HomeMy WebLinkAbout02/28/1995, Agenda Council Agenda Tuesday, February 28, 1995
3. Approve mid-year budget request for capital improvement plan projects and
equipment replacements in the amount of $1,356,800 summarized as follows:
Fre Department Emergency Communication System $ 95,000
Street Light Acquisition Services 35,000
Marsh Street Reconstruction and Storm Drain
Improvement 560,000
Islay Hill Park Fee Refunds 186,000
Pick-up Truck and Mower for New Park Maintenance 35,000
Parks and Recreation Office Building 151,000
Replace/Upgrade File Servers at City Hall, Corporation
Yard and Park & Recreation Administration Office 34,800
Acquisition of Property at 860 Pacific 235,000
New Parking Lot at Palm and Morro 25.000
TOTAL $1,356,800
► 2. PARKS & RECREATION OFFICE BUILDING (McCLUSKEY/LeSAGE/94-13B -
45 min.)
Consideration of plans and specifications for "Parks and Recreation Office Building," Spec.
No. 94-136; project cost estimate $590,000 including contingencies.
♦ RECOMMENDATION: By motion, approve plans and specifications, authorize staff to
advertise for bids, and authorize the City Administrative Officer to award a construction
contract if the lowest responsive, responsible bid is within the cost estimate.
► 3. HEADQUARTERS FIRE STATION (NEUMANN/92-04 - 60 min.)
Consideration of a status report concerning the Headquarters Fire Station.
♦ RECOMMENDATION: Receive report and, by motion, approve the project scope.
A. ADJOURNMENT.
3
city oSan tuis OBISPO
State of California
\ MID-YEAR
BUDGET REVIEW
P
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For the 1993-95 Financial Plan
FISCAL YEAR 1994-95
EXECUTIVE SUMMARY
The purpose of this report is to answer three basic questions about our financial condition:
■ Where are we today?
■ Where will we be at the end of 1994-95?
■ What is our long-term financial outlook?
The following are brief answers to these three questions.
How are we doing today? Over the past several years, the City has been confronted with its most
difficult fiscal situation in the post World War I1 era. State cuts to the City total close to $1.5 million
annually since 1991-92. These cuts have occurred in different ways, ranging from County collection
of property tax administration and booking fees in 1991-92 to direct property tax reductions in 1992-
93 and again in 1993-94. Combined with $3.5 million in local revenue losses resulting from the
recession, this means we have about $5 million less today in operating revenues than we would have
expected just a few short years ago under very modest revenue growth assumptions. This represents
a decrease of about 25% in our General Fund resources.
Nonetheless, the City's financial condition today continues to be strong by state and national standards.
This is only true because of the difficult decisions we have made over the past several years to help
us cope with these tougher times. For example:
■ The City has successfully abided by its longstanding policy of maintaining fund balances that
are at least 20% of operating expenditures. These resources hold the City in good stead in
economic downturns by retaining our ability to meet cash flow needs and respond to
unforeseen circumstances, emergencies, or other unusual events.
■ The City uses the private sector to deliver numerous services, including refuse collection,
transit, and selected janitorial, landscape and street maintenance services. This means fewer
City employees and lower costs.
■ The City has stayed below standard municipal debt limits, resulting in fewer long-term
obligations and a higher credit rating.
■ Significant expenditure reductions have been made. Cost reduction efforts are not new.
During 1991-93, budgets were cut by over $4.5 million. This included reducing regular
staffing by nine positions in conjunction with reorganizing several departments. These cuts
were followed in 1993-95 by an additional reduction of over $2 million in General Fund
operating costs, including eliminating 30 regular positions; and cuts in capital improvements
of 50% from past levels.
■ General Fund revenues have also been increased over the past two years as part of an overall
budget balancing strategy. Since 1991, the transient occupancy tax rate has been raised from
6% to 10%, and selected user fee increases have been implemented.
■ Our strong fund balance situation has also been used to its fullest strategic advantage. Rather
than considering its use to fund ongoing operating deficits, it has been used to fund significant
one-time capital projects - most notably the Performing Arts Center and Headquarters Fire
Station - rather than relying solely on debt financing as previously planned for these projects.
This approach reduces future ongoing costs that would have been incurred in repaying this
debt.
Where will we be at the end of 1994-95? Following this summary is a brief outline of our projected
ending financial condition for the General Fund at June 30, 1995. By summarizing "where we're up"
and "where we're down" from our projections in the 1994-95 Financial Plan Supplement, this outline
shows that we will generally end 1994-95 in about the same financial condition as originally projected:
operating revenues and expenditures are balanced, and ending fund balances are on target with our
policy of maintaining balances that are at least 20% of operating expenditures. This demonstrates two
important things: that the tough budget cuts and revenue increases implemented as part of the 1993-95
Financial Plan were necessary; and that we are on the road to accomplishing the long-term stability
that those actions were intended to achieve.
There continue to be many uncertainties. The revised 1994-95 financial projections have been
based on a number of assumptions using the best information available to us today. But there
continues to be a number of uncertainties that cannot be accurately forecasted at this time:
■ The recovery of the State's economy and how it will affect us locally.
■ Recognition that even if a state-wide recovery occurs, it is not clear how this will benefit us
locally given increased competition from the North and South county areas.
■ The State's own budget difficulties and how resolving them will affect us locally. Depending
upon the solution, further State cuts can have two impacts on us: direct cuts to City revenues;
and impacts on the local economy as the State makes its own budget cuts affecting local
employers such as Cal Poly, CMC, Cuesta College, and the County.
What about after 1994-95? As noted above, there are a number of financial uncertainties and
challenges facing us in the years ahead. If we do not begin sustained economic recovery from the
recession, and if the State continues to take revenues from us, then we will need to again revisit our
financial situation in a fundamental way. However, based on the best information available to us at
this time, it appears that we have appropriately positioned ourselves for 1995-97 and beyond.
We have limited resources but we also have important goals. Our past downsizing and budget
reduction efforts do not mean that we should stop all progress toward achieving important goals and
objectives. To the contrary, these past cuts were specifically made in areas of lesser priority so we
would have the resources necessary to fund higher priority service and facility needs. This mid-year
budget review recommends allocating resources for some of these important community priorities,
including improving Marsh Street in the downtown core, building offices for the Parks and Recreation
Department, restoring emergency communications lost in the Highway 41 fire, building Islay Hill Park,
and acquiring expansion property for the Chorro/Marsh parking structure.
In summary. Accomplishing our goals and objectives requires the financial resources to do so.
Current trends underscore our need to be concerned about our economic base and what we can do to
strengthen it. They also underscore our need to continue our commitment to increasing productivity,
containing costs, and strengthening our revenue base.
General Fund Financial Condition Summary
Comparison of mid—year budget projections with those initially
presented m the 1993-95 Financial Plan Supplement for 1994-95.-
Where
994-95:Where we're up . . . . . . .
7�
Headquarters fire station grant* 611,000
Beginning fund balance (net of carryovers)* 422,000
Sale of 860 Pacific building to Parldng Fund* 235,000
FEMA reimbursement — Hwy 41 fire* 1699500
Utility user taxes 1209000
Building permits 1129500
Debt service* 1089700
Child care service charges 50,000
1,828,700
* one—time resources
Where we're down . . . . . .
Mid—year budget requests 1,2289700
Recreation fees (except child care service charges)* 148,400
Property taxes* 1229700
Tranisent occupancy taxes* 1449800
Franchise fees* 969100
Other ups (downs) 41,600
1,782,300
* ongoing shortfalls
Net change . . . . . . 46,400
ENDING FUND BALANCE — JUNE 30, 1995 4,002,400
Percent of operating expenditures 20.0%
Note: As highlighted above, the net change of$46,400 reflects$1.4 million in
one—time resources(about$300,000more than$1.1 million in one—time
capital outlay costs)but ongoing revenue reductions of about$500,000.
TABLE OF CONTENTS
EXECUTIVE SUMMARY
PREFACE
A. Transmittal Memorandum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-1
B. Excerpts from the December 1994 Quarterly Financial Report
Transmittal Memorandum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-1
Changes in Fund Balance
All Funds Combined . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-2
Special Revenue Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-3
Capital Outlay Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-4
Enterprise Agency Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-5
Operating Programs Revenue Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-6
Operating Programs Expenditure Summary . . . . . . . . . . . . . . . . . . . . . . . . . B-10
C. Financial Condition Summaries
Revenues by Major Category and Source C-1
Combined Statement of Operating Program Expenditure Projections . . . . . . . . C-5
Operating Expenditures by Program
Public Safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-6
Public Utilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-7
Transportation . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . C-8
Leisure, Cultural & Social Services . . . . . . . . . . . . . . . . . . . . . . . . . . C-9
Community Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-10
General Government . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-l l
Capital Outlay - All Funds Combined . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-12
Combining Fund Balance Statements
All Funds Combined . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-13
All Government Funds Combined . . . . . . . . . . . . . . . . . . . . . . . . . . C-14
All Enterprise and Agency Funds Combined . . . . . . . . . . . . . . . . . . . C-15
Individual Fund Balance Statements
General Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-16
Special Revenue Funds
Business Improvement Area (BIA) Fund . . . . . . . . . . . . . . . . C-17
Community Development Block Grant (CDBG) . . . . . . . . . . . C-18
Gas Tax Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-19
Transportation Development Act Fund (TDA) . . . . . . . . . . . . . C-20
Capital Project Funds
Capital Outlay Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-21
Parkland Development Fund . . . . . . . . . . . . . . . . . . . . . . . . . C-22
Equipment Replacement Fund . . . . . . . . . . . . . . . . . . . . . . . . C-23
Debt Service Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-24
Enterprise Funds
Water Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-25
SewerFund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-26
Parking Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-27
TransitFund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-28
Golf Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-29
Agency Fund
Whale Rock Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . C-30
D. Mid-Year Budget Requests
Summary of 1994-95 Requests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-a
Operating Program Requests
Public Safety
Disaster recovery costs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-1
Public Utilities
Franchise renewal consultant services . . . . . . . . . . . . . . . . . . . D-2
Leisure, Cultural & Social Services
Childcare increased program participation
and new training requirements . . . . . . . . . . . . . . . . . . . D-4
Community Development
Computer mapping Projects . . . . . . . . . . . . . . . . . . . . . . . . . . D-6
General Government
Support services reorganization . . . . . . . . . . . . . . . . . . . . . . . . D-7
Ethernet Migration at 955 Morro,
City Hall and Police Station . . . . . . . . . . . . . . . . . . . . . D-9
Capital Project Requests
Public Safety
Emergency response communication equipment . . . . . . . . . . . D-11
Transportation
Street light acquisition services . . . . . . . . . . . . . . . . . . . . . . . D-13
Marsh street reconstruction and
storm drain improvement . . . . . . . . . . . . . . . . . D-15
Acquisition of property at 860 Pacific Street . . . . . . . . . . . . . . D-19
New parking lot at Palm and Morro . . . . . . . . . . . . . . . . . . . D-20
Leisure, Cultural & Social Services
Islay Hill Park fee refunds . . . . . . . . . . . . . . . . . . . . . . . . . . D-21
Pick-up truck and mower for new park maintenance . . . . . . . . D-23
Parks and Recreation office building . . . . . . . . . . . . . . . . . . . D-24
General Government
Replace/Upgrade file servers at City Hall, Corporation
Yard and Parks & Recreation Offices . . . . . . . . . . . . . D-26
ti.
PREFACE
The City's two-year Financial Plan provides for the submittal of a report on the financial.status
of the City to the Council every six months. Although quarterly financial reports are
distributed to the Council on an ongoing basis, the formal submittal of a review at the mid-
point of the fiscal year provides an opportunity to identify and present any fiscal problem areas
to the Council and to recommend corrective action or additional funding if required.
To accomplish. these goals,'the Mid-Year Budget Review document for 1994-95 has been
organized into the following sections:
Section A - Transmittal Memorandum
The transmittal memorandum provided in.this section summarizes the City's financial position
at the mid-point of the fiscal year, highlights significant trends and concerns, and makes
recommendations as appropriate.
Section B -.Excerpt from the December Quarterly Financial Report
The Quarterly Financial Report (QFR) for.December 1994 has been previously distributed to
the Council. For reference purposes, the transmittal memorandum from the December QFR
along with the changes in fiord balances, operating revenues, and operating program
expendituresummary from that document have been provided in this section of the Mid=Year
Budget Review.
Section C - Financial Condition Summary
This section summarizes the City's financial condition at the mid-point of the fiscal year, and
projects the City's financial position at the end of the year. This section is organized into three
major areas:
■ Summary of actual revenues for 1993-94 and a comparison of current projections for
1994-95 compared with original budget estimates.
Summary of the current operating and capital budget by function and program for 1994-
95 based on the original budget as adopted by the.Council, encumbrances/carry=overs,
Council approved budget changes, and mid-year budget requests.
■ Summary of actual revenues, expenditures, and changes in fund balance for 1993-94
for each of the City's operating funds and a comparison of current projections for 1994-
95 compared with original budget estimates based on the revised revenue projections
and recommended expenditure changes.
Section D - Mid-Year Budget Requests
The mid-year budget requests submitted by the operating departments and recommended by
the City Administrative Officer for Council approval are provided in this section.