HomeMy WebLinkAbout10-19-2026 ARC Agenda Packet
Architectural Review Commission
AGENDA
Monday, October 19, 2026, 5:00 p.m.
Council Chambers, 990 Palm Street, San Luis Obispo
The Architectural Review Commission holds in-person meetings. Zoom participation will not be
supported. Attendees of City Council or Advisory Body meetings are eligible to receive one hour of
complimentary parking; restrictions apply, visit Parking for Public Meetings for more details.
INSTRUCTIONS FOR PUBLIC COMMENT:
Public Comment prior to the meeting (must be received 3 hours in advance of the meeting):
Mail - Delivered by the U.S. Postal Service. Address letters to the City Clerk's Office at 990
Palm Street, San Luis Obispo, California, 93401.
Email - Submit Public Comments via email to advisorybodies@slocity.org. In the body of your
email, please include the date of the meeting and the item number (if applicable). Emails will not
be read aloud during the meeting.
Voicemail - Call (805) 781-7164 and leave a voicemail. Please state and spell your name, the
agenda item number you are calling about, and leave your comment. Verbal comments must be
limited to 3 minutes. Voicemails will not be played during the meeting.
*All correspondence will be archived and distributed to members, however, submissions received
after the deadline may not be processed until the following day.
Public Comment during the meeting:
Meetings are held in-person. To provide public comment during the meeting, you must be
present in the Council Chambers.
Electronic Visual Aid Presentation. To conform with the City's Network Access and Use Policy,
Chapter 1.3.8 of the Council Policies & Procedures Manual, members of the public who desire
to utilize electronic visual aids to supplement their oral presentation must provide display-ready
material to the City Clerk by 12:00 p.m. on the day of the meeting. Contact the City Clerk's
Office at cityclerk@slocity.org or (805) 781-7114.
Pages
1.CALL TO ORDER
Chair Mayou will call the Regular Meeting of the Architectural Review
Commission to order.
2.PUBLIC COMMENT FOR ITEMS NOT ON THE AGENDA
The public is encouraged to submit comments on any subject within the
jurisdiction of the Architectural Review Commission that does not appear on this
agenda. Although the Commission will not take action on items presented during
the Public Comment Period, the Chair may direct staff to place an item on a
future agenda for discussion.
3.CONSENT
Matters appearing on the Consent Calendar are expected to be non-
controversial and will be acted upon at one time. A member of the public may
request the Architectural Review Commission to pull an item for discussion. The
public may comment on any and all items on the Consent Agenda within the
three-minute time limit.
3.a CONSIDERATION OF MINUTES - OCTOBER 5, 2026
ARCHITECTURAL REVIEW COMMISSION MINUTES
5
Recommendation:
To approve the Architectural Review Commission Minutes of October 5,
2026.
4.PUBLIC HEARINGS
Note: The action of the Architectural Review Commission is a recommendation
to the Community Development Director, another advisory body, or to City
Council and, therefore, is not final and cannot be appealed.
4.a REVIEW OF AN 18,168 SF ADDITION TO A TWO-STORY
COMMERCIAL BUILDING IN THE C-S ZONE OF THE AIRPORT
AREA SPECIFIC PLAN. THE PROJECT INCLUDES ADDITIONAL
PARKING AREA, LANDSCAPING, TREE REMOVALS AND
COMPENSATORY PLANTINGS.
11
Recommendation:
Recommend that the Planning Commission find the project consistent
with applicable goals, policies, guidelines, and standards in the Airport
Area Specific Plan and Community Design Guidelines based on staff’s
evaluation of applicable standards.
5.COMMENT AND DISCUSSION
5.a STAFF UPDATES AND AGENDA FORECAST
Receive a brief update from Principal Planner Rachel Cohen.
6.ADJOURNMENT
The next Regular Meeting of the Architectural Review Commission is scheduled
for November 2, 2026 at 5:00 p.m. in the Council Chambers at City Hall, 990
Palm Street, San Luis Obispo.
LISTENING ASSISTIVE DEVICES are available -- see the Clerk
The City of San Luis Obispo wishes to make all of its public meetings accessible
to the public. Upon request, this agenda will be made available in appropriate
alternative formats to persons with disabilities. Any person with a disability who
requires a modification or accommodation in order to participate in a meeting
should direct such request to the City Clerk’s Office at (805) 781-7114 at least
48 hours before the meeting, if possible. Telecommunications Device for the
Deaf (805) 781-7410.
Agenda related writings or documents provided to the Architectural Review
Commission are available for public inspection on the City’s website, under the
Public Meeting Agendas web page: https://www.slocity.org/government/mayor-
and-city-council/agendas-and-minutes. Meeting video recordings can be found
on the City’s website:
http://opengov.slocity.org/WebLink/Browse.aspx?id=60946&dbid=0&repo=CityCl
erk
1
Architectural Review Commission Minutes
October 5, 2026, 5:00 p.m.
Council Chambers, 990 Palm Street, San Luis Obispo
Architectural Review
Commissioners Present:
Commissioner Kelley Abbas, Commissioner Robert Arens,
Commissioner Mick Atkins, Commissioner Charles
Gerencser, Vice Chair John Carrion, Chair Ashley Mayou
Architectural Review
Commissioners Absent:
Commissioner Kyle Bell
City Staff Present: Principal Planner Rachel Cohen, Deputy City Clerk Andrea
Colunga-Lopez
_____________________________________________________________________
1. CALL TO ORDER
A Regular Meeting of the San Luis Obispo Architectural Review Commission was
called to order on October 5, 2026 at 5:00 p.m. in the Council Chambers at City
Hall, 990 Palm Street, San Luis Obispo, by Chair Mayou.
2. PUBLIC COMMENT FOR ITEMS NOT ON THE AGENDA
Public Comment:
None
--End of Public Comment--
3. CONSENT
3.a CONSIDERATION OF MINUTES - SEPTEMBER 21, 2026
ARCHITECTURAL REVIEW COMMISSION MINUTES
Motion By Commissioner Gerencser
Second By Commissioner Abbas
To approve the Architectural Review Commission Minutes of September
21, 2026.
Ayes (6): Commissioner Abbas, Commissioner Arens, Commissioner
Atkins, Commissioner Gerencser, Vice Chair Carrion, and Chair Mayou
Absent (1): Commissioner Bell
CARRIED (6 to 0)
Page 5 of 43
2
4. PUBLIC HEARINGS
4.a REVIEW OF MULTI-FAMILY, 3-STORY, 28-UNIT RESIDENTIAL
DEVELOPMENT; 2 ADUS; REMOVAL OF 27 TREES WITH RE-
PLANTING PLAN; FENCE HEIGHT EXCEPTION; AND 20% DENSITY
BONUS WITH CONCESSIONS / WAIVERS FOR REDUCED PARKING &
TREE RE-PLANTING, & HEIGHT INCREASE
Vice Chair Carrion recused himself due to his conflict of interest as an
employee of the architecture firm involved with the project; he exited the
room at 5:04 p.m.
Principal Planner, Rachel Cohen presented the staff report and responded
to Commission inquiries.
Applicant representative, Joel Snyder of Ten Over Studio, provided a brief
overview of the project and responded to questions raised.
Chair Mayou opened the Public Hearing
Public Comments:
Mike Cowdrey
Dean Arrighi
Pamela Jackson
Louise Justice
Kathy Basil
John Lafranche
Pete Evans
Kathy Chance
Sarah Marks
Carol Jean
Sharron Price-Saylor
Sharon Roberts
Ron O
Brett Cross
Liz Hannett
Page 6 of 43
3
--End of Public Comment--
Chair Mayou closed the Public Hearing
Chair Mayou opened the Public Hearing
Public Comments:
Liz Hannett
Sharon Roberts
--End of Public Comment--
Chair Mayou closed the Public Hearing
Motion By Commissioner Gerencser
Second By Commissioner Abbas
Recommend acceptance of the plan relative to its tree removal and advise
a 1:1 compensatory planting schedule. If possible, allow offsite
compensatory plantings at Johnson park. Recommend increasing the size
of the trees planted with a 36- or 48-inch box and suggest placing as
many tree plantings as close to the street as possible.
Ayes (5): Commissioner Abbas, Commissioner Arens, Commissioner
Atkins, Commissioner Gerencser, and Chair Mayou
Recused (1): Vice Chair Carrion
Absent (1): Commissioner Bell
CARRIED (5 to 0)
Motion By Chair Mayou
Second By Commissioner Gerencser
Recommend the applicant add landscaping and/ or a trellis along the
retaining walls to lessen the amount of concrete seen from the inside of
the site.
Ayes (5): Commissioner Abbas, Commissioner Arens, Commissioner
Atkins, Commissioner Gerencser, and Chair Mayou
Recused (1): Vice Chair Carrion
Absent (1): Commissioner Bell
CARRIED (5 to 0)
Page 7 of 43
4
Motion By Commissioner Abbas
Second By Commissioner Gerencser
Recommend the applicant consider an alternative color scheme to include
a lighter blue or olive primary color with neutral accent colors in earth
tones as well as adding wood siding on all elevations to add visual interest
and consider utilizing lighter colors on the ground floor level.
Ayes (5): Commissioner Abbas, Commissioner Arens, Commissioner
Atkins, Commissioner Gerencser, and Chair Mayou
Recused (1): Vice Chair Carrion
Absent (1): Commissioner Bell
CARRIED (5 to 0)
Motion By Commissioner Gerencser
Second By Commissioner Atkins
Recommend acceptance of the plan as designed, encouraging the
applicant to investigate a broader use of permeable materials on the
parking area surface and the feasibility of increasing the number of
parking spaces on the site by adding pneumatic parking lifts.
Ayes (4): Commissioner Abbas, Commissioner Atkins, Commissioner
Gerencser, and Chair Mayou
Noes (1): Commissioner Arens
Recused (1): Vice Chair Carrion
Absent (1): Commissioner Bell
CARRIED (4 to 1)
Motion By Commissioner Abbas
Second By Commissioner Atkins
Recommend that the applicant increase the opacity of the balcony railings
to allow for better privacy for the occupants and neighboring residents.
Recommend moving the trash enclosure away from the street and closer
to the residential building. Additionally, recommend increasing the
screening around the transformer, preferably with landscaping.
Ayes (5): Commissioner Abbas, Commissioner Arens, Commissioner
Atkins, Commissioner Gerencser, and Chair Mayou
Page 8 of 43
5
Recused (1): Vice Chair Carrion
Absent (1): Commissioner Bell
CARRIED (5 to 0)
5. COMMENT AND DISCUSSION
5.a STAFF UPDATES AND AGENDA FORECAST
Principal Planner Rachel Cohen provided an update of upcoming projects.
6. ADJOURNMENT
The meeting was adjourned at 6:52 p.m. The next Regular Meeting of the
Architectural Review Commission is scheduled for October 19, 2026 at 5:00 p.m.
in the Council Chambers at City Hall, 990 Palm Street, San Luis Obispo.
_________________________
APPROVED BY ARCHITECTURAL REVIEW COMMISSION: XX/XX/202X
Page 9 of 43
Page 10 of 43
ARCHITECTURAL REVIEW COMMISSION AGENDA REPORT
SUBJECT: REVIEW OF AN 18,168 SF ADDITION TO A TWO-STORY COMMERCIAL
BUILDING IN THE C-S ZONE OF THE AIRPORT AREA SPECIFIC PLAN. THE
PROJECT INCLUDES ADDITIONAL PARKING AREA, LANDSCAPING, TREE
REMOVALS AND COMPENSATORY PLANTINGS.
BY: Eva Wynn, Assistant Planner FROM: Rachel Cohen, Principal Planner
Phone Number: (805) 781-7172
Email: ewynn@slocity.org
PROJECT ADDRESS: 1146 Farmhouse Lane
APPLICATION NUMBER: ARCH-0350-2026 & TREE-0686-2026
APPLICANT: Clint Pearce, Farmhouse Development, LLC
REPRESENTATIVE: Frances Gibbs, Pults & Associates
RECOMMENDATION
Recommend that the Planning Commission find the project consistent with applicable
goals, policies, guidelines, and standards in the Airport Area Specific Plan and
Community Design Guidelines based on staff’s evaluation of applicable standards.
1.0 PROJECT DESCRIPTION
Clint Pearce (Applicant) has submitted a Major Development Review application (ARCH-
0350-2026) to expand an existing commercial building on an existing 2.54-acre lot located
at 1146 Farmhouse Lane. The project will provide supporting site improvements such as
additional parking to accommodate the expanded use, bicycle parking, and landscaping
(Attachment A, Project Plans).
The project includes an 18,168 square foot expansion to the rear of the existing 18,407
square foot commercial office building; an expanded parking lot to accommodate the
additional use area; and removal of five (5) trees with a compensatory replanting plan.
The project is proposed to expand the existing office use, and no changes are proposed
to the existing signage or trash enclosure.
Meeting Date: 10/19/2026
Item Number: 4a
Time Estimate: 30 Minutes
Page 11 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Figure 1 – Project Site and Vicinity
Accompanying Project Applications and Requests
Tree Removal Application (TREE-0686-2026)
The proposed expansion and the additional parking lot area will require removal of three
trees within the expansion/parking area. Additionally, the applicant will remove and
replace two street trees that are dead, dying, or underperforming to bring the on -site tree
canopy coverage into compliance with AASP requirements. A total of five (5) trees are
proposed for removal (see Figure 2), and compensatory plantings would be provided
onsite, consistent with landscaping-related design standards in the AASP. The removal
of five trees and compensatory plantings will be subject to review of the Tree Committee,
who will provide a recommendation to the Planning Commission prior to final project
review.
Page 12 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Figure 2 – Requested Tree Removals
1.0 PROJECT SITE INFORMATION
The subject property is located within the commercial area annexed into the City of San
Luis Obispo in 2020 under application number ANNX-2030-2018. Prior to annexation, the
property was developed under County jurisdiction to accommodate the existing two-story,
18,407-square-foot (SF) commercial building. Access to the site is provided by an existing
driveway at Farmhouse Lane. The property is zoned Services Commercial (C-S) and is
surrounded by other C-S zoned properties to the west, north, and south. The City limits
follow the eastern property line, with the adjacent property located within the County of
San Luis Obispo’s jurisdiction. The current configuration of the subject property was
established through a Parcel Map, which was approved by Planning Commission on
February 9, 2022, and recorded in 2023 (SLO 21-0025, see Attachment A). The proposed
development maintains the existing easements on the property, including access
easements benefiting the properties to the north and the public utility easement (PUE)
along the street frontage.
Page 13 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Site Data
Location 1146 Farmhouse Lane
Land Use
Designation Services and Manufacturing
Specific Plan Airport Area Specific Plan (AASP)
Zone Service Commercial (C-S)
Project Site Area 2.54 acres
Surrounding Uses
North – Vacant lot
South – Vacant lot, manufacturing
East – Vacant/Agriculture Land Use (outside City Limits)
West – County of San Luis Obispo Airport overflow parking lot
2.0 PROPOSED DESIGN
Architecture: Contemporary institutional two-story building
Design Details and Materials: Exterior plaster siding with fine sand float finish, aluminum
storefront windows and doors, steel flush door coated to match siding colors, and exterior
lighting to match existing (see Attachment A, Project Plans, page A – 4.1)
Colors (to match existing):
A. Tabby (CL 2734D)
B. Freestate Earth (CL 2735D)
C. Utopia (CL 2736N)
D. Mud Puddle (CL 2645A)
E. Lead (CL 3175A)
Public-Facing Elevations: The South Elevation and West Elevation would be visible from
the street. There are no proposed changes to the existing South Elevation.
Non-Public-Facing Elevations: The East Elevation would face the San Luis Obispo
County Airport overflow parking lot, and the North Elevation would face the vacant lot at
the rear of the property.
Page 14 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Figure 3 – Elevations and Colors. Colors as labeled: (A) Tabby; (B) Freestate
Earth; (C) Utopia; (D) Mud Puddle; & (E) Lead
3.0 FOCUS OF REVIEW
Per San Luis Obispo Municipal Code (SLOMC) Section 17.106.040(A)(1), the
Architectural Review Commission’s (ARC) role for Major Development Review
applications is to (a) evaluate the project for consistency with applicable goals, policies,
guidelines, and standards in the Airport Area Specific Plan (AASP), and Community
Design Guidelines (CDG), and (b) provide a recommendation to the Planning
Commission regarding project consistency with these preceding goals, policies,
guidelines, and standards.
A
B C
D
E
East
North
West
Page 15 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Following the ARC’s review, the project will be scheduled for a final review and decision
by the Planning Commission. As part of this final review and decision, the Planning
Commission will review the ARC’s recommendation and all accompanying application
materials and requests.
4.0 PROJECT EVALUATION
Staff has evaluated the project for consistency with the applicable standards and
guidelines of Airport Area Specific Plan (AASP) Chapter 5.0 (Community Design) and the
Community Design Guidelines (CDG), including Chapter 2 (General Design Principles),
Chapter 3 (Commercial and Industrial Project Design), and Chapter 6 (Site Planning and
Other Design Details). Based on this evaluation, staff finds that the proposed 18,168 -
square-foot addition, associated parking improvements, landscaping, t ree removals and
replacement plantings are consistent with the applicable AASP design standards and
CDG guidelines, as further identified in the AASP Consistency Matrix (Attachment B).
Figure 4 – Rendering of West Elevation
The proposed addition is designed as an expansion of the existing two-story commercial
building. The addition incorporates the established architectural style of the existing
structure by utilizing same scale, proportion, massing, colors, materials, and window
details of the original structure (CDG, 3.1(B)(9), Additions to Existing Structures). The use
of compatible colors and materials, similar window and bay spacing, complementary
roof/parapet treatments, and related architectural features creates a cohesive
architectural composition and avoids a stark contrast between the existing building and
proposed addition.
Proposed Addition
Page 16 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
The proposed 18,168 square-foot addition to the existing 18,406 square-foot building area
incorporates changes in building details, vertical elements, projecting architectural
features, and variations in material and color to provide visual articulation and reduce the
perceived scale and bulk of the expanded structure. Public -facing elevations utilize
simple, clean lines combined with variations in materials and colors and architectural
elements that provide both functional purpose and visual interest. The resulting design
avoids the appearance of a large, undifferentiated or "boxy" commercial structure and is
consistent with the AASP standards and guidelines for Architecture (Chapter 5.0) as well
as the objective of achieving high-quality development within the Airport Area. The
proposed exterior materials are durable and appropriate for the anticipated office use and
are compatible with the established architectural character of the existing building.
Figure 5 – Proposed Addition (West)
The location of the addition further supports its compatibility with the surrounding
development pattern. The addition is concentrated within the northern portion of the
existing developed site and is integrated with the existing building rather than establishing
a separate building mass along Farmhouse Lane. This configuration maintains the
existing building's established relationship to the street and allows the existing structure
to continue to provide a visual presence along the Farmhouse Lane frontage. The project
therefore maintains the established site and streetscape character while accommodating
additional floor area.
Page 17 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Figure 6 – Project Site Layout
The site design also responds to the AASP and CDG objectives for minimizing the visual
prominence of surface parking. The additional parking is primarily located along the sides
and rear of the proposed addition, thereby minimizing its effect on the primary street -
facing building frontage, consistent with AASP standards for Parking (Chapter 5.0).
Landscape areas are incorporated within and around the expanded parking lot and along
building and pedestrian areas to break up pavement, provide visual buffers, and soften
the appearance of the building and parking areas. This approach is consistent with AASP
Table 5-5, which encourages Service Commercial development to provide landscaped
areas extending between streets, buildings, and parking areas. The project also maintains
the open commercial site character along Farmhouse Lane rather than relying on
continuous walls or fencing to screen the expanded d evelopment. The landscape
improvements are an important component of the project's overall design because the
expanded building and parking area increase the amount of developed area on the site.
The proposed landscaping provides opportunities to integrate the expanded building into
the larger landscape, provide parking-lot canopy and screening, and enhance the
pedestrian environment. The proposed tree removals are associated with the site
improvements, and compensatory planting is required to mitigate the loss of existing
Existing Building
Proposed Addition
Driveway to
Farmhouse Lane
Page 18 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
trees. With these improvements, the landscape design is expected to adequately mitigate
the visual effects of the expanded building and parking area.
Figure 7 – Existing building and proposed addition looking Northeast from
Farmhouse Lane
Overall, staff finds that the project successfully integrates the substantial addition with the
existing two-story commercial building without creating excessive visual mass or bulk.
The proposal maintains the established architectural relationship to Farmhouse Lane,
extends the existing building's architectural style, uses durable and compatible materials,
and incorporates sufficient architectural articulation to provide visual interest.
5.0 PROJECT STATISTICS
Site Details Proposed Allowed/Required12
Maximum Floor Area Ratio 0.33 0.6
Minimum Distance between
Parking Lots and Property Lines
Along Streets
40 feet, no change 5 feet
Minimum Front Setback 120 feet, no change 16 feet
Minimum Rear Setback None
Minimum Side Setbacks 123 feet (east), no change
79 feet (west), no change
None
1 2025 Airport Area Specific Plan (AASP)
2 2025 Zoning Regulations
Page 19 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
Maximum Building Height 28 feet (Occupied)
31 feet (Non-Occupied)
36 feet (Occupied)
46 feet (Non-Occupied)
Maximum Lot Coverage3 69% 90%
Minimum Landscaping ~30% 10%
Tree Removals Removal of five (5) on-site trees; five (5) on-site
compensatory plantings. Subject to Tree Committee
Review and Planning Commission Approval.
Vehicle and Bicycle Parking
Number of Vehicle Spaces
EV Spaces
19 additional spaces
(120 total spaces)
4 EV Ready, 9 EV Capable
73 spaces (min) –
122 spaces (max)
4 EV Ready, 10 EV Capable
Number of Bicycle Spaces
Short-term
Long-term
24
18
6
24
18
6
Residential Density None 24 density unites/net acre
Environmental Review Project is consistent with IS/MND for Senn-Glick Properties
(ED01-273)
Environmental Review
The proposed expansion is consistent with the established development framework for
the Senn-Glick properties outlined in the adopted Mitigated Negative Declaration (MND)
and Addendum. In 2003, the County of San Luis Obispo adopted a MND (ED01-273) for
the Senn/Glick Conditional Use Permit (D000336D), inclusive of the project site. The
Senn-Glick development area comprised of three parcels totaling ten acres and included
a master plan development consisting of 180,000 square feet of commercial area
throughout three separate buildings with various components of shared infrastructure
(e.g., access and stormwater) across the parcels. In 2022, after the property was annexed
to the City, one of the three parcels was subdivided and an Addendum to the adopted
IS/MND was prepared. The Addendum determined that full development of the property
would remain within the maximum floor-area and disturbance assumptions evaluated in
the adopted Senn-Glick IS/MND. The expansion proposed by this project would result in
a two-story building with a total of 38,168 square feet of office building area, which
remains below the approximately 93,977 square feet of development potential previously
allocated to the subject property prior to subdivision in 2022, and below 45,000 sq. ft.
maximum of office space within the Senn-Glick properties.
3 Includes buildings, driveway, and parking per AASP
Page 20 of 43
Item 4a
ARCH-0350-2026 & TREE-0686-2026 (1146 Farmhouse Lane)
Architectural Review Commission Report – October 19, 2026
6.0 ACTION ALTERNATIVES
6.1 Recommend approval of the project. Recommend the Planning Commission
approve the project based on the project’s consistency with applicable goals,
policies, guidelines, and standards in the Airport Area Specific Plan and
Community Design Guidelines. This action may include recommended conditions
to address project consistency with these preceding goals, policies, guidelines,
and standards.
6.2 Continue the review. An action continuing the review should include clear direction
to the applicant and staff regarding the additional information required to make a
recommendation and all pertinent issues related to project consistency with the
Airport Area Specific Plan and Community Design Guidelines.
6.3 Recommend the Planning Commission find the project inconsistent with applicable
goals, policies, guidelines, and standards in the General Plan, Airport Area Specific
Plan, Community Design Guidelines and/or other policy document(s). This action
should include findings that cite basis for such recommendation and reference
inconsistency(ies) with goals, policies, guidelines, and standards in the preceding
documents.
7.0 ATTACHMENTS
A - ARCH-0350-2026 Project Plans
B - ARCH-0350-2026 AASP Consistency Matrix
Page 21 of 43
Page 22 of 43
4388 Old Santa Fe Rd San Luis Obispo, CA 93401 805-543-0875
June 4, 2026
Frances Fan Gibbs
Pults & Associates, LLP
3592 Sacramento Dr, Suite 140
San Luis Obispo, CA 93401
805-541-4751
Re: 1146 Farmhouse Ln – Building Expansion Project
This letter is to act as a Will-Serve letter for the collection of solid waste, recycling, and organic waste at:
1146 Farmhouse Ln, San Luis Obispo, CA 93401
Per Architectural Site Plan sheet AC – 1.1, received on 06/02/26
In accordance with the City of San Luis Obispo franchise agreement, San Luis Garbage Company will continue to
provide collection of the three waste streams at the enclosure of this property per the following schedule:
Solid Waste: 1 3YD refuse bin, 2-3x weekly*
Recycling: 1 3YD recycle bin, 2-3x weekly*
Organic Waste: 1 95G organics can, 1-2x weekly*
*Service level/frequency may be adjusted based on volumes
It is the responsibility of the property owner/manager to make sure that all bins and cans are accessible by
5:00 AM on the day(s) of collection.
Based on my review of the property and plan set, the space allotted for waste storage and service is
sufficient.
Based on my review of the property and plan set, the volume of bins anticipated for use at this property is
sufficient.
It is the responsibility of the property owner/manager to increase frequency or volume of service, if necessary,
pursuant to Municipal Code Section 8.04.070(E).
Notes Regarding Service:
Refuse and recycling bins are limited to 4YD wheeled bins due to needing to be rolled out of the enclosure to be
serviced. The existing enclosure and containers will accommodate the volumes produced by the entire building.
If you have any questions or need any additional information, please do not hesitate to contact me.
Kris Mazurek
Operations Supervisor
360-789-0991 Cell
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
7
044 JUNN 2026
7,7/(6+((7
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
311 JULL 26
088 SEPTT 26
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(6$1/8,62%,632&$
75,&2817,(65(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
:,//6(59(/(77(5
6$1/8,62%,632&$
75,&2817,(65(*,21$/&(17(5
9,&,1,7<0$3
%8,/',1*$'',7,21
6<0%2/6
$
$
1
$
$
$
',0(16,21$/*5,'/,1(
'2250$5.
5()(572'2256&+('8/(
:,1'2:0$5.
5()(572:,1'2:6&+('8/(
5()(5(1&(127(
:,1'2:$%29(
5()(572:,1'2:6&+('8/(
'(7$,/180%(5
6+((76+2:121
6(&7,21
6+((76+2:121
6,7(
',5(&725<
OWNERFARMHOUSEE DEVELOPMENT,, LLC
+,*8(5$675((7
6$1/8,62%,632&$
ARCHITECTPULTSS && ASSOCIATES,, LLP6$&5$0(172'5,9(68,7(
6$1/8,62%,632&$
PLANNEROASISS ASSOCIATES,, INC
0,*8(/,72&2857
6$1/8,62%,632&$
SOILSS ENGINEEREARTHH SYSTEMSS PACIFIC2/'6$17$)(52$'
6$1/8,62%,632&$
CIVILL ENGINEERR -- SURVEYALTAA CIVILL ENGINEERING,, LLC
(7+6
,'$+2)$//6,'
LANDSCAPEE ARCHITECTOASISS LANDSCAPEE ARCHITECTURE0,*8(/,72&2857
6$1/8,62%,632&$
STRUCTURALL ENGINEERRWW CONSULTINGG ENGINEERS,, INC
($67%5$1&+675((768,7(
$552<2*5$1'(&$
MECHANICALL ENGINEERBMAA MECHANICALL +7$1.)$5052$'68,7(
6$1/8,62%,632&$
ELECTRICALL ENGINEERTHOMAA ELECTRIC,, INC.
(03/(2675((768,7(&
6$1/8,62%,632&$
*(1(5$/127(6
7KH*HQHUDO&RQWUDFWRUVKDOOEHUHVSRQVLEOHIRUYHULI\LQJDOOH[LVWLQJ
FRQGLWLRQVEHIRUHFRPPHQFLQJZLWKDQ\ZRUN
$OOZRUNVKDOOFRPSO\ZLWKDOOFXUUHQWFRGHVRUGLQDQFHV UHJXODWLRQVRI
DSSOLFDEOHDGPLQLVWUDWLYHDXWKRULWLHV&%&&0&&3&&(&
&$/*UHHQ&(Q&&LW\RI6DQ/XLV2ELVSRLQFOXGLQJWKH
'HFHPEHU(QJLQHHULQJ6WDQGDUGVDQGWKH$PHULFDQVZLWK
'LVDELOLWLHV$FW7LWOH,,,
7KH$PHULFDQVZLWK'LVDELOLWLHV$FW$'$LVVXEMHFWWRYDULRXVDQG
SRVVLEO\FRQWUDGLFWRU\LQWHUSUHWDWLRQV7KHVHSODQVDQGDQ\DFFRPSDQ\LQJ
VSHFLILFDWLRQVUHSUHVHQWGHVLJQHU
VRSLQLRQUHJDUGLQJDQLQWHUSUHWDWLRQ
RIWKH$'$DVLWDSSOLHVWRWKHVXEMHFWSURMHFW$Q\YDULDQFHIURPWKHVH
GRFXPHQWVPD\FUHDWHQRQFRPSOLDQFHWRWKH$FW
7KH%XLOGLQJ(QHUJ\(IILFLHQF\6WDQGDUGVIRUUHVLGHQWLDODQG
QRQUHVLGHQWLDOEXLOGLQJVKDYHEHHQUHYLHZHGDQGWKHEXLOGLQJGHVFULEHGRQ
WKHVHSDJHVLVLQVXEVWDQWLDOFRQIRUPDQFH
6SHFLDO,QVSHFWRUVVKDOOEHDTXDOLILHGSHUVRQZKRVKDOOGHPRQVWUDWH
FRPSHWHQFHWRWKHVDWLVIDFWLRQRIWKH%XLOGLQJ2IILFLDO1DPHVDQG
TXDOLILFDWLRQVVKDOOEHVXEPLWWHGWR%XLOGLQJ'HSDUWPHQWIRUDSSURYDO
1RKD]DUGRXVPDWHULDOVZLOOEHVWRUHGDQGRUXVHGZLWKLQWKHEXLOGLQJ
ZKLFKH[FHHGWKHTXDQWLWLHVOLVWHGLQ&%&7DEOHV
6WRUPZDWHUPDQDJHPHQWVKDOOEHLPSOHPHQWHGGXULQJFRQVWUXFWLRQDQG
DGKHUHWRPHDVXUHSHU&$/*UHHQ
&RQWDFWWKH3XEOLF:RUNVLQVSHFWLRQKRWOLQHZLWKDWOHDVW
KRXUQRWLFHIRUDQ\UHTXLUHGHQFURDFKPHQWSHUPLWRUILQDOLQVSHFWLRQ
$OOZRUNORFDWHGZLWKLQWKHSXEOLFULJKWRIZD\RUZLWKLQWKHMXULVGLFWLRQ
RUWKHFLW\8WLOLWLHVDQG3XEOLF:RUNV'HSDUWPHQWVVKDOOFRPSO\ZLWKWKH
PRVWFXUUHQWHGLWLRQRIWKH(QJLQHHULQJ6WDQGDUGVDQG6WDQGDUGV
6SHFLILFDWLRQVGDWHG'HFHPEHU
$VHSDUDWHHQFURDFKPHQWSHUPLWLVUHTXLUHGIRUDQ\ZRUNLQWKHSXEOLF
ULJKWRIZD\RUZLWKLQFLW\HDVHPHQWVIRUFRQQHFWLRQVWRSXEOLFXWLOLWLHV
:RUNUHTXLULQJDQHQFURDFKPHQWSHUPLWLQFOXGHVEXWLVQRWOLPLWHGWRGHPROLWLRQVXWLOLWLHVZDWHUVHZHUDQGILUHVHUYLFHODWHUDOVFXUEJXWWHUDQGVLGHZDONGULYHZD\DSSURDFKHVVLGHZDONXQGHUGUDLQVVWRUPGUDLQ
LPSURYHPHQWVVWUHHWWUHHSODQWLQJRUSUXQLQJFXUEUDPSVVWUHHW
SDYLQJDQGSHGHVWULDQSURWHFWLRQRUFRQVWUXFWLRQVWDJLQJLQWKHULJKWRIZD\
&RQWDFWWKH3XEOLF:RUNVLQVSHFWLRQKRWOLQHDWZLWKDWOHDVWD
KRXUQRWLFHIRUDQ\UHTXLUHGHQFURDFKPHQWSHUPLWLQVSHFWLRQRUILQDO
LQVSHFWLRQ
$Q\VHFWLRQVRIGDPDJHGRUGLVSODFHGFXUEJXWWHU VLGHZDONRUGULYHZD\
DSSURDFKVKDOOEHUHSDLUHGRUUHSODFHGWRWKHVDWLVIDFWLRQRIWKH3XEOLF
:RUNV'LUHFWRU
$WUDIILFDQGSHGHVWULDQFRQWUROSODQVKDOOEHVXEPLWWHGWRWKH3XEOLF:RUNV
'HSDUWPHQWIRUUHYLHZDQGDSSURYDOSULRUWRHQFURDFKPHQWSHUPLW
LVVXDQFH
7KHDGMRLQLQJVWUHHWDQGVLGHZDONVKDOOEHFOHDQHGE\VZHHSLQJWRUHPRYHGLUWGXVWPXGDQGFRQVWUXFWLRQGHEULVDWWKHHQGRIHDFKZRUNLQJGD\
$OOJUDGLQJVRLOSUHSDUDWLRQDQGVLWHZRUNVKDOOFRQIRUPWRWKH&LW\RI
6DQ/XLV2ELVSRVWDQGDUGVDSSOLFDEOHFRGHVVRLOVUHSRUWGWLE\(DUWK6\VWHP3DFLILFGDWHGDQG+\GUDXOLFUHSRUWE\
:DOODFH*URXSGDWHG
6SHFLDOLQVSHFWLRQLVUHTXLUHGVXEVWDQWLDWLQJFRPSOLDQFHZLWK&$/*UHHQ
%XLOGLQJ&RGHDQGGRFXPHQWDWLRQXVHGWRGHPRQVWUDWHFRPSOLDQFH
3ULRUWRILQDOLQVSHFWLRQSURYLGHDILQDOFRS\RI%XLOGLQJ2SHUDWLRQDQG
0DLQWHQDQFH0DQXDOWR%XLOGLQJ,QVSHFWRU
1RWHQDQWLPSURYHPHQWZRUNIRUVSDFHVVKRZQXQLPSURYHGVKDOOEH
SHUIRUPHGXQOHVVDVHSDUDWHSHUPLWKDVEHHQREWDLQHG
3ULRUWREXLOGLQJRFFXSDQF\IRUWHQDQWVSDFHVODUJHUWKDQVI
EXLOGLQJFRPPLVVLRQLQJVKDOOEHUHTXLUHGSHU&DOLIRUQLD(QHUJ\&RGH
6HFWLRQ
352-(&7'(6&5,37,21
7KLVSURMHFWLQFOXGHVWKHSURSRVHGDGGLWLRQWRWKHH[LVWLQJRIILFHEXLOGLQJDW
)DUPKRXVH/DQH
7KHSURSRSVHGSURMHFWLVDQH[SDQVLRQRIWKHH[LVWLQJRIILFHEXLOGLQJWHQDQWHG
E\7UL&RXQWLHV5HJLRQDO&HQWHU
7KHSURSRVHGDGGLWLRQZLOOPDWFKWKHPDVVLQJDQGDUFKLWHFWXUDOVW\OHRIWKH
H[LVWLQJVWUXFWXUH
7KHSURMHFWZLOOLQFOXGHVLWHSDUNLQJDQGODQGDFDSLQJLPSURYHPHQWWR
FRPSOHPHQWH[LVWLQJVLWH
352-(&76800$5<
LEGAL:3$5&(/2)3$5&(/0$312&2$/
%22.3$*(
&2817<2)6$1/8,62%,632&$
ZONING:&6
OVERLAY:6363(&,),&3/$1
APN:
SITE:$&5(66)
BUILDING:EXISTINGG BUILDING
),567)/225*52666)
6(&21')/225*52666)
727$/6)
BUILDINGG ADDITION
),567)/225*52666)
),567)/225&29(5('3$7,26)
6(&21')/225*52666)
727$/6)
COVERAGE:%8,/',1*6)
$&3$9,1*6)
&21&:$/.63$9,1*6)
*5$9(/52$'6)
3(59,2863$9,1*6)
/$1'6&$3,1*6)
727$/6)
$//2:('352326('
HEIGHT:2&&83,('+(,*+7
1212&&83,(')($785(6
OCCUP ),567)/225
EGRESS:6) 2&&83$176
(;,765(4
'(;,763529,'('
6(&21')/225
6) 2&&83$176
(;,765(4
'(;,763529,'('
6+((7,1'(;
77,7/(6+((7
73+272(;+,%,7
7$$63'(6,*167$1'$5'6
7*5((1%8,/',1*127(6
7*5((1%8,/',1*127(6
SURVEY
$&7232*5$3+,&0$3
ARCHITECTURAL SITE
$&(;,67,1*6,7(3/$1
$&6,7(3/$1
CIVIL
&35(/,0,1$5<*5$',1*3/$1
&35(/,0,1$5<6,7(6(&7,216
&35(/,0,1$5<87,/,7<3/$1
LANDSCAPE
/&21&(378$//$1'6&$3(3/$1
ARCHITECTURAL
$),567)/2253/$1
$6(&21')/2253/$1
$522)3/$1
$/,1(2)6,*+7
$(;7(5,25(/(9$7,216
$&(;7(5,25(/(9$7,216&2/25
ELECTRICAL
(66,7(/,*+7,1*3+2720(75,&6
(66,7(/,*+7,1*&876+((76
727$/6+((76
CONSTRUCTIONN TYPE:9%635,1./(5('
OCCUPANCYY ::
6(3$5$7('2&&83$1&,(6 %$
ACTUALL BUILDINGG AREAS
),567)/225 6)
6(&21')/2256)
ALLOWABLEE BUILDINGG AREAS
3(56725<6)
ALLOWABLEE BUILDINGG HEIGHT
$//2:('%8,/',1*+(,*+7 )7
$&78$/%8,/',1*+(,*+7
$//2:$%/(6725,(6%2&&837<3(9%6725,(6
$&78$/%8,/',1*6725,(6 6725,(6
PARKING:EXISTINGG BUILDING 6)
BUILDINGG ADDITION 6)
727$/6)
2)),&(#5(4
'3529,'('
(;,67%8,/',1*
%8,/',1*$'',7,21
727$/
3$5.,1*7<3(5(4
'3529,'('
$&&(66,%/(
67$1'$5'
9$1
121$&&(66,%/(
67$1'$5'
727$/
(95(48,5(0(17
3(5*5((1&2'((9&6(9&$3$%/(
3(56/2081,(9&6(9&$3$%/(
(9&6 5(4
'3529,'('
$&&(66,%/(
67$1'$5'
9$1
$0%8/$725<
121$&&(66,%/(
727$/
(9&$3$%/(5(4
'3529,'('
67$1'$5'
02725&<&/(5(4
'3529,'('
%,&<&/(
6)
; 6+2577(50
; /21*7(50
Attachment A - Project Plans
Page 23 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
21/
<
7
3+272(;+,%,7
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(6$1/8,62%,632&$
75,&2817,(65(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
:(67(/(9$7,21 9,(:)520'5,9((175$1&(
(;,67,1*:(67(/(9$7,21
&251(59,(:/22.,1*1257+($67 ($67(/(9$7,21
6287+(/(9$7,21
352326('%8,/',1*$'',7,215(1'(5,1*6
(;,67,1*%8,/',1*3+272*5$3+6
(;,67,1*%8,/',1*352326('$'',7,21 (;,67,1*%8,/',1*352326('$'',7,21
Page 24 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
7
$$63'(6,*167$1'$5'6
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
$,5325763(&,),&3/$1&20081,7<'(6,*167$1'$5'6 *8,'(/,1(6
6,7(3/$11,1*$1'25*$1,=$7,21
*RDO$FRQWLQXRXVZHOOGHILQHGVWUHHWVFDSHHGJHWKDWXQLILHVDQGHQKDQFHVWKHFKDUDFWHURIWKHGHYHORSPHQWDUHDVDQGWKDW
VXSSRUWVSHGHVWULDQDFWLYLW\WKURXJKLWVVLWHSODQQLQJDQGGHVLJQ
*8,'(/,1(6
$%XLOGLQJVDUHHQFRXUDJHGWRIURQWGLUHFWO\RQWKHODQGVFDSHGVHWEDFNDGMDFHQWWRWKH
VWUHHWULJKWRIZD\UDWKHUWKDQORFDWLQJSDUNLQJEHWZHHQWKHVWUHHWDQGEXLOGLQJ
1$352-(&7,6$'',7,2172
5($52)(;,67,1*%8,/',1*
%3DUNLQJVKRXOGEHORFDWHGEHKLQGRUDORQJWKHVLGHVRIEXLOGLQJV3529,'('$&
&7KHPDLQHQWUDQFHWRDQ\EXLOGLQJZLWKIURQWDJHRQWKHSULPDU\VWUHHWVHUYLQJWKHSURMHFWVKRXOGEHRULHQWHGWRZDUGWKHSULPDU\VWUHHW1$0$,1(175<,6,1(;,67,1*%8,/',1*
'%XLOGLQJVHWEDFNVRQDGMDFHQWSDUFHOVVKRXOGEHYDULHGWRSURYLGHYLVXDOLQWHUHVWEXWQRWVRPXFKWKDWWKHYDULDWLRQGHVWUR\VWKHFRQWLQXLW\RIWKHVWUHHWVFDSHIURQWDJH
7KHYDULDWLRQEHWZHHQVHWEDFNVDORQJDVWUHHWVFDSHIURQWDJHVKRXOGQRWEHPRUH
WKDQPHWHUVIHHW
1$352-(&7,6$'',7,2172(;,67,1*%8,/',1*0$7&+,1*
(;,67,1*6(7%$&.6
67$1'$5'6
3ULQFLSDOEXLOGLQJVVKDOOEHRULHQWHGSDUDOOHOWRWKHVWUHHW(;,67,1*3529,'('$&
1RPRUHWKDQRQHGRXEOHORDGHGSDUNLQJED\ZLOOEHDOORZHGEHWZHHQWKHVWUHHWDQGWKHIURQWRIWKHEXLOGLQJ(;,67,1*3529,'('$&
'LUHFWSHGHVWULDQDFFHVVVKDOOEHSURYLGHGIURPWKHVWUHHWVHUYLQJWKHSURMHFWWRWKHPDLQHQWUDQFH(;,67,1*3529,'('$&
%XLOGLQJVVKDOOKDYHDUFKLWHFWXUDOO\DUWLFXODWHGHQWU\IHDWXUHVIDFLQJWKHVWUHHW1$(;,67,1*%8,/',1*+$6
675((7)5217$*($'',7,210$7&+(6(;,67,1*$5&+,7(&785$/$57,&8/$7,21
5HVLGHQWLDOVWUXFWXUHVDORQJWKH9HQWXUHDQG-HVSHUVRQ+RUL]RQ5HVLGHQWLDO&ROOHFWRUVVKDOOEHRULHQWHGWRWKHVWUHHWZLWKIURQWGRRUVDQGSRUFKHVIURQWLQJRQWKHVWUHHWEXWVXFKXQLWVVKDOOKDYHDFFHVVIURPWKHVLGHRUUHDUDQGWKHUHVKDOOEHQR
GLUHFWLQGLYLGXDOGULYHZD\DFFHVV
127$33/,&$%/(
*RDO1HZGHYHORSPHQWIXOO\LQWHJUDWHGZLWKDFRPSUHKHQVLYHRSHQVSDFHIUDPHZRUN
*8,'(/,1(6
$2QVLWHVZLWKPXOWLSOHEXLOGLQJVEXLOGLQJKHLJKWVDQGVHSDUDWLRQEHWZHHQVWUXFWXUHV
VKRXOGEHFRRUGLQDWHGWRDOORZYLHZVWRVXUURXQGLQJRSHQVSDFHDQGODQGIRUPV
127$33/,&$%/(
%'HYHORSPHQWDGMDFHQWWRSXEOLFRSHQVSDFHDQGWUDLOVVKRXOGDOORZIRUSXEOLFDFFHVV
WRWKHRSHQVSDFHIURPGHYHORSPHQWVWKDWGRQRWVKDUHDGMDFHQF\RUGLUHFWDFFHVV
WRWKHRSHQVSDFHV\VWHP
127$33/,&$%/(
&7KHVLWLQJRIEXLOGLQJVVHUYLFHIDFLOLWLHVFLUFXODWLRQSDUNLQJDQGRWKHUHOHPHQWVRIQHZ
GHYHORSPHQWVKRXOGWDNHLQWRFRQVLGHUDWLRQHVWDEOLVKHGGHYHORSPHQWSDWWHUQV
DGMDFHQWWRWKHVLWH3RWHQWLDOO\LQFRPSDWLEOHXVHVRUGHVLJQHOHPHQWVHJORDGLQJDUHDVUHIXVHFROOHFWLRQDUHDVDQGKLJKWUDIILFDFFHVVGULYHVVKDOOEHVLWHGDZD\IURPVHQVLWLYHH[LVWLQJXVHDUHDVRQDGMDFHQWVLWHVVXFKDVHQWUDQFHVSOD]DVOXQFKDUHDV
DQGRWKHUJDWKHULQJSODFHV
&203/,$17$&
67$1'$5'6
$2QSURSHUWLHVDGMDFHQWWRSXEOLFRSHQVSDFHDQGWUDLOVFRQYHQLHQWSHGHVWULDQDQGELF\FOHFRQQHFWLRQVVKDOOEHSURYLGHGIRUHPSOR\HHVEHWZHHQWKHEXLOGLQJVDQGWKH
RSHQVSDFHV\VWHP
127$33/,&$%/(
*RDO$WWUDFWLYHDQGFRPIRUWDEOHRXWGRRUSHGHVWULDQXVHDUHDVQHDURUDGMDFHQWWREXLOGLQJV
*8,'(/,1(6
$7KHSURYLVLRQRIRSHQVSDFHDPHQLWLHVVXFKDVSOD]DVDQGVHDWLQJDUHDVDFFHVVLEOHWR
HPSOR\HHVFOLHQWVDQGYLVLWRUVLVHQFRXUDJHGDWEXLOGLQJHQWULHVDQGDGMDFHQWWREXLOGLQJV
3529,'('$& /
%$WWUDFWLYHSDYLQJSODQWLQJVDQGVLWHIXUQLWXUHVKRXOGEHSURYLGHGDWHQWULHVDQG
RXWGRRUXVHDUHDV
3529,'('/
&2XWGRRUXVHDUHDVVKRXOGEHORFDWHGDZD\IURPRUDWOHDVWVFUHHQHGRUEXIIHUHG
IURPSDUNLQJORWVGULYHZD\VDQGLQGXVWULDODFWLYLW\DUHDVWKDWDUHLQFRPSDWLEOHZLWKRUXQDSSHDOLQJWRSHGHVWULDQXVH:KHUHGHYHORSPHQWVLWHVDUHDGMDFHQWWRRSHQVSDFHDUHDVHPSOR\HHOXQFKDUHDVVKRXOGEHORFDWHGWRWDNHDGYDQWDJHRIYLHZVRXWWRRSHQ
VSDFH
%27+6&5(((1('$1'9,(:
$5($63529,'('$& /
'2XWGRRUHPSOR\HHXVHDUHDVVKRXOGEHVLWHGDQGGHVLJQHGWRHQVXUHFRPIRUWDEOH
FOLPDWLFFRQGLWLRQVIRUWKHLUXVHUVLQFOXGLQJVKHOWHUIURPZLQGDQGDSSURSULDWHVHDVRQDOEDODQFHRIVRODUDFFHVVDQGVKDGH
287'22586($5($6
3529,'('/
*RDO6DIHDQGHIILFLHQWYHKLFXODUSDUNLQJDUHDVWKDWDUHGHVLJQHGWREHLQVFDOHZLWKDQGYLVXDOO\VXERUGLQDWHWRWKH
GHYHORSPHQWDQGODQGVFDSHVHWWLQJ
*8,'(/,1(6
$2QVWUHHWSDUNLQJLVHQFRXUDJHGDORQJDOOVWUHHWVSURYLGLQJGLUHFWDFFHVVWRD
GHYHORSPHQWVLWH
3529,'('$&
%7KHQXPEHURISDUNLQJDUHDHQWUDQFHVDQGH[LWVVKRXOGEHPLQLPL]HGWRUHGXFH
YHKLFXODUFRQIOLFWVDWLQWHUVHFWLRQV3DUNLQJORWVZLWKPRUHWKDQVSDFHVVKRXOG
KDYHPRUHWKDQRQHVWUHHWDFFHVV
675((7$&&(66(;,67,1*
$&
&:KHUHSRVVLEOHSDUNLQJORWVRQDGMDFHQWSDUFHOVVKRXOGKDYHYHKLFXODUDQGSHGHVWULDQFRQQHFWLRQVEHWZHHQORWVRIDGMDFHQWGHYHORSPHQWVLQRUGHUWRIDFLOLWDWHFLUFXODWLRQ127$33/,&$%/(
'3DUNLQJDUHDVVKRXOGEHGLYLGHGLQWRPXOWLSOHVPDOOORWVUDWKHUWKDQRQHODUJHORW
WKURXJKWKHVLWLQJRILQWHUQDOFLUFXODWLRQFRUULGRUVODQGVFDSHGPHGLDQVDQGEXLOGLQJV
3529,'('$&
(7KHXVHRISHUYLRXVVXUIDFHVWKDWUHGXFHKHDWEXLOGXSDQGVWRUPZDWHUUXQRIIDUH
HQFRXUDJHGIRUSDUNLQJDUHDVSDUWLFXODUO\LQRYHUIORZSDUNLQJDUHDVDQGWKRVH
DGMDFHQWWRRSHQVSDFHVHHGUDLQDJHJXLGHOLQHVDWWKHHQGRIWKLVFKDSWHU
3529,'('$& &
)8VHORZDSSUR[LPDWHO\RQHPHWHULQKHLJKWKHGJHVVKUXEPDVVHVRUZDOOVEHWZHHQ
SDUNLQJDUHDVDQGVWUHHWIURQWDJHVDQGRWKHUSDUNLQJDUHDVWRVFUHHQSDUNLQJORWV
IURPYLHZVDVZHOODVWRJLYHDGHILQHGDQGDWWUDFWLYHHGJHWRWKHGHYHORSPHQWVLWH
3529,'('/
*)RUHDFKSDUNLQJORWDVLQJOHWUHHVSHFLHVVKRXOGEHXVHGIRUDOOHQGRIDLVOHSODQWLQJ
LVODQGVDQGWKDWVSHFLHVRURQHDGGLWLRQDOVSHFLHVVKRXOGEHXVHGIRUSODQWHUDUHDV
EHWZHHQVWDOOV
3529,'('/
+7KHXVHRIQDWLYHSODQWPDWHULDOVWKDWUHIHUHQFHWKHQDWXUDOODQGVFDSHRURUQDPHQWDO
YHUVLRQVRIRUFKDUGW\SHWUHHVSHFLHVWKDWUHIHUHQFHWKHDUHD·VDJULFXOWXUDOKHULWDJH
DUHHQFRXUDJHG2UFKDUGVW\OHSODQWLQJRISDUNLQJDUHDVFDQEHDFKLHYHGZLWKDQHTXDOO\VSDFHGSODQWLQJRIWUHHVDWDUDWLRRIWUHHIRUHYHU\IRXUVSDFHVIRU%XVLQHVV3DUNGHYHORSPHQWWUHHIRUHYHU\VL[VSDFHVIRU6HUYLFHVDQG
0DQXIDFWXULQJGHYHORSPHQW
3529,'('/
67$1'$5'6
3DUNLQJORWVVKDOOEHORFDWHGDWWKHUHDURUVLGHRIEXLOGLQJVUDWKHUWKDQEHWZHHQWKHIURQWIDFDGHRIWKHEXLOGLQJDQGWKHVWUHHW6LGHSDUNLQJVKDOOQRWH[FHHGRIWKHIURQWDJHRIWKHORWRQWKHSULPDU\VWUHHW
3529,'('$&
:KHUHSDUNLQJOD\RXWH[FHHGVWZRURZVLQGHSWKLHRQHGRXEOHORDGHGSDUNLQJED\SDUNLQJORWDLVOHVVKDOOEHRULHQWHGSHUSHQGLFXODUWRWKHEXLOGLQJVLHDOLJQHGLQ
GLUHFWLRQRISHGHVWULDQPRYHPHQWWRLQFUHDVHSHGHVWULDQVDIHW\
(;,671(:3('(675,$1$,6/(3529,'(')25&,5&8/$7,21
$&
$SHGHVWULDQSDWKRUVLGHZDONORFDWHGZLWKLQWKHODQGVFDSHPHGLDQEHWZHHQSDUNLQJED\VLVUHTXLUHGLQFDVHVZKHUHWKHUHDUHPRUHWKDQWKUHHED\VRISDUNLQJRUWKHFRQILJXUDWLRQRIWKHED\VPDNHVLWGLIILFXOWIRUSHGHVWULDQVWRDFFHVVWKHEXLOGLQJVWR
WKHGLVFUHWLRQRIWKH&RPPXQLW\'HYHORSPHQW'LUHFWRU
1$$&
3DUNLQJORWVVKDOOEHSODQWHGZLWKVKDGHWUHHVLQDSDWWHUQDQGQXPEHUWKDWFDQEHUHDVRQDEO\H[SHFWHGWRVKDGHDWOHDVWRIWKHORWVXUIDFHZLWKLQWHQ\HDUVRISODQWLQJDQGSURYLGHDQHDUO\FRQWLQXRXVFDQRS\DWPDWXULW\
3529,'('/
$UHGXFWLRQLQWKHUHTXLUHGQXPEHURISDUNLQJVSDFHVPD\EHJUDQWHGE\WKH'LUHFWRUIRUGHYHORSPHQWZLWKLQRQHTXDUWHUPLOHRIDUHJXODUO\VFKHGXOHGWUDQVLWVWRS125('8&7,215(48(67('
$UHGXFWLRQLQWKHUHTXLUHGQXPEHURISDUNLQJVSDFHVPD\EHJUDQWHGE\WKH'LUHFWRUIRUGHYHORSPHQWWKDWSURYLGHVVKRZHUVDQGFKDQJLQJURRPVLQDGGLWLRQWRWKHVHFXUHVKHOWHUHGELF\FOHSDUNLQJIDFLOLWLHVDOUHDG\UHTXLUHGE\&LW\FRGH
125('8&7,215(48(67('
$UHGXFWLRQLQWKHUHTXLUHGQXPEHURISDUNLQJVSDFHVPD\EHJUDQWHGE\WKH
'LUHFWRUIRUGHYHORSPHQWRISDUNLQJDUHDVWKDWLQFUHDVHVWRUPZDWHULQILOWUDWLRQVHH'UDLQDJHJXLGHOLQHVLQVHFWLRQ
125('8&7,215(48(67('
7DEOH'(6,*167$1'$5'6²:$/.:$<6$1'$0(1,7,(6
5HVSRQVH'HVLJQ6WDQGDUG /DQG8VH'HVLJQDWLRQ
%XVLQHVV3DUN &RPPHUFLDO
6HUYLFH
0DQXIDFWXULQJ
2XWGRRUDPHQLWLHVIRUZRUNHUVVXFKDVDUHDVIRUSOD\DQGHDWLQJDUHDYDLODEOH(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 3529,'('$& /
:KHUHVLGHZDONVDORQJVWUHHWVSURYLGHLQGLUHFWURXWHV2WKHUZDONZD\VZLOOOLQNEXLOGLQJHQWULHVSDUNLQJORWVEXVVWRSVDQGHPSOR\HHFRQYHQLHQFH
IDFLOLWLHVE\GLUHFWURXWHV
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 3529,'('$& /
3HGHVWULDQSDWKVVHSDUDWHIURPURDGZD\VH[WHQGWKURXJKWKHVLWHSDUWLFXODUZKHUHURXWHVSDUDOOHOWRFUHHNVDUHDYDLODEOH5HTXLUHG (QFRXUDJHG (QFRXUDJHG 3529,'('$& /
'ULYHZD\VSDUNLQJDQGRXWGRRUHPSOR\HHDPHQLWLHVDUHVKDUHDPRQJQHLJKERULQJVLWHVHVSHFLDOO\IRUSDUFHOVWKDWDUHFORVHWRWKHPLQLPXPVL]H(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 127$33/,&$%/(
7DEOH287'22586($5($6
2XWGRRU6WRUDJH2U
0DQXIDFWXULQJ
/DQG8VH&DWHJRU\
%XVLQHVV3DUN &RPPHUFLDO
6HUYLFH
0DQXIDFWXULQJ
0D[LPXP$UHD &DQQRWH[FHHGDFWXDOEXLOGLQJFRYHUDJHRQVLWH RIVLWHDUHD 1ROLPLW 127$33/,&$%/(
/RFDWLRQ %HKLQGEXLOGLQJV
RXWVLGHVHWEDFNV
%HKLQGEXLOGLQJV
RXWVLGHVHWEDFNV 2XWVLGHVHWEDFNV 127$33/,&$%/(
3DYLQJ 5HTXLUHGDVIRU
SDUNLQJORWV
5HTXLUHGDVIRU
SDUNLQJORWV
'XVWIUHHDOOZHDWKHUVXUIDFH
DFFHSWDEOH 127$33/,&$%/(
6FUHHQLQJ 1RWYLVLEOHIURPRII
VLWH
1RWYLVLEOHIURPVWUHHWVRUUHVLGHQWLDOVLWHV
1RWYLVLEOHIURPVWUHHWVRU
UHVLGHQWLDOVLWHV 127$33/,&$%/(
5HVWURRPVDQGLQGRRURIILFHDQGZRUNHUHDWLQJDUHD 5HTXLUHG 5HTXLUHG
5HTXLUHGH[FHSWXSRQZULWWHQDSSURYDOE\'LUHFWRUIRUVWRUDJH
ZLWKQRSXEOLFYLVLWDWLRQDQGQR
RQVLWHZRUNHUV
127$33/,&$%/(
*RDO2XWGRRUVWRUDJHDQGZRUNDUHDVWKDWDUHDHVWKHWLFDOO\DQGIXQFWLRQDOO\FRPSDWLEOHZLWKDGMRLQLQJXVHV
*8,'(/,1(6
$6LWHGHYHORSPHQWSODQVPXVWFOHDUO\VKRZDOODUHDVLQWHQGHGIRURXWGRRUPDQXIDFWXULQJ
RUVWRUDJH
127$33/,&$%/(
67$1'$5'6
2XWGRRUPDQXIDFWXULQJRUVWRUDJHVKDOOQRWRFFXS\DQ\UHTXLUHGSDUNLQJVSDFH
GULYHZD\FUHHNRUFUHHNVHWEDFNDUHD
127$33/,&$%/(
*RDO$OOORDGLQJVHUYLFHVWRUDJHDUHDVWUDVKDQGUHF\FOLQJFROOHFWLRQDUHDVDQGDOOXWLOLWLHVDUHSURSHUO\VFUHHQHGIURPYLHZ
RIVWUHHWVSULPDU\HQWU\GULYHVEXLOGLQJVDQGUHFUHDWLRQDQGRSHQVSDFHDUHDV
*8,'(/,1(6
$$OOVFUHHQLQJHQFORVXUHVVKRXOGEHGHVLJQHGDVDQLQWHJUDOSDUWRIWKHEXLOGLQJDQGVKRXOGEHFRQVWUXFWHGRIGXUDEOHPDWHULDOVZLWKILQLVKHVDQGFRORUVWKDWDUH
FRPSDWLEOHZLWKWKHSURMHFW·VRYHUDOODUFKLWHFWXUDOFKDUDFWHU(QFORVXUHZDOOVVKRXOG
KDYHIRXQGDWLRQSODQWLQJRUEHSODQWHGZLWKYLQHVWRVRIWHQWKHLUDSSHDUDQFH
3529,'('$& /
%7UDQVIRUPHUVDQGRWKHUXWLOLW\HTXLSPHQWWKDWPXVWEHDERYHJURXQGVKRXOGEHVFUHHQHGZLWKSODQWLQJEHUPVRUZLWKDQHQFORVXUH([WHULRUPRXQWHGXWLOLW\HTXLSPHQW
VKRXOGEHSDLQWHGWREOHQGZLWKLWVVXUURXQGLQJV
(;,67,1*725(0$,1121(:(48,30(17352326('
&:KHUHIHDVLEOHWUDVKDQGUHF\FOLQJHQFORVXUHDUHDVVKRXOGEHORFDWHGIRUFRQYHQLHQWGHSRVLWDQGFROOHFWLRQRIUHIXVH7KHVHVKRXOGEHVFUHHQHGIURPYLHZRIDGMDFHQW
SURSHUWLHVDQGVWUHHWV
(;,67,1*725(0$,1$& /
'7UDQVIRUPHUVUHIXVHVWDWLRQVLUULJDWLRQEDFNIORZSUHYHQWLRQGHYLFHVDQGFRQWUROOHUVDQGRWKHUXWLOLWLHVVKRXOGEHORFDWHGRXWVLGHWKHVWUHHWIURQWDJHVHWEDFN
DQGVFUHHQHGZLWKODQGVFDSLQJRUDUFKLWHFWXUDOWUHDWPHQWV
(;,67,1*(48,30(17/$1'6&$3(,1
)5217$*(725(0$,1$&
/
*RDO8QREVWUXFWHGSXEOLFYLHZVRINH\VFHQLFIHDWXUHVIURPPDMRUSODQQLQJDUHDURDGZD\V
*8,'(/,1(6
$9LHZVIURPURDGVWRFUHHNVZHWODQGVDQGRWKHUGHVLJQDWHGRSHQVSDFHVVKRXOGEHPDLQWDLQHGDWFUHHNFURVVLQJVDQGZKHUHRSHQVSDFHDUHDVDGMRLQURDGZD\VZLWKQR
LQWHUYHQLQJSULYDWHGHYHORSPHQWVLWHV
127$33/,&$%/(
$7RWKHGHJUHHIHDVLEOHQHZGHYHORSPHQWVKRXOGEHVLWHGWRWDNHDGYDQWDJHRIDYDLODEOHYLHZVE\LQFRUSRUDWLQJYLHZVRIGLVWDQWVFHQLFUHVRXUFHVDVZHOODVRQVLWH
RUDGMDFHQWFUHHNVZHWODQGVDQGRWKHURSHQVSDFHIHDWXUHVDVDPHQLWLHVIRU
ZRUNHUVDQGYLVLWRUV
3529,'('$6)($6,%/($& /
*RDO$WWUDFWLYHJDWHZD\VWKDWSURYLGHDSRVLWLYHDQQRXQFHPHQWRIHQWU\LQWRWKH&LW\DQGWKH$LUSRUW$UHD
*8,'(/,1(6
$*DWHZD\VVKDOOKDYHWKHKLJKHVWSULRULW\IRU
(QKDQFHPHQWRISXEOLFIDFLOLWLHVVXFKDVVWUHHW VLGHZDONSDYHPHQWFRQGLWLRQVLJQV OLJKWLQJ
3XWWLQJH[LVWLQJRYHUKHDGXWLOLWLHVXQGHUJURXQG
(QIRUFHPHQWRISURSHUW\FRQGLWLRQVWDQGDUGV
127$33/,&$%/(
*RDO%XLOGLQJVZKRVHDUFKLWHFWXUDOFKDUDFWHUZLOOFRQWULEXWHWRWKHHVWDEOLVKPHQWRIWKH$LUSRUW$UHDDVDQDWWUDFWLYHKLJK
TXDOLW\EXVLQHVVFHQWHU
*8,'(/,1(6
$%XLOGLQJIRUPVVKRXOGJHQHUDOO\EHVLPSOHDQGH[SUHVVLYHRIWKHLUIXQFWLRQDQGWKHLU
FRQVWUXFWLRQWHFKQRORJ\
0$7&+,1*(;,67,1*%/'*
$ $&
%$UFKLWHFWXUDOFKDUDFWHUVKRXOGVWULYHWREHUHVSRQVLYHWRWKHVSHFLILF$LUSRUW$UHD
DQG6DQ/XLV2ELVSRFRQWH[WLQFOXGLQJIDFWRUVVXFKDVKLVWRU\DQGFOLPDWH
0$7&+,1*(;,67,1*%/'*
$ $&
&,QFRUSRUDWLRQRISULQFLSOHVRIVXVWDLQDEOHEXLOGLQJGHVLJQLVVWURQJO\HQFRXUDJHG6XFK
SULQFLSOHVLQFOXGHHQHUJ\HIILFLHQF\LQWKHFRQVWUXFWLRQDQGRSHUDWLRQRIWKHIDFLOLW\DQGXVHRIUHF\FOHGPDWHULDOVDQGUHQHZDEOHUHVRXUFHV
127('
'%XLOGLQJGHVLJQVKRXOGEHYDULHGDQGGLVWLQFWLYHZKLOHEHLQJLQKDUPRQ\ZLWKLWVFRQWH[W
5HSHWLWLYHDQGRUVWRFNGHVLJQVROXWLRQVVKRXOGEHDYRLGHG
0$7&+,1*(;,67,1*%/'*
$ $&
*RDO%XLOGLQJPDVVLQJWKDWDGGVYLVXDOLQWHUHVWPDLQWDLQVKXPDQVFDOHDQGH[SUHVVHVEXLOGLQJIXQFWLRQ
*8,'(/,1(6
$%ROGRIIVHWVDQGDUWLFXODWLRQVRIWKHZDOOSODQHVKRXOGEHXVHGWRUHGXFHWKHDSSDUHQWRYHUDOOEXLOGLQJPDVVFUHDWHDSOD\RIVKDGRZSURYLGHYLVXDOLQWHUHVWDQGPDLQWDLQD
VHQVHRIVFDOH
0$7&+,1*(;,67,1*%/'*$ $&
%)DFDGHVWKDWIDFHSXEOLFVWUHHWVVKDOOEHDUWLFXODWHGWRJLYHKXPDQVFDOHUHGXFHWKHDSSDUHQWPDVVRIODUJHEXLOGLQJVWRDGGYLVXDOLQWHUHVWDQGDYRLGWKHXQLIRUP
LPSHUVRQDODSSHDUDQFHW\SLFDORIPDQ\ODUJHLQGXVWULDODQGRIILFHW\SHEXLOGLQJV
1$$'',7,21$75($52)3523(57<
&0DVVLQJPD\YDU\IURPEXLOGLQJWREXLOGLQJEXWPXVWUHLQIRUFHWKHFRQFHSWRIDKDUPRQLRXVDQGXQLILHGFOXVWHURIEXLOGLQJV0$7&+,1*(;,67,1*%/'*$ $&
'%XLOGLQJIRUPVDQGSODFHPHQWVKRXOGEHXVHGWRFUHDWHSHGHVWULDQDUHDVWKDWDUHSURWHFWHGIURPWKHZLQGEXWKDYHDSSURSULDWHVXQH[SRVXUH23(1$1'3527(&7('287'225$5($63529,'('
$& /
67$1'$5'6
%XLOGLQJIDFDGHVYLVLEOHIURPVWUHHWVVKDOOYDU\LQPRGXOHVRIPHWHUVIHHWRUOHVV2QDQ\EXLOGLQJIDFDGHFRQWLQXRXVZDOOSODQHVORQJHUWKDQPHWHUVIHHWVKRXOGEHDYRLGHG:KHUHLQWHULRUIXQFWLRQVUHTXLUHORQJHUFRQWLQXRXVVSDFHVH[WHULRU
ZDOOVVKRXOGKDYHDUFKLWHFWXUDOIHDWXUHVVXFKDVFROXPQVRUSLODVWHUVDWOHDVWHYHU\
PHWHUV6XFKDUFKLWHFWXUDOIHDWXUHVVKDOOKDYHDGHSWKRIDWOHDVWSHUFHQWRIWKHOHQJWKRIWKHIDFDGHDQGVKDOOH[WHQGDWOHDVWSHUFHQWRIWKHOHQJWKRIWKHIDFDGH
0$7&+,1*(;,67,1*%/'*$ $&
)DFDGHVWKDWIDFHSXEOLFVWUHHWVVKDOOXVHHOHPHQWVVXFKDVDUFDGHVDZQLQJVHQWU\
IHDWXUHVZLQGRZVRURWKHUVXFKDQLPDWLQJIHDWXUHVDORQJDWOHDVWSHUFHQWRIWKHLUKRUL]RQWDOOHQJWK
1$(;,67,1*725(0$,1$
*RDO$QRYHUDOOGHYHORSPHQWSURILOHWKDWFRQWULEXWHVWRWKHXQLW\DQGKDUPRQ\RIWKHSODQQLQJDUHDZKHQYLHZHGDVDZKROHEXWDOVRKDVHQRXJKYDULHW\WRFRQWULEXWHYLVXDOLQWHUHVWDQGDYRLGPRQRWRQ\
*8,'(/,1(6
$%XLOGLQJKHLJKWSURILOHVKRXOGEHGHVLJQHGWRFUHDWHDKDUPRQLRXVUHODWLRQVKLSZLWK
DGMDFHQWEXLOGLQJVERWKZLWKLQWKHVLWHDQGRQDGMDFHQWVLWHV
0$7&+,1*(;,67,1*%/'*
$ $&
%%XLOGLQJKHLJKWVVKRXOGEHYDULHGERWKZLWKLQDQGEHWZHHQVLWHVWRSURYLGHYLVXDO
LQWHUHVWDQGWRPLWLJDWHWKHVFDOHRIWKHEXLOGLQJV/RZHUEXLOGLQJKHLJKWVVKRXOGEHXVHG
QHDUHQWUDQFHVSOD]DVDQGRWKHUJDWKHULQJSODFHVWRPDLQWDLQKXPDQVFDOH
0$7&+,1*(;,67,1*%/'*
$ $&
&5RRIOLQHVVKRXOGEHYDULHGWRDGGFKDUDFWHUDQGLQWHUHVWWREXLOGLQJV5RRIIRUPVWKDW
UHIHUHQFHUXUDODJULFXOWXUDOEXLOGLQJSURWRW\SHVDUHSUHIHUUHGRYHUIODWURRIV
0$7&+,1*(;,67,1*%/'*
$ $&
'5RRIWRSHTXLSPHQWVKDOOEHFRQVROLGDWHGDVPXFKDVSRVVLEOHDQGVFUHHQHGIURP
SXEOLFYLHZVLQFOXGLQJRSHQVSDFHDUHDVRSHQWRWKHSXEOLF(QFORVXUHVIRUURRIWRS
HTXLSPHQWVKDOOEHLQWHJUDWHGLQWRWKHRYHUDOOGHVLJQRIWKHVWUXFWXUH
3529,'('$ $
67$1'$5'6
$7DEOHVKRZVEXLOGLQJKHLJKWVWDQGDUGVIRUWKHSODQQLQJDUHD6HHWKH=RQLQJ5HJXODWLRQVIRUDOORZHGKHLJKWLQWKH5]RQH5()(572352-(&76800$5<7
*RDO$UFKLWHFWXUDOGHWDLOLQJWKDWJLYHVEXLOGLQJVKXPDQVFDOHYLVXDOLQWHUHVWDQGGLVWLQFWLYHQHVVWKURXJKWKHXVHRIKLJKTXDOLW\
ILQLVKHVDQGPDWHULDOVWKDWDUHKDUPRQLRXVO\FRPELQHGWRXQLI\LQGLYLGXDOEXLOGLQJVDQGWRHQVXUHDFRQVLVWHQWOHYHORI
GHVLJQTXDOLW\
*8,'(/,1(6
$$UFDGHVDQGRUUHFHVVHGH[WHULRUEDOFRQLHVVKRXOGEHXVHGWRDUWLFXODWHEXLOGLQJIRUPSURYLGHDVHQVHRIVFDOHDQGFUHDWHDSOD\RIOLJKWDQGVKDGRZ0$7&+,1*(;,67,1*%/'*$ $&
%:DOODQGZLQGRZVXUIDFHSODQHVVKRXOGEHDUWLFXODWHGZLWKUHYHDOVWULPUHFHVVHVSURMHFWLRQVRURWKHUGHWDLOVWRSURYLGHYLVXDOLQWHUHVWDQGDVHQVHRIVFDOH0$7&+,1*(;,67,1*%/'*$ $&
&5RRIWRSHTXLSPHQWVKRXOGEHVKLHOGHGWRSURYLGHSOHDVDQWURRIYLHZVIURPDGMDFHQWWDOOHUEXLOGLQJVRURWKHUHOHYDWHGYLHZSRLQWVVXFKDVRSHQVSDFHDUHDVDQGWUDLOV3529,'('$ $
'%XLOGLQJHQWULHVVKRXOGEHFOHDUO\GHILQHGDQGKLJKO\YLVLEOH7KLVFDQEHDFFRPSOLVKHGWKURXJKXVHRIDVSHFLDODUFKLWHFWXUDOIHDWXUHVXFKDVDSRUWLFRRYHUKDQJGHFRUDWLYH
FRUQLFHFDQRS\RUDUFDGHDQGDFFHQWXDWHGZLWKDFKDQJHLQPDWHULDOVDQGFRORUDQG
DFFHQWSODQWLQJV
0$7&+,1*(;,67,1*%/'*$ $&
((PSKDVL]HPDLQEXLOGLQJHQWULHVZLWKHQWU\FRXUW\DUGVRURWKHUIHDWXUHVVRDVWREHHDVLO\UHFRJQL]DEOHIURPDSSURDFKLQJDXWRPRELOHVDQGWRSURYLGH´FHUHPRQLDOµHQWU\
IRUSHGHVWULDQV
(;,67725(0$,1$& /
)([WHULRUJXWWHUVVFXSSHUVOHDGHUVOHDGHUKHDGVDQGRWKHUH[WHULRUUDLQZDWHUGUDLQDJHGHYLFHVDUHDOORZHGRQO\LIWKH\DUHYLVXDOO\LQWHJUDWHGLQWRWKHEXLOGLQJGHVLJQDVDGHFRUDWLYHHQKDQFHPHQW
1$$//&21&($/('$$
*RDO$XQLILHGLGHQWLW\WKURXJKXVHRIDKDUPRQLRXVEXWYDULHGSDOHWWHRIPDWHULDOVDQGFRORUVWKDWLVFRRUGLQDWHGZLWKODQGVFDSHHOHPHQWVDQGVLJQDJH
*8,'(/,1(6
$:LWKLQDJLYHQDUFKLWHFWXUDOGHVLJQWKHH[WHULRUDSSHDUDQFHRIDEXLOGLQJVKRXOG
UHFHLYHDFRQVLVWHQWWUHDWPHQWRIPDWHULDODQGFRORUVRQDOOVLGHVDOWKRXJKWKHSURSRUWLRQRIPDWHULDOVPD\YDU\
0$7&+,1*(;,67,1*%/'*
$ $&
%,QJHQHUDOPDWHULDOVVKRXOGEHXVHGKRQHVWO\UHIOHFWLQJWKHLUQDWXUDOFKDUDFWHUDQG
DUWLILFLDOYHUVLRQVRIQDWXUDOPDWHULDOVVXFKDVZRRGURFNDQGPDVRQU\VKRXOGEHDYRLGHG
0$7&+,1*(;,67,1*%/'*
$ $&
&5HIOHFWLYHRUVKLQ\H[WHULRUILQLVKHVVXFKDVJOD]HGURRILQJWLOHVHQDPHOHGPHWDOV
UHIOHFWLYHJODVVDQGJORVV\YLQ\OFRDWLQJVDUHGLVFRXUDJHG:KHQXVHGJODVVSDQHOVRUZLQGRZVWKDWFRYHUDODUJHSRUWLRQRIWKHEXLOGLQJIDFDGHVKRXOGEHFOHDURUPRGHUDWHO\UHIOHFWLYH+LJKO\UHIOHFWLYHPLUURUJODVVLVGLVFRXUDJHG
0$7&+,1*(;,67,1*%/'*
$ $&
',QJHQHUDOFRORUVVKRXOGEHUHVWUDLQHG&RORUVWKDWDUHFRPSDWLEOHDQGFRPSOHPHQWDU\
ZLWKWKHUDQJHRIQDWXUDOWRQHVIRXQGLQWKHVXUURXQGLQJODQGVFDSHDUHSUHIHUDEOHIRUH[WHULRUZDOOV7ULPDQGDFFHQWFRORUVPD\EHEULJKWHUEXWVKRXOGVWLOOEHVRPHZKDWPXWHG
0$7&+,1*(;,67,1*%/'*
$ $&
*RDO$QDWWUDFWLYHDQGVXVWDLQDEOHODQGVFDSHSDWWHUQWKDWXQLILHVDQGHQKDQFHVWKHTXDOLW\RIWKHSURSRVHGGHYHORSPHQWZKLOH
EHLQJFRPSDWLEOHZLWKWKHUXUDODJULFXOWXUDOODQGVFDSHWKDWERXQGVWKHDUHDWRWKHVRXWKDQGHDVW
*8,'(/,1(6
$6WUHHWWUHHVLQWKH$LUSRUW$UHDVKRXOGEHSODQWHGWRHQKDQFHWKHDUHD·VLPDJHDQG
FUHDWHDVWURQJVHQVHRILGHQWLW\DQGXQLW\UHJDUGOHVVRIWKHYDULHW\LQODQGXVHVDQG
DUFKLWHFWXUDOVW\OHV
(;,67,1*72
5(0$,13529,'('/
%/DQGVFDSLQJDORQJVWUHHWVDQGWUDLOVVKRXOGHPSOR\DUHODWLYHO\VLPSOHSDOHWWHRISODQWV
DQGRWKHUPDWHULDOVWKDWLVUHSHDWHGWKURXJKRXWWKHDUHDWRFUHDWHDVHQVHRI
FRQWLQXLW\DQGYLVXDOFRKHUHQFH
(;,67,1*72
5(0$,13529,'('/
&)RFDODUHDVVXFKDVWKH$LUSRUW$UHDJDWHZD\VNH\LQWHUVHFWLRQVDQGSURMHFWHQWULHV
VKRXOGEHKLJKOLJKWHGWKURXJKWKHLQWURGXFWLRQRIVSHFLPHQWUHHVLQWHQVLILHGSODQWLQJ
VFKHPHVVSHFLDOSDYLQJDQGRWKHUODQGVFDSHHQKDQFHPHQWV
127$33/,&$%/(
'1DWLYHDQGQDWXUDOL]HGSODQWVSHFLHVSODQWVWKDWFDQHDVLO\VXUYLYHORFDOFOLPDWLFDQG
VRLOFRQGLWLRQVDUHIDYRUHGRYHUH[RWLFVSHFLHVWKDWUHTXLUHPRUHZDWHUKLJKHU
PDLQWHQDQFHDQGDUHOHVVFRPSDWLEOHZLWKWKHQDWXUDOODQGVFDSH
3529,'('/
(7KHXVHRIQDWLYHWUHHVDQGWKRVHDVVRFLDWHGZLWKWKHDJULFXOWXUDOODQGVFDSHDUHHQFRXUDJHGWKURXJKRXWWKHDUHD)RUH[DPSOH2DNWUHHVDUHDUHFRJQL]HGUHVRXUFHLQ
WKHDUHD7KHXVHRIRDNVSHFLHVLQFOXGLQJ4XHUFXVDJULIROLDFRDVWOLYHRDNDQG
4XHUFXVOREDWDYDOOH\RDNLQIRFDODUHDVDQGODQGPDUNORFDWLRQVLVHQFRXUDJHG&DOLIRUQLDV\FDPRUHLVDQRWKHUDSSURSULDWHVSHFLHVSDUWLFXODUO\LQDUHDVDGMDFHQWWR
ULSDULDQFRUULGRUVDQGZHWODQGDUHDV
3529,'('/
)7KHFKDUDFWHURISODQWHGDUHDVQHDUULSDULDQFRUULGRUVVKRXOGUHVSHFWDQGUHVSRQGWRWKHQDWXUDOODQGVFDSHFKDUDFWHURIWKHVHDUHDV$JUDGXDOWUDQVLWLRQVKRXOGEH
FUHDWHGEHWZHHQ]RQHVRISXUHO\QDWLYHYHJHWDWLRQDQGSUHGRPLQDQWO\RUQDPHQWDO
SODQWLQJDUHDV
127$33/,&$%/(
*7KHXVHRIVSHFLPHQWUHHVDQGRUQDPHQWDOVSHFLHVLVDSSURSULDWHWRKLJKOLJKWWKHLPSRUWDQFHRIEXLOGLQJHQWULHVDQGGLVWLQJXLVKWKHPIURPWKHUHVWRIWKHVLWHODQGVFDSH3529,'('/
*RDO/DQGVFDSLQJWKDWLQWHJUDWHVEXLOGLQJVZLWKWKHODUJHUODQGVFDSHDQGFUHDWHVDPRUHDWWUDFWLYHDQGFRPIRUWDEOHHQYLURQPHQW*8,'(/,1(6
$:KLOHWKH&LW\LVLQWHUHVWHGLQKDYLQJDWWUDFWLYHODQGVFDSLQJXVHGWKURXJKRXWWKHDUHDGHYHORSPHQWLQDUHDVZLWKKLJKSXEOLFYLVLELOLW\RUWKDWDUHGHYHORSHGIRUSXEOLFXVHVKRXOGSODFHDGGLWLRQDOHPSKDVLVRQSURYLGLQJKLJKTXDOLW\ODQGVFDSLQJ
127('
%:KHUHYLVLEOHWRWKHSXEOLFIRXQGDWLRQSODQWLQJDQGODQGVFDSLQJRIWKHJURXQGSODQH
VKRXOGEHXVHGWRLQWHJUDWHWKHEXLOGLQJZLWKWKHVLWH
3529,'('/
&7KHXVHRIODZQDVDJURXQGFRYHULVJHQHUDOO\GLVFRXUDJHGEHFDXVHLWUHTXLUHVGLVSURSRUWLRQDWHO\KLJKDPRXQWVRIZDWHUHQHUJ\DQGFKHPLFDOVWRPDLQWDLQ7XUIVKRXOGJHQHUDOO\EHXVHGLQSHGHVWULDQDFWLYLW\DUHDVZKHUHLWVDELOLW\WRDFFRPPRGDWH
IRRWWUDIILFLVDEHQHILW:KHQXVHGWXUIYDULHWLHVWKDWKDYHORZZDWHUUHTXLUHPHQWV
VXFKDVLPSURYHGIHVFXHVDQG%HUPXGDK\EULGVVKRXOGEHIDYRUHG
121(352326('/
'7UHHVDQGWDOOHUSODQWVSHFLHVVKRXOGEHXVHGWRPLWLJDWHWKHVFDOHRIEXLOGLQJVDQGWRVFUHHQXQVLJKWO\DQGRUOHVVLQWHUHVWLQJEXLOGLQJIHDWXUHV3529,'('/
(7UHHVDQGVKUXEEHU\VKRXOGEHXVHGWRHQKDQFHPLFURFOLPDWHFRQGLWLRQVDQGZDWHU
FRQVHUYDWLRQE\UHGXFLQJDPELHQWWHPSHUDWXUHVVKDGLQJRXWGRRUJDWKHULQJDUHDVDQGKRWVRXWKDQGZHVWIDFLQJZLQGRZVDQGSURYLGLQJZLQGEUHDNV
3529,'('/
)7KHXVHRIRUQDPHQWDOVSHFLHVDQGVSHFLPHQSODQWVLVPRVWDSSURSULDWHQHDUEXLOGLQJV
SDUWLFXODUO\WKRVHDUHDVPRVWYLVLEOHWRWKHSXEOLFVXFKDVHQWULHVSOD]DVSDWKZD\VDQGRXWVLGHZLQGRZV
3529,'('/
7DEOH'(6,*167$1'$5'6/$1'6&$3('63$&(
'HVLJQ6WDQGDUG /DQG8VH&DWHJRU\
%XVLQHVV3DUN &RPPHUFLDO6HUYLFH0DQXIDFWXULQJ/DQGVFDSHGVSDFHH[WHQGV
FRQWLQXRXVO\EHWZHHQ
VWUHHWVEXLOGLQJVDQGSDUNLQJDUHDV
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 3529,'('/
&RQWLQXRXVDUHDVRIRSHQ
JURXQGKDYHWKHLUORQJ
GLPHQVLRQVRULHQWHGSDUDOOHOWRWKHDLUSRUW·VPDLQUXQZD\
(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 3529,'('$&
3ODQWVSHFLHVDUH
FRQWLQXRXVIURPVLWHWR
VLWH(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 3529,'('/
3DUFHOVDUHQRWERXQGHGE\
ZDOOVRUIHQFHV
H[FHSWLRQVUHWDLQLQJZDOOVQHHGHGIRUSURSHUGUDLQDJHDQGQRWH[FHHGLQJ
RQHPHWHUWDOODQG
VFUHHQLQJIRUSDUNLQJDQGORDGLQJ
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 12)(1&(6352326('
)HQFHV´IDGHRXWµZKHQVHHQDJDLQVWODQGVFDSLQJRU
REMHFWVXVHPDWHULDOV
VXFKDVYLQ\OFRDWHGFKDLQOLQN
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 12)(1&(6352326('
%DUEHGZLUHDQGUD]RUZLUHDUHQRWXVHG
H[FHSWE\DGPLQLVWUDWLYH
XVHSHUPLWDSSURYDOZLWKDILQGLQJRIQRSUDFWLFDODOWHUQDWLYHIRUVHFXULW\
$SSOLHV $SSOLHV $SSOLHV 12)(1&(6352326('
%DUEHGZLUHDQGUD]RUZLUHDUHQRWXVHG
H[FHSWE\DGPLQLVWUDWLYH
XVHSHUPLWDSSURYDOZLWKDILQGLQJRIQRSUDFWLFDODOWHUQDWLYHIRUVHFXULW\
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 12)(1&(6352326('
*RDO$FRQVLVWHQWKLJKTXDOLW\V\VWHPRIVLJQVWKDWDOORZVIRUFUHDWLYLW\LQGHVLJQDQGFRPPHUFLDOLGHQWLILFDWLRQZKLOHDYRLGLQJH[WUHPHV RI VL]H QXPEHU FRORU KHLJKW DQG VKDSH*8,'(/,1(6
$6LJQVVKRXOGEHYLVXDOO\LQWHJUDWHGZLWKWKHFRQWRXUVIRUPVFRORUVDQGGHWDLOLQJRIWKH
ODQGVFDSHGHVLJQ/RZSURILOHPRQXPHQWVLJQVDUHJHQHUDOO\SUHIHUUHG
121(352326('
%7KHFRORUVDQGPDWHULDOVRIVLJQVVKRXOGUHIOHFWWKHYLVXDODWWULEXWHVRIWKHEXLOGLQJV
WRZKLFKWKH\UHIHU+DUVKRUJDULVKFRORUVIRUEDFNJURXQGRUOHWWHULQJDUHGLVFRXUDJHG
121(352326('
&%XLOGLQJGHVLJQVKRXOGEHYDULHGDQGGLVWLQFWLYHZKLOHEHLQJLQKDUPRQ\ZLWKLWVFRQWH[W
5HSHWLWLYHDQGRUVWRFNGHVLJQVROXWLRQVVKRXOGEHDYRLGHG
121(352326('
67$1'$5'6
%XLOGLQJLGHQWLW\VLJQVVKDOOEHOLPLWHGWRPDMRUVLWHHQWULHVIURPSXEOLFURDGZD\V
&RUSRUDWHDQGEXVLQHVVLGHQWLW\VLJQVFDQEHSODFHGRQWKHEXLOGLQJVWKHPVHOYHVDV
ORQJDVWKH\DUHORFDWHGQHDUWKHEXLOGLQJHQWUDQFHDQGDUHIRULGHQWLILFDWLRQZLWKLQWKHVLWHLHQRWIURPSXEOLFURDGZD\V
(;,67725(0$,1
6LJQVRQSROHVRURWKHUUDLVHGVWUXFWXUHVDUHQRWDOORZHGLQWKHSODQQLQJDUHD121(352326('
$OOVLJQVVKDOOEHORFDWHGRQSULYDWHSURSHUW\121(352326('
(QWU\VLJQVVKDOOEHH[WHUQDOO\LOOXPLQDWHG7KHOLJKWVRXUFHVKDOOEHIXOO\VKLHOGHGIURP
YLHZIURPURDGZD\VDQGSHGHVWULDQZDONZD\V/LJKWLQJOHYHOVVKDOOEHDVORZDVSRVVLEOH
ZKLOHSURYLGLQJDGHTXDWHLOOXPLQDWLRQIRUVLJQVWREHVHHQE\PRWRULVWV
(;,67725(0$,1
*RDO$ORZOHYHORIDPELHQWOLJKWLQJWKDWSURWHFWVWKHUXUDODPELHQFHZKLOHEHLQJFRQVLVWHQWZLWKSXEOLFVDIHW\QHHGV
*8,'(/,1(6
$:KHQLOOXPLQDWHGSHGHVWULDQSDWKZD\VDQGSOD]DVZLWKLQGHYHORSPHQWSDUFHOVVKRXOGXVHOLJKWVWDQGDUGVWKDWOLPLWWKHVSOD\RIOLJKW)L[WXUHVPRXQWHGQRKLJKHUWKDQLQFKHVDERYHWKHJURXQGDUHSUHIHUUHGEXWOLJKWVWDQGDUGVXSWRIHHWWDOODUH
DFFHSWDEOH
3529,'('(6 (6
%2QVLWHOLJKWLQJWRFRPSOHPHQWDQGHQKDQFHDUFKLWHFWXUHEXLOGLQJLGHQWLW\DQGVLWH
GHVLJQVKRXOGEHUHVWUDLQHGLQLWVDSSOLFDWLRQ)L[WXUHVVKRXOGEHFRQFHDOHGWRDYRLGJODUHDQGOLJKWLQWUXVLRQLQWRDGMDFHQWSURSHUWLHVDQGVWUHHWV
3529,'('(6 (6
&6HUYLFHDUHDOLJKWLQJVKRXOGEHFRQWDLQHGZLWKLQWKHVHUYLFHDUHDERXQGDULHVDQGHQFORVXUHZDOOV/LJKW´VSLOORYHUµRXWVLGHVHUYLFHDUHDVVKRXOGEHPLQLPL]HG127$33/,&$%/(
67$1'$5'6
3URYLGHPLQLPXPOHYHOVRIOLJKWLQJFRQVLVWHQWZLWKSXEOLFVDIHW\VWDQGDUGVDORQJSXEOLF
URDGZD\V
3529,'('(6 (6
$WDPLQLPXPVWUHHWOLJKWVVKDOOEHUHTXLUHGDWLQWHUVHFWLRQVPDUNHGSHGHVWULDQ
FURVVLQJVDQGGLUHFWLRQDOZDUQLQJVLJQV:KHUHXVHGVWUHHWOLJKWLQJVKDOOHPSKDVL]HWKH
FUHDWLRQRI´SRROVµRIOLJKWDURXQGDUHDVRIFRQFHUQUDWKHUWKDQSURYLGLQJDFRQVWDQWHYHQOLJKWLQJDFURVVWKHHQWLUHDUHD
127$33/,&$%/(
/XPLQDLUHKHLJKWVKDOOQRWH[FHHGIHHWRQDUWHULDOVDQGPDMRUFROOHFWRUVVXFKDV
%URDG6WUHHW3UDGR5RDGDQG7DQN)DUP5RDG
127$33/,&$%/(
7RPDLQWDLQDSHGHVWULDQVFDOHDQGUHGXFHDPELHQWOLJKWOHYHOVVWUHHWOLJKWVVKDOOQRW
H[FHHGIHHWRQDOORWKHUVWUHHWV
3529,'('(6 (6
3URYLGHDGHTXDWHLOOXPLQDWLRQIRUVDIHXVHRISDUNLQJORWVDIWHUGDUN3529,'('(6 (6
&RORUEDODQFHGOLJKWVWKDWGRQRWFDVWDWLQWHGOLJKWDUHSUHIHUUHG3529,'('(6 (6
/LJKWIL[WXUHVVKDOOEHFXWRIIW\SHIL[WXUHVWKDWIRFXVOLJKWGRZQWRZDUGWKHJURXQG
DQGVKLHOGWKHOLJKWVRXUFHIURPVXUURXQGLQJDUHDVQRWLQWHQGHGWREHLOOXPLQDWHG
3529,'('(6 (6
/XPLQDLUHKHLJKWVKRXOGEHXQLIRUPRYHUWKHSDUNLQJORWDQGQRWH[FHHGIHHW3529,'('(6 (6
3DUNLQJDUHDOLJKWLQJVKRXOGEHGHVLJQHGWRPLQLPL]HVKDGRZOLJKWLQWHUIHUHQFHE\VLWLQJOLJKWVWDQGDUGVEHWZHHQWUHHVDQGEHORZPDWXUHFDQRS\WUHHKHLJKW3529,'('(6 (6
*RDO'UDLQDJHV\VWHPVWKDWHPSOR\%HVW0DQDJHPHQW3UDFWLFHVFRQVLVWHQWZLWK&LW\ZLGHGUDLQDJHVWDQGDUGVDQGDUHGHVLJQHGWREHDQLQWHJUDOSDUWRIWKHQDWXUDOODQGVFDSH
*8,'(/,1(6
$8VHRIVXUIDFHVWRUPZDWHUFROOHFWLRQV\VWHPVLQFOXGLQJVZDOHVGHWHQWLRQSRQGVDQGHQHUJ\GLVVLSDWHUVLVHQFRXUDJHGWRVORZVWRUPZDWHUUXQRIIDQGLPSURYHVWRUPZDWHU
TXDOLW\)HDWXUHVVXFKDVVHGLPHQWEDVLQVILOWHUVWULSVDQGLQILOWUDWLRQEHGVFDQEH
LQFOXGHGWRIXUWKHUHQKDQFHWKHUHPRYDORISROOXWDQWVIURPUXQRII
3529,'('&
%:KHUHVRLOVDQGZDWHUWDEOHVSHUPLWGHYHORSHUVDUHHQFRXUDJHGWRXVHWHFKQLTXHVIRULQFUHDVLQJVWRUPZDWHULQILOWUDWLRQ6XFKWHFKQLTXHVFRXOGLQFOXGHLQILOWUDWLRQEDVLQVLQILOWUDWLRQWUHQFKHVVZDOHVZLWKFKHFNGDPVDQGRUSHUPHDEOHSDYHPHQWV
3529,'('&
&8VHRISHUPHDEOHSDYHPHQWVVXFKDVSRURXVDVSKDOWSRURXVFRQFUHWHDQGRSHQFHOOHGSDYHUVLVHQFRXUDJHGIRUSHGHVWULDQZDONZD\VFRXUW\DUGVSDUNLQJDUHDVDQGORZYROXPHURDGV
3529,'('&
'8VHRISDUNLQJORWSODQWHUVWULSVDV´ELRVZDOHVµRULQILOWUDWLRQEHGVWKDWFDSWXUHUXQRIIIURPWKHSDUNLQJDUHDLQWKHSODQWHUDUHDVLVSUHIHUDEOHWRUDLVHGSODQWHUDUHDVWKDWGUDLQRIIRQWRWKHSDYHGDUHDV7KH&LW\FDQJLYHXSWRDUHGXFWLRQLQUHTXLUHG
SDUNLQJLQH[FKDQJHIRUHIIHFWLYHXVHRIVXUIDFHVWRUPZDWHUFROOHFWLRQWHFKQLTXHV
WKDWLQFUHDVHLQILOWUDWLRQ
3529,'('&
(&DWFKPHQWDQGGLYHUVLRQRIVWRUPZDWHUUXQRIIIURPURRIWRSVLQWRVXUIDFHFROOHFWLRQGHWHQWLRQLQILOWUDWLRQIDFLOLWLHVLVHQFRXUDJHG3529,'('522)'5$,1$*(:,//%(3,3('726,7(5(7(17,21$5($6
6/2&20081,7<'(6,*1*8,'(/,1(62)),&(6
&2IILFHV2IILFHVWUXFWXUHVGLIIHUIURPRWKHUFRPPHUFLDOEXLOGLQJVLQWKDWWKHLULQWHQVLW\RIXVHLVORZHUZKLOHEXLOGLQJVFDOHLVW\SLFDOO\ODUJHUSULPDU\DFWLYLWLHVDUHQRWOLPLWHGWRWKHILUVWIORRUDQGWKHUHDUHIHZHUHQWULHVDORQJEXLOGLQJSHULPHWHUV:LWKRXW
FDUHIXODWWHQWLRQLQGHVLJQWREXLOGLQJIRUPDQGPDVVDQGVWUHHWOHYHOIHDWXUHVWKHVHVWUXFWXUHVFDQLPSDLUWKHSHGHVWULDQ
RULHQWDWLRQRIDVWUHHWVFDSH
6LWHSODQQLQJ2IILFHVLWHSODQVVKRXOGLQFRUSRUDWHWKHIROORZLQJIHDWXUHV
D2IILFHEXLOGLQJVVKRXOGEHEXLOWWRWKHPLQLPXPUHTXLUHGIURQWVHWEDFN1$(;,67,1*%8,/',1*21)5217$*($&
E6XUIDFHSDUNLQJVKRXOGEHORFDWHGWRZDUGVWKHUHDURIWKHVLWHRUDWWKHVLGHRIWKHEXLOGLQJZLWKELF\FOHSDUNLQJFRQYHQLHQWWREXLOGLQJHQWUDQFHV3529,'('$&
F0XOWLVWRU\EXLOGLQJVVKRXOGQRWEHSODFHGDGMDFHQWWRUHVLGHQWLDOSULYDWHRSHQVSDFHDUHDVHJUHDU\DUGV127$33/,&$%/(
G7KHSULPDU\EXLOGLQJHQWUDQFHVKRXOGIDFHWKHVWUHHW1$35,0$5<(175<,1(;,67,1*%8,/',1*$&
%XLOGLQJGHVLJQ2IILFHEXLOGLQJVVKRXOGEHGHVLJQHGWRFRPSO\ZLWKWKHIROORZLQJJXLGHOLQHV
D'HSHQGLQJXSRQDGMDFHQWODQGXVHVDQGEXLOGLQJVFDOHDQGPDVVLWPD\EHDSSURSULDWHWR
SODFHWKHILUVWIORRUDWWKHPLQLPXPVHWEDFNVZLWKXSSHUIORRUVVHWEDFNIXUWKHU
127$33/,&$%/(
E%XLOGLQJVXUIDFHVRYHUWZRVWRULHVKLJKRUIHHWLQOHQJWKVKRXOGSURYLGHYHUWLFDODQG
KRUL]RQWDOZDOOSODQHRIIVHWV
3529,'('720$7&+(;,67,1*
$
F2IILFHVWUXFWXUHIDFDGHVVKRXOGKDYHH[WHQVLYHZLQGRZDUHDV3529,'('$
G7KHSULPDU\EXLOGLQJHQWUDQFHVKRXOGEHGHVLJQHGDVDKLJKO\YLVLEOHDQGVLJQLILFDQW
DUFKLWHFWXUDOIHDWXUH
(;,67,1*725(0$,1$&
$
H'HFRUDWLYHHOHPHQWVVKRXOGEHIRFXVHGDWWKHSHGHVWULDQOHYHOPRUHDUFKLWHFWXUDO
VLPSOLFLW\PD\EHDSSURSULDWHRQXSSHUIORRUV
127('
67$1'$5'6
/RDGLQJGRFNVDQGUHIXVHFROOHFWLRQDUHDVDUHQRWSHUPLWWHGLQWKHDUHDEHWZHHQWKH
EXLOGLQJDQGWKHVWUHHW
121(352326('$&
(DFKFRPPHUFLDOLQGXVWULDOORDGLQJRXWGRRUUHF\FOLQJRUZDVWHFROOHFWLRQDUHDVKDOOEH
ORFDWHGRQWKHVLGHRIDEXLOGLQJRSSRVLWHIURPSDUFHOOLQHVRUVWUHHWIURQWDJHVRIDQ\ODQGGHVLJQDWHGIRUUHVLGHQWLDOXVH
127$33/,&$%/(
6WRUDJHVHUYLFHWUDVKDQGUHF\FOLQJFROOHFWLRQDUHDVVKDOOEHORFDWHGHLWKHUZLWKLQDQ
HQFORVXUHRUEHKLQGDYLVXDOEDUULHU
3529,'('$& /
/RDGLQJGRFNDUHDVVKDOOEHVHWEDFNUHFHVVHGDQGVFUHHQHGIURPYLHZE\ZDOOV
EHUPVRUSODQWLQJV
127$33/,&$%/(
([WHULRURQVLWHXWLOLWLHVLQFOXGLQJGUDLQDJHV\VWHPVVHZHUVJDVOLQHVZDWHUOLQHV
HOHFWULFDOWHOHSKRQHDQGFRPPXQLFDWLRQVZLUHVDQGHTXLSPHQWVKDOOEHLQVWDOOHGXQGHUJURXQGH[FHSWZKHUHUHTXLUHGWREHDERYHJURXQGE\JRYHUQPHQWDJHQFLHV
3529,'('&
5RRIWRSPHFKDQLFDOHTXLSPHQWVKDOOEHVFUHHQHGE\SDUWVRIWKHURRIRU
DUFKLWHFWXUDOO\FRPSDWLEOHVFUHHQLQJIHDWXUHVVRWKHHTXLSPHQWLVQRWYLVLEOHIURPWKHJURXQGRXWVLGHWKHVLWHRURSHQVSDFHDUHDVWRWKHSXEOLF2QVLWHVGHVLJQDWHG%XVLQHVV3DUNVXFKVFUHHQLQJVKDOOPDNHURRIWRSHTXLSPHQWQRWYLVLEOHIURPD
YLHZSRLQWRXWVLGHWKHVLWHDQGDWWKHVDPHKHLJKWDVWKHHTXLSPHQW
6((/,1(2)6,*+7(;+,%,721
6+((7$
*RDO3XEOLFDUWWKDWHQULFKHVWKHDHVWKHWLFDQGFXOWXUDOHQYLURQPHQW
*8,'(/,1(6
$%XVLQHVV3DUNGHYHORSPHQWVDUHHQFRXUDJHGWRSURYLGHSXEOLFDUWRQVLWH127('
67$1'$5'
'HYHORSPHQWLQWKH$LUSRUW$UHDLVVXEMHFWWRWKHUHTXLUHPHQWVRIWKH&LW\·V3XEOLF
$UWRUGLQDQFH
127('
Page 25 of 43
&$/,)251,$*5((1%8,/',1*67$1'$5'6&2'(
1215(6,'(17,$/0$1'$725<0($685(66+((7
<
(OHFWULFYHKLFOH(9FKDUJLQJDWSXEOLFVFKRROVDQGFRPPXQLW\FROOHJHV>'6$66@(OHFWULFYHKLFOHLQIUDVWUXFWXUHDQGHOHFWULFYHKLFOH
FKDUJLQJVWDWLRQVVKDOOFRPSO\ZLWK6HFWLRQDQGVKDOOEHSURYLGHGLQDFFRUGDQFHZLWKUHJXODWLRQVLQWKH&DOLIRUQLD%XLOGLQJ
&RGHDQGWKH&DOLIRUQLD(OHFWULFDO&RGH
([FHSWLRQV
2QDFDVHE\FDVHEDVLVZKHUHFRPSOLDQFHZLWKWKLVVHFWLRQKDVEHHQGHPRQVWUDWHGWREHQRWIHDVLEOHEDVHGXSRQRQHRIWKH
IROORZLQJFRQGLWLRQVDQGZLWKFRQFXUUHQFHE\WKH'LYLVLRQRIWKH6WDWH$UFKLWHFW'6$FRPSOLDQFHZLWK6HFWLRQVKDOO
QRWEHUHTXLUHG
D:KHUHWKHUHLVQRORFDOXWLOLW\SRZHUVXSSO\
E:KHUHWKHORFDOXWLOLW\LVXQDEOHWRVXSSO\DGHTXDWHSRZHU
F7KHLQVWDOODWLRQRI(9&6LVLPSUDFWLFDEOH
3DUNLQJVSDFHVDFFHVVLEOHRQO\E\DXWRPDWHGPHFKDQLFDOFDUSDUNLQJV\VWHPVDUHQRWUHTXLUHGWRFRPSO\ZLWK6HFWLRQ
(9FDSDEOHVSDFHV(9FDSDEOHVSDFHVVKDOOEHSURYLGHGLQDFFRUGDQFHZLWK7DEOHDQGWKHIROORZLQJ
UHTXLUHPHQWV
5DFHZD\VFRPSO\LQJZLWKWKH&DOLIRUQLD(OHFWULFDO&RGHDQGQROHVVWKDQLQFKPPGLDPHWHUVKDOOEHSURYLGHGDQGVKDOO
RULJLQDWHDWDVHUYLFHSDQHORUDVXESDQHOVVHUYLQJWKHDUHDDQGVKDOOWHUPLQDWHLQFORVHSUR[LPLW\WRWKHSURSRVHGORFDWLRQRI
WKH(9FDSDEOHVSDFHDQGLQWRDVXLWDEOHOLVWHGFDELQHWER[HQFORVXUHRUHTXLYDOHQW$FRPPRQUDFHZD\PD\EHXVHGWRVHUYH
PXOWLSOH(9FDSDEOHVSDFHV
$VHUYLFHSDQHORUVXESDQHOVVKDOOEHSURYLGHGZLWKSDQHOVSDFHDQGHOHFWULFDOORDGFDSDFLW\IRUDGHGLFDWHGYROW
DPSHUHPLQLPXPEUDQFKFLUFXLWIRUHDFK(9FDSDEOHVSDFHZLWKGHOLYHU\RIDPSHUHPLQLPXPWRDQLQVWDOOHG(96(DWHDFK
(9&6
7KHHOHFWULFDOV\VWHPDQGDQ\RQVLWHGLVWULEXWLRQWUDQVIRUPHUVVKDOOKDYHVXIILFLHQWFDSDFLW\WRVXSSO\IXOOUDWHGDPSHUDJHDW
HDFK(9FDSDEOHVSDFHSURWHFWLYHGHYLFHVSDFHVDV´(9&$3$%/(µ7KHUDFHZD\WHUPLQDWLRQORFDWLRQVKDOOEHSHUPDQHQWO\
DQGYLVLEO\PDUNHGDV´(9&$3$%/(µ
&+$37(5*5((1%8,/',1*
6(&7,21*(1(5$/
6&23(%XLOGLQJVVKDOOEHGHVLJQHGWRLQFOXGHWKHJUHHQEXLOGLQJPHDVXUHVVSHFLILHGDVPDQGDWRU\LQWKHDSSOLFDWLRQFKHFNOLVWV
FRQWDLQHGLQWKLVFRGH9ROXQWDU\JUHHQEXLOGLQJPHDVXUHVDUHDOVRLQFOXGHGLQWKHDSSOLFDWLRQFKHFNOLVWVDQGPD\EHLQFOXGHGLQWKH
GHVLJQDQGFRQVWUXFWLRQRIVWUXFWXUHVFRYHUHGE\WKLVFRGHEXWDUHQRWUHTXLUHGXQOHVVDGRSWHGE\DFLW\FRXQW\RUFLW\DQG
FRXQW\DVVSHFLILHGLQ6HFWLRQ
1215(6,'(17,$/$'',7,216$1'$/7(5$7,216>%6&&*@7KHSURYLVLRQVRILQGLYLGXDOVHFWLRQVRI&KDSWHUDSSO\WRQHZO\
FRQVWUXFWHGEXLOGLQJVEXLOGLQJDGGLWLRQVRIVTXDUHIHHWRUJUHDWHUDQGRUEXLOGLQJDOWHUDWLRQVZLWKDSHUPLWYDOXDWLRQRI
RUDERYHIRURFFXSDQFLHVZLWKLQWKHDXWKRULW\RI&DOLIRUQLD%XLOGLQJ6WDQGDUGV&RPPLVVLRQ&RGHVHFWLRQVUHOHYDQWWR
DGGLWLRQVDQGDOWHUDWLRQVVKDOORQO\DSSO\WRWKHSRUWLRQVRIWKHEXLOGLQJEHLQJDGGHGRUDOWHUHGZLWKLQWKHVFRSHRIWKHSHUPLWWHG
ZRUN$FRGHVHFWLRQZLOOEHGHVLJQDWHGE\DEDQQHUWRLQGLFDWHZKHUHWKHFRGHVHFWLRQRQO\DSSOLHVWRQHZO\FRQVWUXFWHGEXLOGLQJV
>1@RUWRDGGLWLRQVDQGRUDOWHUDWLRQV>$@:KHQWKHFRGHVHFWLRQDSSOLHVWRERWKQREDQQHUZLOOEHXVHG
1RQUHVLGHQWLDODGGLWLRQVDQGDOWHUDWLRQVWKDWFDXVHXSGDWHVWRSOXPELQJIL[WXUHVRQO\
1RWH2QDQGDIWHU-DQXDU\FHUWDLQFRPPHUFLDOUHDOSURSHUW\DVGHILQHGLQ&LYLO&RGH6HFWLRQVKDOOKDYHLWV
QRQFRPSOLDQWSOXPELQJIL[WXUHVUHSODFHGZLWKDSSURSULDWHZDWHUFRQVHUYLQJSOXPELQJIL[WXUHVXQGHUVSHFLILFFLUFXPVWDQFHV6HH
&LYLO&RGH6HFWLRQHWVHTIRUGHILQLWLRQVW\SHVRIFRPPHUFLDOUHDOSURSHUW\DIIHFWHG HIIHFWLYHGDWHVFLUFXPVWDQFHV
QHFHVVLWDWLQJUHSODFHPHQWRIQRQFRPSOLDQWSOXPELQJIL[WXUHVDQGGXWLHVDQGUHVSRQVLELOLWLHVIRUHQVXULQJFRPSOLDQFH
:DVWH'LYHUVLRQ7KHUHTXLUHPHQWVRI6HFWLRQVKDOOEHUHTXLUHGIRUDGGLWLRQVDQGDOWHUDWLRQVZKHQHYHUDSHUPLWLVUHTXLUHG
IRUZRUN
38%/,&6&+22/6$1'&20081,7<&2//(*(6VHH*%6&
+($/7+)$&,/,7,(6VHH*%6&
6(&7,210,;('2&&83$1&<%8,/',1*6
0,;('2&&83$1&<%8,/',1*6,QPL[HGRFFXSDQF\EXLOGLQJVHDFKSRUWLRQRIDEXLOGLQJVKDOOFRPSO\ZLWKWKHVSHFLILFJUHHQEXLOGLQJ
PHDVXUHVDSSOLFDEOHWRHDFKVSHFLILFRFFXSDQF\
6(&7,213+$6('352-(&76
3+$6('352-(&76)RUVKHOOEXLOGLQJVDQGRWKHUVFRQVWUXFWHGIRUIXWXUHWHQDQWLPSURYHPHQWVRQO\WKRVHFRGHPHDVXUHVUHOHYDQW
WRWKHEXLOGLQJFRPSRQHQWVDQGV\VWHPV FRQVLGHUHGWREHQHZFRQVWUXFWLRQRUQHZO\FRQVWUXFWHGVKDOODSSO\
,QLWLDO7HQDQWLPSURYHPHQWV7KHSURYLVLRQVRIWKLVFRGHVKDOODSSO\RQO\WRWKHLQLWLDOWHQDQWLPSURYHPHQWVWRDSURMHFW
6XEVHTXHQWWHQDQWLPSURYHPHQWVVKDOOFRPSO\ZLWKWKHVFRSLQJSURYLVLRQVLQ6HFWLRQQRQUHVLGHQWLDODGGLWLRQVDQG
DOWHUDWLRQV
$%%5(9,$7,21'(),1,7,216
+&''HSDUWPHQWRI+RXVLQJDQG&RPPXQLW\'HYHORSPHQW
%6&&DOLIRUQLD%XLOGLQJ6WDQGDUGV&RPPLVVLRQ
'6$66 'LYLVLRQRIWKH6WDWH$UFKLWHFW6WUXFWXUDO6DIHW\
26+3'2IILFHRI6WDWHZLGH+HDOWK3ODQQLQJDQG'HYHORSPHQW
/5 /RZ5LVH
+5 +LJK5LVH
$$$GGLWLRQVDQG$OWHUDWLRQV
1 1HZ
&+$37(51215(6,'(17,$/0$1'$725<0($685(6
',9,6,213/$11,1*$1''(6,*1
6(&7,21*(1(5$/
6&23(7KHSURYLVLRQVRIWKLVFKDSWHURXWOLQHSODQQLQJGHVLJQDQGGHYHORSPHQWPHWKRGVWKDWLQFOXGHHQYLURQPHQWDOO\UHVSRQVLEOH
VLWHVHOHFWLRQEXLOGLQJGHVLJQEXLOGLQJVLWLQJDQGGHYHORSPHQWWRSURWHFWUHVWRUHDQGHQKDQFHWKHHQYLURQPHQWDOTXDOLW\RIWKHVLWHDQG
UHVSHFWWKHLQWHJULW\RIDGMDFHQWSURSHUWLHV
6(&7,21'(),1,7,216
'(),1,7,2167KHIROORZLQJWHUPVDUHGHILQHGLQ&KDSWHUDQGDUHLQFOXGHGKHUHIRUUHIHUHQFH
&872))/80,1$,5(6/XPLQDLUHVZKRVHOLJKWGLVWULEXWLRQLVVXFKWKDWWKHFDQGHODSHUODPSOXPHQVGRHVQRWQXPHULFDOO\
H[FHHGSHUFHQWDWDQDQJOHRIGHJUHHVDERYHQDGLUDQGSHUFHQWDWDYHUWLFDODQJOHRIGHJUHHV
DERYHQDGLU7KLVDSSOLHVWRDOOODWHUDODQJOHVDURXQGWKHOXPLQDLUH
7(1$172&&83$176%XLOGLQJRFFXSDQWVZKRLQKDELWDEXLOGLQJGXULQJLWVQRUPDOKRXUVRIRSHUDWLRQDVSHUPDQHQWRFFXSDQWVVXFK
DVHPSOR\HHVDVGLVWLQJXLVKHGIURPFXVWRPHUVDQGRWKHUWUDQVLHQWYLVLWRUV
=(9>%6&&*'6$66@$Q\YHKLFOHFHUWLILHGWR]HURHPLVVLRQVWDQGDUGV
6(&7,21'(&216758&7,21$1'5(86(2)(;,67,1*6758&785(6
6FRSH>%6&&*@(IIHFWLYH-XO\DOWHUDWLRQVWRH[LVWLQJEXLOGLQJVZKHUHWKHFRPELQHGDOWHUHGIORRUDUHDLV
VTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQRU$GGLWLRQVWRH[LVWLQJEXLOGLQJVZKHUHWKH
WRWDOIORRUDUHDFRPELQHGZLWKWKHH[LVWLQJEXLOGLQJVLVVTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQ
6HFWLRQRU6HFWLRQ(IIHFWLYH-DQXDU\WKHFRPELQHGIORRUDUHDVKDOOEHVTXDUHIHHWRUJUHDWHU
>'6$66@$OWHUDWLRQVWRH[LVWLQJEXLOGLQJVZKHUHWKHFRPELQHGDOWHUHGIORRUDUHDLVVTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWK
HLWKHU6HFWLRQRU$GGLWLRQVWRH[LVWLQJEXLOGLQJVZKHUHWKHWRWDOIORRUDUHDFRPELQHGZLWKWKH
H[LVWLQJEXLOGLQJVLVVTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQ6HFWLRQRU
6HFWLRQ
([FHSWLRQ>%6&&*'6$66@&RPELQHGDGGLWLRQVWRH[LVWLQJEXLOGLQJVRIWZRWLPHVWKHDUHDRUPRUHRIWKHH[LVWLQJEXLOGLQJV
LVQRWHOLJLEOHWRPHHWFRPSOLDQFHZLWK6HFWLRQ
5HXVHRIH[LVWLQJEXLOGLQJ$QDOWHUDWLRQRUDGGLWLRQWRDQH[LVWLQJEXLOGLQJVKDOOPDLQWDLQDWDPLQLPXPSHUFHQWFRPELQHGRIWKH
H[LVWLQJEXLOGLQJ·VSULPDU\VWUXFWXUDOHOHPHQWVIRXQGDWLRQVFROXPQVEHDPVZDOOVDQGIORRUVDQGODWHUDOHOHPHQWVDQGH[LVWLQJ
EXLOGLQJHQFORVXUHURRIIUDPLQJZDOOIUDPLQJDQGH[WHULRUILQLVKHV:LQGRZDVVHPEOLHVLQVXODWLRQSRUWLRQVRIEXLOGLQJVGHHPHG
VWUXFWXUDOO\XQVRXQGRUKD]DUGRXVDQGKD]DUGRXVPDWHULDOVWKDWDUHUHPHGLDWHGDVSDUWRIWKHSURMHFWVKDOOQRWEHLQFOXGHGLQWKH
FDOFXODWLRQ
9HULILFDWLRQRIFRPSOLDQFH'RFXPHQWDWLRQVKDOOEHSURYLGHGLQWKHFRQVWUXFWLRQGRFXPHQWVWRGHPRQVWUDWHFRPSOLDQFH
ZLWK6HFWLRQ
1RWH6DPSOH:RUNVKHHW:6LQ&KDSWHUPD\EHXVHGWRDVVLVWLQGRFXPHQWLQJFRPSOLDQFHZLWKWKLVVHFWLRQ
'HFRQVWUXFWLRQ5HVHUYHG
6(&7,216,7('(9(/230(17
67250:$7(532//87,2135(9(17,21)25352-(&767+$7',6785%/(667+$121($&5(2)/$1'1HZO\FRQVWUXFWHGSURMHFWVDQG
DGGLWLRQVZKLFKGLVWXUEOHVVWKDQRQHDFUHRIODQGDQGDUHQRWSDUWRIDODUJHUFRPPRQSODQRIGHYHORSPHQWRUVDOHVKDOOSUHYHQWWKH
SROOXWLRQRIVWRUPZDWHUUXQRIIIURPWKHFRQVWUXFWLRQDFWLYLWLHVWKURXJKRQHRUPRUHRIWKHIROORZLQJPHDVXUHV
/RFDORUGLQDQFH&RPSO\ZLWKDODZIXOO\HQDFWHGVWRUPZDWHUPDQDJHPHQWDQGRUHURVLRQFRQWURORUGLQDQFH
%HVW0DQDJHPHQW3UDFWLFHV%03V3UHYHQWWKHORVVRIVRLOWKURXJKZLQGRUZDWHUHURVLRQE\LPSOHPHQWLQJDQHIIHFWLYH
FRPELQDWLRQRIHURVLRQDQGVHGLPHQWFRQWURODQGJRRGKRXVHNHHSLQJ%03V
6RLOORVV%03VWKDWVKRXOGEHFRQVLGHUHGIRULPSOHPHQWDWLRQDVDSSURSULDWHIRUHDFKSURMHFWLQFOXGHEXWDUHQRWOLPLWHGWR
WKHIROORZLQJ
D6FKHGXOLQJFRQVWUXFWLRQDFWLYLW\GXULQJGU\ZHDWKHUZKHQSRVVLEOH
E3UHVHUYDWLRQRIQDWXUDOIHDWXUHVYHJHWDWLRQVRLODQGEXIIHUVDURXQGVXUIDFHZDWHUV
F'UDLQDJHVZDOHVRUOLQHGGLWFKHVWRFRQWUROVWRUPZDWHUIORZ
G0XOFKLQJRUK\GURVHHGLQJWRVWDELOL]HGLVWXUEHGVRLOV
H(URVLRQFRQWUROWRSURWHFWVORSHVI3URWHFWLRQRIVWRUPGUDLQLQOHWVJUDYHOEDJVRUFDWFKEDVLQLQVHUWV
J3HULPHWHUVHGLPHQWFRQWUROSHULPHWHUVLOWIHQFHILEHUUROOV
K6HGLPHQWWUDSRUVHGLPHQWEDVLQWRUHWDLQVHGLPHQWRQVLWH
L6WDELOL]HGFRQVWUXFWLRQH[LWV
M:LQGHURVLRQFRQWURO
N2WKHUVRLOORVV%03VDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
*RRGKRXVHNHHSLQJ%03VWRPDQDJHFRQVWUXFWLRQHTXLSPHQWPDWHULDOVQRQVWRUPZDWHUGLVFKDUJHVDQGZDVWHVWKDWVKRXOG
EHFRQVLGHUHGIRULPSOHPHQWDWLRQDVDSSURSULDWHIRUHDFKSURMHFWLQFOXGHEXWDUHQRWOLPLWHGWRWKHIROORZLQJ
D'HZDWHULQJDFWLYLWLHV
E0DWHULDOKDQGOLQJDQGZDVWHPDQDJHPHQW
F%XLOGLQJPDWHULDOVVWRFNSLOHPDQDJHPHQW
G0DQDJHPHQWRIZDVKRXWDUHDVFRQFUHWHSDLQWVVWXFFRHWF
H&RQWURORIYHKLFOHHTXLSPHQWIXHOLQJWRFRQWUDFWRU
VVWDJLQJDUHD
I9HKLFOHDQGHTXLSPHQWFOHDQLQJSHUIRUPHGRIIVLWH
J6SLOOSUHYHQWLRQDQGFRQWURO
K2WKHUKRXVHNHHSLQJ%03VDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
67250:$7(532//87,2135(9(17,21)25352-(&767+$7',6785%21(25025($&5(62)/$1'&RPSO\ZLWKDOOODZIXOO\HQDFWHG
VWRUPZDWHUGLVFKDUJHUHJXODWLRQVIRUSURMHFWVWKDWGLVWXUERQHDFUHRUPRUHRIODQGRUGLVWXUEOHVVWKDQRQHDFUHRIODQG
EXWDUHSDUWRIDODUJHUFRPPRQSODQRIGHYHORSPHQWVDOH
1RWH3URMHFWVWKDWGLVWXUERQHDFUHRUPRUHRIODQGRUGLVWXUEOHVVWKDQRQHDFUHRIODQGEXWDUHSDUWRIWKHODUJHU
FRPPRQSODQRIGHYHORSPHQWRUVDOHPXVWFRPSO\ZLWKWKHSRVWFRQVWUXFWLRQUHTXLUHPHQWVGHWDLOHGLQWKHDSSOLFDEOH1DWLRQDO
3ROOXWDQW'LVFKDUJH(OLPLQDWLRQ6\VWHP13'(6*HQHUDOSHUPLWIRU6WRUPZDWHU'LVFKDUJHV$VVRFLDWHGZLWK&RQVWUXFWLRQDQG
/DQG'LVWXUEDQFH$FWLYLWLHVLVVXHGE\WKH6WDWH:DWHU5HVRXUFHV&RQWURO%RDUGRUWKH/DKRQWDQ5HJLRQDO:DWHU4XDOLW\&RQWURO
%RDUGIRUSURMHFWVLQWKH/DNH7DKRH+\GURORJLF8QLW
7KH13'(6SHUPLWVUHTXLUHSRVWFRQVWUXFWLRQUXQRIISRVWSURMHFWK\GURORJ\WRPDWFKWKHSUHFRQVWUXFWLRQUXQRIISUHSURMHFW
K\GURORJ\ZLWKWKHLQVWDOODWLRQRISRVWFRQVWUXFWLRQVWRUPZDWHUPDQDJHPHQWPHDVXUHV7KH13'(6SHUPLWVHPSKDVL]HUXQRII
UHGXFWLRQWKURXJKRQVLWHVWRUPZDWHUXVHLQWHUFHSWLRQHYDSRWUDQVSLUDWLRQDQGLQILOWUDWLRQWKURXJKQRQVWUXFWXUDOFRQWUROVVXFK
DV/RZ,PSDFW'HYHORSPHQW/,'SUDFWLFHVDQGFRQYHUVDWLRQGHVLJQPHDVXUHV6WRUPZDWHUYROXPHWKDWFDQQRWEHDGGUHVVHG
XVLQJQRQVWUXFWXUDOSUDFWLFHVLVUHTXLUHGWREHFDSWXUHGLQVWUXFWXUDOSUDFWLFHVDQGEHDSSURYHGE\WKHHQIRUFLQJDJHQF\
5HIHUWRWKHFXUUHQWDSSOLFDEOHSHUPLWVRQWKH6WDWH:DWHU5HVRXUFHV&RQWURO%RDUGZHEVLWHDW
XXXXBUFSCPBSETDBHPWDPOTUSVDUJPOTUPSNXBUFS&RQVLGHUDWLRQWRWKHVWRUPZDWHUUXQRIIPDQDJHPHQWPHDVXUHVVKRXOGEHJLYHQGXULQJWKH
LQLWLDOGHVLJQSURFHVVIRUDSSURSULDWHLQWHJUDWLRQLQWRVLWHGHYHORSPHQW
%,&<&/(3$5.,1*)RUEXLOGLQJVZLWKLQWKHDXWKRULW\RI&DOLIRUQLD%XLOGLQJ6WDQGDUGV&RPPLVVLRQDVVSHFLILHGLQ6HFWLRQ
FRPSO\ZLWK6HFWLRQ)RUEXLOGLQJVZLWKLQWKHDXWKRULW\RIWKH'LYLVLRQRIWKH6WDWH$UFKLWHFWSXUVXDQWWR6HFWLRQ
FRPSO\ZLWK6HFWLRQ
%LF\FOHSDUNLQJ>%6&&*@&RPSO\ZLWK6HFWLRQVDQGRUPHHWWKHDSSOLFDEOHORFDORUGLQDQFH
ZKLFKHYHULVVWULFWHU
6KRUWWHUPELF\FOHSDUNLQJ,IWKHQHZSURMHFWRUDQDGGLWLRQRUDOWHUDWLRQLVDQWLFLSDWHGWRJHQHUDWHYLVLWRUVSURYLGH
SHUPDQHQWO\DQFKRUHGELF\FOHUDFNVZLWKLQIHHWRIWKHYLVLWRUV
HQWUDQFHUHDGLO\YLVLEOHWRSDVVHUVE\IRURIWKH
SHDNGDLO\YLVLWRUVZLWKDPLQLPXPRIRQHWZRELNHFDSDFLW\UDFN
([FHSWLRQ$GGLWLRQVRUDOWHUDWLRQVZKLFKDGGQLQHRUOHVVYLVLWRUYHKLFXODUSDUNLQJVSDFHV
/RQJWHUPELF\FOHSDUNLQJ$FFHSWDEOHELF\FOHSDUNLQJIDFLOLW\IRU6HFWLRQDQG
VKDOOEHFRQYHQLHQWO\ORFDWHGQHDUWKHVWUHHWDQGVKDOOPHHWRQHRIWKHIROORZLQJ
&RYHUHGORFNDEOHHQFORVXUHVZLWKSHUPDQHQWO\DQFKRUHGUDFNVIRUELF\FOHV
/RFNDEOHELF\FOHURRPVZLWKSHUPDQHQWO\DQFKRUHGUDFNVRU
/RFNDEOHSHUPDQHQWO\DQFKRUHGELF\FOHORFNHUV
&DOFXODWLRQVIRUELF\FOHSDUNLQJUHTXLUHPHQWVVKDOOEHURXQGHGXSWRWKHQHDUHVWZKROHQXPEHU
)RUQHZEXLOGLQJVZLWKWHQDQWVSDFHVSURYLGHVHFXUHELF\FOHSDUNLQJIRUSHUFHQWRIWKHWHQDQWRFFXSDQWV
ZLWKDPLQLPXPRIRQHELF\FOHSDUNLQJIDFLOLW\
)RUDGGLWLRQVRUDOWHUQDWLRQVSURYLGHVHFXUHELF\FOHSDUNLQJIRUSHUFHQWRIWKHWHQDQWRFFXSDQWVEHLQJ
DGGHGZLWKDPLQLPXPRIRQHELF\FOHSDUNLQJIDFLOLW\
)RUQHZVKHOOEXLOGLQJVLQSKDVHGSURMHFWVSURYLGHVHFXUHELF\FOHSDUNLQJIRUSHUFHQWRIWKHDQWLFLSDWHG
WHQDQWRFFXSDQWVZLWKDPLQLPXPRIRQHELF\FOHSDUNLQJIDFLOLW\
%LF\FOHSDUNLQJ>'6$66@)RUSXEOLFVFKRROVDQGFRPPXQLW\FROOHJHVFRPSO\ZLWK6HFWLRQVDQG
6WXGHQWELF\FOHSDUNLQJ3URYLGHSHUPDQHQWO\DQFKRUHGELF\FOHUDFNVFRQYHQLHQWO\DFFHVVHGZLWKDPLQLPXPRIIRXU
WZRELNHFDSDFLW\UDFNVSHUQHZEXLOGLQJ
6WDIIELF\FOHSDUNLQJ3URYLGHSHUPDQHQWVHFXUHELF\FOHSDUNLQJFRQYHQLHQWO\DFFHVVHGZLWKDPLQLPXPRIWZRVWDII
ELF\FOHSDUNLQJVSDFHVSHUQHZEXLOGLQJ$FFHSWDEOHELF\FOHSDUNLQJIDFLOLWLHVVKDOOEHFRQYHQLHQWIURPWKHVWUHHWRUVWDII
SDUNLQJDUHDDQGVKDOOPHHWRQHRIWKHIROORZLQJ
&RYHUHGORFNDEOHHQFORVXUHVZLWKSHUPDQHQWO\DQFKRUHGUDFNVIRUELF\FOHV
/RFNDEOHELF\FOHURRPVZLWKSHUPDQHQWO\DQFKRUHGUDFNVRU
/RFNDEOHSHUPDQHQWO\DQFKRUHGELF\FOHORFNHUV
(OHFWULFYHKLFOH(9FKDUJLQJ>1@>%6&&*@&RQVWUXFWLRQWRSURYLGHHOHFWULFYHKLFOHLQIUDVWUXFWXUHDQGIDFLOLWDWHHOHFWULF
YHKLFOHFKDUJLQJVKDOOFRPSO\ZLWK6HFWLRQ(9FDSDEOHVSDFHV6HFWLRQ(OHFWULFYHKLFOHFKDUJLQJVWDWLRQV
DQGDVVRFLDWHG7DEOHRU6HFWLRQ(OHFWULFYHKLFOHFKDUJLQJVWDWLRQV(9&6³3RZHUDOORFDWLRQPHWKRG
DQGDVVRFLDWHG7DEOHDQGVKDOOEHSURYLGHGLQDFFRUGDQFHZLWKUHJXODWLRQVLQWKH&DOLIRUQLD%XLOGLQJ&RGHDQGWKH&DOLIRUQLD(OHFWULFDO&RGH
([FHSWLRQV
2QDFDVHE\FDVHEDVLVZKHUHWKHORFDOHQIRUFLQJDJHQF\KDVGHWHUPLQHGFRPSOLDQFHZLWKWKLVVHFWLRQLVQRWIHDVLEOH
EDVHGXSRQRQHRIWKHIROORZLQJFRQGLWLRQV
D:KHUHWKHUHLVQRORFDOXWLOLW\SRZHUVXSSO\
E:KHUHWKHORFDOXWLOLW\LVXQDEOHWRVXSSO\DGHTXDWHSRZHU
F:KHUHWKHUHLVHYLGHQFHVXLWDEOHWRWKHORFDOHQIRUFHPHQWDJHQF\VXEVWDQWLDWLQJWKHORFDOXWLOLW\LQIUDVWUXFWXUH
GHVLJQUHTXLUHPHQWVGLUHFWO\UHODWHGWRWKHLPSOHPHQWDWLRQRI6HFWLRQPD\DGYHUVHO\LPSDFWWKH
FRQVWUXFWLRQFRVWRIWKHSURMHFW
$UHDVRISDUNLQJIDFLOLWLHVVHUYHGE\SDUNLQJOLIWVLQFOXGLQJEXWQRWOLPLWHGWRDXWRPDWHGPHFKDQLFDODFFHVVRSHQSDUNLQJ
JDUDJHVDVGHILQHGLQWKH&DOLIRUQLD%XLOGLQJ&RGHRUSDUNLQJIDFLOLWLHVRWKHUZLVHLQFDSDEOHRIVXSSRUWLQJHOHFWULFYHKLFOH
FKDUJLQJ
(9FDSDEOHVSDFHV>1@(9FDSDEOHVSDFHVVKDOOEHSURYLGHGLQDFFRUGDQFHZLWK7DEOHDQGWKHIROORZLQJ
UHTXLUHPHQWV
5DFHZD\VFRPSO\LQJZLWKWKH&DOLIRUQLD(OHFWULFDO&RGHDQGQROHVVWKDWLQFKPPGLDPHWHUVKDOOEHSURYLGHGDQG
VKDOORULJLQDWHDWDVHUYLFHSDQHORUDVXESDQHOVVHUYLQJWKHDUHDDQGVKDOOWHUPLQDWHLQFORVHSUR[LPLW\WRWKHSURSRVHG
ORFDWLRQRIWKH(9FDSDEOHDQGLQWRDVXLWDEOHOLVWHGFDELQHWER[HQFORVXUHRUHTXLYDOHQW$FRPPRQUDFHZD\PD\EH
XVHGWRVHUYHPXOWLSOH(9FKDUJLQJVSDFHV
$VHUYLFHSDQHORUVXESDQHOVVKDOOEHSURYLGHGZLWKSDQHOVSDFHDQGHOHFWULFDOORDGFDSDFLW\IRUDGHGLFDWHG
YROWDPSHUHPLQLPXPEUDQFKFLUFXLWIRUHDFK(9FDSDEOHVSDFHZLWKGHOLYHU\RIDPSHUHPLQLPXPWRDQLQVWDOOHG
(96(DWHDFK(9&6
7KHHOHFWULFDOV\VWHPDQGDQ\RQVLWHGLVWULEXWLRQWUDQVIRUPHUVVKDOOKDYHVXIILFLHQWFDSDFLW\WRVXSSO\IXOOUDWHG
DPSHUDJHDWHDFK(9FDSDEOHVSDFH
7KHVHUYLFHSDQHORUVXESDQHOFLUFXLWGLUHFWRU\VKDOOLGHQWLI\WKHUHVHUYHGRYHUFXUUHQWSURWHFWLYHGHYLFHVVSDFHVDV
(9&$3$%/(7KHUDFHZD\WHUPLQDWLRQORFDWLRQVKDOOEHSHUPDQHQWO\DQGYLVLEO\PDUNHGDV(9&$3$%/(
1RWH$SDUNLQJVSDFHVHUYHGE\HOHFWULFYHKLFOHVXSSO\HTXLSPHQWRUGHVLJQHGDVDIXWXUH(9FKDUJLQJVSDFHVKDOOFRXQWDVDW
OHDVWRQHVWDQGDUGDXWRPRELOHSDUNLQJVSDFHRQO\IRUWKHSXUSRVHRIFRPSO\LQJZLWKDQ\DSSOLFDEOHPLQLPXPSDUNLQJVSDFH
UHTXLUHPHQWVHVWDEOLVKHGE\DQHQIRUFHPHQWDJHQF\6HHYHKLFOH&RGH6HFWLRQIRUIXUWKHUGHWDLOV
7$%/((9&DSDEOH6SDFHVDQG(9&6
SPACESACTUAL PARKING TOTAL NUMBER OF
EV CAPABLE SPACESNNUMBER OF REQUIRED REQUIRED ECVS^2,3AAND RETAIL NUMBER OF OTHER THAN OFFICE
ECVS^2,3 NNUMBER OF REQUIRED OFFICE AND RETAIL
$1'29(5 SHUFHQWRIDFWXDOSDUNLQJVSDFHVñ SHUFHQWRI(9FDSDEOHVSDFHVSHUFHQWRI(9FDSDEOHVSDFHVñ
',6&/$,0(57+,6'2&80(17,63529,'('$1',17(1'('72%(86('$6$0($1672,1',&$7($5($62)&203/,$1&(:,7+7+(&$/,)251,$*5((1%8,/',1*67$1'$5'6&$/*5((1&2'('8(727+(9$5,$%/(6%(7:((1%8,/',1*'(3$570(17-85,6',&7,2167+,6&+(&./,67,672%(86('21$1,1',9,'8$/352-(&7%$6,6$1'0$<%(02',),('%<7+((1'86(5720((77+26(,1',9,'8$/1(('67+((1'86(5$6680(6$//5(63216,%,/,7<$662&,$7(':,7+7+(86(2)7+,6'2&80(17,1&/8',1*9(5,),&$7,21:,7+7+()8//&2'(
1$<1$<1$<1$
< <(61$ 127$33/,&$%/(5(63213$57< 5(63216,%/(3$57<LH$5&+,7(&7(1*,1((52:1(5&2175$&725,163(&725(7&
5(63213$57<5(63213$57<5(63213$57<5(63213$57<
7$%/(3RZHU$OORFDWLRQ0HWKRG
TOTAL NUMBER OF AACTUAL PARKING SPACES
MINIMUM TOTAL kVA @ 6.6 kVA
OTHER THAN OFFICE AND RETAIL TTOTAL kVA REQUIRED IN ANY COMBINATION OF EV CAPABLE3,4 LLOW POWER LEVEL 2, LEVEL 21, 2 OR DCFC
OFFICE AND RETAIL TTOTAL kVA REQUIRED IN
ANY COMBINATION OF EV CCAPABLE4,5 LOW POWER LEVEL 2, LEVEL 21, 2 OR
DCFC
$1'29(5 SHUFHQW7RWDOUHTXLUHG7RWDOUHTXLUHG
RIDFWXDOSDUNLQJN9$ 3ððN9$ 3ðð
VSDFHV[:KHUH3 3DUNLQJVSDFHVLQ
IDFLOLW\
:KHUH3 3DUNLQJVSDFHV
LQIDFLOLW\
7$%/(5$&(:$<&21'8,7$1'3$1(/32:(55(48,5(0(176)25
0(',80$1'+($9<'87<(96(>1@
BUILDING TYPE BUILDING SIZE (SQ. FT.)NUMBER OF OFF-STREET LOADING SPACES
ADDITIONAL CAPACITY
RREQUIRED (KVA) FOR RACEWAY & BUSWAY AND TTRANSFORMER & PANEL
*URFHU\WRRU
RU*UHDWHU
*UHDWHUWKDQRU*UHDWHU
0DQXIDFWXULQJ)DFLOLWLHV
WRRU
WRRU*UHDWHU
*UHDWHUWKDQRU*UHDWHU
2IILFH%XLOGLQJV
WRRU
WRRU*UHDWHU
*UHDWHUWKDQRU*UHDWHU
5HWDLO WRRU
RU*UHDWHU
*UHDWHUWKDQRU*UHDWHU
:DUHKRXVH WRRU
RU*UHDWHU
*UHDWHUWKDQRU*UHDWHU
7$%/(
180%(52)3$5.,1*63$&(6
,1$3$5.,1*)$&,/,7<
0,1,080727$/32:(5.9$
5(48,5(')25(9&6
$1'29(5 7RWDOUHTXLUHG
N9$ 3ðð
:KHUH3 3DUNLQJVSDFHVLQIDFLOLW\
(9&6IRUDOWHUDWLRQVRIRUDGGLWLRQVWRSDUNLQJIDFLOLWLHV$OWHUDWLRQVRIRUDGGLWLRQVWRSDUNLQJIDFLOLWLHVVKDOOSURYLGH(9&6
LQFRPSOLDQFHZLWK6HFWLRQ7KHLQVWDOODWLRQRILQIUDVWUXFWXUHIRU(9FDSDEOHVSDFHVUHTXLUHGWREHSURYLGHGZLWKRXW(96(
VKDOOQRWEHUHTXLUHG
$OWHUDWLRQVRIDQGDGGLWLRQVWRSDUNLQJIDFLOLWLHV(9&6VKDOOEHSURYLGHGLQDFFRUGDQFHZLWKWKHQXPEHULQGLFDWHGLQ
7DEOHRUPLQLPXPSRZHULQGLFDWHGLQ7DEOHZKHQWKHVFRSHRIZRUNLQFOXGHVDQLQFUHDVHLQSRZHUVXSSO\WRDQ
HOHFWULFSDQHOVHUYLQJOLJKWIL[WXUHVLOOXPLQDWLQJWKHSDUNLQJDUHDRUZKHQDUHDFRQWDLQLQJSDUNLQJVSDFHVLVDGGHGWRDSDUNLQJIDFLOLW\
7KHQXPEHURIUHTXLUHG(9&6VKDOOEHEDVHGRQWKHWRWDOQXPEHURIH[LVWLQJDQGQHZSDUNLQJVSDFHVLQWKHSDUNLQJIDFLOLW\
$OWHUDWLRQVFRQVLVWLQJRIWKHLQVWDOODWLRQRISKRWRYROWDLFV\VWHPV(9&6VKDOOEHSURYLGHGLQDFFRUGDQFHZLWKWKHQXPEHU
LQGLFDWHGLQ7DEOHRUPD[LPXPSRZHULQGLFDWHGLQ7DEOHZKHQDQHZSKRWRYROWDLFV\VWHPLVLQVWDOOHGLQDQ
H[LVWLQJSDUNLQJIDFLOLW\
5HTXLUHPHQWWRLQVWDOO(96(/HYHO(96(VKDOOEHSURYLGHGLQDOOH[LVWLQJ(9FDSDEOHVSDFHVWRFUHDWH(9&6ZKHQD
SURMHFWLVUHTXLUHGE\&DOLIRUQLD$GPLQLVWUDWLYH&RGH6HFWLRQWREHVXEPLWWHGIRUSODQDSSURYDOWRWKH'LYLVLRQRIWKH6WDWH
$UFKLWHFW:KHQ(96(LVLQVWDOOHGLQH[LVWLQJ(9FDSDEOHVSDFHVDFFHVVLEOH(9&6VKDOOEHSURYLGHGLQDFFRUGDQFHZLWK&DOLIRUQLD
%XLOGLQJ&RGH&KDSWHU%
([FHSWLRQ3URMHFWVLQZKLFKLPSURYHPHQWVLQSDUNLQJDUHDVFRQVLVWRQO\RIDFFHVVLELOLW\LPSURYHPHQWVDUHQRWUHTXLUHGWR
FRPSO\ZLWK6HFWLRQ
/,*+732//87,215('8&7,21>1@O2XWGRRUOLJKWLQJV\VWHPVVKDOOEHGHVLJQHGDQGLQVWDOOHGWRFRPSO\ZLWKWKHIROORZLQJ
7KHPLQLPXPUHTXLUHPHQWVLQWKH&DOLIRUQLD(QHUJ\&RGHIRU/LJKWLQJ=RQHVDVGHILQHGLQ&KDSWHU6HFWLRQRIWKH
&DOLIRUQLD$GPLQLVWUDWLYH&RGHDQG
%DFNOLJKW%UDWLQJVDVGHILQHGLQ,(670VKRZQLQ7DEOH$LQ&KDSWHU
8SOLJKWDQG*ODUHUDWLQJVDVGHILQHGLQ&DOLIRUQLD(QHUJ\&RGHVKRZQLQ7DEOHV$DQG%LQ&KDSWHUDQG
$OORZDEOH%8*UDWLQJVQRWH[FHHGLQJWKRVHVKRZQLQ7DEOH>1@RU&RPSO\ZLWKDORFDORUGLQDQFHODZIXOO\HQDFWHGSXUVXDQW
WR6HFWLRQZKLFKHYHULVPRUHVWULQJHQW
([FHSWLRQV>1@
/XPLQDLUHVWKDWTXDOLI\DVH[FHSWLRQVLQ6HFWLRQVEDQGRIWKH&DOLIRUQLD(QHUJ\&RGH
(PHUJHQF\OLJKWLQJ
%XLOGLQJIDFDGHPHHWLQJWKHUHTXLUHPHQWVLQ7DEOH%RIWKH&DOLIRUQLD(QHUJ\&RGH3DUW
&XVWRPOLJKWLQJIHDWXUHVDVDOORZHGE\WKHORFDOHQIRUFLQJDJHQF\DVSHUPLWWHGE\6HFWLRQ$OWHUQDWHPDWHULDOV
GHVLJQVDQGPHWKRGVRIFRQVWUXFWLRQ
/XPLQDLUHVZLWKOHVVWKDQLQLWLDOOXPLQDLUHOXPHQV
&DOFXODWLRQIRUVSDFHVVKDOOEHURXQGHGXSWRWKHQHDUHVWZKROHQXPEHU
(DFK(9&6VKDOOUHGXFHWKHQXPEHURIUHTXLUHG(9FDSDEOHVSDFHVE\WKHVDPHQXPEHU
5.106.5.6.2 Electric vehicle charging stations (EVCS).(9FDSDEOHVSDFHVVKDOOEHSURYLGHGZLWK(96(WRFUHDWH(9&6LQ
WKHQXPEHULQGLFDWHGLQ7DEOHDQGVKDOOFRPSO\ZLWK6HFWLRQ(9&6VKDOOEHVHUYLFHGE\/HYHORU
'LUHFW&XUUHQW)DVW&KDUJLQJ'&)&(96(RUZLWK(96(LQDQ\FRPELQDWLRQRI/HYHODQG'&)&$FFHVVLEOH(9&6VKDOO
EHSURYLGHGLQDFFRUGDQFHZLWK&DOLIRUQLD%XLOGLQJ&RGH&KDSWHU%
5.106.5.6.2.1 Reduced number of EV capable spaces. 7KHLQVWDOODWLRQRIHDFK'&)&(96(VKDOOEHSHUPLWWHGWR
UHGXFHWKHPLQLPXPQXPEHURIUHTXLUHG(9FDSDEOHVSDFHVLQGLFDWHGLQ7DEOHE\ILYHDQGUHGXFH
SURSRUWLRQDOO\WKHUHTXLUHGHOHFWULFDOORDGFDSDFLW\WRWKHVHUYLFHSDQHORUVXESDQHO
5.106.5.6.2.2 Multiple connectors. (96(ZLWKPXOWLSOHYHKLFOHFRQQHFWRUVFDSDEOHRIFKDUJLQJPXOWLSOH(9V
VLPXOWDQHRXVO\VKDOOEHSHUPLWWHGLIWKHHOHFWULFDOORDGFDSDFLW\UHTXLUHGE\6HFWLRQIRUHDFK(9FDSDEOH
VSDFHLVDFFXPXODWLYHO\VXSSOLHGWRWKH(96(
5.106.5.6.2.3 Use of automatic load management systems (ALMS). $/06VKDOOEHSHUPLWWHGIRU(9&6LQVWDOOHGLQ
DFFRUGDQFHZLWK6HFWLRQ:KHQ$/06LVLQVWDOOHGWKHUHTXLUHGHOHFWULFDOORDGFDSDFLW\VSHFLILHGLQ
6HFWLRQIRUHDFK(9&6PD\EHUHGXFHGZKHQVHUYLFHGE\DQ(96(FRQWUROOHGE\DQ$/06(DFK(96(
FRQWUROOHGE\DQ$/06VKDOOGHOLYHUDPLQLPXPDPSHUHVWRDQ(9ZKHQFKDUJLQJRQHYHKLFOHDQGVKDOOGHOLYHUDPLQLPXP
N:ZKLOHVLPXOWDQHRXVO\FKDUJLQJPXOWLSOH(9V
5.106.5.6.3 EVCS alternative compliance. ,QOLHXRIFRPSOLDQFHZLWK6HFWLRQ(9&6VKDOOEHSURYLGHGZLWK
/HYHOORZSRZHU/HYHORU/HYHORUDQ\FRPELQDWLRQRI/HYHOORZSRZHU/HYHORU/HYHO(96(VXFKWKDWWKH
WRWDOSRZHUVXSSOLHGE\WKHFRPELQDWLRQRI(96(PHHWVWKHPLQLPXPSRZHULQGLFDWHGLQ7DEOHEDVHGRQWKH
WRWDOQXPEHURIDFWXDOSDUNLQJVSDFHVLQHDFKSDUNLQJIDFLOLW\
7$%/(
727$/180%(52)$&78$/3$5.,1*63$&(6 180%(52)5(48,5('(9&$3$%/(63$&(6 180%(52)5(48,5('(9&6
$1'29(5 SHUFHQWRIWRWDOVSDFHVñ SHUFHQWRI(9FDSDEOHVSDFHVñ
7$%/(>1@0$;,080$//2:$%/(%$&./,*+783/,*+7$1'*/$5(%8*5$7,1*6
$//2:$%/(5$7,1*/,*+7,1*=21(/=/,*+7,1*=21(/=/,*+7,1*=21(/=/,*+7,1*=21(/=/,*+7,1*=21(/=
MAXIMUM ALLOWABLE BACKLIGHT RATING 3
/XPLQDLUHJUHDWHUWKDQPRXQWLQJKHLJKWV
0+IURPSURSHUW\OLQH 1$1R/LPLW 1R/LPLW 1R/LPLW 1R/LPLW
/XPLQDLUHEDFNKHPLVSKHUHLV0+IURP
SURSHUW\OLQH 1$%%%%
/XPLQDLUHEDFNKHPLVSKHUHLV0+IURPSURSHUW\OLQH 1$%%%%
/XPLQDLUHEDFNKHPLVSKHUHLVOHVVWKDQ0+IURPSURSHUW\OLQH 1$%%%%
MAXIMUM ALLOWABLE UPLIGHT RATING (U)
)RUDUHDOLJKWLQJ1$8888
)RUDOORWKHURXWGRRUOLJKWLQJLQFOXGLQJGHFRUDWLYHOXPLQDLUHV 1$88885
MAXIMUM ALLOWABLE GLARE RATING 5 (G)
/XPLQDLUHJUHDWHUWKDQPRXQWLQJKHLJKWV0+IURPSURSHUW\OLQH 1$****
/XPLQDLUHEDFNKHPLVSKHUHLV0+IURPSURSHUW\OLQH 1$****
/XPLQDLUHEDFNKHPLVSKHUHLV0+IURP
SURSHUW\OLQH 1$****
/XPLQDLUHEDFNKHPLVSKHUHLVOHVVWKDQ0+
IURPSURSHUW\OLQH 1$****
&DOFXODWLRQIRUVSDFHVVKDOOEHURXQGHGXSWRWKHQHDUHVWZKROHQXPEHU
(DFK(9&6VKDOOUHGXFHWKHQXPEHURIUHTXLUHGFDSDEOHVSDFHVE\WKHVDPHQXPEHU
$WOHDVWRQH/HYHO(96(VKDOOEHSURYLGHG
(OHFWULFYHKLFOHFKDUJLQJVWDWLRQV(9&6(9FDSDEOHVSDFHVVKDOOEHSURYLGHGZLWKHOHFWULFYHKLFOHVXSSO\HTXLSPHQW
(96(WRFUHDWH(9&6LQWKHQXPEHULQGLFDWHGLQ7DEOH7KH(9&6UHTXLUHGE\7DEOHVKDOOEHSURYLGHG
ZLWK/HYHO(96(RU'&)&DVSHUPLWWHGLQ6HFWLRQ$WOHDVWRQH/HYHO(96(VKDOOEHSURYLGHG
2QH(9FKDUJHUZLWKPXOWLSOHFRQQHFWRUVFDSDEOHRIFKDUJLQJPXOWLSOH(9VVLPXOWDQHRXVO\VKDOOEHSHUPLWWHGLI WKHHOHFWULFDO
ORDGFDSDFLW\UHTXLUHGE\6HFWLRQIRUHDFK(9FDSDEOHVSDFHLVDFFXPXODWLYHO\VXSSOLHGWRWKH(9FKDUJHU
5HFHSWDFOHFRQILJXUDWLRQV9(9FKDUJLQJUHFHSWDFOHVVKDOOFRPSO\ZLWKRQHRIWKHIROORZLQJ
FRQILJXUDWLRQV
)RUDPSHUHUHFHSWDFOHV1(0$5
)RUDPSHUHUHFHSWDFOHV1(0$5
)RUDPSHUHUHFHSWDFOHV1(0$5
(9FKDUJHUFRQQHFWRUV(9FKDUJHUVVKDOOEHHTXLSSHGZLWK6$(-ZLWKDPD[LPXPRXWSXW9ROWV$&RU
6$(-FRQQHFWRUV:KHQXVLQJOHYHO6$(-6$(FRQQHFWRUVVXSSOLHGE\D9SKDVHVHUYLFHDWOHDVW
SHUFHQWRIWKH(9FKDUJHUFRQQHFWRUVVKDOOEH6$(-ZLWKDPD[LPXPRXWSXW9ROWV$&
7KHLQVWDOODWLRQRIHDFK'&)&(96(VKDOOEHSHUPLWWHGWRUHGXFHWKHPLQLPXPQXPEHURIUHTXLUHG(9FDSDEOH
VSDFHVZLWKRXW(96(RU(9&6ZLWK/HYHO(96(E\ILYHDQGUHGXFHSURSRUWLRQDOO\WKHUHTXLUHGHOHFWULFDOORDGFDSDFLW\
WRWKHVHUYLFHSDQHORUVXESDQHO
7KHLQVWDOODWLRQRIWZRORZSRZHU/HYHO(9FKDUJLQJUHFHSWDFOHVVKDOOEHSHUPLWWHGWRUHGXFHWKHPLQLPXP
QXPEHURIUHTXLUHG(9FDSDEOHVSDFHVZLWKRXW(96(LQ7DEOHE\RQH
5DFHZD\FDSDFLW\UHTXLUHPHQWV7RDOORZIRUIXWXUHXSJUDGHVWRWKHHOHFWULFDOFRQGXFWRUVVHUYLQJORZSRZHU
/HYHOFKDUJLQJUHFHSWDFOHVWKHOLVWHGUDFHZD\VHUYLQJVXFKUHFHSWDFOHVVKDOOEHVL]HGWRDOORZWKHLQVWDOODWLRQRID
GHGLFDWHGYROWDPSHUHEUDQFKFLUFXLW:KHUHQRUDFHZD\LVXVHGWKHFRQGXFWRUVVKDOOEHVL]HGWR
DFFRPPRGDWHDYROWDPSHUHUHFHSWDFOH
8VHRIDXWRPDWLFORDGPDQDJHPHQWV\VWHPV$/06$/06VKDOOEHSHUPLWWHGIRU(9&6:KHQ$/06LVLQVWDOOHGWKH
UHTXLUHGHOHFWULFDOORDGFDSDFLW\VSHFLILHGLQ6HFWLRQIRUHDFK(9&6PD\EHUHGXFHGZKHQVHUYLFHGE\DQ(96(
FRQWUROOHGE\DQ$/06(DFK(96(FRQWUROOHGE\DQ$/06VKDOOGHOLYHUDPLQLPXPDPSHUHVWRDQ(9ZKHQFKDUJLQJRQH
YHKLFOHDQGVKDOOGHOLYHUDPLQLPXPN:ZKLOHVLPXOWDQHRXVO\FKDUJLQJPXOWLSOH(9V
$FFHVVLEOH(9&6:KHQ(96(LVLQVWDOOHGDFFHVVLEOH(96&VKDOOEHSURYLGHGLQDFFRUGDQFHZLWKWKH&DOLIRUQLD%XLOGLQJ
&RGH&KDSWHU%6HFWLRQ%1RWH)RU(9&6VLJQVUHIHUWR&DOWUDQV7UDIILF2SHUDWLRQV3ROLF\'LUHFWLYH
=HUR(PLVVLRQ9HKLFOH6LJQVDQG3DYHPHQW0DUNLQJVRULWVVXFFHVVRUV
(OHFWULFYHKLFOHFKDUJLQJVWDWLRQVLJQDJH(OHFWULFYHKLFOHFKDUJLQJVWDWLRQVVKDOOEHLGHQWLILHGE\VLJQDJHRUSDYHPHQW
PDUNLQJVLQFRPSOLDQFHZLWK&DOWUDQV7UDIILF2SHUDWLRQV3ROLF\'LUHFWLYH=HUR(PLVVLRQ9HKLFOH6LJQVDQG3DYHPHQW
0DUNLQJVRULWVVXFFHVVRUV
3RZHUDOORFDWLRQPHWKRGVKDOOLQFOXGHWKHIROORZLQJ
8VHDQ\N9$FRPELQDWLRQRI(9FDSDEOHVSDFHVORZSRZHU/HYHO/HYHORU'&)&(96(V
$WOHDVWRQH/HYHO(96(VKDOOEHSURYLGHG
(OHFWULFYHKLFOHFKDUJLQJVWDWLRQV(9&6³SRZHUDOORFDWLRQPHWKRG7KHSRZHUDOORFDWLRQPHWKRGPD\EHXVHGDVDQ
DOWHUQDWLYHWRWKHUHTXLUHPHQWVLQ6HFWLRQ6HFWLRQDQGDVVRFLDWHG7DEOH8VH7DEOH
WRGHWHUPLQHWKHWRWDOSRZHULQN9$UHTXLUHGEDVHGRQWKHWRWDOQXPEHURIDFWXDOSDUNLQJVSDFHV
5HFHSWDFOHFRQILJXUDWLRQV9(9FKDUJLQJUHFHSWDFOHVVKDOOFRPSO\ZLWKRQHRIWKHIROORZLQJFRQILJXUDWLRQV
)RUDPSHUHUHFHSWDFOHV1(0$5
)RUDPSHUHUHFHSWDFOHV1(0$5
)RUDPSHUHUHFHSWDFOHV1(0$5
(9&KDUJHUFRQQHFWRUV(9FKDUJHUVVKDOOEHHTXLSSHGZLWK6$(-ZLWKDPD[LPXPRXWSXW9ROWV$&RU6$(
-FRQQHFWRUV:KHQXVLQJOHYHO6$(-FRQQHFWRUVVXSSOLHGE\D9SKDVHVHUYLFHDWOHDVWSHUFHQWRI
WKH(9FKDUJHUFRQQHFWRUVVKDOOEH6$(-ZLWKDPD[LPXPRXWSXW9ROWV$&
5DFHZD\FDSDFLW\UHTXLUHPHQWV7RDOORZIRUIXWXUHXSJUDGHVWRWKHHOHFWULFDOFRQGXFWRUVVHUYLQJORZSRZHU/HYHO
FKDUJLQJUHFHSWDFOHVWKHOLVWHGUDFHZD\VHUYLQJVXFKUHFHSWDFOHVVKDOOEHVL]HGWRDOORZWKHLQVWDOODWLRQRIDGHGLFDWHG
YROWDPSHUHEUDQFKFLUFXLW:KHUHQRUDFHZD\LVXVHGWKHFRQGXFWRUVVKDOOEHVL]HGWRDFFRPPRGDWHD
YROWDPSHUHUHFHSWDFOH
$GGLWLRQVRUDOWHUDWLRQVWRH[LVWLQJEXLOGLQJVRUSDUNLQJIDFLOLWLHV>$@>%6&&*@([LVWLQJEXLOGLQJVRUSDUNLQJIDFLOLWLHVEHLQJPRGLILHG
E\RQHRIWKHIROORZLQJVKDOOFRPSO\ZLWK6HFWLRQRU:KHQ(96(LVLQVWDOOHGDFFHVVLEOH(9&6VKDOOEH
SURYLGHGLQDFFRUGDQFHZLWKWKH&DOLIRUQLD%XLOGLQJ&RGH&KDSWHU%6HFWLRQ%
:KHQWKHVFRSHRIFRQVWUXFWLRQZRUNLQFOXGHVDQLQFUHDVHLQSRZHUVXSSO\WRDQHOHFWULFVHUYLFHSDQHODVSDUWRIDSDUNLQJ
IDFLOLW\DGGLWLRQRUDOWHUDWLRQ
:KHQDQHZSKRWRYROWDLFV\VWHPLVLQVWDOOHGFRYHULQJH[LVWLQJSDUNLQJVSDFHV
:KHQDGGLWLRQVRUDOWHUDWLRQVWRH[LVWLQJEXLOGLQJVDUHWULJJHUHGSXUVXDQWWRFRGH6HFWLRQDQGWKHVFRSHRIZRUN
LQFOXGHVDQLQFUHDVHLQSRZHUVXSSO\WRDQHOHFWULFVHUYLFHSDQHO
([FHSWLRQV
2QDFDVHE\FDVHEDVLVZKHUHWKHORFDOHQIRUFLQJDJHQF\KDVGHWHUPLQHGFRPSOLDQFHZLWKWKLVVHFWLRQLVQRWIHDVLEOH
EDVHGXSRQRQHRIWKHIROORZLQJFRQGLWLRQV
D:KHUHWKHUHLVQRORFDOXWLOLW\SRZHUVXSSO\
E:KHUHWKHORFDOXWLOLW\LVXQDEOHWRVXSSO\DGHTXDWHSRZHU
F:KHUHWKHUHLVHYLGHQFHVXLWDEOHWRWKHORFDOHQIRUFHPHQWDJHQF\VXEVWDQWLDWLQJWKDWDGGLWLRQDOORFDOXWLOLW\
LQIUDVWUXFWXUHGHVLJQUHTXLUHPHQWVGLUHFWO\UHODWHGWRWKHLPSOHPHQWDWLRQRI6HFWLRQPD\DGYHUVHO\
LPSDFWWKHFRQVWUXFWLRQFRVWRIWKHSURMHFW
G:KHUHGHPRQVWUDWHGDVLPSUDFWLFDEOHH[FOXGLQJORFDOXWLOLW\VHUYLFHRUXWLOLW\
LQIUDVWUXFWXUHLVVXHV
5HPRWHSDUNLQJIDFLOLWLHVWKDWGRQRWKDYHDFFHVVWRWKHEXLOGLQJVHUYLFHSDQHO
3DUNLQJDUHDOLJKWLQJXSJUDGHVZKHUHQRWUHQFKLQJLVSDUWRIWKHVFRSHRIZRUN
(PHUJHQF\UHSDLUVLQFOXGLQJEXWQRWOLPLWHGWRZDWHUOLQHEUHDNLQSDUNLQJIDFLOLWLHVQDWXUDOGLVDVWHUUHSDLUVHWF
([LVWLQJEXLOGLQJVRUSDUNLQJDUHDVZLWKRXWSUHYLRXVO\LQVWDOOHG(9FDSDEOHLQIUDVWUXFWXUH>$@:KHQ(9FDSDEOHLQIUDVWUXFWXUH
GRHVQRWH[LVWDWDQH[LVWLQJSDUNLQJIDFLOLW\RUEXLOGLQJDQGWKHSDUNLQJIDFLOLW\RUEXLOGLQJXQGHUJRHVDQDGGLWLRQRUDOWHUDWLRQ
OLVWHGLQ6HFWLRQFRQVWUXFWLRQVKDOOLQFOXGHHOHFWULFYHKLFOHFKDUJLQJLQFRPSOLDQFHZLWKHLWKHU6HFWLRQDQG
DVVRFLDWHG7DEOHRU6HFWLRQDQGDVVRFLDWHG7DEOHIRUWKHWRWDOQXPEHURIDFWXDO
SDUNLQJVSDFHVEHLQJDGGHGRUDOWHUHG
([LVWLQJEXLOGLQJVRUSDUNLQJDUHDVZLWKSUHYLRXVO\LQVWDOOHG(9FDSDEOHLQIUDVWUXFWXUH>$@:KHQ(9FDSDEOHLQIUDVWUXFWXUHLV
DYDLODEOHDWDQH[LVWLQJSDUNLQJIDFLOLW\RUEXLOGLQJDQGWKHSDUNLQJIDFLOLW\RUEXLOGLQJLVXQGHUJRLQJDQDGGLWLRQRUDOWHUDWLRQ
OLVWHGLQ6HFWLRQFRQVWUXFWLRQVKDOOLQFOXGHHOHFWULFYHKLFOHFKDUJLQJLQFRPSOLDQFHZLWKHLWKHU6HFWLRQDQG
DVVRFLDWHG7DEOHRU6HFWLRQDQGDVVRFLDWHG7DEOH,QVWDOO(9&6DWDOOH[LVWLQJ(9
FDSDEOHVSDFHVXWLOL]LQJWKHH[LVWLQJ(9FDSDEOHDOORFDWHGSRZHUDQGLQIUDVWUXFWXUHIRUWKHWRWDOQXPEHURIDFWXDOSDUNLQJ
VSDFHVEHLQJDGGHGRUDOWHUHGSULRUWRDGGLQJDQ\QHZ(9FDSDEOHVSDFHV,IWKHDUHDEHLQJDGGHGRUDOWHUHGH[FHHGVWKH
H[LVWLQJ(9FDSDEOHFDSDFLW\DOORFDWHGSRZHUDQGLQIUDVWUXFWXUHSURYLGHDGGLWLRQDO(9FKDUJLQJDVQHHGHGWRFRPSO\ZLWKWKLV
VHFWLRQ
(OHFWULFYHKLFOH(9FKDUJLQJPHGLXPGXW\DQGKHDY\GXW\>1@>%6*&*@&RQVWUXFWLRQVKDOOFRPSO\ZLWK6HFWLRQWR
IDFLOLWDWHIXWXUHLQVWDOODWLRQRIHOHFWULFYHKLFOHVXSSO\HTXLSPHQW(96(&RQVWUXFWLRQIRUZDUHKRXVHVJURFHU\VWRUHVDQGUHWDLO
VWRUHVRIILFHEXLOGLQJVDQGPDQXIDFWXULQJIDFLOLWLHVZLWKSODQQHGRIIVWUHHWORDGLQJVSDFHVVKDOODOVRFRPSO\ZLWK
6HFWLRQIRUIXWXUHLQVWDOODWLRQRIPHGLXPDQGKHDY\GXW\(96(
([FHSWLRQV
2QDFDVHE\FDVHEDVLVZKHUHWKHORFDOHQIRUFLQJDJHQF\KDVGHWHUPLQHGFRPSOLDQFHZLWKWKLVVHFWLRQLVQRWIHDVLEOH
EDVHGXSRQRQHRIWKHIROORZLQJFRQGLWLRQV
D:KHUHWKHUHLVQRORFDOXWLOLW\SRZHUVXSSO\
E:KHUHWKHORFDOXWLOLW\LVXQDEOHWRVXSSO\DGHTXDWHSRZHU
F:KHUHWKHUHLVHYLGHQFHVXLWDEOHWRWKHORFDOHQIRUFLQJDJHQF\VXEVWDQWLDWLQJWKDWDGGLWLRQDOORFDOXWLOLW\
LQIUDVWUXFWXUHGHVLJQUHTXLUHPHQWVGLUHFWO\UHODWHGWRWKHLPSOHPHQWDWLRQRI6HFWLRQPD\DGYHUVHO\
LPSDFWWKHFRQVWUXFWLRQFRVWRIWKHSURMHFW
:KHQ(96(VLVDUHLQVWDOOHGLWVKDOOEHLQDFFRUGDQFHZLWKWKH&DOLIRUQLD%XLOGLQJ&RGHWKH&DOLIRUQLD(OHFWULFDO&RGHDQGDV
IROORZV
(OHFWULFYHKLFOHFKDUJLQJUHDGLQHVVUHTXLUHPHQWVIRUZDUHKRXVHVJURFHU\VWRUHVRIILFHEXLOGLQJVDQGPDQXIDFWXULQJIDFLOLWLHVDQG
UHWDLOVWRUHVZLWKSODQQHGRIIVWUHHWORDGLQJVSDFHV>1@,QRUGHUWRDYRLGIXWXUHGHPROLWLRQZKHQDGGLQJ(9VXSSO\DQGGLVWULEXWLRQ
HTXLSPHQWVSDUHUDFHZD\VRUEXVZD\VDQGDGHTXDWHFDSDFLW\IRUWUDQVIRUPHUVVHUYLFHSDQHOVRUVXESDQHOVVKDOOEH
LQVWDOOHGDWWKHWLPHRIFRQVWUXFWLRQLQDFFRUGDQFHZLWKWKH&DOLIRUQLD(OHFWULFDO&RGH&RQVWUXFWLRQSODQVDQGVSHFLILFDWLRQV
VKDOOLQFOXGHEXWDUHQRWOLPLWHGWRWKHIROORZLQJ
7KHWUDQVIRUPHUPDLQVHUYLFHHTXLSPHQWDQGVXESDQHOVVKDOOPHHWWKHPLQLPXPSRZHUUHTXLUHPHQWLQ7DEOHWR
DFFRPPRGDWHWKHGHGLFDWHGEUDQFKFLUFXLWVIRUWKHIXWXUHLQVWDOODWLRQRI(96(
7KHFRQVWUXFWLRQGRFXPHQWVVKDOOLQGLFDWHRQHRUPRUHORFDWLRQVFRQYHQLHQWWRWKHSODQQHGRIIVWUHHWORDGLQJVSDFHV
UHVHUYHGIRUPHGLXPDQGKHDY\GXW\=(9FKDUJLQJFDELQHWVDQGFKDUJLQJGLVSHQVHUVDQGDSDWKZD\UHVHUYHGIRU
URXWLQJRIFRQGXLWIURPWKHWHUPLQDWLRQRIWKHUDFHZD\VRUEXVZD\VWRWKHFKDUJLQJFDELQHWVDQGGLVSHQVHUVDV
VKRZQLQ7DEOH
5DFHZD\VRUEXVZD\VRULJLQDWLQJDWDPDLQVHUYLFHSDQHORUDVXESDQHOVVHUYLQJWKHDUHDZKHUHSRWHQWLDOIXWXUH
PHGLXPDQGKHDY\GXW\(96(ZLOOEHORFDWHGDQGVKDOOWHUPLQDWHLQFORVHSUR[LPLW\WRWKHSRWHQWLDOIXWXUHORFDWLRQRIWKH
FKDUJLQJHTXLSPHQWIRUPHGLXPDQGKHDY\GXW\YHKLFOHV
7KHUDFHZD\VRUEXVZD\VVKDOOEHRIVXIILFLHQWVL]HWRFDUU\WKHPLQLPXPDGGLWLRQDOV\VWHPORDGWRWKHIXWXUHORFDWLRQ
RIWKHFKDUJLQJIRUPHGLXPDQGKHDY\GXW\=(9VDVVKRZQLQ7DEOH
/HYHO(96(#N9$PLQLPXP
$WOHDVWRQH/HYHO(96(VKDOOEHSURYLGHG
0D[LPXPDOORZHGN9$WREHXWLOL]HGIRU(9FDSDEOHVSDFHVLVSHUFHQW
,I(9FDSDEOHVSDFHVDUHXWLOL]HGWKH\VKDOOPHHWWKHUHTXLUHPHQWVRI6HFWLRQ(9FDSDEOHVSDFHV
)RU2IILFHDQG5HWDLOEXLOGLQJVWKHPD[LPXPDOORZHGN9$WREHXWLOL]HGIRU(9FDSDEOHLVSHUFHQW
)DFLQJ%DFNOLJKW/XPLQDULHVZLWKLQ0+RIDSURSHUW\OLQHVKDOOEHRULHQWHGVRWKDWWKHQHDUHVWSURSHUW\OLQHLVEHKLQGWKH
IL[WXUHDQGVKDOOFRPSO\ZLWKWKHEDFNOLJKWUDWLQJVSHFLILHGLQ7DEOHEDVHGRQWKHOLJKWLQJ]RQHDQGGLVWDQFHWRWKHQHDUHVW
SRLQWRIWKDWSURSHUW\OLQH
([FHSWLRQ&RUQHUV,IWZRSURSHUW\OLQHVRUWZRVHJPHQWVRIWKHVDPHSURSHUW\OLQHKDYHHTXLGLVWDQWSRLQWWRWKHOXPLQDLUHWKHQWKHO
XPLQDLUHPD\EHRULHQWHGVRWKDWWKHLQWHUVHFWLRQRIWKHWZROLQHVWKHFRUQHULVGLUHFWO\EHKLQGWKHOXPLQDLUH7KHOXPLQDLUHVKDOOVWLOO
XVHWKHGLVWDQFHWRWKHQHDUHVWSRLQWVVRQWKHSURSHUW\OLQHVWRGHWHUPLQHWKHUHTXLUHGEDFNOLJKWUDWLQJ
)DFLQJ*ODUH)RUOXPLQDLUHVFRYHUHGE\LIDSURSHUW\OLQHDOVRH[LVWVZLWKLQRUH[WHQGVLQWRWKHIURQWKHPLVSKHUH
ZLWKLQ0+RIWKHOXPLQDLUHWKHQWKHOXPLQDLUHVKDOOFRPSO\ZLWKWKHPRUHVWULQJHQWJODUHUDWLQJVSHFLILHGLQ7DEOHEDVHGRQ
WKHOLJKWLQJ]RQHDQGGLVWDQFHWRWKHQHDUHVWSRLQWRQWKHQHDUHVWSURSHUW\OLQHZLWKLQWKHIURQWKHPLVSKHUH
1RWH>1@
6HHDOVR&DOLIRUQLD%XLOGLQJ&RGH&KDSWHU6HFWLRQIRUFROOHJHFDPSXVOLJKWLQJUHTXLUHPHQWVIRUSDUNLQJ
IDFLOLWLHVDQGZDONZD\V
5HIHUWR&KDSWHU&RPSOLDQFH)RUPV:RUNVKHHWVDQG5HIHUHQFH0DWHULDOIRU,(6707DEOH$&DOLIRUQLD
(QHUJ\&RGH7DEOHV$DQG%
5HIHUWRWKH&DOLIRUQLD%XLOGLQJ&RGHIRUUHTXLUHPHQWVIRUDGGLWLRQVDQGDOWHUDWLRQV
*5$',1*$1'3$9,1*&RQVWUXFWLRQSODQVVKDOOLQGLFDWHKRZVLWHJUDGLQJRUDGUDLQDJHV\VWHPZLOOPDQDJHDOOVXUIDFHZDWHUIORZV
WRNHHSZDWHUIURPHQWHULQJEXLOGLQJV([DPSOHVRIPHWKRGVWRPDQDJHVXUIDFHZDWHULQFOXGHEXWDUHQRWOLPLWHGWRWKHIROORZLQJ
6ZDOHV
:DWHUFROOHFWLRQDQGGLVSRVDOV\VWHPV
)UHQFKGUDLQV
:DWHUUHWHQWLRQJDUGHQV
2WKHUZDWHUPHDVXUHVZKLFKNHHSVXUIDFHZDWHUDZD\IURPEXLOGLQJVDQGDLGLQJURXQGZDWHUUHFKDUJH
([FHSWLRQ$GGLWLRQVDQGDOWHUDWLRQVQRWDOWHULQJWKHGUDLQDJHSDWK
6+$'(75((6>'6$66@6KDGH7UHHVVKDOOEHSODQWHGWRFRPSO\ZLWK6HFWLRQVDQG
3HUFHQWDJHVVKRZQVKDOOEHPHDVXUHGDWQRRQRQWKHVXPPHUVROVWLFH/DQGVFDSHLUULJDWLRQQHFHVVDU\WRHVWDEOLVKDQGPDLQWDLQ
WUHHKHDOWKVKDOOFRPSO\ZLWK6HFWLRQ
6XUIDFHSDUNLQJDUHDV6KDGHWUHHSODQWLQJVPLQLPXPFRQWDLQHUVL]HRUHTXDOVKDOOEHLQVWDOOHGWRSURYLGHVKDGHRYHU
SHUFHQWRIWKHSDUNLQJDUHDZLWKLQ\HDUV
([FHSWLRQV6XUIDFHSDUNLQJDUHDFRYHUHGE\VRODUSKRWRYROWDLFVKDGHVWUXFWXUHVZLWKURRILQJPDWHULDOVWKDWFRPSO\ZLWK
7DEOH$LQ$SSHQGL[$VKDOOEHSHUPLWWHGLQZKROHRULQSDUWLQOLHXRIVKDGHWUHHSODQWLQJ
/DQGVFDSHDUHDV6KDGHWUHVVSODQWLQJVPLQLPXPFRQWDLQHUVL]HRUHTXDOVKDOOEHLQVWDOOHGWRSURYLGHVKDGHRIRI
WKHODQGVFDSHDUHDZLWKLQ\HDUV
([FHSWLRQV3OD\ILHOGVIRURUJDQL]HGVSRUWDFWLYLW\DUHQRWLQFOXGHGLQWKHWRWDODUHDFDOFXODWLRQ
+DUGVFDSHDUHDV6KDGHWUHHSODQWLQJVPLQLPXPFRQWDLQHUVL]HRUHTXDOVKDOOEHLQVWDOOHGWRSURYLGHVKDGHRYHU
SHUFHQWRIWKHKDUGVFDSHDUHDZLWKLQ\HDUV
([FHSWLRQV
:DONVKDUGVFDSHDUHDVFRYHUHGE\VRODUSKRWRYROWDLFVKDGHVWUXFWXUHVRUVKDGHVWUXFWXUHVZLWKURRILQJPDWHULDOVWKDW
FRPSO\ZLWK7DEOH$LQ$SSHQGL[$VKDOOEHSHUPLWWHGLQZKROHRULQSDUWLQOLHXRIVKDGHWUHHSODQWLQJ
'HVLJQDWHGDQGPDUNHGSOD\DUHDVRIRUJDQL]HGVSRUWDFWLYLW\DUHQRWLQFOXGHGLQWKHWRWDODUHDFDOFXODWLRQ
',9,6,21(1(5*<()),&,(1&<
6(&7,21*(1(5$/
6FRSH>%6&&*@&DOLIRUQLD(QHUJ\&RGH>'6$66@)RUWKHSXUSRVHVRIPDQGDWRU\HQHUJ\HIILFLHQF\VWDQGDUGVLQWKLVFRGHWKH
&DOLIRUQLD(QHUJ\&RPPLVVLRQZLOOFRQWLQXHWRDGRSWPDQGDWRU\EXLOGLQJVWDQGDUGV
',9,6,21:$7(5()),&,(1&<$1'&216(59$7,21
6(&7,21*(1(5$/
6FRSH7KHSURYLVLRQVRIWKLVFKDSWHUVKDOOHVWDEOLVKWKHPHDQVRIFRQVHUYLQJZDWHUXVH LQGRRUVRXWGRRUVDQGLQZDVWHZDWHU
FRQYH\DQFH
6(&7,21'(),1,7,216
'HILQLWLRQV7KHIROORZLQJWHUPVDUHGHILQHGLQ&KDSWHUDQGDUHLQFOXGHGKHUHIRUUHIHUHQFH
(9$3275$163,5$7,21$'-8670(17)$&725(7$)>'6$66@$QDGMXVWPHQWIDFWRUZKHQDSSOLHGWRUHIHUHQFHHYDSRWUDQVSLUDWLRQ
WKDWDGMXVWVIRUSODQWIDFWRUVDQGLUULJDWLRQHIILFLHQF\ZKLFKDHWZRPDMRULQIOXHQFHVRQWKHDPRXQWRIZDWHUWKDWQHHGVWREH
DSSOLHGWRWKHODQGVFDSH
)22735,17$5($>'6$66@7KHWRWDODUHDRIWKHIXUWKHVWH[WHULRUZDOORIWKHVWUXFWXUHSURMHFWHGWRQDWXUDOJUDGHQRWLQFOXGLQJ
H[WHULRUDUHDVVXFKDVVWDLUVFRYHUHGZDONZD\VSDWLRVDQGGHFNV
0(7(5,1*)$8&(7$VHOIFORVLQJIDXFHWWKDWGLVSHQVHVDVSHFLILFYROXPHRIZDWHUIRUHDFKDFWXDWLRQF\FOH7KHYROXPHRUF\FOH
GXUDWLRQFDQEHIL[HGRUDGMXVWDEOH
*5$<:$7(53XUVXDQWWR+HDOWKDQG6DIHW\&RGH6HFWLRQJUD\ZDWHUPHDQVXQWUHDWHGZDVWHZDWHUWKDWKDVQRWEHHQ
FRQWDPLQDWHGE\DQ\WRLOHWGLVFKDUJHKDVQRWEHHQDIIHFWHGE\LQIHFWLRXVFRQWDPLQDWHGRUXQKHDOWK\ERGLO\ZDVWHVDQGGRHV
QRWSUHVHQWDWKUHDWIURPFRQWDPLQDWLRQE\XQKHDOWKIXOSURFHVVLQJPDQXIDFWXULQJRURSHUDWLQJZDVWHV*UD\ZDWHULQFOXGHV
EXWLVQRWOLPLWHGWRZDVWHZDWHUIURPEDWKWXEVVKRZHUVEDWKURRPZDVKEDVLQVFORWKHVZDVKLQJPDFKLQHVDQGODXQGU\WXEVEXW
GRHVQRWLQFOXGHZDVWHZDWHUIURPNLWFKHQVLQNVRUGLVKZDVKHUV
02'(/:$7(5()),&,(17/$1'6&$3(25',1$1&(0:(/27KH&DOLIRUQLDRUGLQDQFHUHJXODWLQJODQGVFDSHGHVLJQLQVWDOODWLRQDQG
PDLQWHQDQFHSUDFWLFHVWKDWZLOOHQVXUHFRPPHUFLDOPXOWLIDPLO\DQGRWKHUGHYHORSHULQVWDOOHGODQGVFDSHVJUHDWHUWKDQ
VTXDUHIHHWPHHWDQLUULJDWLRQZDWHUEXGJHWGHYHORSHGEDVHGRQODQGVFDSHGDUHDDQGFOLPDWRORJLFDOSDUDPHWHUV
02'(/:$7(5()),&,(17/$1'6&$3(25',1$1&(0:(/2>+&'@7KH&DOLIRUQLDPRGHORUGLQDQFH&DOLIRUQLD&RGHRI5HJXODWLRQV7LWOH
'LYLVLRQ&KDSWHUUHJXODWLQJODQGVFDSHGHVLJQLQVWDOODWLRQDQGPDLQWHQDQFHSUDFWLFHV/RFDODJHQFLHVDUHUHTXLUHG
WRDGRSWWKHXSGDWHG0:(/2RUDGRSWDORFDORUGLQDQFHDWOHDVWDVHIIHFWLYHDVWKH0:(/2
327$%/(:$7(5:DWHUWKDWLVGULQNDEOHDQGPHHWVWKH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\(3$'ULQNLQJ:DWHU6WDQGDUGV6HH
GHILQLWLRQLQWKH&DOLIRUQLD3OXPELQJ&RGH3DUW
327$%/(:$7(5>+&'@:DWHUWKDWLVVDWLVIDFWRU\IRUGULQNLQJFXOLQDU\DQGGRPHVWLFSXUSRVHVDQGPHHWVWKH86(QYLURQPHQWDO
3URWHFWLRQ$JHQF\(3$'ULQNLQJ:DWHU6WDQGDUGVDQGWKHUHTXLUHPHQWVRIWKH+HDOWK$XWKRULW\+DYLQJ-XULVGLFWLRQ
63(&,$//$1'6&$3($5($6/$>'6$66@$QDUHDRIWKHODQGVFDSHGHGLFDWHGVROHO\WRHGLEOHSODQWVSODQWLQJDUHDVXVHGIRU
HGXFDWLRQDOSXUSRVHVUHFUHDWLRQDODUHDVDUHDVLUULJDWHGZLWKUHF\FOHGZDWHUZDWHUIHDWXUHVXVLQJUHF\FOHGZDWHUDQGZKHUH
WXUISURYLGHVDSOD\LQJVXUIDFHRUJDWKHULQJVSDFH
68%0(7(5>+&'@$VHFRQGDU\GHYLFHEH\RQGDPHWHUWKDWPHDVXUHVZDWHUFRQVXPSWLRQRIDQLQGLYLGXDOUHQWDOXQLWZLWKLQDPXOWLXQLW
UHVLGHQWLDOVWUXFWXUHRUPL[HGXVHUHVLGHQWLDODQGFRPPHUFLDOVWUXFWXUH6HH&LYLF&RGH6HFWLRQJDQG:DWHU
FRGH6HFWLRQIRUDGGLWLRQDOGHWDLOV
,(61$/LJKWLQJ=RQHVDQGDUHQRWDSSOLFDEOHUHIHUWR/LJKWLQJ=RQHVDVGHILQHGLQWKH&DOLIRUQLD(QHUJ\&RGHDQG&KDSWHURI
WKH&DOOLIRUQLD$GPLQLVWUDWLYH&RGH
)RUSURSHUW\OLQHVWKDWDEXWSXEOLFZDONZD\VELNHZD\VSOD]DVDQGSDUNLQJORWVWKHSURSHUW\OLQHPD\EHFRQVLGHUHGWREHIHHW
EH\RQGWKHDFWXDOSURSHUW\OLQHIRUSXUSRVHRIGHWHUPLQLQJFRPSOLDQFHZLWKWKLVVHFWLRQ)RUSURSHUW\OLQHVWKDWDEXWSXEOLFURDGZD\V
DQGSXEOLFWUDQVLWFRUULGRUVWKHSURSHUW\OLQHPD\EHFRQVLGHUHGWREHWKHFHQWHUOLQHRIWKHSXEOLFURDGZD\RUSXEOLFWUDQVLWFRUULGRU
IRUWKHSXUSRVHRIGHWHUPLQLQJFRPSOLDQFHZLWKWKLVVHFWLRQ
*HQHUDOOLJKWLQJOXPLQDLUHVLQDUHDVVXFKDVRXWGRRUSDUNLQJVDOHVRUVWRUDJHORWVVKDOOPHHWWKHVHUHGXFHGUDWLQJV'HFRUDWLYH
OXPLQDULHVORFDWHGLQWKHVHDUHDVVKDOOPHHW8YDOXHOLPLWVIRUDOORWKHURXWGRRUOLJKWLQJ
6(&7,21,1'225:$7(586(
0(7(566HSDUDWHVXEPHWHUVRUPHWHULQJGHYLFHVVKDOOEHLQVWDOOHGIRUWKHXVHVGHVFULEHGLQ6HFWLRQVDQG
%XLOGLQJVLQH[FHVVRIVTXDUHIHHW6HSDUDWHVXEPHWHUVVKDOOEHLQVWDOOHGDVIROORZV
)RUHDFKLQGLYLGXDOOHDVHGUHQWHGRURWKHUWHQDQWVSDFHZLWKLQWKHEXLOGLQJSURMHFWHGWRFRQVXPHPRUHWKDQJDOGD\
/GD\LQFOXGLQJEXWQRWOLPLWHGWRVSDFHVXVHGIRUODXQGU\RUFOHDQHUVUHVWDXUDQWRUIRRGVHUYLFHPHGLFDORUGHQWDO
RIILFHODERUDWRU\RUEHDXW\VDORQRUEDUEHUVKRS
:KHUHVHSDUDWHVXEPHWHUVIRULQGLYLGXDOEXLOGLQJWHQDQWVDUHXQIHDVLEOHIRUZDWHUVXSSOLHGWRWKHIROORZLQJVXEV\VWHPVD
0DNHXSZDWHUIRUFRROLQJWRZHUVZKHUHIORZWKURXJKLVJUHDWHUWKDQJSP/VE0DNHXSZDWHUIRUHYDSRUDWLYH
FRROHUVJUHDWHUWKDQJSP/VF6WHDPDQGKRWZDWHUERLOHUVZLWKHQHUJ\LQSXWPRUHWKDQ
%WXKN:
([FHVVFRQVXPSWLRQ$VHSDUDWHVXEPHWHURUPHWHULQJGHYLFHVKDOOEHSURYLGHGIRUDQ\WHQDQWZLWKLQDQHZEXLOGLQJRUZLWKLQ
DQDGGLWLRQWKDWLVSURMHFWHGWRFRQVXPHPRUHWKDQJDOGD\
:$7(5&216(59,1*3/80%,1*),;785(6$1'),77,1*63OXPELQJIL[WXUHVZDWHUFORVHWVDQGXULQDOVDQGILWWLQJVIDXFHWVDQG
VKRZHUKHDGVVKDOOFRPSO\ZLWKWKHIROORZLQJ
:DWHU&ORVHWV7KHHIIHFWLYHIOXVKYROXPHRIDOOZDWHUFORVHWVVKDOOQRWH[FHHGJDOORQVSHUIOXVK7DQNW\SHZDWHU
FORVHWVVKDOOEHFHUWLILHGWRWKHSHUIRUPDQFHFULWHULDRIWKH86(3$:DWHU6HQVH6SHFLILFDWLRQIRU7DQN7\SHWRLOHWV
1RWH7KHHIIHFWLYHIOXVKYROXPHRIGXDOIOXVKWRLOHWVLVGHILQHGDVWKHFRPSRVLWHDYHUDJHIOXVKYROXPHRIWZRUHGXFHGIOXVKHV
DQGRQHIXOOIOXVK
8ULQDOV
:DOOPRXQWHG8ULQDOV7KHHIIHFWLYHIOXVKYROXPHRIZDOOPRXQWHGXULQDOVVKDOOQRWH[FHHGJDOORQVSHUIOXVK
)ORRUPRXQWHG8ULQDOV7KHHIIHFWLYHIOXVKYROXPHRIIORRUPRXQWHGRURWKHUXULQDOVVKDOOQRWH[FHHGJDOORQVSHU
IOXVK
6KRZHUKHDGV>%6&&*@6LQJOHVKRZHUKHDG6KRZHUKHDGVVKDOOKDYHDPD[LPXPIORZUDWHRIQRWPRUHWKDQ
JDOORQVSHUPLQXWHDWSVL6KRZHUKHDGVVKDOOEHFHUWLILHGWRWKHSHUIRUPDQFHFULWHULDRIWKH86(3$:DWHU6HQVH6SHFLILFDWLRQ
IRU6KRZHUKHDGV
0XOWLSOHVKRZHUKHDGVVHUYLQJRQHVKRZHU:KHQDVKRZHULVVHUYHGE\PRUHWKDQRQHVKRZHUKHDGWKHFRPELQHGIORZUDWH
RIDOOWKHVKRZHUKHDGVDQGRURWKHUVKRZHURXWOHWVFRQWUROOHGE\DVLQJOHYDOYHVKDOOQRWH[FHHGJDOORQVSHUPLQXWHDW
SVLRUWKHVKRZHUVKDOOEHGHVLJQHGWRDOORZRQO\RQHVKRZHURXWOHWWREHLQRSHUDWLRQDWDWLPH
1RWH$KDQGKHOGVKRZHUVKDOOEHFRQVLGHUHGDVKRZHUKHDG
)DXFHWVDQGIRXQWDLQV
1RQUHVLGHQWLDO/DYDWRU\IDXFHWV/DYDWRU\IDXFHWVVKDOOKDYHDPD[LPXPIORZUDWHRIQRWPRUHWKDQJDOORQVSHUPLQXWH
DWSVL
.LWFKHQIDXFHWV.LWFKHQIDXFHWVVKDOOKDYHDPD[LPXPIORZUDWHRIQRWPRUHWKDQJDOORQVSHUPLQXWHDWSVL
.LWFKHQIDXFHWVPD\WHPSRUDULO\LQFUHDVHWKHIORZDERYHWKHPD[LPXPUDWHEXWQRWWRH[FHHGJDOORQVSHUPLQXWHDWSVL
DQGPXVWGHIDXOWWRDPD[LPXPIORZUDWHRIJDOORQVSHUPLQXWHDWSVL
:DVKIRXQWDLQV:DVKIRXQWDLQVVKDOOKDYHDPD[LPXPIORZUDWHRIQRWPRUHWKDQJDOORQVSHUPLQXWH>ULPVSDFH
LQFKHVDWSVL@
0HWHULQJIDXFHWV0HWHULQJIDXFHWVVKDOOQRWGHOLYHUPRUHWKDQJDOORQVSHUF\FOH
0HWHULQJIDXFHWVIRUZDVKIRXQWDLQV0HWHULQJIDXFHWVIRUZDVKIRXQWDLQVVKDOOKDYHDPD[LPXPIORZUDWHRIQRWPRUHWKDQ
JDOORQVSHUPLQXWH>ULPVSDFHLQFKHVDWSVL@
1RWH:KHUHFRPSO\LQJIDXFHWVDUHXQDYDLODEOHDHUDWRUVRURWKHUPHDQVPD\EHXVHGWRDFKLHYHUHGXFWLRQ
3UHULQVHVSUD\YDOXH:KHQLQVWDOOHGFRPPHUFLDOSUHULQVHVSUD\YDOYHVVKDOOPHHWWKHUHTXLUHPHQWVLQWKH&DOLIRUQLD
3OXPELQJ&RGH6HFWLRQ
&200(5&,$/.,7&+(1(48,30(17
)RRG:DVWH'LVSRVHUV'LVSRVHUVVKDOOHLWKHUPRGXODWHWKHXVHRIZDWHUWRQRPRUHWKDQJSPZKHQWKHGLVSRVHULVQRWLQ
XVHQRWDFWLYHO\JULQGLQJIRRGZDVWHQRORDGRUVKDOODXWRPDWLFDOO\VKXWRIIDIWHUQRPRUHWKDQPLQXWHVRILQDFWLYLW\
'LVSRVHUVVKDOOXVHQRPRUHWKDQJSPRIZDWHU
1RWH7KLVFRGHVHFWLRQGRHVQRWDIIHFWORFDOMXULVGLFWLRQDXWKRULW\WRSURKLELWRUUHTXLUHGLVSRVHULQVWDOODWLRQ
$5($62)$'',7,2125$/7(5$7,21)RUWKRVHRFFXSDQFLHVZLWKLQWKHDXWKRULW\RIWKH&DOLIRUQLD%XLOGLQJ6WDQGDUGV&RPPLVVLRQ
DVVSHFLILHGLQ6HFWLRQWKHSURYLVLRQVRI6HFWLRQDQGVKDOODSSO\WRQHZIL[WXUHVLQDGGLWLRQVRUDUHDVRI
DOWHUDWLRQWRWKHEXLOGLQJ
67$1'$5'6)253/80%,1*),;785(6$1'),77,1*63OXPELQJIL[WXUHVDQGILWWLQJVVKDOOEHLQVWDOOHGLQDFFRUGDQFHZLWKWKH
&DOLIRUQLD3OXPELQJ&RGHDQGVKDOOPHHWWKHDSSOLFDEOHVWDQGDUGVUHIHUHQFHGLQ7DEOHRIWKH&DOLIRUQLD3OXPELQJ&RGHDQGLQ
&KDSWHURIWKLVFRGH
6(&7,21287'225:$7(586(
287'225327$%/(:$7(586(,1/$1'6&$3($5($61RQUHVLGHQWLDOGHYHORSPHQWVVKDOOFRPSO\ZLWKDORFDOZDWHUHIILFLHQW
ODQGVFDSHRUGLQDQFHRUWKHFXUUHQW&DOLIRUQLD'HSDUWPHQWRI:DWHU5HVRXUFHV
0RGHO:DWHU(IILFLHQW/DQGVFDSH2UGLQDQFH
0:(/2ZKLFKHYHULVPRUHVWULQJHQW
1RWHV
7KH0RGHO:DWHU(IILFLHQW/DQGVFDSH2UGLQDQFH0:(/2LVORFDWHGLQWKH&DOLIRUQLD&RGHRI5HJXODWLRQV7LWOH&KDSWHU
'LYLVLRQ
0:(/2DQGVXSSRUWLQJGRFXPHQWVLQFOXGLQJDZDWHUEXGJHWFDOFXODWRUDUHDYDLODEOHDWIUUQTXXXXBUFSDBHPW
287'225327$%/(:$7(586(,1/$1'6&$3($5($6)RUSXEOLFVFKRROVDQGFRPPXQLW\FROOHJHVODQGVFDSHSURMHFWVDVGHVFULEHG
LQ6HFWLRQVDQGVKDOOFRPSO\ZLWKWKH&DOLIRUQLD'HSDUWPHQWRI:DWHU5HVRXUFHV0RGHO:DWHU(IILFLHQW
/DQGVFDSH2UGLQDQFH0:(/2FRPPHQFLQJZLWK6HFWLRQRI&KDSWHU'LYLVLRQ7LWOH&DOLIRUQLD&RGHRI5HJXODWLRQV
H[FHSWWKDWWKHHYDSRWUDQVSLUDWLRQDGMXVWPHQWIDFWRU(7$)VKDOOEHZLWKDQDGGLWLRQDOZDWHUDOORZDQFHIRUVSHFLDO
ODQGVFDSHDUHDV6/$RI
([FHSWLRQ$Q\SURMHFWZLWKDQDJJUHJDWHODQGVFDSHDUHDRIVTXDUHIHHWRUOHVVPD\FRPSO\ZLWKWKHSUHVFULSWLYHPHDVXUHV
FRQWDLQHGLQ$SSHQGL['RIWKH0:(/2
1HZO\FRQVWUXFWHGODQGVFDSHV1HZFRQVWUXFWLRQSURMHFWVZLWKDQDJJUHJDWHODQGVFDSHDUHDHTXDOWRRUJUHDWHUWKDQ
VTXDUHIHHW
5HKDELOLWDWHGODQGVFDSHV5HKDELOLWDWHGODQGVFDSHSURMHFWVZLWKDQDJJUHJDWHODQGVFDSHDUHDHTXDOWRRUJUHDWHUWKDQ
VTXDUHIHHW
',9,6,210$7(5,$/&216(59$7,21$1'5(6285&(()),&,(1&<
6(&7,21*(1(5$/
6&23(7KHSURYLVLRQVRIWKLVFKDSWHUVSHFLI\WKHUHTXLUHPHQWVRIDFKLHYLQJPDWHULDOFRQVHUYDWLRQUHVRXUFHHIILFLHQF\DQG
JUHHQKRXVHJDV*+*HPLVVLRQUHGXFWLRQWKURXJKSURWHFWLRQRIEXLOGLQJVIURPH[WHULRUPRLVWXUHFRQVWUXFWLRQZDVWHGLYHUVLRQ
HPSOR\PHQWRIWHFKQLTXHVWRUHGXFHSROOXWLRQWKURXJKUHF\FOLQJRIPDWHULDOVWKHLQVWDOODWLRQRISURGXFWVZLWKORZHU*+*HPLVVLRQV
DQGEXLOGLQJFRPPLVVLRQLQJRUWHVWLQJDQGDGMXVWLQJ
6(&7,21'(),1,7,216
'(),1,7,2167KHIROORZLQJWHUPVDUHGHILQHGLQ&KDSWHUDQGDUHLQFOXGHGKHUHIRUUHIHUHQFH
$'-8677RUHJXODWHIOXLGIORZUDWHDQGDLUSDWWHUQVDWWKHWHUPLQDOHTXLSPHQWVXFKDVWRUHGXFHIDQVSHHGRUDGMXVWDGDPSHU
%$/$1&(7RSURSRUWLRQIORZVZLWKLQWKHGLVWULEXWLRQV\VWHPLQFOXGLQJVXEPDLQVEUDQFKHVDQGWHUPLQDOVDFFRUGLQJWRGHVLJQ
TXDQWLWLHV
%8,/',1*&200,66,21,1*$V\VWHPDWLFTXDOLW\DVVXUDQFHSURFHVVWKDWVSDQVWKHHQWLUHGHVLJQDQGFRQVWUXFWLRQSURFHVVLQFOXGLQJ
YHULI\LQJDQGGRFXPHQWLQJWKDWEXLOGLQJV\VWHPVDQGFRPSRQHQWVDUHSODQQHGGHVLJQHGLQVWDOOHGWHVWHGRSHUDWHGDQG
PDLQWDLQHGWRPHHWWKHRZQHU·VSURMHFWUHTXLUHPHQWV
%8<&/($1&$/,)251,$$&7%&&$7KH%X\&OHDQ&DOLIRUQLD$FW%&&$3XEOLF&RQWUDFW&RGH6HFWLRQVWDUJHWV
FDUERQHPLVVLRQVDVVRFLDWHGZLWKWKHSURGXFWLRQRIVWUXFWXUDOVWHHOKRWUROOHGVHFWLRQVKROORZVWUXFWXUDOVHFWLRQVDQGSODWH
FRQFUHWHUHLQIRUFLQJVWHHOIODWJODVVDQGPLQHUDOZRROERDUGLQVXODWLRQ7KHPD[LPXPDFFHSWDEOHJOREDOZDUPLQJSRWHQWLDO
*:3OLPLWVDUHHVWDEOLVKHGE\WKH'HSDUWPHQWRI*HQHUDO6HUYLFHV'*6LQFRQVXOWDWLRQZLWKWKH&DOLIRUQLD$LU5HVRXUFHV
%RDUG&$5%
&5$'/(72*5$9($FWLYLWLHVDVVRFLDWHGZLWKDSURGXFWRUEXLOGLQJ·VOLIHF\FOHIURPWKHH[WUDFWLRQVWDJHWKURXJKGLVSRVDOVWDJH
DQGFRYHULQJPRGXOHV$WKURXJK&LQDFFRUGDQFHZLWK,626WDQGDUGVDQG
25*$1,&:$67()RRGZDVWHJUHHQZDVWHODQGVFDSHDQGSUXQLQJZVWHQRQKD]DUGRXVZRRGZDVWHDQGIRRGVRLOHGSDSHUZDVWH
WKDWLVPL[HGLQZLWKIRRGZDVWH
5()(5(1&(678'<3(5,2'7KHSHULRGRIXVHIRUWKHEXLOGLQJLQ\HDUVWKDWZLOOEHDVVXPHGIRUOLIHF\FOHDVVHVVPHQW
7(67$SURFHGXUHWRGHWHUPLQHTXDQWLWDWLYHSHUIRUPDQFHRIDV\VWHPRUHTXLSPHQW
7<3(,,,(19,5210(17$/352'8&7'(&/$5$7,21(3'$WKLUGSDUW\YHULILHGUHSRUWWKDWVXPPDUL]HVKRZDSURGXFWLPSDFWVWKH
HQYLURQPHQW7\SH,,,(3'VFDQEHHLWKHUSURGXFWVSHFLILFIDFWRU\VSHFLILFRULQGXVWU\ZLGH(3'V6HH´&UDGOHWR*DWHµ
)$&725<63(&,),&(3'$SURGXFWVSHFLILF7\SH,,,(3'LQZKLFKWKHHQYLURQPHQWDOLPSDFWVFDQEHDWWULEXWHGWRDVLQJOH
PDQXIDFWXUHUDQGPDQXIDFWXULQJIDFLOLW\
,1'8675<:,'((3',:(3'$7\SH,,,(3'LQZKLFKWKHHQYLURQPHQWDOLPSDFWVDUHDQDYHUDJHRIWKHW\SLFDOPDQXIDFWXULQJLPSDFWV
IRUDUDQJHRISURGXFWVZLWKLQWKHVDPHSURGXFWFDWHJRU\IRUDJURXSRIPDQXIDFWXUHUV
352'8&763(&,),&(3'$7\SH,,,(3'LQZKLFKWKHHQYLURQPHQWDOLPSDFWVFDQEHDWWULEXWHGWRDSURGXFWGHVLJQDQGPDQXIDFWXUHU
DFURVVPXOWLSOHIDFLOLWLHV
6(&7,21:$7(55(6,67$1&($1'02,6785(0$1$*(0(17
:($7+(53527(&7,213URYLGHDZHDWKHUUHVLVWDQWH[WHULRUZDOODQGIRXQGDWLRQHQYHORSHDVUHTXLUHGE\&DOLIRUQLD%XLOGLQJ&RGH
6HFWLRQ:HDWKHU3URWHFWLRQPDQXIDFWXUHU
VLQVWDOODWLRQLQVWUXFWLRQVRUORFDORUGLQDQFHZKLFKHYHULVPRUHVWULQJHQW
02,6785(&21752/(PSOR\PRLVWXUHFRQWUROPHDVXUHVE\WKHIROORZLQJPHWKRGV
6SULQNOHUV'HVLJQDQGPDLQWDLQODQGVFDSHLUULJDWLRQV\VWHPVWRSUHYHQWVSUD\RQVWUXFWXUHV
(QWULHVDQGRSHQLQJV'HVLJQH[WHULRUHQWULHVDQGRURSHQLQJVVXEMHFWWRIRRWWUDIILFRUZLQGGULYHQUDLQWRSUHYHQWZDWHU
LQWUXVLRQLQWREXLOGLQJVDVIROORZV
([WHULRUGRRUSURWHFWLRQ3ULPDU\H[WHULRUHQWULHVVKDOOEHFRYHUHGWRSUHYHQWZDWHULQWUXVLRQE\XVLQJQRQDEVRUEHQW
IORRUDQGZDOOILQLVKHVZLWKLQDWOHDVWIHHWDURXQGDQGSHUSHQGLFXODUWRVXFKRSHQLQJVSOXVDWOHDVWRQHRIWKHIROORZLQJ
$QLQVWDOOHGDZQLQJDWOHDVWIHHWLQGHSWK
7KHGRRULVSURWHFWHGE\DURRIRYHUKDQJDWOHDVWIHHWLQGHSWK
7KHGRRULVUHFHVVHGDWOHDVWIHHW
2WKHUPHWKRGVZKLFKSURYLGHHTXLYDOHQWSURWHFWLRQ
)ODVKLQJ,QVWDOOIODVKLQJVLQWHJUDWHGZLWKDGUDLQDJHSODQH
6(&7,21&216758&7,21:$67(5('8&7,21',6326$/$1'5(&<&/,1*
&216758&7,21:$67(0$1$*(0(175HF\FOHDQGRUVDOYDJHIRUUHXVHDPLQLPXPRIRIWKHQRQKD]DUGRXVFRQVWUXFWLRQ
DQGGHPROLWLRQZDVWHLQDFFRUGDQFHZLWK6HFWLRQRURUPHHWDORFDOFRQVWUXFWLRQDQGGHPROLWLRQ
ZDVWHPDQDJHPHQWRUGLQDQFHZKLFKHYHULVPRUHVWULQJHQW
&RQVWUXFWLRQZDVWHPDQDJHPHQWSODQ:KHUHDORFDOMXULVGLFWLRQGRHVQRWKDYHDFRQVWUXFWLRQDQGGHPROLWLRQZDVWH
PDQDJHPHQWRUGLQDQFHVXEPLWDFRQVWUXFWLRQZDVWHPDQDJHPHQWSODQWKDW
,GHQWLILHVWKHFRQVWUXFWLRQDQGGHPROLWLRQZDVWHPDWHULDOVWREHGLYHUWHGIURPGLVSRVDOE\HIILFLHQWXVDJHUHF\FOLQJUHXVHRQ
WKHSURMHFWRUVDOYDJHIRUIXWXUHXVHRUVDOH
'HWHUPLQHVLIFRQVWUXFWLRQDQGGHPROLWLRQZDVWHPDWHULDOVZLOOEHVRUWHGRQVLWHVRXUFHVHSDUDWHGRUEXON
PL[HGVLQJOHVWUHDP
,GHQWLILHVGLYHUVLRQIDFLOLWLHVZKHUHFRQVWUXFWLRQDQGGHPROLWLRQZDVWHPDWHULDOFROOHFWHGZLOOEHWDNHQ
6SHFLILHVWKDWWKHDPRXQWRIFRQVWUXFWLRQDQGGHPROLWLRQZDVWHPDWHULDOVGLYHUWHGVKDOOEHFDOFXODWHGE\ZHLJKWRUYROXPH
EXWQRWE\ERWK
:DVWH0DQDJHPHQW&RPSDQ\8WLOL]HDZDVWHPDQDJHPHQWFRPSDQ\WKDWFDQSURYLGHYHULILDEOHGRFXPHQWDWLRQWKDWWKH
SHUFHQWDJHRIFRQVWUXFWLRQDQGGHPROLWLRQZDVWHPDWHULDOGLYHUWHGIURPWKHODQGILOOFRPSOLHVZLWKWKLVVHFWLRQ
1RWH7KHRZQHURUFRQWUDFWRUVKDOOPDNHWKHGHWHUPLQDWLRQLIWKHFRQVWUXFWLRQDQGGHPROLWLRQZDVWHPDWHULDOZLOOEHGLYHUWHG
E\DZDVWHPDQDJHPHQWFRPSDQ\
([FHSWLRQVWR6HFWLRQVDQG
([FDYDWHGVRLODQGODQGFOHDULQJGHEULV
$OWHUQDWHZDVWHUHGXFWLRQPHWKRGVGHYHORSHGE\ZRUNLQJZLWKORFDODJHQFLHVLIGLYHUVLRQRUUHF\FOHIDFLOLWLHVFDSDEOH
RIFRPSOLDQFHZLWKWKLVLWHPGRQRWH[LVW
'HPROLWLRQZDVWHPHHWLQJORFDORUGLQDQFHRUFDOFXODWHGLQFRQVLGHUDWLRQRIORFDOUHF\FOLQJIDFLOLWLHVDQGPDUNHWV
:DVWHVWUHDPUHGXFWLRQDOWHUQDWLYH7KHFRPELQHGZHLJKWRIQHZFRQVWUXFWLRQGLVSRVDOWKDWGRHVQRWH[FHHGWZRSRXQGVSHU
VTXDUHIRRWRIEXLOGLQJDUHDPD\EHGHHPHGWRPHHWWKHPLQLPXPUHTXLUHPHQWDVDSSURYHGE\WKHHQIRUFLQJDJHQF\
'RFXPHQWDWLRQ'RFXPHQWDWLRQVKDOOEHSURYLGHGWRWKHHQIRUFLQJDJHQF\ZKLFKGHPRQVWUDWHVFRPSOLDQFHZLWK
6HFWLRQVWKURXJK7KHZDVWHPDQDJHPHQWSODQVKDOOEHXSGDWHGDVQHFHVVDU\DQGVKDOOEHDFFHVVLEOHGXULQJ
FRQVWUXFWLRQIRUH[DPLQDWLRQE\WKHHQIRUFLQJDJHQF\
1RWHV
6DPSOHIRUPVIRXQGLQ$*XLGHWRWKH&DOLIRUQLD*UHHQ%XLOGLQJ6WDQGDUGV&RGH1RQUHVLGHQWLDOORFDWHG
XXXEHTDBHPW#4$3FTPVSDFT1BHF$POUFOU#VJMEJOH4UBOEBSET$PNNJTTJPO3FTPVSDFT-JTU'PMEFS$"-(SFFO
PD\EHXVHGWRDVVLVWLQGRFXPHQWLQJFRPSOLDQFHZLWKWKHZDVWHPDQDJHPHQWSODQ
0L[HGFRQVWUXFWLRQDQGGHPROLWLRQGHEULVSURFHVVRUVFDQEHORFDWHGDWWKH&DOLIRUQLD'HSDUWPHQWRI5HVRXUFHV
5HF\FOLQJDQG5HFRYHU\&DO5HF\FOH
81,9(56$/:$67(>$@$GGLWLRQVDQGDOWHUDWLRQVWRDEXLOGLQJRUWHQDQWVSDFHWKDWPHHWWKHVFRSLQJSURYLVLRQVLQ6HFWLRQ
IRUQRQUHVLGHQWLDODGGLWLRQVDQGDOWHUDWLRQVVKDOOUHTXLUHYHULILFDWLRQWKDW8QLYHUVDO:DVWHLWHPVVXFKDVIOXRUHVFHQWODPSVDQGEDOODVW
DQGPHUFXU\FRQWDLQLQJWKHUPRVWDWVDVZHOODVRWKHU&DOLIRUQLDSURKLELWHG8QLYHUVDO:DVWHPDWHULDOVDUHGLVSRVHGRISURSHUO\DQGDUH
GLYHUWHGIURPODQGILOOV$OLVWRISURKLELWHG8QLYHUVDO:DVWHPDWHULDOVVKDOOEHLQFOXGHGLQWKHFRQVWUXFWLRQGRFXPHQWV
1RWH5HIHUWRWKH8QLYHUVDO:DVWH5XOHOLQNDWIUUQXXXEUTDDBHPWVOJWFSTBMXBTUF
(;&$9$7('62,/$1'/$1'&/($5,1*'(%5,6SHUFHQWRIWUHHVVWXPSVURFNVDQGDVVRFLDWHGYHJHWDWLRQDQGVRLOVUHVXOWLQJ
SULPDULO\IURPODQGFOHDULQJVKDOOEHUHXVHGRUUHF\FOHG)RUDSKDVHGSURMHFWVXFKPDWHULDOPD\EHVWRFNSLOHGRQVLWHXQWLOWKHVWRUDJH
VLWHLVGHYHORSHG
([FHSWLRQ5HXVHHLWKHURQRURIIVLWHRIYHJHWDWLRQRUVRLOFRQWDPLQDWHGE\GLVHDVHRUSHVWLQIHVWDWLRQ
1RWHV
,IFRQWDPLQDWLRQE\GLVHDVHRUSHVWLQIHVWDWLRQLVVXVSHFWHGFRQWDFWWKH&RXQW\$JULFXOWXUDO&RPPLVVLRQHUDQGIROORZ
LWVGLUHFWLRQIRUUHF\FOLQJRUGLVSRVDORIWKHPDWHULDO
)RUDPDSRINQRZSHVWDQGRUGLVHDVHTXDUDQWLQH]RQHVFRQVXOWZLWKWKH&DOLIRUQLD'HSDUWPHQWRI)RRGDQG
$JULFXOWXUHZZZFGIDFDJRY
6(&7,21/,)(&<&/($66(660(17
6&23(>%6&&*@(IIHFWLYH-XO\SURMHFWVFRQVLVWLQJRIQHZO\FRQVWUXFWHGEXLOGLQJVZLWKDFRPELQHGIORRUDUHDRI
VTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQRU6HFWLRQ$OWHUDWLRQVWRH[LVWLQJEXLOGLQJV
ZKHUHWKHFRPELQHGDOWHUHGIORRUDUHDLVVTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQRU
$GGLWLRQVWRH[LVWLQJEXLOGLQJVZKHUHWKHWRWDOIORRUDUHDFRPELQHGZLWKWKHH[LVWLQJEXLOGLQJVLVVTXDUHIHHW
RUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQ6HFWLRQRU6HFWLRQ(IIHFWLYH-DQXDU\WKH
FRPELQHGIORRUDUHDVKDOOEHVTXDUHIHHWRUJUHDWHU
>'6$66@3URMHFWVFRQVLVWLQJRIQHZO\FRQVWUXFWHGEXLOGLQJVZLWKDFRPELQHGIORRUDUHDRIVTXDUHIHHWRUJUHDWHUVKDOO
FRPSO\ZLWKHLWKHU6HFWLRQRU6HFWLRQ$OWHUDWLRQVWRH[LVWLQJEXLOGLQJVZKHUHWKHFRPELQHGDOWHUHGIORRUDUHD
LVVTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU6HFWLRQRU$GGLWLRQVWRH[LVWLQJEXLOGLQJV
ZKHUHWKHWRWDOIORRUDUHDFRPELQHGZLWKWKHH[LVWLQJEXLOGLQJVLVVTXDUHIHHWRUJUHDWHUVKDOOFRPSO\ZLWKHLWKHU
6HFWLRQ6HFWLRQRU6HFWLRQ
:KROHEXLOGLQJOLIHF\FOHDVVHVVPHQW3URMHFWVVKDOOFRQGXFWDFUDGOHWRJUDYHZKROHEXLOGLQJOLIHF\FOHDVVHVVPHQWSHUIRUPHGLQ
DFFRUGDQFHZLWK,62DQG,62H[FOXGLQJRSHUDWLQJHQHUJ\DQGGHPRQVWUDWLQJDPLQLPXPSHUFHQWUHGXFWLRQLQ
JOREDOZDUPLQJSRWHQWLDO*:3DVFRPSDUHGWRDUHIHUHQFHEDVHOLQHEXLOGLQJRIVLPLODUVL]HIXQFWLRQFRPSOH[LW\W\SHRI
FRQVWUXFWLRQPDWHULDOVSHFLILFDWLRQDQGORFDWLRQWKDWPHHWVWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD(QHUJ\&RGHFXUUHQWO\LQHIIHFW
6RIWZDUHXVHGWRFRQGXFWWKHZKROHEXLOGLQJOLIHF\FOHDVVHVVPHQWLQFOXGLQJUHIHUHQFHEDVHOLQHEXLOGLQJVKDOOKDYHDGDWDVHW
FRPSOLDQWZLWK,62DQG,62RU(1DQGWKHVRIWZDUHVKDOOFRQIRUPWR,62DQGRU(17KH
VRIWZDUHWRROVDQGGDWDVHWVVKDOOEHWKHVDPHIRUHYDOXDWLRQRIERWKWKHEDVHOLQHEXLOGLQJDQGWKHSURSRVHGEXLOGLQJ
1RWHV
6RIWZDUHIRUFDOFXODWLQJZKROHEXLOGLQJOLIHF\FOHDVVHVVPHQWLVDYDLODEOHIRUIUHHDW$WKHQD6XVWDLQDEOH0DWHULDOV
,QVWLWXWHIUUQTDBMDVMBUFMDBDPNTPGUXBSFJNQBDUFTUJNBUPSDQG2QH&OLFN/&$3ODQHWDU\XXXPOFDMJDLMDBDPNQMBOFUBSZ3DLG
YHUVLRQVLQFOXGHEXWDUHQRWOLPLWHGWR6SKHUD*D%L6ROXWLRQVHBCJTQIFSBDPN6LPD3URTJNBQSPDPN2QH&OLFN/&$
XXXPOFDMJDLMDBDPNDQG7DOO\IRU5HYLWBQQTBVUPEFTLDPN
$670(´6WDQGDUG3UDFWLFHIRU0LQLPXP&ULWHULDIRU&RPSDULQJ:KROH%XLOGLQJ/LIH&\FOH$VVHVVPHQWVIRU
8VHZLWK%XLOGLQJ&RGHV6WDQGDUGVDQG5DWLQJ6\VWHPVµPD\EHFRQVXOWHGIRUWKHDVVHVVPHQW
,QDGGLWLRQWRWKHUHTXLUHGGRFXPHQWDWLRQVSHFLILHGLQ6HFWLRQ:RUNVKHHW:6PD\EHUHTXLUHGE\WKH
HQIRUFLQJHQWLW\WRGHPRQVWUDWHFRPSOLDQFHZLWKWKHUHTXLUHPHQWV
%XLOGLQJFRPSRQHQWV%XLOGLQJHQFORVXUHFRPSRQHQWVLQFOXGHGLQWKHDVVHVVPHQWVKDOOEHOLPLWHGWRJOD]LQJDVVHPEOLHV
LQVXODWLRQDQGH[WHULRUILQLVKHV3ULPDU\DQGVHFRQGDU\VWUXFWXUDOPHPEHUVLQFOXGHGLQWKHDVVHVVPHQWVKDOOEHOLPLWHGWRIRRWLQJVDQG
IRXQGDWLRQVDQGVWUXFWXUDOFROXPQVEHDPVZDOOVURRIVDQGIORRUV
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)25
5
(
9
,
(
:
2
1
/
<
7
0$1'$725<0($685(6
*5((1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((76$1/8,62%,632&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
Page 26 of 43
7$%/($'+(6,9(92&/,0,7
/HVV:DWHUDQG/HVV([HPSW&RPSRXQGVLQ*UDPVSHU/LWHU
$5&+,7(&785$/$33/,&$7,216 &855(1792&/,0,7
,1'225&$53(7$'+(6,9(6
&$53(73$'$'+(6,9(6
287'225&$53(7$'+(6,9(6
:22')/225,1*$'+(6,9(6
58%%(5)/225$'+(6,9(6
68%)/225$'+(6,9(6
&(5$0,&7,/($'+(6,9(6
9&7 $63+$/77,/($'+(6,9(6
'5<:$// 3$1(/$'+(6,9(6
&29(%$6($'+(6,9(6
08/7,385326(&216758&7,21$'+(6,9(6
6758&785$/*/$=,1*$'+(6,9(6
6,1*/(3/<522)0(0%5$1($'+(6,9(6
27+(5$'+(6,9(612763(&,),&$//</,67('
63(&,$/7<$33/,&$7,216
39&:(/',1*
&39&:(/',1*
$%6:(/',1*
3/$67,&&(0(17:(/',1*
$'+(6,9(35,0(5)253/$67,&
&217$&7$'+(6,9(
63(&,$/385326(&217$&7$'+(6,9(
6758&785$/:22'0(0%(5$'+(6,9(
723 75,0$'+(6,9(
68%675$7(63(&,),&$33/,&$7,216
0(7$/720(7$/
3/$67,&)2$06
3252860$7(5,$/(;&(37:22'
:22'
),%(5*/$66
,)$1$'+(6,9(,686('72%21'',66,0,/$568%675$7(672*(7+(57+($'+(6,9(:,7+7+(+,*+(6792&&217(176+$//%($//2:('
)25$'',7,21$/,1)250$7,215(*$5',1*0(7+2'6720($685(7+(92&&217(17
63(&,),(',17+,67$%/(6((6287+&2$67$,548$/,7<0$1$*(0(17',675,&758/(ZZZDUEFDJRY'5'%6&&85+70/53')
7$%/(6($/$1792&/,0,7
/HVV:DWHUDQG/HVV([HPSW&RPSRXQGVLQ*UDPVSHU/LWHU
6($/$176 &855(1792&/,0,7
$5&+,7(&785$/
0$5,1('(&.
1210(0%5$1(522)
52$':$<
6,1*/(3/<522)0(0%5$1(
27+(5
6($/$1735,0(56
$5&+,7(&785$/
121325286
325286
02',),('%,780,1286
0$5,1('(&.
27+(5
127()25$'',7,21$/,1)250$7,215(*$5',1*0(7+2'6720($685(7+(92&&217(17
63(&,),(',17+(6(7$%/(66((6287+&2$67$,548$/,7<0$1$*(0(17',675,&758/(
TABLE 5.504.4.5 - FORMALDEHYDE LIMITS1
0$;,080)250$/'(+<'((0,66,216,13$5763(50,//,21
PRODUCT CURRENT LIMIT
+$5':22'3/<:22'9(1((5&25(
+$5':22'3/<:22'&20326,7(&25(
3$57,&/(%2$5'
0(',80'(16,7<),%(5%2$5'
7+,10(',80'(16,7<),%(5%2$5'
9$/8(6,17+,67$%/($5('(5,9(')5207+26(63(&,),('%<7+(&$/,)251,$$,55(6285&(6%2$5'$,572;,&6&21752/0($685()25&20326,7(:22'$67(67(',1$&&25'$1&(:,7+$670()25$'',7,21$/,1)250$7,216((&$/,)251,$&2'(2)
5(*8/$7,2167,7/(6(&7,2167+528*+
7+,10(',80'(16,7<),%(5%2$5'+$6$0$;,0807+,&.1(662),1&+(600
9HULILFDWLRQ9HULILFDWLRQRIFRPSOLDQFHZLWKWKLVVHFWLRQVKDOOEHSURYLGHGDWWKHUHTXHVWRIWKHHQIRUFLQJDJHQF\
'RFXPHQWDWLRQPD\LQFOXGHEXWLVQRWOLPLWHGWRWKHIROORZLQJ
0DQXIDFWXUHU
VSURGXFWVSHFLILFDWLRQ
)LHOGYHULILFDWLRQRIRQVLWHSURGXFWFRQWDLQHUV
&DUSHW6\VWHPV$OOFDUSHWLQVWDOOHGLQWKHEXLOGLQJLQWHULRUVKDOOPHHWWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD'HSDUWPHQWRI3XEOLF
+HDOWK6WDQGDUG0HWKRGIRUWKH7HVWLQJDQG(YDOXDWLRQRI9RODWLOH2UJDQLF&KHPLFDO(PLVVLRQVIURP,QGRRU6RXUFHV8VLQJ
(QYLURQPHQWDO&KDPEHUV9HUVLRQ-DQXDU\(PLVVLRQWHVWLQJPHWKRGIRU&DOLIRUQLD6SHFLILFDWLRQV6HH
&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK
VZHEVLWHIRUFHUWLILFDWLRQSURJUDPVDQGWHVWLQJODEV
IUUQTXXXDEQIDBHPW1SPHSBNT$$%1)1%&0%$&)-#*"21BHFT70$BTQYNBUFSJBM
&DUSHWFXVKLRQ$OOFDUSHWFXVKLRQLQVWDOOHGLQWKHEXLOGLQJLQWHULRUVKDOOPHHWWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD
'HSDUWPHQWRI3XEOLF+HDOWK6WDQGDUG0HWKRGIRUWKH7HVWLQJDQG(YDOXDWLRQRI9RODWLOH2UJDQLF&KHPLFDO(PLVVLRQVIURP,QGRRU
6RXUFHV8VLQJ(QYLURQPHQWDO&KDPEHUV9HUVLRQ-DQXDU\(PLVVLRQWHVWLQJPHWKRGIRU&DOLIRUQLD6SHFLILFDWLRQV
6HH&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK
VZHEVLWHIRUFHUWLILFDWLRQSURJUDPVDQGWHVWLQJODEV
IUUQTXXXDEQIDBHPW1SPHSBNT$$%1)1%&0%$&)-#*"21BHFT70$BTQYNBUFSJBM
&DUSHWDGKHVLYH$OOFDUSHWDGKHVLYHVKDOOPHHWWKHUHTXLUHPHQWVRI7DEOH
&RPSRVLWHZRRGSURGXFWV+DUGZRRGSO\ZRRGSDUWLFOHERDUGDQGPHGLXPGHQVLW\ILEHUERDUGFRPSRVLWHZRRGSURGXFWVXVHG
RQWKHLQWHULRURUH[WHULRURIWKHEXLOGLQJVVKDOOPHHWWKHUHTXLUHPHQWVIRUIRUPDOGHK\GHDVVSHFLILHGLQ$5%
V$LU7R[LFV&RQWURO
0HDVXUH$7&0IRU&RPSRVLWH:RRG&&5HWVHT7KRVHPDWHULDOVQRWH[HPSWHGXQGHUWKH$7&0PXVWPHHWWKH
VSHFLILHGHPLVVLRQOLPLWVDVVKRZQLQ7DEOH
'RFXPHQWDWLRQ9HULILFDWLRQRIFRPSOLDQFHZLWKWKLVVHFWLRQVKDOOEHSURYLGHGDVUHTXHVWHGE\WKHHQIRUFLQJDJHQF\
'RFXPHQWDWLRQVKDOOLQFOXGHDWOHDVWRQHRIWKHIROORZLQJ
3URGXFWFHUWLILFDWLRQVDQGVSHFLILFDWLRQV
&KDLQRIFXVWRG\FHUWLILFDWLRQV
3URGXFWODEHOHGDQGLQYRLFHGDVPHHWLQJWKH&RPSRVLWH:RRG3URGXFWVUHJXODWLRQVHH&&57LWOH
6HFWLRQHWVHT
([WHULRUJUDGHSURGXFWVPDUNHGDVPHHWLQJWKH36RU36VWDQGDUGVRIWKH(QJLQHHUHG:RRG$VVRFLDWLRQWKH
$XVWUDOLDQ$61=6RU(XURSHDQ6VWDQGDUGV
2WKHUPHWKRGVDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
7$%/(92&&217(17/,0,76)25$5&+,7(&785$/&2$7,1*6
*5$062)92&3(5/,7(52)&2$7,1*/(66:$7(5 /(66(;(037&203281'6
&2$7,1*&$7(*25<&855(1792&/,0,7
)/$7&2$7,1*6
121)/$7&2$7,1*6
121)/$7+,*+*/266&2$7,1*6
63(&,$/7<&2$7,1*6
$/80,180522)&2$7,1*6
%$6(0(1763(&,$/7<&2$7,1*6
%,780,1286522)&2$7,1*6
%,780,1286522)35,0(56
%21'%5($.(56
&21&5(7(&85,1*&203281'6
&21&5(7(0$6215<6($/(56
'5,9(:$<6($/(56
'5<)2*&2$7,1*6
)$8;),1,6+,1*&2$7,1*6
),5(5(6,67,9(&2$7,1*6
)/225&2$7,1*6
)2505(/($6(&203281'6
*5$3+,&$576&2$7,1*66,*13$,176
+,*+7(03(5$785(&2$7,1*6
,1'8675,$/0$,17(1$1&(&2$7,1*6
/2:62/,'6&2$7,1*6
0$*1(6,7(&(0(17&2$7,1*6
0$67,&7(;785(&2$7,1*6
0(7$//,&3,*0(17('&2$7,1*6
08/7,&2/25&2$7,1*6
35(75($70(17:$6+35,0(56
35,0(566($/(56 81'(5&2$7(56
5($&7,9(3(1(75$7,1*6($/(56
5(&<&/('&2$7,1*6
522)&2$7,1*6
586735(9(17$7,9(&2$7,1*6
6+(//$&6
&/($5
23$48(
63(&,$/7<35,0(566($/(56 81'(5&2$7(56
67$,16
6721(&2162/,'$176
6:,00,1*322/&2$7,1*6
75$)),&0$5.,1*&2$7,1*6
78% 7,/(5(),1,6+&2$7,1*6
:$7(53522),1*0(0%5$1(6
:22'&2$7,1*6
:22'35(6(59$7,9(6
=,1&5,&+35,0(56
*5$062)92&3(5/,7(52)&2$7,1*,1&/8',1*:$7(5 (;(037&203281'6
7+(63(&,),('/,0,765(0$,1,1())(&781/(665(9,6('/,0,76$5(/,67(',168%6(48(17
&2/8016,17+(7$%/(
9$/8(6,17+,67$%/($5('(5,9(')5207+26(63(&,),('%<7+(&$/,)251,$$,55(6285&(6%2$5'$5&+,7(&785$/&2$7,1*668**(67('&21752/0($685()(%
025(,1)250$7,21,6$9$,/$%/()5207+($,55(6285&(6%2$5'
&$/,)251,$*5((1%8,/',1*67$1'$5'6&2'(
1215(6,'(17,$/0$1'$725<0($685(66+((7
<
',6&/$,0(57+,6'2&80(17,63529,'('$1',17(1'('72%(86('$6$0($1672,1',&$7($5($62)&203/,$1&(:,7+7+(&$/,)251,$*5((1%8,/',1*67$1'$5'6&$/*5((1&2'('8(727+(9$5,$%/(6%(7:((1%8,/',1*'(3$570(17-85,6',&7,2167+,6&+(&./,67,672%(86('21$1,1',9,'8$/352-(&7%$6,6$1'0$<%(02',),('%<7+((1'86(5720((77+26(,1',9,'8$/1(('67+((1'86(5$6680(6$//5(63216,%,/,7<$662&,$7(':,7+7+(86(2)7+,6'2&80(17,1&/8',1*9(5,),&$7,21:,7+7+()8//
&2'(
1$<1$<1$<1$5(63213$57<5(63213$57<5(63213$57<5(63213$57<
7KH*:3YDOXHVRIWKHSURGXFWVOLVWHGLQ7DEOHDUHEDVHGRQSHUFHQWRI%X\&OHDQ&DOLIRUQLD$FW%&&$*:3
YDOXHVH[FHSWIRUFRQFUHWHSURGXFWVZKLFKDUHQRWLQFOXGHGLQWKH%&&$
)RUFRQFUHWHSHUFHQWRIWKH1DWLRQDO5HDG\0L[HG&RQFUHWH$VVRFLDWLRQ150&$YHUVLRQ3DFLILF6RXWKZHVW
UHJLRQDOEHQFKPDUNYDOXHVDUHXVHGIRUWKH*:3DOORZHGH[FHSWIRU+LJK(DUO\6WUHQJWK
&RQFUHWH+LJK(DUO\6WUHQJWKUHDG\PL[HGVKDOOEHFDOFXODWHGDWSHUFHQWRIWKHUHDG\PL[HGFRQFUHWH*:3DOORZHGYDOXHV
IRUHDFKSURGXFWFDWHJRU\
3URGXFWVVKDOOQRWH[FHHGWKHPD[LPXP*:3YDOXHVSHFLILHGLQ7DEOH
([FHSWLRQ&RQFUHWHPD\EHFRQVLGHUHGRQHSURGXFWFDWHJRU\WRPHHWFRPSOLDQFHZLWKWKLVVHFWLRQ$ZHLJKWHGDYHUDJHRIWKH
PD[LPXP*:3IRUDOOFRQFUHWHPL[HVLQVWDOOHGLQWKHSURMHFWVKDOOEHOHVVWKDQWKHZHLJKWHGDYHUDJHPD[LPXP*:3DOORZHGSHU
7DEOHXVLQJ([FHSWLRQ(TXDWLRQ&DOFXODWLRQVVKDOOEHSHUIRUPHGZLWKFRQVLVWHQWXQLWVRIPHDVXUHPHQWIRU
WKHPDWHULDOTXDQWLW\DQGWKH*:3YDOXH)RUWKHSXUSRVHVRIWKLVH[FHSWLRQLQGXVWU\ZLGH(3'VDUHDFFHSWDEOH
([FHSWLRQ(48$7,21
*:3Q*:3DOORZHG
ZKHUH
*:3Q *:3QYQ
DQG
*:3DOORZHG *:3DOORZHGYQ
DQG
Q HDFKFRQFUHWHPL[LQVWDOOHGLQWKHSURMHFW
*:3Q WKH*:3IRUFRQFUHWHPL[QSHUFRQFUHWHPL[(3'LQNJ&2HP
*:3DOORZHG WKH*:3SRWHQWLDODOORZHGIRUFRQFUHWHPL[QSHU7DEOH
YQ WKHYROXPHRIFRQFUHWHPL[QLQVWDOOHGLQWKHSURMHFWLQP
9HULILFDWLRQRIFRPSOLDQFH&DOFXODWLRQVWRGHPRQVWUDWHFRPSOLDQFH7\SH,,,(3'VIRUSURGXFWVUHTXLUHGWRFRPSO\LILQFOXGHG
LQWKHSURMHFWDQG:RUNVKHHW:6VLJQHGE\WKHGHVLJQSURIHVVLRQDORIUHFRUGVKDOOEHSURYLGHGRQWKHFRQVWUXFWLRQGRFXPHQWV
8SGDWHG(3'VIRUSURGXFWVXVHGLQFRQVWUXFWLRQVKDOOEHSURYLGHGWRWKHRZQHUDWWKHFORVHRIFRQVWUXFWLRQDQGWRWKH
HQIRUFHPHQWHQWLW\XSRQUHTXHVW7KHHQIRUFLQJDJHQF\PD\UHTXLUHLQVSHFWLRQDQGLQVSHFWLRQUHSRUWVLQDFFRUGDQFHZLWK
6HFWLRQVDQGGXULQJDQGDWFRPSOHWLRQRIFRQVWUXFWLRQWRGHPRQVWUDWHVXEVWDQWLDOFRQIRUPDQFH,QVSHFWLRQVKDOOEH
SHUIRUPHGE\WKHGHVLJQSURIHVVLRQDORIUHFRUGRUWKLUGSDUW\DFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
6(&7,21%8,/',1*0$,17(1$1&($1'23(5$7,216
5(&<&/,1*%<2&&83$1763URYLGHUHDGLO\DFFHVVLEOHDUHDVWKDWVHUYHWKHHQWLUHEXLOGLQJDQGDUHLGHQWLILHGIRUWKHGHSRVLWLQJ
VWRUDJHDQGFROOHFWLRQRIQRQKD]DUGRXVPDWHULDOVIRUUHF\FOLQJLQFOXGLQJDWDPLQLPXPSDSHUFRUUXJDWHGFDUGERDUGJODVV
SODVWLFVRUJDQLFZDVWHDQGPHWDOVRUPHHWDODZIXOO\HQDFWHGORFDOUHF\FOLQJRUGLQDQFHLIPRUHUHVWULFWLYH
([FHSWLRQ5XUDOMXULVGLFWLRQVWKDWPHHWDQGDSSO\IRUWKHH[HPSWLRQLQ3XEOLF5HVRXUFHV&RGHD$HWVHTVKDOO
DOVREHH[HPSWIURPWKHRUJDQLFZDVWHSRUWLRQRIWKLVVHFWLRQ
$GGLWLRQV$OODGGLWLRQVFRQGXFWHGZLWKLQDPRQWKSHULRGXQGHUVLQJOHRUPXOWLSOHSHUPLWVUHVXOWLQJLQDQLQFUHDVHRI
RUPRUHLQIORRUDUHDVKDOOSURYLGHUHF\FOLQJDUHDVRQVLWH
([FHSWLRQ$GGLWLRQVZLWKLQDWHQDQWVSDFHUHVXOWLQJLQOHVVWKDQDLQFUHDVHLQWKHWHQDQWVSDFHIORRUDUHD
6DPSOHRUGLQDQFH6SDFHDOORFDWLRQIRUUHF\FOLQJDUHDVVKDOOFRPSO\ZLWK&KDSWHU3DUW'LYLVLRQRIWKH3XEOLF
5HVRXUFHV&RGH&KDSWHULVNQRZQDVWKH&DOLIRUQLD6ROLG:DVWH5HXVHDQG5HF\FOLQJ$FFHVV$FWRI$FW
1RWH$VDPSOHRUGLQDQFHIRUXVHE\ORFDODJHQFLHVPD\EHIRXQGLQ$SSHQGL[$RIWKHGRFXPHQWDWWKH&DO5HF\FOH·VZHEVLWH
&200,66,21,1*>1@1HZEXLOGLQJVVTXDUHIHHWDQGRYHU)RUQHZEXLOGLQJVVTXDUHIHHWDQGRYHUEXLOGLQJ
FRPPLVVLRQLQJVKDOOEHLQFOXGHGLQWKHGHVLJQDQGFRQVWUXFWLRQSURFHVVHVRIWKHEXLOGLQJSURMHFWWRYHULI\WKDWWKHEXLOGLQJV\VWHPV
DQGFRPSRQHQWVPHHWWKHRZQHU·VRURZQHUUHSUHVHQWDWLYH·VSURMHFWUHTXLUHPHQWV&RPPLVVLRQLQJVKDOOEHSHUIRUPHGLQ
DFFRUGDQFHZLWKWKLVVHFWLRQE\WUDLQHGSHUVRQQHOZLWKH[SHULHQFHRQSURMHFWVRIFRPSDUDEOHVL]HDQGFRPSOH[LW\)RU
,RFFXSDQFLHVWKDWDUHQRWUHJXODWHGE\26+3'RUIRU,RFFXSDQFLHVDQG/RFFXSDQFLHVWKDWDUHQRWUHJXODWHGE\WKH&DOLIRUQLD
(QHUJ\&RGH6HFWLRQ6FRSHDOOUHTXLUHPHQWVLQ6HFWLRQVWKURXJKVKDOODSSO\
1RWH)RUHQHUJ\UHODWHGV\VWHPVXQGHUWKHVFRSH6HFWLRQRIWKH&DOLIRUQLD(QHUJ\&RGHLQFOXGLQJKHDWLQJYHQWLODWLRQDLU
FRQGLWLRQLQJ+9$&V\VWHPVDQGFRQWUROVLQGRRUOLJKWLQJV\VWHPVDQGFRQWUROVDVZHOODVZDWHUKHDWLQJV\VWHPVDQGFRQWUROV
UHIHUWR&DOLIRUQLD(QHUJ\&RGH6HFWLRQIRUFRPPLVVLRQLQJUHTXLUHPHQWV&RPPLVVLRQLQJUHTXLUHPHQWVVKDOOLQFOXGH
2ZQHU·VRU2ZQHUUHSUHVHQWDWLYH·VSURMHFWUHTXLUHPHQWV
%DVLVRI'HVLJQ
&RPPLVVLRQLQJPHDVXUHVVKRZQLQWKHFRQVWUXFWLRQGRFXPHQWV
&RPPLVVLRQLQJSODQ
)XQFWLRQDOSHUIRUPDQFHWHVWLQJ
'RFXPHQWDWLRQDQGWUDLQLQJ
&RPPLVVLRQLQJUHSRUW
([FHSWLRQV
8QFRQGLWLRQHGZDUHKRXVHVRIDQ\VL]H
$UHDVOHVVWKDQVTXDUHIHHWXVHGIRURIILFHVRURWKHUFRQGLWLRQHGDFFHVVRU\VSDFHVZLWKLQXQFRQGLWLRQHG
ZDUHKRXVHV
7HQDQWLPSURYHPHQWVOHVVWKDQVTXDUHIHHWDVGHVFULEHGLQ6HFWLRQ
2SHQSDUNLQJJDUDJHVRIDQ\VL]HRURSHQSDUNLQJJDUDJHDUHDVRIDQ\VL]HZLWKLQDVWUXFWXUH
1RWH)RUWKHSXUSRVHVRIWKLVVHFWLRQXQFRQGLWLRQHGVKDOOPHDQDEXLOGLQJDUHDRUURRPZKLFKGRHVQRWSURYLGHKHDWLQJDQGRU
DLUFRQGLWLRQLQJ
,QIRUPDWLRQDO1RWHV
)XQFWLRQDOSHUIRUPDQFHWHVWLQJIRUKHDWLQJYHQWLODWLRQDLUFRQGLWLRQLQJV\VWHPVDQGOLJKWLQJFRQWUROVPXVWEHSHUIRUPHG
LQFRPSOLDQFHZLWKWKH&DOLIRUQLD(QHUJ\&RGH
2ZQHU
VRU2ZQHU5HSUHVHQWDWLYH
V3URMHFW5HTXLUHPHQWV235>1@7KHH[SHFWDWLRQVDQGUHTXLUHPHQWVRIWKHEXLOGLQJDSSURSULDWH
WRLWVSKDVHVKDOOEHGRFXPHQWHGEHIRUHWKHGHVLJQSKDVHRIWKHSURMHFWEHJLQV7KLVGRFXPHQWDWLRQVKDOOLQFOXGHWKHIROORZLQJ
(QYLURQPHQWDODQGVXVWDLQDELOLW\JRDOV
%XLOGLQJVXVWDLQDEOHJRDOV
,QGRRUHQYLURQPHQWDOTXDOLW\UHTXLUHPHQWV
3URMHFWSURJUDPLQFOXGLQJIDFLOLW\IXQFWLRQVDQGKRXUVRIRSHUDWLRQDQGQHHGIRUDIWHUKRXUVRSHUDWLRQ
(TXLSPHQWDQGV\VWHPVH[SHFWDWLRQV
%XLOGLQJRFFXSDQWDQGRSHUDWLRQDQGPDLQWHQDQFH2 0SHUVRQQHOH[SHFWDWLRQV
%DVLVRI'HVLJQ%2'>1@$ZULWWHQH[SODQDWLRQRIKRZWKHGHVLJQRIWKHEXLOGLQJV\VWHPVPHHWVWKH235VKDOOEHFRPSOHWHG
DWWKHGHVLJQSKDVHRIWKHEXLOGLQJSURMHFW7KH%DVLVRI'HVLJQGRFXPHQWVKDOOFRYHUWKHIROORZLQJV\VWHPV
5HQHZDEOHHQHUJ\V\VWHPV
/DQGVFDSHLUULJDWLRQV\VWHPV
:DWHUUHXVHV\VWHP
&RPPLVVLRQLQJSODQ>1@3ULRUWRSHUPLWLVVXDQFHDFRPPLVVLRQLQJSODQVKDOOEHFRPSOHWHGWRGRFXPHQWKRZWKHSURMHFWZLOOEH
FRPPLVVLRQHG7KHFRPPLVVLRQLQJSODQVKDOOLQFOXGHWKHIROORZLQJ
*HQHUDOSURMHFWLQIRUPDWLRQ
&RPPLVVLRQLQJJRDOV
6\VWHPVWREHFRPPLVVLRQHG3ODQVWRWHVWV\VWHPVDQGFRPSRQHQWVVKDOOLQFOXGH
D$QH[SODQDWLRQRIWKHRULJLQDOGHVLJQLQWHQW
E(TXLSPHQWDQGV\VWHPVWREHWHVWHGLQFOXGLQJWKHH[WHQWRIWHVWV
F)XQFWLRQVWREHWHVWHG
G&RQGLWLRQVXQGHUZKLFKWKHWHVWVKDOOEHSHUIRUPHG
H0HDVXUDEOHFULWHULDIRUDFFHSWDEOHSHUIRUPDQFH
&RPPLVVLRQLQJWHDPLQIRUPDWLRQ
&RPPLVVLRQLQJSURFHVVDFWLYLWLHVVFKHGXOHVDQGUHVSRQVLELOLWLHV3ODQVIRUWKHFRPSOHWLRQRIFRPPLVVLRQLQJVKDOOEHLQFOXGHG
)XQFWLRQDOSHUIRUPDQFHWHVWLQJ>1@)XQFWLRQDOSHUIRUPDQFHWHVWVVKDOOGHPRQVWUDWHWKHFRUUHFWLQVWDOODWLRQDQGRSHUDWLRQRI
HDFKFRPSRQHQWV\VWHPDQGV\VWHPWRV\VWHPLQWHUIDFHLQDFFRUGDQFHZLWKWKHDSSURYHGSODQVDQGVSHFLILFDWLRQV)XQFWLRQDO
SHUIRUPDQFHWHVWLQJUHSRUWVVKDOOFRQWDLQLQIRUPDWLRQDGGUHVVLQJHDFKRIWKHEXLOGLQJFRPSRQHQWVWHVWHGWKHWHVWLQJPHWKRGV
XWLOL]HGDQGLQFOXGHDQ\UHDGLQJVDQGDGMXVWPHQWVPDGH
'RFXPHQWDWLRQDQGWUDLQLQJ>1@$6\VWHPV0DQXDODQG6\VWHPV2SHUDWLRQV7UDLQLQJDUHUHTXLUHGLQFOXGLQJ2FFXSDWLRQDO
6DIHW\DQG+HDOWK$FW26+$UHTXLUHPHQWVLQ&DOLIRUQLD&RGHRI5HJXODWLRQV&&57LWOH6HFWLRQDQGRWKHUUHODWHG
UHJXODWLRQV
6\VWHPVPDQXDO>1@'RFXPHQWDWLRQRIWKHRSHUDWLRQDODVSHFWVRIWKHEXLOGLQJVKDOOEHFRPSOHWHGZLWKLQWKHV\VWHPV
PDQXDODQGGHOLYHUHGWRWKHEXLOGLQJRZQHURUUHSUHVHQWDWLYH7KHV\VWHPVPDQXDOVKDOOLQFOXGHWKHIROORZLQJ
6LWHLQIRUPDWLRQLQFOXGLQJIDFLOLW\GHVFULSWLRQKLVWRU\DQGFXUUHQWUHTXLUHPHQWV
6LWHFRQWDFWLQIRUPDWLRQ
%DVLFRSHUDWLRQVDQGPDLQWHQDQFHLQFOXGLQJJHQHUDOVLWHRSHUDWLQJSURFHGXUHVEDVLFWURXEOHVKRRWLQJUHFRPPHQGHG
PDLQWHQDQFHUHTXLUHPHQWVVLWHHYHQWVORJ
0DMRUV\VWHPV
6LWHHTXLSPHQWLQYHQWRU\DQGPDLQWHQDQFHQRWHV
$FRS\RIYHULILFDWLRQVUHTXLUHGE\WKHHQIRUFLQJDJHQF\RUWKLVFRGH
2WKHUUHVRXUFHVDQGGRFXPHQWDWLRQLIDSSOLFDEOH
6\VWHPVRSHUDWLRQVWUDLQLQJ>1@$SURJUDPIRUWUDLQLQJRIWKHDSSURSULDWHPDLQWHQDQFHVWDIIIRUHDFKHTXLSPHQWW\SH
DQGRUV\VWHPVKDOOEHGHYHORSHGDQGGRFXPHQWHGLQWKHFRPPLVVLRQLQJUHSRUWDQGVKDOOLQFOXGHWKHIROORZLQJ
6\VWHPHTXLSPHQWRYHUYLHZZKDWLWLVZKDWLWGRHVDQGZLWKZKDWRWKHUV\VWHPVDQGRUHTXLSPHQWLWLQWHUIDFHV
5HYLHZDQGGHPRQVWUDWLRQRIVHUYLFLQJSUHYHQWLYHPDLQWHQDQFH
5HYLHZRIWKHLQIRUPDWLRQLQWKH6\VWHPV0DQXDO
5HYLHZRIWKHUHFRUGGUDZLQJVRQWKHV\VWHPHTXLSPHQW
&RPPLVVLRQLQJUHSRUW>1@$UHSRUWRIFRPPLVVLRQLQJSURFHVVDFWLYLWLHVXQGHUWDNHQWKURXJKWKHGHVLJQDQGFRQVWUXFWLRQ
SKDVHVRIWKHEXLOGLQJSURMHFWVKDOOEHFRPSOHWHGDQGSURYLGHGWRWKHRZQHURUUHSUHVHQWDWLYH
7(67,1*$1'$'-867,1*1HZEXLOGLQJVOHVVWKDQVTXDUHIHHW7HVWLQJDQGDGMXVWLQJRIV\VWHPVVKDOOEHUHTXLUHGIRUQHZ
EXLOGLQJVOHVVWKDQVTXDUHIHHWRUQHZV\VWHPVWRVHUYHDQDGGLWLRQRUDOWHUDWLRQVXEMHFWWR6HFWLRQ
5HVHUYHG
1RWH)RUHQHUJ\UHODWHGV\VWHPVXQGHUWKHVFRSH6HFWLRQRIWKH&DOLIRUQLD(QHUJ\&RGHLQFOXGLQJKHDWLQJYHQWLODWLRQDLU
FRQGLWLRQLQJ+9$&V\VWHPVDQGFRQWUROVLQGRRUOLJKWLQJV\VWHPDQGFRQWUROVDVZHOODVZDWHUKHDWLQJV\VWHPVDQGFRQWUROVUHIHU
WR&DOLIRUQLD(QHUJ\&RGH6HFWLRQIRUFRPPLVVLRQLQJUHTXLUHPHQWVDQG6HFWLRQVDQGEIRU
DGGLWLRQDOWHVWLQJUHTXLUHPHQWVRIVSHFLILFV\VWHPV
6\VWHPV'HYHORSDZULWWHQSODQRISURFHGXUHVIRUWHVWLQJDQGDGMXVWLQJV\VWHPV6\VWHPVWREHLQFOXGHGIRUWHVWLQJDQG
DGMXVWLQJVKDOOLQFOXGHDWDPLQLPXPDVDSSOLFDEOHWRWKHSURMHFW
5HQHZDEOHHQHUJ\V\VWHPV
/DQGVFDSHLUULJDWLRQV\VWHPV
:DWHUUHXVHV\VWHPV
3URFHGXUHV3HUIRUPWHVWLQJDQGDGMXVWLQJSURFHGXUHVLQDFFRUGDQFHZLWKPDQXIDFWXUHU
VVSHFLILFDWLRQVDQGDSSOLFDEOH
VWDQGDUGVRQHDFKV\VWHP
+9$&EDODQFLQJ,QDGGLWLRQWRWHVWLQJDQGDGMXVWLQJEHIRUHDQHZVSDFHFRQGLWLRQLQJV\VWHPVHUYLQJDEXLOGLQJRU
VSDFHLVRSHUDWHGIRUQRUPDOXVHWKHV\VWHPVKDOOEHEDODQFHGLQDFFRUGDQFHZLWKWKHSURFHGXUHVGHILQHGE\WKH7HVWLQJ
$GMXVWLQJDQG%DODQFLQJ%XUHDX1DWLRQDO6WDQGDUGVWKH1DWLRQDO(QYLURQPHQWDO%DODQFLQJ%XUHDX3URFHGXUDO6WDQGDUGV
$VVRFLDWHG$LU%DODQFH&RXQFLO1DWLRQDO6WDQGDUGVRUDVDSSURYHGE\WKHHQIRUFLQJDJHQF\
5HSRUWLQJ$IWHUFRPSOHWLRQRIWHVWLQJDGMXVWLQJDQGEDODQFLQJSURYLGHDILQDOUHSRUWRIWHVWLQJVLJQHGE\WKHLQGLYLGXDO
UHVSRQVLEOHIRUSHUIRUPLQJWKHVHVHUYLFHV
2SHUDWLRQDQGPDLQWHQDQFH2 0PDQXDO3URYLGHWKHEXLOGLQJRZQHURUUHSUHVHQWDWLYHZLWKGHWDLOHGRSHUDWLQJDQG
PDLQWHQDQFHLQVWUXFWLRQVDQGFRSLHVRIJXDUDQWLHVZDUUDQWLHVIRUHDFKV\VWHP2 0LQVWUXFWLRQVVKDOOEHFRQVLVWHQWZLWK26+$
UHTXLUHPHQWVLQ&&57LWOH6HFWLRQDQGRWKHUUHODWHGUHJXODWLRQV
,QVSHFWLRQVDQGUHSRUWV,QFOXGHDFRS\RIDOOLQVSHFWLRQYHULILFDWLRQVDQGUHSRUWVUHTXLUHGE\WKHHQIRUFLQJDJHQF\
7$%/(352'8&7*:3/,0,76
%8<&/($1&$/,)251,$0$7(5,$/6352'8&7&$7(*25<
0$;,080$&&(37$%/(*:39$/8(XQIDEULFDWHG*:3DOORZHG
81,72)0($685(0(17
+RWUROOHGVWUXFWXUDOVWHHOVHFWLRQV 07&2H07
+ROORZVWUXFWXUDOVHFWLRQV 07&2H07
6WHHOSODWH 07&2H07
&RQFUHWHUHLQIRUFLQJVWHHO 07&2H07
)ODWJODVV NJ&2H07
/LJKWGHQVLW\PLQHUDOZRROERDUGLQVXODWLRQ NJ&2H07
+HDY\GHQVLW\PLQHUDO
ZRROERDUGLQVXODWLRQ NJ&2H07
&RQFUHWH5HDG\0L[HG
&21&5(7(352'8&7&$7(*25<
0$;,080*:3$//2:('9$/8(
*:3DOORZHG
81,72)0($685(0(17
XSWRSVLNJ&2HP
−SVLNJ&2HP
−SVL NJ&2HP
−SVL NJ&2HP
−SVL NJ&2HP
SVLDQGJUHDWHU NJ&2HP
&RQFUHWH/LJKWZHLJKW5HDG\0L[HG
&21&5(7(352'8&7&$7(*25<
0$;,080*:3
$//2:('9$/8(*:3DOORZHG
81,72)0($685(0(17
XSWRSVLNJ&2HP
−SVL NJ&2HP
−SVL NJ&2HP
< <(61$ 127$33/,&$%/(5(63213$57< 5(63216,%/(3$57<LH
$5&+,7(&7(1*,1((52:1(5&2175$&725,163(&725(7&
3DLQWVDQGFRDWLQJV$UFKLWHFWXUDOSDLQWVDQGFRDWLQJVVKDOOFRPSO\ZLWK92&OLPLWVLQ7DEOHRIWKH$5%$UFKLWHFWXUDO
&RDWLQJV6XJJHVWHG&RQWURO0HDVXUHDVVKRZQLQ7DEOHXQOHVVPRUHVWULQJHQWORFDOOLPLWVDSSO\7KH92&FRQWHQWOLPLW
IRUFRDWLQJVWKDWGRQRWPHHWWKHGHILQLWLRQVIRUWKHVSHFLDOW\FRDWLQJVFDWHJRULHVOLVWHGLQ7DEOHVKDOOEHGHWHUPLQHGE\
FODVVLI\LQJWKHFRDWLQJDVD)ODW1RQIODWRU1RQIODW+LJK*ORVVFRDWLQJEDVHGRQLWVJORVVDVGHILQHGLQ6XEVHFWLRQVDQG
RIWKH&DOLIRUQLD$LU5HVRXUFHV%RDUG6XJJHVWHG&RQWURO0HDVXUHDQGWKHFRUUHVSRQGLQJ)ODW1RQIODWRU
1RQIODW+LJK*ORVV92&OLPLWLQ7DEOHVKDOODSSO\
$HURVRO3DLQWVDQGFRDWLQJV$HURVROSDLQWVDQGFRDWLQJVVKDOOPHHWWKH3:0,5/LPLWVIRU52&LQ6HFWLRQD
DQGRWKHUUHTXLUHPHQWVLQFOXGLQJSURKLELWLRQVRQ XVHRIFHUWDLQWR[LFFRPSRXQGVDQGR]RQHGHSOHWLQJVXEVWDQFHVLQ6HFWLRQV
FDQGGRI&DOLIRUQLD&RGHRI5HJXODWLRQV7LWOHFRPPHQFLQJZLWK6HFWLRQDQGLQDUHDVXQGHUWKH
MXULVGLFWLRQRIWKH%D\$UHD$LU4XDOLW\0DQDJHPHQW'LVWULFWDGGLWLRQDOO\FRPSO\ZLWKWKHSHUFHQW92&E\ZHLJKWRISURGXFW
OLPLWVRI5HJXODWLRQ5XOH
5HVLOLHQWIORRULQJV\VWHPV:KHUHUHVLOLHQWIORRULQJLVLQVWDOOHGDWOHDVWSHUFHQWRIIORRUDUHDUHFHLYLQJUHVLOLHQWIORRULQJ
VKDOOPHHWWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK6WDQGDUG0HWKRGIRUWKH7HVWLQJDQG(YDOXDWLRQRI
9RODWLOH2UJDQLF&KHPLFDO(PLVVLRQVIURP,QGRRU6RXUFHV8VLQJ(QYLURQPHQWDO&KDPEHUV9HUVLRQ-DQXDU\(PLVVLRQ
WHVWLQJPHWKRGIRU&DOLIRUQLD6SHFLILFDWLRQV6HH&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK
VZHEVLWHIRUFHUWLILFDWLRQ
SURJUDPVDQGWHVWLQJODEV
IUUQTXXXDEQIDBHPW1SPHSBNT$$%1)1%&0%$&)-#*"21BHFT70$BTQYNBUFSJBM
9HULILFDWLRQRIFRPSOLDQFH'RFXPHQWDWLRQVKDOOEHSURYLGHGYHULI\LQJWKDWUHVLOLHQWIORRULQJPDWHULDOVPHHWWKHSROOXWDQW
HPLVVLRQOLPLWV
7KHUPDOLQVXODWLRQ&RPSO\ZLWKWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK6WDQGDUG0HWKRGRIWKH
7HVWLQJDQG(YDOXDWLRQRI9RODWLOH2UJDQLF&KHPLFDO(PLVVLRQVIURP,QGRRU6RXUFHV8VLQJ(QYLURQPHQWDO&KDPEHUV9HUVLRQ
-DQXDU\(PLVVLRQWHVWLQJPHWKRGIRU&DOLIRUQLD6SHFLILFDWLRQ6HH&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK
VZHEVLWH
IRUFHUWLILFDWLRQSURJUDPVDQGWHVWLQJODEV
IUUQTXXXDEQIDBHPW1SPHSBNT$$%1)1%&0%$&)-#*"21BHFT70$BTQYNBUFSJBM
9HULILFDWLRQRIFRPSOLDQFH'RFXPHQWDWLRQVKDOOEHSURYLGHGYHULI\LQJWKDWWKHUPDOLQVXODWLRQPDWHULDOVPHHWWKHSROOXWDQW
HPLVVLRQOLPLWV
$FRXVWLFDOFHLOLQJDQGZDOOSDQHOV&RPSO\ZLWKWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD'HSDUWPHQWRI3XEOLF+HDOWK6WDQGDUG
0HWKRGIRUWKH7HVWLQJDQG(YDOXDWLRQRI9RODWLOH2UJDQLF&KHPLFDO(PLVVLRQVIURP,QGRRU6RXUFHV8VLQJ(QYLURQPHQWDO&KDPEHUV
9HUVLRQ-DQXDU\(PLVVLRQWHVWLQJPHWKRGIRU&DOLIRUQLD6SHFLILFDWLRQ6HH&DOLIRUQLD'HSDUWPHQWRI3XEOLF
+HDOWK
VZHEVLWHIRUFHUWLILFDWLRQSURJUDPVDQGWHVWLQJODEV
IUUQTXXXDEQIDBHPW1SPHSBNT$$%1)1%&0%$&)-#*"21BHFT70$BTQYNBUFSJBM
9HULILFDWLRQRIFRPSOLDQFH'RFXPHQWDWLRQVKDOOEHSURYLGHGYHULI\LQJWKDWDFRXVWLFDOILQLVKPDWHULDOVPHHWWKHSROOXWDQW
HPLVVLRQOLPLWV
)LOWHUV,QPHFKDQLFDOO\YHQWLODWHGEXLOGLQJVSURYLGHUHJXODUO\RFFXSLHGDUHDVRIWKHEXLOGLQJZLWKDLUILOWUDWLRQPHGLDIRURXWVLGH
DQGUHWXUQDLUWKDWSURYLGHVDWOHDVWD0LQLPXP(IILFLHQF\5HSRUWLQJ9DOXH0(59RI0(59ILOWHUVVKDOOEHLQVWDOOHGSULRU
WRRFFXSDQF\DQG5HFRPPHQGDWLRQVIRUPDLQWHQDQFHZLWKILOWHUVRIWKHVDPHYDOXHVKDOOEHLQFOXGHGLQWKHRSHUDWLRQDQG
PDLQWHQDQFHPDQXDO
([FHSWLRQV([LVWLQJPHFKDQLFDOHTXLSPHQW
/DEHOLQJ,QVWDOOHGILOWHUVVKDOOEHFOHDUO\ODEHOHGE\WKHPDQXIDFWXUHULQGLFDWLQJWKH0(59UDWLQJ
(19,5210(17$/72%$&&2602.((76&21752/:KHUHRXWGRRUDUHDVDUHSURYLGHGIRUVPRNLQJSURKLELWVPRNLQJZLWKLQIHHW
RIEXLOGLQJHQWULHVRXWGRRUDLULQWDNHVDQGRSHUDEOHZLQGRZVDQGZLWKLQWKHEXLOGLQJDVDOUHDG\SURKLELWHGE\RWKHUODZVRU
UHJXODWLRQVRUDVHQIRUFHGE\RUGLQDQFHVUHJXODWLRQVRUSROLFLHVRIDQ\FLW\FRXQW\FLW\DQGFRXQW\&DOLIRUQLD&RPPXQLW\&ROOHJH
FDPSXVRIWKH&DOLIRUQLD6WDWH8QLYHUVLW\RUFDPSXVRIWKH8QLYHUVLW\RI&DOLIRUQLDZKLFKHYHUDUHPRUHVWULQJHQW:KHQRUGLQDQFHV
UHJXODWLRQVRUSROLFLHVDUHQRWLQSODFHSRVWVLJQDJHWRLQIRUPEXLOGLQJRFFXSDQWVRIWKHSURKLELWLRQV
6(&7,21,1'22502,6785(&21752/
,1'22502,6785(&21752/%XLOGLQJVVKDOOPHHWRUH[FHHGWKHSURYLVLRQVRI&DOLIRUQLD%XLOGLQJ&RGH&&57LWOH3DUW
6HFWLRQV9HQWLODWLRQDQG&KDSWHU([WHULRU:DOOV)RUDGGLWLRQDOPHDVXUHVVHH6HFWLRQRIWKLVFRGH
6(&7,21,1'225$,548$/,7<
2876,'($,5'(/,9(5<)RUPHFKDQLFDOO\RUQDWXUDOO\YHQWLODWHGVSDFHVLQEXLOGLQJVPHHWWKHPLQLPXPUHTXLUHPHQWVRI6HFWLRQ
5HTXLUHPHQWV)RU9HQWLODWLRQRIWKH&DOLIRUQLD(QHUJ\&RGHRUWKHDSSOLFDEOHORFDOFRGHZKLFKHYHULVPRUHVWULQJHQWDQG
'LYLVLRQ&KDSWHURI&&57LWOH
&$5%21',2;,'(&2021,725,1*)RUEXLOGLQJVRUDGGLWLRQVHTXLSSHGZLWKGHPDQGFRQWUROYHQWLODWLRQ&2VHQVRUVDQG
YHQWLODWLRQFRQWUROVVKDOOEHVSHFLILHGDQGLQVWDOOHGLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRIWKH&DOLIRUQLD(QHUJ\&RGH
6HFWLRQF
&DUERQGLR[LGH&2PRQLWRULQJLQFODVVURRPV>'6$66@&ODVVURRPVDQGRWKHUVLPLODUURRPVWKDWDUHXVHGIRUJURXSLQVWUXFWLRQVKDOO
EHHTXLSSHGZLWKDFDUERQGLR[LGHPRQLWRURUVHQVRU>%6&&*@1HZO\FRQVWUXFWHGSURMHFWVDQGTXDOLI\LQJDGGLWLRQVDQG
DOWHUDWLRQVSHUVFRSHLQ6HFWLRQIRU8QLYHUVLW\RI&DOLIRUQLD&DOLIRUQLD6WDWH8QLYHUVLW\DQGSULYDWHVFKRROFODVVURRPV
OHFWXUHDQGSRVWVHFRQGDU\FODVVURRPVVKDOOEHHTXLSSHGZLWKDFDUERQGLR[LGHPRQLWRURUVHQVRU
>'6$66%6&&*@7KHFDUERQGLR[LGHPRQLWRURUVHQVRUVKDOOPHHWWKHIROORZLQJUHTXLUHPHQWV
7KHPRQLWRURUVHQVRUVKDOOEHSHUPDQHQWO\DIIL[HGLQDWDPSHUSURRIPDQQHULQHDFKFODVVURRPEHWZHHQDQGIHHW
PPDQGPPDERYHWKHIORRUDQGDWOHDVWIHHWPPDZD\IURPGRRUDQGRSHUDEOHZLQGRZV
:KHQWKHPRQLWRURUVHQVRULVQRWLQWHJUDOWRDQ(QHUJ\0DQDJHPHQW&RQWURO6\VWHP(0&6WKHPRQLWRURUVHQVRUVKDOO
GLVSOD\WKHFDUERQGLR[LGHUHDGLQJVRQWKHGHYLFH:KHQWKHVHQVRULVLQWHJUDOWRDQ(0&6WKHFDUERQGLR[LGHUHDGLQJVVKDOO
EHDYDLODEOHWRDQGUHJXODUO\PRQLWRUHGE\IDFLOLW\SHUVRQQHO
$PRQLWRUVKDOOSURYLGHQRWLILFDWLRQWKRXJKDYLVXDOLQGLFDWRURQWKHPRQLWRUZKHQWKHFDUERQGLR[LGHOHYHOVLQWKHFODVVURRP
KDYHH[FHHGHGSSP$VHQVRULQWHJUDOWRDQ(0&6VKDOOSURYLGHQRWLILFDWLRQWRIDFLOLW\SHUVRQQHOWKURXJKDYLVXDOD
QGRUDXGLEOHLQGLFDWRUZKHQWKHFDUERQGLR[LGHOHYHOVLQWKHFODVVURRPKDYHH[FHHGSSP
7KHPRQLWRURU(0&6GHYLFHVXVHGWRPHDVXUHFDUERQGLR[LGHOHYHOVVKDOOPDLQWDLQDUHFRUGRISUHYLRXVGDWDWKDWLQFOXGHVDW
OHDVWWKHPD[LPXPFDUERQGLR[LGHFRQFHQWUDWLRQPHDVXUHG
7KHPRQLWRURUVHQVRUXVHGWRPHDVXUHFDUERQGLR[LGHOHYHOVVKDOOKDYHWKHFDSDFLW\WRPHDVXUHFDUERQGLR[LGHOHYHOVZLWKD
UDQJHRISSPWRSSPRUJUHDWHU
7KHPRQLWRURUVHQVRUVKDOOEHFHUWLILHGE\WKHPDQXIDFWXUHUWREHDFFXUDWHZLWKLQSSPDWSSPFDUERQGLR[LGH
FRQFHQWUDWLRQDQGVKDOOEHFHUWLILHGE\WKHPDQXIDFWXUHUWRUHTXLUHFDOLEUDWLRQQRPRUHIUHTXHQWO\WKDQRQFHHYHU\\HDUV
6(&7,21(19,5210(17$/&20)257
$&2867,&$/&21752/(PSOR\EXLOGLQJDVVHPEOLHVDQGFRPSRQHQWVZLWK6RXQG7UDQVPLVVLRQ&ODVV67&YDOXHVGHWHUPLQHGLQ
DFFRUGDQFHZLWK$670(DQG$670(RU2XWGRRU,QGRRU6RXQG7UDQVPLVVLRQ&ODVV2,7&GHWHUPLQHGLQDFFRUGDQFHZLWK
$670(XVLQJHLWKHUWKHSUHVFULSWLYHRUSHUIRUPDQFHPHWKRGLQ6HFWLRQRU
([FHSWLRQ%XLOGLQJVZLWKIHZRUQRRFFXSDQWVRUZKHUHRFFXSDQWVDUHQRWOLNHO\WREHDIIHFWHGE\H[WHULRUQRLVHDVGHWHUPLQHG
E\WKHHQIRUFHPHQWDXWKRULW\VXFKDVIDFWRULHVVWDGLXPVVWRUDJHHQFORVHGSDUNLQJVWUXFWXUHVDQGXWLOLW\EXLOGLQJV
([FHSWLRQ>'6$66@)RUSXEOLFVFKRROVDQGFRPPXQLW\FROOHJHVWKHUHTXLUHPHQWVRIWKLVVHFWLRQDQGDOOVXEVHFWLRQVDSSO\RQO\WR
QHZFRQVWUXFWLRQ
([WHULRUQRLVHWUDQVPLVVLRQSUHVFULSWLYHPHWKRG:DOODQGURRIFHLOLQJDVVHPEOLHVH[SRVHGWRWKHQRLVHVRXUFHPDNLQJXSWKH
EXLOGLQJRUDGGLWLRQHQYHORSHRUDOWHUHGHQYHORSHVKDOOPHHWDFRPSRVLWH67&UDWLQJRIDWOHDVWRUDFRPSRVLWH2,7&UDWLQJRI
QROHVVWKDQZLWKH[WHULRUZLQGRZVRIDPLQLPXP67&RIRU2,7&RILQWKHIROORZLQJORFDWLRQV
:LWKLQWKH&1(/QRLVHFRQWRXURIDQDLUSRUW
([FHSWLRQV
/GQRU&1(/IRUPLOLWDU\DLUSRUWVVKDOOEHGHWHUPLQHGE\WKHIDFLOLW\$LU,QVWDOODWLRQ&RPSDWLEOH/DQG8VH=RQH$,&8=
SODQ
/GQRU&1(/IRURWKHUDLUSRUWVDQGKHOLSRUWVIRUZKLFKDODQGXVHSODQKDVQRWEHHQGHYHORSHGVKDOOEHGHWHUPLQHG
E\WKHORFDOJHQHUDOSODQQRLVHHOHPHQW
:LWKLQWKH&1(/RU/GQQRLVHFRQWRXURIDIUHHZD\RUH[SUHVVZD\UDLOURDGLQGXVWULDOVRXUFHRU
DVGHWHUPLQHGE\WKH1RLVH(OHPHQWRIWKH*HQHUDO3ODQ
1RLVHH[SRVXUHZKHUHQRLVHFRQWRXUVDUHQRWUHDGLO\DYDLODEOH%XLOGLQJVH[SRVHGWRDQRLVHOHYHORIIL[HGJXLGHZD\VRXUFH
G%/HTKUGXULQJDQ\KRXURIRSHUDWLRQVKDOOKDYHEXLOGLQJDGGLWLRQRUDOWHUDWLRQH[WHULRUZDOODQGURRIFHLOLQJ
DVVHPEOLHVH[SRVHGWRWKHQRLVHVRXUFHPHHWLQJDFRPSRVLWH67&UDWLQJRIDWOHDVWRU2,7&ZLWKH[WHULRUZLQGRZVRI
DPLQLPXP67&RIRU2,7&
3HUIRUPDQFH0HWKRG)RUEXLOGLQJVORFDWHGDVGHILQHGLQ6HFWLRQRUZDOODQGURRIFHLOLQJDVVHPEOLHV
H[SRVHGWRWKHQRLVHVRXUFHPDNLQJXSWKHEXLOGLQJRUDGGLWLRQHQYHORSHRUDOWHUHGHQYHORSHVKDOOEHFRQVWUXFWHGWRSURYLGHDQ
LQWHULRUQRLVHHQYLURQPHQWDWWULEXWDEOHWRH[WHULRUVRXUFHVWKDWGRHVQRWH[FHHGDQKRXUO\HTXLYDOHQWQRLVHOHYHO/HT+URI
G%$LQRFFXSLHGDUHDVGXULQJDQ\KRXURIRSHUDWLRQ
6LWH)HDWXUHV([WHULRUIHDWXUHVVXFKDVVRXQGZDOOVRUHDUWKEHUPVPD\EHXWLOL]HGDVDSSURSULDWHWRWKHEXLOGLQJ
DGGLWLRQRUDOWHUDWLRQSURMHFWWRPLWLJDWHVRXQGPLJUDWLRQWRWKHLQWHULRU
'RFXPHQWDWLRQRI&RPSOLDQFH$QDFRXVWLFDODQDO\VLVGRFXPHQWLQJFRPSO\LQJLQWHULRUVRXQG OHYHOVVKDOOEHSUHSDUHGE\
SHUVRQQHODSSURYHGE\WKHDUFKLWHFWRUHQJLQHHURIUHFRUG
,QWHULRUVRXQGWUDQVPLVVLRQ:DOODQGIORRUFHLOLQJDVVHPEOLHVVHSDUDWLQJWHQDQWVSDFHVDQGWHQDQWVSDFHVDQGSXEOLFSODFHV
VKDOOKDYHDQ67&RIDWOHDVW
1RWH([DPSOHVRIDVVHPEOLHVDQGWKHLUYDULRXV67&UDWLQJVPD\EHIRXQGDWWKH&DOLIRUQLD2IILFHRI1RLVH&RQWURO
XXXUPPMCBTFPSH1%'$BTF4UVEJFTTUD@JDD@SBUJOHTQEG
6(&7,21287'225$,548$/,7<
2]RQHGHSOHWLRQDQGJUHHQKRXVHJDVUHGXFWLRQV,QVWDOODWLRQVRI+9$&UHIULJHUDWLRQDQGILUHVXSSUHVVLRQHTXLSPHQWVKDOOFRPSO\ZLWK
6HFWLRQVDQG
&KORURIOXRURFDUERQV&)&V,QVWDOO+9$&UHIULJHUDWLRQDQGILUHVXSSUHVVLRQHTXLSPHQWWKDWGRQRWFRQWDLQ&)&V
+DORQV,QVWDOO+9$&UHIULJHUDWLRQDQGILUHVXSSUHVVLRQHTXLSPHQWWKDWGRQRWFRQWDLQ+DORQV
6XSHUPDUNHWUHIULJHUDQWOHDNUHGXFWLRQ1HZFRPPHUFLDOUHIULJHUDWLRQV\VWHPVVKDOOFRPSO\ZLWKWKHSURYLVLRQVRIWKLVVHFWLRQZKHQ
LQVWDOOHGLQUHWDLOIRRGVWRUHVVTXDUHIHHWRUPRUHFRQGLWLRQHGDUHDDQGWKDWXWLOL]HHLWKHUUHIULJHUDWHGGLVSOD\FDVHVRU
ZDONLQFRROHUVRUIUHH]HUVFRQQHFWHGWRUHPRWHFRPSUHVVRUXQLWVRUFRQGHQVLQJXQLWV7KHOHDNUHGXFWLRQPHDVXUHVDSSO\WR
UHIULJHUDWLRQV\VWHPVFRQWDLQLQJKLJKJOREDOZDUPLQJSRWHQWLDOKLJK*:3UHIULJHUDQWVZLWKD*:3RIRUJUHDWHU1HZ
UHIULJHUDWLRQV\VWHPVLQFOXGHERWKQHZIDFLOLWLHVDQGWKHUHSODFHPHQWRIH[LVWLQJUHIULJHUDWLRQV\VWHPVLQH[LVWLQJIDFLOLWLHV
([FHSWLRQ5HIULJHUDWLRQV\VWHPVFRQWDLQLQJORZJOREDOZDUPLQJSRWHQWLDOORZ*:3UHIULJHUDQWZLWKD*:3YDOXHOHVVWKDQ
DUHQRWVXEMHFWWRWKLVVHFWLRQ/RZ*:3UHIULJHUDQWVDUHQRQR]RQHGHSOHWLQJUHIULJHUDQWVWKDWLQFOXGHDPPRQLDFDUERQ
GLR[LGH&2DQGSRWHQWLDOO\RWKHUUHIULJHUDQWV
5HIULJHUDQWSLSLQJ3LSLQJFRPSOLDQWZLWKWKH&DOLIRUQLD0HFKDQLFDO&RGHVKDOOEHLQVWDOOHG WREHDFFHVVLEOHIRUOHDNSURWHFWLRQ
DQGUHSDLUV3LSLQJUXQVXVLQJWKUHDGHGSLSHFRSSHUWXELQJZLWKDQRXWVLGHGLDPHWHU2'OHVVWKDQLQFKIODUHGWXELQJ
FRQQHFWLRQVDQGVKRUWUDGLXVHOERZVVKDOOQRWEHXVHGLQUHIULJHUDQWV\VWHPVH[FHSWDVQRWHGEHORZ
7KUHDGHGSLSH7KUHDGHGFRQQHFWLRQVDUHSHUPLWWHGDWWKHFRPSUHVVRUUDFN
&RSSHUSLSH&RSSHUWXELQJZLWKDQ2'OHVVWKDQLQFKPD\EHXVHGLQV\VWHPVZLWKDUHIULJHUDQWFKDUJHRI
SRXQGVRUOHVV
$QFKRUDJH2QHIRXWKLQFK2'WXELQJVKDOOEHVHFXUHO\FODPSHGWRDULJLGEDVHWRNHHSYLEUDWLRQOHYHOV
EHORZPLOV
)ODUHGWXELQJFRQQHFWLRQV'RXEOHIODUHGWXELQJFRQQHFWLRQVPD\EHXVHGIRUSUHVVXUHFRQWUROVYDOYHSLORWOLQHVDQGRLO
([FHSWLRQ6LQJOHIODUHGWXELQJFRQQHFWLRQVPD\EHXVHGZLWKDPXOWLULQJVHDOFRDWHGZLWKLQGXVWULDOVHDODQWVXLWDEOHIRUXVH
ZLWKUHIULJHUDQWVDQGWLJKWHQHGLQDFFRUGDQFHZLWKPDQXIDFWXUHU
VUHFRPPHQGDWLRQV
(OERZV6KRUWUDGLXVHOERZVDUHRQO\SHUPLWWHGZKHUHVSDFHOLPLWDWLRQVSURKLELWXVHRIORQJUDGLXVHOERZV
9DOYHV9DOYHV9DOYHVDQGILWWLQJVVKDOOFRPSO\ZLWKWKH&DOLIRUQLD0HFKDQLFDO&RGHDQGDVIROORZV
3UHVVXUHUHOLHIYDOYHV)RUYHVVHOVFRQWDLQLQJKLJK*:3UHIULJHUDQWDUXSWXUHGLVFVKDOOEHLQVWDOOHGEHWZHHQWKHRXWOHW
RIWKHYHVVHODQGWKHLQOHWRIWKHSUHVVXUHUHOLHIYDOYH
3UHVVXUHGHWHFWLRQ$SUHVVXUHJDXJHSUHVVXUHWUDQVGXFHURURWKHUGHYLFHVKDOOEHLQVWDOOHGLQWKHVSDFHEHWZHHQ
WKHUXSWXUHGLVFDQGWKHUHOLHIYDOYHLQOHWWR LQGLFDWHDGLVFUXSWXUHRUGLVFKDUJHRIWKHUHOLHIYDOYH
$FFHVVYDOYHV2QO\6FKUDGHUDFFHVVYDOYHVZLWKDEUDVVRUVWHHOERG\DUHSHUPLWWHGIRUXVH
9DOYHFDSV)RUV\VWHPVZLWKDUHIULJHUDQWFKDUJHRISRXQGVRUPRUHYDOYHFDSVVKDOOEHEUDVVRUVWHHODQGQRW
SODVWLF
6HDOFDSV,IGHVLJQHGIRULWWKHFDSVKDOOKDYHDQHRSUHQH2ULQJLQSODFH
&KDLQWHWKHUV&KDLQWHWKHUVWRILWRYUWKHVWHPDUHUHTXLUHGIRUYDOYHVGHVLJQHGWRKDYHVHDOFDSV
([FHSWLRQ9DOYHVZLWKVHDOFDSVWKDWDUHQRWUHPRYHGIURPWKHYDOYHGXULQJVWHPRSHUDWLRQ
5HIULJHUDWHGVHUYLFHFDVHV5HIULJHUDWHGVHUYLFHFDVHVKROGLQJIRRGSURGXFWVFRQWDLQLQJYLQHJDUDQGVDOWVKDOOKDYH
HYDSRUDWRUFRLOVRIFRUURVLRQUHVLVWDQWPDWHULDOVXFKDVVWDLQOHVVVWHHORUEHFRDWHGWRSUHYHQWFRUURVLRQIURPWKHVH
VXEVWDQFHV
&RLOFRDWLQJ&RQVLGHUDWLRQVKDOOEHJLYHQWRWKHKHDWWUDQVIHUHIILFLHQF\RIFRLOFRDWLQJWRPD[LPL]HHQHUJ\
HIILFLHQF\
5HIULJHUDQWUHFHLYHUV5HIULJHUDQWUHFHLYHUVZLWKFDSDFLWLHVJUHDWHUWKDQSRXQGVVKDOOEHILWWHGZLWKDGHYLFHWKD
LQGLFDWHVWKHOHYHORIUHIULJHUDQWLQWKHUHFHLYHU
3UHVVXUHWHVWLQJ7KHV\VWHPVKDOOEHSUHVVXUHWHVWHGGXULQJLQVWDOODWLRQSULRUWRHYDFXDWLRQDQGFKDUJLQJ
0LQLPXPSUHVVXUH7KHV\VWHPVKDOOEHFKDUJHGZLWKUHJXODWHGGU\QLWURJHQDQGDSSURSULDWHWUDFHUJDVWREULQJ
V\VWHPSUHVVXUHXSWRSVLJPLQLPXP
/HDNV&KHFNWKHV\VWHPIRUOHDNVUHSDLUDQ\OHDNVDQGUHWHVWIRUSUHVVXUHXVLQJWKHVDPHJDXJH
$OORZDEOHSUHVVXUHFKDQJH7KHV\VWHPVKDOOVWDQGXQDOWHUHGIRUKRXUVZLWKQRPRUHWKDQDRQHSRXQG
SUHVVXUHFKDQJHIURPSVLJPHDVXUHGZLWKWKHVDPHJDXJH
(YDFXDWLRQ7KHV\VWHPVKDOOEHHYDFXDWHGDIWHUSUHVVXUHWHVWLQJDQGSULRUWRFKDUJLQJ
)LUVWYDFXXP3XOODV\VWHPYDFXXPGRZQWRDWOHDVWPLFURQVPLFURQVDQGKROGIRUPLQXWHV
6HFRQGYDFXXP3XOODVHFRQGV\VWHPYDFXXPWRDPLQLPXPRIPLFURQVDQGKROGIRUPLQXWHV
7KLUGYDFXXP3XOODWKLUGYDFXXPGRZQWRDPLQLPXPRIPLFURQVDQGKROGIRUKRXUVZLWKDPD[LPXPGULIWRI
PLFURQVRYHUDKRXUSHULRG
&+$37(5,167$//(5 63(&,$/,163(&72548$/,),&$7,216
48$/,),&$7,216
,167$//(575$,1,1*+9$&V\VWHPLQVWDOOHUVVKDOOEHWUDLQHGDQGFHUWLILHGLQWKHSURSHULQVWDOODWLRQRI+9$&V\VWHPVLQFOXGLQJ
GXFWVDQGHTXLSPHQWE\DQDWLRQDOO\RUUHJLRQDOO\UHFRJQL]HGWUDLQLQJRUFHUWLILFDWLRQSURJUDP8QFHUWLILHGSHUVRQVPD\SHUIRUP
+9$&LQVWDOODWLRQVZKHQXQGHUWKHGLUHFWVXSHUYLVLRQDQGUHVSRQVLELOLW\RIDSHUVRQWUDLQHGDQGFHUWLILHGWRLQVWDOO+9$&V\VWHPV
RUFRQWUDFWRUOLFHQVHGWRLQVWDOO+9$&V\VWHPV([DPSOHVRIDFFHSWDEOH+9$&WUDLQLQJDQGFHUWLILFDWLRQSURJUDPVLQFOXGHEXWDUH
QRWOLPLWHGWRWKHIROORZLQJ
6WDWHFHUWLILHGDSSUHQWLFHVKLSSURJUDPV
3XEOLFXWLOLW\WUDLQLQJSURJUDPV
7UDLQLQJSURJUDPVVSRQVRUHGE\WUDGHODERURUVWDWHZLGHHQHUJ\FRQVXOWLQJRUYHULILFDWLRQRUJDQL]DWLRQV
3URJUDPVVSRQVRUHGE\PDQXIDFWXULQJRUJDQL]DWLRQV
2WKHUSURJUDPVDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
63(&,$/,163(&7,21>+&'@:KHQUHTXLUHGE\WKHHQIRUFLQJDJHQF\WKHRZQHURUWKHUHVSRQVLEOHHQWLW\DFWLQJDVWKHRZQHU
VDJHQW
VKDOOHPSOR\RQHRUPRUHVSHFLDOLQVSHFWRUVWRSURYLGHLQVSHFWLRQRURWKHUGXWLHVQHFHVVDU\WRVXEVWDQWLDWHFRPSOLDQFHZLWKWKLV
FRGH6SHFLDOLQVSHFWRUVVKDOOGHPRQVWUDWHFRPSHWHQFHWRWKHVDWLVIDFWLRQRIWKHHQIRUFLQJDJHQF\IRUWKHSDUWLFXODUW\SHRI
LQVSHFWLRQRUWDVNWREHSHUIRUPHG,QDGGLWLRQWRRWKHUFHUWLILFDWLRQVRUTXDOLILFDWLRQVDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\WKH
IROORZLQJFHUWLILFDWLRQVRUHGXFDWLRQPD\EHFRQVLGHUHGE\WKHHQIRUFLQJDJHQF\ZKHQHYDOXDWLQJWKHTXDOLILFDWLRQVRIDVSHFLDO
LQVSHFWRU
&HUWLILFDWLRQE\DQDWLRQDORUUHJLRQDOJUHHQEXLOGLQJSURJUDPRUVWDQGDUGSXEOLVKHU
&HUWLILFDWLRQE\DVWDWHZLGHHQHUJ\FRQVXOWLQJRUYHULILFDWLRQRUJDQL]DWLRQEXLOGLQJSHUIRUPDQFHFRQWUDFWRUVDQGKRPH
HQHUJ\DXGLWRUV
6XFFHVVIXOFRPSOHWLRQRIDWKLUGSDUW\DSSUHQWLFHWUDLQLQJSURJUDPLQWKHDSSURSULDWHWUDGH
2WKHUSURJUDPVDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
1RWHV
6SHFLDOLQVSHFWRUVVKDOOEHLQGHSHQGHQWHQWLWLHVZLWKQRILQDQFLDOLQWHUHVWLQWKHPDWHULDOVRUWKHSURMHFWWKH\DUH
LQVSHFWLQJIRUFRPSOLDQFHZLWKWKLVFRGH
>%6&&*@:KHQUHTXLUHGE\WKHHQIRUFLQJDJHQF\WKHRZQHURUWKHUHVSRQVLEOHHQWLW\DFWLQJDVWKHRZQHU
VDJHQWVKDOOHPSOR\RQHRU
PRUHVSHFLDOLQVSHFWRUVWRSURYLGHLQVSHFWLRQRURWKHUGXWLHVQHFHVVDU\WRVXEVWDQWLDWHFRPSOLDQFHZLWKWKLVFRGH6SHFLDO
LQVSHFWRUVVKDOOGHPRQVWUDWHFRPSHWHQFHWRWKHVDWLVIDFWLRQRIWKHHQIRUFLQJDJHQF\IRUWKHSDUWLFXODUW\SHRILQVSHFWLRQRUWDVN
WREHSHUIRUPHG,QDGGLWLRQWKHVSHFLDOLQVSHFWRUVKDOOKDYHDFHUWLILFDWLRQIURPDUHFRJQL]HGVWDWHQDWLRQDORULQWHUQDWLRQDO
DVVRFLDWLRQDVGHWHUPLQHGE\WKHORFDODJHQF\7KHDUHDRIFHUWLILFDWLRQVKDOOEHFORVHO\UHODWHGWRWKHSULPDU\MREIXQFWLRQDV
GHWHUPLQHGE\WKHORFDODJHQF\
1RWH6SHFLDOLQVSHFWRUVVKDOOEHLQGHSHQGHQWHQWLWLHVZLWKQRILQDQFLDOLQWHUHVWLQWKHPDWHULDOVRUWKHSURMHFWWKH\DUH
LQVSHFWLQJIRUFRPSOLDQFHZLWKWKLVFRGH
9(5,),&$7,216
'2&80(17$7,21'RFXPHQWDWLRQXVHGWRVKRZFRPSOLDQFHZLWKWKLVFRGHVKDOOLQFOXGHEXWLVQRWOLPLWHGWRFRQVWUXFWLRQGRFXPHQWV
SODQVVSHFLILFDWLRQVEXLOGHURULQVWDOOHUFHUWLILFDWLRQLQVSHFWLRQUHSRUWVRURWKHUPHWKRGVDFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
ZKLFKGHPRQVWUDWHVXEVWDQWLDOFRQIRUPDQFH:KHQVSHFLILFGRFXPHQWDWLRQRUVSHFLDOLQVSHFWLRQLVQHFHVVDU\WRYHULI\FRPSOLDQFH
WKDWPHWKRGRIFRPSOLDQFHZLOOEHVSHFLILHGLQWKHDSSURSULDWHVHFWLRQRULGHQWLILHGDSSOLFDEOHFKHFNOLVW
%XLOGLQJFRPSRQHQWV%XLOGLQJHQFORVXUHFRPSRQHQWVLQFOXGHGLQWKHDVVHVVPHQWVKDOOEHOLPLWHGWRJOD]LQJDVVHPEOLHV
LQVXODWLRQDQGH[WHULRUILQLVKHV3ULPDU\DQGVHFRQGDU\VWUXFWXUDOPHPEHUVLQFOXGHGLQWKHDVVHVVPHQWVKDOOEHOLPLWHGWRIRRWLQJVDQG
IRXQGDWLRQVDQGVWUXFWXUDOFROXPQVEHDPVZDOOVURRIVDQGIORRUV
5HIHUHQFHVWXG\SHULRG7KHUHIHUHQFHVWXG\SHULRGRIWKHSURSRVHGEXLOGLQJVKDOOEHHTXDOWRWKHUHIHUHQFHEDVHOLQHEXLOGLQJ
DQGVKDOOEH\HDUV
9HULILFDWLRQRIFRPSOLDQFH$VXPPDU\RIWKH*:3DQDO\VLVSURGXFHGE\WKHVRIWZDUHDQG:RUNVKHHW:6VLJQHGE\WKH
GHVLJQSURIHVVLRQDORIUHFRUGVKDOOEHSURYLGHGLQWKHFRQVWUXFWLRQGRFXPHQWVDVGRFXPHQWDWLRQRIFRPSOLDQFH$FRS\RIWKHZKROH
EXLOGLQJOLIHF\FOHDVVHVVPHQWZKLFKLQFOXGHVWKH*:3DQDO\VLVSURGXFHGE\WKHVRIWZDUHLQDGGLWLRQWRPDLQWHQDQFHDQGWUDLQLQJ
LQIRUPDWLRQVKDOOEHLQFOXGHGLQWKHRSHUDWLRQDQGPDLQWHQDQFHPDQXDODQGVKDOOEHSURYLGHGWRWKHRZQHUDWWKHFORVHRIFRQVWUXFWLRQ
7KHHQIRUFLQJDJHQF\PD\UHTXLUHLQVSHFWLRQDQGLQVSHFWLRQUHSRUWVLQDFFRUGDQFHZLWK6HFWLRQVDQGGXULQJDQGDW
FRPSOHWLRQRIFRQVWUXFWLRQWRGHPRQVWUDWHVXEVWDQWLDOFRQIRUPDQFH,QVSHFWLRQVKDOOEHSHUIRUPHGE\WKHGHVLJQSURIHVVLRQDORI
UHFRUGRUWKLUGSDUW\DFFHSWDEOHWRWKHHQIRUFLQJDJHQF\
3URGXFW*:3FRPSOLDQFH³SUHVFULSWLYHSDWK(DFKSURGXFWWKDWLVSHUPDQHQWO\LQVWDOOHGDQGOLVWHGLQ7DEOHVKDOOKDYHD
7\SH,,,HQYLURQPHQWDOSURGXFWGHFODUDWLRQ(3'HLWKHUSURGXFWVSHFLILFRUIDFWRU\VSHFLILF
',9,6,21(19,5210(17$/48$/,7<
6(&7,21*(1(5$/
6&23(7KHSURYLVLRQVRIWKLVFKDSWHUVKDOORXWOLQHPHDQVRIUHGXFLQJWKHTXDQWLW\RIDLUFRQWDPLQDQWVWKDWDUHRGRURXV
LUULWDWLQJDQGRUKDUPIXOWRWKHFRPIRUWDQGZHOOEHLQJRIDEXLOGLQJ
VLQVWDOOHUVRFFXSDQWVDQGQHLJKERUV
6(&7,21'(),1,7,216
'(),1,7,2167KHIROORZLQJWHUPVDUHGHILQHGLQ&KDSWHUDQGDUHLQFOXGHGKHUHIRUUHIHUHQFH
$57(5,$/+,*+:$<$JHQHUDOWHUPGHQRWLQJDKLJKZD\SULPDULO\IRUWKURXJKWUDIILFXVXDOO\RQDFRQWLQXRXVURXWH
$:(,*+7('6281'/(9(/G%$7KHVRXQGSUHVVXUHOHYHOLQGHFLEHOVDVPHDVXUHGRQDVRXQGOHYHOPHWHUXVLQJWKHLQWHUQDWLRQDOO\
VWDQGDUGL]HG$ZHLJKWLQJILOWHURUDVFRPSXWHGIURPVRXQGVSHFWUDOGDWDWRZKLFK$ZHLJKWLQJDGMXVWPHQWVKDYHEHHQPDGH
%78+285%ULWLVKWKHUPDOXQLWVSHUKRXUDOVRUHIHUUHGWRDV%WX7KHDPRXQWRIKHDWUHTXLUHGWRUDLVHRQHSRXQGRIZDWHURQH
GHJUHH)DKUHQKHLWSHUKRXUDFRPPRQPHDVXUHRIKHDWWUDQVIHUUDWH$WRQRIUHIULJHUDWLRQLV%WXWKHDPRXQWRIKHDW
UHTXLUHGWRPHOWDWRQSRXQGVRILFHDW)DKUHQKHLW
&20081,7<12,6((48,9$/(17/(9(/&1(/$PHWULFVLPLODUWRWKHGD\QLJKWDYHUDJHVRXQGOHYHO/GQH[FHSWWKDWDGHFLEHO
DGMXVWPHQWLVDGGHGWRWKHHTXLYDOHQWFRQWLQXRXVVRXQGH[SRVXUHOHYHOIRUHYHQLQJKRXUVSPWRSPLQDGGLWLRQWRWKH
G%QLJKWWLPHDGMXVWPHQWXVHGLQWKH/GQ
&20326,7(:22'352'8&76&RPSRVLWHZRRGSURGXFWVLQFOXGHKDUGZRRGSO\ZRRGSDUWLFOHERDUGDQGPHGLXPGHQVLW\ILEHUERDUG
´&RPSRVLWHZRRGSURGXFWVµGRHVQRWLQFOXGHKDUGERDUGVWUXFWXUDOSO\ZRRGVWUXFWXUDOSDQHOVVWUXFWXUDOFRPSRVLWHOXPEHU
RULHQWHGVWUDQGERDUGJOXHGODPLQDWHGWLPEHUWLPEHUSUHIDEULFDWHGZRRG,²MRLVWVRUILQJHU²MRLQWHGOXPEHUDOODVVSHFLILHGLQ
&DOLIRUQLD&RGHRI5HJXODWLRQV&&57LWOH6HFWLRQD
1RWH6HH&&57LWOH6HFWLRQ
'$<1,*+7$9(5$*(6281'/(9(//GQ7KH$ZHLJKWHGHTXLYDOHQWFRQWLQXRXVVRXQGH[SRVXUHOHYHOIRUDKRXUSHULRGZLWKD
G%DGMXVWPHQWDGGHGWRVRXQGOHYHOVRFFXUULQJGXULQJQLJKWWLPHKRXUVSPWRDP
'(&,%(/GE$PHDVXUHRQDORJDULWKPLFVFDOHRIWKHPDJQLWXGHRIDSDUWLFXODUTXDQWLW\VXFKDVVRXQGSUHVVXUHVRXQGSRZHU
VRXQGLQWHQVLW\ZLWKUHVSHFWWRDUHIHUHQFHTXDQWLW\
(;35(66:$<$QDUWHULDOKLJKZD\IRUWKURXJKWUDIILFZKLFKPD\KDYHSDUWLDOFRQWURORIDFFHVVEXWZKLFKPD\RUPD\QRWEHGLYLGHG
RUKDYHJUDGHVHSDUDWLRQVDWLQWHUVHFWLRQV
)5((:$<$GLYLGHGDUWHULDOKLJKZD\ZLWKIXOOFRQWURORIDFFHVVDQGZLWKJUDGHVHSDUDWLRQVDWLQWHUVHFWLRQV
*/2%$/:$50,1*327(17,$/*:37KHUDGLDWLYHIRUFLQJLPSDFWRIRQHPDVVEDVHGXQLWRIDJLYHQJUHHQKRXVHJDVUHODWLYHWRDQ
HTXLYDOHQWXQLWRIFDUERQGLR[LGHRYHUDJLYHQSHULRGRIWLPH&DUERQGLR[LGHLVWKHUHIHUHQFHFRPSRXQGZLWKD*:3RIRQH
*/2%$/:$50,1*327(17,$/9$/8(*:39$/8($\HDU*:3YDOXHSXEOLVKHGE\WKH,QWHUJRYHUQPHQWDO 3DQHORQ&OLPDWH
&KDQJH,3&&LQHLWKHULWV6HFRQG$VVHVVPHQW5HSRUW6$5,3&&RULWV)RXUWK$VVHVVPHQW$5HSRUW$5
,3&&7KH6$5*:3YDOXHVDUHIRXQGLQFROXPQ6$5\URI7DEOHWKH$5*:3YDOXHVDUHIRXQGLQ
FROXPQ\URI7DEOH
+,*+*:35()5,*(5$17$FRPSRXQGXVHGDVDKHDWWUDQVIHUIOXLGRUJDVWKDWLVDDFKORURIOXRURFDUERQD
K\GURFKORURIOXRURFDUERQDK\GURIOXRURFDUERQDSHUIOXRURFDUERQRUDQ\FRPSRXQGRUEOHQGRIFRPSRXQGVZLWKD*:3YDOXH
HTXDOWRRUJUHDWHUWKDQRU%DQ\R]RQHGHSOHWLQJVXEVWDQFHDVGHILQHGLQ7LWOHRIWKH&RGHRI)HGHUDO5HJXODWLRQV
3DUWVHFDVDPHQGHG0DUFK
/21*5$',86(/%2:3LSHILWWLQJLQVWDOOHGEHWZHHQWZROHQJWKVRISLSHRUWXELQJWRDOORZDFKDQJHRIGLUHFWLRQZLWKDUDGLXV
WLPHVWKHSLSHGLDPHWHU
/2:*:35()5,*(5$17$FRPSRXQGXVHGDVDKHDWWUDQVIHUIOXLGRUJDVWKDW$KDVD*:3YDOXHOHVVWKDQDQG%LVQRWDQ
R]RQHGHSOHWLQJVXEVWDQFHDVGHILQHGLQ7LWOHRIWKH&RGHRI)HGHUDO5HJXODWLRQV3DUWVHFDVDPHQGHG0DUFK
0(59)LOWHUPLQLPXPHIILFLHQF\UHSRUWLQJYDOXHEDVHGRQ$6+5$(²
0$;,080,1&5(0(17$/5($&7,9,7<0,57KHPD[LPXPFKDQJHLQZHLJKWRIR]RQHIRUPHGE\DGGLQJDFRPSRXQGWRWKH%DVH
5HDFWLYH2UJDQLF*DV52*0L[WXUHSHUZHLJKWRIFRPSRXQGDGGHGH[SUHVVHGWRKXQGUHWKVRIDJUDPJ2J52&
352'8&7:(,*+7('0,53:0,57KHVXPRIDOOZHLJKWHG0,5IRUDOOLQJUHGLHQWVLQDSURGXFWVXEMHFWWRWKLVDUWLFOH7KH3:0,5LVWKH
WRWDOSURGXFWUHDFWLYLW\H[SUHVVHGWRKXQGUHGWKVRIDJUDPRIR]RQHIRUPHGSHUJUDPRISURGXFWH[FOXGLQJFRQWDLQHUDQG
SDFNDJLQJ
36,*3RXQGVSHUVTXDUHLQFKJXDJH
5($&7,9(25*$1,&&203281'52&$Q\FRPSRXQGWKDWKDVWKHSRWHQWLDORQFHHPLWWHGWRFRQWULEXWHWRR]RQHIRUPDWLRQLQWKH
WURSRVSKHUH
6&+5$'(5$&&(669$/9(6$FFHVVILWWLQJVZLWKDYDOYHFRUHLQVWDOOHG
6+2575$',86(/%2:3LSHILWWLQJLQVWDOOHGEHWZHHQWZROHQJWKVRISLSHRUWXELQJWRDOORZDFKDQJHRIGLUHFWLRQZLWKDUDGLXV
WLPHVWKHSLSHGLDPHWHU
683(50$5.(7)RUWKHSXUSRVHVRI6HFWLRQDVXSHUPDUNHWLVDQ\UHWDLOIRRGIDFLOLW\ZLWKVTXDUHIHHWRUPRUH
FRQGLWLRQHGDUHDDQGWKDWXWLOL]HVHLWKHUUHIULJHUDWHGGLVSOD\FDVHVRUZDONLQFRROHUVRUIUHH]HUVFRQQHFWHGWRUHPRWH
FRPSUHVVRUXQLWVRUFRQGHQVLQJXQLWV
92&$YRODWLOHRUJDQLFFRPSRXQGEURDGO\GHILQHGDVDFKHPLFDOFRPSRXQGEDVHGRQFDUERQFKDLQVRUULQJVZLWKYDSRUSUHVVXUHV
JUHDWHUWKDQPLOOLPHWHUVRIPHUFXU\DWURRPWHPSHUDWXUH7KHVHFRPSRXQGVW\SLFDOO\FRQWDLQK\GURJHQDQGPD\FRQWDLQ
R[\JHQQLWURJHQDQGRWKHUHOHPHQWV6HH&&57LWOH6HFWLRQD
1RWH:KHUHVSHFLILFUHJXODWLRQVDUHFLWHGIURPGLIIHUHQWDJHQFLHVVXFKDV6&$40'$5%HWFWKH92&GHILQLWLRQLQFOXGHGLQ
WKDWVSHFLILFUHJXODWLRQLVWKHRQHWKDWSUHYDLOVIRUWKHVSHFLILFPHDVXUHLQTXHVWLRQ
6(&7,21),5(3/$&(6
),5(3/$&(6,QVWDOORQO\DGLUHFWYHQWVHDOHGFRPEXVWLRQJDVRUVHDOHGZRRGEXUQLQJILUHSODFHRUDVHDOHGZRRGVWRYHRUSHOOHW
VWRYHDQGUHIHUWRUHVLGHQWLDOUHTXLUHPHQWVLQWKH&DOLIRUQLD(QHUJ\&RGH7LWOH3DUW6XEFKDSWHU6HFWLRQ
:RRGVWRYHVSHOOHWVWRYHVDQGILUHSODFHVVKDOOFRPSO\ZLWKDSSOLFDEOHORFDORUGLQDQFHV
:RRGVWRYHV:RRGVWRYHVDQGSHOOHWVWRYHVVKDOOFRPSO\ZLWK86(3$1HZ6RXUFH3HUIRUPDQFH6WDQGDUGV1636HPLVVLRQ
OLPLWVDVDSSOLFDEOHDQGVKDOOKDYHDSHUPDQHQWODEHOLQGLFDWLQJWKH\DUHFHUWLILHGWRPHHWWKHHPLVVLRQOLPLWV
6(&7,2132//87$17&21752/
7(0325$5<9(17,/$7,217KHSHUPDQHQW+9$&V\VWHPVKDOORQO\EHXVHGGXULQJFRQVWUXFWLRQLIQHFHVVDU\WRFRQGLWLRQWKH
EXLOGLQJRUDUHDVRIDGGLWLRQRUDOWHUDWLRQZLWKLQWKHUHTXLUHGWHPSHUDWXUHUDQJHIRUPDWHULDODQGHTXLSPHQWLQVWDOODWLRQ,IWKH
+9$&V\VWHPLVXVHGGXULQJFRQVWUXFWLRQXVHUHWXUQDLUILOWHUVZLWKD0LQLPXP(IILFLHQF\5HSRUWLQJ9DOXH0(59RIEDVHG
RQ$6+5$(RUDQDYHUDJHHIILFLHQF\RIEDVHGRQ$6+5$(5HSODFHDOOILOWHUVLPPHGLDWHO\SULRU
WRRFFXSDQF\RULIWKHEXLOGLQJLVRFFXSLHGGXULQJDOWHUDWLRQDWWKHFRQFOXVLRQRIFRQVWUXFWLRQ
&RYHULQJRIGXFWRSHQLQJVDQGSURWHFWLRQRIPHFKDQLFDOHTXLSPHQWGXULQJFRQVWUXFWLRQ$WWKHWLPHRIURXJKLQVWDOODWLRQDQGGXULQJVWRUDJH
RQWKHFRQVWUXFWLRQVLWHXQWLOILQDOVWDUWXSRIWKHKHDWLQJFRROLQJDQGYHQWLODWLRQHTXLSPHQWDOOGXFWDQGRWKHUUHODWHGDLU
GLVWULEXWLRQFRPSRQHQWRSHQLQJVVKDOOEHFRYHUHGZLWKWDSHSODVWLFVKHHWPHWDORURWKHUPHWKRGVDFFHSWDEOHWRWKHHQIRUFLQJ
DJHQF\WRUHGXFHWKHDPRXQWRIGXVWZDWHUDQGGHEULVZKLFKPD\HQWHUWKHV\VWHP
),1,6+0$7(5,$/32//87$17&21752/)LQLVKPDWHULDOVVKDOOFRPSO\ZLWK6HFWLRQVWKURXJK
$GKHVLYHVVHDODQWVDQGFDXONV$GKHVLYHVVHDODQWVDQGFDXONVXVHGRQWKHSURMHFWVKDOOPHHWWKHUHTXLUHPHQWVRIWKH
IROORZLQJVWDQGDUGV
$GKHVLYHVDGKHVLYHERQGLQJSULPHUV DGKHVLYHSULPHUVVHDODQWVVHDODQWSULPHUVDQGFDXONVVKDOOFRPSO\ZLWKORFDORU
UHJLRQDODLUSROOXWLRQFRQWURORUDLUTXDOLW\PDQDJHPHQWGLVWULFWUXOHVZKHUHDSSOLFDEOHRU6&$40'5XOH92&OLPLWV
DVVKRZQLQ7DEOHVDQG6XFKSURGXFWVDOVRVKDOOFRPSO\ZLWKWKH5XOHSURKLELWLRQRQWKHXVHRI
FHUWDLQWR[LFFRPSRXQGVFKORURIRUPHWK\OHQHGLFKORULGHPHWK\OHQHFKORULGHSHUFKORURHWK\OHQHDQGWULFKORURHWK\OHQH
H[FHSWIRUDHURVROSURGXFWVDVVSHFLILHGLQVXEVHFWLRQEHORZ
$HURVRODGKHVLYHVDQGVPDOOHUXQLWVL]HVRIDGKHVLYHVDQGVHDODQWRUFDXONLQJFRPSRXQGVLQXQLWVRISURGXFWOHVVSDFNDJLQJ
ZKLFKGRQRWZHLJKPRUHWKDQRQHSRXQGDQGGRQRWFRQVLVWRIPRUHWKDQIOXLGRXQFHVVKDOOFRPSO\ZLWKVWDWHZLGH92&
VWDQGDUGVDQGRWKHUUHTXLUHPHQWVLQFOXGLQJSURKLELWLRQVRQXVHRIFHUWDLQWR[LFFRPSRXQGVRI&DOLIRUQLD&RGHRI
5HJXODWLRQV7LWOHFRPPHQFLQJZLWK6HFWLRQ
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
21
/
<
7
0$1'$725<0($685(6
*5((1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
Page 27 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
2
1/
<
$&
31 JUL 26
7232*5$3+,&6859(<
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
Page 28 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
21
/
<
$&
(;,67,1*
'(02/,7,213/$1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
,?0:;05.:0;,+,4630;06573(5
$
3$5.,1*
12
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
3$5.,1*
12
3$5.,1*
12
1
(
6
(
1
(
1
:
)$50+286(/$1(
$/
/
(
1
(
:
$
<
1
(
(;,67,1*%8,/',1*
(;,67
75$6+
(;,67
3$7,2
$5($2):25.
6+2:1+$7&+('
'(02/,7,21*(1(5$/127(6
,WLVWKHUHVSRQVLELOLW\RIWKH*HQHUDO&RQWUDFWRUWRYHULI\DOOH[LVWLQJ
FRQGLWLRQVSULRUWRDQ\ZRUN7KH$UFKLWHFWVKDOOEHQRWLILHGRIDQ\DQG
DOOGLVFUHSDQFLHVSULRUWRSURFHHGLQJZLWKDQ\ZRUN
,WLVWKHUHVSRQVLELOLW\RIWKH*HQHUDO&RQWUDFWRUWROHDYHWKHSURMHFW
DUHDLQDFOHDQVDIHDQGRUGHUO\FRQGLWLRQ7KH&RQWUDFWRUVKDOOPDLQWDLQ
DOOSXEOLFDUHDVIUHHRIFRQVWUXFWLRQPDWHULDODQGGHEULV
,WLVWKHUHVSRQVLELOLW\RIWKH*HQHUDO&RQWUDFWRUWROHDYHDOOH[LVWLQJ
H[LWVDQGGULYHDLVOHVXQEORFNHG
,WLVWKHUHVSRQVLELOLW\RIWKH*HQHUDO&RQWUDFWRUWRVDIHO\FDSVHDORU
WHUPLQDWHDOOXWLOLW\FRPSRQHQWVDVQHFHVVDU\DWDUHDRIZRUN
$OOLWHPVWREHUHXVHGRUUHWXUQHGWRRZQHUVKDOOEHPDLQWDLQHGLQJRRG
FRQGLWLRQ$OOLWHPVWREHUHPRYHGVKDOOEHPDLQWDLQHGE\WKHRZQHU
DWKLVGLVFUHWLRQRUVKDOOEHUHPRYHGRIIVLWHWREHUHF\FOHGRU
GHOLYHUHGWRDQDSSURSULDWHGXPSVLWH$OOPDWHULDOVVKDOOEHGLVSRVHGRI
LQDFFRUGDQFHZLWKORFDODJHQF\UHTXLUHPHQWV
'(02/,7,215()(5(1&(127(6
(;,67,1*&21&&85%72%(5(029('
(;,67,1*&85%*877(572%(5(029('
(;,67,1*&85%3/$17(572%(5(029('
(;,67,1*$&3$9,1*72%(5(029('6+2:16+$'('
(;,67,1*&21&:$/.72%(5(029('72&251(52)%8,/',1*
(;,67,1*&21&:+((/672372%(5(029('7<3
(;,67,1*3$9(5672%(5(029('$1'6725(')255(86(
(;,67,1*32/(/,*+7 &21&%$6(72%(5(029('7<32)
(;,67,1*$66(6625<6758&785(72%(5(029('
(;,67,1*),5(+<'5$17725(0$,1
Page 29 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
$&
14 AUG 26
6,7(3/$1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
08 SEPT 26
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
:0;,73(5
$
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
;
3$5.,1*
12
3$5.,1*
12
1
(
6
(
1
(
1
:
)$50+286(/$1(
$/
/
(
1
(
:
$
<
6
3
#
6
3
#
(;
,
6
7
,
1
*
7
2
5
(
0
$
,
1
(;
,
6
7
,
1
*
7
2
5
(
0
$
,
1
6
3
#
6
3
#
(;
,
6
7
7
2
5
(
0
$
,
1
6
3
#
6
3
#
63#
63#
63#
63#
6
3
#
6
3
#
6
3
#
(;
,
6
7
,
1
*
7
2
5
(
0
$
,
1
6
3
#
6
3
#
(;
,
6
7
,
1
*
7
2
5
(
0
$
,
1
(;,67,1*725(0$,1
(;,67,1*725(0$,1
0,1
0,1
0,1
0,
1
0,1
0,1
%/'*6(7%$&.
(;,67%/'*
%/'*6(7%$&.
%/
'
*
6
(
7
%
$
&
.
%/
'
*
$
'
'
,
7
,
2
1
%/
'
*
6
(
7
%
$
&
.
(;
,
6
7
%
/
'
*
38
(
9(5,)<&/572
(;,67/,*+732/(
$/
,
*
1
:
(;
,
6
7
$
,
6
/
(
(;,67
&85%
$/
,
*
1
:
(;
,
6
7
$
,
6
/
(
$/
,
*
1
:
(
;
,
6
7
$
,
6
/
(
(95($'<(9&$3$%/(
$/
,
*
1
(9&$3$%/((9&$3$%/(
:
(
1
(;,67,1*%8,/',1*
(;,67
75$6+
(;,67
3$7,2
352326('$'',7,21
&
%
F %%%
%%
%
$
%
$
$
%
%
%
%
$%
%
$
$
$
$
%
%
%
$
%
&
F
$$$&&
%
%
%%)
%
$$
$
6,7(3/$15()(5(1&(127(6
(;,67,1*6,'(:$/.&85% *877(5
(;,67,1*'5,9(:$<$3352$&+
6,7(5(7$,1,1*:$//5()(572&,9,/':*6
$(;,67,1*725(0$,1
%1(:
$&3$9(''5,9($1'3$5.,1*$5($6
$(;,67,1*725(0$,1
%1(:
3(59,2863$9(565()(572&,9,/':*6
&21&5(7(:$/.
$(;,67,1*725(0$,1
%1(:
&21&5(7(6/$%$7'5,9($5($6&21&:,7+$72&
($:$<29(5&/,,%$6(:(;3-2,176$66+2:1
&21&&85%
$(;,67,1*725(0$,1
%1(:+,*+7<3$7$//3$5.,1*$5($65()(572&,9,/
&1(:)/86+&85%5()(572&,9,/
&85%23(1,1*5()(572&,9,/':*6
9$//(<*877(55()(572&,9,/':*6
&21&5(7(:+((/67236
&21&&85%5$030$;6/23(5()(572&,9,/':*6
7581&$7(''20(6,167$//('%(+,1')/86+&21&&85%
&$529(5+$1*$//2:$1&(7<3
3/$17,1*$5($5()(5723/$17,1*3/$1
75$)),&3$,17,1$&&25'$1&(:,7+&,7<67$1'$5'6
7+528*+
$02725&<&/(+,*+/(77(56
%123$5.,1*+,*+/(77(56 675,3(6#2&0$;
&'(6,*1$7('3$5.,1*3(53/$1
3$5.,1*/2732/(/,*+7),;785(5()(572(/(&':*6
$(;,67,1*725(0$,1
%1(:
%,.(5$&.
$(;,67,1*725(0$,1%,.(6
%1(:
3($.
6,1*/(6,'('%,.(6
9(+,&/(&+$5*,1*67$7,21'8$/+($'7<32)
$1(:,167$//7<32)
%)8785(,167$//7<32)
[&/($563$&($7(9&+$5*(5
$'$3$5.,1*6,*1$*(
$2132/(
%21:$//
(;,67,1*75$6+(1&/2685(
(;,67,1*(/(&75,&$/(48,30(17$1'$662&,$7('%2//$5'6
5()(572(/(&7':*6
(;,67,1*),5(+<'5$175()(572&,9,/':*6
(;,67,1*:22')(1&(3$7,2(1&/2685(
(;,67,1*&+$,1/,1.)(1&(
(;,67,1*'28%/('(7(&725&+(&.9$/9(5()(572&,9,/':*6
(;,67,1*:$7(50(7(5
(;,67,1*(/(&75,&$/(48,30(175()(572(/(&':*6
(;,67,1**5$9(/52$'
(;,67,1*02180(176,*1
(;,67,1*62/$53$1(/&$123<
(;,67,1*($6(0(175()(5726+((7$&)25($6(0(170$3
$
:,'(38%/,&87,/,7<
%
),5($&&(66$1'35,9$7(87,/,7<($6(0(17
&67250'5$,1($6(0(17
'(;,67,1*5(&,352&$/$&&(66($6(0(17
(
:,'(675((775((($6(0(17
)
:,'(),5(/,1(($6(0(17
*
3* (($6(0(17
+(;,67,1*52$'($6(0(17
-
$&&(66($6(0(17
.,1*5(66(*5(66$1'87,/,7,(6($6(0(17
/38($1'87,/,7<($6(0(173(5'2&12
(;,67,1*&85%*877(5 ',
3$5.,1*/27675,3(3(5&,7<67'
6,7(127(6
7KH*HQHUDO&RQWUDFWRUVKDOOEHUHVSRQVLEOHIRUILHOGYHULI\LQJDOO
H[LVWLQJFRQGLWLRQV$OOGLVFUHSDQFLHVVKDOOEHEURXJKWWRWKHLPPHGLDWH
DWWHQWLRQRIWKH$UFKLWHFW
)RUXWLOLWLHVUHIHUWR&LYLOVKHHWV
$OOQHZFXUEUDGLXVQRWQRWHGRWKHUZLVHVKDOOEH
$OOQHZSDUNLQJVSDFHVWULSLQJVKDOOFRQIRUPWR&LW\RI6DQ/XLV2ELVSR
(QJLQHHULQJ6WDQGDUGV
3RUWDEOH$%&ILUHH[WLQJXLVKHUVVKDOOEHRQVLWHGXULQJ
FRQVWUXFWLRQSHU&)&6WDQGDUG
$VHSDUDWHHQFURDFKPHQWSHUPLWLVUHTXLUHGIRUDQ\ZRUNLQWKHSXEOLF
ULJKWRIZD\LQFOXGLQJEXWQRWOLPLWHGWRXWLOLWLHVFXUEJXWWHUVVLGHZDON
GULYHZD\VLGHZDONXQGHUGUDLQVVWUHHWWUHHSODQWLQJVWUHHWSDYLQJDQG
SHGHVWULDQSURWHFWLRQ
$WUDIILFFRQWURODQGRUSHGHVWULDQSURWHFWLRQSODQVKDOOEHVXEPLWWHG
WRWKH3XEOLF:RUNV'HSDUWPHQWIRUUHYLHZDQGDSSURYDOSULRUWR
HQFURDFKPHQWSHUPLWLVVXDQFH
$
$
%
&
&
%
%
$
%
$
%
$
%
$
-
+
*
$
(
&
'
)
'
-
.
/
Page 30 of 43
PARKINGNO PARKINGNO
••••••••••••••••••••••••
G
G
G
G
G G G
G
G
G
G
G
G
G
G
G
G
GGGGGGGGGGGGGGGGGG
2:
1
2:1
2332
284 HIGUERA STREET
SAN LUIS OBISPOCA 93401
(805) 543 - 0300
1146 FARM HOUSE LANESAN LUIS OBISPOCA 93401
TRI-COUNTIESREGIONAL CENTER
BUILDING
ADDITION
FARMHOUSE
DEVELOPMENT, LLC
SAN LUIS OBISPO, CA
IDAHO FALLS, ID
4715 E 65TH S
IDAHO FALLS, ID 83406
PHONE (805) 459-2715
No. 80124
C - 1
PRELIMINARY
GRADING PLAN
Page 31 of 43
2332
284 HIGUERA STREET
SAN LUIS OBISPOCA 93401
(805) 543 - 0300
1146 FARM HOUSE LANESAN LUIS OBISPOCA 93401
TRI-COUNTIESREGIONAL CENTER
BUILDING
ADDITION
FARMHOUSE
DEVELOPMENT, LLC
SAN LUIS OBISPO, CA
IDAHO FALLS, ID
4715 E 65TH S
IDAHO FALLS, ID 83406
PHONE (805) 459-2715
No. 80124
C - 2
PRELIMINARY SITE
SECTIONS
Page 32 of 43
PARKING
NO PARKINGNO
SS
SS
SS
SS
SS
SS
SS
SSSSSS
SS
SS
SS
SS
SS
SS
SS
SS
WWWWWWW
W
W
W
W
W
W
W
W W W W W W W W W W W W W W W W
W
W
W
W
W
W W W W
W
W
W
W
W
W
W
W
W
W
W
W
SSSSSSSSSS
SS
SS
SS
SS
SS
SS
S
S
S
S
S
S
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SSSSSSSS
SS
SS
SS
••••••••••••••••••••••••
G
G
G
G
G G G
G
G
G
G
G
G
G
G
G
G
GGGGGGGGGGGGGGGGGGG
G
G
G
G
G
G
G
2332
284 HIGUERA STREET
SAN LUIS OBISPOCA 93401
(805) 543 - 0300
1146 FARM HOUSE LANESAN LUIS OBISPOCA 93401
TRI-COUNTIESREGIONAL CENTER
BUILDING
ADDITION
FARMHOUSE
DEVELOPMENT, LLC
SAN LUIS OBISPO, CA
IDAHO FALLS, ID
4715 E 65TH S
IDAHO FALLS, ID 83406
PHONE (805) 459-2715
No. 80124
C - 3
PRELIMINARY
UTILITY PLAN
Page 33 of 43
X XX XXXXXX
XXXX
X
X X X
XXX
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
WWWWWW W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W
W
W
W
W
W
W
W
W
W
W
W W W W W W W W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
W
SSSS
SS SS SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SS
SSSSSS
W W W W
G
G
G
G
G
G
G
G
G G G G G G G
G
G
G
G
G
G
G
G
G G
G
G
G
G
G
G
G
G
G
G
G
GGGGGGGGGGGGGGGGGGGGGGGGGGGGGGGG
(E) BUILDING
FARMHOUSE LANE
(E) PARKING LOT
(P) PARKING LOT
(P) BUILDING
SCOPE OF WORK
(E
)
P
A
R
K
I
N
G
L
O
T
(
P
)
P
A
R
K
I
N
G
L
O
T
(P
)
P
A
R
K
I
N
G
L
O
T
S
SS
SSS
SS
G G G G
G
GGG
C
S
SS
SS SSSS
G
GGGGGGGG
GGGGG
GGGGGGGG
G
GGGG
SS
GGGGGGGGGGGGGGGG
G
XX
XXX
XX
XXXX
XXXX
XX
XXX
XXXXXXXX
XXXXXXXXXXXXXXXXX
X
XX
XX X XXX X
XXXXX
X X
XX
XXXXXXXXXXXXX
XXXXXXXXXXX
XXX
XXXXXXX
XXXXXXXXXXXXXX XX
XXX
X X
XXXXXXXXXXXXX
X X X
XXXXXX
X
XXXXXXXXXXXX
CCCCCCCCCCC
X
XXX
X XXXXXXX
XXX
X XX
XXXX
XXX
XX
XX
XXX
X X
X
X X
XXXXX
XX XXXXXXXXXXXXXXX
XXXX
X XXX
XX
X
XXX X
XXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXX XX
XXXX
XXXX X
XX X
XXXX
X XX X
X
X
XXX
X
XXXXXXXXXXXXXXXXXXXXXX
XXXXX XX XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX X XXXXXXX XXX XX XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
CCCCC
(E) IRRG MAINLINE
STUB-OUT
(E) IRRG MAINLINE
STUB-OUT
(E) IRRG CONTROLLER
(E) TREE
TO BE IMPACTED
WATER CONSERVATION STATEMENT
THE CONCEPTUAL LANDSCAPE PLAN, CONCURRENT WITH THE
FORTHCOMING PLANTING AND IRRIGATION CONSTRUCTION
DOCUMENTS, DETAILS, AND SPECIFICATIONS, DEMONSTRATE THAT THIS
PROJECT COMPLIES WITH THE CA MODEL WATER EFFICIENT LANDSCAPE
ORDINANCE (MWELO) AND INCORPORATES CURRENT WATER
CONSERVATION METHODOLOGIES & BEST PRACTICES, INCLUDING THE
FOLLOWING:
1. EFFICIENT IRRIGATION SYSTEM:SMART IRRIGATION
CONTROLLERS (INCLUDES WEATHER-BASED SENSOR), WHICH
AUTOMATICALLY ADJUST WATERING SCHEDULES BASED ON REAL-TIME
WEATHER, AND DRIP IRRIGATION, WHERE APPROPRIATE, ARE USED TO
REDUCE WATER USE AND MINIMIZE EVAPORATION. A DEDICATED
LANDSCAPE IRRIGATION WATER METER AND BACKFLOW PREVENTION
DEVICE SHALL BE PROVIDED FOR WATER CONSUMPTION TRACKING
AND WATER PROTECTION.2. HYDROZONES:PLANTS ARE GROUPED BY SIMILAR WATER, SUN,
AND SOIL REQUIREMENTS TO MAXIMIZE IRRIGATION EFFICIENCY.
3. LOW WATER USE PLANTING:CLIMATE-APPROPRIATE AND
LARGELY LOW WATER USE PLANT SPECIES ARE SELECTED WHICH
REQUIRE MINIMAL SUPPLEMENTAL IRRIGATION ONCE ESTABLISHED.
6. PLANTING DESIGN:PLANTS ARE INTENTIONALLY LOCATED TO
PROVIDE PASSIVE-SOLAR ACCESS, WIND DEFLECTION, SCREENING
THROUGHOUT THE SEASONS, AND SHADE OVER HARDSCAPE AREAS.
7. MULCHING: PLANTING AREAS RECEIVE 3" OF MULCH WHICHREDUCES EVAPORATION, MODERATES SOIL TEMPERATURE, ANDIMPROVES MOISTURE RETENTION.8. SOIL IMPROVEMENTS:SOIL AMENDMENTS ARE ADDED TO
INCREASE WATER RETENTION AND PROMOTE DEEPER ROOT
GROWTH, WHICH REDUCES IRRIGATION NEEDS.
CITY REQUIREMENTS
LANDSCAPE AREA
LANDSCAPE AREA SHALL BE A MINIMUM OF 10% OF THE SITE AREA.
BUILDING 19,213 SF 17 %
AC PAVING 35,213 SF 32 %
CONC WALK/PAVING 9,415 SF 9 %
GRAVEL ROAD 6,203 SF 6 %
PERVIOUS PAVING 5,061 SF 5 %
LANDSCAPING 33,537 SF 32 %
TOTAL 110,642 SF 100 %
EXISTING TREE MITIGATION
EXISTING TREES TO BE REMOVED SHALL BE MITIGATED AT A MINIMUM RATIO
OF 1:1 ONSITE. REPLACEMENT TREES SHALL BE SELECTED FROM THE ZONE 1
CATEGORY OF THE APPROVED CITY TREE LIST (ENGINEERING STANDARD 8010),
OR AS APPROVED BY THE CITY ARBORIST.
REMOVED IMPACTED REQ'D PROVIDED
ON-SITE 5 1 6 38
PARKING LOT CANOPY
PLANS ARE COMPLIANT WITH AIRPORT AREA SPECIFIC PLAN 5.4.4. TREES SHADE
AT LEAST 50% OF THE PARKING LOT WITHIN 10 YEARS AND FORM A NEARLY
CONTINUOUS CANOPY AT MATURITY. TREES SHALL BE SELECTED FROM THE
ZONE 1 APPROVED CITY TREE LIST (ENGINEERING STANDARD 8010), OR AS
APPROVED BY THE CITY ARBORIST.
STREET TREES
TREES SHALL BE PLANTED AT A MIN. OF ONE STREET TREE PER 35-FT OF STREET
FRONTAGE ALONG FARMHOUSE LANE, IN ACCORDANCE WITH UNIFORM
DESIGN CRITERIA 1010 3.1.23. STREET TREES SHALL BE SELECTED FROM THE
ZONE 1 CATEGORY OF THE APPROVED CITY TREE LIST (ENGINEERING
STANDARD 8010), OR AS APPROVED BY THE CITY ARBORIST.
REQ'D (1:35') PROVIDED
PUBLIC RIGHT-OF-WAY (260') 7 7
PLANTING LEGEND
EXISTING PLANTING AREA TO REMAIN
PROPOSED PLANTING AREA
PROPOSED BIORETENTION AREA
MASTER PLAN
MWELO REQUIREMENTS
MAWA + ETWU CALCULATIONS FOR NEW & REHABILITATED NON-RESIDENTIAL LANDSCAPES:
PLANT PALETTE SUNSET ZONE: 17
NOTE: THE PROPOSED PLANT SPECIES LISTED BELOW WERE CAREFULLY SELECTED TO COMPLEMENT AND MATCH THE EXISTING ON-SITE PLANT PALETTE IN ORDER TO MAINTAIN SITE
CONSISTENCY AND AESTHETIC COHESION.
These drawings are instruments of service and are
property of Pults & Associates, LLP.
All design and other information on the drawings are fo
use on the specified project
and shall not be used otherwise without the
expressed written permission of
Pults & Associates, LLP.
Architecture, Planning & Graphics
3592 Sacramento Dr, Suite 140
San Luis Obispo, California 93401
805/541-5604 voice
2332
Date:
Revised:
Job No:
Sheet:
Project:
Consultant:
Sheet Contents:
Client:
284 HIGUERA STREETSAN LUIS OBISPOCA 93401
(805) 543 - 0300
1146 FARM HOUSE LANESAN LUIS OBISPOCA 93401
TRI-COUNTIESREGIONAL CENTER
BUILDING
ADDITION
FARMHOUSE
DEVELOPMENT, LLC
0'10' 20' 30'
SCALE: 1" = 10'-0"
CTE
Signature
Renewal Date
Lic. No. 5431
COF
R
AT
T
S
E
SI
GE
FLAI
T
O
AINR
CE
T
I
H
D
D D.
N
tocS
L A
ER h
E
g
P
i
t R
ArW
CSA
10/31/26
t
09/08/2026
CONCEPTUALLANDSCAPE PLAN
L - 1.1
PROPOSED PLANTING AREA PROPOSED BIORETENTION AREA
EXISTING TREE LEGEND
SYMBOL PHOTO BOTANICAL / COMMON NAME SIZE DBH STATUS
TREES
LAGERSTROEMIA INDICA X FAURIEI 'NATCHEZ'NATCHEZ CRAPE MYRTLE SINGLE TRUNK 2"(E) TO BE REMOVED
LAGERSTROEMIA INDICA X FAURIEI 'NATCHEZ'
NATCHEZ CRAPE MYRTLE SINGLE TRUNK 2"(E) TO BE REMOVED
LAGERSTROEMIA INDICA X FAURIEI 'NATCHEZ'
NATCHEZ CRAPE MYRTLE SINGLE TRUNK 2"(E) TO BE REMOVED
QUERCUS AGRIFOLIACOAST LIVE OAK SINGLE TRUNK 2.5"(E) TO BE REMOVED
QUERCUS AGRIFOLIA
COAST LIVE OAK SINGLE TRUNK 1.5"(E) TO BE REMOVED
A
A B C
B
C
D
E
D E
PHOTO SYMBOL CODE BOTANICAL / COMMON NAME SIZE WUCOLS
LI LAGERSTROEMIA INDICA X FAURIEI 'TUSCARORA'TUSCARORA CRAPE MYRTLE EXISTING L
MS MAGNOLIA GRANDIFLORA 'SAMUEL SOMMER'
SAMUEL SOMMER SOUTHERN MAGNOLIA EXISTING M
PC PISTACIA CHINENSIS 'KEITH DAVEY'
KEITH DAVEY CHINESE PISTACHE 24" BOX L
PK PYRUS KAWAKAMIIEVERGREEN PEAR EXISTING M
QA QUERCUS AGRIFOLIACOAST LIVE OAK 24" BOX L
QA2 QUERCUS AGRIFOLIACOAST LIVE OAK EXISTING L
UT ULMUS PARVIFOLIA 'TRUE GREEN'
TRUE GREEN LACEBARK ELM 24" BOX L
PHOTO SYMBOL CODE BOTANICAL / COMMON NAME SIZE WUCOLS
CL CALLISTEMON VIMINALIS 'LITTLE JOHN'
LITTLE JOHN WEEPING BOTTLEBRUSH 5 GAL L
DV DIANELLA TASMANICA 'VARIEGATA'
VARIEGATED FLAX LILY 5 GAL M
DG DIETES GRANDIFLORAFORTNIGHT LILY 5 GAL L
MR MUHLENBERGIA RIGENSDEER GRASS 1 GAL L
OL OLEA EUROPAEA 'MONTRA'
LITTLE OLLIE® OLIVE 5 GAL L
PR PHORMIUM TENAX 'RAINBOW MAIDEN'
RAINBOW MAIDEN NEW ZEALAND FLAX 15 GAL L
WB WESTRINGIA FRUTICOSA 'BLUE GEM'
BLUE GEM COAST ROSEMARY 5 GAL L
PHOTO SYMBOL CODE BOTANICAL / COMMON NAME SIZE WUCOLS
AM3 ACHILLEA X 'MOONSHINE'MOONSHINE YARROW 1 GAL L
LH LANTANA X 'NEW GOLD'NEW GOLD LANTANA 1 GAL L
RH ROSMARINUS OFFICINALIS 'HUNTINGTON CARPET'
HUNTINGTON CARPET ROSEMARY 1 GAL L
TREES
SHRUBS
GROUNDCOVERS
PHOTO SYMBOL CODE BOTANICAL / COMMON NAME SIZE WUCOLS
CE CHONDROPETALUM TECTORUM 'EL CAMPO'EL CAMPO CAPE RUSH 1 GAL L
JP JUNCUS PATENS
CALIFORNIA GRAY RUSH 1 GAL L
LC LEYMUS CONDENSATUS 'CANYON PRINCE'
CANYON PRINCE GIANT WILD RYE 1 GAL L
RE RHAMNUS CALIFORNICA 'EVE CASE'EVE CASE COFFEEBERRY 5 GAL L
SHRUBS
Page 34 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
2
1/
<
$
31 JUL 26
),567)/2253/$1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
-09:;-366973(5
$
83
83
83
83
83
(;
,
6
7
,
1
*
(;
,
6
7
,
1
*
$'
'
,
7
,
2
1
$'
'
,
7
,
2
1
(;,67,1*
$'',7,21
2)),&((;3$16,21$5($
3$7,2
(/(&
((/(&
(/2%%<
((/(9
(;,672)),&($5($
(;
,
6
7
,
1
*
67$))(175<
:20(1
0(1
9
;
:
(
2
(
1
.
2
<
/
Page 35 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
2
1/
<
$
31 JUL 26
6(&21')/2253/$1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
:,*65+-366973(5
$
'1
'1
'1
'1
(;
,
6
7
,
1
*
(;
,
6
7
,
1
*
$'
'
,
7
,
2
1
$'
'
,
7
,
2
1
(;,67,1*
$'',7,21
(;
,
6
7
,
1
*
9
;
:
(
2
(
1
.
2
<
/
2)),&((;3$16,21$5($
((/(9
(;,672))&,&($5($
:20(10(1
023
6+:5
/2&.(56
%(
1
&
+
23(1
72
%(/2:
23(1
72
%(/2:
Page 36 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
2
1/
<
$
31 JUL 26
522)3/$1
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
966-73(5
$
)7
)7 )7 )7)7
)7
)7
)7
)7
)7
)7 )7
(;
,
6
7
,
1
*
(;
,
6
7
,
1
*
$'
'
,
7
,
2
1
$'
'
,
7
,
2
1
(;,67,1*
$'',7,21
(;
,
6
7
,
1
*
9
;
:
(
2
(
1
.
2
<
/
1(:0(&$1,&$/(48,30(17$5($
(;,670(&+$1,&$/(48,30(17$5($
Page 37 of 43
)$
5
0
+
2
8
6
(
/
$
1
(
&/
(6,'(:$/.
/,1(2)6,*+7
(3/$17,1*('5,9($,6/((&21&:$/.(%8,/',1*%8,/',1*$'',7,21
522)723
(48,30(17
:$/.3/$17,1*'5,9($,6/(
:(1
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
21
/
<
$
/,1(2)6,*+7
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
305,6-:0./;
$
Page 38 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
55(
9
,(:
2
1
/
<
$
(;7(5,25(/(9$7,216
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
,?;,9069,3,=(;065:
$
1257+
($67
:(67
%
$
9
9
(=;:
(
&
$
'
$
$
$
:;<>
EEXISTING BUILDING
EXISTING BUILDING
BUILDING ADDITION
BUILDING ADDITION
BUILDING ADDITION
1
1
2
<2
($$&(
'
$
$
(&)$$
),1)/5
&)%
$$
'
$
$
&($$(&%
(/(9$7,215()(5(1&(127(6
(;7(5,253/$67(5),1(6$1')/2$7),1,6+
12786('
5(9($/5()(572'(7$,/$7<3
(;7(5,253/$67(575,0%$1'352),/(720$7&+(
12786('
(;7(5,253/$67(5&$123<352),/(720$7&+(
$/80,1806725()5217
$/80,180:$/.'225
:$//02817('/,*+7),;785(0$7&+(;,67,1*
12786('
12786('
(;3$16,216&5(('
67((/)/86+'225
3$,17&2/256&+('8/(
$//&2/256$5(720$7&+(;,67,1*
$)5$=((3$,17&/'
%)5$=((3$,17&/'
&)5$=((3$,17&/1
')5$=((3$,17&/$
()5$=((3$,17&/$
)(48$/727,*(5'5</$&86$5$/60227+*/266<75,%2
(
(
'
(
)
)
)
)
0$;+7
)&%
)
),1)/59(5,)<
$
'
'))
)
))
),1)/5
),1)/59(5,)<
0$;+7
),1)/59(5,)<
),1)/5
$
$
$
$
'
)
$
$
%
)'
%
%%
Page 39 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
)2
5
5(
9,
(:
2
1
/
<
$&
5(1'(5,1*6
(;7(5,25(/(9$7,21
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
,?;,9069,3,=(;0659,5+,905.:
$
1257+
($67
:(67
Page 40 of 43
S1
S1S1S1S1
S1
S1
S1
S1
S1
1
1
1
1
1S1
S1
S1
S1
S1
2
EXISTING
COVERED
PARKING /
SOLAR
CANOPY
3
6
3
6
S2
S3
S3
S3
S3
S22
5 5 5
S3
S3 6
6
4
3 S3
S3
S3
S3
1.8
0.80.9
1.3
1.8
2.2
1.7
1.3
0.6
0.9
1.0
1.1
1.0
0.9
0.2
0.3
0.3
0.3
0.3
0.3
0.0
0.0
0.0
0.0
0.0
0.0
1.3
1.4
1.1
0.7
0.4
0.4
0.3
0.3
0.2
0.3
0.3
0.4
0.5
0.6
0.8
0.7
0.7
0.7
0.8
0.8
0.6
0.7
0.6
0.7
2.5
2.3
2.0
1.5
1.2
1.1
1.1
1.2
1.3
1.1
1.1
1.3
1.3
2.0
2.4
1.8
2.2
1.8
2.3
2.4
1.7
2.1
1.7
2.2
1.7
3.0
3.7
2.6
2.7
2.5
1.9
2.2
1.9
2.2
2.5
1.8
1.8
1.7
1.8
1.9
2.2
2.0
2.2
2.0
2.1
2.1
1.9
2.1
1.9
1.9
2.3
2.9
2.8
2.0
2.3
2.4
2.2
2.5
2.2
1.9
2.0
1.7
1.7
1.4
1.3
1.1
1.2
1.1
1.4
1.2
1.1
1.1
1.0
1.2
1.0
0.9
2.2
2.6
1.6
0.7
1.0
2.7
4.5
2.3
1.4
1.3
1.1
1.2
1.2
1.1
1.1
1.0
0.9
0.9
0.6
0.4
2.3
2.3
1.1
0.4
0.7
4.5
11.9
2.9
3.0
3.9
1.4
2.3
4.3
2.4
4.1
3.1
3.1
3.8
1.0
0.2
2.6
2.3
1.0
0.3
1.5
1.7
0.9
0.3
1.5
1.6
1.0
0.3
1.4
1.4
0.9
0.5
1.5
1.6
1.2
1.0
1.4
1.7
1.2
1.6
2.3
2.2
1.4
1.4
2.2
2.3
1.4
1.6
1.9
2.1
1.5
1.6
2.2
2.4
1.7
1.6
1.9
2.2
1.4
1.5
2.6
2.5
1.4
0.9
2.1
2.3
1.3
0.5
2.0
2.2
1.3
0.4
2.1
2.3
1.4
0.5
1.9
2.1
1.1
0.4
2.6
5.6
2.1
1.7
3.0
2.1
3.0
2.1
2.2
2.9
1.9
2.9
1.6
2.6
2.4
1.2
0.4
0.4
0.8
1.1
0.8
0.6
0.7
0.7
0.9
0.9
0.8
0.6
0.6
0.6
0.4
2.0
1.2
0.6
0.6
0.6
0.6
0.6
0.5
0.6
0.6
0.5
0.5
0.5
0.6
0.6
0.5
0.4
0.3
0.3
2.1
2.4
2.0
1.5
1.5
1.4
1.3
1.4
1.3
1.3
1.3
1.3
1.3
1.3
1.3
1.4
1.3
1.2
1.1
0.9
2.7
2.9
2.3
2.3
2.2
2.4
2.5
1.9
2.0
2.0
1.8
2.3
2.3
1.9
2.2
1.9
2.2
2.1
1.4
2.0
2.9
1.9
2.1
1.9
2.1
2.5
1.6
1.7
1.8
1.6
2.3
2.1
1.7
2.0
1.6
2.1
2.0
1.2
NORTH
SCALE:
SITE PHOTOMETRIC PLAN
1"=20'-0"
284 HIGUERA STREETSAN LUIS OBISPO
CA 93407
(805) 543 - 0300
2332
Project:
FARMHOUSEDEVELOPMENT, LLC
Client:
1146 FARMHOUSE LANESTREET
SAN LUIS OBISPO
CA 93401
BUILDING
ADDITION
TENANT TRI-COUNTIESREGIONAL CENTER
ERE
TYM.E
C
F
NO. 20823
EL
T
S
OEAT
E
SIGER
EJ
FTF RE
A
RO
L
I CRT
IL FCA
AINHO
M N
A
REE
G
I
N
ORPD
NA
OIEFSS
L
Architecture, Planning & Graphics
3592 Sacramento Dr, Suite 140
San Luis Obispo, California 93401
805/541-5604 voice
These drawings are instruments of service and are
property of Pults & Associates, LLP.
All design and other information on the drawings
are for use on the specified project
and shall not be used otherwise without the
expressed written permission of
Pults, AIA & Associates, LLP.
17 MARCH 251
PLANCHECK REVISIONS
3 APRIL 253
CP REVISIONS
K:\ENG\2026\26-8030\26-8030_ES-1.0_SITE PHOTOMETRIC PLN FOR ARC.dwg - roger - May 14, 2026 - 1:22pm
EXPIRES: 09/30/26
THOMA #26-8030
San Luis Obispo, CA 93406
P.O. Box 1167 - 3562 Empleo St.
THOMA ELECTRIC, INC.
Phone: (805) 543-3850
cad@thomaelec.com
Fax: (805) 543-3829
Consultant:
Sheet Contents:
Date:
Revised:
Job No:
Sheet:
ES-1.0
SITE PHOTOMETRIC
PLAN
REFERENCE NOTES
1. EXISTING SITE LIGHTING FIXTURE TO BE RETROFITTED WITH NEW
S1 TYPE FIXTURE HEAD.
2. EXISTING SITE BOLLARD FIXTURE TO REMAIN.
3. EXISTING WALL MOUNTED FIXTURE TO BE RELOCATED.
4. EXISTING WALL MOUNTED LIGHTING FIXTURE TO BE REMOVED.
5. NEW LOCATION FOR RELOCATED WALL MOUNTED FIXTURE.
6. NEW S3 TYPE LIGHTING FIXTURE TO BE INSTALLED IN REMOVED
LIGHTING FIXTURE LOCATION.
STATISTICS
Page 41 of 43
284 HIGUERA STREETSAN LUIS OBISPO
CA 93407
(805) 543 - 0300
2332
Project:
FARMHOUSEDEVELOPMENT, LLC
Client:
1146 FARMHOUSE LANESTREET
SAN LUIS OBISPO
CA 93401
BUILDING
ADDITION
TENANT TRI-COUNTIESREGIONAL CENTER
ERE
TYM.E
C
F
NO. 20823
EL
T
S
OEAT
E
SIGER
EJ
FTF RE
A
RO
L
I CRT
IL FCA
AINHO
M N
A
REE
G
I
N
ORPD
NA
OIEFSS
L
Architecture, Planning & Graphics
3592 Sacramento Dr, Suite 140
San Luis Obispo, California 93401
805/541-5604 voice
These drawings are instruments of service and are
property of Pults & Associates, LLP.
All design and other information on the drawings
are for use on the specified project
and shall not be used otherwise without the
expressed written permission of
Pults, AIA & Associates, LLP.
17 MARCH 251
PLANCHECK REVISIONS
3 APRIL 253
CP REVISIONS
K:\ENG\2026\26-8030\26-8030_ES-1.0_SITE PHOTOMETRIC PLN FOR ARC.dwg - roger - May 14, 2026 - 1:22pm
EXPIRES: 09/30/26
THOMA #26-8030
San Luis Obispo, CA 93406
P.O. Box 1167 - 3562 Empleo St.
THOMA ELECTRIC, INC.
Phone: (805) 543-3850
cad@thomaelec.com
Fax: (805) 543-3829
Consultant:
Sheet Contents:
Date:
Revised:
Job No:
Sheet:
ES-1.1
SITE LIGHTING
FIXTURE CUT SHEETS
FIXTURE TYPE S1FIXTURE TYPE S2FIXTURE TYPE S3
Page 42 of 43
1R&
7KHVHGUDZLQJVDUHLQVWUXPHQWVRIVHUYLFHDQGDUH
SURSHUW\RI3XOWV $VVRFLDWHV//3
$OOGHVLJQDQGRWKHULQIRUPDWLRQRQWKHGUDZLQJV
DUHIRUXVHRQWKHVSHFLILHGSURMHFW
DQGVKDOOQRWEHXVHGRWKHUZLVHZLWKRXWWKH
H[SUHVVHGZULWWHQSHUPLVVLRQRI
3XOWV $VVRFLDWHV//3
$UFKLWHFWXUH3ODQQLQJ *UDSKLFV
6DFUDPHQWR'U6XLWH
6DQ/XLV2ELVSR&DOLIRUQLD
YRLFH
7
$$63'(6,*167$1'$5'6
'DWH
5HYLVHG
-RE1R
6KHHW
3URMHFW
&RQVXOWDQW
6KHHW&RQWHQWV
&OLHQW
+,*8(5$675((7
6$1/8,62%,632
&$
)$50+286(/$1(
6$1/8,62%,632
&$
75,&2817,(6
5(*,21$/&(17(5
%8,/',1*
$'',7,21
)$50+286(
'(9(/230(17//&
$,5325763(&,),&3/$1&20081,7<'(6,*167$1'$5'6 *8,'(/,1(6
6,7(3/$11,1*$1'25*$1,=$7,21
*RDO$FRQWLQXRXVZHOOGHILQHGVWUHHWVFDSHHGJHWKDWXQLILHVDQGHQKDQFHVWKHFKDUDFWHURIWKHGHYHORSPHQWDUHDVDQGWKDW
VXSSRUWVSHGHVWULDQDFWLYLW\WKURXJKLWVVLWHSODQQLQJDQGGHVLJQ
*8,'(/,1(6
$%XLOGLQJVDUHHQFRXUDJHGWRIURQWGLUHFWO\RQWKHODQGVFDSHGVHWEDFNDGMDFHQWWRWKH
VWUHHWULJKWRIZD\UDWKHUWKDQORFDWLQJSDUNLQJEHWZHHQWKHVWUHHWDQGEXLOGLQJ
1$352-(&7,6$'',7,2172
5($52)(;,67,1*%8,/',1*
%3DUNLQJVKRXOGEHORFDWHGEHKLQGRUDORQJWKHVLGHVRIEXLOGLQJV3529,'('$&
&7KHPDLQHQWUDQFHWRDQ\EXLOGLQJZLWKIURQWDJHRQWKHSULPDU\VWUHHWVHUYLQJWKHSURMHFWVKRXOGEHRULHQWHGWRZDUGWKHSULPDU\VWUHHW1$0$,1(175<,6,1(;,67,1*%8,/',1*
'%XLOGLQJVHWEDFNVRQDGMDFHQWSDUFHOVVKRXOGEHYDULHGWRSURYLGHYLVXDOLQWHUHVWEXWQRWVRPXFKWKDWWKHYDULDWLRQGHVWUR\VWKHFRQWLQXLW\RIWKHVWUHHWVFDSHIURQWDJH
7KHYDULDWLRQEHWZHHQVHWEDFNVDORQJDVWUHHWVFDSHIURQWDJHVKRXOGQRWEHPRUH
WKDQPHWHUVIHHW
1$352-(&7,6$'',7,2172(;,67,1*%8,/',1*0$7&+,1*
(;,67,1*6(7%$&.6
67$1'$5'6
3ULQFLSDOEXLOGLQJVVKDOOEHRULHQWHGSDUDOOHOWRWKHVWUHHW(;,67,1*3529,'('$&
1RPRUHWKDQRQHGRXEOHORDGHGSDUNLQJED\ZLOOEHDOORZHGEHWZHHQWKHVWUHHWDQGWKHIURQWRIWKHEXLOGLQJ(;,67,1*3529,'('$&
'LUHFWSHGHVWULDQDFFHVVVKDOOEHSURYLGHGIURPWKHVWUHHWVHUYLQJWKHSURMHFWWRWKHPDLQHQWUDQFH(;,67,1*3529,'('$&
%XLOGLQJVVKDOOKDYHDUFKLWHFWXUDOO\DUWLFXODWHGHQWU\IHDWXUHVIDFLQJWKHVWUHHW1$(;,67,1*%8,/',1*+$6
675((7)5217$*($'',7,210$7&+(6(;,67,1*$5&+,7(&785$/$57,&8/$7,21
5HVLGHQWLDOVWUXFWXUHVDORQJWKH9HQWXUHDQG-HVSHUVRQ+RUL]RQ5HVLGHQWLDO&ROOHFWRUVVKDOOEHRULHQWHGWRWKHVWUHHWZLWKIURQWGRRUVDQGSRUFKHVIURQWLQJRQWKHVWUHHWEXWVXFKXQLWVVKDOOKDYHDFFHVVIURPWKHVLGHRUUHDUDQGWKHUHVKDOOEHQR
GLUHFWLQGLYLGXDOGULYHZD\DFFHVV
127$33/,&$%/(
*RDO1HZGHYHORSPHQWIXOO\LQWHJUDWHGZLWKDFRPSUHKHQVLYHRSHQVSDFHIUDPHZRUN
*8,'(/,1(6
$2QVLWHVZLWKPXOWLSOHEXLOGLQJVEXLOGLQJKHLJKWVDQGVHSDUDWLRQEHWZHHQVWUXFWXUHV
VKRXOGEHFRRUGLQDWHGWRDOORZYLHZVWRVXUURXQGLQJRSHQVSDFHDQGODQGIRUPV
127$33/,&$%/(
%'HYHORSPHQWDGMDFHQWWRSXEOLFRSHQVSDFHDQGWUDLOVVKRXOGDOORZIRUSXEOLFDFFHVV
WRWKHRSHQVSDFHIURPGHYHORSPHQWVWKDWGRQRWVKDUHDGMDFHQF\RUGLUHFWDFFHVV
WRWKHRSHQVSDFHV\VWHP
127$33/,&$%/(
&7KHVLWLQJRIEXLOGLQJVVHUYLFHIDFLOLWLHVFLUFXODWLRQSDUNLQJDQGRWKHUHOHPHQWVRIQHZ
GHYHORSPHQWVKRXOGWDNHLQWRFRQVLGHUDWLRQHVWDEOLVKHGGHYHORSPHQWSDWWHUQV
DGMDFHQWWRWKHVLWH3RWHQWLDOO\LQFRPSDWLEOHXVHVRUGHVLJQHOHPHQWVHJORDGLQJDUHDVUHIXVHFROOHFWLRQDUHDVDQGKLJKWUDIILFDFFHVVGULYHVVKDOOEHVLWHGDZD\IURPVHQVLWLYHH[LVWLQJXVHDUHDVRQDGMDFHQWVLWHVVXFKDVHQWUDQFHVSOD]DVOXQFKDUHDV
DQGRWKHUJDWKHULQJSODFHV
&203/,$17$&
67$1'$5'6
$2QSURSHUWLHVDGMDFHQWWRSXEOLFRSHQVSDFHDQGWUDLOVFRQYHQLHQWSHGHVWULDQDQGELF\FOHFRQQHFWLRQVVKDOOEHSURYLGHGIRUHPSOR\HHVEHWZHHQWKHEXLOGLQJVDQGWKH
RSHQVSDFHV\VWHP
127$33/,&$%/(
*RDO$WWUDFWLYHDQGFRPIRUWDEOHRXWGRRUSHGHVWULDQXVHDUHDVQHDURUDGMDFHQWWREXLOGLQJV
*8,'(/,1(6
$7KHSURYLVLRQRIRSHQVSDFHDPHQLWLHVVXFKDVSOD]DVDQGVHDWLQJDUHDVDFFHVVLEOHWR
HPSOR\HHVFOLHQWVDQGYLVLWRUVLVHQFRXUDJHGDWEXLOGLQJHQWULHVDQGDGMDFHQWWREXLOGLQJV
3529,'('$& /
%$WWUDFWLYHSDYLQJSODQWLQJVDQGVLWHIXUQLWXUHVKRXOGEHSURYLGHGDWHQWULHVDQG
RXWGRRUXVHDUHDV
3529,'('/
&2XWGRRUXVHDUHDVVKRXOGEHORFDWHGDZD\IURPRUDWOHDVWVFUHHQHGRUEXIIHUHG
IURPSDUNLQJORWVGULYHZD\VDQGLQGXVWULDODFWLYLW\DUHDVWKDWDUHLQFRPSDWLEOHZLWKRUXQDSSHDOLQJWRSHGHVWULDQXVH:KHUHGHYHORSPHQWVLWHVDUHDGMDFHQWWRRSHQVSDFHDUHDVHPSOR\HHOXQFKDUHDVVKRXOGEHORFDWHGWRWDNHDGYDQWDJHRIYLHZVRXWWRRSHQ
VSDFH
%27+6&5(((1('$1'9,(:
$5($63529,'('$& /
'2XWGRRUHPSOR\HHXVHDUHDVVKRXOGEHVLWHGDQGGHVLJQHGWRHQVXUHFRPIRUWDEOH
FOLPDWLFFRQGLWLRQVIRUWKHLUXVHUVLQFOXGLQJVKHOWHUIURPZLQGDQGDSSURSULDWHVHDVRQDOEDODQFHRIVRODUDFFHVVDQGVKDGH
287'22586($5($6
3529,'('/
*RDO6DIHDQGHIILFLHQWYHKLFXODUSDUNLQJDUHDVWKDWDUHGHVLJQHGWREHLQVFDOHZLWKDQGYLVXDOO\VXERUGLQDWHWRWKH
GHYHORSPHQWDQGODQGVFDSHVHWWLQJ
*8,'(/,1(6
$2QVWUHHWSDUNLQJLVHQFRXUDJHGDORQJDOOVWUHHWVSURYLGLQJGLUHFWDFFHVVWRD
GHYHORSPHQWVLWH
3529,'('$&
%7KHQXPEHURISDUNLQJDUHDHQWUDQFHVDQGH[LWVVKRXOGEHPLQLPL]HGWRUHGXFH
YHKLFXODUFRQIOLFWVDWLQWHUVHFWLRQV3DUNLQJORWVZLWKPRUHWKDQVSDFHVVKRXOG
KDYHPRUHWKDQRQHVWUHHWDFFHVV
675((7$&&(66(;,67,1*
$&
&:KHUHSRVVLEOHSDUNLQJORWVRQDGMDFHQWSDUFHOVVKRXOGKDYHYHKLFXODUDQGSHGHVWULDQFRQQHFWLRQVEHWZHHQORWVRIDGMDFHQWGHYHORSPHQWVLQRUGHUWRIDFLOLWDWHFLUFXODWLRQ127$33/,&$%/(
'3DUNLQJDUHDVVKRXOGEHGLYLGHGLQWRPXOWLSOHVPDOOORWVUDWKHUWKDQRQHODUJHORW
WKURXJKWKHVLWLQJRILQWHUQDOFLUFXODWLRQFRUULGRUVODQGVFDSHGPHGLDQVDQGEXLOGLQJV
3529,'('$&
(7KHXVHRISHUYLRXVVXUIDFHVWKDWUHGXFHKHDWEXLOGXSDQGVWRUPZDWHUUXQRIIDUH
HQFRXUDJHGIRUSDUNLQJDUHDVSDUWLFXODUO\LQRYHUIORZSDUNLQJDUHDVDQGWKRVH
DGMDFHQWWRRSHQVSDFHVHHGUDLQDJHJXLGHOLQHVDWWKHHQGRIWKLVFKDSWHU
3529,'('$& &
)8VHORZDSSUR[LPDWHO\RQHPHWHULQKHLJKWKHGJHVVKUXEPDVVHVRUZDOOVEHWZHHQ
SDUNLQJDUHDVDQGVWUHHWIURQWDJHVDQGRWKHUSDUNLQJDUHDVWRVFUHHQSDUNLQJORWV
IURPYLHZVDVZHOODVWRJLYHDGHILQHGDQGDWWUDFWLYHHGJHWRWKHGHYHORSPHQWVLWH
3529,'('/
*)RUHDFKSDUNLQJORWDVLQJOHWUHHVSHFLHVVKRXOGEHXVHGIRUDOOHQGRIDLVOHSODQWLQJ
LVODQGVDQGWKDWVSHFLHVRURQHDGGLWLRQDOVSHFLHVVKRXOGEHXVHGIRUSODQWHUDUHDV
EHWZHHQVWDOOV
3529,'('/
+7KHXVHRIQDWLYHSODQWPDWHULDOVWKDWUHIHUHQFHWKHQDWXUDOODQGVFDSHRURUQDPHQWDO
YHUVLRQVRIRUFKDUGW\SHWUHHVSHFLHVWKDWUHIHUHQFHWKHDUHD·VDJULFXOWXUDOKHULWDJH
DUHHQFRXUDJHG2UFKDUGVW\OHSODQWLQJRISDUNLQJDUHDVFDQEHDFKLHYHGZLWKDQHTXDOO\VSDFHGSODQWLQJRIWUHHVDWDUDWLRRIWUHHIRUHYHU\IRXUVSDFHVIRU%XVLQHVV3DUNGHYHORSPHQWWUHHIRUHYHU\VL[VSDFHVIRU6HUYLFHVDQG
0DQXIDFWXULQJGHYHORSPHQW
3529,'('/
67$1'$5'6
3DUNLQJORWVVKDOOEHORFDWHGDWWKHUHDURUVLGHRIEXLOGLQJVUDWKHUWKDQEHWZHHQWKHIURQWIDFDGHRIWKHEXLOGLQJDQGWKHVWUHHW6LGHSDUNLQJVKDOOQRWH[FHHGRIWKHIURQWDJHRIWKHORWRQWKHSULPDU\VWUHHW
3529,'('$&
:KHUHSDUNLQJOD\RXWH[FHHGVWZRURZVLQGHSWKLHRQHGRXEOHORDGHGSDUNLQJED\SDUNLQJORWDLVOHVVKDOOEHRULHQWHGSHUSHQGLFXODUWRWKHEXLOGLQJVLHDOLJQHGLQ
GLUHFWLRQRISHGHVWULDQPRYHPHQWWRLQFUHDVHSHGHVWULDQVDIHW\
(;,671(:3('(675,$1$,6/(3529,'(')25&,5&8/$7,21
$&
$SHGHVWULDQSDWKRUVLGHZDONORFDWHGZLWKLQWKHODQGVFDSHPHGLDQEHWZHHQSDUNLQJED\VLVUHTXLUHGLQFDVHVZKHUHWKHUHDUHPRUHWKDQWKUHHED\VRISDUNLQJRUWKHFRQILJXUDWLRQRIWKHED\VPDNHVLWGLIILFXOWIRUSHGHVWULDQVWRDFFHVVWKHEXLOGLQJVWR
WKHGLVFUHWLRQRIWKH&RPPXQLW\'HYHORSPHQW'LUHFWRU
1$$&
3DUNLQJORWVVKDOOEHSODQWHGZLWKVKDGHWUHHVLQDSDWWHUQDQGQXPEHUWKDWFDQEHUHDVRQDEO\H[SHFWHGWRVKDGHDWOHDVWRIWKHORWVXUIDFHZLWKLQWHQ\HDUVRISODQWLQJDQGSURYLGHDQHDUO\FRQWLQXRXVFDQRS\DWPDWXULW\
3529,'('/
$UHGXFWLRQLQWKHUHTXLUHGQXPEHURISDUNLQJVSDFHVPD\EHJUDQWHGE\WKH'LUHFWRUIRUGHYHORSPHQWZLWKLQRQHTXDUWHUPLOHRIDUHJXODUO\VFKHGXOHGWUDQVLWVWRS125('8&7,215(48(67('
$UHGXFWLRQLQWKHUHTXLUHGQXPEHURISDUNLQJVSDFHVPD\EHJUDQWHGE\WKH'LUHFWRUIRUGHYHORSPHQWWKDWSURYLGHVVKRZHUVDQGFKDQJLQJURRPVLQDGGLWLRQWRWKHVHFXUHVKHOWHUHGELF\FOHSDUNLQJIDFLOLWLHVDOUHDG\UHTXLUHGE\&LW\FRGH
125('8&7,215(48(67('
$UHGXFWLRQLQWKHUHTXLUHGQXPEHURISDUNLQJVSDFHVPD\EHJUDQWHGE\WKH
'LUHFWRUIRUGHYHORSPHQWRISDUNLQJDUHDVWKDWLQFUHDVHVWRUPZDWHULQILOWUDWLRQVHH'UDLQDJHJXLGHOLQHVLQVHFWLRQ
125('8&7,215(48(67('
7DEOH'(6,*167$1'$5'6²:$/.:$<6$1'$0(1,7,(6
5HVSRQVH'HVLJQ6WDQGDUG /DQG8VH'HVLJQDWLRQ
%XVLQHVV3DUN &RPPHUFLDO
6HUYLFH
0DQXIDFWXULQJ
2XWGRRUDPHQLWLHVIRUZRUNHUVVXFKDVDUHDVIRUSOD\DQGHDWLQJDUHDYDLODEOH(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 3529,'('$& /
:KHUHVLGHZDONVDORQJVWUHHWVSURYLGHLQGLUHFWURXWHV2WKHUZDONZD\VZLOOOLQNEXLOGLQJHQWULHVSDUNLQJORWVEXVVWRSVDQGHPSOR\HHFRQYHQLHQFH
IDFLOLWLHVE\GLUHFWURXWHV
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 3529,'('$& /
3HGHVWULDQSDWKVVHSDUDWHIURPURDGZD\VH[WHQGWKURXJKWKHVLWHSDUWLFXODUZKHUHURXWHVSDUDOOHOWRFUHHNVDUHDYDLODEOH5HTXLUHG (QFRXUDJHG (QFRXUDJHG 3529,'('$& /
'ULYHZD\VSDUNLQJDQGRXWGRRUHPSOR\HHDPHQLWLHVDUHVKDUHDPRQJQHLJKERULQJVLWHVHVSHFLDOO\IRUSDUFHOVWKDWDUHFORVHWRWKHPLQLPXPVL]H(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 127$33/,&$%/(
7DEOH287'22586($5($6
2XWGRRU6WRUDJH2U
0DQXIDFWXULQJ
/DQG8VH&DWHJRU\
%XVLQHVV3DUN &RPPHUFLDO
6HUYLFH
0DQXIDFWXULQJ
0D[LPXP$UHD &DQQRWH[FHHGDFWXDOEXLOGLQJFRYHUDJHRQVLWH RIVLWHDUHD 1ROLPLW 127$33/,&$%/(
/RFDWLRQ %HKLQGEXLOGLQJV
RXWVLGHVHWEDFNV
%HKLQGEXLOGLQJV
RXWVLGHVHWEDFNV 2XWVLGHVHWEDFNV 127$33/,&$%/(
3DYLQJ 5HTXLUHGDVIRU
SDUNLQJORWV
5HTXLUHGDVIRU
SDUNLQJORWV
'XVWIUHHDOOZHDWKHUVXUIDFH
DFFHSWDEOH 127$33/,&$%/(
6FUHHQLQJ 1RWYLVLEOHIURPRII
VLWH
1RWYLVLEOHIURPVWUHHWVRUUHVLGHQWLDOVLWHV
1RWYLVLEOHIURPVWUHHWVRU
UHVLGHQWLDOVLWHV 127$33/,&$%/(
5HVWURRPVDQGLQGRRURIILFHDQGZRUNHUHDWLQJDUHD 5HTXLUHG 5HTXLUHG
5HTXLUHGH[FHSWXSRQZULWWHQDSSURYDOE\'LUHFWRUIRUVWRUDJH
ZLWKQRSXEOLFYLVLWDWLRQDQGQR
RQVLWHZRUNHUV
127$33/,&$%/(
*RDO2XWGRRUVWRUDJHDQGZRUNDUHDVWKDWDUHDHVWKHWLFDOO\DQGIXQFWLRQDOO\FRPSDWLEOHZLWKDGMRLQLQJXVHV
*8,'(/,1(6
$6LWHGHYHORSPHQWSODQVPXVWFOHDUO\VKRZDOODUHDVLQWHQGHGIRURXWGRRUPDQXIDFWXULQJ
RUVWRUDJH
127$33/,&$%/(
67$1'$5'6
2XWGRRUPDQXIDFWXULQJRUVWRUDJHVKDOOQRWRFFXS\DQ\UHTXLUHGSDUNLQJVSDFH
GULYHZD\FUHHNRUFUHHNVHWEDFNDUHD
127$33/,&$%/(
*RDO$OOORDGLQJVHUYLFHVWRUDJHDUHDVWUDVKDQGUHF\FOLQJFROOHFWLRQDUHDVDQGDOOXWLOLWLHVDUHSURSHUO\VFUHHQHGIURPYLHZ
RIVWUHHWVSULPDU\HQWU\GULYHVEXLOGLQJVDQGUHFUHDWLRQDQGRSHQVSDFHDUHDV
*8,'(/,1(6
$$OOVFUHHQLQJHQFORVXUHVVKRXOGEHGHVLJQHGDVDQLQWHJUDOSDUWRIWKHEXLOGLQJDQGVKRXOGEHFRQVWUXFWHGRIGXUDEOHPDWHULDOVZLWKILQLVKHVDQGFRORUVWKDWDUH
FRPSDWLEOHZLWKWKHSURMHFW·VRYHUDOODUFKLWHFWXUDOFKDUDFWHU(QFORVXUHZDOOVVKRXOG
KDYHIRXQGDWLRQSODQWLQJRUEHSODQWHGZLWKYLQHVWRVRIWHQWKHLUDSSHDUDQFH
3529,'('$& /
%7UDQVIRUPHUVDQGRWKHUXWLOLW\HTXLSPHQWWKDWPXVWEHDERYHJURXQGVKRXOGEHVFUHHQHGZLWKSODQWLQJEHUPVRUZLWKDQHQFORVXUH([WHULRUPRXQWHGXWLOLW\HTXLSPHQW
VKRXOGEHSDLQWHGWREOHQGZLWKLWVVXUURXQGLQJV
(;,67,1*725(0$,1121(:(48,30(17352326('
&:KHUHIHDVLEOHWUDVKDQGUHF\FOLQJHQFORVXUHDUHDVVKRXOGEHORFDWHGIRUFRQYHQLHQWGHSRVLWDQGFROOHFWLRQRIUHIXVH7KHVHVKRXOGEHVFUHHQHGIURPYLHZRIDGMDFHQW
SURSHUWLHVDQGVWUHHWV
(;,67,1*725(0$,1$& /
'7UDQVIRUPHUVUHIXVHVWDWLRQVLUULJDWLRQEDFNIORZSUHYHQWLRQGHYLFHVDQGFRQWUROOHUVDQGRWKHUXWLOLWLHVVKRXOGEHORFDWHGRXWVLGHWKHVWUHHWIURQWDJHVHWEDFN
DQGVFUHHQHGZLWKODQGVFDSLQJRUDUFKLWHFWXUDOWUHDWPHQWV
(;,67,1*(48,30(17/$1'6&$3(,1
)5217$*(725(0$,1$&
/
*RDO8QREVWUXFWHGSXEOLFYLHZVRINH\VFHQLFIHDWXUHVIURPPDMRUSODQQLQJDUHDURDGZD\V
*8,'(/,1(6
$9LHZVIURPURDGVWRFUHHNVZHWODQGVDQGRWKHUGHVLJQDWHGRSHQVSDFHVVKRXOGEHPDLQWDLQHGDWFUHHNFURVVLQJVDQGZKHUHRSHQVSDFHDUHDVDGMRLQURDGZD\VZLWKQR
LQWHUYHQLQJSULYDWHGHYHORSPHQWVLWHV
127$33/,&$%/(
$7RWKHGHJUHHIHDVLEOHQHZGHYHORSPHQWVKRXOGEHVLWHGWRWDNHDGYDQWDJHRIDYDLODEOHYLHZVE\LQFRUSRUDWLQJYLHZVRIGLVWDQWVFHQLFUHVRXUFHVDVZHOODVRQVLWH
RUDGMDFHQWFUHHNVZHWODQGVDQGRWKHURSHQVSDFHIHDWXUHVDVDPHQLWLHVIRU
ZRUNHUVDQGYLVLWRUV
3529,'('$6)($6,%/($& /
*RDO$WWUDFWLYHJDWHZD\VWKDWSURYLGHDSRVLWLYHDQQRXQFHPHQWRIHQWU\LQWRWKH&LW\DQGWKH$LUSRUW$UHD
*8,'(/,1(6
$*DWHZD\VVKDOOKDYHWKHKLJKHVWSULRULW\IRU
(QKDQFHPHQWRISXEOLFIDFLOLWLHVVXFKDVVWUHHW VLGHZDONSDYHPHQWFRQGLWLRQVLJQV OLJKWLQJ
3XWWLQJH[LVWLQJRYHUKHDGXWLOLWLHVXQGHUJURXQG
(QIRUFHPHQWRISURSHUW\FRQGLWLRQVWDQGDUGV
127$33/,&$%/(
*RDO%XLOGLQJVZKRVHDUFKLWHFWXUDOFKDUDFWHUZLOOFRQWULEXWHWRWKHHVWDEOLVKPHQWRIWKH$LUSRUW$UHDDVDQDWWUDFWLYHKLJK
TXDOLW\EXVLQHVVFHQWHU
*8,'(/,1(6
$%XLOGLQJIRUPVVKRXOGJHQHUDOO\EHVLPSOHDQGH[SUHVVLYHRIWKHLUIXQFWLRQDQGWKHLU
FRQVWUXFWLRQWHFKQRORJ\
0$7&+,1*(;,67,1*%/'*
$ $&
%$UFKLWHFWXUDOFKDUDFWHUVKRXOGVWULYHWREHUHVSRQVLYHWRWKHVSHFLILF$LUSRUW$UHD
DQG6DQ/XLV2ELVSRFRQWH[WLQFOXGLQJIDFWRUVVXFKDVKLVWRU\DQGFOLPDWH
0$7&+,1*(;,67,1*%/'*
$ $&
&,QFRUSRUDWLRQRISULQFLSOHVRIVXVWDLQDEOHEXLOGLQJGHVLJQLVVWURQJO\HQFRXUDJHG6XFK
SULQFLSOHVLQFOXGHHQHUJ\HIILFLHQF\LQWKHFRQVWUXFWLRQDQGRSHUDWLRQRIWKHIDFLOLW\DQGXVHRIUHF\FOHGPDWHULDOVDQGUHQHZDEOHUHVRXUFHV
127('
'%XLOGLQJGHVLJQVKRXOGEHYDULHGDQGGLVWLQFWLYHZKLOHEHLQJLQKDUPRQ\ZLWKLWVFRQWH[W
5HSHWLWLYHDQGRUVWRFNGHVLJQVROXWLRQVVKRXOGEHDYRLGHG
0$7&+,1*(;,67,1*%/'*
$ $&
*RDO%XLOGLQJPDVVLQJWKDWDGGVYLVXDOLQWHUHVWPDLQWDLQVKXPDQVFDOHDQGH[SUHVVHVEXLOGLQJIXQFWLRQ
*8,'(/,1(6
$%ROGRIIVHWVDQGDUWLFXODWLRQVRIWKHZDOOSODQHVKRXOGEHXVHGWRUHGXFHWKHDSSDUHQWRYHUDOOEXLOGLQJPDVVFUHDWHDSOD\RIVKDGRZSURYLGHYLVXDOLQWHUHVWDQGPDLQWDLQD
VHQVHRIVFDOH
0$7&+,1*(;,67,1*%/'*$ $&
%)DFDGHVWKDWIDFHSXEOLFVWUHHWVVKDOOEHDUWLFXODWHGWRJLYHKXPDQVFDOHUHGXFHWKHDSSDUHQWPDVVRIODUJHEXLOGLQJVWRDGGYLVXDOLQWHUHVWDQGDYRLGWKHXQLIRUP
LPSHUVRQDODSSHDUDQFHW\SLFDORIPDQ\ODUJHLQGXVWULDODQGRIILFHW\SHEXLOGLQJV
1$$'',7,21$75($52)3523(57<
&0DVVLQJPD\YDU\IURPEXLOGLQJWREXLOGLQJEXWPXVWUHLQIRUFHWKHFRQFHSWRIDKDUPRQLRXVDQGXQLILHGFOXVWHURIEXLOGLQJV0$7&+,1*(;,67,1*%/'*$ $&
'%XLOGLQJIRUPVDQGSODFHPHQWVKRXOGEHXVHGWRFUHDWHSHGHVWULDQDUHDVWKDWDUHSURWHFWHGIURPWKHZLQGEXWKDYHDSSURSULDWHVXQH[SRVXUH23(1$1'3527(&7('287'225$5($63529,'('
$& /
67$1'$5'6
%XLOGLQJIDFDGHVYLVLEOHIURPVWUHHWVVKDOOYDU\LQPRGXOHVRIPHWHUVIHHWRUOHVV2QDQ\EXLOGLQJIDFDGHFRQWLQXRXVZDOOSODQHVORQJHUWKDQPHWHUVIHHWVKRXOGEHDYRLGHG:KHUHLQWHULRUIXQFWLRQVUHTXLUHORQJHUFRQWLQXRXVVSDFHVH[WHULRU
ZDOOVVKRXOGKDYHDUFKLWHFWXUDOIHDWXUHVVXFKDVFROXPQVRUSLODVWHUVDWOHDVWHYHU\
PHWHUV6XFKDUFKLWHFWXUDOIHDWXUHVVKDOOKDYHDGHSWKRIDWOHDVWSHUFHQWRIWKHOHQJWKRIWKHIDFDGHDQGVKDOOH[WHQGDWOHDVWSHUFHQWRIWKHOHQJWKRIWKHIDFDGH
0$7&+,1*(;,67,1*%/'*$ $&
)DFDGHVWKDWIDFHSXEOLFVWUHHWVVKDOOXVHHOHPHQWVVXFKDVDUFDGHVDZQLQJVHQWU\
IHDWXUHVZLQGRZVRURWKHUVXFKDQLPDWLQJIHDWXUHVDORQJDWOHDVWSHUFHQWRIWKHLUKRUL]RQWDOOHQJWK
1$(;,67,1*725(0$,1$
*RDO$QRYHUDOOGHYHORSPHQWSURILOHWKDWFRQWULEXWHVWRWKHXQLW\DQGKDUPRQ\RIWKHSODQQLQJDUHDZKHQYLHZHGDVDZKROHEXWDOVRKDVHQRXJKYDULHW\WRFRQWULEXWHYLVXDOLQWHUHVWDQGDYRLGPRQRWRQ\
*8,'(/,1(6
$%XLOGLQJKHLJKWSURILOHVKRXOGEHGHVLJQHGWRFUHDWHDKDUPRQLRXVUHODWLRQVKLSZLWK
DGMDFHQWEXLOGLQJVERWKZLWKLQWKHVLWHDQGRQDGMDFHQWVLWHV
0$7&+,1*(;,67,1*%/'*
$ $&
%%XLOGLQJKHLJKWVVKRXOGEHYDULHGERWKZLWKLQDQGEHWZHHQVLWHVWRSURYLGHYLVXDO
LQWHUHVWDQGWRPLWLJDWHWKHVFDOHRIWKHEXLOGLQJV/RZHUEXLOGLQJKHLJKWVVKRXOGEHXVHG
QHDUHQWUDQFHVSOD]DVDQGRWKHUJDWKHULQJSODFHVWRPDLQWDLQKXPDQVFDOH
0$7&+,1*(;,67,1*%/'*
$ $&
&5RRIOLQHVVKRXOGEHYDULHGWRDGGFKDUDFWHUDQGLQWHUHVWWREXLOGLQJV5RRIIRUPVWKDW
UHIHUHQFHUXUDODJULFXOWXUDOEXLOGLQJSURWRW\SHVDUHSUHIHUUHGRYHUIODWURRIV
0$7&+,1*(;,67,1*%/'*
$ $&
'5RRIWRSHTXLSPHQWVKDOOEHFRQVROLGDWHGDVPXFKDVSRVVLEOHDQGVFUHHQHGIURP
SXEOLFYLHZVLQFOXGLQJRSHQVSDFHDUHDVRSHQWRWKHSXEOLF(QFORVXUHVIRUURRIWRS
HTXLSPHQWVKDOOEHLQWHJUDWHGLQWRWKHRYHUDOOGHVLJQRIWKHVWUXFWXUH
3529,'('$ $
67$1'$5'6
$7DEOHVKRZVEXLOGLQJKHLJKWVWDQGDUGVIRUWKHSODQQLQJDUHD6HHWKH=RQLQJ5HJXODWLRQVIRUDOORZHGKHLJKWLQWKH5]RQH5()(572352-(&76800$5<7
*RDO$UFKLWHFWXUDOGHWDLOLQJWKDWJLYHVEXLOGLQJVKXPDQVFDOHYLVXDOLQWHUHVWDQGGLVWLQFWLYHQHVVWKURXJKWKHXVHRIKLJKTXDOLW\
ILQLVKHVDQGPDWHULDOVWKDWDUHKDUPRQLRXVO\FRPELQHGWRXQLI\LQGLYLGXDOEXLOGLQJVDQGWRHQVXUHDFRQVLVWHQWOHYHORI
GHVLJQTXDOLW\
*8,'(/,1(6
$$UFDGHVDQGRUUHFHVVHGH[WHULRUEDOFRQLHVVKRXOGEHXVHGWRDUWLFXODWHEXLOGLQJIRUPSURYLGHDVHQVHRIVFDOHDQGFUHDWHDSOD\RIOLJKWDQGVKDGRZ0$7&+,1*(;,67,1*%/'*$ $&
%:DOODQGZLQGRZVXUIDFHSODQHVVKRXOGEHDUWLFXODWHGZLWKUHYHDOVWULPUHFHVVHVSURMHFWLRQVRURWKHUGHWDLOVWRSURYLGHYLVXDOLQWHUHVWDQGDVHQVHRIVFDOH0$7&+,1*(;,67,1*%/'*$ $&
&5RRIWRSHTXLSPHQWVKRXOGEHVKLHOGHGWRSURYLGHSOHDVDQWURRIYLHZVIURPDGMDFHQWWDOOHUEXLOGLQJVRURWKHUHOHYDWHGYLHZSRLQWVVXFKDVRSHQVSDFHDUHDVDQGWUDLOV3529,'('$ $
'%XLOGLQJHQWULHVVKRXOGEHFOHDUO\GHILQHGDQGKLJKO\YLVLEOH7KLVFDQEHDFFRPSOLVKHGWKURXJKXVHRIDVSHFLDODUFKLWHFWXUDOIHDWXUHVXFKDVDSRUWLFRRYHUKDQJGHFRUDWLYH
FRUQLFHFDQRS\RUDUFDGHDQGDFFHQWXDWHGZLWKDFKDQJHLQPDWHULDOVDQGFRORUDQG
DFFHQWSODQWLQJV
0$7&+,1*(;,67,1*%/'*$ $&
((PSKDVL]HPDLQEXLOGLQJHQWULHVZLWKHQWU\FRXUW\DUGVRURWKHUIHDWXUHVVRDVWREHHDVLO\UHFRJQL]DEOHIURPDSSURDFKLQJDXWRPRELOHVDQGWRSURYLGH´FHUHPRQLDOµHQWU\
IRUSHGHVWULDQV
(;,67725(0$,1$& /
)([WHULRUJXWWHUVVFXSSHUVOHDGHUVOHDGHUKHDGVDQGRWKHUH[WHULRUUDLQZDWHUGUDLQDJHGHYLFHVDUHDOORZHGRQO\LIWKH\DUHYLVXDOO\LQWHJUDWHGLQWRWKHEXLOGLQJGHVLJQDVDGHFRUDWLYHHQKDQFHPHQW
1$$//&21&($/('$$
*RDO$XQLILHGLGHQWLW\WKURXJKXVHRIDKDUPRQLRXVEXWYDULHGSDOHWWHRIPDWHULDOVDQGFRORUVWKDWLVFRRUGLQDWHGZLWKODQGVFDSHHOHPHQWVDQGVLJQDJH
*8,'(/,1(6
$:LWKLQDJLYHQDUFKLWHFWXUDOGHVLJQWKHH[WHULRUDSSHDUDQFHRIDEXLOGLQJVKRXOG
UHFHLYHDFRQVLVWHQWWUHDWPHQWRIPDWHULDODQGFRORUVRQDOOVLGHVDOWKRXJKWKHSURSRUWLRQRIPDWHULDOVPD\YDU\
0$7&+,1*(;,67,1*%/'*
$ $&
%,QJHQHUDOPDWHULDOVVKRXOGEHXVHGKRQHVWO\UHIOHFWLQJWKHLUQDWXUDOFKDUDFWHUDQG
DUWLILFLDOYHUVLRQVRIQDWXUDOPDWHULDOVVXFKDVZRRGURFNDQGPDVRQU\VKRXOGEHDYRLGHG
0$7&+,1*(;,67,1*%/'*
$ $&
&5HIOHFWLYHRUVKLQ\H[WHULRUILQLVKHVVXFKDVJOD]HGURRILQJWLOHVHQDPHOHGPHWDOV
UHIOHFWLYHJODVVDQGJORVV\YLQ\OFRDWLQJVDUHGLVFRXUDJHG:KHQXVHGJODVVSDQHOVRUZLQGRZVWKDWFRYHUDODUJHSRUWLRQRIWKHEXLOGLQJIDFDGHVKRXOGEHFOHDURUPRGHUDWHO\UHIOHFWLYH+LJKO\UHIOHFWLYHPLUURUJODVVLVGLVFRXUDJHG
0$7&+,1*(;,67,1*%/'*
$ $&
',QJHQHUDOFRORUVVKRXOGEHUHVWUDLQHG&RORUVWKDWDUHFRPSDWLEOHDQGFRPSOHPHQWDU\
ZLWKWKHUDQJHRIQDWXUDOWRQHVIRXQGLQWKHVXUURXQGLQJODQGVFDSHDUHSUHIHUDEOHIRUH[WHULRUZDOOV7ULPDQGDFFHQWFRORUVPD\EHEULJKWHUEXWVKRXOGVWLOOEHVRPHZKDWPXWHG
0$7&+,1*(;,67,1*%/'*
$ $&
*RDO$QDWWUDFWLYHDQGVXVWDLQDEOHODQGVFDSHSDWWHUQWKDWXQLILHVDQGHQKDQFHVWKHTXDOLW\RIWKHSURSRVHGGHYHORSPHQWZKLOH
EHLQJFRPSDWLEOHZLWKWKHUXUDODJULFXOWXUDOODQGVFDSHWKDWERXQGVWKHDUHDWRWKHVRXWKDQGHDVW
*8,'(/,1(6
$6WUHHWWUHHVLQWKH$LUSRUW$UHDVKRXOGEHSODQWHGWRHQKDQFHWKHDUHD·VLPDJHDQG
FUHDWHDVWURQJVHQVHRILGHQWLW\DQGXQLW\UHJDUGOHVVRIWKHYDULHW\LQODQGXVHVDQG
DUFKLWHFWXUDOVW\OHV
(;,67,1*72
5(0$,13529,'('/
%/DQGVFDSLQJDORQJVWUHHWVDQGWUDLOVVKRXOGHPSOR\DUHODWLYHO\VLPSOHSDOHWWHRISODQWV
DQGRWKHUPDWHULDOVWKDWLVUHSHDWHGWKURXJKRXWWKHDUHDWRFUHDWHDVHQVHRI
FRQWLQXLW\DQGYLVXDOFRKHUHQFH
(;,67,1*72
5(0$,13529,'('/
&)RFDODUHDVVXFKDVWKH$LUSRUW$UHDJDWHZD\VNH\LQWHUVHFWLRQVDQGSURMHFWHQWULHV
VKRXOGEHKLJKOLJKWHGWKURXJKWKHLQWURGXFWLRQRIVSHFLPHQWUHHVLQWHQVLILHGSODQWLQJ
VFKHPHVVSHFLDOSDYLQJDQGRWKHUODQGVFDSHHQKDQFHPHQWV
127$33/,&$%/(
'1DWLYHDQGQDWXUDOL]HGSODQWVSHFLHVSODQWVWKDWFDQHDVLO\VXUYLYHORFDOFOLPDWLFDQG
VRLOFRQGLWLRQVDUHIDYRUHGRYHUH[RWLFVSHFLHVWKDWUHTXLUHPRUHZDWHUKLJKHU
PDLQWHQDQFHDQGDUHOHVVFRPSDWLEOHZLWKWKHQDWXUDOODQGVFDSH
3529,'('/
(7KHXVHRIQDWLYHWUHHVDQGWKRVHDVVRFLDWHGZLWKWKHDJULFXOWXUDOODQGVFDSHDUHHQFRXUDJHGWKURXJKRXWWKHDUHD)RUH[DPSOH2DNWUHHVDUHDUHFRJQL]HGUHVRXUFHLQ
WKHDUHD7KHXVHRIRDNVSHFLHVLQFOXGLQJ4XHUFXVDJULIROLDFRDVWOLYHRDNDQG
4XHUFXVOREDWDYDOOH\RDNLQIRFDODUHDVDQGODQGPDUNORFDWLRQVLVHQFRXUDJHG&DOLIRUQLDV\FDPRUHLVDQRWKHUDSSURSULDWHVSHFLHVSDUWLFXODUO\LQDUHDVDGMDFHQWWR
ULSDULDQFRUULGRUVDQGZHWODQGDUHDV
3529,'('/
)7KHFKDUDFWHURISODQWHGDUHDVQHDUULSDULDQFRUULGRUVVKRXOGUHVSHFWDQGUHVSRQGWRWKHQDWXUDOODQGVFDSHFKDUDFWHURIWKHVHDUHDV$JUDGXDOWUDQVLWLRQVKRXOGEH
FUHDWHGEHWZHHQ]RQHVRISXUHO\QDWLYHYHJHWDWLRQDQGSUHGRPLQDQWO\RUQDPHQWDO
SODQWLQJDUHDV
127$33/,&$%/(
*7KHXVHRIVSHFLPHQWUHHVDQGRUQDPHQWDOVSHFLHVLVDSSURSULDWHWRKLJKOLJKWWKHLPSRUWDQFHRIEXLOGLQJHQWULHVDQGGLVWLQJXLVKWKHPIURPWKHUHVWRIWKHVLWHODQGVFDSH3529,'('/
*RDO/DQGVFDSLQJWKDWLQWHJUDWHVEXLOGLQJVZLWKWKHODUJHUODQGVFDSHDQGFUHDWHVDPRUHDWWUDFWLYHDQGFRPIRUWDEOHHQYLURQPHQW*8,'(/,1(6
$:KLOHWKH&LW\LVLQWHUHVWHGLQKDYLQJDWWUDFWLYHODQGVFDSLQJXVHGWKURXJKRXWWKHDUHDGHYHORSPHQWLQDUHDVZLWKKLJKSXEOLFYLVLELOLW\RUWKDWDUHGHYHORSHGIRUSXEOLFXVHVKRXOGSODFHDGGLWLRQDOHPSKDVLVRQSURYLGLQJKLJKTXDOLW\ODQGVFDSLQJ
127('
%:KHUHYLVLEOHWRWKHSXEOLFIRXQGDWLRQSODQWLQJDQGODQGVFDSLQJRIWKHJURXQGSODQH
VKRXOGEHXVHGWRLQWHJUDWHWKHEXLOGLQJZLWKWKHVLWH
3529,'('/
&7KHXVHRIODZQDVDJURXQGFRYHULVJHQHUDOO\GLVFRXUDJHGEHFDXVHLWUHTXLUHVGLVSURSRUWLRQDWHO\KLJKDPRXQWVRIZDWHUHQHUJ\DQGFKHPLFDOVWRPDLQWDLQ7XUIVKRXOGJHQHUDOO\EHXVHGLQSHGHVWULDQDFWLYLW\DUHDVZKHUHLWVDELOLW\WRDFFRPPRGDWH
IRRWWUDIILFLVDEHQHILW:KHQXVHGWXUIYDULHWLHVWKDWKDYHORZZDWHUUHTXLUHPHQWV
VXFKDVLPSURYHGIHVFXHVDQG%HUPXGDK\EULGVVKRXOGEHIDYRUHG
121(352326('/
'7UHHVDQGWDOOHUSODQWVSHFLHVVKRXOGEHXVHGWRPLWLJDWHWKHVFDOHRIEXLOGLQJVDQGWRVFUHHQXQVLJKWO\DQGRUOHVVLQWHUHVWLQJEXLOGLQJIHDWXUHV3529,'('/
(7UHHVDQGVKUXEEHU\VKRXOGEHXVHGWRHQKDQFHPLFURFOLPDWHFRQGLWLRQVDQGZDWHU
FRQVHUYDWLRQE\UHGXFLQJDPELHQWWHPSHUDWXUHVVKDGLQJRXWGRRUJDWKHULQJDUHDVDQGKRWVRXWKDQGZHVWIDFLQJZLQGRZVDQGSURYLGLQJZLQGEUHDNV
3529,'('/
)7KHXVHRIRUQDPHQWDOVSHFLHVDQGVSHFLPHQSODQWVLVPRVWDSSURSULDWHQHDUEXLOGLQJV
SDUWLFXODUO\WKRVHDUHDVPRVWYLVLEOHWRWKHSXEOLFVXFKDVHQWULHVSOD]DVSDWKZD\VDQGRXWVLGHZLQGRZV
3529,'('/
7DEOH'(6,*167$1'$5'6/$1'6&$3('63$&(
'HVLJQ6WDQGDUG /DQG8VH&DWHJRU\
%XVLQHVV3DUN &RPPHUFLDO6HUYLFH0DQXIDFWXULQJ/DQGVFDSHGVSDFHH[WHQGV
FRQWLQXRXVO\EHWZHHQ
VWUHHWVEXLOGLQJVDQGSDUNLQJDUHDV
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 3529,'('/
&RQWLQXRXVDUHDVRIRSHQ
JURXQGKDYHWKHLUORQJ
GLPHQVLRQVRULHQWHGSDUDOOHOWRWKHDLUSRUW·VPDLQUXQZD\
(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 3529,'('$&
3ODQWVSHFLHVDUH
FRQWLQXRXVIURPVLWHWR
VLWH(QFRXUDJHG (QFRXUDJHG (QFRXUDJHG 3529,'('/
3DUFHOVDUHQRWERXQGHGE\
ZDOOVRUIHQFHV
H[FHSWLRQVUHWDLQLQJZDOOVQHHGHGIRUSURSHUGUDLQDJHDQGQRWH[FHHGLQJ
RQHPHWHUWDOODQG
VFUHHQLQJIRUSDUNLQJDQGORDGLQJ
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 12)(1&(6352326('
)HQFHV´IDGHRXWµZKHQVHHQDJDLQVWODQGVFDSLQJRU
REMHFWVXVHPDWHULDOV
VXFKDVYLQ\OFRDWHGFKDLQOLQN
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 12)(1&(6352326('
%DUEHGZLUHDQGUD]RUZLUHDUHQRWXVHG
H[FHSWE\DGPLQLVWUDWLYH
XVHSHUPLWDSSURYDOZLWKDILQGLQJRIQRSUDFWLFDODOWHUQDWLYHIRUVHFXULW\
$SSOLHV $SSOLHV $SSOLHV 12)(1&(6352326('
%DUEHGZLUHDQGUD]RUZLUHDUHQRWXVHG
H[FHSWE\DGPLQLVWUDWLYH
XVHSHUPLWDSSURYDOZLWKDILQGLQJRIQRSUDFWLFDODOWHUQDWLYHIRUVHFXULW\
5HTXLUHG (QFRXUDJHG (QFRXUDJHG 12)(1&(6352326('
*RDO$FRQVLVWHQWKLJKTXDOLW\V\VWHPRIVLJQVWKDWDOORZVIRUFUHDWLYLW\LQGHVLJQDQGFRPPHUFLDOLGHQWLILFDWLRQZKLOHDYRLGLQJH[WUHPHV RI VL]H QXPEHU FRORU KHLJKW DQG VKDSH*8,'(/,1(6
$6LJQVVKRXOGEHYLVXDOO\LQWHJUDWHGZLWKWKHFRQWRXUVIRUPVFRORUVDQGGHWDLOLQJRIWKH
ODQGVFDSHGHVLJQ/RZSURILOHPRQXPHQWVLJQVDUHJHQHUDOO\SUHIHUUHG
121(352326('
%7KHFRORUVDQGPDWHULDOVRIVLJQVVKRXOGUHIOHFWWKHYLVXDODWWULEXWHVRIWKHEXLOGLQJV
WRZKLFKWKH\UHIHU+DUVKRUJDULVKFRORUVIRUEDFNJURXQGRUOHWWHULQJDUHGLVFRXUDJHG
121(352326('
&%XLOGLQJGHVLJQVKRXOGEHYDULHGDQGGLVWLQFWLYHZKLOHEHLQJLQKDUPRQ\ZLWKLWVFRQWH[W
5HSHWLWLYHDQGRUVWRFNGHVLJQVROXWLRQVVKRXOGEHDYRLGHG
121(352326('
67$1'$5'6
%XLOGLQJLGHQWLW\VLJQVVKDOOEHOLPLWHGWRPDMRUVLWHHQWULHVIURPSXEOLFURDGZD\V
&RUSRUDWHDQGEXVLQHVVLGHQWLW\VLJQVFDQEHSODFHGRQWKHEXLOGLQJVWKHPVHOYHVDV
ORQJDVWKH\DUHORFDWHGQHDUWKHEXLOGLQJHQWUDQFHDQGDUHIRULGHQWLILFDWLRQZLWKLQWKHVLWHLHQRWIURPSXEOLFURDGZD\V
(;,67725(0$,1
6LJQVRQSROHVRURWKHUUDLVHGVWUXFWXUHVDUHQRWDOORZHGLQWKHSODQQLQJDUHD121(352326('
$OOVLJQVVKDOOEHORFDWHGRQSULYDWHSURSHUW\121(352326('
(QWU\VLJQVVKDOOEHH[WHUQDOO\LOOXPLQDWHG7KHOLJKWVRXUFHVKDOOEHIXOO\VKLHOGHGIURP
YLHZIURPURDGZD\VDQGSHGHVWULDQZDONZD\V/LJKWLQJOHYHOVVKDOOEHDVORZDVSRVVLEOH
ZKLOHSURYLGLQJDGHTXDWHLOOXPLQDWLRQIRUVLJQVWREHVHHQE\PRWRULVWV
(;,67725(0$,1
*RDO$ORZOHYHORIDPELHQWOLJKWLQJWKDWSURWHFWVWKHUXUDODPELHQFHZKLOHEHLQJFRQVLVWHQWZLWKSXEOLFVDIHW\QHHGV
*8,'(/,1(6
$:KHQLOOXPLQDWHGSHGHVWULDQSDWKZD\VDQGSOD]DVZLWKLQGHYHORSPHQWSDUFHOVVKRXOGXVHOLJKWVWDQGDUGVWKDWOLPLWWKHVSOD\RIOLJKW)L[WXUHVPRXQWHGQRKLJKHUWKDQLQFKHVDERYHWKHJURXQGDUHSUHIHUUHGEXWOLJKWVWDQGDUGVXSWRIHHWWDOODUH
DFFHSWDEOH
3529,'('(6 (6
%2QVLWHOLJKWLQJWRFRPSOHPHQWDQGHQKDQFHDUFKLWHFWXUHEXLOGLQJLGHQWLW\DQGVLWH
GHVLJQVKRXOGEHUHVWUDLQHGLQLWVDSSOLFDWLRQ)L[WXUHVVKRXOGEHFRQFHDOHGWRDYRLGJODUHDQGOLJKWLQWUXVLRQLQWRDGMDFHQWSURSHUWLHVDQGVWUHHWV
3529,'('(6 (6
&6HUYLFHDUHDOLJKWLQJVKRXOGEHFRQWDLQHGZLWKLQWKHVHUYLFHDUHDERXQGDULHVDQGHQFORVXUHZDOOV/LJKW´VSLOORYHUµRXWVLGHVHUYLFHDUHDVVKRXOGEHPLQLPL]HG127$33/,&$%/(
67$1'$5'6
3URYLGHPLQLPXPOHYHOVRIOLJKWLQJFRQVLVWHQWZLWKSXEOLFVDIHW\VWDQGDUGVDORQJSXEOLF
URDGZD\V
3529,'('(6 (6
$WDPLQLPXPVWUHHWOLJKWVVKDOOEHUHTXLUHGDWLQWHUVHFWLRQVPDUNHGSHGHVWULDQ
FURVVLQJVDQGGLUHFWLRQDOZDUQLQJVLJQV:KHUHXVHGVWUHHWOLJKWLQJVKDOOHPSKDVL]HWKH
FUHDWLRQRI´SRROVµRIOLJKWDURXQGDUHDVRIFRQFHUQUDWKHUWKDQSURYLGLQJDFRQVWDQWHYHQOLJKWLQJDFURVVWKHHQWLUHDUHD
127$33/,&$%/(
/XPLQDLUHKHLJKWVKDOOQRWH[FHHGIHHWRQDUWHULDOVDQGPDMRUFROOHFWRUVVXFKDV
%URDG6WUHHW3UDGR5RDGDQG7DQN)DUP5RDG
127$33/,&$%/(
7RPDLQWDLQDSHGHVWULDQVFDOHDQGUHGXFHDPELHQWOLJKWOHYHOVVWUHHWOLJKWVVKDOOQRW
H[FHHGIHHWRQDOORWKHUVWUHHWV
3529,'('(6 (6
3URYLGHDGHTXDWHLOOXPLQDWLRQIRUVDIHXVHRISDUNLQJORWVDIWHUGDUN3529,'('(6 (6
&RORUEDODQFHGOLJKWVWKDWGRQRWFDVWDWLQWHGOLJKWDUHSUHIHUUHG3529,'('(6 (6
/LJKWIL[WXUHVVKDOOEHFXWRIIW\SHIL[WXUHVWKDWIRFXVOLJKWGRZQWRZDUGWKHJURXQG
DQGVKLHOGWKHOLJKWVRXUFHIURPVXUURXQGLQJDUHDVQRWLQWHQGHGWREHLOOXPLQDWHG
3529,'('(6 (6
/XPLQDLUHKHLJKWVKRXOGEHXQLIRUPRYHUWKHSDUNLQJORWDQGQRWH[FHHGIHHW3529,'('(6 (6
3DUNLQJDUHDOLJKWLQJVKRXOGEHGHVLJQHGWRPLQLPL]HVKDGRZOLJKWLQWHUIHUHQFHE\VLWLQJOLJKWVWDQGDUGVEHWZHHQWUHHVDQGEHORZPDWXUHFDQRS\WUHHKHLJKW3529,'('(6 (6
*RDO'UDLQDJHV\VWHPVWKDWHPSOR\%HVW0DQDJHPHQW3UDFWLFHVFRQVLVWHQWZLWK&LW\ZLGHGUDLQDJHVWDQGDUGVDQGDUHGHVLJQHGWREHDQLQWHJUDOSDUWRIWKHQDWXUDOODQGVFDSH
*8,'(/,1(6
$8VHRIVXUIDFHVWRUPZDWHUFROOHFWLRQV\VWHPVLQFOXGLQJVZDOHVGHWHQWLRQSRQGVDQGHQHUJ\GLVVLSDWHUVLVHQFRXUDJHGWRVORZVWRUPZDWHUUXQRIIDQGLPSURYHVWRUPZDWHU
TXDOLW\)HDWXUHVVXFKDVVHGLPHQWEDVLQVILOWHUVWULSVDQGLQILOWUDWLRQEHGVFDQEH
LQFOXGHGWRIXUWKHUHQKDQFHWKHUHPRYDORISROOXWDQWVIURPUXQRII
3529,'('&
%:KHUHVRLOVDQGZDWHUWDEOHVSHUPLWGHYHORSHUVDUHHQFRXUDJHGWRXVHWHFKQLTXHVIRULQFUHDVLQJVWRUPZDWHULQILOWUDWLRQ6XFKWHFKQLTXHVFRXOGLQFOXGHLQILOWUDWLRQEDVLQVLQILOWUDWLRQWUHQFKHVVZDOHVZLWKFKHFNGDPVDQGRUSHUPHDEOHSDYHPHQWV
3529,'('&
&8VHRISHUPHDEOHSDYHPHQWVVXFKDVSRURXVDVSKDOWSRURXVFRQFUHWHDQGRSHQFHOOHGSDYHUVLVHQFRXUDJHGIRUSHGHVWULDQZDONZD\VFRXUW\DUGVSDUNLQJDUHDVDQGORZYROXPHURDGV
3529,'('&
'8VHRISDUNLQJORWSODQWHUVWULSVDV´ELRVZDOHVµRULQILOWUDWLRQEHGVWKDWFDSWXUHUXQRIIIURPWKHSDUNLQJDUHDLQWKHSODQWHUDUHDVLVSUHIHUDEOHWRUDLVHGSODQWHUDUHDVWKDWGUDLQRIIRQWRWKHSDYHGDUHDV7KH&LW\FDQJLYHXSWRDUHGXFWLRQLQUHTXLUHG
SDUNLQJLQH[FKDQJHIRUHIIHFWLYHXVHRIVXUIDFHVWRUPZDWHUFROOHFWLRQWHFKQLTXHV
WKDWLQFUHDVHLQILOWUDWLRQ
3529,'('&
(&DWFKPHQWDQGGLYHUVLRQRIVWRUPZDWHUUXQRIIIURPURRIWRSVLQWRVXUIDFHFROOHFWLRQGHWHQWLRQLQILOWUDWLRQIDFLOLWLHVLVHQFRXUDJHG3529,'('522)'5$,1$*(:,//%(3,3('726,7(5(7(17,21$5($6
6/2&20081,7<'(6,*1*8,'(/,1(62)),&(6
&2IILFHV2IILFHVWUXFWXUHVGLIIHUIURPRWKHUFRPPHUFLDOEXLOGLQJVLQWKDWWKHLULQWHQVLW\RIXVHLVORZHUZKLOHEXLOGLQJVFDOHLVW\SLFDOO\ODUJHUSULPDU\DFWLYLWLHVDUHQRWOLPLWHGWRWKHILUVWIORRUDQGWKHUHDUHIHZHUHQWULHVDORQJEXLOGLQJSHULPHWHUV:LWKRXW
FDUHIXODWWHQWLRQLQGHVLJQWREXLOGLQJIRUPDQGPDVVDQGVWUHHWOHYHOIHDWXUHVWKHVHVWUXFWXUHVFDQLPSDLUWKHSHGHVWULDQ
RULHQWDWLRQRIDVWUHHWVFDSH
6LWHSODQQLQJ2IILFHVLWHSODQVVKRXOGLQFRUSRUDWHWKHIROORZLQJIHDWXUHV
D2IILFHEXLOGLQJVVKRXOGEHEXLOWWRWKHPLQLPXPUHTXLUHGIURQWVHWEDFN1$(;,67,1*%8,/',1*21)5217$*($&
E6XUIDFHSDUNLQJVKRXOGEHORFDWHGWRZDUGVWKHUHDURIWKHVLWHRUDWWKHVLGHRIWKHEXLOGLQJZLWKELF\FOHSDUNLQJFRQYHQLHQWWREXLOGLQJHQWUDQFHV3529,'('$&
F0XOWLVWRU\EXLOGLQJVVKRXOGQRWEHSODFHGDGMDFHQWWRUHVLGHQWLDOSULYDWHRSHQVSDFHDUHDVHJUHDU\DUGV127$33/,&$%/(
G7KHSULPDU\EXLOGLQJHQWUDQFHVKRXOGIDFHWKHVWUHHW1$35,0$5<(175<,1(;,67,1*%8,/',1*$&
%XLOGLQJGHVLJQ2IILFHEXLOGLQJVVKRXOGEHGHVLJQHGWRFRPSO\ZLWKWKHIROORZLQJJXLGHOLQHV
D'HSHQGLQJXSRQDGMDFHQWODQGXVHVDQGEXLOGLQJVFDOHDQGPDVVLWPD\EHDSSURSULDWHWR
SODFHWKHILUVWIORRUDWWKHPLQLPXPVHWEDFNVZLWKXSSHUIORRUVVHWEDFNIXUWKHU
127$33/,&$%/(
E%XLOGLQJVXUIDFHVRYHUWZRVWRULHVKLJKRUIHHWLQOHQJWKVKRXOGSURYLGHYHUWLFDODQG
KRUL]RQWDOZDOOSODQHRIIVHWV
3529,'('720$7&+(;,67,1*
$
F2IILFHVWUXFWXUHIDFDGHVVKRXOGKDYHH[WHQVLYHZLQGRZDUHDV3529,'('$
G7KHSULPDU\EXLOGLQJHQWUDQFHVKRXOGEHGHVLJQHGDVDKLJKO\YLVLEOHDQGVLJQLILFDQW
DUFKLWHFWXUDOIHDWXUH
(;,67,1*725(0$,1$&
$
H'HFRUDWLYHHOHPHQWVVKRXOGEHIRFXVHGDWWKHSHGHVWULDQOHYHOPRUHDUFKLWHFWXUDO
VLPSOLFLW\PD\EHDSSURSULDWHRQXSSHUIORRUV
127('
67$1'$5'6
/RDGLQJGRFNVDQGUHIXVHFROOHFWLRQDUHDVDUHQRWSHUPLWWHGLQWKHDUHDEHWZHHQWKH
EXLOGLQJDQGWKHVWUHHW
121(352326('$&
(DFKFRPPHUFLDOLQGXVWULDOORDGLQJRXWGRRUUHF\FOLQJRUZDVWHFROOHFWLRQDUHDVKDOOEH
ORFDWHGRQWKHVLGHRIDEXLOGLQJRSSRVLWHIURPSDUFHOOLQHVRUVWUHHWIURQWDJHVRIDQ\ODQGGHVLJQDWHGIRUUHVLGHQWLDOXVH
127$33/,&$%/(
6WRUDJHVHUYLFHWUDVKDQGUHF\FOLQJFROOHFWLRQDUHDVVKDOOEHORFDWHGHLWKHUZLWKLQDQ
HQFORVXUHRUEHKLQGDYLVXDOEDUULHU
3529,'('$& /
/RDGLQJGRFNDUHDVVKDOOEHVHWEDFNUHFHVVHGDQGVFUHHQHGIURPYLHZE\ZDOOV
EHUPVRUSODQWLQJV
127$33/,&$%/(
([WHULRURQVLWHXWLOLWLHVLQFOXGLQJGUDLQDJHV\VWHPVVHZHUVJDVOLQHVZDWHUOLQHV
HOHFWULFDOWHOHSKRQHDQGFRPPXQLFDWLRQVZLUHVDQGHTXLSPHQWVKDOOEHLQVWDOOHGXQGHUJURXQGH[FHSWZKHUHUHTXLUHGWREHDERYHJURXQGE\JRYHUQPHQWDJHQFLHV
3529,'('&
5RRIWRSPHFKDQLFDOHTXLSPHQWVKDOOEHVFUHHQHGE\SDUWVRIWKHURRIRU
DUFKLWHFWXUDOO\FRPSDWLEOHVFUHHQLQJIHDWXUHVVRWKHHTXLSPHQWLVQRWYLVLEOHIURPWKHJURXQGRXWVLGHWKHVLWHRURSHQVSDFHDUHDVWRWKHSXEOLF2QVLWHVGHVLJQDWHG%XVLQHVV3DUNVXFKVFUHHQLQJVKDOOPDNHURRIWRSHTXLSPHQWQRWYLVLEOHIURPD
YLHZSRLQWRXWVLGHWKHVLWHDQGDWWKHVDPHKHLJKWDVWKHHTXLSPHQW
6((/,1(2)6,*+7(;+,%,721
6+((7$
*RDO3XEOLFDUWWKDWHQULFKHVWKHDHVWKHWLFDQGFXOWXUDOHQYLURQPHQW
*8,'(/,1(6
$%XVLQHVV3DUNGHYHORSPHQWVDUHHQFRXUDJHGWRSURYLGHSXEOLFDUWRQVLWH127('
67$1'$5'
'HYHORSPHQWLQWKH$LUSRUW$UHDLVVXEMHFWWRWKHUHTXLUHPHQWVRIWKH&LW\·V3XEOLF
$UWRUGLQDQFH
127('
Attachment B - AASP Consistency Matrix
Page 43 of 43