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HomeMy WebLinkAbout03-31-2015 C4 Fire-Based Emergency ServicesCity of San Luis Obispo, Council Agenda Report, Meeting Date, Item Number FROM: Garret Olson, Fire Chief SUBJECT: CONSULTANT SERVICES AGREEMENT WITH CITYGATE ASSOCIATES, LLC FOR ANALYSIS OF FIRE-BASED EMERGENCY RESPONSE SERVICES AND FUNDING OPTIONS RECOMMENDATION Approve and authorize the City Manager to execute a Consultant Services Agreement with Citygate Associates, LLC (“Citygate”) for analysis of fire-based emergency response services to for an amount not to exceed $58,192. DISCUSSION Fire Based Emergency Response Analysis This is an update to the fire-based emergency response portion of the City’s 2009 Fire Services Master Plan. The focus of this effort will be an assessment of the efficacy and projected sustainability of the City’s emergency response time goal as stated in the General Plan Safety Element. The current response time goal is established as travel time to the emergency scene in four minutes or less, 95% of the time. The National Fire Protection Association (NFPA) is an international nonprofit organization that researches and publishes standards for the professional fire service. NFPA Standard 1710 entitled “Organization and Deployment of Fire Suppression Operations by Career Fire Departments” provides response time objectives. It includes the objective of four minutes or less travel time for the first arriving engine company for 90% of all fire and medical emergency incidents in the community.1 To meet emergency service demands, this assessment will include an analysis of the implementation of a shared service agreement, optimizing the location of our existing four fire stations, , and/or lastly, the addition of a fifth fire station to serve new development in the planned growth areas of the City, such as the Orcutt Area, Margarita Area, and Airport Area. Prior Environmental Review Development in each of these areas is covered in a specific plan document, and each specific plan has been evaluated by an Environmental Impact Report (EIR). None of the EIRs for these specific plan areas identified an impact relative to emergency response until a new EIR was prepared for the Chevron Tank Farm project, which involved a significant update to the Airport Area Specific Plan. The Land Use and Circulation Element (LUCE) EIR also discovered response time impacts in the Airport Area. As a result, the proposed analysis will assess the appropriate standard of response time (currently established at 4 minutes or less travel time for 95% all emergency responses), and identify solutions for meeting the City’s response time 1 (NFPA 1710 4.1.2.1(3), 4.1.2.1(4), and 4.1.2.3.3). 03/31/2015 C4 C4-1 FIRE-BASED EMERGENCY RESPONSE SERVICES Page 2 objectives in a manner that addresses the safety impacts identified in these EIRs. The analysis may also recommend methods to address associated costs, such as a new impact fee, which could be developed as part of the City’s AB1600 fee program update that will be taking place as part of the LUCE implementation work program for 2015-16. Justification for Sole Source Contract City staff has completed a preliminary assessment of this issue, however, it is recommended that Citygate complete the complex analysis due to their expertise in this specific area and lack of city resources to otherwise perform the needed work. It is recommended that the City negotiate directly with Citygate to perform the analysis. Citygate performed the 2009 Fire Services Master Plan with Stewart W. Gary, MPA, serving as Project Director. Mr. Gary still serves in this capacity with Citygate and has submitted a proposal to complete this scope of work. Since this scope of work is a refresh to the 2009 Fire Services Master Plan, tremendous economies of scale would be realized by sourcing this project to Citygate. Citygate already has a working knowledge of the City of San Luis Obispo and its Fire Department, and more importantly, has already developed a data set for analyzing fire-based emergency response services in the City. For Citygate, this project would be a “focused refresh” of the 2009 Fire Services Master Plan, which has been received as a credible document by this community. Awarding this project to Citygate would add consistency to the evaluation of fire-based services and would also decrease the time, and likely the cost, associated with establishing a foundational understanding of fire operations and community demographics required for a successful analysis. Direct contracting for consultant services is allowed with City Council approval per the City’s Financial Management Manual under these circumstances.2 Scope of Work The scope of work for such analysis would include: • A resource deployment Standards of Cover analysis with incident response statistics for all types of emergency response services from computer-aided dispatch (CAD) and records management system (RMS) National Fire Incident Reporting System (NFIRS) data will be prepared. • A model of fire service impacts created by various growth proposals using key adopted assumptions from the Land Use and Circulation Element (LUCE). • Recommendations of various operational models for emergency services including cost effectiveness and operational effectiveness. • A summary of options and recommendations to fund any additional ongoing services costs. Public input is a critical component of this effort. Citygate will engage public input most notably through two meetings: one public meeting with the City’s Planning Commission and one public 2 “If it is determined that it is in the best interest of the City for services to be provided by a specific consultant -with contract terms, workscope and compensation to be determined based on direct negotiations - contract award will be made by the Council” (p. 295-2) C4-2 FIRE-BASED EMERGENCY RESPONSE SERVICES Page 3 meeting with the City Council. These meetings will take place early in the process to ensure the opportunity to incorporate feedback relevant to this effort. The final work product will be a formal report and presentation to the City Council during a regular meeting with key policy questions and options clearly identified. FISCAL IMPACT Carryover funds of $58,192 from FY 2013-14 development review revenue will be used to fund this project because the need for the study is being driven by development activity. This funding is currently in the Fire Department FY 2014-15 budget and there will be no additional fiscal impact. ALTERNATIVE 1. Do not approve the contract with Citygate and direct the Fire Department to issue a request for proposal. This is not recommended due to Citygate’s recent experience performing this service for the City. 2. Do not conduct an analysis of fire-based emergency services in the City. While Citygate’s 2009 Fire Services Master Plan acknowledges the need for an additional fire station, this previous plan did not provide the level of detail regarding trigger points and fiscal options that would be valuable to the City. Additionally, since the completion of the 2009 Fire Services Master Plan, the City adopted a new Land Use and Circulation Element and development activity throughout the City has changed remarkably. These factors significantly influence the future of fire services in the City. ATTACHMENTS 1. 2009 Fire Services Master Plan 2. 2015 Master Plan Update Proposal by Citygate LLC 3. City of San Luis Obispo and Citygate Associates LLC Agreement T:\Council Agenda Reports\2015\2015-03-31\Analysis of Fire based Emergency Services (Olson)\Council Agenda Report Fire Services Analysis.docx C4-3 THIS PAGE IS INTENTIONALLY LEFT BLANK Fire Department Fire Department Master Plan Master Plan for thefor the 2250 East Bidwell St., Ste #100 Folsom, CA 95630 (916) 458-5100 Fax: (916) 983-2090 Management ConFolsom (Sacramento), CA sultants City of San Luis Obispo, CA City of San City of San Luis Obispo, CALuis Obispo, CA Volume 1 of 3 Volume 1 of 3 ––Main ReportMain Report January 16, 2009 ATTACHMENT 1 C4-4 This page was intentionally left blank ATTACHMENT 1 C4-5 TABLE OF CONTENTS Section Page VOLUME 1 of 3 – (this volume) Executive Summary......................................................................................................................1 Policy Choices Framework.........................................................................................1 Overall Citygate Perspective on the State of San Luis Obispo’s Fire Services..........1 Main Challenges..........................................................................................................2 Challenge 1: Field Operations Deployment (Fire Stations and Staffing)..........3 Challenge 2: Headquarters Program Functions..................................................7 Challenge 3: Costs and Funding Strategies........................................................9 Fire Plan Phasing and Costs........................................................................................9 Priority One......................................................................................................10 Priority Two.....................................................................................................10 On-Going..........................................................................................................10 Section 1—Introduction and Background................................................................................11 1.1 Report Organization.........................................................................................11 1.1.1 Goals of Report....................................................................................11 1.1.2 Limitations of Report...........................................................................12 1.2 Background......................................................................................................12 1.3 San Luis Obispo Project Approach and Research Methods.............................12 1.4 San Luis Obispo Fire Department Background Information...........................13 1.5 Regulation Affecting the Fire Service..............................................................14 1.6 Negative Pressures on Volunteer-based Fire Services.....................................15 Section 2—Standards of Response Cover (Station/Staffing) Analysis ...................................17 2.1 General Fire Deployment Background Information........................................17 2.2 San Luis Obispo Community Outcome Expectations – What is Expected of the Fire Department?....................................................................................18 2.2.1 San Luis Obispo Existing Policy..........................................................20 2.3 San Luis Obispo Fire Risk Assessment............................................................22 2.3.1 Building Fire Risk................................................................................23 Table of Contents page i ATTACHMENT 1 C4-6 2.3.2 Special Hazard Risks............................................................................24 2.3.3 Wildland Fire Risk...............................................................................24 2.3.4 Desired Outcomes................................................................................25 2.4 Staffing – What Must Be Done Over What Timeframe to Achieve the Stated Outcome Expectation?..........................................................................25 2.4.1 Offensive vs. Defensive Strategies in Structure Fires Based on Risk Presented......................................................................................25 2.4.2 Daily Unit Staffing in the City.............................................................27 2.4.3 Staffing Discussion...............................................................................27 2.4.4 Company Critical Task Time Measures...............................................28 2.4.5 Critical Task Measures Evaluation.......................................................31 2.5 Current Station Location Configurations.........................................................33 2.5.1 Possible Re-Deployment Scenarios......................................................37 2.6 Mapping Measures Evaluation.........................................................................37 2.7 Current Workload Statistics Summary.............................................................38 2.7.1 Incident Types......................................................................................40 2.7.2 City Response Times............................................................................41 2.7.3 Response Time Component Measurements.........................................43 2.7.4 Simultaneous Call Measurements........................................................44 2.7.5 Response Time Statistics Discussion...................................................45 2.7.6 Integrated Fire Station Deployment Recommendations......................46 Section 3—Fire Department Review of Headquarters Program Functions.........................51 3.1 Overall Impressions..........................................................................................51 3.1.1 Management Team Organization and Duties.......................................52 3.1.2 Management Reports............................................................................54 3.1.3 Fire Prevention and Fire Investigation.................................................56 3.1.4 Public Education and Public Information............................................58 3.1.5 Fire Stations – Facilities.......................................................................60 3.1.6 Apparatus and Equipment Readiness...................................................62 3.1.7 Personal Protective Equipment (PPE)..................................................66 3.1.8 Hose, Tools and Appliances.................................................................67 3.1.9 Self-Contained Breathing Apparatus....................................................68 3.1.10 Mutual Aid/Automatic Aid..................................................................70 Table of Contents page ii ATTACHMENT 1 C4-7 3.1.11 Radio Communications........................................................................71 3.1.12 Pre-Incident Planning...........................................................................72 3.1.13 EMS Response.....................................................................................73 3.1.14 Hydrant Maintenance...........................................................................76 3.1.15 Training and Education........................................................................77 3.1.16 Risk Management.................................................................................83 Section 4—Fiscal Analysis..........................................................................................................87 4.1 Component Costs.............................................................................................87 4.2 Operating and Capital Financing Alternatives.................................................88 4.2.1 Facility Financing.................................................................................89 4.2.2 Operating Expense Financing..............................................................90 Section 5—Recommended Solutions and Phasing Plan..........................................................93 5.1 Deployment Plan Findings and Recommendations..........................................93 5.2 Non-Deployment Headquarters Functions Findings and Recommendations..96 5.3 Priorities and Timing......................................................................................101 5.3.1 Priority One........................................................................................101 5.3.2 Priority Two.......................................................................................101 5.3.3 On-Going............................................................................................101 VOLUME 2 of 3 – Map Atlas (separately bound) VOLUME 3 of 3 – Statistical Appendix (separately bound) Table of Contents page iii ATTACHMENT 1 C4-8 This page was intentionally left blank ATTACHMENT 1 C4-9 EXECUTIVE SUMMARY The City of San Luis Obispo retained Citygate Associates, LLC to conduct a fire department planning study to include: A Standard of Response Cover planning analysis (fire station and crew deployment) to examine the levels of fire department service by occupancy type and land use classification; Fire station and staffing infrastructure triggers for additional resources, if needed; An analysis of headquarters and prevention systems; Order of magnitude costs and possible financing strategies for changes to the Fire Department. This comprehensive study is presented in several sections including: this Executive Summary summarizing the most important findings and recommendations; the fire station/crew deployment analysis supported by maps and response statistics; the assessment of headquarters functions; and the fiscal costs and financing options associated with the proposed recommendations. The final section integrates all of the findings and recommendations presented throughout the report and concludes with suggested priorities. It needs to be stated at the front of this study that Citygate Associates team members who spent time in City of San Luis Obispo found the fire staff at all levels very cooperative and helpful. They are committed to their city, agency, and mission. Given the struggle to keep up while coping with tight revenues, there is pride and on-going effort to deliver the best customer service with the currently available resources. Fires are being attended to and medical calls are being answered with excellent patient care. We find even with the suggested improvements needed over time, that the City of San Luis Obispo Fire Department is one of the best suburban agencies we have had the pleasure to work with. This study needs to be taken in the context of a “best practices tune-up” for a good agency, not a set of fixes for an agency that is behind the times. POLICY CHOICES FRAMEWORK As a starting point, San Luis Obispo leadership needs to remember that there are no mandatory federal or state regulations directing the level of fire service staffing, response times and outcomes. Thus, communities have the level of fire services that they can afford, which is not always what they would desire. However, the body of regulations on the fire service provides that if fire services are provided at all, they must be done so with the safety of the firefighters and citizens in mind (see regulatory discussion on page 14). Given this situation, the overall challenge for the City is to design fire services within the fiscal constraints that limit the City’s ability to staff, train and equip a safe and effective fire/medical response force. OVERALL CITYGATE PERSPECTIVE ON THE STATE OF SAN LUIS OBISPO’S FIRE SERVICES In brief, Citygate finds that the challenge of providing fire services in the City is similar to that found in many California cities: providing an adequate level of fire services within the context of Executive Summary page 1 ATTACHMENT 1 C4-10 limited fiscal resources, competing needs, growing populations and the uncertainty that surrounds the exact timing and location of future development. The City has recognized the value of fire prevention and the need to prevent or limit the severity of fires given the type of housing stock, commercial buildings, younger or elderly residents and the threat of wildland fires on the City’s edges. To meet these challenges, the City has adopted safety codes and inspection programs more strenuous than those mandated by state minimums. Examples include the automatic fire sprinkler ordinance, hazardous materials code enforcement, and the newer multi-dwelling property inspection program. For the risks present in San Luis Obispo, which are more often found in much larger communities, and given the modest quantity of on-duty firefighters, the City’s commitment to fire prevention programs must be continued and not seen as “nice-to-have” in tough economic times. As much as San Luis Obispo Fire Department as a “full service agency” wants to do all of the programs that an “all risk” fire department does, it does not currently have the resources in terms of funds, time and personnel to fulfill this varied mission effectively in every area. This is not a unique circumstance. Many moderate-sized departments, one to four stations in size, have this difficulty. This Master Plan will offer advice on giving priority to high frequency, high impact programs during the economic downturn. Over time, as resources increase, so can fire department programs. Citygate evaluated all aspects of the Fire Department during the preparation of this deployment study and fire prevention systems review including fiscal recommendations, and three critical challenges for the City emerged. To address each of these challenges, there are findings and recommendations that deserve specific and particular consideration. Throughout this report, Citygate makes observations, key findings and, where appropriate, specific action item recommendations. Starting in Section 5 on page 93, all the findings and recommendations are presented together, in order. Overall, there are 21 key findings and 20 specific action item recommendations. It is imperative that the reader of this study understands that while there are issues to be planned for and improved upon in the Department, there is not a problematic, “won’t do it, can’t do it” culture to be overcome. The employees of the Department are eager for a plan that gives direction and for the resources to do an even better job for the citizens of San Luis Obispo. In this Executive Summary, instead of citing all the findings and recommendations, Citygate will only highlight the most critical ones across three challenges: MAIN CHALLENGES One can summarize the fire service challenges that face the City in three themes: (1) insufficient firefighter staffing in the existing system along with the need for an additional station in the annexation growth area; (2) the modest need to increase headquarters program functions; and (3) the need for a set of fiscal policies to fund improvements in fire services in conjunction with new development. Because of slow growth of revenue over the past decade due to recessions and state revenue policies towards the cities, the City has not been able to increase career staffed field resources; Executive Summary page 2 ATTACHMENT 1 C4-11 while at the same time, it had to limit the headquarters support personnel and supply needs. While City Measure “Y” has helped in recent years by restoring two positions to the fire headquarters team, the measure was designed before the recent and severe national economic downturn. As such, the City currently still has insufficient resources for all of its annual operating needs. Challenge 1: Field Operations Deployment (Fire Stations and Staffing) Fire department deployment, simply stated, is about the speed and weight of the attack. Speed calls for first-due, all risk intervention units (engines, ladder trucks and specialty companies) strategically located across a department. These units are tasked with controlling everyday average emergencies without the incident escalating to second alarm or greater size, which then unnecessarily depletes the department’s resources as multiple requests for service occur. Weight is about multiple-unit response for significant emergencies like a “room and contents structure fire,” a multiple-patient incident, a vehicle accident with extrication required, or a complex rescue or wildland fire incident. In these situations, departments must assemble enough firefighters in a reasonable period in order to control the emergency safely without it escalating to greater alarms. In Section 2 of this study, Standards of Response Cover (Station/Staffing) Analysis, Citygate’s analysis of prior response statistics and use of geographic mapping tools reveals that the City has a speed and weight of attack problem. There are currently not enough on-duty firefighters citywide to handle more than one modest building fire emergency or 1 to 3 less serious emergencies at once. To fill out an appropriate initial attack force on serious fires, the City must send all of its four fire station crews, plus at least one County fire crew, if the County is even immediately available and close by to respond. The current City fire service deployment system has served the community well in the past before but is now increasingly strained to handle more than one serious event and to provide equitable coverage in all of the emerging suburban population density neighborhoods that could develop in the southern annexation areas. The City can consider growing its fire defenses commensurate with the risk and call for service growth; however, that will not occur until there is a significant economic recovery in local revenues. While no one city (even a metropolitan one) can stand by itself and handle everything and any possibility without help, a desirable goal is to field enough of a response force to handle a community’s day-to-day responses for primary single-unit response needs equitably to all neighborhoods, as well as be able to provide an effective initial response force (first alarm) to moderately serious building fires. Due to the local economy, the City has struggled over the decades to increase the daily firefighter staffing as the population and calls for service have significantly increased. As the following table shows, the daily firefighter (not counting the Battalion Chief) count of 13 is only two more than was provided 30 years ago in 1978: Executive Summary page 3 ATTACHMENT 1 C4-12 Historical Daily Firefighter Staffing in the City Year Population Minimum Staffing Calls for Service 1978 34,050 11 1,095 2002 44,399 12 3,952 2004 44,163 13 4,263 2008 44,489 13 4,154 The City is close to a desirable goal of being self-sufficient for usual and customary emergencies by fielding four fire companies per day. However, there are two gaps that, over time, could be improved as fiscal resources allow: 1. The lack of 4-minute primary unit coverage by a City unit in the southern annexation areas; 2. Not enough total firefighters on duty to field an effective initial force to serious fires without help from the County Fire Department. While the City could staff each of the three existing fire engines with 4 firefighters per day minimum, up from three, replacing the staffing reliance on the County for one additional 3- firefighter engine on a first alarm fire, it does not address response times in the southern annexation area or allow simultaneous calls to be covered by a 5th unit in the event a County unit is not available. Over time, as fiscal resources further allow, if the City added a 5th fire station and crew in the southern annexation area, and staffed the engine with a minimum of three personnel, then the daily staffing increases to 16 per day (plus the Battalion Chief) would improve the response times in the southern part of the City. Moreover, the increase also would improve City-based staffing to serious multiple-unit emergencies in alignment with national best practice recommendations. Therefore, adding a 5th fire station and crew improves all the response system deficits identified in this study. Thus, Citygate’s key deployment findings and recommendations are summarized below. For reference purposes, the findings and recommendation numbers refer to the sequential numbers in the main body of the report. Note that not all findings and recommendations that appear in this report are listed in this Executive Summary. Finding #1: The City does not have a fire deployment measure adopted by the City Council that includes a beginning time measure starting from the point of dispatch receiving the 911-phone call, and a goal statement tied to risks and outcome expectations. The deployment measure should have a second measurement statement to define multiple-unit response coverage for serious emergencies. Making these deployment goal changes will meet the best practice recommendations of the Center for Public Safety Excellence (formerly the Commission on Fire Accreditation International). Executive Summary page 4 ATTACHMENT 1 C4-13 Finding #3: Given the travel distances in the existing southwest and southern annexation areas, a 5th fire station is desirable, when the annexation areas fully develop. Finding #4: If an additional fire company location could be funded, effective first-due unit coverage can be obtained at the build-out of the City from five (5) fire station sites, at 4 minutes travel time. Finding #5: While multiple-unit coverage is currently adequate in the core of the City, it depends on successful, timely, mutual aid from either of the two County stations, which are not always available. A future 5th City fire station will increase multiple-unit coverage in the southwest and southern areas, as well as lessen dependence on the two County fire stations. Finding #10: The City benefits from the mutual aid regional response system. While this system cannot replace existing City stations or units, the City should continue to participate in this valuable support system for simultaneous calls for service and multiple-unit serious emergencies. Recommendation #1: The City should adopt revised performance measures to direct fire station location planning and to monitor the operation of the Department. The measures should take into account a realistic company turnout time of 2 minutes and be designed to deliver outcomes that will save patients medically salvageable upon arrival; and to keep small, but serious fires from becoming greater alarm fires. Citygate recommends these measures be: 1.1 Distribution of Fire Stations: To treat medical patients and control small fires, the first-due unit should arrive within 7 minutes, 90 percent of the time from the receipt of the 911 call. This equates to 1 minute dispatch time, 2 minutes company turnout time and 4 minutes drive time spacing for single stations. 1.2 Multiple-Unit Effective Response Force for Serious Emergencies: To confine fires near the room of origin, to stop wildland fires to under 3 acres when noticed promptly and to treat up to 5 medical patients at once, a multiple-unit response of at least 14 personnel should arrive within 11 minutes from the time of 911 call receipt, 90 percent of the time. This equates to 1 minute dispatch time, 2 minutes company turnout time and 8 minutes drive time spacing for multiple units. Recommendation #2: As fiscal resources allow, the most beneficial next improvement in fire services the City could make would be to add a fire station in the southern City area equipped with one fire engine and a 3-person crew. Recommendation #3: The City should adopt fire deployment measures for the emerging southern annexation areas, ranging from rural to emerging suburban Executive Summary page 5 ATTACHMENT 1 C4-14 to suburban based on population, along the lines of this table modeled after the recommendations in NFPA 1720 on combination (volunteer) fire services. These measures would allow the City to define the services that can be cost effectively delivered in the early annexation period and then set the trigger point for adding fire services. Proposed Deployment Measures Based on Population Densities Suburban Emerging Suburban Rural >1,000 people/sq. mi. 250-1,000 people/sq. mi. <250 people/sq. mi. 1st Due Travel Time 4 8 12 Total Reflex Time 7 11 15 1st Alarm Travel Time 8 12 16 1st Alarm Total Reflex 11 15 19 Recommendation #4: The City needs to fund a fire records system that is National Fire Incident Reporting System (NFIRS) version 5 compliant. Recommendation #5: If, prior to the funding being available to operate a 5th fire station, the City had partial funding to increase the number of daily firefighters, it could do so by increasing Station 1 from 4 firefighters to 5 firefighters per day. This would allow either: A 3-person engine company to respond to medical emergencies and small fires, while the other two personnel would still cover a dedicated ladder truck and be able to respond to structure fires and technical rescue calls citywide where the crew could combine with an engine crew(s). Or, three personnel would staff an engine/ladder “quint” apparatus and two personnel would respond in a squad to downtown area medical emergencies. Both of these staffing options require additional discussion with the firefighters’ representatives and making the decision on if the current “quint” should be replaced with a dedicated ladder truck. When the City can add a 6th firefighter per day to Station 1, then split the crews into two 3-firefighter crews and open the 5th station. In a last phase, as funding allows at the build-out of the City, the City can increase the staffing at Station 1 on the pumper/ladder unit to 4 firefighters per day, which is a much more effective team to operate a ladder truck at a serious building fire. Executive Summary page 6 ATTACHMENT 1 C4-15 Challenge 2: Headquarters Program Functions A fire department San Luis Obispo’s size needs to have a management team that is the proper size, and adequately trained and supported. There are increasing regulations to be dealt with in operating fire services, and the proper hiring, training and supervision of line employees requires an equally serious commitment to leadership and general management functions. The organization chart shows an organization that should generally meet the needs of a department the size of San Luis Obispo’s. However, due to the fiscal pressures on the City, there has been greater emphasis on staffing fire companies to provide emergency response than on the needs of the management team to coordinate and lead the organization. As the City struggled with its shrinking finances, it froze some staff positions in some of the essential fire headquarters support positions. This situation developed as an interim solution until the budget situation would improve. Given the on-going revenue challenge situation, the role of the San Luis Obispo Fire Department services in the community needs to be re-assessed for some programs. The Department does not, and will not for some time, have the size nor depth to be all things to all people and must prudently choose what emergency and prevention responsibilities it can successfully carry out. Each of the roles, such as hazardous materials inspections, technical rescue, hazardous materials response, or public education requires the dedication of resources, personnel time, operational funds, and management oversight, which the Department has in short supply. This means the leadership team must focus on the programs having the greatest frequency of need or that impact firefighter and citizen safety. Many of the pieces are in place to make this happen, the hard part is choosing the programs and providing the effective direction to the Department to make things happen. In today’s litigious society with the ever-increasing oversight of the fire service by state and federal regulators, the San Luis Obispo Fire Department cannot afford to ignore health, safety, training, and legal mandates while simultaneously loading itself down with self-imposed restrictions that consume precious resources. Citygate understands the City’s severe fiscal situation and does not find the headquarters function significantly insufficient. In particular, for a city its size, there is a significant commitment to fire prevention programs. However, the following findings and recommendations do point the way for the Fire Chief and staff to first prioritize the current resources to the highest priority needs and to provide a road map from which to request additional resources as the City finds the ability to provide them. The following recommendations for the headquarters and support functions for the San Luis Obispo Fire Department can be accomplished over time as City fiscal resources allow. These recommendations also provide the command staff the information from which to prioritize the resources, both in staff and funding, that they do have: Finding #12: Given the scope of programs in the Department, the need for executive oversight of these programs, and the need for a trained, certified Fire Chief level position to back-up the on-duty Battalion Chief, the Department needs a second in command chief (Deputy Chief). The Department is not top heavy with only the Fire Chief and four Battalion Chiefs. The Fire Chief also has to manage citywide disaster preparedness, which has no staff assigned in the Department. Given all these Executive Summary page 7 ATTACHMENT 1 C4-16 issues, the Department is clearly large enough for a second in command to the Fire Chief, at a Deputy Chief level position. Finding #13: The size, scope and advanced programs in the Fire Prevention programs for a City the size of San Luis Obispo are exceptional in breadth and quality. The City is making a real effort to prevent fires, which allows it to limit loss and the overall quantity of needed firefighters. Finding #15: While the City has been able to invest in a new central station and headquarters, the other three stations are 30-55 years old, and when built, were not constructed to be 50-100 year facilities. They have been given some upgrades, but more will be necessary. In other cities today, the more common size for a single fire company neighborhood station with space for reserve apparatus, separate gender areas and on-site outdoor activity space is an approximately 5,000 square foot and larger building on at least a 1+ acre site. The City will soon be facing significant repair and upgrade needs at the three neighborhood fire stations. The fire training area is crowded and produces noise and smoke at times better suited to a more outer city or industrial zone area. Recommendation #7: The Department needs to add an Operations Chief (Deputy Chief position) as soon as fiscally possible. There are too many large programs without enough supervision and coordination or the Fire Chief alone to handle, much less have the time to plan and be an overall effective City Department Head. Recommendation #8: Given the economic constraints on adding more staff to fire prevention over the foreseeable life of this fire master plan, the Department may have to begin to triage its fire inspection services to the most critical occupancies if workload exceeds available staffing. Those with smaller fire code requirements and risk for fire are going to have to be inspected on a longer cycle or even be moved to a self- inspection program. As the City grows and has increased economic resources, a workload analysis should be done on fire prevention, and as needed, additional inspection and clerical resources will probably need to be added. Recommendation #9: Given the City’s strong commitment to prevention as evidenced by its fire sprinkler requirements, the City should continue to invest more in the wildland fuel reduction program. The City will never have enough firefighters on duty to prevent a wildland conflagration. Individual properties have to be educated on defensible space issues and the need for fuel reduction. Recommendation #11: The City should program for an extensive evaluation of its fire station and fire training building needs, and then make long-term, cost- effective Capital Improvement Project decisions to either continue to repair the three older stations, or given the small parcel sizes and ages, re-build them completely nearby. Executive Summary page 8 ATTACHMENT 1 C4-17 Additionally, the City should investigate other fire training areas and partnerships with County Fire, police agencies and the colleges. Challenge 3: Costs and Funding Strategies The current local government revenue structure in California makes it highly unlikely that the City can fund the recommended fire service improvements and facility replacements without some additional sources of revenue. New residential development, particularly if not accompanied by new high sales tax generating commercial business, will not generate sufficient new General Fund revenue to pay its share of both current City services and at least new minimally adequate fire and medical emergency response services to serve the development. The fiscal chapter of this study on page 88 summarizes the funding strategies for new development that cities in California can use to grow fire services commensurate with new development. No one strategy is perfect, either fiscally or politically. The City has time during the current new construction slow down to consider the alternatives and choose the best-fit method to use going forward once new construction restarts to the eventual build-out of the General Plan. FIRE PLAN PHASING AND COSTS The following costs are estimated in current dollars to show the order of magnitude of what is ahead for City fire services in the mid term to build-out. If the City decides to begin adding staff to the stations as recommended by Citygate, the table below provides an illustration or sample of how this might be phased in over several years and the associated annual estimated cost in FY 08-09 dollars. Sample Phasing and Additional Cost Plan Phase Item Operating Cost Capital Cost One Detailed study and costing of the fire plan Recommendations Staff Time Two Add a Deputy Fire Chief position Dep. Chief vehicle and office space Conduct a repair/replacement study for the older fire stations $ 225,587 $ 75,000 $ 77,000 Three Staff a 5th fire station with a 3-person crew Construct a 5th fire station without land costs 5th Station Fire Pumper $1,735,036 $2,750,000 $ 450,000 Four Add one fire inspector and one clerical support position $ 238,928 Outer Year Totals: $2,274,551 $3,277,000 Long Term Total Replacement of Fire Stations 2 and 3 $5.5M Executive Summary page 9 ATTACHMENT 1 C4-18 Priority One Absorb the policy recommendations of this fire services study and adopt revised fire department performance measures to drive the location and timing of fire stations. If one-time funding can be identified, purchase an NFIRS 5 compliant fire department integrated records system. When on-going funding becomes available, add an Operations Chief (Deputy Chief position). Priority Two If one-time funding can be identified, study in-depth the older fire facilities and make long-term repair or replacement decisions. Begin to identify and conduct the appropriate due-diligence steps to identify and eventually secure or purchase a 5th fire station site in the southern annexation area. Using one-time funding or federal grants, plan for and replace the older fire hose inventory and structure fire breathing apparatus units. On-Going Continue to support fire prevention programs, especially in the areas of wildfire and fuel reduction programs. As the economy recovers, look in-depth at the increased commercial construction and the need for fire code inspection services over the long term. Identify the staff impacts and plan as necessary for additional fire inspection and clerical support positions. When the ambulance agreement comes up for re-consideration, discuss the need for the Department to have fiscal support towards establishing a paramedic program supervisor, as a sworn or unsworn position. Executive Summary page 10 ATTACHMENT 1 C4-19 SECTION 1—INTRODUCTION AND BACKGROUND 1.1 REPORT ORGANIZATION This report and future planning document is structured into the following sections that group appropriate information together for the reader. This Volume (Volume 1) includes: Section 1 Introduction and Background: Background facts about San Luis Obispo’s current Fire Services. Section 2 Standards of Response Cover (Staffing/Station) Analysis: An in- depth examination of the Fire Department’s deployment ability to meet the community’s risks, expectations and emergency needs. Section 3 Fire Department Review of Headquarters Program Functions: A review of the Fire Department’s non-emergency operations and headquarters programs. Section 4 Fiscal Analysis: An outline of the costs and likely financing strategies to implement this plan’s recommendations. Section 5 Recommended Solutions and Phasing Strategies: An integrated recommendations and conclusions section. Separately attached: Volume 2 Response Coverage Geographic Maps Volume 3 In-depth Response Statistics Appendix 1.1.1 Goals of Report As each of the sections mentioned above imparts information, this report will cite findings and make recommendations, if appropriate, that relate to each finding. There is a sequential numbering of all of the findings and recommendations throughout the first three sections of this report. To provide a comprehensive summary a complete listing of all these same findings and recommendations in order is in Section 5. Finally, the report brings attention to the highest priority needs and possible timing. This document provides technical information about how fire services are provided, legally regulated, and how San Luis Obispo Fire Department currently operates. This information is presented in the form of recommendations and policy choices for the San Luis Obispo leadership and community to discuss. The result is a solid technical foundation upon which to understand the advantages and disadvantages of the choices facing the San Luis Obispo leadership and community on how best to provide fire services, and more specifically, at what level of desired outcome and expense. Section 1—Introduction and Background page 11 ATTACHMENT 1 C4-20 1.1.2 Limitations of Report In the United States, there are no federal or state regulations on what a minimum level of fire services has to be. Each community through the public policy process is expected to understand the local fire risks, their ability to pay, and then to choose their level of fire services. If fire services are provided at all, the federal and state regulations specify how to do it safely for the personnel providing the service and the public. While this report and technical explanation can provide a framework for the discussion of fire services for San Luis Obispo, neither this report nor the Citygate consulting team can make the final decisions or cost out in detail every possible alternative. Once final Master Plan choices are given policy approval, City staff can conduct any final costing and fiscal analysis. 1.2 BACKGROUND This project involved the development of a Fire Services Deployment and Administrative Services Master Plan. This effort involved the study of the fire services risk within the City of San Luis Obispo. In this report, the term “Department” will be used when referring to the fire agency itself, and the term “City” will be used when referring to the City of San Luis Obispo. The City commissioned this study and resultant planning recommendations to evaluate the current capacity of the Department to respond to emergency fire, rescue, and medical incidents within its area, and review other related operational issues. In its entirety, this analysis and corresponding findings and recommendations will allow the City Council to make informed policy decisions about the level of fire, rescue, and emergency medical services desired and the best method to deliver and fund them. The challenges facing the City are not unique. At the start of this project in the summer of 2008, San Luis Obispo faced the challenges that all California communities did in revenue not matching needs in an atmosphere made worse by a state budget deficit. By late fall, the national economy was in disarray and the California budget was already out-of-balance. This Fire Master Plan has to acknowledge that the City may desire improved fire services, but in the near term cannot afford any improvements. Thus, the plan will have to suggest how to prioritize existing services to revenues, while laying out a future improvements road map that can be followed when revenue growth occurs. 1.3 SAN LUIS OBISPO PROJECT APPROACH AND RESEARCH METHODS Citygate used several tools to gather, understand, and model information about the City and Fire Department for this study. We started by making a large document request to the Department to gain background information on costs, current and prior service levels, the history of service level decisions and what other prior studies, if any, had to say. We asked the Department to have each of the members responsible for a program or segment to complete a SWOT questionnaire and 42 of these were received.1 1 SWOT – acronym for Strengths, Weaknesses, Opportunities, Threats; a commonly used management tool for evaluating organizations, which allows insiders to report on their perspective of an organization. Section 1—Introduction and Background page 12 ATTACHMENT 1 C4-21 In subsequent site visits, Citygate team members followed up on this information by conducting focused interviews of fire management team members and other appropriate City staff. We reviewed demographic information about the City, proposed developments, and managed growth projections. As we collected and understood information about the City and Department, Citygate obtained electronic map and response data from which to model current and projected fire services deployment. The goal was to identify the location(s) of stations and crew quantities required to serve the City as it develops. Once Citygate gained an understanding of the Department service area with its fire, rescue, and EMS risks, the Citygate team developed a model of fire services that was tested against the mapping and prior response data to ensure an appropriate fit. This resulted in Citygate being able to propose an approach to improving fire services in the Department that would also meet reasonable expectations and fiscal abilities in the southern area of the City where future growth is likely to occur. 1.4 SAN LUIS OBISPO FIRE DEPARTMENT BACKGROUND INFORMATION San Luis Obispo (Spanish for St. Louis the Bishop), is located near the coast roughly midway between San Francisco and Los Angeles on US Highway 101. It is the county seat of San Luis Obispo County and the home of California Polytechnic State University (Cal Poly). The City is the commercial, cultural and governmental center of San Luis Obispo County. It is one of California’s oldest communities being founded in 1772 by Father Junipero Serra on the site of a Chumash Indian village named Tilhini and is the fifth Spanish mission of the 21 missions in California. The City is 10.8 square miles in size. The Pacific Ocean lies 12 miles west of the City and the Santa Lucia Mountains, part of California’s Coast Range, lie to the east. San Luis Obispo is a seismically active area; there are a number of faults nearby including the San Andreas Fault. The Union Pacific Railroad between Oakland and Los Angeles passes through the center of San Luis Obispo. The demographic profile of San Luis Obispo as of 2008: Population 44,239 Households 18,639 Density 4,144 per square mile Housing Units 20,222 Age profile Under 18 14.2% 18 to 24 33.6% 25to 44 23.7% 45 to 64 16.5% 65 or older 12.1% The 2007 median household income in the City was $42,900 (compared to a California median of $59,948 in California) and the median home price dropped from $650,000 in 2006 to Section 1—Introduction and Background page 13 ATTACHMENT 1 C4-22 $500,000 in 2008. 7.1 percent of the families are below the poverty line. The unemployment rate is 7.4 percent, although 40.9 percent of the people have a bachelors degree or higher. Because of its location on Highway 101, San Luis Obispo has long been a stop off for travelers between San Francisco Bay Area and the Los Angeles metropolitan area. The Madonna Inn is a particularly notable landmark in the City. 1.5 REGULATION AFFECTING THE FIRE SERVICE In addition to restrictions on local government finance, there have been a number of new state and federal laws, regulations, and court cases that limit the flexibility of cities in determining their staffing levels, training, and methods of operation. These are given an abbreviated overview below: 1. 1999 OSHA Staffing Policies – Federal OSHA applied the confined space safety regulations for work inside tanks and underground spaces to America’s firefighters. This requires in atmospheres that are “IDLH” (Immediately Dangerous to Life and Health) that there be teams of two inside and two outside in constant communication, and with the outside pair equipped and ready to rescue the inside pair. This situation occurs in building fires where the fire and smoke conditions are serious enough to require the wearing of self-contained breathing apparatus (SCBA). This is commonly called the “2-in/2-out” policy. This policy requires that firefighters enter serious building fires in teams of two, while two more firefighters are outside and immediately ready to rescue them should trouble arise. While under OSHA policy one of the outside “two-out” personnel can also be the incident commander (typically a chief officer) or fire apparatus operator, this person must be fully suited-up in protective clothing, have a breathing apparatus donned except for the face piece, meet all physical requirements to enter IDLH atmospheres and thus be ready to immediately help with the rescue of interior firefighters in trouble. However, given these stipulations and the operating complications they cause, the four-city automatic aid partnership to which San Luis Obispo belongs, does not recognize the incident commander as one of the “two out” personnel, since to send the incident commander inside to perform a firefighter rescue means the incident totally loses command and control, generating more safety problems. 2. May 2001 National Staffing Guidelines – The National Fire Protection Association (NFPA) Standard on Career Fire Service Deployment was issued seven years ago. While advisory to local governments, as it starts to become locally adopted and used, it develops momentum, forcing adoption by neighboring communities. NFPA 1710 calls for four-person fire crew staffing, arriving on one or two apparatus as a “company.” The initial attack crew should arrive at the emergency within four minutes travel time, 90 percent of the time, and the total effective response force (first alarm assignment) shall arrive within eight minutes travel time, 90 percent of the time. These guidelines will be Section 1—Introduction and Background page 14 ATTACHMENT 1 C4-23 explained and compared to San Luis Obispo in the deployment measures section of this document. 3. The on-scene Incident Commanders (Battalion Chiefs) at Hazardous Materials Incidents must have certification compliant with NFPA 472, Standard for Emergency Response to Hazardous Materials Incidents. This is also now an OSHA requirement. 4. CAL OSHA Requirements – Among the elements required is a safety orientation for new employees, a hazard communications system for employees to communicate hazards to supervisors, the CAL-OSHA process for post injury reviews, the required annual report of injuries, and a standard for safety work plans. Employers have many different responsibilities under the Occupational Safety and Health Act of 1970 and the Code of Federal Regulations (CFR). Initially OSHA focused its efforts on the private sector; more recently, it has turned its attention to the public sector and specifically the fire service. 1.6 NEGATIVE PRESSURES ON VOLUNTEER-BASED FIRE SERVICES While San Luis Obispo does not operate a volunteer firefighter system, wholly or in part, a common question is why not solve some of a city’s fire staffing problems with volunteers? To pre-address this question, here is a brief overview of the state of depending on volunteer firefighters: All volunteer-based fire departments are under great pressure today to maintain an adequate roster. The reasons for this are not unique to any one type of community and are placing pressure on small community volunteer systems across the state and nation: 1. Economic pressures result in more two-income families and less time to volunteer. 2. In a commuter economy, more jobs are clustered in metropolitan and dense suburban areas. Communities like San Luis Obispo, that formerly were small towns increasingly have residents who work elsewhere and many of the younger age people who would consider volunteering are just too busy. 3. Due to the growth in society of complex systems and technology, the fire service was given more missions, like emergency medical services, hazardous materials response, and technical rescue. This dramatically increased the legally mandated training hours for volunteers, causing many to drop out as the time commitments became unbearable. This change, coupled with all the other factors, means that volunteer firefighter programs dry up due to lack of members. Additional training and additional responses mean a significant time commitment for “true” volunteers; who are serving for love of the community and to give something back. Most departments feel that it takes 100-120 hours of training per year to meet safety minimums, and this time is before a volunteer goes on a single incident. In addition, most employers today are unwilling to allow volunteers to leave their jobs to respond to an emergency dispatch. Across the fire service, volunteer programs have been changing and adapting to a different model. The current model understands the commitment needed, and Section 1—Introduction and Background page 15 ATTACHMENT 1 C4-24 usually includes two types of volunteers: the first is the usual community-based person; the second is a younger person who desires to be a career firefighter. While the younger person is going through community college fire science classes, after obtaining basic firefighter certification, they work “part-time” for shift stipend or for an hourly wage, without benefits. These personnel are used successfully to increase daily station staffing and are called “reserve” firefighters or part-time firefighters. They do not need to live in the community they serve, as they are often not needed to respond from home with quick travel times. Community-based volunteers can be used from home for major emergencies, within their limited training as they gain certifications and experience. Once they meet state minimums, they also can be used for per diem shifts. As this report will explain in detail, San Luis Obispo fire services are already spread thin and understaffed for headquarters functions. Even if a small volunteer cadre could be found to assist with non-emergency work, volunteer programs take design, supervision, and some fiscal support. In Citygate’s opinion, the needs of the San Luis Obispo Fire Department far outweigh what a small volunteer or per diem apprentice firefighter program could solve. More importantly, just creating and operating such a program would seriously drain the already thin headquarters staffing from managing critical day-to-day operations. Section 1—Introduction and Background page 16 ATTACHMENT 1 C4-25 SECTION 2—STANDARDS OF RESPONSE COVER (STATION /STAFFING ) ANALYSIS Section Intent: This section serves as an in-depth analysis of the current City’s ability to deploy and meet the emergency risks presented in the City. The response analysis will use prior response statistics and geographic mapping to help the City Council and community visualize what the current response system can and cannot deliver. 2.1 GENERAL FIRE DEPLOYMENT BACKGROUND INFORMATION The Center for Public Safety Excellence (formerly the Commission on Fire Accreditation International) recommends a systems approach known as “Standards of Response Coverage” to evaluate deployment as part of the self-assessment process of a fire agency. This approach uses risk and community expectations on outcomes to assist elected officials in making informed decisions on fire and EMS deployment levels. Citygate has adopted this methodology as a comprehensive tool to evaluate fire station location. Depending on the needs of the study, the depth of the components can vary. Such a systems approach to deployment, rather than a one-size-fits-all prescriptive formula, allows for local determination of the level of deployment to meet the risks presented in each community. In this comprehensive approach, each agency can match local need (risks and expectations) with the costs of various levels of service. In an informed public policy debate, a City Council “purchases” the fire, rescue, and EMS service levels (insurance) the community needs and can afford. While working with multiple components to conduct a deployment analysis is admittedly more work, it yields a much better result than any singular component can. If we only look to travel time, for instance, and do not look at the frequency of multiple and overlapping calls, the analysis could miss over-worked companies. If we do not use risk assessment for deployment, and merely base deployment on travel time, a community could under-deploy to incidents. The Standard of Response Cover process consists of eight parts: 1. Existing Deployment – each agency has something in place today. 2. Community Outcome Expectations – what does the community expect out of the response agency? 3. Community Risk Assessment – what assets are at risk in the community? 4. Critical Task Time Study – how long does it take firefighters to complete tasks to achieve the expected outcomes? 5. Distribution Study – the locating of first-due resources (typically engines). 6. Concentration Study – first alarm assignment or the effective response force. 7. Reliability and Historical Response Effectiveness Studies – using prior response statistics to determine what percent of compliance the existing system delivers. 8. Overall Evaluation – proposed standard of cover statements by risk type. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 17 ATTACHMENT 1 C4-26 Fire department deployment, simply stated, is about the speed and weight of the attack. Speed calls for first-due, all risk intervention units (engines and trucks) strategically located across a department. These units are tasked with controlling everyday, average emergencies without the incident escalating to second alarm or greater size, which then unnecessarily depletes the department resources as multiple requests for service occur. Weight is about multiple-unit response for significant emergencies like a room and contents structure fire, a multiple-patient incident, a vehicle accident with extrication required, or a heavy rescue incident. In these situations, departments must assemble enough firefighters in a reasonable period in order to control the emergency safely without it escalating to greater alarms. Thus, small fires and medical emergencies require a single- or two-unit response (engine and ambulance) with a quick response time. Larger incidents require more companies. In either case, if the companies arrive too late or the total personnel sent to the emergency are too few for the emergency type, they are drawn into a losing and more dangerous battle. The art of fire company deployment is to spread companies out across a community for quick response to keep emergencies small with positive outcomes, without spreading the stations so far apart that they cannot amass together quickly enough to be effective in major emergencies. Given the need for companies to be stationed throughout a community for prompt response instead of all companies responding from a central fire station, communities such as San Luis Obispo are faced with neighborhood equity of response issues. When one or more areas grow beyond the reasonable travel distance of the nearest fire station, the choices available to the elected officials are limited: add more neighborhood fire stations, or tell certain segments of the community that they have longer response times, even if the type of fire risk found is the same as other areas. For the purposes of this fire services study, Citygate used all eight components of the Standards of Response Cover process (at varying levels of detail) to understand the risks in the City, how the City is staffed and deployed today, and then modeled those parameters using geographic mapping and response statistical analysis tools. The models were then compared to the proposed growth in the City so that the study can recommend changes, if any, in fire services to the City’s service area. Thus, Citygate tailored the deployment recommendations in this report to the City’s unique needs, and did not use one-size-fits-all national recommendations. The next few subsections in this section will cover the City area factors and make findings about each component of the deployment system. From these findings of fact about the City’s fire deployment system, the study is then able to make deployment change recommendations. 2.2 SAN LUIS OBISPO COMMUNITY OUTCOME EXPECTATIONS – WHAT IS EXPECTED OF THE FIRE DEPARTMENT? The next step in the Standards of Response Cover process is to review existing fire and emergency medical outcome expectations. This can be restated as follows: for what purpose does the current response system exist? Has the governing body adopted any response time performance measures? If so, the time measures used by the City need to be understood and good data collected. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 18 ATTACHMENT 1 C4-27 The community, if asked, would probably expect that fires be confined to the room or nearby area of fire origin, and that medical patients have their injuries stabilized and be transported to the appropriate care location. Thus, the challenge faced by the City is to maintain an equitable level of fire service deployment across the entire City service area without adding significantly more resources as demand for services grows and traffic congestion increases, slowing response times. The Insurance Services Office (ISO) Fire Department Grading Schedule would like to see first- due fire engines stations spaced 1.5 miles apart and ladder trucks spaced 2.5 miles apart, which, given travel speeds on surface streets, is a 3- to 4-minute travel time for first-due engines and a 7- to 8-minute travel time for first-due ladder trucks. The newer National Fire Protection Association (NFPA) guideline 1710 on fire services deployment suggests a 4-minute travel time for the initial fire apparatus response and 8 minutes travel time maximum for the follow-on units. This recommendation is for departments that are substantially staffed by career firefighters, as the City is. The ISO grades community fire defenses on a 10-point scale, with Class 1 being the best. Historically, the City has been evaluated as a Class 2 department, meaning the fire engine and ladder truck coverage is adequate and similar to many suburban density areas (Class 2) fire departments. For many reasons, it is not necessary for an agency to only deploy to meet the ISO measures. The ISO criteria are designed to evaluate the fire protection system for underwriting purposes a department’s ability to stop a building fire conflagration. The ISO system does not address small fires, auto fires, outdoor fires and emergency medical incidents. Also, underwriters today can issue fire premiums in Grading Schedule “bands” such as 3-5 and give safer buildings a single rating of Class 1 for example. Thus, if an agency only tries to meet the ISO or NFPA station placement criteria, they do not necessarily deliver better outcomes given the diversity of risk across American communities. Importantly within the Standards of Response Coverage process, positive outcomes are the goal, and from that company size and response time can be calculated to allow efficient fire station spacing. Emergency medical incidents have situations with the most severe time constraints. In a heart attack that stops the heart, a trauma that causes severe blood loss, or in a respiratory emergency, the brain can only live 8 to 10 minutes maximum without oxygen. Not only heart attacks, but also other emergencies can cause oxygen deprivation to the brain. Heart attacks make up a small percentage; drowning, choking, trauma, constrictions, or other similar events have the same effect on the brain and the same time constraints. In a building fire, a small incipient fire can grow to involve the entire room in a 4- to 5-minute time frame. The point in time where the entire room becomes involved in fire is called “flashover,” when everything is burning, life is no longer possible, and the fire will shortly spread beyond the room of origin. If fire service response is to achieve positive outcomes in severe EMS situations and incipient fire situations, all the companies must arrive, size up the situation and deploy effective measures before brain damage or death occurs or the fire spreads beyond the room of origin. Given that the emergency started before or as it was noticed and continues to escalate through the steps of calling 911, dispatch notification of the companies, their response, and equipment set-up once on scene, there are three “clocks” that fire and emergency medical companies must work against to achieve successful outcomes: Section 2—Standards of Response Cover (Station/Staffing) Analysis page 19 ATTACHMENT 1 C4-28 1. The time it takes an incipient room fire to fully engulf a room in 4 to 5 minutes, thus substantially damaging the building and most probably injuring or killing occupants. 2. When the heart stops in a heart attack, the brain starts to die from lack of oxygen in 4 to 6 minutes and brain damage becomes irreversible at about the 10-minute point. 3. In a trauma patient, severe blood loss and organ damage becomes so great after the first hour that survival is difficult if not impossible. The goal of trauma medicine is to stabilize the patient in the field as soon as possible after the injury, and to transport them to a trauma center were appropriate medical intervention can be initiated within one hour of the injury. Somewhat coincidently, in all three situations above, the first responder emergency company must arrive on-scene within 5 to 7 minutes of the 911-phone call to have a chance at a successful resolution. Further, the follow-on (additional) companies for serious emergencies must arrive within the 8- to 11-minute point. These response times need to include the time steps for the dispatcher to process the caller’s information, alert the stations needed, and the companies to then don OSHA mandated safety clothing and drive safely to the emergency. The sum of these three time steps – dispatch, company turnout and drive time – comprises “total reflex,” or total response time. Thus, to get the first firefighters on-scene within only 5 to 7 minutes of the 911 call being answered is very challenging to all parts of the system, as this study will describe later in detail. The three event timelines above start with the emergency happening. It is important to note the fire or medical emergency continues to deteriorate from the time of inception, not the time the fire engine actually starts to drive the response route. It is hoped that the emergency is noticed immediately and the 911 system is activated. This step of awareness – calling 911 and giving the dispatcher accurate information – takes, in the best of circumstances, 1 minute. Then company notification and travel take additional minutes. Once arrived, the company must walk to the patient or emergency, size up the problem and deploy their skills and tools. Even in easy to access situations, this step can take 2 or more minutes. It is considerably longer up long driveways, apartment buildings with limited access, multi-storied office buildings or shopping center buildings such as those found in parts of the City. 2.2.1 San Luis Obispo Existing Policy The City’s General Plan Safety Element, in Chapter 5, in Section 9.3a “Discussion” states that, “The Fire Department has set a response time objective of 4 minutes.” This measure does not state the beginning and end measurement points for the 4 minutes. So as written, this time interval could be driving time, or also include part or all of the steps of dispatching the crew. Since this measure is identified in a discussion section of the General Plan Safety element and further worded as “The Fire Department has set…” it does not appear that the San Luis City Council has adopted a fire department response measure that meets all the elements considered a best practice today. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 20 ATTACHMENT 1 C4-29 In other budget performance measure documents the Fire Department reports call for service types and totals, and some response time measures, but these again are not tied to a City Council policy of what level of outcome is desirable. Current best practice nationally is to measure percent completion of a goal (i.e., 90 percent of responses) instead of an average measure, as many fire departments did in the past. Response goal measures should start with the time of fire dispatch receiving the 911 call to the arrival of the first unit at the emergency, and the measure should state what is delivered and what the expected outcome is desired to be. Percent of completed goal measures are better than the measure of average, because average just identifies the central or middle point of response time performance for all calls for service in the data set. From an average statement, it is impossible to know how many incidents had response times that were considerably over the average or just over. For example, if a department had an average response time of 5 minutes for 5,000 calls for service, it cannot be determined how many calls past the average point of 5 minutes were answered slightly past the 5th minute, in the 6th minute or way beyond at 10 minutes. This is a significant issue if hundreds or thousands of calls are answered much beyond the average point. Finding #1: The City does not have a fire deployment measure adopted by the City Council that includes a beginning time measure starting from the point of dispatch receiving the 911-phone call, and a goal statement tied to risks and outcome expectations. The deployment measure should have a second measurement statement to define multiple-unit response coverage for serious emergencies. Making these deployment goal changes will meet the best practice recommendations of the Center for Public Safety Excellence (formerly the Commission on Fire Accreditation International). In national recommendations years ago, it was thought to take 1 minute for the company to receive the dispatch and get the apparatus moving. However, as will be discussed later, even 1 minute for company turnout is unrealistic, given the need to don mandated protective safety clothing and to be seated and belted in before the apparatus begins to move. Thus, from the time of 911 receiving the call, an effective deployment system is beginning to manage the problem within 7 minutes total reflex time. This is right at the point that brain death is becoming irreversible and the fire has grown to the point to leave the room of origin and become very serious. Yes, sometimes the emergency is too severe even before the Fire Department is called in for the responding company to reverse the outcome; however, given an appropriate response time policy and if the system is well designed, then only issues like bad weather, poor traffic conditions or a significant number of multiple emergencies will slow the response system. Consequently, a properly designed system will give the citizens hope of a positive outcome for their tax dollar expenditure. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 21 ATTACHMENT 1 C4-30 2.3 SAN LUIS OBISPO FIRE RISK ASSESSMENT The City mostly contains a mix of older, single- and multi-family dwellings, small and larger businesses, and retailers. There are also some office park buildings, smaller warehouse and light manufacturing facilities, with some newer and some very old. In addition to the City area, the Department protects under contract the very large and diverse Cal Poly Campus. The campus has other effects on the community by driving a demand for various types of student housing, some of which are rental units owned by out-of-town parties. Both newcomers to the community, as well as long-term residents, may not realize the community assets that are at risk today in such a vibrant and diverse community. The City is charged with responding to a variety of emergencies, from fires to medical calls to special hazards and cargo transportation emergencies on the highway. Here is a partial inventory of the types of risk demographics in addition to the visible homes and business buildings: Some hazardous materials storage, use, and release, including industrial and transportation on the highway and Union Pacific Railroad Local businesses use hazardous materials and are regulated by the fire prevention bureau Wildland fires Weather and seismic disaster potential Newer mid- and high-rise buildings – both downtown and Cal Poly Large retail sales buildings County community airport (City Fire is the secondary responder) Residential care facilities, many of them for the elderly Student housing. In the downtown area, there are twelve significant new projects in the planning stages that include a mix of retail and multi-story building office or residential uses. In just commercial uses downtown, there are over 77,000 square feet of new space planned. Including the new southern annexation areas, there could be up to 700,000 square feet of commercial space added by the build-out of the City. There also continues to be small in-fill housing projects built or planned across the City in the range of 979 additional units. Overall the total number of housing units envisioned at build-out is 24,300 or up modestly from the current number of 20,222. At a factor of 2.19 persons per household, this increase in units could add 8,900 additional residents, increasing the total population to just over 53,000. This does not include the Cal Poly Campus amounts. In the southern and western City areas, there are several planned annexations either recently completed or proposed. The recent additions include the Airport and the Margarita Specific Plan Areas. The housing numbers cited above included these new areas. Other possible future annexations could include the Chevron land areas in the south and to the west, a proposal by Congregation Beth David in collaboration with the Twisselman and Madonna families for the annexation of approximately 1,386 acres of property. This area is identified as Area 9 of the Sphere of Influence update and is roughly bounded by Los Osos Section 2—Standards of Response Cover (Station/Staffing) Analysis page 22 ATTACHMENT 1 C4-31 Valley Road, Foothill Blvd. and the existing City limits. The building and population effects of these possible annexations is unknown, but given the character of planning to date in San Luis Obispo as well as the environmental and topographic constraints on these lands, increases in buildings and population will likely be modest. While some of the above new construction may be slowed due to the national economic downturn, these projects are all desirable and will eventually be built. The significance of the above information is that the City must be staffed, equipped and trained to deal with (at least through the first alarm level prior to automatic or mutual aid) most any type of emergency faced by a United States fire department. True, the City does not have an international airport, an oil refinery, or major rail terminal, but that is about all the Fire Department does not experience in its calls for service. To its credit the City has adopted over the years a very stringent automatic fire sprinkler building code ordinance that exceeds the state building code minimums and basically requires all buildings larger than 1,000 square feet to be fully fire sprinklered. The Department does not operate a full-featured fire records system and as such accurate fire dollar loss estimates are not available. However, in reviewing the records available, most recent building fires have started small and allowed the available on-duty force to catch them. The reasons for this can range from the impact of automatic fire sprinklers to the fire being still small upon being reported, to the fire having occurred close to a fire station, being in a newer building, and most importantly, the fire being attacked with a prompt and effectively sized response force. In order to understand the importance of response time in achieving satisfactory outcomes, the deployment of resources must be based upon assessment of the values at risk. There are actually many different types of values at risk depending upon the nature of the emergency. At a very basic level, a fire in a structure is among the most frequent events with a measurable outcome. A single patient medical emergency is a different event, and while it is the most frequent, it is normally not as threatening to life and property as the structure fire since the structure fire can spread from building to building and eventually become a conflagration. The fire incident reporting system indicates a wide variety of events that can result in a call for service, but it is a reported fire in a building that is the essence of a fire department’s deployment plan. This same reporting system is often the only statistically significant evidence of the frequency and consequence regarding the values at risk in any community. 2.3.1 Building Fire Risk In addition to the building and community demographics cited above, in a Standards of Response Coverage study, building fire risk can also be understood by looking at larger classes of buildings as well as the wildfire potential that surrounds the City. In Map #2 in the mapping appendix to this study (found in Volume 2, separately bound), are displayed the locations of the commercial buildings that the Insurance Service Office (ISO) has sent an evaluation engineer into for underwriting purposes. Also mapped are the buildings the Fire Department has separately identified, as higher risk for serious fires, should one start. Then on the perimeter of the City the wildfire threat zones are mapped as identified by the City and CAL FIRE. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 23 ATTACHMENT 1 C4-32 One of the measures the ISO collects is called fire flow, or the amount of water that would need to be applied if the building were seriously involved in fire. The measure of fire flow is expressed in gallons per minute (gpm). In the City, the ISO has data on 218 commercial buildings. Of these, 49 buildings have required fire flows of 2,000 gpm or higher. There are a total of 12 buildings with fire flows in excess of 3,500 gpm. This is a significant amount of firefighting water to deploy, and a major fire at any one of these buildings would outstrip the on- duty City fire staffing and even the two near-by CAL FIRE Stations. Using the generally accepted figure of fifty gallons per minute per firefighter on large building fires, a fire in a building requiring 2,000 gallons per minute would require 40 firefighters, or three times the on- duty staffing of thirteen (13) firefighters in the City. The Department also used a U.S. Fire Administration building fire risk assessment tool that looked at the commercial buildings from a variety of fire and life safety measures and found that 46 buildings were “high hazard” properties in that if they caught fire, the entire building, its occupants and adjoining buildings would be very much at risk. In the new southern annexation areas, in addition to the ISO buildings identified above, City Fire Prevention has identified 119 buildings, some large, that the Department now has to inspect and respond to. Given their age and that they have been built in the County over a long period of time, most of the small- to mid-size buildings are not covered with fire sprinklers. An effective response force is the deployment of multiple units (pumpers, ladder trucks and incident commander) so they can arrive close enough together to combat serious fires and keep them to less than greater alarm size. This refers back to the earlier points in this report on speed and weight of attack. The massing of units in a timely manner (weight) must be such that serious fires do not typically become larger. Since City zoning has placed these buildings throughout the City, this places additional pressure to have a multiple-unit effective response force of pumpers, and, also importantly, ladder trucks throughout the more built-up areas of the City. 2.3.2 Special Hazard Risks The City has approximately 300 businesses that use or resell hazardous materials. Examples are gasoline stations and dry cleaners. These businesses are highly regulated by the building, fire and environmental codes. The Fire Department Fire Prevention Bureau handles the code enforcement of advanced hazardous materials state regulations along with the City fire prevention inspectors under the fire code. The City participates in a countywide shared, regional fire department Hazardous Materials Response Team for serious incidents. 2.3.3 Wildland Fire Risk The wildfire threat in San Luis Obispo is significant, as many of the City’s edge neighborhoods are exposed to wildland fuels and upslope terrain, all of which combine to pose a real danger. Examples of these areas are Bishop’s Peak, the Perfumo Canyon/Irish Hills Open Space, the Bowden Ranch Open Space, the Cerro San Luis Open Space, and Islay Hills. Additionally, over the decades the City has, in fact, experienced serious wildfires on its borders. To combat this risk, the City works closely with its mutual aid partner fire departments while training and equipping its firefighters for wildland firefighting in San Luis Obispo County conditions. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 24 ATTACHMENT 1 C4-33 2.3.4 Desired Outcomes Once policy makers choose outcomes, then the response system can be designed with staffing and station locations to accomplish the desired outcomes. An outcome example is, “confine a residential fire to the room of origin.” That outcome requires a more aggressive response time and staffing plan than “confine the fire to the building of origin, to keep it from spreading to adjoining structures.” Given the Fire Department’s current response time goal and its Class 2 fire insurance classification rating, the City has, in effect, adopted a structure fire goal of deploying a significant force to building fires to contain the fire near the room, or compartment, of origin, if the fire is small to modest when first reported. By delivering paramedics via fire engines, the City has committed to a higher level of emergency medical care than the County Ambulance System can deliver by itself. 2.4 STAFFING – WHAT MUST BE DONE OVER WHAT TIMEFRAME TO ACHIEVE THE STATED OUTCOME EXPECTATION? The next step in the Standards of Response Cover process is to take the risk information above and review what the firefighting staffing is, and what it is capable of, over what timeframe. Fires and complex medical emergencies require a timely, coordinated effort in order to stop the escalation of the emergency. Once the tasks and time to accomplish them to deliver a desired outcome are set, travel time, and thus station spacing, can be calculated to deliver the requisite number of firefighters over an appropriate timeframe. 2.4.1 Offensive vs. Defensive Strategies in Structure Fires Based on Risk Presented Most fire departments use a strategy that places emphasis upon the distinction between offensive or defensive methods. These strategies can be summarized: It is important to have an understanding of the duties and tasks required at a structural fire to meet the strategic goals and tactical objectives of the Fire Department response. Firefighting operations fall in one of two strategies – offensive or defensive. We may risk our lives a lot to protect savable lives. We may risk our lives a little to protect savable property. We will not risk our lives at all to save what is already lost. Considering the level of risk, the Incident Commander will choose the proper strategy to be used at the fire scene. The Incident Commander must take into consideration the available resources (including firefighters) when determining the appropriate strategy to address any incident. The strategy can also change with conditions or because certain benchmarks are achieved or not achieved. For example, an important benchmark is “all clear,” which means that all persons who can be saved have been removed from danger or placed in a safe refuge area. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 25 ATTACHMENT 1 C4-34 Once it has been determined that the structure is safe to enter, an offensive fire attack is centered on life safety of the occupants. When it is safe to do so, departments will initiate offensive operations at the scene of a structure fire. Initial attack efforts will be directed at supporting a primary search – the first attack line will go between the victims and the fire to protect avenues of rescue and escape. The decision to operate in a defensive strategy indicates that the offensive attack strategy, or the potential for one, has been abandoned for reasons of personnel safety, and the involved structure has been conceded as lost (the Incident Commander makes a conscious decision to write the structure off). The announcement of a change to a defensive strategy means all personnel will withdraw from the structure and maintain a safe distance from the building. Officers will account for their crews. Interior lines will be withdrawn and repositioned. Exposed properties will be identified and protected. For safety, Federal and State Occupational Health and Safety Regulations (OSHA) mandate that firefighters cannot enter a burning structure past the incipient or small fire stage, without doing so in teams of 2, one team inside and one team outside, ready to rescue them. This totals a minimum of 4 firefighters on the fireground to initiate an interior attack. The only exception is when there is a known life inside to be rescued. This reason, along with the fact that a four- person company can perform more tasks simultaneously than a three-person company, is why NFPA Deployment Standard 1710 for career fire departments recommends four-person company staffing on engines (pumpers) as well as on ladder trucks. Many fire department deployment studies using the Standards of Response Coverage process, as well as NFPA guidelines, arrive at the same fact – that an average (typically defined by the NFPA as a modest single-family dwelling) risk structure fire needs a minimum of 14 to 15 firefighters, plus one on-scene incident commander. The NFPA 1710 recommendation is that the first unit should arrive on-scene within 6 minutes of call receipt (1-minute dispatch, 1-minute company turnout, and 4-minute travel), 90 percent of the time. The balance of the units should arrive within 10 minutes of call receipt (8-minute travel), 90 percent of the time, if they hope to keep the fire from substantially destroying the building. (The NFPA recommendation of 1- minute dispatch time is generally attainable; the 1-minute company turnout time is generally unattainable considering the time it takes firefighters to don the required full personal protective equipment.) For an extreme example, to confine a fire to one room in a multi-story building requires many more firefighters than in a single-story family home in a suburban zone. The amount of staffing needed can be derived from the desired outcome and risk class. If the community desires to confine a one-room fire in a residence to the room or area of origin, that effort will require a minimum of 14 personnel plus incident commander. This number of firefighters is the minimum needed to safely conduct the simultaneous operational tasks of rescue, fire attack, and ventilation plus providing for firefighter accountability and incident command in a modest, one fire hose line house fire. A significant fire in a two-story residential building or a one-story commercial or multi-story building would require, at a minimum, an additional two to three engines and an additional truck and chief officer, for upwards of 12 plus additional personnel. As the required fire flow water gallonage increases, concurrently the required number of firefighters increases. Simultaneously, the travel distance for additional personnel increases creating an exponential Section 2—Standards of Response Cover (Station/Staffing) Analysis page 26 ATTACHMENT 1 C4-35 impact on the fire problem. A typical auto accident requiring multiple-patient extrication or other specialty rescue incidents will require a minimum of 10 firefighters plus the incident commander for accountability and control. 2.4.2 Daily Unit Staffing in the City Below is the typical minimum daily unit staffing assignment in the City currently: Units and Staffing Daily Plan Minimum Per Unit Extended 3 Engines @ 3 Firefighters/day 9 1 Ladder Truck @ 4 Firefighters/day 4 Subtotal firefighters:13 1 Battalion Chief @ 1 Per day for command 1 Total 24/hr Personnel: 14 In addition to the City daily staffing listed above, CAL FIRE operating under contract as the San Luis Obispo County Fire Department operates two stations near the City, one at the northern City limits near the entrance to Cal Poly, and a southern station at the County Airport. The staffing on these companies can vary from a minimum of two up to four or more during fire season. The City and County Fire Departments operate under an “automatic aid” policy where they each send one closest unit in defined northern and southern City areas. This policy means that most City building fires receive a County Fire unit, if available and not on a County or CAL FIRE assignment. This means that initial staffing on a City building fire can increase by 2-4 personnel. 2.4.3 Staffing Discussion If the City provides fire services at all, safety of the public and firefighters must be the first consideration. Additionally, the chief officers, as on-scene incident commanders, must be well trained and competent, since they are liable for mistakes that violate the law. An under-staffed, poorly led token force will not only be unable to stop a fire, it also opens the City up for real liability should the Fire Department fail. As stated earlier in this section, national norms indicate that 14 or so firefighters, including an incident commander, are needed at significant building fires if the expected outcome is to contain the fire to the room of origin and to be able to simultaneously and safely perform all the critical tasks needed. The reason for this is that the clock is still running on the problem after arrival, and too few firefighters on-scene will mean the fire can still grow faster than the efforts to contain it. Chief Officers also need to arrive at the scene in a timely manner in order to intervene and provide the necessary incident command leadership and critical decision making to the organization. To meet its goal of sending 3 engines and 1 ladder truck to serious building fires, the City has to send 100 percent of its on-duty force. Then to augment its staffing above a minimum of 13, it has to send the 5th unit from the County Fire Department. However, these units are slightly delayed during the dispatch step, as they are not dispatched from the same communications center. Given Section 2—Standards of Response Cover (Station/Staffing) Analysis page 27 ATTACHMENT 1 C4-36 the occurrence of building fires in the City at approximately 65 per year, or about five per month, the City can typically field enough firefighters at a modest building fire, but when it does so, it does not have any remaining force for simultaneous calls, even medical ones. Mutual aid units and the regional ambulance provider would cover any such simultaneous calls. 2.4.4 Company Critical Task Time Measures In order to understand the time it takes to complete all the needed tasks on a moderate residential fire and a modest emergency medical rescue, the Department staff provided information using their standard operating procedures to demonstrate how much time the entire operations take. The following tables start with the time of fire dispatch notification and finish with the outcome achieved. There are several important themes contained in these tables: 1. These results were obtained under best conditions, in that the day was sunny and moderate in temperature. The structure fire response times are from actual events, showing how units arrive at staggered intervals. 2. It is noticeable how much time it takes after arrival or after the event is ordered by command to actually accomplish key tasks to arrive at the actual outcome. This is because it requires firefighters to carry out the ordered tasks. The fewer the firefighters, the longer some task completion times will be. Critical steps are highlighted in grey in the table. 3. The time for task completion is usually a function of how many personnel are simultaneously available so that firefighters can complete some tasks simultaneously. 4. Some tasks have to be assigned to a minimum of two firefighters to comply with safety regulations. An example is that two firefighters would be required for searching a smoke filled room for a victim. The following tables of unit and individual duties are required at a first alarm fire scene at a typical single-family dwelling fire. This set of duties is taken from Department operational procedures. This set of needed duties is entirely consistent with the usual and customary findings of other agencies using the Standards of Response Cover process and that found in NFPA 1710. No conditions existed to override the OSHA 2-in/2-out safety policy. Shown below are the critical tasks for a typical single-family house fire with two rooms burning on the 2nd floor. The response force is three engines, one ladder truck, one Battalion Chief responding for a total of 14 personnel (table continued on following page): Critical Tasks – Structure Fires Structure Fire Incident Tasks Time From Arrival 1st Engine Total Reflex Time Pre-arrival time of dispatch, turnout and travel to 90% of calls 7:45 Engine 3 arrives – on scene report 00:00 Pre-connect hose line to front door – 1 firefighter (FF) eventually to be joined by Captain 3 01:20 Section 2—Standards of Response Cover (Station/Staffing) Analysis page 28 ATTACHMENT 1 C4-37 Time From Structure Fire Incident Tasks Arrival 1st Total Reflex Engine Time Engine 3 size-up, full walk around, condition report 01:28 Engine 3’s 1 ¾” line (200’) charged at front door 02:00 9:45 Battalion Chief on-scene (01:13): assumes command 02:11 Truck 1 on-scene 02:20 Truck 1 assigned roof ventilation and utilities 02:40 Engine 3 Captain and FF3 ready for entry (on air) 03.29 CAL FIRE Engine on-scene, assigned exposure residence 03:48 Truck 1 – Ventilation, first ladder to roof 04:10 Engine 2 on-scene – assigned Rapid Intervention (RIC) and water supply 04:15 Engine 4 on-scene assigned Primary Search with back-up attack line (1 ¾” x 200’) 04:45 Engine 3 – Attack line advanced interior via front door 05:40 13:25 Truck 1 – Ventilation, second ladder to roof 05:05 Truck 1 – Utilities controlled 06:03 Water supply to attack pumper E3 07:00 T1 – Ventilation – Heat hole in roof complete 07:33 CAL FIRE Engine – water to exposure line side D 08:10 Engine 3 – Fire knocked down on second floor 09:06 16:51 E4 primary search – first floor “All Clear” 10:00 E4 primary search – second floor “All Clear” 11:25 Incident under control 11:25 19:10 A similar timed drill was conducted simulating a fire in a second-story room of a three-story apartment complex. There was full fire involvement of the living room, kitchen and dining room area. The occupants evacuating, but it was unknown as to if all were out. Upon size-up, 1 person was observed on the 3rd floor window above the fire yelling that he is trapped – but is not yet in immediate danger. In this scenario the time to having the fire under control was 14:45 (minutes/seconds) after the arrival of the first unit, or 22:20 from the time of receiving the 911 call. This more complicated problem took over 3 minutes longer to control. The above duties grouped together to form an effective response force or first alarm assignment. Remember that the above discrete tasks must be performed simultaneously and effectively to achieve the desired outcome. Just arriving on-scene does not stop the escalation of the emergency. Firefighters accomplishing the above tasks do, but as they are being performed, the clock is still running, and has been since the emergency first started. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 29 ATTACHMENT 1 C4-38 Fire spread in a structure can double in size during its free burn period. Many studies have shown that a small fire can spread to engulf the entire room in less than 4 to 5 minutes after open burning has started. Once the room is completely superheated and involved in fire (known as flashover) then the fire will spread quickly throughout the structure and into the attic and walls. For this reason, it is imperative that fire attack and search commence before the flashover point occurs, if the outcome goal is to keep the fire damage in or near the room of origin. In addition, flashover presents a serious danger to both firefighters and any occupants of the building. For comparison purposes, the critical task table below reviews the tasks needed on a typical auto accident rescue. The situation modeled was a two-car collision with three patients and one of these entrapped. Three engines and the Battalion Chief responded with a total of ten (10) personnel. (table continued on following page) Critical Tasks – Auto Incident – 2 Vehicle, 2 Patients – Air Transport Vehicle Extrication Critical Tasks Time From Arrival 1st Engine Total Reflex Time Pre-arrival time of dispatch, turnout and travel to 90% of calls 9:00 Engine 4 on-scene report, hot lap. PD controlling traffic. 00:00 Patient contact – patient conscious, complains of mild chest pain and possible fractured left tibia. Contact by E4 Capt. 01:06 1 ¾” hose line pulled and charged, check for down fluids (coolant only). By E4 FF/Medic 01:16 Ambulance on scene, assigned 2 mild patients 02:00 E4 FF/Medic with patient, axial stabilization started 02:11 11:11 Initial vehicle stabilization (chocks, shut-off motor, steering wheel cover) 03:05 E3 on-scene, assigned extrication 03:38 BC on-scene and does walk around 04:43 E2 arrives, assigned safety – Captain as safety officer 04:45 E2 engineer staffs charged hose line 05:33 The following completed by E3 crew: Vehicle stabilized 04:48 13:48 2 personnel ready to force driver door 06:00 Extrication tools to front of vehicle, tools connected 06:35 Door removal completed 10:18 Other activities: Second extrication tool brought to scene and started by E2 06:45 Battery disconnected 08:30 Second ambulance on scene 08:30 Section 2—Standards of Response Cover (Station/Staffing) Analysis page 30 ATTACHMENT 1 C4-39 Time From Vehicle Extrication Critical Tasks Arrival 1st Total Reflex Engine Time Plan formulated to remove patient out driver’s side 10:30 Patient extricated 11:24 20:24 Patient packaged in Full Spinal Precautions 13:44 Total Time to Control 13:44 22:44 The table above shows typical task times for good patient care outcomes. These patient care times and steps are consistent with San Luis Obispo County patient care protocols and would provide positive outcomes where medically possible. 2.4.5 Critical Task Measures Evaluation What does a deployment study derive from a response time and company task time analysis? The total completion times above to stop the escalation of the emergency have to be compared to outcomes. We know from nationally published fire service “time vs. temperature” tables that after about 4 to 5 minutes of free burning a room fire will grow to the point of flashover where the entire room is engulfed, the structure becomes threatened and human survival near or in the fire room becomes impossible. We know that brain death begins to occur within 4 to 6 minutes of the heart having stopped. Thus, the effective response force must arrive in time to stop these catastrophic events from occurring. The response and task completion times discussed above show that the residents of the City are able to expect positive outcomes and have a better than not chance of survival in a modest fire or medical emergency, when the first responding units are available in 7 minutes or less total response time. The point of the tables above is that mitigating an emergency event is a team effort once the units have arrived. This refers back to the “weight” of response analogy. If too few personnel arrive too slowly, then the emergency will get worse, not better. Control of the structure fire incident still took 11 minutes after the time of the first unit’s arrival, or 19 minutes from fire dispatch notification. The outcome times, of course, will be longer, with less desirable results, if the arriving force is later or smaller. In San Luis Obispo the quantity of staffing and the time frame it arrives in can be critical in a serious fire. As the risk assessment portion of this study identified, the City’s housing stock is diverse and increasingly used by the young and the elderly (over 11,000 residents). There are many multi-story buildings, any of which can slow the firefighting times as personnel and tools have to be walked to upper floors. Fires in these buildings could well require the initial firefighters needing to rescue trapped, or immobile occupants. If a lightly staffed force arrives they cannot simultaneously conduct rescue and firefighting operations. In EMS trauma incidents, the patient is initially being assessed within 11 minutes total reflex time and is able to be transported within 22 minutes. These times are good for trauma patients, when all the needed units can arrive by minute 7, which is not always possible at the outer perimeter areas of the City, or when multiple calls for service occur. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 31 ATTACHMENT 1 C4-40 However, each of these incidents, while only being moderate in size, required 10 to 14 personnel. If 14 City personnel are committed to a building fire, this is 100 percent of the entire on-duty force for a single modest structure fire. Response needs greater than this always will require mutual aid assistance from adjoining departments. Even at that, once the two nearby County fire stations respond (if available) other mutual aid fire units are much farther away. Fires and complex medical incidents require that the other needed units arrive in time to complete an effective intervention. Time is one factor that comes from proper station placement. Good performance also comes from adequate staffing. On the fire and rescue time measures above, the City can do a good job, in terms of time, on one moderate building fire or two routine medical calls. This is typical of departments that staff few 3-person companies for average, routine emergencies. However, major fires and medical emergencies where the closest unit is not available to respond will challenge the City response system to deliver good outcomes. This factor must be taken into account when we look at fire station locations. Previous critical task studies conducted by Citygate, the Standard of Response Cover documents reviewed from accredited fire departments, and NFPA recommendations all arrive at the need for 14+ firefighters plus a command chief arriving within 11 minutes (from the time of call) at a room and contents structure fire to be able to simultaneously and effectively perform the tasks of rescue, fire attack and ventilation. If fewer firefighters arrive, what from the list of tasks mentioned would not be done? Most likely, the search team will be delayed, as will ventilation. The attack lines only have two firefighters, which does not allow for rapid movement above the first floor deployment. Rescue is done with only two-person teams; thus, when rescue is essential, other tasks are not done in a simultaneous, timely manner. Remember what this report stated in the beginning: effective deployment is about the speed (travel time) and the weight (firefighters) of the attack. Yes, 13 initial firefighters (3 engines, 1 ladder truck) can handle a low risk house fire (especially on the first floor). An effective response force of even 16 will be seriously slowed if the fire is above the first floor in a low-rise apartment building or commercial / industrial building. Finding #2: The diversity, age and size of the City and Cal Poly building stock and the increasing numbers of younger and older populations means that there is a greater chance of more serious fires where rescues will be necessary, and if so, the current quantity of firefighter staffing will be quickly overwhelmed with too many critical tasks to accomplish. When the on-duty staffing is stretched thin, the City can bring in automatic or mutual aid equipment, but from a distance and under the assumption that the aiding department is not already busy. Given that some of the current built-up areas of the City seem to have the minimum number of firefighters for an initial attack on a building fire, does the mapping and analysis of prior response times show the City is meeting desired policy goals or reasonably modified ones, and can the system provide the same level of service equitably to all neighborhoods? Section 2—Standards of Response Cover (Station/Staffing) Analysis page 32 ATTACHMENT 1 C4-41 2.5 CURRENT STATION LOCATION CONFIGURATIONS The City is served today by four fire stations. As part of this fire services study, it is appropriate to understand what the existing stations do and do not cover, if there are any coverage gaps needing one or more stations, and what, if anything, to do about them as the City continues to evolve. In brief, there are two geographic perspectives to fire station deployment: Distribution – the spreading out or spacing of first-due fire units to stop routine emergencies. Concentration – the clustering of fire stations close enough together so that building fires can receive enough resources from multiple fire stations quickly enough. This is known as the Effective Response Force or commonly the “first alarm assignment” – the collection of a sufficient number of firefighters on-scene, delivered within the concentration time goal to stop the escalation of the problem. To analyze first-due and first alarm fire unit travel time coverage for this study, Citygate used a geographic mapping tool called FireView that can measure travel distance over the street network. Citygate ran several deployment map studies and measured their impact on various parts of the community. The maps (found in Volume 2 of this study) display travel time using prior City incident data to adjust the normal posted speed limits per type of street to those more reflective of slower fire truck travel times. Since the City does not currently have a City Council adopted travel time measure, the initial map measures in this study are 4 minutes travel time for first-due units for good suburban outcomes as suggested by NFPA 1710. For a first alarm, multiple-unit coverage, the “concentration” of units measure in this mapping study is based on an 8-minute travel time as suggested in NFPA 1710. When one minute is added for dispatch reflex time and two minutes for company notification times, the maps then effectively show the area covered within 7 minutes for first-due units and 11 minutes for a first alarm assignment from the time the 911 call is made. An additional measure used was the Insurance Service Office 1.5-mile recommendation for first- due fire companies and 2.5-mile service for second-due companies and ladder trucks. 1.5 miles driving distance equates to 3.5 to 4 minutes travel time over the road network. The map set in this study also shows coverage from the closest, nearby automatic aid fire stations from County Fire. The first goal is to determine if the City can substantially cover itself with its fire stations in appropriate response times. If so, then the automatic aid coverage is useful for back-up unit response when City units are on other incidents. Map #1 – Existing Fire Station Locations This first map shows the City and its current fire stations along with the two County fire stations that are part of the regional closet unit response system. This map view, then, is important to remember as later maps in the set display the fire station coverage areas. Map #2 – Risk Assessment Displayed here are the locations of the higher fire flow buildings as calculated by the Insurance service Office (ISO). Most of these buildings are along the major road corridors due to zoning. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 33 ATTACHMENT 1 C4-42 These are the buildings that must receive a timely effective first alarm force to serious fires. Also displayed in blue are the locations of the Fire Department identified higher hazard buildings. For either of these measures, risk measurements do not exist for the Cal Poly campus. On the perimeter of the City, the wildland fire threat severity zones are mapped. Finally, the new southern annexation growth areas are identified. Map #3 – First-Due Unit Distribution – Existing Stations This map shows in green colored street segments the distribution or first-due response time for each current City or County fire station per a desirable suburban response goal of 4 minutes travel time. Thus, the computer shows how far each company can reach within 7 minutes fire department total response time from the time of the fire communications center receiving the call. Therefore, the limit of color per station area is the time an engine could reach the 4-minute travel time limit, assuming they are in-station and encounter no unusual traffic delays. In addition, the computer uses speed limits per roadway type that are slowed by actual fire unit travel times. Thus, the projection is a very close modeling of the real world. As can be seen in this measure the shape of the City is very hard to serve, even with a grid type road network in the City core. The existing stations are somewhat laid out on a NW-SE line with Station 4 over in the southwest neighborhood area. While much of the City is within 4 minutes travel time of a fire station, some of the edges and the south central existing or annexation areas are not. The Cal Poly campus is also not completely covered within the 4-minute drive time, but this is not a City Council policy decision as the CSU system contracts for fire protection from the City at the level the City can provide, not per a CSU response time policy. A goal for the City could be to cover 90 percent of the geography containing higher population densities with a first-due unit coverage plan based on a goal measure statement to deliver acceptable outcomes. This would only leave the very hard-to-serve outer edge areas with longer coverage times, and depending on the emergency, with less effective outcomes. There should be some overlap between station areas so that a second-due unit can have a chance of an adequate response time when it covers a call for another station. The outer perimeter areas are hard to serve, and in many cases, cost-prohibitive to serve for a small number of calls for service. The message to be taken from this map is that it would be very challenging for the City to improve travel time coverage without adding fire stations. The size of the southern annexation areas are just too large for either of the existing City or County stations to cover in a desirable suburban outcome travel time of 4 minutes. These areas are not yet highly populated and would receive coverage within 10 minutes or less driving time, meeting an NFPA 1720 emerging suburban or rural level of response coverage. Map #4 – ISO Engine Coverage Areas – Existing City Stations This map exhibit displays the Insurance Service Office (ISO) requirement that stations cover a 1.5-mile distance response area. Depending on the road network in a department, the 1.5-mile measure usually equates to a 3- to 4-minute travel time. However, a 1.5-mile measure is a reasonable indicator of station spacing and overlap. As with the 4-minute drive time map, much Section 2—Standards of Response Cover (Station/Staffing) Analysis page 34 ATTACHMENT 1 C4-43 of the populated core of the City is served within 1.5-mile distance from the existing fire stations. As the 4-minute map projected, the southern annexation areas are not. It should be noted that the 1.5-mile coverage distance is slightly better than the 4-minute drive time model, especially in the Cal Poly campus. This is because the 4-minute model used real fire unit travel times to calibrate how fast larger fire units actually cover the street network. Thus depending on time of day (rush hour, civic events) and weather the actual travel times will be between the two models. Stated this way, the two models represent the best and least coverages likely and both state that the southern annexation areas cannot be covered within suburban outcome travel times. Map #5 – Concentration (First Alarm) – City and Mutual Aid Stations This map exhibit shows the concentration or massing of fire companies for serious fire or rescue calls. Building fires, in particular, require 14+ firefighters arriving within a reasonable time frame to work together and effectively to stop the escalation of the emergency. Otherwise, if too few firefighters arrive, or arrive too late in the fire’s progress, the result is a greater alarm fire, which is more dangerous to the public and the firefighters. The concentration map exhibits look at the Department’s ability to deploy three of its engines, one ladder truck, one Battalion Chief and one mutual aid engine to building fires within 8 minutes travel time (11 minutes total Fire Department response time from the 911 call receipt). This measure ensures that a minimum of 13 City firefighters, one Battalion Chief and 2 to 3 County firefighters can be deployed at the incident to work simultaneously and effectively to stop the spread of a modest fire. The green color in the map shows the area where the City’s current fire deployment system should deliver the initial effective response force. Streets without the green highlights do not have three engines, one ladder truck and the Battalion Chief in 8 minutes travel time. As can be seen, due to the spacing of the City and mutual aid fire stations, an effective response force of 4 to 5 stations can be gathered in much of the City. While this is effective coverage, it is built upon receiving aid from one or both of the County stations. Map #6 – Battalion Chief and Ladder Truck Coverage This map displays the 8-minute travel time coverage for the ladder truck and Battalion Chief from Station 1. It shows that the ladder unit coverage depth in 8 minutes is good, even to the Cal Poly campus and much of the southern annexation areas. Thus, Station 1 should continue to be the location of these specialty units. Map #7 – All Incident Locations This is an overlay of the exact location for all fire department incident types for three years from July 2004 through July 2008. It is apparent that there is a need for fire department services in all of the station areas of the City. It also should be noted that call for service volumes are higher where the population densities and human activity are the highest. This is normal, as people drive calls for service more than do open space areas. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 35 ATTACHMENT 1 C4-44 Map #8 – EMS Incident Locations This map further breaks out only the emergency medical and rescue call locations. Again, with the majority of the calls for service being emergency medical, almost all streets need fire department services. It should be noted that even over a four-year period, the actual calls inside the Cal Poly campus were few. The same may not be true in the southern annexation areas, as this study did not plot the calls that only the County Fire unit might have responded to. Map #9 – All Fire Type Locations This map identifies the location of all fires in the City. All fires include any type of fire call from auto to dumpster to building. There are obviously fewer fires than medical or rescue calls. Even given this, while it is evident that all first-due station areas experience fires with Station 1 and 2’s area, with the greatest population density, having the most fires. Map #10 – Structure Fire Locations This map is similar to the previous map, but only displays structure fires for four years. While the structure fire count is a smaller subset of the total fire count, there are two meaningful findings to this map. There are still structure fires in every first-due fire company area. The location of many of the building fires parallels the higher risk and older building type commercial areas in the more built-up areas of the City. Fires in the more complicated building types must be controlled quickly or the losses will be very large. Map #11 – All Incident Location Hot Spots This map set examines, by mathematical density, where clusters of incident activity occurred. In this set, all incidents are plotted by high-density workload. For each density measure, the darker the color, the greater the quantity of incidents in a small area. This type of map makes the location of frequent workload more meaningful than just mapping the dots of all locations as done in Map #7. Why is this perspective important? Overlap of units and ensuring the delivery of a good concentration for the effective response force. When we compare this type of map with the concentration map, we want the best concentration of unit coverage (first alarm) to be where the greatest density of calls for service occurs. For the City, this mostly occurs in Station 1’s area, which also receives timely back-up support from both Stations 2 and 3. Map #12 – EMS Incident Location Densities This map set is similar to Map #11, but only the medical and rescue hot spots of activity are plotted. The clusters of activity look very similar to the all-incident set in Map #11 because medical calls are such a large part of the total. It should be noted that Station 3 has a very high density of medical calls close to it. This district, while somewhat separated from the City core and containing mostly housing has multiple medical and invalid care buildings. As such, even though Station 3 appears from a map view to be placed too far out to the edge of the City, it is actually very well located close to the majority of its calls for service. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 36 ATTACHMENT 1 C4-45 Map #13 – All Fire Location Densities This map sets shows the hot spot activity for all fires. Again, the call-for-service density is highest in the northern half of the City. Map #14 – Structure Fire Densities This map only shows the structure fire workload by density. Here, the activity clusters are spread across more areas of the City, due to the actual lower quantity of structure fires. 2.5.1 Possible Re-Deployment Scenarios As these baseline coverage maps were understood, Citygate worked with the City staff to identify and test the impacts of possible re-deployment scenarios. The next series of maps will explain the best-fit choices identified. Map #15a – Effect of Adding a 5th City Fire Station Given the size of the southern annexation areas, Citygate and staff looked at the effect of adding another fire station. Prior to this, Citygate used the mapping computer model to look separately at the coverage zone of the County station at the airport as well as moving Station 3 westerly. No combination of moves could cover any of the annexation area substantially without uncovering existing City neighborhoods. City staffed identified two possible station sites in the annexation area and Citygate added into the road network two important future interconnect streets. The best-fit station site that could cover the most under-served road miles in 4 minutes driving time was located across the street from 265 Tank Farm Road on the north side of the road. The advantage to this site is that it improves two areas – the existing under-covered area east of Station 4 and much of the annexation areas. Both this station and the County Airport area station might cover more of the annexation area if, as development streets are master planned, more cross connect streets can be designed in the second phase airport annexation area. Map #15b – Concentration of Stations With a 5th Fire Station If this map is compared to Map #5 the addition of another fire station on the southern area greatly increases multiple-unit coverage in much of the City from five to six or seven units. Even westerly in Station 4’s area, the multi-unit coverage is increased significantly. Even most of the southern annexation area would receive four stations in 8 minutes travel to the future southern, central City limits. 2.6 MAPPING MEASURES EVALUATION Based on the above mapping evaluation, Citygate offers the following findings: Finding #3: Given the travel distances in the existing southwest and southern annexation areas, a 5th fire station is desirable, when the annexation areas fully develop. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 37 ATTACHMENT 1 C4-46 Finding #4: If an additional fire company location could be funded, effective first-due unit coverage can be obtained at the build-out of the City from five (5) fire station sites, at 4 minutes travel time. Finding #5: While multiple-unit coverage is currently adequate in the core of the City, it depends on successful, timely, mutual aid from either of the two County stations, which are not always available. A future 5th City fire station will increase multiple-unit coverage in the southwest and southern areas, as well as lessen dependence on the two County fire stations. After the historical response statistics are analyzed in the next section of this report, then an integrated set of deployment recommendations will be made. 2.7 CURRENT WORKLOAD STATISTICS SUMMARY In this section of the Standards of Response Cover process, prior response statistics are used to determine what percent of compliance the existing system delivers. In other words, if the geographic map measures say the system will respond with a given travel time, does it actually deliver up to expectations? A detailed analysis of in-depth statistics is provided in Volume 3 of this report. What follows is a summary of those comprehensive measures and findings. The sections of this report that concentrated on mapping the distribution and concentration of fire stations used geographic mapping tools to estimate travel time over the street network. Thus, the maps show what should occur from the station placements. However, in the real world, traffic, weather, and units being out of quarters on other business such as training or fire prevention duties affect response times. Further, if a station area has simultaneous calls for service, referred to as “call-stacking,” the cover engine must travel much farther. Thus, a complete Standards of Response Coverage study looks at the actual response time performance of the system from incident records. Only when combined with map measures can the system fully be understood and configured. As a review of actual performance occurs, there are two perspectives to keep in mind. First, NFPA 1710 only requires that a department-wide performance measure of 90 percent of the historical incidents (not geography) be maintained. This allows the possibility that a few stations with great response time performance can “mask” the performance of stations with poorer travel times. In the Standards of Response Coverage approach, it is recommended that the performance of each station area also be determined to ensure equity of coverage. However, even this approach is not perfect – a station area may well have less than 90 percent performance, but serve lower- risk open space areas with limited buildings thereby not having an economic justification for better performance. In addition, the study must discuss just what is measured within the under- performing statistic. For example, a station area with a first-due performance of 88 percent with only 50 calls in the 88th to 90th percentile is far different from an area with 500 calls for service in that 88th to 90th percentile. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 38 ATTACHMENT 1 C4-47 All measures then must be understood in the complete context of geography, risk, and actual numbers of calls for service that exceed the community’s performance measure. The Department’s response time performance must be compared to outcomes such as fire loss or medical cases and be contrasted to the community’s outcome expectations. A community could be well deployed and have poor outcomes, or the reverse. A balanced system will avoid such extremes and strive for equity of service within each category of risk. Fire departments are required to report response statistics in a format published by the U.S. Fire Administration called the National Fire Incident Reporting System (NFIRS). The private sector develops software to do this reporting according to state and federal specifications. Data sets for this section of the study were extracted from the San Luis Obispo Police Dispatch Computer system. The Fire Department does not use an NFIRS compliant records system and only files abbreviated fire incident reports into the police system. The lack of NFIRS data is not only a major limitation to this study, it also means the Department cannot completely measure its emergency operations, or completely respond to lawsuit information requests. Finding #6: Federal and state incident reporting mandates have established NFIRS 5 (National Fire Incident Reporting System Version 5) as the definitive reporting standard for fire departments. While NFIRS 5’s “Basic” module is mandatory, best practices dictate use of the optional “Apparatus” module to document vehicle responses. The Department needs to adopt this reporting standard. Total response time in this study is measured from the time of receiving the call at the City Police dispatch center to the unit being on-scene. For suburban and urban population density areas, NFPA 1710 recommends a 4-minute fire unit travel time, which when a more realistic 2 minutes is added for turnout time and 1 minute for dispatch processing aggregates to a 7-minute total reflex (customer) measure. For multiple-unit calls, the outer NFPA 1710 recommended measurement is 8 travel minutes, plus two for turnout and one minute for dispatch, which is an 11-minute total reflex measure. Data sets were “cleaned” to eliminate records without enough time stamps or records with impossible times, such as a 23-hour response. The data sets were modeled in the NFIRS 5 Alive fire service analysis tool. For this statistics review, we are modeling the Department’s prior performance and comparing the data results to the “ideal” per NFPA 1710 for fire service deployment, since the existing City measures are not specific or adopted yet by the City Council. Additionally, the Fire Department measure does not begin with the time of fire dispatch receiving the call, or include what outcome is desired, all of which are considered a best practice by the Center for Public Safety Excellence (formerly the Commission on Fire Accreditation). Later, this study will integrate all the SOC study elements to propose refined deployment measures that best meet the risk and expectations found in the City. The City’s police dispatch system provided 33,679 response records for apparatus over a 48- month period. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 39 ATTACHMENT 1 C4-48 2.7.1 Incident Types Below is a list of San Luis Obispo “Nature of Call” counts for the 48-month period. These counts are based on first apparatus arrivals so they represent incidents as opposed to apparatus responses. Only call categories of 10 or more were included. Nature of Call Count Medical 9,770 Alarm Fire 986 Public Assist 845 COLL MINOR INJ 844 Electrical Haz 209 Fire Ill Burn 173 Hazmat Small 151 Alarm Water Flow 135 Fire Structure 131 Smoke Check Out 127 Fire Vehicle 111 Fire Sm Trash 106 Medical Non-Em 99 Fire Wildland 85 Smoke Check In 74 Fire Rpted Out 64 COLL FREEWAY 62 Gas Inside 58 COLL MAJOR INJ 57 Gas Outside 55 Here is a breakdown by city: City Count San Luis Obispo 15,317 Cal Poly 288 SLO County 110 Atascadero 1 Morro Bay 1 Nipomo 1 Paso Robles 1 Here is the numeric breakdown by year: FY 04/05 3,810 FY 05/06 3,682 FY 06/07 4,111 FY 07/08 4,154 Section 2—Standards of Response Cover (Station/Staffing) Analysis page 40 ATTACHMENT 1 C4-49 This graph compares incident activity by hour of day by year. Notice while incident activity closely tracks for each of the 4 years there was a slight increase in activity in FY 07/08 from 16:00 – 20:00 as well as from midnight through 03:00. Demand by Vehicle ID In general Engine 3 is seeing a steady increase in activity. T1 saw an increase in activity in the last two years. Engine 4 had a slight bump in activity in FY 06/07. 2.7.2 City Response Times While many fire departments track average response time, it is not highly regarded as a performance measurement. One of the most commonly used criteria to measure response Section 2—Standards of Response Cover (Station/Staffing) Analysis page 41 ATTACHMENT 1 C4-50 effectiveness is fractile analysis of response time. A fractile analysis splits responses into time segments and provides a count and percentage for each progressive time segment. Here is a fractile response time breakdown for San Luis Obispo City station responses for the study period. To focus these calculations only Code 3 responses on or after 7/1/2006 (which is after the mobile data system conversion was solidified) are used which dropped the data set to 5,504 responses as being the most accurate and reflective of emergency performance. Incidents outside of City station areas and those exceeding 20 minutes response time were also eliminated. For fire and EMS incidents, the following fractile results: 1st Apparatus On Scene <= 00:05:00 34.3% 1st Apparatus On Scene <= 00:06:00 54.7% – Current probable City goal 1st Apparatus On Scene <= 00:07:00 71.6% – Recommended Citygate goal 1st Apparatus On Scene <= 00:08:00 83.2% 1st Apparatus On Scene <= 00:09:00 90.6% – Actual 90% Compliance Point The graph below displays response time performance by minute of the day: Section 2—Standards of Response Cover (Station/Staffing) Analysis page 42 ATTACHMENT 1 C4-51 Here is the breakdown of Travel Time compliance by hour of day by year. Notice compliance averages a fairly flat 80 percent during the day. This perspective also correlates to the mapping model findings. Here is a breakdown of the above incidents when incidents are narrowed down to structure fires: 1st Apparatus On Scene <= 00:05:00 51.5% 1st Apparatus On Scene <= 00:06:00 69.7% – Current probable City goal 1st Apparatus On Scene <= 00:07:00 75.8% – Recommended Citygate goal 1st Apparatus On Scene <= 00:08:00 87.9% 1st Apparatus On Scene <= 00:08:30 90.9% – Actual 90% Compliance Point 2.7.3 Response Time Component Measurements The next step is to evaluate all response time components by breaking down “Total Reflex Time” into its three component parts of: 1. Call-handling time – time of call until time of dispatch. Only dispatch records showing a call-handling time greater than 0 seconds and less than 3 minutes were used in this analysis. 2. Turnout time – time of dispatch until time unit is responding. Only dispatch records showing a turnout time greater than 0 seconds and less than 4 minutes were used in this analysis. 3. Travel time – time unit is responding until time the unit arrives on the scene. Only dispatch records showing a travel time greater than 0 seconds and less than 10 minutes were used in this analysis. Call-handling time – the national recommendations are that 90 percent of the calls should be processed to dispatch within 1 minute, 90 percent of the time. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 43 ATTACHMENT 1 C4-52 Call Processing <= 01:00 25.7% – Desired Goal Point Call Processing <= 2:30 90.5% – Actual Performance Company turnout time – the time from company notification to donning protective clothing to getting underway. Turnout <= 01:00 25.6% – NFPA 1710 Recommended Goal Point Turnout <= 02:00 79.0% – Citygate Recommended Goal Point Turnout <= 02:30 89.9% – Actual Performance Older national recommendations were for turnout time to take 1 minute. Over the last five years of increasing protective clothing regulations by OSHA and the NFPA, complete data studies have shown this to be a near impossible goal to safely accomplish. Citygate finds a more realistic goal is to complete the company notification and turnout process in 2 minutes or less, 90 percent of the time. Attention to this critical time element can help reduce the time. Travel time – here are the citywide travel time measures for the three years of data to fire and EMS incidents: Travel <= 04:00 76.7% – Desired Goal Point in NFPA 1710 and Department Goal Travel <= 05:15 90.3% – Actual Performance This travel time correlates to the map measures at 4 minutes of travel. The City is a little too large, with a non-grid street network in some areas, to cover in 4 minutes travel from only four fire stations. Non-grid street networks sometimes referred to as dendrite type networks actually slow emergency response. 2.7.4 Simultaneous Call Measurements Obviously, incidents that occur at the same time tax fire department resources more than those occurring when there is no other fire department response activity. Examining incident data for the 48-month period shows only 37.38 percent of incidents occurred when the Fire Department was already engaged in other response activity. Here is the breakdown by number of incidents: At least 2 Incidents occurring at the same time 18.36% At least 3 Incidents occurring at the same time 1.86% At least 4 Incidents occurring at the same time .13% The graph below illustrates the hourly distribution of 2 or more simultaneous incidents for the analysis period by hour of the day. This graph shows an increase in the number of simultaneous alarms during the hours of peak human activity hours, which is typical for most fire departments. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 44 ATTACHMENT 1 C4-53 This amount of simultaneous incident activity is not a significant issue given the close-by mutual aid stations that the City can draw upon. 2.7.5 Response Time Statistics Discussion Given the above summary of Citygate’s response statistics analysis, the detailed data in the comprehensive statistics analysis, and the findings based on the geographic mapping section, we offer the following findings: Finding #7: With a City fire/EMS incident first-due unit performance of 07:00 (minutes/seconds) at 71.6 percent, and a travel time of 05:15 at 90 percent, as the mapping analysis predicted, the City does not have enough primary neighborhood fire stations in the City to deliver suburban response times to all outer areas. Finding #8: The City dispatch and fire crew turnout times need focus by both agencies (Police Dispatch and Fire Department) to lower times to best practice recommendations. If a combined 01:30 (minutes/seconds) from dispatch and turnout time is saved, citywide emergency response time would lower to the recommended 07:00 at 90 percent. Finding #9: The simultaneous emergency call for service rate of 18 percent for two incidents at once is not a significant issue in the near term given the mutual aid support from the County fire stations. Finding #10: The City benefits from the mutual aid regional response system. While this system cannot replace existing City stations or units, the City should continue to participate in this valuable support system for simultaneous calls for service and multiple-unit serious emergencies. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 45 ATTACHMENT 1 C4-54 2.7.6 Integrated Fire Station Deployment Recommendations The City of San Luis Obispo has good fire crew coverage, but it is co-dependant on its neighboring fire department for two reasons: (1) primary coverage into the some City areas and (2) providing the balance of the staffing needed for an effective response force (first alarm) to serious fires and other serious or simultaneous emergencies. The issue with this approach is that the resources of the County are not dedicated to the City, especially in times of their own simultaneous calls for service, or during time of region-wide firestorms or disasters. While no one city (even a metropolitan one) can stand by itself and handle everything and any possibility without help, a desirable goal is to field enough of a response force to handle a community’s day-to-day responses for primary single-unit response needs equitably to all neighborhoods, as well as be able to provide an effective initial response force (first alarm) to moderately serious building fires. Due to the local economy, the City has struggled over the decades to increase the daily firefighter staffing as the population and calls for service have significantly increased. As the following table shows, the daily firefighter (not counting the Battalion Chief) count of 13 is only two more than was provided in 1978: Historical Daily Firefighter Staffing in the City Year Population Minimum Staffing Calls for Service 1978 34,050 11 1,095 2002 44,399 12 3,952 2004 44,163 13 4,263 2008 44,489 13 4,154 The City is close to a desirable goal of being self-sufficient for usual and customary emergencies by fielding four fire companies per day. However, there are two gaps that over time that could be improved as fiscal resources allow: 1. The lack of 4-minute primary unit coverage by a City unit in the southern annexation areas; 2. Not enough total firefighters on duty to field an effective initial force to serious fires without help from the County Fire Department. While the City could staff each of the three existing fire engines with 4 firefighters per day minimum, up from three, replacing the staffing reliance on the County for one additional 3- firefighter engine on a first alarm fire, it does not address response times in the southern annexation area or allow simultaneous calls to be covered by a 5th unit in the event a County unit is not available. Over time, as fiscal resources further allow, if the City added a 5th fire station and crew in the southern annexation area and staffed the engine with a minimum of three personnel, then the daily staffing increases to 16 per day (plus the Battalion Chief) would not only improve the Section 2—Standards of Response Cover (Station/Staffing) Analysis page 46 ATTACHMENT 1 C4-55 response times in the southern City, but also improve City-based staffing to serious multiple-unit emergencies in alignment with national best practice recommendations. Thus, adding a 5th fire station and crew improves all the response system deficits identified in this study. Recommendation #1: The City should adopt revised performance measures to direct fire station location planning and to monitor the operation of the Department. The measures should take into account a realistic company turnout time of 2 minutes and be designed to deliver outcomes that will save patients medically salvageable upon arrival; and to keep small, but serious fires from becoming greater alarm fires. Citygate recommends these measures be: 1.1 Distribution of Fire Stations: To treat medical patients and control small fires, the first-due unit should arrive within 7 minutes, 90 percent of the time from the receipt of the 911 call. This equates to 1 minute dispatch time, 2 minutes company turnout time and 4 minutes drive time spacing for single stations. 1.2 Multiple-Unit Effective Response Force for Serious Emergencies: To confine fires near the room of origin, to stop wildland fires to under 3 acres when noticed promptly and to treat up to 5 medical patients at once, a multiple-unit response of at least 14 personnel should arrive within 11 minutes from the time of 911 call receipt, 90 percent of the time. This equates to 1 minute dispatch time, 2 minutes company turnout time and 8 minutes drive time spacing for multiple units. Recommendation #2: As fiscal resources allow, the most beneficial next improvement in fire services the City could make would be to add a fire station in the southern City area equipped with one fire engine and a 3-person crew. Recommendation #3: The City should adopt fire deployment measures for the emerging southern annexation areas, ranging from rural to emerging suburban to suburban based on population, along the lines of this table modeled after the recommendations in NFPA 1720 on combination (volunteer) fire services. These measures would allow the City to define the services that can be cost effectively delivered in the early annexation period and then set the trigger point for adding fire services. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 47 ATTACHMENT 1 C4-56 Proposed Deployment Measures Based on Population Densities Suburban Emerging Suburban Rural >1,000 people/sq. mi. 250-1,000 people/sq. mi. <250 people/sq. mi. 1st Due Travel Time 4 8 12 Total Reflex Time 7 11 15 1st Alarm Travel Time 8 12 16 1st Alarm Total Reflex 11 15 19 Recommendation #4: The City needs to fund a fire records system that is National Fire Incident Reporting System (NFIRS) version 5 compliant. Recommendation #5: If, prior to the funding being available to operate a 5th fire station, the City had partial funding to increase the number of daily firefighters, it could do so by increasing Station 1 from 4 firefighters to 5 firefighters per day. This would allow either: A 3-person engine company to respond to medical emergencies and small fires, while the other two personnel would still cover a dedicated ladder truck and be able to respond to structure fires and technical rescue calls citywide where the crew could combine with an engine crew(s). Or, three personnel would staff an engine/ladder “quint” apparatus and two personnel would respond in a squad to downtown area medical emergencies. Both of these staffing options require additional discussion with the firefighters’ representatives and making the decision on if the current “quint” should be replaced with a dedicated ladder truck. When the City can add a 6th firefighter per day to Station 1, then split the crews into two 3-firefighter crews and open the 5th station. In a last phase, as funding allows at the build-out of the City, the City can increase the staffing at Station 1 on the pumper/ladder unit to 4 firefighters per day, which is a much more effective team to operate a ladder truck at a serious building fire. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 48 ATTACHMENT 1 C4-57 Recommendation #5 - Staffing Discussion: Station #1 is the busiest in the City, and in addition to the medical call for service volume, the need for an aerial ladder truck is greatest in the core of the City, plus the university contract area. The Department currently operates a “quint” apparatus that provides five functions: 1. Pump 2. Fire Hose 3. Water Tank 4. Ground ladders 5. Aerial Ladder. A typical fire department “pumper” only provides the first three items for firefighting. A quint unit is far heavier, longer and more expensive to operate and maintain. Suburban cities, due to limited staffing, often deploy quints. Larger departments deploy separately staffed pumpers and ladder trucks. Small departments have then only four choices to deploy an aerial ladder unit: 1. Operate a quint. 2. Have a separate pumper and ladder, but “cross staffed” by one crew, so for large fires, the crew has to be in quarters to respond the aerial ladder truck, which is problematic given the high call for service volume in San Luis Obispo. 3. Staff two separate units. 4. Operate a quint with a five-person crew and have two of the five go to medical calls in a squad. All of these choices are valid, but need extensive local study as to the Department’s needs for the aerial unit, which is affected by street designs for maneuverability and building access set backs for aerial ladder deployment. Consideration also is needed for how many specialty tools for other rescues the Department needs to carry and if all of these can fit in a quint. Finally, the firefighters need to be involved in the discussion of “splitting” the crew across two units as in a quint and squad. Each of the four choices above thus have many variables; there is no one singular best fit. Therefore, Recommendation #5 above lays out several choices for staff to pursue with the local variables they best understand in determining how to serve the needs of San Luis Obispo. Section 2—Standards of Response Cover (Station/Staffing) Analysis page 49 ATTACHMENT 1 C4-58 This page was intentionally left blank ATTACHMENT 1 C4-59 SECTION 3—FIRE DEPARTMENT REVIEW OF HEADQUARTERS PROGRAM FUNCTIONS Section Intent: This section serves as an analysis of the Department’s headquarters and support service programs. The “headquarters” system of a fire department covers a multitude of activities. For the purposes of this plan, Citygate interviewed staff, inspected the apparatus, equipment, and facilities and examined documents. We reviewed the daily reports of activities and fire reports, examined the readiness of fire apparatus and equipment, evaluated the standard response plan and pre-fire planning program, and appraised the training program and prevention programs. All of these are important components of a fire department operation and critical to ensuring that needed resources can respond quickly and effectively. 3.1 OVERALL IMPRESSIONS The San Luis Obispo City Fire Department is a well-run, smooth-functioning fire department. Since San Luis Obispo is a moderate-sized but growing community with the San Luis Obispo County Fire Department (a CAL FIRE contract) as the adjacent fire department and little further assistance nearby, it has developed a something “stand-alone” character. The San Luis Obispo City Fire Department has an internal culture characterized by a sense of values and principles best described as a cross between traditional and progressive. The City has recognized the value of fire prevention and the need to prevent or limit the severity of fires given the type of housing stock, commercial buildings, younger or elderly residents and the threat of wildland fires on the City’s edges. To meet these challenges, the City has adopted safety codes and inspection programs more strenuous than those mandated by state minimums. Examples include the automatic fire sprinkler ordinance, hazardous materials code enforcement, and the newer multi-dwelling property inspection program. For the risks present in San Luis Obispo, which are more often found in much larger communities, and given the modest quantity of on-duty firefighters, the City’s commitment to fire prevention programs must be continued and not seen as “nice-to-have” in tough economic times. As much as San Luis Obispo Fire Department as a “full service agency” wants to do all of the programs that an “all risk” fire department does, it does not have the resources in terms of funds, time and personnel to fulfill this varied mission effectively in every area. This is not a unique circumstance. Many moderate-sized departments, one to four stations in size, have this difficulty. They cannot maintain the required training to do confined space rescue, hazardous materials response, wildland fire response, fire prevention, high angle rescue, and swift water response, for example, and still be effective in their two main areas of response: structural fires and medical emergencies. As in a mass casualty incident, the Department needs to do a triage and focus its efforts on those areas where there is likely to be calls for services. Citygate Associates evaluated all aspects of the San Luis Obispo City Fire Department by interviewing key personnel, by examining facilities and equipment and by a thorough fire Section 3—Fire Department Review of Headquarters Program Functions page 51 ATTACHMENT 1 C4-60 department document review, including 42 SWOT 2 analysis questionnaires on every aspect of department operations. A number of main themes emerged, some of which deserve particular consideration while others only require the regular attention they currently receive. 3.1.1 Management Team Organization and Duties National Fire Protection Association (NFPA) Recommended Standard 1201 - Standard for Providing Emergency Services to the Public states in part, “the [department] shall have a leader and organizational structure that facilitates efficient and effective management of its resources to carry out its mandate as required [in its mission statement]. A fire department San Luis Obispo’s size needs to have a management team that is the proper size, and adequately trained and supported. There are increasing regulations to be dealt with in operating fire services, and the proper hiring, training and supervision of line employees requires an equally serious commitment to leadership and general management functions. The organization chart shows an organization that should generally meet the needs of a department the size of San Luis Obispo’s. However, due to the fiscal pressures on the City, there has been greater emphasis on staffing fire companies to provide emergency response than on the needs of the management team to coordinate and lead the organization. As the City struggled with its shrinking finances, it could not expand some staff positions in some of the essential fire headquarters support positions. This situation developed as an interim solution in the hopes that the budget situation would improve. Issues: Are there an adequate number of management and support staff members? Is there an effective distribution and assignment of duties to accomplish the management needs of the Department? Are the proper administrative procedures in place to operate the Department? Does the Department have enough managers to maintain an emergency management span of control ratio of one supervisor for every three to seven subordinates as suggested by the National Incident Management System (NIMS) and NFPA 1006 Standard for Rescue Technical Professional Qualifications? Do the managers have rank level consistent with the International Association of Fire Chiefs (IAFC) Officer Development Handbook to carry out their duties? The IAFC recommends four levels of officer development: Supervising Fire Officer (Company Officer, Captain); Managing Fire Officer (Battalion Chief); Administrative Fire Officer (Division or Deputy Chief); and Executive Fire Officer (Fire Chief). As the Department continues to expand to meet the demands of the growing population, using the above mentioned guidelines to expand the managerial support system would serve the Department well and ensure that it meets best practices in this regard. 2 SWOT Strengths, Weaknesses, Opportunities, Threats Analysis. Section 3—Fire Department Review of Headquarters Program Functions page 52 ATTACHMENT 1 C4-61 Observations: Organizationally, the Fire Chief supervises the three 24-hour shift based Battalion Chiefs. A retired annuitant chief officer, Tom Zeulner, currently works on some special projects on a limited funding basis. There is no second in command, commonly found as an Operations Deputy Chief or Assistant Chief, to coordinate the three Battalion Chiefs to ensure one administrative culture is present, not three. Not having this position also means there is no dedicated second in command when the Fire Chief is out-of-town or unavailable. Given the nature of the 3-shift rotation cycle for the Battalion Chief, it frequently means the Fire Chief has to wait a week to see one in person, unless he comes in on a weekend, or the Battalion Chief works overtime on a weekday. Disaster Management – the Fire Chief and staff on a limited time basis manage the City disaster preparedness plan. Staff is working on a plan update due by June 2009. The last citywide disaster plan drill was conducted in October 2008. The Department uses an Administrative Analyst II position that coordinates budgeting and other duties with the support service departments in City Hall such as finance and personnel. The Department budget, contracts and expense systems are well designed and followed. While the Department coordinates minor personnel functions, major ones are supported from City Hall departments such as personnel, risk management and legal. The Department office support staffing of three is on the light side for seven managers, four fire prevention inspectors, one fleet mechanic and 39 line staff. This means that headquarters staff performs more of their own clerical work or wait in turn for support. Neither of these results is cost-effective per hour for a management position. San Luis Obispo Fire Department uses FIRESCOPE Incident Command System ICS) and has adopted the states Standardized Emergency Management System (SEMS) and the National Incident Management System (NIMS). The Department conducts periodic appraisals of its emergency response program on an unscheduled basis. The on-duty chief officer does the appraisal at the drill tower. In addition to responding to fires and medical emergencies, fire departments are normally first responders to other types of emergencies that require immediate response, technical training and specialized equipment. There are a number of requirements for training and certification governing departments that engage in these activities. Among them are the Code of Federal Regulations (CFR); NFPA 1006 Standard for Rescue Professional Qualifications; NFPA 1670 Standard on Operations and Training for Technical Search and Rescue Incidents; NFPA 471 Recommended Practice for Responding to Hazardous Materials Incidents; and NFPA 472 Standard for Professional Competencies of Responders to Hazardous Materials Incidents. Section 3—Fire Department Review of Headquarters Program Functions page 53 ATTACHMENT 1 C4-62 The Department responds to the following types of emergencies in addition to fires and medical emergencies: As part of a countywide regional technical rescue team, the Department responds to high angle and low angle technical rescue and confined space rescue. The Department is also a member of a regional Hazardous Materials response team and has two specialists per shift. The Department uses Performance Standards/Measurements. The Training Battalion Chief and each Duty Battalion Chief are tasked with training for each shift, and conduct the testing. The Duty Battalion Chief performs oversight on daily operations. Oversight of “2 In/2 Out” Rapid Intervention Crew adherence/compliance is done by the on duty Battalion Chief in his role as Incident Commander (IC). The IC can appoint a Safety Officer. The Training Battalion Chief is also the Department Safety Officer and can take that role. Finding #11: The Department’s administrative functions are in place and appropriately designed for a department this size. There is not enough clerical support staffing for the variety of programs the Department handles, but this is due to fiscal limitations, not a lack of management. Finding #12: Given the scope of programs in the Department, the need for executive oversight of these programs, and the need for a trained, certified Fire Chief level position to back-up the on-duty Battalion Chief, the Department needs a second in command chief (Deputy Chief). The Department is not top heavy with only the Fire Chief and four Battalion Chiefs. The Fire Chief also has to manage citywide disaster preparedness, which has no staff assigned in the Department. Given all these issues, the Department is clearly large enough for a second in command to the Fire Chief, at a Deputy Chief level position. 3.1.2 Management Reports Fire service daily activity and other periodic reports form the basis for management oversight and the necessary historical records. They consist of the activity log, drill rosters, equipment status reports and similar documents. Issue: Are the daily reports adequate, available and timely enough to provide management oversight and historical record? Section 3—Fire Department Review of Headquarters Program Functions page 54 ATTACHMENT 1 C4-63 Observations: The station captain completes daily reports in logbooks that are archived for future reference. There are daily apparatus checks performed by the engineers. (This is discussed more fully in the section on Fleet Management. Drug inventory is maintained daily and passed from medic to medic. The paramedic coordinator performs oversight on the daily reports. One captain suggested that the perhaps the reports may be lacking in technology and could be computerized. The Department does not use a National Fire Incident Reporting (NFIRS) compliant reporting system, nor is it integrated with dispatch and fire prevention systems. Commendations: The Department staff is aware of their responsibilities, and within the time and disparate systems, do the best they can. The current system is built from different paper and separate software systems. Recommendation #6: San Luis Obispo Fire Department should switch to full- featured fire department NFIRS 5 compliant incident reporting and management records system (RMS) that will allow better management oversight of activities. Recommendation #7: The Department needs to add an Operations Chief (Deputy Chief position) as soon as fiscally possible. There are too many large programs without enough supervision and coordination for the Fire Chief alone to handle, much less have the time to plan and be an overall effective City Department Head. Recommendation #7 Discussion Another way to staff the unmet chief officer level functions would be to add another (the 5th) Battalion Chief position. While this is slightly less expensive annually, it has a significant drawback in Citygate’s opinion. While another Battalion Chief position would allow for rotation of assignments between the Battalion Chiefs, all the positions would be equal and with the Fire Marshal and Administrative Officer positions, the Fire Chief is supervising seven direct reports, which is too many. Having all Battalion Chiefs means that in the absence of the Fire Chief, there is no permanent “the buck stops here” second in command person. Further, an Administrative Battalion Chief as a peer cannot tell the other three Battalion Chiefs to “get on the same page.” Given these issues, the cost difference between a Deputy Chief and Battalion Chief is so small, the benefits of a permanent second in command far outweigh the slight additional cost above that of Battalion Chief. Section 3—Fire Department Review of Headquarters Program Functions page 55 ATTACHMENT 1 C4-64 3.1.3 Fire Prevention and Fire Investigation Fire prevention includes any activity that decreases the incidence and severity of uncontrolled fire. Usually the methods used by the fire service focus on inspection, which includes engineering, code enforcement, public information, public education, and fire investigation. Preliminary and subsequent fire investigations of all fires are essential to understand the sources of the community’s fire problems. Accidental fires may reveal weaknesses in the codes, in the building inspection process, or in other aspects of processes. Suspicious fires may reveal an arson problem. Issues: Is there an adopted fire code and staffing plan to meet the needs of new construction, existing commercial occupancy inspection and public education? Do engine companies perform inspections? If so, of what? Are inspectors trained? Are fires investigated? Does the fire investigation system coordinate with law enforcement to bring about the appropriate arrests and convictions in arson cases? Observations: The Department and City have adopted and continue to update the appropriate Model Building and Fire Codes. The City has adopted a very complete automatic fire sprinkler requirement for commercial buildings larger than 1,000 square feet and for multi-family residential housing. The Department has a fire prevention program managed by a fire marshal and staffed with three fire inspectors, one hazardous materials coordinator, and 1.5 administrative assistants. Fire Company crews handle some inspection types. Annually fire prevention has been responsible for: Annual inspections of all apartment houses, hotels, fraternities and industrial occupancies utilizing hazardous materials; Building and fire protection system plans review, development review, construction related inspections, Hazardous Materials business plan program reviews as a CUPA Participating Agency; Fire Investigations; Child safety seat program; Vegetation management program and code enforcement. Fire Prevention workload – new construction and ongoing inspections totals per year include over 970 annual fire safety inspections, 100-150 construction-related plan reviews, 60 – 70 development reviews, and approximately 300 construction- related inspections per year. In total, each inspector handles at least 300 Section 3—Fire Department Review of Headquarters Program Functions page 56 ATTACHMENT 1 C4-65 inspections per year, plus plan reviews and other duties. The staffing workload is at maximum for a bureau of this size, and there is no “surge” capacity if an inspector is off work long due to illness, or if a large new business comes in that requires extra fire code or hazardous materials oversight. The Rental Housing Inspection program is new and designed to enforce the fire codes in these housing units. A new fee for service program supports it. The program appears very promising, but it is too new to determine if the staffing to workload and fees received are in balance. The Fire Prevention Division also handles Hazardous Materials code enforcement programs for the City, county and state. This “unified” program was adopted to provide permit and regulatory streamlining for businesses using hazardous materials. The program is staffed with one full-time position, supported by others in fire prevention. This program is fee supported and given significant oversight and audits by the state. The single Hazardous Materials Coordinator has to handle 300-plus site inspections per year, along with plan reviews. The businesses added in the new southern annexation areas will also increase this workload. Given commercial building growth in the City, along with the new rental inspection program, the staff is increasingly unable to keep up with all its desired inspection frequencies. In 2007, the bureau and engine companies conducted just over 1,800 inspections. The Fire Prevention Division also handles an effective weed abatement program as well as vegetation management and/or clearing in the urban-wildland interface area on the edges of the City where buildings are exposed to heavier fuel types and steep terrain, both of which increase wildfire danger. Some of the fuel reduction work is done via contracts, grants or firebreak funding by the California Department of Correction Conservation Camp crews. Commendations: The Division accomplishes a lot with a small staff for the size of the City and assigned duties. The commitment to proper staffing, code adoption, training and quality service is excellent, but must continue to be funded. The City has shown leadership and commitment in its adoption of automatic fire sprinkler codes and a rental housing inspection program. The commitment to pursue arson fires to closure is excellent. Finding #13: The size, scope and advanced programs in the Fire Prevention programs for a City the size of San Luis Obispo are exceptional in breadth and quality. The City is making a real effort to prevent fires, which allows it to limit loss and the overall quantity of needed firefighters. Section 3—Fire Department Review of Headquarters Program Functions page 57 ATTACHMENT 1 C4-66 Recommendation #8: Given the economic constraints on adding more staff to fire prevention over the foreseeable life of this fire master plan, the Department may have to begin to triage its fire inspection services to the most critical occupancies if workload exceeds available staffing. Those with smaller fire code requirements and risk for fire are going to have to be inspected on a longer cycle or even be moved to a self-inspection program. As the City grows and has increased economic resources, a workload analysis should be done on fire prevention, and as needed, additional inspection and clerical resources will probably need to be added. Recommendation #9: Given the City’s strong commitment to prevention as evidenced by its fire sprinkler requirements, the City should continue to invest more in the wildland fuel reduction program. The City will never have enough firefighters on duty to prevent a wildland conflagration. Individual properties have to be educated on defensible space issues and the need for fuel reduction. 3.1.4 Public Education and Public Information On the level of human behavior, including the basic ignorance that often causes unwanted fires, there is a need for more public education. Now that the fire service is in a lead role in the emergency medical arena, the role of public education has expanded to a much broader area of accident prevention. Simultaneously, the Fire Department’s message plays against an increasingly noisy backdrop of media messages. Public information for the fire service serves two purposes: information about emergencies and other Fire Department activities as well as providing the public with information that they can use to prevent fires and injuries and prepare for emergencies. Issues: Does the Department have an effective public education program that takes advantage of opportunities for exposure? Does the public education program recognize the changing role of the fire service by broadening its scope? Is the public information system effective in providing information about the Fire Department and providing information about fire prevention? Section 3—Fire Department Review of Headquarters Program Functions page 58 ATTACHMENT 1 C4-67 Observations: These programs are assigned to the Administrative Analyst II for supervision and include: Station Tours: of all our Fire Stations for any interested parties; Community Events: for example, Children’s Day at the Plaza, Home Depot Fire Safety Day, “Day of the Child,” Chili Cook-offs, Parades, etc; Senior Safety Programs: 6 different classes are offered, ranging from Disaster Preparedness to Fall Prevention for seniors in care facilities and also for those living on their own; Career Information: career information is provided to our schools within San Luis Coastal School District, Hancock College, Cal Poly University, and Cuesta College; Fire Extinguisher Training: extinguisher training is provided to businesses within the San Luis Obispo City limits; Preschool and Elementary School Fire Safety Programs; Neighborhood Disaster Preparedness workshops for several SLO city neighborhoods and Cal Poly residents on disaster preparedness in coordination with the SLO City Police Dept; CERT: Community Emergency Response Training for citizens in San Luis Obispo to be better prepared in times of a disaster; Charity Auction Donations: birthday parties and station dinners for a variety of organizations in San Luis Obispo; Open House: open the station and provide the public with tours and information regarding fire safety; Chamber and Rotary Socials held at the Fire Department; Training Cal Trans Workers: helping them be better prepared out in the field in emergency procedures; Cal Poly: provide informative fire safety information during WOW Week and during their housing fairs; Everyone in the Department is involved in public education: fire suppression, prevention and administration personnel. The Public Education Coordinator keeps track of who conducts the events and the number of hours. There is not a dedicated budget for public education; it is done by both on-duty fire crews and fire inspectors, or by personnel on overtime. The number of qualified CERT instructors is small and some are nearing retirement. The program will need new and additional instructors to be able to grow the number of classes. Section 3—Fire Department Review of Headquarters Program Functions page 59 ATTACHMENT 1 C4-68 Finding #14: As with fire prevention, the public education program scope is very commendable for a department this size. There is not a clear accounting of what it costs, or what an ongoing dedicated budget appropriation should be. Recommendation #10: The public education program needs greater tracking of what programs educate the most individuals and a separate budget line item so that the appropriate resource decisions can be made. 3.1.5 Fire Stations – Facilities While the personnel in any fire department are the ones who provide the customer services, they need to operate from safe, effective facilities across the community. The firefighters live in these buildings 24 hours or more at a time and they need to also be accommodating to personal and business needs. Additionally, the stations are special facilities that have to withstand disasters and continue to shelter the crews and apparatus in the event of a local disaster. The State Essential Facilities Act regulates these special construction requirements. Observations: Fire Station 1 and Headquarters, 2160 Santa Barbara Street, new in 1996. Meets all state essential facility act requirements. The headquarters spaces are already crowded and will not easily accommodate, if at all, more desk positions over any future timeframe. Fire Station 2, 132 North Chorro. Built in 1953, 55 years old with 2,900 square feet and a separate fitness room at 450 square feet on .39 acres. The station and land for parking and fire apparatus daily checks is very tight on space for its current daily crew of three. There is only one restroom at this station with no dedicated female restroom or separate female dorm. One dorm was created out of a closet about 10 years ago. There would need to be more living and dorm space added to the station if and when the daily staffing is increased above three or if a female firefighter was assigned to Station 2. Station 2 was seismically retrofitted in 1993. Fire Station 3, 1280 Laurel. Built in 1959, 49 years old with 3,563 square feet and a separate fitness room of 346 square feet on .55 acres. The station and land for parking and fire apparatus daily checks is very tight on space for its current daily crew of three. Station 3 was seismically retrofitted in 1993. Fire Station 4, 1395 Madonna. Built in 1978, 30 years old with 3,522 square feet, on .80 acres. While the interior is just large enough for a crew of three, there is no expansion room. The outside grounds are sufficient for parking and apparatus check uses. Enough space for dedicated fitness room and station storage has been Section 3—Fire Department Review of Headquarters Program Functions page 60 ATTACHMENT 1 C4-69 an issue at Station 4 for many years. The Department has requested CIP funds to build a detached fitness room and storage building 2 times in the last 10 years without success. An 8 foot by 12 foot temporary storage shed was located at Station 4 about four years ago to help with station storage needs. Fire Fleet Repair, Training and Storage – At the rear of the Fire Station 1 site, the fire apparatus repair building is located. It has 1,536 square feet and is sufficient for the needs of the current fleet and one mechanic position. There is a small training tower with props with some concrete pad room for training evolutions. There is a new 2,900 square feet storage building and a new 4,376 police/fire communications center to be built this year. The entire site is 2.43 acres. With the new communications center and storage buildings, the open training area is going to be constrained when it and the tower were small to begin with. While the City is making good use of this site, any further headquarters expansion will effectively mean the training area has to re-locate off this property. All routine maintenance and repair of the Fire Department buildings is handled by the City Building Maintenance Division. Finding #15: While the City has been able to invest in a new central station and headquarters, the other three stations are 30-55 years old, and when built, were not constructed to be 50-100 year facilities. They have been given some upgrades, but more will be necessary. In other cities today, the more common size for a single fire company neighborhood station with space for reserve apparatus, separate gender areas and on-site outdoor activity space is an approximately 5,000 square foot and larger building on at least a 1+ acre site. The City will soon be facing significant repair and upgrade needs at the three neighborhood fire stations. The fire training area is crowded and produces noise and smoke at times better suited to a more outer city or industrial zone area. Recommendation #11: The City should program for an extensive evaluation of its fire station and fire training building needs, and then make long-term, cost-effective Capital Improvement Project decisions to either continue to repair the three older stations, or given the small parcel sizes and ages, re-build them completely nearby. Additionally, the City should investigate other fire training areas and partnerships with County Fire, police agencies and the colleges. Section 3—Fire Department Review of Headquarters Program Functions page 61 ATTACHMENT 1 C4-70 3.1.6 Apparatus and Equipment Readiness The fire service generally groups fire apparatus into two categories: (1) engine companies, whose primary functions are to pump and deliver water and perform basic firefighting functions, including search and rescue; and (2) truck companies whose primary functions are forcible entry, ventilation, search and rescue, aerial operations for water delivery and rescue, utility control, illumination, overhaul and salvage work. Other types of apparatus include water tenders, whose main function is to carry large quantities of water, squads or rescue companies that carry a variety of rescue and emergency medical equipment, and other auxiliary apparatus. There are two basic standards that the National Fire Protection Association has disseminated that apply to fire apparatus: NFPA 1901, Standard for Automotive Fire Apparatus, and NFPA 1906, Standard for Wildland Fire Apparatus. In addition to these standards having application for the development of purchase specifications, they have performance standards that are useful for evaluating in-service apparatus. The federal government has issued motor vehicle safety standards that are applicable to fire apparatus. The Federal Department of Transportation enforces these standards. To be effective, fire apparatus must be of proper design, well equipped with the proper hose, appliances, tools, ladders, and paraphernalia necessary to perform the complex work of firefighting, rescue, emergency medical, and public service type assignments. There should also be a system of testing, maintenance, and repair, which ensures a high state of readiness of apparatus and critical equipment. In 2000, NFPA issued NFPA 1915, Standard for Fire Apparatus Preventative Maintenance Program, which defines the minimum requirements for a fire department preventative maintenance program. Under this standard, the personnel who conduct the preventative maintenance program should meet NFPA 1071, Standard for Emergency Vehicle Technician Professional Qualifications. This standard defines the minimum job requirements an emergency vehicle technician should possess. These include the ability to diagnose, maintain, repair, and test the functions of the apparatus. Issues: To be effective apparatus must be of proper design, well equipped with the proper hose, appliances, tools, ladders and paraphernalia necessary to do the complex work of firefighting, rescue, emergency medical and public service type assignments. There should also be a system of testing, maintenance and repair, which ensures a high state of readiness of apparatus, and critical equipment. Does the San Luis Obispo City Fire Department have the proper apparatus and equipment in a first-class state of readiness? Observations: Bill Dugger, the Fleet Manager, has been maintaining the Fire Department fleet for over 30 years. He is nearing the end of his career and would like to make a smooth transition to his replacement. For this reason, he has asked for assistance. In reality, he is quite capable of keeping up with the maintenance of the fleet. Section 3—Fire Department Review of Headquarters Program Functions page 62 ATTACHMENT 1 C4-71 Dugger is a competent Fleet Manager with an intimate understanding of the apparatus that are his responsibility. He has been a participant in the Fire Mechanics Section training but has allowed that to lapse over the last three years. He also attended that National Fire Academy course on Apparatus Specifications and Purchasing and is responsible for developing the purchasing specifications for the Department. The Department has an apparatus maintenance policy, which it follows. The policy follows current law and best practices. Staff vehicles are maintained by the City’s mechanics at the City corporation yard. This has been an area of contention between the Fire Department and the Public Works Department. The Fire Department is the only City department that has its own shop and maintenance program. Because fire apparatus is so specialized, this system ensures that Fire Department apparatus receives appropriate maintenance. This should be continued, if possible. The Fleet manager has a total inventory of 24 vehicles. Of those vehicles, seven are fire apparatus and the rest a mixture of light vehicles and specialized equipment. Of those seven vehicles, 3 are reserve, enough according to the fleet manager, to handle out of service mechanical needs. If two frontline engines are out of service for mechanical, one for annual maintenance and one for 90 day inspection, that leaves little depth for a second alarm fire and call-back of personnel to staff reserves. Since San Luis Obispo Fire Department has only adjacent county resources to call on for a major fire, it appears that it would be prudent to have more reserves that could be staffed in an emergency. San Luis Obispo City Apparatus Fire Department Identification License Vehicle Description Acquisition Year/ Replacement Year Assigned Program F-108 E-5 Reserve E-347579 1991 Pierce Javelin Pumper Type 1 1991 2013 When F- 109 is replaced Emergency Response F-109 E-4 Frontline E-021647 1997 Pierce Lance Pumper Type 1 1997 2012 Replace and move to reserve Surplus F-108 Emergency Response F-110 E-2 Frontline E-1050593 2000 Pierce Lance Pumper Type 1 2000 2015 Replace and move to reserve Surplus F-109 Emergency Response Section 3—Fire Department Review of Headquarters Program Functions page 63 ATTACHMENT 1 C4-72 Acquisition Fire Year/ Department Vehicle Assigned Replacement Identification License Description Year Program F-111 OES-271 Reserve E-959477 2000 OES – HME Weststates USAR Pumper Type 3 2000 State will replace Emergency Response F-112 E-3 Frontline E-1148762 2003 Pierce Lance Custom Pumper Job # 14170 2003 2018 Replace and move to reserve. Surplus F-110 Emergency Response F-114 E-6 Reserve E-1137087 2007 West Mark Type 2 2007 2012 Replace and keep unit as a Type 3 reserve Emergency Response F-203 T-1 Frontline E-375646 1993 Pierce Lance Quint 1993 2010 Replace and move to reserve Emergency Response F-304 E-950356 1986 1-Ton Trailer Not on replacement schedule Emergency Response F-314 B/C Command Frontline E-1050582 2000 Chevy Tahoe 4x4 B/C- C/P 2000 Replace in next C.I.P. 2010-2015 ASAP Emergency Response F-315 E-1050822 2001 F-550 4 Dr. 4x4 Hook Lift Surplus as soon as means to move heavy rescue equip. exists Emergency Response F-316 E-950359 1998 Pace Trailer Not on replacement schedule HAZ-Mat F-317 E-1124080 2002 Ford 4 Door F-150 4x4 2002 Recommend replacement 2012 Training F-318 Special Call E-1014940 1998 E-350 Squad 2000 Purchased used Recommend replacement 2010 Emergency Response Section 3—Fire Department Review of Headquarters Program Functions page 64 ATTACHMENT 1 C4-73 Acquisition Fire Year/ Department Vehicle Assigned Replacement Identification License Description Year Program F-319 E-1264827 2008 F-550 Shop Utility 2008 Recommend replacement 2020 Emergency Response F-320 Special Call E-1264778 2008 F-550 Type-4 Brush Patrol 2008 Recommend replacement 2020 Emergency Response F-419 E-1124065 1999 Ford Explorer XLT Purchased used Recommend replacement 2010 Prevention F-420 E-1124063 2000 Ford Explorer XLS Purchased used Recommend replacement 2010 Prevention F-421 E-1124064 2000 Ford Explorer Purchased used Recommend replacement 2010 Prevention F-422 E-1219136 2007 Silverado Classic Purchased used Recommend replacement 2019 Prevention Arson F-424 E-1205958 2005 Ford Ranger Purchased used Recommend replacement 2018 Prevention F-425 E-1219105 2006 Crown Victoria Purchased used Recommend replacement 2016 Emergency Response/ Administration F-426 1262230 2007 Chevy Silverado ½ Ton P/Up 2007 Recommend replacement 2019 HAZ Mat F-427 1264700 2008 F-150 4 X 4 2008 Recommend replacement 2020 Emergency Response Section 3—Fire Department Review of Headquarters Program Functions page 65 ATTACHMENT 1 C4-74 Acquisition Fire Year/ Department Vehicle Assigned Replacement Identification License Description Year Program F-501 None Clark Fork Lift Purchased used Recommend replacement 2010–2015 Emergency Response Commendations: The fleet appears to be well maintained. The daily, weekly and other inspections required by policy or by law are observed and followed. There are a number of laws and policies that govern these vehicles; this can be an area where departments might take a short cut, but San Luis Obispo Fire Department appears to follow the rules diligently. The San Luis Obispo Fire Department Training Manual has complete specifications of each frontline apparatus. Having this available for engineers to familiarize themselves with each individual unit is very helpful. Recommendation #12: As apparatus becomes available, San Luis Obispo Fire Department should consider extending the time apparatus is in reserve status in order to build up its second alarm capability. Not including the OES engine, a duplicate of each type would seem prudent. This could be achieved by keeping F-109 about 3 more years When Fleet Manager Dugger is due to retire, consider keeping him on as a retired annuitant for six months to work with his replacement as a good transition process. 3.1.7 Personal Protective Equipment (PPE) NFPA 1500, Standard on Fire Department Occupational Safety and Health Program, specifies which types of PPE are to be used for various types of operations and that the PPE must be certified as compliant with the appropriate product standard for that use. NFPA 1851, Standard on Selection Care and Maintenance of Structural Fire Fighting Ensembles (turnouts), and NFPA 1852 Standard on Selection Care and Maintenance of Open- Circuit Self-Contained Breathing Apparatus (SCBA’s), provide fire departments with guidance on specific aspects of a fire departments PPE program. Turnouts Turnouts are considered contaminated any time they are worn at a fire or other emergency operation. Therefore, they have to be decontaminated (laundered) after each use. While they are Section 3—Fire Department Review of Headquarters Program Functions page 66 ATTACHMENT 1 C4-75 being laundered, firefighters need to have another set of turnouts to wear in the event there is a fire or other emergency. San Luis Obispo Fire Department Turnout Condition Turnouts Number Average Age Front line sets 42 6-9 years Reserve sets 42 10 or more Total sets 84 The replacement cost of turnouts is estimated at about $2,000 per set. Most manufacturers give a warranty life of 5 to 7 years. At 42 employees needing turnouts, the Department should have 84 sets. (No replacement sets should be maintained in the Department; most manufacturers carry a full range of turnouts for “just in time delivery” so that a department the size of San Luis Obispo Fire Department does not need to keep new sets in stock.) Finding #16: With a life expectancy of five years, the Department should be budgeting annually for turnout replacement. This can be adjusted, and in all probability, an alternate year purchase of enough sets to maintain an overall 5-year life cycle would obtain a better price. Recommendation #13: The Department needs to develop a program for on- going replacement of protective clothing (turnouts) on a life cycle of 5-7 years for 84 sets of gear. This means an annual budget commitment of approximately $35,000. 3.1.8 Hose, Tools and Appliances NFPA 1961, Standard on Fire Hose, and NFPA 1962, Standard for the Care, Use, and Service Testing of Fire Hose Including Couplings and Nozzles provide guidance for the fire service on their hose programs. Testing of fire hose is an important fire department function. Fire hose carries water at pressures much higher than experienced with a garden hose. For this reason, burst hose on the fireground can injure firefighters and bystanders as well as slow the progress towards bringing a fire under control. Fire hose should be tested annually, after repairs and after hard usage or if damage is suspected. There are many different types and manufacturers of hose and no single standard replacement schedule, although traditionally with cotton jacket hose, replacement of one and one half inch hose was five to seven years and two and one half inch was ten years. Manufacturers warranty hose for certain lengths of time, but these are not necessarily the service life of hose. In addition to the hose carried on fire apparatus, there is a need for back- up hose in case hose gets dirty, damaged or destroyed. Traditional cotton jacket hose must be cleaned and dried after each use and requires a 100 percent back-up supply stored in the fire Section 3—Fire Department Review of Headquarters Program Functions page 67 ATTACHMENT 1 C4-76 stations; modern synthetic or rubber covered hose can be reloaded dirty and only requires a 20 percent back-up. Observations: San Luis Obispo Fire Department has a computer hose record keeping system and an active annual hose-testing program. This tracking system tracks inventory, required hose testing and service life trends and purchasing needs. In 2007, a hose liner delaminating problem was discovered in more than 50 percent of the 4” hoses. This type of problem can cause catastrophic water delivery failures. The problem required aggressive attention and took those hoses out of service. This placed the Department below the required number of supply hoses on front line fire engines. Most of the affected hoses have been repaired. Staff believes that in a short period of time the remaining 4” hoses will become unserviceable due to liner delaminating; a manufacturing defect is considered the cause. All of 4” hose was purchased at one time in the 1990s. Consequently, when the hose delaminating started, it had an impact on a lot of hose. Simultaneously, the reserve inventory of all sizes and lengths has been slashed due to lack of budgeted money. Only $3000 is budgeted this year for hose. Hose testing failures and needed replacements costs exceed the amount funded. Each year the solution is to change and reduce the reserve hose inventory. Finding #17: The hose program appears to be relegated to a budget status where inventory levels are too low and replacing the prematurely failing hose is problematic. Recommendation #14: The Department should develop a standard complement, specification, and hose replacement program. As soon as the City can find the funding it should start improving its hose inventory. 3.1.9 Self-Contained Breathing Apparatus Observations: The SCBA program has specific requirements. NFPA 1981, Standard on Open Circuit Self- Contained Breathing Apparatus, establishes the minimum respiratory protection used by emergency personnel in an IDLH3 atmosphere during fire fighting, rescue, hazardous materials, 3 IDLH Immediate Danger to Life and Health. Section 3—Fire Department Review of Headquarters Program Functions page 68 ATTACHMENT 1 C4-77 or similar operations. Additionally, the CAL OSHA and NIOSH (National Institute for Occupational Safety and Health) standards also apply. There is only one SCBA technician in the Department. He handles program administration as well as the technical processes. Two other firefighters assist with the annual testing. The equipment does not belong to the Department; it is borrowed from Allan Hancock College. The current inventory of the Department does not meet the requirements for chemical, biological, radiological and nuclear (CBRN) environments. They do not have the universal RIC connection, important for “buddy-breathing” in crisis situations on any pack and no communication/voice amplification systems. All of these are now required by NFPA 1981. The Department performs mutual aid with other fire departments in the County; at times either they or the Department might perform RIC. San Luis Obispo Fire Department SCBA’s are without a connection to mutual aid packs either with a RIC connection or buddy breather line. The Department has a total of ninety bottles; thirty are in service as SCBA packs, thirty more are carried on apparatus as backup and thirty more are further backup in storage at Station 1. Once the initial thirty bottles are used, an off-duty firefighter is called in to transport the thirty bottles in storage to the scene and return the empties for refill. The Department has a Bauer three-station fill unit stationery air supply. The Department currently uses Interspiro SCBA’s. The SCBA technician reports that Interspiro used to work well through their local jobber Bauer; now they do not and communication suffers. Of the 90 bottles, 17 had to be pulled from service due to service life. There is no funding in the current budget to replace these bottles. Interspiro is a minority supplier of SCBA’s. The adjacent County Department does not use Interspiros. The technician does not have repair tools, a test stand or test equipment. SCBA’s do receive annual testing. SCBA testing and repair is done by a vendor. Finding #18: The breathing apparatus program, like many of the Department’s support programs is impacted by a lack of administration time. The Department needs to have its own fit face mask testing capability as well as its own test equipment to verify vendor repairs. It could save money by doing SCBA repairs in house if it had the bench space and tools. If the current technician is unable to fulfill his role, there is no back-up. Section 3—Fire Department Review of Headquarters Program Functions page 69 ATTACHMENT 1 C4-78 Recommendation #15: The Department needs to develop a complete breathing apparatus capital replacement plan and then identify funding for the plan. The new SCBA system would have the following characteristics: yearly testing, for SCBA’s, integrated enhanced voice communication, CBRN compliant universal RIC/RIT connection, portable air unit and heads up display. In the interim, the Department needs to acquire additional spare cylinders, fit-testing equipment and a test stand. It should consider getting a cascade and or portable compressor system to do refills on large-scale incidents. Consider developing greater program technician depth and have a certified technician on each shift. 3.1.10 Mutual Aid/Automatic Aid Since only the very largest cities have sufficient resources to handle almost every call, fire departments developed mutual aid systems to assist each other when their needs exceeded their capabilities. Departments build their mutual aid agreements upon the concept of reciprocity, “We will take care of you this time if you will take care of us next time.” As long as the give and take of the agreement stays fairly even it works very well. In California, virtually all fire departments are signatory on the California Master Mutual Aid Agreement, which creates a tremendous depth of capability for any jurisdiction that suffers a calamitous fire. A special case of mutual aid is automatic aid, whereby adjoining jurisdictions assist each other with their closest resources, which may be closer to the emergency than the jurisdiction’s own resources. Issue: Does the San Luis Obispo Fire Department maintain a sufficient mutual aid and automatic aid system with other jurisdictions? Are the agreements written and current? Observation: Except in the cases of wildland fires or major disasters such as an earthquake, much of the Statewide Master Mutual Aid resource is beyond the reach of fire departments that are somewhat isolated as is the case of San Luis Obispo City. This creates a need to ensure that the Department internally has greater depth to handle major fires (concentration) and rock solid agreements with its nearby neighbors to provide assistance. Section 3—Fire Department Review of Headquarters Program Functions page 70 ATTACHMENT 1 C4-79 San Luis Obispo Fire Department enjoys a strong working relationship with the surrounding communities and fire departments. About once a year, the San Luis Obispo Fire Department assists other departments in the County, except for the County Fire Department, which receives about 110 assists per year. The County Chiefs Association, which coordinates mutual aid system, updates the County’s mutual aid plan once a year. Annual wildland deployment drills are held in the spring in rotating areas of the County. If the City sends its ladder truck out on mutual or auto aid for any length of time, the City truck service is not covered, because it does not have a reserve truck. The San Luis Obispo Fire Department maintains mutual aid agreements with some of the surrounding jurisdictions. On those rare occasions that the Department needs assistance or move-up and cover due to a major incident, that is accomplished through the operational area (CAL FIRE) Command Center utilizing the Master Mutual Aid Agreement. CAL FIRE dispatches, assigns and tracks all mutual aid resources in the County. The San Luis Obispo Fire Department also maintains an Emergency Services Contract with California Polytechnic State University. Under the conditions of this agreement, San Luis Obispo Fire Department provides fire and other emergency services to the university in return for a set annual fee. Also, a condition of this agreement is participation in the purchase of an aerial apparatus. The San Luis Obispo Fire Department also maintains an agreement with the Los Padres National Forest for wildland response in adjacent areas. Additionally, this agreement allows members of the San Luis Obispo Fire Department to participate in Forest Service incident management teams. It bars the Forest Service from responding to non-wildland incidents unless they threaten the adjacent forest with fire. Commendations: The Department does have extensive interagency plans and partnerships. 3.1.11 Radio Communications Modern fire departments rely heavily on radio communications for dispatching, fireground coordination and safety, and administrative communication. It is most desirable to have a radio communications system that is reliable and interoperable with adjoining jurisdictions. Issue: Is the current radio communications system adequate for the needs of the San Luis Obispo Fire Department? Observations: San Luis Obispo is in the middle of developing a new police/fire dispatch center; simultaneously, a new citywide trunked radio system will be put in place during Section 3—Fire Department Review of Headquarters Program Functions page 71 ATTACHMENT 1 C4-80 2009. While this new system is digital, it incorporates complete analog back-up allowing the Fire Department’s tactical channels to remain analog. There is good radio coverage throughout the City; the mobile radios in the apparatus are fairly reliable, while the portable radios are of different types and generations. The station radios are also older and the alerting system has lost some reliability. The new system should take care of these issues. The new system will be compatible with mutual aid resources. The new digital trunk system will create a reliable radio system with distress signal ID, simplicity/uniformity of operation and improved clarity in all locations at all times for personnel. It will improve station alerting and will allow for specific personnel-alerting capability. Commendations: Moving to a digital trunk radio system will ensure the reliability of dispatch and fireground communications. 3.1.12 Pre-Incident Planning A pre-incident plan is one of the most effective tools for aiding the fire department in effectively controlling a fire or other emergency incident. This is particularly true in major commercial and industrial facilities that have complex construction and fire protection systems. They also pose a safety threat to firefighters and occupants alike. Issue: Pre-incident planning ensures that firefighters know as much as they can about a facility’s construction, occupancy, and fire protection systems before an incident occurs. Does the San Luis Obispo Fire Department have a program that provides pre- incident plans of the major commercial and industrial facilities? Finding #19: The San Luis Obispo Fire Department does not have a pre-fire plan program. They have been giving consideration to developing a system incorporating Google Earth maps but have made no progress on the project. Section 3—Fire Department Review of Headquarters Program Functions page 72 ATTACHMENT 1 C4-81 Recommendation #16: The Department should develop preplans for target buildings. While a process using Google Earth or other similar process might eventually work well, a much simpler program, using the stock National Fire Academy format, could be started immediately. As part of its risk analysis, the Department self identified about 45 target hazard buildings; this divides into about twelve per station or four per shift, a very reasonable number of preplans to develop and maintain. This would provide responding companies with vital information about the target hazards before they arrive. Later on, when the Department acquires the technology, it could computerize the information in one of many available formats. 3.1.13 EMS Response Nationally fire department emergency medical response outnumbers fire response by about six to one. Although many fire departments provided ambulance service and emergency first aid, the major growth in this area has been since the early 1970’s when advanced life support (paramedics) became part of the emergency medical system. Issues: Does the San Luis Obispo Fire Department provide adequate training for the level of emergency medical services it provides? What level of emergency medical service does the Department provide? What level does the community desire? Is it the same as the service provided? Does the Department provide pre-arrival instructions through a recognized EMD program? What is the EMS reporting system? Observations: The Department has provided engine-based Advanced Life Support (ALS or paramedics) since 1995. This decision was based on community input through studies and City Council input. The Department does not provide patient transport. All response personnel that are not paramedics are trained to the EMT-I level and provide basic life support. The City provides emergency medical dispatching, pre-arrival instructions. The system is one that the County developed. They use a two-tier (code 2—code 3) response system. The City receives a $100,000 reimbursement from the ambulance providers for assisting them in meeting the time factors of their contracts. The City also Section 3—Fire Department Review of Headquarters Program Functions page 73 ATTACHMENT 1 C4-82 receives about 20 percent cost recovery for supplies from the hospitals through the ambulances billed to the patient. The ambulance company will exchange drugs that are close to expiration for ones with longer expiration dates. The Department responds to an increasing number of medical “emergencies” in elder care residential facilities that are being built new, as well as in converted college dormitory buildings. In many cases, the care unit’s on-duty person does not have enough medical training, equipment or scope of practice to handle even a minor medical emergency. The result is a call to a 911 system, where in many cases, if the same issue happened in a home, a relative would likely handle the problem by calling their medical provider for advice and/or take the elder in a private vehicle to an appropriate treatment facility. This is an increasing issue in the elder care industry and for all local government 911 systems. There are no easy answers given the need for such care units, the current regulatory system on the facilities and the convoluted medical insurance system. Ideally, this industry would staff in a way to lower the need for 911 paramedic calls. If the City were to charge a “response fee” to both cost recover and deter calls, the fee might not work. Someone would have to agree to pay the fee, not all insurance plans would, and the family and facility operator could argue over fee responsibility, with the result being the fee is not paid at all. Or, the fee does stop 911 calls to the point where true emergencies are not called in to avoid the fee. Citygate believes that a group of representative stakeholders needs to meet on this issue to study all the issues and potential solutions before the City attempts a usage fee. The interested parties also should include County EMS, the hospital and paramedic ambulance provider. There is no County medical oversight or standards for the purchase of medical supplies and medications. The de facto standard is what the local ambulance company chooses to buy. First responders in the County are restocked with supplies the ambulance company purchases. There are many products, which the ambulance company chooses not to use because of cost. However, out of consideration for patient care, the Department uses more costly products in some cases. This forces the Department to either absorb the difference in cost of the medication or to always use the ambulance standard. The program operates out of two hospitals, Sierra Vista and French; both are base stations, and the medics utilize the hospital that is geographically the closest to the incident. The Department hires medics who already have completed their paramedic training. The Department provides 18 of the 40 hours required every two year of the continuing education requirement. This consists of advanced protocol review and medic updates. Quality assurance is accomplished through the emergency room, to the paramedic coordinator (fire captain), then to the shift medic coordinator. The San Luis Obispo County, EMSA provides oversight through two committees, operational and clinical. The operational committee handles medical matters and clinical committee handles administrative matters. The Section 3—Fire Department Review of Headquarters Program Functions page 74 ATTACHMENT 1 C4-83 County Fire Chief Association has a representative on each committee. The EMSA interfaces well with the Fire Department. The Fire Department does not support an EMS public education program. The newer, stand-alone, computer-based EMS reporting suffices for the Fire Department’s reporting needs. The Fire Department currently has three dedicated Captain/Paramedic coordinators, one for each shift. The three Paramedic Coordinators, who are also shift Fire Captains, currently manage the program. These three Captains still have all of the work and responsibilities of an Engine Company Captain with the added responsibility of the Medical Program. Among their collateral duties, the coordinators work on the computerized medical report writing system for documentation of calls and quality assurance program; develop the line item dedicated yearly medical budget for purchase of necessary medical supplies and equipment; and administer the dedicated training budget money for Paramedic continuing education and required certification programs. The standard is for there to be a paramedic assigned to the same engine as the coordinator so that he can be free to administer the program on his shift; this is not always possible as the Department is not at its full paramedic strength, plus the impact of vacations and sick leave in a small agency. The Paramedic Coordinators were unanimous in their assertion that the medical program has more then enough work to justify a 40-hour per week administrative position. They estimate that, as it is currently structured, they are fortunate if the can spend 10 hours per week managing the paramedic program. Because of these time limitations, only the absolute critical functions get completed. In addition to these three mid-management positions, the Department has the following resources to help complete the Emergency Medical Program mission: Paramedics Position Number Remarks Paramedics 20 Funded for 24 Certified EMT-1’s 21 Certified field training officers 4 From the pool of 21 Fire Captain Paramedics 3 From the pool of 21 First responding ALS Units 4 Reserve or unstaffed ALS 2 The current plan is to fill the four Paramedic vacancies into the pool of 24 positions through hiring. Currently, the plan is just keeping up with attrition since the Department hires both EMT-1’s and Paramedics. According to the NFPA, only fifteen percent of the communities in the U.S. provide Advanced Life Support (paramedic) service. Section 3—Fire Department Review of Headquarters Program Functions page 75 ATTACHMENT 1 C4-84 San Luis Obispo Fire Department’s emergency medical program meets best practices. The Paramedic Coordinators all expressed concern over the coordinated management of the paramedic program. They felt that the program needs a unified approach through a program-wide Emergency Medical System (EMS) Chief Officer. An EMS public education program could result in reduced call volume if it targets those users of the EMS system who access all of their medical care through EMS. The Fire Department assists the Police Department SWAT by providing SWAT medics. Not all paramedics are trained to this level. Commendations: The Fire Department’s Emergency Medical program provides quality service to the citizens of San Luis Obispo. Recommendation #17: When funding is available, perhaps at the next renegotiation of the ambulance contract, the Department should consider adding an EMS Manager as a forty-hour per week position. In conjunction with the County, the Fire Department and ambulance service should investigate successful public education programs and consider how they might provide that education with a target of reducing abuse to the system. 3.1.14 Hydrant Maintenance A reliable water delivery system is a cornerstone of a successful municipal fire protection system. Properly functioning hydrants are a key to making that system work. In most cities, the fire department is responsible for the routine testing and maintenance of fire hydrants. The testing occurs annually. Issue: Does the Department have an inspection and routine maintenance system that ensures a reliable delivery of water from hydrants at their rate fire flow? The Fire Department uses fire interns to do the hydrant testing. This job gives future firefighters a chance to learn some things about the fire service and especially water supplies. Commendations: This program means that expensive firefighters are not engaged in a task that can be “farmed out” to lower cost labor. Section 3—Fire Department Review of Headquarters Program Functions page 76 ATTACHMENT 1 C4-85 The interns also assist the training division. Recommendation #18: Continue the hydrant-testing program. Consider working with the water system enterprise fund to have the water utility rate structure cover the full annual testing and repair of fire hydrants. This program should not be a General Fund program. 3.1.15 Training and Education The job of a firefighter is extremely complex and the services they provide must be delivered correctly every time. This is particularly critical for those tasks that are very hazardous, do not occur very often and for which there is no decision time. Training in the fire service has two parts: Vocational training, which teaches the skill sets necessary to do the “hands-on” type work that firefighters do, and education, which teaches the knowledge necessary to do the “mental” work that firefighters do. Issues: Is there an effective training program in the Department? Is there an effective education program in the Department? What percent of employees are in a certification process? What percent certified at their level? Training is the keystone to effective emergency response. During emergency operations, time is always of essence and an effective training program can mean the difference between a fire contained to the area of origin and one that causes great damage or difference between effective CPR that starts on time and a patient that dies. Training (Training Officer) The NFPA has several recommended standards that cover the training arena; among the ones that apply to San Luis Obispo Fire Department are: California State Fire Training Certifications and educational programs. NFPA 1001 Standard for Fire Fighter Professional Qualifications—this standard establishes the basic qualifications for Firefighter I and II. San Luis Obispo hires both paramedic and non-paramedic firefighters. All new firefighters, including lateral hires from other departments, receive an 8-week academy, one year of probation and 3 to 3-1/2 years in the Joint Apprenticeship Program. There is also a Probationary Check Off List that all must complete. The list consists of all the standard aspects of a firefighter’s job; firefighters need to get the list complete during probation. Section 3—Fire Department Review of Headquarters Program Functions page 77 ATTACHMENT 1 C4-86 NFPA 1002 Standard for Fire Apparatus Driver Operator/ professional Qualifications—the standard sets forth the performance objectives for driver/operators of all types of fire apparatus and emergency vehicles. San Luis Obispo has an in-house “Relief Engineer” program whereby firefighters wishing to become engineers work under direction. Promotion also requires a battery of tests and completion of a Relief Engineer Task Book. The task book appears to be well thought out and well designed; firefighters wishing to take assignments as relief engineers must complete the task book. NFPA 1021 Standard for Fire Officer Professional Qualifications—this standard covers the four levels of fire officer progression: Fire Officer I, Fire Officer II, Fire Officer III, and Fire Officer IV. The International Association of Fire Chiefs developed the Officer Development Handbook, which coordinates Fire Officer I with Supervising Fire Officer; Fire Officer II with Managing Fire Officer; Fire Officer III with Administrative Fire Officer; and Fire Officer IV with Executive Fire Officer. Each of these four levels of Officer development has a complete training, education, experience, and self-development component. This handbook endorses Fire and Emergency Services Higher Education, the national model of training and education development. Finding #20: San Luis Obispo does not require certification for fire officers or chief officers. For Company Officer, the Department has an acting captain certification, which includes an Acting Captain Task Book; it is also highly recommended that company officers have the California Office of State Fire Training Company Officer Certification. The task book appears to be well thought out and designed; engineers wishing to take assignments as acting captains must complete the task book. In San Luis Obispo, promotion to chief officer is either by a four-year degree or Chief Officer Certification. NFPA 1031 Standard for Professional Qualifications for Fire Inspector and Plan Examiner—This standard describes the professional performances of the fire inspector and plan examiner. NFPA 1041 Standard for Fire Service Instructor Professional Qualifications— This standard guides the development of the fire-service training instructor through the three levels of advancement: Instructor I, II and III. It is critical for proper delivery of training that all instructors meet the appropriate level of instructor development, which also includes delivery of instruction, evaluation, and testing processes, and management of training programs. NFPA 1401 Recommended Practice for Fire Service Training Reports and Records—This standard is of particular importance to San Luis Obispo since it includes all aspects of training documentation such as training schedules, reports, Section 3—Fire Department Review of Headquarters Program Functions page 78 ATTACHMENT 1 C4-87 records, legal characteristics of training records, record management systems (RMS), and means to evaluate the RMS. Management does not receive training management reports via the Department RMS. NFPA 1403 Standard on Live Fire Training Evolutions—Since San Luis Obispo performs live fire training at the training center, this standard is also critical as it outlines the procedures required for safe live fire training. Sadly, live fire training has been the source of many injuries and fatalities to firefighters. In the present day, failure to adhere to this standard would be negligent. NFPA 1404 Standard for Fire Service Respiratory Protection Training—This standard covers the proper use, inspection, maintenance, and program administration of SCBAs. The Department is 29 Code of Federal Regulation and OSHA compliant. NFPA 1451 Standard for a Fire Service Vehicle Operations Training Program— This standard covers the minimum requirements of a vehicle operations training program. San Luis Obispo does not reference this standard specifically or indirectly. In addition to responding to fires and medical emergencies, fire departments are normally first responders to other types of emergencies that require immediate response, technical training and specialized equipment. There are a number of requirements for training and certification governing departments that engage in these activities. Among them are the Code of Federal Regulations (CFR); NFPA 1006 Standard for Rescue Professional Qualifications; NFPA 1670 Standard on Operations and Training for Technical Search and Rescue Incidents; NFPA 471 Recommended Practice for Responding to Hazardous Materials Incidents; and NFPA 472 Standard for Professional Competencies of Responders to Hazardous Materials Incidents. While San Luis Obispo does not support full Technical Rescue and Hazardous Materials Response programs, it participates, through the automatic aid program, in a regional technical rescue program. All members must attend Rescue Systems 1 the standard basic technical rescue training in California. Some members attend Rescue Systems 2 training as well; this is the more advanced technical rescue-training program. Given the resources countywide, it would be possible to assemble a countywide type 2 technical rescue team. All members are trained as Hazardous Materials First Responders— Operational and at least two members per shift are trained Hazardous Materials Specialists. (Specialists would be the City’s contribution to an activation of the County’s Hazardous Materials Team.) The City’s Hazardous Materials Inspector is also a Specialist and a member of the countywide Hazardous Materials Response Team. Section 3—Fire Department Review of Headquarters Program Functions page 79 ATTACHMENT 1 C4-88 All personnel are trained in Confined Space Awareness and the CAL OSHA permit process. Additionally, six members are trained in Confined Space Operations, but only receive refresher every other year. The Code of Federal Regulations specifically requires annual training for Confined Space Operations personnel.4 San Luis Obispo Fire maintains a shore-based swift water rescue capability. All members receive annual refresher training on shore-based swift water rescue. The City has one significant swift water hazard, San Luis Creek in the wintertime. Observations: FY 2006-07 budget reinstated the 40-hour Training Battalion Chief position. This position provides the needed management and leadership to the training program. This resulted in an overhaul of the training program. The Training Chief has developed a number of initiatives to bring the training program up to speed such as: San Luis Obispo Fire Department training manual, a very well designed manual that uses hyperlinks to cross-reference the various sections of the manual to each other. Emergency Operations Guidelines, which appear to have been drawn in some cases from best practices, such as IFSTA and FIRESCOPE. Dedicated time allotments each week established for training. Company Refresher program outlines 24 training blocks, which Captains are responsible to oversee with their crews. Simple-to-use Training Database that tracks Department training. There is significant mentoring that goes on between the company officer/chief officers and members at the company level. Because the Department participates in California Joint Apprenticeship Committee sanctioned training, they recapture funds from that source to offset some costs of training. The aforementioned mutual aid agreement with the Los Padres National Forest assists the Department in achieving California Incident Command System (CICCS) training and qualification. While the Training Chief devotes significant effort to the program, there appears to be a lack of support from the other chief officers. This includes participation at 4 29 CFR 1910.146, Dec. 16th, 1997: 1910.146(k)(2)(iv) Ensure that affected employees practice making permit space rescues at least once every 12 months, by means of simulated rescue operations in which they remove dummies, mannequins, or actual persons from the actual permit spaces or from representative permit spaces. Representative permit spaces shall, with respect to opening size, configuration, and accessibility, simulate the types of permit spaces from which rescue is to be performed. Section 3—Fire Department Review of Headquarters Program Functions page 80 ATTACHMENT 1 C4-89 multi-company drills, the one place chief officers should be participating in the drill evolutions. This results in a company level workforce that is slow to actively take on training as a “personal” responsibility. The General Operations Section 501.01, Training Program Overview, which lays out the foundation for Departmental training, is still not approved after almost two years since it was first written. The Department training facility consists of a small training area and a three-story training tower; a new dispatch center is scheduled to take up some of the drill space. It appears that there are no countywide or regional training standards even though the City and the County routinely, almost daily, assist each other through automatic aid. The Department culture appears not to be one that is sparked by either a strong desire to train or value following current best practices. Few of the engineers are certified driver/operators. About half of the company officers and chief officers are certified by the OSFM. There is no participation in the National Fire Academy programs. The Training Officer has the following goals: Establish a training committee that meets quarterly. Hire a full-time drill master to assist with new hire and on-going training. For each shift, appoint a trainer, similar to the Paramedic Captain, who would be assigned to Station 3; designated as a training station. Assign, from the regular work force, 10 people who would be specialist trainers (train the trainers). There is a complete annual training schedule. This schedule lists training for about 14 hours per month or an annual total of approximately 170 hours. That is a number of hours that is fairly consistent with fire service practice for required training. The stand-alone training record system has the capability of developing exception reports to indicate that individuals have or have not completed required training. While these reports are valuable for the training officer, they should be shared with the entire management staff, especially for training that follows a legal mandate or internal policy for completion. Of the required 170 hours of training, one individual sample showed a captain completing 230 hours of training in the first nine months of 2008. The training program is an internally driven program, and except for the participation in the Joint Apprenticeship Committee, which is a fund generator, there appears to be little connection with current fire training best practices of the fire service. National Fire Protection Association (NFPA), International Association of Fire Chiefs (IAFC), the Office of State Fire Marshal (OSFM) and Section 3—Fire Department Review of Headquarters Program Functions page 81 ATTACHMENT 1 C4-90 the National Fire Academy (NFA) have a consistent vision of what the training programs of the fire service should look like. Referencing these sources and using their guidance would assist the program. There are complete policies in draft format covering most elements of a best practice fire department training program. The policies do not reference best practice sources such as NFPA, IFSTA and FIRESCOPE. Commendations: There are some elements of an effective training program present in San Luis Obispo Fire Department, participation in the Joint Apprenticeship program (JAC) being the most notable one. Recommendation #19: The training program needs on-going executive attention. The current training officer is off to a good start, but will probably be going to shift work by the time this report is complete. The executive attention needs to be focused on four essential areas: 19.1 A training records management system that provides exception reports on a shift basis so that the Fire Chief and shift Battalion Chiefs know who is training and, more importantly, who is not training. 19.2 A Department-wide commitment to certification at all levels from Firefighter I through Fire Chief. With the chiefs modeling the behavior expected of the rest of the Department, it would not take long before everyone was certified. This is particularly important at the Driver/Operator level. 19.3 An increased focus on and participation in the essentials of firefighting, including multi-company drills, preplans followed by chalk talks on all target hazards, and in house drills focused on the basics. 19.4 Referencing the source documents for training policy to current best practices. Doing this will ensure that the program and, more importantly, the Department is doing its best to ensure that the training received by firefighters meets or exceeds industry standards. Conceptual Idea: The City and the County could jointly develop a regional training facility. Citygate did not investigate this; however, with the University or a community college, perhaps the departments could build it on a college campus with some college funding. Section 3—Fire Department Review of Headquarters Program Functions page 82 ATTACHMENT 1 C4-91 3.1.16 Risk Management While NFPA has a number of Standards that focus to one degree or another on safety issues, NFPA 1500 Standard on Fire Department Occupational Safety and Health Program and NFPA 1501 Standard for Fire Department Safety Officer are the umbrella standards for the occupational safety and health program for the fire service. NFPA 1500 outlines the required components of a model program, including an organizational statement, organizational structure and a safety and health committee. It also spells out the need for a scene safety officer, department safety and health officer, and training and education programs. It also has chapters on fire apparatus, tools and equipment, protective clothing, and equipment, emergency scene operations, facility safety, medical requirements for firefighters, a member assistance program and critical incident stress management. Among the elements is a safety orientation for new employees, a hazard communications system for employees to communicate hazards to supervisors, the Cal-OSHA process for post injury reviews, the required annual report of injuries, and a standard for safety work plans. NFPA 1500’s Component Analysis Chart recommends the fire department’s risk management plan contain the following elements: Fire department organizational statement Risk management plan Safety and health policy Roles and responsibilities Occupational safety and health committee Record keeping Incident safety and health officer Laws, codes and standards Training and education Accident prevention Accident investigation, procedures and review Record management and data analysis Apparatus and equipment Facility inspection Health maintenance Liaison Occupational safety and health officer Infection control Critical incident stress management Post-incident analysis. Section 3—Fire Department Review of Headquarters Program Functions page 83 ATTACHMENT 1 C4-92 Issue: Is there an effective risk management program in the Department? Observations: Firefighters are in a high-risk occupation. Experts who have examined mortality and morbidity statistics of the fire service agree that during emergency operations it is the most hazardous occupation in the country. An effective risk management program is an essential component of a fire department that adheres to best practices. The program for the Fire Department is based, in part, on NFPA 1500. However, the program itself is part of the larger City safety program. There is a Health and Safety Council for the City as a whole that meets monthly. Among other things, it investigates and reviews all accidents, injuries and exposures. Due to HIPPA requirements, these investigations are limited to the circumstances surrounding the injury, not the details or treatment. There is a physical fitness program; each employee is permitted 1 hour per day during shift time to complete physical fitness. The Personnel Accident/Injury Reports/Procedure is to complete the Workers Compensation forms. Treatment is normally done at Sierra Vista Hospital. The Vehicle Accident/Injury Reports/Procedure is to have the Police Department conduct the investigation and to notify the employee’s supervisor. New employees receive a firefighter Safety Orientation and an additional safety orientation from Human Resources. The Hazardous Condition Communication System that consists of a quarterly inspection program where conditions are spotted. In addition, employees can communicate confidentially with the Department Safety Officer. The MSDS Sheets in each facility have not been verified for currency, completeness or accuracy. While this is a small item, it is the kind of thing that can cost a department a serious CAL OSHA citation in the event of an accident involving the use of a listed hazardous material. Human Resources maintains the Cal/OSHA Form 300; called the Log of Work- Related Injuries and Illnesses. There is one in Department Headquarters. Company officers conduct Tailgate Safety Sessions twice monthly. They are in the training schedule. The company officers choose the topics. The Department, in conjunction with the City, has a Health and Safety program. The fire department component of the City’s program is based on NFPA 1500. Section 3—Fire Department Review of Headquarters Program Functions page 84 ATTACHMENT 1 C4-93 Finding #21: The Department training officer has the safety officer responsibility as a collateral duty. The Fire Department has a risk management program that appears proportionate with the size of the Department. The safety programs reference the needed source documents for training policy to current best practices. Recommendation #20: It would be valuable for the Department to complete the NFPA 1500 Fire Department Occupational Safety and Health Program Worksheet in NFPA 1500 Annex B. This program review will identify weaknesses in the current program and provide guidance for the Department to improve the risk management program. Section 3—Fire Department Review of Headquarters Program Functions page 85 ATTACHMENT 1 C4-94 This page was intentionally left blank ATTACHMENT 1 C4-95 SECTION 4—FISCAL ANALYSIS Section Intent: This chapter first sets out order of magnitude costs identified for the recommendations contained in this study. These are sufficient to permit the understanding of costs in current dollars so future long-range fiscal planning for fire and other City needs can occur when the economy recovers. Then illustrative general timelines for implementing improvements are demonstrated. Detailed costing is not possible until City leadership approves fire service deployment measures, new station trigger point formulas and sees enough of an economic recovery to plan for fire service enhancements. Even when the economy recovers, the City will likely have sustained damage to its existing service levels and fiscal reserves. As such, Fire Department needs may or may not be of sufficient priority to receive funding early in a recovery. The Council will have to understand all of the City’s under met needs and make the appropriate fiscal allocation decisions. Additionally, the facility needs mentioned above need more detailed planning and cost estimation based on City fire station standards and specific site costs. 4.1 COMPONENT COSTS Personnel Cost to bring a 5th station on-line with a 3-firefighter crew per day with salaries benefits, overtime and supply costs: $ 1,735,036 Personnel (salary/benefits) Cost for one (1) Deputy Fire Chief $ 225,587 Personnel (salary/benefits) Cost for one (1) Fire Inspector III $ 132,276 Personnel (salary/benefits) Cost for one (1) Administrative Analyst II $ 106,652 Office remodel to accommodate Deputy Chief $ 45,000 Deputy Chief Command Vehicle $ 32,000 Cost for one (1) additional fire station @ $550/sq. ft. X 5,000 sq. ft.: $ 2.75M Cost for one (1) additional structure fire pumper @ $450K each: $ 450,000 Cost for replacement of one (1) older fire station, without land costs@ $550/sq. ft. X 5,000 sq. ft.: $ 2.75M If the City decides to add these enhancements as recommended by Citygate, the table below provides an illustration or sample of how this might be phased in over several years and the associated annual estimated cost in FY 08-09 dollars. Section 4—Fiscal Analysis page 87 ATTACHMENT 1 C4-96 Sample Phasing and Additional Cost Plan Phase Item Operating Cost Capital Cost One Detailed study and costing of the fire plan Recommendations Staff Time Two Add a Deputy Fire Chief position Dep. Chief vehicle and office space Conduct a repair/replacement study for the older fire stations $ 225,587 $ 75,000 $ 77,000 Three Staff a 5th fire station with a 3-person crew Construct a 5th fire station without land costs 5th Station Fire Pumper $1,735,036 $2,750,000 $ 450,000 Four Add one fire inspector and one clerical support position $ 238,928 Outer Year Totals: $2,274,551 $3,277,000 Long Term Total Replacement of Fire Stations 2 and 3 $5.5M 4.2 OPERATING AND CAPITAL FINANCING ALTERNATIVES These Fire Department planning recommendations include both service and facility needs driven by new development as well as replacement/improvement of current facilities that are either already inadequate or expected to be inadequate within the next 10-20 years. If the City were to construct one new fire station and replace two existing stations based on information in this Fire Plan, the total cost in current dollars could approach $8.7M including one additional fire pumper. Annual operating costs to staff a 5th fire station with 3 full-time career staff on each shift plus adding three headquarters positions would cost $464,515. The current local government revenue structure in California makes it highly unlikely that the City can fund these Fire Plan service improvements and facility replacements without some additional sources of revenue. New residential development, particularly if not accompanied by new high sales tax generating commercial business, will not generate sufficient new General Fund revenue to pay their share of both current City services and at least new, minimally adequate fire and medical emergency response services to serve the annexation areas. Cities throughout California use a variety of fiscal approaches to both ensure that new development pays the incremental added cost of providing fire service to the development and also pays for upgrading the level of fire service to current development. Below is a brief outline of the approaches that have been most successful for other agencies. Section 4—Fiscal Analysis page 88 ATTACHMENT 1 C4-97 4.2.1 Facility Financing Development Agreements When it can be established that a development will not receive fire services that meet standards adopted by the local agency unless a facility is replaced or a new one constructed, it is reasonable to require a developer to construct the facility. A Development Agreement is often used to accomplish this. If there is ancillary benefit to property outside of the boundaries of the development, and if this benefit is significant in scope, then the agency may want to consider including provisions for at least partial reimbursement of the developer from a source of revenue associated with benefiting properties that are outside the development boundaries. By using a Development Agreement, there is no requirement for these reimbursement provisions nor is there a requirement that the amount of reimbursement be related to any measure of benefit received by the outside properties. The source of reimbursement revenue may be a Fire Facility Impact Fee (adopted pursuant to the provisions of AB1600). It is not uncommon to give the developer “credits” for the buildings within the development as part of the reimbursement and to use some portion of the impact fee paid by other benefiting properties to also provide the reimbursement funds. Since a Development Agreement is used as the vehicle to require construction of the fire station, the local agency can limit the reimbursement in any fashion agreeable to the parties. For example, reimbursement may be limited to funds collected only over a ten-year period, even if this is not the total amount the developer incurred in building and equipping the fire station. Fire Facility Impact Fee The current framework for local government’s ability to charge new development an “impact” fee to fund their fair share of public facilities that will serve the development originated in Assembly Bill 1600 and took effect in January, 1989. AB 1600 added several sections to the Government Code, beginning with Section 66000, which have since been amended from time to time. The relevant code sections are now known as the “Mitigation Fee Act.” The Mitigation Fee Act does not limit the types of capital improvements for which impact fees may be charged, and defines public facilities broadly to include "public improvements, public services and community amenities." Impact fees, however, may not be used for maintenance or operating costs. Using a Fire Master Plan as the basis for calculating the impact fee amount to be charged to new development, typically an impact fee calculation would determine the depreciated value of all existing and the cost of all future fire service assets and allocate these costs and depreciated value to both current and planned development. The fee to be paid by new development then would represent their proportionate share of the value of the current and planned fire capital assets. This proportionate share may be determined by projecting the number of incidents that are expected to be generated by various land uses as compared to the total number of incidents being generated by current development. An important caution is that development rates are problematic, and bonds will need to be backed by a secure revenue source rather than impact fee revenues that are subject to annual market conditions. Section 4—Fiscal Analysis page 89 ATTACHMENT 1 C4-98 Community Facility Districts Since 1982, local agencies have been able to form Community Facility Districts, formerly referred to as Mello Roos Districts. Residents are able to approve a tax based on a two-thirds vote requirement. Funds can be used for both capital and operating expenses. Typically, these financing districts are formed to provide capital and operating funding for services to be provided to land proposed for development. If there are fewer than 12 residents, then the election is held among property owners. Since the district is usually formed as a condition of development approval by the local agency, the property owner/developers vote in favor of the district. If the City were to use this source of funding to meet fire service needs, the funding could be used to pay debt service on bonds used to finance the construction of fire facilities serving the district area and the associated annual operating costs. If there is ancillary benefit to areas outside of the boundaries of the Community Facility District, the local agency may choose to find some other revenue source to pay a share of the fire facility and operating costs, so that the Community Facility District properties pay only some perceived fair share based on the benefit they receive. Benefit Assessment Districts The City can form a Benefit Assessment District to provide the revenue needed to pay the debt service on bonds issued to finance the construction of fire facilities. This type of district is called a “benefit” assessment district because the local agency establishes that the properties within the boundaries derive a special benefit from the facilities that is over and above the general benefits received by the properties or the public at large, and the amount of assessment charged to each property varies depending on the relative benefit to be received by each. Formation of the district is approved by the local elected body, following a protest election. The district can only be formed if there is not a protest by a majority of property owners with votes weighted according to the proportional financial obligation of affected properties. Unlike an Impact Fee, it would be hard to argue that a Benefit Assessment District Fee should be used to fund replacement of fire stations located far from the development in the district, because this does not appear to be a special benefit distinct from the benefit received by the public at large. To overcome this problem, it is common for local agencies to establish the benefit boundaries to be the same as the boundaries of the local agency so that all properties benefit. The City could form a Benefit Assessment District that includes all undeveloped or annexed property within the City. The City could then use the Fire Master Plan to define the needed facilities and their cost and determine a fee for each property that will pay the debt service on the bonds necessary to build the new and replacement facilities. A protest election would be held. In simple terms, this represents a 50 percent protest as opposed to the two-thirds positive vote required for the formation of a Community Facilities District. 4.2.2 Operating Expense Financing General and Special Taxes There are no provisions for using “fees” to pay for operating expenses except for special services such as permits and inspections where the individual or the property is receiving a clearly Section 4—Fiscal Analysis page 90 ATTACHMENT 1 C4-99 recognized separate service or benefit. Fees are intended to recover the direct cost of providing a service that is not generally available to all or most properties and residents. Instead, general operating expenses of services such as fire and medical emergency response is funded through taxes. The principal restrictions faced by local government in increasing tax rates to generate more taxes are twofold. First, Proposition 13 effectively restrained local government from raising the property tax rate for operation expenses because it limited the “ad valorem” rate that could be charged on property. Second, local governments are required to obtain voter approval in order to raise other taxes. There are a variety of taxes that are not “ad valorem” (based on the value of property). Some examples are utility user taxes, sales taxes, parcel taxes and transient occupancy taxes. In order to raise these taxes, there are two voter requirements, based on the intended use of the tax. If the tax is a “general tax” with its intended use not earmarked and the tax revenue going into the General Fund where the elected officials decide each year how to use the money, then a majority vote approval is required to levy or increase a non-ad valorem tax. If the tax revenue is to be earmarked for a specific use, such as a sales tax increase specifically to fund fire services, then a two-thirds voter approval is required. Most agencies use a special parcel or sales tax, with a two-thirds vote requirement, if they seek additional funding for public safety services that benefit the broad general public. Community Facility Districts As noted earlier, Community Facility Districts can be used to help finance the cost of providing services within an area. Most often these districts are formed as part of the local agency approval of a development plan in order to ensure that the development generates sufficient revenue to fund the services being provided to the property and residents. Often the tax and fee revenue coming from new development under the normal local agency tax structure is not sufficient to fund the services that new development will require. Ultimately this results in lower service levels for all residents of the local agency, as tax resources are stretched thinner and thinner with the coming of new development that does not “pay its way.” While formation of Community Facility Districts require a two-thirds approval of the voters for occupied properties, if there are fewer than 12 residents, then the election approving the district can be held among property owners. Typically there are only a few property owners who are also the developers, and they approve the formation of the district prior to any building. Residents and business owners, who then purchase property within the district, know in advance that there is a special tax levied on their property to help fund the provision of services. Many local agencies now routinely require new development to be accompanied by the formation of a Community Facility District. Benefit Assessment Districts The City can form a Benefit Assessment District to provide the revenue needed to pay all or a portion of the operating expense of fire facilities. This type of district is called a “benefit” assessment district because the local agency establishes that the properties within the boundaries derive a special benefit from the fire services that are over and above the general benefits received by the properties or the public at large, and the amount of assessment charged to each Section 4—Fiscal Analysis page 91 ATTACHMENT 1 C4-100 property varies depending on the relative benefit to be received by each. Formation of the district is approved by the local elected body, following a protest election. The district can only be formed if there is not a protest by a majority of property owners with votes weighted according to the proportional financial obligation of affected properties. As with Benefit Assessment Districts used to fund capital assets that benefit an area, districts used to fund operating expenses need to include a careful analysis establishing that contributions to operating costs of facilities located outside of the district boundaries do in fact provide benefit to the assessed properties. To deal with this issue, the City could form a Benefit Assessment District that includes all undeveloped property in the City. The City could then use the fire deployment plan adopted standards to define the needed facilities and their operating cost and determine a fee each property will pay for the portion of operating expense that the City decides is appropriate. A protest election would be held. In simple terms, this represents a 50 percent protest as opposed to the two-thirds positive vote required for the formation of a Community Facilities District. Policy Considerations The City has a two-part fire service planning and funding solutions need: existing areas and future development, either in-fill or whole new areas. Improvements in fire service are outlined in this study for existing development/residents and known annexations. This study also demonstrates that new southern area development will put a strain on the fire resources if new development is not required to fund a 5th station and staff. While the City can choose to take a global approach to solving the fiscal problem through a citywide tax measure or a Benefit Assessment District, it instead can also apply the available fiscal approaches discussed in this report to only new development. In developing a financing strategy for new or improved fire services, the City Council needs to consider whether the long-term approach is to secure funding from “all” property within the undeveloped City areas or if it intends, at least for the foreseeable future, to only seek funding from new development for the proportionate cost of providing service to them. If the City chooses to pursue the citywide funding approach, then adopting fire service deployment policies and developing an educational program to explain the funding need for them are important first steps to placing a measure on the ballot for a special tax election or holding a protest election for the formation of a citywide Benefit Assessment District. If the City is not sure at this time whether a citywide election approach is either the best approach or concerned that it would not pass, then an appropriate step would be to require “all new development” to either form a Community Facilities District or a Benefit Assessment District to pay their fair share of fire service costs. This could be accompanied by a Fire Impact Fee on new development as part of that overall financing package. If the City later decides that revenue from the already developed portion of the City is necessary to upgrade the services to those residents and property, a special tax measure or the formation of a Benefit Assessment District can be crafted to avoid double taxation of the “new development” that is already paying a fire service tax or assessment. Section 4—Fiscal Analysis page 92 ATTACHMENT 1 C4-101 SECTION 5—RECOMMENDED SOLUTIONS AND PHASING PLAN 5.1 DEPLOYMENT PLAN FINDINGS AND RECOMMENDATIONS As this study has identified and measured, the City of San Luis Obispo has good fire crew coverage in much of the existing city but not in all of the annexation areas. Additionally, the Department is co-dependant on the neighboring County Fire Department for two reasons: (1) primary coverage into some City areas, and (2) providing the balance of the staffing needed for an effective response force (First Alarm) to serious fires and other serious or simultaneous emergencies. The City is close to a desirable goal of being self-sufficient for usual and customary emergencies by fielding four fire companies per day. However, there are two gaps that over time that could be improved as fiscal resources allow: 1. The lack of 4-minute primary unit coverage by a City unit in the southern annexation areas; 2. Not enough total firefighters on duty to field an effective initial force to serious fires without help from the County Fire Department. While the City could staff each of the three existing fire engines with 4 firefighters per day minimum, up from three, replacing the staffing reliance on the County for one additional 3- firefighter engine on a First Alarm fire, it does not address response times in the southern annexation area or allow simultaneous calls to be covered by a 5th unit in the event a County unit is not available. Over time, as fiscal resources further allow if the City added a 5th fire station and crew in the southern annexation area and staffed the engine with a minimum of three personnel, then the daily staffing increases to 16 per day (plus the Battalion Chief) and not only improves the response times in the southern City, but also improves City-based staffing to serious multiple- unit emergencies in alignment with national best practice recommendations. Thus adding a 5th fire station and crew improves all the response system deficits identified in this study. Citygate’s deployment findings for San Luis Obispo as noted in Section 2 are: Finding #1: The City does not have a fire deployment measure adopted by the City Council that includes a beginning time measure starting from the point of dispatch receiving the 911-phone call, and a goal statement tied to risks and outcome expectations. The deployment measure should have a second measurement statement to define multiple-unit response coverage for serious emergencies. Making these deployment goal changes will meet the best practice recommendations of the Center for Public Safety Excellence (formerly the Commission on Fire Accreditation International). Finding #2: The diversity, age and size of the City and Cal Poly building stock and the increasing numbers of younger and older populations means that there is a greater chance of more serious fires where rescues will be necessary, and if so, the Section 5—Recommended Solutions and Phasing Plan page 93 ATTACHMENT 1 C4-102 current quantity of firefighter staffing will be quickly overwhelmed with too many critical tasks to accomplish. Finding #3: Given the travel distances in the existing southwest and southern annexation areas, a 5th fire station is desirable, when the annexation areas fully develop. Finding #4: If an additional fire company location could be funded, effective first-due unit coverage can be obtained at the build-out of the City from five (5) fire station sites, at 4 minutes travel time. Finding #5: While multiple-unit coverage is currently adequate in the core of the City, it depends on successful, timely, mutual aid from either of the two County stations, which are not always available. A future 5th City fire station will increase multiple-unit coverage in the southwest and southern areas, as well as lessen dependence on the two County fire stations. Finding #6: Federal and state incident reporting mandates have established NFIRS 5 (National Fire Incident Reporting System Version 5) as the definitive reporting standard for fire departments. While NFIRS 5’s “Basic” module is mandatory, best practices dictate use of the optional “Apparatus” module to document vehicle responses. The Department needs to adopt this reporting standard. Finding #7: With a City fire/EMS incident first-due unit performance of 07:00 (minutes/seconds) at 71.6 percent, and a travel time of 05:15 at 90 percent, as the mapping analysis predicted, the City does not have enough primary neighborhood fire stations in the City to deliver suburban response times to all outer areas. Finding #8: The City dispatch and fire crew turnout times need focus by both agencies (Police Dispatch and Fire Department) to lower times to best practice recommendations. If a combined 01:30 (minutes/seconds) from dispatch and turnout time is saved, citywide emergency response time would lower to the recommended 07:00 at 90 percent. Finding #9: The simultaneous emergency call for service rate of 18 percent for two incidents at once is not a significant issue in the near term given the mutual aid support from the County fire stations. Finding #10: The City benefits from the mutual aid regional response system. While this system cannot replace existing City stations or units, the City should continue to participate in this valuable support system for simultaneous calls for service and multiple-unit serious emergencies. Citygate’s recommendations are designed to improve these issues as fiscal resources allow. Based on Citygate’s above findings and the national best practices outlined in this study, Citygate makes the following recommendations regarding fire station and crew deployment: Recommendation #1: The City should adopt revised performance measures to direct fire station location planning and to monitor the operation of the Section 5—Recommended Solutions and Phasing Plan page 94 ATTACHMENT 1 C4-103 Department. The measures should take into account a realistic company turnout time of 2 minutes and be designed to deliver outcomes that will save patients medically salvageable upon arrival; and to keep small, but serious fires from becoming greater alarm fires. Citygate recommends these measures be: 1.1 Distribution of Fire Stations: To treat medical patients and control small fires, the first-due unit should arrive within 7 minutes, 90 percent of the time from the receipt of the 911 call. This equates to 1 minute dispatch time, 2 minutes company turnout time and 4 minutes drive time spacing for single stations. 1.2 Multiple-Unit Effective Response Force for Serious Emergencies: To confine fires near the room of origin, to stop wildland fires to under 3 acres when noticed promptly and to treat up to 5 medical patients at once, a multiple-unit response of at least 14 personnel should arrive within 11 minutes from the time of 911 call receipt, 90 percent of the time. This equates to 1 minute dispatch time, 2 minutes company turnout time and 8 minutes drive time spacing for multiple units. Recommendation #2: As fiscal resources allow, the most beneficial next improvement in fire services the City could make would be to add a fire station in the southern City area equipped with one fire engine and a 3-person crew. Recommendation #3: The City should adopt fire deployment measures for the emerging southern annexation areas, ranging from rural to emerging suburban to suburban based on population, along the lines of this table modeled after the recommendations in NFPA 1720 on combination (volunteer) fire services. These measures would allow the City to define the services that can be cost effectively delivered in the early annexation period and then set the trigger point for adding fire services. Proposed Deployment Measures Based on Population Densities Suburban Emerging Suburban Rural >1,000 people/sq. mi. 250-1,000 people/sq. mi. <250 people/sq. mi. 1st Due Travel Time 4 8 12 Total Reflex Time 7 11 15 1st Alarm Travel Time 8 12 16 1st Alarm Total Reflex 11 15 19 Section 5—Recommended Solutions and Phasing Plan page 95 ATTACHMENT 1 C4-104 Recommendation #4: The City needs to fund a fire records system that is National Fire Incident Reporting System (NFIRS) version 5 compliant. Recommendation #5: If, prior to the funding being available to operate a 5th fire station, the City had partial funding to increase the number of daily firefighters, it could do so by increasing Station 1 from 4 firefighters to 5 firefighters per day. This would allow either: A 3-person engine company to respond to medical emergencies and small fires, while the other two personnel would still cover a dedicated ladder truck and be able to respond to structure fires and technical rescue calls citywide where the crew could combine with an engine crew(s). Or, three personnel would staff an engine/ladder “quint” apparatus and two personnel would respond in a squad to downtown area medical emergencies. Both of these staffing options require additional discussion with the firefighters’ representatives and making the decision on if the current “quint” should be replaced with a dedicated ladder truck. When the City can add a 6th firefighter per day to Station 1, then split the crews into two 3-firefighter crews and open the 5th station. In a last phase, as funding allows at the build-out of the City, the City can increase the staffing at Station 1 on the pumper/ladder unit to 4 firefighters per day, which is a much more effective team to operate a ladder truck at a serious building fire. 5.2 NON-DEPLOYMENT HEADQUARTERS FUNCTIONS FINDINGS AND RECOMMENDATIONS A fire department San Luis Obispo’s size needs to have a management team that is the proper size, and adequately trained and supported. There are increasing regulations to be dealt with in operating fire services, and the proper hiring, training and supervision of line employees requires an equally serious commitment to leadership and general management functions. The organization chart shows an organization that should generally meet the needs of a department the size of San Luis Obispo’s. However, due to the fiscal pressures on the City, there has been greater emphasis on staffing fire companies to provide emergency response than on the needs of the management team to coordinate and lead the organization. As the City struggled with its shrinking finances, it froze some staff positions in some of the essential fire headquarters support positions. This situation developed as an interim solution until the budget situation would improve. Citygate understands the City’s severe fiscal situation and does not find the headquarters functions significantly insufficient. However, the following findings and recommendations do point the way for the Fire Chief and staff to first prioritize the current resources to the highest priority needs and secondly, provide a road map from which to request additional resources as the City finds the ability to provide them. Section 5—Recommended Solutions and Phasing Plan page 96 ATTACHMENT 1 C4-105 Finding #11: The Department’s administrative functions are in place and appropriately designed for a department this size. There is not enough clerical support staffing for the variety of programs the Department handles, but this is due to fiscal limitations, not a lack of management. Finding #12: Given the scope of programs in the Department, the need for executive oversight of these programs, and the need for a trained, certified Fire Chief level position to back-up the on-duty Battalion Chief, the Department needs a second in command chief (Deputy Chief). The Department is not top heavy with only the Fire Chief and four Battalion Chiefs. The Fire Chief also has to manage citywide disaster preparedness, which has no staff assigned in the Department. Given all these issues, the Department is clearly large enough for a second in command to the Fire Chief, at a Deputy Chief level position. Finding #13: The size, scope and advanced programs in the Fire Prevention programs for a City the size of San Luis Obispo are exceptional in breadth and quality. The City is making a real effort to prevent fires, which allows it to limit loss and the overall quantity of needed firefighters. Finding #14: As with fire prevention, the public education program scope is very commendable for a department this size. There is not a clear accounting of what it costs, or what an ongoing dedicated budget appropriation should be. Finding #15: While the City has been able to invest in a new central station and headquarters, the other three stations are 30-55 years old, and when built, were not constructed to be 50-100 year facilities. They have been given some upgrades, but more will be necessary. In other cities today, the more common size for a single fire company neighborhood station with space for reserve apparatus, separate gender areas and on-site outdoor activity space is an approximately 5,000 square foot and larger building on at least a 1+ acre site. The City will soon be facing significant repair and upgrade needs at the three neighborhood fire stations. The fire training area is crowded and produces noise and smoke at times better suited to a more outer city or industrial zone area. Finding #16: With a life expectancy of five years, the Department should be budgeting annually for turnout replacement. This can be adjusted, and in all probability, an alternate year purchase of enough sets to maintain an overall 5-year life cycle would obtain a better price. Finding #17: The hose program appears to be relegated to a budget status where inventory levels are too low and replacing the prematurely failing hose is problematic. Finding #18: The breathing apparatus program, like many of the Department’s support programs is impacted by a lack of administration time. The Department needs to have its own fit face mask testing capability as well as its own test equipment to verify vendor repairs. It could save money by doing Section 5—Recommended Solutions and Phasing Plan page 97 ATTACHMENT 1 C4-106 SCBA repairs in house if it had the bench space and tools. If the current technician is unable to fulfill his role, there is no back-up. Finding #19: The San Luis Obispo Fire Department does not have a pre-fire plan program. They have been giving consideration to developing a system incorporating Google Earth maps but have made no progress on the project. Finding #20: San Luis Obispo does not require certification for fire officers or chief officers. For Company Officer, the Department has an acting captain certification, which includes an Acting Captain Task Book; it is also highly recommended that company officers have the California Office of State Fire Training Company Officer Certification. The task book appears to be well thought out and designed; engineers wishing to take assignments as acting captains must complete the task book. In San Luis Obispo, promotion to chief officer is either by a four-year degree or Chief Officer Certification. Finding #21: The Department training officer has the safety officer responsibility as a collateral duty. The Fire Department has a risk management program that appears proportionate with the size of the Department. The safety programs reference the needed source documents for training policy to current best practices. The following recommendations for the headquarters and support functions for the San Luis Obispo Fire Department can be accomplished over time as City fiscal resources allow. These recommendations also provide the command staff the information from which to prioritize the resources, both in staff and funding that they do have. Recommendation #6: San Luis Obispo Fire Department should switch to full-featured fire department NFIRS 5 compliant incident reporting and management records system (RMS) that will allow better management oversight of activities. Recommendation #7: The Department needs to add an Operations Chief (Deputy Chief position) as soon as fiscally possible. There are too many large programs without enough supervision and coordination for the Fire Chief alone to handle, much less have the time to plan and be an overall effective City Department Head. Recommendation #8: Given the economic constraints on adding more staff to fire prevention over the foreseeable life of this fire master plan, the Department may have to begin to triage its fire inspection services to the most critical occupancies if workload exceeds available staffing. Those with smaller fire code requirements and risk for fire are going to have to be inspected on a longer cycle or even be moved to a self- inspection program. As the City grows and has increased economic resources, a workload analysis should be done on fire prevention, and as needed, additional inspection and clerical resources will probably need to be added. Section 5—Recommended Solutions and Phasing Plan page 98 ATTACHMENT 1 C4-107 Recommendation #9: Given the City’s strong commitment to prevention as evidenced by its fire sprinkler requirements, the City should continue to invest more in the wildland fuel reduction program. The City will never have enough firefighters on duty to prevent a wildland conflagration. Individual properties have to be educated on defensible space issues and the need for fuel reduction. Recommendation #10: The public education program needs greater tracking of what programs educate the most individuals and a separate budget line item so that the appropriate resource decisions can be made. Recommendation #11: The City should program for an extensive evaluation of its fire station and fire training building needs, and then make long-term, cost- effective Capital Improvement Project decisions to either continue to repair the three older stations, or given the small parcel sizes and ages, re-build them completely nearby. Additionally, the City should investigate other fire training areas and partnerships with County Fire, police agencies and the colleges. Recommendation #12: As apparatus becomes available, San Luis Obispo Fire Department should consider extending the time apparatus is in reserve status in order to build up its second alarm capability. Not including the OES engine, a duplicate of each type would seem prudent. This could be achieved by keeping F-109 about 3 more years When Fleet Manager Dugger is due to retire, consider keeping him on as a retired annuitant for six months to work with his replacement as a good transition process. Recommendation #13: The Department needs to develop a program for on-going replacement of protective clothing (turnouts) on a life cycle of 5-7 years for 84 sets of gear. This means an annual budget commitment of approximately $35,000. Recommendation #14: The Department should develop a standard complement, specification, and hose replacement program. As soon as the City can find the funding it should start improving its hose inventory. Recommendation #15: The Department needs to develop a complete breathing apparatus capital replacement plan and then identify funding for the plan. The new SCBA system would have the following characteristics: yearly testing, for SCBA’s, integrated enhanced voice communication, CBRN compliant universal RIC/RIT connection, portable air unit and heads up display. In the interim, the Department needs to acquire additional spare cylinders, fit-testing equipment and a test stand. It should consider Section 5—Recommended Solutions and Phasing Plan page 99 ATTACHMENT 1 C4-108 getting a cascade and or portable compressor system to do refills on large-scale incidents. Consider developing greater program technician depth and have a certified technician on each shift. Recommendation #16: The Department should develop preplans for target buildings. While a process using Google Earth or other similar process might eventually work well, a much simpler program, using the stock National Fire Academy format, could be started immediately. As part of its risk analysis, the Department self identified about 45 target hazard buildings; this divides into about twelve per station or four per shift, a very reasonable number of preplans to develop and maintain. This would provide responding companies with vital information about the target hazards before they arrive. Later on, when the Department acquires the technology, it could computerize the information in one of many available formats. Recommendation #17: When funding is available, perhaps at the next renegotiation of the ambulance contract, the Department should consider adding an EMS Manager as a forty-hour per week position. In conjunction with the County, the Fire Department and ambulance service should investigate successful public education programs and consider how they might provide that education with a target of reducing abuse to the system. Recommendation #18: Continue the hydrant-testing program. Consider working with the water system enterprise fund to have the water utility rate structure cover the full annual testing and repair of fire hydrants. This program should not be a General Fund program. Recommendation #19: The training program needs on-going executive attention. The current training officer is off to a good start, but will probably be going to shift work by the time this report is complete. The executive attention needs to be focused on four essential areas: 19.1 A training records management system that provides exception reports on a shift basis so that the Fire Chief and shift Battalion Chiefs know who is training and, more importantly, who is not training. 19.2 A Department-wide commitment to certification at all levels from Firefighter I through Fire Chief. With the chiefs modeling the behavior expected of the rest of the Department, it would not take long before everyone was certified. This is particularly important at the Driver/Operator level. 19.3 An increased focus on and participation in the essentials of firefighting, including multi-company drills, preplans followed Section 5—Recommended Solutions and Phasing Plan page 100 ATTACHMENT 1 C4-109 by chalk talks on all target hazards, and in house drills focused on the basics. 19.4 Referencing the source documents for training policy to current best practices. Doing this will ensure that the program and, more importantly, the Department is doing its best to ensure that the training received by firefighters meets or exceeds industry standards. Recommendation #20: It would be valuable for the Department to complete the NFPA 1500 Fire Department Occupational Safety and Health Program Worksheet in NFPA 1500 Annex B. This program review will identify weaknesses in the current program and provide guidance for the Department to improve the risk management program. 5.3 PRIORITIES AND TIMING Some of the recommendations in this planning effort requiring minimal additional resources can be worked on in parallel. Others will take several fiscal years both in time and funding. Given these two realities, Citygate recommends the following short-term priorities: 5.3.1 Priority One Absorb the policy recommendations of this fire services study and adopt revised fire department performance measures to drive the location and timing of fire stations. If one-time funding can be identified, purchase an NFIRS 5 compliant fire department integrated records system. When on-going funding becomes available, add an Operations Chief (Deputy Chief position). 5.3.2 Priority Two If one-time funding can be identified, study in-depth the older fire facilities and make long-term repair or replacement decisions. Begin to identify and conduct the appropriate due-diligence steps to identify and eventually secure or purchase a 5th fire station site in the southern annexation area. Using one-time funding or federal grants, plan for and replace the older fire hose inventory and structure fire breathing apparatus units. 5.3.3 On-Going Continue to support fire prevention programs, especially in the areas of wildfire and fuel reduction programs. Section 5—Recommended Solutions and Phasing Plan page 101 ATTACHMENT 1 C4-110 As the economy recovers, look in-depth at the increased commercial construction and the need for fire code inspection services over the long term. Identify the staff impacts and plan as necessary for additional fire inspection and clerical support positions. When the ambulance agreement comes up for re-consideration, discuss the need for the Department to have fiscal support towards establishing a paramedic program supervisor, as a sworn or unsworn position. Section 5—Recommended Solutions and Phasing Plan page 102 ATTACHMENT 1 C4-111 Proposal to Perform a Fire Services Master Plan Update for the February 2, 2015  2250 East Bidwell St., Ste #100  Folsom, CA 95630  (916) 458-5100  Fax: (916) 983-2090 City of San Luis Obispo, CA Management Consultants   Folsom (Sacramento), CA ATTACHMENT 2 C4-112 CITYGATE ASSOCIATES, LLC IS PROUD TO BE A CORPORATE SPONSOR OF THE LEAGUE OF CALIFORNIA CITIES. February 2, 2015 Garrett Olson Fire Chief City of San Luis Obispo 2160 Santa Barbara Avenue San Luis Obispo, CA 93401 golson@slocity.org RE: PROPOSAL TO PERFORM A FIRE SERVICES MASTER PLAN UPDATE FOR THE CITY OF SAN LUIS OBISPO Dear Chief Olson: Citygate Associates, LLC is pleased to present our proposal to the City of San Luis Obispo to update the Standards of Response Cover (deployment) plan that we prepared for the City in 2009 as part of our Fire Services Master Plan. Given the upcoming growth plans for the City, Citygate will use our baseline understanding of the City’s fire deployment system and compare it to projected growth, particularly in the southern part of the City. This introductory letter explains why Citygate is the most experienced fire deployment consultancy in the Western U.S. Citygate believes that our qualifications to perform your study are exceptional. We have an extensive background in fire and emergency services consulting, specifically in fire department deployment, master plans, and financial analysis/strategies. We have completed fire master plans for many agencies throughout California, some of which include the Cities of Atwater, Beverly Hills, Carlsbad, Dixon, Oakdale, Napa, Newark, Soledad, and Windsor; and the Counties of Butte, Fresno, Madera, Napa, and County of Santa Barbara. All of these master plan reports were well received by the departments and respective policy boards. Citygate also has an outstanding track record with our clients. We strongly encourage the City to call our key project references—they are golden. As the County of San Diego former CAO stated: “We work with consultants, obviously, all the time, but the work that Citygate did on this report is some of the best I’ve seen in my tenure here.” (Watch the video clip at this link: www.citygateassociates.com/sdcountyvideo) ATTACHMENT 2 C4-113 Chief Olson February 2, 2015 Page 2 This is not an isolated comment by one client, rather it is the rule. Time after time our clients say at the end of public presentations, “this was the best report/study on fire services we have ever received and now we finally understand the issues and choices…” CITYGATE ASSOCIATES KEY STRENGTHS At Citygate, we believe that you are not hiring a “firm,” but rather professional individuals who have the qualifications that match your unique needs. Our team members are the practice specialists in their fields, and San Luis Obispo will not work with less skilled, entry-, or mid- level consultants. Citygate’s Fire Practice Principal and Project Director, Stewart Gary, is the lead author of the 2nd through 4th Editions manual for Standards of Response Cover systems approach to deployment for the Commission on Fire Accreditation International. Chief Gary has developed this material, taught it, and used it in consulting across the United States and Canada for fourteen years. Over the last 14 years, he has performed over 200 fire services studies. Citygate and Chief Gary have developed a fire services analysis team that consists of the best, most experienced GIS and statistical analysts on Standards of Response Cover methods to be found in the United States today. In just California, for example, Chief Gary and his analytics team have performed deployment studies for over 120 cities; his studies have covered over 14.5 million residents, which is 39 percent of California’s population. Chief Gary conducted your Fire Master Plan project in 2009 and will perform this requested update in 2015. Why is this experience critical in consideration of the Citygate team? The City is hiring outside help not just to complete the study more quickly than staff time permits, but to have experienced consultants that know not only how to listen and uncover the tough issues, but also how to work them to successful closure. All of Citygate’s principals and key consultants have had very successful careers in senior management positions, first in local government, and then in consulting. We will not present lofty ideas that have no practical chance of implementation or acceptance. What sets us apart is our ability to weave our experience with the City’s facts and needs into recommendations that can positively move the City’s fire service decisions ahead. We know the approaches needed and, equally as important, how to effectively communicate the results to the stakeholders. Citygate is also an independent company and is not co-owned or under the control of any professional or standards-setting organization in fire services or government management. * * * Citygate believes that, upon the City of San Luis Obispo’s review of our proposal and unique qualifications, you will find that Citygate’s team of multi-disciplinary consultants, who have a ATTACHMENT 2 C4-114 Chief Olson February 2, 2015 Page 3 history of working together, will exceed the City’s expectations! On this basis, we enthusiastically look forward to working with San Luis Obispo to address the needs of the challenging project. As President of the firm, I am authorized to execute a binding contract on behalf of Citygate Associates, LLC. Please feel free to contact me at (916) 458-5100, extension 101 or via e-mail at dderoos@citygateassociates.com if you wish further information. Sincerely, David C. DeRoos, MPA, CMC, President cc: Stewart Gary ATTACHMENT 2 C4-115 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Table of Contents page i TABLE OF CONTENTS Section Page Cover Letter ............................................................... Immediately Precedes Table of Contents Section 1—Work Plan and Scope of Work .................................................................................1 1.1 Overview of Work Plan ...................................................................................... 1 1.2 Fire Services Review Scope of Work ................................................................. 2 1.2.1 Deployment Study Components .............................................................. 2 1.3 Work Plan Task Sequence .................................................................................. 4 1.4 Final Report Components ................................................................................... 7 1.5 Study Components With Which the City Must Assist ....................................... 8 1.6 Project/Site Visit Schedule ................................................................................. 8 1.7 Project Schedule ................................................................................................. 8 Section 2—Citygate Organization and Project Team ..............................................................10 2.1 Citygate’s Project Team ................................................................................... 10 2.2 Necessary Project Team Skills ......................................................................... 10 2.3 Project Team / Project Roles ............................................................................ 11 2.4 Project Team Organization Chart ..................................................................... 12 Section 3—Summary of Related Experience .............................................................................14 3.1 Citygate Associates Project Experience ........................................................... 14 3.2 Similar Completed Engagements ..................................................................... 14 3.2.1 Fire Deployment and Master Plan Projects ........................................... 14 3.3 Citygate Client Summary ................................................................................. 18 3.3.1 Master/Strategic Plans ........................................................................... 18 3.3.2 Fire Standards of Coverage/Deployment Studies .................................. 19 3.3.3 Consolidations and Contract-for-Service Analyses ............................... 20 3.3.4 General Studies ...................................................................................... 21 ATTACHMENT 2 C4-116 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Table of Contents page ii 3.4 Client References ............................................................................................. 22 3.5 Citygate’s Depth in Fire Service Work ............................................................ 23 3.5.1 Citygate’s Distinguishing Characteristics in the Marketplace ............... 24 Section 4—Pricing Proposal........................................................................................................25 4.1 Project Cost/Billing .......................................................................................... 25 4.2 Citygate Cost and Billing Terms ...................................................................... 25 4.3 Standard Hourly Billing Rates ......................................................................... 26 Appendices Appendix A Code of Ethics Appendix B Project Team Resumes Chief Stewart W. Gary, MPA ..................................................................................1 Dave Freudenberger, MBA ......................................................................................5 Michael D. Fay.........................................................................................................6 David C. DeRoos, MPA, CMC ................................................................................7 ATTACHMENT 2 C4-117 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 1 Chief Gary and his team of subject matter experts have performed fire deployment and station location studies for over 120 agencies; his deployment studies have served over 14.5 million residents. SECTION 1—WORK PLAN AND SCOPE OF WORK 1.1 OVERVIEW OF WORK PLAN Citygate is proposing to conduct an update to the City’s prior Fire Services Master Plan with an emphasis on the addition of a fifth fire station, or redistribution of the existing four stations, to serve new development in the planned growth areas of the City, including the Orcutt Area Specific Plan, Margarita Area Specific Plan, and Airport Area Specific Plan. Developers in these new growth areas will likely be required to: (1) fund the upfront costs associated with a new station or the redistribution of existing stations; (2) fund ongoing operating costs the City will incur to provide the additional services once the new growth areas are completely built out; and (3) provide potential interim/gap funding to cover revenue shortfalls that may occur as development proceeds before buildout is achieved. Citygate’s Project Team will review projected growth in the City’s current General Plan and then assist the City with the ultimate implementation of selected fire service funding sources. For the fee analysis work, Citygate has partnered with Goodwin Consulting, a firm with in-depth and current knowledge of the City’s fee structures. Citygate’s Work Plan has been developed consistent with our Project Team members’ experience in public fire administration. We utilize various National Fire Protection Association (NFPA) publications as best practice guidelines, along with the self-assessment criteria of the Commission on Fire Accreditation International and the Insurance Services Office (ISO). We do not use simple, nor one-size-fits-all measures. The findings and recommendations of an analysis of this breadth and depth are only as good as the professionals generating them. This is what sets the Citygate team apart. As we are recent practicing professionals in fire administration, the City is getting the expertise of a seasoned “department head team,” not the opinions of junior staff members or consultants that have spent little time on the leadership front lines. A significant strength of the Citygate team is that we are able to develop reports with specific recommendations tailored to the local situation that are implementable within the revenues available. Our reports identify specific areas that are working well and where improvements are needed. ATTACHMENT 2 C4-118 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 2 1.2 FIRE SERVICES REVIEW SCOPE OF WORK The following is an overview of how we will address the scope of work. Following this overview, we will provide a detailed explanation of our work program tasks:  Using Commission for Fire Accreditation International (CFAI-CPSE), conduct a resource deployment Standard of Cover analysis with incident response statistics for all types of emergency response services from computer aided dispatch (CAD) and records management system (RMS) National Fire Incident Reporting System (NFIRS) data.  Model the fire service impacts created by various growth proposals.  To control consultant costs and increase City staff skills, Citygate will coach City geographic information system (GIS) staff to prepare updated deployment coverage maps.  Provide recommendations and various operational models for emergency services including cost effectiveness and operational effectiveness.  Once the City accepts a next-generation fire deployment plan, Citygate and Goodwin will provide assistance to estimate the annual special tax or assessment that may need to be levied to cover additional ongoing services costs. These estimates will be developed for each primary land use designation expected to be developed. Goodwin will also assist Citygate with drafting a chapter of the Master Plan to address these fiscal issues. 1.2.1 Deployment Study Components The scope of the envisioned deployment study will include the following elements:  While this is not a study of fire departments adjacent to the City, the study will consider the impacts of the City’s existing or potential mutual aid agreements on its needs.  The performance goals will be consistent with national guidelines from the Insurance Service Organization (ISO), the National Fire Protection Association (NFPA), and the Commission on Fire Accreditation International (CFAI).  Citygate will use an incident response time analysis program called StatsFD™, formerly NFIRS 5 Alive™, to review the statistics of prior actual historical performance. The results will be plotted not only on graphs and charts, but “live” using 3D tools over Google Earth images. ATTACHMENT 2 C4-119 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 3 The core methodology used by Citygate in the scope of its deployment analysis work will be that of the “Standards of Response Coverage” systems approach to fire department deployment as published by the CFAI. This is a systems-based approach using local risk and demographics to determine the level of protection best fitting the City’s needs. SOC Components The study will use the following components in the Standards of Response Coverage process: 1. Existing deployment – each agency has something in place today.  The Citygate team will review the existing deployment strategies and performance measures. 2. Community outcome expectations – what is expected of the response agency? 3. Special hazard response – Citygate will determine the City’s and community’s expectations for fire, emergency medical services (EMS), and special hazard responses. 4. Community risk assessment – what assets are at risk in the community?  Citygate will determine the existing risk in the community, at a zone level, using community zoning information, ISO building risk information, population demographics, and growth plans.  Citygate will review the Department’s current staffing and critical task crew measures. 5. Distribution Study – the locating of first-due resources (typically engines).  Citygate will use GIS mapping and existing response data from the CAD and the Department RMS data to understand the existing deployment system performance and test proposed service measures by risk types in different zones for first-due, all-risk units. 6. Concentration Study – first alarm assignment or effective response force studies. 7. Historical reliability – is there a multiple call frequency issue (call stacking) problem?  Citygate will analyze incident data to determine if multiple calls are affecting performance. 8. Historical response effectiveness studies – what percent of compliance does the existing system deliver? ATTACHMENT 2 C4-120 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 4 9. Overall evaluation with Standard of Cover statements by risk type, as needed.  Citygate will advise on citywide Standard of Cover benchmark statements and policies based on population densities.  Changes in deployment, if desirable, will be identified along with likely timing. 1.3 WORK PLAN TASK SEQUENCE Our Work Plan is integrated and comprised of six tasks across two phases and includes all items requested by City staff. Phase I (Tasks 1-5) includes all work necessary to deliver the Fire Services Master Plan Update report. Phase II (Task 6) includes final research and development of the new fire services fee program. The presentation of our Work Plan describes each of the tasks in more detail. We intend to review our Work Plan and schedule with the City’s project team prior to beginning work. After obtaining additional input, we will finalize our Work Plan and the accompanying schedule. Phase I—Task 1: Initiate and Manage the Project Subtasks:  We will develop a detailed work schedule and final project schedule for the project. These tools will assist both the consultants and City staff to monitor the progress of the study.  Before we meet with Fire Department personnel on the ground we will develop and submit a list of all documents relevant to this project, including the City’s General Plan, growth forecasts, any appropriate prior studies, Fire Department documentation including (as available) dispatch data, fleet inventory, facility condition assessments, current personnel, equipment and other operating costs, and a myriad of other information. Once we receive the requested documentation from the City, we will review it prior to conducting our interviews in the following subtask. We have found that reviewing this information prior to our interviews improves the effectiveness and value of the interviews we conduct, since it results in more specific questions and more definitive information.  Chief Stewart Gary will meet with the City representatives to correlate our understandings of the study’s scope, and ensure that our Work Plan and project schedule are mutually agreeable. In our experience, this early effort to clearly ATTACHMENT 2 C4-121 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 5 define expectations, roles, and lines of communication results in a better focus on substantive issues as the engagement progresses.  To enhance our understanding of the issues at stake in this project, we will meet with, as appropriate and directed, City Hall staff and the Fire Chief.  Throughout the entire project duration, we will monitor engagement progress and completion of tasks, including providing monthly written status reports and oral communications, as needed. Phase I—Task 2: Deployment Review of the Fire and Emergency Medical Services Delivery System Subtasks:  Develop a Standards of Response Cover (SOC) study. This review will consider all options to address the Department’s deployment needs, including the addition of a fifth fire station, or redistribution of the existing four stations, to serve new development in the planned growth areas of the City, including the Orcutt Area Specific Plan, Margarita Area Specific Plan, and Airport Area Specific Plan. City staff GIS mapping and Citygate analysis of prior incident response statistics will be used to measure the effectiveness of the current deployment plan compared to desired goals.  Chief Stewart Gary will conduct the deployment review with the assistance of Michael Fay (statistical specialist) and the City’s GIS technician.  When this step is complete, the findings and recommendations will be integrated into the Draft Report, which is presented in Task 4. Phase I—Task 3: Preliminary Findings Briefings Subtasks:  We will schedule three Draft Findings and Recommendations PowerPoint study sessions to present our draft findings, answer any questions, and agree on elements for the full written report. The three sessions will be held with: (1) Department and City Executive Management; (2) the Planning Commission; and (3) the City Council. ATTACHMENT 2 C4-122 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 6 Phase I—Task 4: Forecast Resource Needs, Conduct Final Service Delivery Models, and Prepare Integrated Review Report Subtasks:  Following the briefings in Task #3, the entire Citygate Project Team will prepare any additionally requested service models.  Goodwin will conduct preliminary analyses to estimate the amount of development impact fees that may need to be levied to cover up-front capital costs.  Goodwin will also estimate the annual special tax or assessment that may need to be levied to cover additional ongoing services costs. These estimates will be developed for each primary land use designation expected to be developed.  Goodwin will also assist Citygate with drafting a section of the Master Plan report to address these fiscal issues.  Citygate and Goodwin will then draft a comprehensive long-range Citywide Fire Services Deployment Master Plan Draft, including statistical and geographic mapping exhibits. Our report will describe how our review was conducted, what issues were identified, why our recommendations were made, and how implementation should be accomplished.  Upon completion of the Draft Report, an electronic version in MS-Word will be sent to the City project manager for comments using the “track changes” and “insert comments” tools in Word. Our normal practice is to review a draft of our report with management personnel in a tele-conference to ensure that the factual basis for our recommendations is correct and to allow time for a thorough review. In addition, we take time to discuss any areas that require further clarification or amplification. Phase I—Task 5: Prepare and Deliver the Final Report, Recommendations, and Costs Subtasks:  Based on the results of our Draft Report review process, we will then prepare a Final Report to Department and City leadership. ATTACHMENT 2 C4-123 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 7  We also will make oral presentations to the Planning Commission and City Council using a PowerPoint. Phase II—Task 6: Implement New Fire Services Fee Program Subtasks:  Goodwin will work with Citygate and/or City staff to implement a new fire services impact fee program or to supplement an existing fire services impact program. Goodwin will conduct the necessary detailed analyses, prepare an AB 1600 fee justification study, and implement the development impact fee program for the City.  Goodwin will also work with Citygate and/or City staff to implement funding mechanisms to offset the additional ongoing fire services costs. Again, more refined analyses will be prepared during this second phase. It may be possible to use one financing tool to address the mitigation requirements associated with both the buildout condition and conditions during the interim years leading up to buildout, or separate tools may be required/preferred. For example, the City may elect to establish a Community Facilities District (CFD) to cover both types of mitigation. In that scenario, Goodwin would serve as the City’s special tax consultant to prepare the rate and method of apportionment of special tax, the list of authorized services, and the initial boundary map required to form the CFD. 1.4 FINAL REPORT COMPONENTS Our final work product will include: 1. An analysis of the efficiency of the current deployment scheme of resources within the Department’s fire stations; 2. An evaluation of community growth projections and their impact on emergency services planning and service delivery; 3. Various operational models for providing emergency services, including future strategies for service delivery and their impacts; 4. If required, recommendations for changes in fire deployment methods (including adding a station or redistributing current stations) to meet the current needs of the Department and to optimize service delivery; 5. A detailed estimate of the annual special tax or assessment that may need to be levied to cover additional ongoing services costs; ATTACHMENT 2 C4-124 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 8 6. The provision of supporting data and rationale for all recommendations; 7. The provision of supporting statistics and other visual data to fully illustrate the current situation and consultant recommendations. This information shall be provided in both hard copy format and computerized format with accompanying Microsoft PowerPoint presentation. 1.5 STUDY COMPONENTS WITH WHICH THE CITY MUST ASSIST Both Citygate and the City understand the economic constraints on a study. The City is in the best position to collect some internal data that can assist the Citygate study. Therefore, the City will assist Citygate with:  Providing electronic incident response data in a format requested by Citygate.  Providing updated fire station coverage travel time maps.  Via a document request questionnaire issued by Citygate, submitting existing Department documents describing its organization, services, budgets, expenses, and performance measures, if any.  Providing other Department data as requested by Citygate. 1.6 PROJECT/SITE VISIT SCHEDULE The following is our schedule of on-site meetings to facilitate the gathering of information and understanding for the project to explain/present the project’s findings. Chief Gary will make five trips to the client site, as outlined below:  Task 1 – One trip lasting two days for Chief Gary to start the project and begin information gathering by conducting on-site interviews and construction of a final project schedule of events.  Task 3 – Two separate trips for Chief Gary to conduct draft findings briefings.  Task 5 – Two separate trips for Chief Gary to present the Final Report to the Planning Commission and City Council. 1.7 PROJECT SCHEDULE Citygate anticipates that the duration of Phase I of this project will be five months, and is available to start the project immediately upon the award of a contract. Phase II may last up to three months after the Final Report has been accepted. A detailed Work Plan schedule is presented on the following page: ATTACHMENT 2 C4-125 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 1—Work Plan and Scope of Work page 9 Phase I Work Plan Timeline Task Month 1 Month 2 Month 3 Month 4 Month 5 Task 1: Initiate and Manage the Project Task 2: Deployment Review of Fire & EMS Delivery System Task 3: Preliminary Findings Briefings Task 4: Forecast Needs, Delivery Models, & Review Report Task 5: Prepare & Deliver the Final Report ATTACHMENT 2 C4-126 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 2—Citygate Organization and Project Team page 10 In the last 13 years, Chief Gary has led over 200 fire services studies. SECTION 2—CITYGATE ORGANIZATION AND PROJECT TEAM 2.1 CITYGATE’S PROJECT TEAM Citygate’s capabilities for this service can be simply stated: the experience and talents of our Project Team members! We know that successful results come from the outside consultants being able to handle, as necessary, six critical roles in cooperation with the internal City Fire project team: (1) champion; (2) stakeholder listener; (3) subject matter trainer/expert; (4) meeting facilitator; (5) coach and content expert; and (6) final strategist/advisor. Citygate’s team members, in their agency and consulting careers, have successfully walked the talk on fire department review efforts by focusing on the inclusion of culture and communications, with rigorous analytic methods to build a business case that elected officials and agency employees can both understand. The Citygate team has a multi-disciplinary approach that includes the full range of skills required to execute this challenging project. The diverse group of specialists comprising Citygate’s proposed Project Team (described below) has worked on prior projects to integrate their respective expertise into comprehensive, compelling, and creative strategies to accomplish a municipality’s objectives. 2.2 NECESSARY PROJECT TEAM SKILLS Citygate’s team members possess the skills necessary to successfully complete this project, including:  Fire department deployment principles and practices  Fire department staffing  Fire services command and organizational structure  Fire department performance measurement  Field operations for fire and emergency medical services  Operating and capital budgeting  Development impact fees  City management and cost of services analysis  Land use planning  Strategic, master, and business planning. ATTACHMENT 2 C4-127 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 2—Citygate Organization and Project Team page 11 2.3 PROJECT TEAM / PROJECT ROLES The qualifications of the Project Team are critical, as it is the expertise and the capabilities of the consultants involved in the project that ultimately determine the success of the project. We have carefully assembled the team members to provide the knowledge, depth, judgment, and sensitivity required to perform this engagement. Please note that the role of each team member is described in italics at the end of his biographical paragraph. Full resumes for each consultant are presented in Appendix B. Primary members of our Project Team include the following experienced consultants: Chief Stewart W. Gary, MPA, Fire Practice Principal and Project Director Chief Gary is the Fire Practice Principal for Citygate Associates. Chief Gary is the retired Fire Chief of the Livermore-Pleasanton Fire Department in Alameda County, California. For the past fourteen years, he has been a lead instructor, program content developer and consultant for the Standards of Response Coverage process. For many years he annually taught a 40-hour course on this systems approach for fire deployment at the California Fire Academy and he teaches and consults across the United States and Canada on the Standards of Response Coverage process. Over the last thirteen years, he has performed over 200 master plan, organizational, and deployment studies on departments ranging in size from Minneapolis, Minnesota to San Diego, California, San Diego County, the Sacramento Metropolitan Fire District and the Santa Clarity Valley region in Los Angeles County. Significant to this fire department review effort, he successfully used planning, team building, culture development and process re-design tools to successfully design, lead and manage the award winning Livermore-Pleasanton Fire Department Consolidation. Chief Gary also conducts team building and team coaching workshops for executive fire management teams. Chief Gary will manage the Citygate team, attend all on-site meetings and presentations, and draft the report. Dave Freudenberger, MBA, Fee Specialist Dave Freudenberger is the Senior Principal and Founding Partner of Goodwin Consulting Group, Inc. Dave offers comprehensive experience in public finance, fiscal impact analysis, and economic and market feasibility. He has managed numerous studies prepared for small, single- use developments as well as large, master-planned communities, and these projects have ranged from dense urban spaces to expansive undeveloped areas. Dave brings two decades of preparing public infrastructure funding strategies, fiscal and economic impact studies, ATTACHMENT 2 C4-128 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 2—Citygate Organization and Project Team page 12 market absorption studies, pro forma cash flow analyses, tax increment projections and redevelopment feasibility studies, and jobs/housing and affordable housing programs. He also has expertise in valuing real estate portfolios, restructuring the financial elements of real estate deals, and assessing ground lease and related development proposals for residential, non- residential, and institutional land uses. Dave has personally directed the evaluation, preparation, and implementation of numerous land-secured financing districts, tax increment financing programs, and public facilities financing plans throughout California, Hawaii, and Nevada. Mr. Freudenberger will perform the fee analysis. Michael D. Fay, Statistical Specialist Mr. Fay has assisted Citygate with deployment studies for over 10 years. He has over 30 years experience and has served as a firefighter, EMS director, educator, consultant and publisher. As President of Animated Data, Inc., he is the designer and publisher of Stats FD, formerly NFIRS 5 Alive. Using standard NFIRS 5 datasets, Stats FD quickly performs diagnostic analysis of fire department operations. Mr. Fay will conduct statistical analysis for the deployment portion of the project. David C. DeRoos, MPA, CMC, Citygate President Mr. DeRoos has nearly 30 years experience as a consultant to local government, preceded by 5 years as an assistant to the City Administrator. He earned his undergraduate degree in Political Science/Public Service (Phi Beta Kappa) from the University of California, Davis and holds a Master of Public Administration degree from the University of Southern California. Prior to becoming a Principal in Citygate in 1991, he was a Senior Manager in the local government consulting division of Ernst & Young. Mr. DeRoos is responsible for ensuring the project is conducted smoothly and efficiently within the schedule and budget allocated, and that project deliverables meet Citygate’s and the client’s quality standards. 2.4 PROJECT TEAM ORGANIZATION CHART The following is Citygate’s Project Team organization chart. Citygate’s consultants adhere to the Code of Ethics found in Appendix A. ATTACHMENT 2 C4-129 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 2—Citygate Organization and Project Team page 13 Citygate Associates Project Team Organization Chart San Luis Obispo Fire Department Stewart Gary, MPA Fire Practice Principal and Project Director David C. DeRoos, MPA, CMC Citygate President Dave Freudenberger, MBA Fee Specialist Michael Fay Statistical Specialist ATTACHMENT 2 C4-130 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 14 “We work with consultants, obviously, all the time, but the work that Citygate did on this report is some of the best I’ve seen in my tenure here.” -Former San Diego County CAO SECTION 3—SUMMARY OF RELATED EXPERIENCE 3.1 CITYGATE ASSOCIATES PROJECT EXPERIENCE Citygate Associates, LLC, founded in 1990, is dedicated to assisting public sector agencies to improve services. Citygate’s Fire Protection and Emergency Medical Services practice area conducts deployment and station location analyses, master and strategic plans, consolidation feasibility analyses, organizational efficiency studies, risk assessment studies, performance audits, staffing studies, and GIS for cities, counties, and districts throughout the United States. Citygate has completed many recent projects that are very similar to the deployment and operational work requested in this study. Below Citygate provides a description of our previous related fire services engagements. Following the description of our related studies, we provide a summary listing of other related completed fire services engagements, and finally, a list of references. For a more detailed list of Citygate’s Fire Services projects, please visit our website at www.citygateassociates.com and then select “Fire Protection and Emergency Medical Services Consulting.” 3.2 SIMILAR COMPLETED ENGAGEMENTS 3.2.1 Fire Deployment and Master Plan Projects City of San Luis Obispo, CA – Fire Department Deployment Study and Master Plan Citygate performed a fire department planning study which included a Standards of Response Coverage planning analysis to examine the levels of fire department services by occupancy type and land use classifications. The study also included fire station and staffing infrastructure triggers for additional resources, an analysis of headquarters and prevention systems, as well as order of magnitude costs and possible financing strategies. San Diego County Office of Emergency Services (CA OES) – Countywide Deployment Study for Regional Fire, Rescue, and EMS Services (57 Total Fire Agencies) Citygate completed a project to implement a phased process designed to establish a blueprint for improving San Diego County’s regional fire protection and First Responder Emergency Medical Services (EMS) system. The study assessed current levels of service, identified future needs, provided options for a regional governance structure and developed cost feasible proposals to improve the region’s ability to respond to natural or manmade disasters including wildfires, earthquakes, terrorism, and other multi-hazard events. It also provided ways to bolster day-to- ATTACHMENT 2 C4-131 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 15 day operations and enhance the delivery of fire and emergency medical services in San Diego County. The study exceeded the County’s expectations and was very well received by the elected officials and stakeholders in May 2010. The County has since retained Citygate to provide ad hoc assistance with implementation of the study’s recommendations. Sacramento Metropolitan Fire District – Standards of Response Coverage study and a Services Reduction (Brownout) Study The Standards of Response Coverage study was commissioned to: analyze the effectiveness of the current deployment system; evaluate the need for additional fire stations; recommend criteria for the placement and timing of these stations; and develop the criteria for deployment reductions of 3-5 fire stations to meet the fiscal needs of the District’s declining revenues. The study exceeded all of the District’s expectations and was very well received by the elected officials and stakeholders in May 2009. The District adopted and implemented Citygate’s brownout service reduction plan. Citygate was retained by the District to perform an update to the Standards of Response Coverage study in 2011/2012. Sacramento Metropolitan Fire District and City of Sacramento, CA – Fire Deployment Growth Analysis The Sacramento Metropolitan Fire District commissioned Citygate Associates to update the District’s fire station, apparatus, and crew needs to account for expected growth proposals post- recession being processed by the Sacramento County Department of Community Development and the City of Rancho Cordova Planning Department. City of Roseville, CA – Organizational and Operational Review Citygate conducted an organizational and operational review of Roseville’s municipal fire service to include all aspects of its fire services operations. The study included a Standards of Response Coverage analysis supported by maps and response statistics and also included an assessment of non-deployment functions. City of Atwater, CA – Fire Department Master Plan Citygate completed a high-level Master Plan for the Atwater Fire Department. This project included a Standards of Response Coverage (Deployment) analysis, a review of the Fire Department’s headquarters positions and programs and the capability to support the Department’s needs, an evaluation of the option of contracting fire services with CAL FIRE, and concluded with a summary of phasing priorities and costs. ATTACHMENT 2 C4-132 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 16 The City of Atwater agreed with Citygate’s recommendations to contract with CAL FIRE which was successfully done in the year following the study. City of Corona, CA – Fire Department Strategic Plan/Standards of Response Coverage Study Citygate performed a Fire Department Strategic Plan and Standards of Response Coverage study for the City of Corona, CA that included all facets of fire and non-fire operations including, but not limited to, fire prevention, fire administration, emergency medical services, fire investigation, fire training, disaster preparedness, hazardous materials, administrative support positions, information systems, capital facilities and apparatus, fire department fees, regional issues, and fire public education. City of Rio Rancho, NM – Fire Department Operations and Staffing Study This study included a review of the organizational structure, a gap analysis, a review of shift structure impacts, and a review of alternative service delivery methods. To achieve the necessary informational certainty to make staffing decisions, a rigorous data analysis was a chief component of this study. After completing the analysis Citygate recommended an adaptive deployment model alternative staffing for ambulance response by the City. This report then formed the basis for staffing and deployment decisions affecting the fire department going forward. The Report was well received by the City Council, city staff, and fire labor. Since the report, the major recommendation of the report has been budgeted and implemented by the city. City of Napa, CA –Fire Master Plan and Standards of Response Coverage Study Citygate conducted a Standard of Response Cover study and a Master Plan for the City of Napa Fire Department. Designing this plan involved two stages: (1) a short-range plan that addresses current service delivery needs in light of the City’s economic situation; and (2) a longer -range plan that addresses fire services delivery at the current General Plan build-out of the community. Yuba County, CA – Shared Fire Services Analysis Citygate recently assessed the feasibility for shared fire services amongst the fire agencies of the valley floor of Yuba County. This multi-phased review assessed the possibility for operational and administrative consolidations, cooperative agreements, Joint Powers Authorities, contracts- for-service, or other viable options for consolidation. Snohomish County Fire District 1, WA – Standards of Response Cover Study Citygate conducted a Standards of Response Cover Study for the Snohomish County Fire District 1, with a performance review of the current delivery of all fire department emergency response services and provision of options or alternatives for those items needed to meet best practices. Citygate will provide guidance for any identified location/relocation of fire station locations to provide long-range service delivery; an evaluation of current mutual/auto-aid ATTACHMENT 2 C4-133 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 17 agreements and their effectiveness; and an analysis of alternative deployment plans where they fit the District’s needs. Santa Barbara County, CA – Fire Services Deployment and Departmental Performance Audit Study Citygate completed a Standards of Response Coverage deployment analysis and departmental performance audit assessment of the Santa Barbara County Fire Department. The study identified both the current service level and services desired, and then assessed the Department’s ability to provide them. After understanding gaps—if any—in operations and resources, Citygate provided recommendations to maximize and improve Department operations and resources over time. The study was well received by the Department, County Chief Executive, and the Board of Supervisors, who, after receiving the study, adopted a revised funding plan for the dependent fire district. El Dorado LAFCO (CA) – Countywide Fire and Emergency Services Study Citygate performed a fire and emergency services study to evaluate fire services countywide and to provide actionable recommendations on how to ensure sustainable, adequate and cost- effective coverage. This study was undertaken because eight of the fourteen agencies providing fire and emergency services to El Dorado County had insufficient revenue streams and had been relying on supplemental funding from the County; without these funds, some agencies would not be able to meet service demands. The study exceeded LAFCO’s and the stakeholders’ expectations. The Board of Supervisors is still working with the fire districts on a sustainable funding solution. City of San Diego, CA – Standards of Response Coverage Study Citygate conducted a fire service Standards of Response Coverage deployment study for the San Diego Fire Rescue Department (population over 1.25 million). The study broke new ground by determining the appropriate number of additional fire stations critically needed and then recommended 2-firefighter/paramedic staffed Fast Response Squads for adaptive peak hour deployment. The study independently reviewed in depth the existing fire and emergency medical risks to be protected, the current and desirable response system to these needs, and recommended a best-fit solution to most effectively leverage the existing situation while allowing the development of an even-stronger regional response system to benefit everyone. City of Oakland, CA – Comprehensive Multi-Hazard, All Risk Fire Service Deployment Study Citygate conducted a comprehensive multi-hazard, all-risk fire service deployment study of the Oakland Fire Department’s ability to respond to and mitigate emergencies in routine and strategic risk scenarios. The study combined Oakland’s capabilities with those of its neighbors to form a picture of what the sub-regional response system’s capabilities are to protect the strategic ATTACHMENT 2 C4-134 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 18 risks in the Oakland Metropolitan Area. From these assessments and the resultant gap analysis, recommendations for changes were made to improve the response system. Beverly Hills Fire Department, CA – Performance Audit and Strategic Plan Citygate conducted a general organizational Fire/EMS analysis of the City of Beverly Hills Fire Department and developed a strategic plan. The goal of the study was to assess the current emergency response services/operations of the Department, identify gaps in operations and resources, develop recommendations to maximize current Department operations and resources, and identify “best practices” that may be applicable for Beverly Hills. The study results were warmly accepted by the Department, City Manager, and Council, who used the study for revised budget discussions. 3.3 CITYGATE CLIENT SUMMARY In additional to the related studies above, Citygate presents a listing of additional Master/Strategic Plans, SOC/deployment studies, consolidation projects, and general projects that we have completed. 3.3.1 Master/Strategic Plans  City of Atwater, CA  Anacortes, WA  City of Belmont, CA  City of Beverly Hills, CA  Butte County, CA  City of Carlsbad, CA  City of Corona, CA  City of Dixon, CA  City of DuPont, WA  East Contra Costa County FPD, CA  Fresno County, CA  Lakeside Fire Protection District  Los Angeles County, CA  Los Angeles Area Fire Chiefs Association, CA  Madera County, CA  Mountain House CSD, CA Napa County, CA  City of Napa, CA  City of Newark, CA  City of Oakdale / Oakdale Rural FPD, CA  City of Oceanside, CA  City of Peoria, AZ  Presidio Trust, CA  Port of Long Beach, CA  Port of Los Angeles, CA  Rock Creek Rural FPD, ID  Salida FPD, CA  Salton Community Services District, CA  City of San Luis Obispo, CA  City of Soledad, CA  City of Surprise, AZ  Travis County ESD #6, TX  Town of Windsor, CA  University of California, Davis University of California, Merced ATTACHMENT 2 C4-135 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 19 3.3.2 Fire Standards of Coverage/Deployment Studies  City of Alameda, CA  City of Bakersfield, CA  City of Brentwood, CA  City of Cleveland, OH  Coastside FPD, CA  City of Costa Mesa, CA  Cosumnes CSD  City of Emeryville, CA  City of Enid, OK  City of Eureka, CA  City of Folsom, CA  City of Georgetown, TX  Lakeside Fire Protection District, CA  Los Angeles County EMS, CA  Marin County, CA  Menlo Park FPD, CA  City of Minneapolis, MN  City of Monterey Park, CA  Montecito FPD, CA  City of National City, CA  North County FPD, CA  North Lake Tahoe FPD, NV  City of Oakland, CA  Ogden City, UT  City of Orange, CA  City of Palm Springs, CA  City of Pasadena, CA  City of Redlands, CA  City of Roseville, CA  Sacramento Metropolitan Fire District, CA  City of Sacramento, CA  San Bernardino, CA  City of San Diego, CA  City of San Mateo, CA  San Mateo County, CA  San Ramon Valley FPD, CA  Santa Barbara County, CA  Santa Clara County, CA  City of Seaside, CA  Snohomish County Fire District 1, WA  South Placer FPD, CA  City of South San Francisco  South San Mateo County, CA  South Santa Clara FPD, CA  Stanislaus Consolidated FPD, CA  City of Stockton, CA  City of Suisun City, CA  Templeton CSD, CA  Travis County ESD No. 6, TX  City of Vacaville, CA  City of Vallejo, CA  Vancouver, WA  City of Vista, CA  City of West Sacramento, CA  City of Yuba City, CA ATTACHMENT 2 C4-136 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 20 3.3.3 Consolidations and Contract-for-Service Analyses  City of Ukiah and Ukiah Valley Fire District – Feasibility of Establishing a “District Overlay”  Cities of Manhattan Beach and Hermosa Beach – Operational Assessment  Cities of Hesperia, Adelanto, Victorville, Town of Apple Valley, CA – Public Safety JPA Feasibility Study  San Diego County Office of Emergency Services (CA) – Countywide Deployment and Fiscal Study for Regional Fire, Rescue, and EMS Services (57 Total Fire Agencies)  UC Davis, Cities of Davis, West Sacramento, and Woodland – Consolidation Feasibility Analysis  UC Santa Cruz and City of Santa Cruz – Consolidation Feasibility Analysis  City of Emeryville, CA – Assessment of Fire Service Provision Options  City of Arcata, CA – Fire Services Feasibility Analysis  City of Pinole, CA – Regional Fire Service Delivery Study  City of Sausalito and Southern Marin FPD – Fire Consolidation Implementation Analysis  Cities of Burlingame, Millbrae, San Bruno, and Town of Hillsborough – Fire Services Merger Technical Implementation  Cities of Orange, Fullerton, and Anaheim – Consolidation Feasibility Analysis  El Dorado LAFCO (CA) – Countywide Fire and Emergency Services Study  City of Lodi, CA – Contract for Services Feasibility Analysis  Presidio Trust and National Park Service – Fire Services Reorganization  City of Eureka and Humboldt No. 1 Fire Protection District – Consolidation or Contract Fire Services Feasibility Analysis  Seaside and Marina Fire Services, CA – Consolidation Implementation Assistance  Cities of Pismo Beach, Arroyo Grande, Grover Beach, and Oceano CSD – High-Level Consolidation Feasibility Analysis  Cities of Patterson, Newman and West Stanislaus County FPD, CA – Joint Fire Protection Study  Cities of Monterey, Pacific Grove, and Carmel, CA – High-Level Consolidation Feasibility Analysis  South Santa Clara County Area Fire Departments – Reorganization Feasibility Study  City of South Lake Tahoe, CA – Fire Department Consolidation Feasibility Analysis  City of Santa Rosa and Rincon FPD, CA – Fire Consolidation Analysis  City of Sonoma and Valley of the Moon FPD – Fire Services Reorganization Study  City of Covina, CA – Contract-for- Service Analysis  Cities of Newark and Union City – Consolidation or ALCO Contract for Services Study  Snohomish County Fire District 1, WA – Review of Regional Fire Authority Financial and Level-of-Service Plan  Yuba County Valley Floor Agencies – Fire Services Merger Study ATTACHMENT 2 C4-137 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 21 3.3.4 General Studies  County of Alameda, CA – Incident Management Teams  City of Albany, NY – Management Audit  Alpine Springs, CA – Services Cost Sharing  City of Atascadero, CA – Project Impact and Mitigation Assessment  Bay Area UASI – Incident Management Training  City of Brentwood, CA – Service Costs and Options  Cities of Brea and Fullerton – Fire Resource and Ambulance Plan  City of Calistoga, CA – Fire Safety Review  City of Chula Vista, CA – Analysis of Overtime Use; Fiscal and Operational Police Assistance for ALS Plan  City of Cloverdale, CA – Impact Fees  City of Copperopolis, CA – Prevention  City of Corona, CA – Fire Prevention  City of Davis, CA – Operations / Management  Donnelly Rural FPD, ID – Mitigation  El Dorado Hills – Peer Review  EMSA – Training Program Development  City of Fairfield, CA – Review of the Fire Station Needs for the Fairfield Train Station Specific Plan  City of Fremont, CA – Response Statistics; Comprehensive Multi-discipline Type 3 IMT Training Program  City of Goodyear, AZ – Fire Department Management Audit  Hamilton City FPD, CA – Preliminary Diagnostic Assessment  City of Hemet, CA – Costing and Peer Review for Fire Service Alternatives  City of Hesperia, CA – Cost Estimate for Hesperia Provided Fire Services  Kelseyville FPD, CA – Executive Search  Kitsap Public Health District – Emergency Response Plan Review Services  City of Loma Linda, CA – Cost of Services  City of North Lake Tahoe, CA – Management Team Workshop  City of Patterson, CA – Advance Planning  PG&E – Mitigation  City of Piedmont, CA – EOC  Placer County – Fire Services and Revenue Assessment  Port of Long Beach, CA – Mitigation  Port of Los Angeles, CA – Performance Audit  Port of Oakland/City of Oakland – Domain Awareness Center Staffing Plan Development  City of Portland, CA – Public Information Officer Training  City of Poway, CA – Overtime Audit  City of Roseville, CA – EMS Transport  Rancho Cucamonga Fire District, CA – Fire Services Feasibility Review  Rancho Santa Fe FPD, CA – EMS Operational and Fiscal Feasibility Review  Sacramento Metropolitan Airport, CA – ARFF Study  Sacramento Regional Fire/EMS Communications Center – EMS Data Assessment  City of Sacramento, CA – Fire Prevention Best Practices  Salton CSD, CA – Fire Services Impacts Review  City and County of San Francisco – Incident Management Training  County of San Mateo – Countywide Fire Service Deployment Measurement System  City of Santa Barbara, CA (Airport) – ARFF Study  Santa Clara County – Incident Management Training  Santa Cruz County – Incident Management Training  Town of Scotia Company, LLC – Board Training Workshop  Sonoma LAFCO – Municipal Services Review ATTACHMENT 2 C4-138 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 22  City of Milpitas, CA – Fire Services Planning Assistance  County of Monterey – EMS Agency Ambulance Systems Issues Review and Analysis  County of Monterey – EMS Communications Plan  City of Napa, CA – Mitigation  Newark-Union City – Fire Services Alternatives  Northstar – Fire Impacts and Growth Review  South Monterey County Fire Protection District – Needs Assessment  Squaw Valley – Assessment of Project Impacts  Stanford University, CA – Fire Services System Review Consulting Services  Wheatland Fire Authority, CA – Operational Feasibility Review  City of Yorba Linda, CA – EOC 3.4 CLIENT REFERENCES Below, Citygate provides a list of references for related engagements. We strongly encourage the City to contact these references to see why agencies continue to call on Citygate for their fire and emergency services consulting needs. City of Corona, CA Project: Fire Department Strategic Plan/Standards of Response Coverage Study Mr. John Medina, Fire Chief (951) 736-2220 john.medina@ci.corona.ca.us Snohomish County Fire District No. 1, WA Projects: Standards of Response Cover Studies; Review of Draft Proposed Regional Fire Authority Plan Robert Eastman, Planning Fire Captain (425) 551-1227 reastman@firedistrict1.org San Diego County, CA Project: Countywide Deployment Study for Regional Fire, Rescue, and EMS Services (57 Total Fire Agencies) Mr. Walt Ekard, Former Chief Administrative Officer (619) 760-7444 Walt@waltekard.com City of San Diego, CA Project: Standards of Response Coverage Study Mr. Javier Mainar, Fire Chief (619) 533-4300 jmainar@sandiego.gov County of Santa Barbara, CA Project: Fire Services Deployment and Departmental Performance Audit Mr. Michael Dyer, Fire Chief (805) 681-5507 michael.dyer@sbcfire.com ATTACHMENT 2 C4-139 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 23 3.5 CITYGATE’S DEPTH IN FIRE SERVICE WORK This section further describes the depth of Citygate Associates’ experience in providing deployment consulting services. Directly stated, the Citygate team led by Chief Gary is the most experienced with completing deployment studies and related fire services assessments in the United States. Why? Stewart Gary, Citygate’s Fire Practice Principal and retired Fire Chief, has for over 14 years helped develop the Standards of Response Cover methodologies and teaches these to fire service leaders across the U.S and Canada. Chief Gary partnered with the leading software firms to develop the tools necessary for advanced fire services deployment planning. To our knowledge, there is no other fire services deployment analyst with Chief Gary’s depth and breadth of experience summarized here:  In 1995 Chief Gary was asked to take the Commission on Fire Accreditation Standards of Response Cover (SOC) Manual edition #1 and develop the material into a 40-hour course for the California Fire Academy;  In the years to follow, Chief Gary co-authored and edited SOC Manual versions #2 through #4;  Chief Gary taught the highly successful SOC class at the California Fire Academy for years and delivered seminars nationally for the Commission on Accreditation to fire service groups including International Fire Chiefs Association Conventions, accreditation applicant agencies, Navy, and Air Force Fire Chiefs;  Chief Gary, as a consultant since 2001, has worked on over 200 fire service projects. Many of these involved complicated and politically sensitive situations. Most involved some form of partial or total deployment analysis skills;  To our knowledge, no other single consultant with his key software partner has done SOC studies on so many large agencies and been a practicing Fire Chief.  Where Chief Gary’s SOC studies have been presented to elected officials in public agency hearings, they have always been universally well received, with the findings and recommendations never being contested or disagreed with by elected officials, fire managers, city managers or labor leaders. This record of positive consultancy results across diverse stakeholder groups is unparalleled. In fact, at the final presentation of our countywide deployment study (led by Chief Gary) for San Diego County to the elected officials, we received these comments: ATTACHMENT 2 C4-140 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 3—Summary of Related Experience page 24  “Never before has a study been done that looks across the wide range of jurisdictional lines and at a level of analysis so deep.” – Second District Supervisor, Dianne Jacob  “…I think this is an extraordinary report; …it’s professionally done and this is probably one of the best presentations that I personally have ever sat through…” – Supervisor Fourth District, Ron Roberts Since 2002, Michael Fay of Animated Data, Inc. has worked exclusively on SOC consultancy studies with Chief Gary. Together they have a vast experience set across over 120 clients that gives them an unparalleled knowledge of fire service incident response data issues. 3.5.1 Citygate’s Distinguishing Characteristics in the Marketplace In one word – trust – founded on these core values: Ethics: We will use rational information to help elected officials make informed policy choices. Our opinions are not for “sale” to those that might want to slant a recommendation because they are paying for the advice. Quality: We deliver a complete work product that meets the client’s local needs. We do not use one-size-fits-all reports. Our reports clearly use facts to frame appropriate recommendations that the civilian reader can understand. We do not use industry jargon or jump to conclusions that only a fire service individual would understand. Timeliness: We will offer our clients a realistic timeline and always complete our work within that timeline. Where we have not, it is due to the client needing more time to schedule events or to produce background information. Sensitivity: We will understand at the project kick-off what the stakeholder issues are and what information will be needed to completely address them. We are careful to respect local issues. We do not take sides. We rationally analyze information and present policy choices. We are quiet, “backstage” experts who let the local officials set and explain public policy. Independence: Citygate provides a dependable independent voice (perspective, viewpoint, evaluation, assessment). Citygate is not aligned with any special interest group or association. ATTACHMENT 2 C4-141 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 4—Pricing Proposal page 25 SECTION 4—PRICING PROPOSAL 4.1 PROJECT COST/BILLING Our charges are based on actual time spent by our consultants at their established billing rates, plus reimbursable expenses incurred in conjunction with travel, printing, clerical, and support services related to the engagement. We will undertake this study for a “not-to-exceed” total cost identified below based on our Phase I, pre-implementation Work Plan in Tasks 1-5. Since the depth and/or complexity of the fee analysis is not yet known, the Phase II work for implementation after the services plan is accepted will be billed at our time and materials rates, under close direction from the City and with its approval for any tasks. Citygate Hourly Fees Goodwin Hourly Fees Reimbursable Expenses Total Phase I Project Amount $43,103 $12,474 $2,615 $58,192 4.2 CITYGATE COST AND BILLING TERMS The price quoted above is effective for 30 days from the date of receipt for this proposal and includes one (1) draft cycle as described in Task 4 of our Work Plan to be completed by Citygate and the City within 30 calendar days. Additional Draft Report cycles or processing delays requested by the City would be billed in addition to the contracted amount at our time and materials rates. When changes are agreed upon, Citygate will provide up to five (5) bound color copies of the Final Report document and one (1) reproducible master copy on CD-ROM. The Draft Report will be considered to be the Final Report if there are no suggested changes within thirty (30) days of the delivery of the Draft Report. If the City decides to delay our final presentation in Task 5 after acceptance of the final work product, Citygate will accommodate such a request, but will charge two administrative hours per month to keep the project in suspense until the presentation is delivered. If this causes the billing to exceed the contracted amount, the City will be billed for the additional hours above the contracted amount. Our policy is to bill monthly for professional fees. Our charges are based on actual time spent by our consultants at their established billing rates, plus a five percent (5%) administration charge in lieu of individual charges for copies, phone, etc., which is included in our project costs above. We also bill for travel expenses (at cost) incurred in the prior month’s work. Our invoices are payable within thirty (30) days. Citygate’s billing terms are net thirty (30) days plus two percent (2%) for day thirty-one (31) and two percent (2%) per month thereafter. ATTACHMENT 2 C4-142 City of San Luis Obispo Fire Department Proposal to Perform a Fire Services Master Plan Update Section 4—Pricing Proposal page 26 We request that ten percent (10%) of the project cost be advanced at the execution of the contract, to be used to offset our start-up costs. This advance would be credited to our last invoice. 4.3 STANDARD HOURLY BILLING RATES Citygate’s hourly billing rates are shown below: Citygate Hourly Rates Classification Rate Consultant Citygate President $225 per hour David DeRoos Fire Practice Principal and Project Director $250 per hour Stewart Gary Statistical Specialist $160 per hour Michael Fay Report Project Administrator $125 per hour Chad Jackson Administrative $ 95 per hour Various Goodwin’s hourly rates are shown below. Citygate and Goodwin have estimated up to 40 hours of Goodwin’s time in Phase I as needed. Citygate’s Phase I project cost includes a ten percent (10%) markup on all Goodwin hourly rates for project management, quality assurance, and billing purposes. This markup would also apply to any Phase II work performed. Goodwin Hourly Rates* Position Rate Senior Principal $270 per hour Principal $235 per hour Vice President $205 per hour Senior Associate $185 per hour Associate $175 per hour Analyst $165 per hour Research Assistant $ 90 per hour * The rates reflected above are valid through December 31, 2015, and may be adjusted thereafter. ATTACHMENT 2 C4-143 APPENDIX A CODE OF ETHICS ATTACHMENT 2 C4-144 CODE OF ETHICS CLIENTS 1. We will serve our clients with integrity, competence, and objectivity. 2. We will keep client information and records of client engagements confidential and will use proprietary client information only with the client’s permission. 3. We will not take advantage of confidential client information for ourselves or our firms. 4. We will not allow conflicts of interest which provide a competitive advantage to one client through our use of confidential information from another client who is a direct competitor without that competitor’s permission. ENGAGEMENTS 5. We will accept only engagements for which we are qualified by our experience and competence. 6. We will assign staff to client engagements in accord with their experience, knowledge, and expertise. 7. We will immediately acknowledge any influences on our objectivity to our clients and will offer to withdraw from a consulting engagement when our objectivity or integrity may be impaired. FEES 8. We will agree independently and in advance on the basis for our fees and expenses and will charge fees and expenses that are reasonable, legitimate, and commensurate with the services we deliver and the responsibility we accept. 9. We will disclose to our clients in advance any fees or commissions that we will receive for equipment, supplies or services we recommend to our clients. PROFESSION 10. We will respect the intellectual property rights of our clients, other consulting firms, and sole practitioners and will not use proprietary information or methodologies without permission. 11. We will not advertise our services in a deceptive manner and will not misrepresent the consulting profession, consulting firms, or sole practitioners. 12. We will report violations of this Code of Ethics. The Council of Consulting Organizations, Inc. Board of Directors approved this Code of Ethics on January 8, 1991. The Institute of Management Consultants (IMC) is a division of the Council of Consulting Organizations, Inc. Appendix A—Code of Ethics page 1 ATTACHMENT 2 C4-145 APPENDIX B PROJECT TEAM RESUMES ATTACHMENT 2 C4-146 Appendix B—Project Team Resumes page 1 CITYGATE ASSOCIATES, LLC STEWART W. GARY, MPA Mr. Gary was, until his retirement, the Fire Chief of the Livermore-Pleasanton Fire Department. Now in his 42nd year in the Fire Service, Mr. Gary began as a volunteer and worked his way up through the ranks, including his service as a Paramedic for five years. Mr. Gary started his career with the City of Poway in San Diego County, attaining the rank of Battalion Chief/Fire Marshal. He subsequently served as the Administrative Battalion Chief for the Carlsbad Fire Department in San Diego County. He was appointed Fire Chief for the City of Livermore, CA in January 1994, and two years later, he successfully facilitated the peer-to-peer merger of the Livermore and Pleasanton Fire Departments into one seamless ten-company department from which he retired as Chief. This successful consolidation was awarded the esteemed Helen Putnam award for excellence and innovation by the California League of Cities in 1999. Mr. Gary has both a Bachelor’s and Master’s degree in Public Administration from San Diego State University. He holds an Associate in Fire Science Degree from Miramar Community College in San Diego, a Certificate in Fire Protection Administration from San Diego State, and he has attended hundreds of hours of seminar course work in fire protection. Mr. Gary has served in elected professional positions, including: President, California League of Cities, Fire Chiefs Department and Chairperson, San Diego County Paramedic Agencies. He has been involved in progressive responsibility for creating or implementing fire protection policy on the local, state, and national levels. He has served as a Board Member representing cities on the California Office of Emergency Services-Firescope Board, and served two terms as the Fire Chief representative on the California League of Cities Board of Directors. Memberships Held Include:  International Association of Fire Chiefs, Fairfax, VA  California Fire Chiefs Association, Rio Linda, CA  National Fire Protection Association, Quincy, MA Selected Consulting Experience Includes: Since starting his consulting career with Citygate Associates in 2001, Chief Gary has successfully worked on, managed, or directed over 200 consulting projects. Some of the highlights and recent projects are:  Served as Project Manager for a Fire Master Plan and Standards of Response Cover Deployment analysis for the City of San Luis Obispo, CA.  Served as Project Director for Citygate’s Standards of Response Coverage study for the City of San Diego, CA.  Served as Project Manager and SOC Specialist for a Fire Services Deployment and Departmental Performance Audit for the Santa Barbara County Fire Department.  Served as Project Director and SOC Specialist for Citygate’s Regional Fire Services Deployment Study for San Diego County, including 57 fire agencies in the County region. Citygate outlined a process designed to establish a blueprint ATTACHMENT 2 C4-147 Appendix B—Project Team Resumes page 2 for improving San Diego County’s regional fire protection and emergency medical system.  Served as Project Director and SOC Specialist for a Standards of Response Cover deployment analysis and geo-mapping software implementation for the Sacramento Metropolitan Fire District.  Served as Fire Practice Principal and Project Director for a Standards of Response Cover (deployment) analysis for Lake Travis Fire and Rescue to update the Department’s performance since Citygate’s completion of a Master Plan in 2007.  Served as Project Manager for a Master Plan and Standards of Response Cover Deployment study for the City of Surprise, AZ. This project included developing macro cost impacts and a growth strategy for a city.  Served as Fire Services Specialist for a Comprehensive Management Audit of the Goodyear, AZ Fire Department to evaluate: (1) effectiveness and management processes of the leadership team; (2) design and direction of the organization; and (3) organizational climate.  Served as Project Director and SOC Specialist for a fire and emergency services study for the El Dorado Local Agency Formation Commission to evaluate fire services countywide and to provide actionable recommendations on how to ensure sustainable, adequate, and cost effective coverage.  Served as Project Director and SOC Specialist for a project for the City of Oakland to conduct a comprehensive multi-hazard, all-risk fire service deployment study to analyze the City’s fire services emergency response systems . Citygate also made recommendations for improvement of adding traditional resources and alternative and adaptive deployment models.  Served as Fire Practice Principal for a review of the draft proposed South Snohomish, WA Regional Fire Authority Financial and Level-of-Service Plan to evaluate the plan for any missing elements, review assumptions of the proposed fiscal model, and offer insight.   Served as Project Manager for a study in which Citygate completed a Standards of Response Cover Deployment Analysis for the Snohomish County Fire District 1, WA. Chief Gary has been involved with all of the other fire service projects starting in 2001 listed on our reference list. Other non-Citygate Relevant Experience Includes:  In 2002, Mr. Gary led a seminar that taught the Standards of Response Cover (SOC) methodology to members of the Clark County Fire Department.  In 2005 and into 2006, Mr. Gary coached, assisted and initially drafted the Clark County Fire Department Rural SOC documents. He advised County GIS on how to prepare the necessary mapping and response statistics analysis. He then coached the project manager on collecting risk assessment information on each ATTACHMENT 2 C4-148 Appendix B—Project Team Resumes page 3 rural area, which he then wove into an integrated draft set of risk statements and proposed response policies for each rural area.  In 2000, Mr. Gary was the lead deployment consultant on a team that developed a new strategic plan for the San Jose Fire Department. The final plan, which used the accreditation system methods and Standards of Response Coverage tools, was well received by the Department and City Council, which accepted the new strategic plan on a 9-0 vote.  In 1996, Mr. Gary successfully studied and then facilitated the peer-to-peer merger of the Livermore and Pleasanton Fire Departments into one seamless ten- company department for which he served as Chief. The LPFD represents one of the few successful city-to-city fire mergers in California. The LPFD consisted of 128 total personnel with an operating budget for FY 00/01 of $18M. Service was provided from eight stations and a training facility, and two additional stations were under construction.  In 1995, Mr. Gary began working with the International Association of Fire Chiefs and International City Management Association Accreditation project on the Standards of Cover system for fire service deployment. He re-worked the material into a California manual and annually taught a 40-hour course for the California Fire Academy for many years. He conducts seminars on this deployment methodology for the International Fire Chiefs across the United States and Canada.  In 1994, Mr. Gary effectively led the Fire Department’s adding of paramedic firefighters on all engines to increase service. Previously the Alameda County regional system was under-serving Livermore, and the local hospital emergency room was closing. Residents and the City Council approved a local EMS supplemental property tax assessment (successfully re-voted after Proposition 218) to help pay for this increased service. In 1995, Mr. Gary assisted the City Council and the firefighters union in reaching a new understanding on staffing, and a fifth Fire Company was added to better serve the Northwest area of Livermore.  During his tenure in Carlsbad, he successfully master planned and opened two additional fire stations and developed the necessary agreements between the development community and the City Council.  Mr. Gary has developed fire apparatus replacement plans; procured fire apparatus; supervised the development of community disaster preparedness and public education programs; facilitated permit streamlining programs in the Fire Prevention and Building Departments; improved diversity in the Livermore fire department by hiring the first three female firefighters in the City; supervised the Livermore City Building Department including plan check and inspection services for two years; master planned future growth in the North Livermore area for an additional 30,000 people in a “new town” area. ATTACHMENT 2 C4-149 Appendix B—Project Team Resumes page 4  Mr. Gary facilitated a successful regional dispatch consolidation between Poway and the City of San Diego Fire Department. He developed and implemented fire department computer records systems for Carlsbad and Livermore.  Mr. Gary has been a speaker on the proper design of information systems at several seminars for Fire Chiefs, the California League of Cities and the Fortune 100. He has authored articles on technology and deployment for national fire service publications.  Mr. Gary is experienced as an educator in teaching firefighting, paramedicine and citizen CPR programs. As a community college instructor, he taught management and fire prevention. He has been an instructor for State Fire Training and the San Diego Paramedic program. Instructor and Lecturer:  Instructor and lecturer on Fire Service Deployment for the Commission on Fire Accreditation Standards of Cover Methodology. Over the last five years, Mr. Gary has presented one-day workshops across the U.S. and Canada to fire chiefs. Presentations have included:  The International Association of Fire Chiefs Convention;  U.S. Navy Fire Chiefs in Norfolk, Virginia;  U.S. Air Force Fire Chiefs at the USAF Academy, Colorado Springs, Colorado;  Seattle area Fire Chiefs;  Vancouver British Columbia Fire Chiefs Association;  The Michigan/Indiana Fire Chiefs Association School at Notre Dame University;  The California Fire training Officers annual workshop.  Developed and taught the 40-hour course in fire deployment methods for the California Fire Academy for seven years. Over 250 fire officers have been trained in this course. Presentations:  “Mapping the Future of Fire.” First ever fire service technology conference, October 2000, Dallas, Texas. Outlined fire service needs, especially for GIS mapping and mobile data technologies in the fire service. Publications:  Edited, partially wrote and co-developed the 2nd, 3rd & 4th Editions of the Commission on Fire Accreditation Standards of Response Cover Manual.  Fire Chief Magazine article. February 2001, “System of Cover.” Using the Accreditation Commission’s Standards of Response Cover systems approach for deployment.  Fire Chief Magazine article. December 2000, “Data to Go.” Designing and implementing wireless data technologies for the fire service. ATTACHMENT 2 C4-150 Appendix B—Project Team Resumes page 5 SUBCONTRACTOR DAVE FREUDENBERGER, MBA Dave Freudenberger offers comprehensive experience in public finance, fiscal impact analysis, and economic and market feasibility. He has managed numerous studies prepared for small, single-use developments as well as large, master-planned communities, and these projects have ranged from dense urban spaces to expansive undeveloped areas. Dave brings two decades of preparing public infrastructure funding strategies, fiscal and economic impact studies, market absorption studies, pro forma cash flow analyses, tax increment projections and redevelopment feasibility studies, and jobs/housing and affordable housing programs. He also has expertise in valuing real estate portfolios, restructuring the financial elements of real estate deals, and assessing ground lease and related development proposals for residential, non-residential, and institutional land uses. Dave has personally directed the evaluation, preparation, and implementation of numerous land- secured financing districts, tax increment financing programs, and public facilities financing plans throughout California, Hawaii, and Nevada. In a hands-on fashion, he has supervised the formation of hundreds of CFDs, having developed complex cash flow models and special tax formulas that determine the capacity, structure, and timing of land-secured debt financing programs and ongoing municipal services programs. Dave has been a conference panelist, moderator, and speaker on public financing topics for the League of California Cities, multiple California chapters of the American Public Works Association, the California Redevelopment Association, the Hawaii Municipal Attorneys Conference, the Hawaii Congress of Planning Officials, the Land Use Research Foundation of Hawaii, and the Hawaii Leeward Planning Conference, as well as a guest lecturer at both UC Berkeley and UC Davis. Dave earned a B.S. in Industrial Engineering from Stanford University and an M.B.A. from the University of California at Los Angeles. ATTACHMENT 2 C4-151 Appendix B—Project Team Resumes page 6 SUBCONTRACTOR MICHAEL D. FAY Michael D. Fay has over 30 years of experience and has served as a firefighter, EMS director, educator, consultant, and publisher. Relevant Experience:  President of Animated Data, Inc., the designer and publisher of Stats FD, formerly NFIRS 5 Alive. Using standard Stats FD and raw CAD datasets, Stats FD quickly performs diagnostic analysis of fire department operations. Outputs are designed for both live and printed presentations.  Director of End2End, Inc., publisher of FirePoint RMS Systems for fire departments. Products of the firm include 40 single-user and multi-user client server modules. (Formerly Advanced Command Systems, Inc. Maynard, MA). Mr. Fay is responsible for RMS product development.  Senior Associate of Firepro Inc., a fire consulting firm specializing in fire safe building design, forensic reconstruction, and fire department consulting services. Mr. Fay directed fire scene documentation and reconstruction of dozens of large loss fires and co-authored management studies for several city fire departments.  Assistant Superintendent and Program Chair for Management Technology at the National Fire Academy, Federal Emergency Management Agency (FEMA). The mission of the National Fire Academy is to enhance the nation's fire protection services through the development and delivery of specialized programs for fire service managers, trainers and technicians. Mr. Fay directed delivery of management training courses in the Resident Programs Division, and he developed and delivered executive development training courses for chief officers of larger departments. He also established the National Fire Academy’s microcomputer laboratory. Mr. Fay authored two college-level courses on the use of computer technology in the fire service and was responsible for the development and delivery of a national teleconference on management applications for fire service computers.  Field Coordinator, International Association of Fire Chiefs Apprenticeship Program. The IAFC/IAFF Apprenticeship Program developed personnel resources through the establishment of performance standards and local programs of training. Mr. Fay traveled to fire departments nationally to help resolve obstacles to the implementation of enhanced fire fighter, EMT and paramedic training programs and contributed to the development and adoption of national standards for Firefighters and Emergency Medical Technicians (EMTs).  Director, Emergency Medical Services and Firefighter for the Amherst, MA Fire Department, was responsible for EMS operations, supervision of EMS personnel, budget preparation and public information programming. He also served as a line firefighter. Education:  BA, University of Massachusetts ATTACHMENT 2 C4-152 Appendix B—Project Team Resumes page 7 CITYGATE ASSOCIATES, LLC DAVID C. DEROOS, MPA, CMC Mr. DeRoos is the President of Citygate Associates, LLC and former Deputy Director of the California Redevelopment Association. He earned his undergraduate degree in Political Science/Public Service (Phi Beta Kappa) from the University of California, Davis and holds a Master of Public Administration degree from the University of Southern California. Mr. DeRoos has over five years of operational experience as a local government administrator in land use planning, budgeting, and personnel, and nearly thirty years of consulting experience performing operations and management reviews of local government functions. Prior to joining Citygate in 1991, he was a Senior Manager in the State and Local government consulting division of Ernst & Young. Selected Relevant Experience Includes:  For all Citygate projects, Mr. DeRoos reviews work products and is responsible for ensuring that each project is conducted smoothly and efficiently within the schedule and budget allocated, and that the project deliverables are in conformance to Citygate’s quality standards.  Served in an oversight capacity for a Fire Master Plan and Standards of Response Cover Deployment analysis for the City of San Luis Obispo, CA.  Served in an oversight capacity for a Fire Services Deployment and Departmental Performance Audit for the Santa Barbara County Fire Department.  Served in an oversight capacity for Citygate’s Regional Fire Services Deployment Study for San Diego County, including 57 fire agencies in the County region. Citygate will implement a phased process designed to establish a blueprint for improving San Diego County’s regional fire protection and emergency medical system.  Served in an oversight capacity for a Master Plan and Standards of Response Cover Deployment study for the City of Surprise, AZ. This project included developing macro cost impacts and a growth strategy for a city.  Served in an oversight capacity for a Comprehensive Management Audit of the Goodyear, AZ Fire Department to evaluate: (1) effectiveness and management processes of the leadership team; (2) design and direction of the organization; and (3) organizational climate.  Served in an oversight capacity for a Standards of Response Cover deployment analysis and geo-mapping software implementation for the Sacramento Metropolitan Fire District.  Served in an oversight capacity for a fire and emergency services study for the El Dorado Local Agency Formation Commission to evaluate fire services countywide and to provide actionable recommendations on how to ensure sustainable, adequate, and cost effective coverage.  Served in an oversight capacity for Citygate’s Standards of Response and Master Operations Plan for Travis County Emergency Service District #6. This analysis ATTACHMENT 2 C4-153 Appendix B—Project Team Resumes page 8 included a review of distribution of fire stations, deployment times, and firefighter staffing.  Recently served in an oversight capacity for a Fire Department Strategic Plan and Standards of Response Coverage study for the City of Corona to include all facets of fire and non-fire operations including but not limited to fire prevention, fire administration, emergency medical services, fire investigation, fire training, disaster preparedness, hazardous materials, administrative support positions, information systems, capital facilities and apparatus, fire department fees, regional issues, and fire public education.  Served in an oversight capacity to conduct an emergency service consolidation/merger support study for the University of California, Davis and the cities of Davis, West Sacramento, and Woodland.  Served in an oversight capacity for a project for the City of Oakland to conduct a comprehensive multi-hazard, all-risk fire service deployment study to analyze the City’s fire services emergency response systems, and make recommendations for improvement of adding traditional resources and alternative and adaptive deployment models.  Served in an oversight capacity for a review of the draft proposed South Snohomish, WA Regional Fire Authority Financial and Level-of-Service Plan to evaluate the plan for any missing elements, review assumptions of the proposed fiscal model, and offer insight.  Served in an oversight capacity for a study in which Citygate completed a Standards of Response Cover Deployment Analysis for the Snohomish County Fire District 1, WA.  Served in an oversight capacity for a high-level review of existing firefighting and multi-hazard risk analysis data, response capabilities and future needs in the Port of Long Beach operational area for City of Long Beach Fire Department managed Port assets, including locations of ground base fire stations and waterborne fireboats. Mr. DeRoos is a member of several professional and civic associations. He has taught for the U.C. Davis Extension College and for graduate classes in Public Administration, Administrative Theory and Labor Relations for Golden Gate University, and Non Profit and Association Management for the University of Southern California. He has been a speaker for the American Planning Association (APA), written for the California APA Newsletter and the California Redevelopment Journal, and has been a speaker on redevelopment, Base Closures, and related issues across the US. Mr. DeRoos holds a certificate in Public Sector Labor Management Relations from U.C. Davis, and is a Certified Management Consultant (CMC). ATTACHMENT 2 C4-154 THIS PAGE IS INTENTIONALLY LEFT BLANK ATTACHMENT 3 AGREEMENT THIS AGREEMENT is made and entered into in the City of San Luis Obispo on April 2, 2015, by and between the CITY OF SAN LUIS OBISPO, a municipal corporation, hereinafter referred to as City, and CITYGATE ASSOCIATES, LLC, hereinafter referred to as Contractor. W I T N E S S E T H: WHEREAS, on March 31, 2015, City Council approved the completion of an analysis of fire- based emergency response services and funding options report. WHEREAS, Contractor submitted a proposal on February 2, 2015 to perform a fire services master plan update for the City of San Luis Obispo, CA which was accepted by City Council on March 31, 2015. NOW THEREFORE, in consideration of their mutual promises, obligations, and covenants hereinafter contained, the parties hereto agree as follows: 1. TERM. The term of this Agreement shall be from the date this Agreement is made and entered, as first written above, until completion of said analysis of fire-based emergency response services and funding options formal report and presentation to the City Council. 2. INCORPORATION BY REFERENCE. Contractor agrees to perform the services set forth in its Fire Services Master Plan Update dated February 2, 2015 which is incorporated herein by this reference. Contractor further agrees to comply with the City’s standard terms and conditions and insurance requirements which are attached hereto as Exhibits A and B, respectively, and incorporated herein by this reference. Should there be any conflict between Contractor’s proposal and the City’s standard terms or conditions, the City’s standard terms and conditions shall control. 3. CITY'S OBLIGATIONS. For providing analysis of fire-based emergency response services and funding options report as specified in this Agreement, City will pay and Contractor shall receive therefor compensation in a total sum not to exceed $58,200. C4-155 ATTACHMENT 3 4. CONTRACTOR'S OBLIGATIONS. For and in consideration of the payments and agreements hereinbefore mentioned to be made and performed by City, Contractor agrees with City to do everything required by this Agreement and the said specification. 5. AMENDMENTS. Any amendment, modification, or variation from the terms of this Agreement shall be in writing and shall be effective only upon approval by the Council or City Manager of the City. 6. COMPLETE AGREEMENT. This written Agreement, including all writings specifically incorporated herein by reference, shall constitute the complete agreement between the parties hereto. No oral agreement, understanding, or representation not reduced to writing and specifically incorporated herein shall be of any force or effect, nor shall any such oral agreement, understanding, or representation be binding upon the parties hereto. 7. NOTICE. All written notices to the parties hereto shall be sent by United States mail, postage prepaid by registered or certified mail addressed as follows: City City Clerk City of San Luis Obispo 990 Palm Street San Luis Obispo, CA 93401 Contractor Citygate Associates, LLC Chief Stewart Gary 2250 East Bidwell St., Ste #100 Folsom, CA 95630 8. AUTHORITY TO EXECUTE AGREEMENT. Both City and Contractor do covenant that each individual executing this agreement on behalf of each party is a person duly authorized and empowered to execute Agreements for such party. C4-156 ATTACHMENT 3 IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed the day and year first above written. ATTEST: CITY OF SAN LUIS OBISPO ____________________________________ By:____________________________________ City Clerk City Administrative Officer APPROVED AS TO FORM: CONTRACTOR _____________________________________ By: ___________________________________ City Attorney David DeRoos, Citygate Associates President C4-157 ATTACHMENT 3 Exhibit A GENERAL TERMS AND CONDITIONS REQUIREMENTS 1. Insurance Requirements. The Contractor shall provide proof of insurance in the form, coverages and amounts specified in Exhibit B within 10 (ten) calendar days as a precondition to contract execution. 2. Business Tax. The Contractor must have a valid City of San Luis Obispo business tax certificate before execution of the contract. Additional information regarding the City's business tax program may be obtained by calling (805) 781-7134. CONTRACT PERFORMANCE 3. Ability to Perform. The Contractor warrants that it possesses, or has arranged through subcontracts, all capital and other equipment, labor, materials, and licenses necessary to carry out and complete the work hereunder in compliance with any and all federal, state, county, city, and special district laws, ordinances, and regulations. 4. Laws to be Observed. The Contractor shall keep itself fully informed of and shall observe and comply with all applicable state and federal laws and county and City of San Luis Obispo ordinances, regulations and adopted codes during its performance of the work. 5. Payment of Taxes. The contract prices shall include full compensation for all taxes that the Contractor is required to pay. 6. Permits and Licenses. The Contractor shall procure all permits and licenses, pay all charges and fees, and give all notices necessary. 7. Safety Provisions. The Contractor shall conform to the rules and regulations pertaining to safety established by OSHA and the California Division of Industrial Safety. 8. Public and Employee Safety. Whenever the Contractor's operations create a condition hazardous to the public or City employees, it shall, at its expense and without cost to the City, furnish, erect and maintain such fences, temporary railings, barricades, lights, signs and other devices and take such other protective measures as are necessary to prevent accidents or damage or injury to the public and employees. 9. Preservation of City Property. The Contractor shall provide and install suitable safeguards, approved by the City, to protect City property from injury or damage. If City property is injured or damaged resulting from the Contractor's operations, it shall be replaced or restored at the Contractor's expense. The facilities shall be replaced or restored to a condition as good as when the Contractor began work. 10. Immigration Act of 1986. The Contractor warrants on behalf of itself and all subcontractors engaged for the performance of this work that only persons authorized to work in the United States pursuant to the Immigration Reform and Control Act of 1986 and other applicable laws shall be employed in the performance of the work hereunder. C4-158 ATTACHMENT 3 11. Contractor Non-Discrimination. In the performance of this work, the Contractor agrees that it will not engage in, nor permit such subcontractors as it may employ, to engage in discrimination in employment of persons because of age, race, color, sex, national origin or ancestry, sexual orientation, or religion of such persons. 12. Work Delays. Should the Contractor be obstructed or delayed in the work required to be done hereunder by changes in the work or by any default, act, or omission of the City, or by strikes, fire, earthquake, or any other Act of God, or by the inability to obtain materials, equipment, or labor due to federal government restrictions arising out of defense or war programs, then the time of completion may, at the City's sole option, be extended for such periods as may be agreed upon by the City and the Contractor. In the event that there is insufficient time to grant such extensions prior to the completion date of the contract, the City may, at the time of acceptance of the work, waive liquidated damages that may have accrued for failure to complete on time, due to any of the above, after hearing evidence as to the reasons for such delay, and making a finding as to the causes of same. 13. Payment Terms. The City's payment terms are 30 days from the receipt of an original invoice and acceptance by the City of the materials, supplies, equipment or services provided by the Contractor (Net 30). 14. Inspection. The Contractor shall furnish City with every reasonable opportunity for City to ascertain that the services of the Contractor are being performed in accordance with the requirements and intentions of this contract. All work done and all materials furnished, if any, shall be subject to the City's inspection and approval. The inspection of such work shall not relieve Contractor of any of its obligations to fulfill its contract requirements. 15. Audit. The City shall have the option of inspecting and/or auditing all records and other written materials used by Contractor in preparing its invoices to City as a condition precedent to any payment to Contractor. 16. Interests of Contractor. The Contractor covenants that it presently has no interest, and shall not acquire any interest—direct, indirect or otherwise—that would conflict in any manner or degree with the performance of the work hereunder. The Contractor further covenants that, in the performance of this work, no subcontractor or person having such an interest shall be employed. The Contractor certifies that no one who has or will have any financial interest in performing this work is an officer or employee of the City. It is hereby expressly agreed that, in the performance of the work hereunder, the Contractor shall at all times be deemed an independent contractor and not an agent or employee of the City. 17. Hold Harmless and Indemnification. The Contractor agrees to defend, indemnify, protect and hold the City and its agents, officers and employees harmless from and against any and all claims asserted or liability established for damages or injuries to any person or property, including injury to the Contractor's employees, agents or officers that arise from or are connected with or are caused or claimed to be caused by the acts or omissions of the Contractor, and its agents, officers or employees, in performing the work or services herein, and all expenses of investigating and defending against same; provided, however, that the Contractor's duty to indemnify and hold harmless shall not include any claims or liability arising from the established sole negligence or willful misconduct of the City, its agents, officers or employees. C4-159 ATTACHMENT 3 18. Contract Assignment. The Contractor shall not assign, transfer, convey or otherwise dispose of the contract, or its right, title or interest, or its power to execute such a contract to any individual or business entity of any kind without the previous written consent of the City. 19. Termination. If, during the term of the contract, the City determines that the Contractor is not faithfully abiding by any term or condition contained herein, the City may notify the Contractor in writing of such defect or failure to perform. This notice must give the Contractor a 10 (ten) calendar day notice of time thereafter in which to perform said work or cure the deficiency. If the Contractor has not performed the work or cured the deficiency within the ten days specified in the notice, such shall constitute a breach of the contract and the City may terminate the contract immediately by written notice to the Contractor to said effect. Thereafter, neither party shall have any further duties, obligations, responsibilities, or rights under the contract except, however, any and all obligations of the Contractor's surety shall remain in full force and effect, and shall not be extinguished, reduced, or in any manner waived by the termination thereof. In said event, the Contractor shall be entitled to the reasonable value of its services performed from the beginning date in which the breach occurs up to the day it received the City's Notice of Termination, minus any offset from such payment representing the City's damages from such breach. "Reasonable value" includes fees or charges for goods or services as of the last milestone or task satisfactorily delivered or completed by the Contractor as may be set forth in the Agreement payment schedule; compensation for any other work, services or goods performed or provided by the Contractor shall be based solely on the City's assessment of the value of the work-in-progress in completing the overall workscope. The City reserves the right to delay any such payment until completion or confirmed abandonment of the project, as may be determined in the City's sole discretion, so as to permit a full and complete accounting of costs. In no event, however, shall the Contractor be entitled to receive in excess of the compensation quoted in its proposal. C4-160 ATTACHMENT 3 Exhibit B INSURANCE REQUIREMENTS Consultant Services The Contractor shall procure and maintain for the duration of the contract insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work hereunder by the Contractor, its agents, representatives, employees or subcontractors. Minimum Scope of Insurance. Coverage shall be at least as broad as: 1. Insurance Services Office Commercial General Liability coverage (occurrence form CG 0001). 2. Insurance Services Office form number CA 0001 (Ed. 1/87) covering Automobile Liability, code 1 (any auto). 3. Workers' Compensation insurance as required by the State of California and Employer's Liability Insurance. 4. Errors and Omissions Liability insurance as appropriate to the consultant's profession. Minimum Limits of Insurance. Contractor shall maintain limits no less than: 1. General Liability: $1,000,000 per occurrence for bodily injury, personal injury and property damage. If Commercial General Liability or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to this project/location or the general aggregate limit shall be twice the required occurrence limit. 2. Automobile Liability: $1,000,000 per accident for bodily injury and property damage. 3. Employer's Liability: $1,000,000 per accident for bodily injury or disease. 4. Errors and Omissions Liability: $1,000,000 per occurrence. Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions must be declared to and approved by the City. At the option of the City, either: the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the City, its officers, officials, employees and volunteers; or the Contractor shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. Other Insurance Provisions. The general liability and automobile liability policies are to contain, or be endorsed to contain, the following provisions: 1. The City, its officers, officials, employees, agents and volunteers are to be covered as insureds as respects: liability arising out of activities performed by or on behalf of the Contractor; products and completed operations of the Contractor; premises owned, occupied or used by the Contractor; or automobiles owned, leased, hired or borrowed by the Contractor. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officers, official, employees, agents or volunteers. 2. For any claims related to this project, the Contractor's insurance coverage shall be primary insurance as respects the City, its officers, officials, employees, agents and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, agents or volunteers shall be excess of the Contractor's insurance and shall not contribute with it. C4-161 ATTACHMENT 3 3. The Contractor's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. 4. Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days' prior written notice by certified mail, return receipt requested, has been given to the City. Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating of no less than A:VII. Verification of Coverage. Contractor shall furnish the City with a certificate of insurance showing maintenance of the required insurance coverage. Original endorsements effecting general liability and automobile liability coverage required by this clause must also be provided. The endorsements are to be signed by a person authorized by that insurer to bind coverage on its behalf. All endorsements are to be received and approved by the City before work commences. C4-162