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HomeMy WebLinkAboutItem 7b. 2024 Public Works Maintenance Division Staffing Study Item 7b Department: 6 Cost Center: 5000 For Agenda of: 1/14/2025 Placement: Business Estimated Time: 30 Minutes FROM: Matt Horn, Public Works Director Prepared By: Greg Cruce, Deputy Director of Public Works – Maintenance Operations SUBJECT: PRESENT THE 2024 PUBLIC WORKS MAINTENANCE DIVISION STAFFING STUDY RECOMMENDATION Receive and file the 2024 Public Works Maintenance Division staffing study final report (Attachment B). POLICY CONTEXT During the 2023-25 budget setting process, the City Council set four Major City Goals, which included: 1. Climate Action, Open Space & Sustainable Transportation, 2. Diversity, Equity and Inclusion (DEI), 3. Economic Resiliency, Cultural Vitality and Fiscal Sustainability, and 4. Housing and Homelessness. The scope of services completed by the Public Works Maintenance Division is extensive and plays an integral part of all Major City Goals. DISCUSSION Background The Public Works Department is one of ten departments within the City and has 116 full - time and supplemental staff members. The department has three separate divisions: Engineering, Maintenance Operations, and Mobility Services. The Public Works Maintenance Division (Maintenance Division) is the largest division within the department and consists of 53 staff members. The Maintenance Division is responsible for maintenance and repair of City facilities, fleet assets, parks and landscaped areas, and all City-owned infrastructure within the public right-of-way, which includes streets, streetlights, traffic signals, sidewalks, signs, furnishings, and trees. In addition to regular preventative and reactive maintenance, the division supports a wide array of sp ecial events and City emergencies throughout the year on a planned and unplanned basis. The division is also responsible for managing clean ups of encampments and abandoned trash in the public-right-of-way, City parks and City facilities. This work is completed by seven separate operating programs within the division: Facilities Maintenance, Fleet Maintenance, Parks Maintenance, Streets and Sidewalk Maintenance, Signals and Page 471 of 619 Item 7b Streetlight Maintenance, Swim Center Maintenance, and Urban Forest Services. Over the past five years, the City has experienced considerable growth in residential and commercial development, resulting in additional infrastructure maintenance needs. For example, new parks are often required as part of a larger residential development , which necessitate added maintenance services to maintain the new parks. Additionally, the passage of Measure G-20 in the 2020 November general election increased the local sales tax revenue in the City by an additional 1% (from 0.5% to 1.5%), enabling the City to deliver a larger capital plan annually, expanding the City’s maintenance needs. Lastly, implementation of new technology such as AskSLO, sustainability goals, and addressing homelessness and community expectations are resulting in a higher level of maintenance needs. As the roles, responsibilities, and expectations of the Maintenance Division have increased in the past five years, department leadership has explored structural changes within the division and evaluated methods of service delivery to meet the changing and dynamic environment. The purpose of this Council discussion is to provide a current overview of the City’s different maintenance programs, a recently completed assessment of the Maintenance Division by consulting firm Baker Tilly, and their recommendations on immediate resource augmentation priorities. Staff further invite City Council comments, questions, and general input on the Public Works Maintenance Division. Attachment A provides the current context for the Maintenance Division in detail and an overview of the Baker Tilly report. This supplemental report includes an overview of the major maintenance functions, historic staffing levels, current challenges and opportunities, as well as immediate and long-term needs. Attachment B is the resource report provided by Baker Tilly. Their assessment was supported by review of relevant City documents and work order data, interviews of City staff and key stakeholders, and review of peer city data review and maintenance best management practices. Baker Tilly considered the current context and analy zed all the data to form 24 recommendations. The recommendations fall into five major categories:  Organizational Structure and Staffing  Performance Measurement/Management  Technology and Tools  Service Level Agreements  Strategic Communication Several of their recommendations are minor in cost (staff time primarily), such as evaluating the need for future resources as new assets like parks come online in the future, developing performance measurements, and improving communications and expectations with regard to the online tool Ask SLO. Page 472 of 619 Item 7b Other recommendations are more resource heavy. Those come in the form of recommendations for additional staffing. The table below outlines Bake r Tilly’s recommendations for immediate staffing additions. (Some of the recommendations have already been implemented). Baker Tilly Recommended Immediate FTE Needs Priority Program Request Annual Cost 1 Fleet Lead Mechanic*1 $100,447 2 PW Admin Maintenance Superintendent (2 FTE)** N/A 3 Parks Parks Crew Coordinator** N/A 4 Facilities Facilities Technician* $92,325 5 Fleet Fleet Specialist (Half Time to Full Time)* $41,223 6 PW Admin Business Analyst $119,828 Total $353,823 * Request titles that are appended by an asterisk (*) indicate the request is considered internal services and support work efforts from different departments and programs within the City. These positions result in partial reimbursement to the General Fund for work that is specific to the Parking, Sewer and Water Enterprise funds. ** The addition of two superintendents was recommended to enhance operations, long - range planning, and overall management support. These positions were added at the 2024-25 Supplemental Budget, with one Superintendent managing the Parks Maintenance and Urban Forestry Programs and the other overseeing Streets Maintenance, Signals and Streetlight Programs. The new management layer will also aid with succession planning and opportunities for staff advancement. One Parks Crew Coordinator position was also created in the 2024-25 Supplemental Budget, utilizing existing financial resources to not increase the department’s overall budget. Previous Council or Advisory Body Action The City had a third party conduct an organizational assessment of the Public Works Department as a whole in 2011, which included an analysis of the Maintenance Division as part of the work. Public Engagement Engagement work for this resources report was focused on City Management, Department Directors and Deputy Directors, and Maintenance Supervisors. External engagement was completed with the Downtown SLO CEO as a frequent stakeholder in maintenance activities and downtown partner. CONCURRENCE 1 The Lead Mechanic job description does not currently exist; the anticipated expense was used from similar positions in the City’s salary schedule. Page 473 of 619 Item 7b The staffing study final report has been shared with the Human Resources and Finance Departments. ENVIRONMENTAL REVIEW The California Environmental Quality Act does not apply to the recommended action in this report, because the action does not constit ute a “Project” under CEQA Guidelines Sec. 15378. FISCAL IMPACT Budgeted: No Budget Year: 2025-2033 Funding Identified: No Fiscal Analysis: Funding Sources Total Budget Available Current Funding Request Remaining Balance Annual Ongoing Cost General Fund $ $ $ $ State Federal Fees Other: Total $TBD $TBD $ $TBD The implementation of new positions will have a fiscal impact to the City. The exact impact is unknown at this time as it will vary depending on the number of positions added and hired and the cadence at which they are hired. Included as Attachment C to th is report are three different options for phased implementation of th e Baker Tilly report’s recommendations as well as ongoing costs. It should be noted that future costs shown in future years will need to be escalated with the appropriate inflationary in dex. ALTERNATIVES Council could decide to not receive and file the staffing study. This action is not recommended by staff as the staffing study provides an updated, comprehensive department analysis and identifies areas for procedural and staffing impro vements. ATTACHMENTS A - Maintenance Division Overview B - Baker Tilly Resources Report C - Phased Resource Implementation Options Page 474 of 619 ATTACHMENT A MAINTENANCE DIVISION ORGANIZATIONAL REVIEW UPDATE (Supplement to the 2024 Baker Tilly Resource Report) BACKGROUND In June 2023, Baker Tilly a consulting firm that focuses on municipal needs related to executive support, organizational enhancements, performance and process improvements, and strategic planning began work on a Maintenance Division Organizational Review for the City of San Luis Obispo’s Public Works Department. That update was completed, and a report was submitted to the City on May 14, 2024 and is included as an attachment to the staff report. The roles, responsibilities, and expectations of the Maintenance Division within the Public Works Department have increased in the past five years, causing department leadership to explore structural changes within the division and evaluate methods of service delivery to meet the changing and dynamic environment. This report is based upon information gathered from a re source review completed by the consulting firm Baker Tilly and provides additional background and, as appropriate, recommendations for the Department’s future resource planning based on Baker Tilly’s analysis. Part 1: Maintenance Division and Resource Assessment Introduction Division Overview and Project Approach The Public Works Department is one of ten departments within the City and has 116 full - time and supplemental staff members. The department has three separate divisions: Engineering, Maintenance Operations, and Mobility Services. The Public Works Maintenance Division (PWMD) is the largest division within the department and consists of 53 staff members. The PWMD is responsible for maintenance and repair of City facilities, fleet assets, parks and landscaped areas, and all City-owned infrastructure within the public right-of-way, which includes streets, streetlights, traffic signals, sidewalks, signs, furnishings, and trees. In addition to regular preventative and reactive maintenance, the division supports a wide array of special events and City emergencies throughout the year on a planned and unplanned basis. The division is also responsible for managing homeless encampment clean ups and abandoned trash in the public-right- of-way, City parks and City facilities. This work is completed by seven separate operating programs within the PWMD: Facilities Maintenance, Fleet Maintenance, Parks Maintenance, Streets and Sidewalk Maintenance, Signals and Streetlight Maintenance, Swim Center Maintenance, and Urban Forest Services. Over the past five years, the City has experienced considerable growth in residential and commercial development, resulting in additional infrastructure maintenance needs. For Page 475 of 619 Document Review Key Stakeholder Interviews Peer Agencies Comparison Best Management Practices example, new parks are often required as part of a larger residential development, which necessitate added maintenance services to maintain the new parks. Additionally, the passage of Measure G-20 in the 2020 November general election increased the local sales tax revenue in the City by an additional 1% (from 0.5% to 1.5%), which is allowing the City to deliver a larger capital plan annually, expanding the City’s maintenance needs. Lastly, implementation of new technology, sustainability goals, and addressing homelessness and community expectations are resulting in a higher level of maintenance needs. To address this, the department contracted with Baker Tilly, a local government consulting firm, to perform an organizational assessment of the PWMD. The assessment was focused on the Maintenance Division’s organizational structure, work practices, and staffing levels to ensure the division is contributing to a clean, safe, and beautiful SLO. In preparation to provide the final report and recommendations to the City, Baker Tilly’s primary areas of focus were: Summary of Findings Baker Tilly reviewed the local survey data and comparative analysis with other cities to develop 24 different recommendations, which fit into three themes: A comprehensive explanation of the recommendations can be found in the consultant’s report (Attachment B to the staff report) and will be discussed below at a high level. Within the 2024-25 Supplemental Budget, the department was able to implement some recommendations that did not increase the department’s overall budget. These recent organizational changes will be discussed in this section with specific staffing positions being covered in Part 2 of this attachment. Organizational Structure and Staffing One of the critical challenges facing the PWMD is the span of control in certain programs is rather broad. While there is no universal ideal number of direct reports, the ratio in the Parks and Streets Maintenance Programs is large with the supervisor managing 15 direct reports. This has led to many staff working independently and on different complex tasks without sufficient supervision. The ratio within the programs results in overburdened supervisors, which impact the programs’ ability to allocate adequate attention to strategic planning, process improvements, and performance management. Organizational Structure and Staffing Performance Measures Technology and Tools Page 476 of 619 The PWMD has a relatively flat structure, with five maintenance supervisors reporti ng to the Deputy Director – Maintenance Operations. Additionally, not all of the programs have the support of Maintenance Coordinators (a position in between front-line staff and supervisors), which hinders effective management oversight of the operations . The addition of two superintendents was recommended to enhance operations, long -range planning, and overall management support. These positions were added at the 2024 -25 Supplemental Budget, with one Superintendent managing the Parks Maintenance and Urban Forestry Programs and the other overseeing Streets Maintenance, Signals and Streetlight Programs. The new management layer will also aid with succession planning and opportunities for staff advancement. Capital projects implemented by the City gene rally require an increased level of maintenance, but additional resources are not always available to support this need. Baker Tilly recommends that an analysis of maintenance resources and requirements be reviewed and discussed prior to implementing new work programs and the investment into new City assets (such as parks and facilities). While this work does occur currently, the level of detail and depth of analysis varies from project to project. The assessment includes multiple recommendations specific to Parks Maintenance staffing aside from creating new positions. These recommendations are targeted to increase efficiencies, which include:  Create a maintenance plan for the parks system and update the plan as new parks come on-line. The program has individual maintenance plans for select parks, but many are outdated, and the current staffing capacity does not allow for th e continual update to these documents.  Assign a Parks Maintenance Specialist to respond to impacts related to homelessness and vandalism within the parks. Adding an FTE position to address these impacts such as vandalism, trash, graffiti, and encampments in the City’s parks would allow this need to be addressed without re-tasking a Parks Maintenance Specialist from their assigned duties. While this workload would vary, it is thought this person could also address recycling trash collections in the parks system as a recycling program in all parks continues to be a community priority.  Evaluate dividing the parks into sections and utilize a team-based approach to parks maintenance. This maintenance approach is common in mid to larger sized municipalities for maintaining parks. The City’s current model has an assigned staff member to specific parks to complete all maintenance. This has proven effective by allowing the staff member to become more familiar with the facilities they maintain and the community members who frequent the facilities. Staff recommends continuing with the site-specific Parks Specialist approach as the benefits of having staff familiar with all aspects of the facility, including the community who use them is greater than the benefits of a team -based approach. Page 477 of 619  Evaluate the consolidation of golf maintenance with parks maintenance. Currently, maintenance of the Laguna Lake Golf Course is managed by the Parks and Recreation Department. Staff have had discussions about the consolidation, and these conversations will continue as appropriate. Baker Tilly also recommends that maintenance programs increase t he use of contract services for reoccurring routine tasks, such as mowing of turf and cleaning of downtown sidewalks for cleanliness. Due to the amount of time spent on these tasks by current staff, increasing contract services in these areas would be a good value for the City and allow staff to focus on higher level tasks within their current scope and job descriptions. Performance Measures Performance Measurement is an important tool for evaluating service effectiveness and efficiency. This is done through continuous data collection and reporting on selected services and programs. When the PWMD first implemented its asset management software, CityWorks, each program supervisor was responsible for the implementation, which resulted in an inconsistent approach. Prior to the assessment of Baker Tilly, staff identified this issue and has been working to create consistency among the different maintenance programs. More work is needed in this area and staff is evaluating how best to use existing resources to complete the day-to-day work and focus on and complete higher-level tasks, strategic planning, which would include a comprehensive performance measure reporting system. Technology and Tools In 2022, the City launched an online (website and smartphone app formats) resident engagement platform, known as “Ask SLO”. This program is very popular with the community with nearly 2,000 requests in the first year of service. The popularity continued to grow in the second year with over 2,200 requests submitted to the Public Works Department alone, with approximately 80% of those requests assigned to PWMD programs. This high volume of work orders has strained PWMDs capa city and required staff to prioritize requests based on type. This can cause angst by the reporting party and a perception the City has forgotten about the request. The division continues to refine the use of Ask SLO with standard responses qualifying requests that include:  Notification that a work order has been assigned to the appropriate program .  Notification that the work order has been completed, and the issue is resolved.  The work requested is part of a routine work program with links to schedules a nd details on the work program.  The request is not within the City’s jurisdiction and the appropriate agency has been notified.  The repairs are the responsibility of the private property owner, and the City has noticed the responsible party. The PWMD provides service to both internal and external customers. Internal customers are typically other departments, programs or staff that work within the City organization and external customers are the community the City organization services. Service Level Page 478 of 619 Agreements (SLAs) are formal agreements between a service provider (PWMD) and an internal customer group, in this case, other departments and programs within the City. SLAs are an effective way to define the expected level of service by outlining the specific services provided to the customer. The PWMD has implemented multiple SLAs with various City departments. This has proven an effective way for maintenance programs to focus on core services first ahead of other requests that may be unique or outside the program’s typical work parameters as resources permit. The division could benefit from implementing additional SLAs and intends to do so as capacity grows. Part 2: Overview of the Public Works Maintenance Division Programs Part 2 of this supplemental report includes an overview of each of the Maintenance Division Programs. Each section includes recommendations made by Baker Tilly, with a focus on the immediate resource needs. Baker Tilly alludes to the need to perform an evaluation of long-term needs, in several of their recommendations, when contemplating new capital projects and new assets. Facilities Maintenance & Swim Center Maintenance The Facilities Maintenance Program consist of two programs, Facilities and the Swim Center. Programs Description The Facilities Maintenance Program provides interior and exterior maintenance services for most City building types, except for the Treatment Plants, Pump Stations, Parking Garages, Transit Yard, Parks Restrooms, Laguna Lake Golf Course, and City Adobes. The program oversees unplanned repairs to existing building features such as roofs, ceilings, walls, floors, doors, windows, plumbing, electrical systems, Hayworth systems furniture, security and fire alarm systems and heating, ventilation, and air conditioning systems (HVAC). The program also oversees planned and budgeted minor capital improvement projects related to building maintenance that are not costly or complex enough to require engineering oversight, as well as contract services for HVA C, janitorial services, fire suppression, limited first aid kit service, elevator inspection, alarm monitoring and testing, sprinkler system testing and certification, and pest control. The Swim Center Maintenance Program maintains the swimming/diving poo l and the therapy pool including all water treatment and mechanical equipment in compliance with Health Department Standards. Additionally, this program oversees the two bathhouses and swim deck area. These facilities are located at the pool complex located at Sinsheimer Park and referred to as the SLO Swim Center. Core Services & Objectives  Maintain the aquatic facilities in a clean, safe, and efficient manner  Provides skilled maintenance and specialized technical services  Oversee contract maintenance services Page 479 of 619  Operates the aquatic facilities in compliance with Health Department Regulatory requirements  Maintain City buildings in a clean, safe, and efficient manner  Provides skilled maintenance and specialized technical services  Oversee contract maintenance services  Provides technical support and consultation services for building improvements Recommendations Each of the two Facilities Maintenance Programs has a specific operating budget; however, roles and responsibilities are similar and the five technicians often cross program lines to assist with completing the work as both programs are managed by the same supervisor. The Programs are currently responsible for maintaining approximately 238,000 square feet of City facilities and two pools. The current mechanical, security, and electrical systems within the facilities are becoming increasingly more complex, requiring an increased workload for the program. Baker Tilly is recommending one additional full-time Facilities Aid to assist the program completing the lower-level technical work, which will allow the senior technicians to focus on more complex work and provide an opportunity for proper training of complex mechanical systems as the new technician gains experience. The division transitioned to Skills Based Pay in 2015, with a single job description and nine steps, depending on skill level. The recommended Facilities Aid would be comparable to a Facilities Maintenance Technician, step 1, which staff has included in the recommendations. Facilities Maintenance Program has maintained the same staffing levels since 1998. Since that time the program has added the following facilities: Public Safety Dispatch Center, Fire Department Museum and Warehouse, 919 Palm Offices, Corp Yard Warehouse, Therapy Pool, Railroad Museum, and the new Police facility at 1106 Walnut. Facilities Maintenance Historic Program Staffing Levels 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 6.5 Historic Work Order Count N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1021 1365 1308 1174 1026 1202 1228 1188 1372 1649 1656 Resources Existing Recommended 1 – Supervisor 1 - FTE Facilities Maintenance Aid 5 – Facilities Technicians 0.5 – Supplemental Pool Aid Page 480 of 619 Fleet Maintenance Programs Description The Fleet Services Program is responsible for the procurement, disposal, maintenance and repairs of all City vehicles and construction equipment except those used in the Transit Program and Fire Department. Core Services & Objectives  Provides a safe and reliable City fleet balancing maintenance and capital costs  Provides comprehensive support for Police fleet asset maintenance and repair  Responsible for safeguarding and disposal of automotive waste material stored at the Corporation Yard  Provides specialized maintenance and fabrication services  Completes vehicle procurement and disposal  Completes reporting for State and Federal regulatory programs  Completes fuel purchasing  Maintains fuel dispensing station, EV chargers, and vehicle wash facility at the Corp Yard Recommendations The current inventory consists of approximately 300 assets, which are maintained by three mechanics, one supervisor, and one half-time fleet specialist. The total number of assets maintained by the program has risen over the years with the addition of more vehicles and equipment to meet increased service demands by other programs and departments. Industry standard for municipalities is one mechanic per 55-60 assets, in addition to support staff such as management, service writers, and administrative assistants. Fleet Maintenance provides core backbone services to other programs and departments throughout City operations that require vehicles and heavy equipment to complete work. Fleet staff is routinely called upon throughout the day to assist with breakdowns, dead batteries, trailer/equipment issues, warning lights, and other issues that must be prioritized in order to keep customer operations efficient and productive. Baker Tilly is recommending that a lead mechanic and a mechanic helper position be added to fleet. Staff supports the recommendation of the Lead Mechanic and is proposing increasing the current half-time Fleet Specialist to full-time and adding a half-time Intern position in lieu of the Mechanic Helper, which will result in similar cost, and increase support for the program. Increasing the Fleet Specialist to full-time will assist in recruiting Page 481 of 619 and retaining a qualified employee as well as ensure mechanics work is scheduled appropriately and staff has the parts needed to complete their work. Fleet Maintenance Historic Program Staffing Levels 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 3.5 3 3 3 3 4 4 4 4 5 5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 Historic Work Order Count1 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 794 1385 1368 1262 1290 1075 1514 Resources Existing Recommended 1 – Supervisor 1 – Lead Mechanic 3 – Fleet Mechanics 1 – Mechanic Helper 0.5 – Fleet Specialist Parks Maintenance Program Overview The Park Maintenance Program maintains City parks and landscaped areas and oversees contract services for janitorial maintenance of restrooms and park buildings and landscape maintenance of smaller parks and medians. Core Services & Objectives  Provides the community with safe park facilities  Partner with the Parks and Recreation Department to provide venues for recreational programs and services  Provides maintenance of park and other landscaped areas  Provides special event support Recommendations 1 AssetWorks, the current fleet software was implemented in 2017, statistical data prior to this was not available. Page 482 of 619 Parks Maintenance current inventory of facilities is 26 parks and nearly 100 landscaped locations throughout the City, all of which are maintained by 10 Specialists. The Specialists, who maintain anywhere from one to four facilities depending on size, are supported by a Crew Coordinator, Beautification Gardener, Technician, Supervisor, and Superintendent. Additional facilities in the Righetti and Avila Ranch Developments are currently in design. Upon completion, it will ultimately increase the number of parks to 35 in the next several years. It should be noted that the Avila Ranch Parks, North Broad Street Park, and Righetti Ranch Parks were not considered for the staffing recommendations by Baker Tilly. The Avila Ranch Development has six additional facilities planned within the development, including a sport complex, and additional resources will be needed to maintain these parks. As designs are finalized with all amenities included, staff will have a better understanding of the overall resource need. The Community Services District funds for Avila Ranch will be recommended for use to fund the maintenance costs of these facilities. Baker Tilly’s report recommends adding a Maintenance Superintendent and a second Crew Coordinator to the program. The existing Crew Coordinator splits their time between supporting field staff and performing technical work such as electrical, plumbing, and locksmithing. Adding a Parks Technician position in lieu of a second Crew Coordinator was the preferred approach for staff and will allow the current Coordinator to solely focus on crew support, while the Parks Technician will spend their time on technical repairs within the parks. The program was successful in adding two recommended positions during the 2024-25 Supplemental Budget process, one Maintenance Superintendent and a Parks Maintenance Technician which is already showing positive results. Parks Maintenance Historic Program Staffing Levels 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 9 9 9 9 12 12 12 12 12 12 12 12 12 12 12 12 12 12 13 15 16 Historic Work Order Count N/A N/A N/A N/A N/A N/A N/A N/A N/A 1260 7481 8547 9373 8497 6154 3526 3109 2245 4827 5245 5531 Resources Existing Recommended 1 – Superintendent (shared with Urban Forest) Completed 1 – Supervisor 1 – Crew Coordinator 1 – Beautification Gardener 1 – Parks Technician 10 – Parks Specialist 6 – Supplemental Staff Page 483 of 619 Urban Forestry Program Description The Urban Forestry Program maintains the urban forest located in the public right-of-way and park areas by pruning, removing, replacing, and planting trees. Core Services & Objectives  Provide and maintains a sustainable urban forest to increase neighborhood wellness, increase carbon sequestration to mitigate impacts of climate change, and provides aesthetic and other quality of life improvements to the community  Maintains the City’s inventory of publicly owned and maintained trees within streets and parks Recommendations The Urban Forestry Program within the Public Works Department contracts out a majority of preventative zone pruning and uses the contractor for large -scale planting projects. The in-house crew currently consist of two urban foresters who respond to tree related emergencies, complete work orders and Ask SLO requests, and prune trees at City parks and facilities. Baker Tilly did not make any recommendations since the program was extensively assessed in 2022 through an organizational assessment, staffing plan, and community forest plan. Urban Forest Historic Program Staffing Levels 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 3 3 3 4 4 4 4 4 3 3 4 4 4 4 4 4 4 2 2 2 2 Historic Work Order Count N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 712 731 476 532 333 608 663 213 166 133 157 Recommended Resource Augmentation Existing Recommended 1 – Superintendent (shared with Parks) None 2 – Urban Foresters Streets Maintenance Program Description The Street Maintenance Program maintains the paved portion of the City’s streets and manages the sidewalk maintenance program. Staff within this program repair and Page 484 of 619 reconstruct streets, as well as sidewalks damaged by City owned street trees. They maintain street furnishings, signs, and pavement markings, provides regular downtown trash pickup, oversees sidewalk scrubbing, and provides weekly traffic control for the Farmers’ Market. Core Services & Objectives  Provides the community safe public transportation Infrastructure  Maintains existing roadway infrastructure including pavement, striping and signs  Provides traffic control services and vehicle barrier protection for Farmer’s Market  Provides sidewalk pressure washing services, cleaning, and downtown specific maintenance Recommendations Streets Maintenance plays an integral role in the City’s Pavement Management Plan, working ahead of the bi-annual slurry seal project. The core functions of the program’s work include inspection of 143 miles of pavement and 240 miles of sidewalk in nine zones throughout the City, which is completed by eight Streets Operators and supported by two Crew Coordinators, one Supervisor, and Superintendent. Sidewalks with defects are temporarily repaired in conformance with the City’s adopted Sidewalk Inspection Program by grinding, ramping, or patching (GPR); and replacement when extensive damage exists that is a result of a City street tree. When sidewalks are damaged b eyond the crew’s ability to effectively mitigate with temporary GPR repairs, the adjacent property owner is sent a Notice to Correct, informing them of their responsibility to repair the sidewalk. Crews also prepare the pavement for a slurry seal treatment by replacing deteriorating sections of asphalt followed by crack sealing. The final tasks include replacement of damaged signs and curb painting. The pavement zone work completed by Streets Maintenance has historically been focused in residential zones , also known as “Local Streets”, where the crews can maximize efficiencies by reduced standards of traffic control required. As identified in the 2022 Study Session on the City’s Pavement Management Plan, the work performed by Streets Maintenance has directly elevated pavement condition index (PCI) on local streets at a good value to the City. Page 485 of 619 Three maintenance worker positions were added to the program in 2022 to deliver an elevated level of cleaning and maintenance in the downtown. This staff works exclusively in the downtown cleaning sidewalks and pavement markings, completing sidewalk maintenance, street furnishing, painting, and other similar maintenance. The program is also responsible for traffic control for Farmers’ Market, which includes deployment and retrieval of 46 devices two mornings each week and is completed by the mentioned downtown staff. These devices create a hard closure and higher level of protection to the pedestrians visiting the market. Sidewalk cleaning and barrier deployment must occur in the early morning hours. Street sweeping is an important urban maintenance function complet ed by Streets Maintenance. The program has one full-time sweeper operator who has been operating at maximum capacity for some time. To meet the requirements of regulatory agencies and community expectations, the cleaning of new protected bicycle and pede strian improvements are completed by a street sweeping contractor. The additional funding was approved in 2021-23 Financial Plan and remains adequate in meeting demands, which includes weekly bike lane cleaning in the downtown and monthly cleaning for all other bicycle facilities, pedestrian improvements, and new residential streets. As new developments are accepted by the City that require the street sweeping, additional contract funding will be necessary. During the 2024-25 Supplemental Budget process, a Public Works Maintenance Supervisor position was reclassified to a Maintenance Superintendent to manage the Streets and Signal & Streetlight Programs, and an existing Maintenance Coordinator position was reclassified to a Crew Coordinator, as recommended by Baker Tilly. Like with the Parks Maintenance section, Baker Tilly recommends considering increased contracts services for select tasks as a best management practice to mitigate increased work loads. Streets Maintenance Historic Program FTE Staffing Levels 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 9 9 9 9 10 10 9.7 9.65 9.65 9.65 9.65 11 11 11 11 11 11 12 14 14 15 Historic Work Order Count2 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 811 1354 1485 1475 980 1242 1084 996 1513 1519 1501 Recommended Resource Augmentation Existing Recommended 1 – Superintendent (shared with Signals) Completed 1 – Supervisor 2 – Crew Coordinators 1 – Sweeper Operator 8 – Streets Operators 3 – Downtown Maintenance Workers 4 – Farmers Market Supplemental Staff Signals and Streetlight Maintenance Programs Description 2 The pavement zone work performed by the Streets Maintenance Operators (pavement, concrete, signs, traffic markings) is counted as only one work order for the entire zone. Page 486 of 619 The Signal and Streetlight Maintenance Program operates and maintains traffic signals and streetlights on City streets, and the installation, operation, and monitoring of the City’s traffic management and detection systems. Core Services & Objectives  Provides safe and efficient traffic flow for all modes of travel through signalized intersections.  Provides appropriate lighting for streets and neighborhoods.  Maintains traffic signal operations and maintenance and streetlight operations and maintenance. Recommendations The Signals and Streetlight Maintenance Program recently rejoined the Streets Maintenance Program and are managed by the same Maintenance Superintendent, which is working well due to the similar work. The program is adequately staffed for the current workload and Baker Tilly did not recommend any immediate additions to the program. Signals Maintenance Historic Program Staffing Levels 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Recommended Resource Augmentation Existing Recommended 1 – Superintendent (shared with Streets) None 2 – Signal and Streetlight Technicians Part 3: Next Steps and Department Resource Prioritization Next Steps The PWMD has already begun the process of restructuring in alignment with select Baker Tilly recommendations, which included the positions mentioned previously in this report. Page 487 of 619 Staff is prepared to request additional resources with the 2025-27 Financial Plan based upon Council and Community feedback during the budget process. As new division leadership staff come up to speed in their new roles, the focus will shift to implementation of the non-staffing recommendations. In general, staff supports the recommendations developed by Baker Tilly as presented. The work to improve the PWMD will align with the recommendations identified by Baker Tilly but may deviate as staff continues with this work effort. There could be future resources identified during this process and those would be presented to Council at the appropriate budgetary hearings (and would be within the funding available). Department Resource Prioritization The City has limited resources and competing needs of those resources. The table below shows the departmental recommended priority based upon Baker Tilly’s resource report’s recommended immediate FTE needs for maintenance. Baker Tilly Recommended Immediate FTE Needs Priority Program(s) Request Annual Cost 1 Fleet Lead Mechanic*3 $100,447 2 Parks/Streets Maintenance Superintendent (2 FTE)** N/A 3 Parks Parks Crew Coordinator** N/A 4 Facilities Facilities Technician* $92,325 5 Fleet Fleet Specialist (Half Time to Full Time)* $41,223 6 PW Admin Business Analyst $119,828 Total $353,823 * Request titles that are appended by an asterisk (*) indicate the request is considered internal services and support work efforts from different departments and programs within the City. These positions result in partial reimbursement to the General Fund for work that is specific to the Parking, Sewer and Water Enterprise funds. ** City Council approved these recommendations during the 2023-2025 Financial Plan budget supplement process. These added positions are cost neutral, as staff was able to shift some positions and resources around to accommodate them, without an impact on service levels. 3 The Lead Mechanic job description does not currently exist; the anticipated expense was used from similar positions in the City’s salary schedule. Page 488 of 619 May 14, 2024 City of San Luis Obispo Maintenance Division Organization Review Page 489 of 619 Page 490 of 619 May 14, 2024 Matt Horn Public Works Director City of San Luis Obispo 990 Palm Street San Luis Obispo, CA 93401 Dear Mr. Horn: Baker Tilly is pleased to transmit this report summarizing our assessment of the City of San Luis Obispos Public Works Maintenance Division. Th e focus of this assessment was to evaluate the organization structure, work practices, and staffing of the Division as well as to provide recommendations for improvement. The report presents our observations as well as a set of proposed recommendations to enhance the Division’s performance and alignment with the City’s vision of a "clean, safe and beautiful" San Luis Obispo. We wish to thank City staff for their assistance in providing us with a variety of information and having candid discussions with our team members to inform this assessment. Sincerely, Carol Jacobs Managing Director +1 (949) 809 5588 | carol.jacobs@bakertilly.com Page 491 of 619 Page 492 of 619 Maintenance Division Organization Review Table of Contents Baker Tilly i Table of Contents Executive Summary .................................................................................................................................. 1 Major Areas of Focus and Recommendations .............................................................................. 1 Organization of the Document ....................................................................................................... 2 The Maintenance Environment and the Role of the Division ......................................................... 3 Project Approach ....................................................................................................................................... 5 Staff Outreach Themes .................................................................................................................... 5 Work Order Review ......................................................................................................................... 6 Peer Research .................................................................................................................................... 8 Organization Structure and Staffing ................................................................................................... 12 Performance Measures ........................................................................................................................... 24 Technology and Tools ............................................................................................................................ 26 Ask SLO ........................................................................................................................................... 26 Service Level Agreements ............................................................................................................. 28 Strategic Communication .............................................................................................................. 29 Conclusion ................................................................................................................................................ 31 Attachment A List of Recommendations ......................................................................................... 32 Attachment B Sample Performance Measures ............................................................................... 34 Page 493 of 619 Maintenance Division Organization Review Table of Contents Baker Tilly ii Tables Table 1. San Luis Obispo Work Order Analysis July 1, 2022 to June 30, 2023 .......................... 6 Table 2. Fleet Maintenance Work Orders Analysis Calendar Years 2022 and 2023 ................. 8 Table 3. Peer Cities Public Works Functions ................................................................................... 9 Table 4. Staffing and Operating Budget Data for Peer Public Works Departments, all funding sources.................................................................................................................... 10 Table 5. Recommended Immediate FTE Additions ..................................................................... 23 Table 6. Top Maintenance Division Requests via the Ask SLO App ....................................... 26 Table 7. Performance Measurement Process ................................................................................. 34 Table 8. Sample Performance Measures ......................................................................................... 35 Figures Figure 1. Essential Functions and Services ...................................................................................... 13 Figure 2. Existing Maintenance Organization Structure (Recent Additional Staff Emphasized in Green) ........................................................................................................ 14 Figure 3. Proposed Maintenance Division Organization Structure ........................................... 23 Page 494 of 619 Maintenance Division Organization Review Executive Summary Baker Tilly 1 Executive Summary Baker Tilly was engaged by the San Luis Obispo (SLO) Public Works Department to conduct an assessment of the Maintenance Divisions organization structure, work practices and staffing to ensure the division is contributing to a clean, safe and beautiful SLO. This report provides 24 recommendations which are contained in Attachment A. Major Areas of Focus and Recommendations During our assessment, we interviewed staff, reviewed documents, reviewed best practices and conducted peer research. These activities informed the following major areas of focus and recommendations that we believe department leaders should focus on in the near term. 1. Optimized Organizationl Structure and Staffing Distribution. Recognizing the challenges posed by the current organization structure and staffing distribution, a major recommendation involves a reorganization to improve management and span of control. This includes dividing the Maintenance Division into two sections, led by superintendents, to improve the span of control, enhance management support, and establish a more refined operational framework. Simultaneously, strategic reallocation and creation of positions aim to balance managerial, supervisory, and line staff responsibilities. This will also improve succession planning. Page 495 of 619 Maintenance Division Organization Review Executive Summary Baker Tilly 2 2. Leveraging Technology and Performance Measurement for Efficient Operations and Communication. Emphasizing the importance of technological integration, we recommend the implementation of advanced communication tools and performance measurement systems. This initiative aims to enhance communication with city management, elected officials and the public, streamline work processes, and provide a data-driven approach to decision making. By harnessing technology, the Maintenance Division can effectively communicate needs, track performance, and ensure a more agile and responsive operational environment. Organization of the Document This report is organized into the following major sections: x The Maintenance Environment and the Role of the Division, x Project Approach, x Organization Structure and Staffing, x Performance Measures, and x Technology and Tools. Page 496 of 619 Maintenance Division Organization Review The Maintenance Environment and the Role of the Division Baker Tilly 3 The Maintenance Environment and the Role of the Division It is important to appreciate the environment the Maintenance Division operates within. We learned about this from our extensive interview process, document review and comparison of SLO with other communities. This environment is fundamentally shaped by the fact that San Luis Obispo is, within the context of California, a very old city. SLO was founded in 1772 and incorporated in 1856, the 16th city created in the new state of California. Therefore, much of the infrastructure that SLO is built on or around consists of antiquated construction or improvements. This generally complicates maintenance and makes institutional knowledge very important. Historically, it has always served as the hub for a much larger surrounding area. This is still true today and the downtown is a special maintenance challenge. San Luis Obispo is very much a destination or residence of choice location. In other words, it is the sort of place that people tend to fall in love with and decide to relocate to. It engenders great affection from residents and its many visitors. People care deeply about its public places and sense of place. It has many special events every year and has a deep sense of community. People place a high importance on how it is cared for, and thus maintenance is important and is a high community value. This puts extra pressure and focus on maintenance activities. San Luis Obispo is also a county seat and, as such, is a locus of County human service programs. According to the 2022 San Luis Obispo County Homeless Count and Comprehensive Report, the City of SLO had a homeless population of 385 persons, the most of any city in the County. These populations can put extra pressure and maintenance demands on public infrastructure for which the Maintenance Division is responsible. Finally, SLO is not located in a highly urbanized area;it is a somewhat isolated city. When it comes to maintenance this means that it does not have a high density of specialty businesses serving maintenance Page 497 of 619 Maintenance Division Organization Review The Maintenance Environment and the Role of the Division Baker Tilly 4 purposes. This also complicates maintenance and means that the Division needs to be self-reliant. All this adds up to a complicated maintenance environment, not only in terms of the infrastructure that must be managed, but also in terms of the expectations of the residents, businesses and visitors being served. It is even complicated in terms of being able to recruit and retain competent workers since the workforce in the area is limited. As SLO is increasingly desirable as a place to live, housing is getting more expensive, and construction is growing denser. The downtown is more active, and its residential population is growing. All of this makes maintenance scheduling and work activities even more challenging. While SLO was once thought of as a rather laid back place, we found that the Maintenance Division was anything but! It has many demands and a heavy public focus on what it does. The Divisions role is absolutely fundamental to many core City functions, and it must function efficiently for the City to function well. Page 498 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 5 Project Approach Baker Tilly obtained information to develop the recommendations in this report through a variety of activities as described below. Baker Tilly began by reviewing documents and data from the Maintenance Division, including historical staffing data, contracts, and service level agreements, among others. The team also gathered information by interviewing key stakeholders. Finally, the team surveyed peer agencies to benchmark the Maintenance Divisions operations against other similar organizations. Staff Outreach Themes The Baker Tilly team interviewed 11 employees, including the City Manager, Department Directors, the CEO of the downtown business district (Downtown SLO), and Public Works Supervisors and Managers. Their comments generally surrounded three topics: communication, the Ask SLO application (app), and staffing and span of control. Most interviewees indicated that communication generally works well in the Maintenance Division. Communication within the Division with Documents Organization Charts Contracts Reports and Assessments Service Level Agreements Standard Operating Procedures Work Orders Interviews City Manager Director of Public Works Deputy Director of Public Works Maintenance Supervisor staff Downtown SLO CEO Other department directors Peer Research Davis Goleta Monterey Napa Santa Barbara Santa Cruz Ventura Page 499 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 6 peers is effective. Similarly, there are well-developed relationships among senior leadership staff across departments as well as an increasing use of technology to facilitate communication. Generally, the maintenance staff and leadership are viewed positively by customer departments and clients such as police, fire, parks and recreation, and Downtown SLO. They find Maintenance employees to be hard-working, taking a great deal of pride in their work. Interviewees indicated that the Ask SLO app is a great tool for understanding community concerns and engaging residents. However, the Ask SLO app is time consuming for staff, as identified in the Technology and Tools section of this report. Staff expressed feeling overwhelmed by the volume of requests, highlighting the lack of an effective prioritization process for addressing community needs. They felt this is in part because the Maintenance Division is understaffed. Most interviewees believe that day-to-day work is generally getting done, but there are few opportunities to go beyond and pursue strategic objectives due to a lack of staffing. Staff are concerned that investment in new projects and facilities, like results of the Ask SLO app or homeless response, will put continuing strain on the maintenance function that will not be sustainable. In addition, staff believe that the Deputy Director has a wide span of control, and this contributes to the lack of staff resources. Work Order Review Baker Tilly reviewed some limited work order data to understand the volume of demand and understand the backlog in completing work. We found that on average there was a significant delay in completing work orders in facilities, parks and streets, with a large degree of variability. Some types of work, such as DigSmart requests, infield servicing and park renovations were completed very promptly, typically on the day requested. However, the number of days to complete a work order in the three divisions averaged 64. While this may be acceptable in some cases, it is unacceptable for many types of maintenance requests and suggests that the units do not have enough resources to deliver timely services. Table 1. San Luis Obispo Work Order Analysis July 1, 2022 to June 30, 2023 Top Four Work Order Types Number Average Days to Complete1 Facilities 1. General Maintenance 208 17 Page 500 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 7 Top Four Work Order Types Number Average Days to Complete1 2. Lighting 3. Access Control 4. HVAC Average Days to Complete all Work Orders N/A Total Annual Work Orders Number of Work Order Categories Parks 1. Repairs 2. Infields 3. Shop 8 4. Renovations Average Days to Complete all Work Orders Total Annual Work Orders Number of Work Order Categories Streets 1. DigSmart 2. Vacuum / Clean 3. Inspect 4. Install Average Days to Complete all Work Orders Total Annual Work Orders Number of Work Order Categories 1Average days to complete reported in negative numbers not included in analysis 2Parks daily maintenance work orders for each park are not included in top work order listing The Fleet Services Program has a different work order system that has somewhat more functionality than the system in place for the rest of the Public Works Maintenance Division. The table below shows data from that system for calendar years 2022 and 2023. The vast majority of fleet maintenance work orders are completed in one day or less (77% in 2022 and 59% in 2023). Total work orders increased significantly in 2023 relative to 2022 from 557 to 692. In addition to the number of work orders being completed in one day or less, decreasing fairly significantly in 2023 relative to 2022, the number of work orders requiring 10 days or more increased significantly from 34 in 2022 to 141 in 2023. Finally, the average cost of work orders more than doubled in 2023 relative to 2022. These 9,715 1,632 4,641 176 51 158 36 157 75 55 N/A 108 45 N/A 155 57 39 N/A 68 20 <1 N/A N/A 68 8,196 827 624 422 N/A 52 N/A N/A 70 <1 34 134 18 1 Page 501 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 8 trends may suggest that vehicle maintenance was under some resourcing- related stress in 2023 relative to 2022, which the Fleet Division will need to explore in greater detail. Table 2. Fleet Maintenance Work Orders Analysis Calendar Years 2022 and 2023 Work Order Metrics Results 2022 Total Work Orders Number Completed in 1 day or less Percentage Completed in 1 day or less Average Time (days) to complete Work Orders Number of Work Orders > 10 days to Complete Average Time (days) to complete Work Orders > 10 days Average Work Order Cost 2023 Total Work Orders Number Completed in 1 day or less Percentage Completed in 1 day or less Average Time (days) to complete Work Orders Number of Work Orders > 10 days to Complete Average Time (days) to complete Work Orders > 10 days Average Work Order Cost Peer Research Baker Tilly distributed a peer survey to seven of San Luis Obispos peer cities: Davis, Goleta, Monterey, Napa, Santa Barbara, Santa Cruz, and Ventura. These peers were selected through discussions with San Luis Obispo staff because they have universities, are tourist destinations, or are aspirational communities. The survey covered topics ranging from budget and staffing, contractual services, homeless response, community maintenance request apps, maintenance management systems, city assets, and performance measures. However, only the City of Monterey responded to the survey, so Baker Tilly staff collected publicly available data from budget documents and annual reports, thus constraining the depth of our comparative analysis. Table 3 displays the functions of each peer city. San Luis Obispos Public Works Department, specifically the Maintenance Division, provides citywide maintenance functions that are sometimes provided by multiple 429 77% 3 34 36 $312.72 407 59% 10 141 44 $675.80 1,290 1,075 Page 502 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 9 departments in other cities. For example, SLOs Mai ntenance Division provides parks and urban forestry services. Goleta provides parks and open space services, and Davis provides urban forestry services. However, the other peer jurisdictions provide those services through other departments. Similarly, Santa Barbara and Davis provide water utility services through their public works departments, so their full-time equivalents (FTEs) and expenditures will be higher per capita. Table 3. Peer Cities Public Works Functions Function Monterey Santa Barbara Santa Cruz Goleta Davis Napa Ventura San Luis Obispo General Fund Engineering 99 99 99 99 99 99 99 99 Traffic Engineering 99 9 Transportation 9 9 9 9 9 Parking 9 9 9 9 Environmental 9 9 9 Facilities Maintenance 9 9 9 9 9 9 9 Janitorial Services 9 Swim Center Maintenance 9 Fleet Management 9 9 9 9 9 9 9 Streets Maintenance 9 9 9 9 9 9 9 Street Lighting 9 Parks Maintenance 9 9 Urban Forestry 9 Enterprise Fund Parking 9 9 9 9 Water 9 Wastewater 9 9 9 Stormwater and Sewer 9 Solid Waste 9 9 9 Harbor 9 Many of these cities do not report data for their disaggregated maintenance functions, making it difficult to compare across peers. Page 503 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 10 Therefore, Baker Tilly collected staffing and budget data for public works departments as opposed to maintenance divisions, as displayed in Table 4. Table 4. Staffing and Operating Budget Data for Peer Public Works Departments, all funding sources City 2022 Population1 Total Public Works FTEs2 FTEs per 1,000 Residents Total Public Works Expenditures2 Public Works Expenditures Per Capita Monterey 29,571 156.25 $32,083,247.00 Santa Barbara 87,533 310.65 3.46 $227,536,017.00 Santa Cruz 61,800 265.40 4.29 $77,588,692.00 $1,255.48 Goleta 32,432 36.00 0.93 $18,311,700.00 $564.62 Davis 67,048 122.25 2.81 $112,895,259.00 $1,683.80 Napa 78,315 86.00 1.10 $60,266,210.00 $769.54 Ventura 109,527 90.75 0.83 $73,436,984.00 $670.49 San Luis Obispo 48,341 93.72 1.94 $28,870,537.00 $597.23 Average 64,321 152.47 2.59 $78,873,580.80 $1,226.25 1Sourced from 2022 American Community Survey 2Sourced from 2023-2024 budget documents As shown in the table above, San Luis Obispo has fewer public works FTEs per 1,000 residents and fewer public works expenditures per capita than the peer average. In addition, Goleta, Santa Barbara, and Santa Cruz collect and report on workload indicators. San Luis Obispo currently tracks limited workload indicators, which makes it difficult to measure whether work is assigned appropriately. While there are limitations in interpretation due to the different functions we found in these departments, the peer data suggests that San Luis Obispos Public Works Department is not as well-res ourced as its peers. The City is near the bottom in terms of staffing and budget per capita. Clearly, San Luis Obispo seems to provide a level of services which, while different from the comparison agencies, is reasonably comparable in terms of complexity and diversity. Indeed, the many services delivered in San Luis Obispo appear to be more comprehensive than in some of the comparison agencies. For example, in SLO, parks maintenance is delivered via the Public Works Department. This is unusual and labor- intensive. Only one other City had parks maintenance reside in Public Works. Because this is a relatively large function and not common in other public works organizations it makes the fact that the staffing in 5.32 $2,599.43 $1,084.96 Page 504 of 619 Maintenance Division Organization Review Project Approach Baker Tilly 11 SLOs Public Works Department is be low average relative to the peers, suggestive of under-resourcing. As a result of the lack of consistency in the comparisons, Baker Tilly relied primarily on observations and best practices for developing the recommendations presented in this report. We are, however, recommending some staffing augmentations and to some degree these benchmarking findings do support those recommendations. Page 505 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 12 Organization Structure and Staffing A major focus for Baker Tillys engagement was to c onduct a multi- faceted review of the organization structure and staffing of the Public Works Maintenance Division to determine whether functions are appropriately aligned, whether changes might improve efficiency and effectiveness, and whether staffing is sufficient. This included a thorough review of the hierarchical arrangement, reporting relationships, span of control, and the grouping of functions. We examined organization charts, job descriptions and titles, and gleaned information through interviews with employees and customers. The Public Works Department is a vital component of the City of San Luis Obispo. As one of ten departments, it is pivotal in shaping the Citys infrastructure and ensuring a high quality of life for its residents. The Department comprises several divisions, each with specific responsibilities. One of the key divisions is maintenance, which stands as one of three divisions within the Public Works Department. It plays a critical role in fulfilling essential functions and services crucial to the community, as depicted in Figure 1. Page 506 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 13 Figure 1. Essential Functions and Services The Maintenance Division not only undertakes essential tasks in-house but also demonstrates exceptional cost-effectiveness and quality outcomes. For example, it has a proactive approach to the pavement program, where they are using City crews to do the preparation work necessary for the pavement rehabilitation, which is typically outsourced. This results in a higher pavement condition index (PCI) value, enhancing road quality at a lower cost for the City. It is worth noting that the Citys average PCI is 76, according to the 2023-25 Financial Plan, surpassing the 2022 statewide average of 67.6 and significantly outpacing the county average of 58 according to the California Statewide Local Streets and Roads Needs Assessment April 2023 Final Report. This achievement underscores the Division’s commitment to delivering superior infrastructure maintenance services efficiently and economically, setting a commendable standard within the industry. Although there has been an increase in line staff in recent years (as illustrated by the positions in green in Figure 2, below), the impact of this growth is offset by new duties and reassigned work programs. Particularly, there is an increased emphasis on downtown maintenance. This includes the upkeep of bicycle facilities, which require higher maintenance due to the increased number of traffic devices. Most of these 12,000+ street signs 143 lane miles of streets 2,531 street lights 73 traffic signals 246 miles of sidewalk 234,000 square feet of City buildings 298 Public Works maintained fleet assets 13,360 Public Works maintained trees Page 507 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 14 facilities are too narrow for a sweeper and require regular manual cleaning. Additionally, the Citys carb on-neutral goals will add workload to maintain the complex mechanical systems in buildings and additional trees to maintain, with ongoing installations of new streetlights, off-street path lights, downtown decorative zigzag lighting, and new traffic signals citywide places additional demands on the traffic signal and streetlight program, thereby requiring further staffing. Figure 2. Existing Maintenance Organization Structure (Recent Additional Staff Emphasized in Green) Deputy Director of Maintenance Operations 50.5 FTEs, 3 Vacant Interim Streets Maintenance Supervisor 15 FTEs, 3 vacant Parks Maintenance Beautification Gardener (1) Parks Crew Coordinator (1) Parks Aid (2.5) Parks Maintenance Specialist (10) Functions Maintains city parks and landscaped areas Oversees contract services for janitorial maintenance of parks buildings and landscape maintenance of smaller parks and medians Parks Maintenance Supervisor 15.5 FTEs Facilities Maintenance Supervisor 6.5 FTEs Maintenance Worker2 (3) Streets Crew Coordinator (1) Streets Maintenance Coordinator (1) Streets Maintenance Operator (8) Street Operator (1) Functions Maintains paved streets Maintains sidewalks Maintains street furnishings and signs Picks up trash downtown Scrubs sidewalks Operates traffic control for events Public sand supply Right of way graffiti abatement Street sweeping Maintenance Supervisor 7 FTEs Functions Commemorative Grove maintenance Operates and maintains street lights Operates and maintains traffic lights Reactive tree pruning Right of way young tree watering Tree service request Young tree care Maintenance Contract Coordinator1 (2) Signal Technician (2) Urban Forester1 (2) Fleet Supervisor 4.5 FTEs Facilities Maintenance Technician (5) Facilities Aide (0.5) Fleet Specialist (0.5) Mechanic (3) Functions Maintains interior and exterior maintenance services for City buildings Executes unplanned repairs Executes planned and budgeted building maintenance Oversees contracted HVAC services Oversees contracted janitorial services Oversees fire suppression Provides limited first aid kit service Inspects elevators Tests and monitors alarms Tests and certifies sprinkler system Provides pest control Functions Asset procurement and disposal Corp yard haz-mat program Facility generator maintenance and operations Fuel island maintenance Maintains and repairs vehicles and construction equipment Corporation Yard Administrative Assistant II 1One additional position added 2Two additional positions added Baker Tilly noted the following observations about the existing organization structure. Span of control is too broad in some areas. The organization faces a critical challenge as the span of control in certain areas is excessively broad. In recent years, there has been an increase in staff; however, a notable imbalance exists due to the insufficient growth in managerial and supervisory positions. This disparity is notably apparent in pivotal roles such as the Deputy Director and in the management of Streets and Parks Page 508 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 15 Maintenance. While there is no universal ideal number of direct reports, the current organizational structure of the Maintenance Division reveals work units where the supervisor has an overbroad span of control. The new work programs added to Public Works also compound the span of control issues. This overbroad span of control is exacerbated by the lack of sufficient management system support within the division. These structural gaps impede the Division’s capacity to allocate sufficient attention to strategic endeavors such as planning, process improvement and performance measurement. Addressing these gaps is crucial to strengthen the Division’s effectiveness and focus on strategic objectives. The organization has a relatively flat structure. As noted above, the Deputy Director directly oversees each of the five supervisors within the Division. While some work groups have coordinators to assist with the day-to-day responsibilities, others lack this support, spreading the Deputy Director and front-line supervisors too thin, therefore hindering effective management oversight. Recognizing the need for a more refined organizational framework, we recommend reorganizing the Maintenance Division into two sections. The existing structure, with five workgroups and individual supervisors, has proven effective for specific tasks and projects. However, as the Division has grown and maintenance operations have become more complex, a new framework is essential. This reorganization will involve establishing two sections, each led by a superintendent. This separation of responsibility and improved span of control will provide greater oversight and specific guidance within each section. One section will focus on streets and fleet management, while the other will oversee parks and facilities, as detailed in the organization chart later in this report. The proposed change aims to enhance day-to- day operations, long-range planning, and overall management support, fostering alignment within the Division. Additionally, this new management layer will create opportunities for staff advancement and better succession planning within the organization. Most important, it will provide a more robust framework for the Division to grow and continue to develop. Page 509 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 16 Recommendation 1. Convert one Maintenance Supervisor to a Superintendent and add one Superintendent position to right-size the span of control for the Deputy Director of Maintenance Operations and increase management support for the division. Recommendation 2. Add a Parks Crew Coordinator position to improve the span of control within the Parks function. Administrative work is spread out among the work unit supervisors. Administrative responsibilities currently burden work unit supervisors within the Division. In interviews, Division staff emphasized dedicating a significant portion of their time to administrative tasks. The time spent on administrative tasks diminishes the supervisors capacity for providing planning, coaching and mentoring of staff and other operational initiatives. Given the size of the Maintenance Division, it is imperative to address this challenge by introducing a dedicated business/analytical position, which is standard for organizations of similar scale. This strategic addition will significantly enhance overall effectiveness. Moreover, the limited availability of administrative support staff amplifies the issue, with supervisors allocating considerable time to tasks such as approving purchase orders, requisitions, invoices, timecards, and other ERP duties. Introducing a dedicated position will also be essential for supporting the Deputy Director in implementing the performance management system, as outlined later in this report. Additionally, this role will play a pivotal part in enhancing the tracking and support for the Ask SLO app, ensuring streamlined operations within the Maintenance Division. Recommendation 3. Create a Business Analyst position to assist with administrative duties and support the development and tracking of performance measures. Current workload strains capacity. A consistent theme from the Maintenance Division interviews is that the Division is understaffed. For example, in both fleet and facilities, non-urgent repairs and preventive maintenance are often delayed as more urgent matters take precedence. This reduces the efficiency and effectiveness of operations across the City. Page 510 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 17 This was mentioned consistently despite the addition of several line positions in the last few years. In part because, as new staff have been added, new programs and responsibilities have been added at the same time providing no new capacity to handle existing workload. Continuous expansion of programs, facilities, and parks, such as the incorporation of protected bike lanes, installation of Farmers Market anti-vehicle barriers, and the impending development of additional parks have been notable. This growth, however, transpires without a corresponding augmentation in staff or resources. This unbalanced progression not only strains existing resources but also poses challenges to maintaining the newly added amenities and ensuring optimal service delivery. The continuing addition of facilities and programs and increasing community expectations strain current staff, limiting their ability to address non- urgent requests and longer-term projects. The understaffing is also illustrated in the peer comparison data which show that SLO has fewer FTEs per 1,000 residents and significantly lower expenditures per capita than peer agencies. To exacerbate the strained capacity, four new parks are planned to be completed within the next six to twelve months and one large community park is planned in approximately two to three years. Additional staff will be needed to staff these parks. Because some of these parks are in a Community Facilities District, funding will be provided, which will offset the staffing costs. Recommendation 4. Analyze the impact on staffing levels and resources before implementing any new programs. Recommendation 5. Incorporate maintenance requirements (staffing, resources) in all capital project discussions as part of the Budget Review Committee process. Using experienced staff to perform lower-level work tasks is an inefficient use of personnel resources. industry best practice is to assign lower-level work to a technician or aide, creating a developmental pathway for them to progress into higher-level positions as they gain experience. This approach not only optimizes resource utilization but also widens the pool of applicants by requiring a lower skill set for entry-level positions. However, within SLO we observed numerous instances of highly skilled workers performing lower-level work. For example, in Fleet, trained mechanics are routinely used to transport vehicles from outside vendors and to handle lower-level duties such as oil changes. In Facilities Page 511 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 18 Maintenance, journey-level staff are used to perform lower-level work such as changing lightbulbs/ballasts, minor carpentry and plumbing repairs and troubleshooting minor work order requests. To remedy this situation a Mechanic Helper position and a Facilities Aide position should be added to perform these lower-level tasks. This not only enhances employee development opportunities but also justifies the creation of a Lead Mechanic position, providing day-to-day guidance on the shop floor for improved operational efficiency. Recommendation 6. Add a Facilities Aide in Building Maintenance. Recommendation 7. Add a Mechanic Helper position in Fleet. Recommendation 8. Add a Lead Mechanic position in Fleet. Additional parks have been added without additional staff. By the end of 2024, the Citys total park inventory will have gro wn to 28. These 28 facilities are comprised of 596 acres with 114 acres of improved surfaces. This growth accounts for the addition of the North Broad Street Park, Parks A, B, and C in Avila Ranch, but not any future parks in Availa Ranch or the community park within the Righetti Ranch development. The recent additions have not been accompanied by new Parks Maintenance staff to maintain the acreage. The addition of new parks coupled with City Councils focus on remediating encampments in public spaces, leaves Parks Maintenance staff spread very thin. Recommended Parks Maintenance staffing varies significantly based on climate, park size and utilization. National Data from the 2021 National Recreation and Parks Association (NRPA) Parks Metrics report suggests that on average one maintenance FTE cares for approximately nine acres of active-use parkland. Actual California staffing ratios reported in the publication Municipal Benchmarks : Assessing Local Performance and Establishing Community Standards for Anaheim and B urbank vary significantly from 4.39 per acre in Burbank to 10.52 per acre in Anaheim. If we take the average of the two California data points reported above, we get a staffing ratio of approximately one FTE for every 7.45 acres of improved parklands. Based on San Luis Obispos current maintenance staf fing of 15.5 FTE it falls very close to this 7.45 per acre level of staffing for the 114 acres of maintained parkland. However, it also should be noted that SLO has Page 512 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 19 several smaller parks that typically require a higher commitment of FTE time, so we would suggest a staffing ratio of closer to 6.5 to 7.0 per acre of maintained parkland be used for staffing maintenance projections. According to the Parks and Recreation Plan and General Plan Element Update from July 2021, on average, parks costs range from $7,500 annually to $12,000. Adjusting this cost for inflation to the current date yields a range of $8,925 to $14,280. The current parks maintenance costs from the 20222023 Financial Plan was reported at $3,478,282, which works out to $16,885 per acre. Overall, it appears that the staffing may be somewhat on the low side, but costs are high. Among other factors, this may reflect high costs in California relative to the rest of the United States. We recommend that given the existing high per acre cost, that it would be better to add contract services for tasks such as mowing, irrigation repairs, if possible, rather than adding lower-skill classifications such as parks maintenance workers until additional parks are added to the system. This strategy provides a scalable solution that can accommodate the current size of the parks system without overburdening it with unnecessary overhead costs. However, as more parks and landscaped areas are added to the system, approximately one FTE for every approximately 7.00 acres of parks should be added. While the general guideline of one FTE for every 10 acres remains relevant for larger parks, smaller sites may necessitate a more nuanced approach, with staffing levels adjusted based on factors such as anticipated usage patterns, terrain complexity, and specific maintenance requirements. This recommendation of 7.00 acres of park is an approximation and should be adjusted based on the type of park and anticipated use. Recommendation 9. Add staff to the Parks Division as parks are added to the system. To assist in analyzing the tasks in the Parks Division that would be best served by contract staff, maintenance plans should be created for each park. The purpose of maintenance plans is to identify and develop standards and frequency for all City park property and facilities. These standards would be provided to current Parks Maintenance staff and contractors to inform them of the expectation and serve as guidelines in the completion of all park-related maintenance work. The plans should reflect the expectations of City management and maintain flexibility for modifications. Page 513 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 20 Recommendation 10. Create a maintenance plan for the parks system and update the plan as new parks are brought online. Homelessness response is a new and necessary function. As mentioned above, one coordinator position being proposed as an addition to Parks staffing is to improve the span of control in Parks operations. This strategic addition aligns with our findings from interviews, where it became evident that homelessness issues were consuming a substantial amount of Parks Maintenance staff time. To address this pressing concern, we recommend one Parks Maintenance Specialist be reassigned to deal with homelessness issues and vandalism. This targeted reassignment will not only contribute to more effective span of control in Parks operations but also directly address the resource-intensive challenges posed by homelessness, aligning operational priorities with the community’s evolving needs. Recommendation 11. Assign one Parks Maintenance Specialist to specifically respond to homelessness issues and vandalism in the parks. Acknowledging the broader impact on staff workload and operational efficiency, it is imperative to recognize that environmental factors play a pivotal role in shaping the working conditions of Parks staff. As part of our comprehensive approach to enhancing staffing and organizational structure, we recommend the implementation of a lockable dumpster ordinance to address the challenge of debris accumulation in public spaces and mitigate the impact of homeless encampments. This proactive measure aims to reduce the availability of debris that can be utilized in makeshift encampments, fostering a cleaner and safer community environment. The lockable dumpster ordinance should require property owners, businesses, and public entities to secure their dumpsters with lockable mechanisms. This will serve as a deterrent to unauthorized access and scavenging, limiting the resources available for homeless encampments. Additionally, the ordinance can include guidelines for regular maintenance checks by the business owner to ensure the functionality of lockable mechanisms and facilitate swift action in case of malfunctions. Recommendation 12. Create a lockable dumpster ordinance. Page 514 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 21 Use of contract versus in-house staff appears to be balanced. Having a reliable base of in-house staff is crucial for ensuring continuity and maintaining high-quality services, and the incorporation of contract coordinators exemplifies a best practice in workload management. To further optimize this balance, we recommend a comprehensive assessment of ongoing tasks to identify areas suitable for contract work. This evaluation should include an examination of specialized tasks, work that can be performed with limited instruction, and tasks where external contract services may offer increased efficiency when available on the Central Coast. By conducting this analysis, the Division can refine its approach to staffing, ensuring that the utilization of both in-house and external contract resources is aligned with the specific demands of various projects and operations. This proactive strategy will contribute to enhanced operational flexibility, efficiency, and overall service quality. This work can be a priority for the recommended analyst staffing. Recommendation 13. Analyze the tasks within the Maintenance Division that would be best served with the use of contract staff. Consideration should be given to how staffing is assigned to the maintenance of parks. Rather than assigning individuals to specific parks, exploring a team-based approach offers several advantages. In such a model, collaborative efforts among team members foster operational efficiency, allowing for the sharing of skills and resources. A parks employee with specialized skills such as irrigation may be able to assist with other parks. A trial section should be implemented as a preliminary step before adopting this approach citywide. This phased introduction allows for the identification of the most optimal implementation strategy, ensuring that the City leverages the benefits of enhanced collaboration, resource optimization, and improved maintenance outcomes offered by the team-based approach. Most medium and larger cities use this type of maintenance approach to parks maintenance. Recommendation 14. Evaluate dividing the parks into sections and utilizing a team-based approach to parks maintenance. There may be benefits from the integration of golf maintenance within the Parks Division. Beyond the shared similarities between golf and parks maintenance work, consolidating these functions under one department could uncover numerous benefits. One notable advantage is the potential for combined resources, allowing for the efficient allocation of equipment, tools, and expertise between golf and parks maintenance operations. Page 515 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 22 Additionally, a unified structure could enhance operational flexibility, enabling the strategic deployment of workers during peak times across both operations. This recommendation, while requiring further analysis, not only optimizes resource utilization but also streamlines operations and bolsters overall maintenance effectiveness within the integrated framework. Recommendation 15. Evaluate the consolidation of golf maintenance with parks maintenance. The proposed staffing and structural changes detailed above are shown below in Figure 3. The realignment and proposed positions address the span of control and workload capacity concerns, while additional resources ensure the efficiency of the Division. Additional positions recommended immediately are shown in Table 5, but it should be noted that this table does not include those additional positions that will be required as new parks are integrated. Page 516 of 619 Maintenance Division Organization Review Organization Structure and Staffing Baker Tilly 23 Figure 3. Proposed Maintenance Division Organization Structure Deputy Director of Maintenance Operations 56.5 FTEs Streets Maintenance Supervisor 18 FTEs Beautification Gardener (1) Maintenance Contract Coordinator (1) Parks Aid (2.5) Urban Forester (2) Functions Oversees contract services for janitorial maintenance of parks buildings and landscape maintenance of smaller parks and medians Reactive tree pruning Right of way young tree watering Tree service request Young tree care Parks Maintenance Supervisor 19.5 FTEs Facilities Maintenance Supervisor 7.5 FTEs Signal Technician (2) Sweeper Operator (1) Functions Maintains street furnishings and signs Operates and maintains street lights Operates and maintains traffic lights Street sweeping Fleet Supervisor 6.5 FTEs Facilities Maintenance Technician (5) Facilities Aide (1.5) Fleet Specialist (0.5) Lead Mechanic (1) Mechanic (3) Mechanic Helper (1) Functions Maintains interior and exterior maintenance services for City buildings Executes unplanned repairs Executes planned and budgeted building maintenance Oversees contracted HVAC services Oversees contracted janitorial services Oversees fire suppression Provides limited first aid kit service Inspects elevators Tests and monitors alarms Tests and certifies sprinkler system Provides pest control Functions Asset procurement and disposal Corp yard haz-mat program Facility generator maintenance and operations Fuel island maintenance Maintains and repairs vehicles and construction equipment Administration Corporation Yard Administrative Assistant II (1) Business Analyst (1) Maintenance Superintendent 25.5 FTEs Maintenance Superintendent 28 FTEs Legend Red Text New employee Blue Text Moved employee Streets Crew Coordinator 9 FTEs Street Maintenance Operator (8) Streets Maintenance Coordinator 5 FTEs Maintenance Contract Coordinator (1) Maintenance Worker (3) Functions Maintains paved streets Maintains sidewalks Functions Picks up trash downtown Scrubs sidewalks Operates traffic control for events Public sand supply Right of way graffiti abatement Parks Crew Coordinator 6 FTEs Parks Crew Coordinator 6 FTEs Parks Maintenance Specialist (5) Parks Maintenance Specialist (5) Functions Commemorative Grove maintenance Maintains city parks and landscaped areas Functions Commemorative Grove maintenance Maintains city parks and landscaped areas Table 5. Recommended Immediate FTE Additions Title FTE Count Business Analyst 1.0 Facilities Aide 1.0 Lead Mechanic 1.0 Maintenance Superintendent1 1.0 Mechanic Helper 1.0 Parks Crew Coordinator 1.0 TOTAL 6.0 1One additional Maintenace superintendent position is recommended to be upgraded from a Maintenance supervisor. Page 517 of 619 Maintenance Division Organization Review Performance Measures Baker Tilly 24 Performance Measures Performance measurement is a vital tool for evaluating service effectiveness, involving continuous data collection and reporting on selected services or programs. Numeric indicators provide a clear picture of accomplishments, costs, value for residents tax dollars (or fees), and service quality. These measures also may be used to quantify employee productivity. Currently, the use of performance measurement is not present within the Division. To enhance service and efficiency, there is a need for the Maintenance Division to optimize the use of Cityworks. While Streets, Parks and Facilities utilize Cityworks for work orders, Fleet uses Asset Works. Automating metric reporting through Cityworks can significantly streamline the process. However, there does not seem to be a centralized system of collecting the data from Cityworks. For the budget process, performance indicators such as miles of streets maintained, trees trimmed, square footage of buildings maintained, and the recent inclusion of the number of work orders are utilized. To maximize the benefits, the Maintenance Division should ensure consistent and thorough use of Cityworks through all work units. This approach will facilitate the identification of service gaps and areas requiring improvement. Of course, the Division must first identify and establish relevant metrics focused on the core service areas. Baker Tilly prepared an outline (Attachment B) of typical performance metrics that are necessary for managing a maintenance division. The City should use this outline to customize a performance measurement program for San Luis Obispo. More specifically, the City should identify the types of reports and data it will need to manage the Division, and then ensure these data points and reports are implemented within the Computerized Maintenance Management System. Page 518 of 619 Maintenance Division Organization Review Performance Measures Baker Tilly 25 Recommendation 16. Establish relevant performance measurements for department operations, collect data, and create a system for analyzing and reporting. Page 519 of 619 Maintenance Division Organization Review Technology and Tools Baker Tilly 26 Technology and Tools In the realm of municipal public works maintenance, the effective utilization of technology and tools plays a pivotal role in enhancing operational efficiency and service delivery. San Luis Obispo demonstrates a commendable commitment to technological advancements and customer outreach, as exemplified by the Ask SLO app; however, it is crucial to underscore the importance of thoughtful consideration before deploying new processes and applications. Our assessment revealed that the integration of innovative solutions, particularly Ask SLO, has significantly impacted workflow, resulting in a substantial increase in service requests. While the app has brought about numerous benefits, it has also presented challenges in managing workload and setting resident expectations effectively. Ask SLO Ask SLO, deployed in late 2022, serves as the City s resident engagement platform. The platform is available online as an app. The tool is very popular but has had a large impact on the Maintenance Divisions workload. From November 2022 to the end of October 2023, there were 1,986 public works requests for service logged. Over 80% of the public works requests for service pertained to the Maintenance Division. And, of the top ten public works categories, all but one request type (general parking questions) fall under the maintenance Divisions responsibilities. This concentration of inquiries within their domain underscores the heavy demand for maintenance-related inquiries and the strain on the Division’s capacity. Table 6 outlines the top public works categories, excluding the single request type outside of the Maintenance Divisions scope. Table 6. Top Maintenance Division Requests via the Ask SLO App Request Type Number of Requests Percent of Total Requests Streets Maintenance Program Street Maintenance 201 10% Page 520 of 619 Maintenance Division Organization Review Technology and Tools Baker Tilly 27 Request Type Number of Requests Percent of Total Requests Sidewalk/parkway damage 167 8% Potholes 112 6% Defaced or damaged city signs 108 5% Maintenance Program Traffic signal issues 175 9% Trees and Urban Forestry 107 5% Parks Maintenance Program Parks Maintenance 87 4% Encampment in Parks 84 4% These requests for service are typical for a public works agency that maintains public rights-of-way and parks. While the Ask SLO app brings valuable benefits to the residents and the City, allowing residents to promptly report issues they observe and informing public works of concerns, managing resident expectations poses a significant challenge. To address this, it is essential to incorporate a strategic communication approach in the Ask SLO marketing effort. Residents should be informed that certain work items follow a routine cycle, and the requested item may be part of that scheduled work. Administrators responding to requests should have a standardized response for items that are part of routine cycles. Recognizing the varying urgency of requests is crucial. Timely matters such as potholes, malfunctioning traffic signals, or missing signage require immediate attention. On the other hand, tasks like curb painting may be scheduled as part of routine maintenance cycles, potentially spanning up to five years. Strengthening communication strategies and setting clear expectations will contribute to more effective utilization of the Ask SLO app, enhancing the overall resident experience and facilitating a smoother workflow for Public Works. Enhancing the tracking of Ask SLO service requests through Cityworks is crucial for enhancing workload and staffing management. It is our understanding that this enhancement has been requested from the GoGov company. This integration aligns with the proactive approach of maximizing Cityworks potential. It also streamlines communication, empowering division leaders to monitor workloads and address staffing needs more effectively. The result is a more responsive and efficient Maintenance Division, poised to meet and exceed community expectations. Page 521 of 619 Maintenance Division Organization Review Technology and Tools Baker Tilly 28 Recommendation 17. Develop standardized responses to work that is done as part of a routine cycle. Recommendation 18. Engage GoGov with developing and implementing software to seamlessly integrate Ask SLO with CityWorks. Recommendation 19. Strengthen the Ask SLO app marketing by clearly articulating expected responsiveness tailored to the nature of each request. Service Level Agreements Service level agreements (SLAs) are formal agreements between a service provider (in this case, the Maintenance Division or an individual program) and a customer that define the expected level of service. These agreements outline the specific services to be provided, the quality standards to be met, and the metrics used to measure performance. SLAs are commonly used in various industries to ensure that services are delivered in a consistent, reliable, and satisfactory manner. They can also be built to be as prescriptive or as flexible as needed, allowing for customization based on the unique requirements and preferences of the parties involved. They play a crucial role in many functional areas, serving as essential tools to manage internal or external customer expectations and promote accountability. These agreements encompass a range of parameters including initial response time, priority level, type of issue, escalation processes and guidelines for handling urgent or emergency situations. While many public sector organizations do not have operational SLAs, SLOs Maintenance Division has de monstrated commendable foresight by already implementing SLAs that cover services to police, fire, community development, stormwater and the Downtown SLO business association. The existing SLAs contribute significantly to the clarity of communication within the Division, preventing potential misunderstandings and fostering a more transparent operational environment. This proactive approach positions the Maintenance Division favorably, showcasing a commitment to delivering services with defined expectations and standards. While the existence of these SLAs puts the Maintenance Division in a good position, review and potential revisions could further increase their Page 522 of 619 Maintenance Division Organization Review Technology and Tools Baker Tilly 29 effectiveness. To further maximize the benefits of these SLAs, it is recommended that a comprehensive review be conducted. This review should involve all employees affected by the conditions outlined in the SLAs, ensuring their perspectives are considered. By engaging the workforce in this evaluation, potential updates and refinements can be identified to strengthen the existing SLAs. In addition, it is suggested to evaluate current operations thoroughly to identify any areas that might not be adequately covered by existing SLAs. This proactive assessment will help in addressing potential gaps and ensuring that all aspects of Maintenance Division operations are appropriately accounted for within the SLAs. Recommendation 20. Review existing SLAs by all employees affected by the conditions of the SLA to evaluate potential updates. Recommendation 21. Evaluate current operations to determine if there are areas that are not covered by existing SLAs. The Maintenance Division’s commitment to operational transparency through SLAs serves as a model for effective service delivery. By actively reviewing and refining these agreements, the division can further enhance its efficiency, foster a culture of continuous improvement, and consistently meet or exceed community expectations. Strategic Communication The strategic use of technology extends beyond operational efficiency; it serves as a powerful tool for communicating the Maintenance Division’s narrative and justifying budget requests. Leveraging technology enables the Division to transparently showcase its achievements, challenges, and plans to both internal stakeholders and the community. By utilizing data- driven insights and visualizations, the Maintenance Division can effectively communicate the impact of its initiatives, fostering a deeper understanding of the value it brings to the community. Technology plays a pivotal role in substantiating budget requests. The ability to present comprehensive data on maintenance activities, their outcomes, and the overall contributions to community well-being enhances the division’s credibility during budget discussions. Integrating advanced analytics (using Cityworks and performance measures) and reporting features into the technology toolkit ensures that budget justifications are not only persuasive but also aligned with the Division’s strategic goals. Page 523 of 619 Maintenance Division Organization Review Technology and Tools Baker Tilly 30 The integration of technology serves as a powerful tool, transparently conveying the Maintenance Divisions narrative and compellingly justifying budget allocations. This approach strengthens internal communication, builds community trust, and reinforces the Divisions commitment to excellence in Public Works Maintenance. Recommendation 22. Implement a strategy to utilize technology in transparently showcasing the Maintenance Division’s achievements, challenges, and plans to internal stakeholders and the community. Recommendation 23. Leverage advanced analytics and reporting features to effectively communicate the impact of maintenance activities and their contributions to community well-being. Recommendation 24. Integrate technology to substantiate budget requests with comprehensive data, aligning them persuasively with the Division’s strategic goals and enhancing credibility during budget discussions. Page 524 of 619 Maintenance Division Organization Review Conclusion Baker Tilly 31 Conclusion This organizational assessment underscores the need for targeted improvements to strengthen the Public Works Maintenance Division. By addressing structural and staffing challenges, enhancing operational efficiency, and strategically allocating resources, the proposed recommendations aim to create a more agile, responsive, and effective division. As the city continues to evolve, these recommendations provide a pathway for the Maintenance Division to enhance its already commendable practices, meet growing demands, foster a supportive work environment, and continue to deliver exceptional services to the community. Implementation of these strategies is envisioned to not only resolve current challenges but also position the Division for sustained success and adaptability in the future. Page 525 of 619 Maintenance Division Organization Review Attachment A List of Recommendations Baker Tilly 32 Attachment A List of Recommendations Recommendation 1. Convert one Maintenance Supervisor to a Superintendent and add one Superintendent position to right-size the span of control for the Deputy Director of Maintenance Operations and increase management support for the division. Recommendation 2. Add a Parks Crew Coordinator position to improve the span of control within the Parks function. Recommendation 3. Create a Business Analyst position to assist with administrative duties and support the development and tracking of performance measures. Recommendation 4. Analyze the impact on staffing levels and resources before implementing any new programs. Recommendation 5. Incorporate maintenance requirements (staffing, resources) in all capital project discussions as part of the Budget Review Committee process. Recommendation 6. Add a Facilities Aide in Building Maintenance. Recommendation 7. Add a Mechanic Helper position in Fleet. Recommendation 8. Add a Lead Mechanic position in Fleet. Recommendation 9. Add staff to the Parks Division as parks are added to the system. Recommendation 10. Create a maintenance plan for the parks system and update the plan as new parks are brought online. Recommendation 11. Assign one Parks Maintenance Specialist to specifically respond to homelessness issues and vandalism in the parks. Recommendation 12. Create a lockable dumpster ordinance. Recommendation 13. Analyze the tasks within the Maintenance Division that would be best served with the use of contract staff. Recommendation 14. Evaluate dividing the parks into sections and utilizing a team-based approach to parks maintenance. Recommendation 15. Evaluate the consolidation of golf maintenance with parks maintenance. Recommendation 16. Establish relevant performance measurements for department operations, collect data, and create a system for analyzing and reporting. Recommendation 17. Develop standardized responses to work that is done as part of a routine cycle. Recommendation 18. Engage GoGov with developing and implementing software to seamlessly integrate Ask SLO with CityWorks. Recommendation 19. Strengthen the Ask SLO app marketing by clearly articulating expected responsiveness tailored to the nature of each request. Page 526 of 619 Maintenance Division Organization Review Attachment A List of Recommendations Baker Tilly 33 Recommendation 20. Review existing SLAs by all employees affected by the conditions of the SLA to evaluate potential updates. Recommendation 21. Evaluate current operations to determine if there are areas that are not covered by existing SLAs. Recommendation 22. Implement a strategy to utilize technology in transparently showcasing the Maintenance Division’s achievements, challenges, and plans to internal stakeholders and the community. Recommendation 23. Leverage advanced analytics and reporting features to effectively communicate the impact of maintenance activities and their contributions to community well-being. Recommendation 24. Integrate technology to substantiate budget requests with comprehensive data, aligning them persuasively with the Division’s strategic goals and enhancing credibility during budget discussions. Page 527 of 619 Maintenance Division Organization Review Attachment B Sample Performance Measures Baker T illy 34 Attachment B Sample Performance Measures A performance measurement program for the Maintenance Division will help the Division understand if work efforts and financial investment in programs and facilities are having the desired effect. Results provide staff with concrete data that can be used to explain and justify future goals and budget requests. San Luis Obispo would benefit from formalizing a program and taking it from a data collection process to a data driven decision-making process. A program should include the following components: x Workload measures that focus on the amount of work produced and help to monitor fluctuations in that workload. Workload measures do not assess how efficiently or effectively work is performed. x Efficiency measures that compare inputs and outputs, e.g., the amount of work produced compared with the cost or staffing required to produce it. x Effectiveness measures that assess how well an organization performs, such as measuring the quality of services it delivers. These measures look at outcomes and include feedback from internal and external customers. A summary of the performance measurement process is provided in Table 7 below. Table 7. Performance Measurement Process Step Summary 1. Identify what to measure Identify strategically important aspects of department work efforts. You want to measure those things that help you understand if you are achieving success. These should align with annual goals. 2. Set target goals Decide on a numeric target such as the number of new participants in a program, attendance level at an event, or time to completion of specific tasks. Set them ambitiously but not so ambitiously that they are unattainable. These can be based on industry metrics such as APWA or developed in-house depending on the measurement. 3. Measure results Have a system in place to collect data regularly and accurately. This should be a combination of report data from recreation management systems, work order systems, city financial systems and resident and participant surveys. 4. Report results The department should have a visually clear dashboard-style report that tracks progress using comparison data for similar periods in previous years. This gives stakeholders a better picture of the department’s performance over time. 5. Review regularly You should review performance measures annually to both remove indicators that may no longer be needed and add indicators for new programs to track success. Suggested Performance Measures are included in Table 8 below. Page 528 of 619 Maintenance Division Organization Review Attachment B Sample Performance Measures Baker T illy 35 Table 8. Sample Performance Measures Function Effectiveness/Outcome Measures Efficiency Measures Workload Measures Street Maintenance x Percent of work orders responded to within 24 hours x Average lane miles maintained per year (or average Pavement Condition Index) x Percent of survey respondents rating streets as good or excellent x Potholes filled x Pavement markings x Sidewalk repairs x Number of work orders per FTE x Number of lane miles paved per FTE x Cost per lane mile paved x Number of potholes filled within three days x Number of lanes striped per FTE x Number of priority sidewalk repairs completed per FTE x Number of work orders completed x Number of lane miles paved x Number of street miles swept x Number of pothole service order requests completed x Pounds of thermoplastic applied or lineal feet installed x Number of priority sidewalk repairs completed Function Effectiveness/Outcome Measures Efficiency Measures Workload Measures Fleet x Percent of work orders responded to within 24 hours x Fleet availability ratio x Percent of repairs needing rework x Number of work orders per FTE x Number of equipment pieces maintained per FTE x Amount of downtime per vehicle x Number of work orders completed x Number of vehicle repairs completed Function Effectiveness/Outcome Measures Efficiency Measures Workload Measures Parks x Percent of work orders responded to within 24 hours x Average amount of acres mowed per year x Percent of survey respondents rating parks cleanliness as good or excellent x Graffiti abatement x Number of work orders per FTE x Number of parks (or acres) maintained per FTE x Number of facilities maintained per FTE x Cost per acre mowed x Number of graffiti-related work orders completed within two days x Number of work orders completed x Number of trees trimmed x Acres of park mowed x Number of graffiti- related work orders completed Function Effectiveness/Outcome Measures Efficiency Measures Workload Measures Facilities x Percent of work orders responded to within 24 hours x Square footage of buildings maintained x Percent of internal user respondents rating facilities as good or better x Number of work orders per FTE x Square footage of buildings maintained per FTE x Number of facilities maintained per FTE x Number of work orders completed x Number of city facilities maintained Page 529 of 619 Page 530 of 619 Recommendation FY 25-26 FY 26-27 FY 27-28 FY 28-29 FY 29-30 FY 30-31 FY 31-32 FY 32-33FleetLead Mechanic* $100,447 $103,460 $106,564 $109,761 $113,054 $116,446 $119,939 $123,537Fleet Specialist (Half Time to Full Time)* $41,223 $42,460 $43,733 $45,045 $46,397 $47,789 $49,222 $50,699FacilitiesFacilities Technician* $92,325 $95,095 $97,948 $100,886 $103,913 $107,030 $110,241 $113,548PW AdminBusiness Analyst $150,958Total per FY$233,995 $241,015 $248,245 $255,693 $263,363 $271,264 $279,402 $438,742Total per FP* Request titles that are appended by an asterisk (*) indicate the request is considered internal services and support work efforts from different departments and programs within the City. These positions result in partial reimbursement to the General Fund for work that is specific to the Parking, Sewer and Water Enterprise funds. Implementation Option 1$475,010 $503,938 $534,628 $718,1452025-27 Financial Plan 2027-29 Financial Plan 2029-31 Financial Plan 2031-33 Financial PlanPage 531 of 619 Recommendation FY 25-26 FY 26-27 FY 27-28 FY 28-29 FY 29-30 FY 30-31 FY 31-32 FY 32-33FleetLead Mechanic* $100,447 $103,460 $106,564 $109,761 $113,054 $116,446 $119,939 $123,537Fleet Specialist (Half Time to Full Time)* $42,460 $43,733 $45,045 $46,397 $47,789 $49,222 $50,699FacilitiesFacilities Technician* $97,948 $100,886 $103,913 $107,030 $110,241 $113,548PW AdminBusiness Analyst $150,958Total per FY$100,447 $145,920 $248,245 $255,693 $263,363 $271,264 $279,402 $438,742Total per FP* Request titles that are appended by an asterisk (*) indicate the request is considered internal services and support work efforts from different departments and programs within the City. These positions result in partial reimbursement to the General Fund for work that is specific to the Parking, Sewer and Water Enterprise funds. Implementation Option 22025-27 Financial Plan 2027-29 Financial Plan 2029-31 Financial Plan 2031-33 Financial Plan$246,367 $503,938 $534,628 $718,145Page 532 of 619 Recommendation FY 25-26 FY 26-27 FY 27-28 FY 28-29 FY 29-30 FY 30-31 FY 31-32 FY 32-33FleetLead Mechanic* $100,447 $103,460 $106,564 $109,761 $113,054 $116,446 $119,939 $123,537Fleet Specialist (Half Time to Full Time)* $42,460 $43,733 $45,045 $46,397 $47,789 $49,222 $50,699FacilitiesFacilities Technician* $103,913 $107,030 $110,241 $113,548PW AdminBusiness Analyst $150,958Total per FY$100,447 $145,920 $150,298 $154,807 $263,363 $271,264 $279,402 $438,742Total per FPImplementation Option 3* Request titles that are appended by an asterisk (*) indicate the request is considered internal services and support work efforts from different departments and programs within the City. These positions result in partial reimbursement to the General Fund for work that is specific to the Parking, Sewer and Water Enterprise funds. $246,367 $305,104 $534,628 $718,1452025-27 Financial Plan 2027-29 Financial Plan 2029-31 Financial Plan 2031-33 Financial PlanPage 533 of 619 Page 534 of 619 Public Works Maintenance Division Update City Council Meeting January 14, 2025 1 2Overview 1.Recommendation 2.Division Overview 3.Resource Study Overview 4.Resource Study Findings Recommendations 6.Implementations 7.Long-term Strategies 8.Conclusion 3Recommendation 1.Receive and file the 2024 Public Works Maintenance Division Resource Assessment 4Public Works Maintenance Division 52023-24 Baker Tilly Assessment 6Resource Assessment Process Document Review Stakeholder Interviews Work Order Analysis Peer Agency Review Recomendations 7Resource Assessment Findings Broad Span of Control Staffing Gaps Technological Challenges Performance Measures Ask SLO Request Other City Departments PW - Other PW - Maintenance Recommendations Overview 8 Organizational Structure and Staffing o Add Superintendents and Support Staff o Combine Similar Programs Performance Measurements/Management o Develop and communicate KPI’s to internal and external stakeholders Tools and Technology Optimize use of Cityworks and Ask SLO Service Level Agreements o Increase use of Service Level Agreements Strategic Communication o Improved Communication about Service Levels 9Immediate Staffing Needs Baker Tilly Recommended Immediate FTE Needs Priority Program Request Annual Cost 1 Fleet Lead Mechanic*$100,447 2 PW Admin Maintenance Superintendent (2 FTE)**N/A 3 Parks Parks Crew Coordinator**N/A 4 Facilities Facilities Technician*$92,325 5 Fleet Fleet Specialist (.5 to 1.0 FTE)*$41,223 6 PW Admin Business Analyst $131,418 Total $365,413 10Implementation Long Term Strategies Planning for Growth Resource Allocation Technology Optimization and Communication Operational Efficiencies Conclusion 12 13Recommendation 1.Receive and file the 2024 Public Works Maintenance Division staffing study.