HomeMy WebLinkAbout08/03/2001, C5 - CONTRACT FOR CITY ADVOCACY IN SACRAMENTO 4
council
j acEnaa REpoRt C s
CITY O F SAN LUI S O B I S P O
FROM: Wendy George, ACAO k9l
Prepared By: Betsy DeJamette, Assistant to the CAO
SUBJECT: CONTRACT FOR CITY ADVOCACY IN SACRAMENTO
CAO RECOMMENDATION:
Approve contract with Michael J. Arnold and Associates in the amount of$37,800 for legislative
advocacy services in Sacramento and authorize the Mayor to execute the contract.
DISCUSSION
Since March, 2000, the City has contracted with Michael J. Arnold and Associates to provide
legislative advocacy services in Sacramento. Specifically, the advocate has been retained to
provide the following assistance to the City:
1. Achieve smoother permit processing through State agencies, including more
timely resolution of problems.
2. Provide assistance on key water and wastewater issues.
3. Enhance City funding through greater grant and loan program awareness and
success.
4. Obtain funding through special legislation for priority projects.
5. Working with our legislators and the league of California Cities, obtain greater
assistance in the state legislative process, particularly with bills introduced on
behalf of or that impact the City of San Luis Obispo.
Over the past year, the services of Arnold and Associates have been a benefit to the City in
connection with external relationships with organizations such as the Union Pacific Railroad
(UPRR) and Fish and Game. With their assistance, the City successfully negotiated issues with
UPRR relating to bicycle paths. It is anticipated that the relationship Arnold and Associates has
with,the legislative office of the UPRR will be of continued assistance during the 2001-02
contract period. Additionally, Arnold and Associates has provided consistent and timely
information on grant programs and key legislation impacting the City.
This next year, advocacy will be particularly important as the City deals with complex water and
wastewater issues. Because of their working knowledge of City public policy goals and their
familiarity with issues specific to City projects, staff recommends that the services of Arnold and
Associates be continued through June 30, 2002. However, staff feels that before continuing this
contract on a longer term basis, we need to utilize the services of Arnold and Associates more
effectively than in the past. To do so, we arranged for Mr. Arnold to meet with City staff and
Council members so that he becomes even more aware of the City's needs and staff becomes
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Council Agenda Report--Contract for City Advocacy in.Sacramento
Page 2
more comfortable with accessing the support that he can provide. At the end of the contract term
staff will evaluate the effectiveness of this hopefully more aggressive use of Arnold and
Associates' services and, based on the outcome of that evaluation may recommend extending the
contract an additional year.
FISCAL IMPACT
The cost of representation is $3,000 per month, plus expenses (duplication, travel, telephone
calls, etc.), estimated at no more than $150 per month. Accordingly, the contract is for $37,800
for fiscal year 2001-02. Half of this amount has been budgeted from General Funds, one fourth
from the Water Fund and one fourth from the Sewer Fund, as follows:
WW
General Fund 18,900
Water Fund 9,450
Sewer Fund 9,450
Total Operating Costs $37,800
Council approved $37,800 in the 2001-02 Budget (Appendix A, pgs.100-101) for legislative
advocacy services.
ATTACHMENTS
Agreement
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ATTACHMENT 9
AGREEMENT
THIS AGREEMENT is made and entered into in the City of San Luis Obispo on this day
of by and between the CITY OF SAN LUIS OBISPO, a municipal
corporation, hereinafter referred to as City, and MICHAEL J. ARNOLD AND ASSOCIATES, INC., hereinafter
referred to as Contractor.
WITNESSETH:
WHEREAS,the City wishes to hire a provider of legislative advocacy services on its behalf,and
WHEREAS, Contractor is qualified to perform this type of service and has submitted a proposal to do so
which has been accepted by City.
NOW THEREFORE, in consideration of their mutual promises, obligations, and covenants hereinafter
contained,the parties hereto agree as follows:
1. TERM. The term of this Agreement shall be from July 1,2001,until June 30,2002.
2. CITY'S OBLIGATIONS. For providing services as specified in this Agreement,City will:
A. Compensate Contractor in monthly sum of$3,000.00 to be paid in advance on the first day of
each month during the term of this contract.
B. Reimburse Contractor for expenses incurred when traveling at the request of the City.
C. Reimburse Contractor for expenses incurred in connection with the pursuit of the City's
positions. Reimbursement made pursuant to this paragraph shall not exceed $150.00 per
month.
D. Provide Contractor with technical assistance on issues of interest to the City.
3. CONTRACTOR'S OBLIGATIONS. For and in consideration of the payments and agreements
hereinbefore mentioned to be made and performed by City, Contractor agrees with City to provide services.as set
forth in Exhibit A attached hereto and 'incorporated into this Agreement. Contractor further agrees to the contract
performance terms as set forth in Exhibit B attached hereto and incorporated into this Agreement.
4. AMENDMENTS. Any amendment,modification,or variation from the terms of this Agreement
shall be in writing and shall be effective only upon approval by the City Administrative Officer of the City.
ATTACHMENT 1
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Agreement Page 2
5. COMPLETE AGREEMENT. This written Agreement, including all writings specifically
incorporated herein by reference, shall constitute the complete agreement between the parties hereto. No oral
agreement, understanding, or representation not reduced to writing and specifically incorporated herein shall be of
any force or effect, nor shall any such oral agreement,understanding, or representation be binding upon the parties
hereto.
6. NOTICE. All written notices to the parties hereto shall be sent by United States mail, postage
prepaid by registered or certified mail addressed as follows:
City City Clerk
City of San Luis Obispo
990 Palm Street
San Luis Obispo,CA 93401
Contractor Michael J.Arnold and Associates,Inc.
1127 Eleventh.Street
Suite 820
Sacramento,CA 95814
7. AUTHORITY TO EXECUTE AGREEMENT. Both City and Contractor do covenant that each
individual executing this agreement on behalf of each party is a person duly authorized and empowered to execute
Agreements for such party.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed the day and year
first above written.
ATTEST: CITY OF SAN LUIS OBISPO,A Municipal Corporation
By:
City Clerk Mayor
APPROVED AS TO FORM: CONTRACTOR
u By:
JOAey Michael J.Arnold
C � _rT
b i t IN
SCOPE OF SERVICES
To Be Provided to
The City of San Luis Obispo
by
Arnold&Associates
1. Seek to achieve the public policy goals of the City, as directed by the office of the City
Administrative Officer.
2. Provide a full range of advocacy services to influence the outcome of legislative and
administrative actions affecting the interests of the City, especially with respect to permits
needed for City projects.
3. Provide consultation to the City on the development and implementation of a legislative
program,including the pursuit of funding for projects of special importance to the City.
4. Assume full responsibility for the development and implementation of legislative strategies
and activities including utilization of resources committed to the legislative process.
5. Review all bills introduced in the California Legislature and inform the City of all legislation
affecting the City's interest.
6. Act as an official representative of the City with the California State Legislature and various
governmental agencies,commissions and persons involved in governmental affairs affecting
the City.
7. Perform duties customarily performed by legislative advocates and governmental affairs_
representatives on behalf of the City to the best of its ability, experiences and expertise.
8. Provide the City with periodic status reports governing activities relating to the performance
under the terms and conditions of this contract.
9. Assume full responsibility for preparation of reports required from lobbyists pursuant to the
Fair Political Practices Act.
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Exhibit B
CONTRACT PERFORMANCE TERMS
1. Business Tax. Contractor must have a valid City of San Luis Obispo business tax certificate
prior to execution of the contract. Additional information regarding the City's business tax
program may be obtained by calling(805) 781-7134.
2. Ability to Perform. Contractor wan-ants that it possesses,or has arranged through subcontracts,
all capital and other equipment, labor, materials, and licenses necessary to cant' out and
complete the work hereunder in compliance with any and all federal, state, county, city, and
special district laws,ordinances,and regulations.
3. Laws to be Observed. Contractor shall keep itself fully informed of and shall observe and
comply with all applicable state and federal laws and county and City of San Luis Obispo
ordinances,regulations-and adopted codes during its performance of the work.
4. Payment of Taxes. The contract prices,shall include full compensation for all taxes which
Contractor is required to pay.
5. Permits and Licenses. Contractor shall procure all permits and licenses, pay all charges and
fees,and give all notices necessary.
6. Safety Provisions. Contractor shall conform to the rules and regulations pertaining to safety
established by OSHA and the California Division of Industrial Safety.
7. Public and Employee Safety. Whenever Contractor's operations create a condition hazardous
to the public or City employees, it shall,at its expense and without cost to the City, furnish, erect
and maintain such fences,temporary railings, barricades, lights, signs and other devices and take
such other protective measures as are necessary to prevent accidents or damage or injury to the
public and employees.
8. Preservation of City Property. Contractor shall provide and install suitable safeguards,
approved by the City,to protect City property from injury or damage. If City property is injured
or damaged as a result of Contractor's operations, it shall be replaced or restored at Contractor's
expense. The facilities shall be replaced or restored to a condition as good as when the
Contractor began work.
9. Immigration Act of 1986. Contractor warrants on behalf of itself and all sub-contractors
engaged for the performance of thi's work that only persons authorized to work in the United
States pursuant to the Immigration Reform and Control Act of 1986 and other applicable laws
shall be employed in the performance of the work hereunder.
10. Contractor Non-Discrimination. In the performance of this work,Contractor agrees that it will
not engage in, nor permit such sub-contractors as it may employ,to engage in discrimination in
employment of persons because of age, race, color, sex, national origin or ancestry, sexual
orientation,or religion of such persons.
11. Work Delays. Should Contractor be obstructed or delayed in the work required to be done
hereunder by changes in the work or by any default, act, or omission of the City, or by strikes,
fire, earthquake, or any other Act of God, or by the inability to obtain materials, equipment, or
labor due to federal government restrictions arising out of defense or war programs, then the
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E�ibit {5
Exhibit B:Contract Performance Terms Page B-2
time of completion may, at the City's sole option,be extended for such periods as may be agreed
upon by the City and the Contractor.
12. Payment Terms. The City's payment terms are 30 days from the receipt of an original invoice
and acceptance by the City of the services provided by Contractor(Net 30).
13. Inspection. Contractor shall furnish City with every reasonable opportunity for City to ascertain
that the services of Contractor are being performed in accordance with the requirements and
intentions of this contract. All work done and all materials furnished, if any, shall be subject to
the City's inspection and approval. The inspection of such work shall not relieve Contractor of
any of its obligations to fulfill its contract requirements.
14. Audit. The City shall have the option of inspecting and/or auditing all records and other written
materials used by Contractor in preparing its invoices to City as a condition precedent to any
payment to Contractor.
15. Interests of Contractor. Contractor covenants that it presently has no interest, and shall not
acquire any interest direct or indirect or otherwise,which would conflict in any manner or degree
with the performance of the work hereunder. Contractor further covenants that, in the
performance of this work,no sub-contractor or person having such an interest shall be employed.
Contractor certifies that no one who has or will have any financial interest in performing this
work is an officer or employee of the City. It is hereby expressly agreed that, in the performance
of the work hereunder, Contractor shall at all times be deemed an independent contractor and not
an agent or employee of the City.
16. Hold Harmless and Indemnification. Contractor agrees to defend, indemnify,protect and
hold the City and its agents, officers and employees harmless from and against any and all
claims asserted or liability established for damages or injuries to any person or property,
including injury to Contractor's employees, agents or officers which arise from or are
connected with or are caused or claimed to be caused by the acts or omissions of Contractor,
and its agents, ofcers or employees, in performing the work or services herein, and all
expenses of investigating and defending against sauce;provided, however, that Contractor's
duty to indemnify and hold harmless shall not include any claims or liability arising from the
established sole negligence or willful misconduct of the City,its agents,officers or employees.
17. Contract Assignment. Contractor shall not assign, transfer,convey or otherwise dispose of the
contract, or its right, title or interest, or its power to execute such a contract to any individual or
business entity.of any kind without the previous written consent of the City.
18. Termination. If, during the term of the contract, the City determines that Contractor is not
faithfully abiding by any term or condition contained herein, the City may notify Contractor in
writing of such defect or failure to perform; which notice must give Contractor a 10 (ten)
calendar day notice of time thereafter in which to perform said work or cure the deficiency.
If Contractor has not performed the work or cured the deficiency within the ten days specified in
the notice, such shall constitute a breach of the contract and the City may terminate the contract
immediately by written notice to Contractor to said effect. Thereafter, neither party shall have
any further duties,obligations,responsibilities,or rights under the contract.
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Exhibit B:Contract Performance Terms Page B3
In said event, Contractor shall be entitled to the reasonable value of its services performed from
the beginning date in which the breach occurs up to the day it received the City's Notice of
Termination, minus any offset from such payment representing the City's damages from such
breach. "Reasonable value" includes fees or charges for goods or services as of the last
milestone or task satisfactorily delivered or completed by Contractor as may be set forth in the
Agreement payment schedule; compensation for any other work, services or goods performed or
provided by Contractor shall be based solely on the City's assessment of the value of the work-
in-progress in completing the overall workscope.
The City reserves the right to delay any such payment until completion or confirmed
abandonment of the project, as may be determined in the City's sole discretion, so as to permit a
full and complete accounting of costs. In no event, however, shall Contractor be entitled to
receive in excess of the compensation quoted in its proposal.
19. Ownership of Materials. All original drawings, plan documents and other materials prepared
by or in possession of Contractor as part of the work or services under these specifications shall
become the permanent property of the City,and shall be delivered to the City upon demand.
20. Release of Reports and Information. Any reports, information, data, or other material given
to, prepared by or assembled by Contractor as part of the work or services under these
specifications shall be the property of City, and shall not be made available to any individual or
organization by Contractor without the prior written approval of the City.
21. Copies of Reports and Information. If the City requests additional copies of reports,drawings,
specifications, or any other material in addition to what Contractor is required to furnish in
limited quantities as part of the work or services under these specifications, Contractor shall
provide such additional copies as are requested, and City shall compensate Contractor for the
costs of duplicating of such copies at the Contractor's direct expense.
22. Insurance. Contractor shall procure and maintain for the duration of the contract insurance
against claims for injuries to persons or damages to property which may arise from or in
connection with the performance of the work hereunder by Contractor, its agents,
representatives,employees,or sub-contractors.
a. Minimum scope of insurance. Coverage shall be at least as broad as:
• Workers' Compensation insurance as required by the State of California and
Employer's Liability Insurance.
b. Minimum limits of insurance. Contractor shall maintain limits no less than:
• Business Liability: $1,000,000 per accident for bodily injury or disease.
C. Deductibles and self-insured retentions. Any deductibles or self-insured retentions
must be declared to and approved by the City. At the option of the City, either. the
insurer shall reduce or eliminate such deductibles or self-insured retentions as respects
the City, its officers, officials, employees and volunteers; or Contractor shall procure a
bond guaranteeing payment of losses and related investigations, claim administration
and defense expenses.
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Exhibit B:Contract Performance Terms Page B-4
d. Acceptability of insurers. Insurance is to be placed with insurers with a current A.M.
Best's rating of no less than AN-H.
e. Verification of coverage. Contractor shall furnish the City with a certificate of
insurance showing maintenance of the required insurance coverage.
CS�
�IFICATE HOLDER COPY
STATE P.O. BOX 420807, SAN FRANCISCO, CA 94142-0807
COMPENSATION
INSURAMCIE
FUN® CERTIFICATE OF WORKERS' COMPENSATION INSURANCE
JULY 19, 2001 GROUP:
POLICY NUMBER: 744268-2001
CERTIFICATE ID: 9
CERTIFICATE EXPIRES: 04-01-2002
04-01-2001/04-01-2002
CITY OF SAN LUIS OBISPO
ATTN: BETSY DE JARNETTE
990 PALM STREET
SAN LUIS OBISPO CA 93401
This is to certify that we have issued a valid Worker's Compensation insurance policy in a form approved by the California
Insurance Commissioner to the employer named below for the policy period indicated.
This policy is not subject.to cancellation by the Fund except upon 10 days advance written notice to the employer.
We will also give you 10 days advance notice should this policy be cancelled prior to its normal expiration.
This certificate of insurance is not an insurance policy and does not amend,extend or alter the coverage afforded by the
policies listed herein.Notwithstanding any requirement,tern or condition of any contractor other document with
respect to which this certificate of insurance may be issued or may pertain,the insurance afforded by the policies
described herein is subject to all the terms,exclusions,and conditions,of such policies.
AUTHORIZED REPRESENTATIVE PRESIDENT
EMPLOYER'S LIABILITY LIMIT INCLUDING DEFENSE COSTS: $1,000,000 PER OCCURRENCE
EMPLOYER
MICHAEL J.. ARNOLD & ASSOCIATES, INC. (A CORP)
1127 11TH ST STE 820
SACRAMENTO CA 95814
SCIF 10265 [EPF•UI:LM]
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