HomeMy WebLinkAbout02-02-2016 Item 02 PresentationLOCAL UPDATE REGARDING FEDERAL AND STATE
HOUSING AND COMMUNITY DEVELOPMENT
PROGRAMS, INITIATIVES AND BUDGETS
City of San Luis Obispo City Council Presentation
February 2, 2016
By John Fowler
FEDERALISM
Federal Budget process includes many initiatives affecting state and local government
Process involves agency input as well as regional, statewide and local advocacy
regarding final budget development and agency funding allocations
For Housing and Community Development, certain programs provide resources for local
governments, principally through Housing and Urban Development Department but also
through USDA and other agencies
HUD programs include among others, Community Development Block Grant, Home
Investment Partnership Act (HOME), Emergency Shelter Grant and McKinney-Vento
Supportive Housing Program (SHP) funding for homeless persons
Federal Discretionary budget items have been subject to sequestration and reductions;
growing debt and entitlement programs, Social Security, Medicare, etc. continue to
consume a large share of the budget pie.
As context for competing priorities: defense spending accounts for 54% of all
discretionary spending; the HUD budget 3%; Veterans programs, 1%. Paradoxically,
defense spending and military engagement often produces greater need to HUD and
Veterans programs to provide resources to returning service personnel.
HUD PROGRAMS
CDBG: Community Development Block Grant, provide resources for
capital/infrastructure development and community programming (local non-profit
agency and services); provides 20% administrative allocation to support city staff
time and city operating budget, no matching funds requirements
HOME: funding for affordable housing development; serves as critical local
matching funds for project development; provides 10% administrative allocation to
support staff time and city operating budgets; dollar-for dollar match; easily met
with other funding resources
HUD BUDGET UPDATE
Community Development programming will likely see a slight increase over 2015/16
funding levels, congressional advocacy and support has been integral to this, however
slight increases are only marginal improvements when viewed historically.
For example, the fiscal year 2016 formula program request of $2.8 billion is only $327 million
above the $2.473 billion appropriation level in the inaugural year of the CDBG program in
1975. When adjusted for inflation, the fiscal year 2016 request represents approximately
one fifth of the fiscal year 1975 funding level, when the number of grantees receiving funds
under the program was approximately half of the number of grantees that will be receiving
funds in fiscal year 2016.
In terms of the HOME program this was initially proposed to be reduced 95% nationally, and
would have effectively shuttered and/or hobbled this resource significantly. HOME Program
budget increased slightly from $900 million in 2015, to $950 million for 2016, resulting from
advocacy and related congressional support.
As context of progressive reductions, in 2001, the HOME Program budget was $1.8 billion
In Washington D.C. we met personally with congressional delegation as well as key
committee members, including chair of Ways and Means committee to advocate
support and stress local importance and need for HOME and other HUD
programming;
We have also advocated through local, state and national interest groups in
providing congress and staff with reports in terms of outcomes and results of funding
that has been allocated to projects
Our elected representatives in Washington and Sacramento consult with us for
technical advice and input as to policy changes being considered and potential
local impact, both in terms of community and economic development
Although budget figures are on the slight increase for these programs, they have
been on the decline--some significant reductions-- over the past five years. Even
though there has been a slight uptick recently. Budget sequestration has
contributed to automatic program cuts. However, as noted, HOME funds increased
by $50 million from 2015 to 2016. Should sequestration continue, the annual
reductions in discretionary budget allocations will follow suit.
HUD BUDGET UPDATE CONTINUED
IMPACT OF HOME ON LOCAL CONGRESSIONAL
DISTRICT 24 (LOIS CAPPS) : 1992-2015
NUMBER OF GRANTEES 7
TOTAL RENTAL UNITS 1,087
TOTAL HOMEBUYER UNITS 421
TOTAL HOMEOWNER REHAB UNITS 28
TOTAL COMPLETED UNITS 1,536
TOTAL DRAWN AMOUNT $69,549,839
For the period 1992-2015 for our congressional district, the regional impact for
affordable housing development has been significant: over this timeframe, seven
participating jurisdictions receiving HOME have drawn down almost $70 million in
federal funds. When considered how this funding leverages other resources, often up
to a 10:1 ratio, this greatly benefits our region and local economies; not to mention
local low-income residents (below statistical data obtained from HUD website).
OTHER AFFORDABLE HOUSING FUNDING SOURCES
Federal Low-Income Housing Tax Credits, inception: 1985
Tax incentive for investors to invest in affordable housing developments; largest single financial resource for most affordable housing development nationally
Overseen through Internal Revenue Service
National allocation of tax credits to State Housing Agencies who fund projects across the state through largely competitive process; some regional apportionment
Provides most significant source of financial capital for affordable housing; HOME is a critical local match for this funding. Federal resources funneled locally and to state of California are crucial; local resources such as affordable housing In-Lieu Fees and Housing Trust Fund financial support are also important.
Bi-partisan support for continued funding
Emergency Shelter Grant (HUD): Provides resources for homeless programs and direct services to homeless persons, including rental assistance; no matching funds requirement
McKinney-Vento (HUD): (funding through County of SLO, under Continuum of Care) provides funding for homeless programs and services, outside of emergency shelter funding, transitional housing, permanent supportive housing; matching funds requirements may be met with in-kind services
Cap and Trade: State of California Strategic Growth Council, 20% set-aside of Cap and trade allocated to Affordable Housing and Sustainable Communities; this year $320 million is available, new funding, second year of program Guidelines favor projects in larger urban areas and we have advocated and received a 10% set-aside for rural communities and are advocating for changes that will benefit other areas of the state outside larger urban areas. Goal is to reduce greenhouse gas emissions.
IMPORTANCE OF CONTINUED
FUNDING FOR HUD PROGRAMS
Federal funding is significant and leverages additional resources by serving as matching funds, or providing programming that state and local governments lack resources for
Example: McKinney-Vento for Homeless Persons provides approximately $2.5 billion annually supporting 8,000 programs nationally that address homelessness; this has been in place since 1985 and is the only real resource for assisting homeless persons
Matching requirements are low and may be in-kind, non-cash
Very few other local and/or state resources that allocate funding specifically for this purpose, particularly in these amounts.
No free lunch, requires local leadership, organization and Continuum of Care planning to realize ongoing annual funding such as data collection, e.g. Homeless Point-in Time Counts, local strategic planning, resource coordination, grant administration, and performance reporting.
ADVOCACY: TAX CREDITS
Congress recently passed legislation providing increased certainty as to funding and value of tax credit pricing. Pricing for 9% tax-credits is now fixed at a baseline minimal level and advocacy efforts are underway to negotiate similar fixed-minimum pricing of 4% tax-credits as well.
As pricing of tax-credits varied nationally, this created uncertainty in amount of financial subsidy that projects could rely on with confidence; problem became acute with housing meltdown and recession. No one was purchasing tax credits, their value declined and projects languished.
Based on this, program advocates and interested parties informed that certainty in this program would better allow projects to move forward and relieve pressure on local government and/or other agencies to identify additional financial resources to make up the difference when fluctuations occurred.
Legislation was recently passed insuring program sustainability and certainty, allowing for increased reliability in identified resources to construct affordable housing
In 2015, California allocated $91,543,345 in federal 9% tax-credits. Combined with $112,795,659 in state credit awards this funded 90 projects throughout the state that will result in 4,943 affordable housing units being built.
These are considerable resources and HOME and other local affordable housing funds serve as leveraged resources to acquire these tax credits. Local in-lieu fees are also an important source of matching funds for Tax Credits.
OTHER ADVOCACY EFFORTS –GSE’S
Government Sponsored Enterprises : Fannie Mae and Freddie Mac
Advocated for proceeds-based funding from Freddie and Fannie loan portfolio to support new federal affordable housing fund under National Housing Trust Fund (NHTF);
NHTF, based on housing market crash in 2008 and Freddie/Fannie’s financial position, has not received funding from proceeds and hence implementation has been in abeyance. Efforts to not implement the National Housing Trust Fund were unsuccessful, hence funding proceed keep accumulating until a decision is reached;
Now that Freddie and Fannie are in a better financial position, proceeds should fund this new resource;
NHTF moneys will be allocated to states, with tax credits, and awarded through competitive application process once NHTF is funded and implemented;
When/if projects in our region do not receive funding under this initiative we advocate for geographic equity and apportionment.
Advocating for program changes that benefit our communities for example Affordable Housing and Sustainable Communities funding (Cap & Trade)
BANKING ADVOCACY/CONSULTING: CRA
Community Reinvestment Act requires lending institutions to provide resources for reinvestment into community programming benefitting low-income communities;
May include lending, financial support, first mortgage and construction loans for affordable housing development and other requirements
When significant bank mergers are on the table, this year we have worked with the Office of the Comptroller of Currency, the Federal Reserve and the FDIC to advise as to what potential impacts a significant bank merger might have on CRA and offered advice and conditions to insure that merger would benefit, or not be to the detriment, local and regional areas
Example: When Union Bank was initially proposing acquisition and merger with the local financial institution Santa Barbara Bank and Trust, PSHHC was at the table informing Congress, interested committees and federal regulatory agencies as to potential local impact. The merger and acquisition moved forward and Union Bank has become an integral partner in meeting local needs as well as advancing their internal CRA goals and objectives.
We assess performance and offer input into decisions affecting community and economic development.
STATE ADVOCACY AND CONSULTING
Participated in working group advocating for legislative language that insured smaller, rural communities would receive consideration in Affordable Housing and Sustainable Communities (AHSC) funding
Uncertainty of hundreds of millions of dollars the Governor has earmarked for Cap & Trade in his State of the State Address
Resulted in 10% of funds being reserved for these communities whereas prior none had been allocated
Working on developing alternative methodologies and metrics in regard to measuring Greenhouse Gas Reduction and carbon footprint in Rural and smaller urban areas; current methods only consider methods associated with Large Urban areas.
Met with state director of Housing and Community Development and director of State Director of Environmental Protection Agency to advocate and provide input as to needs of local areas in addition to major urban centers in the state, Los Angeles, San Francisco, etc.
Worked with state assembly staff in informing legislative policy and language insuring that funding being proposed was well-crafted as well as available and beneficial to all regions
Provided technical assistance and expertise where this knowledge was sought out to inform public policy development.
Advocated for AB 35 and SB 1335 to increase funding for affordable housing, unfortunately neither of these bills were approved
IT TAKES A SMALL VILLAGE
We represent our local communities in federal, state and regional community and economic development and work with other interested parties to coordinate messaging, technical resources, and policy guidance on programs beneficial to our cities and region
Policy work is informed by local needs and agency experience
Focus is on resources coming into local communities that provide funding and resources to local government as well as policy that addresses, includes and considers local needs
Affordable housing developments infuse millions of dollars into local economies, create jobs and support commerce and economic development
Other interest groups we work with include:
NeighborWorks, California Housing Partnership, Enterprise Community Partners, National Low-Income Housing Coalition, California Rural Housing Coalition, state and local homebuilders associations, local Housing Trust funds, Housing Authorities, among others
Our efforts over the past years have included letter-writing, informing legislation and policy development, providing verbal and written comment to administrative and regulatory policy changes, meeting with agency directors, congress members and congressional committee and subcommittee members and staff, and as noted, informing and advocating for sustainable financial resource base to support local government and community.
City County
Affordable
Housing
for area
residents
CDBG HOME Continuum
of Care Cap &
Trade
Tax
Credits
State &
Federal
In
Lieu
Fees
HA
Section 8
Vouchers
State
Budget
RAD VA NHTF
THANK YOU!
John Fowler, President/CEO
Peoples’ Self-Help Housing
3533 Empleo Street
San Luis Obispo, CA 93401
johnf@pshhc.org
805-540-2452