Comment 1.1. Page 482 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  115 Comment Letter 3 from Linda Busek Comment 3.1: I am wondering why this project is so behind schedule already? The Avila Ranch development is already well on its way to completion and those poor folks are now looking at massive traffic congestion for the next 7 years! Such poor planning! This should have begun 7 years ago concurrent with the approvals for the housing development. It also would have been cheaper if undertaken years ago. Shame! Response to Comment 3.1: The City originally conceived constructing the interchange concurrent with the San Luis Ranch development west of U.S. 101. In June 2018 the City Council adopted an Amendment to the San Luis Ranch Project Final Environmental Impact Report separating the San Luis Ranch development project from the interchange in order to expedite the construction of housing, adopting Findings and a Statement of Overriding Considerations for temporary traffic impacts associated with the San Luis Ranch development. Since that time, changes in the scope of the U.S. 101/Prado Road Interchange Project and the COVID -19 pandemic have resulted in project delays. Comment 3.2: Of the choices, my selection is: A4R because the loop back will provide more space for cars to form a line to access 101 without causing congestion on the feeder roads. Response to Comment 3.2: Section 1.5 describes the selection of the preferred alternative. The Project D evelopment Team has met to evaluate the costs, right-of-way needs, traffic impacts and benefits, stakeholder preferences, and other aspects of each alternative that has been under consideration. Comment 3.3: However, it is cockamamie to not have a southern direction on/off ramp incorporated NOW! In seven years the lack of that will be another folly to contend with. Response to Comment 3.3: For a discussion of the rationale for not including the southbound on and off ramps in the Project Description and Project Alternatives evaluated in this Initial Study-Mitigated Negative Declaration, refer to Response to Comment 1.1. Page 483 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  116 Comment Letter 4 from Steven Hoyt, Ph.D. Comment 4.1: I was reading a summary of the Meeting on the Prop osed Prodo Road Overpass in San Luis Obispo. I have resided in San Luis Obispo for 35 years, and have been awaiting this project forever. I live and work within 1 mile of Prado Road and certainly agree that this area of town desperately needs an overpass o n the freeway and on and off ramps. In addition to the San Luis Ranch development there is the Sara Meadows development and Toscano development which are just off Prado Road. All of these residents have been anxiously awaiting the overpass to access their homes – currently we have to get off at Madonna road when going South (already conjected) and drive from there to Prado Road. There are also Mobile home parks, Low income housing, the Social Services Building, DMV, Social Security that would make use of the exit. I was horrified when I read the article to find out that there was talk about not having Southbound exits from 101, because Cal Trans did some study that said that it would not be used that much. First of all, how could they even do a study because all the residents and people that desperately need the southbound exit are now forced to get off elsewhere and are not counted. The fastest way to get from the rest of town and North County would be to get on 101 southbound and exit Prodo Road – What are they thinking. Response to Comment 4.1: For a discussion of the rationale for not including the southbound on and off ramps in the Project Description and Project Alternatives evaluated in this Initial Study-Mitigated Negative Declaration, refer to Response to Comment 1.1. Page 484 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  117 Comment Letter 5 from Dale Sutliff Comment 5.1: I have reviewed the options and the EIR for the project. I ask that my following comments be considered for the successful and most usable conditions of the interchange and nearby area. 1. I encourage that the Alternative A7 Concept (Figure 1 -6) be used, with some variations. a. re-route Elks Lane in the area behind the Sunset Drive In Theater.  this route would be the most direct and convenient way for drivers using Elks Lane.  the entry to the Sunset Drive In is close to where the new route would connect with the existing Elks Lane, so a short connect could be used to access the theater. This would allow for the removal of a section of existing Elks Lane that connects with the RTA site.  project development would need to assure that the Sunset Theater is not disrupted by any vehicle traffic, or lighting issue, from the new Elks Lane route, and assure that the Elks Lane route is not disrupted by lights and movie projection.  this route behind the Sunset Drive In, connecting to Prado Road, would create fewer required turns and visibility matters on Elks Lane, and reduce any vehicle conflicts with Regional Transportation Area buses. 2. The roundabout at Prado Road and Elks Lane at the Homeless Servi ces Center is a better location to assist local traffic, without it being part of the on and off ramp highway system adjacent to the highway. 3. I am concerned about the Hwy. 101 auxiliary lane and extension. The San Luis Creek area between Hwy. 101 and the Elks Lodge and its RV storage site is a narrow area. Some San Luis Creek overflow crossed the site during the January storm period. This area needs to be protected, and not additionally narrowed. I am a member of Elks, and I store my trailer at the RV si te. 4. The city's widening of Prado Road and the the bridge at San Luis Creek is essential. 5. The protecting of bike and pedestrian lanes along Prado Road and across the overpass is essential. Also, the width of these lanes is increasingly important. I have been a bicycle rider in the San Luis Obispo area for over forty years. I now ride a trike. Trikes have been on the increase by many cyclists. Many cyclists also pull trailers with their bikes to haul materials. Page 485 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  118 Therefore, bike lanes need to be a minimum of six feet wide for the convenience and safety of all users of the lanes. I appreciate the work Cal Trans has been doing regarding this project. I am willing to meet with anyone regarding conditions and options if desired. I will copy this message to others of concern and interest. Response to Comment 5.1: For a discussion of the alternative selection process, refer to Section 1.5 and Response to Comment 3.2. Potential project effects on San Luis Obispo Creek are discussed in Section 2.1.4, Biological Resources. Potential effects of the project related to drainage and flooding are discussed in Section 2.1.10, Hydrology and Water Quality. Although the project would add an auxiliary lane next to the west bank of San Luis Obispo Creek, the project would not narrow or otherwise modify the creek channel or the existing concrete slope protection along the western bank of the creek. See Response to Comment 8.1 for detail on the minimum width of bicycle lanes. Page 486 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  119 Comment Letter 6 from Jake Hudson Comment 6.1: For sections 2.1.1 Aesthetics and 2.1.5 Cultural Resources I agree that the impacts on aesthetics and resources can be less than significant with mitigation incorporated. However, the significant number of columns necessary to pass flood waters is out of c haracter with surrounding specific plans design guidelines and the drive -in historical/cultural character. There is discussion regarding community design guidelines and architectural features being applied to the project, however there is no specific mitig ation measures to ensure the columns have some aesthetic/architectural design feature that incorporates the architectural styles defined in the Margarita Area Specific Plan, San Luis Ranch Specific Plan, and the Historical character of the Drive-in. I recommend adding a mitigation measure that requires some aesthetic/architectural features to be applied to the Columns consistent with the surrounding specific plan design guidelines and historical character of the Drive-in, to be reviewed and approved by the City Architectural Review Commission and CalTrans. Response to Comment 6.1: The renderings included in this Initial Study- Mitigated Negative Declaration are conceptual for the purpose of the environmental analysis, and do not precisely depict the number or architectural style of columns that would be needed to support the bridge structures. As discussed in Section 2.1.1, Aesthetics, the construction of a new dominant infrastructural feature would affect existing views in the project vicinity. However, the project would not result in a significant adverse change in any area designated as having moderate or high scenic value under the city’s General Plan. Auxiliary structures, including structural columns , would be required to be designed and built consistent with the City of San Luis Obispo Communi ty Design Guidelines and will be reviewed and approved by the City Architectural Review Commission. The design, placement, site features, and visual treatments would relate to building architecture and site topography. As a result, these elements are expected to be of the same quality in design and materials as surrounding infrastructure. In addition, aesthetic treatments within the State Right-of-Way would be required to be reviewed and approved by Caltrans. As a result, mitigation is not required to reduce a potential impact associated with aesthetic/architectural features. During the design phase, the consultant structural designer will coordinate with the Caltrans Office of Structures Design, Caltrans Bridge Architecture, and Caltrans Landscape Architecture to determine the necessary number and spacing of columns for structural purposes, as well as any aesthetic treatment for the columns and bridge structures. Page 487 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  120 Comment Letter 7 from Pat McClure Comment 7.1: Leaving out southbound access to the 101 in the plan for the Prado overpass seems to overlook the new realities of the hundreds of homes about to be occupied on Dalidio and their owners' need to exit some other way than Madonna Road, which is already backe d up to, and past, the next intersection on many busy days. Getting over to Prado will relieve some of the pressure (and take some off of the LOVR interchange), but having to get to the Madonna exit (or LOVR) to go south will be maddening for them and an ordeal for the rest of us. It was exciting to hear that Dalidio would finally be developed, but to leave out the backside access that most of us hoped would be the result immensely frustrates our hopes for relief from traffic snarls and direct access to the shopping center from the highway. Surely the hotel and merchants in the center would have anticipated such a project would result in better flow to and from their businesses, and separating residential and commercial traffic somewhat might ease the irrita tion of dealing with the clash of local and highway speeds. Madonna and LOVR are already vexing. How much room is there for changes in the plan? The fact that completion is already projected so far out (why so far?) seems to imply that the project is still in flux. Why not make it ideal in all directions now and avoid the inevitable disappointment in half measures? Response to Comment 7.1: For a discussion of the rationale for not including the southbound on and off ramps in the Project Description and Project Alternatives evaluated in this Initial Study-Mitigated Negative Declaration, refer to Response to Comment 1.1. For a discussion of delays to the originally envisioned project schedule for the U.S. 101/Prado Road Interchange Project, refer to Response to Comment 3.1. Page 488 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  121 Comment Letter 8 from Mila Vujovich LaBarre Comment 8.1: This letter is for the official comment period about the Prado Road interchange and overpass. These matters are currently identified as “The Prado Road Bridge Widening Project” and “The Prado Road Interchange Project.” I have sent under separate communication these same comments to Mayor Stewart and the City of San Luis Obispo Council members. Although there have been a substantial amount of funds and time devoted to studying and designing the Prado Road overpass, there are numerous concerns that still need to be addressed. As a citizen, I would like to have these concerns about The Prado Road Bridge Widening Project and the Prado Road Interchange Project addressed. These comments a re due to my past research on and communication about this endeavor with City staff and with Caltrans for over two decades. If we, as a City, are going forward with the construction of a Prado Road Interchange and the Prado Road Bridge Widening project at this location, it is critical that a comprehensive Environmental Impact Report (EIR) of Prado Road be done from Broad Street to Madonna Road. Prado Road as an East-West connector has been on the San Luis Obispo City Plan since 1960. There has never been a comprehensive Environmental Impact Report (EIR) of Prado Road analyzing the cumulative impacts, the cost, and the feasibility of it. Our City staff will say that Prado Road has been adequately “studied” over the years. Now is the time for facts, figures, costs, and a timeline to be exposed for transparency so that the benefits or detriments of these projects will be revealed. Most recently in the Land Use Circulation Element (LUCE) Plan, “Prado Road” is inked in as a “four-lane truck highway, complete wi th a turn lane, bike lanes, and sidewalks.” During the LUCE process, I did attend a majority of the meetings. Many of the residential units approved via the LUCE Master Plan have been built, without the approved traffic infrastructure to support them. Again, “Prado Road” is in the General Plan as a “four-lane truck highway” however, when portions of Prado Road have been built by developers, they have been allowed to build roads that are more narrow, as in the Serra Meadows home development on the East side of Highway 101. The other Page 489 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  122 section of “Prado Road” on the west side of Highway 101 is now known as “Dalidio Drive.” Currently, the construction of Prado Road is being “piecemealed” or “segmented” which, in my research, is not legal and is in violation of C EQA guidelines. Please feel free to correct me if I am wrong. If one takes a tape measure and physically goes along the proposed course of Prado Road, one can see what my concerns are. “Prado Road” does not fit. The basic math is as follows: Four lanes for cars and trucks: 4 lanes x 12 feet 48 feet Turn lane: 12 feet 12 feet Bike paths: 2 lanes x 6 feet 12 feet Sidewalks: 2 sidewalks x 6 feet 12 feet Total: 84 feet A comprehensive Environmental Impact Report (EIR) involving all of the stakeholders including the residents of the developments should be conducted before one more hour is spent on the design of the interchange and overpass. From the posted documents, it appears that Caltrans’ primary involvement is with the area that is on Highway 101. It is my opinion that both the North- South impacts and the East-West impacts must be addressed together by Caltrans and the City of San Luis Obispo. Also, I have long expressed my concerns about the proximity of the southbound exit for the Prado Road Interchange and the exit so close to the southbound onramp at Madonna Road. If one simply gets in their vehicle and accelerates at the location of the southbound onramp, one can see how cars and trucks trying to exit slightly south on Prado Road, in the proximity of that same location, will be extremely problematic. Also, this “four-lane truck highway, with bike lanes and sidewalks” will detract from the access and usability of the Prado Road shelter – 40 Prado Road – as well as the newly constructed treatment facility. Response to Comment 8.1: A combined Environmental Impact Report for the two proposed improvement projects along Prado Road between U.S. 101 to South Higuera Street (the U.S. 101/Prado Road Interchange Project and San Luis Obispo Creek Bridge Widening Project), was determined to be Page 490 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  123 unnecessary after review by both City and Caltrans staff. The question of segmentation has been considered by Caltrans at the CEQA and NEPA level for the San Luis Obispo Creek Bridge Widening Project and U.S. 101/Prado Road Interchange Project. Upon review, it was determined that there was no nexus for federal or State agencies to request these projects be combined due to their distinct scopes, project goals, and independent utility (i.e., each project has a unique purpose and need and could function with or without the other project). The segment of Dalidio Drive north of Froom Ranch Way was already evaluated as part of the San Luis Ranch Environmental Impact Report. The ultimate extension of Prado Road east to Broad Street was contemplated when evaluating future traffic needs for the U.S. 101/Prado Road Interchange Project and San Luis Obispo Creek Bridge Widening Project, but is not proposed at this time and not evaluated in detail as part of the environmental review for the U.S. 101/Prado Road Interchange Project and San Luis Obispo Creek Bridge Widening Project, as those two projects have separate purpose and need and independent utility. The City has evaluated the extension of Prado Road to Broad Street as part of the Land Use and Circulation Element (LUCE) of the General Plan and associated Environmental Impact Report, but does not currently have ownership of the required right-of-way, and as a result has no action plan or proposed timeframe to initiate detailed planning or design. As a result, the potential Prado Road extension to Broad Street remains in the concept phase. Therefore, the extension of Prado Road to Broad Street is not considered reasonably foreseeable, and is not included in the cumulative setting for this project. Until the City has a reasonable level of assurance the project will commence, and has an understanding of the timing for construction and implementation of the project, the pr oject limits, and project features, staff cannot begin to pursue the technical studies needed to prepare a CEQA document. There is no timeline for the extension of Prado Road to Broad Street and City staff believe the project as described is reasonably scoped. Prado Road between U.S. 101 and South Higuera Street is currently identified as a Parkway Arterial Road, featuring design speeds of approximately 45 miles per hour, two lanes of traffic in each direction as well as two-way-left-turn-lane/median. The road will require curb and gutter, as well as bike lanes and sidewalks. The segment of Prado Road between U.S. 101 and South Higuera Street and the segment of Dalidio no rth of U.S. 101 are already designated as truck routes. Per the General Plan Circulation Element, Prado Road between South Higuera Street and Broad Street would be a truck route as well and constructed to the same standards whenever the roadway extension project moves forward. While this is an important road for regional and truck traffic, the City is committed to making Prado Road a multi -modal corridor, and has dedicated a significant portion of the bridge and roadway to cyclist and pedestrian Page 491 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  124 facilities, which will be physically separated from vehicular traffic. There will also be landscaping along the roadways and a median to help calm traffic and ensure pedestrians and cyclists feel comfortable accessing the services located along the road. Prado Road as it extends across U.S. 101 to the future Prado Road/Elks Lane Intersection (at the current 40 Prado driveway) will be 101.75’ wide, and divided as follows: (5) 12’ wide vehicular lanes (2) 5’ wide vehicular shoulders (2) 6’ wide protected bike lanes (2) 6’ wide separated sidewalks (2) 2’ wide barriers between cyclists and vehicles (2) 1.25’ wide bridge rails Along Prado Road from the future Prado Road/Elks Lane Intersection to South Higuera Street, the section will change slightly to 91’: (4) 11’ + (1) 10’ wide vehicular lanes (2) 3.5’ wide landscaped buffers (2) 6’ wide protected bike lanes (2) 6’ wide separated sidewalks (2) 2’ wide landscaped buffers at back of sidewalk This will require widening Prado Road both north towards the existing buildings and south towards the Wastewater Treatment Plant. There will be sufficient right-of-way for both roadway sections. The scope of the current Prado Interchange project does not include the southbound ramps. For a discussion of the rationale for not including the southbound on and off ramps in the Project Description and Project Alternatives evaluated in this Initial Study-Mitigated Negative Declaration, refer to Response to Comment 1.1. Comment 8.2: Additionally, the proposed intersection of a future Prado Road at Broad Street has long been a concern of mine. Having a four -lane truck highway adjacent to the Damon-Garcia Sports Fields will create environmental hazards for sports enthusiasts and add an additional stop light at Prado Road along Broad Street. Page 492 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  125 The late Mayor Dave Romero and I, as well as other concerned citizens including Eugene Jud and the late Jamie Lopes, long advocated for the fact that that the “extension of Prado Road” should go south to Santa Fe Road at a widened Tank Farm Road to protect the integrity of the Damon-Garcia Sports Fields and to benefit traffic circulation. Also, the land that was designated for the "extension of Prado Road” adjacent to the playing fields was purchased with City money. The purchase contract and verbiage in City documents state that it was “$2 million for 24 acres to be used for recreation”. There has never been an EIR conducted for putting a road at that location. Ever. The land was purchased for recreation. The Army Corps of Engineers supported the construction of the Damon-Garcia Sports Fields for recreation - not the construction of the road - at that location due to that very fact. Response to Comment 8.2: As discussed in Response to Comment 8.1, the future extension of Prado Road to Broad Street remains in the concept planning phase and is not part of the current project scope or San Luis Obispo Creek Bridge Widening Project scope. There is no advanced pla nning or design in progress for this project and it is not currently identified in the City’s current five-year Capital Improvement Program. Detailed planning, environmental review, design drawings, and updated cost estimates will be prepared for this project when it is prioritized at a future date in the City’s Capital Improvement Program work program. Comment 8.3: My other concern as a citizen is the recent figures that show the citizens will bear any cost of this interchange. Originally, during City planning discussions for the last 20 years, City employees and developers have stated that the developers of Serra Meadows, Avila Ranch, Righetti Ranch, and San Luis Ranch homes would be contributing a substantial portion of the needed funds. The most recent reports make it appear that the cost for this interchange and overpass will be passed on to the residents of San Luis Obispo. Be logical. Please delay any additional approval of this project and demand that a comprehensive Environmental Impact Report of Pr ado Road from Madonna Road to Broad Street be executed. Response to Comment 8.3: The City plans to assist with project funding through a combination of impact fees, debt financing, and the San Luis Obispo Council of Governments Regional Transportation Impr ovement Program. The Project Approval and Environmental Document, Preparation of Plans, Specifications, and Estimates, and Right-of-Way Support phases are programmed with 100% local funds. The construction phase has nearly $64 million currently programmed from a combination of Regional Transportation Improvement Program and local funding sources. Page 493 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  126 The funding plan for the Prado Interchange was conceived in 2017 when project development began. The estimated project cost at that time was $26 million and the project envisioned cost sharing based on the proportions of traffic anticipated to use it. The San Luis Ranch development west of U.S. 101 is required as part of their Development Agreement to contribute 28% of the total construction costs. San Luis Obispo C ounty and the San Luis Obispo Council of Governments have also committed approximately $7.4 million towards the project, and the City remains in negotiations with these agencies to maximize their contributions. In addition, some portions of the City funding will also be generated through Traffic Impact Fees, which are paid by all new development in the City. The City is currently updating the Traffic Impact Fee program to reflect the current cost of construction. The City has determined that this project i s eligible for federal-aid funding. As a result, City staff are also pursuing State and federal grant funding opportunities to cover as much of the remaining project cost as possible. Page 494 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  127 Comment Letter 9 from Ellen Morrison Comment 9.1: I am writing to state my great concern about the current plans for the long-awaited overpass of Prado Road over Highway 101 in San Luis Obispo. My particular concern is the decision not to include a southbound entrance or exit. There are currently two larg e communities being constructed on either side of 101, Avila Ranch and San Luis Ranch. There is ample land on both sides of 101 for future development. The need for a southbound entrance and exit to the freeway will undeniably grow even before the overpass is completed and for years into the future. Without a southbound exit, residents of those communities returning from San Luis Obispo's downtown area, Cal Poly, and all points north will have to choose between exiting at Madonna Road or Los Osos Valley Ro ad. Both of those southbound exits are already impacted. During rush hour it is not uncommon for the southbound exit to Los Osos Valley Road to back up onto the freeway, resulting in traffic snarls and safety hazards. When the two communities are fully occupied, these conditions will worsen dramatically. Without an option for a southbound entrance, residents of San Luis Ranch will once again be forced to use Madonna or Los Osos Valley, both of which are already impacted. The Los Osos Valley Road southbound entrance to 101 is already harrowing, given the short exit-only lane and the fact that the northbound entrance is so soon after the southbound entrance. Drivers planning to travel northbound on 101 or to turn right on Higuera a few blocks away are understandably frustrated to sit through two traffic light cycles, so often use the left lane, then dart into the right lane at the last minute, endangering themselves and all other drivers on the Los Osos Valley Road overpass. The decision not to include southb ound entrance and exit from Prado Road is astoundingly short-sighted. The possibility of adding these options in the future, you must know, is highly unlikely. The current and future members of our community residing in this section of San Luis Obispo dese rve a complete solution. Response to Comment 9.1: For a discussion of the rationale for not including the southbound on and off ramps in the Project Description and Project Alternatives evaluated in this Initial Study-Mitigated Negative Declaration, refer to Response to Comment 1.1. Page 495 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  128 Comment Letter 10 from San Luis Obispo County Air Pollution Control District Comment 10.1: Thank you for including the San Luis Obispo County Air Pollution Control District (APCD) in the environmental review process. We have completed our review of the Initial Study and Proposed Mitigated Negative Declaration for the Prado Road Interchange located at Highway 101 at Prado Road in San Luis Obispo (Proposed MND). The City of San Luis Obispo proposes to extend Prado Road over U.S. 1 01 to connect Prado Road with Dalidio Drive and rebuild the existing U.S. 101 northbound on- and off-ramp connections to Prado Road. The interchange is in the City of San Luis Obispo at post mile 26.8 on U.S. 101. The project limits extend from post mile 26.5 to post mile 27.3. U.S. 101 through the study area is currently a four-lane divided freeway with auxiliary lanes provided between Madonna Road and Marsh Street. The project is included in the 2020 State Transportation Improvement Program. Project construction is expected to start in 2026 and span approximately three years. The current programmed cost for construction is approximately $58,700,000. The following comments are formatted into 3 sections. The (1) General Comments section states information pe rtinent to the applicant, lead agency, and/or public. The (2) Air Quality and (3) Greenhouse Gas Emissions sections may state mitigation measures and/or rules and requirements which the APCD recommends be set as conditions of approval for the project. The applicant or agent should contact the APCD Engineering & Compliance Division about permitting requirements stated in the (1) General Comments section. The lead agency may contact the APCD Planning Division for questions and comments related to proposed conditions of approval in the (2) Air Quality and (3) Greenhouse Gas Emission sections. Both Divisions can be reached at 805-781-5912. (1) General Comments Section 2.1.3 (Air Quality) of the Proposed MND characterizes the APCD as having jurisdiction over the South Central Coast Air Basin. Please note that the South Central Coast Air Basin encompasses San Luis Obispo, Santa Barbara & Ventura counties, while the San Luis Obispo County APCD has jurisdiction only in San Luis Obispo County. Construction Permit Requirements Based on the information provided, we are unsure of the types of equipment that may be present during the project’s construction phase. Portable equipment, 50 horsepower (hp) or greater, used during construction activities Page 496 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  129 may require a California statewide portable equipment registration (issued by the California Air Resources Board) or an APCD permit. The following list is provided as a guide to equipment and operations that may have permitting requirements but should not be viewed as exclusive:  Power screens, conveyors, diesel engines, and/or crushers;  Portable generators and equipment with engines that are 50 hp or greater;  Electrical generation plants or the use of standby generators;  Internal combustion engines;  Rock and pavement crushing; and  Portable plants (e.g. aggregate plant, asphalt batch plant, concrete batch plant, etc). For a more detailed listing, refer to the Technical Appendices, page 4 -4, in the APCD's CEQA Air Quality Handbook (April 2012). Response to Comment 10.1: (1) General C omments Caltrans acknowledges receipt of these comments on this Initial Study- Mitigated Negative Declaration and the organization of comments into (1) General Comments, (2) Air Quality, and (3) Greenhouse Gas Emissions. For responses to (2) Air Quality refer to Response to Comment 10.2. For responses to (3) Greenhouse Gas Emissions refer to Response to Comment 10.3. Responses to (1) General Comments follow. Caltrans acknowledges that the APCD Engineering and Compliance Division should be contacted about permitting requirements, and the APCD Planning Division should be contacted about conditions of approval. Caltrans acknowledges that portable equipment 50 horsepower or greater used during construction activities may require a California statewide portable equipment registration or APCD permit. Consultants and contractors would be required to secure required permits for all construction equipment and activities pursuant to the proposed project. Comment 10.2: (2) Air Quality CONSTRUCTION PHASE Construction P hase Impacts - Below Threshold(s) The Project Proponent evaluated the construction impacts of this project using the most recent CalEEMod computer model. The modeling results indicate that the construction phase impacts will likely be less than the Page 497 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  130 APCD’s significance threshold values identified in Table 2 -1 of the CEQA Air Quality Handbook (April 2012). To manage fugitive dust emissions, minimize toxic air pollution impacts from idling diesel engines, and address potential naturally occurring asbestos impacts the APCD recommends the following mitigation measures for this project. Fugitive Dust Mitigation Measures The Proposed MND includes Mitigation Measure AQ-1 to mitigate fugitive dust. The APCD recommends replacing the language in Mitigation Measure AQ-1 with the following updated list of mitigation measures to reduce fugitive dust, which could be a nuisance to residents and businesses in close proximity to the proposed construction site. Projects with grading areas more than 4 acres and/or within 1,000 feet of any sensitive receptor shall implement the following mitigation measures to manage fugitive dust emissions such that they do not exceed the APCD 20% opacity limit (APCD Rule 401) and minimize nuisance (APCD Rule 402) impacts: a. Reduce the amount of the disturbed area where possible; b. Use of water trucks or sprinkler systems in sufficient quantities to prevent airborne dust from leaving the site and from exceeding the APCD’s limit of 20% opacity for greater than 3 minutes in any 60 -minute period. Increased watering frequency would be required whenever wind speeds exceed 15 mph. Reclaimed (non-potable) water should be used whenever possible. When drought conditions exist and water use is a concern, the contractor or builder should consider use of a dust suppressant that is effective for the specific site conditions to reduce the amount of water used for dust control. Please refer to the following link from the San Joaquin Valley Air District for a list of potential dust suppressants: Products Available for Controlling Dust; c. All stockpiled dirt should be sprayed daily and covered with tarps or other dust barriers as needed; d. All roadways, driveways, sidewalks, etc. to be paved should be completed as soon as possible, and building pads should be laid as soon as possible after grading unless seeding, soil binders or other dust controls are used; e. All trucks hauling dirt, sand, soil, or other loose materials are to be covered or should maintain at least two feet of freeboard (minimum vertical distance between top of load and top of trailer) or otherwise comply with California Vehicle Code (CVC) Section 23114; f. “Track-Out” is defined as sand or soil that adheres to and/or agglomerates on the exterior surfaces of motor vehicles and/or equipment (including Page 498 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  131 tires) that may then fall onto any highway or street as described in CVC Section 23113 and California Water Code 13304. To prevent ‘track out’, designate access points and require all employees, subcontractors, and others to use them. Install and operate a ‘track -out prevention device’ where vehicles enter and exit unpaved roads onto paved streets. The ‘track-out prevention device’ can be any device or combination of devices that are effective at preventing track out, located at the point of intersection of an unpaved a rea and a paved road. Rumble strips or steel plate devices need periodic cleaning to be effective. If paved roadways accumulate tracked out soils, the track-out prevention device may need to be modified; g. All fugitive dust mitigation measures shall be shown on grading and building plans; h. The contractor or builder shall designate a person or persons whose responsibility is to ensure any fugitive dust emissions do not result in a nuisance and to enhance the implementation of the mitigation measures as necessary to minimize dust complaints and reduce visible emissions below the APCD’s limit of 20% opacity for greater than 3 minutes in any 60-minute period. Their duties shall include holidays and weekend periods when work may not be in progress (for example, wind -blown dust could be generated on an open dirt lot). The name and telephone number of such persons shall be provided to the APCD Compliance Division prior to the start of any grading, earthwork, or demolition (Contact the Compliance Division at 805-781-5912). i. Permanent dust control measures identified in the approved project revegetation and landscape plans should be implemented as soon as possible, following completion of any soil disturbing activities; j. Exposed ground areas that are planned to be reworked at dates greater than one month after initial grading should be sown with a fast germinating, non-invasive grass seed and watered until vegetation is established; k. All disturbed soil areas not subject to revegetation should be stabilized using approved chemical soil binders, jute netting, or other methods approved in advance by the APCD; l. Vehicle speed for all construction vehicles shall not exceed 15 mph on any unpaved surface at the construction site; m. Sweep streets at the end of each day if visible soil material is carried onto adjacent paved roads. Water sweepers shall be used with reclaimed water where feasible. Roads shall be pre -wetted prior to sweeping when feasible; and Page 499 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  132 n. Take additional measures as needed to ensure dust from the project site is not impacting areas outside the project boundary. Limits of Idling During Construction Phase State law prohibits idling diesel engines for more than 5 minutes. All projects with diesel-powered construction activity shall comply with Section 2485 of Title 13 of the California Code of Regulations and the 5 -minute idling restriction identified in Section 2449(d)(2) of the California Air Resources Board’s In-Use Off-Road Diesel regulation to minimize toxic air pollution impacts from idling diesel engines. The specific requirements and exceptions for the on-road and off-road regulations can be reviewed at the following web sites: arb.ca.gov/sites/default/files/classic/msprog/truck -idling and arb.ca.gov/regact/2007/ordiesl07/frooal.pdf. In addition, because this project i s within 1,000 feet of sensitive receptors (existing residences), the project applicant shall comply with the following more restrictive requirements to minimize impacts to nearby sensitive receptors. 1. Staging and queuing areas shall not be located within 1,000 feet of sensitive receptors; 2. Diesel idling within 1,000 feet of sensitive receptors shall not be permitted; 3. Use of alternative fueled equipment is recommended; and 4. Signs that specify no idling are as must be posted and enforced at the site. Naturally Occurring Asbestos on Site Naturally occurring asbestos (NOA) has been identified by the California Air Resources Board as a toxic air contaminant. Serpentine and ultramafic rocks are very common throughout California and may contain NOA, which may be released when land is graded for building purposes, or at quarrying operations. The APCD has identified areas throughout the county where NOA may be present (NOA Map). Because the project site is in a candi date area for NOA, a geologic evaluation must be conducted by a registered geologist to determine if the area disturbed is or is not exempt from the CARB Asbestos Air Toxics Control Measure (NOA ATCM) for Construction, Grading, Quarrying, and Surface Mining Operations (Title 17 CCR Section 93105) regulation. The geologic evaluation must be submitted to the APCD Engineering Division prior to any grading activities at the site, with the following documents:  For grading projects qualifying for NOA ATCM exempti on: Page 500 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  133 o Submit a completed APCD NOA Exemption Form with the geologic evaluation.  For grading projects in serpentine rock less than 1 acre: o Submit a completed APCD Project Form with the geologic evaluation; and o Mini Dust Control Measures (93105.e.(A -F) as a condition of approval.  For grading projects in serpentine rock greater than 1 acre: o Submit a completed Project Form with the geologic evaluation; and o An Asbestos Dust Mitigation Plan as a condition of approval. When submitting the Project or Exemption Form, please fill in all applicable contact information. More information on NOA can be found on the APCD website at slocleanair.org/rulesregulations/noa.php, on the California Geological Survey website at https://www.conservation.ca.gov/cgs/minerals/hazardous_mi nerals/asbestos, or from CARB at https://ww2.arb.ca.gov/sites/default/files/classic/toxics/asbestos/asbestos.htm . Response to Comment 10.2: Caltrans acknowledges the APCD recommended mitigation measures to manage fugitive dust emissions, minimize toxic air pollution, and address potential naturally occurring asbestos impacts from the project. APCD’s recommendations do not identify new or substantially more severe impacts than identified in Section 2.1.3, Air Quality, of the Draft Initial Study-Mitigated Negative Declaration. Rather APCD’s recommendations note requirements and app ropriate construction management practices for projects with grading areas more than 4 acres and/or located within 1,000 feet of sensitive receptors . The text of Mitigation Measure AQ-1 has been revised to use APCD’s updated list of mitigation measures to reduce fugitive dust and toxic air pollution for projects with grading areas more than 4 acres and/or within 1,000 feet of any sensitive receptor. APCD notes that the project is in a candidate area for naturally occurring asbestos (NOA), and that a geologic evaluation must be prepared to determine if the area disturbed is or is not exempt from the CARB Asbestos Air Toxics Control Measure (NOA ATCM) for Construction, Grading, Quarrying, and Surface Mining Operations (Title 17 CCR Section 93105) regulation. Grading and structural refinements during final design will include preparation of the required geologic evaluation, as well as identification of any required construction best management practices, to meet the requirements of the CARB NOA ATCM for C onstruction, Grading, Quarrying, and Surface Mining Operations. Compliance with these requirements will ensure the project would not result in any significant impacts associated with the potential to encounter NOA during construction. Page 501 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  134 Comment 10.3: (3) Greenhouse Gas Emissions The City of San Luis Obispo Climate Action Plan serves as the city’s qualified greenhouse gas (GHG) reduction strategy and the Climate Action Plan Consistency Checklist was used to demonstrate project consistency and tier from the Climate Action Plan per CEQA Guidelines Section 15183.5. The Proposed MND includes project GHG emission calculations for informational purposes. Response to Comment 10.3: Caltrans acknowledges that the Climate Action Plan Consistency Checklist was used to demonstrate project consistency and tier from the Climate Action Plan per CEQA Guidelines Section 15183.5. Section Error! Reference source not found., Error! Reference source not found., describes the available pathways to determining a project’s consistency with the Climate Action Plan, described in Appendix C to the Climate Action Plan (Greenhouse Gas Emissions Thresholds and Quantification Consistency Review for New Development). A project is considered consistent with the city’s Climate Action Plan if it includes provisions to further the emissions reduction goals in the Plan. The pro posed project would provide congestion relief, operational efficiency, and multimodal connectivity, which would result in a reduction in greenhouse gas emissions. The project would not conflict with any of the foundational actions of the Climate Action Plan. Therefore, the project would be consistent with the Climate Action Plan. Page 502 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  135 Comment Letter 11 from Paula H Comment 11.1: First let me note that there was not sufficient notification of the availability of this document or of the public hearing. Did Caltrans only post the notice in the newspaper? No one reads the newspaper anymore. Please join the 21st century and post notice s where the people are. I receive between three and five e -mails per week from the City and yet there wasn’t a single mention of this project. Not even in the City Council meeting summaries that preceded and followed the public meeting. There was also no mention on Nextdoor, where the City often makes announcements. Please don’t assume the poor attendance at the public meeting is indicative of a lack of public interest in this project; I didn’t hear about it until the day after, on KSBY. Consequently, my co mments are not as thorough as I would have liked. Furthermore, thorough review of this project also requires review of the other documents, such as the San Luis Ranch Specific Plan and city land use planning documents that reference this location and its vicinity. Presumably there is an Environmental Impact Report that addresses the change in land use for this area that the Prado Road Interchange Initial Study is relying upon. Please identify the relevant planning documents, both Caltrans and City, that relate to this location and the surrounding projects. Response to Comment 11.1: Noticing for the Draft Initial Study-Mitigated Negative Declaration was posted on the City website, Caltrans website, and State Clearinghouse. The Notice of Intent was published in the New Times on February 2, 2023, at the start of the advertising period. A social media post for the public meeting was shared on the Caltrans Twitter profile and sent to local outlets. Flyers for the public meeting were mailed to property owners within a 0.5-mile radius of the project area. The Draft Initial Study-Mitigated Negative Declaration references (Appendix C in the Final Initial Study-Mitigated Negative Declaration) include website addresses for the San Luis Ranch Specific Plan, Final Environmental Impact Report, and other City land use planning documents that are referenced in the Initial Study-Mitigated Negative Declaration. Comment 11.2: The Proposed Mitigated Negative Declaration does not include all the mitigation required to support the statements made for no significant impacts as a result of the project. Response to Comment 11.2: The commenter does not disclose which statements they believe should include additional mitigation to support the finding of no significant impact. Potentially significant impacts were identified in Section 2.1.1, Aesthetics; Section 2.1.2, Agriculture and Forest Resources ; Section 2.1.3, Air Quality; Section 2.1.4, Biological Resources; Section 2.1.5, Cultural Resources; Section 2.1.7, Geology and Soils; and Section 2.1.9, Page 503 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  136 Hazards and Hazardous Materials of the Draft Initial Study-Mitigated Negative Declaration. Appropriate mitigation measures were included in each pertinent section to ensure the impacts to each resource would be less than significant. Comment 11.3: The Proposed MND fails to address cumulative impacts from this project along with past and future projects, which are likely significant. Response to Comment 11.3: As discussed in in Section 2.1.21, Mandatory Findings of Significance, the cumulative analysis considers the potential impact of past, present, and reasonably foreseeable future actions, combined with the potential impacts of the proposed project. A lthough incremental changes in certain issue areas would occur as a result of the proposed project, the project would be consistent with e xisting general plan goals, programs, policies, and zoning ordinance requirements for the transportation improvements. Cumulative impacts of several resource areas have been addressed in the individual resource sections, including Section 2.1.3, Air Quality, Section 2.1.8, Greenhouse Gas Emissions, Section 2.1.13, Noise, Section 2.1.17, Transportation, and Section 2.1.19, Utilities and Service Systems. Other issues (e.g., Geology/Soils, Hazards and Hazardous Materials) are by their nature project-specific, and impacts at one location do not add to impacts at other locations or create additive impacts. Cumulative environmental impacts that could occur as a result of project implementation would be reduced to a less than significant level through compliance with existing regulations and applicable General Plan policies and Municipal Code, and through implementation of required mitigation. Therefore, the impacts of the project were found to be individually limited and not cumulatively considerable. Comment 11.4: Who is the CEQA lead agency on this project? Caltrans is claiming it’s Caltrans, but the City of SLO issued the Notice of Intent. CEQA states that the lead agency is to issue the NOI. Response to Comment 11.4: C altrans is the CEQA lead agency. However, the City of San Luis Obispo was responsible for assisting Caltrans with public noticing tasks, including creation and mailing of noticing flyers. As described in detail in Response to Comment 11.1, the Notice of Intent was provided to the public, responsible agencies, trustee agencies, and the State Clearinghouse, consistent with CEQA Guidelines Section 15072. Comment 11.5: Both the Proposed MND and the City’s Notice of Intent state, “the project would have no significantly adverse effect on …hazards and hazardous materials.” That doesn’t make sense. My concern isn’t with the project having an effect on hazardous materials. Will the hazardous materials have an effect on the public? In the same paragraph of the NOI, it states, “A petroleum pipeline from a Unocal site is present at the intersection of Elks Lane and Prado Road, and potential aerially deposi ted lead, pesticides and herbicides could result in hazards to the public or the environment during Page 504 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  137 construction of the project.” In light of the recent train derailment and resultant public hazards in Ohio, attention to potential hazards is especially hei ghtened and should not be discounted. The illogical statement indicates this is being prepared with boilerplate language and is not being fully considered. (The same illogical statements are made regarding noise.) Response to Comment 11.5: Impacts related to hazardous materials are evaluated in Section 2.1.9, Hazards and Hazardous Materials . As discussed therein, the potential aerially deposited lead, pesticides , and herbicides, and the existing petroleum pipeline, could result in hazards to the public or to the environment. However, implementation of Mitigation Measure HAZ-1 will require a preconstruction investigation of surface soils be completed to identify the presence of aerially deposited lead, and a workplan will be developed detailing the management and disposal of any contaminated soils if aerially deposited lead is dete cted above acceptable levels. Similarly, implementation of Mitigation Measure HAZ-2 will require the testing of surface soils in the proposed right-of-way to determine the presence or absence of pesticides, herbicides, and arsenic, and a workplan will be developed detailing the proper removal, transportation, and disposal of any impacted soils, if detected. It is anticipated that the project will avoid the existing petroleum pipeline at the intersection of Elks Lane and Prado Road; Mitigation Measure HAZ-3 requires the pipeline be marked prior to construction and a contingency plan be developed in the event c ontaminated soil is discovered. The nearest rail line is approximately 1.6 miles from the project site, and an incident along the rail line would not impact the project location in terms of hazardous waste issues. With implementation of the required mitigation measures, hazards or hazardous materials associated with the project would not have a significantly adverse effect on the public or the environment. Impacts related to noise are evaluated in Section 2.1.13, Noise, which concludes that potential noise impacts associated with the project would result in less than significant i mpacts. Also refer to Response to Comment 11.44 for a detailed response to specific comments related to construction noise effects. Comment 11.6: The document states, “The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes.” In that case, why does the NOI and Proposed MND state there will be no significant effect on transportation? Isn’t a significant effect on transportation the whole point of the project? Response to Comment 11.6: Pursuant to California Public Resources Code 21068, a “significant effect on the environment” means a substantial, or potentially substantial, adverse change in the environment. Therefore, a significant effect on transportation would mean a substantial adverse change on transportation. Transportation impacts are evaluated in Section 2.1.17, Page 505 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  138 Transportation. As determined therein, the project would not have a significant effect on transportation because substantial adverse changes would not occur. Comment 11.7: One of the project’s needs is “a need to provide better community connectivity between the existing and planned neighborhoods.” Yet there is no discussion in the document to support this. In fact, there is nothing about traffic circulation. Response to Comment 11.7: As described in the CEQA Guidelines and in Public Resources Code 21099(b)(2), “automobile delay, as described solely by the level of service or similar measures of vehicular capacity or traffic congestion shall not be considered a significant impact on the environment pursuant to this division, except in locations specifically identified in the guidelines, if any.” Rather, a project’s potential to conflict with a program, plan, ordinance or policy addressing the circulation system is considered an environmental impact, as described in Section 2.1.17, Transportation. As determined therein, the project would not conflict with a program, plan, ordinance, or policy addressing the circulation system, including transit, roadway, and bicycle and pedestrian facilitie s, and no impact would occur. For information related to the project’s potential to improve connectivity and circulation, refer to the Traffic Operations Analysis Report (May 2019 ). Comment 11.8: There is no clear purpose or need explained for this project. The need statement exactly repeats the purpose, and neither addresses traffic circulation. There is no expla nation of how this project will “Improve Overall Operations of U.S. 101 and Adjacent Interchanges.” There is no explanation of how this project will “Improve Safety and Mobility for Bicyclists and Pedestrians”. There is no explanation of how this project will “Improve Transit Performance and Enhance Transit Opportunities.” These are buzz words used to improve chances for funding. No attempt has been made to explain why the city is pursuing this project. This is insulting to the public. Response to Comment 11.8: The commenter’s statements regarding the purpose and need for the project do not pertain to the adequacy of the Draft Initial Study-Mitigated Negative Declaration or the CEQA process. As the comment is not related to the potential environmental effects of the project, no further response is required. For informational purposes, the Project Study Report-Project Development Support (April 2018) describes the purpose of the project as to improve overall circulation and accessibility in the project area for all transportation modes. The need for the project involves providing better community connectivity between the existing and planned neighborhoods east and west of the U.S. 101 freeway by improving current and future operations on U.S. 101 and nearby interchanges, improving safety and mobility for bicyclists and pedestrians, improving transit performance, and enhancing transit opportunities. Thes e connectivity needs extend to all transportation modes, including bicyclists and pedestrians. As a result of Page 506 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  139 these needs, the goals and objectives of the project include: 1) improve overall operations of U.S. 101 and adjacent interchanges; 2) improve mobi lity for bicyclists and pedestrians; 3) improve transit performance and enhance transit opportunities; and 4) achieve consistency with local, regional and state planning. C omment 11.9: How is this project being funded? Why isn’t this addressed in the document? Response to Comment 11.9: This comment does not pertain to the adequacy of the Draft Initial Study-Mitigated Negative Declaration or the CEQA process. As the comment is not related to the potential environmental effects of the project, no further response is required. For informational purposes, refer to Response to Comment 8.3, which includes a discussion of the project’s anticipated funding sources . Comment 11.10: What are “Caltrans’ level of service targets”? Per CEQA, level of service is not to be used as a parameter for evaluating need or project success when addressing congestion. Statements to this effect need to be removed from the analysis and supporting discussion. They should be provided only for reference. Response to Comment 11.10: As described in the CEQA Guidelines and in Public Resources Code 21099, Level of Service is no longer considered an environmental impact under CEQA. For informational purposes pertaining to existing traffic conditions, Level of Service standards and targets are provided in Section 2.1.17, Transportation. The project’s Traffic Operations Analysis Report (May 2019) concluded that no study area intersections would exceed the target Level of Service without the project or with the construction of any of the project alternatives , and the project would not conflict with plans or policies related to Level of Service standards. Comment 11.11: The document identifies a need “on U.S. 101 between the interchange with Los Osos Valley Road and the interchange with Marsh Street”, and yet then gives a vague reference to traffic studies on the congestion on “several intersections and freeway segments in t he vicinity of the project site.” Which? How are these related to the expressed need? And how does the project address this need? It’s not explained. Response to Comment 11.11: The commenter’s statements regarding the purpose and need for the project do no t pertain to the adequacy of the Draft Initial Study-Mitigated Negative Declaration or the CEQA process. As described in Response to Comment 11.7, a project’s effect on circulation is no longer considered an environmental impact in the CEQA Guidelines and in Public Resources Code 21099(b)(2). As discussed in Response to Comment 11.10, Level of Service standards and targets are provided in Section 2.1.17, Page 507 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  140 Transportation, for informational purposes pertaining to existing traffic conditions. As the comment is not related to the potential environmental effects of the project, no further response is required. For informational purposes, the following intersections and freeway segments in the vicinity of the project site were studied in the project’s Traffic Operations Analysis Report (May 2019):  Intersections: o Los Osos Valley Road NB and SB ramps o Prado Road NB ramp o Madonna Road NB and SB ramps  Freeway Segments: o US 101 south of Los Osos Valley Road o US 101 north of Los Osos Valley Road o US 101 north of Prado Road o US 101 north of Madonna Road For information related to the p roject’s potential to improve connectivity and circulation, refer to the Traffic Operations Analysis Report and Intersection Control Evaluation. Comment 11.12: The real intent of this project is “to extend Prado Road over U.S. 101 to provide connectivity from Madonna Road east to the planned Prado Road east extension to Broad Street as a main east/west connector.” Why is this buried under a heading about improving mobility for bicyclists and pedestrians? The planned bike paths (which aren’t mentioned in the project description) aren’t necessary unless the project is built. You’re trying to use circular logic to defend your project. If you don’t build the multi -lane overpass, you won’t need the bike lanes. You haven’t shown bike lanes are an existing need – it will be a need only if the project is built. You can’t argue for a project that way. You have not shown a need related to cyclists or pedestrians that this overpass would address. Where is the multimodal mobility support for this project? Response to Comment 11.12: The commenter’s statements regarding the purpose and need for the project do not pertain to the adequacy of the Draft Initial Study-Mitigated Negative Declaration or the CEQA process. Refer to Response to Comment 11.8 for a discussion of the purpose and need for the project, referencing the Project Study Report-Project Development Support (April 2018). Comment 11.13: “Class 1 bike paths and Class 2 bike lanes are proposed along Prado Road from the western boundary of the Margarita Area Specific Page 508 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  141 Plan, continuing to the proposed Prado Road grade -separated crossing of U.S. 101, and then continuing on Dalidio Road to Laguna Lake Park.” This is a key feature of the proposal that needs to be up front in the project description, not buried under the nee d. You have not shown a need for this feature or local support. Response to Comment 11.13: The project’s proposed bike lanes are described in the Draft Initial Study-Mitigated Negative Declaration under Section 1.4.1, Build Alternatives, Common Design Features of the Build Alternative. Specifically, all build alternatives would extend Prado Road (Dalidio Drive) west of U.S. 101 to the intersection with Froom Ranch Road/Dalidio Drive and would include a separate sidewalk/Class 4 bikeway. The language quoted by the commenter is from Section 1.2.2, Need. This language refers to the Class 1 bike paths and Class 2 bike lanes envisioned in the Margarita Area Specific Plan, which are not included as part of the project’s proposed action. The 2021 Active Transportation Plan envisions the project area and vicinity being improved with Class 4 facilities. The cited text in Section 1.2.2, Need, was revised to clarify that the Class 1 bike paths and Class 2 bike lanes in the Margarita Area Specific Plan are envisioned, rather than proposed. Comment 11.14: “Transit Authority is in the process of developing administrative and operations office space and maintenance and storage facilities.” How does moving the office space improve “Improve Transit Performance and Enhance Transit Opportunities”? Ho w will connectivity be improved between the east and west sides of 101 as stated? Will there be added bus routes? Is there funding for that? These are a bunch of disconnected statements about the local transit authority with nothing to support them. You ha ve not shown a need that this overpass would address. Response to Comment 11.14: The language quoted by the commenter references the Transit Authority’s recent relocation to new administrative and operations office space, maintenance, and storage facilities located adjacent to the northwest corner of the existing northbound ramp intersection with Prado Road, Elks Lane, and U.S. 101. The Transit Authority’s reloca tion provided improved regional accessibility due to its proximity to U.S. 101. The proposed project would further facilitate accessibility by providing connectivity from the east side of U.S. 101 to the west side of the City of San Luis Obispo through a new grade-separated crossing of U.S. 101 where no connection between the east side and west side currently exists. The project does not propose changes to existing transit service. However, the grade -separated crossing of U.S. 101 and the proposed northbound ramps would improve accessibility from the east side of U.S. 101 to the west side of the City of San Luis Obispo and to U.S. 101 as described above, improving the local and regional connectivity for transit providers. Page 509 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  142 Comment 11.15: Figure 1-2 is worthless. It doesn’t show the place names or use areas that were used to describe the project (so we can’t identify anything) and it doesn’t show a project area that would complete the stated intent. Further, it doesn’t actually show the project, only an outline . Response to Comment 11.15: Figure 1-2 depicts the general location of the proposed project in its local context relative to the surrounding transportation facilities it would connect to, including U.S. 101, Prado Road, Madonna Road, South Higuera Street, and Elks Lane. The Project Site Boundary shown in Figure 1-2 is a maximal disturbance boundary that encompasses the combined area of direct physical impacts for all evaluated build alternatives. The individual concepts for each build alternative are depic ted in Figure 1-3 through Figure 1-6 and are described in detail in Section 1.4.1, Build Alternatives, Unique Features of the Build Alternatives. Comment 11.16: This IS is outdated. “...San Luis Obispo Creek Bridge Widening Project, which has independent utility from the proposed project and is being reviewed by the City of San Luis Obispo as of spring 2022.” The public deserves better than material that hasn’t been updated in nearly a year. Did Jason Wilkinson read this before signing it, or does he just not care? Further indication that this document is being pushed through the system without actual analysis and consideration. Response to Comment 11.16: The status of the San Luis Obispo Creek Bridge Widening Project was accurately described at the time that the Draft Initial Study-Mitigated Negative Declaration was released for public review. The San Luis Obispo Creek Bridge Widening Project remains in the design phase and has independent utility from the proposed project (i.e., each project has a unique purpose and need and could function with or without the other project). Comment 11.17: “...a new continuous northbound U.S. 101 auxiliary lane between the Prado Road northb ound on-ramp and the Madonna Road northbound off-ramp.” This is widening 101 to three lanes in the northbound direction and is a MAJOR project feature that should have been identified up front in the Notice of Intent, the Proposed MND, and the initial project description. You’ve buried it in the hopes that no one will notice. Response to Comment 11.17: The northbound U.S. 101 auxiliary lane between the Prado Road northbound on-ramp and the Madonna Road northbound off-ramp is described in the Draft Initial Study-Mitigated Negative Declaration under Section 1.4.1, Build Alternatives, Common Design Features of the Build Alternatives. The Notice of Intent provides a summary of the project description, and indicates where copies of the Draft Initial Study- Mitigated Negative Declaration and the related technical studies are available for review, including a link to the Draft Initial Study-Mitigated Negative Page 510 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  143 Declaration, which was posted on the City website, Caltrans website, and State Clearinghouse. Comment 11.18: What is a “four-lane divided arterial section through and next to the interchange”? That sounds like Prado will be four lanes, which seems excessive and out of proportion for the neighborhood. Response to Comment 11.18: The commenter’s statements regarding the proportionality of the project to the neighborhood do not pertain to the adequacy of the Draft Initial Study-Mitigated Negative Declaration or the CEQA process. For informational purposes , as shown in the Alternative Concept figures (Figures 1-3 through 1-6), the proposed project envisions Prado Road as a four-lane facility from the Froom Ranch Road/Dalidio Drive intersection to the west through to the Prado Road/ S outh Higuera Street intersection to the east. The proposed improvements to Prado Road are based on programmed transportation improvements identified in the City’s Circulation Element to improve mobility and circulation and relieve congestion with the project study area by 2035, which include:  Dalidio Drive widened to 4 lanes between Madonna Road and F room Ranch Way (completed in 2021);  Prado Road widened to 4 lanes between U.S. 101 and S outh Higuera Street; and  Prado Road extended to Broad Street. Comment 11.19: “Improvements to reduce this encroachment include placing a portion of the U.S. 101 northbound off-ramp and northbound on-ramp and most of the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection on structures raised above the floodplain.” This is so badly wo rded I can’t even figure out what it’s trying to describe. Try again. Response to Comment 11.19: The language referenced by the commenter describes the manner in which the grade -separated crossing of U.S. 101 would be elevated on column structures to minim ize encroachment into the existing floodplain. Comment 11.20: “...which would result in the need for the city to relocate some or all operations from this facility to another location.” This, and the impact to the yard’s operations, are secondary impacts that you need to quantify in this document, for this project, and possibly include mitigation for before this document can be considered adequate. Response to Comment 11.20: As described in Section 1.4.1, Build Alternatives, the potential effect of the project on the corporation yard’s operations would vary based on the area of take required for each project alternative (described under Unique Features of the Build Alternatives). The Page 511 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  144 City is required to consider the potential costs and secondary effects of relocating corporation yard operations as part of the Project Development Team selection of the preferred alternative. However, no offsite relocation of corporation yard buildings is currently proposed as part of this action, and no location(s) for such a project has been identified. The City has previously evaluated potential locations for relocating corporation yard operations, but none of the previously evaluated locations remain feasible options. Therefore, attempting to evaluate the potential environmental effects of relocating corporation yard operations would be speculative at this time . Development of any future physical facilities to support corporation yard operations would be subject to a separate City-led planning process and applicable environmental review requirements under CEQA at the time sufficient project details could be known, or appropriate assumptions made, to support the required environmental review. As part of this requirement, mitigation would be incorporated as necessary to reduce any potentially significant environmental impacts associated with relocating corporation yard operations. Comment 11.21: “The project would require realigning E lks Lane east of U.S. 101.” It’s already east of 101 – it makes no sense. Impacts from any realignment have to be described, quantified, and possibly mitigated before this document can be considered adequate. Response to Comment 11.21: The cited text in Section 1.4.1, Build Alternatives, was revised to clarify that the project would require realigning Elks Lane, which is located east of U.S. 101. The proposed realignment of Elks Lane is described qualitatively and shown in the Alternative Concept figures (Figures 1-3 through 1-6). The potential environmental impacts of the proposed realignment of Elks Lane are discussed in the impact analysis throughout Chapter 2 of the Draft Initial Study-Mitigated Negative Declaration. Comment 11.22: This project must consider, and this document must describe, cumulative impacts from the “project to widen Prado Road from the planned Elks Lane realignment connection with Prado Road east to the western limits of the San Luis Obispo Creek Bridge Widening P roject.” Response to Comment 11.22: As described in detail in Response to Comment 11.3, the project-level and cumulative impacts of the project, including the proposed realignment of Elks Lane , are discussed under threshold (b) in Section 2.1.3, Air Quality, thresholds (a) and (b) in Section 2.1.8, Greenhouse Gas Emissions, and threshold (b) in Section 2.1.21, Mandatory Findings of Significance, of the Initial Study-Mitigated Negative Declaration. Comment 11.23: Figure 1-3, how are we to distinguish “Elks Lane Realignment Option 2” or Option 1? All options are grey. Why does Prado Page 512 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  145 westbound flare out and curve back in as it approaches the circle? This is a poor representation of the proposal. Response to Comment 11.23: The realignment options for the proposed Elks Lane Realignment are identified with arrows pointing to each option on Figure 1-3. The “flare out and curve back” design of the approach to the roundabout is used to slow traffic speeds. As vehicles approach, they would travel more slowly to be ready to merge into the roundabout with other vehicles. Comment 11.24: What is a “Type L-1 tight diamond configuration”? Response to Comment 11.24: A Type L-1 interchange is defined in the Caltrans Highway Design Manual as a “Compact Diamond Interchange.” This refers to an interchange where the physical, geometric, or right-of-way restrictions require the on- and off- ramps be placed close to the freeway alignment. This interchange designation is applicable for Alternatives A1R and A3, which are depicted in Figures 1 -3 and 1-4. Comment 11.25: In the first 3 alternative diagrams, there is a second intersection on Prado that is not identified and not described . What is happening there? Response to Comment 11.25: The second intersection referred to in the comment is the proposed location of the entrance to the city-owned corporation yard and the proposed realignment of Elks Lane. The corporation yard entrance and Elks Lane are proposed to be relocated to accommodate the Prado Road Bridge over U.S. 101 and the increased distance needed for the bridge to connect to Prado Road at existing ground elevation. Comment 11.26: What is a “Type L-6 configuration” and why is it meaningful information? Response to Comment 11.26: A Type L-6 interchange is defined in the Caltrans Highway Design Manual as an “Interchange with Parallel Street Systems.” This refers to an interchange where the freeway ramps connect with two-way parallel streets. This interchange designation is applicable to Alternative A7, which would connect the northbound on- and off- ramps directly to Prado Road, and is depicted in Figure 1 -6. Comment 11.27: What is this remnant road piece that’s showing on 2 of the 4 alternatives? Page 513 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  146 Response to Comment 11.27: The comment refers to Figures 1-3 and 1-4. The “remnant road piece ” referred to in the comment is the line denoting the right hand edge of the outermost travel lane of U.S. 101 northbound, which is depicted in the figure to indicate the connection point for the northbound ramp and auxiliary lane. Comment 11.28: The No-Build scenario discussion states the obvious. It addresses only the build itself and not what affect the No-build will have on environmental and social resources. The No Build is a viable alternative and must be discussed with the same detail and depth of analysis as the built alternatives. This section is not adequate per CEQA. Response to Comment 11.28: The Initial Study-Mitigated Negative Declaration includes the required analysis of potential environmental impacts of the proposed project. While an Environmental Impact Report requires an alternatives analysis and a discussion of the potential impacts of a no-build or no -project alternative, a Mitigated Negative Declaration does not require an alternatives analysis or a discussion of a no-build alternative. Per CEQA Guidelines, Section 15071, the required content for a Negative Declaration (including Mitigated Negative Declarations) is as follows: a) A brief description of the project, including a commonly used name for the project, if any; b) The location of the project, preferably shown on a map, and the name of the project proponent; c) A proposed finding that the project will not have a significant effect on the environment; d) An attached copy of the Initial Study documenting reasons to support the finding; and e) Mitigation measures, if any, included in the project to avoid potentially significant effects. As part of the project evaluation Caltrans also examines the potential environmental effects of alternatives being considered for the proposed project. As a result, the Draft Initial Study-Mitigated Negative Declaration explains why the project is being proposed, the alternatives being considered Page 514 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  147 for the project, the existing environment that could be affected by the project, potential impacts of each of the alternatives, and proposed avoidance, minimization, and/or mitigation measures. Therefore, the Initial Study- Mitigated Negative Declaration includes the required content listed in CEQA Guidelines, Section 15071. A detailed environmental analysis of the No-Build Alternative is not required for compliance with CEQA. Comment 11.29: 1.5.3 simply states alternatives were eliminated but doesn’t state why. This is not adequate– it must explain the alternatives and why they were rejected. Furthermore, it appears the contents of Volume II is being incorporated by reference, as relevant information within it is not covered in this document, Volume I. Therefore, pre CEQA, Volume II must have been made available during the same public comment period and in the same locations at Volume I, including on-line, which it has not been. The public must have the same opportuni ty to review Volume II before closing the comment period. Response to Comment 11.29: As discussed in Section 1.5, Alternatives Considered but Eliminated from Further Discussion, of the Draft Initial Study- Mitigated Negative Declaration (Section 1.6 of this Final Initial Study-Mitigated Negative Declaration), the Project Study Re port-Project Development Support evaluated (April 2018) project alternatives A2, A5, and A6 and included a detailed discussion on the reasons that alternatives were eliminated from further consideration. In addition, several alternatives were evaluated in the Project Approval and Environmental Document phase, including additional Build Alternatives—A1 and A4—and a side slope option for all Build Alternatives. Section 1.5, Alternatives Considered but Eliminated from Further Discussion, included a summary of the alternatives considered but eliminated as part of the Project Study Report-Project Development Support and Project Approval and Environmental Document phases, and the reasons they were eliminated. These alternatives considered were eliminated for the following reasons:  Alternative A2 (Partial Cloverleaf Configuration ): Alternative A2 was eliminated from further consideration due to the loss of a transportation asset (San Luis Obispo Regional Transit Authority’s new facility) in the northwest quadrant of the interchange and the less than standard weave length between Prado Road northbound on-ramp and Madonna Road northbound off-ramp.  Alternative A5 (Single-Point Interchange): Only the northbound ramp configurations to and from Prado Road was determined to be viable for this project; therefore Alternative A5 was removed from further consideration because it could not be built as two separate projects. Page 515 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  148  Alternative A6 (Compact Diamond Configuration): Only the northbound ramps to and from Prado Road were determined to be viable; therefore, the southbound partial cloverleaf ramps were eliminated and only the northbound compact diamond ramps remained. This northbound ramp c onfiguration was the same as provided with Alternative A3 ; therefore Alternative A6 was not longer applicable and was removed from further consideration.  Alternative B (Prado Road Overcrossing Only): Alternative B would not meet the project’s purpose and need. Building the Prado Road Overcrossing over U.S. 101 was determined to be inconsistent with city planning, and removing the U.S. 101 northbound ramps from Prado Road was determined to negatively impact the overall operations at nearby interchanges north and south of the project site.  Alternatives A1 and A4 (Signalized Control at the U.S. 101 Northbound Ramp Intersection with Prado Road): Based on the conclusions of the final U.S. 101/Prado Road Interchange Traffic Operations Analysis Report and Intersection Control Evaluation, these alternatives were determined to not be viable due to higher mobility and environmental costs, higher life cycle costs, and a lower benefit to cost ratio and were therefore eliminated from further analysis.  Side Slope Option: Based on the findings of the Two -Dimensional Hydraulic Model Update Final Report, fill embankments were found to be hydrologically infeasible and were therefore eliminated from further analysis. As specified on page 139 of the publicly available Draft Initial Study-Mitigated Negative Declaration (which was made available on-line during the public review period from February 2, 2023 through March 6, 2023 at https://dot.ca.gov/-/media/dot -media/district-5/documents/us101-prado-rd-int - d-051h640-0123-a11y.pdf), the technical studies bound separately in Volume 2 were available to the public upon request. The following contact information was provided for the public to request any of the technical studies in Volume 2: To obtain a copy of one or more of these technical studies/reports or the Initial Study, please send your request to: Dianna Beck Associate Environmental Planner, District 5 California Department of Transportation, CEQA Le ad Agency 50 Higuera Street, San Luis Obispo, California 93401 Or send your request via email to: Dianna.Beck@dot.ca.gov Or call: 805 - 459-9406 Page 516 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  149 In addition to being available from Caltrans upon request, the se documents were made available on the City’s web site at: https://www.slocity.org/government/department-directory/community- development/documents -online/environmental -review-documents/-fsiteid-1/- folder-2306. The link to the location of technical studies on the City’s website was included on the Notice of Intent circulated by the City. Comment 11.30: Preparation of a NEPA categorical exclusion is not appropriate under 23 CFR 771.117(b). Encroachment into a floodplain and inclusion of minimization and avoidance measures indicates “unusual circumstances,” which precludes the use of a NEPA CE for this project. An environmental assessment, at minimum, must be prepared that includes a full discussion of impacts to the 100-year floodplain. Exactly which CE category was Caltrans intending to apply to this project? Response to Comment 11.30: The NEPA evaluation being prepared by Caltrans is not required for documents prepared pursuant to CEQA. The project is anticipated to meet the categorical exclusion category specified in 23 Code of Federal Regulations Section 771.117(d)(13). The project overpass was designed to be supported on piers rather than fill embankments in order to minimize impacts to the 100-year floodplain. According to the 2- Dimensional Hydraulic Model Update (October 2019) prepared for the project, grading and structural refinements during final design would ensure that any floodplain water surface elevation and velocity changes are below the City’s Drainage Design Manual thresholds and meet the requirements of the Federal Emergency Manageme nt Agency. In addition, the categorical exclusion is supported by a Location Hydraulic Study, which demonstrates that any changes in floodplain elevation and velocity comply with Federal Emergency Management Agency requirements and would not pose a significant encroachment as defined by 23 C ode of Federal Regulations 650.105. Because the floodplain encroachment would result in a minimal encroachment to floodplains, as demonstrated by the required Location Hydraulic Study, the location of the project within the 100-year floodplain does not preclude the use of a categorical exclusion. Comment 11.31: Will the State Historic Preservation Officer be reviewing and approving the mitigation measures included in the project? It’s not listed in the approvals. While perhaps not approving the project as a whole, the project can’t be approved by either Caltrans or the City without approval of the mitigation measures by the SHPO. Response to Comment 11.31: The State Historic Preservation Office r review and concurrence is not required for documents prepared pursuant to CEQA. Therefore, there is no requirement for the State Historic Preservation Officer to review the analysis or mitigation measures included in this Initial Page 517 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  150 Study-Mitigated Negative Declaration. However, the Draft Initial Study- Mitigated Negative Declaration was submitted to the State Clearinghouse, who submits the document to State Agencies during the public review period. As part of the public review process, the State Clearinghouse provided the Draft Initial Study-Mitigated Negative Declaration to the Office of Historic Preservation, which is managed by the State Historic Preservation Office r, for review and comment. The Office of Historic Preservation and the State Historic Preservation Office r did not provide public comments on the Draft Initial Study-Mitigated Negative Declaration. For informational purposes, the State Historic Preservation Office r is responsible for review pursuant to Section 106 of the National Historic Preservation Act which is applicable to environmental documents prepared pursuant to NEPA. The cultural studies for the proposed project were carried out in a manner consistent with Caltrans’ regulatory responsibilities under Section 106 of the National Historic Preservation Act (36 C ode of Federal Regulations Part 800) and pursuant to the January 2014 First Amended Programmatic Agreement among the Federal Highway Administration, the Advisory Council on Historic Preservation, the California State Historic Preservation Officer, and the California Department of Transportation Regarding Compliance with Section 106 of the National Historic Preservation Act (Section 106 P reservation Act). The Section 106 P reservation Act requires that Caltrans submit determinations of National Register of Historic Places eligibility and supporting documentation to the State Historic Preservation Officer for comment in accordance with 36 C ode of Federal Regulations Section 800.4(c)(2). The Historic Property Survey Report, Historic Resources Evaluation Report, and Finding of No Adverse Effect (without Standard Conditions) were submitted to the State Historic Preservation Officer in January 2020. The State Historic Preservation Office r’s concurrence was received on April 6, 2020. No further State Historic Preservation Office r review is required. Comment 11.32: The determinations that the project would have “less than significant” impacts on aesthetics, even with your plans for “plantings that offer a variety of colors, shapes, and species” is inappropriate. “The project is in an area of the City of San Luis Obispo that is largely built” is a false statement. The project is on the edge of the city, adjacent to designated open space. Furthermore , the project would forever block views of the distant hills, particularly impactful because it’s the gateway to the city. This is a significant adverse impact. The city “policies” are quaint but meaningless in this expansive freeway setting. Meanwhile, the project violates 9.2.1: “The city will preserve and improve views of important scenic resources from public places.” Response to Comment 11.32: The commenter incorrectly states that the project site is on the edge of the city and adjacent to open space. The project Page 518 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  151 location is shown in Figure 1 -2. The project site is located in the southwestern portion of the city and is not located on the edge of the C ity limit or any other applicable City boundary. The area surrounding the proje ct location is developed and includes commercial use northwest of the intersection of Prado Road and U.S. 101, commercial and residential uses northeast of said intersection, the city-owned corporation yard and Water Resource Recovery Facility southeast of the intersection, and the San Luis Ranch property west of U.S. 101. The San Luis Ranch property is currently in the initial phases of development, with approved commercial, residential, recreational, and agricultural land uses under the San Luis Ranch Spe cific Plan adopted by the C ity in 2017. 53 acres of agricultural land on the San Luis Ranch property, which is next to U.S. 101 and the western portion of the project site, are planned to remain in agricultural production. As discussed in Section 2.1.1, Aesthetics, the project site is outside the cone of view for each of the City’s designated vistas. The site is approximately 1.5 miles from the vista point located at the southeastern edge of the Irish Hills Natural Reserve; however, views of the site from this point are partially obstructed by intervening vegetation and the existing Los Osos Valley Road/U.S. 101 interchange. Visual renderings of the project from the east, west, south, and north are shown in Figures 2 -1 through 2-4. The project’s proposed overcrossing and additional traffic signal or roundabout would be of similar height and visual dominance as existing buildings, infrastructure, and urban vegetation in and around the project area. As shown in Figures 2-3 and 2-4, the proposed bridge structure would partially obscure views of the hillsides from U.S. 101. However, the project would result in moderate to moderate-to -low visual impacts along U.S. 101 because the proposed overcrossing would be of a similar scale as other overcrossing structures along U.S. 101, and viewers (motorists on U. S. 101) would pass the overcrossing at a high rate of speed, minimizing visual exposure to the structure. Therefore, the project would not have a substantial adverse effect on a scenic vista, including the Irish Hills Natural Reserve, and this impact would be less than significant. Comment 11.33: Figure 2-2 is terrible. The perspective is way off – the road appears to be unrealistically steep and ends abruptly mid -air. It’s unclear what any of those components are. With the well-developed trees, it appears to show a time well into the future, which does not give us any idea what the project will look like for the first 10 -20 years we have to live with it. Figure 2 -1 also shows a skewed perspective, with the distant figures being much smaller than they would actually appear. It minimizes the impression of this overpass. Response to Comment 11.33: The renderings included in the Draft Initial Study-Mitigated Negative Declaration are conceptual for the purpose of supporting the environmental analysis and do not depict final landscaping or design of the project. The renderings are provided to give the public and reviewing agencies a conceptual understanding of the general appearance, Page 519 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  152 height, and scale of the proposed interchange. As specified in Mitigation Measures AES -1 through AES -3, the final landscaping will be determined during final project design. As specified in these required mitigation measures, a landscape plan will be developed by the City and approved by the Caltrans’ District Landscape Architect. Existing trees will be protected in place as feasible. Any trees that cannot be feasibly protected in place will be replaced with a minimum ratio of three new trees for each tree removed . Comment 11.34: Figure 2-3: frankly, that’s a hideous monstrosity. THIS is what you want people to see as they enter the city? Blocking our beautiful vista of the local hillsides? And what is that giant tree canopy ghosted into the background? There won’t be any trees like that there at any time in the future, and the project will take out any that exis t there now. Figure 2-4 is nearly as bad, and what a parting view for visitors who are leaving. It looks like something from a Texas oilfield. Response to Comment 11.34: As discussed in Response to Comment 11.33, the renderings included in this Initial Study-Mitigated Negative Declaration are conceptual for the purpose of supporting the environmental analysis. As discussed in Response to Comment 6.1, and Section 2.1.1, Aesthetics, auxiliary structures would be required to be designed and built consistent with the City of San Luis Obispo Community Design Guidelines and will be reviewed and approved by the City Architectural Review Commission. As a result, these elements are expected to be of the same quality in design and materials as surrounding infrastructure . In addition, aesthetic treatments within the State Right-of-Way would be required to be reviewed and approved by Caltrans. During the design phase, the consultant structural designer will coordinate with the Caltrans Office of Structures Design, Caltrans Bridge Architecture, and Caltrans Land scape Architecture to determine any required aesthetic treatment for bridge structures. Refer to Response to Comment 11.33 for a discussion of the proposed landscaping. As discussed in Response to Comment 11.32, the proposed overcrossing and additional traffic signal or roundabout would be of similar dominance as the buildings, infrastructure, and urban vegetation in and around the project area. Refer to Response to Comment 11.35 for a discussion of the height of proposed project structures in comparison to existing land uses in the project vicinity. Comment 11.35: Aesthetics, question a): you’ve addressed only the city’s designated vistas. That’s not what the question is asking about. You have not addressed the question. “The project’s proposed overcrossing and additional traffic signal or roundabout would be of similar dominance as the buildings , infrastructure, and urban vegetation in and around the project area.” This is a FALSE statement. Response to Comment 11.35: Section 2.1.1, Aesthetics, identifies the project’s location approximately 1.5 miles from the nearest city-designated Page 520 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  153 vista point at the southeastern edge of the Irish Hills Natural Reserve , including that views of the site from this point are partially obstructed by intervening vegetation and the existing Los Osos Valley Road/U.S. 101 interchange. Section 2.1.1, Aesthetics, also notes that the project site is not visible from a designated state scenic highway, and acknowledges that t he project would change views from Prado Ro ad and U.S. 101, which are designated under the city’s General Plan Circulation Element as having moderate and high scenic value, respectively. The analysis discuss the visual dominance of the proposed overcrossing and additional traffic signal or roundabout as compared to the buildings, infrastructure, and urban vegetation in and around the project area. The tallest proposed structure would be the proposed bridges, with the top of the bridge railing being approximately 28 feet above ground level. The existing buildings surrounding the proposed interchange include 40 Prado Road, which is 29 feet tall, the San Luis Obispo Regional Transit Authority, which is 23 feet tall, the city-owned corporation yard, which includes structures up to 30.5 feet tall, and the Water Resource and Recovery Facility, which includes structures up to 35 feet tall. Visual renderings of the project from the east, west, south, and north (Figures 2-1 through 2-4) show that the project would include similar visual elements – including infrastructure and urban vegetation – as the existing visual environment in the project vicinity. Based on this information, the analysis concludes that the project would result in a moderate-to -low resource change for viewers along Prado Road because it would generally be consistent with the scale of urban vegetation and agricultural land that contribute to the visual character. Similarly, the project would result in moderate to moderate-to-low visual impacts along U.S. 101 because the proposed overcrossing would be of a similar scale as other overcrossing structures along U.S. 101, and viewers would pass the overcrossing at a high rate of speed, minimizing exposure to the structure. The project would have a moderate-to -high level of resource change in areas along Dalidio Drive due to the construction of a new dominant infrastructural feature in a primarily agricultural location. However, Dalidio Drive is not designated as having moderate or high s cenic value under the city’s General Plan. Comment 11.36: Aesthetics, question c): explaining your determination by discussing city plans for commercial development is avoiding the question. Furthermore, stating that “The project would not involve construction in visually prominent locations” and would not “substantially degrade the visual character of the site or its surroundings” is FALSE. Stating that the project would “generally be consistent with the scale of urban vegetation and agricultural land that contribute to the visual character” is FALSE. Stating that “viewers would pass the overcrossing at a high rate of speed, minimizing exposure to the structure” is FALSE. (Drivers can see these structures long before they arrive, and this is the city gateway.) Page 521 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  154 Response to Comment 11.36: Section 2.1.1, Aesthetics, accurately discusses the proposed overcrossing and additional traffic signal or roundabout as compared to the visual character and quality of public views of the site and its surroundings. The project site is located in a developed area of San Luis Obispo. Specifi cally, the area surrounding the project is developed and includes commercial use northwest of the intersection of Prado Road and U.S. 101, commercial and residential uses northeast of said intersection, the city-owned corporation yard and Water Resource Re covery Facility southeast of the intersection, and the San Luis Ranch property west of U.S. 101. The San Luis Ranch property is currently in the initial phases of development, with approved commercial, residential, recreational, and agricultural land uses under the San Luis Ranch Specific Plan adopted by the C ity in 2017. As discussed in Response to Comment 11.32, the project site is not located on the edge of the C ity limit or any other applicable City boundary. The project site is also relatively flat. Therefore, Section 2.1.1, Aesthetics, accurately states that the project would not involve construction in visually prominent locations, such as ridgelines, hillslopes, or visual gateways to the City. Refer to Response to Comment 11.36 for a discussion of the project’s consistency with the scale of the surrounding development. The speed limit on U.S. 101 is 65 mph; therefore, Section 2.1.1, Aesthetics, accurately states that drivers would pass the overcrossing at a high rate of speed, minimizing exposure to the proposed bridge structures. Comment 11.37: The renderings do not show any retaining walls and they are not described other than in passing. Retaining walls are cold, urbanizing structures and will degrade the visual quality. Response to Comment 11.37: The project design does not include any retaining walls. Therefore, it is appropriate for retaining walls to not be depicted in the visual renderings. The text of Section 2.1.1, Aesthetics, has been revised to clarify that retaining walls are not proposed as part of the project design. Comment 11.38: There is no mitigation included to address all the hardscape, the structure itself, any fencing, walls, supports, etc. You have determined that you can build this huge, elevated structure with all its urbanizing components on the edge of the city, next to open space, and that the visual impact will be “low to moderate”. This is an improper and unrealistic determination. Response to Comment 11.38: As discussed in Response to Comment 11.31, the project site is not located on the edge of the city or located next to open space. As discussed in Response to Comment 11.35, the proposed overcrossing and additional traffic signal or roundabout would be of similar dominance as the buildings, infrastructure, and urban vegetation in and Page 522 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  155 around the project area. The proposed bridge structure s will be similar in size and scale to the other bridge structures along the U.S. 101 corridor through San Luis Obispo, such as the overcrossings at Los Osos Valley Road and Madonna Road. As discussed in Response to Comment 6.1, and Section 2.1.1, Aesthetics, auxiliary structures would be required to be designed and built consistent with the City of San Luis Obispo Community Design Guidelines and will be reviewed and approved by the City Architectural Review Commission. Concrete barriers would be consistent with the Aesthetic Barrier Design guidance and the California Highway Barrier Aesthetics Report (Caltrans 2002). As a result, these elements are expected to be of the same quality in design and materials as the surrounding infrastructure. In addition, aesthetic treatments within the State Right-of-Way would be required to be reviewed and approved by Caltrans. During the design phase, the consultant structural designer will coordinate with the Caltrans Office of Structures Design, Caltrans Bridge Architecture, and Caltrans Landscape Architecture to determine any required aesthetic treatment for bridge structures. Comment 11.39: What was the Department of Conservation’s assessment results for the reduction in agricultural land? Response to Comment 11.39: A formal Department of Conservation assessment was not required for the project. The Preliminary Environmental Analysis Report (January 2018) identified no farmlands in the project area beyond those already evaluated and mitigated for in the San Luis Ranch Project Final Environmental Impact Report. Due to the proximity of agricultural land to the project, a Form AD -1006 (Farmland Conversion Impact Rating analysis) prepared in coordination with the Natural Resource Conservation Service (NRCS) was identified as the appropriate evaluation of agricultural resources. The project’s p otential effects on agricultural lands, and specifically the findings of the Farmland Conversion Impact Rating analysis (September 2021), are described in Section 2.1.2, Agriculture and Forest Resources. The Draft Initial Study-Mitigated Negative Declaration concludes that the Prado Road extension portion of this project would be required to comply with Mitigation Measure AG-1 from the San Luis Ranch Project Final Environmental Impact Report, which requires 1 acre of agricultural land of comparable productivity to be preserved in perpetuity for every acre of Important Farmland on the San Luis Ranch property that would be permanently converted to nonagricultural use (City of San Luis Obispo 2017b). Additionally, this Draft Initial Study-Mitigated Negative Declaration includes similar language for impacts to farmland as a result of the Elks Lane realignment in Mitigation Measure AG-1. The Department of Conservation did not provide comments on the Draft Initial Study-Mitigated Negative Declaration. As described in detail in Response to Page 523 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  156 Comment 11.1, the Notice of Intent was provided to the public, responsible agencies, trustee agencies, and the State Clearinghouse, consi stent with CEQA Guidelines, Section 15072. Comment 11.40: “Native American outreach conducted for this project and nearby projects indicated that the general project vicinity is sensitive for archaeological resources. Sixteen previously recorded cultural resources were identified within a 1 -mile radius of the Area of Potential Effect…. [D]ue to the known sensitivity of the project area, there is potential for ground - disturbing activities in and in the vicinity of the Area of Potential Effect to uncover previously undiscovered human remains.” This would constitute “unusual circumstances” under 23 CFR 771.117(b), precluding preparation of a NEPA categorical exclusion, therefore an environmental assessment must be prepared. Response to Comment 11.40: As discussed in Section 2.1.5, Cultural Resources, no archaeological resources were identified within or next to the Area of Potential Effect. As with all ground disturbance, there is a potential for previously unknown archaeological resources or human remains to be encountered during project construction. This is not an unusual circumstance as this is typical for any project that require s ground disturbance or excavation. Comment 11.41: “The project would result in an overall increase in impervious surface of up to 2 acres on the project site.” How much of this is within the 100-year floodplain? Response to Comment 11.41: As stated in Section 2.1.10, Hydrology and Water Quality, the floodplains within the project site are depicted in the Water Quality Assessment Report prepared for the project. As shown in Figure 3 -4 of the Water Quality Assessment Report, the majority of the project site is located within the 100-year floodplain, with a portion of the western, southern, and eastern portion of the site within the 500 -year floodplain. Based on the location of the floodplains within the project site, a majority (approximately 80 percent) of the increase in impervious surface area would be within a 100 - year floodplain. The project will be designed such that water that falls on impervious surfaces will drain via pipes or ditches to natural outlets into the surrounding area, which would not exacerbate existing flood risks. The description of the floodplains in the project site has been revised in Section 2.1.10, Hydrology and Water Quality, to clarify the consistency with the floodplains depicted in Figure 3-4 of the Water Quality Assessment Report. Comment 11.42: Considering the rains received this year and the unexpected extensive and expensive flood damage within the city, the discussion on flood prevention should be expanded. Indications are that the city’s “flood damage prevention regulations” are no longer adequate in this time of extreme climate events and si mply stating that adherence to them Page 524 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  157 “would ensure that the proposed new roadway facilities would not substantially impede flood flows or otherwise result in adverse effects associated with the 100 -year and 500-year floodplains that extend onto the project site” is not adequate insurance. Again, these are “unusual circumstances” under 23 CFR 771.117(b) and a NEPA CE is not appropriate. Response to Comment 11.42: City hydrologic models for precipitation and flood modeling follow the Federal Emergency Management Agency (FEMA) standard. The recent 25 -year storm event confirmed the City’s models to be accurate. Refer to response to comment 11.30 for a discussion of potential floodplain impacts and the appropriateness of a NEPA categorical exclusion. Comment 11.43: Referring to the potential (and likely) relocation of the corporation yard, it is not sufficient under CEQA to defer the analysis of this component of the Prado Road Interchange project. “Any subsequent relocation or alteration of these facilitie s would be subject to applicable environmental review requirements under CEQA, with mitigation incorporated as necessary to reduce any potentially significant environmental impacts”; this is deferring the study and possible required mitigation, which is unlawful. It is a known impact and must be addressed with this project. Response to Comment 11.43: Refer to Response to Comment 11.20 for a discussion of the potential effects of the project on the city-owned corporation yard’s operations and the manner in which future physical facilities to support corporation yard operations would be subject to a separate planning process and applicable environmental review requirements . Comment 11.44: “[C]onstruction noise shall not exceed 86 A -weighted decibels Lmax at 50 feet from the job site activities from 9:00 p.m. to 6:00 a.m.” What is A-weighted decibels Lmax in plain language? How will that be monitored and regulated during construction? What happens if it’s exceeded? Response to Comment 11.44: A-weighted decibels are defined in Section 2.1.13, Noise: “The A -weighting scale is an adjustment to the actual sound pressure levels so they are consis tent with the human hearing response.” The identified noise level of 86 A-weighted decibels Lmax at 50 feet from the project site is used as a threshold of significance for the purpose of the noise analysis, and noise analysis indicates that this level is not reasonably anticipated to be exceeded at nearby noise receptors. Specifically, as discussed in Section 2.1.13, Noise, construction noise levels were determined to potentially reach up to 77 dBA Leq at the Prado Day Center; 72 dBA Leq at the Mobile Home Park on Elks Lane; and 67 dBA Leq at the Embassy Suites Hotel. Therefore, the impact is classified as less than significant and no mitigation is required. Page 525 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  158 Comment 11.45: “[N]oise intrusive to interior habitable space of residential units from exterior sources should not exceed 45 CNEL. The General Plan Noise Element restricts noise in outdoor living areas due to transportation noise sources to 60 CNEL.” What is CNEL? How will thes e levels be monitored and regulated? What happens if they’re exceeded? Response to Comment 11.45: Community Noise Equivalent Level (CNEL) is a weighted average of noise level over time and a description is provided in the Affected Environment of Section 2.1.13 Noise. CNEL noise levels are not used as a threshold of significance in the Draft Initial Study-Mitigated Negative Declaration. CNEL noise levels are described in the discussion of City of San Luis Obispo General Plan and State of California Noise Sta ndards for informational purposes. The description of the City of San Luis Obispo General Plan and State of California Noise Standards has been revised in Section 2.1.13, Noise, to include a definition of the term CNEL. Comment 11.46: What are the “levels specified in Table 4.10 -3”? How will they be monitored and regulated? What happens if they’re exceeded? Response to Comment 11.46: The language referenced by the commenter is originally from the City Noise Element, and refers to Table 1 in the Noise Element, Maximum Noise Exposure for Noise -Sensitive Uses Due to Transportation Noise Sources. The description of the City General Plan Noise Standards has been revised in Section 2.1.13, Noise, to remove the description of Policy 1.4. Policy 1.4 does not apply to modification of existing transportation noise sources, and the noise expos ure levels in Table 1 of the Noise Element are not used as thresholds of significance in the Draft Initial Study-Mitigated Negative Declaration. As described in Section 2.1.13, Noise, traffic noise impacts occur when the predicted noise level approaches or exceeds the land-use-specific Noise Abatement Criteria specified in 23 Code of Federal Regulations 772 or a predicted noise level substantially exceeds the existing noise level (a “substantial” noise increase). Section 2.1.13, Noise, evaluates the project’s potential to result in a substantial noise increase (defined as in Caltrans’ Traffic Noise Analysis Protocol [April 2020] as an increase of 12 A -weighted decibels fro m the existing noise level) or exceedance of Caltrans’ Noise Abatement Criteria . As described in the Traffic Noise Analysis Protocol, a 3 A-weighted decibels difference is generally the point at which the human ear will perceive a difference in noise level. Because this impact would not exceed the applicable threshold of significance, no mitigation, such as noise monitoring, is required. Comment 11.47: Will there be any night construction? Have noise calculations been done to see if night levels will be exc eeded? Response to Comment 11.47: Nighttime construction may be required and would be subject to applicable Caltrans and City requirements and limitations. Page 526 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  159 During the Plans, Specifications, and Estimates Phase, Caltrans will evaluate the construction means and methods to determine if nighttime work is necessary and what activities would be needed . If necessary, a nonstandard special provision will be developed, reviewed, and approved by Caltrans Headquarters that would require the contractor to develop and implement a Noise Control Plan to ensure the 86 A-weighted decibels threshold is adhered to in Caltrans Standard Specification Section 14 -8.02 “Noise Control”. The Noise Control Plan will be developed by a qualified individual and reviewed by Caltrans environmental engineering staff for approval. As described in Section 2.1.13, Noise, Caltrans Standard Specifications Section 14 -8.02, “Noise Control” state that construction noise “shall not exceed 86 A -weighted decibels Lmax at 50 feet from the job site activities from 9:0 0 p.m. to 6:00 a.m.” The City Planning Department may issue a night work permit if night or weekend hours are required by the City Transportation Division. The Permit conditions would require the Transportation Division to identify why the night work is required, and any specific conditions and notification requirements that will apply. Refer to Response to Comment 11.44 for a discussion of anticipated construction noise levels in comparison to this requirement. Comment 11.48: There is no information on how traffic was incorporated into the predicted noise and vibration levels (with or without the project). Where did that factor into the results? What percentage of trucks are anticipated, and how was that number generated? It also seems like levels for both day and night should be calculated . Based on the opening statement, “Considering the information in the U.S. 101/Prado Road Interchange Improvement Project Noise Study Report,” it’s evident the IS is incorporating that document by reference, however the Noise Report was not made available to review during the period and locations that the IS was available. This violated the requirements for CEQA public review. Response to Comment 11.48: The details and assumptions of the traffic analysis and noise analysis are included in the Traffic Operations Analysis Report and Noise Study Report. As discussed in Response to Comment 11.29, the technical studies are available on the City’s website , or from Caltrans upon request. Comment 11.49: Under 2.1.14, this document is making determinations of significance based on the determinations in the San Luis Ranch Specific Plan without explaining them. That is not adequate analysis or discussion. The Prado Road Interchange project is contributing to the growth of the city by a predicted 2.8 percent with no explanation on why that has been determined to be less than significant. Furthermore, the document has failed to discuss cumulative growth impacts from the other development projects within the city. Response to Comment 11.49: The commenter refers to the Affected Environment discussion in Section 2.1.14, Population and Housing, which Page 527 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  160 summarizes the population growth and conclusions of the San Luis Ranch Project Final Environmental Impact Report, certified by the City of San Luis Obispo in 2017. Section 2.1.14, Population and Housing, provides a project- level analysis of the U.S. 101/Prado Road Interchange P roject’s impacts, concluding that the project does not include any housing or business development and would not directly induce population growth in the city. While the project would indirectly facilitate population growth by facilitating the development of the San Luis Ranch Specific Plan Area, the growth associated with the San Luis Ranch Specific Plan Area was evaluated in the San Luis Ranch Project Final Environmental Impact Report and found to be consistent with the City’s General Plan projections. As described in detail in Response to Comment 11.3, the project-level and cumulative impacts of the project are discussed in Section 2.1.21, Mandatory Findings of Significance. Comment 11.50: “The project would facilitate the development of the San Luis Ranch Specific Plan Area.” Therefore, you cannot make the statement that the project “would not directly induce population growth in the city.” It facilitates the development of housing, therefore it facilitates the development of population growth. Any statement to the contrary is FALSE. If there’s no place to live, people will not move here. Also, just because the project is consistent with the city’s General Plan projections doesn’t mean the impacts will be less than significant. This is a false assumption. This needs explanation. Response to Comment 11.50: As discussed in Response to Comment 11.49, the growth associated with the San Luis Ranch Specific Plan was evaluated in the San Luis Ranch Project Final Environmental Impact Report, certified by the City of San Luis Obispo in 2017, and found to be consistent with the City’s General Plan projections . The U.S. 101/Prado Road Interchange Project is referenced in the San Luis Ranch Specific Plan Environmental Impact Report as mitigation required to support the San Luis Ranch Specific Plan. Therefore, Section 2.1.14, Population and Housing, appropriately concludes that, while the project would facilitate the development of the San Luis Ranch Specific Plan Area , growth would be consistent with the City’s General Plan projections and would not result in substantial new environmental impacts beyond those previously evaluated and found to be less than significant, for the General Plan and San Luis Ranch Specific Plan. Comment 11.51: The response to question 2.1.15 a.5 doesn’t address the question. Under “other public services” the answer would be “YES”. One of the purported “needs” for this project is related to the City’s desire “to maintain acceptable service ratios, response times or other performance objectives for any of the public services,” specifically the Transit Authority. See comment 13. Furthermore, once again, you cannot separate out the project to relocate the corporation yard that is necessitated by this project. This is not a “less than significant” impact. At this point, it is an unknown Page 528 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  161 impact; in that case, CEQA requires prepa ration of an environmental impact statement. Response to Comment 11.51: The discussion of “other public facilities” in Section 2.1.15, Public Services, concludes that the proposed project does not involve the construction of housing or other development that would increase demand on any public facility in a manner that results in a physical environmental effect. Refer to Response to Comment 11.14, which discusses the Transit Authority’s relocation to new office, maintenance, and storage facilities located adjacent to the northwest corner of the existing northbound ramp intersection with Prado Road, Elks Lane, and U.S. 101. Also refer to Response to Comment 11.6, which explains that a “significant effect on the environment” means a substantial, or potentially substantial, adverse change in the environment in the context of the Draft Initial Study-Mitigated Negative Declaration. Refer to Response to Comment 11.20 for a discussion of the potential effects of the project on the city-owned corporation yard’s operations and the manner in which future physical facilities to support corporation yard operations would be subject to a sepa rate planning process and applicable environmental review requirements. Comment 11.52: “The project would not involve the construction of additional vehicle lanes or increase the capacity of the existing interchange.” Please explain. The project DOES construct additional lanes, and there is NO existing interchange. (How did this document get approved???) Response to Comment 11.52: The project does not involve the construction of additional vehicle travel lanes with the potential to induce travel, or otherwise increase the capacity of the existing interchange. The text cited by the commenter has been revised in Section 2.1.17, Transportation, to clarify that the project would not involve the construction of ad ditional vehicle travel lanes on U.S. 101 or increase the capacity of the existing northbound on- and off-ramps at the U.S. 101/Prado Road interchange. Caltrans has identified project types that typically do not increase vehicle miles traveled, which includes additions of auxiliary lanes less than 1 mile, addition of roadway capacity on local streets provided project substantially improves ped/bike conditions, and installation of roundabouts (Caltrans 2020b). The only additional lanes that would be construc ted as part of the project include the short segment along Prado Road that would have four lanes and the weave lanes that would connect the new ramps to U.S. 101. Additional widening would occur along Prado Road after it returns to City right-of-way and connects with other local facilities. Comment 11.53: There appears to be no explanation on how the project will address “the removal of existing biofiltration strips along the U.S. 101 northbound lane.” This is mitigation for a previous impact. Page 529 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  162 Response to C omment 11.53: As discussed in Section 2.1.10, Hydrology and Water Quality, the portions of the project within Caltrans right-of-way are subject to the National Pollutant Discharge Elimination System Statewide Stormwater Permit Waste Discharge Requirements for the State of California Department of Transportation (Order 2012 -0011-DWQ and subsequent amendments). In addition, portions of the project site outside the State right- of-way are subject to the National Pollutant Discharge Elimination System Phase 2 Small MS4 General Permit (Order 2013 -0001-DWQ). Both of these permits require post construction Treatment Best Management Practices to infiltrate and/or treat runoff from the project site. Post construction water quality Treatment Best Management Practices may include, but would not be limited to, Design Pollution Prevention Infiltration Area Treatment Best Management Practices, Biofiltration Strips/Swale Treatment Best Management Practices, or Detention Basins or other flow-through Treatment Best Management Practices. These Treatment Best Management Practices are required to treat stormwater runoff from 100 percent of the New Impervious Surface created by the project. The New Impervious Surface is the sum of all new and replaced impervious surfaces, plus any tributary areas from existing Treatment Best Management Practices removed by the project. The existing biofiltration strips along the U.S. 101 northbound lane that will be removed as part of the project will be relocated in kind or added to the New Impervious Surface to be treated by the entire project. Stormwater regulations in California have continued to get more stringent; therefore, the project would include more Best Management Practices than are removed and those Best Management Practices would treat more runoff than the existing Best Management Practices. Comment 11.54: A discussion on cumulative impacts is completely lacking. The document claims to have discussed each section separately, but this is not the case. Most importantly, the document doesn’t even identify any other projects, past or future, aside from the San Luis Ranch development , in its analysis. It makes passing reference, however, to relocation of the corporation yard, extension of bike lanes to Laguna Lake Park, the “planned Elks Lane realignment connection with Prado Road east to the western limits of the San Luis Obispo Cree k Bridge Widening Project”, the San Luis Obispo Creek Bridge Widening Project, and the “planned Prado Road east extension to Broad Street as a main east/west connector.” These projects will have impacts on the community, on visual quality, on noise recepto rs, on air quality, and more, and they’re all connected. Considering how these projects will affect traffic circulation patterns and consequently population or commercial development, there will likely be substantial associated secondary impacts. This document must contain an extensive discussion on how all these projects are going to tie together and what effect they’re going to have on the city, its residents, and the natural environment. This discussion is required under “mandatory findings of significance”; a thorough analysis will almost certainly necessitate the preparation of an environmental impact report. Page 530 of 753 Appendix B  Comment Letters and Responses U.S. 101/Prado Road Interchange Project  163 Response to Comment 11.54: As described in Response to Comment 11.3, the cumulative analysis considers the potential impact of past, present, and reasonably foreseeable future actions, combined with the potential impacts of the proposed project. CEQA Guidelines Section 15130(b) describes the requirements for an adequate discussion of cumulative impacts in an Environmental Impact Report. The Draft Initial Study-Mitigated Negative Declaration generally follows a “plan” based approach to identifying the cumulative setting. The project is included in the Transportation Capital Projects of the City of San Luis Obispo General Plan Circulation Element (Ci ty of San Luis Obispo 2014a). The project would implement improvements to the city’s circulation network identified in the Circulation Element, and would be consistent with applicable goals, policies, and programs contained in the Circulation Element. Simi larly, the project is included in the 2019 Regional Transportation Plan as an “unconstrained” project. The analysis in the Final Environmental Impact Report for the 2019 Regional Transportation Plan includes all projects from the constrained and unconstrai ned project lists. The project is also identified in the San Luis Ranch Specific Plan, and incorporates by reference the conclusions of the San Luis Ranch Project Final Environmental Impact Report, certified by the City of San Luis Obispo in 2017. In addition to the “plan” based approach to identifying the cumulative setting , the Draft Initial Study-Mitigated Negative Declaration also provides discussion of specific past, present, and reasonably foreseeable future actions in the immediate project vicinity, where such actions may have specific impacts that could be cumulatively considerable when combined with the project’s impacts (e.g., drainage). Specific past, present, and reasonably foreseeable future actions discussed in the Draft Initial Study-Mitigated Negative Declaration include buildout of the San Luis Ranch Specific Plan, the San Luis Obispo Creek Bridge Widening Project, the city-owned corporation yard and Water Resource Recovery Facility, the San Luis Obispo Regional Transit Authority administrati ve and operations office space and maintenance and storage facilities, and the Prado Road shelter (40 Prado Road). Refer to Response to Comment 11.20 for a discussion of the potential effects of the project on the city-owned corporation yard’s operations a nd the manner in which future physical facilities to support corporation yard operations would be subject to a separate planning process and applicable environmental review requirements. Page 531 of 753 U.S. 101/Prado Road Interchange Project  164 Appendix C References Bibliography Airport Land Use Commission of San Luis Obispo County. 2005. Airport Land Use Plan for the San Luis Obispo County Regional Airport. Amended May 18, 2005. Available at: https://www.sloairport.com/wp- content/uploads/2016/10/alup_txt.pdf. Accessed February 2022. California Air Resources Board. 2017. California 2017 Climate Change Scoping Plan. Available at: https://ww2.arb.ca.gov/sites/default/files/classic/cc/scopingplan/scopin g_plan_2017.pdf. Accessed December 2021 . California Air Pollution Control Officers Association. 2008. CEQA and Climate Change whitepaper. 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Available at: https://www.slcusd.org/our-schools . A ccessed December 2021. San Luis Obispo, City of. 2000. Safety Element. Available at: http://www.slocity.org/home/showdocument?id=6645 . Accessed December 2021. _____2006. Conservation and Open Space Element. Available at: https://www.slocity.org/home/showdocument?id=6651 . Accessed December 2021. _____2014a. Circulation Element. Available at: https://www.slocity.org/home/showdocument?id=20412 . Accessed December 2021. _____2014b. Land Use and Circulation Element Update Draft Program EIR. Available at: https://www.slocity.org/home/showdocument?id=6723 . Accessed December 2021. _____2014c Land Use Element. Available at: https://www.slocity.org/home/showdocument?id=6635 . Accessed December 2021. _____2016. Emergency Operations Plan. Available at: https://www.slocounty.ca.gov/getattachment/40e9d234 -8576-41a1- 82fe-a07f3b67a20a/county-emergency-operations-plan-(eop).aspx. Accessed December 2021. _____2017a. San Luis Ranch Specific Plan. Available at: https://www.slocity.org/home/showpublisheddocument/24679/6371026 69193230000. A ccessed December 2021. _____2017b. San Luis Ranch Specific Plan Final EIR. Available at: https://www.slocity.org/home/showdocument?id=15653 . Accessed December 2021. _____2019a. 2-Dimensional Hydraulic Model Update . _____2019b. San Luis Obispo Parks and Recreation Master Plan – Community Needs Assessment. Available at: https://www.slocity.org/home/showpublisheddocument/23356/6369586 60067030000. A ccessed December 2021. Page 537 of 753 Appendix C  References U.S. 101/Prado Road Interchange Project  170 _____2021a. Fire Department: Fire Stations and Training Grounds. Available at: https://www.slocity.org/government/department-directory/fire - department/about-us/fire-stations-facilities. Accessed December 2021. _____2021b. Police Department.: About the Department Available at: https://www.slocity.org/government/department-directory/police- department/about-the-department . A ccessed December 2021. _____2021c. 2020 Urban Water Management Plan. Available at: https://www.slocity.org/home/showpublisheddocument/31041/6376737 68464130000. A ccessed December 2021. _____2021e. Utilities Department: Construction & Demolition Recycling Program. Available at: https://www.slocity.org/government/department - directory/utilities-department/garbage -recycling/construction- demolition-recycling-program. Accessed December 2021. _____2022. Water Plus. Available at: https://www.slowrrfproject.org/about . A ccessed February 2022. San Luis Obispo Council of Governments. 2019. Transition from LOS to VMT Staff Report. October 2019. San Luis Obispo, County of. 1999. General Plan Safety Element. Available at: https://www.slocounty.ca.gov/departments/planning -building/forms- documents/plans-and-elements/elements/safety-element.pdf. A ccessed December 2021. ______2019. Community Wildfire Protection Plan. Available at: https://www.slocounty.ca.gov/departments/county-fire- department/publications/community-wildfire-protection-plan.pdf. A ccessed December 2021. San Luis Obispo County Air Pollution Control District (District). 2001. Clean Air Plan. December 2001. Available at: https://storage.googleapis.com/slocleanair- org/images/cms/upload/files/business/pdf/cap.pdf. Accessed February 2022. ______2012. CEQA Air Quality Handbook. April 2012. Available at: https://www.prcity.com/documentcenter/view/14604/california - environmental-quality-act-handbook---2012-volume-1 -pdf. Accessed February 2022. ______2017. Clarification Memorandum for the San Luis Obispo County Air Pollution Control District’s 2012 CEQA Air Quality Handbook. November 2017. Available at: https://storage.googleapis.com/slocleanair- Page 538 of 753 Appendix C  References U.S. 101/Prado Road Interchange Project  171 org/images/cms/upload/files/final_clarification%20memorandum%2020 172.pdf. Accessed November 2021. San Luis Obispo County Airport Land Use Commission. 2021. San Luis Obispo County Regional Airport Land Use Plan. Available at: https://www.slocounty.ca.gov/departments/planning -building/forms- documents/planning -projects/airport -land-use -plan-update/airport-land- use-plan-(amended-restated).pdf. Accessed December 2021 . San Luis Obispo Valley Basin Groundwater Sustainability Agencies. 2021. San Luis Obispo Valley Basin Groundwater Sustainability Plan. October 2021. Available at: https://02ee8e55-e735-4a38-bedf- 455049034f73.filesusr.com/ugd/3de50a_f330a123a74e4007a9cf6d027 961e1f2.pdf. A ccessed February 2022. State of California. 2018. California’s Fourth Climate Change Assessment. http://www.climateassessment.ca.gov/. Accessed: August 21, 2019. _____2019. California Climate Strategy. https://www.climatechange.ca.gov/. Accessed: August 21, 2019. State of California, Department of Finance, E -5 Population and Housing Estimates for Cities, Counties and the State —January 1, 2011-2020. Sacramento, California, May 2020. State Water Resources Control Board. 2019a. GeoTracker database. https://geotracker.waterboards.ca.gov/. Accessed April 2019. _____2021. 2018 California Integrated Report (Clean Water Act Section 303(d) List and 305(b) Report). https://www.waterboards.ca.gov/water_issues/programs/water_quality _assessment/2018_integrated_report.html. Accessed February 2022. United States Department of Transportation. 2011. Policy Statement on Climate Change Adaptation. June. Available at: https://www.fhwa.dot.gov/environment/sustainability/resilience/policy_a nd_guidance/usdot.cfm. Accessed August 2019. U.S. Energy Information Administration. 2020.“California – State Profile and Energy Estimates.” Available at: https://www.eia.gov/state/?sid=ca#tabs -2. Accessed November 2021. U.S. Environmental Protection Agency. 2009. Endangerment and Cause or Contribute Findings for Greenhouse Gases under the Section 202(a) of the Clean Air Act. https://www.epa.gov/ghgemissions/endangerment- and-cause-or-contribute-findings-greenhouse -gases-under-section- 202a-clean. Accessed August 2019. Page 539 of 753 Appendix C  References U.S. 101/Prado Road Interchange Project  172 _____2018. Inventory of U.S. Greenhouse Gas Emissions and Sinks. https://www.epa.gov/ghgemissions/inventory-us -greenhouse-gas- emissions-and-sinks. Accessed: August 21, 2019. _____2019. Envirofacts database. https://www3.epa.gov/enviro/. Accessed April 2019). United States Forest Service. 2018. “Fire in chaparral ecosystems.” Last modified November 30, 2018. https://www.fs.fed.us/psw/topics/fire_science/ecosystems/chaparral.sht ml. Accessed April 2019. United States Geological Survey. 2018. Post-Fire Flooding and Debris Flow. Last modified: October 31, 2018. Available at: https://ca.water.usgs.gov/wildfires/wildfires -debris-flow.html. Accessed April 2019. United States Global Change Research Program. 2018. Fourth National Climate Assessment. https://nca2018.globalchange.gov/. Accessed: August 2019. Wiegers, M.O. 2021. Preliminary geologic map of the west half of the San Luis Obispo 30’ x 60’ quadrangle, California, version 2.0: California Geological Survey. Scale 1:100,000. Available at: https://filerequest.conservation.ca.gov/?q=preliminary-geologic-map- sanluisobispo-100k-west-v2 -map.pdf. Accessed April 2022 . Page 540 of 753 Page 541 of 753 U.S. 101/Prado Road Interchange Project  174 Appendix D Energy Calculations Page 542 of 753 Appendix D  Energy Calculations U.S. 101/Prado Road Interchange Project  175 Page 543 of 753 U.S. 101/Prado Road Interchange Project  176 List of Tec hnical Studies Bound Separately (Volume 2)  Initial Environmental Site Assessment, August 2017  Remedial Excavation Report, San Luis Obispo Regional Transit Authority Bus Maintenance Facility, 253 Elks Lane, San Luis Obispo, California, November 2020.  Farmland Conversion Impact Rating Memo randum, September 2021  Moderate Level Visual Impact Assessment, September 2021  Air Quality Technical Study, September 2021  Climate Action Plan Consistency Checklist, September 2020  Natural Environment Study, October 2021  Archaeological Survey Report, January 2020  Finding of No Adverse Effect without Standard Conditions, February 2020  Historic Property Survey Report, January 2020  Historic Resources Evaluation Report, February 2020  Supplemental Historic Properties Survey Report and Archeological Survey Report, January 2022  Water Quality Assessment Report, November 2021  Noise Study Report, October 2021  U.S. 101/Prado Road Interchange Traffic Operations Analysis Report and Intersection Control Evaluation, May 2019  U.S. 101/Prado Road Vehicle Miles Traveled Analysis, June 2020  Community Impact Assessment, September 2021 To obtain a copy of one or more of the se techni cal studies/reports or the Initial Study, please send your request to: Dianna Beck Associate Environmental Planner, District 5 California Department of Transportation, CEQA Lead Agency 50 Higuera Street, San Luis Obispo, California 93401 Or send your request via email to: Dianna.Beck@dot.ca.gov Or call: 805-459-9406 Please provide the following information in your request: Project title: U.S. 101/Prado Road Interchange Project General location information: San Luis Obispo County, Californi a District number-county code-route-post mile: District 5–SLO-101–PM 26.5-27.3 Project ID number: 0516000105 Page 544 of 753 05 – SLO – 101 - 26.5/27.3 05-1H640 – 0516000105 PPNO-2831 20.XX.075.600 STIP RIP 20.XX.400.100 Local Funds June 12, 2023 Project Report For Project Approval On Route 101 Between 0.3 mile south of Prado Road And 0.2 mile south of Madonna Road Overcrossing I have reviewed the right-of-way information contained in this report and the right-of- way data sheet attached hereto, and find the data to be complete, current and accurate: Marshall Garcia, District Division Chief, Right of Way APPROVAL RECOMMENDED: Paul Valadao, Project Manager APPROVED: Scott Eades, District Director Date Page 545 of 753 05 – SLO – 101 - 26.5/27.3 Vicinity Map Page 546 of 753 05 – SLO – 101 - 26.5/27.3 This project report has been prepared under the direction of the following registered civil engineer. The registered civil engineer attests to the technical information contained herein and the engineering data upon which recommendations, conclusions, and decisions are based. REGISTERED CIVIL ENGINEER DATE 03/31/25 C41227 Jay Walter Page 547 of 753 05 – SLO – 101 - 26.5/27.3 Table of Contents 1. INTRODUCTION ..................................................................................................................... 1 2. RECOMMENDATION ............................................................................................................. 2 3. BACKGROUND ....................................................................................................................... 2 4. PURPOSE AND NEED ............................................................................................................. 4 A. Problem, Deficiencies, Justification .................................................................................... 4 B. Regional and System Planning ............................................................................................ 5 C. Traffic .................................................................................................................................. 8 5. ALTERNATIVES.................................................................................................................... 13 5A. Preferred Alternative ......................................................................................................... 14 Alternative 3 ...................................................................................................................... 14 5B. Rejected Alternatives ........................................................................................................ 18 No Build ............................................................................................................................ 18 Alternative A1 ................................................................................................................... 18 Alternative A1R ................................................................................................................ 19 Alternative A2 ................................................................................................................... 19 Alternative A4 ................................................................................................................... 19 Alternative A4R ................................................................................................................ 20 Alternative A7 ................................................................................................................... 20 6. CONSIDERATIONS REQUIRING DISCUSSION ............................................................... 20 6A. Hazardous Waste ............................................................................................................... 20 6B. Value Analysis .................................................................................................................. 21 6C. Resource Conservation ...................................................................................................... 21 6D. Right of Way Issues .......................................................................................................... 22 6E. Environmental Compliance ............................................................................................... 23 6F. Air Quality Conformity ..................................................................................................... 33 6G. Title VI Considerations ..................................................................................................... 34 6H. Noise Abatement Decision Report .................................................................................... 34 6I. Reversible Lanes ............................................................................................................... 35 7. OTHER CONSIDERATIONS AS APPROPRIATE ............................................................... 35 Public Hearing Process ...................................................................................................... 35 Route Matters .................................................................................................................... 35 Permits ............................................................................................................................... 36 Cooperative Agreements ................................................................................................... 36 Other Agreements ........................................................................................................... 36 Report of Feasibility of Providing Access to Navigable Rivers ........................................ 36 Public Boat Ramps ............................................................................................................ 36 Transportation Management Plan...................................................................................... 36 Stage Construction ............................................................................................................ 37 Accommodation of Oversize Loads .................................................................................. 37 Graffiti Control .................................................................................................................. 37 Asset Management ............................................................................................................ 37 Complete Streets................................................................................................................ 37 Page 548 of 753 05 – SLO – 101 - 26.5/27.3 Climate Change Considerations ........................................................................................ 38 Broadband and Advance Technologies ............................................................................. 38 8. FUNDING, PROGRAMMING AND ESTIMATE ................................................................. 38 Funding .............................................................................................................................. 38 Programming ..................................................................................................................... 38 Estimate ............................................................................................................................. 39 9. DELIVERY SCHEDULE ........................................................................................................ 39 10. RISKS ...................................................................................................................................... 39 11. EXTERNAL AGENCY COORDINATION ........................................................................... 40 12. PROJECT REVIEWS .............................................................................................................. 40 13. PROJECT PERSONNEL......................................................................................................... 40 14. ATTACHMENTS ................................................................................................................... 41 A – ENVIRONMENTAL DOCUMENT B – LOCATION MAP C – TYPICAL SECTIONS AND LAYOTS D – STRUCTURES ADVANCE PLANNING STUDY (APS) E – PRELIMINARY COST ESTIMATES F – RIGHT OF WAY DATA SHEETS AND UTILITY PLANS G – STORM WATER DATA REPORT H – RISK REGISTER Page 549 of 753 05 – SLO – 101 - 26.5/27.3 1 1. INTRODUCTION Project Description The proposed project includes improvements to extend Prado Road over U.S. Route 101 (US 101) to connect with Dalidio Drive, reconstruct the existing US 101 northbound (NB) off-ramp and on-ramp connections with Prado Road, and construct an auxiliary lane on northbound US 101 between the Prado Road and Madonna Road interchanges in order to provide congestion relief, operational efficiency and multimodal connectivity. The interchange is located in the City of San Luis Obispo in the County of San Luis Obispo at Post Mile (PM) 26.8 and improvements on northbound US 101 extend from PM 26.5 to PM 27.3. The preferred alternative includes a partial interchange with the proposed Prado Road overcrossing constructed over US 101, a new US 101 NB off-ramp to Prado Road, and a new NB on-ramp from Prado Road. Refer to Attachment B for the Location Map. The preferred alternative considers multimodal components and does not preclude future widening of US 101. The preferred alternative also would not preclude completion of a future full access interchange at this location by adding SB on and off- ramps. Project Limits 05-SLO-101, PM 26.5/27.3 Number of Alternatives One Alternative A3 Current Cost Estimate FY 2022: Escalated Cost Estimate FY 2025: Capital Outlay Support $9,900,000 $10,900,000 Capital Outlay Construction $51,700,000 $56,500,000 Capital Outlay Right-of-Way $4,500,000 $5,400,000 Total $66,100,000.00 $72,800,000.00 Funding Source State Transportation Improvement Program (STIP), Regional Transportation Improvement Program (RTIP) and Local Funds STIP-RIP 20.xx.075.600 & Local 20.xx.400.100 Funding Year 2025/2026 Type of Facility Local Interchange Number of Structures 3 Environmental Determination or Document California Environmental Quality Act (CEQA) – Initial Study/Mitigated Negative Declaration National Environmental Policy Act (NEPA) – Categorical Exclusion Page 550 of 753 05 – SLO – 101 - 26.5/27.3 2 Legal Description In San Luis Obispo County, on Route 101 between 0.3 mile south of Prado Road and 0.2 mile south of Madonna Road Overcrossing Project Development Category 3 2. RECOMMENDATION It is recommended that this Project Report be approved, and authorization be granted to proceed to the Plans, Specifications and Estimate phase. 3. BACKGROUND Project History A Freeway Agreement between the State of California (Caltrans) and the City of San Luis Obispo (City) is currently in place and is dated July 3, 1972. The Freeway Agreement includes the segment of US 101 between 0.5 mile south of Los Osos Valley Road overcrossing and 0.4 mile south of Madonna Road overcrossing and includes the proposed project area. A Project Study Report (PSR) was previously prepared and approved in December 1996 (EA 41120K). Fact Sheet Exceptions to Mandatory Design Standards for non-standard interchange spacing between the proposed Prado Road interchange and the Madonna Road interchange were also prepared and approved in April 1996. Both the approved PSR and Fact Sheet Exceptions to Mandatory Design Standards were determined to be no longer valid. Construction of the Los Osos Valley Road (LOVR) improvements at US 101 was completed in 2016 (EA 0H730). During the Project Approval & Environmental Documentation (PA/ED) phase for that project, the environmental document included the constructed Prado Road interchange in the future scenario. The City of San Luis Obispo (City), Caltrans District 5 (Caltrans) and the San Luis Obispo Council of Governments (SLOCOG) signed a Caltrans Project Information Form in January 2016 and the City and Caltrans signed a Project Charter in July 2017. The City and Caltrans entered into a Cooperative Agreement (No. 05-0313) in July 2017 in which the City agreed to prepare a Project Study Report – Project Development Support (PSR-PDS) for the proposed project. Caltrans agreed to provide project oversight and approvals. A PSR-PDS was developed for the project and approved on April 12, 2018. The current proposal does not differ from the approved PSR-PDS The City and Caltrans entered into a Cooperative Agreement (No. 05-0332) on April 12, 2018, in which the City agreed to initiate the PA&ED phase for the proposed project. Caltrans agreed to perform Independent Quality Assurance (IQA), environmental document quality control and owner/operator approvals for the portions of the work within the existing and proposed State Highway System right-of-way. At this time no right of way has been acquired for the project. Page 551 of 753 05 – SLO – 101 - 26.5/27.3 3 Community Interaction This project is sponsored by the City of San Luis Obispo and was recommended in SLOCOG’s 2014 US 101 Corridor Mobility Master Plan. This plan included extensive public involvement, including seven local workshops, 30 community presentations, two web-based interactive tools, numerous stakeholder meetings and several SLOCOG board presentations. The study team included representatives from SLOCOG, Caltrans, County of San Luis Obispo and the cities of San Luis Obispo, Arroyo Grande, Atascadero, Grover Beach, Paso Robles, Pismo Beach, SLO Regional Transit Authority and the County Air Pollution Control District. The City has continued to support the project concepts from the PSR-PDS and into PA&ED. The City is committed to providing clear and consistent communication with the community on this project, and will continue the public outreach efforts through PA&ED, during final project design, and construction. At this time, no final commitments on any alternative have been made, but there is substantial support for the project from the community because of its transportation benefit. No contact has been initiated with any special interest groups, but that could change after circulation of the DED. A public meeting was held on March 6, 2023 during which the project alternatives and environmental impacts were shared. Existing Facilities US 101 US 101 is the principal north/south freeway/expressway on the Central Coast traversing the counties of Santa Barbara, San Luis Obispo, Monterey and San Benito within District 5. It serves local, regional and interregional travel needs, including business, recreation, tourism, journey-to-work, freight and goods movement, and national defense transport. The Pacific Coast Bicycle Route runs parallel to US 101 in this area along South Higuera Street. Within the project limits, US 101 is a four-lane freeway with 12-foot-wide travel lanes, 5-foot-wide left shoulders, 10-foot-wide right shoulders, and a 27 foot wide median with thrie beam median barrier. Right-of-Way width varies but is generally 177 feet. The area along US 101 is generally flat, with San Luis Obispo Creek running parallel to the freeway. The project area is located within the FEMA 100-year floodplain, and as such, the alternatives reflect the need to not impact the floodplain with additional embankments. US 101 is designated on the National Network as a Surface Transportation Assistance Act (STAA) truck route and the posted speed limit is 65 miles per hour (mph). Bicycle, pedestrians, and motor driven cycles are prohibited on the freeway sections of US 101. US 101/Prado Road Interchange The US 101 interchange with Prado Road is located between 0.3 miles south of Prado Road and 0.2 mile south of Madonna Road Overcrossing. The interchange is a partial interchange with access between US 101 and Prado Road currently provided only by a Page 552 of 753 05 – SLO – 101 - 26.5/27.3 4 compact diamond NB off and a hook NB on-ramp. This configuration provides limited access to and from US 101 from the local street system at this location. All way stop control is provided at the NB ramps intersection with Prado Road/Elks Lane. Prado Road Prado Road is a 2-lane Minor Arterial roadway that extends in a northwest direction and has a speed limit of 40 mph within the project vicinity. Prado Road provides two 12- foot-wide travel lanes and Class II bike lanes and is designated as an STAA truck route. Prado Road currently terminates at the US 101 NB Ramps/Prado Road/Elks Lane intersection. Elks Lane Elks Lane is a two-lane, 30 foot wide Local Road that extends in a northeast direction between Prado Road and South Higuera Street. Elks Lane currently terminates at the US 101 NB Ramps/Prado Road/Elks Lane intersection. 4. PURPOSE AND NEED Purpose: The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. Need: There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the US 101 freeway and resolve forecasted operational deficiencies on State and City facilities. These connectivity needs extend to all transportation modes. Goals and objectives of the project include: 1) improve overall operations of US 101 and adjacent interchanges; 2) improve mobility for bicyclists and pedestrians; 3) improve transit performance and enhance transit opportunities; and 4) improve consistency with local, regional and state planning. A. Problem, Deficiencies, Justification The existing Prado Road interchange with US 101 consists only of NB off- and NB on- ramps. Prado Road presently has a compact diamond off-ramp and a hook on-ramp in the northbound direction. This configuration provides limited access to and from US 101 from the local street system at this location. The Prado Road extension over US 101 that this project proposes is needed to provide better community connectivity between the existing and planned neighborhoods and to support planned roadway improvements east and west of the US 101 freeway. Improvements to US 101 in the study area and the extension of Prado Road over US 101 are critical to the operations for all modes of travel, not only for regional traffic, but also for local traffic. Page 553 of 753 05 – SLO – 101 - 26.5/27.3 5 B. Regional and System Planning Systems US 101 is designated with the following state and federal classifications:  Federal Aid Primary Route  Freeway Expressway System (F&E)  National Highway System (NHS)  Strategic Highway Corridor Network (STRAHNET)  Interregional Road System (IRRS)  High Emphasis Route  Eligible to be part of the Scenic Highway System State Planning The US 101/Prado Road interchange is located at PM 26.80 within Segment 5 in the US 101 Transportation Concept Report (TCR), approved in December 2014. Segment 5 extends from the South Higuera Street Interchange (PM 24.3) to the State Route 58 Interchange (PM 37.9). The route is a four-lane freeway through the City of San Luis Obispo and then transitions to a six-lane expressway and conventional highway over the Cuesta Grade. Within Segment 5 the 2035 Corridor Concept is freeway with capacity of four to six lanes, and the Ultimate Corridor Concept (beyond 2035) is freeway with capacity of up to six lanes. US 101 near the study area is currently a four-lane divided freeway with auxiliary lanes provided between Madonna Road and Marsh Street. As noted, the Ultimate Corridor Concept is identified as freeway with capacity of up to six lanes though there is no funding currently identified for providing a six-lane freeway section. The TCR identifies various Intelligent Transportation System (ITS) elements for implementation within Segment 5. These include closed circuit television cameras (CCTV), inductive loop type census station (LOOP), microwave vehicle detection system (MVDS), wireless access point bridge (WAPB), and wireless client bridge (WCB). Though these elements are noted, specific locations for implementation are not identified. The TCR also identifies potential locations for ramp meters in the US 101 corridor, but with no locations within Segment 5. The District System Management Plan (DSMP), approved in August 2015 identifies the construction of a northbound US 101 auxiliary lane between Prado Road and Madonna Road (DSMP 2015 ID No. 2073). During the Project Initiation Development (PID) phase, the PDT recommended the initial project that provides the Prado Road overcrossing of US 101, reconfigured NB ramps only with Prado Road, and a northbound US 101 auxiliary lane between Prado Road and Madonna Road. Provision of US 101 southbound (SB) Prado Road ramps and southbound collector-distributor road between the Los Osos Valley Road (LOVR) and Madonna Road interchanges were also initially evaluated, however, the PDT recommended that these facilities not be considered within the PSR-PDS. Though not Page 554 of 753 05 – SLO – 101 - 26.5/27.3 6 considered within the PSR-PDS, the PDT directed that these facilities are still a component of long-range system planning. As such, the PDT also directed that the Prado Road structure should be designed in such a way as to accommodate the future southbound Prado Road ramps and collector-distributor road. The City is reserving right-of-way needed for the future southbound ramps based on the best information that is available at this time, and the Structures design for each alternative is providing sufficient vertical and horizontal clearance for the SB ramps and collector-distributor road system. The reservation of this right-of-way will not preclude future viable alternatives. Regional Planning The US 101 Corridor Mobility Master Plan (December 2014) evaluated potential corridor improvements within four (4) distinct US 101 focus segments within the county. Focus Segment 2 is located within the City of San Luis Obispo with the segment limits extending from Los Osos Valley Road to Monterey Street. The US 101/Prado Road interchange and US 101 northbound auxiliary lane between Prado Road and Madonna Road are identified as projects to be considered during future planning and programming cycles. Within Segment 2, the US 101 Corridor Mobility Master Plan also identified ramp meters on the northbound on-ramp from Madonna Road and on the southbound on-ramp from Los Osos Valley Road. The SLOCOG 2017 Park & Ride (P&R) Lot Study (August 2017) notes that a major goal of SLOCOG is to help assure the development of an efficient, coordinated, integrated, and balanced transportation system including providing P&R lot locations throughout the County. The study identifies a P&R lot on Prado Road at or near the Prado Road/US 101 interchange as a potential P&R location. The US 101/Prado Road interchange and US 101 northbound auxiliary lane between Prado Road and Madonna Road are identified in the SLOCOG 2019 Regional Transportation Plan (2019 RTP Project ID No. CEN-MHWY-1402). This project is identified as ‘Constrained’ in the 2019 RTP, Chapter 9, Figure 9-14. Local Planning The City’s General Plan (May 2015) is published in separately adopted sections, called elements, which address various topics. The City updated both the General Plan Land Use and Circulation elements (San Luis Obispo 2035 Land Use and Circulation Update) which was adopted in 2014. The Circulation element was subsequently amended in October 2017. While the Land Use Element describes the city’s desired character and size, the Circulation Element describes how transportation will be provided in the community described by the Land Use Element. A description of the transportation improvements is provided in Table 5 (Transportation Capital Projects) of the Circulation Element. The following roadway improvements which will improve mobility and circulation and relieve congestion with the project study area have been identified by the City as in place by the year 2035:  Dalidio Drive widened to 4 lanes between Madonna Road and Froom Ranch Way (completed 2021) Page 555 of 753 05 – SLO – 101 - 26.5/27.3 7  Froom Ranch Way extended to Dalidio Drive (completed 2021)  Prado Road widened to 4 lanes between US 101 and S. Higuera Street  Horizon Lane extended between Avila Ranch and Suburban Drive  Buckley Road extended to South Higuera Street (completed 2022)  A new North/South Collector between Prado Road and Tank Farm Road  Prado Road extended to Broad Street  Madonna Road at South Higuera Street realigned to Bridge Street The City of San Luis Obispo Active Transportation Plan (ATP), approved in 2021 identifies a need for a Bicycle/Pedestrian Grade Separated Crossing of US 101 between Los Osos Valley Road and Madonna Road which could be a Protected Bicycle Path, Bike Lanes, or Class IV Cycle Tracks as part of a Grade Crossing project. The City’s General Plan and Circulation Element assume and reflect a future full interchange at US 101 and Prado Road. As these planning documents are updated, they will be revised to include a collector-distributor roadway for the southbound ramps as the ultimate facility (beyond 2050) and in the near term the partial interchange at Prado with the reconfigured northbound ramps and an auxiliary lane between the Prado northbound on and Madonna northbound off-ramp. The project would require realignment of Elks Lane east of US 101. The specific future alignment of Elks Lane would depend on the requirements of the three build alternatives. The City also has an independent project to widen Prado Road from the planned Elks Lane realignment connection with Prado Road east to the western limits of the San Luis Obispo Creek Bridge Widening Project. The project will widen Prado Road to four lanes between the proposed interchange and San Luis Obispo Creek Bridge project improvements. Transit Operator Planning Transit service is currently provided by San Luis Obispo Transit (SLO Transit). SLO Transit is operated by the City and currently offers eight fixed routes. Within the project area, only Route 2A would be directly impacted by the proposed closure of Prado Road and Elks Lane at US 101 during construction of the new Prado Road overcrossing. Route 2A currently provides one way service seven days a week from/to the City’s Transit Center located on Osos Street between Palm Street and Mill Street. Within the project vicinity, this route runs southbound along Elks Lane from the intersection with South Higuera Street to Prado Road then eastbound to a transit stop located on the south side of Prado Road. Route 2A then continues eastbound on Prado Road before turning southbound at the intersection with South Higuera Street. This area along Prado Road is a prominent services location for the City’s homeless population, and at minimum, consideration should be given to constructing the Elks Lane realignment as a first item of work to preserve Transit service here. Because of the new connection of Prado Road over the freeway, it may be possible to re-examine transit routing to take advantage of the new connection to save time. Page 556 of 753 05 – SLO – 101 - 26.5/27.3 8 SLO Transit will be notified in advance of the start of construction and provided road closure and/or detour information and schedules. Because of the proximity of the SLORTA Maintenance & Operations Facility, construction impacts will need to be closely coordinated. C. Traffic Current and Forecasted Traffic US 101 just north of LOVR currently experiences over 60,000 vehicles per day on an average day with this volume projected to increase by almost 50% by the design year 2050. Continued growth in the use of US 101 for regional and interregional travel will contribute to this projected growth. Continued growth within the City of San Luis Obispo will result in an increase in local traffic to the projected growth in traffic on mainline US 101 and increases in traffic accessing US 101 from the LOVR interchange, the Prado Road NB off-ramp and NB on-ramps, and the Madonna Road interchange. Table 4.1 shows the US 101 No-Build condition existing and forecasted design year freeway mainline and freeway on and off-ramp peak hour traffic volumes from south of the LOVR interchange north through the Madonna Road interchange, and on LOVR and Madonna Road on the respective overcrossing. Table 4.1 – Existing and Forecasted Design Year Average Daily Traffic (No Build Condition) US 101 Collision Analysis Existing and Forecasted Average Daily Traffic (ADT) Volumes Los Osos Valley Road (LOVR)22,600 37,400 Prado Road N/A N/A Madonna Road 23,500 31,400 Mainline S. of LOVR 72,400 102,300 NB Off-Ramp to LOVR 8,600 11,390 NB On-Ramp from LOVR 5,000 6,500 SB On-Ramp from LOVR 9,100 12,340 SB Off-Ramp to LOVR 6,500 7,890 Mainline N. of LOVR 65,300 91,200 NB Off-Ramp to Prado Rd.1,600 2,800 NB On-Ramp from Prado Rd. 3,770 5,290 Mainline N. of Prado Rd 65,300 90,300 SB On-Ramp from Madonna Rd.5,540 8,130 NB Off-Ramp to Madonna Rd.5,350 5,150 SB Off-Ramp to Madonna Rd.8,630 11,890 NB On-Ramp from Madonna Rd.3,500 4,010 Mainline N. of Madonna Rd. 65,300 89,700 Location Existing Design Year Cross Streets (at US 101 O.C.) US 101 Page 557 of 753 05 – SLO – 101 - 26.5/27.3 9 Caltrans’ Highway Safety Improvement Program (HSIP) has been developed as a comprehensive effort to reduce the number and severity of collisions on State and Local roads. Monitoring systems are in place that identify collision concentrations where collision history may indicate a pattern susceptible to correction by a safety improvement project. Projects may be implemented at spot locations, or they may be system-wide improvements involving highway elements which are associated with collision frequency or severity. US 101 NB Mainline between Los Osos Valley Road (LOVR) and Prado Road Interchanges Collision rates for US 101 NB mainline between the LOVR interchange (PM 25.9) and the Prado Road interchange (PM 26.8) were obtained from Traffic Accident Surveillance and Analysis System (TASAS) – Transportation Systems Network (TSN) for the five-year period between July 1, 2015 and June 30, 2020. Table 4.2 summarizes the collision data for this five-year period. 4.2 - Table B Collision Data Summary (July 1, 2015 to June 30, 2020) US 101 Mainline Segment (PM-PM) Number of Collisions Actual Collision Rate (acc/million veh miles) Average Collision Rate (acc/million veh miles) Total Fatal F + I Fatal F+I Total Fatal F+I Total US 101 NB (25.991 -26.849) 19 0 7 0.000 .12 .34 0.006 .29 .83 Notes: 1. Collision Rates are measured in collisions per million vehicle miles As shown in Table 4.2, 19 collisions (0-Fatal, 7-Injury, 12-Property Damage Only (PDO)) were reported on US 101 NB between PM 25.9 and PM 26.8. Thirteen (13) of the collisions involved multiple vehicles. The reported collision types are as follows: Type of Collision Number of Collisions Hit Object 6 Rear End 7 Sideswipe 4 Other 2 The predominant vehicle direction of travel was NB (100%), and the vehicle movements preceding the collision are as follows: Movement Preceding Collision Number Proceeded Straight 13 Ran Off Road 2 Slowing, Stopping 5 Changing Lanes 5 Stopped 4 Other 2 Page 558 of 753 05 – SLO – 101 - 26.5/27.3 10 The project is not anticipated to contribute to the collisions reported on NB US 101 between the two interchanges and no improvements are proposed to mainline US 101 with the project. US 101 / Prado Road Interchange Ramps Collision Analysis Collision rates for both the US 101 NB off-ramp to, and on-ramp from Prado Road were obtained from Traffic Accident Surveillance and Analysis System (TASAS) – Transportation Systems Network (TSN) for the five-year period between July 1, 2015 and June 30, 2020. Table 4.3 summarizes the collision data for each ramp for this five- year period. Table 4.3 -Table B Collision Data Summary (July 1, 2015 to June 30, 2020) Location (PM) Number of Collisions Actual Collision Rate (acc/million veh) Average Collision Rate (acc/million veh) Total Fatal F + I Fatal F+I Total Fatal F+I Total US 101 NB Off to Prado Road (26.730) 0 0 0 0.000 .00 .00 0.026 .38 1.01 US 101 NB On from Prado Road (26.990) 2 0 0 0.000 .00 .26 0.007 .21 .61 Notes: 1. Collision Rates are measured in collisions per million vehicles As shown in the table, there were no collisions reported on the US 101 off-ramp to Prado Road during the five-year period. Two (2) collisions, all PDO, were reported on the NB US 101 on-ramp from Prado Road. Each of the collisions involved single vehicles and the reported collision type was Hit Object. One (1) collision was reported within the on- ramp entry from Prado Road and one (1) collision was reported within the on-ramp. The project includes reconstruction of the NB on-ramp from Prado Road and this improvement is anticipated to improve safety and not contribute to any increase in collision rates within the on-ramp. US 101 NB Mainline between Prado Road and Madonna Road Interchanges Collision rates for US 101 NB mainline between the Prado Road interchange (PM 26.8) and the Madonna Road interchange (PM 27.5) were obtained from Caltrans TASAS – TSN for the five-year period between July 1, 2015 and June 30, 2020. Table 4.5 summarizes the collision data for this five-year period. Table 4.4 -Table B Collision Data Summary (July 1, 2015 to June 30, 2020) US 101 Mainline Segment (PM-PM) Number of Collisions Actual Collision Rate (acc/million veh miles) Average Collision Rate (acc/million veh miles) Total Fatal F + I Fatal F+I Total Fatal F+I Total US 101 NB (26.850 -27.500) 25 0 4 0.000 .10 .65 0.006 .28 .83 Notes: 1. Collision Rates are measured in collisions per million vehicle miles Page 559 of 753 05 – SLO – 101 - 26.5/27.3 11 As shown in the table, 25 collisions (0-Fatal, 4-Injury, 21-PDO) were reported on US 101 NB between PM 26.8 and PM 27.5. Twelve (12) of the collisions involved multiple vehicles. The reported collision types are as follows: Type of Collision Number of Collisions Hit Object 14 Rear End 8 Sideswipe 2 Broadside 1 The predominant vehicle direction of travel was NB (100%), and the vehicle movements preceding the collision are as follows: Movement Preceding Collision Number Proceeded Straight 13 Ran Off Road 6 Slowing, Stopping 5 Changing Lanes 1 Other Unsafe Turn 2 Merging 3 Other 4 The project includes construction of a new NB US 101 auxiliary lane between the on - ramp from Prado Road and the off-ramp to Madonna Road to improve operations between the two closely spaced interchanges. These improvements are anticipated to improve safety and not contribute to any increase in collision rates on NB US101 between the two interchanges. US 101 / NB Madonna Road Off-Ramp Collision Analysis Collision rates for the US 101 NB off-ramp to Madonna Road were obtained from TASAS –TSN for the five-year period between July 1, 2015 and June 30, 2020. Table 4.6 summarizes the collision data for this ramp for this five-year period. Table 4.5 - Table B Collision Data Summary (July 1, 2015 to June 30, 2020) Location (PM) Number of Collisions Actual Collision Rate (acc/million veh) Average Collision Rate (acc/million veh) Total Fatal F + I Fatal F+I Total Fatal F+I Total US 101 NB Off to Madonna Road (27.400) 14 0 6 0.000 .69 1.61 0.008 .39 1.03 Notes: 1. Collision Rates are measured in collisions per million vehicles Fourteen (14) collisions, (0-Fatal, 6 -Injury, 8-PDO) were reported on the US 101 NB off-ramp to Madonna Road. Twelve (12) of the collisions involved multiple vehicles. The reported collision types are as follows: Type of Collision Number of Collisions Broadside 2 Page 560 of 753 05 – SLO – 101 - 26.5/27.3 12 Rear End 10 Hit Object 1 Seven (7) collisions were reported on the ramp exit to Madonna Road, six (6) collisions were reported in the ramp area on Madonna Road and one (1) collision was reported within the off-ramp. There were no collisions reported within the ramp entry from NB US 101. The predominant vehicle direction of travel was NB (63%), EB (26%) and WB (7%) and SB (4%). The vehicle movements preceding the collision are as follows: Movement Preceding Collision Number Proceeded Straight 12 Making Left Turn 3 Backing 1 Stopped 7 Slowing, Stopping 1 The project includes construction of a new NB US 101 auxiliary lane between the on- ramp from Prado Road and the off-ramp to Madonna Road to improve operations between the two closely spaced interchanges. Construction of the auxiliary will also require reconstruction of the ramp entry from NB US 101 to the off-ramp to Madonna Road. These improvements are anticipated to improve safety and not contribute to any increase in collision rates on the ramp entry. The project does not propose any improvements within the ramp, at the ramp exit to Madonna Road or wit hin the Madonna Road intersection. Highway Safety Manual (HSM) Predictive Collision Analysis The collision analysis was performed for the study area using the Enhanced Interchange Safety Analysis Tool (ISATe) per National Cooperative Highway Research Program (NCHRP) Project 17-45, May 31, 2012. This safety prediction methodology for freeways and interchanges is consistent with the Highway Safety Manual (HSM) 2014 Supplement, Chapters 18 and 19. ISATe uses the HSM Predictive Method (Part C and D) to estimate the expected average collision frequency (in total, or by collision type or severity) for a freeway with known characteristics. The predictive analysis results include predicted mainline, ramp, and ramp terminal collisions. The overall collision frequency is predicted based on the relationship of roadway geometric design features and safety. Since collisions are random in nature, safety is predicted based on adopted safety performance functions and collision modification factors (CMFs) developed from several studies of similar freeway facilities with different geometric characteristics. The predictive methodology can be used to make informed decisions about different build alternatives in the project development process in quantifying substantive safety. All Build alternatives are very close in comparison, but Alternative A1R predicts the least collisions among the build alternatives in the design year 2050. Also, all alternatives show a slight increase in expected annual crash frequency when compared to the No Build alternative. This is due to the minor volume changes on US 101 mainline Page 561 of 753 05 – SLO – 101 - 26.5/27.3 13 within the project limits and increase in traffic volumes at Prado Road interchange with the Build alternatives. In addition, ISATe was not able to model a roundabout at the Prado Road ramp terminal. The roundabout intersection control was instead modelled as an all-way stop with a right turn yield control. The results of the predictive model distribute around 33% of the predicted crashes to the terminal component of the highway facility in the four alternatives analyzed. Therefore, as ISATe does not have the ability to correctly model a roundabout intersection treatment, there would be an impact to the roundabout alternative results. The 2022 Caltrans Local Roadway Safety Manual (LRSM) notes that converting an intersection with all way stop control to a roundabout (Countermeasure NS04) has a varied Crash Reduction Factor between 12%-78%. Thus, the results from the ISATe prediction may be overestimating the results of the roundabout alternatives slightly (Alt 1R & Alt 4R). 5. ALTERNATIVES In addition to the No Build alternative, four (4) viable build alternatives were identified in the approved PSR-PDS. These include Alternative A1R, Alternative A3, Alternative A4R and Alternative A7. All except Alternative A7 continue to be considered during the environmental document circulation. Each of the viable build alternatives include a partial interchange with the proposed Prado Road overcrossing constructed over US 101 and new US 101 NB off-ramp to and on-ramp from Prado Road (these new ramps replace US 101 NB off and on-ramps that currently connect with Prado Road). The viable build alternatives would not preclude widening US 101 up to a six-lane facility (Ultimate Corridor Concept) with a collector distributor roadway and southbound ramp connections. Within the approved PSR-PDS, each viable build alternative proposed retaining walls on the inside of the NB US 101 off and on-ramps with fill embankments (side slopes) proposed on the outside of the ramps and along Prado Road. After approval of the PSR- PDS, the City of San Luis Obispo developed a two-dimensional (2D) hydraulic model to evaluate potential hydraulic impacts associated with the proposed Prado Road overcrossing and modified US 101 NB ramps. Two options were evaluated, the first option placing Prado Road and the US 101 NB off and on-ramps primarily on fill embankment (side slopes) generally consistent the PSR-PDS and, the second option placing Prado Road and the US 101 NB off and on-ramps primarily on piers (structure). The results of the 2D hydraulic modeling was presented in the 2-Dimensional Hydraulic Model Update Final Report (October 2019). This report concluded that the fill embankments option was not a hydraulically feasible alternative as this alternative exceeds the City’s Drainage Design Manual (DDM) criteria since the import of fill becomes a barrier resulting in restriction of flood waters. A memorandum was prepared and submitted to Caltrans on February 11, 2022 recommending that, based on the report’s conclusions, the project’s viable build alternatives proceed only with placement of the majority of Prado Road and the US 101 NB off and on-ramps on structures. Caltrans concurred with this recommendation on February 25, 2022. Each viable build alternative would also encroach into the current floodplain located both to the east and west of U.S. 101. Improvements to reduce this encroachment include Page 562 of 753 05 – SLO – 101 - 26.5/27.3 14 placing a portion of both the U.S. 101 northbound off-ramp and northbound on-ramp and a majority of the Prado Road (Dalidio Drive) extension west of U.S. 101 to the intersection with the future Froom Ranch Road/Dalidio Drive intersection on structures raised above the floodplain. 5A. Preferred Alternative Alternative A3 Proposed Engineering Features Alternative A3 is consistent with a Type L-1 tight diamond interchange configuration to the east of US 101. The proposed Alternative A3 design year improvements are shown in Attachments C & D. Interchange improvements associated with Alternative A3 include the following:  construct a new four-legged traffic signal controlled intersection at the Prado Road intersection with the US 101 NB Ramps;  construct a new single-lane NB US 101 off-ramp to Prado Road;  construct a new single-lane on-ramp from Prado Road to NB US 101;  construct a portion of both the US 101 NB off-ramp and NB on-ramp on structures;  construct a majority of the Prado Road (Dalidio Drive) extension on structures from the intersection with the future Elks Lane east of US 101 to the intersection with the Froom Ranch Road/Dalidio Drive west of US 101;  construct Prado Road with a minimum 4-lane divided arterial section through and adjacent to the interchange with a separate 14.75-foot wide sidewalk/Class IV bikeway and 5-foot wide shoulder;  provide crosswalks and Americans with Disabilities Act (ADA) accessible ramps along pedestrian facilities;  construct an approximately 1,060-foot long auxiliary lane with a 12-foot paved width and 10-foot paved shoulder provided between the Prado Road NB on- ramp and the Madonna Road NB off-ramp; and  construct Maintenance Vehicle Pullout (MVPs) in appropriate locations as determined during District Maintenance and Safety review; and  construct new Midwest Guardrail System placed adjacent to the proposed northbound U.S. 101 auxiliary lanes outside shoulder. Traffic Forecasts Traffic forecasts and projected traffic operations for this alternative are provided in the TOAR and ICE. The TOAR provided projected design year (2050) AM and PM peak hour operations for Alternative A3. Table 5.4 provides the projected US 101 mainline, ramp merge and diverge, and weaving section peak levels of service (LOS) from south of the LOVR interchange north to the Marsh Street interchange. Table 5.1 – Alternative A3 Design Year (2050) Peak Hour Mainline, Ramps and Weaving Section Operation Page 563 of 753 05 – SLO – 101 - 26.5/27.3 15 The TOAR also provided projected 2050 AM and PM peak hour weave section operations using the Leisch Method with the results shown in Table 5.5. As shown in this table, the peak hour weaving LOS on the proposed NB auxiliary lane between the Prado Road and Madonna Road interchanges are projected to be LOS D or better. Though LOS D does not meet the target LOS, HDM Index 504.7 notes that weaving sections in urban areas should be designed for LOS C or D. Table 5.2 – Alternative A3 Design Year (2050) Peak Hour Weaving Sections Operations – Leisch Method Finally, the TOAR provided projected 2050 AM and PM peak hour intersection operations for this alternative. Table 5.6 provides the projected LOS at the US 101 ramp intersections with LOVR, Prado Road and Madonna Road. AM LOS PM LOS US 101 Northbound US 101 South of LOVR C Freeway 2 E C Off Ramp to LOVR C Diverge 1 E D On Ramp from LOVR C Merge 1 D D US 101 South of Prado Road C Freeway 2 D C Off Ramp to Prado Road C Diverge 1 E D US 101 North of Prado Road C Weave 3 C C US 101 North of Madonna Road C Weave 3 C C US 101 Southbound US 101 South of Marsh Street C Weave 3 C D On Ramp from Madonna Road C Merge 1 C F US 101 South of Madonna Road C Freeway 2 C E Off-Ramp to LOVR C Diverge 1 C F On Ramp from LOVR C Merge 1 C F US 101 South of LOVR C Freeway 2 B F BOLD - LOS worse than Target LOS Segment Type Target LOS Alternative A3 Interchange Location No. of Lanes AM LOS PM LOS US 101 Northbound US 101 North of Prado Road C Weave 3 C C US 101 North of Madonna Road C Weave 3 D D US 101 Southbound US 101 South of Marsh Street C Weave 3 C D BOLD - LOS worse than Target LOS Alternative A3 Interchange Location Target LOS Segment Type No. of Lanes Page 564 of 753 05 – SLO – 101 - 26.5/27.3 16 Table 5.3 – Alternative A3 Design Year (2050) Peak Hour Intersection Operations BOLD – LOS worse than Target LOS Proposed Nonstandard Design Features Design Standards Risk Assessment Alternative Highway Design Manual Index Type Highway Design Manual Standard Probability of Design Exception Approval Justification for Probability Rating A3 501.3, M Interchange Spacing (1.0 mile minimum in Urban Areas) B Interchange Spacing High Existing roadway connections to US 101, cannot be feasibly relocated A3 502.2 M Partial Interchange B Partial Interchange High Existing partial interchange to be maintained, plus City is reserving R/W for future conversion to full interchange. A3 504.7 M Minimum Weave Length (2000 feet Urban Areas) B Weaving Length High Project includes addition of an auxiliary lane to connect the interchange ramps. A3 202.5(2) A Superelevation Runoff U Superelevation Runoff High Providing the standard superelevation runoff length would result in additional right of way impacts to the adjacent RTA facility and Sunset Drive-In property. A3 304.1 A Embankment Slopes U Embankment Slopes High Most of Interchange will be built on structures over freeway, with steeper side slopes to minimize AM LOS PM LOS Los Osos Valley Road/US 101 SB Ramps Signal C C B Los Osos Valley Road/US 101 NB Ramps Signal C C B Prado Road/US 101 NB Ramps Signal C B A Madonna Road/US 101 NB Ramps Signal C B C Madonna Road/US 101 SB Ramps/Madonna Inn Signal C D C Alternative A3 Control Type Target LOSIntersection Page 565 of 753 05 – SLO – 101 - 26.5/27.3 17 impacts to environmentally sensitive areas. Interim Features There are no interim features associated with this alternative. High Occupancy Vehicle Lanes There are no high occupancy vehicle lanes associated with this alternative. Ramp Metering The US 101/Prado Road interchange is not currently listed in the District 5 TCR as a potential location for ramp meters and provisions are not being made for future ramp metering with this alternative. California Highway Patrol (CHP) Enforcement Activities CHP enforcement areas are not included with this alternative. CHP enforcement activities will be required during construction. Park and Ride Facilities There are no Park and Ride facilities currently located at or immediately adjacent to the US 101/Prado Road interchange. Provision of a new Park and Ride facility is not considered with this alternative. Utility Involvement A Utility Information Sheet has been prepared for Alternative A3 and is included with the Right of Way Data Sheets in Attachment F. The following is a preliminary list of known utilities with potential longitudinal encroachment in existing or proposed access controlled right of way:  Pacific Gas & Electric Company (PG&E) - overhead electric transmission lines;  AT&T - overhead and underground cables;  Southern California Gas (SoCalGas) - 2-inch and 10-inch high pressure underground gas lines;  Phillips Petroleum - two 8-inch underground petroleum pipelines;  Caltrans – two (2) recycled water distribution lines; and  City of San Luis Obispo - underground communications, sewer, water, recycled water, water well and fiber optic line. At this time, it is not known which, if any utilities will need to be relocated. Refer to section 6d for further information. Noise Barriers The Noise Study Report (NSR- also reference section 6H, Noise Abatement Decision Report Section of this DPR) concluded that noise abatement was not required and noise barriers are not proposed as a project feature. Page 566 of 753 05 – SLO – 101 - 26.5/27.3 18 Nonmotorized and Pedestrian Features The City of San Luis Obispo Active Transportation Plan (ATP), approved in 2021 identifies a need for a Bicycle/Pedestrian Grade Separated Crossing of US 101 between Los Osos Valley Road and Madonna Road which could be a Protected Bicycle Path, Bike Lanes, or Class IV Cycle Tracks as part of a Grade Crossing project. With Alternative A3, a 14.75-foot wide sidewalk/Class IV bikeway and 5-foot wide shoulder will be provided along both the north and south sides of Prado Road through the project area. Construction and Right of Way Cost Estimates Capital cost estimates for construction and right of way were prepared for Alternative A3 with copies of the preliminary cost estimates included in Attachment E. The estimated capital cost to acquire the right of way and construct the full improvements of this alternative is $61,900,000 in the year 2025. A cost breakdown by major project elements is as follows. Capital outlay support costs are not included in the estimates.  Roadway/Roadside Item $ 10,500,000  Structural Items $46,000,000  Right of Way $ 5,400,000  Total Capital Construction Costs $61,900,000 Effect of Alternative Proposal on Operations The potential effects Alternative A3 will have on the design year capacity/operating characteristics of US 101 were analyzed in the TOAR. Based on the results of this analysis, Alternative A3 is projected to operate at a LOS D on the NB US 101 mainline between the LOVR and Prado Road interchanges during the AM peak hour. The respective projected No Build design year LOS at this location is LOS C. Alternative A3 is also projected to operate at LOS E on the SB US 101 off-ramp diverge to LOVR during the PM peak hour. The respective projected No Build design year LOS at this location is LOS D. 5B. Rejected Alternatives No Build Alternative The No-Build Alternative assumes no improvements to existing US 101 or the northbound off and on-ramps to/from Prado Road. This alternative also assumes that Prado Road also terminates at the northbound ramps/Elks Lane intersection as is the current condition. No construction activities would occur, and there would be no change in the operations of the existing interchange. This alternative does not meet the need and purpose of the proposed project. Alternative A1 Alternative A1 was identified as a viable build alternative in the PSR-PDS. Alternative A1 was a Type L-1 tight diamond interchange configuration to the east of US 101. Page 567 of 753 05 – SLO – 101 - 26.5/27.3 19 Interchange improvements associated with this alternative were similar to Alternative A1R, except that traffic signal control was provided at the Prado Road intersection with the US 101 NB ramps instead of a roundabout. The Final ICE was prepared subsequent to the PSR-PDS which provided a comprehensive evaluation of both the traffic signal control alternative and the roundabout alternative. Based on these evaluations, the Final ICE concluded that the roundabout alternative, Alternative A1R, represented the preferred intersection control. Caltrans reviewed the Final ICE and concurred with the findings. A memorandum was prepared and submitted to Caltrans on February 11, 2022 recommending that, based on the findings of the Final ICE, the roundabout alternative represented the preferred intersection control and Caltrans concurrence with this finding, Alternative A1 be no longer considered as a viable build alternative moving forward. Caltrans concurred with this recommendation on Februar y 25, 2022. Alternative A1R Alternative A1R is similar in concept to a Type L-1 tight diamond interchange configuration to the east of US 101. The NB on and NB off-ramps meet in a roundabout intersection with Prado Road. Alternative A1R was identified as a viable alternative in the PSR-PDS but was rejected by the PDT. A meeting was held with City staff and Caltrans Design staff recommending that, due to the more complex structure design Alternative A1R be no longer considered as a viable build alternative moving forward. Caltrans and the City concurred with this recommendation on April 24, 2023. Alternative A2 Alternative A2 was a Type L-8 configuration (partial cloverleaf) with proposed loop NB off-ramp to and direct on-ramp from Prado Road located on the north side of Prado Road. Alternative A2 was identified as a viable alternative in the PSR-PDS that was rejected by the PDT due to the loss of a transportation asset, San Luis Obispo Regional Transit Authority’s (SLORTA) new facility, located in the northwest quadrant of the interchange and the less than standard weave length between Prado Road northbound on-ramp and Madonna Road northbound off-ramp. As a result, the PDT determined that Alternative 2 did not meet the project’s purpose and need and it was removed from further consideration. Alternative A4 Alternative A4 was identified as a viable build alternative in the PSR-PDS. Alternative A4 was a Type L-7 partial cloverleaf interchange configuration to the east of US 101 . Interchange improvements associated with this alternative were similar to Alternative A4R except traffic signal control instead of a roundabout was provided at the Prado Road intersection with the US 101 NB ramps. The Final ICE was prepared subsequent to the PSR-PDS which provided a comprehensive evaluation of both the traffic signal control alternative and the roundabout alternative. Based on these evaluations, the Final ICE concluded that the roundabout alternative, Alternative A4R, represented the preferred intersection control. Caltrans reviewed the Final ICE and concurred with the findings. A memorandum was prepared and submitted to Caltrans on February 11, 2022 recommending that, based on the findings of the Final ICE that the roundabout Page 568 of 753 05 – SLO – 101 - 26.5/27.3 20 alternative represented the preferred intersection control and Caltrans concurrence with this finding, Alternative A4 be no longer considered as a viable build alternative moving forward. Caltrans concurred with this recommendation on February 25, 2022. Alternative A4R Alternative A4R is similar in concept to a Type L-7 partial cloverleaf interchange configuration to the east of US 101. The NB on and NB off-ramps have sweeping curves and merge with Prado Road near the intersection with Elks Lane. Alternative A4R was identified as a viable alternative in the PSR-PDS but was rejected by the PDT. A meeting was held with City staff and Caltrans Design staff recommending that, due to the significant right of way needed from the City Corporation Yard, Alternative A4R be no longer considered as a viable build alternative moving forward. Caltrans concurred with this recommendation on April 24, 2023. Alternative A7 Alternative A7 is similar in concept to a Type L-6 interchange configuration to the east of US 101. The NB on and NB off-ramps have sweeping curves and merge with Prado Road near the intersection with Elks Lane. Alternative A7 was identified as a viable alternative in the PSR-PDS but was rejected by the PDT. A meeting was held with City staff and Caltrans Design staff recommending that, due to the significant number of design exceptions and safety concerns that were identified after further study and Caltrans review, Alternative A7 be no longer considered as a viable build alternative moving forward. Caltrans and the City concurred with this recommendation on September 16, 2022. 6. CONSIDERATIONS REQUIRING DISCUSSION 6A. Hazardous Waste An Initial Environmental Site Assessment was prepared for this project during the PID phase and provided to Caltrans for review. The initial conclusions from this study included the following:  The properties along the proposed right of way have been in agricultural use as early as the 1930s and it is likely for the soil within the proposed project site to have been impacted with hazardous levels of pesticides, herbicides and arsenic (used as an herbicide in the early 20th century).  The nearby roadways have supported vehicular activity since the middle of 20th century and it is likely that the surface soils are affected by deposition of aerial lead.  The roadway was built prior to the 1980s and it is likely that the surface markings and signs may contain asbestos-containing materials (ACM) and lead-based paint (LBP) in their construction materials.  A petroleum pipeline is present within the project limits. Page 569 of 753 05 – SLO – 101 - 26.5/27.3 21 The study recommended that additional studies and investigations will be required during PS&E to determine if hazardous waste/materials contamination is present within the project site. 6B. Value Analysis A hybrid Value Analysis (VA) study, sponsored by the City of San Luis Obispo and the California Department of Transportation (Caltrans) District 5 and facilitated by Value Management Strategies, Inc. (VMS), was conducted for the Prado Interchange Project located in San Luis Obispo, California. The workshop was facilitated March 20-24, 2023, in-person and online using the WebEx virtual meeting platform. The document, VA Study Summary Report – Final Results provides an overview of the project, key findings, the alternatives developed by the VA team, and the decisions of the project stakeholders from the implementation meeting held April 24, 2023. The VA team recommended six alternatives to be considered for implementation: VA Alternative 1.0 – Reduce the maximum speed on structure to 35 mph; VA Alternative 2.0 – Reduce lane and shoulder widths where practical; VA Alternative 3.0 – Use CIDH columns in lieu of driven piles and pile caps; VA Alternative 4.0 – Use longer spans and fewer columns with precast I girders in lieu of CIP girders; VA Alternative 5.0 – Leave existing sewer main on current Elks Lane alignment in lieu of relocation; VA Alternative 6.0 – Utilize recycled and/or reclaimed materials in project. The project stakeholders rejected one of the six developed VA study alternatives (5.0) and accepted two of the alternatives (2.0 & 6.0) for inclusion into the project design. The remaining alternatives (1.0, 3.0 & 4.0) require significant additional analysis and investigation to determine if they are feasible alternatives to the current design. A decision was made by the PDT to defer the in-depth investigation of the remaining VA study alternatives to early in the PS&E phase. Caltrans Management staff has been briefed and there is concurrence with this approach. Deferring the further study is a strategy that is prudent to the current project schedule yet holds fast the intentions of the VA recommendations to determine if significantly changing the design will result in the cost and time savings that have been identified. 6C. Resource Conservation Where feasible, existing materials and facilities would be preserved, either through salvaging and/or incorporating previously salvaged material from existing roadway facilities, such as signs, light standards, guardrails, and other associated hardware. This approach would minimize the consumption, destruction, and disposal of nonrenewable resources. VA Recommendation 6.0, “Utilizing recycled and/or reclaimed materials in project” was agreed to by the PDT at the implementation meeting. Page 570 of 753 05 – SLO – 101 - 26.5/27.3 22 6D. Right-of-Way Issues Right of Way Required A Right of Way Data Sheet for the preferred alternative is included in Attachment F. Implementing this alternative will require acquiring approximately 0.6 acres of additional right of way from nine (9) parcels with no excess parcels. The project would require take of a portion of the City-owned Corporation Yard located south of Prado Road and east of US 101 (APN 053-051-045), which would result in the need for the City to relocate some operations from this facility to another location . No off-site relocation of corporation yard buildings is currently proposed as part of this action. The preferred alternative also has right-of-way impacts to the planned SLORTA administration, operations, and bus maintenance facility located north of and adjacent to Prado Road and east of and adjacent to Elks Lane. Final alignment of Elks Lane will be determined in consultation with the owners of the SLORTA Facility & the 40 Prado Homeless Services Center. Relocation Impact Studies Relocations are not anticipated with the preferred alternative. Railroad Railroad involvement is not required for this project. Utilities Verification of utilities would be performed as an initial phase of PS&E. Each utility agency, with utilities in the project limits, would be notified and allocated time to respond to potential concerns. Utilities shown to be High Risk would be positively located in accordance with Caltrans Policy and the results would be plotted on the PS&E utility sheets. Relocation of the utilities would be coordinated with each agency or company to ensure standard requirements are met. The following is the list of known utilities with potential longitudinal encroachment in existing or proposed access controlled right of way:  Pacific Gas & Electric Company (PG&E) - overhead electric transmission lines;  AT&T - overhead and underground cables;  Southern California Gas (SoCalGas) - 2-inch and 10-inch high pressure underground gas lines;  Phillips Petroleum - two 8-inch underground petroleum pipelines;  Caltrans – two (2) recycled water distribution lines; and  City of San Luis Obispo - underground communications, sewer, water, recycled water, and water well. Page 571 of 753 05 – SLO – 101 - 26.5/27.3 23 Based on the design of the preferred alternative and the observed location of the various utilities, it is assumed that utility relocations will be required. It is unknown at this time who will be responsible (project or provider) for utility relocations that will be required with the proposed project. The preliminary utility plans prepared for the project are included as Attachment F. Airspace Lease Areas Airspace leases are not within the project limits. 6E. Environmental Compliance Caltrans is the lead agency under the California Environmental Quality Act (CEQA), and is the National Environmental Policy Act (NEPA) lead as assigned by the Federal Highway Administration (FHWA). The City, in coordination with Caltrans, has prepared an Initial Study (IS) for this project and, pending public review, expects to determine from this study that the proposed project would not have a significant effect on the environment. The Mitigated Negative Declaration (MND) has been prepared in accordance with Caltrans’ environmental procedures, as well as State and federal environmental regulations. The Draft IS/MND (Attachment A) is the appropriate document for the proposal. The project would have no significant effect on forest resources; energy; greenhouse gas emissions; land use and planning; mineral resources; noise; population and housing; public services; recreation; transportation; utilities and service systems; and wildfire. The project would have no significantly adverse effect on aesthetics; agricultural resources; air quality; biological resources; cultural resources; geology and soils; hazards and hazardous materials; hydrology and water quality; and tribal cultural resources because mitigation measures would reduce potential effects to insignificance. Aesthetics Mitigation Measure AES-1. Tree Protection and Replacement Plan. Before issuing grading or building permits, a Tree Protection and Replacement Plan will be prepared for the project based on the final grading and building plans. The Tree Protection and Replacement Plan will identify all trees within the project limits. The Tree Protection and Replacement Plan will stipulate that all trees not proposed for removal will be preserved and protected from harm during project construction activities (consistent with requirements of Mitigation Measure AES-2). If, during the preparation of the Tree Protection and Replacement Plan, it is discovered that trees within the project study area must be removed, the Caltrans Design Engineer and District Landscape Architect will agree that tree removal is necessary before final approval of the project plans. Where trees are authorized by Caltrans for removal, they will be replaced with native or other horticulturally appropriate species suitable for the area at a minimum ratio of three new trees for each tree removed, as directed by the Page 572 of 753 05 – SLO – 101 - 26.5/27.3 24 Caltrans District Landscape Architect. All replacement planting will include a minimum three-year plant establishment period. The project specifications will include provisions requiring the protection of all trees as directed in this measure, and the cost estimate will include adequate funds for identified tree protection measures and tree replacement and maintenance measures, if necessary. Mitigation Measure AES-2. Tree Protection. All qualifying trees within 25 feet of proposed ground disturbances that will be retained will be temporarily fenced with chain-link or other material throughout all grading and construction activities. The fencing shall be installed outside the dripline of each tree or as far from the trunk as is feasible while accommodating project construction and be shown in the Tree Protection and Replacement Plan. No construction equipment shall be staged, parked, or stored within the dripline of any qualifying tree. If project construction requires activities within the dripline of a tree that is proposed to be retained, an arborist shall be present during ground-disturbing work under the dripline. Mitigation Measure AES-3. Landscape Plan. A landscape plan shall be developed by the city and approved by the District Landscape Architect before project approval. The landscape plan shall consist of plantings that offer a variety of colors, shapes, and species with an emphasis on drought-tolerant, native plant materials. The landscape plan shall include plantings along constructed walls and structures as well as benched and graded areas within the project corridor to soften visual chan ges and reduce the visual scale of new project features. Landscaping shall be overseen for a minimum period of two years or as determined by the District Landscape Architect. Agricultural Resources Mitigation Measure AG-1 . Agricultural Conservation. The city shall provide that for every 1 acre of Important Farmland (Prime Farmland, Farmland of Statewide Importance, and Unique Farmland) on the site that is permanently converted to non- agricultural use as a result of the Elks Lane realignment, one (1) acre of comparable land in agricultural production shall be preserved in perpetuity. The land dedicated to agriculture pursuant to this measure shall be of the size, location, and configuration appropriate to maintain a viable, working agricultural operation. Said mitigation shall be satisfied through:  Granting a perpetual conservation easement(s), deed restriction(s), or other farmland conservation mechanism(s) to a qualified conservation organization that has been approved by the city, or establishing a perpetual conservation easement(s) or deed restriction(s) held by the city or other farmland conservation mechanism(s), for the purpose of permanently preserving agricultural land. The land covered by said onsite and/or offsite easement(s) or deed restriction(s) shall be located within or contiguous to the city’s Urban Reserve Line or Greenbelt, subject to review and approval of the city’s Natural Resources Manager; or  Making an in-lieu payment to the City of San Luis Obispo’s Open Space Fund to be applied toward the future purchase of a perpetual conservation easement(s) or deed restriction(s) held by the city or other farmland conservation Page 573 of 753 05 – SLO – 101 - 26.5/27.3 25 mechanism(s), for the purpose of permanently preserving agricultural land. The land covered by said onsite and/or offsite easement(s) or deed restriction(s) shall be located within or contiguous to the city’s Urban Reserve Line or Greenbelt, subject to review and approval of the city’s Natural Resources Manager. The amount of the payment shall be sufficient to conserve similar land on a per acre basis, as determined by a licensed appraiser; or  Making an in-lieu payment to a qualified conservation organization that has been approved by the city and that is organized for conservation purposes, to be applied toward a future purchase of comparable agricultural land, or a perpetual conservation easement, deed restriction, or other farmland conservation mechanism to preserve the required amount of agricultural land in San Luis Obispo County. The amount of the payment shall be sufficient to conserve similar land on a per acre basis, as determined by the qualifying entity or a licensed appraiser; or  Any combination of the above. Air Quality Mitigation Measure AQ-1. Fugitive Dust and Emissions Control Measures. Construction projects shall implement the following dust control measures to reduce fugitive particulate matter emissions in accordance with District requirements. All fugitive dust mitigation measures shall be shown on grading and building plans:  Reduce the amount of the disturbed area where possible;  Use of water trucks or sprinkler systems in sufficient quantities to prevent airborne dust from leaving the site and from exceeding the APCD’s limit of 20% opacity for greater than 3 minutes in any 60 -minute period. Increased watering frequency would be required whenever wind speeds exceed 15 mph. Reclaimed (non-potable) water should be used whenever possible. When drought conditions exist and water use is a concern, the contractor or builder should consider use of a dust suppressant that is effective for the specific site conditions to reduce the amount of water used for dust control. Please refer to the following link from the San Joaquin Valley Air District for a list of potential dust suppressants: Products Available for Controlling Dust;  All stockpiled dirt should be sprayed daily and covered with tarps or other dust barriers as needed;  All roadways, driveways, sidewalks, etc. to be paved should be completed as soon as possible, and building pads should be laid as soon as possible after grading unless seeding, soil binders or other dust controls are used;  All trucks hauling dirt, sand, soil, or other loose materials are to be covered or should maintain at least two feet of freeboard (minimum vertical distance between top of load and top of trailer) or otherwise comply with California Vehicle Code (CVC) Section 23114;  “Track-Out” is defined as sand or soil that adheres to and/or agglomerates on the exterior surfaces of motor vehicles and/or equipment (including tires) that may then fall onto any highway or street as described in CVC Section 23113 and California Water Code 13304. To prevent ‘track out’, designate access points Page 574 of 753 05 – SLO – 101 - 26.5/27.3 26 and require all employees, subcontractors, and others to use them. Install and operate a ‘track-out prevention device’ where vehicles enter and exit unpaved roads onto paved streets. The ‘track-out prevention device’ can be any device or combination of devices that are effective at preventing track out, located at the point of intersection of an unpaved area and a paved road. Rumble strips or steel plate devices need periodic cleaning to be effective. If paved roadways accumulate tracked out soils, the track-out prevention device may need to be modified;  All fugitive dust mitigation measures shall be shown on grading and building plans;  The contractor or builder shall designate a person or persons whose responsibility is to ensure any fugitive dust emissions do not result in a nuisance and to enhance the implementation of the mitigation measures as necessary to minimize dust complaints and reduce visible emissions below the APCD’s limit of 20% opacity for greater than 3 minutes in any 60-minute period. Their duties shall include holidays and weekend periods when work may not be in progress (for example, wind-blown dust could be generated on an open dirt lot). The name and telephone number of such persons shall be provided to the APCD Compliance Division prior to the start of any grading, earthwork, or demolition (Contact the Compliance Division at 805-781-5912).  Permanent dust control measures identified in the approved project revegetation and landscape plans should be implemented as soon as possible, following completion of any soil disturbing activities;  Exposed ground areas that are planned to be reworked at dates greater than one month after initial grading should be sown with a fast germinating, non-invasive grass seed and watered until vegetation is established;  All disturbed soil areas not subject to revegetation should be stabilized using approved chemical soil binders, jute netting, or other methods approved in advance by the APCD;  Vehicle speed for all construction vehicles shall not exceed 15 mph on any unpaved surface at the construction site;  Sweep streets at the end of each day if visible soil material i s carried onto adjacent paved roads. Water sweepers shall be used with reclaimed water where feasible. Roads shall be pre-wetted prior to sweeping when feasible; and  Take additional measures as needed to ensure dust from the project site is not impacting areas outside the project boundary. Construction projects shall implement the following emission control measures to reduce particulate matter and toxic air contaminant emissions from idling diesel engines. All emission control measures shall be shown on grading and building plans.  Staging and queuing areas shall not be located within 1,000 feet of sensitive receptors;  Diesel idling within 1,000 feet of sensitive receptors shall not be permitted;  Use of alternative fueled equipment is recommended; and  Signs that specify no idling areas must be posted and enforced at the site. Page 575 of 753 05 – SLO – 101 - 26.5/27.3 27 Biological Resources Mitigation Measure BIO-1. California Red-Legged Frog and Coast Range Newt. The city shall implement the following to avoid and minimize potential impacts to California red-legged frog and Coast Range newt. Because these species utilize similar habitats, the implementation of the following measures shall be implemented for both species.  A qualified biologist(s) shall conduct a preconstruction survey within 48 hours before the start of any work activities within and around the project disturbance footprint. If the preconstruction survey identifies the presence of individuals of California red-legged frog or Coast Range newt, or if individuals of these species are encountered during construction, then work shall stop work and comply with all relevant requirements of the Federal Endangered Species Act before resuming project activities.  No motorized equipment shall enter riparian areas. Arroyo willow tree removal shall be performed with hand tools only.  Before trimming or removing trees within riparian areas, a qualified biologist shall conduct a training session for the tree removal crew. At a minimum, the training shall include a description of the California red-legged frog and its habitat and Coast Range newt and its habitat, the specific measures that are being implemented to conserve the California red-legged frog and Coast Range newt for the project, and the boundaries within which the project may be accomplished.  A biological monitor familiar with semi-aquatic species that have the potential to occur shall monitor the trimming or removal of trees within riparian areas. If California red-legged frog or Coast Range newt are observed in the work area, all shall stop work until all relevant requirements of the federal Endangered Species Act have been implemented.  All areas of the project site disturbed by activities associated with the project shall be re-vegetated with an assemblage of native riparian, wetland, and upland vegetation suitable for the area as detailed in the Landscape Plan and approved by the District Landscape Architect. Locally collected plant materials shall be used to the extent practicable. Mitigation Measure BIO-2. Southwestern Pond Turtle. The city shall ensure the following actions are implemented to avoid and minimize potential impacts to the southwestern pond turtle :  Qualified biologist(s) shall conduct a preconstruction survey within 48 hours before the start of work activities within and around areas that may serve as potential habitat for the southwestern pond turtle, including guard rail and erosion control installation. If individuals of the southwestern pond turtle are found, the approved biologist shall be allowed sufficient time to move them from the project site before work activities begin. The biologist(s) shall relocate any individual southwestern pond turtle the shortest distance possible to a location that contains suitable habitat that is not likely to be affected by activities associated with the project. Page 576 of 753 05 – SLO – 101 - 26.5/27.3 28  Access routes, staging, and construction areas shall be limited to the minimum area necessary to achieve the project goal and minimize potential impacts to southwestern pond turtle habitat, including locating access routes and construction staging areas outside of wetlands and riparian areas to the maximum extent practicable.  Before the start of construction activities, high-visibility orange construction fencing shall be installed along the perimeter of the area of disturbance and construction access routes to ensure avoidance of sensitive habitat.  Before starting construction activities, a qualified biologist(s) shall conduct a training session for all construction personnel conducting vegetation removal activities, including a description of the southwestern pond turtle, its habitat and legal status, and the need for conservation of the species. Mitigation Measure BIO-3. South-Central California Coast steelhead trout. The applicant shall ensure the following actions are undertaken to avoid and minimize potential impacts to steelhead :  Before any activities begin on the project, a qualified biologist shall conduct a training session for all construction personnel. The training shall include a description of the steelhead and its habitat, the specific measures that are being implemented to conserve this species for the current project, and the boundaries within which the project may be accomplished.  Before starting construction activities, high-visibility orange construction fencing shall be installed outside of the tops of the banks of San Luis Obispo Creek along the limits of the proposed disturbance to avoid disturbance to steelhead and its federally designated critical habitat. Fencing shall be located a minimum of 20 feet from the edge of the riparian canopy or top of the bank and shall be maintained throughout the construction period. Once construction in this area is complete, the fencing may be removed.  During the duration of project activities, waste shall be properly contained and secured, promptly removed from the work site, and disposed of regularly. Following construction, all trash and construction debris shall be removed from the work areas.  Project construction activities within 50 feet from the edge of the riparian canopy or top of the bank of San Luis Obispo Creek shall onl y occur during the dry season (e.g., between May 1 and November 1) in any given year, when potential effects to steelhead would be minimal.  To control sedimentation during and after project implementation, the following Best Management Practices shall be implemented for the project. It shall be the city’s responsibility to maintain control of construction operations and to keep the entire site in compliance with required Best Management Practices. o Erosion shall be controlled by covering stockpiled construction materials (i.e., soil, spoils, aggregate, fly ash, stucco, hydrated lime, etc.) over 2.0 cubic yards that are not actively being used, consistent with the applicable construction general permit, or through other means of erosion control approved by the city (e.g., temporary erosion and sediment control). The site shall be maintained to minimize sediment- Page 577 of 753 05 – SLO – 101 - 26.5/27.3 29 laden runoff to any storm drainage system, including existing drainage swales and/or sand watercourses. o If grading operations are expected to denude slopes, the slopes shall be protected with erosion control measures immediately following grading on the slopes. o During construction, to prevent sedimentation and debris from entering San Luis Obispo Creek during construction, a temporary large sediment barrier shall be installed along the top of the banks of the channel before the start of construction activities planned for the project. o Equipment will be checked daily for leaks before the start of construction activities. A spill kit will be placed near the creek and will remain readily available during construction if any contaminant is accidentally released. o The project biologist will monitor construction activities, in-stream habitat, and overall performance of Best Management Practices and sediment controls to identify and reconcile any condition that could adversely affect steelhead or their habitat. The biologist will stop work if necessary and will recommend site-specific measures to avoid adverse effects to steelhead and their habitat. o The city shall be responsible for monitoring erosion and sediment control measures (including but not limited to fiber rolls, inlet protections, and gravel bags) before, during, and after storm events. Monitoring includes maintaining a file documenting onsite inspections, problems encountered, corrective actions, notes, and a map of remedial implementation measures. Mitigation Measure BIO-4. Nesting Birds. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts to nesting birds :  For construction activities occurring during the nesting season (generally February 1 to September 15), surveys for nesting birds covered by the California Fish and Game Code and/or Migratory Bird Treaty Act shall be conducted by a qualified biologist no more than 3 days before vegetation removal or initial construction activities. The surveys shall include the disturbance area plus a 500- foot buffer around the site, where feasible, accounting for private property right- of-entry constraints. If active nests are located, all construction work shall be conducted outside a buffer zone from the nest to be determined by the qualified biologist. The buffer shall be a minimum of 250 feet for non-raptor bird species and 500 feet for raptor species unless there is a compelling biologically valid reason for a smaller buffer (e.g., a physical barrier, such as a hill or large building, between the nest and the site, blocks line of sight and reduces noise). Larger buffers may be required depending upon the status of the nest and the construction activities occurring in the vicinity of the nest. The buffer area(s) shall be closed to all construction personnel and equipment until the adults and young are no longer reliant on the nest site. A qualified biologist shall confirm that breeding/nesting is completed and the young have fledged the nest before removal of the buffer. Readily visible exclusion zones shall be established in areas where nests must be avoided. Page 578 of 753 05 – SLO – 101 - 26.5/27.3 30  Removal of vegetation within suitable nesting bird habitats shall be scheduled to occur in the fall and winter (between September 16 and January 31), after fledging and before the initiation of the nesting season.  If active white-tailed kite nests are located during surveys, all construction work shall be conducted outside a buffer zone from the nest to be determined by the qualified biologist. The buffer shall be a minimum of 300 feet for raptor species, including white-tailed kites. Larger buffers may be required depending upon the status of the nest and the construction activities occurring in the vicinity of the nest. The buffer area(s) shall be closed to all construction personnel and equipment until the adults and young are no longer reliant on the nest site. A qualified biologist shall confirm that breeding/nesting is completed and the young have fledged the nest before the buffer is removed. Mitigation Measure BIO-5. Invasive Species. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts associated with invasive species in the project area :  Before construction, a qualified botanist/biologist shall provide invasive plant prevention training and an appropriate identification/instruction guide to staff and contractors. A list of target species shall be included, along with measures for early detection and eradication.  Before construction, specific areas shall be designated for cleaning tools, vehicles, equipment, clothing, footwear, and other gear.  Before entering and exiting the work site, all tools, equipment, vehicles, clothing and footwear, and other gear shall be cleaned to remove soil, seeds, and other plant parts.  The reproductive parts of any invasive plants, such as seeds, mature flowers, and roots/shoots of species that can reproduce vegetatively, shall be contained in sealed containers and removed from the project site and disposed of at a licensed landfill/disposal site. Before transporting invasive plant materials, the receiving areas of the landfill/disposal site shall be confirmed by the city as designated for invasive plant waste disposal. The city shall ensure that 100 percent containment of invasive plant materials is enforced during the transport of invasive plants to the disposal site.  All disturbed areas that are not converted to hardscape or formally landscaped shall be hydroseeded with a mix of locally native species upon completion of work in those areas. In areas where construction is ongoing, hydroseeding shall occur where no construction activities have occurred before winter rains. If exotic species invade these areas before hydroseeding, weed removal shall occur in consultation with a qualified botanist/biologist. Alternatively, in areas not suitable for hydroseeding, areas that are not hardscaped and are planned for formal landscaping shall be mulched to reduce the potential for invasive species to colonize. Mulch shall be at least four inches thick and shall be weed free. Mitigation Measure BIO-6. Riparian Habitat. The city shall ensure the following actions are undertaken to avoid and minimize potential impacts to riparian habitat and jurisdictional areas : Page 579 of 753 05 – SLO – 101 - 26.5/27.3 31  All refueling, maintenance, and staging of equipment and vehicles shall occur at least 100 feet from riparian habitat or bodies of water and in a location where a potential spill would not drain directly toward aquatic habitat (e.g., on a slope that drains away from the water source). Before the start of work activities, a plan must be in place for a prompt and effective response to any accidental spills. All workers shall be informed of the importance of preventing spills and of the appropriate measures to take should an accidental spill occur.  Raw cement, concrete or washings thereof, asphalt, paint or other coating material, oil or other petroleum products, or any other substances that could be hazardous to aquatic species resulting from project-related activities shall be prevented from contaminating the soil and/or entering jurisdictional areas.  To control sedimentation during and after project implementation, appropriate erosion control Best Management Practices (e.g., temporary erosion and sediment control) shall be implemented to minimize adverse effects on San Luis Obispo Creek. Plastic monofilament erosion control matting shall not be implemented onsite.  Before the start of construction activities, high-visibility orange construction fencing shall be installed along the limits of the proposed disturbance outside of the top of the western bank of San Luis Obispo Creek and its associated riparian habitat to minimize the potential for disturbance of this area.  Project activities within 60 50 feet of San Luis Obispo Creek shall occur during the dry season (e.g., between May 1 and November 1) in any given year. Mitigation Measure BIO-7. Habitat Mitigation and Monitoring Plan. A Habitat Mitigation and Monitoring Plan shall be prepared, which will provide a minimum 2-to- 1 restoration ratio (replaced to removed) for permanent impacts to riparian habitat unless otherwise directed by pertinent regulatory agencies. Mitigation activities associated with the replacement of riparian habitat shall occur in the designated sensitive habitat mitigation portion of the Biological Study Area and shall avoid additional impacts to sensitive plant or wildlife species. All areas of temporary disturbance shall be stabilized and revegetated with an assemblage of native vegetation suitable for the area. Examples of activities associated with the implementation of the Habitat Mitigation and Monitoring Plan include the application of native willow/ riparian seed mix and the removal of non-native weedy species within the habitat mitigation area. The final Habitat Mitigation and Monitoring Plan will be implemented immediately after project completion. Cultural Resources Mitigation Measure CR-1 Unidentified Cultural Materials. If archaeological resources are exposed during construction, all work shall be halted within 50 feet of the exposed resource until a qualified archaeologist can visit the site of discovery and assess the significance of the find(see 36 Code of Federal Regulations 800.11.1 and California Code of Regulations, Title 14, Section 15064.5[f]). Examples of cultural materials that could be exposed during construction include ground stone tools such as mortars, bowls, pestles, and manos; chipped stone tools such as Page 580 of 753 05 – SLO – 101 - 26.5/27.3 32 projectile points or choppers; flakes of stone not consistent with the immediate geology such as obsidian or fused shale; historic trash pits containing bottles and/or ceramics; or structural remains. If the resources are found to be significant, they must be avoided or will be mitigated consistent with State Historic Preservation Officer Guidelines. Geology and Soils Mitigation Measures GEO-1 Paleontological Resources. If paleontological resources are exposed during construction, all work shall be halted within 100 feet of the exposed resource until a qualified paleontologist can visit the site of discovery and assess the significance of the find. Caltrans shall be informed of the discovery immediately. If the paleontological resource is determined to be significant, the paleontologist shall have the authority to salvage and remove the fossil from its locality, as appropriate, before ground-disturbing or other construction activities resume in the area. Any fossils recovered during the development, along with their contextual stratigraphic data, shall be offered to the City of San Luis Obispo or other appropriate institution with an educational and research interest in the materials. The paleontologist shall prepare a report of the results of any findings as part of a testing or mitigation plan following an accepted professional practice. Hazards and Hazardous Materials HAZ-1 Aerially-Deposited Lead. A workplan shall be developed for aerially deposited lead sampling for the area of the selected project alternative. Surficial soil samples shall be collected and analyzed for total lead in areas that are to be disturbed for the project. The workplan shall require the investigation of surface soils to be conducted before construction. The workplan shall include all required measures for proper management and disposal of contaminated soils in accordance with the U.S. Toxic Substances Control Act, California Health and Safety Code, and California Occupational Safety and Health Act if the total lead is detected above acceptable levels in the project site soils. The workplan shall require that investigation and/or remediation of soil contamination be performed in accordance with Department of Toxic Substances Control procedures and requirements and require Department of Toxic Substances Control approval before recommencing construction or demolition work. HAZ-2 Pesticides and Herbicides. Surface soils shall be tested by a professional geologist or environmental professional to determine the presence or absence of pesticides, herbicides, and arsenic along proposed rights-of-way. A workplan describing sampling locations and sampling and analytical methods shall be prepared by the project developer before the start of work. The workplan shall include laboratory data for the impacted soils to profile excavated soil before transport, treatment, and recycling at a licensed treatment facility. The workplan shall also detail the requirements for removal, transportation, and disposal of impacted soil in accordance with applicable federal, state, and local laws, regulations, and ordinances. The workplan shall require that investigation and/or remediation of soil contamination be performed in accordance with Department of Toxic Substances Control procedures and requirements and require Department of Toxic Substances Control approval before recommencing construction or demolition work. Page 581 of 753 05 – SLO – 101 - 26.5/27.3 33 HAZ-3 Petroleum Pipelines. The petroleum pipeline at the intersection of Elks Lane and Prado Road shall be properly marked by the developer before the start of any project construction activities. A contingency plan shall be developed by the developer and include all applicable federal, state, and local regulatory requirements for soil handling and/or remediation if contaminated soil from the petroleum pipeline is encountered during construction activities. All other known pipelines in the project area shall be identified and marked by the developer before the start of any construction activities. Hydrology and Water Quality Implementation of Avoidance, Minimization, and/or Mitigation Measure BIO-3 would reduce impacts to hydrological resources to a less than significant level. Tribal Cultural Resources Implementation of Avoidance, Minimization, and/or Mitigation Measure CR-1 would reduce impacts to tribal cultural resources to a less than significant level. Mandatory Findings of Significance Implementation of Avoidance, Minimization, and/or Mitigation Measures AG-1, AQ-1, BIO-1 through BIO-7, CR-1, GEO-1, and HAZ-1 through HAZ-3 would reduce impacts to tribal cultural resources to a less than significant level. 6F. Air Quality Conformity The Project has been designed to improve roadway operations and would not interfere with timely implementation of Transportation Control Measures (TCMs) identified in the State Implementation Plan (SIP) and regional conformity analysis. Typical T CMs, such as improved public transit, traffic flow improvements, and pedestrian/bicycle facilities, would be implemented by the Project. Because the Project would improve long-term roadway operations in the vicinity of the project, the improvements proposed by the Project would reduce the need for additional TCMs. Conformity at the Project-level requires “hot spot” analysis if an area is classified as federal “nonattainment” or “maintenance” for CO and/or PM2.5 or PM10. On March 10, 2006, the USEPA published a final rule that establishes the transportation conformity criteria and procedures for determining which transportation projects must be analyzed for local air quality impacts in PM2.5 and PM10 non -attainment and maintenance areas. The Project is located in the City of San Luis Obispo in the Basin, which is classified as a non-attainment-transitional area for the State standard for PM10. The San Luis Obispo County portion of the Basin is in attainment for the State standards for CO and is unclassified for the State standard for PM2.5. According to the USEPA Transportation Conformity Guidance, PM2.5 hot-spot analysis is required for Projects of Air Quality Concern (POAQC) in non-attainment areas for federal PM10 and PM2.5 standards (40CFR 93.123 [b][1]). Projects that are exempt or not POAQC do not require hotspot analyses. As a result, the Project does not require a hot spot analysis. In addition, Page 582 of 753 05 – SLO – 101 - 26.5/27.3 34 the Project is exempt from regional conformity requirements pursuant to 40 CFR 93.127. The project proposes to extend Prado Road over US 101 to connect with Dalidio Drive and reconstruct the existing US 101 NB on- and off-ramp connections to Prado Road. The preferred alternative includes a partial interchange with the proposed Prado Road overcrossing. The preferred alternative considers a traffic signal control design option for the interchange intended to reduce congestion. Therefore, the Project constitutes an interchange configuration project that is designed to improve traffic flow and vehicle speeds and would not involve increases in idling. As a result, the Project is not of Air Quality Concern under 40 CFR 93.123(b)(1)(i) and (ii) and does not require a hot spot analysis. In addition, the Project is exempt from regional conformity requirements pursuant to 40 CFR 93.127. The Project is included in the San Luis Obispo Council of Governments’ (SLOCOG) 2019 Regional Transportation Plan/Sustainable Communities Strategy (RTP/SCS) project list (SLOCOG 2019). The project is listed as a “constrained” project; therefore, it is a fundable improvement project that is within the 2019 RTP 25-year planning horizon. 6G. Title VI Considerations The purpose of the project is to efficiently convey traffic safely through the Prado Road at US 101 interchange as well as enhance mobility for all travel modes. Bicycle and pedestrian facilities would be provided by a new sidewalk/Class IV bikeway provided along both the north and south sides of Prado Road through the project area, which would make the interchange more accessible and safer for users. The changes to access in the immediate area of the project would not adversely affect the community, as the improvements would enhance circulation and access in the area. During construction, temporary roadway closures might disrupt routines of community members for a short period of time. Residents and businesses whose access may be impacted would be notified in advance of construction activity and a Transportation Management Plan (TMP) would be in place to manage construction, detours, etc. The proposed project has no potential to cause disproportionately high and adverse effects on any minority or low-income populations. No division of existing neighborhoods or disruption of routines would result from implementation of the project. Transportation benefits of the proposed project would accrue to all area residents. 6H. Noise Abatement Decision Report No significant changes in noise levels are expected within the proposed project area and therefore, there is no noise abatement required. The Noise Study Report (NSR) identified that design year traffic conditions noise impacts from the project would not result in a significant noise impact. Traffic noise impacts from the project Page 583 of 753 05 – SLO – 101 - 26.5/27.3 35 would not approach or exceed the noise abatement criteria (NAC) for Activity Category B (residential) or for Activities C or E. The NSR also identified that no adverse noise impacts from construction are anticipated because temporary construction would be conducted in accordance with Caltrans Standard Specifications Section 14.8-02, limiting nighttime construction activities. Additionally, construction noise would be short-term in duration and intermittent. As noise abatement was found not to be required, noise barriers are not proposed as a project feature. However, the preliminary noise abatement decision presented in this report is based on preliminary project alignments and profiles, which may be subject to change. As such, the physical characteristics of noise abatement described herein also may be subject to change. If pertinent parameters change substantially during the final project design, the preliminary noise abatement decision may be changed or eliminated from the final project design. A final decision to construct noise abatement will be made upon completion of the project design. The preliminary noise abatement decision presented here will be included in the draft environmental document, which will be circulated for public review. 6I. Reversible Lanes Reversible lanes have not been considered. 7. OTHER CONSIDERATIONS AS APPROPRIATE Public Hearing Process A public hearing was held on March 6, 2023 at the City’s Corporation Yard. Approximately 30 people attended and were provided with a presentation of the project features and the Environmental Approval process, and allowed to ask questions of City, Caltrans and consultant staff who were present. Comment cards were provided so those interested could submit comments on the circulating Draft Environmental Document. Route Matters There is an existing Freeway Agreement between the State of California (Caltrans) and the City of San Luis Obispo dated July 3, 1972. The Freeway Agreement includes the segment of US 101 between 0.5-mile south of Los Osos Valley Road overcrossing and 0.4-mile south of Madonna Road overcrossing and encompasses the existing US 101 northbound off-ramp and on-ramp connections with Prado Road. According to Caltrans Project Development Procedures Manual, Chapter 24 – Freeway Agreements, Article 8 – Resolutions of Change, and based on Caltrans opinion of this project’s impacts, the proposed project would be considered a “Major Change” which will require a superseding Freeway Agreement prior to construction and California Transportation Commission (CTC) approval. Page 584 of 753 05 – SLO – 101 - 26.5/27.3 36 Permits The City of San Luis Obispo will be responsible for obtaining an encroachment permit from Caltrans for all work within State Right of Way. The following additional permits will also be required:  National Pollution Discharge Elimination System (NPDES) Permit – California Regional Water Quality Control Board  California Fish and Game Code Section 1602 Streambed Alteration Agreement  Encroachment Permit – City of San Luis Obispo Cooperative Agreements A Cooperative Agreement (05-0332) between Caltrans and the City was approved on April 12, 2018. The Cooperative Agreement is for the PA&ED phase, and states that the City will prepare PA&ED and will fund 100% of all costs. Caltrans will perform Independent Quality Assurance (IQA), environmental document quality control and owner/operator approvals for the portions of the work within the existing and proposed State Highway System right-of-way. The State will fund 100% of all costs of IQA. A separate Cooperative Agreement will be executed between Caltrans and the City for the following subsequent distinct Project Components as defined in the Caltrans Workplan Standards Guide:  Phase 1 – Plans, Specifications and Estimate  Phase 2 – Right of Way Support  Phase 3 – Construction Support Other Agreements A Maintenance Agreement will be executed between Caltrans and the City which, at a minimum, will identify City maintenance responsibilities for the Prado Road overcrossing and any other City-maintained features in the Caltrans R/W. The agreement will be formally initiated during PS&E and must be executed prior to the beginning of construction. Report on Feasibility of Providing Access to Navigable Rivers There are no navigable rivers located within the project limits. Public Boat Ramps There are no boat ramps located within the project limits. Transportation Management Plan For construction of the proposed Prado Road overcrossing (OC), full freeway closures will be required for falsework erection and removal. This may call for detours and/or median crossovers which will be addressed in the PS&E phase. It will also need to be determined whether the current ramp configuration at Prado Road will remain open during construction, and if they can be used for the northbound detour. Southbound Page 585 of 753 05 – SLO – 101 - 26.5/27.3 37 closure will be more complicated, possibly requiring use of a median crossover, or detour via Madonna Road and LOVR. Mainline closures of US 101 will be allowed at night only. A preliminary Transportation Management Plan (TMP) Data Sheet/Checklist has been prepared (provided in Attachment I) which identifies strategies that should be included in the project. Major strategies are listed below: • Public Awareness Campaign • Portable Changeable Message Signs • Construction Area Signs • Planned Lane Closure Web Site • Construction Zone Enhanced Enforcement Program (COZEEP) • Lane/Ramp Closures Charts • Contingency Plan • Special Days (to be determined) • Liquidated Damages Penalty • Maintain Traffic Stage Construction Stage construction exhibits will be developed for the preferred alternative, which will identify the number of project stages and potential detours that will be required . Individual stage descriptions will be developed during the PS&E phase. Accommodation of Oversize Loads US 101 accommodates oversized loads. No permanent restriction to the movement of oversized loads would result from this project. The new Prado Road overcrossing structure over US 101 will be constructed to meet current State standards for vertical clearance. Graffiti Control Standard anti-graffiti measures would be used for the surfaces prone to graffiti installed for the project. The only surfaces anticipated to require anti-graffiti measures (e.g. anti- graffiti sign and wall coatings) are the structures, roadside/overhead signs and highway lighting poles. Asset Management There are no outstanding issues carried over from the project initiation phase of the project. Complete Streets The proposed improvements would be developed in compliance with Deputy Directive 64-R1 to provide safe mobility for all users, including bicyclists, pedestrians, transit riders, and motorists appropriate to the function and context of the facility. The proposed improvements would be developed in compliance with Policy 9.1.4 Page 586 of 753 05 – SLO – 101 - 26.5/27.3 38 Streetscapes and major roadways, of the City of San Luis Obispo General Plan Conservation and Open Space Element, to include street furniture, decorative lighting and paving, arcaded walkways, public art, and other pedestrian-oriented features to enhance the streetscape appearance, comfort, and safety. The City of San Luis Obispo Active Transportation Plan (ATP), approved in 2021 identifies a need for a Bicycle/Pedestrian Grade Separated Crossing of US 101 between Los Osos Valley Road and Madonna Road which could be a Protected Bicycle Path, Bike Lanes, or Class IV Cycle Tracks as part of a Grade Crossing project. The proposed project would benefit pedestrian and bicyclists by providing a new sidewalk/Class IV bikeway along both the north and south sides of Prado Road through the project area. The new sidewalk/Class IV bikeway will also provide connections to existing/planned Class I shared use paths located to either side of the project area. Climate Change Considerations A Climate Change Technical Memorandum (July 2022) was prepared for the project which evaluated climate change and greenhouse gas (GHG) emissions. The report is included as an attachment to the Environmental Document. Broadband and Advance Technologies As part of the utility coordination processes, utility purveyors would be given the opportunity to upgrade their facilities within the project limits to accommodate existing or future proposed installation of broadband and advance technology. No improvements have been identified at this time. 8. FUNDING, PROGRAMMING AND ESTIMATE Funding It has been determined that this project is eligible for Federal-aid funding. The City plans to fund the project with a combination of impact fees, debt financing and the SLOCOG Regional Transportation Improvement Program (RTIP). The PA&ED, PS&E, and Right of Way support phases are programmed with 100% local funds. The Construction phase has nearly $64 million currently programmed from a combination of RIP and local funding sources. The City will continue to pursue additional funds through other state and federal grants. Programming Fund Source Fiscal Year Estimate Local/RIP Prior 22/23 23/24 24/25 25/26 26/27 Future Total Component In thousands of dollars ($1,000) PA&ED 1,500 1,500 PS&E Support 2,500 2,500 Right-of-Way Support Page 587 of 753 05 – SLO – 101 - 26.5/27.3 39 Construction Support Right-of-Way 3,350 3,350 Construction 57,750 6,000 63,750 Total 1,500 5,850 57,750 6,000 71,100 The support cost ratio is 5.96%. Estimate Preliminary project cost estimates for the preferred alternative is provided in Attachment E. Significant aspects of the construction estimate include items related to construction of the Prado Road and US 101 NB ramps structures, paving, and grading. 9. DELIVERY SCHEDULE Project Milestones Milestone Date Milestone Designation (Target) PROGRAM PROJECT M015 04/12/2018 04/12/2018 BEGIN ENVIRONMENTAL M020 05/11/2018 01/11/2022 CIRCULATE DPR & DED EXTERNALLY M120 01/04/2023 04/07/2023 PA & ED M200 10/10/2023 01/12/2024 PROJECT PS&E M380 06/20/2025 06/20/2025 RIGHT OF WAY CERTIFICATION M410 06/20/2025 06/20/2025 READY TO LIST M460 08/15/2025 08/15/2025 AWARD M495 09/29/2025 09/29/2025 APPROVE CONTRACT M500 11/21/2025 11/21/2025 CONTRACT ACCEPTANCE M600 11/21/2027 11/21/2027 END PROJECT EXPENDITURES M800 06/30/2028 06/30/2028 FINAL PROJECT CLOSEOUT M900 06/30/2028 06/30/2028 10. RISKS A Risk Register was completed and is included in Attachment H. Various risks affecting scope, schedule and cost have been identified. There are several non-standard design risks that could affect the cost and schedule, including:  Approval of non-standard interchange spacing between Prado Road and Madonna Road, and Prado Road and Los Osos Valley Road.  Approval of the non-standard partial interchange at Prado Road,  Approval of non-standard minimum weave length on northbound US 101 between Prado Road and Madonna Road.  Right of way impacts potentially affect operations of the City's Corporation Yard thereby adding delays and cost to the project. Page 588 of 753 05 – SLO – 101 - 26.5/27.3 40  Utility relocation may take longer than expected causing delays and possible cost increases. Also, additional utilities not currently identified may need to be relocated causing delays and possible cost increases.  Significant hazardous waste/material contamination is found causing delays and possible cost increases. 11. EXTERNAL AGENCY COORDINATION Federal Highway Administration (FHWA) This project is considered to be an Assigned Project in accordance with the current Federal Highway Administration (FHWA) and Department of Transportation (Caltrans) Joint Stewardship and Oversight Agreement. The project requires the following coordination: California Department of Fish and Wildlife California Fish and Game Code Section 1602 Streambed Alteration Agreement – City to acquire. City of San Luis Obispo Temporary Discharge Permit Amendment to Existing Caltrans Recycled Water Service Application 12. PROJECT REVIEWS Scoping team field review Date Scoping team field review attendance roster attached. District Program Advisor Enter Name Date Headquarters SHOPP Program Advisor Enter Name Date District Maintenance Enter Name Date Headquarters Project Delivery Coordinator Enter Name Date Project Manager Enter Name Date FHWA Enter Name Date District Safety Review Date Constructability Review Date Other Date 13. PROJECT PERSONNEL Paul Valadao (916) 764-9123 Caltrans Project Manager, District 5 Page 589 of 753 05 – SLO – 101 - 26.5/27.3 41 Kyle Birch (805) 556-5803 Caltrans Design Manager, District 5 Design II, Branch F Bing Yu (805) 549-3664 Caltrans Traffic Operations, District 5 Dianna Beck (805) 459-9406 Caltrans Environmental, District 5 Wyatt Banker-Hix (805) 783-7859 City of San Luis Obispo Project Manager Jay Walter (805) 858-3141 GHD Project Manager (Consultant) Jorge Vanegas-Moran (805) 858-3130 GHD Lead Designer (Consultant) Chris Bersbach (805) 547-0900 Rincon Supervising Environmental Planner (Consultant) 14. ATTACHMENTS Attachments are listed below: A. Environmental Document B. Location Map C. Typical Sections and Layouts D. Structures Advanced Planning Study (APS) E. Preliminary Cost Estimates F. Right of Way Data Sheets and Utility Plans G. Storm Water Data Report H. Risk Register Page 590 of 753 Final Value Analysis Study Report City of San Luis Obispo Prado Interchange Project EA 5-1H640; PN 0516000105 5-SLO-101 (26.5/27.3) Task Order No. 3124 May 2023 Prepared by Value Management Strategies, Inc. Page 591 of 753 CORPORATE OFFICE: 100 E San Marcos Blvd, Suite 340 | San Marcos, CA 92069 Tel: 760 741 5617 | www.vms-inc.com REMOTE OFFICE LOCATIONS: AZ | CA | CO | IL | KY | LA | NC | ND | NE | NH | NJ | NY | OR | PA | TX | WA Date: To: Subject: May 3, 2023 Wyatt Banker-Hix City of San Luis Obispo Project Manager Final VA Study Report Prado Interchange (T.O. 3124) Dear Mr. Banker-Hix, Value Management Strategies, Inc. is pleased to submit this Final VA Study Report for the referenced project. This report summarizes the results and events of the hybrid study conducted March 20-24, 2023, as well as the implementation meeting held April 24th. It was a pleasure working with the City of San Luis Obispo, District 5 and GHD on this project, and I look forward to the next opportunity. If you have any questions or comments concerning this final report, please do not hesitate to contact me at (206) 679-8029 or email Eric.trimble@vms-inc.com. Sincerely, Value Management Strategies, Inc. Eric Trimble, CVS, PMP, MBA VA Study Team Leader Copy: (PDF) Addressee (PDF) Paul Valadao, Caltrans, District 5 Project Manager (PDF) Jorge Vanegas-Moran, GHD, Design Manager (PDF) Troy Tusup, HQ VA Program Manager (PDF) Erika Barrick, HQ VA Program Administrator Page 592 of 753 San Luis Obispo – Prado Interchange Project Table of Contents TABLE OF CONTENTS FINAL VA STUDY SUMMARY REPORT ................. 1 Project Summary VA Study Timing Project Purpose and Need VA Study Objectives Key Project Issues Evaluation of Baseline Concept •Performance Attributes Accepted VA Alternatives VA Study Results Rejected VA Alternative VA Team VA ALTERNATIVES .................................. 12 VA Alternative Summary Tables •VA Alternatives Other Considerations Summary of Performance Improvements •Proposed •Accepted VA Alternative Documentation PROJECT INFORMATION ......................... 59 Background Project Description Project Design Exceptions Information Provided to the VA Team Project Drawings Project Cost Estimate PROJECT ANALYSIS ................................. 71 Summary of Analysis Key Project Factors •Project Issues •Site Visit Observations Cost Model Function Analysis •Random Function Determination •FAST Diagram PROJECT ANALYSIS (continued) Value Metrics •Define Performance Requirements •Define Performance Attributes and Scales •Prioritize Performance Attributes •Measure Performance of Baseline Concept •Measure Performance of VA Alternatives •Define VA Strategies •Compare Performance – Baseline Concept and VA Strategies •Rating Rationale for VA Strategies •Compare Value •Value Matrix – Baseline Concept and VA Strategies IDEA EVALUATION ............................... 112 Performance Attributes Evaluation Process Idea Summary Idea Summary List Detailed Idea Evaluation Summary VA PROCESS ......................................... 126 Pre-Study VA Study VA Report Caltrans VA Study Activity Chart VA Study Agenda VA Study Meeting Attendees Appendix: Implementation Documentation and Comments ........................................... 135 Page 593 of 753 VA STUDY SUMMARY REPORT  FINAL RESULTS Page 594 of 753 VA Study Summary Report – Final Results City of San Luis Obispo – Prado Interchange Project PN 05-16000105 EA 5-1H640 05-SLO-101 PM 26.5/27.3 San Luis Obispo – Prado Interchange Project VA Study Summary Report A hybrid Value Analysis (VA) study, sponsored by the City of San Luis Obispo and the California Department of Transportation (Caltrans) District 5 and facilitated by Value Management Strategies, Inc. (VMS), was conducted for the Prado Interchange Project located in San Luis Obispo, California. The workshop was facilitated March 20-24, 2023, in-person and online using the WebEx virtual meeting platform. This VA Study Summary Report – Final Results provides an overview of the project, key findings, the alternatives developed by the VA team, and the decisions of the project stakeholders from the implementation meeting held April 24, 2023. PROJECT SUMMARY The proposed project includes improvements to extend Prado Road over U.S Route 101 (US-101) to connect with Dalidio Drive, reconstruct the existing US-101 northbound (NB) on- and off-ramp connections with Prado Road, and construct an auxiliary lane on northbound US-101 between the Prado Road and Madonna Road interchanges in order to provide congestion relief, operational efficiency, and multi-modal connectivity. The interchange is located in the City of San Luis Obispo in the county of San Luis Obispo at PM 26.8, and improvements on northbound US-101 extend from PM 26.5 to PM 27.3. In addition to the No-Build Alternative, three build alternatives have been identified by the PDT. Each of the build alternatives includes a partial interchange with the proposed Prado Road overcrossing (OC) constructed over US-101, a new US-101 northbound on-ramp from Prado Road, and a new northbound off-ramp to Prado Road. For the VA study, two viable build alternatives were studied: •Design Alternative A1R – An elevated roundabout on the Prado Road overcrossing structure serving the traffic movements to and from US-101 northbound on- and off-ramps. •Design Alternative A3 – An elevated tight diamond intersection on the Prado Road overcrossing structure serving the traffic movements to and from US-101 northbound on- and off-ramps. The existing Prado Road interchange with US-101 consists only of northbound off- and on-ramps. The diamond off-ramp and hook on-ramp configuration that currently exists provides limited access to and from US-101 from the local street system at this location. The Prado Road extension over US-101 that this project proposes is needed to provide better community connectivity between the existing 1 Page 595 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report and planned neighborhoods and to support planned roadway improvements east and west of the US- 101 freeway. Improvements to US-101 in the study area and the extension of Prado Road over US- 101 are critical to the operations for all modes of travel, not only for regional traffic, but also for local traffic. An escalated total capital outlay cost estimate was provided for each design alternative dated September 29, 2022. The project team provided a further rough order of magnitude (ROM) total project cost estimate amount for each project at the time of the study which totaled $80M for the A1R design alternative and $75M for the A3 design alternative. VA STUDY TIMING The VA study was conducted during the PA&ED phase of the project which is to be completed in October 2023. The project is scheduled for Ready to List (RTL) in November 2025 and Construction Completion is scheduled for November 2027. PROJECT PURPOSE AND NEED The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the US-101 freeway and resolve forecasted operational deficiencies on state and city facilities. These connectivity needs extend to all transportation modes. Goals and objectives of the project include: •Improving overall operations of US-101 and adjacent interchanges. •Improving mobility for bicyclists and pedestrians. •Improving transit performance and enhancing transit opportunities. •Improving consistency with local, regional, and state planning. VA STUDY OBJECTIVES The objectives of the VA study were to: 1.Analyze the current project design, estimate, and schedule. 2.Provide possible cost and/or schedule saving recommendations. 3.Provide performance improvement recommendations. KEY PROJECT ISSUES The items listed below are the key drivers, constraints, or issues being addressed by the project and considered during this VA study to identify possible improvements. Project Budget – The project is currently estimated in the $75-80M range which is far in excess of 2 Page 596 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report what was originally anticipated when the project was first planned. Funding for the project will come from a variety of sources including federal; state; city; and private, but the need to keep design and construction costs to a minimum through the project delivery process while balancing project quality in all facets is essential. Hydraulics – The project is being constructed in a known floodplain where every structural aspect will have significant repercussions on how the hydraulics of the surrounding terrain function— including existing stream and surrounding natural infiltration areas. The project must not exceed a 0.1’ impact to the flood level and must not significantly impede the free flow of future flood waters during large storm and flooding events. Project Construction Staging – While a large portion of the project will be constructed on vacant farmland, significant aspects of the project’s structures will need to be integrated with the continued operation of US-101 and its northbound on- and off-ramps as well as local streets such as Elks Lane and Prado Road. In addition, there are several local property access points that will be affected by the construction effort— most notably the transit property, the drive-in theater, and the City’s corporation yard. The construction staging plan will need to be formulated to reduce the impacts to these elements as much as possible while also limiting overall project duration. EVALUATION OF BASELINE CONCEPT During the VA study, a number of analytical tools and techniques were applied to develop a better understanding of the baseline concept. A major component of this analysis was Value Metrics which seeks to assess the elements of cost, performance, time, and risk as they related to project value. These elements require a deeper level of analysis; the results of which are detailed in the Project Analysis section of this report. The key performance attributes identified for the project are listed in the table, “Performance Attributes.” A summary of the major observations and conclusions identified during the evaluation of the baseline concept, which led the VA team to develop the alternatives and recommendations presented in this report follows. The stakeholders rated the five performance attributes identified as each having a major contribution to the success of the project. Through a paired comparison process, study participants determined that Maintainability was weighted the highest at 29% as the project is primarily about establishing a significant useful life for the structures and reliability in the face of challenging flood plain concerns. Multi-Modal Connectivity and Long-Term Environmental Impacts were rated on the next tier of importance at 22% and 20%, respectively. Traffic Operations and Construction Impacts (Short-Term Environmental Impacts) were weighted the lowest at 19% and 13% but were still viewed as being important to the overall success of the project. Performance Attributes Maintainability Traffic Operations Multi-Modal Connectivity Long-Term Environmental Impacts Construction Impacts 3 Page 597 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report The initial evaluation of the current baseline concepts for the two design alternatives for the project by the stakeholders determined that they both represent effective and responsible approaches to improve Traffic Operations while fulfilling the purpose and need of the project in a very conventional and proven way. Although there are still several details that need to be further developed, the five performance attributes scored higher than typical projects of this nature and prove that a great deal of work and effort have been applied to the current design. The two baseline concepts each provide acceptable solutions to providing a highly functioning east- west connection for the community while also ensuring good access to and from NB US-101. The two designs have distinctly different scores regarding how they address Traffic Operations and Multi- Modal Connectivity— with the higher scores favoring the roundabout option (Design Alternative A1R) based on anticipated traffic flows of all forms of travel. The scores for Long-term Environmental Impacts and Maintainability; however, it favors the tight diamond option (Design Alternative A3) as it requires a smaller environmental footprint for the Prado Road OC structure and less overall structure to maintain in the future. A slight edge was also given to the intersection option for Construction Impacts— again, based on the amount of structure to construct and the amount of traffic handling anticipated. Overall, the stakeholders concluded that the two baseline design alternatives (Design Alternative A1R and Design Alternative A3) for the project were good and addressed many of the key concerns admirably; however, it was determined that there was still room for potential project value improvement, especially with regard to project staging and making the most of the limited funding available. It should be noted that a value metrics comparison of all three the design alternatives conducted by the project stakeholders and VA team members during the VA study led to a shared opinion that Design Alternative A3 represented the “best value” to meet the project purpose and need when each was analyzed using the combined project aspects of estimated project cost, anticipated project delivery duration, and an assessment of what each design alternative can be expected to achieve in relation to each of the performance attributes identified above. 4 Page 598 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report Comparison of Value — Design Alternatives ACCEPTED VA ALTERNATIVES The project decision stakeholders accepted five of the six VA alternatives developed by the VA team for improvement of the project’s two competing design alternatives (Design Alternative A1R and Design Alternative 3A). The following are the alternatives identified along with their associated potential initial cost savings, potential change in schedule, performance change, a brief discussion of each proposed concept, and the rationale for acceptance for implementation. Alternative No. and Description Initial Cost Savings Change in Schedule Change in Performance 1.0 Reduce the maximum speed on structure to 35 mph $1,120,000 $1,023,000 1.5-month reduction + 8.3 % + 8.0 % The baseline concept for the structure utilizes a 45-mph design speed at the Elks Lane intersection and Froom Ranch Intersection. The alternative concept proposes to reduce the design speed to 35 mph. This will have a direct effect of eliminating the center bent of the structure but will also simplify the design of the structure profile, intersections (or roundabout), and pedestrian/bicycle facilities. It was determined that the reduction in speed is acceptable from an operational standpoint and would follow the precedent of other nearby structures. 0%9% -37% -60% -40% -20% 0% 20% 40% 60% 80% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Alternative A1R Design Alternative A3 Design Alternative A4R Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 5 Page 599 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report Alternative No. and Description Initial Cost Savings Change in Schedule Change in Performance 2.0 Reduce lane and shoulder widths where practical $600,000 $531,000 No change + 0.9 % +0.9 % The baseline concept meets or exceeds all lane width and shoulder width requirements per the Caltrans and City engineering standards for the Prado road OC structure as well as the NB on- and off-ramp structures. The alternative concept proposes to reduce the width of the inside travel lane from 12’ to 11’ and on the outside shoulder widths from 5’ to 4’ on the Prado road OC structure and, thereby, reduce the overall width of the Prado road OC structure by 4’. It was determined that the reduction in lane and shoulder widths is acceptable from an operational standpoint and would follow the precedent of other nearby structures. 3.0 Use CIDH columns in lieu of driven piles and pile caps $5,014,000 $4,557,000 3-month reduction +1.1 % + 1.0 % The baseline concept uses a short-span bridge configuration for the three structures included in the project (the Prado road OC structure, the NB off-ramp, and the NB on-ramp). The current design uses spans ranging between 70’ to 118’ in length. Each span is a multi-column bent. Each column rests on a sub-surface pile cap which requires excavation to construct. Each pile cap rests on several driven piles. The ground water level of 4’ below surface will require dewatering during the pile cap construction. The alternative concept proposes to use CIDH piles in lieu of the driven pile and pile cap configuration. This concept will require temporary casing, slurry displacement with Baker tanks, and the use of steel cages for reinforcement. This alternative will create additional spoils from the drilled holes that will need to be hauled off. It was decided to investigate this alternative further with the intent to implement the alternative if the upcoming geotechnical investigation determines that the use of CIDH piles are a viable option for the project. The baseline approach of using driven piles would be the fallback solution if CIDH proves to be infeasible or too expensive as cautioned by the GDH review— see Appendix B. 6 Page 600 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report 4.0 Use longer spans and fewer columns with precast I-girders in lieu of CIP girders $16,748,000 $15,093,000 6-month reduction +12.2 % + 11.6 % The baseline concept uses a short-span bridge configuration for the three structures included in the project (the Prado road OC structure, the NB off-ramp, and the NB on-ramp). The current design uses spans ranging between 70’ to 118’ in length. Each span is a multi-column bent. Each column rests on a sub-surface pile cap which requires excavation to construct. Each pile cap rests on several driven piles. The alternative concept proposes to use precast I-girders in lieu of cast-in- place (CIP) girders to allow for longer structural spans and, therefore, require fewer bents and columns to support the structures. As with Alternative 3.0 above, it was decided to pursue this alternative with the intent to implement if further investigation supports the concept. The baseline approach of using CIP girders would be an acceptable solution if the use of precast/pre-stressed girders is determined to be unworkable or too expensive as discussed by the GDH review— see Appendix B. 6.0 Utilize recycled and/or reclaimed materials in project $336,000 $344,000 No change + 0.5 % + 0.5 % The baseline concept for the project includes removal of pavement from the ramps and a section of the existing Prado Road and Elks Lane. It is assumed that this paving material will simply be hauled away as waste. The alternative concept proposes to recycle a portion of the asphalt material from the roadway excavation and use it for subbase, base, and HMA material in the project. It is assumed that the recycled material can be used in Class 2 Aggregate Base (up to 25%). It was determined that this alternative concept should be implemented into the project as it represents a means to improve efficiencies, reduce cost for the project, and decrease material waste in a broader environmental context. Note: The cost, schedule, and performance impacts are shown with data for Design Alternative A1R shown on top and data for Design Alternative A3 on the bottom for each VA alternative above. VA STUDY RESULTS The project stakeholders accepted five of six developed VA study alternatives for inclusion into the project design. The accepted alternatives will significantly modify the two leading design alternatives of the Prado road overcrossing structure by reducing the design speed to 35 mph while also reducing its overall width (VA Alternatives 1.0 & 2.0); it also greatly simplifies the construction of all three structures by utilizing CIDH piles and longer precast, pre-stressed spans (VA Alternatives 3.0 and 4.0). Lastly, it will pursue the use of recycled materials in the roadway (VA Alternatives 6.0). 7 Page 601 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report This combination of alternatives provides performance gains in all of the included performance attributes but have the greatest net impacts on Multi-Modal Connectivity by making the overcrossing structure safer for pedestrians and bicycles, Maintainability through reducing the overall size and structural elements to maintain in the future, and Construction Impacts by lowering the complexity of the structures for the contractor and reducing both the construction duration and traffic handling required on US-101. It should be noted that Long-term Environmental Impacts are also significantly reduced by limiting the number of columns needed, thereby minimizing flood management concerns. The five VA alternatives accepted for each of the two design alternatives have the net effect of improving upon the baseline design alternatives A1R and A3 concept performances by 17% and 15%, respectively. Together, the anticipated cost impact is roughly $20M and $18M savings and a schedule reduction of 7.5 months. When these value elements are combined, they represent an overall value improvement over the baseline concept of 47% for Design Alternative A1R and 44% for Design Alternative A3. A summary of the accepted VA alternatives are provided in the following table and chart. The chart illustrates the relative trade-offs between performance (shown by the blue columns) versus cost and schedule (shown by the green columns). The red value line indicates the net % change in total value relative to the baseline concept. Please refer to the Project Analysis section of the report for additional details on this analysis. Summary of Accepted VA Alternatives Strategy Description Initial Cost Savings Change in Schedule Change in Performance Value Change Accepted VA Alternatives Design Alternative A1R Alts 1.0, 2.0, 3.0, 4.0, and 6.0 $20,047,000 7.5-month reduction +17 %+47 % Accepted VA Alternatives Design Alternative A3 Alts 1.0, 2.0, 3.0, 4.0, and 6.0 $18,143,000 7.5-month reduction +15 %+44 % Note: Net cost, schedule, and performance scores have been adjusted to eliminate double counting when present for combined VA alternatives. 8 Page 602 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report Comparison of Value — Design Alternative A1R Baseline & Accepted VA Alternatives Comparison of Value — Design Alternative A3 Baseline & Accepted VA Alternatives 0% 47% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Alternative A1R Baseline Design Alternative A1R w/ Accepted VA Alternatives Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 0% 45% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Alternative A3 Baseline Design Alternative A3 w/ Accepted VA Alternatives Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 9 Page 603 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report REJECTED VA ALTERNATIVES AND RATIONALE Alternative No. and Description Initial Cost Savings Change in Schedule Change in Performance 5.0 Leave existing sewer main on current Elks Lane alignment in lieu of relocation $672,000 $671,000 1-week reduction + 0.5 % + 0.5 % The baseline concept relocates the existing sewer main from the existing Elks Lane alignment to the new Elks Lane alignment. The alternative concept proposes to leave the sewer main in its current alignment with only minor modifications to avoid conflicts with the new NB on-ramp and Prado road structural elements. This alternative was rejected by the decision makers due to the existing sewer line alignment being potential conflict with the new Prado road overcrossing alignment and structural elements. It was determined that this would also pose challenges for future maintenance to the sewer line if needed. 10 Page 604 of 753 San Luis Obispo – Prado Interchange Project VA Study Summary Report VA TEAM VA Study Team Name Organization Title Eric Trimble VMS, Inc. VA Study Facilitator Meaghan Rowland VMS, Inc. VA Study Assistant David Romero Caltrans – District 5 Structures Design Alex Martinez Caltrans – District 5 Structures Construction Adam Rianda Caltrans – District 5 Bridge Architecture Phlora Barbash Caltrans – District 5 Landscape Architecture Luke Schwartz City of San Luis Obispo Transportation Manager John Rogers GHD Transportation Engineer Jorge Aguilar Wallace Group Transportation Engineer Key Project Contacts Name Organization Title Wyatt Banker-Hix City of San Luis Obispo Project Manager Paul Valadao Caltrans – District 5 Project Manager Jorge Vanegas-Moran GHD Design Manager 11 Page 605 of 753 VA ALTERNATIVES Page 606 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives VA ALTERNATIVES FINAL The results of this study are presented as individual alternatives to the baseline concept. Each alternative consists of a summary of the baseline concept, a description of the suggested change, a listing of its advantages and disadvantages, a cost comparison, change in performance and value, discussion of schedule and risk impacts (if applicable), and a brief narrative comparing the baseline concept with the alternative. (Please refer to the Project Analysis section of this report for an explanation of how the performance attributes and value are calculated.) Sketches, calculations, and performance attribute ratings are also presented where applicable. The cost comparisons reflect a similar level of detail as in the baseline estimate. VA ALTERNATIVE SUMMARY TABLES Summary of VA Alternatives Alternative No. & Description Initial Cost Savings Change in Schedule Performance Change Value Change 1.0 Reduce the maximum speed on structure to 35 mph $1,120,000 $1,023,000 1.5-month reduction +8.3 % + 8.0 % +10.4 % + 10.0 % 2.0 Reduce lane and shoulder widths where practical $600,000 $531,000 No change + 0.9 % + 0.9 % +1.4 % + 1.4 % 3.0 Use CIDH columns in lieu of driven piles and pile caps $5,014,000 $4,557,000 3-month reduction +1.1 % + 1.0 % +7.4 % +7.2 % 4.0 Use longer spans and fewer columns with precast I-girders in lieu of CIP girders $16,748,000 $15,093,000 6-month reduction +12.2 % + 11.6% +35.4 % + 33.9 % 5.0 Leave existing sewer main on current Elks Lane alignment in lieu of relocation $672,000 $671,000 1-week reduction + 0.5 % + 0.5 % +1.2 % + 1.2 % 6.0 Utilize recycled and/or reclaimed materials in project $336,000 $344,000 No change + 0.5 % + 0.5 % + 0.8 % + 0.8 % 13 Page 607 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives OTHER CONSIDERATIONS The VA team identified the following observations and design suggestions, relatively general in nature, for consideration by the Project Development Team (PDT). More detailed descriptions can be found in the Idea Evaluation portion of this report. OC-1 Explore the possibility of securing additional funding sources This concept would explore the possibility of securing additional funding for the project from the following previously untapped sources: •FEMA •Local bond measures (or a new local tax) •Active Transportation Program (ATP) grant from Caltrans It is also possible to rebrand the project as a "Community Connectivity" project to shift the public’s perception that this is purely a transportation project and focus more on the community connection aspect. In this way, the project can promote other important benefits of the project such as serving disadvantaged communities and/or providing support for multi-modal transportation options within the city. There are several Federal programs that provide funding for these types of projects. OC-2 Update unit costs and schedule This concept would ensure that additional progress is being made in keeping the project estimate as current as possible with ongoing project design refinements as well as with the continual evolving regional economic conditions, which may affect the project to provide an accurate cost picture. There are also several aspects of the project that will need to be included in the cost estimate that have not yet been integrated into the total project cost. This concept seeks to include the following items or updates in the project estimate: •Construction Staging Plan o Construction-related traffic handling on US-101 o Construction-related temporary detours for US-101 and ramps o Construction-related K-Rail on US-101 o Construction-related COZEEP for traffic handling and detours •Post construction BMPs •Structure cost detail and refinements OC-3 Support multi-modality This concept would seek to further support and/or enhance the multi-modal aspects of the project. The team identified several opportunities that the project may be able to integrate into the current design which would enhance overall community interaction in relation to pedestrians and bicycles: •Integrate pedestrian scaled lighting on the Prado road overcrossing structure to increase nighttime visibility and increase user comfort while limiting light pollution to surrounding community. 14 Page 608 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives •Include bicycle and pedestrian furnishings into the Prado road overcrossing structure. o Bulbouts o Benches, bike racks, and waste bins o Bike wayfinding and signage •Separate bicycle/pedestrian signal phase vehicle movements at intersection including signal design modifications for the signalized intersection option. Example images of focused pedestrian/bicycle lighting on structure OC-4 Perform peer review of structure design and investigate similar facilities in flood-prone areas This concept would seek to include a separate peer review of the project— specifically, the structural element of the project. With such a high use of structures on this project, a peer review of the preliminary structure Advance Planning Studies (APSs) will provide an independent and “fresh set of eyes” to review initially proposed concepts with a greater level of technical focus on the details/costs. This could result in additional concepts to consider how to expedite construction schedule/concepts. Utility relocations and staging/traffic handling should also be peer reviewed as these are likely to be significant time and constructability considerations. OC-5 Consider use of "tear-drop" roundabout This concept would investigate the practicality of incorporating a “teardrop” roundabout into the A1R design alternative. The teardrop design lends itself to potentially narrowing the roundabout footprint as the western side of the roundabout and does not need to accommodate additional traffic movements (such as southbound US-101 on- and off-ramps). 15 Page 609 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives Example image of a “teardrop” roundabout design OC-6 Determine best use for space below structures This concept is intended to explore the best possible use for the area created beneath the new structures that will support the on- and off-ramps as well as the Prado road overcrossing. The current design is somewhat ambiguous as to how this land will be used, and how it will avoid becoming an ongoing concern for Caltrans and/or City maintenance personnel. The current assumption is that a large portion of the Prado road OC structure will be used for an auxiliary maintenance yard facility— presumably an adjacent parking area for the City of San Luis Obispo’s corporation yard for maintenance vehicles, which can be quickly relocated if a flooding event occurs. However, there is much more additional space available under the western portion of the Prado road OC structure as well as the two US-101 northbound on- and off-ramp structures. Possible uses include the following: •Providing additional area for mitigation planting as needed. •Utilizing space below structures for stormwater treatment. Additionally, to ensure that the City of San Luis Obispo Police Department has the jurisdiction and ability to enforce the area under the structures, the spaces should be transferred to City ownership for municipal use. This will help to protect the properties from unofficial use and allow the police to keep the property clear of trespassers. OC-7 Determine Construction Staging Plan The VA team developed a rough construction process of the work required in the project to better understand what construction staging elements would be required and to have a better picture of the overall project construction duration/critical path. Below is the rough outline of the major project construction components: 1.Perform public outreach effort 2.Establish local access, detours for local traffic, and work areas 3.Relocate sewer line (and other utilities), Elks Lane relocation, and Prado/Elks intersection (with signals). 4.Construct West Prado substructure – including US-101 abutment Construct West Prado superstructure and deck (see 6d and 6f). 16 Page 610 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives 5.Construct East Prado substructure – including US-101 abutment a.Demo and clear existing Prado, Elks Lane, and sewer line. b.Construct East Prado superstructure and deck (see 6d and 6f). 6.US-101 work a.HMA overlay to strengthen shoulder for handling traffic. b.Establish US-101 traffic control for median structure (close ramps and use shoulders for traffic) – assume a need for two lanes for US-101. c.Construct median substructure (piles, pile caps, and columns). d. Construct US-101 superstructure (including bridge deck). e.Construct on- and off-ramp substructure. f.Construct on- and off-ramp superstructure (including Prado road deck and intersection/roundabout). g.Shift SB lanes back to normal alignment (reconnect guardrails and stripe). h.Shift traffic towards median for NB and construct aux lane and ramp gores/ connections – may need to close Madonna Rd while tying in aux lane. i.Shift NB lanes back to normal alignment (stripe). 7.Stripe pavement, install lighting, signage, landscaping 8.Establish permanent water pollution control measures and plant mitigation/establishment The main conclusion of the VA team was that the 520 workdays included in the project is somewhat aggressive and may need to be amended to better address the work being undertaken. Additional concepts regarding construction staging which may be worth considering include: •The evaluation of a US-101 median crossover to assist in traffic management. •Aggressively pursue the use of nightwork – especially if the use of CIDH and the drilling of column foundations is determined to be feasible. •Identify and establish construction staging areas early; use Prado road, drive-in, and corporation yard if practical. •Use multiple crews for day/night shift work or for multiple locations/efforts. This is specifically dependent on the capacity and capability of the selected contractor. •Use construction duration incentives to maintain or improve upon the project construction schedule. This is reliant on the capacity/capability of the selected contractor and would also need to be defined in the contracting language. OC-8 Review options to enhance the bridge aesthetics This concept would explore several ways in which the structural elements of the Prado road overcrossing structure can be enhanced or softened to reduce its overall visual impact or potentially tie in more seamlessly with the existing community aesthetic. Such concepts include: •Use of colored concrete in structures. •Use of concrete form liner to add artistic embellishments to columns and spans. •Use of flared columns (non-structural). •Use of arch facades between exterior columns (non-structural). •Use of rounding on exterior spans. •Use of rounding at abutments. 17 Page 611 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives •Use of public art embedded within bridge barrier railing/fence. •Incorporating artwork on columns. •Incorporating similar design used with the LOVR structure. Example images of the LOVR structure which incorporated the use of concrete form liners to provide aesthetic structural elements Example image of the LOVR structure which also incorporated rounded structural elements 18 Page 612 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives Additional example images displaying the use of colored concrete form liners, non-structural fluted columns, and arches in lieu of columns for structure 19 Page 613 of 753 San Luis Obispo – Prado Interchange Project VA Alternatives SUMMARY OF PERFORMANCE IMPROVEMENTS The Caltrans HQ VA Program requires the following information to enable reporting of performance to the FHWA. Only the six standard Caltrans performance attributes, shown in the table below, are to be documented. Caltrans does not require reporting of the performance of any other attributes utilized in this study. Summary of Proposed VA Alternative Performance Improvements Alt. No. Multi-Modal Connectivity Long-Term Environmental Impacts Construction Impacts Traffic Operations Maintainability Project Schedule 1.0 Improved Improved Improved Improved Improved Improved 2.0 Improved Improved Improved 3.0 Improved Improved 4.0 Improved Improved Improved Improved 5.0 Improved Improved Improved 6.0 Improved Improved Summary of Accepted VA Alternative Performance Improvements Alt. No. Multi-Modal Connectivity Long-Term Environmental Impacts Construction Impacts Traffic Operations Maintainability Project Schedule 1.0 Improved Improved Improved Improved Improved Improved 2.0 Improved Improved Improved 3.0 Improved Improved 4.0 Improved Improved Improved Improved 6.0 Improved Improved 20 Page 614 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Savings: $1,120,000/$1,023,000 Change in Schedule: 1.5-month reduction Performance Change +8.3 %/+ 8.0 % Value Change +10.4 %/+ 10.0 % Description of Baseline Concept: The baseline concept for the structure utilizes a 45-mph design speed at the Elks Lane intersection and Froom Ranch intersection. Description of Alternative Concept: The alternative concept proposes to reduce the design speed to 35 mph. This will have a direct effect on eliminating the center bent of the structure but will also simplify the design of the structure profile, intersections (or roundabout), and pedestrian/bicycle facilities. Advantages: •Multi-Modal Connectivity – Improves the operations of the pedestrian/bicycle facility by reducing the speed of the nearby vehicles on the structure. •Traffic Operations – Reduces the frequency and severity of potential traffic conflicts. It is not anticipated that traffic flow and volume would be affected by the reduction in speed. •Construction Impacts – Will provide more design flexibility and may simplify the overall structure design (potentially longer spans and completely spanning over the US-101 facility) and construction effort. Will allow for the possible elimination of the columns in the median of US-101. This will also translate to a reduction in traffic staging and traffic handling during construction. Assume a construction duration reduction of 1.5 months (30 workdays). Will lessen the noise impacts to surrounding community. •Long-Term Environmental Impacts – May improve the overall aesthetic of the bridge by reducing the number of columns needed to support the structure. •Maintainability – Should improve maintenance by reducing the number of columns and structure which may be prone to vandalism or graffiti in the future. Will reduce maintenance effort in median. Disadvantages: •Multi-Modal Connectivity – If the physical barrier is removed from between the EOS and pedestrian/bicycle facility, there may be a higher incidence of traffic conflicts. Discussion: The main benefit of this proposed alternative concept is to reduce the initial cost of construction while also integrating a safer and more sensible operating condition for the Prado road OC. The reduction in speed should provide more flexibility for the design to use a longer span in the overcrossing structure over US-101 specifically by removing the central bent from the design and greatly simplifying construction and traffic handling on US-101. This concept will require coordination with Caltrans leadership regarding acceptable design speeds for new facilities which tie into mainline facilities (in relation to HDM section 101.2). There is a precedence for lower prevailing speeds on nearby facilities such as Los Osos Valley Road, Madonna Road, Santa Rosa Street, etc. It should also 21 Page 615 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives be noted that there is no requirement for physical barrier between EOS and pedestrian/bicycle facility. Discussion of Schedule Impacts: This alternative concept represents a significant impact to the project schedule’s critical path due to the elimination of the central structural bent, which is a challenging structural element that otherwise needs to be completed amidst the traffic on US-101. The schedule impact is therefore assumed to be a reduction in 1.5 months (30 workdays). Discussion of Risk Impacts: The alternative concept should reduce construction related risk by reducing the construction effort. The alternative should represent a reduction in future operational risk as the lower speeds should reduce the potential and severity of traffic conflicts (however, there still may be a potential for drivers to operate at above the posted speed which may cause traffic conflicts). 22 Page 616 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives Comparison of Performance – Design Alternative A1R Comparison of Performance – Design Alternative A3 7.4 7.0 6.3 5.1 5.7 7.7 7.7 7.3 5.6 6.0 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 5.8 6.2 7.1 7.2 6.6 6.1 6.9 8.1 7.7 6.9 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 23 Page 617 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives Baseline Concept Images Images of the Prado road OC structure for both design alternatives Image depicting the current design with central bent in US-101 median supporting the overcrossing structure 24 Page 618 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives Alternative Concept Image Image of existing overcrossing structure at Madonna Road with speed posted as 35 mph 25 Page 619 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives Assumptions and Calculations: The initial cost assumption of the alternative concept: • Eliminates the center bent and the support columns in the median of US-101. Structure cost can therefore be reduced by 5% (piles, excavation, form work, reinforcement, and concrete). Includes an increased superstructure cost but lower substructure cost for the Prado road OC structure. • Reduction in traffic handling and construction staging (assume reduction by 50%) • Reduce workdays by 1.5 months (30 days) Initial Cost Estimate – Design Alternative A1R Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Traffic Handling LS 1 250,000$ 250,000$ 0.50 250,000$ 125,000$ Detours LS 1 50,000$ 50,000$ 0.50 50,000$ 25,000$ -$ -$ -$ -$ ROADWAY SUBTOTAL 300,000$ 150,000$ ROADWAY MARK-UP 66%197,700$ 98,850$ ROADWAY TOTAL 497,700$ 248,850$ Time Related Overhead WD 520 1,821$ 946,920$ 490 1,821$ 892,290$ TRO SUBTOTAL 946,920$ 892,290$ TRO MARK-UP (Contingency & Escalation only)31%295,439$ 278,394$ TRO TOTAL 1,242,359$ 1,170,684$ -$ -$ Prado OC LS 1 36,593,000$ 36,593,000$ 0.98 36,593,000$ 35,861,140$ -$ -$ STRUCTURES SUBTOTAL 36,593,000$ 35,861,140$ STRUCTURES MARK-UP (Escalation only)9%3,403,149$ 3,335,086$ STRUCTURES TOTAL 39,996,149$ 39,196,226$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $1,120,000 $41,736,000 $40,616,000 CAPITAL OUTLAY SUPPORT ITEMS 41,736,208$ 40,615,761$ STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT 26 Page 620 of 753 VA ALTERNATIVE 1.0 (MT-2) Reduce the maximum speed on structure to 35 mph San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Estimate – Design Alternative A3 Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Traffic Handling LS 1 250,000$ 250,000$ 0.50 250,000$ 125,000$ Detours LS 1 50,000$ 50,000$ 0.50 50,000$ 25,000$ -$ -$ -$ -$ ROADWAY SUBTOTAL 300,000$ 150,000$ ROADWAY MARK-UP 66%197,700$ 98,850$ ROADWAY TOTAL 497,700$ 248,850$ Time Related Overhead WD 520 1,693$ 880,360$ 490 1,693$ 829,570$ TRO SUBTOTAL 880,360$ 829,570$ TRO MARK-UP (Contingency & Escalation only)31%274,672$ 258,826$ TRO TOTAL 1,155,032$ 1,088,396$ -$ -$ Prado OC LS 1 32,391,200$ 32,391,200$ 0.98 32,391,200$ 31,743,376$ -$ -$ STRUCTURES SUBTOTAL 32,391,200$ 31,743,376$ STRUCTURES MARK-UP (Escalation only)9%3,012,382$ 2,952,134$ STRUCTURES TOTAL 35,403,582$ 34,695,510$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $1,023,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS $37,056,000 $36,033,000 CAPITAL OUTLAY SUPPORT ITEMS 37,056,314$ 36,032,756$ 27 Page 621 of 753 VA ALTERNATIVE 2.0 (AP-2) Reduce lane and shoulder widths where practical San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Savings: $600,000/$531,000 Change in Schedule: No change Performance Change + 0.9 %/+ 0.9 % Value Change + 1.4 %/+ 1.4 % Description of Baseline Concept: The baseline concept meets or exceeds all lane width and shoulder width requirements per the Caltrans and City engineering standards for the Prado road OC structure as well as the NB on- and off-ramp structures: • 12’ lanes, 5’ shoulders on the Prado road OC structure • 12’ separation between east and westbound lanes for left turn lanes and/or raised median on the Prado road OC structure • 4’ left shoulder and 8’ right shoulder, and 12’ lane for the NB on- and off-ramps • 6’ sidewalk, 6” buffer between bike path and sidewalk, 6’ bike path, and 2’ buffer between ES and bike path on the Prado road OC Description of Alternative Concept: The alternative concept proposes to reduce the width of the inside travel lane from 12’ to 11’ and the on the outside shoulder widths from 5’ to 4’ on the Prado road OC structure and thereby reduce the overall width of the Prado road OC structure by 4’. Advantages: • Multi-Modal Connectivity – The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict between the modes of travel. • Traffic Operations – The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict. No measurable impact on traffic volumes. • Construction Impacts – Will reduce the overall materials needed for structure construction. • Long-Term Environmental Impacts – Reduces overall footprint of the Prado riad OC structure which also reduces stormwater volumes. Less disturbed soil and land. • Maintainability – Reduces overall square footage and structure to maintain. Disadvantages: • Multi-Modal Connectivity – Reduces the shoulder width buffer area between the edge of travel way and bike path. Discussion: The main benefit of this proposed alternative concept is to reduce the initial cost of the Prado road OC structure. The use of 11’ lanes for the innermost travel lanes on the structure will not require a design exception per HDM Section 308.1. It is important to note that anticipated truck volumes may require the use of 12’ interior lanes. 28 Page 622 of 753 VA ALTERNATIVE 2.0 (AP-2) Reduce lane and shoulder widths where practical San Luis Obispo – Prado Interchange Project VA Alternatives There is a precedence for using 11’ lanes elsewhere in San Luis Obispo: • Prado Road south of the Elks Lane • Dalidio Drive west of Froom Ranch Way • Madonna Road over US-101 The use of 4’ minimum shoulders is allowable per HDM Section 308.1 unless a barrier is present in which case the shoulder width would need to be maintained at 5’. Discussion of Schedule Impacts: This alternative concept represents no significant impact to the project schedule’s critical path as the reduction in the overcrossing structure width is considered negligible within the structure construction effort. The schedule impact is therefore assumed to be zero. Discussion of Risk Impacts: The alternative concept will have a slight reduction in the construction related work as it represents less structure to construct and fewer materials to handle. The slight reduction in lanes and shoulder widths may contribute to a slight increase in future operational risk, but the design would still remain within established standards. 29 Page 623 of 753 VA ALTERNATIVE 2.0 (AP-2) Reduce lane and shoulder widths where practical San Luis Obispo – Prado Interchange Project VA Alternatives Comparison of Performance – Design Alternative A1R Comparison of Performance – Design Alternative A3 7.4 7.0 6.3 5.1 5.7 7.4 7.0 6.4 5.2 5.8 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 5.8 6.2 7.1 7.2 6.6 5.8 6.2 7.2 7.3 6.7 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 30 Page 624 of 753 VA ALTERNATIVE 2.0 (AP-2) Reduce lane and shoulder widths where practical San Luis Obispo – Prado Interchange Project VA Alternatives Alternative Concept Image Image showing the Prado road overcrossing structure and identified locations of lane and shoulder widths which can be reduced by 1’ each 31 Page 625 of 753 VA ALTERNATIVE 2.0 (AP-2) Reduce lane and shoulder widths where practical San Luis Obispo – Prado Interchange Project VA Alternatives Assumptions and Calculations: The initial cost assumption of the alternative concept: • Reduce Prado OC structure by 4’ of width which roughly equates to a 1.5% reduction in overall structure cost • Assume no significant impact to traffic handling and construction staging • Assume no significant change in project duration (no change in workdays) Initial Cost Estimate – Design Alternative A1R Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ -$ -$ ROADWAY SUBTOTAL -$ -$ ROADWAY MARK-UP 66%-$ -$ ROADWAY TOTAL -$ -$ Time Related Overhead WD -$ -$ TRO SUBTOTAL -$ -$ TRO MARK-UP (Contingency & Escalation only)31%-$ -$ TRO TOTAL -$ -$ Prado OC LS 1 36,593,000$ 36,593,000$ 0.99 36,593,000$ 36,044,105$ NB Off-Ramp LS 1 2,993,000$ 2,993,000$ 1.00 2,993,000$ 2,993,000$ NB On-Ramp LS 1 2,794,000$ 2,794,000$ 1.00 2,794,000$ 2,794,000$ STRUCTURES SUBTOTAL 42,380,000$ 41,831,105$ STRUCTURES MARK-UP (Escalation only)9%3,941,340$ 3,890,293$ STRUCTURES TOTAL 46,321,340$ 45,721,398$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $600,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS $46,321,000 $45,721,000 CAPITAL OUTLAY SUPPORT ITEMS 46,321,340$ 45,721,398$ 32 Page 626 of 753 VA ALTERNATIVE 2.0 (AP-2) Reduce lane and shoulder widths where practical San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Estimate – Design Alternative A3 Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ -$ -$ ROADWAY SUBTOTAL -$ -$ ROADWAY MARK-UP 66%-$ -$ ROADWAY TOTAL -$ -$ Time Related Overhead WD -$ -$ TRO SUBTOTAL -$ -$ TRO MARK-UP (Contingency & Escalation only)31%-$ -$ TRO TOTAL -$ -$ Prado OC LS 1 32,391,200$ 32,391,200$ 0.99 32,391,200$ 31,905,332$ NB Off-Ramp LS 1 3,128,400$ 3,128,400$ 1.00 3,128,400$ 3,128,400$ NB On-Ramp LS 1 2,587,800$ 2,587,800$ 1.00 2,587,800$ 2,587,800$ STRUCTURES SUBTOTAL 38,107,400$ 37,621,532$ STRUCTURES MARK-UP (Escalation only)9%3,543,988$ 3,498,802$ STRUCTURES TOTAL 41,651,388$ 41,120,334$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $531,000 $41,651,000 $41,120,000 CAPITAL OUTLAY SUPPORT ITEMS 41,651,388$ 41,120,334$ STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT 33 Page 627 of 753 VA ALTERNATIVE 3.0 (SL-2) Use CIDH columns in lieu of driven piles and pile caps San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Savings: $5,014,000/$4,557,000 Change in Schedule: 3-month reduction Performance Change + 1.1 %/+ 1.0 % Value Change + 7.4 %/+ 7.2 % Description of Baseline Concept: The baseline concept uses a short-span bridge configuration for the three structures included in the project (the Prado road OC structure, the NB off-ramp, and the NB on-ramp). The current design uses spans ranging between 70’ to 118’ in length. Each span is a multi-column bent. Each column rests on a sub-surface pile cap which requires excavation to construct. Each pile cap rests on several driven piles. The ground water level of 4’ below surface will require dewatering during the pile cap construction. Description of Alternative Concept: The alternative concept proposes to use CIDH piles in lieu of the driven pile and pile cap configuration. This concept will require temporary casing, slurry displacement with Baker tanks, and the use of steel cages for reinforcement. This alternative will create additional spoils from the drilled holes that will need to be hauled off. Advantages: • Construction Impacts – Requires fewer holes to drill compared to numerous piles to drive at each column location. Will have less impact on local community from a noise standpoint. Will reduce the amount of material stockpile (driven piles) to be located near construction site. The rate of production can be considered to be improved as the pile cap work (excavation, forming, and backfill) can be eliminated. Assume a reduction of the project duration of 3 months (60 workdays). Disadvantages: • Construction Impacts – Will require the use of Baker tank. Anomalies can be encountered when pouring concrete. Discussion: The main benefit of this proposed alternative concept is to significantly reduce the cost and time needed to construct each of the project structures. An important consideration with the CIDH concept is that the existing soil conditions may vary greatly on this site. This can create challenges to the process and efforts to avoid anomalies in the concrete pour for the CIDH pile will need to be undertaken. This may require on-site analysis of the CIDH pile and may lead to additional mitigation to address any abnormalities encountered in the field to ensure that the CIDH pile is structurally adequate for the design. Of course, the pile driving process also has production risks to consider as well; therefore, the schedule and cost risk per each method can be considered to be similar. Each column can be constructed as an extension of the CIDH pile, but this would increase the complexity of the process as the reinforcement cage would need to extend above ground. 34 Page 628 of 753 VA ALTERNATIVE 3.0 (SL-2) Use CIDH columns in lieu of driven piles and pile caps San Luis Obispo – Prado Interchange Project VA Alternatives Discussion of Schedule Impacts: This alternative concept represents a significant impact to the project schedule’s critical path as the CIDH piles allow for the column construction to be completed at a much more accelerated pace. The schedule impact is therefore assumed to be a reduction of three months (60 workdays). Discussion of Risk Impacts: The alternative concept will have a significant impact on reducing the construction risk due to the shortening of the project’s duration by three months. The future operational risk of the facility will be unaffected. 35 Page 629 of 753 VA ALTERNATIVE 3.0 (SL-2) Use CIDH columns in lieu of driven piles and pile caps San Luis Obispo – Prado Interchange Project VA Alternatives Comparison of Performance – Design Alternative A1R Comparison of Performance – Design Alternative A3 7.4 7.0 6.3 5.1 5.7 7.4 7.0 6.8 5.1 5.7 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 5.8 6.2 7.1 7.2 6.6 5.8 6.2 7.6 7.2 6.6 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 36 Page 630 of 753 VA ALTERNATIVE 3.0 (SL-2) Use CIDH columns in lieu of driven piles and pile caps San Luis Obispo – Prado Interchange Project VA Alternatives Baseline Concept Image Example image of typical pile driving and pile cap forming process Alternative Concept Image Diagram of typical CIDH process with casings 37 Page 631 of 753 VA ALTERNATIVE 3.0 (SL-2) Use CIDH columns in lieu of driven piles and pile caps San Luis Obispo – Prado Interchange Project VA Alternatives Assumptions and Calculations: The initial cost assumption of the alternative concept: • Structure construction work reduction of 10% for each structure o Eliminate pile driving o Eliminate pile cap construction o Include CIDH construction • Traffic handling reduction by 50% (US-101 center median location only) • Reduce workdays by 4 months (80 workdays) o Time savings is from avoiding driving piles and excavation/forming of pile cap o Assume 1 week of time savings per pier x 28 / 2 crews = 14 weeks / 4.5 = 3 months Initial Cost Estimate – Design Alternative A1R Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Traffic Handling LS 1 250,000$ 250,000$ 0.50 250,000$ 125,000$ Detours LS 1 50,000$ 50,000$ 0.50 50,000$ 25,000$ -$ -$ -$ -$ ROADWAY SUBTOTAL 300,000$ 150,000$ ROADWAY MARK-UP 66%197,700$ 98,850$ ROADWAY TOTAL 497,700$ 248,850$ Time Related Overhead WD 520 1,693$ 880,360$ 460 1,693$ 778,780$ TRO SUBTOTAL 880,360$ 778,780$ TRO MARK-UP (Contingency & Escalation only)31%274,672$ 242,979$ TRO TOTAL 1,155,032$ 1,021,759$ Prado OC LS 1 36,593,000$ 36,593,000$ 0.90 36,593,000$ 32,933,700$ NB Off-Ramp LS 1 2,993,000$ 2,993,000$ 0.90 2,993,000$ 2,693,700$ NB On-Ramp LS 1 2,794,000$ 2,794,000$ 0.90 2,794,000$ 2,514,600$ STRUCTURES SUBTOTAL 42,380,000$ 38,142,000$ STRUCTURES MARK-UP (Escalation only)9%3,941,340$ 3,547,206$ STRUCTURES TOTAL 46,321,340$ 41,689,206$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $5,014,000 $47,974,000 $42,960,000 CAPITAL OUTLAY SUPPORT ITEMS 47,974,072$ 42,959,815$ STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT 38 Page 632 of 753 VA ALTERNATIVE 3.0 (SL-2) Use CIDH columns in lieu of driven piles and pile caps San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Estimate – Design Alternative A3 Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Traffic Handling LS 1 250,000$ 250,000$ 0.50 250,000$ 125,000$ Detours LS 1 50,000$ 50,000$ 0.50 50,000$ 25,000$ -$ -$ -$ -$ ROADWAY SUBTOTAL 300,000$ 150,000$ ROADWAY MARK-UP 66%197,700$ 98,850$ ROADWAY TOTAL 497,700$ 248,850$ Time Related Overhead WD 520 1,821$ 946,920$ 460 1,821$ 837,660$ TRO SUBTOTAL 946,920$ 837,660$ TRO MARK-UP (Contingency & Escalation only)31%295,439$ 261,350$ TRO TOTAL 1,242,359$ 1,099,010$ Prado OC LS 1 32,391,200$ 32,391,200$ 0.90 32,391,200$ 29,152,080$ NB Off-Ramp LS 1 3,128,400$ 3,128,400$ 0.90 3,128,400$ 2,815,560$ NB On-Ramp LS 1 2,587,800$ 2,587,800$ 0.90 2,587,800$ 2,329,020$ STRUCTURES SUBTOTAL 38,107,400$ 34,296,660$ STRUCTURES MARK-UP (Escalation only)9%3,543,988$ 3,189,589$ STRUCTURES TOTAL 41,651,388$ 37,486,249$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $4,557,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS $43,391,000 $38,834,000 CAPITAL OUTLAY SUPPORT ITEMS 43,391,447$ 38,834,109$ 39 Page 633 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Savings: $16,748,000/$15,093,000 Change in Schedule: 6-month reduction Performance Change +12.2 %/+ 11.6 % Value Change +35.4 %/+ 33.9 % Description of Baseline Concept: The baseline concept uses a short-span bridge configuration for the three structures included in the project (the Prado road OC structure, the NB off-ramp, and the NB on-ramp). The current design uses spans ranging between 70’ to 118’ in length. Each span is a multi-column bent. Each column rests on a sub-surface pile cap which requires excavation to construct. Each pile cap rests on several driven piles. Description of Alternative Concept: The alternative concept proposes to use precast I-girders in lieu of cast-in-place (CIP) girders to allow for longer structural spans and therefore require fewer bents and columns to support the structures. Advantages: •Construction Impacts – Will simplify the construction effort by the reducing the number of bents to be placed – which will in turn reduce the number of columns and piles needed. Will also significantly reduce the amount of structure falsework and concrete pouring needed for CIP elements. Will have less impact on local community from a noise standpoint (amount of columns needed and piles driven). The overall construction duration can be expected to be reduced by up to 6 months (120 workdays). This will reduce the amount of traffic handling and lane closures required for the mainline. Impacts to the local community – noise from pile driving and hauling on local roads can also be expected to be reduced. •Long-Term Environmental Impacts – Will reduce the number of columns needed to support the spans which will have a significant impact on the lasting structure aesthetics. The reduction in columns should also reduce the permanent flood zone impacts and provide more flexibility in terms of staying below the 0.1’ rise maximum set for the project by FEMA. •Maintainability – Represents a lower maintenance burden in terms of structural elements to inspect and maintain the structures – including maintaining the spaces below the structures, which will now be more open and easier to access. The potential for graffiti and/or vandalism will also be reduced. Disadvantages: •Construction Impacts – Will require space for crane operation and hauling of large structural elements. •Maintainability – Would require utility conduit to be hung along the Prado road OC structure where the utility lines would be more exposed to vandalism unless casing is provided. 40 Page 634 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Discussion: The main benefit of this proposed alternative concept is to reduce the initial cost of construction, structure design, and simplify the construction effort as whole. The reduction in columns represents a significant aesthetic improvement for the structures. It should be noted that there are several structural options in addition to the use of precast I-girders that can be considered in lieu of the CIP baseline design. These would include: • Steel plate girder – may require additional maintenance and inspection due to the use of steel which can be expected to oxidize. This oxidation can however be mitigated by incorporating a sacrificial layer that would provide a distinct rust-colored aesthetic. • Precast box girder – slightly more expensive, however provides a cleaner form or aesthetic to the bridge than the I-girder option. Also, allows for placement of utility conduit inside the cells. • Precast T-beams – a slight variation to the I-girder option • Precast inverted U-section – a slight variation to the I-girder option All of these options have potential benefits in lieu of the proposed CIP box that is currently in the baseline design. The proposal in this alternative for the precast I-girder simply represents the most likely option identified by the VA team. An important aspect of precast structural construction is the potential for the structural elements to not fit together as designed in the field which can lead to construction delays and additional cost. However, there can be design or construction actions taken to provide for additional flexibility in the field to mitigate this risk. This alternative would work well with several other proposed VA alternatives. Additionally, the precast elements can be manufactured with integral color to match any desired aesthetic. It would be of further value to the construction and design to ensure that the spans are pre-stressed during their manufacture. Discussion of Schedule Impacts: This alternative concept represents a significant impact to the project schedule’s critical path as the structure construction effort is considered a major critical path element. The schedule impact is assumed to be a 6-month reduction in project duration (120 workdays). Discussion of Risk Impacts: The alternative concept will have a significant impact on reducing construction related risks due to the shortening of the project duration by 6 months and also the reduction in pile driving and CIP work that requires more effort by the contractor and more traffic handling and lane closures/lane shifting on US-101. The future operational risk is unchanged. 41 Page 635 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Comparison of Performance – Design Alternative A1R Comparison of Performance – Design Alternative A3 7.4 7.0 6.3 5.1 5.7 7.4 7.0 7.8 6.6 6.7 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 5.8 6.2 7.1 7.2 6.6 5.8 6.2 8.6 8.7 7.6 0 1 2 3 4 5 6 7 8 9 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 42 Page 636 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Baseline Concept Image Image of Prado road overcrossing design elevation with 125’ spans Alternative Concept Image Image of Prado road overcrossing design elevation depicting which columns can be eliminated by using longer precast and prestressed structural spans 43 Page 637 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Alternative Concept Images (cont.) Example images of precast and pre-stressed spans being manufactured, transported, and placed in structure construction effort 44 Page 638 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Assumptions and Calculations: The initial cost assumption of the alternative concept: • Eliminates the center bent and the support columns in the median of US-101. Structure cost can therefore be reduced by 40% (piles, excavation, falsework, reinforcement, and concrete). Includes an increased superstructure cost, but lower substructure cost for the Prado road OC structure. Assume that this alternative can reduce the number of spans and columns needed for each structure by up to 50%. However, the additional costs need to include the use of cranes, off-site manufacture, hauling and handling of precast elements. • Reduction in traffic handling and construction staging (assume reduction by 50%) • Reduce workdays by 6 months (120 days) Initial Cost Estimate – Design Alternative A1R Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Traffic Handling LS 1 250,000$ 250,000$ 0.50 250,000$ 125,000$ Detours LS 1 50,000$ 50,000$ 0.50 50,000$ 25,000$ -$ -$ -$ -$ ROADWAY SUBTOTAL 300,000$ 150,000$ ROADWAY MARK-UP 66%197,700$ 98,850$ ROADWAY TOTAL 497,700$ 248,850$ Time Related Overhead WD 520 1,821$ 946,920$ 400 1,821$ 728,400$ TRO SUBTOTAL 946,920$ 728,400$ TRO MARK-UP (Contingency & Escalation only)31%295,439$ 227,261$ TRO TOTAL 1,242,359$ 955,661$ Prado OC LS 1 36,593,000$ 36,593,000$ 0.65 36,593,000$ 23,785,450$ NB Off-Ramp LS 1 2,993,000$ 2,993,000$ 0.65 2,993,000$ 1,945,450$ NB On-Ramp LS 1 2,794,000$ 2,794,000$ 0.65 2,794,000$ 1,816,100$ STRUCTURES SUBTOTAL 42,380,000$ 27,547,000$ STRUCTURES MARK-UP (Escalation only)9%3,941,340$ 2,561,871$ STRUCTURES TOTAL 46,321,340$ 30,108,871$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $16,748,000 $48,061,000 $31,313,000 CAPITAL OUTLAY SUPPORT ITEMS 48,061,399$ 31,313,382$ STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT 45 Page 639 of 753 VA ALTERNATIVE 4.0 (SL-1) Use longer spans and fewer columns with precast I-girders in lieu of CIP girders San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Estimate – Design Alternative A3 Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Traffic Handling LS 1 250,000$ 250,000$ 0.50 250,000$ 125,000$ Detours LS 1 50,000$ 50,000$ 0.50 50,000$ 25,000$ -$ -$ -$ -$ ROADWAY SUBTOTAL 300,000$ 150,000$ ROADWAY MARK-UP 66%197,700$ 98,850$ ROADWAY TOTAL 497,700$ 248,850$ Time Related Overhead WD 520 1,693$ 880,360$ 400 1,693$ 677,200$ TRO SUBTOTAL 880,360$ 677,200$ TRO MARK-UP (Contingency & Escalation only)31%274,672$ 211,286$ TRO TOTAL 1,155,032$ 888,486$ Prado OC LS 1 32,391,200$ 32,391,200$ 0.65 32,391,200$ 21,054,280$ NB Off-Ramp LS 1 3,128,400$ 3,128,400$ 0.65 3,128,400$ 2,033,460$ NB On-Ramp LS 1 2,587,800$ 2,587,800$ 0.65 2,587,800$ 1,682,070$ STRUCTURES SUBTOTAL 38,107,400$ 24,769,810$ STRUCTURES MARK-UP (Escalation only)9%3,543,988$ 2,303,592$ STRUCTURES TOTAL 41,651,388$ 27,073,402$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $15,093,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT STRUCTURES WORK ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS $43,304,000 $28,211,000 CAPITAL OUTLAY SUPPORT ITEMS 43,304,121$ 28,210,739$ 46 Page 640 of 753 VA ALTERNATIVE 5.0 (CU-3) Leave existing sewer main on current Elks Lane alignment in lieu of relocation San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Savings: $672,000/$671,000 Change in Schedule: 1-week reduction Performance Change + 0.5 %/+ 0.5 % Value Change +1.2 %/+ 1.2 % Description of Baseline Concept: The baseline concept relocates the existing sewer main from the existing Elks Lane alignment to the new Elks Lane alignment. Description of Alternative Concept: The alternative concept proposes to leave the sewer main in its current alignment with only minor modifications to avoid conflicts with the new NB on-ramp and Prado road structural elements. Advantages: •Construction Impacts – Simplifies the construction effort by eliminating relocation of the sewer line. Should reduce the construction duration for the work being performed with the Elks Lane Relocation – assume a 1-week reduction (5 workdays). •Long-Term Environmental Impacts – Avoids additional excavation and soil disturbance for new alignment. Reduces the loss of the residual value of the existing sewer main. •Maintainability – Future maintenance access should be improved as it is located farther from an active roadway and within the City’s R/W. Disadvantages: •Construction Impacts – Will require careful consideration when placing structural elements for the NB on-ramp and the Prado road OC structures to avoid conflicts between the existing alignment and placement of piles and pile caps. •Maintainability – Will not be installing a new sewer main; will be forgoing an extension of the sewer main’s anticipated useful life. Discussion: The main benefit of this proposed alternative concept is to reduce the initial cost of construction and to simplify the construction and utility relocation effort. Additional coordination will be required between the design team and the city with regards to the final alignment and implications to future sewer maintenance. 47 Page 641 of 753 VA ALTERNATIVE 5.0 (CU-3) Leave existing sewer main on current Elks Lane alignment in lieu of relocation San Luis Obispo – Prado Interchange Project VA Alternatives Discussion of Schedule Impacts: This alternative concept represents a negligible impact to the project schedule’s critical path as the sewer main relocation is a small component of the project’s critical path; however, it is part of the Elks Lane realignment. The schedule impact is therefore assumed to be a 1-week reduction (5 workdays). Discussion of Risk Impacts: The alternative concept will not have a significant impact on reducing overall project risk or future operational risk. 48 Page 642 of 753 VA ALTERNATIVE 5.0 (CU-3) Leave existing sewer main on current Elks Lane alignment in lieu of relocation San Luis Obispo – Prado Interchange Project VA Alternatives Comparison of Performance – Design Alternative A1R Comparison of Performance – Design Alternative A3 7.4 7.0 6.3 5.1 5.7 7.4 7.0 6.4 5.2 5.7 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 5.8 6.2 7.1 7.2 6.6 5.8 6.2 7.2 7.3 6.6 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 49 Page 643 of 753 VA ALTERNATIVE 5.0 (CU-3) Leave existing sewer main on current Elks Lane alignment in lieu of relocation San Luis Obispo – Prado Interchange Project VA Alternatives Baseline Concept Image Image depicting baseline design location of relocated sewer line (brown line) along new Elks Lane alignment Alternative Concept Image Image showing existing sewer line (red line) along US-101 northbound on-ramp and along/under new Prado road OC structure alignment 50 Page 644 of 753 VA ALTERNATIVE 5.0 (CU-3) Leave existing sewer main on current Elks Lane alignment in lieu of relocation San Luis Obispo – Prado Interchange Project VA Alternatives Assumptions and Calculations: The initial cost assumption of the alternative concept: •Eliminate relocation of sewer main (removal of existing line, trenching, placement, testing, and backfill) assume $500/LF – using a 30”/48” diameter PVC for 1300 LF. •Include some modification of existing line where needed $500/LF for 200 LF. •Reduce workdays by 1 week (5 workdays) Initial Cost Estimate – Design Alternative A1R Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ -$ -$ ROADWAY SUBTOTAL -$ -$ ROADWAY MARK-UP 66%-$ -$ ROADWAY TOTAL -$ -$ Time Related Overhead WD 520 1,821$ 946,920$ 515 1,821$ 937,815$ TRO SUBTOTAL 946,920$ 937,815$ TRO MARK-UP (Contingency & Escalation only)31%295,439$ 292,598$ TRO TOTAL 1,242,359$ 1,230,413$ -$ -$ 30" to 48" PVS Sewer Main LF 1,300 500$ 650,000$ 200 500$ 100,000$ -$ -$ R/W or OTHER SUBTOTAL 650,000$ 100,000$ R/W or OTHER MARK-UP (Escalation only)20%130,000$ 20,000$ R/W or OTHER TOTAL 780,000$ 120,000$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $672,000 $2,022,000 $1,350,000 CAPITAL OUTLAY SUPPORT ITEMS 2,022,359$ 1,350,413$ ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS R/W or OTHER MATERIALS and EXPENSES CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT 51 Page 645 of 753 VA ALTERNATIVE 5.0 (CU-3) Leave existing sewer main on current Elks Lane alignment in lieu of relocation San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Estimate – Design Alternative A3 Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ -$ -$ ROADWAY SUBTOTAL -$ -$ ROADWAY MARK-UP 66%-$ -$ ROADWAY TOTAL -$ -$ Time Related Overhead WD 520 1,693$ 880,360$ 515 1,693$ 871,895$ TRO SUBTOTAL 880,360$ 871,895$ TRO MARK-UP (Contingency & Escalation only)31%274,672$ 272,031$ TRO TOTAL 1,155,032$ 1,143,926$ -$ -$ 30" to 48" PVS Sewer Main LF 1,300 500$ 650,000$ 200 500$ 100,000$ -$ -$ R/W or OTHER SUBTOTAL 650,000$ 100,000$ R/W or OTHER MARK-UP (Escalation only)20%130,000$ 20,000$ R/W or OTHER TOTAL 780,000$ 120,000$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $671,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS R/W or OTHER MATERIALS and EXPENSES $1,935,000 $1,264,000 CAPITAL OUTLAY SUPPORT ITEMS 1,935,032$ 1,263,926$ 52 Page 646 of 753 VA ALTERNATIVE 6.0 (RE-1) Utilize recycled and/or reclaimed materials in project San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Savings: $336,000/$344,000 Change in Schedule: No change Performance Change + 0.5 %/+ 0.5 % Value Change + 0.8 %/+ 0.8 % Description of Baseline Concept: The baseline concept for the project includes removal of pavement from the ramps and a section of the existing Prado Road and Elks Lane. It is assumed that this paving material will simply be hauled away as waste. Description of Alternative Concept: The alternative concept proposes to recycle a portion of the asphalt material from the roadway excavation and use it for subbase, base, and HMA material in the project. It is assumed that the recycled material can be used in Class 2 Aggregate Base (up to 25%). Advantages: •Construction Impacts – May reduce the amount of haul for borrow and export. The recycling of materials can be completed on-site, which may reduce project duration slightly. •Long-Term Environmental Impacts – Aligns with Caltrans sustainability objectives. Disadvantages: •Construction Impacts – Will require additional effort by contractor to stockpile and combine into HMA mixes on-site or off-site before the material can be used on the project. This may require the contractor to have a mobile recycler/grinder on-site which may require additional space for staging and stockpiling (which may reduce hauling). Discussion: The main benefit of this proposed alternative concept is to align with Caltrans and City sustainability initiatives that seek to enhance sustainability concepts throughout state-funded capital projects in California by using recycled or repurposed materials. This concept will require coordination with Design, Materials, and Construction to determine the feasibility of this approach. The effective use of this concept is reliant on the capacity and capabilities of the contractor to work with and store asphalt materials. It is possible that the contractor could also use any existing appropriate asphalt stockpiles that they have on hand for use with this alternative – assuming that it meets Caltrans project standards (per Section 25-1.02A General - Caltrans Standard Specifications - circa 2022). Discussion of Schedule Impacts: This alternative concept represents a negligible impact to the project schedule’s critical path as the recycling of the pavement material is not a critical path element. The schedule impact is therefore assumed to be zero. Discussion of Risk Impacts: The alternative concept does not have a significant impact on either construction related risk or future operational risk. 53 Page 647 of 753 VA ALTERNATIVE 6.0 (RE-1) Utilize recycled and/or reclaimed materials in project San Luis Obispo – Prado Interchange Project VA Alternatives Comparison of Performance – Design Alternative A1R Comparison of Performance – Design Alternative A3 7.4 7.0 6.3 5.1 5.7 7.4 7.0 6.4 5.2 5.7 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 5.8 6.2 7.1 7.2 6.6 5.8 6.2 7.2 7.3 6.6 0 2 4 6 8 10 Traffic Operations Multi-Modal Connectivity Construction Impacts Long-Term Environmental Impacts Maintainability Baseline Concept Alternative Concept 54 Page 648 of 753 VA ALTERNATIVE 6.0 (RE-1) Utilize recycled and/or reclaimed materials in project San Luis Obispo – Prado Interchange Project VA Alternatives Alternative Concept Images Image of an onsite RAP portable plant 55 Page 649 of 753 VA ALTERNATIVE 6.0 (RE-1) Utilize recycled and/or reclaimed materials in project San Luis Obispo – Prado Interchange Project VA Alternatives Assumptions and Calculations: The initial cost assumption of the alternative concept: •Reduce Class 2 Aggregate Base (assume a 25% reduction to obtain an R-value of 78) •Assume no change in working days Initial Cost Estimate – Design Alternative A1R Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Class 2 Aggregate Base CY 8,092 100$ 809,200$ 6,069 100$ 606,900$ -$ -$ -$ -$ ROADWAY SUBTOTAL 809,200$ 606,900$ ROADWAY MARK-UP 66%533,263$ 399,947$ ROADWAY TOTAL 1,342,463$ 1,006,847$ Time Related Overhead WD 520 1,821$ 946,920$ 520 1,821$ 946,920$ TRO SUBTOTAL 946,920$ 946,920$ TRO MARK-UP (Contingency & Escalation only)31%295,439$ 295,439$ TRO TOTAL 1,242,359$ 1,242,359$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $336,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS $2,585,000 $2,249,000 CAPITAL OUTLAY SUPPORT ITEMS 2,584,822$ 2,249,206$ 56 Page 650 of 753 VA ALTERNATIVE 6.0 (RE-1) Utilize recycled and/or reclaimed materials in project San Luis Obispo – Prado Interchange Project VA Alternatives Initial Cost Estimate – Design Alternative A3 Description Unit Quantity Cost/Unit Total Quantity Cost/Unit Total -$ -$ Class 2 Aggregate Base CY 8,296 100$ 829,600$ 6,222 100$ 622,200$ -$ -$ -$ -$ ROADWAY SUBTOTAL 829,600$ 622,200$ ROADWAY MARK-UP 66%546,706$ 410,030$ ROADWAY TOTAL 1,376,306$ 1,032,230$ Time Related Overhead WD -$ -$ TRO SUBTOTAL -$ -$ TRO MARK-UP (Contingency & Escalation only)31%-$ -$ TRO TOTAL -$ -$ Reengineering and Redesign -$ -$ Project Engineering -$ -$ TOTAL TOTAL (Rounded) SAVINGS $344,000 CONSTRUCTION ELEMENT BASELINE CONCEPT ALTERNATIVE CONCEPT ROADWAY ITEMS TIME RELATED OVERHEAD (TRO) ITEMS $1,376,000 $1,032,000 CAPITAL OUTLAY SUPPORT ITEMS 1,376,306$ 1,032,230$ 57 Page 651 of 753 PROJECT INFORMATION Page 652 of 753 San Luis Obispo – Prado Interchange Project Project Information PROJECT INFORMATION BACKGROUND US-101 is the principal north/south freeway/expressway on the Central Coast traversing the counties of Santa Barbara, San Luis Obispo, Monterey, and San Benito within District 5. It serves local, regional, and interregional travel needs including business, recreation, tourism, journey-to-work, freight and goods movement, and national defense transport. The Pacific Coast Bicycle Route runs parallel to US- 101 in this area along South Higuera Street. Within the project limits, US-101 is a four-lane freeway, with 12-foot-wide travel lanes, 5-foot-wide left shoulders, 10-foot-wide right shoulders, and a 27-foot-wide median with a thrie beam median barrier. The R/W width varies but is generally 177 feet. The area along US-101 is generally flat with San Luis Obispo Creek running parallel to the freeway. The project area is located within the FEMA 100-year floodplain, and as such, the alternatives presented in the baseline concept design reflect the need to not impact the floodplain with additional embankments. US-101 is designated on the National Network as a Surface Transportation Assistance Act (STAA) truck route, with a posted speed limit of 65 miles per hour. The US-101 interchange with Prado Road is located between 0.3 miles south of Prado Road and 0.2 mile south of Madonna Road Overcrossing. The interchange is a partial interchange with access between US-101 and Prado Road currently provided only by a compact diamond northbound off- ramp and a hook northbound on-ramp. This configuration provides limited access to and from US-101 from the local street system at this location. All way stop control is provided at the northbound ramps’ intersection with Prado Road/Elks Lane. Prado Road is a two-lane minor arterial roadway that extends in a northwest direction and has a speed limit of 40 mph within the project vicinity. Prado Road provides two 12-foot-wide travel lanes and Class II bike lanes and is designated as an STAA truck route. Prado Road currently terminates at the US-101 northbound ramps/Prado Road/Elks Lane intersection. Elks Lane is a two-lane, 30-foot-wide local road that extends in a northeast direction between Prado Road and South Higuera Street. Elks Lane currently terminates at the US-101 northbound ramps/Prado Road/Elks Lane intersection. PROJECT DESCRIPTION The proposed project includes improvements to extend Prado Road over US-101 to connect with Dalidio Drive, reconstruct the existing US-101 northbound on- and off-ramp connections with Prado Road, and construct an auxiliary lane on northbound US-101 between the Prado Road and Madonna Road interchanges in order to provide congestion relief, operational efficiency, and multimodal connectivity. The interchange is located in the City of San Luis Obispo in the county of San Luis Obispo at PM 26.8 and improvements on northbound US-101 extend from PM 26.5 to PM 27.3. In addition to the No-Build Alternative, three build alternatives have been identified by the PDT. Each of the build alternatives includes a partial interchange with the proposed Prado Road overcrossing 59 Page 653 of 753 San Luis Obispo – Prado Interchange Project Project Information constructed over US-101, a new US-101 northbound on-ramp from Prado Road, and a new northbound off-ramp to Prado Road. For the VA study, two viable build alternatives were studied: •Design Alternative A1R – an elevated roundabout on the Prado Road overcrossing structure serving the traffic movements to and from US-101 northbound on- and off-ramps. •Design Alternative A3 – an elevated tight diamond intersection on the Prado Road overcrossing structure serving the traffic movements to and from US-101 northbound on- and off-ramps. The existing Prado Road interchange with US-101 consists only of northbound off- and on-ramps. The diamond off-ramp and hook on-ramp configuration that currently exists provides limited access to and from US-101 from the local street system at this location. The Prado Road extension over US-101 that this project proposes is needed to provide better community connectivity between the existing and planned neighborhoods and to support planned roadway improvements east and west of the US- 101 freeway. Improvements to US-101 in the study area and the extension of Prado Road over US- 101 are critical to the operations for all modes of travel; not only for regional traffic, but also for local traffic. The purpose of the project is to improve overall circulation and accessibility in the project area for all transportation modes. There is a need to provide better community connectivity between the existing and planned neighborhoods east and west of the US-101 freeway and resolve forecasted operational deficiencies on state and city facilities. These connectivity needs extend to all transportation modes. Goals and objectives of the project include: •Improve overall operations of US-101 and adjacent interchanges •Improve mobility for bicyclists and pedestrians •Improve transit performance and enhance transit opportunities •Improve consistency with local, regional, and state planning PROJECT DESIGN EXCEPTIONS At the time of the study, no mandatory or advisory design exceptions were noted. INFORMATION PROVIDED TO THE VA TEAM The following project documents were provided to the VA team for their use during the study: •Draft Project Report – Caltrans, District 5 – December 1, 2022 •Structures Advanced Planning Studies – Caltrans, District 5 – November 2, 2022 •Typical Sections and Layouts – Caltrans, District 5 – March 20, 2023 •Primary Cost Estimates – Caltrans, District 5 – September 29, 2002 60 Page 654 of 753 San Luis Obispo – Prado Interchange Project Project Information •Collision Cost Analysis and Benefit/Cost – City of San Luis Obispo – May 2019 •Preliminary Foundation Report – City of San Luis Obispo – January 4, 2022 •2-Dimensional Hydraulic Model Update Final Report – City of San Luis Obispo – October 22, 2019 PROJECT DRAWINGS The project team provided preliminary project layouts and cross-sections for the VA team during the VA study. The project location and the typical cross-section drawings are included in the project report when applicable and are available from the PDT upon request. PROJECT COST ESTIMATE The VA study used the most current escalated capital cost outlay estimate for the two project design alternatives dated September 29, 2002. The project team provided a further ROM total project cost estimate amount for each project at the time of the study which totaled $80M for the A1R design alternative and $75M for the A3 design alternative. The two September 29, 2022 cost estimates are provided on the following pages. 61 Page 655 of 753 EA: 05-1H640 05-SLO-101 PID: 516000105 26.5-27.3 SUMMARY OF PROJECT COST ESTIMATE Current Year Cost Escalated Cost (3%/YR - 2025) 8,125,300$ 8,878,735$ 42,380,000$ 46,309,770$ 50,505,300$ 55,188,505$ 4,497,234$ 5,396,681$ 55,010,000$ 60,590,000$ DATE:9/29/2002 On Route 101 in San Luis Obispo County between 0.3-mile South of Prado Road and 0.2-mile South of Madonna Road Partial Interchange Reconstruction Construct New Prado Road crossing over Route 101, Route 101 off-ramp to and on-ramp from Prado Road, and NB auxiliary lane between the Prado Road and Madonna Road Project Description: Scope : TOTAL CAPITAL OUTLAY COSTS PRELIMINARY COST ESTIMATE TOTAL STRUCTURES COST SUBTOTAL CONSTRUCTION COST Draft Project Report PM: District-County-Route: Alternative A1R (Roundabout) - Structure OptionAlternative : TOTAL RIGHT OF WAY / UTILITY COST TOTAL ROADWAY COST Type of Estimate : Project Limits : 1 62 Page 656 of 753 PRELIMINARY COST ESTIMATE I. ROADWAY ITEMS SUMMARY Cost 1 1,072,700$ 2 1,819,600$ 3 300,000$ 4 182,400$ 5 409,500$ 6 727,600$ 7 50,000$ 8 451,200$ 9 496,300$ 10 323,200$ 11 -$ 12 1,345,900$ 13 946,900$ 8,125,300$ Overhead TOTAL ROADWAY ITEMS Contingencies Section Detours Earthwork Environmental Roadway Mobilization State Furnished Supplemental Work Pavement Structural Section Traffic Items Specialty Items Drainage Minor Items 2 63 Page 657 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 1: EARTHWORK Item code Unit Quantity Unit Price ($) Cost 160101 Clearing & Grubbing LS 1 x 30,000.00 = 30,000$ 170101 Develop Water Supply LS x =-$ 190101 Roadway Excavation CY 14,323 x 55.00 = 787,765$ 190103 Roadway Excavation (Type Y) ADL (Assumed) LS x =-$ 190105 Roadway Excavation (Type Z-2) ADL CY x =-$ 192037 Structure Excavation (Retaining Wall)CY x =-$ 193013 Structure Backfill (Retaining Wall)CY 209 x 65.00 = 13,585$ 193031 Pervious Backfill Material (Retaining Wall) CY x =-$ 194001 Ditch Excavation CY x =-$ 198010 Imported Borrow CY 12,064 x 20.00 = 241,280$ 198007 Imported Material (Shoulder Backing)TON x =-$ 198050 Embankment CY x =-$ 1,072,700$ SECTION 2: PAVEMENT STRUCTURAL SECTION Item code Unit Quantity Unit Price ($) Cost 150771 Remove Asphalt Concrete Dike LF x = -$ 150860 Remove Base and Surfacing LS x = -$ 153103 Cold Plane Asphalt Concrete Pavement SQYD x = -$ 1532XX Remove Concrete (type) CY x = -$ 250401 Class 4 Aggregate Subbase CY x = -$ 260203 Class 2 Aggregate Base CY 8,092 x 100.00 = 809,200$ 290201 Asphalt Treated Permeable Base CY x = -$ 365001 Sand Cover TON x = -$ 374002 Asphaltic Emulsion (Fog Seal Coat) TON x = -$ 374492 Asphaltic Emulsion (Polymer Modified) TON x = -$ 3750XX Screenings (Type XX) TON x = -$ 377501 Slurry Seal TON x = -$ 390095 Replace Asphalt Concrete Surfacing CY x = -$ 390132 Hot Mix Asphalt (Type A) TON 5,148 x 160.00 = 823,680$ 390136 Minor Hot Mix Asphalt TON x = -$ 390137 Rubberized Hot Mix Asphalt (Gap Graded) TON x = -$ 393003 Geosynthetic Pavement Interlayer SQYD x = -$ 39405X Shoulder Rumber Strip (HMA, Type XX Indenta STA x =-$ 394071 Place Hot Mix Asphalt Dike LF x =-$ 394090 Place Hot Mix Asphalt (Misc. Area)SQYD x =-$ 397005 Tack Coat TON x =-$ 401000 Concrete Pavement CY x =-$ 401108 Replace Concrete Pavement (Rapid Strength C CY x =-$ 404092 Seal Pavement Joint LF x =-$ 404094 Seal Longitudinal Isolation Joint LF x =-$ 413112A Repair Spalled Joints (Polyester Grout) SQYD x =-$ 413115 Seal Existing Concrete Pavement Joint LF x =-$ 420102 Groove Existing Concrete Pavement SQYD x =-$ 420201 Grind Existing Concrete Pavement SQYD x =-$ 721431 Minor Concrete (Stamped Concrete -Truck Apron)CY x -$ 721431 Minor Concrete (Stamped Concrete Medians) CY x -$ 730020 Minor Concrete (Curb)CY x -$ 730020 Minor Concrete(Curb-Truck Apron)CY x -$ 730070 Detectable Warning Surface SQFT 331 x 75.00 24,825$ 731504 Minor Concrete (Curb and Gutter)CY 101 x 800.00 80,800$ 731521 Minor Concrete (Sidewalk)CY 81 x 1,000.00 = 81,000$ XXXXXX Some Item x =-$ 1,819,600$ TOTAL STRUCTURAL SECTION ITEMS TOTAL EARTHWORK SECTION ITEMS 3 64 Page 658 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 3: DRAINAGE Item code Unit Quantity Unit Price ($) Cost 150206 Abandon Culvert LF x = -$ 150805 Remove Culvert LF x = -$ 150820 Modify Inlet EA x = -$ 152430 Adjust Inlet LF x = -$ 155003 Cap Inlet EA x = -$ 193114 Sand Backfill CY x = -$ 510502 Minor Concrete (Minor Structure) CY x = -$ 510512 Minor Concrete (Box Culvert) CY x = -$ 62XXXX XXX" APC Pipe LF x = -$ 64XXXX XXX" Plastic Pipe LF x = -$ 65XXXX XXX" RCP Pipe LF x = -$ 66XXXX XXX" CSP Pipe LF x = -$ 68XXXX Edge Drain LF x = -$ 69XXXX XXX" Pipe Downdrain LF x = -$ 70XXXX XXX" Pipe Inlet LF x = -$ 70XXXX XXX" Pipe Riser LF x = -$ 70XXXX XXX" Flared End Section EA x = -$ 703233 Grated Line Drain LF x = -$ 72XXXX Rock Slope Protection (Type and Method) CY x = -$ 721420 Concrete (Ditch Lining) CY x = -$ 721430 Concrete (Channel Lining) CY x = -$ 729010 Rock Slope Protection Fabric SQYD x = -$ 750001 Miscellaneous Iron and Steel LB x = -$ XXXXXX Storm Drain System LS 1 x 300,000.00 = 300,000$ XXXXXX Some Item x = -$ 300,000$ SECTION 4: SPECIALTY ITEMS Item code Unit Quantity Unit Price ($) Cost 070012 Progress Schedule (Critical Path Method) LS 1 x 10,000.00 = 10,000$ 150662 Remove Metal Beam Guard Railing LF x = $ - 150668 Remove Terminal Systems EA x =-$ 1532XX Remove Barrier (Insert Type)LF x =-$ 153250 Remove Sound Wall SQFT x =-$ 190110 Lead Compliance Plan LS 1 x 5,000.00 = 5,000$ 475xxx Retaining Wall & Aesthetic Treatment SQFT 2,260 x 50.00 = 113,000$ 510060 Structural Concrete (Retaining Wall) CY x =-$ 510133 Class 2 Concrete (Retaining Wall)CY x =-$ 510524 Minor Concrete (Sound Wall)CY x =-$ 511048 Apply Anti-Graffiti Coating SQFT x =-$ 5136XX Reinforced Concrete Crib Wall (Insert Type)SQFT x =-$ 518002 Sound Wall (Masonry Block)SQFT x =-$ 520103 Bar Reinf. Steel (Retaining Wall)LB x =-$ 80XXXX Fence (Insert Type )LFx=-$ 832005 Midwest Guardrail System LF 800 x 68.00 = 54,400$ 839310 Double Thrie Beam Barrier LF x =-$ 839521 Cable Railing LF x =-$ 83954X Transition Railing (Insert Type)EA x =-$ 8395XX Terminal System (Type CAT)EA x =-$ 8395XX Alternative Flared Terminal System EA x =-$ 8395XX End Anchor Assembly (Insert Type )EA x =-$ 839561 Rail Tensioning Assembly EA x =-$ 839XXX Crash Cushion (Insert Type)EA x =-$ 83XXXX Concrete Barrier (Insert Type)LF x =-$ 182,400$ TOTAL DRAINAGE ITEMS TOTAL SPECIALTY ITEMS 4 65 Page 659 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 5: ENVIRONMENTAL 5A - ENVIRONMENTAL MITIGATION Item code Unit Quantity Unit Price ($) Cost Biological Mitigation LS 1 x 50,000.00 = 50,000$ 071325 TEMPORARY REINFORCED SILT FENCE LF x = -$ Tree Removal and Mitigation LS 1 x 50,000.00 = 50,000$ 100,000$ 5B - LANDSCAPE AND IRRIGATION Item code Unit Quantity Unit Price ($) Cost 20xxxx Planting and Irrigation SQFT 3,978 x 25.00 = 99,450$ 20XXXX XXX" (Insert Type ) Conduit (Use for LF x = -$ 20XXXX Extend XXX" (Insert Type) Conduit LF x = -$ 201700 Imported Topsoil CY x = -$ 2030XX Erosion Control (Type __) SQYD x = -$ 203021 Fiber Rolls LF x = -$ 203026 Move In/ Move Out (Erosion Control) EA x = -$ 204099 Plant Establishment Work LS x = -$ 204101 Extend Plant Establishment (X Years) LS x = -$ 208000 Irrigation System LS x = -$ 208304 Water Meter EA x = -$ 209801 Maintenance Vehicle Pullout EA x = -$ 210210 Erosion Control LS 1 x 50,000.00 = 50,000$ 149,450$ 5C - NPDES Item code Unit Quantity Unit Price ($) Cost 074016 Construction Site Management LS 1 x 50,000.00 = 50,000$ 074017 Prepare WPCP LS x = -$ 074019 Prepare SWPPP LS 1 x 10,000.00 = 10,000$ 074023 Temporary Erosion Control SQYD x = -$ 074027 Temporary Erosion Control Blanket SQYD x = -$ 074028 Temporary Fiber Roll LF x = -$ 074032 Temporary Concrete Washout Facility EA x = -$ 074033 Temporary Construction Entrance EA x = -$ 074035 Temporary Check Dam LF x = -$ 074037 Move In/ Move Out (Temporary Erosion Con EA x =-$ 074038 Temp. Drainage Inlet Protection EA x =-$ 074041 Street Sweeping LS x =-$ 074042 Temporary Concrete Washout (Portable) LS x =-$ XXXXXX Temporary Facilities & SWPPP Compliance LS 1 x 100,000.00 = 100,000$ Supplemental Work for NPDES (These costs are not accounted in total here but under Supplemental Work on sheet 7 of 11). 066595 Water Pollution Control Maintenance Sharing LS x =-$ 066596 Additional Water Pollution Control**LS x =-$ 066597 Storm Water Sampling and Analysis*** LS x =-$ XXXXXX Some Item 160,000$ *** Applies only to project with SWPPPs. TOTAL ENVIRONMENTAL 409,500$ **Applies to both SWPPPs and WPCP projects. *Applies to all SWPPPs and those WPCPs with sediment control or soil stabilization BMPs. Subtotal NPDES (Without Supplemental Work) Subtotal Environmental Subtotal Landscape and Irrigation 5 66 Page 660 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 6: TRAFFIC ITEMS 6A - Traffic Electrical Item code Unit Quantity Unit Price ($) Cost 150760 Remove Sign Structure EA x = -$ 151581 Reconstruct Sign Structure EA x = -$ 152641 Modify Sign Structure EA x = -$ 5602XX Furnish Sign Structure LB x = -$ 5602XX Install Sign Structure LB x = -$ 56XXXX XXX" CIDHC Pile (Sign Foundation) LF x = -$ 860090 Maintain Existing Traffic Management LS x = -$ 860810 Inductive Loop Detectors EA x = -$ 86055X Lighting & Sign Illumination LS 1 x 400,000.00 = 400,000$ 8607XX Interconnection Facilities LS x = -$ 8609XX Traffic Monitoring Stations LS x = -$ 860XXX Signals & Lighting LS x = -$ 8611XX Ramp Metering System (Location X) LS x = -$ 8611XX Ramp Metering System (Location X) LS x = -$ 86XXXX Fiber Optic Conduit System LS x = -$ XXXXX Service Point LS x -$ 400,000$ 6B - Traffic Signing and Striping Item code Unit Quantity Unit Price ($) Cost 120090 Construction Area Signs LS 1 x 30,000.00 = 30,000$ 150701 Remove Yellow Painted Traffic Stripe LF x = -$ 150710 Remove Traffic Stripe LF x = -$ 150713 Remove Pavement Marking SQFT x = -$ 150742 Remove Roadside Sign EA x = -$ 152320 Reset Roadside Sign EA x = -$ 152390 Relocate Roadside Sign EA x = -$ 566011 Roadside Sign (One Post) EA 40 x 350.00 = 14,000$ 566012 Roadside Sign (Two Post) EA 4 x 650.00 = 2,600$ 560XXX Furnish Sign Panels SQFT x = -$ 560XXX Install Sign Panels SQFT x = -$ 82010X Delineator (Class X) EA x = -$ 84XXXX Permanent Pavement Delineation LS 1 x 31,000.00 = 31,000$ 77,600$ 6C - Stage Construction and Traffic Handling Item code Unit Quantity Unit Price ($) Cost 120100 Traffic Control System LS 1 x 250,000.00 = 250,000$ 120120 Type III Barricade EA x = -$ 120143 Temporary Pavement Delineation LF x = -$ 12016X Channelizer EA x = -$ 128650 Portable Changeable Message Signs EA x = -$ 129000 Temporary Railing (Type K) LF x = -$ 129100 Temp. Crash Cushion Module EA x = -$ 129099A Traffic Plastic Drum EA x = -$ 839603A Temporary Crash Cushion (ADIEM) EA x = -$ XXXXXX Some Item 250,000$ 727,600$ Subtotal Traffic Electrical Subtotal Traffic Signing and Striping Subtotal Stage Construction and Traffic Handling TOTAL TRAFFIC ITEMS 6 67 Page 661 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 7: DETOURS Item code Unit Quantity Unit Price ($) Cost 0713XX Temporary Fence (Type X) LF x = -$ 07XXXX Temporary Drainage LS x = -$ 120143 Temporary Pavement Delineation LF x = -$ 1286XX Temporary Signals EA x = -$ 129000 Temporary Railing (Type K) LF x = -$ 190101 Roadway Excavation CY x = -$ 198001 Imported Borrow CY x = -$ 198050 Embankment CY x = -$ 250401 Class 4 Aggregate Subbase CY x = -$ 260201 Class 2 Aggregate Base CY x = -$ 390132 Hot Mix Asphalt (Type A) TON x = -$ XXXXXX DETOUR/MISC TEMP FACILITES LS 1 x 50,000.00 = 50,000$ 50,000$ SUBTOTAL SECTIONS 1-7 4,511,800$ SECTION 8: MINOR ITEMS 8A - Americans with Disabilities Act Items ADA Items 0.0% -$ 8B - Bike Path Items Bike Path Items 0.0% -$ 8C - Other Minor Items Other Minor Items 10.0% 451,180$ Total of Section 1-7 $ 4,511,800 x 10.0% = 451,180$ 451,200$ SECTIONS 9: MOBILIZATION Item code 999990 Total Section 1-8 $ 4,963,000 x 10% = 496,300$ 496,300$ SECTION 10: SUPPLEMENTAL WORK Item code Unit Quantity Unit Price ($) Cost 066015 Federal Trainee Program LS x = -$ 066063 Traffic Management Plan - Public Informatio LS 1 x 25,000.00 = 25,000$ 066090 Maintain Traffic LS 1 x 50,000.00 = 50,000$ 066094 Value Analysis LS x = -$ 066204 Remove Rock & Debris LS x = -$ 066222 Locate Existing Cross-Over LS x = -$ 066670 Payment Adjustments For Price Index Fluctu LS x =-$ 066700 Partnering LS x =-$ 066866 Operation of Existing Traffic Management S LS x =-$ 066920 Dispute Review Board LS x =-$ XXXXXX Some Item x=-$ =-$ Total Section 1-8 $ 4,963,000 5% = 248,150$ TOTAL SUPPLEMENTAL WORK 323,200$ Cost of NPDES Supplemental Work specified in Section 5C TOTAL MINOR ITEMS TOTAL DETOURS TOTAL MOBILIZATION Include constructing, maintaining, and removal 768 Page 662 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 11: STATE FURNISHED MATERIALS AND EXPENSES Item code Unit Quantity Unit Price ($) Cost 066063 Public Information LS x =$0 066105 RE Office LS x =$0 066803 Padlocks LS x =$0 066838 Reflective Numbers and Edge Sealer LS x =$0 066901 Water Expenses LS x =$0 066062A COZEEP Expenses LS x =$0 06684X Ramp Meter Controller Assembly LS x =$0 06684X TMS Controller Assembly LS x =$0 06684X Traffic Signal Controller Assembly LS x =$0 XXXXXX Some Item Total Section 1-8 $ 4,963,000 0% =-$ $0 SECTION 12: TIME-RELATED OVERHEAD Estiamted Time-Releated Overhead (TRO) Percentage (0% to 10%) = 2% Item code Unit Quantity Unit Price ($) Cost 070018 Time-Related Overhead WD 520 X $1,820.96 = $946,900 TOTAL TIME-RELATED OVERHEAD $946,900 SECTION 13: CONTINGENCY (Pre-PSR 30%-50%, PSR 25%, Draft PR 20%, PR 15%, after PR approval 10%, Final PS&E 5%) Total Section 1-11 $ 6,729,400 x 20% = $1,345,880 TOTAL CONTINGENCY $1,345,900 TOTAL STATE FURNISHED 869 Page 663 of 753 PRELIMINARY COST ESTIMATE II. STRUCTURE ITEMS 119 LF 32 LF 28 LF 1538 LF 468 LF 498 LF 182965 SQFT 14965 SQFT 13970 SQFT $42,380,000.00 $36,593,000.00 Prado OC NB OFF-RAMP NB ON-RAMP Bridge Name Prado Road/US 101 Overcrossing NB Off-Ramp NB On-Ramp Width (Feet) [out to out] Total Bridge Length (Feet) Total Area (Square Feet) Structure Type CIP/PS CIP/PS CIP/PS Cost Per Square Foot $200.00 $200.00 $200.00 COST OF EACH STRUCTURE $2,993,000.00 $2,794,000.00 TOTAL COST OF STRUCTURES $42,380,000.00 TOTAL COST OF BRIDGES 970 Page 664 of 753 EA: 05-1H640 05-SLO-101 PID: 516000105 26.5-27.3 SUMMARY OF PROJECT COST ESTIMATE Current Year Cost Escalated Cost (3%/YR - 2025) 9,319,500$ 10,183,669$ 38,107,400$ 41,640,985$ 47,426,900$ 51,824,654$ 4,531,747$ 5,438,096$ 51,960,000$ 57,270,000$ DATE:9/29/2022 On Route 101 in San Luis Obispo County between 0.3-mile South of Prado Road and 0.2-mile South of Madonna Road Partial Interchange Reconstruction Construct New Prado Road crossing over Route 101, Route 101 off-ramp to and on-ramp from Prado Road, and NB auxiliary lane between the Prado Road and Madonna Road Project Description: Scope : TOTAL CAPITAL OUTLAY COSTS PRELIMINARY COST ESTIMATE TOTAL STRUCTURES COST SUBTOTAL CONSTRUCTION COST Draft Project Report PM: DistrictͲCountyͲRoute: Alternative A3 - Structure OptionAlternative : TOTAL RIGHT OF WAY / UTILITY COST TOTAL ROADWAY COST Type of Estimate : Project Limits : 1 71 Page 665 of 753 PRELIMINARY COST ESTIMATE I. ROADWAY ITEMS SUMMARY Cost 1 1,353,900$ 2 1,830,800$ 3 300,000$ 4 469,600$ 5 377,500$ 6 978,600$ 7 50,000$ 8 536,100$ 9 589,700$ 10 369,900$ 11 30,000$ 12 1,553,300$ 13 880,100$ 9,319,500$ Overhead TOTAL ROADWAY ITEMS Contingencies Section Detours Earthwork Environmental Roadway Mobilization State Furnished Supplemental Work Pavement Structural Section Traffic Items Specialty Items Drainage Minor Items 2 72 Page 666 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 1: EARTHWORK Item code Unit Quantity Unit Price ($) Cost 160101 Clearing & Grubbing LS 1 x 30,000.00 = 30,000$ 170101 Develop Water Supply LS x =-$ 190101 Roadway Excavation CY 14,334 x 55.00 = 788,370$ 190103 Roadway Excavation (Type Y) ADL (Assumed) LS x =-$ 190105 Roadway Excavation (Type Z-2) ADL CY x =-$ 192037 Structure Excavation (Retaining Wall)CY x =-$ 193013 Structure Backfill (Retaining Wall)CY 741 x 65.00 = 48,165$ 193031 Pervious Backfill Material (Retaining Wall) CY x =-$ 194001 Ditch Excavation CY x =-$ 198010 Imported Borrow CY 24,368 x 20.00 = 487,360$ 198007 Imported Material (Shoulder Backing) TON x =-$ 198050 Embankment CY x =-$ 1,353,900$ SECTION 2: PAVEMENT STRUCTURAL SECTION Item code Unit Quantity Unit Price ($) Cost 150771 Remove Asphalt Concrete Dike LF x = -$ 150860 Remove Base and Surfacing LS x = -$ 153103 Cold Plane Asphalt Concrete Pavement SQYD x = -$ 1532XX Remove Concrete (type) CY x = -$ 250401 Class 4 Aggregate Subbase CY x = -$ 260203 Class 2 Aggregate Base CY 8,296 x 100.00 = 829,600$ 290201 Asphalt Treated Permeable Base CY x = -$ 365001 Sand Cover TON x = -$ 374002 Asphaltic Emulsion (Fog Seal Coat) TON x = -$ 374492 Asphaltic Emulsion (Polymer Modified) TON x = -$ 3750XX Screenings (Type XX) TON x = -$ 377501 Slurry Seal TON x = -$ 390095 Replace Asphalt Concrete Surfacing CY x = -$ 390132 Hot Mix Asphalt (Type A) TON 5,277 x 160.00 = 844,320$ 390136 Minor Hot Mix Asphalt TON x = -$ 390137 Rubberized Hot Mix Asphalt (Gap Graded) TON x = -$ 393003 Geosynthetic Pavement Interlayer SQYD x = -$ 39405X Shoulder Rumber Strip (HMA, Type XX Indenta STA x =-$ 394071 Place Hot Mix Asphalt Dike LF x =-$ 394090 Place Hot Mix Asphalt (Misc. Area)SQYD x =-$ 397005 Tack Coat TON x =-$ 401000 Concrete Pavement CY x =-$ 401108 Replace Concrete Pavement (Rapid Strength C CY x =-$ 404092 Seal Pavement Joint LF x =-$ 404094 Seal Longitudinal Isolation Joint LF x =-$ 413112A Repair Spalled Joints (Polyester Grout) SQYD x =-$ 413115 Seal Existing Concrete Pavement Joint LF x =-$ 420102 Groove Existing Concrete Pavement SQYD x =-$ 420201 Grind Existing Concrete Pavement SQYD x =-$ 721431 Minor Concrete (Stamped Concrete -Truck Apron)CY -$ 721431 Minor Concrete (Stamped Concrete Medians) CY -$ 730020 Minor Concrete (Curb)CY -$ 730020 Minor Concrete(Curb-Truck Apron)CY -$ 730070 Detectable Warning Surface SQFT 416 x 75.00 31,200$ 731504 Minor Concrete (Curb and Gutter)CY 57 x 800.00 45,600$ 731521 Minor Concrete (Sidewalk)CY 80 x 1,000.00 = 80,000$ XXXXXX Some Item x =-$ 1,830,800$ TOTAL STRUCTURAL SECTION ITEMS TOTAL EARTHWORK SECTION ITEMS 3 73 Page 667 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 3: DRAINAGE Item code Unit Quantity Unit Price ($) Cost 150206 Abandon Culvert LF x = -$ 150805 Remove Culvert LF x = -$ 150820 Modify Inlet EA x = -$ 152430 Adjust Inlet LF x = -$ 155003 Cap Inlet EA x = -$ 193114 Sand Backfill CY x = -$ 510502 Minor Concrete (Minor Structure) CY x = -$ 510512 Minor Concrete (Box Culvert) CY x = -$ 62XXXX XXX" APC Pipe LF x = -$ 64XXXX XXX" Plastic Pipe LF x = -$ 65XXXX XXX" RCP Pipe LF x = -$ 66XXXX XXX" CSP Pipe LF x = -$ 68XXXX Edge Drain LF x = -$ 69XXXX XXX" Pipe Downdrain LF x = -$ 70XXXX XXX" Pipe Inlet LF x = -$ 70XXXX XXX" Pipe Riser LF x = -$ 70XXXX XXX" Flared End Section EA x = -$ 703233 Grated Line Drain LF x = -$ 72XXXX Rock Slope Protection (Type and Method) CY x = -$ 721420 Concrete (Ditch Lining) CY x = -$ 721430 Concrete (Channel Lining) CY x = -$ 729010 Rock Slope Protection Fabric SQYD x = -$ 750001 Miscellaneous Iron and Steel LB x = -$ XXXXXX Storm Drain System LS 1 x 300,000.00 = 300,000$ XXXXXX Some Item x = -$ 300,000$ SECTION 4: SPECIALTY ITEMS Item code Unit Quantity Unit Price ($) Cost 070012 Progress Schedule (Critical Path Method) LS 1 x 10,000.00 = 10,000$ 150662 Remove Metal Beam Guard Railing LF x = $ - 150668 Remove Terminal Systems EA x =-$ 1532XX Remove Barrier (Insert Type)LF x =-$ 153250 Remove Sound Wall SQFT x =-$ 190110 Lead Compliance Plan LS 1 x 5,000.00 = 5,000$ 475xxx Retaining Wall & Aesthetic Treatment SQFT 8,003 x 50.00 = 400,150$ 510060 Structural Concrete (Retaining Wall) CY x =-$ 510133 Class 2 Concrete (Retaining Wall)CY x =-$ 510524 Minor Concrete (Sound Wall)CY x =-$ 511048 Apply Anti-Graffiti Coating SQFT x =-$ 5136XX Reinforced Concrete Crib Wall (Insert Type)SQFT x =-$ 518002 Sound Wall (Masonry Block)SQFT x =-$ 520103 Bar Reinf. Steel (Retaining Wall)LB x =-$ 80XXXX Fence (Insert Type )LFx=-$ 832005 Midwest Guardrail System LF 800 x 68.00 = 54,400$ 839310 Double Thrie Beam Barrier LF x =-$ 839521 Cable Railing LF x =-$ 83954X Transition Railing (Insert Type)EA x =-$ 8395XX Terminal System (Type CAT)EA x =-$ 8395XX Alternative Flared Terminal System EA x =-$ 8395XX End Anchor Assembly (Insert Type )EA x =-$ 839561 Rail Tensioning Assembly EA x =-$ 839XXX Crash Cushion (Insert Type)EA x =-$ 83XXXX Concrete Barrier (Insert Type)LF x =-$ 469,600$ TOTAL DRAINAGE ITEMS TOTAL SPECIALTY ITEMS 4 74 Page 668 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 5: ENVIRONMENTAL 5A - ENVIRONMENTAL MITIGATION Item code Unit Quantity Unit Price ($) Cost Biological Mitigation LS 1 x 50,000.00 = 50,000$ 071325 TEMPORARY REINFORCED SILT FENCE LF x = -$ Tree Removal and Mitigation LS 1 x 50,000.00 = 50,000$ 100,000$ 5B - LANDSCAPE AND IRRIGATION Item code Unit Quantity Unit Price ($) Cost 20xxxx Planting and Irrigation SQFT 2,700 x 25.00 = 67,500$ 20XXXX XXX" (Insert Type ) Conduit (Use for LF x = -$ 20XXXX Extend XXX" (Insert Type) Conduit LF x = -$ 201700 Imported Topsoil CY x = -$ 2030XX Erosion Control (Type __) SQYD x = -$ 203021 Fiber Rolls LF x = -$ 203026 Move In/ Move Out (Erosion Control) EA x = -$ 204099 Plant Establishment Work LS x = -$ 204101 Extend Plant Establishment (X Years) LS x = -$ 208000 Irrigation System LS x = -$ 208304 Water Meter EA x = -$ 209801 Maintenance Vehicle Pullout EA x = -$ 210210 Erosion Control LS 1 x 50,000.00 = 50,000$ 117,500$ 5C - NPDES Item code Unit Quantity Unit Price ($) Cost 074016 Construction Site Management LS 1 x 50,000.00 = 50,000$ 074017 Prepare WPCP LS x = -$ 074019 Prepare SWPPP LS 1 x 10,000.00 = 10,000$ 074023 Temporary Erosion Control SQYD x = -$ 074027 Temporary Erosion Control Blanket SQYD x = -$ 074028 Temporary Fiber Roll LF x = -$ 074032 Temporary Concrete Washout Facility EA x = -$ 074033 Temporary Construction Entrance EA x = -$ 074035 Temporary Check Dam LF x = -$ 074037 Move In/ Move Out (Temporary Erosion Con EA x =-$ 074038 Temp. Drainage Inlet Protection EA x =-$ 074041 Street Sweeping LS x =-$ 074042 Temporary Concrete Washout (Portable) LS x =-$ XXXXXX Temporary Facilities & SWPPP Compliance LS 1 x 100,000.00 = 100,000$ Supplemental Work for NPDES (These costs are not accounted in total here but under Supplemental Work on sheet 7 of 11). 066595 Water Pollution Control Maintenance Sharing LS x =-$ 066596 Additional Water Pollution Control**LS x =-$ 066597 Storm Water Sampling and Analysis*** LS x =-$ XXXXXX Some Item 160,000$ *** Applies only to project with SWPPPs. TOTAL ENVIRONMENTAL 377,500$ **Applies to both SWPPPs and WPCP projects. *Applies to all SWPPPs and those WPCPs with sediment control or soil stabilization BMPs. Subtotal NPDES (Without Supplemental Work) Subtotal Environmental Subtotal Landscape and Irrigation 5 75 Page 669 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 6: TRAFFIC ITEMS 6A - Traffic Electrical Item code Unit Quantity Unit Price ($) Cost 150760 Remove Sign Structure EA x = -$ 151581 Reconstruct Sign Structure EA x = -$ 152641 Modify Sign Structure EA x = -$ 5602XX Furnish Sign Structure LB x = -$ 5602XX Install Sign Structure LB x = -$ 56XXXX XXX" CIDHC Pile (Sign Foundation) LF x = -$ 860090 Maintain Existing Traffic Management LS x = -$ 860810 Inductive Loop Detectors EA x = -$ 86055X Lighting & Sign Illumination LS 1 x 300,000.00 = 300,000$ 8607XX Interconnection Facilities LS x = -$ 8609XX Traffic Monitoring Stations LS x = -$ 860XXX Signals & Lighting LS 1 x 350,000.00 = 350,000$ 8611XX Ramp Metering System (Location X) LS x = -$ 8611XX Ramp Metering System (Location X) LS x = -$ 86XXXX Fiber Optic Conduit System LS x = -$ XXXXX Service Point LS x -$ 650,000$ 6B - Traffic Signing and Striping Item code Unit Quantity Unit Price ($) Cost 120090 Construction Area Signs LS 1 x 30,000.00 = 30,000$ 150701 Remove Yellow Painted Traffic Stripe LF x = -$ 150710 Remove Traffic Stripe LF x = -$ 150713 Remove Pavement Marking SQFT x = -$ 150742 Remove Roadside Sign EA x = -$ 152320 Reset Roadside Sign EA x = -$ 152390 Relocate Roadside Sign EA x = -$ 566011 Roadside Sign (One Post) EA 40 x 350.00 = 14,000$ 566012 Roadside Sign (Two Post) EA 4 x 650.00 = 2,600$ 560XXX Furnish Sign Panels SQFT x = -$ 560XXX Install Sign Panels SQFT x = -$ 82010X Delineator (Class X) EA x = -$ 84XXXX Permanent Pavement Delineation LS 1 x 32,000.00 = 32,000$ 78,600$ 6C - Stage Construction and Traffic Handling Item code Unit Quantity Unit Price ($) Cost 120100 Traffic Control System LS 1 x 250,000.00 = 250,000$ 120120 Type III Barricade EA x = -$ 120143 Temporary Pavement Delineation LF x = -$ 12016X Channelizer EA x = -$ 128650 Portable Changeable Message Signs EA x = -$ 129000 Temporary Railing (Type K) LF x = -$ 129100 Temp. Crash Cushion Module EA x = -$ 129099A Traffic Plastic Drum EA x = -$ 839603A Temporary Crash Cushion (ADIEM) EA x = -$ XXXXXX Some Item 250,000$ 978,600$ Subtotal Traffic Electrical Subtotal Traffic Signing and Striping Subtotal Stage Construction and Traffic Handling TOTAL TRAFFIC ITEMS 6 76 Page 670 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 7: DETOURS Item code Unit Quantity Unit Price ($) Cost 0713XX Temporary Fence (Type X) LF x = -$ 07XXXX Temporary Drainage LS x = -$ 120143 Temporary Pavement Delineation LF x = -$ 1286XX Temporary Signals EA x = -$ 129000 Temporary Railing (Type K) LF x = -$ 190101 Roadway Excavation CY x = -$ 198001 Imported Borrow CY x = -$ 198050 Embankment CY x = -$ 250401 Class 4 Aggregate Subbase CY x = -$ 260201 Class 2 Aggregate Base CY x = -$ 390132 Hot Mix Asphalt (Type A) TON x = -$ XXXXXX DETOUR/MISC TEMP FACILITES LS 1 x 50,000.00 = 50,000$ 50,000$ SUBTOTAL SECTIONS 1-7 5,360,400$ SECTION 8: MINOR ITEMS 8A - Americans with Disabilities Act Items ADA Items 0.0% -$ 8B - Bike Path Items Bike Path Items 0.0% -$ 8C - Other Minor Items Other Minor Items 10.0% 536,040$ Total of Section 1-7 $ 5,360,400 x 10.0% = 536,040$ 536,100$ SECTIONS 9: MOBILIZATION Item code 999990 Total Section 1-8 $ 5,896,500 x 10% = 589,650$ 589,700$ SECTION 10: SUPPLEMENTAL WORK Item code Unit Quantity Unit Price ($) Cost 066015 Federal Trainee Program LS x = -$ 066063 Traffic Management Plan - Public Information LS 1 x 25,000.00 = 25,000$ 066090 Maintain Traffic LS 1 x 50,000.00 = 50,000$ 066094 Value Analysis LS x = -$ 066204 Remove Rock & Debris LS x = -$ 066222 Locate Existing Cross-Over LS x = -$ 066670 Payment Adjustments For Price Index Fluctuations LS x = -$ 066700 Partnering LS x =-$ 066866 Operation of Existing Traffic Management System Ele LS x =-$ 066920 Dispute Review Board LS x =-$ XXXXXX Some Item x=-$ =-$ Total Section 1-8 $ 5,896,500 5% = 294,825$ TOTAL SUPPLEMENTAL WORK 369,900$ Cost of NPDES Supplemental Work specified in Section 5C TOTAL MINOR ITEMS TOTAL DETOURS TOTAL MOBILIZATION Include constructing, maintaining, and removal 777 Page 671 of 753 PRELIMINARY PROJECT COST ESTIMATE SECTION 11: STATE FURNISHED MATERIALS AND EXPENSES Item code Unit Quantity Unit Price ($) Cost 066063 Public Information LS x = $0 066105 RE Office LS x = $0 066803 Padlocks LS x = $0 066838 Reflective Numbers and Edge Sealer LS x = $0 066901 Water Expenses LS x = $0 066062A COZEEP Expenses LS x = $0 06684X Ramp Meter Controller Assembly LS x = $0 06684X TMS Controller Assembly LS x = $0 06684X Traffic Signal Controller Assembly LS 1 x 30,000.00 = $30,000 XXXXXX Some Item Total Section 1-8 $ 5,896,500 0% = -$ $30,000 SECTION 12: TIME-RELATED OVERHEAD Estiamted Time-Releated Overhead (TRO) Percentage (0% to 10%) = 2% Item code Unit Quantity Unit Price ($) Cost 070018 Time-Related Overhead WD 520 X $1,693 = $880,100 TOTAL TIME-RELATED OVERHEAD $880,100 SECTION 13: CONTINGENCY (Pre-PSR 30%-50%, PSR 25%, Draft PR 20%, PR 15%, after PR approval 10%, Final PS&E 5%) Total Section 1-11 $ 7,766,200 x 20% = $1,553,240 TOTAL CONTINGENCY $1,553,300 TOTAL STATE FURNISHED 878 Page 672 of 753 PRELIMINARY COST ESTIMATE II. STRUCTURE ITEMS 105 LF 35 LF 29 LF 1538 LF 474 LF 464 LF 161956 SQFT 15642 SQFT 12939 SQFT $38,107,400.00 $32,391,200.00 Prado OC NB OFF-RAMP NB ON-RAMP Bridge Name Prado Road/US 101 Overcrossing NB Off-Ramp NB On-Ramp Width (Feet) [out to out] Total Bridge Length (Feet) Total Area (Square Feet) Structure Type CIP/PS CIP/PS CIP/PS Cost Per Square Foot $200.00 $200.00 $200.00 COST OF EACH STRUCTURE $3,128,400.00 $2,587,800.00 TOTAL COST OF STRUCTURES $38,107,400.00 TOTAL COST OF BRIDGES 979 Page 673 of 753 PROJECT ANALYSIS Page 674 of 753 San Luis Obispo – Prado Interchange Project Project Analysis PROJECT ANALYSIS SUMMARY OF ANALYSIS The following analysis tools were used to study the project: •Key Project Factors •Cost Model •Function Analysis •Value Metrics KEY PROJECT FACTORS The first day of the VA study included meetings with the project stakeholders. The following summarizes key project issues and site visit observations identified during these sessions. Project Issues The following are some of the issues and concerns associated with the project: Project Budget – The project is currently estimated in the $75-80M range which is far in excess of what was originally anticipated when the project was first planned. Funding for the project will come from a variety of sources including federal; state; city; and private, but the need to keep design and construction costs to a minimum through the project delivery process while balancing project quality in all facets is essential. Hydraulics – The project is being constructed in a known floodplain where every structural aspect will have significant repercussions on how the hydraulics of the surrounding terrain function including existing stream and surrounding natural infiltration areas. The project must not exceed a 0.1’ impact to the flood level and must not significantly impede the free flow of future flood waters during large storm and flooding events. Project Construction Staging – While a large portion of the project will be constructed on vacant farmland, significant aspects of the project’s structures will need to be integrated with the continued operation of US-101 and its northbound on- and off-ramps as well as local streets such as Elks Lane and Prado Road. In addition, there are several local property access points that will be affected by the construction effort most notably the transit property, the drive-in theater, and the City’s corporation yard. The construction staging plan will need to be formulated to reduce the impacts to these elements as much as possible while also limiting overall project duration. Site Visit Observations A virtual site visit was conducted by the VA study team using Google Maps in order to visually assess the project’s site conditions and to provide context to all project design components. Through this effort and through the use of several project plan sheets, the VA team was able to more fully understand the constraints, challenges, and issues relating to the project. 81 Page 675 of 753 San Luis Obispo – Prado Interchange Project Project Analysis COST MODEL The VA team leader prepared a cost model from the cost estimated presented in the Project Information section of this report. The model is based on the updated project cost estimate dated September 29, 2022, which was made available during the VA study and is organized to identify major construction element or trade categories, the original estimated costs, and the percent of total project cost for the significant cost items. The cost model and Pareto chart below provide a concise perspective of where major cost items reside within the project cost estimate. Cost Model – Design Alternative A1R Item Cost % of Total Cumulative % Structures - Prado OC $36,593,000 72.5 % 72.5 % Structures - NB Off-Ramp $2,993,000 5.9 % 78.4 % Structures - NB On-Ramp $2,794,000 5.5 % 83.9 % Pavement Structural Section $1,819,600 3.6 % 87.5 % Roadway Contingency $1,345,900 2.7 % 90.2 % Earthwork $1,072,700 2.1 % 92.3 % Time-Related Overhead $946,900 1.9 % 94.2 % Traffic Items $727,600 1.4 % 95.6 % Roadway Mobilization $496,300 1.0 % 96.6 % Minor Items $451,200 0.9 % 97.5 % Environmental $409,500 0.8 % 98.3 % Supplemental Work $323,200 0.6 % 98.9 % Drainage $300,000 0.6 % 99.5 % Specialty Items $182,400 0.4 % 99.9 % Detours $50,000 0.1 % 100.0 % State Furnished $0 0.0 % 100.0 % Right-of-Way $0 0.0 % 100.0 % TOTAL $50,505,300 82 Page 676 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Pareto Chart - Design Alternative A1R 0.0% 10.0% 20.0% 30.0% 40.0% 50.0% 60.0% 70.0% 80.0% 90.0% 100.0% $0 $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 $30,000,000 $35,000,000 $40,000,000 Structures - Prado OCStructures - NB Off-RampStructures - NB On-RampPavement Structural SectionRoadway ContingencyEarthworkTime-Related OverheadTraffic ItemsRoadway MobilizationMinor ItemsEnvironmentalSupplemental WorkDrainageSpecialty ItemsDetoursState FurnishedRight-of-WayCost Cumulative Percent 83 Page 677 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Cost Model – Design Alternative A3 Item Cost % of Total Cumulative % Structures - Prado OC $32,391,200 68.3 % 68.3 % Structures - NB Off-Ramp $3,128,400 6.6 % 74.9 % Structures - NB On-Ramp $2,587,800 5.5 % 80.3 % Pavement Structural Section $1,830,800 3.9 % 84.2 % Roadway Contingency $1,553,300 3.3 % 87.5 % Earthwork $1,353,900 2.9 % 90.3 % Traffic Items $978,600 2.1 % 92.4 % Time-Related Overhead $880,100 1.9 % 94.3 % Roadway Mobilization $589,700 1.2 % 95.5 % Minor Items $536,100 1.1 % 96.6 % Specialty Items $469,600 1.0 % 97.6 % Environmental $377,500 0.8 % 98.4 % Supplemental Work $369,900 0.8 % 99.2 % Drainage $300,000 0.6 % 99.8 % Detours $50,000 0.1 % 99.9 % State Furnished $30,000 0.1 % 100.0 % Right-of-Way $0 0.0 % 100.0 % TOTAL $47,426,900 84 Page 678 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Pareto Chart - Design Alternative A3 For VA alternative development, additional percentage-based cumulative mark-ups not included in the initial cost of construction are reflected within the total project estimate. These mark-ups include 10% for Minor Items, 10% for Mobilization, 5% for Supplemental Work, 20% for Roadway Contingency, and 9.3% for escalation. The mark-up for each initial construction cost items cumulatively amounts to 65.9% for roadway construction items, 31.2% for Time-Related Overhead, and 9.3% for the interchange structures. This mark-up total was used for the purpose of developing initial construction costs for analyzing individual practical design VA alternatives. 0.0% 10.0% 20.0% 30.0% 40.0% 50.0% 60.0% 70.0% 80.0% 90.0% 100.0% $0 $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 $30,000,000 $35,000,000 Structures - Prado OCStructures - NB Off-RampStructures - NB On-RampPavement Structural SectionRoadway ContingencyEarthworkTraffic ItemsTime-Related OverheadRoadway MobilizationMinor ItemsSpecialty ItemsEnvironmentalSupplemental WorkDrainageDetoursState FurnishedRight-of-WayCost Cumulative Percent 85 Page 679 of 753 San Luis Obispo – Prado Interchange Project Project Analysis FUNCTION ANALYSIS Function analysis was performed, and a Function Analysis System Technique (FAST) diagram was produced which revealed the key functional relationships for the project. This analysis provided a greater understanding of the total project and how the project’s performance, cost, time, and risk characteristics are related to the various functions identified. The FAST diagram arranges the functions in logical order so that when read from left to right, the functions answer the question “How?” If the diagram is read from right to left, the functions answer the questions “Why?” Functions connected with a vertical line are those that happen at the same time as, or are caused by, the function at the top of the column (a “When?” relationship). Random Function Determination Project Element Function Construction Prepare Site Construction Remove Existing Construction Remove HAZMAT Design Improve Operations Design Improve Mobility Design Enhance Safety Design Enhance Maint. Design Accom Vehicles Design Match Existing Design Inform Public Design Separate Traffic Design Control Access Design Provide Access Design Control Traffic Design Accom Movements Design Accom Pedestrians Design Reduce Incidents Design Control Speed Design Accom Bicycles Design Inform Users Electrical Illuminate Space Environmental Mitigate Environment Hydraulics Remove Water Hydraulics Collect Water Hydraulics Convey Water Project Element Function Landscaping Resist Erosion Landscaping Establish Vegetation Materials Support Load Materials Support Pavement Materials Protect Roadway Materials Increase Longevity Materials Enhance Durability Planning Introduce Traffic Project Mgmt Maintain Operations Project Mgmt Maintain Access Project Mgmt Meet Budget Project Mgmt Meet Schedule Project Mgmt Meet Standards Project Mgmt Protect Environment Project Mgmt Coordinate Projects Project Mgmt Manage Contract Project Mgmt Manage Risk Project Mgmt Obtain Permits Project Mgmt Award Contract Project Mgmt Notify Public Project Mgmt Investigate Cond. Project Mgmt Stage Construction R/W Maintain Utilities Structures Retain Earth Structures Protect Structures 86 Page 680 of 753 San Luis Obispo – Prado Interchange Project Project Analysis The study team concluded that the higher-order function of the project is to Improve Operations through the basic functions of Improve Mobility, Reduce Maintenance, and Enhance Safety. Key secondary functions include Support Load, Match Existing, Separate Traffic, Remove Water, Accommodate Vehicles, Accommodate Pedestrians, Accommodate Bicycles, and Inform Public. Essential requirements included Maintain Existing Operations, Maintain Access, Protect Environment, Meet Budget, Meet Schedule, Meet Standards, and Reduce Risk. The project’s FAST diagram is below. FAST Diagram 87 Page 681 of 753 San Luis Obispo – Prado Interchange Project Project Analysis VALUE METRICS Value Methodology (VM) has traditionally been perceived as an effective means for reducing project costs. This paradigm only addresses one part of the value equation, oftentimes at the expense of the role that VM can play with regard to improving project performance. Project costs are fairly easy to quantify and compare; performance is not. Project performance must be properly defined and agreed to by the stakeholders at the beginning of the VA study. The performance requirements and attributes developed are then used throughout the study to identify, evaluate, and document alternatives. This process, Value Metrics, emphasizes the interrelationship between the elements of performance, cost, and time and can be quantified and compared in terms of how they contribute to overall value. The basic equation for value is: Value = 𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝐶𝐶𝑃𝑃𝐶𝐶𝐶𝐶 + 𝑇𝑇𝑇𝑇𝑃𝑃𝑃𝑃 Value Metrics provides a standardized means of identifying, defining, evaluating, and measuring performance. Once this has been achieved and costs for all VA alternatives have been developed, measuring value is very straightforward. The following pages describe the steps in the Value Metrics process. Define Performance Requirements Performance requirements represent essential, non-discretionary aspects of project performance. Any concept that fails to meet the project’s performance requirements, regardless of whether it was developed during the project’s design process or during the course of the VA study, cannot be considered as a viable solution. Concepts that do not meet a performance requirement cannot be considered further unless such shortcomings are addressed through the VA study process in the form of VA alternatives. It should be noted that in some cases, a performance requirement may also represent the minimum acceptable level of a performance attribute. The following performance requirements were selected for this project. Performance Requirement Definition Highway Design Standards Any deviation from the Caltrans’ Highway Design Manual must be approvable by the District’s Design Reviewer. Structural Design Standards Any structure on the project must comply with current seismic design standards and meet the Load Resistance Design Factor. Environmental Review Process Any concept or design modification considered must comply with state and federal environmental law and be compatible with the environmental review process. Project Milestones Several critical schedule milestones must be met in order to meet legislative and/or funding requirements, these include PA&ED – Oct. 2023; PS&E – Oct. 2025; RTL – Nov. 2025; Award – Jan. 2026; Begin Construction – Feb. 2026; End Construction – Nov. 2027. 88 Page 682 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Define Performance Attributes and Scales Performance attributes represent those aspects of a project’s scope that may possess a range of potential values. For example, an attribute called “Short-Term Environmental Impacts” may have a range of acceptable values for a project ranging from 1 acre to 20 acres of wetlands mitigation. It is clear that a concept that offered 15 acres of mitigation would perform at a higher level than one that offered 5 acres, but both would meet the project’s need and purpose, and their values (i.e., the relationship between performance and cost) could be rationally compared. The following performance attributes were selected for this project. Multi-Modal Connectivity The degree to which the project is contributing to the overall connectivity of the transportation network and access to modal options. Enhancements in multi-modal connectivity should correlate to reductions in greenhouse gases (GHGs) and vehicle miles traveled (VMTs). Possible sub-attributes that may be considered include bicycles, pedestrians, and transit. Rating Label Description 8-10 Ideal The highest reasonable level of performance is achieved. 6-8 High A high level of performance is achieved. 4-6 Medium A medium level of performance is achieved. 2-4 Low A low level of performance is achieved. 0-2 Minimum Acceptable The minimum acceptable level of performance is achieved. Long-Term Environmental Impacts These are impacts to the environment that extends beyond the completion of construction. This category includes multiple different types of environmental considerations such as ecological (both air and water quality); biological (both animals and plants); cultural (such as parks, historical buildings, and other resources related to the built environment); archaeological (sites and resources that could be disturbed); visual; noise; equity; and economic impacts. Rating Label Description 8-10 Ideal The highest reasonable level of performance is achieved. 6-8 High A high level of performance is achieved. 4-6 Medium A medium level of performance is achieved. 2-4 Low A low level of performance is achieved. 0-2 Minimum Acceptable The minimum acceptable level of performance is achieved. 89 Page 683 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Construction Impacts (Short-Term Environmental Impacts) These are impacts to the environment that encompasses the construction time up through the completion of construction. This category includes multiple different types of short-term environmental and construction impacts such as ecological (both air and water quality); biological (both animal and plant); cultural (such as parks, historical buildings and other resources related to the built environment), archaeological (sites and resources that could be disturbed); visual, noise (including vibration and dust); equity, economic, and interim traffic operations. Rating Label Description 8-10 Ideal The highest reasonable level of performance is achieved. 6-8 High A high level of performance is achieved. 4-6 Medium A medium level of performance is achieved. 2-4 Low A low level of performance is achieved. 0-2 Minimum Acceptable The minimum acceptable level of performance is achieved. Maintainability The impact to long-term maintenance and operations of the infrastructure. This attribute is focused on life-cycle costs and maintenance access considerations. Maintainability may also consider the resiliency of the infrastructure which includes design and service life in the face of uncertainty. This category encompasses items such as long-term maintenance costs; energy costs related to lighting and technology; maintenance access; service and design life; preservation of critical lifelines; and resiliency of the infrastructure to climate change, seismic events, forest fires, drought, sea-level rise, and surface drainage. Rating Label Description 8-10 Ideal The highest reasonable level of performance is achieved. 6-8 High A high level of performance is achieved. 4-6 Medium A medium level of performance is achieved. 2-4 Low A low level of performance is achieved. 0-2 Minimum Acceptable The minimum acceptable level of performance is achieved. 90 Page 684 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Traffic Operations This category considers the degree to which the project improves or degrades traffic operations and conforms to design standards on the transportation system. Included are items such as mainline operations (traffic movement on mainline facilities and/or specific ramp or weaving movement) and local operations (traffic movement on specific local arterials and streets). Rating Label Description 8-10 Ideal The highest reasonable level of performance is achieved. 6-8 High A high level of performance is achieved. 4-6 Medium A medium level of performance is achieved. 2-4 Low A low level of performance is achieved. 0-2 Minimum Acceptable The minimum acceptable level of performance is achieved. Prioritize Performance Attributes The performance attributes of a project are seldom of equal importance. Therefore, a systematic approach must be utilized to determine their relative importance in meeting the project’s need and purpose. Once the performance attributes were defined and their scales developed, the project team and stakeholders prioritized them based on their relative importance to the project. The Analytic Hierarchy Process (AHP) was utilized in the prioritization process. The performance attributes were systematically compared in pairs, asking the question: “An improvement to which attribute will provide the greatest benefit relative to the project’s need and purpose?” Participants were then asked to indicate their priorities and the relative intensities of their preferences. The chart on the following page provides the results of this analysis and includes the complete breakdown of the priorities, expressed as a percentage of the whole. 91 Page 685 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Performance Attributes Prioritization 13% 19% 20% 22% 26% 0%5%10%15%20%25%30% Construction Impacts Traffic Operations Long-Term Environmental Impacts Multi-Modal Connectivity Maintainability 92 Page 686 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Measure Performance of Baseline Concept – Design Alternative A1R The project team and stakeholders evaluated the performance of the baseline concept relative to the scales previously identified. The information below reflects the performance ratings and associated rationale for each attribute. Multi-Modal Connectivity Rating: 7 Rating Rationale: High – The roundabout design alternative provides a high level of multi-modal support. The use of a roundabout allows for continuous movement for bicycles and pedestrians along Prado road and over US-101. All design standards for spacing and distance are followed in the design. Long-Term Environmental Impacts Rating: 5.1 Rating Rationale: Medium – The roundabout design alternative has slightly more impacts to the long-term environmental impacts, as its overall project footprint is slightly higher than the intersection alternative. The elevated roundabout will have a greater impact on the 0.1’ floodplain limitation but should not exceed it. The overall aesthetic of the structures and the sheer number of columns used is a concern and opportunities are present to enhance the visual impact of the facility. Construction Impacts Rating: 6.3 Rating Rationale: High – The level of construction impacts for this project is seen as better than typical for the amount of structures being constructed. Extended detours, limited property access, on- and off-ramp closures, and traffic revisions on US-101 during construction of the Prado road OC structure are to be expected but appear to be standard and can be mitigated through typical means. The roundabout design alternative is seen as slightly worse than the intersection design alternative due to the slightly larger elevated structure, additional materials handled, and structural work involved. A large portion of the project can be constructed with little to no impacts to the public as it is occurring in open farmland property. There will be some utility impacts as well while services are rerouted. Traffic Operations Rating: 7.4 Rating Rationale: High – The roundabout design alternative is seen to have a high level of traffic operations both for the mainline US-101 facility (on- and off-ramps) as well as for the Prado road and Elks Lane local roads. The roundabout is seen as a way to effectively and efficiently maintain traffic volume movement to and from the US-101 facility while also allowing for traffic on Prado road as an east-west connector road. Bicycle and pedestrian traffic are also supported effectively while all design standards are maintained. 93 Page 687 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Maintainability Rating: 5.7 Rating Rationale: Medium – The roundabout design alternative will result in a fairly typical level of future maintainability. The elevated roundabout design alternative is seen as slightly worse than the intersection design alternative simply due to its larger size and more surface area to maintain. The finished facility will be designed and constructed while following all necessary standards and will provide a high level of future accessibility. The open areas under the structures will introduce a challenge for Caltrans and the City to keep clear but are necessary to limit and maintain floodwater flows and to limit impacts to the floodplain’s ability to weather severe flood events. Measure Performance of Baseline Concept – Design Alternative A3 The project team and stakeholders evaluated the performance of the baseline concept relative to the scales previously identified. The information below reflects the performance ratings and associated rationale for each attribute. Multi-Modal Connectivity Rating: 6.2 Rating Rationale: High – The intersection design alternative provides a high level of multi-modal support. The use of the signaled intersection allows for good movement of bicycles and pedestrians along Prado road and over US-101. All design standards for spacing and distance are followed in the design. Long-Term Environmental Impacts Rating: 7.2 Rating Rationale: High – The intersection design alternative does a good job of limiting the amount of long-term environmental impacts. The project footprint is slightly better than the roundabout alternative which will have a lesser impact on the 0.1’ floodplain limitation. The overall aesthetic of the structures and the sheer number of columns used is a concern and opportunities are present to enhance the visual impact of the facility. Construction Impacts Rating: 7.1 Rating Rationale: High – The level of construction impacts for this project is seen as better than typical for the number of structures being constructed. Extended detours, limited property access, on- and off-ramp closures, and traffic revisions on US-101 during construction of the Prado road OC structure are to be expected but appear to be standard and can be mitigated through typical means. The intersection design alternative is seen as slightly better than the roundabout design alternative due to the slightly larger elevated structure, additional materials handled, and structural work involved. A large portion of the project can be constructed with little to no impacts to the public as it is occurring in open farmland property. There will be some utility impacts as well while services are rerouted. 94 Page 688 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Traffic Operations Rating: 5.8 Rating Rationale: Medium – The intersection design alternative is seen to have a medium level of traffic operations both for the mainline US-101 facility (on- and off-ramps) as well as the Prado road and Elks Lane local roads. The intersection will require stop-and-go traffic movements for both the traffic to and from the US-101 facility and the traffic on Prado road. Bicycle and pedestrian traffic will be supported by standard design practices but will also be required to be controlled by the signalized intersection. Maintainability Rating: 6.6 Rating Rationale: High – The intersection design alternative will result in a fairly typical level of future maintainability. The elevated intersection design alternative is seen as slightly better than the roundabout design alternative simply due to its smaller size and limited surface area to maintain. The finished facility will be designed and constructed while following all necessary standards and will provide a high level of future accessibility. The open areas under the structures will introduce a challenge for Caltrans and the City to keep clear but are necessary to limit the maintain floodwater flows and to limit impacts to the floodplain’s ability to weather severe flood events. Measure Performance of VA Alternatives The VA team prepared performance assessments of each of the VA alternatives during the Development Phase of the VA study. For each VA alternative, the VA team rated its performance using the previously defined scale for each performance attribute. The rationale for any change in performance as compared to the baseline concept was recorded. Please refer to the individual performance assessments for each VA alternative as presented in the VA Alternatives section of this report. Define VA Strategies The VA team identified a VA strategy for each design alternative for consideration. The Recommended VA Strategies reflect the combination of complimentary VA alternatives recommended by the team and is summarized in the table below. Summary of Recommended VA Strategies Strategy Description Initial Cost Savings Change in Schedule Performance Change Value Change Design Alternative A1R - VA Strategy Alts. 1.0, 2.0, 3.0, 4.0, 5.0, and 6.0 $20,707,000 7.5-month reduction +17 %+48 % Design Alternative A3 - VA Strategy Alts. 1.0, 2.0, 3.0, 4.0, 5.0, and 6.0 $18,803,000 7.5-month reduction +16 %+46 % 95 Page 689 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Compare Performance – Baseline Concept and Recommended VA Strategies The VA team considered the combined effect of all VA alternatives for the Recommended VA Strategies. The total performance scores reflect the performance rating for each attribute multiplied by its overall priority (weight) expressed using a ration scale. A total performance score of “1” would indicate the highest level of desired performance (i.e., “ideal” performance). The chart below compares the total performance scores for the baseline concept and each VA strategy. Comparison of Performance - Design Alternative A1R - VA Strategy Comparison of Performance - Design Alternative A3 - VA Strategy 96 Page 690 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Rating Rationale for Recommended VA Strategies The rating rationale for the performance of the baseline concept was presented previously in this section. The rating rationales for the VA strategies developed by the VA team are provided below. Design Alternative A1R - VA Strategy (Alternatives 1.0, 2.0, 3.0, 4.0, 5.0, and 6.0) Multi-Modal Connectivity Rating: 7.7 Rating Rationale: Improved 1.0 - (7 - 7.7) Improves the operations of the pedestrian/bicycle facility by reducing the speed of the nearby vehicles on the structure. If the physical barrier is removed from between the EOS and pedestrian/bicycle facility, there may be a higher incidence of traffic conflicts. 2.0 - (7 - 7) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict between the modes of travel. Reduces the shoulder width buffer area between the edge of travel way and bike path. Long-Term Environmental Impacts Rating: 6.8 Rating Rationale: Improved 1.0 - (5.1 - 5.6) May improve the overall aesthetic of the bridge by reducing the number of columns needed to support the structure. 2.0 - (5.1 - 5.2) Reduces overall footprint of the Prado road OC structure which also reduces stormwater volumes. This will result in less disturbed soil and land. 4.0 - (5.1 - 6.6) Will reduce the number of columns needed to support the spans which will have a significant impact on the lasting structure aesthetics. The reduction in columns should also reduce the permanent flood zone impacts and provide more flexibility in terms of staying below the 0.1’ rise maximum set for the project by FEMA. 5.0 - (5.1 - 5.2) Avoids additional excavation and soil disturbance for new alignment. Reduces the loss of the residual value of the existing sewer main. 6.0 - (5.1 - 5.2) Aligns with Caltrans sustainability objectives. 97 Page 691 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Construction Impacts Rating: 8 Rating Rationale: Improved 1.0 - (6.3 - 7.3) Will provide more design flexibility and may simplify the overall structure design (potentially longer spans and completely spanning over the US-101 facility) and construction effort. Will allow for possible elimination of the columns in the median of US-101. This will also translate to a reduction in traffic staging and traffic handling during construction. Assume a construction duration reduction of 1.5 months (30 workdays). Will lessen the noise impacts to surrounding community. 2.0 - (6.3 - 6.4) Will reduce the overall materials needed for structure construction. 3.0 - (6.3 - 6.8) Requires fewer holes to drill compared to numerous piles to drive at each column location. Will have less impact on local community from a noise standpoint. Will reduce the amount of material stockpile (driven piles) to be located near construction site. The rate of production can be considered to be improved as the pile cap work (excavation, forming, and backfill) can be eliminated. Assume a reduction of the project duration of 4 months (80 workdays). Will require the use of Baker tank. Anomalies may be encountered when pouring concrete. 4.0 - (6.3 - 7.8) Will simplify the construction effort by the reducing the number of bents to be placed which will in turn reduce the number of columns and piles needed. Will also significantly reduce the amount of structure falsework and concrete pouring needed for CIP elements. Will have less impact on local community from a noise standpoint (reduced amount of columns needed and piles driven). The overall construction duration can be expected to be reduced by up to 6 months (120 workdays). This will reduce the amount of traffic handling and lane closures required for the mainline. Impacts to the local community, noise from pile driving and hauling on local roads, can also be expected to be reduced. Will require space for crane operation and hauling of large structural elements. 5.0 - (6.3 - 6.4) Simplifies the construction effort by eliminating relocation of the sewer line. Should reduce the construction duration for the work being performed with the Elks Lane Relocation – assume a 1-week reduction (5 workdays). Will require careful consideration when placing structural elements for the NB on-ramp and the Prado road OC structures to avoid conflicts between the existing alignment and placement of piles and pile caps. 6.0 - (6.3 - 6.4) May reduce the amount of haul for borrow and export. The recycling of materials can be completed onsite which may reduce project duration slightly. Will require additional effort by contractor to stockpile and combine into hot mixed asphalt (HMA) mixes onsite or off-site before the material can be used on the project. This may require the contractor to have a mobile recycler/grinder onsite which may require additional space for staging and stockpiling (which may reduce hauling). 98 Page 692 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Traffic Operations Rating: 7.7 Rating Rationale: Improved 1.0 - (7.4 - 7.7) Reduce the frequency and severity of potential traffic conflicts. It is not anticipated that traffic flow and volume would be affected by the reduction in speed. 2.0 - (7.4 - 7.4) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict. No measurable impact on traffic volumes. Maintainability Rating: 6.7 Rating Rationale: Improved 1.0 - (5.7 - 6) Should improve maintenance by reducing the number of columns and structure which may be prone to vandalism or graffiti in the future. Will reduce maintenance effort in median. 2.0 - (5.7 - 5.8) Reduces overall square footage and structure to maintain. 4.0 - (5.7 - 6.7) Represents a lower maintenance burden in terms of structural elements to inspect and maintain the structures including maintaining the spaces below the structures, which will now be more open and easier to access. The potential for graffiti and/or vandalism will also be reduced. Would require utility conduit to be hung along the Prado road OC structure where the utility lines would be more exposed to vandalism unless casing is provided. 5.0 - (5.7 - 5.7) Future maintenance access should be improved as it is located farther from an active roadway and within the City’s right-of-way (R/W). Will not be installing a new sewer main; will be foregoing an extension of the sewer main’s anticipated useful life. Design Alternative A3 - VA Strategy (Alternatives 1.0, 2.0, 3.0, 4.0, 5.0 & 6.0) Multi-Modal Connectivity Rating: 6.9 Rating Rationale: Improved 1.0 - (6.2 - 6.9) Improves operations of the pedestrian/bicycle facility by reducing the speed of the nearby vehicles on the structure. If the physical barrier is removed from between the EOS and pedestrian/bicycle facility, there may be a higher incidence of traffic conflicts. 2.0 - (6.2 - 6.2) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict between the modes of travel. Reduces the shoulder width buffer area between the edge of travel way and bike path. 99 Page 693 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Long-Term Environmental Impacts Rating: 8.8 Rating Rationale: Improved 1.0 - (7.2 - 7.7) May improve the overall aesthetic of the bridge by reducing the number of columns needed to support the structure. 2.0 - (7.2 - 7.3) Reduces overall footprint of the Prado road OC structure which also reduces stormwater volumes. Results in less disturbed soil and land. 4.0 - (7.2 - 8.7) Will reduce the number of columns needed to support the spans which will have a significant impact on the lasting structure aesthetics. The reduction in columns should also reduce the permanent flood zone impacts and provide more flexibility in terms of staying below the 0.1’ rise maximum set for the project by FEMA. 5.0 - (7.2 - 7.3) Avoids additional excavation and soil disturbance for new alignment. Reduces the loss of the residual value of the existing sewer main. 6.0 - (7.2 - 7.3) Aligns with Caltrans sustainability objectives. Construction Impacts Rating: 8.8 Rating Rationale: Improved 1.0 - (7.1 - 8.1) Will provide more design flexibility and may simplify the overall structure design (potentially longer spans and completely spanning over the US-101 facility) and construction effort. Will allow for the possible elimination of the columns in the median of US-101. This will also translate to a reduction in traffic staging and traffic handling during construction. Assume a construction duration reduction of 1.5 months (30 workdays). Will lessen the noise impacts to surrounding community. 2.0 - (7.1 - 7.2) Will reduce the overall materials needed for structure construction. 3.0 - (7.1 - 7.6) Requires fewer holes to drill compared to numerous piles to drive at each column location. Will have less impact on local community from a noise standpoint. Will reduce the amount of material stockpile (driven piles) to be located near construction site. The rate of production can be considered to be improved as the pile cap work (excavation, forming, and backfill) can be eliminated. Assume a reduction of the project duration of 4 months (80 workdays). Will require the use of Baker tank. Anomalies can be encountered when pouring concrete. 4.0 - (7.1 - 8.6) Will simplify the construction effort by the reducing the number of bents to be placed – which will in turn reduce the number of columns and piles needed. Will also significantly reduce the amount of structure falsework and concrete pouring needed for CIP elements. Will have less impact on local community from a noise standpoint (amount of columns needed and piles driven). The overall construction duration can be expected to be reduced by up to 6 months (120 workdays). This will reduce the amount of traffic handling and lane closures required for the 100 Page 694 of 753 San Luis Obispo – Prado Interchange Project Project Analysis mainline. Impacts to the local community, noise from pile driving and hauling on local roads, can also be expected to be reduced. Will require space for crane operation and hauling of large structural elements. 5.0 - (7.1 - 7.2) Simplifies the construction effort by eliminating relocation of the sewer line. Should reduce the construction duration for the work being performed with the Elks Lane Relocation – assume a 1-week reduction (5 workdays). Will require careful consideration when placing structural elements for the NB on-ramp and the Prado road OC structures to avoid conflicts between the existing alignment and placement of piles and pile caps. 6.0 - (7.1 - 7.2) May reduce the amount of haul for borrow and export. The recycling of materials can be completed onsite which may reduce project duration slightly. Will require additional effort by contractor to stockpile and combine into HMA mixes onsite or off-site before the material can be used on the project. This may require the contractor to have a mobile recycler/grinder onsite which may require additional space for staging and stockpiling (which may reduce hauling). Traffic Operations Rating: 6.1 Rating Rationale: Improved 1.0 - (5.8 - 6.1) Reduces the frequency and severity of potential traffic conflicts. It is not anticipated that traffic flow and volume would be affected by the reduction in speed. 2.0 - (5.8 - 5.8) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict. No measurable impact on traffic volumes. Maintainability Rating: 7.6 Rating Rationale: Improved 1.0 - (6.6 - 6.9) Should improve maintenance by reducing the number of columns and structure which may be prone to vandalism/graffiti in the future. Will reduce maintenance effort in median. 2.0 - (6.6 - 6.7) Reduces overall square footage and structure to maintain. 4.0 - (6.6 - 7.6) Represents a lower maintenance burden in terms of structural elements to inspect and maintain the structures including maintaining the spaces below the structures, which will now be more open and easier to access. The potential for graffiti and/or vandalism will also be reduced. Would require utility conduit to be hung along the Prado road OC structure where the utility lines would be more exposed to vandalism unless casing is provided. 5.0 - (6.6 - 6.6) Future maintenance access should be improved as it is located farther from an active roadway and within the City’s R/W. Will not be installing a new sewer main but will be foregoing an extension of the sewer main’s anticipated useful life. 101 Page 695 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Compare Value The cost and time (i.e., schedule) elements were compared and prioritized by the project decision makers. The relative importance of cost and time is shown on the following table. These factors were applied to the cost and time scores and incorporated into the value calculations. Relative Importance COST 62 % TIME 38 % Once relative scores for performance, cost, and time have been derived, the next step is to synthesize a value index for the baseline concept and each VA strategy. This is achieved by applying the following algorithm for value: •V = Value •P = Performance •t = Time •f = Function •C = Cost •α = Risk𝑉𝑉𝑃𝑃(𝑃𝑃,𝐶𝐶,𝑡𝑡)𝐶𝐶𝑃𝑃𝐶𝐶𝑃𝑃𝑡𝑡=∑𝑃𝑃𝑃𝑃 ∙ 𝛼𝛼∞𝑃𝑃=1∑[(𝐶𝐶𝑃𝑃∙ 𝛼𝛼 )+ (𝑡𝑡𝑃𝑃∙ 𝛼𝛼)]∞𝑃𝑃=1 A Value Matrix was prepared which facilitated the comparison of competing strategies by organizing and summarizing this data into a tabular format. The performance scores for each strategy were divided by the total cost/time scores for each strategy to derive a value index. The value indices for the VA strategy are then compared against the value index of the baseline concept and the difference is expressed as a percent (±%) deviation. Comparison of Value – Baseline Concept and Design Alternative A1R VA Strategy 0% 48% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Option A1R Baseline Option A1R VA Strategy Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 102 Page 696 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Comparison of Value – Baseline Concept and Design Alternative A3 VA Strategy 0% 46% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Option A3 Baseline Option A3 VA Strategy Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 103 Page 697 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Rating Rationale for Design Alternative A1R with Accepted VA Alternatives The rating rationale for the performance of the baseline concept was presented previously in this section. The rating rationale for the accepted VA alternatives that were developed by the VA team is provided below. Design Alternative A1R with Accepted VA Alternatives (1.0, 2.0, 3.0, 4.0, and 6.0) Multi-Modal Connectivity Rating: 7.7 Rating Rationale: Improved 1.0 - (7 - 7.7) Improves the operations of the pedestrian/bicycle facility by reducing the speed of the nearby vehicles on the structure. If the physical barrier is removed from between the EOS and pedestrian/bicycle facility, there may be a higher incidence of traffic conflicts. 2.0 - (7 - 7) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict between the modes of travel. Reduces the shoulder width buffer area between the edge of travel way and bike path. Long-Term Environmental Impacts Rating: 6.8 Rating Rationale: Improved 1.0 - (5.1 - 5.6) May improve the overall aesthetic of the bridge by reducing the number of columns needed to support the structure. 2.0 - (5.1 - 5.2) Reduces overall footprint of the Prado road OC structure which also reduces stormwater volumes. Results in less disturbed soil and land. 4.0 - (5.1 - 6.6) Will reduce the number of columns needed to support the spans which will have a significant impact on the lasting structure aesthetics. The reduction in columns should also reduce the permanent flood zone impacts and provide more flexibility in terms of staying below the 0.1’ rise maximum set for the project by FEMA. 6.0 - (5.1 - 5.2) Aligns with Caltrans’ sustainability objectives. Construction Impacts Rating: 8 Rating Rationale: Improved 1.0 - (6.3 - 7.3) Will provide more design flexibility and may simplify the overall structure design (potentially longer spans and completely spanning over the US-101 facility) and construction effort. Will allow for possible elimination of the columns in the median of US-101. This will also translate to a reduction in traffic staging and traffic handling during construction. Assume a construction duration reduction of 1.5 months (30 workdays). Will lessen the noise impacts to surrounding community. 104 Page 698 of 753 San Luis Obispo – Prado Interchange Project Project Analysis 2.0 - (6.3 - 6.4) Will reduce the overall materials needed for structure construction. 3.0 - (6.3 - 6.8) Requires fewer holes to drill compared to numerous piles to drive at each column location. Will have less impact on local community from a noise standpoint. Will reduce the amount of material stockpile (driven piles) to be located near construction site. The rate of production can be considered to be improved as the pile cap work (excavation, forming, and backfill) can be eliminated. Assume a reduction of the project duration of 4 months (80 workdays). Will require the use of Baker tank. Anomalies may be encountered when pouring concrete. 4.0 - (6.3 - 7.8) Will simplify the construction effort by the reducing the number of bents to be placed which will in turn reduce the number of columns and piles needed. Will also significantly reduce the amount of structure falsework and concrete pouring needed for CIP elements. Will have less impact on local community from a noise standpoint (reduces the amount of columns needed and piles driven). The overall construction duration can be expected to be reduced by up to 6 months (120 workdays). This will reduce the amount of traffic handling and lane closures required for the mainline. Impacts to the local community, noise from pile driving and hauling on local roads, can also be expected to be reduced. Will require space for crane operation and hauling of large structural elements. 6.0 - (6.3 - 6.4) May reduce the amount of haul for borrow and export. The recycling of materials can be completed onsite, which may reduce project duration slightly. Will require additional effort by contractor to stockpile and combine into HMA mixes onsite or off-site before the material can be used on the project. This may require the contractor to have a mobile recycler/grinder onsite which may require additional space for staging and stockpiling (which may reduce hauling). Traffic Operations Rating: 7.7 Rating Rationale: Improved 1.0 - (7.4 - 7.7) Reduce the frequency and severity of potential traffic conflicts. It is not anticipated that traffic flow and volume would be affected by the reduction in speed. 2.0 - (7.4 - 7.4) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict. No measurable impact on traffic volumes. Maintainability Rating: 6.7 Rating Rationale: Improved 1.0 - (5.7 - 6) Should improve maintenance by reducing the number of columns and structure which may be prone to vandalism or graffiti in the future. Will reduce maintenance effort in median. 2.0 - (5.7 - 5.8) Reduces overall square footage and structure to maintain. 105 Page 699 of 753 San Luis Obispo – Prado Interchange Project Project Analysis 4.0 - (5.7 - 6.7) Represents a lower maintenance burden in terms of structural elements to inspect and maintain the structures including maintaining the spaces below the structures, which will now be more open and easier to access. The potential for graffiti and/or vandalism will also be reduced. Would require utility conduit to be hung along the Prado road OC structure where the utility lines would be more exposed to vandalism unless casing is provided. Value Matrix Design Alternative A1R Baseline & A1R with Accepted VA Alternatives Strategies Performance Score Net Change Cost/Time Score Net Change Value Index Change in Value Design Alternative A1R Baseline 0.626 -- 0.558 -- 1.122 -- A1R w/ Accepted VA Alternatives 0.730 +17 %0.442 -21 %1.651 +47 % Comparison of Value Design Alternative A1R Baseline & A1R with Accepted VA Alternatives 0% 47% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Alternative A1R Baseline Design Alternative A1R w/ Accepted Alternatives Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 106 Page 700 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Rating Rationale for Design Alternative A3 w ith Accepted VA Alternatives The rating rationale for the performance of the baseline concept was presented previously in this section. The rating rationale for the accepted VA alternatives that were developed by the VA team is provided below. Design Alternative A3 with Accepted VA Alternative (1.0, 2.0, 3.0, 4.0, and 6.0) Multi-Modal Connectivity Rating: 6.9 Rating Rationale: Improved 1.0 - (6.2 - 6.9) Improves operations of the pedestrian/bicycle facility by reducing the speed of the nearby vehicles on the structure. If the physical barrier is removed from between the EOS and pedestrian/bicycle facility, there may be a higher incidence of traffic conflicts. 2.0 - (6.2 - 6.2) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict between the modes of travel. Reduces the shoulder width buffer area between the edge of travel way and bike path. Long-Term Environmental Impacts Rating: 8.7 Rating Rationale: Improved 1.0 - (7.2 - 7.7) May improve the overall aesthetic of the bridge by reducing the number of columns needed to support the structure. 2.0 - (7.2 - 7.3) Reduces overall footprint of the Prado road OC structure which also reduces stormwater volumes. Results in less disturbed soil and land. 4.0 - (7.2 - 8.7) Will reduce the number of columns needed to support the spans which will have a significant impact on the lasting structure aesthetics. The reduction in columns should also reduce the permanent flood zone impacts and provide more flexibility in terms of staying below the 0.1’ rise maximum set for the project by FEMA. 6.0 - (7.2 - 7.3) Aligns with Caltrans sustainability objectives. 107 Page 701 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Construction Impacts Rating: 8.8 Rating Rationale: Improved 1.0 - (7.1 - 8.1) Will provide more design flexibility and may simplify the overall structure design (potentially longer spans and completely spanning over the US-101 facility) and construction effort. Will allow for the possible elimination of the columns in the median of US-101. This will also translate to a reduction in traffic staging and traffic handling during construction. Assume a construction duration reduction of 1.5 months (30 workdays). Will lessen the noise impacts to surrounding community. 2.0 - (7.1 - 7.2) Will reduce the overall materials needed for structure construction. 3.0 - (7.1 - 7.6) Requires fewer holes to drill compared to numerous piles to drive at each column location. Will have less impact on local community from a noise standpoint. Will reduce the amount of material stockpile (driven piles) to be located near construction site. The rate of production can be considered to be improved as the pile cap work (excavation, forming, and backfill) can be eliminated. Assume a reduction of the project duration of 4 months (80 workdays). Will require the use of Baker tank. Anomalies can be encountered when pouring concrete. 4.0 - (7.1 - 8.6) Will simplify the construction effort by the reducing the number of bents to be placed – which will in turn reduce the number of columns and piles needed. Will also significantly reduce the amount of structure falsework and concrete pouring needed for CIP elements. Will have less impact on local community from a noise standpoint (reduces the amount of columns needed and piles driven). The overall construction duration can be expected to be reduced by up to 6 months (120 workdays). This will reduce the amount of traffic handling and lane closures required for the mainline. Impacts to the local community, noise from pile driving and hauling on local roads, can also be expected to be reduced. Will require space for crane operation and hauling of large structural elements. 6.0 - (7.1 - 7.2) May reduce the amount of haul for borrow and export. The recycling of materials can be completed onsite, which may reduce project duration slightly. Will require additional effort by contractor to stockpile and combine into HMA mixes onsite or off-site before the material can be used on the project. This may require the contractor to have a mobile recycler/grinder onsite which may require additional space for staging and stockpiling (which may reduce hauling). Traffic Operations Rating: 6.1 Rating Rationale: Improved 1.0 - (5.8 - 6.1) Reduces the frequency and severity of potential traffic conflicts. It is not anticipated that traffic flow and volume would be affected by the reduction in speed. 2.0 - (5.8 - 5.8) The narrower shoulder and narrower inside lane will function as additional traffic calming elements and should reduce the potential for traffic conflict. No measurable impact on traffic volumes. 108 Page 702 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Maintainability Rating: 7.6 Rating Rationale: Improved 1.0 - (6.6 - 6.9) Should improve maintenance by reducing the number of columns and structure which may be prone to vandalism/graffiti in the future. Will reduce maintenance effort in median. 2.0 - (6.6 - 6.7) Reduces overall square footage and structure to maintain. 4.0 - (6.6 - 7.6) Represents a lower maintenance burden in terms of structural elements to inspect and maintain the structures including maintaining the spaces below the structures, which will now be more open and easier to access. The potential for graffiti and/or vandalism will also be reduced. Would require utility conduit to be hung along the Prado road OC structure where the utility lines would be more exposed to vandalism unless casing is provided. Value Matrix Design Alternative A3 Baseline & A3 with Accepted VA Alternatives Strategies Performance Score Net Change Cost/Time Score Net Change Value Index Change in Value Design Option A3 Baseline 0.655 -- 0.556 -- 1.178 -- Accepted Option A3 Alternatives 0.755 +15 %0.444 -20 %1.701 +44 % 109 Page 703 of 753 San Luis Obispo – Prado Interchange Project Project Analysis Comparison of Value – Design Alternative A3 Baseline & Accepted VA Alternatives 0% 45% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 Design Alternative A3 Baseline Design Alternative A3 w/ Accepted VA Alternatives Change in ValueRelative ScoresPerformance Cost/Time Rating Change in Value 110 Page 704 of 753 IDEA EVALUATION Page 705 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation IDEA EVALUATION The ideas generated by the VA team were carefully evaluated, and project-specific attributes were applied to each idea to assure an objective evaluation. PERFORMANCE ATTRIBUTES The following are key performance attributes identified for this project and used to assist the VA team in evaluating the ideas: •Multi-Modal Connectivity •Traffic Operations •Long-Term Environmental Impacts •Maintainability •Construction Impacts The VA team enlisted the assistance of the stakeholders and project team (when available) to develop these attributes so that the evaluation would reflect their specific requirements. EVALUATION PROCESS The VA team generated and evaluated ideas on how to perform the various project functions using other approaches. The idea list was grouped by function or major project element. Each idea was evaluated with respect to the functional requirements of the project. Performance, cost, time, and risk may also have been considered during this evaluation. Once each idea was fully evaluated, it was rated to determine which ideas had the greatest potential for value improvement. Ideas identified for development as VA alternatives or as other considerations are documented in the VA Alternatives section of this report. IDEA SUMMARY All the ideas generated during the Creativity Phase using brainstorming techniques are recorded on the following pages. The team created and evaluated these ideas together using Miro. Each idea received an idea code based on the function statement under which it was brainstormed. The following table indicates the functions related to each idea code. Idea Code Related Function AP Accom Pedestrians CA Control Access CE Change Elevation CW Convey Water CU Connect Utilities EA Enhance Aesthetics IS Illuminate Space ME Mitigate Environment Idea Code Related Function MR Manage Risk MT Manage Traffic MW Manage Water OF Obtain Funding RE Remove Existing SC Stage Construction SL Support Load SM Support Multi-Modality 112 Page 706 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation A detailed idea evaluation summary is also included. This summary includes additional information related to how each idea improves or degrades the elements of performance, cost, time (schedule), and risk. Only those elements where the idea differs from the baseline concept are included in this summary. IDEA SUMMARY LIST Idea Code and Description Rating AP-1: Keep ped/bike facility at-grade, cross under US-101 DIS AP-2: Reduce some lane/shoulder widths DEV CA-1: Remove consideration for space below for maintenance vehicle parking DIS CA-2: Lots under bridge to city ownership for municipal use DS CA-3: Trespass resistant landscape/hardscape DIS CE-1: At-grade roundabout along the main line DIS CE-2: Embankment fill with culverts/arches rather than columns DIS CE-3: Lower some ground areas to offset some additional fill DIS CE-4: Bridge type to allow for future raising if US-101 needs to be raised OC CW-1: Revisit flood bypass channel/basin DIS CU-1: Install utility conduit across structure OC CU-2: Provide utility conduit along under hang DIS CU-3: Leave existing sewer line in place DEV EA-1: Use screen in front of columns DIS EA-2: Integrally colored concrete OC EA-3: Use concrete form liner for columns OC EA-4: Use flared columns, non-structural OC EA-5: Use arch facades between exterior columns OC EA-6: Eliminate structure within roundabout central island area ABD EA-7: Join columns with arches at abutment DIS EA-8: Use rounding at exterior girder OC EA-9: Explore other ideas for exterior aesthetic at abutment that include rounding OC EA-10: Ensure that design uses consistent aesthetics with LOVR OC EA-11: Use art on columns OC EA-12: Public art embedded within bridge barrier railing and fence OC EA-13: Use texture on columns and barrier; combine with above DIS 113 Page 707 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation Idea Code and Description Rating EA-14: Plantings along larger columns (living wall) OC IS-1: Install pedestrian scaled lighting OC ME-1: Incorporate mitigation planting under structure OC MR-1: Conduct peer review of structures OC MR-2: Update unit costs OC MR-3: Review similar facilities in flood-prone areas OC MT-1: Separate bike/ped signal phase vehicle movements at intersection DIS MT-2: Reduce the maximum speed on structure to 35 mph DEV MW-1: Utilize space below structures for post-const. stormwater requirements OC OF-1: Plantings along larger columns (living wall) OC OF-2: Pursue funding from Bond Measures OC OF-3: Pursue ATP grants for additional funding OC OF-4: Pursue additional funding by re-branding as "Community Connectivity" project OC OF-5: Combine with concurrent main line project DIS OF-6: Consider the no-project option DIS RE-1: Use recycled and/or reclaimed material in project DEV SC-1: Daytime closure opportunities OC SC-2: Move bridge crossing a block or two south DIS SC-3: Evaluate feasibility of SB median crossover given horizontal curve of mainline OC SC-4: Consider shift in layout to straighten bridge DIS SC-5: Shift roundabout to reduce R/W impacts DIS SC-6: Reduce construction duration OC SC-7: Prioritize construction staging plans OC SC-8: Pursue use of night work; drilling of foundations; use more crews OC SC-9: Identify construction staging areas OC SL-1: Use longer spans/fewer columns; steel girders or precast T-beams in lieu of CIP girders DEV SL-2: Use CIDH columns in lieu of pile caps DEV SL-3: Use steel girders in lieu of CIP DIS SL-4: Use larger diameter columns DIS SL-5: Use spread footings for columns DIS 114 Page 708 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation Idea Code and Description Rating SL-6: Use ABC - bents and abutments DIS SL-7: Use long precast spans for structures DIS SL-8: Reduce number of supports for structures DIS SM-1: Construct separate pedestrian bridge DIS SM-2: Incorporate vehicle barrier rail between ES and ped/bike facility DIS SM-3: Incorporate "teardrop" style roundabout OC SM-4: Incorporate aesthetic on vehicle barrier rail between ES and ped/bike DIS SM-5: Provide bike/ped amenities/furniture OC DEV: Develop as a VA Alternative DS: Design Suggestion ABD: Already Being Done in the Baseline Concept DIS: Dismissed OC: Other Consideration DETAILED IDEA EVALUATION SUMMARY AP-1: Keep ped/bike facility at-grade, cross under US-101 Overall Rating: DIS General comments: Not feasible with Caltrans and US-101 requirements. AP-2: Reduce some lane/shoulder widths Overall Rating: DEV General comments: This will be developed as a feasible VA alternative. CA-1: Remove consideration for space below for maintenance vehicle parking Overall Rating: DIS General comments: Dismissed – Determined that this space is needed by the City. CA-2: Lots under bridge to city ownership for municipal use Overall Rating: OC General comments: Should be documented as “other consideration.” 115 Page 709 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation CA-3: Trespass resistant landscape/hardscape Overall Rating: DIS General comments: Dismissed – Determined that this was not a feasible solution to the area under the structures and would lead to additional maintenance. It also would hinder infiltration of stormwater. CE-1: At-grade roundabout along the main line Overall Rating: DIS General comments: Dismissed – This concept is not keeping with Caltrans and FHWA standards. CE-2: Embankment fill with culverts/arches rather than columns Overall Rating: DIS General comments: Dismissed – It was determined that this concept would not be practical from a design and construction standpoint. CE-3: Lower some ground areas to offset some additional fill Overall Rating: DIS General comments: Dismissed – Determined that this would not have the desired effect on flood control. CE-4: Bridge type to allow for future raising if 101 needs to be raised Overall Rating: OC General comments: This will be documented as “other consideration.” COWA-1: Revisit flood bypass channel/basin Overall Rating: DIS General comments: Dismissed – Determined that this would not have the desired effect on flood control. CU-1: Install utility conduit across structure Overall Rating: ABD General comments: Determined that this concept is already being considered in the Prado Road OC design. 116 Page 710 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation CU-2: Provide utility conduit along underhung Overall Rating: DIS General comments: Dismissed – Determine that this was not desirable by maintenance. CU-3: Leave sewer in place Overall Rating: DEV General comments: This will be developed as a VA alternative. EA-1: Use screen in front of columns Overall Rating: DIS General comments: Dismissed – Determined that this would become a maintenance issue. EA-2: Integrally colored concrete Overall Rating: OC General comments: This will be documented as “other consideration.” EA-3: Concrete form liner Overall Rating: OC General comments: This will be documented as “other consideration.” EA-4: Flared columns - non-structural Overall Rating: OC General comments: This will be documented as “other consideration.” EA-5: Use arch facades between exterior columns Overall Rating: OC General comments: This will be documented as “other consideration.” 117 Page 711 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation EA-6: Eliminate structure within roundabout central island area Overall Rating: ABD General comments: Determined that this was already in the plans. EA-7: Join columns with arches at abutment Overall Rating: OC General comments: This will be documented as “other consideration.” EA-8: Use rounding at exterior girder Overall Rating: OC General comments: This will be documented as “other consideration.” EA-9: Explore other ideas for exterior aesthetic at abutment that include rounding Overall Rating: OC General comments: This will be documented as “other consideration.” EA-10: Ensure that design uses consistent aesthetics with LOVR Overall Rating: OC General comments: This will be documented as “other consideration.” EA-11: Art on columns Overall Rating: OC General comments: This will be documented as “other consideration.” EA-12: Public art embedded within bridge barrier railing/fence Overall Rating: OC General comments: This will be documented as “other consideration.” 118 Page 712 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation EA-13: Texture on columns and barrier - combine with above Overall Rating: DIS General comments: Dismissed – Determined that the barrier was not needed in the design. Based on a review of the ped/bike requirements. EA-14: Plantings along larger columns (living wall) Overall Rating: OC General comments: This will be documented as “other consideration.” IS-1: Ped scaled lighting Overall Rating: OC General comments: This will be documented as “other consideration.” ME-1: Mitigation planting under structure Overall Rating: OC General comments: This will be documented as “other consideration.” MR-1: Perform a peer review of structures Overall Rating: OC General comments: This will be documented as “other consideration.” MR-2: Update unit costs Overall Rating: ABD General comments: Determined that this is already in process. MR-3: Review similar facilities in flood-prone areas Overall Rating: OC General comments: This will be documented as “other consideration.” 119 Page 713 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation MT-1: Separate bike/ped signal phase vehicle movements at intersection Overall Rating: DIS General comments: Dismissed – Determine that this was not necessary. MT-2: Reduce the maximum speed on structure to 35 mph Overall Rating: DEV General comments: This will be developed as a VA alternative. MW-1: Utilize space below structures for post-const. stormwater requirements Overall Rating: OC General comments: This will be documented as “other consideration.” OF-1: Plantings along larger columns (living wall) Overall Rating: OC General comments: This will be documented as “other consideration.” OF-2: Pursue funding from Bond Measures Overall Rating: OC General comments: This will be documented as “other consideration.” OF-3: Pursue ATP grants Overall Rating: OC General comments: This will be documented as “other consideration.” OF-4: Re-brand as "Community Connectivity" project Overall Rating: OC General comments: This will be documented as “other consideration.” OF-5: Combine with concurrent main line project Overall Rating: DIS General comments: Dismissed – Does not appear feasible from a funding standpoint. 120 Page 714 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation OF-6: Pursue the no-project option Overall Rating: DIS General comments: Dismissed – Determined that this is not a feasible option given the amount of growth and current/projected traffic volumes. RE-1: Recycled use of materials (AC, base, etc.) Overall Rating: DEV General comments: This will be developed as a VA alternative. SC-1: Daytime closure opportunities Overall Rating: OC General comments: This will be documented as “other consideration.” SC-2: Move bridge crossing a block or two south Overall Rating: DIS General comments: Dismissed – Determined that this is not a feasible option given the alignments and current use. SC-3: Evaluate feasibility of SB median crossover given horizontal curve of mainline Overall Rating: OC General comments: This will be documented as “other consideration.” SC-4: Layout shift to straighten bridge Overall Rating: DIS General comments: Dismissed – Determined that this is not a feasible option given the alignments and current use. SC-5: Shift roundabout to reduce R/W impacts Overall Rating: DIS General comments: Dismissed – Determined that this is not a feasible option given the alignments and current use. 121 Page 715 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation SC-6: Reduce construction duration Overall Rating: OC General comments: This will be documented as “other consideration.” SC-7: Prioritize staged construction plans Overall Rating: OC General comments: This will be documented as “other consideration.” SC-8: Pursue use of night work - drilling of foundations - use more crews Overall Rating: OC General comments: This will be documented as “other consideration.” SC-9: Identify staging areas: use Prado , drive-in, and corporation yard Overall Rating: OC General comments: This will be documented as “other consideration.” SL-1: Use longer spans/fewer columns; steel girders or precast T-beams in lieu of CIP girders Overall Rating: DEV General comments: This will be developed as a VA alternative. SL-2: Use CIDH columns in lieu of pile cap Overall Rating: DEV General comments: Will be developed as a VA Alternative. SL-3: Use steel girders in lieu of CIP Overall Rating: DIS General comments: Dismissed – Determined that this would introduce a maintenance element that was not acceptable to maintenance staff. 122 Page 716 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation SL-4: Larger diameter columns Overall Rating: DIS General comments: Dismissed – Determined that the larger columns would have a negative impact on flood water management. SL-5: Spread footings Overall Rating: DIS General comments: Dismissed – Determined that spread footings were not desirable from a constructability standpoint. SL-6: Use ABC: bents and abutments Overall Rating: DIS General comments: This can be combined with the other VA alternative addressing longer spans. SL-7: Pursue precast long spans for structure Overall Rating: DIS General comments: Dismiss – Can be combined with other alternatives. SL-8: Reduce supports Overall Rating: DIS General comments: Dismiss – Can be combined with other alternatives. SM-1: Construct separate pedestrian bridge Overall Rating: DIS General comments: Dismiss – Is not financially feasible. Desire is to integrate OC with multi-modal operations. SM-2: Include vehicle barrier rail between ES and ped/bike facility Overall Rating: DIS General comments: Dismiss – Determined that a vehicle barrier is not required for the Prado Road OC structure. 123 Page 717 of 753 San Luis Obispo – Prado Interchange Project Idea Evaluation SM-3: Incorporate "teardrop" style roundabout Overall Rating: OC General comments: This will be documented as “other consideration.” SM-4: Include aesthetics on vehicle barrier rail between ES and ped/bike Overall Rating: DIS General comments: Dismiss – Determined that a vehicle barrier is not required for the Prado OC structure. SM-5: Provide bike/ped amenities/furniture Overall Rating: OC General comments: This will be documented as “other consideration.” 124 Page 718 of 753 VA PROCESS  Page 719 of 753 San Luis Obispo – Prado Interchange Project VA Process VA PROCESS The Caltrans Value Analysis (VA) process involves 16 activities needed to accomplish a VA study, and is organized into three parts: Pre-Study, VA Study, and Report. Integral to Caltrans’ VA process is the Value Metrics process. Value Metrics offers the cornerstone of the Caltrans VA process by providing a systematic and structured means of considering the relationship of a project’s performance and cost as they relate to value. VA has traditionally been perceived as an effective means for reducing project costs. This paradigm only addresses one part of the value equation, often at the expense of the role that VA can play with regard to improving project performance. Project costs are fairly easy to quantify and compare; performance is not. Project performance must be properly defined and concurred by the stakeholders at the beginning of the VA study. The performance attributes and requirements developed are then used throughout the study to identify, evaluate, and document alternatives. This process, Value Metrics, emphasizes the interrelationship between cost and performance and can be quantified and compared in terms of how they contribute to overall value. Value Metrics provides a standardized means of identifying, defining, evaluating, and measuring performance. Once this has been achieved, and costs for all VA alternatives have been developed, measuring value is straightforward. Value Metrics can improve VA studies by: •Building consensus among project stakeholders (especially those holding conflicting views) •Developing a better understanding of the project goals and objectives as they relate to purpose and need •Developing a baseline understanding of how the project is meeting performance goals and objectives •Identifying areas where project performance can be improved through the VA process •Developing a better understanding of an alternative concept’s effect on project performance •Developing a deeper understanding of the relationship between performance and cost in determining value •Using value as the basis for selecting the best project or design concept The following provides an overview of the Caltrans approach to VA. The Caltrans VA Study Activity Chart at the end of this narrative identifies the steps in each activity, which are detailed as follows. 126 Page 720 of 753 San Luis Obispo – Prado Interchange Project VA Process PRE-STUDY Meaningful and measurable results are directly related to the pre-study work performed. Depending on the type of study, all or part of the following information needs to be determined during the pre- study phase: •Clear definition of the current situation and study objectives •Identification of study team members •Identification of project stakeholders •Definition of how stakeholders are impacted by the project •Identification of key issues and concerns •Identification of project’s performance requirements and attributes •Status of project cost estimate •Project data gathered to be distributed to VA team In preparation for the VA study, the team leader confers with owners and stakeholders to outline the VA process; initiate data gathering; refine project scope and objectives; structure the scope, team members, and technical specialists; and finalize study plans. Specific deliverables are provided. Following the initial planning meeting, the team leader reviews the data collected for the project and develops a cost model. The team leader also consults with the technical specialists to prepare them for the VA study. VA STUDY The VA Job Plan guides the VA team in their search to enhance value in the project or process. Caltrans follows a seven-phase VA Job Plan: 1.Information Phase 2.Function Analysis Phase 3.Creativity Phase 4.Evaluation Phase 5.Development Phase 6.Presentation Phase 7.Implementation Phase 127 Page 721 of 753 San Luis Obispo – Prado Interchange Project VA Process Information Phase At the beginning of the VA study, the design team presents a more detailed review of the design and the various systems. This includes an overview of the project and its various requirements, which further enhances the VA team’s knowledge and understanding of the project. The project team also responds to questions posed by the VA team. The project’s performance requirements and attributes are discussed, and the performance of the baseline concept is evaluated. Function Analysis Phase Key to the VA process are the function analysis techniques used during the Function Analysis Phase. Analyzing the functional requirements of a project is essential to assuring an owner that the project has been designed to meet the stated criteria and its need and purpose. The analysis of these functions in terms of cost, performance, time, and risk is a primary element in a VA study and is used to develop alternatives. This procedure is beneficial to the VA team, as it forces the participants to think in terms of functions and their relative value in meeting the project’s need and purpose. This facilitates a deeper understanding of the project. Creativity Phase The Creativity Phase involves identifying and listing creative ideas. During this phase, the VA team participates in a brainstorming session to identify as many means as possible to provide the necessary project functions. The judgement of the ideas is not permitted in order to generate a broad range of ideas. The idea list includes all of the ideas suggested during the study. These ideas should be reviewed further by the project team since they may contain ideas worthy of further evaluation and may be used as the design develops. These ideas could also help stimulate additional ideas by others. Evaluation Phase The purpose of the Evaluation Phase is to systematically assess the potential impacts of ideas generated during the Creativity Phase relative to their potential for value improvement. Each idea is evaluated in terms of its potential impact to performance, cost, time, and risk. Once each idea is fully evaluated, it is classified as an idea to either “Develop” or “Dismiss.” Some ideas can also be “Combined” with other promising ideas or ideas which are “Already Being Done.” The rationale for why ideas were rated highly but not developed as alternatives is documented in the Idea Evaluation section of the report. 128 Page 722 of 753 San Luis Obispo – Prado Interchange Project VA Process Development Phase During the Development Phase, the highly rated ideas are expanded and developed into VA alternatives. The development process considers the impact to performance, cost, time, and risk of the alternative concepts relative to the baseline concept. This analysis is prepared as appropriate for each alternative, and the information may include a performance assessment, initial cost and life- cycle cost comparisons, schedule analysis, and an assessment of risk. Each alternative describes the baseline concept and proposed changes and includes a technical discussion. Sketches and calculations are also prepared for each alternative as appropriate. Presentation Phase The VA study concludes with a preliminary presentation of the VA team’s assessment of the project and VA alternatives. The presentation provides an opportunity for the owner, project team, and stakeholders to preview the alternatives and develop an understanding of the rationale behind them. Implementation Phase After the stakeholders have had an opportunity to review the alternatives identified by the VA team, the team leader conducts an implementation meeting to discuss the alternatives and resolve appropriate action for each VA alternative. If necessary, any other VA report edits requested by the representatives are also made by the VA team leader and a final report is issued. This implementation meeting helps to ensure that savings or process improvements are not lost due to a lack of communication, and that those VA alternatives that are accepted are properly integrated into the project design. VA REPORT Preliminary Report: Following the completion of the VA study, the team leader compiles the information developed during the VA study into the Preliminary Value Analysis Study Report. This report, documenting viable alternatives, is provided to the customer within the timeframe requested (usually within two weeks of study completion). The preliminary report also contains a VA Study Summary Report – Preliminary Findings, designed to highlight critical elements of the VA study, including detailed documentation of VA alternatives, in a concise manner for the use of parties without the opportunity to review the report in its entirety. More details can be found in the complete preliminary report, which consists of the following documentation: Executive Summary, VA Alternatives, Project Information, Project Analysis, Idea Evaluation, and VA Process. Final Report: Once all VA alternatives have been either accepted or rejected, the team leader updates the Preliminary Value Analysis Study Report to show the final results of the study in a Final Value Analysis Study Report. In addition, a Value Analysis Study Summary Report (VASSR) is sent to Caltrans HQ to permit easy documentation into the Caltrans Annual Report to FHWA. The following Caltrans VA Study Activity Chart describes each activity. 129 Page 723 of 753 San Luis Obispo – Prado Interchange Project VA Process CALTRANS VA STUDY ACTIVITY CHART PREPARATION INITIATE STUDY Identify study project Identify study roles and responsibilities Define study goals Select team leader Prepare draft Study Charter 1 ORGANIZE STUDY Conduct Pre-Study Meeting Select team members Identify stakeholders, decision-makers, and technical reviewers Identify data collection Select study dates Determine study logistics Update VA Study Charter Identify and define performance requirements 2 PREPARE DATA Collect and distribute data Develop construction cost models Develop highway user benefit/life-cycle cost (LCC) model (if required) 3 VA STUDY Segment 1 INFORM TEAM Review study activities and confirm reviewers Present design concept Present stakeholders’ interests Review project issues and objectives Rate performance of baseline concept Visit project site 4 ANALYZE FUNCTIONS Analyze project data Expand project functions Prepare FAST diagram Determine functional cost drivers and performance 5 CREATE IDEAS Focus on functions List all ideas Apply creativity and innovation techniques (group and individual) 6 EVALUATE IDEAS Apply key performance attributes to rate idea List advantages and disadvantages Consider cost impacts Rank all ideas Assign alternatives for development 7 Segment 2 DEVELOP ALTERANTIVES Develop alternative concepts Prepare sketches and calculations Measure performance Estimate costs, LCC benefits/costs 8 CRITIQUE ALTERNATIVES VA alternatives technical review VA alternatives team consensus review Identify mutually exclusive groups of alternatives Identify VA strategies Validate performance 9 PRESENT ALTERNATIVES Present findings Document feedback Confirm pending reviews Prepare preliminary report *Interim presentation of study findings 10 Segment 3 ASSESS ALTERNATIVES** Review Preliminary Report Assess alternatives for project acceptance Prepare draft implementation dispositions **Activities performed by PDT, Technical Reviewers, and Stakeholders 11 RESOLVE ALTERNATIVES Review implementation dispositions Resolve implementation actions with decision- makers and stakeholders Edit alternatives Revisit rejected alternatives, if needed 12 PRESENT RESULTS* Present results Obtain management approval on implemented alternatives Summarize performance, cost, and value improvements *Final presentation of study results 13 REPORT DOCUMENT STUDY Document process and study findings Distribute Preliminary VA Report Distribute electronic report to HQ VA Branch Conduct Implementation Meeting 14 VA IMPLEMENTATION ACTION MEMO (If Conditionally Accepted Alternatives exist) Publish memo to document action plan to complete study Resolve Conditionally Accepted Alternatives 15 PUBLISH RESULTS Document process and study results Incorporate all comments and implementation actions Distribute Final VA Report Distribute electronic report to HQ VA Branch Update VA Study Summary Report (VASSR) Provide HQ the Final VA Report in PDF format 16 Note: The dashed boxes indicate steps that may not be required in some VA studies 130 Page 724 of 753 Prado Interchange Project City of San Luis Obispo & Caltrans District 5 VA Study Agenda WebEx Meeting Info to be provided via email / Outlook Day 1 – Monday, March 20 – City of San Luis Obispo - Prado Road Corporation Yard – Room TBD 8:30 Introductions 8:35 Brief overview of the VA Process 8:45 Overview of the Project by Designers •Purpose & Need / Scope •Issues & Concerns •Project Design Clarifications 10:00 Confirmation of Project Baseline •Discuss Cost & Schedule •Discuss and Weight Performance Attributes •Discuss and Score Current Design 11:00 VA Study Focus & Additional Q&A 12:00 Lunch 1:00 Site Visit & Observations & Initial Team Brainstorming 2:00 Team Review and Discussion of Design Documentation & Estimate Review 3:00 Initial Team Brainstorming 4:00 Adjourn Day 2 – Tuesday, March 21 – City of San Luis Obispo - Prado Road Corporation Yard – Room TBD 8:00 Review Agenda 8:30 FAST Analysis Discussion 9:30 Team Brainstorming 11:30 Lunch 12:30 Team Brainstorming (cont.) 1:00 Team Evaluation of VA Ideas 2:00 Technical Review of VA Ideas 4:00 Adjourn 𝑉𝑉𝑉𝑉𝑉𝑉𝑉𝑉𝑉𝑉=𝑃𝑃𝑉𝑉𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑉𝑉𝑃𝑃𝑃𝑃𝑉𝑉𝐶𝐶𝑃𝑃𝐶𝐶𝐶𝐶+𝑇𝑇𝑇𝑇𝑃𝑃𝑉𝑉 131 Page 725 of 753 Prado Interchange Project City of San Luis Obispo & Caltrans District 5 VA Study Agenda Day 3 – Wednesday, March 22 – City of San Luis Obispo - Prado Road Corporation Yard – Room TBD 8:00 Review Agenda & Validated VA Alternatives 8:30 Team Development of VA Alternatives 11:00 Lunch Need to be out of room between 11:00 to 1:00 1:00 Team Development of VA Alternatives (cont.) 4:00 Adjourn Day 4 –Thursday, March 23 – City of San Luis Obispo - Prado Road Corporation Yard – Room TBD 8:00 Review Agenda & Developed VA Alternatives 8:30 Team Development of VA Alternatives (cont.) 11:30 Lunch 12:30 Team Development of VA Alternatives (cont.) 4:00 Adjourn Day 5 – Friday, March 24 – San Luis Obispo – Prado Maint. Facility (w/ WebEx if needed) 8:00 Review Agenda & VA Team Recommended Strategy 8:30 Finalization of VA Alternatives 10:00 Determine and Score VA Team Recommended Strategy 11:00 Finalization of VA Design Suggestions 11:30 Lunch 12:30 Final Review of VA Alternatives, Design Suggestions, VA Study Presentation 2:00 Presentation of Initial VA Study Results (VA Team Recommended Strategy) 4:00 Adjourn Tentative VA Study Process Dates: Preliminary Report Distribution: by Friday, April 7th Review/Implementation Comments Due: by Date TBD Final Report Distribution: by Friday, May 5th 132 Page 726 of 753 San Luis Obispo – Prado Interchange Project VA Process VA STUDY MEETING ATTENDEES PM 3/20 3/21 3/22 3/23 3/24 Name Organization Position/Role E-mail X X X X X X Eric Trimble VMS VA Study Team Leader eric.trimble@vms-inc.com X X X X X Meaghan Rowland VMS Asst VA Study Team Leader meaghan.rowland@vms-inc.com X X X X X Wyatt Banker-Hix City of SLO Project Manager wbanker@slocity.org X X X X X Luke Schwartz City of SLO Transportation Manager lschwart@slocity.org X X X Kyle Anderson City of SLO kanderso@slocity.org X X Jay Walter GHD Design Manager jay.walter@ghd.com X X X X Jorge Vanegas-Moran GHD jorge.vanegas-moran@ghd.com X X X X John Rogers GHD Transportation Engineer john.rogers@ghd.com X X X X X X Jorge Aguillar Wallace Group Transportation Engineer jorgea@wallacegroup.us X X X X Paul Valadao Caltrans – D5 Project Manager paul.valadao@dot.ca.gov X Corby Kilmer Caltrans – D5 corby.kilmer@dot.ca.gov X X Scott Dowlan Caltrans – D5 scott.dowlan@dot.ca.gov X X X X X David Romero Caltrans – D5 Structures Design (VA FT) david.romero@dot.ca.gov X X X X X Alex Martinez Caltrans – D5 Structures Construction (VA FT) alex.martinez@dot.ca.gov X X X X X Adam Rianda Caltrans – D5 Construction (VA FT) adam.rianda@dot.ca.gov X X X X X Phlora Barbash Caltrans – D5 Landscape Architecture (VA FT) phlora.barbash@dot.ca.gov X X X Kristen Langager Caltrans – D5 Landscape Architecture (VA PT) kristen.langager@dot.ca.gov X X X Patrick Bolger Caltrans – D5 Landscape Architecture (VA PT) pat.bolger@dot.ca.gov X X X X Valerie Moore Caltrans – D5 Bridge Aesthetics valerie.moore@dot.ca.gov X Abraham Almaw Caltrans – HQ Bridge Architecture (VA PT) abraham.almaw@dot.ca.gov X X Kevin Mcguigan Caltrans – D5 R/W Utilities (VA PT) kevin.mcguigan@dot.ca.gov X MD Alam Caltrans – D5 Geotechnical (VA PT) md.z.alam@dot.ca.gov X X Michael Britton Caltrans – D5 Maintenance (VA PT) michael.britton@dot.ca.gov X Berkeley Lindt Caltrans – D5 Maintenance Design X X David Silverberger Caltrans – D5 Office Chief – Project Management X X Joe Erwin Caltrans – D5 Corridor Manager X Dianna Beck Caltrans – D5 Environmental Planner 133 Page 727 of 753 San Luis Obispo – Prado Interchange Project VA Process PM 3/20 3/21 3/22 3/23 3/24 Name Organization Position/Role E-mail X Sara von Schwind Caltrans – D5 X Miguel Barcenas City of SLO Deputy Director – Utilities X X Josh Erquiaga City of SLO IT Dept X Kurt Spradling City of SLO CIP X Jason Wilkinson X Richard Rosales X Kelly McClendon X Darron Hill X Aaron Henkel X Marshall Garcia X Peter Hendrix 134 Page 728 of 753 APPENDIX: Implementation Documentation and Comments Page 729 of 753 Implementation Documentation and Comments The PDT and Stakeholders reviewed all proposed alternatives presented within the Preliminary Value Analysis Study Report and provided decisions and comments concerning project decisions. The documentation is presented on the following pages. The first document includes the provided, collective decision from both the City and GHD/Bengal with full accepted alternative highlighted in green, accepted with modification in yellow, and rejected in red. The second document provides the comments for decisions from GHD/Bengal concerning the proposed alternatives. Page 730 of 753 Recommendation Overall City GHD/BengalNotes1YY NGHD ‐ Concerned about liability if speed reduced to 35 mphCity ‐ New standards will support 35 mphCaltrans ‐ Interested in design exception2YY YGHD ‐ Will Paul Gennaro have to be involved?City ‐ Excellent cost savings potentialCaltrans ‐ Yes, Paul Gennaro will make final decision3Y /Mods Y /Mods NGHD ‐ Doubtful due to soils report that CIDH can be usedCity ‐Caltrans ‐ Agree with modifications ‐ more geotech analysis required4Y /ModsY /Mods NGHD ‐City ‐Caltrans ‐5NN YGHD ‐City ‐Caltrans ‐6YY YGHD ‐City ‐Caltrans ‐VE Alternative Implementation Action Recommendation: Collective DecisionsGreen: AcceptedYellow: Accepted with ModificationRed: Rejected Page 731 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project Providing your disposition of these alternatives denotes your recommendation to implement, based on current information, in the given project development phase. It is recognized that future conditions may change this disposition. Your comments will be discussed at the Implementation Meeting where final disposition and savings validation will be determined. 1 of 9 Responses prepared by: GHD/Bengal Date: 4/24/2023 VA ALTERNATIVE 1.0 Reduce the maximum speed on structure to 35 mph Disposition Recommendation: (Select one) AGREE AGREE WITH MODIFICATIONS DISAGREE Explain, comment, and/or discuss rationale for disposition recommendation: Design Speed of 45 mph for Future/Existing Prado Road was selected in accordance with the Street Classification in the Circulation Element and in accordance with the 2020 City of San Luis Obispo Engineering Standard 1010, Section 3.1.3. Solely reducing the Design Speed of Prado Road from 45mph to 35mph does not necessitate removing the center bent proposed in the US-101 median. VA Alternative 1.0 is tied to VA Alternative 4.0 (use longer spans, removing the center bent in US-101 median). Longer spans will increase the bridge depth which will result in needing to raise the vertical profile to meet vertical clearance requirements. Reducing the design speed of Prado Road can provide more flexibility in the vertical design to raise the vertical profile to attempt to achieve longer spans with an increased bridge depth. Please note that any changes to the Prado Road Vertical Profile will need to consider future Southbound Ramps and ensure not to preclude them. There is an alternative for the Future SB Ramps that goes underneath the structure. Page 732 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 2 of 9 VA ALTERNATIVE 2.0 Reduce lane and shoulder widths where practical Disposition Recommendation: (Select one) AGREE AGREE WITH MODIFICATIONS DISAGREE Explain, comment, and/or discuss rationale for disposition recommendation: We agree that reducing the inside travel lanes from 12’ to 11’ and shoulders from 5’ to 4’ on Prado Road will result in cost savings by reducing the structure width by 4’. Lane and shoulder widths for the Prado Road Overcrossing within Caltrans right-of-way should follow the HDM design standards. HDM Index 308.1 sets 12’ Travel Lanes and 5’ Shoulders as a boldface standard. A meeting with District 5 Design staff and possibly Paul Gennaro (Caltrans Project Delivery Coordinator for Headquarters Division of Design) will need to be set up to discuss the likelihood of approving this design exceptions if it needs to be included in the Design Standard Decision Document (DSDD). Page 733 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 3 of 9 VA ALTERNATIVE 3.0 Use CIDH columns in lieu of driven piles and pile caps Disposition Recommendation: (Select one) AGREE AGREE WITH MODIFICATIONS DISAGREE Explain, comment, and/or discuss rationale for disposition recommendation: The VA team has recommended the use of CIDH columns in conjunction with longer spans to reduce the project cost. However, increasing the span lengths affects the design of the bridge's supporting foundations which are interrelated with many other factors in highway and bridge design. It is important to consider the potential ramifications of such changes, as altering one aspect can have a domino effect on others. We believe that the use of CIDH columns coupled with longer spans will significantly increase the project's cost due to several factors not solely because of the foundation type change from driven piles to CIDH piles. While we have addressed some of these factors, this topic is quite broad. Ultimately, we do not consider these recommendations to be a cost-effective and feasible alternative to the concepts presented in the approved Advanced Planning Studies, and thus would not recommend pursuing them as a "preferred alternative." Furthermore, we would like to draw attention to the issue of risk which must be considered in addition to economic considerations. For instance, building CIDH piles generally increases the danger of "claims" during construction, as most Structure Reps agree that they bring more construction risk than the use of driven piles. Additionally, there is a risk of encountering problems during construction that may lead to redesigns, delays, and additional costs associated with such issues. If even one CIDH pile must be abandoned due to equipment failure or a collapsed hole, or if testing reveals a problematic CIDH pile, the contractor has less liberty to try something else than if driven piles had been used. We also note that there are far fewer contractors who can build large CIDH piles compared to those who can drive piles. As such, risks associated with building CIDH piles can also bring associated increased costs. Page 734 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 4 of 9 Technical Aspects of CIDH Piles The technical aspects of using CIDH piles must also be considered. Designers will need more geotechnical information than what is provided in the Preliminary Foundation Report (PFR). This being said, the document was based on practical recommendations from experienced practitioners and considered a valuable resource. It seems those who suggested the use of CIDH piles should have noticed that the PFR does not recommend CIDH piles due to the presence of groundwater and sandy materials at the proposed project site. Bengal reviewed the PFR during the development of the Advanced Planning Studies (APS) and found that the recommendations to use driven piles and pile caps for the bridges were reasonable given the available information. The decision to use driven piles and pile caps in lieu of CIDH was made based on Bengal's experience with designing bridges supported by these foundation types around California including several different freeway interchanges on US-101 in District 5. We have taken into account several factors during the design process including: • Historically, the construction of large-diameter CIDH piles has exposed agencies to greater construction claims compared to driven piles. However, CIDH piles can be a suitable alternative in certain locations based on appropriate investigation and engineering. As such investigations were not undertaken at the early APS stage, the designs we included focused on driven piles and pile caps. • For larger structures, it is rare to consider using CIDH/CISS columns instead of driven piles and pile caps for bridges unless the structure crosses rivers where there is a possibility of river scour. The bridge designer usually explores these options during the Structure Type Selection Phase rather than the APS phase. • Once the bridge designer has access to data on pile vertical capacity, seismic ARS curves, and soil p-y data for static, dynamic, and liquefiable cases they can analyze the foundation of the structure for CIDH and driven piles options. If the soil strata are found to be liquefiable, as indicated by the PFR, this situation will present an added challenge for large diameter CIDH piles due to the addition of downdrag force. This will result in larger and longer CIDH piles for the structures. • When looking ahead to construction and project specifications, it is important to consider that groundwater may vary over time due to seasonal fluctuations, influences from nearby creeks, local irrigation practices, surface and subsurface flows, ground surface run-off, and other factors. If the use of CIDH piles is adopted in the design, Caltrans standard slurry displacement method and temporary casing should be anticipated throughout the entire construction process. Page 735 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 5 of 9 Use of CIDH Piles in the Center of US-101 The use of CIDH piles in the center of US-101 was a topic of discussion during the workshop. The practicality of building a bent in the median of US-101, which is supported by a pile cap and driven piles, was disputed despite this approach being commonly used in bridge construction. This method has been successfully utilized in several of our previous projects, including Storke Road, Cathedral Oaks, Betteravia, and Los Osos Valley Road overcrossings. There is adequate width in the median to allow only shoulder closures with slightly reduced lane width to accommodate construction. Therefore, we respectfully disagree with the notion that the "single span idea" is necessary to solve a problem that does not exist. Longer Spans—Increase “Demand” and Downdrag Forces It is important to note that as span lengths increase, so does loading on foundations, leading to increased static and dynamic load demands. As pile sizes increase, liquefaction-induced downdrag forces also increase due to friction between piles and downward-moving soil. Given concerns raised in the PFR specifically mentioning liquefaction, we would like to inquire how the VAT plans to address additional demand created by downdrag resulting from lengthening spans. This consideration raises an important question regarding the feasibility of the proposed VA team project approach. Page 736 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 6 of 9 VA ALTERNATIVE 4.0 Use longer spans and fewer columns with precast I-girders in lieu of CIP girders Disposition Recommendation: (Select one) AGREE AGREE WITH MODIFICATIONS DISAGREE Explain, comment, and/or discuss rationale for disposition recommendation: We understand this comment is proposed to save costs. However, should this concept be undertaken, the effect on cost will have opposite intentions: the project will cost more because of the following. 1. Precast I-girder structures are reported to be between 18% and 40% more expensive than CIP/PS Box Girder Structures as indicated by the CT Comparative Bridge Costs report of 2019. 2. The implementation of precast I-girders will have a significant impact on the roadway profile resulting in increased costs throughout the project. Further details regarding this issue are provided below – given its importance to the project. 3. Constructability when evaluating design options. For instance, the proposal to use a single span across the US-101 mainline is mentioned throughout the document, resulting in spans of approximately 250 feet across the freeway. However, it is unclear how the VA team plans to construct such a structure and why this option is preferred when simpler alternatives are available. 4. Concerns regarding the number of contractors, particularly local contractors, who will be able to bid on such a unique project compared to one designed using more manageable spans presented in the APS. 5. The implementation of unique structures such as the 250-foot long free-span suggested by the proposal presents a significant increase in risk. Notably, the construction of such structures brings with it unique risks which result in higher costs to transport and handle their installation at the site. 6. It is prudent to consider the possibility of damage to the bridge or the need for modifications in the future should an accident occur. In the event of damage or modifications, the 250-foot span is likely to be more expensive to accommodate than a conventional design. Page 737 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 7 of 9 Roadway Profile The VA team has suggested the use of a single-span bridge over US-101 as a means of saving on construction costs. However, this idea has significant implications for the roadway profiles throughout the project, as the profile of Prado Road will control the project grades. Even if the cost of design and construction for such a concept is not a concern, the use of a single-span bridge across US- 101 will require a bridge that is much thicker than the concepts shown in the APS plans. As a result, the Prado Road profile will likely be raised, pending running any numbers, by approximately 5 feet to accommodate this massive 250-foot single span. This will have a domino effect on the alignment and lengthening of the ramps to conform to US-101, thereby increasing the cost of each of these ramps. Lengthening the ramps will also pose challenges. The intersection of the ramps will likely have to be shifted northward to accommodate the more distant freeway conforms, which may impact other infrastructure, potentially requiring more right-of-way and TCEs to the north, and possibly inconveniencing access to the new RTA O&M facility. ADA-Compliance In addition to these challenges, it is crucial to consider ADA-compliance. Although the APS team has provided profiles compliant with ADA walkways, the estimates provided in the VA team information include $0 for "ADA Items" in their suggestions. Since the project design is partially controlled by ADA-compliance, it cannot be ignored when implementing the massive 250-foot single span as the Prado Road is raised and the resultant impacts on the bridge profiles. Viewshed Impacts Projects often receive public push-back, particularly regarding impact on viewsheds. Alternatives with higher profiles are generally unpopular among the public. Bengal has not seen a case where the public prefers a higher bridge over a lower. Impact to Foundations Due to Longer Spans In terms of foundations, the overall structure weight will rise due to the increased depth, and bridge support systems such as columns, abutments, and foundations will have to handle additional seismic and static forces due to the increased weight. This topic is covered in the CIDH discussion. Spliced I-Girder Construction for Longer Spans Spliced girders are precast, prestressed concrete members that are fabricated in several relatively long pieces (i.e. girder segments) that are assembled into a single girder for the final bridge structure. Designers use spliced girders to overcome limitations of fabrication, shipping, and erection of the girders. Post-tensioning reinforces the connection between girder segments. Page 738 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 8 of 9 In concrete bridge designs using spliced girders, site conditions frequently determine the span layout. Transportation constraints and facilities at the fabrication plant usually govern maximum segment size. Segment sizes are selected to accommodate these constraints and provide splices at locations that are accessible at the construction site or dictated by flexural stresses in the girder. The process of girder erection, shoring, splicing, and post-tensioning adds significant construction cost to traditional PC/PS I-girder structures. Construction Costs We know the PC/PS I-girders have a few advantages over CIP/PS Box Girders, but construction cost is usually not one of them. Regardless, the different structure types will be considered in the Structure Type Selection (STS) process and not at this APS stage. When the time for the STS comes, Bengal will duly consider the PC/PS I-Girder option. However, at this APS stage, Bengal has the knowledge and experience to see the implications generated by such profiles, span lengths, foundation locations, performance, and construction cost, and has developed a solid and feasible concept using the current information available. Practicality of Using PC/PS I-Girders on the Ramps It is also important to note that even now at the APS level, the use of longer spliced PC/PS I-girders on the NB on-ramp may not be practical as the ramp has a fairly complicated profile consisting of reversing vertical curves. Additionally, structure depth will be an important consideration because of the ramp's proximity to the freeway as it conforms to it. The difficulty of forming and pouring a roller- coaster deck on top of spliced PC/PS girders may make this idea impractical, or even infeasible, compared to the CIP/PS Box for this situation. Page 739 of 753 VA ALTERNATIVE IMPLEMENTATION ACTION RECOMMENDATION D-5 San Luis Obispo – Prado Interchange Project 9 of 9 VA ALTERNATIVE 5.0 Leave existing sewer main on current Elks Lane alignment in lieu of relocation Disposition Recommendation: (Select one) AGREE AGREE WITH MODIFICATIONS DISAGREE Explain, comment, and/or discuss rationale for disposition recommendation: We agree that the existing sewer main should be left in place and not be relocated as part of the Elks Lane Realignment. Please note that Elks Lane Realignment is not currently part of the interchange project. Although related, the realignment of Elks Lane is its own standalone project. VA ALTERNATIVE 6.0 Utilize recycled and/or reclaimed materials in project Disposition Recommendation: (Select one) AGREE AGREE WITH MODIFICATIONS DISAGREE Explain, comment, and/or discuss rationale for disposition recommendation: We agree that the project should utilize recycled and/or reclaimed materials. Page 740 of 753 sssssssssssssssFHssssss sssssFHssss407136.85410135.60 XXXXXXXXXXXXXXXXXXXXXXXXXX X X XXXXXX X XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX◊◊◊◊◊◊◊◊◊XXXXXXFHSTOP ssssss403132.74 XXXXXXXXXXXXXX XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX◊◊◊◊XFHsFHs FH409139.24144.76 XXXXXX XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX X X XXXXX XXXXXΔ0200'100'PRELIMINARY, NOTFOR CONSTRUCTION Page 741 of 753 Page 742 of 753 PRADO INTERCHANGE PROJECT UPDATE City Council Meeting September 5, 2023 RECOMMENDATION 1.Introduce a Resolution entitled “A Resolution of the City Council of the City of San Luis Obispo, California, recommending approval of the Mitigated Negative Declaration for the US 101/Prado Interchange Project”; and, 2.Adopt a Resolution entitled “A Resolution of the City Council of the City of San Luis Obispo, California, recommending approval of the US 101/Prado Road Interchange Project Report”. 2 PROJECT NEED 3 Southern SLO Vicinity Map •Hwy 101 created few east- west connections •Incoming development needs Interchange •Prado Interchange, Bridge and Extension to Broad PRADO BRIDGE 4 •Remove and replace bridge •Widen Prado/South Higuera intersection •Stabilize SLO creek •Underground all overhead utilities PRADO BRIDGE 5 •Local and Federal funds •Need to construct prior to Prado Interchange •Final Design Phase •Start Construction: Summer 2025 PRADO EXTENSION •Future extension to Broad St •Regional east-west connection •Dependent on development and property owner •Schedule unknown 6 PRADO INTERCHANGE SCOPE 7 •Continue Prado Rd over Hwy 101 •Elevate Northbound Ramps •Auxiliary lane between Prado and Madonna •Re-align Elks Lane •Widen Prado Rd PROJECT SCOPE •Floodplain analysis – regional flooding •Typical construction – compacted soil ramps to bridge •Need to construct interchange on structure 8 PROJECT SCOPE •Proposed Section – 101.5 ft wide •5 Vehicle Lanes (60 ft), separated ped and cyclist facilities (28 ft) •Bridge section subject to Caltrans oversight 9 Overcrossing Section Off/On Ramp Section PROJECT SCOPE Elks Lane Re-Alignment Plan View 10 •Re-Align Elks Lane around Interchange •Align through RTA and 40 Prado Shelter •New Intersection + WRRF/Corp Yard Entrance •Re-align trunk utilities to Corp Yard PROJECT SCOPE •Widen Prado Road to Bridge Project •Similar section to bridge 11 PROJECT BENEFITS 12 Efficient Cross-Town Link •Multi-modal •Regional (RTA, Homeless Shelter) Vehicle Miles Traveled •Citywide reduction of 0.5% Local + Regional Congestion relief •Madonna, LOVR and South Higuera •Madonna + LOVR Interchange •Hwy 101 Local + Regional Benefit – Funding Partners Vehicle Trips by Source DELIVERY PROCESS City – Caltrans Collaborative Project City to: •Lead design + construction •Maintain roadway Caltrans to: •Review all deliverables •Approve plans, reports, environmental •Maintain Structure City and Caltrans have worked together since 2016 13 Construction “Build the Interchange” Start 2027 DELIVERY PROCESS 14 Project Study Report (PSR) “Do we need an interchange?” Completed 2018 Project Alternatives/ Environmental Document (PA/ED) “What type of interchange is best?” To be completed 2023 Plans, Specifications and Estimate (PS&E) “Design the Interchange” To be completed late 2026 DELIVERY PROCESS 15 Task Status Notes Traffic Study Complete Completed 4/2023 30% Plans and Cost Estimates Complete Completed 11/2022 Value Analysis Complete Completed 5/2023 Selection of Preferred Alternative (A3)Complete Completed 7/2023 CEQA IS-MND In Progress City Council to Approve, Caltrans Final Approval NEPA CE In Progress Caltrans staff to draft + approve Project Report In Progress City Council to Approve, Caltrans Final Approval Key Deliverable Summary – PA/ED Phase After Project Report – City & Caltrans sign Coop Agreement for next phase – PS&E VALUE ANALYSIS •Federal Third-Party Review of project •City-Caltrans-Consultant review of scope, schedule and cost •Recommendations - City and Caltrans team approved •Confirmation elevated interchange 16 VALUE ANALYSIS 17 Use Cast-In-Drilled-Hole instead of driven piles Construct long-span pre-cast girders: reduce columns Reduce vehicle speeds for tighter vertical curves Reduce lane widths: narrow bridge Utilize recycled materials 1 2 3 4 5 ENVIRONMENTAL 18 CEQA (State) and NEPA (Federal) Environmental documents being prepared NEPA: Caltrans to prepare and approve •Categorical Exemption (CE) CEQA: City to prepare, Caltrans to approve •Initial Study – Mitigated Negative Declaration (IS-MND) NEPA and CEQA contain Technical Reports: Caltrans to review and approve ENVIRONMENTAL 19 Recommendation: Approve Mitigation Measures to avoid significant impacts Tech reports study areas that could impact the community or environment •Aesthetics: Need to Mitigate •Agriculture & Forestry: Need to Mitigate •Air Quality: Need to Mitigate •Biological Resources: Need to Mitigate •Noise: Need to Mitigate •Transportation: Need to Mitigate ENVIRONMENTAL 20 Air Quality •Restrict idling of vehicles •Water trucks/stockpile management •Soil sampling (asbestos) Biological Resources •Survey species of interest (Monarch butterfly, Red Legged Frog, Steelhead) •Biologist to monitor worksite •Replant disturbed project area ENVIRONMENTAL 21 Noise •Monitor vibrations during drilling •Require mufflers on equipment Traffic •Full closure of Prado Road and Elks Lane •Update emergency services prior to road closures •Contractor to prepare traffic handling plan PUBLIC OUTREACH CEQA adoption requires a 30 -day public comment period •Federal, State and local agencies encouraged to comment •AB 52 outreach to Tribal agencies Comments incorporated into final IS-MND 22 PUBLIC OUTREACH Public meeting on February 15th 2023 at the Corp Yard Project stations covered: •Scope, Schedule and Budget •Environmental Impacts •Design (Roadway and Bridge) •Traffic Received + responded to 11 comments 23 Recommendation: Recommend Approval of IS-MND to Caltrans PROJECT REPORT All information from PA/ED Phase (All Alternates) •30% Plans and Estimates •Traffic Impacts •Non-Standard Caltrans features •Value Analysis Recommendations •CEQA + NEPA impacts Recommendation: Recommend preferred Alternative to move into PS&E 24 DESIGN ALTERNATIVE: ALT A3 •Tight Diamond •Signalized intersection •Familiar elevated construction •Coordinate with Prado/Elks signal •Smallest footprint Total Construction Costs: $97 million City/Caltrans Staff recommend this Alternative 25 US 101 NB OFF-RAMP NB ON-RAMP FUTURE ELKS LANE •Tight Diamond •Roundabout intersection •Concerns with elevated roundabout: •Untested design •Challenging construction •Vehicle queuing concerns •Never attempted in North America Total Construction Costs: $98 million 26 DESIGN ALTERNATIVE: ALT A1R US 101 NB OFF-RAMP NB ON-RAMP FUTURE ELKS LANE •Partial Cloverleaf •Roundabout intersection •Roundabout concerns •Right-of-Way take: •Corp Yard Relocation •WRRF Clarifier Total Construction Costs: $122 million 27 DESIGN ALTERNATIVE: ALT A4R US 101 NB OFF-RAMP NB ON-RAMP FUTURE ELKS LANE PROJECT REPORT •City/Caltrans staff agree: Alt A3 should proceed to PS&E •Final Step in PA/ED phase •Ready for Council Approval Recommendation: Recommend Approval of Project Report to Caltrans 28 SCHEDULE AND BUDGET •From VA: Re-calculate structures cost •Structure largest factor •Alt A3 least expensive option 29 Alternative A1R A3 A4R Roadway:9,434,000$ 11,543,400$ 11,564,600$ Structure:76,881,800$ 74,528,600$ 78,546,000$ ROW/Utility:5,724,000$ 5,724,000$ 26,054,800$ Elks Lane:3,180,000$ 3,180,000$ 3,180,000$ Corp Yard Impr:1,060,000$ 1,060,000$ 1,060,000$ Prado Widening:1,590,000$ 1,590,000$ 1,590,000$ Total:97,900,000$ 97,700,000$ 122,000,000$ Costs escalated to 2028, 3% / year SCHEDULE AND BUDGET •Range of costs based on inflation •California Construction Cost Index – 6% / year since 2018 •Costs split between funding partners: SLO County, San Luis Obispo Council of Governments and San Luis Ranch Developer •Split based on traffic 30 Base Year (2023):84,800,000$ 3% Inflation: 97,600,000$ 5% Inflation:106,000,000$ 8% Inflation: 118,800,000$ Alt A3 Construction Costs Costs escalated to 2028 SCHEDULE AND BUDGET Key drivers of schedule: •Complexity of design •Value Analysis recommendations •City/Caltrans review of deliverables Start PS&E: Early 2024 Start Construction: Summer 2027 31 Project Phase Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 PA/ED PS&E Advertise and Award Construction FY 23/24 FY 24/25 FY 25/26 FY 26/27 Note Q1 = July 1st 2023 NEXT STEPS Send Project Report and IS-MND to Caltrans Request for proposals: Final Design Sign coop agreement: Enter PS&E Start PS&E Work: Value Analysis 32 1 2 3 4 RECOMMENDATION 1.Introduce a Resolution entitled “A Resolution of the City Council of the City of San Luis Obispo, California, recommending approval of the Mitigated Negative Declaration for the US 101/Prado Interchange Project”; and, 2.Adopt a Resolution entitled “A Resolution of the City Council of the City of San Luis Obispo, California, recommending approval of the US 101/Prado Road Interchange Project Report”. 33 SCHEDULE AND BUDGET Total costs include design of Alt A3, services during construction, and construction costs 35 Expense Phase Amount Design:PS&E 8,000,000$ Construction Management:PS&E 10,000,000$ Construction Admin:PS&E 2,000,000$ Construction:CON 106,000,000$ 126,000,000$ Total Projects Costs: Alt A3 Construction Costs 1.Deny Recommendations to Approve IS-MND and Preferred Alternative.Staff does not recommend this option as it would delay execution of this project. Recommendation by Council is preferred by Caltrans Administration prior to final Caltrans approval and signatures on the Final Project Report and environmental documents.Delay of these recommendations would delay transition to the PS&E phase,which in turn result in further escalation of project costs. 36 ALTERNATIVE RECOMMENDATION