HomeMy WebLinkAbout09/06/1988, 5 - COMPULSORY AND BINDING ARBITRATION r
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city o san lois OBISPO REM N G 8
COUNCIL AGENDA REPORT
FROM: John Dunn, City Administrative Officer
Roger Picquet, City Attorney
SUBJECT: Compulsory and Binding Arbitration
CAO RECOMMENDATION:
By motion continue formal opposition to the concept of compulsory and binding
arbitration in public employer-employee relations.
BACKGROUND AND DISCUSSION:
The issue of compulsory and binding arbitration has arisen recently in connec-
tion with two separate matters. One was the request from the League of Cali-
fornia Cities for all cities to join in opposition to AB 3341 (Floyd) which
would have mandated a statewide system for compulsory and binding arbitration
on local governments for resolution of police and fire collective bargaining
issues. In response to this request, the City authorized letters to be sent to
state legislators setting forth our points in opposition. The other matter is
the recent announcement by the local police and fire fighter associations of an
intent to circulate an initiative petition to amend the Charter to include a
compulsory and binding arbitration procedure to resolve disputes over wages.
hours and other terms and conditions of employment.
AB 3341 was just defeated in the Senate Appropriations Committee after a
concerted and combined effort by city, county and other officials throughout
the state. Surprisingly, even a few public safety employee associations joined
in opposition arguing that compulsory and binding arbitration would destroy the
existing and highly successful collective bargaining process. AB 3341 was
similar to previous measures introduced in past years by police and fire
organizations. Despite its latest defeat, this concept surely will be back in
future legislative sessions (indeed, the proposed Charter amendment is
strikingly similar to the defeated AB 3341) .
The more that citizens of this community understand the basic issues and the
components of compulsory and binding arbitration, the quicker this concept can
be put to rest. The League encourages all cities to become very familiar with
the primary reasons why compulsory and binding arbitration is a serious threat
to effective municipal management.
1. In cities, compulsory and binding arbitration would
remove an estimated 50% of the budget from the control of
elected officials and give authority to an outside,
non-elected arbitrator with no understanding of a city's
public services needs or finances to determine this major
portion of the budget.
2. Compulsory and binding arbitration is the antithesis of
the collective bargaining process. Rather than
negotiating in good faith, making compromises and solving
problems, the parties' posture in the bargaining process
to place themselves in the best possible position for
arbitration.
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1 city of san Luis osispo
COUNCIL AGENDA REPORT
September 1 , 1988
Page 2
3. Compulsory and binding arbitration (as expressed in
AB 3341) is a clear, state-mandated local cost. The
Legislative Counsel has ruled that not only the cost of
the arbitration process but the amount of the award above
the employers' last best offer is a state-mandated local
cost. The difficulty in getting the state to fully and
fairly shoulder the financial burdens it imposes on local
jurisdictions is well-known and and has been a source of
frustration to local government.
4. Compulsory and binding arbitration is often sold as a
means to prevent strikes. In Michigan, and in other
places where it has been adopted, the establishment of
binding and compulsory arbitration has actually caused an
increase in the number of strikes because employee groups
have been dissatisfied with the arbitrator's
determination.
The first two reasons merit further discussion.
The state constitution provides that cities may choose to be governed under a
"freeholder's charter. " This authority grants the City a great deal of flexi-
bility when addressing municipal affairs. Under our Charter, the Council is
"vested with all powers of legislation adequate to a complete system of local
government" (section 202) . The Charter directs the Council to organize a city
government (section 204) , consider and adopt an annual budget (section 802, et
seg. ) , and perform other essential functions, including establishment of a
personnel system.
The Mayor and Councilmembers are elected at large and directly by the elec-
torate to carry out the mandates of the Charter and other relevant federal and
state laws. Although they are ably assisted by the appointed city officials
and other city employees, it is the Council alone which is directly responsible
and accountable to the voters. Accordingly, all council members strive to be
responsive to the legitimate wants, needs and desires of the community. This
obligation means setting priorities and, often times, making difficult choices
between competing interests and alternatives. Compulsory and binding arbitra-
tion strips the Council of its necessary and inherent ability to control the
level of municipal services (and related funding or costs) in a given area or
function, such as public safety, and delivers the prerogative over to an
arbitrator who bears no legal or official accountability or responsibility to
the community or electorate. Regardless of the arbitrator's intent or
motivation, his or her decision may not accurately reflect the community's
choices or priorities to address community needs. By definition this form of
arbitration is binding, meaning further administrative review would be
impossible and judicial review extremely unlikely.
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ONZO COUNCIL AGENDA REPORT
September 1 , 1988
Page 3
Government Code section 3500 et sec . is known as the "Meyers-Mitis-Brown Act"
or MMB. It regulates the current legal framework of public, employer-employer
relations. The heart and soul of MMB is the requirement that the governing
body of a government meet and confer in good faith regarding wages, hours, and
other terms and conditions of employment with the employee organizations. The
governing body (Council) must fully consider the positions and presentations of
the employee organization prior to arriving at a determination of policy or
particular course of action (Govt. Code section 3505) . The duty to "meet and
confer in good faith" is a mutual obligation to meet personally and promptly in
order to exchange freely information, opinions and proposals and to try to
reach agreement on matters within dispute. The meet and confer sessions do not
impinge on the legislative power vested by law in the Council , but, rather,
they provide a useful channel by which employees may provide suggestions as to
how the Council 's discretion in salary matters should be exercised and help
promote open communication between employer and employees (Civil Service
Assoc. v. S.F. (1977) 141 Cal . Rptr. 922) . This is what is referred to as
"collective bargaining. " Over the years that MMB has been in effect it has
operated very successfully and contributed significantly to an overall positive
environment for public sector employer-employee relationships. However,
although the statutory framework encourages binding agreements resulting from
collective bargaining, the Council retains the ultimate power to refuse an
agreement and to make its own decision (Seal Beach P.O.A. v. City of Seal Beach
(1984) 205 Cal . Rptr. 794) . This authority reflects the basic premise that the
Council alone is held to answer to the electorate for the policy directions and
fiscal soundness of the City. If arbitration is made compulsory, the incentive
to bargain in good faith and to fully consider the merits of the other side is
greatly reduced. Under the scheme envisioned by the current proposed Charter
amendment, as with the recently deceased AB 3341 , the role of the Council , the
elected representatives of the people, is reduced, in effect, to a mere
advisory role to an arbitrator.
Reduced to its essentials compulsory and binding arbitration is a "power grab"
which removes necessary discretion from a Council to determine the direction
and policy of a city in the critically important area of internal employee
relations.
There are many other related issues which could be addressed at great length.
These include (at a minimum) the following:
1 . Political divisiveness and costs involved with compulsory
and binding arbitration;
2. Experience of other jurisdictions (e.g. , Michigan and
other California cities) which has shown that public
employee strikes and work actions increase, not decrease
with compulsory and binding arbitration;
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=IS COUNCIL AGENDA REPORT
September 1 , 1988
Page 4
3. Negative morale among other employees when public safety
employees are treated differently:
4 . Inability of departments to be efficiently managed
without interference of outside arbitrator: and
5. Binding and compulsory arbitration also effects "other
terms and conditions of employment, " meaning that certain
management prerogatives allowed by MMB and court
decisions could be removed from us, decreasing the
ability of the Police Chief and the Fire Chief to
effectively run their own departments.
6. Litigation and related costs.
SUMMARY:
Compulsory and binding arbitration is a concept which is inherently incom-
patible with the purposes and functions of a municipal government. The ability
of an elected body to make appropriate and balanced policy decisions in the
area of wages, hours and other terms of employment for public employees would
be effectively lost. More significantly, the ability and obligation of the
Council to be responsive and accountable to the voters is eliminated. This
concept is really an attempt to alter the fundamental relationship and roles of
the Council and employee associations. There is no corresponding benefit to be
obtained by the City. Staff recommends this Council continue to support the
League on this matter and express its opposition to compulsory and binding
arbitration whenever and wherever appropriate.
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MEETING AGENDA
T0: ROGER PIEOUET, CITY ATTORNEY
DATE si P 2 � M #
FROM: BOB WILKINSON, FIREMAN'S ASSOCIATION PRESIDENT
SUBJECT: COUNCIL MEETING, SEPT. 6TH
In response to your meeting with Engineer Mike Ward and
myself on August 25th, I would like to submit this letter as
part of your report to the City Council or a copy of this
letter to be presented separately to the Council at the
September 6th meeting.
The first misconception I would like to clear up Is the
reason the Fireman's Association and the Police Officer's
Association formed The Citizens for Public Safety . The
alliance with the Police Officer's Association is created
upon the Issue of the need for an equitable negotiation
environment . The Fireman's Association is currently neutral
regarding the impass that the POA and the City are engaged
In. The Issues surrounding the impass have nothing to do
with our alliance. If the impass was to be settled today,
we would still pursue the charter amendment . The big
question is why?
1 . During the negotiating period, the City holds all the
cards (one city official Indicated that the city holds
all the trump cards) . In past negotiations, It has been
reported by our representatives that a statement was
made at the beginning of the negotiating period to the
effect that "The Council has limited any pay negotiation
to three quarters of the CPI . " With statements like
this, It sets the tone for a very one-sided negotiating
period. The point is that our current system of
collective bargaining is in reality collective begging.
2. The second point deals with recognition . It is a fact
that not one Council person came to the Fire
Department's Open House last year in October. It is a
fact that the members of the rank and file recommended
the Chief request two firefighter/ Inspectors to man the
Brush Rlg. . (Council denied the two positions) . It is a
fact that the Fire Prevention Captain's position was
eliminated by Council before a formal Meet and Confer
session was held with the Fireman's Association which is
basically Illegal . My point is that the Association
membership has been taken for granted. Chief Dolder and
myself have been working hard to create and maintain a
high level of communication . But even with this, a
general feeling of being taken for granted has not been
dispelled.
Our efforts to address the above problems have heen based on
resolutions rather than attacking a group or individuals.
Our current MOU has established monthly meetings withfAO
sactionbyLeadPers__
Dolder creating a good basis for communication . The
by:
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SEP Z1788 orig.
CITY CLERK ❑
SAM LUIS 09VSP0.CA ❑
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Association has also recognized the need to become more
assertive in giving Input to matters that have an effect on
the membership. One of the shifts has Invited one member of
the City Council for dinner recently at the Fire Station to
provide an opportunity to learn more about the Council
person, their values, and perception of service to the
commmunity. We hope that the visit provided an opportunity
for the Council person to identify the personal value of
service the Fire Department members hold to the community.
Our goal is to maintain this friendly and open form with all
Council members.
Our efforts in dealing with the non-equitable system of
negotiations is the establishment of binding arbitration.
Establishment of the Charter Amendment will dissapate the
growing feeling of a negative climate in employer-employee
relations as a result of unfair negotiations. Binding
arbitration is a last-resort measure to resolve contract
negotiation conflicts. The reports I have, Indicate those
cities with binding arbitration have had to use it very
little if at all because of a more reasonable bargaining
effort on both sides. When binding arbitration has been
used, It Is because an element of on-going conflict has
existed between the city and the employee group. We view
binding arbitration as a tool for both employer and employee
groups to bargain in good faith from the very start of the
negotiation period. A citizen asked the question , ° If the
city is negotiating in a reasonable and fair manner, what
are they afraid of ?"
I hope you see that our efforts are addressing problems
Identified by the Fireman's Association. Our efforts are
preventative and not vindictive. The general make-up of the
the Fireman's Association has not been assertive or
overbearing. An instructor at the California State Fire
Academy recently acknowledged to his class that the San Luis
Obispo Fire Department is one of the most progressive Fire
Departments in the state of California. Our progressiveness
Is to be of service to the community of an Luis Obispo and
our hope is to be treated fairly.
cc: Chief Dolder
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• ��MEETING AGENDA 5
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SEP
E11 EM # o
TO: THE SAN LUIS OBISPO CITY COUNCIL
FROM: GARY NEMETH, PRESIDENT, SAN LUIS OBISPO POLICE OFFICERS
ASSOCIATION
DATE: SEPTEMBER 3, 1988
SUBJECT: BINDING ARBITRATION
HONORABLE MEMBERS OF THE CITY COUNCIL:
I HAVE REVIEWED THE MATERIAL FROM JOHN DUNN, CITY ADMINISTRATIVE
OFFICER, AND ROGER PICQUET, CITY ATTORNEY, THAT WILL BE PRESENTED TO
YOU AT THE NEXT COUNCIL MEETING.
I HOPE THAT BEFORE YOU MAKE A FINAL DECISION ON FORMAL OPPOSITION TO
THE CONCEPT OF COMPULSORY AND BINDING ARBITRATION IN PUBLIC
EMPLOYER—EMPLOYEE RELATIONS, YOU WILL CONSIDER THE MATERIAL I AM
PRESENTING.
IF YOU WISH ANY FURTHER INFORMATION ON ANY OF THE ISSUES PRESENTED,
OR IF YOU WISH TO DISCUSS THE MATTER FURTHER, PLEASE FEEL FREE TO
CONTACT ME AT YOUR CONVIENCE.
SINCERELY:
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PRESIDENT .l Denotes action by Lead Peon
SAN LUIS OBISPO POLICE OFFICERS ASSOCIATION Respond by.
P.O. BOX 1251 Council\ N AIMM
SAN LUIS OBISPO, CALIF. 93406 CAO
549-7312 C%,Any.
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SEP b 1988
CITY CLERK
SAN LUIS OBISPO.CA