HomeMy WebLinkAbout12-16-2014 C6 RFP for Subdivision Regulation AmendmentsCity of San Luis Obispo, Council Agenda Report, Meeting Date, Item Number
FROM: Derek Johnson, Community Development Director
BY: Phil Dunsmore, Senior Planner
SUBJECT: AUTHORIZE REQUEST FOR PROPOSAL (RFP) FOR CONSULTANTS TO
ASSIST WITH AMENDMENTS TO CITY’S SUBDIVISION
REGULATIONS
RECOMMENDATION
1. Authorize the issuance of request for proposals (RFP) for consultant services to assist staff in
updating the Subdivision Regulations; and
2. Authorize the City Manager to award a consultant services agreement in an amount not-to-
exceed $50,000 to assist staff with the development of revisions to the Subdivision Regulations
document provided the bids fall within the budgeted amount.
DISCUSSION
Background
The City’s Subdivision Ordinance (MC 16.00), otherwise known as the “Subdivision
Regulations,” regulates the division of real property while implementing the State Subdivision
Map Act and the City’s General Plan. The ordinance is crucial in guiding the implementation of
public improvements, acquiring public parkland, and in regulating the design of residential and
commercial property subdivisions of land. The ordinance was last comprehensively updated in
2005. Since that time, the State Map Act has been amended, and advancements in the design,
regulation and financing associated with real property divisions have changed. Hence, the time
has come to amend the regulations.
If approved, the RFP will be published on the city’s website and distributed to consultants
experienced in the preparation of subdivision regulations. Any amendments would be brought to
the Planning Commission and City Council for review and approval.
Scope of Services
City staff is seeking consultant assistance to update the City’s regulations, including the
following activities:
1. Review legislative and case law updates to determine where existing regulations need to be
updated;
2. Review updated Stormwater regulations to determine where subdivision design may impact
public improvements and lot patterns;
3. Recommend changes and provide initial draft of Subdivision Regulations;
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Subdivision Regulations Update - Request for Proposal Page 2
4. Assist with public outreach efforts. Outreach efforts will utilize workshops and other
opportunities to engage community groups and the development community including
architects and engineers who are engaged in the development review process; and
5. Prepare final draft of Subdivision Regulations.
FISCAL IMPACT
$50,000 has been earmarked for this effort. These funds were allocated to this effort from City
Manager approved fiscal year 2013/2014 carryover funds.
ALTERNATIVES
1. Provide direction regarding an amended scope of work and continue authorization of the RFP.
2. Continue consideration of the workscope and RFP with direction to staff on necessary
changes.
ATTACHMENT
1. Request for Proposal for consultant assistance
T:\Council Agenda Reports\2014\2014-12-16\RFP Amend City Subdivision Regulations\Subdivision Regulations RFP-CAR.docx
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City of San Luis Obispo
Specification No. 91345
The City of San Luis Obispo is committed to including disabled persons in all of our services, programs and activities.
Telecommunications Device for the Deaf (805) 781-7410.
990 Palm Street San Luis Obispo, CA 93401
Notice Requesting Proposals for
Updates to the City’s Subdivision Regulations
The City of San Luis Obispo is requesting sealed proposals for consultant assistance to prepare
updates to the City’s Subdivision Regulations pursuant to Specification No. 91345. All
proposals must be received by the Finance Division by 1:00 p.m. on ________, 2014 when
they will be opened publicly in the City Hall Council Chambers, 990 Palm Street, San Luis
Obispo, CA 93401.
Proposals received after said time will not be considered. To guard against premature opening,
each proposal shall be submitted to the Finance Division in a sealed envelope plainly marked
with the proposal title, specification number, proposer name, and time and date of the proposal
opening. Proposals shall be submitted using the forms provided in the specification package.
Specification packages and additional information may be obtained by contacting Phil
Dunsmore at (805) 781-7522 or via email at pdunsmore@slocity.org.
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Specification No. 91345
TABLE OF CONTENTS
A. Introduction
Project Summary 1
Project Scope 1
Administration 2
Schedule 3
Scope of Work 4
Detailed Work Program 6
B. General Terms and Conditions 9
Contract Award and Execution 10
Term of Agreement 13
D. Agreement 14
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Section A
INTRODUCTION
1. PROJECT SUMMARY
The City of San Luis Obispo is seeking proposals from qualified consulting firms to
guide an update to the City’s Subdivision Regulations. The purpose of the update is to
align the City’s Regulations and processing procedures with the State Subdivision Map
Act and to amend the regulations to implement City General Plan policies. The
Subdivision Regulations will need to be consistent with the Subdivision Map Act, recent
case law, and pertinent legal findings. The consultant will review the City’s existing
regulations and recommend amendments needed to implement the latest trends in
ownership boundaries including commercial and residential airspace subdivisions,
three-dimensional subdivisions and lot line adjustments, mixed use
commercial/residential developments, and other forms of common interest subdivisions,
with a special focus on creative small lot subdivisions. The consultant will indicate
where the Map Act provides for City discretion and will recommend and review
proposed language for those instances, including requirements for parcel map
exemptions and waivers. The revised regulations will incorporate some of the public
improvement design elements of the latest storm water requirements as dictated by the
Regional Water Quality Control Board and the City’s Public Works Department.
The consultant services are intended to supplement staff production of a revised
Subdivision Ordinance. The consultant will be responsible for reviewing existing City
regulations for Subdivision Map Act consistency and providing recommended language
and ordinance organization to better address both state requirements and local
conditions without including excessive overlap between State and Local regulations.
The consultant will also be asked to provide creative solutions for public improvements
and overall document/graphics layout. The consultant will be responsible for creating a
complete document utilizing the existing document as a base, with City staff acting as
project manager through the public outreach and development of final language for the
new document.
2. PROJECT SCOPE
NEED: Focused Amendment of Existing Subdivision Regulations. Budget = $50,000
ACTIVITIES:
The activities/tasks include the following:
1. Review existing City Subdivision regulations and indicate where the current
regulations need editing and correction for Map Act Consistency (with an
emphasis on referencing Map Act instead of interpreting Map Act), General Plan
Conformance, processing procedure consistency, and community input. Indicate
where the Map Act allows for City discretion, discuss with project manager, and
provide suggested language revisions.
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2. Recommend language to address contemporary community/subdivision design
including but not limited to small lot subdivisions, airspace subdivisions, three-
dimensional subdivisions, and other forms of infill development ownership.
3. Recommend street design, lot design, public improvements and other graphics
consistent with the City’s Circulation Element and Stormwater Requirements.
4. Optional: Potentially assist with public workshops and meetings to engage
citizens, neighborhood groups and local professionals from the development
community.
The selected consultant will be responsible for drafting portions of the revised
regulations and should include assumptions made for each activity that may impact
cost.
Consultant should provide a separate bid for optional activity #4 based on an
assumption of 2 workshops and 2 hearings to assist staff with presentations. City staff
will be lead on Task #4. The goal of this task is to educate the decision-makers and the
community regarding proposed changes to the regulations; how they implement City
Land Use and Zoning policies; and where local interpretations or implementation has
been identified.
DELIVERABLES:
The final product is a legislative draft document of the revised subdivision regulations
with associated graphics.
3. ADMINISTRATION
PERSONNEL:
Phil Dunsmore, Senior Planner with the Community Development Department, is the
project lead and will be assisted by Public Works staff. The Subdivision Regulations
comprise Chapter 16 of the City’s Municipal Code. Amendments to the Municipal Code
require review by the Planning Commission and final action by the City Council. The
Planning Commission consists of 7 members appointed by the City Council. The City
Council consists of 5 elected officials.
City staff involved in the update include the City Attorney (for review of legal matters
and Subdivision Map Act interpretation), Utilities Department, Parks and Recreation
Department (for review of parkland impact fees and associated policies), Fire and Police
Department (for review of emergency access and lot design characteristics) and Public
Works staff for review of public improvement standards. Community Development
Department staff will serve as the project lead.
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SCHEDULE:
Table 1
ACTIVITY CONSULTANT CITY SCHEDULE
Planning staff prepares Request for
Proposals (RFP)
X January 2015
RFP sent to qualified consultants X January 16, 2015
Responses due X January 30, 2015
City response to consultants
regarding whether submittal will be
considered through subsequent
interview
X February 13, 2015
Interview consultants (If needed) X February 18, 2015
Select consultant and enter into
contract
X February 2015
Initial kick-off meeting with staff team X X March 2015
Initial Public
Workshop/outreach/website updates
performed by City staff
Optional
X April-May 2015
Prepare Rough Draft Regulations X June-July 2015
Provide internal review to verify
subject matter is covered & revise
draft as needed.
X X June 2015
Environmental Review Document
(CEQA) prepared by staff
X July - August 2015
Second public outreach effort. Public
workshop, website update
Optional
X August 2015
Review by Parks and Rec
Commission
X August 2015
Prepare final draft
X
September 2015
Public Hearing 1 (Planning
Commission)
X
October 2015
Public Hearing 2 (Council) X X November 2015
Create Final products and deliver to
City
X December 2015
Publish final Document X December 2015
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SUBDIVISION REGULATIONS BACKGROUND
To view the existing Subdivision Regulations, please see the city website for more
information:http://www.slocity.org/communitydevelopment/download/unifiedgeneralplan/
JDavid/subdivisionregs-august07.pdf
SCOPE OF WORK
The current draft of the Subdivision Regulations was prepared by City Staff in 2005 with
minor updates in 2007. The proposed update will primarily focus on consistency with the
2014 Subdivision Map Act while amending the Regulations for ease of public use and to
incorporate the latest Climate Action Plan, General Plan policies, processing
procedures, and Stormwater Requirements. The website for the General Plan update is
http://www.slo2035.com/. Existing and proposed General Plan policies will be essential
in guiding the Subdivision Regulations update. The recent General Plan update was
made possible by a Sustainable Communities grant provided by the State of California
Strategic Growth Council. Policies were amended to focus on sustainable growth, infill
opportunities and circulation element improvements that cater to pedestrian and bicycle
circulation.
Since subdivision design, lot size standards and public improvements all play a role in
shaping the community while providing sustainability, housing and commercial
opportunities, a focus on subdivision design standards, small lot subdivisions, and
physical improvement standards shall be included as part of the update. The current
subdivision regulations already include extensive details on common interest
subdivisions and subdivision design standards; however these chapters will need to be
updated.
Amendments to the City’s Municipal Code will be considered a project under CEQA,
therefore an environmental initial study will need to be prepared, resulting in either an
Negative Declaration or Mitigated Negative Declaration. This work effort will be the
responsibility City staff with assistance and advice from the consultant.
COMMUNITY PARTICIPATION
San Luis Obispo has very informed and engaged residents and other community
stakeholders. As such, the public participation aspect of this process is especially
critical. The City will be engaging in a community participation process that is inclusive
and validating for the participants. The process will likely include public outreach
workshops/meetings that will include neighborhood groups and local development
interests such as homebuilders and civil engineering firms. The City encourages the
consultant to provide suggestions for additional outreach opportunities. (Please note
that these meetings are distinct from the required meetings for the approval process at
Planning Commission and City Council.) City staff will be responsible for meeting
coordination, set-up, and noticing (Consultant participation in the outreach is an optional
task that should be separately estimated). At a minimum, the following outreach tools
should be included:
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• E-updates – The City will develop and maintain an email list to send regular
updates and links to maintain interest and generate participation.
• Community workshop –City staff (and, as an option the consultant) will hold
two workshops at key points in the process to inform/educate and solicit
feedback prior to first draft and following initial draft document.
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Subdivision Regulations Update Detailed Work Program
Consultant to add detailed costs associated with each Task in section F above.
High Level Activities/Milestones Responsible Parties Schedule of Deliverables
TASK 1. PROGRAM INITIATION
Sub-Task A Initiate Program
Kick Off Meeting, highlight areas for document
update, set goals, establish project schedule in
Microsoft Project
Sub-Task B Work Plan Detail
Review Existing Document, Refine work plan
City Staff and Consultants
City Staff and Consultants
December 2014 through February 2015
Phase Deliverables:
• Detailed project schedule
• Community Workshop summary
TASK 2. OUTREACH
Sub-Task A Community Workshop
Provide community and citizen groups, and
developers with overview of subdivision
Regulations in an effort to understand what is
working/not working and discuss proposed
update.
Sub-Task B
Other Forms of Outreach- Gather Feedback to
create list of refinements to Regulations
Consultants and City Staff
Consultants and City Staff
February- March 2015
Phase Products:
• Workshop/Community Meeting
• Community workshop summary
• List of Subdivision Regulations
Updates
TASK 3. PREPARE DRAFT REGULATIONS
Sub-Task A
Prepare Evaluation of Lot Size Minimums and
Creative Common Interest Subdivision standards
Sub-Task B
Prepare Rough Legislative Draft of Subdivision
Regulations
Consultants and City Staff
Consultants and City Staff
March through April 2015
Phase Products:
• Legislative Draft of Regulations
• Evaluation of Lot Size Minimums
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High Level Activities/Milestones Responsible Parties Schedule of Deliverables
Consultants
Task 4. Second Public Outreach Effort
Sub-Task A
Public Workshop, other efforts as needed
Sub-Task B
Gather Public Feedback to incorporate into
Regulations
Consultants and City Staff
Consultants
May-June 2015
Phase Products:
• Overview of edits
• Public Presentation
Task 5. Prepare Final Draft of Regulations
Update
Sub-Task A
Prepare final legislative draft for staff review
(Administrative Draft)
Sub-Task B
Prepare Public hearing draft of Subdivision
Regulations for Planning Commission Review
Consultants and City Staff
City Staff with Consultant input
July 2015
• Administrative Draft
• Final Draft for Planning
Commission Review
Task 6. CEQA
Sub-Task A
Prepare Initial Study
City Staff
June-July 2015
• Initial Study Document/Negative
Declaration
Task 7. Final Documents and Adoption
Sub-Task A
Planning Commission Hearing
Sub-Task B
City Council Hearing
Consultants and City Staff
City Staff
August-October 2015
Phase Products:
• Final document in print and
electronic versions
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AVAILABLE RESOURCES
City documents include:
Document Location
General Plan http://www.slocity.org/communitydevelopment/Long%20Range/generalplan.asp
(Land Use, Circulation, Noise, Safety, Water and Wastewater, Conservation and Open Space, Housing, and
Parks and Recreation Elements)
New General Plan update: http://www.slo2035.com/
Climate Action
plan
http://www.slocity.org/communitydevelopment/Long%20Range/SLO%20CAP.pdf
Stormwater
Management
Plan
http://www.slocity.org/publicworks/stormwater/1intro.asp#RESOURCE_LIBRARY
Zoning
Regulations
http://www.slocity.org/communitydevelopment/download/Zoning%20Code%202010-Complete%20Document.pdf
Subdivision
Regulations
http://www.slocity.org/communitydevelopment/download/unifiedgeneralplan/JDavid/subdivisionregs-august07.pdf
Community
Design
Guidelines
http://www.slocity.org/communitydevelopment/download/Community%20Design%20Guidelines/Community%20D
esign%20Guidelines%20(4-18-11).pdf
City of San Luis
Obispo Municipal
code
http://www.codepublishing.com/ca/sanluisobispo/
Land Use
Element Map
http://www.slocity.org/communitydevelopment/Long%20Range/LandUseElementMap20100903.pdf
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Section B
GENERAL TERMS AND CONDITIONS (the legal stuff)
PROPOSAL REQUIREMENTS
1. Requirement to Meet All Provisions. Each individual or firm submitting a proposal
(proposer) shall meet all of the terms, and conditions of the Request for Proposals (RFP)
specifications package. By virtue of its proposal submittal, the proposer acknowledges
agreement with and acceptance of all provisions of the RFP specifications.
2. Proposal Submittal. Each proposal must be submitted on the form(s) provided in the
specifications and accompanied by any other required submittals or supplemental
materials. Proposal documents shall be enclosed in an envelope that shall be sealed
and addressed to the Department of Finance, City of San Luis Obispo, 990 Palm Street,
San Luis Obispo, CA, 93401. In order to guard against premature opening, the proposal
should be clearly labeled with the proposal title, specification number, name of proposer,
and date and time of proposal opening. No FAX submittals will be accepted.
3. Insurance Certificate. Each proposal must include a certificate of insurance showing:
a. The insurance carrier and its A.M. Best rating.
b. Scope of coverage and limits.
c. Deductibles and self-insured retention.
The purpose of this submittal is to generally assess the adequacy of the proposer’s
insurance coverage during proposal evaluation; as discussed under paragraph 12
below, endorsements are not required until contract award. The City’s insurance
requirements are detailed in Section E.
4. Proposal Quotes and Unit Price Extensions. The extensions of unit prices for the
quantities indicated and the lump sum prices quoted by the proposer must be entered in
figures in the spaces provided on the Proposal Submittal Form(s). Any lump sum bid
shall be stated in figures. The Proposal Submittal Form(s) must be totally completed. If
the unit price and the total amount stated by any proposer for any item are not in
agreement, the unit price alone will be considered as representing the proposer's
intention and the proposal total will be corrected to conform to the specified unit price.
5. Proposal Withdrawal and Opening. A proposer may withdraw its proposal, without
prejudice prior to the time specified for the proposal opening, by submitting a written
request to the Director of Finance for its withdrawal, in which event the proposal will be
returned to the proposer unopened. No proposal received after the time specified or at
any place other than that stated in the "Notice Inviting Bids/Requesting Proposals" will
be considered. All proposals will be opened and declared publicly. Proposers or their
representatives are invited to be present at the opening of the proposals.
6. Submittal of One Proposal Only. No individual or business entity of any kind shall be
allowed to make or file, or to be interested in more than one proposal, except an
alternative proposal when specifically requested; however, an individual or business
entity that has submitted a sub-proposal to a proposer submitting a proposal, or who has
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quoted prices on materials to such proposer, is not thereby disqualified from submitting a
sub-proposal or from quoting prices to other proposers submitting proposals.
7. Cooperative Purchasing. During the term of the contract, the successful proposer will
extend all terms and conditions to any other local governmental agencies upon their
request. These agencies will issue their own purchase orders, will directly receive goods
or services at their place of business and will be directly billed by the successful
proposer.
8. Communications. All timely requests for information submitted in writing will receive a
written response from the City. Telephone communications with City staff are not
encouraged, but will be permitted. However, any such oral communication shall not be
binding on the City.
CONTRACT AWARD AND EXECUTION
9. Proposal Retention and Award. The City reserves the right to retain all proposals for a
period of 60 days for examination and comparison. The City also reserves the right to
waive non-substantial irregularities in any proposal, to reject any or all proposals, to
reject or delete one part of a proposal and accept the other, except to the extent that
proposals are qualified by specific limitations. See the "special terms and conditions" in
Section C of these specifications for proposal evaluation and contract award criteria.
10. Competency and Responsibility of Proposer. The City reserves full discretion to
determine the competence and responsibility, professionally and/or financially, of
proposers. Proposers will provide, in a timely manner, all information that the City
deems necessary to make such a decision.
11. Contract Requirement. The proposer to whom award is made (Contractor) shall
execute a written contract with the City within ten (10) calendar days after notice of the
award has been sent by mail to it at the address given in its proposal. The contract shall
be made in the form adopted by the City and incorporated in these specifications.
12. Insurance Requirements. The Contractor shall provide proof of insurance in the form,
coverages and amounts specified in Section E of these specifications within 10 (ten)
calendar days after notice of contract award as a precondition to contract execution.
13. Business License & Tax. The Contractor must have a valid City of San Luis Obispo
business license and tax certificate before execution of the contract. Additional
information regarding the City's business license and tax program may be obtained by
calling (805) 781-7134.
CONTRACT PERFORMANCE
14. Ability to Perform. The Contractor warrants that it possesses, or has arranged through
subcontracts, all capital and other equipment, labor, materials, and licenses necessary
to carry out and complete the work hereunder in compliance with any and all federal,
state, county, city, and special district laws, ordinances, and regulations.
15. Laws to be Observed. The Contractor shall keep itself fully informed of and shall
observe and comply with all applicable state and federal laws and county and City of
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San Luis Obispo ordinances, regulations and adopted codes during its performance of
the work.
16. Payment of Taxes. The contract prices shall include full compensation for all taxes that
the Contractor is required to pay.
17. Permits and Licenses. The Contractor shall procure all permits and licenses, pay all
charges and fees, and give all notices necessary.
18. Safety Provisions. The Contractor shall conform to the rules and regulations pertaining
to safety established by OSHA and the California Division of Industrial Safety.
19. Public and Employee Safety. Whenever the Contractor's operations create a condition
hazardous to the public or City employees, it shall, at its expense and without cost to the
City, furnish, erect and maintain such fences, temporary railings, barricades, lights, signs
and other devices and take such other protective measures as are necessary to prevent
accidents or damage or injury to the public and employees.
20. Preservation of City Property. The Contractor shall provide and install suitable
safeguards, approved by the City, to protect City property from injury or damage. If City
property is injured or damaged resulting from the Contractor's operations, it shall be
replaced or restored at the Contractor's expense. The facilities shall be replaced or
restored to a condition as good as when the Contractor began work.
21. Immigration Act of 1986. The Contractor warrants on behalf of itself and all
subcontractors engaged for the performance of this work that only persons authorized to
work in the United States pursuant to the Immigration Reform and Control Act of 1986
and other applicable laws shall be employed in the performance of the work hereunder.
22. Contractor Non-Discrimination. In the performance of this work, the Contractor
agrees that it will not engage in, nor permit such subcontractors as it may employ, to
engage in discrimination in employment of persons because of age, race, color, sex,
national origin or ancestry, sexual orientation, or religion of such persons.
23. Work Delays. Should the Contractor be obstructed or delayed in the work required to
be done hereunder by changes in the work or by any default, act, or omission of the City,
or by strikes, fire, earthquake, or any other Act of God, or by the inability to obtain
materials, equipment, or labor due to federal government restrictions arising out of
defense or war programs, then the time of completion may, at the City's sole option, be
extended for such periods as may be agreed upon by the City and the Contractor. In the
event that there is insufficient time to grant such extensions prior to the completion date
of the contract, the City may, at the time of acceptance of the work, waive liquidated
damages that may have accrued for failure to complete on time, due to any of the above,
after hearing evidence as to the reasons for such delay, and making a finding as to the
causes of same.
24. Payment Terms. The City's payment terms are 30 days from the receipt of an original
invoice and acceptance by the City of the materials, supplies, equipment or services
provided by the Contractor (Net 30). In accordance with the Grant Guidelines, fifteen
percent (15%) of the amounts submitted for reimbursement will be withheld and issued
as a final payment upon agreement completion, at the sole discretion of the state. All
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expenditures must be itemized on the invoice form. For each expenditure of $500 or
more, copies of supporting documentation (time sheets, payroll stubs, receipts, etc.)
must be submitted with the invoice.
25. Inspection. The Contractor shall furnish City with every reasonable opportunity for City
to ascertain that the services of the Contractor are being performed in accordance with
the requirements and intentions of this contract. All work done and all materials
furnished, if any, shall be subject to the City's inspection and approval. The inspection of
such work shall not relieve Contractor of any of its obligations to fulfill its contract
requirements.
26. Audit. The City shall have the option of inspecting and/or auditing all records and other
written materials used by Contractor in preparing its invoices to City as a condition
precedent to any payment to Contractor.
27. Interests of Contractor. The Contractor covenants that it presently has no interest, and
shall not acquire any interest—direct, indirect or otherwise—that would conflict in any
manner or degree with the performance of the work hereunder. The Contractor further
covenants that, in the performance of this work, no subcontractor or person having such
an interest shall be employed. The Contractor certifies that no one who has or will have
any financial interest in performing this work is an officer or employee of the City. It is
hereby expressly agreed that, in the performance of the work hereunder, the Contractor
shall at all times be deemed an independent contractor and not an agent or employee of
the City.
28. Hold Harmless and Indemnification. The Contractor agrees to defend, indemnify,
protect and hold the City and its agents, officers and employees harmless from
and against any and all claims asserted or liability established for damages or
injuries to any person or property, including injury to the Contractor's employees,
agents or officers that arise from or are connected with or are caused or claimed
to be caused by the acts or omissions of the Contractor, and its agents, officers or
employees, in performing the work or services herein, and all expenses of
investigating and defending against same; provided, however, that the
Contractor's duty to indemnify and hold harmless shall not include any claims or
liability arising from the established sole negligence or willful misconduct of the
City, its agents, officers or employees.
29. Contract Assignment. The Contractor shall not assign, transfer, convey or otherwise
dispose of the contract, or its right, title or interest, or its power to execute such a
contract to any individual or business entity of any kind without the previous written
consent of the City.
30. Termination. If, during the term of the contract, the City determines that the Contractor
is not faithfully abiding by any term or condition contained herein, the City may notify the
Contractor in writing of such defect or failure to perform. This notice must give the
Contractor a 10 (ten) calendar day notice of time thereafter in which to perform said work
or cure the deficiency.
If the Contractor has not performed the work or cured the deficiency within the ten days
specified in the notice, such shall constitute a breach of the contract and the City may
terminate the contract immediately by written notice to the Contractor to said effect.
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Thereafter, neither party shall have any further duties, obligations, responsibilities, or
rights under the contract except, however, any and all obligations of the Contractor's
surety shall remain in full force and effect, and shall not be extinguished, reduced, or in
any manner waived by the termination thereof.
In said event, the Contractor shall be entitled to the reasonable value of its services
performed from the beginning date in which the breach occurs up to the day it received
the City's Notice of Termination, minus any offset from such payment representing the
City's damages from such breach. "Reasonable value" includes fees or charges for
goods or services as of the last milestone or task satisfactorily delivered or completed by
the Contractor as may be set forth in the Agreement payment schedule; compensation
for any other work, services or goods performed or provided by the Contractor shall be
based solely on the City's assessment of the value of the work-in-progress in completing
the overall work scope.
The City reserves the right to delay any such payment until completion or confirmed
abandonment of the project, as may be determined in the City's sole discretion, so as to
permit a full and complete accounting of costs. In no event, however, shall the
Contractor be entitled to receive in excess of the compensation quoted in its proposal.
The City also may terminate this contract at any time by giving the Contractor written
notice of such termination. Immediately upon receipt of notice of termination,
Contractor shall discontinue work on the project and incur no further obligations or
expenses. Contractor shall be paid the percentage of the total cost that corresponds to
the percentage of the document(s) that are satisfactorily completed prior to the
Contractor’s receipt of said termination.
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Section C
FORM OF AGREEMENT
AGREEMENT
THIS AGREEMENT is made and entered into in the City of San Luis Obispo on [day, date, year] by and
between the CITY OF SAN LUIS OBISPO, a municipal corporation, hereinafter referred to as City, and
[CONTRACTOR’S NAME IN CAPITAL LETTERS], hereinafter referred to as Contractor.
W I T N E S S E T H:
WHEREAS, on [date], City requested proposals for an update to the Subdivision Regulations and
preparation of Environmental Initial Study, per Specification No. _________ (project); and
WHEREAS, pursuant to said request, Contractor submitted a proposal that was accepted by City for said
project;
NOW THEREFORE, in consideration of their mutual promises, obligations and covenants hereinafter
contained, the parties hereto agree as follows:
1. TERM. The term of this Agreement shall be from the date this Agreement is made and entered,
as first written above, until acceptance or completion of said project.
2. INCORPORATION BY REFERENCE. City Specification No. ________ and Contractor's
proposal dated [date], are hereby incorporated in and made a part of this Agreement.
3. CITY'S OBLIGATIONS. For providing the services as specified in this Agreement, City will
pay and Contractor shall receive therefore compensation in a total sum not to exceed [$ .00.
4. CONTRACTOR'S OBLIGATIONS. For and in consideration of the payments and agreements
hereinbefore mentioned to be made and performed by City, Contractor agrees with City to do everything required by
this Agreement and the said specification as described in Exhibit [ ] attached hereto and incorporated into this
Agreement and to comply with the terms set forth in Exhibits B, C and E attached hereto and incorporated into this
Agreement.
5. AMENDMENTS. Any amendment, modification or variation from the terms of this Agreement
shall be in writing and shall be effective only upon approval by the City Manager of the City.
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Specification No. 91345
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6. COMPLETE AGREEMENT. This written Agreement, including all writings specifically
incorporated herein by reference, shall constitute the complete agreement between the parties hereto. No oral
agreement, understanding or representation not reduced to writing and specifically incorporated herein shall be of
any force or effect, nor shall any such oral agreement, understanding or representation be binding upon the parties
hereto.
7. NOTICE. All written notices to the parties hereto shall be sent by United States mail, postage
prepaid by registered or certified mail addressed as follows:
City City Clerk
City of San Luis Obispo
990 Palm Street
San Luis Obispo, CA 93401
Contractor Name
Address
8. AUTHORITY TO EXECUTE AGREEMENT. Both City and Contractor do covenant that each
individual executing this agreement on behalf of each party is a person duly authorized and empowered to execute
Agreements for such party.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed the day and year
first above written.
ATTEST: CITY OF SAN LUIS OBISPO
________________________________ By:_____________________________________
City Clerk City Manager
APPROVED AS TO FORM: CONTRACTOR
________________________________ By: _____________________________________
City Attorney
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City of San Luis Obispo
Specification No. 91345
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Section D
INSURANCE REQUIREMENTS:
Environmental Contractors and Consultants
Contractor shall procure and maintain for the duration of the contract insurance against claims for injuries
to persons or damages to property that may arise from or in connection with the performance of the work
hereunder by the Contractor, its agents, representatives, employees or subcontractors. General Liability,
Errors and Omissions and Pollution and/or Asbestos Pollution Liability coverages should be maintained
for a minimum of five (5) years after contract completion.
Minimum Scope of Insurance. Coverage shall be at least as broad as:
1. Insurance Services Office Commercial General Liability coverage (occurrence form CG 0001 or
Claims Made Form CG 0002).
2. Insurance Services Office form number CA 0001 (Ed. 1/87) covering Automobile Liability, code
1 (any auto), or code 8, 9 if no owned autos.
3. Workers' Compensation insurance as required by the State of California and Employer's Liability
Insurance.
4. Pollution and/or Asbestos Pollution Liability and/or Errors & Omissions.
Minimum Limits of Insurance. Contractor shall maintain limits no less than:
1. General Liability: $1,000,000 per occurrence for bodily injury, personal injury and property
damage. If Commercial General Liability Insurance or other form with a general aggregate limit
is used, either the general aggregate limit shall apply separately to this project/location or the
general aggregate limit shall be twice the required occurrence limit.
2. Automobile Liability: $1,000,000 per accident for bodily injury and property damage.
3. Employer's Liability: $1,000,000 each accident, $1,000,000 policy limit bodily injury by disease,
$1,000,000 each employee bodily injury by disease.
4. Pollution and/or Asbestos Pollution Liability and/or Errors and Omissions: $1,000,000 each
occurrence/$2,000,000 policy aggregate.
Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions must be declared
to and approved by the Entity.
Other Insurance Provisions. The following insurance provisions shall also apply:
1. The general liability, automobile liability, pollution and/or asbestos pollution and/or errors &
omissions policies are to contain, or be endorsed to contain, the following provisions:
a. The City, its officers, officials, employees, agents and volunteers are to be covered as
additional insureds as respects: liability arising out of activities performed by or on
behalf of the Contractor; products and completed operations of the Contractor; pollution
and/or asbestos pollution and/or errors or omissions, or automobiles owned, leased, hired
or borrowed by the Contractor. The coverage shall contain no special limitations on the
scope of protection afforded to the Entity, its officers, officials, employees, agents or
volunteers.
Note: Automobile, Pollution, Asbestos Pollution and/or Errors and Omissions insurance
carriers may not name the City as Additional Insured. If the City cannot be named as
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City of San Luis Obispo
Specification No. 91345
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Additional Insured, a letter from the insurance company confirming their position
required.
b. For any claims related to this project, the Contractor's insurance coverage shall be
primary insurance as respects the City, its officers, officials, employees, agents and
volunteers. Any insurance or self-insurance maintained by the City, its officers, officials,
employees, agents or volunteers shall be excess of the Contractor's insurance and shall
not contribute with it.
c. The Contractor's insurance shall apply separately to each insured against whom claim is
made or suit is brought, except with respect to the limits of the insurer's liability.
d. Each insurance policy required by this clause shall be endorsed to state that coverage
shall not be canceled by either party except after thirty (30) days prior written notice has
been given to the City.
2. The automobile liability policy shall be endorsed to delete the pollution and/or the asbestos
exclusion and add the Motor Carrier Act endorsement (MCS-90).
3. If General Liability, Pollution and/or Asbestos Pollution Liability and/or Errors & Omissions
coverages are written on a Claims Made Form:
a. The "Retro Date" must be shown, and must be before the date of the contract or the
beginning of contract work.
b. Insurance must be maintained and evidence of insurance must be provided for at least
five (5) years after completion of the contract or work.
c. If the coverage is canceled or non-renewed, and not replaced with another claims made
policy form with a "Retro Date" prior to the contract effective date, the Contractor must
purchase "extended reporting" coverage for a minimum of five years after completion of
the contract or work.
d. A copy of the claims reporting requirements must be submitted to the City for review.
4. The workers compensation policy shall be endorsed with a waiver of subrogation in favor of the
City.
Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating of no
less than A:VII. Since Pollution and/or Asbestos Pollution coverages may not be available from an
"Admitted" insurer, the coverage may be written by a Non-Admitted insurance company. A Non-
admitted company should have an A.M. Best's rating of A:X or higher. Pollution and/or Asbestos
coverages may also be written by a Captive Insurance Company or Risk Retention Group or Captive
Insurance Company, the City will check with its Insurance Advisor for further information before
approval.
Verification of Coverage. Contractor shall furnish the City with certified copies of endorsements
effecting coverage required by this clause. The endorsements are to be signed by a person authorized by
that insurer to bind coverage on its behalf. The endorsements are to be on forms provided by the City,
unless the insurance company will not use the City's form. All endorsements are to be received and
approved by the City before work commences. As an alternative to the City's forms, the Contractor's
insurer may provide complete, certified copies of all required insurance policies, including endorsements
affecting the coverage required by these specifications.
Subcontractors. Contractor shall include all subcontractors as insured under its policies or shall furnish
separate certificates and endorsements for each subcontractor. All coverages for subcontractors shall be
subject to all of the requirements stated herein.
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Specification No. 91345
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Section E
Proposal Submittal Forms:
Contractors and Consultants
The undersigned declares that she or he has carefully examined Specification No. ______, including the
description of the work program which is hereby made a part of this proposal; is thoroughly familiar with
its contents; is authorized to represent the proposing firm; and agrees to perform the specified work for
the following cost quoted in full:
Description 2014-15
Task 1
Task 2
Task 3
Task 4
Task 5
Task 6
Task 7
Other Costs (please
specify)
TOTAL $
Certificate of insurance attached; insurance company’s A.M. Best rating: __________________.
Firm Name and Address
Contact Phone
Signature of Authorized Representative
Date
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Specification No. 91138
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REFERENCES
Number of years engaged in providing the services included within the scope of the specifications under
the present business name: .
Describe fully the last three contracts performed by your firm that demonstrate your ability to provide the
services included with the scope of the specifications. Attach additional pages if required. The City
reserves the right to contact each of the references listed for additional information regarding your firm's
qualifications.
Reference No. 1
Customer Name
Contact Individual
Telephone & FAX number
Street Address
City, State, Zip Code
Description of services provided
including contract amount, when
provided and project outcome
Reference No. 2
Customer Name
Contact Individual
Telephone & FAX number
Street Address
City, State, Zip Code
Description of services provided
including contract amount, when
provided and project outcome
Reference No. 3
Customer Name
Contact Individual
Telephone & FAX number
Street Address
City, State, Zip Code
Description of services provided
including contract amount, when
provided and project outcome
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City of San Luis Obispo
Specification No. 91138
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STATEMENT OF PAST CONTRACT DISQUALIFICATIONS
The proposer shall state whether it or any of its officers or employees who have a proprietary interest in it,
has ever been disqualified, removed, or otherwise prevented from bidding on, or completing a federal,
state, or local government project because of the violation of law, a safety regulation, or for any other
reason, including but not limited to financial difficulties, project delays, or disputes regarding work or
product quality, and if so to explain the circumstances.
Do you have any disqualification as described in the above paragraph to declare?
Yes No
If yes, explain the circumstances.
Executed on at _______________________________________ under penalty
of perjury of the laws of the State of California, that the foregoing is true and correct.
______________________________________
Signature of Authorized Proposer Representative
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