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HomeMy WebLinkAboutMcGrath ProposalCity of San Luis Obispo – Benchmark Compensation Study 1 Professional Proposal Prepared for City of San Luis Obispo, California Benchmark Compensation Study Featuring McGrath’s 360Comp™ Methodology By McGrath Human Resources Group Dr. Victoria McGrath, CEO victoria@mcgrathhumanresources.com 815.728.9111 Proposal Opening: April 6, 2020 City of San Luis Obispo – Benchmark Compensation Study 2 March 26, 2020 City of San Luis Obispo 990 Palm Street San Luis Obispo CA 93410 Thank you for the opportunity to submit our qualifications to provide a Benchmark Compensation Study for the San Luis Obispo, California in support of your Major City Goal Workplan for Fiscal sustainability and Responsibility. Developing and maintaining a competitive classification and compensation plan in today’s fiscally conservative environment is extremely challenging, yet essential. McGrath Human Resources Group understands the issues public sector entities are facing and will assist in updating your compensation plan, so it attracts and retains competent professionals, as well as fitting within fiscal constraints. At McGrath Human Resources, we take the time to understand your compensation philosophy, your organizational culture, and the vision you have for your community; and integrate these components into a comprehensive compensation program. Why should you choose McGrath Human Resources Group for your project? We do not ask you to adapt to an off-the-shelf solution. ❖ Even in municipalities that appear to be similar, we find that each entity has unique qualities, culture and needs. ❖ We work hard to understand your goals, fiscal realities, and compensation history so that we can offer options for a compensation system that address your uniqueness while holding to best practices to maintain validity in the system. We specialize in, and understand public employment and local municipalities: ❖ An investment in your employee’s compensation plan is an investment in your community, and we recognize that the investment you are making is with taxpayer dollars. ❖ We specialize in public sector consulting; thus , we are in a unique position to understand and work with your City’s stakeholders to make a sound investment that will benefit the City of San Luis Obispo. City of San Luis Obispo – Benchmark Compensation Study 3 Our long history brings a unique breadth of experie nce. ❖ We have experience not only with the development of various approaches, but knowledge of climates where those approaches usually succeed to help us tailor the best system for you. ❖ We spend the time to foster a partnership with our clients by pursuing a depth of understanding of your philosophy, culture, challenges and successes so that the synergy outcome provides a compensation system that makes sense philosophically and fiscally for your organization. We are successful. ❖ As we start our 20th year in business, with over 350 clients in 37 states, we are proud that 99% of our projects have been fully adopted and implemented. ❖ Our success stems from sound principles, and best practices throughout our work and the relationships we build through honest and transparent communication from the beginning of the project through the adoption, implementation and follow-through. Detailed information regarding our firm, consultants, methodology , and required information are presented within this proposal. We accept the terms and scope of the project as listed in the Request for Proposal. To ensure timely submission, this proposal is current as of March 28, 2020. We will be happy to discuss any changes or modifications needed due to addendums that were published after this date. Dr. Victoria McGrath is the individual with the authority to bind McGrath Human Resources in any negotiations and contracts. As you review the proposal, if you have any questions or require additional information, please do not hesitate to ask. We look forward to the opportunity to work with the City of San Luis Obispo and its employees on this important project. Sincerely, Victoria J. McGrath Victoria J. McGrath, Ph.D., CEO 815.728.9111 (office) 815.307.2781 (direct) victoria@mcgrathhumanresources.net City of San Luis Obispo – Benchmark Compensation Study 4 City of San Luis Obispo – Benchmark Compensation Study 5 TABLE OF CONTENTS Company Profile ......................................................................................................................... 6 Qualifications and Experience .................................................................................................... 6 Firm Expertise .........................................................................................................................6 Statement of Past Contract Disqualifications ...........................................................................7 Consulting Team ......................................................................................................................... 7 References ................................................................................................................................ 11 Classification Philosophy .......................................................................................................... 13 Philosophy.............................................................................................................................13 Job Classification and Evaluation ...........................................................................................13 Scope of Work and Communications........................................................................................ 14 Scope of Services ...................................................................................................................14 Compensation Component ................................................................................................14 Classification Component ..................................................................................................15 McGrath 360Comp Integration ..........................................................................................15 Employee Communication and Engagement .....................................................................16 Methodologies and Strategies .................................................................................................. 16 Methodology Overview .........................................................................................................16 McGrath 360Comp™ Methodology Workflow and Process ...................................................17 Modifications to Our Site Visit Plans ..................................................................................17 Project Orientation ................................................................................................................17 Internal Equity - Job Audit and Evaluation .............................................................................18 Data Analysis – Metrics & Market Survey ..............................................................................19 Organizational Impacts and Workforce Metrics .....................................................................19 External Market Survey .........................................................................................................20 Updating the Compensation System .....................................................................................22 Feedback, Finalizing, Reports and Presentation .....................................................................23 Implementation and Support ................................................................................................24 Introduction to Employees ................................................................................................24 Ongoing Maintenance .......................................................................................................25 Project Timeline ....................................................................................................................25 Fees and Terms ......................................................................................................................... 26 Other Additional/Optional Services: ..................................................................................27 A Final Word ............................................................................................................................. 27 City of San Luis Obispo – Benchmark Compensation Study 6 Company Name McGrath Human Resources Consulting Parent Organization McGrath Consulting Group, Inc. Established May 1, 2000 Type of Firm Private Corporation Illinois, USA Company Address P.O. Box 190 Wonder Lake, IL 60097 Phone Number (815) 728-9111 Fax Number (815) 331-0215 Responsible Party CEO – Dr. Victoria McGrath, Ph.D., SPHR Email Address victoria@mcgrathhumanresources.com Direct Email victoriaphd@comcast.net Principals Dr. Victoria McGrath, CEO Dr. Tim McGrath, President Insurances Admiral Insurance, State Farm Insurance, ACE American: Certificates will be provided as needed *Certificate of insurance will be provided upon award of contract. Due to our State -wide Stay- At-Home Order, we are unable to obtain certificates in the format requested. Firm Expertise McGrath Consulting Group, Inc. is an organization that specializes in public sector consulting predominately in the fields of human resource management, fire, EMS, police, and communications. We work with primarily local governmental entities with an employee base of 10 - 1,500 employees. The principals of the company have over 50 years of public sector experience. We have two very distinct divisions within the company: Human Resources – overseen by Dr. Victoria McGrath and Public Safety – overseen by Dr. Tim McGrath. We have found that having expertise in public safety is beneficial in public sector compensation studies. Thus, the McGrath Human Resource Group consultants have access to experts in Police and Fire compensation systems to address the unique laws and best practices these two professions add to most public-sector compensation systems. Qualifications and Experience Company Profile City of San Luis Obispo – Benchmark Compensation Study 7 Statement of Past Contract Disqualifications No officer or employee of McGrath Consulting or McGrath Human Resources Group have ever been disqualified, removed or otherwise prevented from bidding on, or completing a federal, state or local government project because of the violation of law, a safety regulation or for any other reason, including but not limited to financial difficulties, project delays or disputes regarding work or product quality. Victoria McGrath, Ph.D., SPHR – Chief Executive Officer – Project Manager Dr. Victoria McGrath has an extensive background in the field of human resources, predominately in the public sector; but she also has experience in the private sector having worked in health care, banking, and education. Thus, she brings over 19 years of practitioner experience in all phases of human resources prior to her years as a consultant. Her professional experience includes the City of Brookfield, WI, which had over 500 employees, including five (5) labor unions; the Elmbrook School District, WI – the 2nd largest school district in Wisconsin, also with 5 labor unions; and Citicorp Banks. She has dealt with labor/employee relations; policy, procedure and labor compliance; benefits and compensation; recr uitment and staff development. Dr. McGrath’s local government experience touched all local municipal services including police/sheriff, fire, public works/highway, engineering, library, health department, administration, courts, jail, and more. Dr. McGrath has provided management assistance to more than 200 local government clients on a variety of management issues. In addition to working with governmental organizations, Dr. Victoria McGrath Oversight of Overall Project Malayna Halvorson Maes Data Analysis and Interviews Lisa Eickholt Data Analysis and Interviews Michelle Lach Becky Harter Market Study and Comparables Communication Dr. Tim McGrath Ron Moser Public Safety Advisors Consulting Team City of San Luis Obispo – Benchmark Compensation Study 8 she has been a sought-after speaker for professional organizations and worked with tw o (2) organizations in developing courses in human resource management to current and upcoming supervisors. Further, she is an adjunct professor – teaching in areas such as human resources, organizational development, management, and research – at Northwestern University (Master’s in Public Policy Administration Program). Dr. McGrath’s doctoral dissertation dealt with Government as a Learning Organization. Her research dealt with government efficiency in providing services and how governmental services can become more effective. Education University of Wisconsin – Milwaukee, WI Ph.D. – Municipal Government as a Learning Organization Cardinal Stritch College, WI Master of Science - Management University of Wisconsin – Milwaukee, WI Bachelor of Science – Industrial Relations & Finance Malayna Halvorson Maes – Senior Consultant – Analyst Malayna Halvorson Maes has been a Consultant with McGrath since 2014. She previously served as a human resource professional in both the private and public sectors for over 20 years. She worked previously in health care human resources, engineering, and as the Human Resources Director and senior advisor for a large county in northwestern Wisconsin. Thus, she has direct experience with the many challenges facing municipal employers. During her time in county government, Ms. Maes advised the organization through the significant changes at the State level (referred to as Act-10) that resulted in a reduction from five (5) collective bargaining units to one (1) unit, due to reduced legal authority of organized labor in the public sector. As a change agent, she facilitated the development of significant policy changes for the organization. This included conducting a complete evaluation of the compensation system for the county which included a rewrite of all job descriptions, and the implementation of a pay for performance evaluation system. This system was created through the work of a combined employee – manager committee and included the implementation of a performance management software system to streamline the 360-evaluation process. She brings a practical understanding to the development and implementation of pay -for- performance compensation systems. As a former Human Resources Director, she is knowledgeable of all facets of local government, including police, public works, engineering, health services, and more. She has been active in several professional organizations including SHRM, Chippewa Valley Society of Human Resource Management; WIPFLI Senior HR Forum; Wisconsin Association of County Personnel Directors, and the National Public Employer Labor Relations Association. In addition, she served on the WACPD training Committee, Chair of the Legislative Affairs Committee, a Board of Dire ctor member as well as a member of the Services Committee for WPELRA; thus, she takes an active role in defining the profession. City of San Luis Obispo – Benchmark Compensation Study 9 Education Luther College, Iowa Bachelor of Arts – Psychology Lisa Eickholt, SCP – Senior Consultant - Analyst Lisa Eickholt brings over 30 years of local and state governmental Human Resource and management experience. Most recently, she served as a county Human Resource Director for over 18 years in north -central Kansas. She not only brings current human resource methodologies but also knowledge of county government. In her county, she not only served as the Director of Human Resources but was also relied upon by the County Board to function in an assistant county administrator role. Thus, she brings not only personnel but ov erall county operations knowledge and experience to the project. Ms. Eickholt was responsible for developing and eventually was hired as the County’s first human resource professional. In the position, she had responsibility for developing all the County’s personnel practices and policies, as well as compensation systems. Due to her 25 plus years of experience in local government, Ms. Eickholt has been a presenter at workshops and seminars on various HR and Leadership topics to county and city leaders an d employees with the Kansas Association of Counties; Kansas County Commissioners Association, as well as Wichita State University to name a few. Further, Ms. Eickholt is a certified trainer and presenter of True Colors (Personality Type Indicator) which has been useful in building cooperation and efficiencies within departments. As a Human Resource Director, she is knowledgeable of all facets of local government including the sheriff, public health, community corrections, treasurer, county clerk, public wo rks, property appraisal as well as other services provided by a county. Ms. Eickholt was a co-founding member and charter president of the Kansas County Human Resource Association; co-founding member and charter secretary for the IPMA-HR – Kansas Chapter; and, is a member of National and Kansas IPMA-HR chapters, and National and Kansas SHRM Chapters. Ms. Eickholt has completed all the necessary work and testing and maintains certification as a Senior Certified Professional from both IPMA-HR and SHRM. Education Kansas State University Bachelor of Science – Business Management Michelle Lach - Senior Consultant – Market Study Ms. Lach has been a Consultant with McGrath Human Resources Group for over fifteen years. She has authored employee handbooks, job descriptions and is currently our primary market survey Consultant; responsible for developing and conducting our market surveys to solicit external market data. With her many years of experience, Ms. Lach excels at gaining a substantial return and subsequently preparing that data for further analysis. Thus, we are obtaining reliable and quantifiable data for our clients. City of San Luis Obispo – Benchmark Compensation Study 10 Ms. Lach brings over nine years of management experience as a Human Resource Director. She brings expertise and experience in the areas of affirmative action, human resource planning, recruitment, compensation, FLSA, performance management, job descriptions, employee relations, developing employee handbooks, training and development, and worker’s compensation. Because most of Ms. Lach’s work experience was in the private sector, she understands the matching of public-sector positions to private-sector comparables. Her professional human resources experience has included major manufacturing, pharmaceutical, and professional service companies bring a broad experience of understanding professional employees in administration, attorneys, information technology and medical professionals as well as support services staff including clerical, maintenance, laboratory and customer service position s that can be compared to some municipal jobs. During her human resources leadership tenure, Michelle was involved in several professional and community organizations including membership in the Society for Human Resource Management (SHRM). Education Bowling Green State University Bachelor of Arts – Communication and Organizational Development Becky Harter – Consultant Associate Becky Harter assists the team as a Consultant Associate. Her background in administrative support and early childhood education brings organizational and communication benefits, specifically in our compensation survey services. Ms. Harter assists our Consultants in communications and survey tracking to assure we are obtaining the best quality and most timely results. Education Central Texas University – Ft. Riley, Kansas Coursework in education Advisors McGrath Human Resources will partner with the parent company – McGrath Consulting Group in the areas of public safety, as needed. Dr. Tim McGrath has over 30 years of experience in fire, EMS, communications and emergency management. Ron Moser brings 34 years of law enforcement experience as a retired Police Chief and heads the law enforcement division. In addition, to his law enforcement experience, Mr. Moser has served as the Director of Emergency Management and as a Village Manager for a municipality in Cook County, Illinois. Both Consultants are on staff to assist in any issues or concerns that need to be addressed in the area of public safety. City of San Luis Obispo – Benchmark Compensation Study 11 Staff Assignments and Additional Consultants The Consultants were selected for this project based upon their areas of expertise and specialties and the references contained in this proposal are projects these consultants have staffed. A principal of the company is actively involved in every project. However, we operate under the philosophy of total team involvement and each team member has experience in all facets of project work and will work together to meet the goals of your project. If necessary, we have the flexibility to involve other consultants with our organiz ation to bring their unique perspective and expertise. The following list is a sampling of projects that captures the depth and comprehensiveness of our experience in compensation and classification consulting. Additional client names, projects and locations are viewable on our website at www.mcgrathhumanresources.com Client Name Description City of Stayton, OR Contact: Alissa Angelo Title: Deputy City Recorder Phone: 503-769-3425 Email: aangelo@ci.stayton.or.us Conducted a Total Compensation Study for all union and non-union employees. City of Arlington, WA Contact: Paul Ellis Title: City Manager Phone: 360-403-3447 Email: pellis@arlingtonwa.gov Conducted comprehensive compensation analysis of all union and non-union positions within the City. Included the development of separate salary schedules for police, fire, union and non-union – however, keeping internal equity and compression issues in line. City of Marysville, WA Contact: Gloria Hirashima Title: Chief Administrative Officer Phone: 360-363-8000 Email: ghirashima@marysvillewa.gov Conducted a compensation study for all non-union positions. Have completed a similar study for two union groups. Clearfield City, UT Contact: Summer Palmer Title: Assistant City Manager Phone: 801-525-2701 Email: summer.palmer@clearfieldcity.org Comprehensive compensation study for all full and part- time positions within the City. Special emphasis on recruitment of police officers which entailed created a separate schedule toward the end of the study and re- researching market data on police officer salaries as market conditions showed a sudden shift mid-study. Clearfield City is in the Salt Lake City metropolitan area. Village of Niles, IL Contact: Hadley Skeffington-Vos Title: Deputy Village Manager Conducted an audit of all human resource functions/services. Developed a comprehensive list of References City of San Luis Obispo – Benchmark Compensation Study 12 Client Name Description Phone: 847-588-8009 Email: hsv@vniles.com priority recommendations for the department. Conducted supervisory training on performance management. Village of South Elgin, IL Contact: Megan Golden Title: Administrative Services Director Phone: 847-741-3894 Email: mgolden@southelgin.com Conducted a comprehensive compensation study in 2007 for all positions. This system was updated 2014-15 and again in 2018. South Elgin is in the Chicago metropolitan area. City of Northfield, MN Contact: Michelle Mahowald Title: Human Resources Director Phone: 507-645-3012 Email: michelle.mahowald@ci.northfield.mn.us Comprehensive compensation schedule of union and non- union positions was developed into one (1) classification system, and job descriptions were updated. Compensation system had to be compliant with the State of Minnesota’s Pay Equity Act. Northfield is in the Minneapolis-St. Paul metropolitan area. City of Rochester Hills, MI Contact: Pam Gordon Title: Human Resources Director Phone: 248-656-4708 Email: gordonp@rochesterhills.org Comprehensive compensation study for two (2) union groups and non-union positions, and development of job descriptions. The compensation plan includes an added value step increase. Developed performance evaluations and rules for movement into these new steps. Rochester Hills is in the Detroit metropolitan area. St. Croix County, WI Contact: Pat Thompson, County Administrator Phone: 715-331-5816 Email address: Patrick.thompson@co.saint-croix.wi.us Comprehensive compensation analysis of all positions within the County and consolidating numerous salary schedules into two (2) separate salary systems with approximately 400 job titles. Currently contracted to conduct updates. This County is in the Minneapolis-St. Paul metropolitan region. Pueblo City-County Library District, CO Contact: Terri Daly Title: Human Resources Manager Phone: 719-562-5632 Email address: terri.daly@pueblolibrary.org Conducted a compensation study to update the current compensation system for this large Library District with several branches. Everett Roehl Marshfield Public Library, WI Contact: Lori Belongia Title: Library Director Phone: 715-389-2745 Email: lbelongia@marshfieldlibrary.org Developed a classification and compensation system for all library positions. City of Clayton, MO Contact: Janet Watson Title: Finance and Administration Director Phone: 314-290-8445 Email: jwatson@claytonmo.gov Comprehensive compensation analysis of all positions within the City. Created a system that placed positions to lead the market. Utilization of an employee committee for review and approval of all comparable data. Rehired to develop job descriptions. Comprehensive Market update conducted in 2019. Clayton is in the St. Louis metropolitan region. City of San Luis Obispo – Benchmark Compensation Study 13 Client Name Description City of Kirkwood, MO Contact: Georgia Ragland Title: Assistant Chief Administrative Officer Phone: 314-822-5809 Email: raglangl@kirkwoodmo.org The comprehensive compensation schedule of union and non-union positions was developed into three (3) classification systems. Kirkwood is in the St. Louis metropolitan region. The Older Persons’ Commission, MI Contact: Renee Cortright Title: Executive Director Phone: 248-608-0255 Email: Rcortright@opcseniorcenter.org Developed a compensation system that provided competitive salaries for full-time and part-time positions for a state-of-the-art senior community resource facility that is funded and governed by three (3) municipalities. Redeveloped the organizational structure for organizational efficiency. Philosophy In any governmental organization, salaries and benefits are, by far, the largest budget item. An investment in your employee’s compensation plan is an investment in your community, and we recognize the investment you are making is with taxpayer dollars. We also understand a competitive compensation system is an important element for the City of San Luis Obispo’s ability to hire, cultivate, and retain employees who provide service and value to all City stakeholders. Similarly, internal equity, proper classification, career opportunities and addressing of any compression issues serves to enhance the employee’s feeling of value and willingness to actively engage in their work for the organization. Therefore, it is important for the City to have a classification and compensation system that promotes the active engagement of employees, is legally defensible, and efficient to manage. Thus, we tailor our compens ation systems to meet the needs and unique structure and culture of your City. Job Classification and Evaluation We typically use a point factor system to complete position classification analysis. We go beyond the typical “Knowledge, Skills and Abilitie s” (KSA’s) and delve deeper into factors that are unique to public sector positions including the following aspects of a job: ➢ Tasks & Responsibilities • Records, Reports and Programs • Complexity and Judgement including: Classification Philosophy City of San Luis Obispo – Benchmark Compensation Study 14 ▪ Problem-Solving ▪ Supervision Received ▪ Procedures/Guidelines Available • Impact of Decisions & Consequents of Errors • Planning • Confidential Data ➢ Contact with Others (both inside and outside the organization) ➢ Stress (degree of mental or emotional fatigue or stress inherent to the job and sustained through concentration, work pressure or critical incidents.) ➢ Tools and Resources • Equipment, Machines & Tools • Technology • Budget, Financial and Cash Handling Responsibilities ➢ Leadership & Supervisory Responsibilities ➢ Education & Experience ➢ Work Environment & Physical Requirements We find that the point factor system of job analysis is the easiest for us to train our clients to continue using on their own should they choose. Thus, the compensation system is more likely to be kept up-to-date and relevant which extends the lifecycle of a plan. Scope of Services The City of San Luis Obispo is seeking a consultant partner to conduct a Benchmark Compensation Study. We understand that a competitive compensation system is an important element in the City’s ability to hire, cultivate and maintain employees who provide service and value to all City stakeholders. Similarly, internal equity and addressing of any compression issues serves to enhance the employee’s feeling of value and willingness to actively engage in their work for the organization. Compensation Component ✓ Guide the City in confirming or developing your organization’s compensation philosophy including your desired position in the market, recognition of tenure, recruitment and retention priorities, usage of performance-based pay, and other aspects of a sound compensation philosophy. ✓ Develop a cooperative plan of action utilizing the basic methodology outlined in this proposal but tailored to your specific project. Scope of Work and Communications City of San Luis Obispo – Benchmark Compensation Study 15 ✓ Meet with stakeholders in each department to gain information regarding any recruitment and retention challenges and/or changes in position assignments and expectations since the last study. ✓ Complete an analysis of the existing salary schedule and employee movement through their respective ranges to identify any existing issues to be addressed during project. ✓ Determine comparable organizations that are an accurate reflection of the City’s location and current market. ✓ Obtain and establish compensation position within the external market through a survey of mutually identified, comparable entities. ✓ Conduct a Total Compensation Analysis with top competitors to include key benefits and salary. ✓ Provide a Benefit Comparative Overview of employer-provided benefits. ✓ Complete an analysis of the existing salary schedule and employee movement through their respective ranges to identify any existing issues to be addressed during project. ✓ Determine comparable organizations that are an accurate reflection of the City’s location and current market. ✓ Obtain and establish compensation position within the external market through a survey of mutually identified, comparable entities. Classification Component ✓ Obtain information on each position for the job audit, which assists in position placement for internal equity, through position description questionnaires, existing positions descriptions and interviews as needed. ✓ Examine and/or create career ladder/promotional opportunities, as appropriate, for job families. McGrath 360Comp Integration ✓ Integrate the data from the external market, internal market, and job audit to update the current compensation system, or develop a tailored classification and compensation system if a new system is recommended. ✓ Prepare budget impact projections for proposed changes for both immediate implementation and strategize phased implementation options as needed. ✓ Support implementation of approved changes to the compensation systems. ✓ Review and recommend compensation policy and procedure changes that will assure consistent implementation and application of the compensation system. ✓ Provide a plan for on-going maintenance of the system, in accordance with all applicable compensation practices by the City. ✓ Analyze positions to designate proper FLSA exemption status. ✓ Develop final reports and documents; and present final recommendations to governing body. ✓ Provide training to the administrative professional(s) for maintaining the compensation system. This will be accomplished in a participatory environment whereby McGrath Consultants listen to the administration, departments director, and staff, is sensitive to the unique qualities of the City, and is responsive to your needs. City of San Luis Obispo – Benchmark Compensation Study 16 This will be accomplished in a participatory environment whereby McGrath Consultants listen to the administration, departments director, and staff, is sensitive to the unique qualities of the City, and is responsive to your needs. Employee Communication and Engagement As shared throughout the project steps, you see there are many opportuniti es to engage all levels of staff in the processes. Each client has different requests for employee communication during the project. This can include kick-off meetings, electronic or printed updates, etc. We are prepared to develop and deliver information to the depth, and in the manner, you prefer. Methodology Overview Orientation Confirmation of Project Scope and Compensation Philsophy Stakeholder Meetings Analysis Job Audit & Analysis - Internal Equity Study Market Analysis - External Compensation Study Update or Design Update or Construct Compensation System Develop Corresponding Policies & Practices Reports Final Reports Presentation Implementation Implemention Communication Training Human Resources Staff Methodologies and Strategies City of San Luis Obispo – Benchmark Compensation Study 17 McGrath 360Comp™ Methodology Workflow and Process Our methodology and approach are characterized by a systematic, logical series of tasks aimed at assuring thoroughness, consistency, and objectivi ty. Our goal is to meet the needs of your organization. Therefore, the proposal steps can be discussed and adjusted to meet the project phases of the City of San Luis Obispo. Modifications to Our Site Visit Plans Amid ongoing concern about the Coronavirus COVID-19, McGraths top priority is the health, safety and well-being of our clients and consultants. We understand the concern and uncertainty, as well as resource re-allocation challenges you may be experiencing around the evolving situation, and we're committed to being responsive and flexible to meet our customers' needs. Like the State of California, all our consultants are currently subject to state -wide stay-at-home orders. We are adhering to CDC recommendations as well as national and state orde rs regarding social distancing, travel recommendations, etc. Therefore, while the methodology described throughout this proposal references our preferred/standard flow of on -site and remote conference visits, we are able to carry out any and all aspects of the project through remote site visits and fluid scheduling as conditions change. Project Orientation The first trip is an exciting and critical site visit. Because we do not have a “canned” compensation system/plan to mold you into, we want to meet with representatives of the City to map out the project. A clearly defined plan will result in a successful solution for your organization. Meet with Stakeholders Confirm/ Develop Compensation Philosophy Develop Benchmark Lists City of San Luis Obispo – Benchmark Compensation Study 18 In these initial meetings, we will meet with your stakeholders to gain an understanding of the City’s pay philosophy with regard to your desired position in the market, recognition of tenure and performance, recruitment and retention priorities, and other aspects of a sound compensation philosophy. We will explore your organization’s current compensation system; and meet with the City Manager, Human Resources Director, and other senior management level leaders, Elected Officials or other stakeholders as appropriate, to gain an understanding of the City’s goals, values and structure. We will also meet with each Department Director to gain an understanding of the department’s structure, any unique responsibilities associated with positions, problems with the current system, or issues in attracting/ retaining employees. During this site visit, comparable organizations and benchmark positions will be identified and agreed upon by the Consultants and City Administration. During this visit, the Consultants will review also all documents of the project – current compensation system, policies, and/or ordinances attached to the compensation system(s), and gain data regarding current employees. A list of data needed will be sent to the project designee prior to this visit so the City will have time to prepare. Document sharing software/sites such as SharePoint or Dropbox is ou r preferred method of transmitting data. Finally, optional short employee meetings can also be held to explain the process of a compensation study, introduce the consulting team, and describe the general outcome of the Study. Because of the variety of staff and working hours, if needed, the Consultants can be made available in the early morning or evening hours as well. Internal Equity - Job Audit and Evaluation Position Questionnaires Shortly after the first site visit, the McGrath 360Comp Position Description Questionnaire (PDQ) will be sent to the City for distribution. We have designed our PDQ specifically for use in public sector organizations; thus, ensuring points are given for the unique features encountered by government agencies. Employees may complete it electronically or in paper form and will be given two weeks to complete the questionnaire and return it to the appropriate supervisor. This job analysis questionnaire will be completed on all job titles for purposes of: Position Description Questionnaire Evaluate Positions to Competencies Interview Employees (as needed) City of San Luis Obispo – Benchmark Compensation Study 19 ❖ Expounding upon information provided in job descriptions to accommodate factors included in a formal job evaluation plan. ❖ Evaluating position responsibilities with regard to necessary competencies, experience, education, finances, judgement, decision-making and other expectations which provide value to the City. ❖ Clarifying instances where statements in the existing job descriptions are vague or absent. ❖ Probing for the interrelationship with other positions and how the position serves to fulfill the City’s overall values, vision, and objectives. ❖ Auditing and updating FLSA exemption status. Each department managers/directors will be given a specified time to review the completed questionnaire for content and accuracy and to make comments in a designated area of the document. They will sign off on their review prior to submission to the Consultants. However, the employee’s responses are to be unaltered. Group Interviews In addition to the initial governing body, administration and department director interviews, sometimes a more complete picture of a job’s responsibilities may be gained by involving other supervisors and employees in the process through on -site interviews. The RFQ has requested interviews, therefore we will conduct group interviews. These are used as an opportunity for the Consultant to gain a more complete understanding of the various jobs within the organization and their unique qualities for job analysis phase. Each job title should be represented in these interviews. As previously mentioned, these interviews, if necessary, can be conducted through electronic conferencing means. Data Analysis – Metrics & Market Survey Organizational Impacts and Workforce Metrics Workforce Demographics Analysis Throughout the McGrath 360Comp process, the Consultants will gather and analyze demographic data and analytics regarding your workforce. The data analysis generally includes: Solicit Compensation and Benefit Data Data Analysis Job Audit City of San Luis Obispo – Benchmark Compensation Study 20 ➢ Age of the current workforce. ➢ Employee’s tenure within the organization as well as tenure in current position. ➢ Turnover rate for the organization. ➢ Local geographic and economic factors impacting the attraction and retention of employees. Compensation-Related Policy Review The Consultants will review your compensation-related policies for compliance and best practices. We will make recommendations for policy updates or considerations that impact the City of San Luis Obispo. Some topics have historically included: ➢ Residency requirements ➢ Recruitment or retention incentives ➢ Organizational structure opportunities ➢ Audit of FLSA Exemption status. External Market Survey We will design and send out a market survey of benchmarked positions. We do not restrict the number of benchmarked positions, but at the same time, do not want the survey to be so unwieldly as to prohibit its completion. Thus, we will attempt to obtain data on as many positions as possible. As we begin receiving the survey results, McGrath Human Resources may ask the City to contact organizations that are not responding to the Consultants to solicit their assistance in completing the survey. Establishing Comparables – Public and Private Sector Public Sector - A list of public sectors comparable organizations will be developed cooperatively. Criteria for comparable organizations is usually the surrounding area in which the City competes for talent, organizations of similar size, EAV, population, etc. The goal being to establish a comprehensive list of organizations that are similar in scope and/or in job responsibilities. Private Sector – A number of organizations ask for comparisons to the private sector. If the City desires, McGrath Human Resources will look to the private arena. However, there are several inherent problems in collecting this information. ✓ First, there are limited numbers of positions that compare to municipal jobs. Comparisons are usually restricted to clerical and manual labor classifications. ✓ Second, the mixture of salary to benefits – or total package compensation – is vastly different than the public sector. This includes the potential of higher wages in the private sector in lieu of benefits, whereas, public sector has typically offered average wages in exchange for higher levels of benefits. These differences must be taken into consideration. City of San Luis Obispo – Benchmark Compensation Study 21 ✓ Third, comprehensive data from the private sector is difficult to obtain. Unlike municipal organizations which are required through freedom of information to provide the data, there are no such requirements in the private sector. With these restrictions in mind, we have been able to obtain information from specific employers within the area through phone calls and a separate survey. Further, we can review any private sector data the City may have obtained through associations with the Chamber of Commerce and relationships established with primary private se ctor organizations. However, the amount of private information will be limited. Other Data Sources - If the City participates in a centralized compensation data source that administration believes is up-to-date and valid, McGrath can utilize that data and supplement it with a shorter survey to the selected comparable organizations to solicit only information not contained in the centralized data source. Survey Participation - McGrath Human Resources generally has great success at obtaining market survey data. Our process includes contacting the selected comparable organizations before and during the survey process to obtain their cooperation, find the best contact point and assist them in completing the compensation survey. We follow-up at least two (2) times with those who are not responding to the survey. After that, we will ask a designee from the City to contact those entities not responding to the survey request. After these multiple attempts, the organization will be given the option to delete that comparable from the Study or make a public records request to obtain the data. Any cost to request records will be added to the final invoice. Benefit Survey and Analysis Included in the McGrath 360Comp methodology is an optional Total Compensation Analysis. This analysis places a monetary value on the major benefits along with salary. The process for this analysis involves the Consultants and City cooperatively selecting top three-five (3-5) competitors in your market. Through a re-analysis of the average incumbent salary, health insurance, and pension – we develop a picture of where the City fares within the market. Another optional analysis is a Benefit Overview Analysis. With this, we conduct a broader benefit survey, review the data and report the City’s general position in the market for the offering of benefits. This might include paid leave and holiday comparisons, number of insurance plans offered, and overall deductible/co-pay comparison, mandatory and optional retirement offerings, and other pay practices as mentioned previously. City of San Luis Obispo – Benchmark Compensation Study 22 Updating the Compensation System Current Salary Schedule Analysis We will examine the status of your current compensation system. We analyze the structure, conduct a compression analysis, and incumbent pay analysis. These examinations speak largely to internal equity. The compression analysis gives our consultants guidance in updating the salary schedule as well as giving the municipality information regarding amount of overtime being utilized. The incumbent pay analysis gives our Consultants guidance in developing implementation strategies to help recognize and retain tenured employees. Salary Data Analysis When data is received through the market survey, the Consultants will tabulate and analyze the salary data, and identify any trends and/or areas of concern regarding the City’s current salary as compared with the Market. Compensation System Recommendation With the market survey analysis and the job audit information, the Consultants will make a site visit (virtual or in person) to: ❖ Confirm the recommended compensation philosophy. ❖ Meet with appropriate City personnel to discuss the data obtained and share the preliminary trends found in our analysis as it compares to the current Compensation System. ❖ Discuss the future compensation and classification system – should it continue in its current form; make minor modifications to the current system; or develop a new process? ❖ Discuss the tie between the compensation system and performance and/or tenure , if appropriate. After this meeting, the direction for the future Classification and Compensation System will be finalized. The Consultants will make recommendat ions based on our observations and experience with input from the City regarding any previous experiences with a specific system, any unique positions that might lend themselves better to one system over another, and the City administration’s professional opinions on which system is more sustainable for the organization moving forward. Analysis of Current Compensation System Review Results of Data Analysis Compensation System Recommendation City of San Luis Obispo – Benchmark Compensation Study 23 The Consultants will then draft the tailored salary schedule and begin the process of placing positions on that schedule. Feedback, Finalizing, Reports and Presentation Department Director/Administration Input Once the System is updated, the Consultants will meet with appropriate City personnel to review the draft Compensation System. This third site visit will include meetings with a representative of Administration and each Department Director to review placements within the Compensation System to identify any potential placement problems prior to finalization of the System. This provides an opportunity to discuss any changes in placement in the current system and/or ensure proper placement if the system is redesigned. Fiscal Analysis Also, at this on-site meeting, the Consultants will have developed the initial, detailed fiscal impact of the Compensation System. The Consultants will present implementation strategy options that fit the fiscal needs, culture, and compensation philosophy of the City of San Luis Obispo. While some entities can fully implement the compensation system immediately, some clients have utilized a phased approach. We will work with the City to assure that any phased approach fits with best practices and your fiscal realities. Draft and Final Report Preparation McGrath Human Resources will provide a Policy/Procedure Manual. This report details the: ✓ Study methodology and findings. ✓ Recommended compensation modifications. ✓ Recommended position title or career progression changes. ✓ Fiscal impact and implementation strategies. ✓ Policies and procedures necessary to administer and maintain the system in-house. We will also work with human resources and administration to assist in any training that might be necessary to successfully implement the compensat ion program. In addition to the Policy Manual, McGrath Human Resources will develop an Executive Summary Report for distribution as the City sees fit. This provides a summary of the Analyze and Calculate Final Costs Determine Implementation Options Prepare and Present Reports City of San Luis Obispo – Benchmark Compensation Study 24 methodology, issues, and recommendations; however, all the information re garding on-going administration of the system is only in the Policy Manual. McGrath Human Resources will provide the City with electronic copies of the Executive Summary and the Policy Manual for reproduction, along with editable versions of Compensation System and fiscal impact spreadsheets, etc. for future modification and implementation; thus, the compensation plan is not dependent upon McG rath Human Resources for future modifications, unless requested by the City. As requested, redacted copies of two client reports are included in separate files with this proposal. Presentation of Findings to Administration and Department Directors As appropriate and necessary, a site visit or teleconference may be scheduled to present final findings and recommendations to Administration and Department Directors before presenting to the governing body. This will be a final 360-degree transparent check-through to assure all stakeholders, who will be the ones utilizing the system daily, understand our recommendations for the designed compensation system, final position placement , and implementation strategy and on-going use and maintenance. Presentation of Findings to Governing Officials The cost of the Study includes a presentation to your governing officials, administration and other appropriate personnel. Implementation and Support Introduction to Employees McGrath Human Resources Consultants continue to work with your organization throughout the implementation of the compensation system. We can introduce the plans to the employees through on-site mini presentations to discuss the methodology, the compensation/pay plan, position placement and answer questions. Alternatively, we can prepare communication tools and presentation materials for you to introduce the approved plan to the employees of the City. These can include correspondence, brochures, presentation slides and/or other communications ready to be distributed electronically, in hard-copy or presented by your staff. Communication Training Ongoing Maintenance City of San Luis Obispo – Benchmark Compensation Study 25 Administrative Training During the presentation site visit, training will be provided to Administration or other designated staff for maintenance of the Compensation System and Salary Schedule. We are always available to answer your questions and offer returning -client pricing for more in- depth assistance in placing new or updated positions into the Compensation System. Ongoing Maintenance The City will have the option to maintain the Compensation System, or have our Firm provide recommendations for maintenance. If the City chooses to maintain the Compensation Plan, we will provide training to the member(s) of the Human Resources Department who will be expected to provide that maintenance. Some clients prefer that McGrath Human Resources continue as the source to resolve current and future pay grade placements rather than the City, and if so, the point factor matrix remains with the Consultants. This can be done for a nominal fee depending upon the time involved in the placement. Whether it is done by McGrath Human Resources or the City of San Luis Obispo can be discussed and is at the discretion of the City. Project Timeline McGrath Human Resources Group takes pride in meeting its time commitments. We want to meet your expected timeframe while doing our best work for you. Our methodology relies on tailored salary surveys to assure we are making accurate comparisons of positions. It is difficult to estimate the impact on local governmental organization and how quickly they will be able to respond to market surveys. We will do our best to meet your desired project delivery in September. However, we will request that this timeline remain fluid with frequent dialogue throughout the project regarding the status of the project. We, therefore, propose the following timeline at this time: Task Ma y Ju n e Ju l y Au g u s t Se p t e m b e r Oc t o b e r Project Initiation - Site Visit Data Collection & Questionnaires Job Audit – Point Factoring Market Survey & Analysis Review of Market Survey Findings & Employee Interviews – Site Visit Update or Development of Salary System City of San Luis Obispo – Benchmark Compensation Study 26 Task Ma y Ju n e Ju l y Au g u s t Se p t e m b e r Oc t o b e r Review Plan, Dept. Director Meetings, Report Preparation – Site Visit Employee Placement & Development of Implementation Options/Cost Calculations Presentation of Compensation Plan; Training of Staff – Site Visit *This timeline will be adjusted based on the agreed upon Project Initiation date and other factors. McGrath Human Resources sets project fees based on the total project. Because we tailor the project to your needs, we do not charge a “per hour” fee, nor do we charge per diem, transportation or office expenses. Therefore, the fees listed below include all consulting professional fees, administrative costs, and other costs. Compensation and Classification Study including Benefit Survey: $24,589 Pay will be made in three installments: $5,000 upon signing of the contract; $12,589 upon submission of the draft report; and the balance$7,000 upon submission of the final report. Travel costs will be submitted separately and will include airfare, car rental, hotel, and dinner. Terms of Payments and Professional Recommendations: All invoices are due within 30 days of receipt. Proposal cost is good for a minimum of 90 days from April 6, 2020. Dr. Victoria McGrath is the individual with the authority to negotiate and contractually bind McGrath Human Resources in any type of negotiations and contracts. Our work for your organization will be drawn greatly from our professional experience in providing similar services to others for the past 20 years. We will, to the degree possible, preserve the confidential nature of any information received from you or developed during the work in accordance with our professional standards and practices. The project results, our recommendations and all written mat erials provided by us represent our professional judgment based on the information available to us. Neither McGrath Consulting, Inc. nor McGrath Human Resources Group has been a party to any litigation, administrative or state ethics board or other adverse proceedings. Our liability, if any, will not be greater than the amount paid to us for the services rendered. Fees and Terms City of San Luis Obispo – Benchmark Compensation Study 27 Other Additional/Optional Services: In most compensation studies, there are areas that must be addressed that are not planned for. In the 20 years McGrath Consulting Group, Inc., has been in business, it has never increased the agreed upon price and will address these areas. In the event the work is so beyond the scope of the original project, the Consultant will work with the City to either bill the service at an hourly rate, plus travel fees; or determine a fixed price. However, no work will begin until an agreement with the City has been approved. The compensation system is designed to be self-sufficient by the City. There are times that additional projects develop, or the client asks for assistance to maintain the compensation system. All items for continued service will be dealt with and priced according to the project and what it entails. Ongoing consultation and support on the developed system is normally included at no extra fee. McGrath Human Resources Group is confident that we can meet the goals and objectives to maintain a credible, competitive, fiscally sound classification and compensation system. We take the time to understand your culture and the vision of your organization and then make recommendations that align with your needs. Our firm is large enough to employ the necessary resources to ensure success, yet small enough to make certain our clients are a priority and ensure open communication and transparency throughout the entire process. Please feel free to contact us if you have any questions. A Final Word