HomeMy WebLinkAbout05/05/1998, 5 - AUTHORIZATION TO SUBMIT ENVIRONMENTAL PROJECT PROPOSALS TO THE CENTRAL COAST REGIONAL WATER QUALITY CONTROL BOARD Dw
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j agcnaa Report " , S
CITY OF SAN LUIS OBISPO
FROM: Ken Hampian,ACAO
t:ResPrepared By: Neil Hav . Naources Manager
SUBJECT: AUTHORIZATION TO SUBMIT ENVIRONMENTAL
PROJECT PROPOSALS TO THE CENTRAL COAST REGIONAL
WATER QUALITY CONTROL BOARD
CAO RECOMMENDATION
Adopt a resolution authorizing submittal of nine environmental project proposals totaling $3.6
million to the Central Coast Regional Water Quality Control Board ("Regional Board')
consistent with that organization's request for submittals associated with the settlement monies
from Unocal's Guadalupe oil spill.
DISCUSSION
Background
As part of the settlement between the State of California and Unocal for the Guadalupe oil spill,
the Regional Board anticipates that a large block of funding will be available for a variety of
enhancement programs within southern San Luis Obispo and northern Santa Barbara Counties,
and has therefore invited goverment agencies and nonprofit organizations to submit proposals
for those programs. The proposals must have a nexus to the spill at Guadalupe; and that nexus
has been defined by the Regional Board to be (1) geographic or hydrologic proximity; (2) waste
type (i.e. petroleum), or (3) beneficial use type. The latter is the nexus which would apply to
proposals by the City of San Luis Obispo. This includes freshwater aquatic habitat and
protection or enhancement of habitat for aquatic endangered species.
Staff has identified nine potential projects which could receive funding support from this
program. These include(in order of cost):
1. Acquisition of the Ayers property($1,250,000);
2. "Daylighting"of San Luis Obispo Creek at Court Street($850,000);
3. Improvement of fish passage at Prefiimo Creek between Laguna Lake and
Highway 101 ($400,000);
4. Improvement of fish passage at Reservoir Canyon($350,000);
5. Acquisition support for the Filipponi property($250,000);
6. Acquisition of property at 1095 Marsh Street(John's Batteries) ($250,000);
7. Improvement of fish passage on Froom Creek under Highway 101 ($100,000);
8. Improvement of fish passage on the tributary draining the Ayers property under Highway 101
($100,000); and
9. Placement of boulder clusters at six to ten locations in San Luis Obispo Creek within the City
($50,000).
�i�
Council Agenda Report—tcequest to Submit Environmental Project Proposals
Page 2
Synopsis of Projects
Ayers Property. The Ayers property occupies 242 acres on the west side of Highway 101, south
of San Luis Obispo, and has been on the market for several years. The property was one of the
priority acquisition projects identified in the "Saving Special Places"report prepared by the Land
Conservancy. It contains a tributary to San Luis Obispo Creek which is considered good habitat
for the southwestern pond turtle, red-legged frog, and possibly the southern steelhead.
Acquisition of the property would serve to preserve the existing high-quality riparian habitat.
"Daylighting" of Court Street. The Downtown Concept Plan for downtown San Luis Obispo
has anticipated the potential for restoration of San Luis Obispo Creek in various locations in the
downtown area. One of the most promising of these is Court Street, which is currently a parking
lot owned by the City. While it does not appear feasible to fiilly realign San Luis Obispo Creek
in this area, a small-scale project in addition to the rebuilding of the Higuera Street Bridge may
be possible. The concept would be to provide a low-flow channel for San Luis Obispo Creek in
this area that would be open, serving as an amenity to the Court Street area and, at the same time,
improving the potential for fish passage through downtown. The creek would be channeled,
possibly using native stone, with seating areas at the top and narrow terraces near the bottom
where trees would be planted to shade the stream.
The feasibility of an opening has not yet been determined, but will be addressed in the next 2-3
months, when the consultants report becomes available. However, since any such a project
would not qualify for Federal Bridge Replacement funds, the concept is recommended for
submittal to the Regional Board at this time.
Improvement of Fish Passage at Prefumo Creek Prefumo Creek between Laguna Lake and San
Luis Obispo Creek is a particularly unfriendly environment for fishes, both for rearing and
passage. This proposal contemplates improving that situation by providing passage under
Highway 101 through the use of Washington baffles and a fish ladder, plus establishment of a
definite low-flow channel within the basic channel of Prefumo Creek. This would be done by
excavating a narrow channel that would concentrate low flows which would be more favorable to
the passage of steelhead and other fishes through this reach of the creek. This proposal would
also consider improvements to fish passage under Madonna Road
Improvement of Fish Passage at Reservoir Canyon. Since the establishment of the reservoir in
Reservoir Canyon in the late 1800's,the upper portion of Reservoir Creek has been isolated from
the remainder of the watershed as far as fish movement is concerned Inspection of the area
indicates that the current location of the road is where the original creek may have gone.
Therefore, the concept in this area would be to restore the creek to its natural location through a
grading program. This grading would remove the now defunct reservoir and provide and more
gentle, natural gradient for the movement of steelhead up into the excellent breeding habitat
provided in the upper portions of Reservoir Creek.
Filipponi Property. The Filipponi property is the subject of current fundraising efforts by the
City. This program offers another potential funding source, which would be justified on the basis
on the provision of freshwater aquatic habitat and providing protection and enhancement for
aquatic endangered species. Furthermore, this property is known to have been impacted by the
1926 fire and spill at the Unocal Tank Farm site.
s-a
Council Agenda Report=Aequest to Submit Environmental Pruject Proposals
Page 3
Acquisition of Property at 1095 Marsh Street. This property, known as "John's Batteries", has
been the subject of several discussions between the City and the property owner in conjunction
with the widening of the Santa Rosa Street Bridge. The Downtown Concept Plan envisions this
particular property as being a small streamside park providing some flood capacity by laying
back the bank on the Marsh Street side.
Improvement of Fish Passage at Froom Creek At this location under Highway 101 culverts
have been installed which are hostile to the entry and passage of steelhead and other fishes. A
fish ladder and some installation of Washington baffles could be used in this location to make the
upper areas of Froom Creek more accessible for their valuable breeding habitat for steelhead.
Improvement of Fish Passage at Ayers Property. This is the same situation as at Froom Creek:
culverts underneath Highway 101 were installed without provision for fish passage. At this
location, we would propose the installation of a fish ladder and Washington baffles within the
culvert underneath the road to provide access for steelhead and other fishes into the good quality
habitat of the tributary upstream.
Placement of Boulder Clusters. The development of pool habitat within San Luis Obispo Creek
has been identified by fishery biologists as being one of the primary needs in order to enhance
the habitat as a nursery or juvenile rearing habitat for steelhead and other fishes. One of the most
effective ways of doing this is by the placement of clusters of large boulders, perhaps two, three
or four together, placed in such a way that they will provide scour among the rocks and create a
pool in that location. This proposal would envision the placement of up to 10 such boulder
clusters at appropriate locations within San Luis Obispo Creek where such placement would not
result in the unacceptable direction of flows against streambanks or other areas where it could
lead to property damage. Several locations for such installation exist primarily along the creek
below Madonna Road and in the Water Reclamation facility area.
Next Steps
The deadline for submittal of these project proposals is May 18'b. Upon the completion of
settlement negotiations with Unocal, the Regional Board will select from among the projects
submitted those which warrant further evaluation and possible funding. We would anticipate that
more detailed information would be made available to the Regional Board at that time. This
timetable is uncertain. Judging, however, from the operation of previous trustee organizations
established to administer settlement funds of this type, we would anticipate that the Regional
Board will have complete latitude to select projects for further investigation, continue to work
with them or drop them at any time during the process. It is for this reason that the proposals
will be presented in a conceptual form and if they are found to be of interest or value to the
Regional Board, staff would then provide the necessary detail to satisfy the further requirements
of the Board.
FISCAL EMPACT
The proposals, if successful, will have a beneficial fiscal effect by providing outside funding
support for various City project and program goals. No matching funds are required. However,
the Regional Water Quality Board will base its funding selections, in large part, on the
demonstrated ability of funding recipients to maintain and operate the projects once they have
S-3
Council Agenda Report—Aequest to Submit Environmental Project Proposals
Page 4
been installed. In the City's case, this will be relatively easy to show on the basis of our existing
creek programs, ongoing creek management activities of the Public Works and Utilities
Departments, the Natural Resources Protection Program, and the City's Ranger Program which
provides patrol capabilities to acquired properties. Furthermore, the projects would have very
low maintenance needs. Staff time would be involved in developing the projects, obtaining the
necessary approvals, etc.; however, the project proposals include design costs. No significant
General Fund obligations would be involved with any of these proposals.
CONCURRENCE
The Park and Recreation, Public Works and Utilities Departments are aware of these proposals
(including generating several of them) and support the proposal effort.
ALTERNATIVE
The Council could decide not to authorize the proposals. This is not recommended as the
submittal of the proposals do not constitute a commitment on the City's part. If successful, the
grant funds will further a variety of City program goals.
ATTACHMENTS
Request from the Central Coast Regional Water Quality Control Board
Resolution
Location Map for Ayers and Filipponi Properties
g:havhWcouncil agenda mpon%MWQCB app
' vy
February 25. 1998 Pete
&acral Coast Gov.
3.4onal Water
I—Ruty Control Gail Marshall, Chair, and the iVlichael Ryan,Chair, and the
Santa Barbara County San Luis Obispo County
Board of Supervisors Board of Supervisors
I FHguemSuva Attention: Michael Brown, Administrator Attention: Clark Channing, Administrative Officer
uitc 200 . 105 Fast Anapamu Streetaa Luis County Government Center, Room 370
'sP°, Santa Barbara, CA 93 l San Luis Obispo,CA 93408
AX(8 5) 147
S43 Dear Ladies and Gentlemen:
AX(805)543-0397
GUADALUPE OIL FIELD-ENVIRONMENTAL MITIGATION PROJECTS REQUEST
I am pleased to inform you that we are in settlement negotiations with Unocal regarding past diluent discharges
at Unocal's Guadalupe Oil Field. We hope to reach a settlement in the next several months regarding the
State's claims for penalties and damages in the civil lawsuit filed by the Attorney General; the Regional Water
Quality Control Board; the Department of Fish and Game, Office of Oil Spill Prevention and Response; the
Department of Toxic.Substances Control; and, the Coastal Conservancy. Part of the settlement wiLt irc1.4.
funds for water grtaltty projects with a nexus to the water quality problems caused by the petroleum discharges
at Guadalupe. This letter is to invite you to submit potential water quality projects for consideration by this
Board when and if fhp&become available.
The Regional Board has developed specific criteria to evaluate potential projects. A copy of the criteria for the
Guadalupe site is attached for your use. Please note that the criteria specify the need for a nexus or link
between the proposed project and water quality problems associated with the Guadalupe oil Feld discharges.
The nexus may be made geographically,or by waste type(petroleum related),or by beneficial use type affected
(see examples of each type in the criteria). Potential projects which meet more than one criteria will be tanked
higher than those meeting only one of the criteria. Greater weight will be given to geographical criteria.
Funding recipients must demonstrate sufficient institntioaal capacity and stability in -Order.to qualify for
funding. Of course,the Board wants to ensure that the"grantee"will have the ability to carry out the proposal
after finding. Proposals with more detail will be easier to evaluate against the criteria.
The Regional Board will be soliciting potential projects from many sources. We invite you to submit projects
and to notify other agencies and groups of this opportunity. Please note that the Regional Board will rank the
projects based on the criteria,and the Regional Board will make the final projects selection. The public and the
County will have opportunity for input into the discussion before the Regional Board makes the selections. We
look forward to receiving yourr project pmpoM and to your input during the selection process. Please submit
your proposals by May 28,1998. A iy proposals received after May 18th will not be considered.
If you have any questions,a�. please contact EXetitive Officer vcg ,a,,ggs 8G5-54%-3140, or Assistant
Executive Officer Paul Jagger at 805-549-3502.
Sincerely,
tu:Jeffries,Chair
Attachments
a: See Attached Interested Parties List — ptacyJ6rtlmbdeha;dtrlguadmiciv
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8 YSC fOI&beneTu W pfizeAl 471d T(IbPC O[R[Mfi/1w. +_�
Guadalupe Unocal Oil Spill
Regional Water Quality Control Board
Criteria for Environmental Projects
1. Nexus (connection or link with problem)
A. Geographically or Hydrologically.
Santa Maria Watershed
Santa Maria Ground-Water Basin
Nipomo Dunes :
Near Coastal Waters,,
or _
B. Waste Type:
Petroleum
or
C. Beneficial Use Type:
Drinking Water and Ag Water Supply
(presentlpotential water supplies.) _
Aquatic Habitat - fresh and saline
Aquatic Endangered Species
2. Recipients - consideration:
A. InstitutionalStability and Capacity
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RESOLUTION NO.
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN LUIS OBISPO
AUTHORIZING THE SUBMITTAL OF ENVIRONMENTAL PROJECT PROPOSALS
TO THE CENTRAL COAST REGIONAL WATER QUALITY CONTROL BOARD
WHEREAS, several agencies of the State of California are involved in settlement
negotiations with Unocal regarding past discharges of contaminants at Unocal's Guadalupe Oil
Fields;and
W11EREAS,part of the settlement will include fimds for water quality projects with a nexus
to the water quality problems caused by the discharges at Guadalupe; and
WHEREAS, the Central Coast Regional Water Quality Control Board (Regional Board)
has developed specific criteria to evaluate potential projects; and
WHEREAS, the Regional Board has solicited proposals from government agencies and
nonprofit organizations for consideration in disbursing monies derived from the settlement
negotiations.
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of San Luis
Obispo hereby:.
1. Authorizes the submittal of environmental project proposals to the Central Coast Regional
Water Quality Control Board for grant support for environmental projects, including land
acquisition and aquatic habitat enhancement.
2. Appoints the City Administrative Officer as agent of the City to conduct all negotiations,
execute and submit all documents, including, but not limited to, submittals, agreements,
amendments, payment requests and so on, which may be necessary for the completion of the
aforementioned proposals.
Approved and adopted this 5h day of May,.1998.
On motion of , seconded by and on the
following roll call vote:
AYES:
NOES:
ABSENT:
The foregoing resolution was adopted this day of ,1998.
Allen K Settle,Mayor
ATTEST: APPROVED AS TO FORM:
Bomue L. Gawt City Clerk Attorney,
council
j acenaa izEpont 6
CITY OF SAN LUIS OBISPO
FROM: Michael D.McCluskey,Director of Public Works
SUBJECT: Purchase of 610 Monterey
CAO RECOMMENDATION
1. Determine that the acquisition of property-located at 610 Monterey Street would be consistent
with the General Plan,and approve the purchase price of $380,000.
2. Authorize preparation of a letter of friendly condemnation.
3. Appropriate $390,000 from the Unappropriated Balance of the General Fund for property
purchase and miscellaneous expenses.
4. Authorize the CAO to sign purchase documents and the deed
DISCUSSION
Recently staff became aware of a property listed for sale at the corner of Nipomo and Monterey
(610 Monterey Street). As the City Council has an informal policy of acquiring properties that
serve its long term interest and do not involve the use of eminent domain, staff was directed to
investigate the site and obtain an appraisal prior to any negotiations for purchase. The site has
long term City interest as it is one of the few shown on the City's Downtown Concept Plan for
eventual City use. The current version of the Concept Plan designates this location for eventual
cultural uses that would benefit the City. The ultimate use of the site will be determined by some
City Council in the future. After purchase of this property, only two properties will remain
identified for future purchase.
The house currently occupying the site was constructed around 1930. It is listed in the City's
Historic Resources Survey and is listed as a "contributing building". It is not on the National
Register but is located in the historical preservation district. Staff proceeded to obtain an
appraisal and the appraiser said of the building "a good quality residence with a remaining
economic life of 10 to 15 years". This remaining life should work well with City time frames for
development of the site as it could easily take that long to obtain remaining properties; decide
upon what type of development; fund and construct the facility. The appraiser found the
property to be worth $370,000 while the asking price was $399,900. The Council authorized
staff to negotiate for purchase after review ofthe appraisal.
The General Plan designates this property as "Office". After purchase, a General Plan
amendment to "Public" would eventually be necessary in order to accommodate the multiple
uses anticipated by the Downtown Concept Plan. The Downtown Concept Plan was adopted"in
Council Agenda Report-Property Purchase-610 Monterey Street
Page 2
concept"by the City Council as a planning document to guide the public and private sector in the
development of the Downtown. While the General Plan provides a basic overall framework, the
Downtown Plan provides more specific direction. Thus, while the General Plan shows this
property changing from residential to office, the Downtown Plan shows the property changing
from residential to cultural facilities(with an adjacent small plaza).
In negotiations with the seller, it became apparent that a major issue was the health and eventual
relocation of the elderly inhabitants of the house. The seller requested that the inhabitants be
allowed 90 days of free rent after the close of escrow to make such arrangements and likewise
requested a letter of friendly condemnation to help in estate planning matters. Staff agreed to
both of these requests as the City has no immediate plans for use of the site. However, staff is
concerned that the tenancy, even for such a short period, could invoke the Uniform Relocation
Act provisions of State law. As such prior to close of escrow either a binding agreement which
will eliminate relocation act worries will be negotiated.
It is recommended that the City Council purchase of this property because it makes sense from a
long range planning perspective. The City already owns five of the eight properties shown for,
acquisition and this purchase would leave only two remaining to acquire. Eventually, the City
will own a nicely sized piece of property that would offer many possibilities for future use.
These could include the currently expected combination of office, cultural and parking uses to
office/residential to a new compact and efficient residential complex. If there is to be a parking
structure at Palm and Nipomo, it has been envisioned that other uses would be placed on the
street frontage of Monterey and Nipomo Streets(the site of this property).
PLANNING COIVEVIISSION ACTION
The Planning Commission reviewed the proposed property acquisition for General Plan
conformity on April 22, 1998. The Commission found the proposed acquisition not to be in
conformance with the General Plan Several policies in the Land Use and Housing Elements
pertain to the proposed acquisition. Although the General Plan designates thepropertv as Office
land use, the Commission based their determination on the eventual conversion of the property to
"Office" on Housing Element policies that state the City will discourage the conversion or
elimination of existing housing in office, commercial, and industrial areas(H 3.2.2, General Plan
Digest). The Commission also referenced a Housing Element policy that states that the City will
consider adopting a"no net housing loss"policy in residential/offices portions of Downtown.
The General Plan is an internally consistent body of policies, and the Planning Commission staff
report (attached) identifies several additional General Plan policies that support the acquisition
and eventual conversion of the property. While there are policies to discourage conversion of
residential uses in "Office" areas, other General Plan policies suggest that under the right
conditions conversion would be appropriate. Together, these policies give the Council flexibility
to determine that an eventual conversion of the residential use on this property in this case would
be the appropriate thing to do. These are set forth in the attachment.
Councr7 Agenda Report-Property Purchase-610 Monterey Street
Page 3
FISCAL EM PACT
No current funding is budgeted for this project. It is recommended that the necessary funding of
$390,000 be provided from the Unappropriated General Fund balance. Approximately $10,000 is
being requested to cover miscellaneous costs of closing escrow which should occur about June 5,
1998. Adequate general fiord resources are available to support this appropriation and retain the
general fund balance at policy level.
ALTERNATIVES
Do not purchase the property.
Attachments
Vicinity map
Planning Commission staff report
Purchase agreement(copy available in the Council reading file)
I:addiv/property acq/610 monterey/610 Monterey 5-5-98 cc agnda report
-3
Site Map from GLS Land Use Map
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CITY OF SAN LUIS OBISPO
PLANNING COMMISSION STAFF REPORT rrEm a 4
BY: Glen Matteson, ssociate Planner MEETING DATE: April 22, 1998
FROM: John Mandeville,Long Range Planning Manager)
FILE NUMBER: GPC 56-98
PROJECT ADDRESS: 610 Monterey Street
SUBJECT: General Plan conformity determination for property acquisition at 610 Monterey
Street,for potential future development of a public facility or a cultural facility.
RECOMMENDATION
Determine,and report to the City Council, that the proposed property acquisition conforms with
the General Plan.
DISCUSSION
Data Summary
Property Owner. Russ L.Adrienne,trustee,and others
Owner's Representative: Fitzpatrick &Barbbieri
General Plan Land Use Map: Office
Zoning: O(Office)
Surrounding Uses: dwellings,children's museum,parking lots,mortuary
Environmental Status: Categorically exempt as an existing facility (CEQA Guidelines Section
15301 or a conversion of a small structure (Section 15303);. firture
development of a public or cultural facility will be subject to environmental
review.
Site Description
The proposed acquisition is a single,nearly level,9,100-square-footlot that is occupied by a house.
The house was built in 1930,and it's historical designation is a"contributing"property.While not
an architecturally significant building, the house and landscaped yards do contribute to the
relatively low-intensity,traditional San Luis Obispo neighborhood character.
Why is the City thinking of buying this property?
The Downtown Concept Plan shows cultural or historical uses along the Monterey Street
frontage of this block, and a public parking structure for the western corner of the block. The
City has no immediate plans to build in this area However, the City recently bought the two
parcels located on Nipomo Street between the subject parcel and Palm Street so the land would
be in City ownership when a project is proposed. The City has tried to obtain sites intended for
public facilities from willing sellers as opportunities arise, rather than by condemnation. The
subject site is one of those opportunities. —
Planning Commission Staff Report-610 Monterey Acquisition Page 2
What will the City do with the property?
For the immediate firture,the existing house probably would be rented as a residence. In the mid
term,it may be converted to an office. Also, it could be a temporary home for at least part of the
Historical Museum materials while seismic, accessibility, and other work is done on the.
Historical Museum building. Converting the. house to an office would be subject to
administrative use-permit approval, and architectural review for any exterior changes. Use of the
site for a library, museum, or theater would require a change of zone, as well as Planning
Commission approval of a use permit. Architectural review would be required for removal of the
existing building or any new construction.
The Downtown Concept Plan implies that this site would accommodate part of a new building
for a cultural use,access to a new parking structure,and possibly offices along the Nipomo Street
frontage.
What is the Planning Commission's role?
California law requires that before the City acquires real property,it must first refer the item to the
Planning Commission for a determination of conformity with the General Plan(Government Code
Section 65402).The Commission scion must then hold a public hearing and report its findings to the City
Council. A finding that a proposed acquisition conforms with the General Plan does not
necessarily mean the Commission endorses a particular project for the site.. There are no specific
sanctions in State law if an acquisition is found not to conform with the General Plan. A finding
of nonconformance could make a project vulnerable to legal challenge through Government
Code provisions requiring General Plan conformity for new development.
What does the General Plan say?
The Land Use Map shows the site as Office. (Typically, the Land Use Map designates property
as Public only if it is owned by a government agency, to avoid potential "takings" issues.) Land
Use Element Figure 4 shows the site as being within the downtown planning area, and just
outside the core.
Land Use Element policy 4.2.1 says "Downtown residential uses contribute to the character of
the area, allow a 24-hour presence which enhances security, and help the balance between jobs
and housing in the community. Existing residential uses within and around the commercial core
should be protected, and new ones should be developed." This policy will be addressed in more
detail when a proposal to change the residential use is presented. One response would be to
include residential use in any public development for the area.
Land Use Element policy 43 says "Cultural facilities, such as museums, galleries, and public
theaters should be downtown." Land Use Element policy 4.10 says "There should be a diversity
of parking opportunities. Any major increments in parking supply should take the.form of
structures, located at the edges of the commercial core, so people will walk rather than drive
between points within the core."The acquisition is consistent with these policies.
Planning Commission Staff Report-610 Monterey Acquisition Page 3
Land Use Element policy 5.2.2 says "An appropriate area for cultural facilities is the vicinity of
Mission Plaza." Figure 5 shows a "Cultural Facilities Area" extending approximately from
Monterey Street to San Luis Obispo Creek and from Nipomo Street to the Mission. The subject
site is at the edge of the mapped area and is consistent with the text policy.
Land Use Element program 5.6 says "The City will attempt to acquire land for cultural facilities
or Mission Plaza extension as sites become available." The acquisition is consistent with this
program.
ALTERNATIVES
The Commission may determine that the acquisition does not conform with the General Plan.
The Commission may continue the item. There is no legally mandated deadline for Commission
action. .
Attached:
Vicinity Map
6- 7
council ' °�s sig
j acEnaa nEpout
CITY OF SAN LUIS OBISP. 0�,,� !
FROM: Bill Statler,Director of Finance VY�
SUBJECT: PERS RATES FOR 1998-99
CAO RECOMMENDATION
Receive a report on proposed retirement contribution rates for 1998-99, and discuss potential
impacts on the 1998-99 Budget.
DISCUSSION
We received our 1998-99 retirement contribution rates from the California Public Employees'
Retirement System (PERS) on April 24, 1998. These were late by about one year. The reason
we were given by PERS for this delay was their conversion to a new computer system, which
would: improve customer service; result in more timely, accurate reports; stabilize rates; and
generally improve PERS' reliability and credibility.
As shown below,these new rates show a huge increase(by about 600%, or a seven-fold increase)
in our employer contribution rate for safety employees (sworn police and fire employees), and a
reduction in our employer contribution rate for all other employees (miscellaneous):
Current and Pronosed Emlilover Contribution Rates
Current: 1997-98 Proposed: 1998-99
Miscellaneous Employees 2.305% 0.000%
Safe Employees 3.374% 23.586%
Note: These rates are in addition to the employee contribution rate of 7% for miscellaneous and 9% for safety
employees,which the City pays for most employees.
What does this mean? These changes result in a net increase in PERS costs for 1998-99 of
about$900,000. This includes the reduction in costs for miscellaneous employees. This increase
is even greater for the General Fund, since a large portion of the reduced costs for miscellaneous
employees is in the enterprise funds, whereas all of the safety costs are in the General Fund. For
the General Fund,the net increase is about$975,000 annually.
Why are safety rates increasing by so much? While we have received actuarial,reports-from
PERS, they do not include an adequate explanation for this huge increase. We are vigorously
pursuing more information from them. Further, we should recognize that these are based on
complex actuarial models. As such, while we can hope for a clear and concise answer from
PERS,we may need professional assistance if we want to delve deeply into their methodologies.
However, at least part of the answer lies in how outstanding liabilities (or assets) are being
amortized as summarized by the following:
y /
Council Agenda Report—PERS Rates for 1998-99
Page 2
Normal Costs and Amortized Bases
■ Normal costs. This is the amount that should be set aside from this point forward to
ensure that contributions will fully cover future benefits.
■ Amortized bases. This is the amount of existing unfunded liabilities (or excess assets)
that must be paid (or credited) over time to ensure that future benefits will be correctly
funded. The amortization period is referred to as the "funding horizon," which in our
case is the year 2000 under our existing PERS contract.
The following summarizes our current and proposed rates for miscellaneous and safety
employees by both of these cost components:
Miscellaneous Em toFees -
Current: t997-98 Proposed: 1998-99
Rate for"Normal Costs" 5.590% 5.764%
Rate for Payment on Amortization Bases 3.285% 14.110%
Total 2.305% 1 0.000%
Saft.Em to ees Current: 1997-98 Proposed:-1998-99-1
Rate for"Normal Costs" 13.732% 14.037%
Rate for Payment on Amortization Bases 10.358% 9.549%
Total 3.374% 1 23.586%
Note that for both employee classes, "normal costs" have not changed much. The large changes
(positive in the case of miscellaneous employees, extremely adverse in the case of safety
employees) are in the area of amortized costs:
■ Miscellaneous employees. The over funding of assets versus liabilities has actually
increased, resulting in a credit rate of 14.1% versus 3.3%. In the past, we would have
received a full refund for this credit; however,recent legislation no longer allows this.
■ Safety employees. We have gone from an over-funded, credit rate of 10.4%, to an.
unfunded liability rate of 9.4%. In short, the credit rate has been replaced by a debit rate,
of about equal magnitude. This results in a rate that is about 20 percentage points higher
than our current one; and annual cost increase of about$1.2 million for safety employees.
Why this huge change in amortized costs? As noted above, we do not yet have this
information,but we are pursuing it.
What Are Our Options?
Since about 50% of the increase in safety rates is for unfunded liabilities, we can spread this out
over time. As noted above, our current "funding horizon" is the year 2000. The following
summarizes"funding horizon"options as presented by PERS:
7 �
Council Agenda Report—PERS Rates for 1998-99
Page 3
Safe Em to ees Fundina Horizon On-tons
11 2011 2028
Normal Cost Rate 14.0370Y( 14.0370o 14.0370
Unfunded Liability Rate 77- 9.549% 1 1.789% 1.022%
Total Rate: 1998-99 23.586% 1 15.826% 15.059%
Estimated P ent:-1998-99 $1,411,900 $947,400 $901,500
As reflected above, changing our "funding horizon" from 2000 to 2011 would reduce annual
costs by about $450,000.
Where to from Here?
We have a number of issues before us and decisions we need to make in a relatively short time.
The following are some of the immediate steps we are taking:
■ Receiving a full accounting from PERS. The outrageousness of this rate increase is
compounded by the fact that it comes late, and follows a period where PERS credibility
was already at a low point. We are entitled to a concise and straightforward explanation
of how our actuarial position can change so radically in one year. There may be a good
explanation. We would like to hear it. _
■ Working with other cities. We know we are not alone in experiencing a huge change in
our PERS contribution rates. However, there has not been any organized activity by
other agencies. This needs to change, and we plan to work closely with the League of
California Cities and others in mitigating these proposed changes.
■ Working with our State legislators. Depending on the results of our efforts in working
with PERS and other cities, we may want to seek some form of legislative relief.
■ Contracting for professional assistance. Once we have a better understanding of the
issues,we may decide that we need professional advice in reviewing PERS' methodology
and developing options.
■ Considering an amendment to our PERS contract. We have a lot of research ahead of
us before we can make a good decision about whether we should extend our funding
horizon. More fundamentally, we need to assure ourselves that our pension liabilities
have been correctly calculated before we invest energy in determining the best way to
fund them.
FISCAL EMPACT
The following summarizes projected PERS retirement costs for 1998-98 based on current and
proposed rates. These amounts include the employer contribution as well as employee
contributions paid by the City. As reflected in this summary, General Fund costs will increase
by about $975,000 annually. This increase will be less (by about $450,000) if we change our
funding horizon from 2000 to 2011.
Council Agenda Report—PERS Rates for 1998-99
Page 4
Year 2000 Fund*n HWill
orizon
General Fund PERS Costs: 1998-99 ear 2000 Fundiwr Horizon
Current Rates
'
Miscellaneous Employees 695,400 510,200 .185,200
Safe Employees 597,900 1,756,200 1,158,300
Total $ 1,293,300 $ 2,266,400 $ 973,100
Total Ci PERS Costs: 1998-99
,Year 2000 Funding Horizon
Current Rates Proposed Rates Variance
Miscellaneous Employees 952,600 703,700 248,900
Safe Employees 597,900 1,756,200 1,158,300
Total $ 1,550,500 $ 2,459,900 $ 909,400
Year 2011 Fund!'M Horizon
General Fund PERS Costs:1998-99 War 2011 Fundin Horizon
Current Rates Proposed Rates Variance
Miscellaneous Employees - 695,400 - 510,200 185,200
Safe Employees 597,900 1,311,500 713,600
Total $ 1,293,300 $ 1,821,700 $ 528,400
Total Ci PERS Costs:1998-99 ear 2011 Fundin Horizon
Current Rates Proposed Rates Variance
Miscellaneous Employees 9522600 703,700 248,900
Safe Employees 597,900 1,311,500 713,600
Total $ 1,550,500 $ 2,015,200 $ 464,700
SUMMARY
If implemented, the proposed rates would have profound impacts on us, resulting in General
Fund cost increases of$525,000 to $975,000 annually,depending on the funding horizon.
We are treating this very seriously. Given our time constraints, our funding recommendations
will probably be provided to the Council as part of the 1998-99 Budget,which we plan to present
to the Council on June 16, 1998. However, as new developments arise, we will immediately
inform the Council about them.
ON FILE WITH THE DEPARTMENT OF FINANCE
■ PERS Actuarial Report—Safety Employees
■ PERS Actuarial Report—Miscellaneous Employees
G:FinanceBudget 98/PERS Rates Agenda Report
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