HomeMy WebLinkAbout02/12/2008, BUS. 1 - TANK FARM GRAVITY SEWER, LIFT STATION AND FORCE MAIN PROJECT councit °February 12,2008
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CITY OF SAN LUI S OBI SPO
FROM: Department Head: John Moss, Utilities Director
Prepared By: David Hix Wastewater Division Manager
SUBJECT: TANK FARM GRAVITY SEWER, LIFT STATION AND FORCE MAIN
PROJECT
CAO RECOMMENDATION
1. Approve the plans and specifications for the Tank Farm Gravity Sewer, Lift Station and
Force Main Project, specification number 99703 and authorize staff to advertise for bids.
2. Authorize the CAO to award the construction contract if the recommended bids are
within the engineer's estimate of$10,942,400.
3. Authorize an increase in the total project budget$8,415,428 to $13,242,900 and;
4. Adopt a resolution authorizing staff to submit an application to the California
Infrastructure Bank(I-Bank) and a loan amount of$10,000,000.
5. Approve funding the remaining$2,245,900 needed to finance this project through bonds,
most likely to be issued through private placement; and direct staff to return to Council
for approval of appropriate bond documents once bids are received and we have received
loan approval from the I-Bank.
DISCUSSION
The Tank Farm Gravity Sewer, Lift Station and Force Main Project (Tank Farm Project) has
been under study and design for the last four and a half years. The project will replace two aged
and over capacity lift stations with one large lift station that will serve existing customer needs in
the southeastern portion of the City, and provide service to the Orcutt Annexation Area, eastern
portion of the Airport Annexation Area and a portion of the Margarita Annexation Area per the
City's General Plan.
The Tank Farm Project was identified in the City's Wastewater Master Plan update approved by
Council in 2001. The master plan analyzed the City's General Plan, proposed annexation areas,
and existing customers to determine the most efficient and reasonable facility to replace the
existing over capacity infrastructure and serve new annexation areas.
Project Design, Changes and Environmental Issues
In July of 2003 Council approved a contract for design services for the Tank Farm Project with
Brown and Caldwell engineers. The project runs from the southeastern portion of the City west
to the Water Reclamation Facility (WRF). The gravity sewer portion of the project will run
South on Broad Street from Rockview Place to Tank Farm Road, then West along Tank Farm
Road for approximately one mile to the lift station site. The lift station site is located on the
southeastern comer of the property immediately west of the Chevron property on Tank Farm
Plans and Specifications for Tank Farm Lift Station Page 2
Road. The force main will run overland north from the lift station and connect with Sueldo,
Bonetti, Empressa and Prado Road. The force main will discharge at Prado to a gravity line that
flows to the WRF. The gravity line on Prado Road to the WRF.will require replacement and is
part of the scope of this project. The project is estimated to have a 13 to 14 month construction
period. Attachment 2 is a map of the project, a beter presentation of the alingment wil be
provided during the Council Meeting.
The new lift station is a proven design that utilizes submersible pumps with a self cleaning wet
well design. The City currently operates a smaller version of this pump station design and staff is
pleased with its design, maintenance requirements and reliability. Staff has also visited other
municipalities with this lift station design to see first hand how it operates, and to discuss
operations and maintenance with other municipal staff. A small building will house control and
telemetry equipment along with an emergency generator to ensure reliable operation during all
conditions.
Since beginning the initial study and design of the project, several issues have resulted in
significant project changes and delays. Below is a summary of the major changes to the project.
Alignment Changes and Easement Acquisition. In May of 2005, City staff met with County
engineering staff to discuss the project and receive comments. At this meeting County staff
informed the City that they would not issue an encroachment permit for construction on Tank
Farm Road for the gravity sewer because there was no reasonable alternative route to detour
traffic. Tank Farm Rd is a critical connector between South Higuera and Broad Street and is the
only connector in that Southern portion of the City. The County was also concerned with the
possibility of trench failure during construction or other problems that could lead to closure of
Tank Farm Rd for a prolonged period of time.
After analysis of the County's concerns and realizing that no viable alternative was available,
staff directed the consultant to redesign the Tank Farm gravity sewer outside of the roadway and
onto the Chevron property, resulting in a major change and delay for the project. During the re-
alignment process it was determined that crossing Tank Farm Rd several times would minimize
contact with oil contamination and threatened/endangered species in the sewer's path.
Construction on the Chevron property also triggered the need for additional easement acquisition
and an environmental study of the resources found on the old tank farm, Legal descriptions and
appraisals are now being completed and will be brought to Council in the next two months.
Environmental Issues and Permitting. After it was determined that the Tank Farm Road gravity
sewer would need to be placed outside of Tank Farm Rd. and onto Chevron property an
environmental document was needed to ensure protection of resources that may be encountered
during construction of the project. This required an environmental consultant to perform a study,
and develop a mitigated negative declaration to ensure adequate protection of the identified
resources. Two plants; Congdon's Tarpalnt and San Luis Obispo Morning Glory, along with
Fairy Shrimp were identified as possibly being impacted by the construction. To avoid possible
impacts, the plans show the location of these resources and require the contractor to fence off and
avoid these areas and work only during the drier portions of the year. The City's biologist will
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Plans and Specifications for Tank Farm Lift Station Page 3
also act as a biological monitor to ensure the requirements of the environmental document are
being fulfilled.
This project has required permits from the California Dept. of Fish and Game, the Army Corp of
Engineers, the Calif. Regional Water Quality Control Board, the San Luis Obispo County Air
Pollution Control District, Cal OSHA, the Division of Mines and Tunneling, as well as
encroachment permits from the County and Cal Trans.
Contaminated Materials and Agreements. The Chevron property hasextensive petroleum
contamination from years of oil storage and the 1926 fire. City staff and Chevron have been
working together to coordinate activities and ensue proper handling of abandoned pipelines,
contaminated materials, groundwater and environmental resources. Chevron will have staff on
site to test and coordinate disposal of all contaminated soils and will treat contaminated
groundwater. In 2006 Chevron had requested an analysis of alternatives to conventional open
trenching to minimize the cost of contaminated material and groundwater. If an alternative
trenchless method was cost effective Chevron had suggested they would pay the difference
between conventional and trenchless methods. The analysis determined that a trenchless method
was.not a cost effective alternative to pursue.
Special provisions have been placed in the plans and specifications to use petroleum resistant
piping and to control migration of contaminants down the trench line. Abandoned oil and water
pipelines have been mapped and are shown on the plans. An agreement is being finalized that
identifies responsibilities and roles of all parties and staff hopes to bring the agreement to
Council for approval in the next several months.
Cost Estimate. Over the past several years construction costs have seen significant escalation
attributed to a variety of factors including materials costs, labor, fuel and the recent construction
bidding "climate". Accurate cost estimates were difficult to prepare because of the previous
discussed changes and delays, and have only recently been completed and finalized with the bid
plans and specifications. This along with the complicated nature and scheduling of this project
has resulted in the project cost increasing significantly over previous estimates provided to
Council. Staff and the consultant have made all attempts to control costs wherever possible.
Next Steps
Easements. Because construction alignments were not finalized until this last November, legal
descriptions and appraisals are just now being completed. The City's right-of-way consultants
have been in contact with the property owners and they are aware of the project and expecting
proposals for easements on their properties. Staff will also be seeking dedications where
appropriate, based on anticipated future road alignments, and returning to Council with
agreements in the next several months.
Permits. The City has received its Calif. Dept of Fish and Game agreement, is awaiting approval
from the Army Corp, and is in the process of being approved for the remainder of its permit
applications. Staff has been working very closely with all regulatory agencies to ensure rapid
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Plans and Specifications for Tank Farm Lift Station Page 4
turnaround of these permits. All required permits needed to begin construction will be acquired
prior to construction.
Construction Management and Office Engineering. Staff will be utilizing proposals submitted
for the City's recent Request of Qualifications for construction management services. Because of
the size of this project and current workload of the City's engineering inspection staff, a
construction management consultant is necessary to manage and inspect this project. Staff will
be reviewing the statement of qualifications and requesting proposals specifically for this project.
Office engineering, the review.of construction submittals and engineering services while under
construction will be provided by the design engineer. Staff will return to Council for approval of
a contract for construction management prior to construction.
FISCAL IMPACT
The Tank Farm Gravity Sewer and Lift Station project budget to-date is $8,415,428.
Recommended budget increases to fund additional design work and the engineer's estimate for
construction and construction management total $4,827,472. The Tank Farm Gravity Sewer and
Lift Station revised project budget is $13,242,900.
Project Costs
Budget To-Date Proposed Change Revised Budget
Study 60,345 0 60,345
Environmental Review 42,000 _ 0 42,000
Land Acquisition-99703 250,000 0 250,000
Land Acquisition-55300-7227 58,167 0 58,167
Design 846,916 48,300 895,216
Construction and Contingencies 7,158,000 3,784,400 10,942,400
Construction Management&OE 0 994,772 994,772
Total 1 8,415,428 4 27 72 13442,900
The majority of funding for the Tank Farm Project will be debt financed from two sources; a
$10,000,000 loan from the California Infrastructure Bank (I-Bank) and by the issuance of bonds.
I-Bank maximum loan amount is $10,000,000. A combination of bond financing and pay-as-
you-go funding from the Sewer Fund will fund the estimated $3;242,900 balance. The bond
issuance is currently estimated at $2,245,900, with the exact amount of the bond issuance to be
determined following the opening of bids for the project. The resolution, approving submittal of
the loan application to the I-Bank, includes a commitment to the I-Bank for the City (applicant)
to have available and commit an amount not to exceed $1,200,000. Currently, the City is
contributing approximately $1,000,000 in pay-as-you-go funding to the project, with a revised
amount to be determined following the opening of bids.
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Plans and Specifications for Tank Farm Lift Station Page 5
Project Funding
Current Proposed Change Revised Finding
"Pay-As-You-Go" Financing 997,000 0 997,000
Debt Financing-I-Bank 7,200,000 2,800,000 10,000,000
Debt Financin -Bonds 0 2,245,900 2,245,900
Total 8;197,000 5 045 00 13,242 00
California Infrastructure Bank. The City has had its preliminary application for funding from
the I-Bank approved for$10,000,000; the maximum the I-Bank can loan per project. The I-Bank
was initially chosen because the project's original costs were within $10,000,000; the maximum
that I-Bank can loan, and because of an excellent interest rate estimated at 3.25%. The I-Bank
application relies on a variety of factors for qualifying the City for financing, one of the more
critical factors is "leverage" or ensuring that the City pays a portion of the cost for the project. I-
Bank representatives have expressed that this project should have no problems qualifying for
financing from their board.
Issuance of Bonds. After the final cost estimates were submitted it became clear that additional
debt financing would be needed. Recently staff met with the City's financial advisor, Fieldman
Rolapp and Jones Hall, to discuss selling bonds for the additional debt financing. The financing
team representatives felt the City should not have difficulty debt financing the remainder of the
project with bonds. However, given the relatively small size of the issuance, and the I-Bank
requirement that there not be a formal credit rating for the supplemental issue, it is likely that the
most effective methods of selling the bonds will be through a direct private placement. Staff will
return to Council, after I-Bank approval, with the appropriate bond documents for financing the
remainder of the project. Financing team representatives are also familiar with the I-Bank and
will coordinate the bond financing to ensure it conforms to I-Bank criteria.
Development Impact Fees. Based on the detailed analysis prepared as part of the Wastewater
Master Plan Update, 67.5% of the cost of this project is attributed to new development; the
remainder is attributed to existing customers. Staff is planning to bring revised wastewater
impact fees to Council in the near future that will reflect this increase to the project cost.
ALTERNATIVES
Alternatives were evaluated in the Wastewater Master Plan. The recommended project is the
superior alternative for replacing and upgrading the existing system serving this area and for
meeting future development needs in the City's annexation areas. Deferring or delaying this
project will result in no further development and a likely a building moratorium for the areas
served by this project.
ATTACWAENTS
1. Resolution with California Infrastructure Bank
2. Map of Tank Farm Project
Available in Council Office for Review
Plans and Specification for the Tank Farm Gravity Sewer,Lift Station and Force Main Project
GAUTUCAR-CAO Repons\2008 Council Agenda Repons\TankFarmRFB.car.DOC i
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RESOLUTION NO. (2008 Series)
A RESOLUTION OF THE COUNCIL OF THE CITY OF SAN LUIS OBISPO
AUTHORIZING THE SUBMISSION OF THE APPLICATION TO THE CALIFORNIA
INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK FOR
FINANCING OF TANK FARM GRAVITY SEWER AND LIFT STATION,
DECLARATION OF OFFICIAL INTENT TO REIMBURSE CERTAIN
EXPENDITURES FROM PROCEEDS OF OBLIGATION,AND APPROVING
CERTAIN OTHER MATTERS IN CONNECTION THEREWITH
WHEREAS, the California Infrastructure and Economic Development Bank ("I-Bank")
administers a financing program to assist local governments with the financing of Public
Development Facilities as described in Section 63000 et seq. of the California Government Code
(the "Act"); and
WHEREAS, the I-Bank has instituted an application process for financing under its
Infrastructure State Revolving Fund Program ("ISRF Program"); and
WHEREAS, the City of San Luis Obispo ("Applicant") desires to submit an application
("Financing Application") to the I-Bank from the ISRF Program for the financing of the Tank
Farm Gravity Sewer and Lift Station ("Project')in an amount not.to exceed $10,000,000; and
WHEREAS, the Act requires the Applicant to certify by resolution certain findings prior
to a Project being selected for financing by the I-Bank.
WHEREAS, the Applicant expects to pay certain expenditures (the "Reimbursement
Expenditures") in connection with the Project prior to incurring indebtedness for the purpose of
financing costs associated with the Project on a long-term basis; and
WHEREAS, the Applicant reasonably expects that a financing arrangement
("Obligation") in an amount not expected to exceed $10,000,000 will be entered into and that
certain of the proceeds of such Obligation will be used to reimburse the Reimbursement
Expenditures; and
WHEREAS, the ISRF Program requires funding sources, other than the I-Bank
financing, be identified and approved prior to Project financing approval by the I-Bank Board.
NOW, THEREFORE, BE IT RESOLVED by the Council of the City of San Luis
Obispo as follows:
SECTION 1. The City of San Luis Obispo hereby approves the filing of an ISRF
Program Financing Application with the I-Bank for the Project; and in connection therewith
certifies:
a. that the Project is consistent with the General Plan of both the City of San Luis
Obispo and the County of San Luis Obispo;
b. the proposed financing is appropriate for the Project;
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Attachment 1
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Resolution No. (2008 Series)
Page 2
c. the Project facilitates effective and efficient use of existing and future public
resources so as to promote both economic development and conservation of natural
resources;
d. the Project develops and enhances public infrastructure in a manner that will attract,
create, and sustain long-term employment opportunities; and
e. the Project is consistent with the I-Bank's Criteria, Priorities and Guidelines for the
ISRF Program.
SECTION 2. The Applicant hereby declares its official intent to use proceeds of the
Obligation to reimburse itself for Reimbursement Expenditures. This declaration is made solely
for purposes of establishing compliance with the requirements of Section 1.150-2 of the Treasury
Regulations. This declaration does not bind the Applicant to make any expenditure, incur any
indebtedness, or proceed with the Project.
SECTION 3. All of the Reimbursement Expenditures were made no earlier than 60 days
prior to the date of this Declaration. The Applicant will allocate proceeds of the Obligation to
pay Reimbursement Expenditures within eighteen (18) months of the later of the date the original
expenditure is paid or the date the Project is placed in service or abandoned, but in no event more
than three (3) years after the original expenditure is paid.
SECTION 4. The total estimated project cost is $13,200,000 and the Applicant commits
to funding the remaining$3,200,000 in project costs with other funds.
SECTION 5. David C. Hix, Deputy Director of Utilities-Wastewater is hereby
authorized and directed to act on behalf of the City of San Luis Obispo in all matters pertaining
to this application.
SECTION 6. If the application is approved, John Moss, Utilities Director is authorized
to enter into and sign the financing documents and any amendments thereto with the I-Bank for
the purposes of this financing.
SECTION 7. This resolution shall become effective immediately upon adoption.
Upon motion of seconded by
and on the following vote:
AYES:
NOES:
ABSENT:
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�—, Attachmeat 1
Resolution No. (2008 Series)
Page 3
The foregoing resolution was adopted this day of 2008.
Mayor David F. Romero
ATTEST:
Audrey Hooper
City Clerk
APPROVED AS TO FORM:
Jonathan P. Lowell
City Attorney
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