HomeMy WebLinkAbout06-16-2015 C10 Naciemento Project RevenueCity of San Luis Obispo, Council Agenda Report, Meeting Date, Item Number
FROM: Wayne Padilla, Director of Finance & I.T.
Carrie Mattingly, Utilities Director
SUBJECT: REFUNDING OF THE NACIMIENTO WATER PROJECT REVENUE BONDS
RECOMMENDATION
Adopt a resolution approving certain disclosures regarding the City and authorizing certain
actions in connection with the refunding of the Nacimiento water project revenue bonds.
DISCUSSION
Background
The City of San Luis Obispo has been a member of the Nacimiento Water Project since August
2004. The physical features of the project include a pump station, two intermediate pump
stations, three storage tanks, a control system, and approximately 45 miles of transmission
pipeline ranging from 36- to 12-inches in diameter, with the ability to deliver 15,750 acre-feet of
raw water each year to communities within the County. The Nacimiento Project became
operational on January 7, 2011.
In order to fund construction of the improvements needed to make the water project operational,
the San Luis County Financing Authority issued $157,845,000 in Nacimiento Water Project
Revenue Bonds, (2007 Series A) and $38,565,000 in Nacimiento Water Project Revenue Bonds,
(2007 Series B) on September 26, 2007 that were supported by the contributions of the project’s
members: City of San Luis Obispo, Atascadero Mutual Water Company , City of Paso Robles,
Templeton Community Services District, County Service District Service Area 10, Zone A, and
the County Flood Control District.
Once the bonds were issued, each participating agency was allocated a portion of the debt and
assigned an annual contribution to service that debt. The City’s share of the total annual debt
service payment of $12.7 million is $4.7 million or 37%. The Financing Authority has indicated
that it intends to refinance a portion of the existing debt (total outstanding is $147.5 million) in
order to generate savings for the participants if the net present value of those savings is at least
3.0% which is both the County’s and the City’s minimum savings threshold on a net present
value basis. The potential annual savings for the Water Enterprise Fund ranges from $140,000 up
to $312,000 depending on the structure of the refinancing. While current market conditions do
not provide that level of savings, the financing team is optimistic that the bond market will
become more favorable and provide that level of savings in the near future.
The action requested here will provide the City’s concurrence to move ahead with the debt
financing when and if the required savings level is attainable. It is important to note that the City
is not issuing this debt but will be obligated to continue making payments under the existing
Take or Pay Water Service Agreement that was entered into at the time the City joined the
Nacimiento project.
June 16, 2015
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Approve Resolution Regarding Nacimiento Debt Refinancing Page 2
The resolution provided along with this agenda item authorizes the release of a Preliminary
Official Statement and approves the form of the Disclosure Agreement. The first document
contains information about the City and specifically about the Water Enterprise Fund and its
operations, both current and future. The second document establishes the content of future
reports that the City will be required to provide for use by the bond market as a means of
providing updates on the status of the Water Fund’s ability to continue making its payments to
the Project. The resolution also identifies the City Manager, Finance and I.T. Director and the
City Attorney as Authorized Representatives of the City to act on its behalf and execute
documents related to the refinancing as needed.
CONCURRENCES
The Finance & I.T. Department along with the Utilities staff have reviewed the particulars of this
transaction and concur that this transaction should be approved to move forward, contingent
upon its ability to generate net present value savings of approximately 4.5%.
FISCAL IMPACT
If the refinancing is completed, it will generate at least 4.5% net present value savings. The
potential annual cash flow savings range from $140,000 to $312,000.
ALTERNATIVES
The City Council could decline to approve the City’s participation in the refinancing, however
this would prevent the entire transaction from moving forward, since the City has responsibility
for the largest portion of the debt (53.3%) before consideration of property tax revenues that are
allocated against the City’s share of the annual payment. This is not recommended since the
refinancing is intended to generate annual cash flow savings that benefit the Water Enterprise
Fund and ultimately the City’s ratepayers.
ATTACHMENT
1. Resolution adopting the staff recommendation
AVAILABLE FOR REVIEW IN THE COUNCIL OFFICE
Draft Preliminary Official Statement- Form of Disclosure certificate is located at page D-16.
T:\Council Agenda Reports\2015\2015-06-16\Nacimiento Project Debt Refinancing\Council Agenda Report- Naci Debt Refi.docx
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Attachment 1
35208746.2
[City of San Luis Obispo Resolution] ADOPTION COPY
RESOLUTION NO. _____ (2015 Series)
RESOLUTION OF THE COUNCIL OF THE CITY OF SAN LUIS
OBISPO, IN CONNECTION WITH THE REFUNDING OF THE
NACIMIENTO WATER PROJECT REVENUE BONDS, APPROVING
CERTAIN DISCLOSURE REGARDING THE CITY AND AUTHORIZING
CERTAIN ACTIONS IN CONNECTION WITH SUCH REFUNDING
WHEREAS, this Council (the “Council”) of the City of San Luis Obispo (the “City”)
has heretofore entered into a Nacimiento Project Water Delivery Entitlement Contract (the
“Delivery Contract”) with the San Luis Obispo County Flood Control and Water Conservation
District (the “District”), in connection with the Nacimiento Water Project (the “Project”) for the
supply of additional water for the use and benefit of the lands and inhabitants served by the City;
and
WHEREAS, on September 26, 2007, the SLO County Financing Authority (the
“Authority”) issued $157,845,000 Nacimiento Water Project Revenue Bonds, 2007 Series A (the
“2007A Bonds”) and $38,565,000 Nacimiento Water Project Revenue Bonds, 2007 Series B
(Taxable) (the “2007B Bonds,” and together with the 2007A Bonds, the “2007 Bonds”) in order
to finance the Project; and
WHEREAS, the District and the Authority have determined that it is necessary and
desirable to proceed with the refunding of all or a portion of the 2007A Bonds (the “Bond
Issue”) through the issuance and sale of Municipal Obligations (as defined in the Delivery
Contract); and
WHEREAS, in connection with such refunding, the Council has been presented with a
form of Preliminary Official Statement, together with an appendix containing statistical and
other descriptive information regarding the City (the “Appendix”) and a form of Continuing
Disclosure Agreement (the “Continuing Disclosure Agreement”);
NOW, THEREFORE, the Council of the City of San Luis Obispo does hereby resolve
and determine as follows:
Section 1. The foregoing recitals are true and correct.
Section 2. Raymond James & Associates, Inc., as underwriter for the Authority (the
“Underwriter”) is authorized to use a Preliminary Official Statement and Official Statement,
each containing an Appendix A (or a revised form thereof) describing certain statistical and other
information of the City in the marketing and sale of the Authority’s Refunding Revenue Bonds
(the “Bonds”), based upon information provided and to be provided by the City, with such
changes from the form of Preliminary Official Statement submitted to this City Council as the
City Administrative Officer, City Attorney, Director of Finance and Information Technology, or
a designee thereof (each, an “Authorized Representative”) may determine to be in the best
interests of the City. The City shall be responsible for notifying the Authority and the
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Attachment 1
35208746.2 2
Underwriter should any information regarding the City in said Appendix materially change from
the time of submission to the closing date of the Bond Issue.
Section 3. The form of Continuing Disclosure Agreement presented to and reviewed by
this meeting of the City Council is hereby approved, and the Authorized Representative of the
City is hereby authorized and directed to execute and deliver a Continuing Disclosure
Agreement, substantially in the form presented to and approved at this meeting of the Council,
with such changes therein as the Authorized Representative and the District may approve, such
approval to be evidenced by the signature of said Authorized Representative.
Section 4. The Authorized Representatives of the City are hereby authorized and
directed, for and in the name and on behalf of the City, to do or cause to be done any and all
things and take any and all other actions in support of the issuance of the Bonds, including,
without limitation, the execution of certificates and ancillary documents and the delivery of
opinions on behalf of the City as may be reasonably required by the District, which they, or any
of them, deem necessary or advisable in order to consummate the purposes described herein.
[Remainder of page intentionally left blank.]
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Attachment 1
35208746.2 3
Section 5. This resolution shall take effect immediately upon its adoption.
Upon motion of Council Member ___________, seconded by Council Member
__________, and on the following vote:
AYES:
NOES:
ABSTENTIONS:
ABSENT:
The foregoing resolution was adopted this 16th day of June, 2015.
By
Name:
Title: Mayor
ATTEST:
By________________________________
Name:
Title: Anthony Mejia, CMC
City Clerk
APPROVED AS TO FORM:
By________________________________
Name:
Title: City Attorney
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