HomeMy WebLinkAbout02/04/2003, BUS 5 - CONTINUED CONSIDERATION OF COUNCIL GOAL-SETTING FOR 2003-05 (ONLY IF NEEDED)0
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C I T Y OF S A N L U I S O B I S P O
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Ken Hampian, City Administrative Officer
Bill Statler, Director of Finances
CONTINUED CONSIDERATION OF COUNCIL
GOAL- SETTING FOR 2003 -05 (ONLY IF NEEDED)
CAO RECOMMENDATION
If needed, continue consideration of goals for 2003 -05 from the February 1 budget workshop.
DISCUSSION
Council consideration and prioritization of goals for 2003 -05 has been scheduled for an all -day
budget workshop on Saturday, February 1.
While we hope that this step in the 2003 -05 Financial Plan process will be completed at the
February 1 budget workshop, this item has been conditionally scheduled in the event that
additional time is required to complete this process.
G: Budget Folders/2003 -05 Financial Plan /Council Goal- Setting/Council Agenda Reports /Continued Goals Consideration
RECEIVED
F`B 0 3 2003
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Icity of San Luis Obispo
DATE: February 3, 2003
TO: Mayor & Members of the City Council RED FILE
AflE 1NG AGENDA►
VIA: Ken Hampian, CAO DAT� ITEM #
FROM: Lee Price, City Clerk
SUBJECT: 2/4/03 Council Agenda Item B5: RESULTS OF COUNCIL GOAL SETTING
The attached Council Agenda Report should replace the one in your packet, which was intended to be
a "place holder ".
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Bill Statler, Director of Finance
SUBJECT: RESULTS OF COUNCIL GOAL - SETTING
CAO RECOMMENDATION
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1. Set direction for the 2003 -05 Financial Plan by affirming Council goals as established at the
February 1, 2003 workshop.
2. Approve a conceptual budget balancing strategy that includes an appropriate combination and
weighing of five key factors: CIP reductions and deferrals; strategic use of fund balance;
revenue enhancements allowed under Proposition 218; organization -wide cost reduction
strategies; and operating program reductions.
DISCUSSION
Overview
As discussed with the Council at the goal- setting workshop on February 1, the City's budget
process needs to begin with direction from our elected leaders—the Council —on the most
important, highest priorities things for the City to accomplish over the next two years. In light of
the budget balancing decisions ahead of us, this focus is especially critical for 2003 -05.
However, it is important to stress that setting Council goals at this stage is the beginning of our
budget process, not the end; it is Council priorities leading the way, with the rest of the process to
follow. It is also important to stress that final adoption of Major City Goals does not occur at this
point, but with adoption of the 2003 -05 Financial Plan in June 2003, where they are placed in the
overall context of the City's fiscal policies, revenue picture, other program objectives, capital
improvement plan (CIP) projects and overall resource allocation decisions.
As such, while it is important for staff to have clear direction from the Council on priorities as
we prepare the Preliminary Financial Plan for Council consideration in May 2003, it also
important to note that these goals are not "cast in stone," and changes can (and are likely to) be
made to them as the Financial Plan process goes forward over the next free months.
Council Goal- Setting
Attached are the goal- setting results from the Council's workshop on February 1, organized by
priority category: major City goals and other important objectives:
1. Major City Goals. In general, goals in this category represent new initiatives, or the
continuation of existing ones where significant additional resources are likely to be required.
Results of Council Goal- Setting Page 2
If the work program approved by the Council for a Major City Goal is not included in the
CAO's Preliminary Financial Plan, compelling reasons and justification must be provided as
to why resources could not be made available to achieve this goal.
2. Other Important Objectives. Goals in this category are also important for the City to
accomplish. In general, goals in this category are the continuation of current goals, or new
initiatives that are not likely to have significant General Fund resource requirements.
Within each priority category, the goals are organized by functional and program areas.
Next Step. On April 10, 2003, we plan to return to the Council with detailed work programs for
the Major City Goals (as well as for the Long -Term Fiscal Health "preamble ") in order to ensure
that we have a clear understanding of what the Council hopes to achieve with each Major City
Goal over the next two years. Unless the staff fully understands the scope and timeframe that the
Council intended, we cannot identify needed resources; and without this understanding, the
Preliminary Financial Plan may significantly over (or under) fund the desired work effort.
Accordingly, the purpose of each work program is to:
1. Define and scope the adopted goal.
2. Ensure that there is a clear understanding of the goal so appropriate resources are allocated,
and progress can be measured in achieving it.
This is especially important in the case of objectives where fully achieving the goal is likely to
extend well beyond the two -year Financial Plan period. However, we can measure progress —
and our success in accomplishing the goal —by clearly defining the specific actions we plan to
undertake over the next two years.
Work Program Content. Each work program will include the following information:
1. Objective. Generally, this is the action statement adopted by Council. In some cases, staff
may recommend some minor text changes for clarity; however, any such changes will be
clearly highlighted.
2. Discussion. This section has two parts:
• Background. What is the proposed workscope? What related work has the City done in
the past?
• Challenges we will face in achieving this goal What obstacles can we reasonably
expect in achieving this goal as we begin implementation? This could include the results
of environmental review, regulatory or granting agency requirements, potential
stakeholder oppositions, financial challenges or the results of the public review process.
3. Action Plan. What specific tasks can we reasonably achieve over the next two years, and
when will we do them? Knowing this will help us in scoping and defining the project and in
monitoring our progress in accomplishing it over the next two years. As noted above,
Results of Council Goal- Setting Page 3
defining tasks over the next two years is especially important for long -term goals that are
likely to have work efforts associated with them beyond the 2003 -05 Financial Plan
timeframe.
4. Responsible Department. Organizationally, who is accountable for getting this done? In
some cases, more than one department will be responsible for certain tasks, or there will be a
lead department with support from others. While this will be noted, we need to clearly
identify which department has the overall responsibility for overseeing and managing
accomplishment of the goal.
5. Financial and Staff Resources Required to Achieve the Goal. What will it take to achieve
the goal? Do we have to add resources to do this? If so, what kind and how much will it
cost?
6. General Fund Revenue Potential. What (if any) General Fund revenue potential exists if the
goal is achieved?
7. OutcomefFinal Work Product. What will we get if we achieve the goal —what is the
"deliverable" —and why is this important?
Conceptual Budget Balancing Strategy
As discussed with the Council at the goal- setting workshop, we recommend that the following
principles be used in developing the City's budget balancing plan for 2003 -05.
1. Reflect Council Goals and Priorities. First and foremost, the budget balancing strategy
needs to reflect the results of the Council's goal- setting process. This includes the "formal
goals" set by the Council as well as the informal discussion and ideas generated at the
workshop on possible revenue enhancements and cost reductions areas.
2. Five -Point Strategy. In closing the $5.5 million gap ahead of us, we recommend bringing a
broad range of options to the table, including an appropriate combination and balancing of
five key factors:
a. CIP reductions and deferrals.
b. Strategic use of fund balance.
c. Revenue enhancements allowed under Proposition 218.
d. Organization -wide cost reduction strategies.
e. Operating program reductions.
Additionally, as noted above, Council Members offered a number of suggestions at the workshop
for further consideration, which we have documented and will reference as we develop our
recommended budget balancing strategy and prepare the Preliminary Financial Plan.
Results of Council Goal- Setting Page 4
We plan to bring our recommended budget balancing strategy for 2003 -05 to the Council on
April 10, 2003, along with the Major City Goal Work Programs.
Next Steps
The following summarizes the remaining Council steps in the 2003 -05 Financial Plan process:
Council Dates
Tuesday, February 18 1 • Mid -Year Budget Review. Consider the City's fiscal status at the
Regular Meeting
mid -point of the fiscal year and make appropriation adjustments as
necessary.
Thursday, April 10
• Major City Goal Work Programs. Review and approve detail
Special Budget Workshop
work programs to accomplish major City goals.
• Budget Balancing Strategy. Review and approve the budget -
balancing strategy for 2003 -05.
Thursday, May 15
• Preliminary Financial Plan. Receive 2003 -05 Preliminary
Financial Plan and Appendices A & B: Significant Operating
Program Changes and Capital Improvement Plan (CIP) Projects.
Thursday, May 22
• Budget Workshop. Review the Financial Plan overall and General
Special Budget Workshop
Fund operating programs.
Tuesday, May 27
• Budget Workshop. Review General Fund CIP projects.
Special Budget Workshop
Thursday, May 29
• Budget Workshop. Review Enterprise Fund operating programs,
Special Budget Workshop
CIP projects, revenue requirements and rates.
Tuesday, June 3
• Budget Workshop. Continue to discuss and receive public
Regular Meeting
comment on the Preliminary Financial Plan.
Tuesday, June 17
• Public Hearing. Continue to discuss and receive public comment
Regular Meeting
on the Preliminary Financial Plan; adopt the budget.
SUNEMRY
Council goal - setting is an important "first step" in the City's Financial Plan process. In fact, it is
important to stress just this fact —it is the beginning of the budget process, not the end. Setting
goals —and subsequently approving work programs for major City goals —is not adoption of the
budget. As reflected in the budget schedule above, this will not occur until June 2003, following
issuance of the Preliminary Financial Plan and extensive budget workshops and hearings.
ATTACHNIENT
Council Goals for 2003 -05
G: Budget Folders/2003 -05 Financial Plan/Council Goal- Scuing/Council Agenda Reports/Results of Council Goal- Setting
February 3, 2003
OVERVIEW
The Council has set the following goals for the next
two years in providing direction for preparing the
2003 -05 Financial Plan. They are organized into
two priority categories: major City goals and other
important objectives:
Major City Goals. In general, goals in this
category represent new initiatives, or the
continuation of existing ones where significant
additional resources are likely to be required. If
the work program approved by the Council for a
Major City Goal is not included in the CAO's
Preliminary Financial Plan, compelling reasons
and justification must be provided as to why
resources could not be made available to achieve
this goal.
2. Other Important Objectives. Goals in this
category are also important for the City to
accomplish over the next two years. In general,
goals in this category reflect the continuation of
current goals, or new initiatives that are not
likely to have significant General Fund resource
requirements.
Within each priority category, the goals are
organized by functional and program areas.
Next Step. On April 10, 2003, the Council will
consider detailed work programs for the Major City
Goals in order to:
1. Define and scope the adopted goal.
2. Ensure that there is a clear understanding of the
goal so appropriate resources are allocated, and
progress can be measured in achieving it.
This is especially important in the case of objectives
where fully achieving the goal is likely to extend
well beyond the two -year Financial Plan period.
However, we can measure progress —and our
success in accomplishing the goal —by clearly
defining the specific actions we plan to take over the
next two years.
Each work program will fully discuss work already
completed to -date on the goal, challenges we are
likely to face in achieving the goal, an "action plan"
detailing specific tasks and due dates over the next
two years, and the financial and staff resources that
will be required to accomplish these tasks.
LONG -TERM FISCAL HEALTH
Accomplishing the goals outlined below will require
a continued commitment to protecting the City's
long -term fiscal health. Given the significant fiscal
challenges facing us based on the recently prepared
five -year forecast, this will mean developing a
comprehensive strategy for preserving essential
services and adequately maintaining existing
facilities and infrastructure, while at the same time
protecting the City's fiscal health.
Along with the Major City Goals, a Work Program
for doing so will also be presented to the Council on
April 10, 2003..
MAJOR CITY GOALS
Goals in this category represent new initiatives or
the continuation of existing ones where significant
additional resources are likely to be required.
Public Utilities
1. Long -Term Water Supply. Continue with
aggressive efforts to develop permanent, reliable
water sources to meet City build out needs,
including all options under current Council
policy.
Transportation
2. Street and Sidewalk Maintenance. Continue
maintenance of streets and sidewalks at a
moderate level.
3. LOVRIHighway 101 Improvements. Continue
working towards interchange improvements at
the Los Osos Valley Road/Highway 101
overpass.
I,
I
2003 -05 Financial Plan: Council Goals Page 2
4. Bikeway Improvements: Railroad Safety Trail.
Acquire right -of -way and property for extension
of the Railroad Safety Trail from the Jennifer
Street Bridge to Cal Poly.
Leisure, Cultural and Social Services
5. Therapy Pool. Pursue development of a warm
water therapy pool at Sinsheimer Aquatic Center
through a financing program for its construction
and ongoing operation that will not use general -
purpose revenues.
Community Development
6. Housing. Adopt a housing element that expands
housing opportunities for very low, low and
moderate income households, preserves and
enhances residential neighborhoods and
complies with state laws including CEQA; and
continue to aggressively advocate that Cal Poly
adhere to its own master plan, including
adequate on- campus student housing..
7. Neighborhood Wellness. Improve
neighborhoods and neighborhood involvement
by continuing to implement the neighborhood
wellness program, including consideration of a
rental inspection ordinance..
8. Broad Street Area Plan. Create a neighborhood
concept plan for the South Broad Street area
from South Street to Orcutt.
9. Downtown Improvements: Monterey Plaza.
Pursue the creation of a "Monterey Plaza" for
civic gatherings and passive recreation,
dependent upon the Copeland project.
10. Economic Development: TOT Generators
Encourage and promote projects that will
increase lodging and conference facilities to
expand transient occupancy tax (TOT) revenues.
11. Economic Development Sales Tax Generators.
Encourage and promote retail projects that will
increase.sales tax revenues.
OTHER IMPORTANT OBJECTIVES
Goals in this category are also important for the
City to accomplish over the next two years. In
general, they reflect the continuation of current
goals, or new initiatives that are not likely to have
significant General Fund resource requirements.
Transportation
12. laurel Lane/Orcutt/Bullock Realignment.
Complete the realignment of Laurel
Lane /Orcutt/Bullock Streets.
13. Santa Barbara Street Widening. Complete the
existing widening project for Santa Barbara
Street from Highway 227/Broad Street to
Roundhouse.
14. Waterways Management Plan Implementation
Program. Upon completion of the Waterways
Management Plan, adopt an implementation
program.
15. Palm- Nipomo Parking Structure Plans.
Complete an environmental assessment,
preliminary studies and evaluation of options for
a new parking structure at Palm and Nipomo
Streets per the Conceptual Physical Plan for the
City's Center.
16. Short -Range Transit Plan. Implement the
Short-Range Transit Plan.
Community Development
17. Airport Area Annexation. Annex the Airport
Area.
18. Dalidio Property Annexation. Annex the
Dalidio property.
19. Auto Center Expansion. Continue to explore
the possibility of expanding Auto Center sites
via annexation of the McBride and "gap"
properties.
20. Downtown Improvements: Cultural Center
Development. Encourage development of a
Cultural Center (Art Center, Mission Museum,
Historical Museum, Little Theater, Children's
Museum, etc.) in the Mission Plaza extension
area as illustrated in the Downtown Concept
Plan, and support this effort through the existing
Partnership Policy where possible.