HomeMy WebLinkAbout10/22/1996, 7 - OPPOSITION TO PROPOSITION 218 council 9b
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CITY O F SAN LUIS O B I S P O
FROM: John Dunn City Administrative Offic r
Bill Statler, Director of Finance
SUBJECT: OPPOSITION TO PROPOSITION 218
CAO RECONEVIENDATION
Adopt a resolution opposing Proposition 218 on the November 5, 1996 ballot.
DISCUSSION
As discussed in greater detail below, if Proposition 218 passes it will bring about major changes
in the way that local governments finance their operations. After analyzing the impacts of
Proposition 218 on local agencies throughout California in general, and on the City of San Luis
Obispo specifically, we recommend that the Council adopt the attached resolution opposing the
passage of Proposition 218.
This agenda report briefly answers the following questions about the impacts of Proposition 218
if it is approved by the voters:
■ What changes will Proposition 218 bring about if it passes?
■ When will these changes happen?
■ How will this impact the State of California?
■ How will this impact local governments throughout California?
■ How will this impact the City of San Luis Obispo?
It should be noted that Proposition 218 is very complex and sweeping in its scope. At the same
time, there are a number of ambiguities and uncertainties in the measure that will undoubtedly
require a number of years in the court system to resolve. Accordingly, it is not possible to fully
evaluate all of the impacts of Proposition 218 in a definitive way. This factor on its own --
introducing even further unknowns to an already unstable and difficult fiscal environment at the
local level — is a major reason in itself for opposing Proposition 218.
What changes will Proposition 218 bring about if it passes?
If it is passes, Proposition 218 will radically change the way all California local governments
finance their operations. It will do this by significantly changing existing procedures for
approving taxes, fees and assessments, which account for over 85% of most local government
revenues. While it will affect all cities, counties, school districts and special districts -- the levels
of government closest to the people and most subject to local control -- it will not affect the
fiscal operations of the State at all.
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Cotmcil Agenda Report- Opposition to Proposition 218
Page 2
How will it change taxes?
It many ways, it will have a minimal affect on existing voter approval requirements for taxes for
many local agencies in California. It will require majority voter approval for general taxes, and
two-thirds voter approval for special taxes. These requirements are already in place for general
law cities and counties. However, it will bring about major changes in the ability of local
communities to govern themselves:
■ Loss of local control. California has a long tradition of local home rule -- relying on
local communities to make decisions regarding their future rather than on the State. This
has been most pronounced in the case of charter cities and counties, where they are able
to established their own community groundrules -- based on voter-approved charters --
for governing themselves. Proposition 218 removes these local control provisions from
the State's constitution.
■ Loss of ability to make timely decisions. In the face of natural disasters (like floods, fire
and earthquakes) and man-made disasters (like the State budget take-aways from local
public safety agencies and schools that have occurred over the past several years), local
government must have the ability to act in a timely fashion in funding its operations.
This will be very difficult to do if Proposition 218 passes because tax elections (except
in very limited circumstances) can only be held in conjunction with governing body
elections. In essence, this means that important decisions by voters can only be made
once every two years.
■ Loss of economic stability. Many communities have adopted new revenue measures after
extensive consensus-building, followed by voter approval. Under the current State
constitution, these types of decisions are not subject to initiative. Historically, the
underlying reason for this is that adequate revenues are essential to the operation of
government, and after tough revenue decisions have been made, ongoing stability and
confidence in local government (by citizens, businesses and other stakeholders like those
who have purchased local government bonds) is important.
Proposition 218 removes this safequard, because revenues previously approved by the
voters will become subject to initiative petitions. While the ultimate vote may not result
in the repeal of the revenue measure, the agency will nonetheless have incurred the cost
of a special election to simply re-affirm a decision it previously made. Also, this
provision could have far-reaching impacts on public agencies in their ability to make bond
payments based on new revenues previously approved by the voters. This factor has
raised significant concerns on the part of the major credit rating agencies
■ No ability for schools or special districts to levy general traces. Even with majority voter
approval, schools and other special districts would be prohibited from levying general
taxes.
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Council Agenda Report - Opposition to Proposition 218
Page 3
How will it change fees?
This is uncertain,because Proposition 218 only applies to "property-related" fees, and specifically
exempts from its provisions fees that are imposed as a condition of development, such as
planning fees, building permits, and impact fees designed to ensure that new development pays
it fair share of the cost of new facilities necessary to serve it.
To increase "property related fees", Proposition 218 would require that a mailed ballot be sent
to each property owner, and that the fee be approved by a majority of the property owners. In
addition to this election, mailed notice and public hearings must also be held.
In assessing the impact of Proposition 218, it is important to first ask: what are property-related
fees? The proposition states that they are charges "imposed by an agency upon a parcel or upon
a person as an incident of property ownership, including user fees or charges for a property
related service."
If Proposition 218 passes, there will undoubtedly be a lot of discussion about when a specific
charge is "an incident of property ownership" and when a service is "property related". For this
reason, it is unclear whether there will be far-reaching changes in current procedures -- which
already require that fees be based solely on the cost of providing the service, and that they be
considered at a noticed pubic hearing -- or simply a re-affirmation of what is already current
practice. If Proposition 218 passes, this issue will probably only be resolved through the court
system many years after its adoption.
How will it change assessments?
This is the area of greatest change in current revenue procedures for local government if
Proposition 218 passes. Currently, assessment districts are used throughout the State to provide
a wide range of community-based services, including the construction and maintenance of streets,
sewers, sidewalks, street lights and parks. The existing procedural requirements for notice,public
hearings (and in some cases elections) are already quite extensive. Proposition 218 will impose
even more extensive approval requirements, which will make forming and continuing assessment
districts much more difficult than it is today. The major changes are:
■ Afidled ballots. Maintenance assessments will require annual approval by mailed ballots.
Votes wilt be weighted by the proportionate value of the overall assessment based on the
ballots returned. For example, if there were 200 properties in an assessment district, all
200 property owners would receive ballots. If only five of the property owners return
their ballots, and three are against the assessment, the services funded through the
assessment district will not be provided to any of the 200 properties for the coming year.
This example assumes that the assessments are equal; if the assessments are not equal,
an even smaller number of no votes could prevent services from being provided to all
properties. These elections will be in addition to extensive notification for a public
hearing prior to this mailed ballot.
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Council Agenda Report - Opposition to Proposition 218
Page 4
■ Specific benefits. Proposition 218 sets a much higher standard for determining
proportionate "benefit" than current State law. While this will probably not affect
assessments for services like sidewalks, sewers and sidewalks, it will have a major affect
on assessment districts formed for lighting, landscape, library and public safety services.
In these cases, it is common practice to assess all residents in a neighborhood the same
amount for services like special landscaping features, on the assumption that all benefit
equally from the amenity.
However, Proposition 218 requires a more exacting standard for apportioning benefits,
which may have the practical affect of precluding many types of assessments, regardless
of the level of community support for them. As the Sacramento Bee noted in a recent
editorial,Proposition 218 will require a detailed engineering report calculating how much
benefit accrues to the apartment house with three street trees as opposed to the house with
no trees but a view of the oleanders on the median of the parkway". Such distinctions
will be very hard to make, and will be subject to court challenge once they are made.
Many communities will simply decide to stop providing these neighborhood amenities
rather than take on this task.
These new provisions will affect existing, new or increased assessments.
When will Proposition 218 be effective if it passes?
While Proposition 218 contains a number of phase-in dates as well as some retroactive
provisions, all local governments would have to comply with all of its requirements by July 1,
1997.
How will this impact local governments if it passes?
It will severely limit the ability of local governments to fund their operations. The State
Legislative Analyst has projected that "statewide, local government revenue reductions probably
would exceed $100 million annually." This potential loss would be especially severe in the many
communities that use assessment districts extensively for neighborhood amenities like parks and
landscaping.
How will this impact the City of San Luis Obispo if it passes?
There will be no immediate impacts on the City if Proposition 218 passes: we have no current
tax revenues that would be subject to immediate review, and the City does not have any
assessments districts currently in place. Further, in reviewing our current service charges and
Proposition 218's definition of property related fees, we do not believe that we have these types
of fees in place at this time.
However, there are three areas where Proposition 218 will have significant impacts on the City
in the future:
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Council Agenda Report - Opposition to Proposition 218
Page 5
■ Measure O. Forming an assessment district to fund open space protection is an advisory
measure on the November 1996 ballot. If Proposition 218 passes, it will not be practical
to implement Measure O if it is also approved.
■ Loss of local control, The City was incorporated in 1856, and became a charter city in
1876. If Proposition 218 passes, we will lose a fundamental "home rule"power provided
to us in the State constitution for the past 120 years: the ability to locally control our own
fiscal destiny. Based on the state and federal government's recent performance in
managing their own fiscal affairs, it is difficult to believe that we will better served by
placing even greater reliance on Sacramento and Washington in determining local service
levels and funding priorities.
■ Addressing future service needs and fiscal problems. If it passes, Proposition 218 will
make it much more difficult in the future for the City to fund services and respond to
fiscal problems in a timely way.
SUMMARY
One of the most significant impacts if Proposition 218 passes will be the further loss of control
by local communities over their future. While not an explicit feature of Proposition 218,
experience has taught us that when local communities lose control over their own finances (and
thus their ability to control their own service levels and set their own priorities), control flows
from local agencies to the State.
There are 470 cities and 58 counties in the State (and an even larger number of school and
special districts), each of which has its own unique needs, and its own unique solutions to them.
The "one size fits all solution" to local government finance that Proposition 218 would bring
about is simply not a good model for effective, responsive government. This is the reason why
many business groups such as the Los Angeles Chamber of Commerce (as well as our own local
Chamber), good government groups like the League of Women Voters, and major California-
based companies like Hewlett Packard are opposed to Proposition 218: it will simply not provide
local governments with the flexibility needed to meet the current and future service and facility
needs of residents and businesses throughout California.
ATTACEMILENTS
■ Resolution opposing Proposition 218
■ Information packet on Proposition 218 prepared by the League of California Cities
■ Full text of Proposition 218
CTROP218.CAR
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RESOLUTION NO. (1996 Series)
A RESOLUTION OF THE CITY COUNCIL OF SAN LUIS
OBISPO OPPOSING PROPOSITION 218
WHEREAS, Proposition 218, the "Right to Vote on Taxes Act," is an initiative measure
which will appear on the November 5, 1996 General Election ballot; and
WHEREAS, Proposition 218 would require voter approval of all local taxes, and
fundamentally change existing laws related to the use of special assessments and the imposition
of other property-based fees and charges; and
WIEREAS, such changes would dramatically reduce the flexibility of local governments
to raise revenue necessary to provide, operate, and maintain adequate public facilities and
services; and
WHEREAS, the State Director of Finance has estimated that the fiscal impact to local
governments may exceed a loss of$100 million annually if Proposition 218 passes; and
WIIEREAS, Proposition 218 authorizes the use of the initiative process to repeal or
reduce local taxes, assessments, fees and charges which could have far reaching negative impacts
on local government's ability to plan budgets or pledge revenues to the repayment of bonds, and
may adversely affect the overall credit rating and financial viability of local governments; and
WHEREAS, the many unanswered questions raised about the effect of Proposition 218
would undoubtedly generate significant litigation in the future; and
WHEREAS, Proposition 218 would grant disproportionate voting power to corporations,
large landowners, and out-of-state interests, and deny renters the right to vote under the weighed
voting system for assessments; and
WHEREAS, Proposition 218 would result in a tax increase to local governments since it
would require public agencies (such as schools) to pay assessments; and
V41EREAS, Proposition 218 would impose on local governments significantly increased
costs to hold elections, calculate fees and assessments (often on a block-by-block or parcel-by-
parcel basis), mail notices and ballots, and defend any fees and assessments in court; and
WHEREAS, the constraints imposed by Proposition 218 will substantially impair local
government's ability to provide important new infrastructure necessary to meet the needs of the
public, to promote economic development, and to compete in a competitive marketplace.
1-6
Resolution No. (1996 Series)
Page Two
NOW, THEREFORE, BE H RESOLVED, that the City Council of the City of San Luis
Obispo hereby opposes Proposition 218 on the November 5, 1996, General election ballot.
Upon motion of , seconded by , and
on the following roll call vote:
Ayes:
Noes:
Absent:
The foregoing Resolution was adopted this day of 1996.
Mayor Allen K. Settle
ATTEST:
City Clerk
APPROVED:
WIrney
CTROP21MAR
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RICHARDS, WATSON & GERSHON
ATTORNEY"AT LAW
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(213)253-0207
11 REASONS SMALL GOVERNMENT CONSERVATIVES SHOULD
OPPOSE PROP. 218 - THE "RIGHT TO VOTE ON TAXES ACT"
Michael G. Colantuono, Esq.
California Lincoln Club
San Gabriel Valley Chapter
September 20, 1996
Industry, California
1. Transfer of Power To Sacramento. The measure would make it very
difficult for local communities to raise revenue to provide police, fire, and other essential
services. Only the State Government would have power to impose a tax without a vote of
the people. This will make local communities dependent on Sacramento's largesse and will
transfer local decision-making to Sacramento and the interest groups with influence there.
California's public schools are a good example of this: because the only local revenues
available to schools require a two-thirds vote, schools are dependent on Sacramento and most
school policy.is trade in Sacramento under the influence of statewide groups such as
teachers' unions.
2. Shift of Power from Voters to Landowners. The proposed Article
XIIID, § 4 grants the right to vote on local assessments only to property owners, and in
proportion to the amount of the assessment each would pay. Instead of one voter, one vote,
this system gives large landowners large votes; ordinary homeowners, small votes; and most
renters, no votes. Votes will be granted to all landowners, whether or not they are citizens,
and votes would be exercised by foreign corporations and state and federal government
agencies. Should the Los Angeles Department of Water and Power have 60% of the voting
power on Mono County assessments simply because it owns 60% of the assessed valuation of
land in that county? While some assessment statutes operate this way now, Prop. 218 places
�-8
RICHARDS. WATSON&GERSHON
"Right To Vote On Taxes"
September 20, 1996
Page 2
this system in the State Constitution and imposes it on all assessments. Under Prop. 218,
votes are denied to millions of California renters but granted to foreign corporations.
3. Elimination of "Lifeline" and Conservation Rates. Article )IIID,
§ 6(b)(3) requires property-related fees to be calculated solely with respect to the cost of
providing service to property. Fee systems that accomplish other important social goals, like
subsidizing the elderly, poor, and infirm, and encouraging'conservadon in the use of water
and in the generation of sewage and solid waste, would be forbidden.
4. Ban on User Fees for Police. Fire and Libraries. Article )IIID,
§ 6(b)(5) would impose a flat ban on user fees for police, fire and library services. Why
eliminate a funding source for these core government functions? Weren't user fees what we
had in mind when we adopted Prop. 13 to limit property taxes?
5. Elimination of Fundin; for Real Estate Development. The measure
will have serious consequences for California's real estate industry, a key economic sector
still struggling to escape the doldrums of the early 1990's. Although Article )IIID, § 5(b)
was apparently intended to allow developers to consent to the establishment of assessment
districts to finance improvements on their properties, a drafting error eliminates that funding
source after November 1996. The loss of this tax-exempt financing will seriously affect real
estate development and raise the cost of housing and commercial and industrial properties.
6. The Measure Will Undermine the Bond Industry. The general effect of
the measure will be to undermine the credit-worthiness of California's local governments.
That credit risk will raise the cost of borrowing, make the delivery of local services more
expensive, and increlse risk to the bond industry and the many senior citizens and other
investors who rely on bonds to provide safe, secure returns on investment. Article XIIIC,
13 allows initiatives and referenda to repeal local taxes and fees. This creates great
uncertainty for local officials, for a budget balanced when adopted can be thrown out of
balance by an initiative. This creates substantial credit risk and may make general obligation
bonds unsalable for many communities.
7. The Measure Imposes Very High Costs for Unnecessary Notices and
Hearings. The proponents criticize the majority protest rule of some existing assessment
statutes that requires an absolute majority of affected property owners to file written protests
to stop an assessment. They claim, correctly, that majority participation on one side of an
issue is very difficult to achieve and rarely accomplished. Yet they impose that empty
procedure on property related fees, and require individually mailed notice (at substantial
cost), a 45-day delay, a normally meaningless protest hearing, another 45-day delay, and a
mailed ballot election (Article XIIID, § 6(a) & (c)). If an election is required, why impose
the useless cost of a protest hearing? Article MD, § 4 will require annual elections to
validate assessments even if those assessments remain at the same level or are reduced.
7 - 9
RICHARDS.WATSON&GERSHON
"Right To Vote On Taxes"
September 20, 1996
Page 3
Should we really be spending our tax money on expensive notices for meaningless hearings?
Do we really need to pay for an annual election to determine whether to pay the electric bill
for the street lamps? Article XIIID, § (b) provides that all assessments must be supported by
the report of a licensed, professional engineer. Is the expense of an engineering consultant
necessary to calculate the cost of fire trucks and firefighters? Couldn't the Fire Chief handle
this?
8. The Measure is Poorly Drafted and Will Require Costly Litigation to
Clarify its Meaning. The measure contains numerous drafting errors and ambiguities that
make interpreting and applying it difficult. To give one example, the measure defines the
term "special district" but elsewhere uses the undefined term "special purpose district"
(Article XIIIC, §§ 1(c), 2(a)). Are these two the same? We don't know. Drafting errors
like this will doubtless lead to litigation and waste tax dollars to decide issues that could have
been answered by more careful drafting.
9. Requiring the Inclusion of Public Progeny in Assessment Districts is
Unnecessary and Costly. Article XIIID, § 4(a) requires the inclusion of public property in
assessment districts under most circumstances. Isn't this an expensive way to shift money
from the taxman's left pocket to his right pocket? Should we divert dollars from schools to
cities and counties?
10. The Practical Ban on Standby Fees Transfers Costs to Homeowners and
Will Harm the Economy. Many water and sewer providers impose "standby fees" on vacant
property to reflect the fact that excess capacity makes those properties developable and more
valuable. Practically banning these fees, as Article XMD, § 6(b)(4) would do, will require
utilities to recover the lost revenue from utility consumers. This transfers costs from
developers and real estate investors to ordinary homeowners. In addition, it creates a
disincentive to the development and maintenance of excess capacity. (Imagine the outraged
citizen activist: "Why should we pay for a bigger sewage plant to benefit outsiders?")
Without that excess capacity, there cannot be economic growth.
A 1. Banning Special Tax Elections is a Triumph of Politics Over Policy.
Article XIIIC, § 2(b), with very limited exceptions, forbids local officials to propose a
general tax for voter approval except on a ballot which includes a race for a seat on the City
Council, Board of Supervisors, or other local board. The Howard Jarvis Taxpayers
Association admits that this provision was intended to generate "wedge" issues and to create
favorable conditions for the election of anti-tax local officials. The price communities pay
for this political victory is high: local budgets are greatly influenced by annual decisions in
the State budget and by the business cycle, neither of which can be expected to generate the
need for new revenues only at two-year intervals when offices are contested. Is this small
political advantage worth imposing a fiscal strait jacket on our communities?
7-10
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•A PROFRPP•OKAL COMPOHwT10N
LEAGUE OF CALIFORNIA CITIES
Report on Fox Initiative / Proposition 218
Wynne S. Furth
City Attorney, Claremont
-7 -11
Proposition 218,the Fox Initiative, supported by the Howard Jarvis Taxpayers Association, is on the
November 1996 ballot. As is often the case with new legislation, and ballot measures in particular,
there is considerable uncertainty about the meaning, and even the constitutionality, of some sections.
Therefore, this analysis is provisional — if Proposition 218 passes, litigation or supplemental
legislation may clarify its effect. The City Attorneys' Division has worked cooperatively in studying
the measure, but there are differing views, and you will want to discuss the Proposition with your
own counsel.
1. Which Agencies are Subject to the New Rules?
The Right to Vote on Taxes Act would apply to
• Cities
• Counties
• Cities and Counties
• Charter Cities
• Charter Counties
• Local or Regional Governmental Entities
• Special Districts, including School Districts and
• Redevelopment Agencies
2. When would it take effect?
• November 6, 1996 for general taxes—they cannot be imposed, extended or increased after
that date without prior approval of the majority of the electorate. Existing taxes adopted after
January 1, 1995 can be collected if they are submitted to the voters within two years, at a regular
election at which councilmembers are up for election. In cases of an emergency declared by a
unanimous vote of the governing body,the election may be held at a different time.
• November 6, 1996 for new and increased"assessments,"which include standby charges..
• July 1, 1997 for existing assessments.
• July 1, 1997 for"property related fees and charges."
3. how do the new inhiative/referendum powers work?
Voters would be able to use the initiative power to reduce or repeal "any local tax,
assessment, or fee or charge." Courts might limit definition of fees and charges to those that are
"property related."
01,MWS"7849
4. Does it narrow the definition of a general tax?
Yes. At present, any tax that goes into the general fund without legal restrictions is a general
tax. Under the initiative, a tax "imposed" for a special purpose is a special tax even if it is
unrestricted. This may mean that if a council tells the public that new funds are needed to, for
example, maintain public safety services, the tax may be a "special tax." This would reduce the
power of a majority of voters to pass taxes. In addition,Proposition 218 may redefine general parcel
taxes in such a way that a two-thirds vote will now be required.
5. What about assessments?
• Assessments are redefined to include standby charges.
• Assessments are limited to the cost of narrowly defined "special" benefits; general
improvement of the neighborhood doesn't count.
• The procedures for levying annual assessments are made much more complex_
• Some,but perhaps not all, existing assessments are"grandfathered" at their existing levels
6. Which existing assessments are arandfathered at their pre-November 6th levels?
• An assessment to finance the acquisition, installation, construction, reconstruction, or
replacement,maintenance and operation expenses for sidewalks, streets, sewers, water, flood
control, drainage systems, or vector control;
• An assessment imposed pursuant to a petition which has been signed by all property owners
affected by the assessment;
• An assessment where proceeds are used exclusively to pay bonded indebtedness where a
failure to pay such indebtedness would violate the Contract Impairment Clause of the United
States Constitution; and
• Any assessment previously approved by a majority vote of the voters at an election called
for such purpose.
However, "maintenance and operations expenses" are limited to maintenance and operations of a
permanent capital improvement. If your vector control system involves operating inspection and
spraying services,they probably do not meet that definition. If your fire district assessment pays for
fire inspectors,that wouldn't seem to qualify either.
ormwsrv7849 -2-
7-/3
7. %at about assessments that are levied annually like those in 1972 Landscape and Lighting
Dimi=?
The initiative seems to say that these are new levies, subject to the new requirements.
However, the Howard Jarvis Taxpayers Association have indicated that at least for some kinds of
assessment districts, this was not their intention. As long as the "assessment rates and
methodology" remain the same, the assessment is grandfathered. This is interesting, but the courts
will base their decision primarily on the ballot materials, not comments from the sponsors.
S. What happens to the assessments that aren't"grandfathered"?
If they are still for permitted purposes,they must be reauthorized by July 1, 1997.
9. What is the proceduTe for reauthorization?
Cumbersome and expensive. There are two kinds of requirements: a re-engineering of the
assessment and approval in a new kind of election:
• Publicly owned property cannot be exempt from the assessment, unless there is clear and
convincing evidence that such property does not receive the special benefit.'
•Assessments must be supported by an engineer's report prepared by a registered professional
engineer certified by the State of California.
• Detailed mailed notice must be given to all property owners subject to the assessment
• There must be a mailed ballot election
• A property owner gets one vote for each dollar of the proposed assessment; a majority of
the votes cast must be in favor of the assessment
• Non-property owners would not have the right to vote on assessments. The Right to Vote
on Taxes Act provides that if it is deemed unconstitutional to deny non-property owners the
right to vote then the assessment shall be subject to two-thirds voter approval instead of the
property owners pursuant to the procedures set forth above.
10. How could existing assessments become illegal?
The definition of an assessment is narrowed, and the rules of evidence are changed, so that
it will be harder to establish in court that an assessment which, for example, helps maintain parks, is
There are legal problems with this provision.
ormwsrW849 "3"
a valid assessment. This may have a particular impact on school district assessments used to maintain
and improve their recreational facilities and property, and special district assessments used for fire
operations. Relatively broad assessment categories which, for example, impose the same rate on all
single f only dwellings, may be harder to sustain. Again the Howard Jarvis Taxpayers Association
has indicated that they intended a fairly broad grandfathering at existing rates.
11. What fees and charges are covered?
Fee or charge"means arty levy D1 I than an ad valorem tax, a special tax or an assessment, .
imposed by an agency upon a parcel or upon a person as an incident of property ownership, including
user fees or charges for a property related service. So if a property owner, or a tenant, has to pay
it, and it isn't a tax of an assessment, its a"fee or charge."
12. What are the new rules?
They aren't all new; some are old. But, beginning July 1, 1997, no existing "fee or charge"
may not be extended, imposed or increased unless:
• The revenue from the fee/charge does not exceed the cost of providing the service;
• The revenue from the fee or charge is used exclusively to provide the service;
• The fee or charge does not exceed the proportional cost of providing the service; and
• The service paid for is immediately available to or used by the property owner. Any
standby charges for future use or service are treated as assessments.
• No fee for general government service such as police, fire, or library may be imposed if the
service is available to the public at large on substantially the same basis.
13. How do cities adopt new fees or increase old ones?
• The agency must give detailed written mailed notice to the record owner of property.
• There must be a public hearing, and if there is a majority protest, the fee must be
abandoned.
• There must be an election, and approval by two-thirds of the voters, except for fees or
charges for sewer, water, or refuse collection services.
• Even for charges for sewer, water, and refuse collection, the City must give notice and
have a majority protest hearing.
01,mwsFW949 -4-
7 IS
14. what fees are specifically excluded?
• Development Fees: this probably includes both review fees, like building permit fees, and
zone change application fees, and capital improvement fees charged to new construction to
pay for capital improvements, like park fees.
• Timber Yield Taxes.
• Charges for gas or electric services: these might be subject to an initiative to reduce them,
but that does not seem to be the drafters' intent..
15. What new costs do cities face?
-There will be additional procedural expenses, for mailing, notices, engineers, and so forth if
the city wishes to maintain its revenue stream. Staying in the same place but adjust for
inflation would require detailed notice and protest hearings, or elections, or both.
-Each local agency is now subject to the assessments of others; this means your city hall
would be subject to the county fire district assessment, the local school district assessment,
the mosquito abatement district, and so on. And,the schools and county facilities within your
boundaries would also be subject to your own levies. The Proposition also seeks to apply
these assessments to state and federal land.
*If your city relies on special districts to provide public services, such as libraries, parks,
vector control, and fire suppression, the levels of service may drop considerably, or be
eliminated, creating a demand for more city financed services.
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7-/ 7
The Sacramento Bee 10- OPINION Forum 4 Sunday,September 1S.19%
The Sacramento Bee
+r` Locwty owned and edited for 139 years
JAMES MCCLATCHY,editor, 1957.1883
+V CX MCCLATCHY.edRor.president 1883-1938 ELEANOR MCCLATCHY,president 1936-1978
WALTER P.JONES,editor, 1936.1974 C.K.MCCLATCHY,editor,1974-1989
GREGORY FAYRE,exec ve edlor PETER SCHRAG,editonal page editor
^'�=•' FRANK R.J.WHfTTAKER,president and general manager
Propos
ition 218's tax poll
ver the past 15 years, local govern- amount required to provide service to that
meats in California have been de- property. Thus a city that wishes to fund
Pjr` ed by Proposition 13 of much of their street landscaping and tree maintenance
pFnperty tax revenue, denied the ability to through an assessment district must pro-
increase property taxes and required to get duce a detailed engineering report calculat-
• .r •
majority or supermajority votes on most oth- ing how much benefit accrues to the apart-
�,Y'tax increases.They have thus increasing- meat house with three street trees as op-
ky•i`esorted to fees and special assessments posed to the house with no trees but a view
f>�in some cases earmarked taxes)to help of the oleanders on the median is the park-
� for a range of services, from mosquito way. The measure also prohibits property-
coptrol to park and lighting improvements. based fees for fire, police, ambulance ser-
f ometimes those assessments have been vices,libraries or any other service generally
iRietched to pay for projects that provide lit- available to the public.
ile benefit to the properties on which the as-
he other provisions require majority
sessments are levied.
%' axpayers Tvoter approval for any general tax (in-
iii response,the Howard Jarvis T49ociation and other tax-limitation groups, cluding retroactive votes on any tax imposed
pharging that many of these measures are since Jan. 1, 1995, that did not get voter ap-
gud=runs around the state's constitutional proval) and a weighted mail ballot of proper-
t"-'limits, are sponsoring an initiative, ty owners for any property-based fee or as-
Tro�osition 218 on the November ballot. It sessment. If, out of a hundred property own-
wotild require weighted votes by affected ers, three objectors with large parcels are
$pperty owners on all assessments, require subject to a greater collective assessment
votes by the electorate on all other taxes and than the dozens of homeowners who support
p
sharply restrict the use of fees to pay for it, they can block the assessment. If one
public services. property owner with a large parcel—gener-
a ._ ally a business — wants an assessment for
he impulse is understandable—assess- some improvement, he can impose it on a
ments have distorted an already un- dozen residential neighbors who don't.
91ozkable fiscal system—and the title"Voter The legislative analyst estimates that
Z*proval for Local Taxes" may be irresist- Proposition 218 would cost local govern-
bl� But the measure, which would eviscer- meats, many of them already strapped, up
' fd the little discretion that cities and coup- ward of$100 million annually,with much of
ries,have left, is excessive. It stacks the pro- that likely to come from discretionary funds
vess by giving large property owners,includ- such as police and fire budgets. That's why
ng-absentee corporations, disproportionate the state's police and fire chiefs'associations
oppose it. But the measure's greatest cost
Ating power over small homeowners. It im
f doses impossibly costly and cumbersome wfrom further distortion of the gov
ill come -
rocedtues on routine government actions. ernmental process — the shift of power to
ii1'd it denies the half of Californians who large property owners, the additional con-
no property any voice over assessments straints on the ability of local government to
that they help pay as renters and consum- respond to local needs, the legal uncertain-
ers. ties it brings and the additional bureaucracy
;
Proposition 218 has two major sets of pro- and costs that those engineering studies a and
S�iisions.The first limits any property owner's mail ballots impose.Proposition 218 is car-
` ,benefit assessment to no more than the toon of tax reform.No on 218. 7'/9
Analysis by the Legislative Analyst
OVERVIEW Taken together, these fee restrictions would require
Local governments provide many services to people local governments to reduce or eliminate some existing
fees. Unless local governments increased taxes to replace
and businesses in their communities. To pay for these these lost fee revenues, spending for local public service
services, local governments raise revenues by imposing likely would be decreased. The measure's requirement,
fees, assessments, and taxes. This constitutional would also expand local governments' administrative
measure would make it more difficult for local workload. For example,local governments would have to
governments to raise these revenues. As a result, this adjust many property-related fees, potentially (1) setting
measure would: them on a block-by-block or parcel-by-parcel basis and
• Reduce the amount of fees, assessments, and taxes (2)ending programs that allow low-income people to pay
that individuals and businesses pay. reduced property-related fees. Local governments would
• Decrease spending for local public services. also have to mail information to every property owner
and hold elections.
PROPOSAL Assessments
This measure would constrain local governments' Current Practice. Local governments charge
ability to impose fees, assessments, and taxes. The assessments to pay for projects and services that benefit
measure would apply to all cities, counties, special specific properties. For example, home owners may pay
districts, redevelopment agencies, and school districts in assessments for sidewalks,streets,lighting,or recreation
California. programs in their neighborhood. Assessments are also
called "benefit assessments, special assessments,
Fees C `maintenance assessments," and similar terms. Local
Current Practice. Local governments charge fees to
governments typically place assessment charges on the
pay for many services to their residents. Some of these property tax bill.
fees pay for services to property, such as garbage To create an assessment, state laws require local
collection and sewer service. Fees are also called governments to determine which properties would
"charges." benefit from a project or service, notify the owners, and
Local governments often establish several fee amounts set assessment amounts based on the approximate
for a service, each based on the approximate cost of benefit property owners would receive. Often, the rest of
providing the service to different types of properties the community or region also receives some general
(such as commercial, industrial, or residential property). benefit from the project or service, but does not pay n
Local governments usually -send monthly bills to share of cost. Typical assessments that provide gene
property owners to collect these fees, although some fees benefits include fire, park, ambulance, and mosqu,
are placed on the property tax bill. Local governments control assessments. State laws generally require local
generally hold public hearings before creating or governments to reject a proposed assessment if more
increasing such a fee,but do not hold elections on fees. than 50 percent of the property owners protest in
Proposed Requirements for Property-Related writing.
Fees. This measure would restrict local governments Some local governments also levy "standby charges,"
ability to charge "property-related"fees. (Fees for water, which are similar to assessments. Standby charges
sewer, and refuse collection service probably meet the commonly finance water and sewer service expansions to
measure's definition of a pioperty-related fee. Gas and new households and businesses. (The measure treats
electric fees and fees charged to land developers are standby charges as assessments.)
specifically exempted.) Proposed Requirements for Assessments. This
Specifically, the measure states that all local measure would place extensive requirements on local
property-related fees must comply by July 1, 1997, with governments charging assessments. Specifically, the
the following restrictions: measure requires all new or increased assessments—and
• No property owner's fee may be more than the cost some existing assessments—to meet four conditions.
to provide service.to that property owner's land. First, local governments must estimate the amount
• No fee may be charged for fire, police, ambulance, of"special benefit" landowners receive—or would
library service, or any other service widely available receive—from a project or service. Special benefit is
to the public. defined as a particular benefit to land and buildings,
• No fee revenue may be used for any purpose other not a general benefit to the public at large or a
than providing the property-related service. general increase in property values. If a project
• Fees may only be charged for services immediately provides both special benefits and general benefits,
available to property owners. a local government may charge landowners only for
In addition, the measure specifies that before adopting the cost of providing the special benefit. Local
a new property-related fee(or increasing an existing one), government must use general revenues (such a
local governments must: mail information about the fee taxes) to pay the remaining portion of the project or
to every property owner,reject the fee if a majority of the service's cost. In some cases, local government -
property owners protest in writing, and hold an election not have sufficient revenues to pay this cost, or
on the fee (unless it is for water, sewer, or refuse choose not to pay it. In these cases, a projecL �.
collection service). service would not be provided.
7:
G96 7,11
• Second, local governments must eiisure that no Proposed Requirements for Taxes. The measure
property owner's assessment is greater than the cost states that all future local general taxes, including those
to provide the improvement or service to the owner's in cities with charters, must be approved by a majority
property. This provision would require local vote of the people. The measure also requires existing
governments to examine assessment amounts in local general taxes established after December 31, 1994,
detail, potentially setting them on a parcel-by-parcel without a vote of the people to be placed before the voters
or block-by-block basis. within two years.
• Third, local governments must charge schools and
other public agencies their share of assessments. Other Provisions
Currently, public agencies generally do not pay Burden of Proof. Currently, the courts allow local
assessments. governments significant flexibility in determining fee
• Finally, local governments must hold a mail-in and assessment amounts. In lawsuits challenging
election for each assessment. Only property owners property fees and assessments, the taxpayer generally
and any renters responsible for paying assessments has the"burden of proof"to show that they are not legal.
would be eligible to vote. Ballots cast in these This measure shifts the burden of roof in these lawsuits
the assessment the property owner or renter would
elections would be weighted based on the amount of to local government. As a result,it would be easier for
pay. For example, if a business owner would pay taxpayers to win lawsuits, resulting in reduced or
twice as much assessment as a homeowner, the repealed fees and assessments.
business owner's vote would"count"twice as much Initiative Powers. The measure states that
as the homeowner's vote. Californians have the power to repeal or reduce any local
Figure 1 summarizes the existing assessments that tax, assessment, or fee through the initiative process.
would be exempt from the measure's requirements. We This provision broadens the existing initiative powers
estimate that more than half of all existing assessments available under the State Constitution and local
would qualify for an exemption. All other existing charters.
assessments must meet the measure's
requirements—including the voter approval FISCAL IMPACT
requirement—by July 1, 1997. Revenue Reductions
Existing Revenues. By July 1, 1997, local
• governments would be required to reduce or repeal
existing property-related fees and assessments that do
not meet the measure's restrictions on (1) fee and
Existing Assessments Exempt from assessment amounts or(2)the use of these revenues.The
the Measure's Requirements most likely fees and assessments affected by these
provisions would be those for: park and recreation
programs, fire protection, lighting, ambulance, business
improvement programs, library, and water service.
• Assessments previously approved by voters—or by all Statewide,local government revenue reductions probably
property owners at the time the assessment was created. would exceed $100 million annually. The actual level of
• Assessments where all the funds are used to repay bond revenue reduction would depend in large part on how the
obligations. courts interpret various provisions of the measure. In
• Assessments where all the funds are used to pay for addition, because local governments vary significantly in
sidewalks, streets, sewers, water, flood control, drainage their reliance upon fees and assessments, the measure's
systems or, "vector control" (such as mosquito control). impact on individual communities would differ greatly.
Within two years, local governments also would be
required to hold elections on some recently imposed taxes
Taxes and existing assessments. The total amount of these
Current Practice. Local governments typically use taxes and assessments is unknown, but probably exceeds
taxes to pay for general government programs, such as $100 million statewide. If voters do not approve these
police and fire services.'Taxes are "general" if their existing taxes and assessments, local governments would
revenues can be used to- pay for many government lose additional existing revenues.
programs, rather than being reserved for specific New Revenues. The measure's restrictions and
programs.Proposition 62—a statutory measure approved voter-approval requirements would constrain new and
by the voters in 1986—requires new local general taxes increased fees, assessments, and taxes.As a result, local
to be approved by a majority vote of the people. government revenues in the future would be lower than
Currently, there are lawsuits pending as to whether this they would be otherwise. The extent of these revenue
provision applies to cities that have adopted a local reductions would depend on court interpretation of the
charter, such as Los Angeles, Long Beach, Sacramento, measure's provisions and local government actions to
San Jose, and many others. replace lost revenues.
74 G96
7-d2D
Summary of Revenue Reductions. In the short notify the public, and defend their fees and assessments
term, local government revenues probably would be in court. These local increased costs are unknown, but
reduced by more than $100 million annually. Over time, could exceed $10 million initially, and lesser amounts
local government revenues would be significantly lower annually after that.
than they would otherwise be,potentially by hundreds of School and community college districts,state agencies,
millions of dollars annually. Individual and business cities, counties, and other public agencies would have
payments to local government would decline by the same increased costs to pay their share of assessments. The
amount. In general, these local government revenue amount of this cost is not known, but could total over
losses would result in comparable reductions in spending
for local public services. $10 million initially, and increasing amounts in the
future.
Cost Increases
Local governments would have significantly increased -
costs to hold elections, calculate fees and assessments,
For text of Proposition 218 see page 108
G96 70
7-J.
Voter Approval for Local Government Taxes.
218 Limitations on Fees, Assessments, and Charges.
Initiative Constitutional Amendment.
Argument in Favor of Proposition 218
VOTE YES ON PROPOSITION 218. IT WILL GIVE YOU TAXPAYERS HAVE NO RIGHT TO VOTE ON THESE
THE RIGHT TO VOTE ON TAX INCREASES! TAX INCREASES AND OTHERS LIKE THEM
Proposition 218 guarantees your right to vote on local tax UNLESS PROPOSITION 218 PASSES!
increases—even when they are called something else, like Proposition 218 will significantly tighten the kind of benefit
"assessments"or"fees"and imposed on homeowners. assessments that can be levied.
Proposition 218 guarantees your right to vote on taxes Here are examples of why fees and assessments and other
imposed on your water,gas,electric,and telephone bills. nonvoted taxes are so unfair.
Proposition 218 does NOT prevent government from raising The poor pay the same assessments as the rich.An elderly
widow pays exactly the same on her modest home as a
and spending money for vital services like police, fire and tycoon with a mansion.
education. If politicians want to raise taxes they need only " There are now over 5,000 local districts which can impose
convince local voters that new taxes are really needed. fees and assessments without the consent of local voters.
Proposition 218 simply extends the long standing Special districts have increased assessments by over
constitutional protection against politicians imposing tax 2400% over 15 years. Likewise, cities have increased
increases without voter approval- utility taxes 415%and raised benefit assessments 976%,a
After voters passed Proposition 13, politicians created a ten-fold increase.
loophole in the law that allows them to raise taxes without Non-voted taxes on electricity, gas, water, and telephone
voter approval by c"llin�v taxes"assessments"and"fees." services hit renters and homeowners hard.
Once this loophole was created, one lawyer working with And,retired homeowners get hit doubly hard!
politicians wrote, assessments "are now limited only by the To confirm the impact of fees and assessments an you,look at
your property tax bill.You will see a growing list of assessments
limits of human imagination."
How imaginative can the politicians be with assessments? Pr position 2 8 approval.
The list will grow even longer
unless
Here are a few examples among thousands: Proposition 218 will allow you and your neighbors—not
• A view tax in Southern California—the better the view of politicians—to decide how high your taxes will be.It will allow
the ocean you have the more you pay. those who pay assessments to deride if what they are being
• In Los Angeles,a proposal for assessments for a$2-million asked to pay for is worth the cost.
scoreboard and a $6-million equestrian center to be paid PROPOSITIONRTHERIGHT TO VOTE ON TAXES, VOTE YES ON
for by property owners.
• In Northern California, taxpayers 27 miles away from a JOEL FOS
park are assessed because their property supposedly President,Howard Jarvis Taxpayers Association
benefits from that park. JIM CONRAN
• In the Central Valley, homeowners are assessed to President,Consumers First
refurbish a college football field. RICHARD GANN
President,Paul Gann's Citizens Committee
Rebuttal to Argument in Favor of Proposition 218
PROPOSITION 218 IS NO FALSE ALARM . . . IT HURTS CONSTITUTIONAL POWER SHIFT.
Propositions can deceive,so carefully judge who you believe. Proposition 218 etches this into the state Constitution:
Beware of wild claims for new "constitutional rights" and • Blocks 3 million Californians from voting on tax
people who pretend concern about widows and orphans. assessments.The struggling young couple renting a small
Read Proposition 218 yourself and see how large home,WILL HAVE NO VOTE on the assessments imposed
corporations,big landowners and foreign interests gain more on the house they rent.
voting power than YOU. • Grants special land interests more voting power than
Promoters say you get-"tax reform" . . . you may actually average homeowners. The"elderly widow"promoters cite
get serious cutbacks in local service and FEWER VOTING will be banned from voting if she is a renter,or her voting
RIGHTS for millions of California citizens. power dwarfed by large property owners.
Sometimes we hear hysterical warnings about bad things Gives non-citizens voting nghts on your community taxes.
that never occur . . . Proposition 218 is a REAL threat. On Proposition 218 is a great deal for wealthy special interests.
But its a bad deal for the average taxpayer,homeowner and
Proposition 218 consider the harm to EXISTING local services, renter.
not vague future threats: HOWARD OWENS
• May reduce CURRENT funding for police, fire and Congress of California Seniors
emergency medical programs across California. LOIS TINSON
• Worsens SCHOOL CROWDING by making public schools president,California Teachers Association
pay NEW TAXES,cutting classroom teaching. RON SNIDER
• Could eliminate LifeLine utility support for SENIORS and President,California Association of
disabled citizens. Highway Patrolmen
76 Arguments printed on this page are the opinions of the authors and have not been checked for accuracy by any official agency. G96
Vo,er Approval for Local Government Taxes.
Limitations on Fees, Assessments, and Charges. 21 S
Initiative Constitutional Amendment.
Argument Against Proposition 218
PROPOSITION 218 DILUTES VOTING RIGHTS, HURTS Don't handcuff police and firefighters. The California Police
LOCAL SERVICES Chiefs Association, Fire Chiefs Association and California
In the disguise of tax reform,Proposition 218's Constitutional Professional Firefighters ask you to vote NO.
Amendment REDUCES YOUR VOTING POWER and gives The impartial Legislative Analyst's report shows how
huge voting power to corporations, foreign interests and Proposition 218 could impede Lifeline support for the elderly
wealthy lead owners. and disabled. It prohibits seniors and disabled from receiving
It cuts police,fire,library,park,senior, and disabled services needed utility services unless they pay all costs themselves.
and diverts funds ae 18 care classroom-size reductions. Proposition 218 cuts more than $100 million from local
Read Proposition 218 carefully—it's a wolf,not a lamb! services,yet wastes tens of millions each year by changing the
YOU LOSE RIGHTS; CORPORATIONS, DEVELOPERS, Constitution to require 5,000 local elections even if local
NON-CITIZENS GAIN VOTING POWER citizens don't want an election . . . even if the election cost is
Section 4(e) of.Proposition 218 changes the Constitution to more than the potential revenue.
give corporations,wealthy landowners and developers MORE
VOTING POWER THAN HOMEOWNERS.It lets large outside MAKES SCHOOL CROWDING WORSE
interests control community taxes—against the will of local California teachers oppose Proposition 218 because Section
citizens. 4(a) imposes a new tax on public school property, diverting
EXAMPLE:An oil company owns 1000 acres, you own one millions from classroom programs to pay for non-school
acre; the oil corporation gets 1000 times more voting power expenses.
than you. California already has the most crowded classrooms in
While Prop. 218 gives voting power to outside interests, America(dead last of 50 states). Proposition 218 makes school
Section 4(g) denies voting rights to more than 3,000,000 crowding worse.
California renters. SHELL GAME
Reducing American citizens'Constitutional rights,it grants This measure takes a few good ideas,but twists and perverts
voting rights to corporations and absentee landowners--even them. It cripples the best local services and puts more power
foreign citizens. into the hands of special interests and non-citizens.
EXAMPLE:A shopping center owned by a foreign citizen is Proposition 218 goes too far. Assessment laws DO need
worth 100 times as much as your home; that person gets 100 improvement,but Proposition 218 is the wrong way to do it. It
es
times more voting power than you! domore harm than good, restricting our voting rights,
Every citizen should have the right to vote if a community is hurting schools,seniors and public safety programs.
voting on local assessments for police, fire, emergency medical Please vote NO on Proposition 218.
and library programs. It's unfair to give votingower to FRAN PACHARD
non-citizens, big landowners and developers, yet deny it to President
millions of Californians. ,League of Women Voters of California
MAY CUT LOCAL POLICE,FIRE PROTECTION CB1EF RON LOWENBERG
Section 6(b)(5) eliminates vital funding sources for local President,California Police Chiefs'Assocfation
police,fire, emergency medical and library services. CHIEF JEFF BOWMAN
Proposition 218 goes too far—may forbid emergency President,California Fire Chiefs'Association
assessments for earthquakes,floods and fires.
Rebuttal to Argument Against Proposition 218
Arguments against Proposition 218 are misleading and Under Proposition 218,officials must convince taxpayers that
designed to confuse voters.In truth: tax increases are justified. Politicians and special interest
1. Proposition 218 expands your voting rights. It groups don't like this idea. But they can't win by saying
CONSTITUTIONALLY GUARANTEES your right to vote taxpayers should not vote on taxes,"so they use misleading
on Y9Tes statements to confuse a simple question.
That question: DO YOU BELIEVE TAXPAYERS SHOULD
2. Under Proposition 218, only California registered voters, HAVE THE RIGHT TO VOTE ON TAXES? If you answered
including renters, can vote in tax elections. Corporations 'Yes",VOTE YES ON PROPOSITION 218.
and foreigners get no new rights. Read the nonpartisan, independent SUMMARY by the
3. Current law already allows property owners, including Attorney General, which�bebegins "VOTER APPROVAL FOR
nonresidents, to act on property assessments based on the LOCAL GOVERNMENT TAXES. And,by all means read your
assessment amount they pay. This is NOT created by property tax bill,due out now.Then you'll know the truth.
Proposition 218. FOR THE RIGHT TO VOTE ON TAXES, VOTE YES ON
4. "Lifeline"rates for elderly and disabled for telephone, gas, PROPOSITION 218!
and electric services are NOT affected. CAROL ROSS EVANS
5. Proposition 218 allows voter approved taxes for police, fire, Vice-President,California Taxpayers Association
education. FELICIA ELEINSON
Proposition 218 simply Fives taxpayers the right to vote on Past President,Council of Sacramento
taxes and sto s politicians end-runs around Proposition 13. Senior Organizations
That's why ordinary taxpayers, seniors, parents, LEE PHELPS
homeowners, renters, consumer advocates, support Founder,Alliance of California Taxpayers
Proposition 218. and Involved Voters(ACTH
G96 Arguments printed on this page are the opinions of the authors and have not been checked for accuracy by any official agency. 77
7_o-2--
RIGHT TO VOTE ON TAXES ACT
SECTION 1. ' TITLE. This Act shall be known and may be cited as the Right to Vote
on Taxes Act.
SECTION 2. FINDINGS AND DECLARATIONS. The People of the State of California
hereby find and declare that Proposition 13 was intended to provide effective tax relief
and to require voter approval of tax increases. However, local governments have
subjected taxpayers to excessive tax, assessment,-fee and charge increases that not
only frustrate the purposes of voter approval for tax increases, but also threaten the
economic security of all Californians and the California economy itself. This measure
protects taxpayers by limiting the methods by which local governments exact revenue
from taxpayers without their consent.
SECTION 3. VOTER APPROVAL FOR LOCAL TAX LEVIES. Article XIIIC of'the
California Constitution is hereby added:
SEC. 1. Definitions.
As used in this Article:
(a) "General tax" means any tax imposed for general governmental
purposes.
(b) "Local government" means any county, city, city and county, including
a charter city or county, any special district, or any other local or regional
governmental entity.
(c) "Special District" means an agency of the state, formed pursuant to
general law or special act, for the local performance of governmental or
proprietary functions with limited geographic boundaries including, but
not limited to, school districts and redevelopment agencies.
(d) "Special tax" means any. tax imposed for specific purposes including
taxes imposed for specific purposes which are placed into a general fund.
SEC. 2. Local Government Tax Limitation.
Notwithstanding any other provision of this Constitution:
(a) All taxes imposed by any local government shall be deemed to be either
general taxes or special taxes. Special purpose districts or agencies,
including school districts, shall have no power to levy general taxes.
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(b) No local government may impose, extend or increase any general tax
unless and until such tax is submitted to the electorate and approved. by
a majority vote. A general tax shall not be deemed to have been
increased if it is imposed at a. rate not higher than the maximum rate so
approved. The election required by this subdivision shall be consolidated
with a regularly scheduled general election for members of the governing
body of the local government except in cases of emergency declared by
a unanimous vote of the governing body.
(c) Any general tax imposed, extended or increased, without voter approval,
by any local government on or after January 1, 1995, and prior to the
effective date of this Article, shall continue to be imposed only if
approved by a majority vote of the voters voting in an election on the -
issue of the imposition, which election shall be held within two years of
the effective date of this Article and in compliance with subdivision (b)
of this section.
(d) No local government may impose, extend or increase any special tax
unless and until such tax is submitted to the electorate and approved by
a two-thirds vote. A special tax shall not be deemed to have been
increased if it is imposed at a rate not higher than the maximum rate so
approved.
SEC. 3. Initiative Power For Local Taxes, Assessments, Fees and Charges.
Notwithstanding any other provision of this Constitution, including, but not limited to,
Article II, Sections 8 and 9, the initiative power shall not be prohibited or otherwise
limited in matters of reducing or repealing any local tax, assessment, fee or charge.
The power of initiative to affect local taxes, assessments, fees and charges shall be
applicable to all local governments and neither the legislature nor any local government
charter shall impose a signature requirement higher than that applicable to statewide
statutory initiatives.
SECTION 4. ASSESSMENT AND PROPERTY RELATED FEE REFORM.
Article XIIID of the California Constitution is hereby added:
SEC. 1 . Application.
Notwithstanding any other provision of law, the provisions of this Article shall
apply to all assessments, fees and charges whether imposed pursuant to state
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statute or local government charter authority. Nothing in this Article or Article
XIIIC shall be construed to:
(a) provide any new authority to any agency to impose a tax,
assessment, fee or charge;
(b) affect existing laws relating to the imposition of fees or charges
as a condition of property development;'or
(c) affect existing laws relating to the imposition of timber yield taxes.
SEC. 2. Definitions.
As used in this article:
(a) "Agency" means any local government as defined in Article XIIIC,
Section 1 (b).
(b) "Assessment" means any levy or charge upon real property by an
agency for a special benefit conferred upon the real property.
"Assessment" includes, but is not limited to, "special
assessment," "benefit assessment," "maintenance assessment"
and "special assessment tax."
(c) "Capital cost" means the cost of acquisition, installation,
construction, reconstruction or replacement of a permanent public
improvement by an agency.
(d) "District" means an area determined by an agency to contain all
parcels which will receive a special benefit from a proposed public
_. improvement or property-related service.
(e) "Fee" or "charge" means any levy other than an ad valorem tax,
a special tax or an assessment, imposed by an agency upon a
parcel or upon a person as an incident of property ownership,
including user fees or charges for a property related service.
(f) "Maintenance and operation expenses" means the cost of rent,
repair, replacement, rehabilitation, fuel, power, electrical current,
care, and supervision necessary to properly operate and maintain
a permanent public improvement.
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(g) "Property ownership" shall be deemed to include tenancies of real
property where tenants are directly liable to pay the assessment,
fee, or charge in question.
(h) "Property-related service" means a public service having a direct
relationship to property ownership.
(i) "Special benefit" means a particular and distinct benefit over and
above general benefits conferred on real property located in the
district or to the public at large. General enhancement of property
value does not constitute "special benefit."
SEC. 3. Property Taxes, Assessments, Fees and Charges Limited.
(a) No tax, assessment, fee or charge shall be assessed by any agency upon
any parcel of property or upon any person as an incident of property
ownership except:
(1) The ad valorem property tax imposed pursuant to Article XIII and
Article XIIIA of this Constitution.
(2) Any special tax receiving a two-thirds vote pursuant to Article
XIIIA, Section 4 of this Constitution.
(3) Assessments as provided by this Article.
(4) Fees or charges for property related services as provided by this
Article.
(b) For purposes of this Article, fees for the provision of electrical or gas
service shall not be deemed charges or fees imposed as .an incident of
property ownership.
SEC. 4. Procedures and Requirements for All Assessments.
(a) An agency which proposes to levy an assessment shall identify all
parcels which will have a special benefit conferred upon them and
upon which an assessment will be imposed. The proportionate
special benefit derived by each identified parcel shall be
determined in relationship to the entirety of the capital cost of a
public improvement or the maintenance and operation expenses
of a public improvement or for the cost of the property related
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service being provided. No assessment shall be imposed on any
parcel which exceeds the reasonable cost of the proportional
special benefit conferred on that parcel. Only special benefits are
assessable, and an agency must separate the general benefits
from the special benefits conferred on a parcel. Parcels within a
district that are owned or used by any agency, the State of
California or the United States shall not. be exempt from
assessment unless .the agency can demonstrate by clear and
convincing evidence that such publicly owned parcels in fact
receive no special benefit.
(b) All assessments must be supported by a detailed engineer's report
prepared by a registered professional engineer certified by the:--
State of California.
(c) The amount of the proposed assessment for each identified parcel
shall be calculated and the record owner of each parcel shall be
given written notice by mail of the proposed assessment, the total
amount thereof chargeable to the entire district, the amount
chargeable to the owner's particular parcel, the duration of such
payments, the reason for such assessment and the basis upon
which the amount of the proposed assessment was calculated,
together with the date, time, and location of a public hearing on
the proposed assessment. Each notice shall also include, in a
conspicuous place thereon, a summary of the procedures
applicable to the completion, return and tabulation of the ballots
required pursuant to subdivision (d), including a disclosure
statement that the existence of a majority protest, as defined in
subdivision (e), will result in the assessment not being imposed.
(d) Each such notice mailed to owners of identified parcels within the
i district shall contain a ballot which includes the agency's address
for receipt of any such ballot once completed by any owner
receiving such notice whereby each such owner may indicate his
or her name, reasonable identification of the parcel and support or
opposition to the proposed assessment.
(e) The agency shall conduct a public hearing upon the proposed
assessment not less than 45 days after mailing the notice of the
proposed assessment to record owners of each identified parcel.
At the public hearing, the agency shall consider all protests
against the proposed assessment and tabulate the ballots. The
agency shall not impose an assessment if there is a majority
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protest. A majority protest exists if, upon the conclusion of the
hearing, ballots submitted in opposition to the assessment exceed
the ballots submitted in favor of the assessment. In tabulating the
ballots, the ballots shall be weighted according to the' proportional
financial obligation of the affected property.
(f) In any legal action contesting the validity of any assessment, the
burden shall be on the agency to demonstrate that the property or
properties in question receive a special benefit over and above the
benefits conferred on the public at large and that the amount of
any contested assessment. is proportional to, and no greater than,
the benefits conferred on the property or properties in question.
(g) Because only special benefits are assessable, electors residing
within the district who do not own property within the district
shall not be deemed under this Constitution to-have been deprived
of the right to vote for any assessment. If a court determines that
the Constitution of the United States or other federal law requires
otherwise, the assessment shall not be imposed unless approved
by a two-thirds vote of the electorate -in the district in addition to
being approved by the property owners as required by Section
4(e).
SEC. 5. Effective Date
Pursuant to Article Il, Section 10(a), the provisions of this Article shall become
effective the day after the election unless otherwise provided. Beginning July
1 , 1997, all existing, new or increased assessments shall comply with this
Article. Notwithstanding the foregoing, the following assessments existing on
the effective date of this Article shall be exempt from the procedures and
approval process set forth in Section 4:
(a) f. any assessment imposed exclusively to finance the capital costs
or maintenance and operation expenses for sidewalks, streets,
sewers, water, flood control, drainage systems or vector control.
Subsequent increases in such assessments shall be subject to the
procedures and approval process set forth in Section 4;
(b) any assessment imposed pursuant to a petition signed by the
persons owning all of the parcels subject to the assessment at the
time the assessment is initially imposed. Subsequent increases in
such assessments shall be subject to the procedures and approval
process set forth in Section 4;
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(c) any assessment the proceeds of which are exclusively used to
repay bonded indebtedness of which the failure to pay would
violate the Contract Impairment Clause of the Constitution of the
United States of America; or,
(d) any assessment which previously received majority voter approval
from the. voters voting in an election on the issue of the
assessment. Subsequent increases in such assessments shall be
subject to the procedures and approval process set forth in
Section 4.
SEC. 6. Property Related Fees and Charges.
(a) Procedures for New or Increased Fees and Charges. An agency shall
follow the procedures pursuant to this section in imposing or increasing
any fee or charge as defined pursuant. to this Article including, but not
limited.to, the following:
(1) The parcels upon which a fee or charge is proposed for imposition
shall be identified. The amount of the fee or charge proposed to
be imposed upon each parcel shall be calculated. The agency
shall provide written notice by mail of the proposed fee or charge
to the record owner of each identified parcel upon which the fee
or charge is proposed for imposition, the amount of the fee or
charge proposed to be imposed upon each, the basis upon which
the amount of the proposed fee .or charge was calculated, the
reason for the fee or charge, together with the date, time, and
location of a public hearing on the proposed fee or charge.
(2) The agency shall conduct a public hearing upon the proposed fee
or charge not less than 45 days after mailing the notice of the
proposed fee or charge to the record owners of each identified
parcel upon which the fee or charge is proposed for imposition.
At the public hearing, the agency shall consider all protests
against the proposed fee or charge. If written protests against the
proposed fee or charge are presented by a majority of owners of
the identified parcels, the agency shall not impose the fee or
charge.
(b) Requirements for Existing, New or Increased Fees and Charges. A fee
or charge shall not be extended, imposed or increased by any agency
unless it meets all of the following requirements:
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(1) Revenues derived from the fee or charge shall not exceed the
funds required to provide the property related service.
(2) -Revenues derived from the fee or charge shall not be used for any
purpose other than that for which the fee or charge was imposed.
(3) The amount of a fee or charge imposed upon any parcel or person
as an incident of property ownership shall not exceed the
proportional cost of the service attributable to the parcel.
(4) No fee or charge may be imposed for a service unless that service
is actually used by, or immediately available to, the owner of the
property in question. Fees or charges based on potential or future
use of a service are not permitted. Standby charges, whether
characterized as charges or assessments, shall be classified as
assessments and shall not be imposed without compliance with
Section 4 of this Article.
(5) No fee or charge may be imposed for general governmental
services including, but not limited to, police, fire, ambulance or
library services where the service is available to the public at large
in substantially the same manner as it is to property owners.
Reliance by an agency on any parcel map including, but not limited to,
an assessor's parcel map, may be considered a significant factor in
determining whether a fee or charge is imposed as incident of property
ownership for purposes of this Article. In any legal action contesting the
validity of a fee or charge, the burden shall be on the agency to
demonstrate compliance with this Article.
(c) Voter Approval for New or Increased Fees and Charges. Except for fees
or charges for sewer, water, and refuse collection services, no property
related fee or charge shall be imposed or increased unless and until such
fee or charge is submitted and approved by a majority vote of the
property owners of the property subject to the fee or charge or, at the
option of the agency, by a two-thirds vote of the electorate residing in
the affected area. The election shall be conducted not less than 45 days
after the public hearing. An agency may adopt procedures similar to
those for increases in assessments in the conduct of elections under this
subdivision.
(d) Beginning July 1 , 1997, all fees or charges shall comply with this
Section.
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SECTION 5. LIBERAL CONSTRUCTION. The provisions of this Act shall be liberally
construed to effectuate its purposes of limiting local government revenue and
enhancing taxpayer consent.
SECTION 6. SEVERABILITY. If any provision of this Act, or part thereof, is for any
reason held to be invalid or unconstitutional, the remainingsections shall not be
affected, but shall remain in full force and effect, and to this end the provisions of this
Act are severable.
i.
7-307
06
,W-r G� fl /0:tt-9ENOA
=A 20440 Highway 18 P.O. Box 429 Apple Valley, California 92307
October 8, 1996 C� p
Mr. Don Benninghoven �CR�
Executive Director C/T Y /qT7Y'
League of California Cities PZ6
1400 K Street
Sacramento, California 95184
RE: PROPOSITION 218
Dear Mr. Benninghoven:
The Town Council of the Town of Apple Valley is compelled to express our strong
disappointment in the action taken to reportedly authorize the expenditure of
League funds to lobby against Proposition 218.
It is the Town Council's view that the League of California Cities' purpose is to
educate its member cities on the impact of legislation which in the League's view
may be beneficial or injurious to municipalities of the state. The Council recognizes
and acknowledges the legitimate role of the League to take positions of support or
Opposition and to even sponsor legislation that supports the adopted League
Position. What this Council finds objectionable is the League's action to step out of
the role of legislative advocate and fund an organized effort to oppose Proposition
218.
We are a public agency and the League is funded by public funds. This is the stuff
that .results in initiative resolutions being placed on the ballot to limit campaign .I
funding practices and to constrain local government's action to impose fees and
assessments. The simple fact is that as public agencies we have anobligation to
the voters of our communities to earn their trust and respect if we are to do our
jobs effe ely.
Sinc rely,
STEVEN D. WILLISON
MAYOR
cc: Mayors,' League of California Cities
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CITY CO::NCIL
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