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HomeMy WebLinkAboutJan Marx - Form 460 - Semi-Annual - 07-28-2008Recipient Committee Campaign Statement C9verPage (Government Code Sections 84200 - 84216.5) SEE INSTRUCTIONS ON REVERSE Type or print in ink. Statement covers period Date of election if applicable: (Month, Day, Year) fram =`Td � �� throug 1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4. Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure 0 State Candidate Election Committee Committee Q Recall Q Controlled (AlsocompletoPartS) Q Sponsored (Also Complete Part 6) ❑ General Purpose Committee 0 Sponsored O Small Contributor Committee O Political PartyJCentral Committee 3. Committee Information MITTEE NAME (OR CANDIDATE'S NAME IF ❑ Primarily Formed Candidate/ Officeholder Committee (ALso Com*fe Part 7) I.D. NUMBER Date Stamp RECEIVED JUL 2 8 7008 SLO CITY CLE 2. Type of Statement: �krg Preelection Statement .Semi- annual Statement ❑ Termination Statement (Also file a Form 410 Termination) ❑ Amendment (Explain below) I 1 LJ In C rx STREET ADDRESS (NO P.O. B x , CITY STATE ZIP CODE AREA CODEIPHONE ar) llb MAILING ADDRESS (IF DIFFERENT) NO. AND ST ET OR P.O. BOX CITY STATE ZIP CODE AREA CODE /PHONE OPTIONAL: FAX / E -MAIL ADDRESS Treasurer(s) COVER PAGE of For Official Use Only ❑ Quarterly Statement ❑ Special Odd -Year Report ❑ Supplemental Preelection Statement - Attach Form 495 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of myknowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under thylaws of the a of California that the foregoing is true and. Dr Executed on Date By Executed on BY Date Signature of Controlling Officeholder , Candidate, State MeasureProponent FPPC Form 460 (January105) FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275-3172) State of California Type or print in ink. Recipient Committee Campaign Statement Cover Page — Part 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDIDATE T_ oqi� ' X OFFICE SOUGHT O HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy. COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? ❑ YES ❑ NO COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? ❑ YES ❑ NO 6. Primarily Formed Ballot Measure Committee NAME OF BALLOT MEASURE COVER PAGE - PART 2 Page of tA- BALLOT NO. OR LETTER JURISDICTION ❑ SUPPORT ❑ OPPOSE �y Identify the controlling officeholder, candidate, or state measure proponent, if any. (� NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY 7. Primarily Formed Candidate /Officeholder Committee List names of officeholder(s) or candidate(s) for which this committee is primarily formed. COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODEIPHONE Attach continuation sheets if necessary NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD J SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑SUPPORT ❑ OPPOSE FPPC Form 460 (January /05) FPPC Toll -Free Helpline: 866/ASK-FPPC (8661275- 3772) State of California Campaign Disclosure Statement Summary Page SEE INSTRUCTIONS ON REVERSE NAME 11 F9 rre nds o Contributions Received 1. Monetary Contributions ............ .................... .. ......... Schedule A, Line 3 Loans Received .................... ..... ----------------------- schedule B, Line 3 3. SUBTOTALCASH CONTRIBUTIONS .. ...... .--------- _..... Add Lines 1 +2 4. Nonmonetary Contributions ----- ....... ...... ........ .. --- Schedule C, Line 3 5. TOTAL CONTRIBUTIONS RECEIVED •••. ................ Add Lines 3 +4 Expenditures Made 6. Payments Made ........................ ............................... Schedule E Line 4 7. Loans Made .............................. ............................... Schedule H, Line 3 8. SUBTOTAL CASH PAYMENTS ..... ............................... Add Lines 6+ 7 9. Accrued Expenses (Unpaid Bills) .. ..... Schedule F Line 3 10. Nonmonetary Adjustment ............ ............................... Schedule C, Line 3 11. TOTAL EXPENDITURES MADE .... ............................Add Lines 8 + 9 + 10 Current Cash Statement .2. Beginning Cash Balance ....................... Previous Summary Page, Line 16 13. Cash Receipts ..................... ....... ....................... Column A, Line 3above 14. Miscellaneous Increases to Cash... ........ ....... ....... Schedule 1, Line 4 15. Cash Payments ................... ............................... Column A, Line 8 above 16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 If this is a termination statement, Line 16 must be zero. Type or print in ink. Amounts may be rounded to whole dollars. Mar Column A TOTALTHIS PERIOD (FROMATTACHED SCHEDULES) $ $ 0 $ 6 $ $ 1b,o $ 17. LOAN GUARANTEES RECEIVED_ ......................... Schedule B, Part 2 $ . ©- Cash Equivalents and Outstanding Debts 18. Cash Equivalents ......... ............................... See instructions on reverse $ 19. Outstanding Debts ......................... Add Line 2 + Line 9 in Column B above $ Statement covers period from throug Column B CALENDARYE4R TOTALTODATE $ 0 0 $ a $ L% $ 5 $ S. 106 ,00 $ r To calculate Column B, add amounts in Column Ato the corresponding amounts from Column B of your last report. Some amounts in Column A may be negative figures that should be subtracted from previous period amounts. If this is the first report being filed for this calendar year, only carry over the amounts from Lines 2, 7, and 9 (if any). SUMMARYPAGE 7 O 00 Page —a of I.D. NUMBER Calendar Year Summary for Candidates Running in Both the State Primary and General Elections 20. Contributions Received 21. Expenditures Made 1/1 through 6130 7/1 to Date $ $ Expenditure Limit Summary for State Candidates 22. Cumulative Expenditures Made' (If Subject to Voluntary Expenditure Limit) Date of Election Total to Date (mmldd /yy) "Amounts in this section may be different from amounts reported in Column B. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 - 3772) Schedule A Type or print in ink. Monetary Contributions Received Amounts may be rounded Statement covers period SCHEDULE A to whole dollars. - 1 from o e- SEE INSTRUCTIO NS ON REVERSE ry through 3 0 a of rIDNUMBER NAME OF FILER fJ�°� DATE 7FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR IF AN INDIVIDUAL, ENTER CONTRIBUTOR AMOUNT CUMULATIVE TO DATE PER ELECTION (IF COMMITTEE, ALSO ENTER I NUMBER) RECEIVED OCCUPATION AND EMPLOYER CODE * RECEIVED THIS CALENDAR YEAR TO DATE (IF SELF-EMPLOYEE), ENTER NAME OFBUSINESS) PERIOD (SAN. 1 -DEC. 31) (IF REQUIRED) ❑IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC Schedule A Summary 1. Amount received this period — itemized monetary contributions. (Include all Schedule A subtotals.) .......................................................... ............................... 2. Amount received this period — unitemized monetary contributions of less than $100 .............. 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ..................... SUBTOTAL$ $ l ri u� $ 0 TOTAL $ ' FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/2753772) 'Contributor Codes IND— Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY— Political Party SCC — Small Contributor Committee Instructions for Schedule A Monetary Contributions Received Report monetary contributions (except loans) received during the reporting period on Schedule A. Also report on Schedule A if a contributor forgives a loan for you or a third party pays a loan for you. Loans received during the period are reported on Schedule B. Certain transfers between a state candidate's controlled committees are also disclosed on Schedule A. (See FPPC Campaign Disclosure Manual 1.) If a total of $100 or more is received from a single contributor during a calendar year, report the name, street address, city, state and zip code of the contributor, the amount contributed this period, and the cumulative amount received from the contributor since January 1 of the current calendar year.* Include monetary and nonmonetary contributions and loans when reporting the cumulative amount. Contributions totaling less than $100 received from a single contributor during a calendar year are reported as a lump sum on Line 2 of the Schedule A Summary. *There are exceptions to the calendar year "cumulation period" for candidate elections and ballot measure elections held in January and early February, and for ballot measure qualification .ictivities. (See the FPPC Campaign Disclosure Manuals for candidates and ballot measure committees.) Date Received: A monetary contribution has been received when the candidate or committee, or an agent of the candidate or committee, receives or obtains control of the check or other negotiable instrument. There are special rules for reporting the date contributions are received by a committee that collects contributions through employee payroll deductions or membership dues. Contributor Codes: For each itemized contributor, check the applicable contributor code: IND-- contributions from any individual's personal funds. COM— contributions from other committees that receive contributions. These committees will have an identification number assigned by the Secretary of State. Examples: political action committees, other candidates' committees. (State committees should use PTY or SCC when appropriate.) OTH -- business entities and other contributors. PTY -- contributions from political parties (including state and county central committees). SCC -- contributions from small contributor committees (applicable only to state candidates and committees). Contributions from Individuals: When itemizing a contribution from an individual, also disclose the contributor's occupation and the name of his or her employer. If the contributor is self - employed, provide the name of his or her business. If the contributor is not employed, enter "none." It is not necessary to enter occupation and employer information for other types of contributors (such as business entities). Missing Contributor Information: A contribution of $100 or more must be returned to the contributor within 60 days if the recipient does not obtain the contributor's address, occupation and employer. Contributions from Committees: When itemizing a contribution from another recipient committee, disclose the identification number assigned to that committee by the Secretary of State in addition to its name and address. If no ID number has been assigned, provide the name and address of that committee's treasurer. Intermediaries: If you receive a contribution through an intermediary (i.e., you have received a contribution check from a person other than the true source of the funds), disclose all of the required information for both the intermediary and the actual contributor. Per Election to Date: Candidates subject to state contribution limits (or if required by local ordinance) must disclose the cumulative amount received from each contributor during the limitation cycle in addition to the calendar year cumulative amount. (Candidates for elective state office should refer to FPPC Campaign Disclosure Manual 1.) Additional Important Information: Refer to the FPPC Campaign Disclosure Manual for your type of committee for important information about aggregating monetary and nonmonetary contributions, recordkeeping, prohibitions on cash contributions, returning contributions, and more. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (86612753772) Schedule E Type or print in ink. PaMade Amounts may be rounded statement covers period Payments Md y to whole dollars. from /r" "f SEE INSTRUCTIONS ON REVERSE NAME OAFFFFILER 1 through t! Page of r I.D. NUMBER ( 7 o -77 � CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CW campaign paraphernalia /misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs 9L candidate filing /ballot fees PHO phone banks TRC candidate travel, lodging, and meals 1D fundraising events POL polling and survey research TRS staff /spouse travel, lodging, and meals .dD independent expenditure supporting /opposing others (explain)` POS postage, delivery and messenger services TSF transfer between committees of the same candidate /sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE j (IF COMMITTEE ALSO ENTER I.D NUMBER) g CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID 17r` 0 * Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL$ �57 6 4 Schedule E Summary �THAt 1. Itemized payments made this period. (Include all Schedule E subtotals.) ............................................................................... ............................... $ 4 . Unitemized payments made this period of under $100 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ...................................... .......... .....,.,,....,.......__.__..._. $ 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $ FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/2753772) Instructions for Schedule E Payments Made Report payments on Schedule E (other than loans). For each payment of $100 or more made during the period, report the name and street address, city, state, and zip code of the payee or creditor, and the amount paid during the period. Payments of less than $100 during the period are reported as a lump sum on Line 2 of the Schedule E Summary. However, if two or more payments under $100 were made for a single product or service and the total paid during the period was $100 or more, itemize the total amount paid during the period. Report on Schedule E payments made on expenses that were reported on a previous statement as accrued expenses. Also report the required information on Schedule F. Code or Description of Payment: If one of the codes listed on Schedule E fully describes the payment, enter the code. A full description of each code is provided on the back of the Schedule E- Continuation Sheet. If none of the odes fully explains the payment, leave the "Code" column blank and enter a brief description of the goods or services purchased in the "Description of Payment" column. Candidates: All payments in connection with your campaign must be made from the campaign bank account. To use personal funds for campaign purposes, you must first deposit the funds in the campaign bank account. Credit Card Payments: Disclose the name, address, and amount paid to the credit card company during the period. Also disclose the name, address, amount paid, and code or description of paymentfor each vendor paid $100 or more. You may disclose the vendor payments on Schedule E or Schedule G. Payments by Agents and Independent Contractors: When an agent cr independent contractor (e.g., campaign worker, advertising agency, campaign management firm) makes payments on your behalf ( "subvendor payments "), disclose the name, address, amount paid, and code or description of payment for each vendor paid $500 or more. Disclose payments to the agent or independent contractor on Schedule E. You may disclose the subvendor payments on Schedule E or Schedule G. Ownership Interests or Business Employment: A ballot measure committee that makes a payment to any business entity (1) which is owned 50 percent or more by any of the individuals listed below, or (2) in which any of the individuals listed below is an officer, partner, consultant or employee, must report that individual's name, relationship to the committee, and a description of the ownership interest or position with the business entity. Individuals covered by (1) and (2) above include: — A candidate or person controlling the committee; or -- An officer or employee of the committee; or -- The spouse of any of the above. Loans: Report interest paid on loans received on Line 3 of the Schedule E Summary (from Schedule B, Part 1, Column (e)). Do not report payments made on loans received on Schedule E. Report loan repayments on Schedule B. Do not report loans made to others on Schedule E. Report loans made on Schedule H. Savings Accounts /Certificates of Deposit/Money Market Accounts: Do not report transfers of campaign funds into savings accounts, certificates of deposit, money market accounts, orthe purchase of any other asset that can readily be converted to cash on Schedule E. Continue reporting these amounts as part of your cash on hand on the Summary Page. Additional Important Information: Referto the FPPC Campaign Disclosure Manual for yourtype of committee for important information about recordkeeping, returning contributions, prohibitions on cash expenditures, permissible uses of campaign funds, and more. FPPC Form 460 (January /05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772) Schedule F Type or print in ink. SCHEDULEF Amounts may be rounded Statement covers period ORNIA Accrued Expenses (Unpaid Bills) to whole dollars. tc �- FORM • from SEE INSTRUCTIONS ON REVERSE NAME OF FILER CODES: If one of the followih codes accurately describes the payment, you may enter the code CIVP campaign paraphemalia/misc. MBR member communications CNS campaign consultants MTG meetings and appearances ppearances CTB contribution (explain nonmonetary)' OFC office expenses CVC civic donations PET petition circulating FIL candidate filing/ballot fees PHO phone banks FND fundraising events POL polling and survey research independent expenditure supporting /opposing others (explain)' POS postage, delivery and messenger services sG legal defense PRO professional services (legal, accounting) LIT campaign literature and mailings PRT print ads NAME AND ADDRESS OF CREDITOR (IF COMMITTEE, ALSO ENTER I,D, NUMBER) f�y_fif filiAd5- Oovl� CODE OR DESCRIPTION OF PAYMENT through !zn Otherwise, describe the payment (a) OUTSTANDING BALANCE BEGINNING OF THIS PERIOD Page 6 of I.D. NUMBER i -7o-77 `f z RAD radio airtime and production costs RFD returned contributions SAL campaign workers' salaries TEL t.v. or cable airtime and production costs TRC candidate travel, lodging, and meals TRS staff /spouse travel, lodging, and meals TSF transfer between committees of the same candidate /sponsor VOT voter registration WEB information technology costs (intemet, e-mail) (b) AMOUNT INCURRED THIS PERIOD � OC) ' (c) AMOUNT PAID THIS PERIOD (ALSO REPORT ON E) (d) OUTSTANDING BALANCE AT CLOSE OF THIS PERIOD • Payments that are contributions or independent expenditures must also be SUBTOTALS O 3 summarized on Schedule D. $ ' O D `� $ 1r ( J $ _ J $ Schedule F Summary 1_. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for accrued expenses of $100 or more, plus total unitemized accrued expenses under $ 100.) ............. .............. ................. INCURRED TOTALS $ / %v 2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.) .. ....... ........................ PAID TOTALS $ 3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and onthe Summary Page, Column A, Line 9.) .............................................................................................. ..............................• NET $ 414 be a ne57tive number FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772) Instructions for Schedule F Accrued Expenses (Unpaid Bills) Report unpaid bills for goods or services on Schedule F. If the amount owed to a single vendor is $100 or more at the end of the reporting period, you must disclose the name and street address, city, state, and zip code of the payee or creditor and the amount incurred during the period that is outstanding atthe end of the period (Column (b)). Continue reporting the accrued expense on each subsequent campaign statement until it is paid. You are not required to report on Schedule F regular administrative overhead expenses, such as rent, utilities, phones, or employee salaries if you have not received a bill in the normal course of business or if the due date for the payment is after the closing date of the statement. If you do not know the exact amount of a debt or obligation, provide an estimate. Once the exact amount is known, amend the estimated amount or note the correct amount on the next campaign statement. npaid bills of less than $100 at the end of the reporting period are added together and included in the total reported on Line 1 of the Schedule F Summary. When accrued expenses are paid, the payments are reported on Schedule E. Also report the payment on Schedule F, Column (c). Code or Description of Payment: If one of the expenditure codes listed on Schedule F fully describes the payment, enter the code. A full description of each code is provided on the back of the Schedule E Continuation Sheet. If none of the codes fully explains the expenditure, enter a brief description of the goods or services instead. There are special instructions on the back of the Schedule E Continuation Sheet for coding and describing nonmonetary contributions and independent expenditures to support/oppose other candidates, committees, and ballot measures. Accrued expenses that are nonmonetary contributions and independent expenditures must also be summarized on Schedule D when incurred Credit Card Payments: Disclose the name, address, and amount owed or paid to the credit card company during the period. Also disclose the name, address, amount paid, and code or description of payment for each vendor paid $100 or more. You may disclose the vendor payments on Schedule F or Schedule G. Payments by Agents and Independent Contractors: When an agent or independent contractor (e.g., campaign worker, advertising agency, campaign management firm) makes payments on your behalf ( "subvendor payments "), disclose the name, address, amount paid, and code or description of payment for each vendor paid $500 or more. Disclose amounts owed to the agent or independent contractor on Schedule F. You may disclose the subvendor payments on Schedule F or Schedule G. Note: It is not necessary to reitemize credit card vendors or agent subvendors on Schedule F or G when payments are made on accrued expenses, or if an accrued expense is itemized on more than one statement. Forgiveness or Third Party Payment of an Accrued Expense: If a creditor forgives or reduces an outstanding debt, or a third party pays a debt for you, report the transaction as follows: • In the "Description of Payment' column, state that the debt was forgiven, reduced, or paid by a third party. • Report the amount forgiven, reduced, or paid by a third party as a negative figure in the "Amount Incurred This Period" column (Column (b)). • Report a nonmonetary contribution from the creditor or third party on Schedule C. Do not report the forgiveness, reduction, or third party payment on Schedule E. Referto the FPPC Campaign Disclosure Manual for yourtype of committee for important information about recordkeeping, cash expenditures, permissible uses of campaign funds, and more FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772)