HomeMy WebLinkAbout05-21-2015 C2 CodronRE(_-ETV
MAY 202013
j Sl -O CITY CLERK
council CMOIZA
city of san Luis oBispo, aaministuation 6epautment
DATE: May 20, 2013 AGENDA
TO: City Council CORRESPONDENCE
Date ��� � Item#
FROM: Michael Codron, Assistant City Manager
By: Claire Clark, Economic Development Manager
VIA: Katie Lichtig, City Manager
SUBJECT: C2 - San Luis Obispo Downtown Association Agreement
A council member has requested clarification of a proposed term in the 2013 -15 Agreement
between the City and the San Luis Obispo Downtown Association ( SLODA). At issue is the
proposed provision that eliminates the requirement for a biennial audit. In addition, there is a
typo in the agreement that staff would like to ensure is changed as part of Council's action on
this item.
Under the City's first contract with the SLODA in 2008, an annual audit was required. Since
then, the requirement has been extended from annual audits to biennial audits as a result of
financial management outcomes confirmed by the independent auditors. For the proposed
contract, the SLODA requested that the audit requirement be extended further such that an audit
be required every four to six years. In lieu of more frequent audits, the City will be receiving an
annual Compilation of Downtown Parking and Business Improvement Area (DPBIA) financial
transactions detailing the expenditure of these revenues.
The proposed contract language states that the Compilation (Page 2, 10th line from bottom, typo
noted):
"shall show the purposes to which the DPBIA funds were put such as the name
and date of the event and the allocation of T-PBID DPBIA funds relative to the
costs of the event."
This requirement allows the City to verify on an annual basis that the SLODA, a 501(c)(6) non-
profit organization, is using DPBIA revenues in a manner consistent with the law and with its
contractual obligations.
Furthermore, the SLODA is required to provide quarterly financial reports showing qualifying
expenditures made by SLODA and shall, upon request by City, produce supporting invoices,
receipts, vouchers and statements showing how the DPBIA revenues have been expended
consistent with the Agreement. Such financial reports are required to include a line -item
schedule that matches expenditures with specific, budgeted amounts and activities. This
reporting obligation subjects the submitted quarterly reports to a review by the Finance Division
to identify any potential questions or concerns within a timeframe that allows these matters to be
addressed quickly. This quarterly reporting requirement provides the city with a thorough
Council Memorandum
May 20, 2013
Page 2
accounting of the SLODA's spending that is more timely than waiting for the completion of an
audit an annual or biennial basis. If, after receiving this information, there were any remaining
questions or concerns that need to be addressed, the contract terms provide staff with the ability
to request and review the invoices and other detail items supporting the reported costs and
receipts.
With the annual Compilation and the .quarterly reporting requirements, the proposed contract
actually enhances staff s ability to identify irregularities in a timely manner. As a result, staff
supports extending the audit period per the draft contract, which gives the City the right to
require an audit not more than every four years or less than every six years. Because the City and
the SLODA utilize a two -year contract term aligned with the City's financial plan period, the
audit requirement would next become part of the contract for 2015 -17, applicable to the 2015 -16
fiscal year.