HomeMy WebLinkAbout11-01-2016 Council Reading File - Specifications
CONTRACT DOCUMENTS
FOR
CITY OF SAN LUIS OBISPO
TRANSIT FACILITY CLASSROOM REMODEL SPECIFICATION NO. 91384
October 2016
PUBLIC WORKS DEPARTMENT
ENGINEERING DIVISION
919 Palm Street
San Luis Obispo, CA 93401
(805) 781-7200
Rev 1. DMA 1/4/16
CONTRACT DOCUMENTS
FOR
CITY OF SAN LUIS OBISPO
TRANSIT FACILITY CLASSROOM REMODEL
SPECIFICATION NO. 91384
Approval Date: November 1, 2016
<<Consultant Stamp>>
11.xx.16
11.xx.16
Rev 1. DMA 1/4/16
TABLE OF CONTENTS
DIVISION 0 - BIDDING AND CONTRACT REQUIREMENTS
NOTICE TO BIDDERS .................................................................................................................................. 1
BID SUBMISSION ........................................................................................................................................ 1
Bid Documents ............................................................................................................................................ 1
Project Information ..................................................................................................................................... 2
Qualifications ............................................................................................................................................... 2
AWARD ......................................................................................................................................................... 3
INSTRUCTIONS TO BIDDERS .................................................................................................................... 5
1. BIDDERS REPRESENTATION ........................................................................................ 5
2. EXAMINATION OF CONTRACT DOCUMENTS AND WORK SITE ................................. 5
3. BIDDING PROCEDURES ................................................................................................. 6
4. AWARD AND EXECUTION OF CONTRACT ................................................................... 9
5. START OF WORK AND CONTRACT TIME ................................................................... 11
6. DESCRIPTION OF BID ITEMS/CONTRACT PAY ITEMS.Error! Bookmark not
defined.
INFORMATION AVAILABLE TO BIDDERS .............................................................................................. 12
1. EXISTING CONDITIONS. ................................................................................................ 12
2. RECORD DRAWINGS. ................................................................................................... 12
3. SOILS REPORTS. .......................................................................................................... 12
4. TEST RESULTS. ............................................................................................................ 12
PROPOSAL SUBMITTAL FORMS ............................................................................................................ 13
PROPOSAL ............................................................................................................................ 14
BID ITEM LIST FOR Transit Facility Classroom Remodel, Spec. No. 91384 .................................... 14
PUBLIC CONTRACT CODE SECTION 10232 STATEMENT ............. Error! Bookmark not defined.
Qualifications ...................................................................................................................................... 18
ATTACH BIDDER'S BOND TO ACCOMPANY BID ........................................................................... 20
(Rev. 6-30-14) .............................................................................................................................................. 20
REQUEST FOR INTERPRETATION OF CONTRACT DOCUMENTS ...................................................... 21
INSURANCE REQUIREMENTS ................................................................................................................. 22
SAMPLES OF FORMS ............................................................................................................................... 27
AGREEMENT ......................................................................................................................... 28
PERFORMANCE BOND ......................................................................................................... 30
PAYMENT BOND ................................................................................................................... 32
ESCROW AGREEMENT ........................................................................................................ 34
GUARANTEE OF WORK ........................................................................................................ 37
RELEASE................................................................................................................................ 38
MAINTENANCE BOND ........................................................................................................... 39
NOTICE OF POTENTIAL CLAIM FORMS .............................................................................. 41
Notice to Bidders
1
CITY OF SAN LUIS OBISPO
STATE OF CALIFORNIA
NOTICE TO BIDDERS
BID SUBMISSION
Sealed bids will be received by the City of San Luis Obispo at the Public Works Administration Office
located at 919 Palm Street, California 93401, until
2:00 p.m. on December 15, 2016
at which time they will be publicly opened and read aloud. Submit bid in a sealed envelope plainly marked:
Transit Facility Classroom Remodel, Specification No. 91384
Any bid received after the time and date specified will not be considered and will be returned to the bidder
unopened. Bids received by Fax or Email will not be considered.
By submission of bid you agree to comply with all instruction and requirements in this notice and the
contract documents.
All bids must be submitted on the Bid Item List form(s) provided and submitted with all other Bid Forms
included in these Contract Documents.
Each bid must be accompanied by either a:
1. certified check
2. cashier's check
3. bidder's bond
made payable to the City of San Luis Obispo for an amount equal to ten percent of the bid amount as a
guaranty. Guaranty will be forfeited to the City San Luis Obispo if the bidder, to whom the contract is
awarded, fails to enter into the contract.
The City of San Luis Obispo reserves the right to accept or reject any or all bids or waive any informality in
a bid.
All bids are to be compared on the basis of the City Engineer's estimate of the quantities of work to be
done, as shown on the Bid Item List.
Bids will only be accepted from bidders that are licensed in compliance with the provisions of Chapter 9,
Division III of Business and Professions Code.
The award of the contract, if awarded, will be to the lowest responsive bid submitted by a responsible
contractor whose bid complies with the requirements prescribed. If the contract is awarded, the contract
will be awarded within 60 calendar days after the opening of the bids.
Failure to raise defects in the notice to bidders or bid forms prior to bid opening constitute a waiver of
those defects.
BID DOCUMENTS
A copy of the plans and contract documents may be downloaded, free of charge, from the City’s website
at: www.slocity.org/government/department-directory/public-works/public-works-bids-proposals
A printed copy may be obtained at the office of the City Engineer by paying a non-refundable fee of:
1. $50.00 if picked up in person, or
2. $80.00 if by mailing to the office of the City Engineer
Request must include Specification Number. The office of the City Engineer is located at:
919 Palm Street
Notice to Bidders
2
San Luis Obispo, CA 93401
Standard Specifications and Engineering Standards referenced in the Contract Documents may be
downloaded, free of charge, from the City’s website at:
www.slocity.org/government/department-directory/public-works/documents-online
A printed copy may be obtained by paying a non-refundable of:
1. $16.00 if picked up in person, or
2. $21.00 if by mailing to the office of the City Engineer
You are responsible to obtain all issued addenda prior to bid opening. Addenda will be available to
download at the City’s website listed above or at the office of the City Engineer.
Contact the project manager, Mike McGuire at (805) 783-7716 or Public Works Department at (805) 781-
7200 prior to bid opening to verify the number of addenda issued.
You are responsible to verify your contact information is correct on the plan holders list located on the
City’s website at:
www.slocity.org/government/department-directory/public-works/public-works-bids-proposals.
PROJECT INFORMATION
In general, the project consists of remodel and tenant improvements to the Transit Facility for a
classroom/training room along with required interior and exterior ADA facility upgrades.
The project estimated construction cost is $130,000.
Contract time is established as 40 working days.
The fixed liquidated damages amount is established at $500 per day for failure to complete the work within
the contract time.
In compliance with section 1773 of the Labor Code, the State of California Department of Industrial
Relations has established prevailing hourly wage rates for each type of workman. Current wage rates may
be obtained from the Division of Labor web site: www.dir.ca.gov/DLSR/PWD/. This project is subject to
compliance monitoring and enforcement by the Department of Industrial Relations.
There will be a mandatory walkthrough on December 6, 2016. Bidders should meet in front of the Transit
Facility at 29 Prado Road at 10:00 AM or 2:00 PM.
QUALIFICATIONS
You must possess a valid Class B Contractor's License at the time of the bid opening.
You and any subcontractors must be registered with the Department of Industrial Relations
pursuant to Section 1725.5.
You must have experience constructing projects similar to the work specified for this project. Provide three
similar reference projects completed as either the prime or subcontractor. All referenced projects must be
completed within the last five years from this project’s bid opening date.
One of the three reference projects must have been completed under contract with a city, county,
state or federal government agency as the prime contractor.
All referenced projects must be for commercial non-residential remodels/tenant improvements.
Failure to provide reference projects as specified in this section and as required on the qualification form is
cause to reject a bid as being non-responsive.
Notice to Bidders
3
The City reserves the right to reject any bid based on non-responsiveness if a bidder fails to provide a bid
that complies with all bidding instructions.
The City reserves the right to reject a responsive bid based on the non-responsibility of the bidder if the
Director of Public Works or Designee finds, after providing notice and a hearing to the bidder, that the
bidder lacks the
1. knowledge
2. experience,
3. or is otherwise not responsible
as defined in Section 3.24 of the San Luis Obispo Municipal Code to complete the project in the best
interest of the City.
Rejected bidders may appeal this determination. Appeal must comply with the requirements in this Notice
to Bidders.
It is the City of San Luis Obispo’s intent to award the contract to the lowest responsive bid submitted by a
responsible bidder. If in the bidder’s opinion the contract has been or may be improperly awarded, the
bidder may protest the contract award.
Protests must be filed no later than five working days after either:
1. bid opening date
2. notification of rejected bid.
Protest must be in writing and received by the project manager located at:
919 Palm Street
San Luis Obispo, CA 93401.
Valid protests must contain the following information:
1. the reasons for the protest
2. any supporting documentation
3. the ruling expected by the City to remedy the protest.
Any protest not containing all required information will be deemed invalid and rejected.
The City will consider additional documentation or other supporting information regarding the protest if
submitted in compliance to the specified time limits. Anything submitted after the specified time limit will be
rejected and not be considered.
The Director of Public Works or Designee may request additional information to be submitted within three
days of the request, unless otherwise specified, and will notify the protester of ruling within ten days of
determination.
In the event that protester is not satisfied with ruling, the protester may appeal the ruling to the City
Council in compliance with Chapter 1.20 of the City of San Luis Obispo Municipal Code.
Pursuant to the Public Records Act (Government Code, § 6250, et seq.), the City will make public records
available upon request.
AWARD
The lowest bidder will be determined using the BASE BID.
As a condition to executing a contract with the City, two bonds each equal to one hundred percent of the
total contract price are required in compliance with Section 3-1.05 of the Standard Specifications.
You may substitute securities for moneys withheld under the contract in compliance with the provisions of
the Public Contract Code, Section 10263.
Notice to Bidders
4
ACCOMMODATION
If any accommodations are needed to participate in the bid process, please contact Kathryn Stanley at
(805) 781-7200. Telecommunications Device for the Deaf (805) 781-7107. Requests should be made as
soon as possible to allow time for accommodation.
Instructions to Bidders
5
INSTRUCTIONS TO BIDDERS
1. BIDDERS REPRESENTATION
1.1 Bidders Interested In More Than One Bid: You may submit more than one bid for the same
work whereby the last bid amends and supersedes all prior bids. If you submit a sub-proposal
to a bidder, or quote prices on materials to a bidder, you are not thereby disqualified from
submitting a sub-proposal or quoting prices to other bidders.
1.2 Contractor's Licensing Laws. Chapter 9 of Division 3 of the Business and Professions Code
contains information regarding the licensing of contractors. You are required to be licensed in
accordance with the laws of this State and are subject to the penalties imposed by such laws
for failure to comply with this requirement.
For projects where Federal funds are involved, Public Contract Code Section 10164 requires
you to be properly licensed at the time the contract is awarded.
Business and Professions Code Section 7028.15(e) prohibits you from submitting a bid unless:
1. Your contractor's license number appears clearly on the bid
2. The license expiration date is stated
3. The bid contains a statement that the representations are made under penalty of
perjury.
Any bid not containing this information, or a bid containing false information, will be considered
nonresponsive and will be rejected by the City.
1.3 Competency and Responsibility of Bidders. The City reserves the right to determine whether or
not any bidder is sufficiently competent and responsible professionally and/or financially, to
execute the contract. The City may request any and all information it deems appropriate from
an apparent low bidder in order to determine whether or not the bidder is competent and
responsible, and it is your duty to respond to all such inquiries in a full, frank and timely
manner.
If the City finds that you are not competent or responsible professionally and/or financially to
execute the particular contract for which you have submitted a bid, you must not seek judicial
action to delay or stop contract performance by any other contractor as a means of enforcing
any claim by you that the City may have made an erroneous determination as to your
competency or responsibility.
1.4 Design Engineers May Not Bid on Construction Contract. If you have provided design services
for a project, including work as the prime consultant, subconsultant, or affiliate performing more
than 10% of the design, you are not eligible to submit a proposal to construct the project or to
subcontract for any portion of the work. An affiliate is a firm which is subject to the control of
the same persons, through joint ownership or otherwise.
2. EXAMINATION OF CONTRACT DOCUMENTS AND WORK SITE
2.1 Duty to Carefully Examine These Instructions. It is your responsibility to carefully examine the
instructions contained herein and to comply with the conditions for submitting a proposal and
those that affect the award of contract.
2.2 Inspection of Site of Work. It is your responsibility, prior to submitting a bid, to inspect the site of the
work in order to your satisfaction, by personal examination or by such other means, as you may
prefer, of the location of the proposed work and as to the actual conditions in, at and about the
work site and the building or buildings, if any. If, during the course of this examination, you find
facts or conditions which appear to conflict with the letter or spirit of the contract documents, or with
any other data furnished to you, request additional information and explanation before submitting
your bid.
Your submittal of a proposal constitutes the acknowledgment that, if awarded the contract, you
have relied and are relying on your own examination of:
1. The site of the work
2. The access to the site
3. All other data, matters, and things requisite to the fulfillment of the work,
Instructions to Bidders
6
and on your own knowledge of existing services and utilities on and in the vicinity of the site of
the work to be constructed under the contract, and not on any representation or warranty of
the City.
You will not be provided additional compensation for a claim which is based upon a lack of
knowledge of the above items.
2.3 Examination of Contract Documents. It is your responsibility to thoroughly examine and be familiar
with
1. Legal and procedural documents
2. General conditions
3. Specifications
4. Drawings
5. Addenda (if any).
Through submitting a proposal, you acknowledge that you have thoroughly examined and are
familiar with the contract documents. Your failure to receive or examine any of the contract
documents does not relieve you from any obligations with respect to your proposal or to the
contract. You will not be provided additional compensation for a claim which is based upon a lack
of knowledge of any contract document.
2.4 Subsurface Investigations. Where the City has made investigations of subsurface conditions
and that information is made available to bidders, such information represents only the
statement by the City as to the character of material that has been actually encountered in the
investigations, and is included only for your convenience.
The City assumes no responsibility whatsoever in respect to the sufficiency or accuracy of
borings or of the log of test borings or other preliminary investigations or any interpretation of
the above. There is no guarantee or warranty, either express or implied, that the conditions
indicated are representative of those existing throughout the site or any part of it or that
unforeseen developments may not occur. Making such information available is not to be
construed in any way as a waiver of this provision. It is your responsibility to perform your own
investigations, as you deem necessary, as to the actual conditions to be encountered, for the
purpose of submitting a proposal.
2.5 Interpretation of Contract Documents: If you are in doubt as to the true meaning of any part of
the drawings, specifications, or other portions of the Contract Documents, or if you find
discrepancies in, or omissions from the drawings or specifications, submit a written request to
the City for an interpretation or correction thereof, using the form entitled “Request for
Interpretation”. This form can be found in these Contract Documents immediately after the
Proposal Submittal Forms section. Submit this form no later than 3:00 PM on the tenth (10th)
calendar day preceding the bid opening. Any interpretation or correction of the Contract
Documents will be made only by Addendum. Any other explanation or interpretation of the
Contract Documents whether oral or written will not be binding on the City or any of its agents.
3. BIDDING PROCEDURES
3.1 Securing Documents: Copies of the proposed Contract Documents are on file at the Public
Works Office, City of San Luis Obispo, 919 Palm Street, San Luis Obispo, California and may
be obtained for bidding purposes upon the conditions set forth in the Notice to Bidders.
3.2 Substitutions Prior to Bid Opening. Pursuant to Public Contracts Code Section 3400a, you may
submit requests for substitutions of “or equal” materials or products during the bidding period.
Submit such requests and accompanying data to the Public Works Office a minimum of 10
working days prior to the Bid Opening for review and possible approval. Requests submitted
without sufficient information will automatically be rejected. If the request for substitution is
approved, an addendum will be issued at least 72 hours prior to Bid Opening, identifying the
equipment and materials deemed equivalent to those specified in the Contract Documents.
3.3 Addenda: Any issued addenda form a part of the Contract Documents. It is your responsibility
to verify that you have received all of the addenda issued prior to the bid opening, and to
confirm receipt of any and all addenda in the space provided in the Signature Page of the
Proposal Form.
Instructions to Bidders
7
3.4 Proposal Submittal Package. In order to receive consideration, bids must be made in
accordance with this section. Alternate proposals will not be considered unless specifically
called for. Bids must be prepared on the forms provided in these Contract Documents, properly
executed and with all items filled out. A complete proposal submittal package must include the
following items:
A. Proposal Forms. The proposal forms are found in the “Proposal Submittal Forms” section
of these Contract Documents. Do not modify the forms in any manner. Do not erase or
use white-out on any of your work on the bid sheet, rather, simply cross out and initial any
corrections which you make. Bids not prepared on the proper forms will be disregarded.
Any submitted proposal which makes exceptions, changes, or in any manner makes
reservations to the terms of the drawings or specifications will be considered non-
responsive.
(1) Bid Sheet. Proposal must include the prices proposed in the manner required by the
proposal.
(2) Public Contract Code Statements
1. Public Contract Code Section 10162 Previous Disqualification, Removal or Other
Prevention of Bidding. You must complete, under penalty of perjury, the
questionnaire in the Proposal Form relating to previous disqualification, removal or
other prevention of bidding of the bidder, or officers or employees of the bidder
because of violation of law or a safety regulation. A bid may be rejected on the basis
of a bidder, any officer of such bidder, or any employee of such bidder who has a
proprietary interest in such bidder, having been disqualified, removed, or otherwise
prevented from bidding on, or completing a federal, state, or local project because of
a violation of law or a safety regulation.
2. Public Contract Code Section 10232 Compliance with Orders of the National Labor
Relations Board. Pursuant to this section, you must swear by a statement, under
penalty of perjury, that no more than one final, unappealable finding of contempt of
court by a Federal court has been issued against you within the immediately
preceding 2-year period due to your failure to comply with an order of a Federal court
which ordered you to comply with an order of the National Labor Relations Board.
For purposes of said Section 10232, a finding of contempt does not include any
finding, which has been vacated, dismissed, or otherwise removed by the court
because you have complied with the order that was the basis for the finding. The
State may rescind any contract in which you have been found to falsely swear to the
truth of the statement required by said Section 10232. The statement required by
said Section 10232 is included as part of the required Proposal Forms.
3. Public Contract Code Section 10285.1 Ineligibility to Contract. Any state agency may
suspend, for a period of up to three years from the date of conviction, any person
from bidding upon, or being awarded, a public works or services contract with the
agency under this part or from being a subcontractor at any tier upon the contract,
if that person, or any partner, member, officer, director, responsible managing
officer, or responsible managing employee thereof, has been convicted by a court
of competent jurisdiction of any charge of fraud, bribery, collusion, conspiracy, or
any other act in violation of any state or federal antitrust law in connection with the
bidding upon, award of, or performance of any public works contract, as defined
in Section 1101, with any public entity, as defined in Section 1100, including, for
the purposes of this article, the Regents of the University of California or the
Trustees of the California State University. A state agency may determine the
eligibility of any person to enter into a contract under this article by requiring the
person to submit a statement under penalty of perjury declaring that neither the
person nor any subcontractor to be engaged by the person has been convicted of
any of the offenses referred to in this section within the preceding three years.
The statement required by Section 10285.1 is included as part of the required
Proposal Forms.
Instructions to Bidders
8
(3) Non-Collusion Declaration. Submit with your bid a fully executed Non-Collusion
Declaration in compliance with Section 7106 of the California Public Contract Code.
Use the form furnished for this purpose.
(4) Listing of Proposed Subcontractors. In accordance with the Subletting and
Subcontracting Fair Practices Act, commencing with Section 4100 of the Public Contract
Code, each proposal is required to have listed therein the name, address and portion of
work for each subcontractor who will perform work or labor or render service to you in an
amount in excess of one-half of one percent (0.5%) of the Total Bid or, in the case where
alternate bid items are required, the Base Bid, or $10,000, whichever is greater. Only one
subcontractor must be listed for each portion of work. Use the form furnished in the
Contract Documents. Any additional information required on the subcontractor’s
listing beyond that required under the Public Contract Code Section 4100, may be
submitted after the deadline for submittal of bids as provided for in the above code
section.
(5) Signature Sheet. The proposal must be submitted in the same name as is used on
your contractor’s license. The signature of all persons must be in longhand and signed
by the bidder or duly authorized representative. If an individual makes the proposal, his
name and post office address must be shown. If made by a firm or a partnership, the
name and post office address of each member of the firm or partnership must be shown.
If made by a corporation, the proposal must show the name of the state under the laws of
which the corporation was chartered, the names, titles, and business addresses of the
president, secretary and treasurer.
B. Proposal Guaranty (Bidders Bond). Each bid must be accompanied by a certified check,
cashier's check or a bidder's bond. The bidder’s bond must be issued by an admitted
California Surety and U.S. Treasure listed. Said check or bond must be for an amount not
less than ten percent (10%) of the base bid and said checks or bond shall be made
payable to the order of the City of San Luis Obispo as liquidated damages in the event the
successful bidder fails to file satisfactory contract bonds or insurance as otherwise
required by the contract documents, or fails to or refuses to enter into a contract within the
specified time. No bid will be considered unless such certified check, cashier's check,
or bidder's bond is enclosed therewith.
3.5 Disqualification of Bidders. If there is reason for believing that collusion exists among the bidders,
any or all proposals may be rejected. Proposals in which the prices obviously are unbalanced may
be rejected.
3.6 Submission of Proposals. Submit your proposal to the office indicated on the Notice to Bidders. It is
your responsibility to verify that your bid is received prior to the bid deadline. If your bid is received
after the scheduled closing time for receipt of bids, it will be returned to you unopened.
Submit your proposal under sealed cover, plainly identified as a proposal for the project being bid
upon and addressed as directed in the Notice to Bidders. Proposals that are not properly marked
may be disregarded.
3.7 Withdrawal of Bids. You may withdraw your bid at any time prior to the time fixed in the public
notice for the opening of bids only by a written request, filed with the City, by you or your authorized
representative. The withdrawal of a bid does not prejudice your right to file a new bid. You may not
withdraw your bid after the time fixed in the public notice for the openings of bids.
3.8 Public Opening of Proposals. Proposals will be publicly opened and read at the time and place
indicated in the Notice to Bidders. You or your agents are invited to be present.
3.9 Relief of Bidder Due to Clerical Error: Your attention is directed to the provisions of Public
Contract Code Sections 5100 to 5107, inclusive, concerning relief of bidders and in particular to the
requirement therein, that if you claim a mistake was made in your bid, you may submit to the City
written notice within 5 working days after the opening of the bids of the alleged mistake, specifying
in the notice in detail how the mistake occurred. You may not be relieved of your bid unless by
consent of the awarding authority.
3.10 Inconsistencies. Wherever in the proposal an amount is stated in both words and figures, in
case of a discrepancy between words and figures, the words will prevail; if all or any portion of
the bid is required to be given in unit prices and totals and a discrepancy between words and
Instructions to Bidders
9
figures occurs, the words will prevail; if all or any portion of the bid is required to be given in
unit prices and totals and a discrepancy exists between any such unit prices and totals so
given, the unit prices will prevail.
3.11 Rejection of Irregular Proposals. Your proposal may be rejected if it shows any
1. alterations of form
2. additions not called for
3. conditional bids
4. incomplete bids
5. erasures, or
6. irregularities of any kind.
If the bid amount is changed after the amount has been once inserted, the change should be
initialed. The City reserves the right to reject any and all proposals, and may re-advertise at its
discretion.
3.12 Waiver of Irregularities. The City reserves the right to waive any irregularities in proposals
submitted.
4. AWARD AND EXECUTION OF CONTRACT
4.1 Contract Documents. The complete Contract must consist of the following identified documents
herein referred to as the Contract Documents: Notice to Bidders, Instructions to Bidders,
Information Available to Bidders, Proposal Form, Listing of Subcontractors, Non-Collusion
Declaration, Bidder's Bond, Agreement, Performance Bond, Payment Bond, Maintenance
Bond, Escrow Agreement for Security Deposits in Lieu of Retention, Insurance Requirements,
Guarantee of Work, Release, General Conditions, Specifications, referenced documents, City
Standard Specifications and Engineering Standards, Drawings, any Addenda, and any Change
Orders, Field Orders, or City 's Directives issued thereto and all are intended to cooperate and
be complementary so that any work called for in one and not mentioned in the other, or vice
versa, must be executed the same as if mentioned in all said documents. You are responsible
to include all labor, materials, equipment, transportation, and services necessary for the proper
execution of the work.
4.2 Form of Agreement. The form of Agreement that you, if you are the successful bidder, as
Contractor, will be required to execute and the form of bonds which he will be required to
furnish are included in the Contract Documents and should be carefully examined.
4.3 Contractor’s Representations by Executing the Contract Agreement: By executing the
Agreement, you acknowledge that you have done the following:
(1) Familiarized yourself and assume full responsibility for having familiarized yourself as
to the nature and location of the Work, the general and local conditions, including
without limitation those bearing upon transportation, disposal, handling and storage of
materials, availability of labor, water, electric power, roads, and uncertainties of
weather or similar physical conditions at the site, the conformation and conditions of
the ground, the character of equipment, and facilities needed preliminary to and
during prosecution of the Work.
(2) Satisfied yourself as to the character, quality and quantity of surface and subsurface
materials or obstacles to be encountered insofar as this information is reasonably
ascertainable from an inspection of the site, including all exploratory work done by the
City as well as from information presented by the Contract Documents. If you fail to
acquaint yourself with the available information, you will not be relieved from
responsibility for estimating properly the difficulty or cost of successfully performing
the Work. The City assumes no responsibility for any conclusions or interpretations
made by you on the basis of the information supplied by the City.
(3) Carefully scheduled and agree that you will supply sufficient materials, labor and
equipment required to complete the Work according to the Contract Documents within
the time limits set forth in the Notice to Bidders, and acknowledges that those time
limits are of the essence, and by executing the Agreement confirms that the contract
time is a reasonable period for performing the Work.
Instructions to Bidders
10
4.4 Award of Contract. The City of San Luis Obispo reserves the right to reject any and all proposals.
The award of contract, if it is awarded, will be to the lowest responsible bidder whose proposal
complies with all the requirements prescribed. The award, if made, will be made within the time
limit specified in the Notice to Bidders after the opening of the proposals. This period of time within
which the award of contract may be made will be subject to extension for such further period as
may be agreed upon in writing between the City and the bidder.
4.5 Additive (Deductive) Bid Alternate(s). When the Proposal Form contains additive and/or
deductive bid alternates, the City reserves the right to award the contract including or omitting
the some or all of the alternates. All requirements in the Contract Documents and those shown
on the Plans apply to the work required to complete the additive (deductive) alternate(s).
Unless otherwise stated in the Notice to Bidders, the lowest bid will be determined based on
the lowest Base Bid without consideration given to the bid alternates in accordance with
Section 20103.8 of the Public Contract Code
After the lowest bid has been determined, the Engineer will make the determination as to
whether the additive (deductive) alternate(s) will be included in the award of the contract.
Factors in the determination will be whether the addition (deletion) of the item(s) places the bid
over budget and the reasonableness of the item price.
4.6 Insurance. You are directed to the Section titled “Insurance Requirements” of these Contract
documents. If you are the successful bidder, you must obtain and provide evidence of insurance as
required in theses Contract Documents, before the City will execute the contract.. Furthermore,
you must not allow any subcontractor to commence work until the insurance required of the
subcontractor has been obtained.
4.7 Contract Bonds. If you are the successful bidder, you must furnish two (2) surety bonds
satisfactory to the City in amounts and for the purposes noted below prior to the execution of
the contract. The Bonding Company must be an admitted California Surety. Bonds must be
issued by a surety who is listed in the latest revision of U. S. Department of Treasury Circular
570, and whose bonding limitation shown in said circular is sufficient to provide bonds in the
amount required by the contract. Each bound must incorporate, by reference, the contract and
be signed by both the Bidder and Surety. The signature of the authorized agent of the Surety
must be notarized. The bidder must pay all bond premiums, costs and incidentals. The bond
forms are provided in the Section titled “Samples of Contract Forms” found within these
Contract Documents.
All alterations, extensions of time, extra and additional work, and other changes authorized by
these contract documents may be made without securing the consent of the surety or sureties
on the contract bonds. Performance Bonds must cover the guarantee period. Refer to General
Conditions Section 7.35,
A. Performance Bond: The Performance bond must be for 100% of the Contract price to
guarantee your faithful performance.
B. Payment Bond Pursuant to Section9550, et seq, of the California Civil Code, the Payment
Bond must be for 100% of the Contract Price to satisfy claims of material suppliers,
mechanics and laborers employed on the work under the contract.
4.8 Execution of Contract. The Contract is required to be signed by the successful bidder and
returned, together with the contract bonds and proof of insurance coverage, within eight (8)
days, (not including Saturdays, Sundays, and legal holidays), after the bidder has received
notice that the Contract has been awarded. No proposal will be considered binding upon the
City until the execution of the Contract.
4.9 Failure to Execute the Contract. If you are the best regular responsible bidder and you fail to
execute the contract and file acceptable contract bonds and the proof of insurance coverage
within the time period specified, this failure will be just cause for the annulment of the award
and the forfeiture of the proposal guaranty.
4.10 Return of Proposal Guaranties. The bidder's security of the second and third lowest
responsible bidders may be withheld until the contract has been fully executed. The cashier's
checks and certified checks submitted by all other unsuccessful bidders will be returned to
them within ten (10) calendar days after the contract is awarded, and their bidders' bonds
shall be of no further effect.
Instructions to Bidders
11
5. START OF WORK AND CONTRACT TIME
5.1 Contract Time. Contract Time will be as specified in the Notice to Bidders.
5.2 Start of Contract Time. Upon execution of the contract the City will issue the Notice to Proceed.
The start of the Contract Time and the date for the pre-construction conference will be as
stated in the Notice to Proceed. Generally, the pre-construction conference will be scheduled
to occur within 21 calendar days after the execution of the contract. Start of Contract Time will
begin the second Monday following the pre-construction conference.
5.3 Start of Work. You must commence operations within 14 calendar days after the start of
Contract Time.
END OF INSTRUCTIONS TO BIDDERS
Information Available to Bidders
12
INFORMATION AVAILABLE TO BIDDERS
1. EXISTING CONDITIONS.
You must carefully study the Contract Documents and investigate existing site conditions, and report
to the City any error, inconsistency, or omission you discover.
2. RECORD DRAWINGS.
Improvement Plans of past projects in the vicinity of this project are available for review by
appointment at the Public Works Office. These plans are for information only. The City does not
guarantee the accuracy of these drawings. Contact the City’s Project Manager for an appointment.
3. SOILS REPORTS.
None.
4. TEST RESULTS.
None.
Proposal Submittal Forms
13
PROPOSAL SUBMITTAL FORMS
PLEASE NOTE:
A complete Proposal Submittal Package must consist of the following documents:
Proposal Submittal Forms:
o Bid Sheet(s)
o List of Subcontractors
o Public Contract Code Statements
o Non-Collusion Declaration
o References/Experience
o Signature Sheet
Bidders Bond
All spaces must be filled out.
Don’t erase or use White Out.
Initial line outs
Initial all pages
Please staple forms together
Signed by authorized representative
Failure to submit these forms in the proper manner may be cause to reject the bid as non-responsive.
Proposal Submittal Forms
14
PROPOSAL
TO THE CITY OF SAN LUIS OBISPO, CITY COUNCIL, STATE OF CALIFORNIA
FOR
TRANSIT FACILITY CLASSROOM REMODEL
SPECIFICATION NO. 91384
All bid forms must be completed and submitted with your bid. Failure to submit these forms and required
bid bond will be cause to reject the bid as nonresponsive. Staple all bid forms together.
THE UNDERSIGNED, agrees that they have carefully examined:
1. the location of the proposed work
2. the plans and specifications
3. read the accompanying instructions to bidders
and propose to furnish all:
1. materials
2. labor
to complete all the required work satisfactorily in compliance with
1. plans
2. specifications
3. contract documents and technical specifications
for the prices set forth in the bid item list:
BID ITEM LIST FOR Transit Facility Classroom Remodel, Specification No. 91384
Item Item Unit of Estimated Item Price Total
No. Description Measure Quantity (in figures) (in figures)
1 Remodel LS 1
Base Bid $
Company Name:
Proposal Submittal Forms
15
LIST OF SUBCONTRACTORS
Pursuant to Section 4100 of the Public Contracts Code and section 2-1.33C of the standard specifications,
the Bidder is required to furnish the following information for each Subcontractor performing more than 1/2
percent (0.5%) of the total base bid. Do not list alternative subcontractors for the same work.
Subcontracting must not total more than fifty percent (50%) of the submitted bid except as allowed in
section 5-1.13 of the standard specifications.
For Streets & Highways projects, subcontractors performing less than ten thousand dollars ($10,000) worth of
work need not be mentioned. Subcontractors must be registered with the Department of Industrial Relations
pursuant to Labor Code section 1725.5 to be listed.
NOTE: If there are no subcontractors, write “NONE” and submit with bid.
Name Under Which
Subcontractor is Licensed License Number
Address and Phone
Number of Office, Mill or
Shop
Specific Description of
Subcontract
% of
Total
Base
Bid
Attach additional sheets as needed.
Proposal Submittal Forms
16
PUBLIC CONTRACT CODE SECTION 10285.1 STATEMENT
In compliance with Public Contract Code Section 10285.1 (Chapter 376, Stats. 1985), the bidder hereby
declares under penalty of perjury under the laws of the State of California that the bidder, or any
subcontractor to be engaged by the bidder, has ____, has not ____ been convicted within the preceding
three years of any offenses referred to in that section, including any charge of fraud, bribery, collusion,
conspiracy, or any other act in violation of any state or federal antitrust law in connection with the bidding
upon, award of, or performance of, any public works contract, as defined in Public Contract Code Section
1101, with any public entity, as defined in Public Contract Code Section 1100, including the Regents of the
University of California or the Trustees of the California State University. The term "bidder" is understood
to include any partner, member, officer, director, responsible managing officer, or responsible managing
employee thereof, as referred to in Section 10285.1.
NOTE: The bidder must place a check mark after "has" or "has not" in one of the blank spaces provided.
The above Statement is part of the Bid. Signing this Bid on the signature portion constitute signature of
this Statement. Bidders are cautioned that making a false certification may subject the certifier to criminal
prosecution.
PUBLIC CONTRACT CODE SECTION 10162 QUESTIONNAIRE
In compliance with Public Contract Code Section 10162, the Bidder must complete, under penalty of
perjury, the following questionnaire:
Has the bidder, any officer of the bidder, or any employee of the bidder who has a proprietary interest in
the bidder, ever been disqualified, removed, or otherwise prevented from bidding on, or completing a
federal, state, or local government project because of a violation of law or a safety regulation?
Yes No
If the answer is yes, attach a letter explaining the circumstances
PUBLIC CONTRACT CODE SECTION 10232 STATEMENT
In compliance with Public Contract Code Section 10232, you hereby state under penalty of perjury, that no
more than one final unappealable finding of contempt of court by a federal court has been issued against
you within the immediately preceding two-year period because of your failure to comply with an order of a
federal court which orders you to comply with an order of the National Labor Relations Board.
LABOR CODE SECTION 1725.5 STATEMENTS
The bidder has delinquent liability to an employee or the state for any assessment of back wages or
related damages, interest, fines, or penalties pursuant to any final judgment, order, or determination by a
court or any federal, state, or local administrative agency, including a confirmed arbitration award. Any
judgment, order, or determination that is under appeal is excluded, provided that the contractor has
secured the payment of any amount eventually found due through a bond or other appropriate means.
Yes No
The bidder is currently debarred under Section 1777.1 or under any other federal or state law providing for
the debarment of contractors from public works.
Yes No
NOTE: The above Statements and Questionnaire are part of the Bid. Signing this Bid on the signature
portion constitute signature of this Statement and Questionnaire. Bidders are cautioned that making a
false certification may subject the certifier to criminal prosecution.
Proposal Submittal Forms
17
NONCOLLUSION DECLARATION
I, , declare that
I am of ,
the party making the foregoing bid that the bid is not made in the interest of, or on behalf of, any undisclosed
person, partnership, company, association, organization, or corporation; that the bid is genuine and not
collusive or sham; that the bidder has not directly or indirectly induced or solicited any other bidder to put in a
false or sham bid, and has not directly or indirectly colluded, conspired, connived, or agreed with any bidder
or anyone else to put in a sham bid, or that anyone refrained from bidding; that the bidder has not in any
manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid
price of the bidder or any other bidder, or to fix any overhead, profit, or cost element of the bid price, or of that
of any other bidder, or to secure any advantage against the public body awarding the contract of anyone
interested in the proposed contract; that all statements contained in the bid are true; and, further, that the
bidder has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the contents
thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any corporation,
partnership, company association, organization, bid depository, or to any member or agent thereof to
effectuate a collusive or sham bid.
Executed on , 20 , in
I declare under penalty of perjury under the laws of the State of California that the foregoing is true and
correct.
(Signature and Title of Declarant)
(SEAL)
Subscribed and sworn to before me
this _______day of _________, 20_____
Notary Public
Company Name:____________________
Proposal Submittal Forms
18
Qualifications
Failure to furnish complete reference information ON THIS FORM, as specified in this project’s Notice to
Bidders and indicated below, is cause to reject the bid. Additional information may be attached, but is not a
substitute for this form.
Reference Number 1
Customer Name & Contact Individual
Telephone & Email
Project Name (Site Address)
Is this similar to the project being bid or
did this project include remodeling
activity? Yes □ No □
Describe the services provided and how this project is similar to
that which is being bid:
Date project completed:
Was this contract for a public agency?
Yes □ No □
Reference Number 2
Customer Name & Contact Individual
Telephone & Email
Project Name (Site Address)
Is this similar to the project being bid or
did this project include remodeling
activity? Yes □ No □
Describe the services provided and how this project is similar to
that which is being bid:
Date project completed:
Was this contract for a public agency?
Yes □ No □
Reference Number 3
Customer Name & Contact Individual
Telephone & Email
Project Name (Site Address)
Is this similar to the project being bid or
did this project include remodeling
activity? Yes □ No □
Describe the services provided and how this project is similar to
that which is being bid:
Date project completed:
Was this contract for a public agency?
Yes □ No □
Proposal Submittal Forms
19
Bidder Acknowledgements
By signing below, the bidder acknowledges and confirms that this bid is based on the information contained
in all contract documents, including the notice to bidders, plans, specifications, special provisions, and
addendum number(s) . (Note: You are responsible to verify the number of
addenda prior to the bid opening.)
The undersigned further agrees that in case of default in executing the required contract, with necessary
bonds, within eight days, (not including Saturdays, Sundays, and legal holidays), after having received a
mailed notice that the contract is ready for signature, the proceeds of the check or bond accompanying his
bid will become the property of the City of San Luis Obispo.
Licensed in accordance with an act providing for the registration of contractors, License No. ,
Expiration Date .
The above statement is made under penalty of perjury, and any bid not containing this information "will be
considered non-responsive and will be rejected” by the City.
Signature of Bidder
(Print Name and Title of Bidder)
Business Name (DBA):
Owner/Legal Name:
Indicate One: Sole-proprietor Partnership Corporation
List Partners/Corporate Officers:
Name Title
Name Title
Name Title
Business Address
Street Address
Mailing Address
City, State, Zip Code
Phone Number
Fax Number
Email Address
Date
Proposal Submittal Forms
20
ATTACH BIDDER'S BOND TO ACCOMPANY BID
Know all men by these presents:
That we ____________________________________________, AS PRINCIPAL, and
_______________________________________________________, AS SURETY, are held and firmly
bound unto the City of San Luis Obispo in the sum of:
____________________________________________________ Dollars (_____________) to be paid to
said City or its certain attorney, its successors and assigns; for which payment, well and truly to be made, we
bind ourselves, our heirs, executors and administrators, successors or assigns, jointly and severally, firmly by
these presents:
THE CONDITION OF THIS OBLIGATION IS SUCH, that if the certain bid of the above
bounden ______________________________________________________________________
to construct ___________________________________________________________________
(insert name of street and limits to be improved or project)
dated _____________________ is accepted by the City of San Luis Obispo, and if the above
bounden _______________________________________________________, his heirs, executors,
administrators, successors, and assigns shall duly enter into and execute a contract for such construction
and shall execute and deliver the two bonds described within ten (10) days (not including Saturdays,
Sundays, or legal holidays) after the above bounden,
______________________________________________________, has received notice by and from the
said City of San Luis Obispo that said contract is ready for execution, then this obligation shall become null
and void; otherwise, it shall be and remain in full force and virtue.
IN WITNESS WHEREOF, we hereunto set our hands and seals this ___ day of ______, 20____.
Bidder Principal:
Signature Date
Title:
Surety:
Bidder's signature is not required to be notarized. Surety's signature must be notarized.
Equivalent form may be substituted
(REV. 6-30-14)
Request for Interpretation of Contract Documents
21
REQUEST FOR INTERPRETATION OF CONTRACT DOCUMENTS
PROJECT:
DATE: TIME:
COMPANY:
ADDRESS: TELEPHONE:
FAX NO.:
SPECIFICATIONS SECTION PLAN SHEET
INTERPRETATION REQUESTED:
REPLY:
TO ARCHITECT/ENGINEER:
Insurance Requirements
22
INSURANCE REQUIREMENTS
1.1 General. Attention is invited to the provisions of the Insurance Code of the State of California
with reference to the writing of insurance policies and bonds covering risks located in this state,
and the premiums and commissions thereon.
You must obtain all the insurance required by this section within the time period allowed for
contract execution as defined in Section 4.8 of the Instructions to Bidders herein.
You will not receive the Notice to Proceed and may not commence work, until the City has
approved such insurance. You must not allow any subcontractor to commence work on his
subcontract until all similar insurance required for the subcontractor has been obtained. Such
insurance must be maintained in full force and effect at all times during the prosecution of the
work and until the final completion and acceptance thereof.
1.2 Notice of the Cancellation, Assignment or Change in Policy: You must include, on any policy of
insurance, the City as additional insured. Subcontractors must name the Contractor and the City
as additional insureds. The Additional Insured Endorsement included on all such insurance
policies must state that coverage is afforded the additional insured with respect to claims arising
out of operations performed by or on behalf of the insured. If the additional insureds have other
insurance that is applicable to the loss, such other insurance will be excess to any policy of
insurance required in the Contract Documents. The amount of the insurer’s liability must not be
reduced by the existence of such other insurance.
Approval of the insurance by the City does not relieve or decrease the liability of the Contractor
hereunder.
1.3 Certificates of Insurance: Within the time period specified in Section 4.8 of the Instructions to
Bidders, submit to the City certificates of insurance evidencing that you are in possession of the
insurance required by this Article, and that such insurance names the City as an additional
insured. Said certificates must state that the policy will not be non-renewed, assigned, canceled,
or reduced in coverage or amounts of insurance without thirty (30) days written notice to City,
and, in addition, said certificates are to show the type, amount, class of operations covered,
effective dates, and the dates of expiration of the insurance policy or policies and that such
insurance must be primary to any insurance or self-insurance maintained by City. You must
produce a certified copy of any insurance policy required by the Contract Documents upon
written request of the City.
1.4 Acceptability of Insured: Insurance is to be placed with insurers with a current A.M. Best's rating
of no less than A:VII. Any deductible or self-insured retention must be declared to and approved
by the City. At the option of the City, either the insurer must reduce or eliminate such
deductibles or self-insured retentions as respects the City, its City Council, officers, employees,
agents and volunteers; or the Contractor must procure a bond guaranteeing payment of losses
and related investigations, claim administration and defense expenses.
1.5 General Liability and Automobile Liability Insurance: The Contractor must maintain in full force
and effect for the duration of this contract, bodily and personal injury, (including death resulting
therefrom), property damage, and automobile liability insurance with an insurance carrier
satisfactory to City. This insurance must include, but not be limited to, protection against claims
arising from bodily and personal injury, including death resulting therefrom, and damage to
property, resulting from any act or occurrence arising out of Contractor's operations in the
performance of this contract, including, without limitation, acts involving vehicles.
A. Minimum Scope of Insurance
Coverage must be at least as broad as:
Insurance Services Office Commercial General Liability coverage (occurrence form CG
20 10 Prior to 1993 or CG 20 10 07 04 with CG 20 37 10 01 or the exact equivalent as
determined by the City).
Insurance Services Office form number CA 0001 (ed. 1/87) covering Automobile
Liability, code 1 (any auto).
B. Minimum Limits of Insurance
Contractor must maintain limits no less than:
General Liability: $1,000,000 per occurrence for bodily injury, personal injury and
property damage. If Commercial General Liability or other form with a general
aggregate limit is used, either the general aggregate limit must apply separately to this
Insurance Requirements
23
project/location or the general aggregate limit must be twice the required occurrence
limit.
Automobile Liability: $1,000,000 per accident for bodily injury and property damage.
The Contractor must either: (1) require each of his subcontractors to procure and to maintain
during the life of his subcontract bodily and personal injury liability and property damage
insurance of the type and in the same amounts as specified above, or (2) insure the activities of
his subcontractors in his own policy.
1.6 Endorsement Requirements: The following endorsements must be submitted with certificates of
insurance.
A. If the insurance policy covers on an "accident" basis, it must be changed to "occurrence".
B. The policy must cover PERSONAL INJURY as well as bodily injury.
C. BROAD FORM Property Damage Liability must be afforded.
D. City must be named as an additional insured under the coverage afforded with respect to
the work being performed under the contract. City's officials, officers, directors and
employees and agents or volunteers must also be included as additional insured.
E. An endorsement must be attached which states that the coverage is PRIMARY
INSURANCE and that no other insurance maintained by City will be called upon to
contribute to a loss covered by this policy effected by Contractor.
F. Thirty (30) days notice of change or cancellation must be afforded City.
G. Contractual liability coverage identifying this agreement within a contractual liability
endorsement.
H. "Cross Liability" such that each insured is covered as if separate policies had been issued
to each insured.
I. Any failure to comply with reporting or other provisions of the policies including breaches of
warranties must not affect coverage provided to the City, its officers, officials, employees,
agents or volunteers.
J. The endorsements are to be signed by a person authorized by the insurer to bind coverage
on its behalf.
1.7 Worker's Compensation and Employer's Liability Insurance: In accordance with the provisions
of Section 3700 of the California Labor Code, the Contractor will be required to secure the
payment of compensation to his employees.
The Contractor must sign and file with the City the following certification:
"I am aware of the provisions of Section 3700 of the Labor Code which require every employer
to be insured against liability for Worker's Compensation or to undertake self-insurance in
accordance with the provisions of that code, and I will comply with such provisions before
commencing the performance of the work of this contract."
Notwithstanding the foregoing provision, before the Contract is executed on behalf of the City, a
bidder to whom a contract has been awarded must furnish certificate of insurance or certificate
of permission to self-insure. Said certificates must provide that 30 days notice of cancellation or
change must be afforded City. Employer's liability insurance limits must be no less than
$1,000,000 per accident for bodily injury or disease.
In case any class of employees engaged in work under the Contract Documents on or at the
site of the Project is not protected under the Worker’s Compensation laws, the Contractor must
provide or cause a subcontractor to provide adequate insurance coverage for the protection of
those employees not otherwise protected.
If the Contractor fails to maintain Worker’s Compensation insurance, the City may take out
compensation insurance which the City might be liable to pay under the provisions of the Act by
reason of an employee of the Contractor being injured or killed, and deduct and retain the
amount of the premium for such insurance from any sums due the Contractor.
1.8 Indemnification: Contractor must defend, indemnify and hold harmless the City, its officers,
agents, consultants, employees, volunteers, trustees, Board of Trustees from any and all
claims, demands, damages, costs, expenses (including without limitation attorneys' fees and
court costs) or liabilities (collectively "Claims") arising out of or related to the performance or
attempted performance of the Work by Contractor, or any of its employees, agents or
subcontractors, Contractor’s or its subcontractors’ use of the Site, the Contractor’s or its
subcontractors’ construction of the Project, or failure to construct the Project, or any portion
thereof; the use, misuse, erection, maintenance, operation, or failure of any machinery or
equipment including, but not limited to scaffolds, derricks, ladders, hoists, and rigging supports,
Insurance Requirements
24
whether or not such machinery or equipment was furnished, rented, or loaned by any of the
Indemnities or in any way arising out of or relating to the Contract Documents, including without
limitation any Claims for inverse condemnation, equitable relief, any wrongful or negligent act or
omission to act on the part of Contractor, its employees, agents or subcontractors, or any
wrongful or negligent acts or omissions to act committed jointly or concurrently by Contractor, its
employees, agents or subcontractors and the City , its employees, agents, consultants or
independent contractors. Nothing contained in the foregoing indemnity provisions will be
construed to require Contractor to indemnify the City against any responsibility or liability in
contravention of Section 2782 of the Civil Code.
1.9 Compliance with Laws and Regulations - Indemnity: Contractor must keep himself fully informed
of the ordinances and regulations of City, and of all Federal and State laws in any manner
affecting the performance of this Contract or those engaged therein, and any and all orders and
decrees of governmental bodies or officials having any authority or jurisdiction over the same.
Contractor must himself observe and comply with and shall cause all his agents, employees
and subcontractors to observe and comply with all such ordinances, regulations, laws, orders,
and decrees. Contractor must save harmless and indemnify City and all its officers and
employees against any liability or claim arising from or based upon the violation of any such
ordinance, regulation, law, order, or decree, whether by himself, his agents, employees, or his
subcontractors.
1.10 State Laws and Regulations: The project must be constructed under the complete jurisdiction of
all laws of the State of California governing construction including, without limitation, the
following:
A. The California Health and Safety Code and all applicable administrative code regulations
pursuant thereto.
B. All laws governing the employment of labor, qualifications for employment of aliens,
payment of employees, convict-made materials, domestic and foreign materials and
accident prevention.
C. Title 19 of the California Administrative Code entitled "Public Safety" Chapter 1, State Fire
Marshall, Sub-Chapter 1, "General Fire and Panic Safety".
D. General Industrial Safety Orders: Each and every Contractor must observe and conform to
the provisions of Title 8, California Administrative Code bearing upon safe and proper use,
construction, disposal, etc., of materials, machinery, and building appurtenances as therein
set forth.
E. Code Rules and Safety Orders: All work and materials must be in full accordance with the
latest substantive rules and regulations of the State Fire Marshall, the safety orders of the
Division of Industrial Safety, Department of Industrial Relations; the Uniform Building Code,
National Electric Code, Uniform Mechanical Code, Uniform Plumbing Code, and other
applicable State Laws or Regulations. Nothing in these plans and specifications is to be
construed to permit work not conforming to these codes.
Note: The procedural aspects of the Uniform Codes referred to above may not apply to the
Work of this Contract, but the substantive provisions do apply.
1.11 Law; Venue: This agreement has been executed and delivered in the State of California and the
validity, enforceability and interpretation of any of the clauses of this Agreement will be
determined and governed by the laws of the State of California. The duties and obligations of
the parties created hereunder are performable in SAN LUIS OBISPO COUNTY and such
COUNTY will be the venue for any action of proceeding that may be brought or arise out of, in
connection with or by reason of this Agreement.
1.12 Conflicts of Interests: No official of The City who is authorized on behalf of The City to negotiate,
make, accept, or approve, or to take part in negotiating, making, accepting, or approving any
engineering, inspection, construction, or material supply contract or any subcontract in
connection with the construction of the project, will become directly or indirectly interested
personally in this Contract or in any part thereof. No officer, employee, architect, attorney,
engineer, or inspector of or for The City who is authorized on behalf of City to exercise any
executive, supervisory or other similar function in connection with the construction of the project
will become directly or indirectly interested personally in this Contract or in any part thereof.
1.13 Partial Occupancy or Use: Partial occupancy or use in accordance with the Contract Documents
must not commence until the insurance company providing property insurance has consented
to such partial occupancy or use by endorsement or otherwise. The City and the Contractor
Insurance Requirements
25
must take reasonable steps to obtain consent of the insurance company and must, without
mutual consent, take no action with respect to partial occupancy or use that would cause
cancellation, lapse, or reduction of the insurance.
1.14 Failure to Furnish and Maintain Insurance: In the event of the failure of any Contractor to furnish
and maintain any insurance required by the Contract Documents, the Contractor will be in
default under the Contract Documents. Compliance by Contractor with the requirement to carry
insurance and furnish certificates or policies evidencing the same will not relieve the Contractor
from liability assumed under any provision of the Contract Documents, including, without
limitation, the obligation to defend and indemnify the City and the Architect.
1.15 Other Insurance: The Contractor must provide all other insurance required to be maintained
under applicable laws, ordinances, rules, and regulations.
Insurance Requirements
26
CONTRACTOR INSURANCE INFORMATION
This form is designed to encourage bidders to determine prior to bidding whether or not their insurance
meets the City’s requirements; and, whether they will face any additional costs to obtain acceptable
insurance. It is informational only and is not used as a basis for rejection of bids, nor is it to be construed as
an acceptance by the City of bidders insurance. The Contractor must obtain the insurance required per the
Contract Documents in order to obtain award of the contract.
1. General Liability Insurance Company Name: __________________________________
Insurers A.M. Best Rating. ___________________________
$ per occurrence for bodily injury, personal injury and property damage.
General aggregate limit must apply separately to this project/location OR
General aggregate limit must be twice the required occurrence limit.
______ Additionally insured endorsement available.
2. Automobile Liability Insurance Company Name: _______________________________
Insurers A.M. Best Rating. ___________________________
$ per accident for bodily injury and property damage.
_______ Additionally insured endorsement available.
3. Employer's Liability Insurance Company Name: _______________________________
Insurers A.M. Best Rating. ___________________________
$_______________ per accident for bodily injury or disease.
4. Builders Risk Insurance:
_______ 100% of the replacement value of the Work.
_______ “All risk” policy.
5. Fire Insurance:
______ Covers entire structure.
6. List any Deductibles and Self-Insured Retentions.
END OF INSURANCE REQUIREMENTS
Samples of Forms
27
SAMPLES OF FORMS
Agreement
Performance Bond
Payment Bond
Escrow Agreement
Guarantee
Release
Maintenance Bond
Notice of Potential Claim
Sample Agreement
28
CITY OF SAN LUIS OBISPO
CALIFORNIA
AGREEMENT
THIS AGREEMENT, made on this ______ day of ___________, 20__, by and between the City of San Luis
Obispo, a municipal corporation and charter city, San Luis Obispo County, California, hereinafter called the
Owner, and <COMPANY NAME> , hereinafter called the Contractor.
WITNESSETH:
That the Owner and the Contractor for the consideration stated herein agree as follows:
ARTICLE 1, SCOPE OF WORK: The Contractor shall perform everything required to be performed, shall
provide and furnish all of the labor, materials, necessary tools, expendable equipment, and all utility and
transportation services required to complete all the work of construction of
Transit Facility Classroom Remodel, Specification No. 91384.
in strict accordance with the plans and specifications therefore, including any and all Addenda, adopted by
the Owner, in strict compliance with the Contract Documents hereinafter enumerated. It is agreed that said
labor, materials, tools, equipment, and services shall be furnished and said work performed and completed
under the direction and supervision and subject to the approval of the Owner or its authorized
representatives.
ARTICLE II, CONTRACT PRICE: The owner shall pay the Contractor as full consideration for the faithful
performance of this Contract, subject to any additions or deductions as provided in the Contract Documents,
the contract prices as follows:
Item Total
(in figures)
Remodel
BASE BID
Payments are to be made to the Contractor in accordance with and subject to the provisions embodied in the
documents made a part of this Contract:
Should any dispute arise respecting the true value of any work omitted, or of any extra work which the
Contractor may be required to do, or respecting the size of any payment to the Contractor, during the
performance of this Contract, said dispute shall be decided by the Owner and its decision shall be final, and
conclusive.
ARTICLE III, COMPONENT PARTS OF THIS CONTRACT: The full, complete and exclusive contract
between the parties hereto shall consist of the following identified documents (the "Contract Documents")
all of which are as fully a part thereof as if herein set out in full, if not attached, as if hereto attached: Notice to
Bidders, Instructions to Bidders, Information Available to Bidders, Proposal Form, Listing of
Subcontractors, Non-Collusion Declaration, Bidder's Bond, this Agreement, Escrow Agreement for
Security Deposits in Lieu of Retention, Performance Bond, Payment Bond, Insurance Requirements,
Guarantee of Work, Release, General Conditions, Specifications, City Standard Specifications and
Engineering Standards, any addenda, and any change orders, field orders or directives issued pursuant to
and in accordance with this Agreement.
ARTICLE IV, CONFLICTS: It is further expressly agreed by and between the parties hereto that should there
be any conflict between the terms of this instrument and the bid or proposal of said Contractor, then this
instrument shall control and nothing herein shall be considered as an acceptance of the said terms of said
proposal conflicting herewith.
ARTICLE V, BINDING AGREEMENT; ASSIGNMENT: Contractor, by execution of this Agreement and the
other Contract Documents, understands them, and agrees to be bound by their terms and conditions. The
Contract Documents shall inure to the benefit of and shall be binding upon the Contractor and the Owner and
their respective successors and assigns.
Sample Agreement
29
ARTICLE VI, SEVERABILITY: If any provision of the Contract Documents shall be held invalid or
unenforceable by a court of competent jurisdiction, such holding shall not invalidate or render unenforceable
any other provision hereof.
IN WITNESS WHEREOF, the parties to these presents have hereunto set their hands this year and date first
above written.
CITY OF SAN LUIS OBISPO,
A Municipal Corporation
______________________________
Katie Lichtig, City Manager
APPROVED AS TO FORM: CONTRACTOR
J. Christine Dietrick Name of Company
City Attorney Name of Owner/President
Sample Performance Bond
30
PERFORMANCE BOND
KNOW ALL MEN BY THESE PRESENT:
WHEREAS, the City of San Luis Obispo, State of California (the "City") and ________________________
(the "Contractor") have entered into an Agreement whereby Contractor agrees to install and complete
certain designated public improvements, which Agreement is dated _________________, 20_____ and is
identified as follows:
Transit Facility Classroom Remodel
Specification No. 91384.
AND WHEREAS, Contractor is required under the terms of said Agreement to furnish a bond for the
faithful performance of said Agreement.
NOW, THEREFORE, we, the Contractor, and _________________________, as Surety, are held and
firmly bound unto the City, in the sum of_______________ ($_____________), in lawful money of the
United States, for the payment of which sum well and truly to be made, we bind ourselves, our heirs,
executors, administrators, assigns and successors, jointly and severally, firmly by these presents.
The condition of this obligation is such that if the Contractor shall well and truly perform and fulfill all the
undertakings, covenants, terms, conditions, and agreements of said Agreement during the original term of
said Agreement and any extensions thereof that may be granted by the City, with or without notice to the
Surety, and shall also well and truly perform and fulfill all the undertakings, covenants, terms, conditions
and agreement of any and all covenants, terms, conditions and agreement of any and all duly authorized
modifications of said Agreement that may hereafter be made, and shall indemnify, defend and save
harmless the City , its City Council, its officers, agents, consultants, employees, and volunteers, then this
obligation is to be void, otherwise to remain in full force and virtue. In case suit or other proceeding is
brought upon this bond, Surety will pay costs and reasonable attorney’s fees to be awarded and fixed by
the Court, and to be taxed as costs and to be included in the judgment therein rendered.
The Surety, for value received, hereby stipulates and agrees that no change, extension of time, alteration
or addition to the terms of the Agreement or to the work to be performed thereunder or the specifications
accompanying the same, shall in any manner affect its obligations under this bond, and it does hereby
waive notice of any such change, extension of time, alteration or additions.
Death of the Principal shall not relieve Surety of its obligations hereunder.
IN WITNESS WHEREOF, Contractor and Surety have duly executed this instrument on this
_____________ day of _______________, 201X.
CONTRACTOR:
Name: _____________________________________
Address: _____________________________________
_____________________________________
Phone No.: _____________________________________ (Corporate Seal)
By: _____________________________________
Sample Performance Bond
31
SURETY:
Name: _____________________________________
Address: _____________________________________
_____________________________________
Phone No.: _____________________________________
By: _____________________________________
(Attorney-in-fact)
NOTE: This bond must be executed by both parties, and, in the case of a corporation, with the corporate
seal affixed. ALL SIGNATURES MUST BE NOTARIZED. Attach notarial acknowledgments.
Sample Payment Bond
32
PAYMENT BOND
(Labor and Material)
KNOW ALL MEN BY THESE PRESENT:
That WHEREAS, ______________________________________________________________ and
_________________________________________________________________________, hereinafter
designated as the "Principal", have entered into a contract for the furnishing of all materials and labor,
services and transportation, necessary, convenient, and proper to construct:
Transit Facility Classroom Remodel
Specification No. 91384
Which said agreement dated _______________________, 20____, and all of the Contract Documents are
hereby referred to and made a part hereof;
AND WHEREAS, the Principal is required, before entering upon the performance of the Work, to file a
good and sufficient bond with the body by whom the contract is awarded to secure the claims arising
under said agreement.
NOW, THEREFORE, THESE PRESENT WITNESSETH:
That the said Principal and the undersigned _________________________________ are held and firmly
bound unto all laborers, material men, and other persons referred to in Civil Code section 3248,
subdivision (b), in the sum of ____________________________________ Dollars ($__________) which
sum well and truly be made, we bind ourselves, our heirs, executors, administrators, successors, or
assigns, jointly and severally, by these presents.
The condition of this obligation is that if the said Principal or any of its subcontractors, or the heirs,
executors, administrators, successors, or assigns of any, all, or either of them, shall fail to pay any of the
persons named in Civil Code section 3181, or any of the amounts due as specified in Civil Code section
3248, subdivision (b), to pay for any materials, provisions, provender or other supplies, or teams, used in,
upon, for, or about the performance of the work contracted to be done, that said Surety will pay the same
in an amount not exceeding the amount hereinabove set forth, and also in case suit or other legal
proceeding is brought upon this bond, will pay costs and reasonable attorney's fees to be awarded and
fixed by the Court, and to be taxed as costs and to be included in the judgment therein rendered.
It is hereby expressly stipulated and agreed that this bond shall inure to the benefit of any and all persons,
companies, and corporations entitled to file claims so as to give a right of action to them or their assigns in
any suit brought upon this bond.
Should the condition of this bond be fully performed, then this obligation shall become null and void,
otherwise it shall be and remain in full force and effect.
And the said Surety, for value received, thereby stipulates and agrees that no change, extension of time,
alteration, or addition to the terms of said contract or the specifications accompanying the same shall in
any manner affect its obligations on this bond, and it does hereby waive notice of any such change,
extension, alteration, or addition.
Death of the Principal shall not relieve surety of its obligations hereunder.
IN WITNESS WHEREOF, the Principal and Surety have duly executed this instrument this
____________________ day of _____________________, 201X.
Sample Payment Bond
33
CONTRACTOR:
Name: _____________________________________
Address: _____________________________________
_____________________________________
Phone No.: _____________________________________ (Corporate Seal)
By: _____________________________________
SURETY:
Name: _____________________________________
Address: _____________________________________
_____________________________________
Phone No.: _____________________________________
By: _____________________________________
(Attorney-in-fact)
NOTE: This bond must be executed by both parties, and, in the case of a corporation, with the corporate
seal affixed. ALL SIGNATURES MUST BE NOTARIZED. Attach notarial acknowledgments.
Sample Escrow Agreement
34
ESCROW AGREEMENT
FOR SECURITY DEPOSITS IN LIEU OF RETENTION
This Escrow Agreement is made and entered into by and between the City of San Luis Obispo, whose
address is 990 Palm Street, San Luis Obispo, California, 93401 (hereinafter called “City”),
_________________________whose address is _______________________ (hereinafter called
“Contractor”); and ____________________________, a state or federally chartered bank in California
whose address is_______________________________ (hereinafter called “Escrow Agent”).
For the consideration hereinafter set forth, the City, Contractor, and Escrow Agent agree as follows:
1. Pursuant to section 22300 of the Public Contract Code of the State of California, Contractor has the
option to deposit securities with Escrow Agent as a substitute for retention earnings required to be
withheld by the City pursuant to the Contract entered into between the City and Contractor for
___________________________________ in the amount of ___________________ Dollars
($_________________), and dated _______________, 2000, (the “Contract”). Alternatively, on written
request of the Contractor, the City will make payments of the retention earnings directly to the Escrow
Agent. When Contractor deposits the securities as a substitute for retention earnings, the Escrow
Agent must notify the City within ten (10) calendar days of the deposit. The market value of the
securities at the time of the substitution, as valued by the City, must be at least equal to the cash
amount then required to be withheld as retention under the terms of the Contract between the City and
Contractor. If the City determines that the securities are not adequate it will notify Contractor and
Escrow Agent, and Contractor must deposit additional security as further determined by the City.
Securities must be held in the name of the City and must designate the Contractor as the beneficial
owner.
2. Thereafter, City will make progress payments to the Contractor for such funds which otherwise would
be withheld from progress payments pursuant to the Contract provisions, provided that the Escrow
Agent holds securities in the form and amount specified above.
3. When the City makes payment of retentions earned directly to the Escrow Agent, the Escrow Agent
must hold them for benefit of the Contractor until such time as the escrow created under this Escrow
Agreement is terminated. The Contractor may direct the investment of the payments into securities. All
terms and conditions of this Escrow Agreement and the rights and responsibilities of the parties must
be equally applicable and binding when the City pays the Escrow Agent directly.
4. The Contractor will be responsible for paying all fees for the expenses incurred by Escrow Agent in
administering the Escrow Account and all expenses of the City. These expenses and payment terms
will be determined by the City, Contractor, and Escrow Agent.
5. The interest earned on the securities or the money market accounts held in escrow and all interest
earned on that interest will be for the sole account of Contractor and will be subject to withdrawal by
Contractor at any time and from time to time without notice to the City.
6. Contractor will have the right to withdraw all or any part of the principal in the Escrow Account only by
written notice to Escrow Agent accompanied by written authorization from City to the Escrow Agent
that City consents to the withdrawal of the amount sought to be withdrawn by Contractor.
7. The City will have the right to draw upon the securities or any amount paid directly to Escrow Agent in
the event of default by the Contractor. Upon seven (7) days written notice to the Escrow Agent from
the City of the default, the Escrow Agent must immediately convert the securities to cash and must
distribute the cash.
8. Upon receipt of written notification from the City certifying that the Contract is final and complete, and
that the Contractor has complied with all requirements and procedures applicable to the Contract,
Escrow Agent will release to Contractor all securities and interest on deposit less escrow fees and
charges of the Escrow Account pursuant to the terms in Section 10263 of the Public Contracts Code.
The escrow will be closed immediately upon disbursement of all moneys and securities on deposit and
payment of fees and charges.
9. Escrow Agent will rely on the written notifications from the City and Contractor pursuant to Sections
(5), (6), (7), and (8) of this Agreement and the City and Contractor will hold Escrow Agent harmless
from Escrow Agent’s release and disbursement of the securities and interest as set forth above.
10. Pursuant to Public Contract Code section 22300, Contractor must pay to each subcontractor, not later
than twenty (20) days after receipt of the payment, the respective amount of interest earned, net of
Sample Escrow Agreement
35
costs attributed to retention withheld from each subcontractor, on the amount of retention withheld to
insure the performance of the Contractor.
11. Securities eligible for investment under this Agreement, as provided by Public Contract Code section
22300, must be those listed in section 16430 of the Government Code, bank or savings and loan
certificates of deposit, interest bearing demand deposit accounts, standby letters of credit, or any other
security mutually agreed to by the Contractor and City.
12. The names of the persons who are authorized to give written notice or to receive written notice on
behalf of the City, the Contractor, and the Escrow Agent in connection with the foregoing, and
exemplars of their respective signatures are as follows:
Sample Escrow Agreement
36
ON BEHALF OF CITY: ON BEHALF OF CONTRACTOR:
______________________________ ______________________________
Title Title
______________________________ ______________________________
Name Name
______________________________ ______________________________
Signature Signature
ON BEHALF OF ESCROW AGENT:
______________________________
Title
______________________________
Name
______________________________
Signature
At the time the Escrow Account is opened, the City and Contractor must deliver to the Escrow Agent a
fully executed counterpart of this Agreement.
IN WITNESS WHEREOF, the parties have executed this Agreement by their proper officers on the date
first set forth above.
CITY: CONTRACTOR:
______________________________ ______________________________
Title Title
______________________________ ______________________________
Name Name
______________________________ ______________________________
Signature Signature
ESCROW AGENT:
______________________________
Title
______________________________
Name
______________________________
Signature
Guarantee of Work
37
GUARANTEE OF WORK
A guarantee in the form of written warranty must be supplied by Contractor on Contractor's own letterhead
as follows:
WARRANTY FOR:
Transit Facility Classroom Remodel
Specification No. 91384
Contractor hereby unconditionally guarantees the work under this contract to be in conformance with the
contract requirements and to be and remain free of defects in workmanship and materials for a period of 1
year from the date of Formal Acceptance of the project pursuant to Section 9.7.2 of the General
Conditions, unless a longer guarantee period is stipulated in the Contract Documents. By this guarantee
Contractor agrees, within the guarantee period, to repair or replace any work, together with any adjacent
work which may be displaced in so doing which is not in accordance with the requirements of the contract
or which is defective in its workmanship or material, all without any expense whatsoever to the City,
ordinary wear and tear and unusual abuse or neglect excepted.
Special guarantees that are required by the contract will be signed by Contractor who is responsible for
the entire work and countersigned by the subcontractor who performs the work.
Contractor further agrees that within 10 calendar days after being notified in writing by the City of any work
not in accordance with the requirements of the Contract or of any defects in the work, it will commence
and prosecute with due diligence all work necessary to fulfill the terms of this guarantee and to complete
the work within a reasonable period of time. Contractor, in the event of failure to so comply, does hereby
authorize City to proceed to have the work done at Contractor's expense and it agrees to pay the cost
thereof upon demand. City will be entitled to all costs including reasonable attorney's fees necessarily
incurred upon Contractor's refusal to pay the above cost.
Notwithstanding the foregoing paragraph, in the event of an emergency constituting an immediate hazard
to health or safety of the City, employees, property, or licenses, City may undertake at Contractor's
expense, without prior notice, all work necessary to correct such hazardous conditions caused by work of
Contractor not being in accordance with the requirements of this contract.
Signed:______________________________
Signature
______________________________
Name and Title
______________________________
License No.
______________________________
Date
Release
38
RELEASE
AGENT: City of San Luis Obispo
CONTRACTOR: ______________________________
WORK:
Transit Facility Classroom Remodel
Specification No. 91384
In consideration of final payment of undisputed contract amounts relating to the above-referenced work,
Contractor hereby releases the City of San Luis Obispo, State of California (the "City") from any and all
claims for payment on the work, except for the disputed work and the disputed amounts set forth below:
DESCRIPTION OF DISPUTED WORK DISPUTED AMOUNTS
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
CHECK IF NONE: ______________
Contractor acknowledges that it has been advised by its attorneys concerning, and is familiar with, the
provisions of California Civil Code Section 1542, which provides as follows:
A general release does not extend to claims which the creditor does not know or suspect
to exist in his favor at the time of executing the release, which if known by him must have
materially affected his settlement with the debtor.
Contractor, in that connection, acknowledges that it may have sustained damages, losses, costs or
expenses that are presently unknown to Contractor or damages, losses, costs or expenses which have
already been sustained but which may give rise to additional damages, losses, costs or expenses in the
future. Nevertheless, Contractor acknowledges that this Release has been negotiated and agreed upon in
light of that situation, and hereby expressly waives any and all rights which it may have under California
Civil Code Section 1542 or under any other state or federal statutes or common law principle of similar
effect.
CONTRACTOR:
By: _________________________ ____________________________
Signature Date
_________________________
Print Name
Maintenance Bond
39
MAINTENANCE BOND
KNOW ALL MEN BY THESE PRESENT:
WHEREAS, the City of San Luis Obispo, State of California, and
_______________________________________, (hereinafter designated as "Principal") have entered into
an agreement for the furnishing of all materials, labor, services and transportation, necessary, convenient,
and proper to_________________________________________, which said Agreement dated
____________, 20_____, and all of the Contract Documents attached or forming a part of said
Agreement, are hereby referred to and made a part hereof; and
WHEREAS, pursuant to law, the Principal is required after completion of the Work, and before the filing
and recordation of a Notice of Completion for the Work, to file a good and sufficient bond with the body by
whom the contract is awarded, to secure claims for Maintenance equal to ten percent (10%) of the total
amount of the Contract which must hold good for a period of one year after the completion and
acceptance of the Work, to protect the City against the result of faulty material or workmanship during that
time.
NOW, THEREFORE, said Principal and the undersigned _______________________________ as
corporate surety, are held and firmly bound unto the City of San Luis Obispo, for repair or replacement of
any and all of our work together with any other adjacent work which may be displaced by so doing, that
prove to be defective in its workmanship or material for the period of one (1) year (except when otherwise
required in the Contract to be for a longer period) from date of formal acceptance of the above mentioned
structure by City, ordinary wear and tear and unusual abuse or neglect excepted. Said date of formal
acceptance will be as defined in Article 9.7.2 FINAL COMPLETION AND ACCEPTANCE OF THE WORK
of the GENERAL CONDITIONS of these Contract Documents, in the sum of
__________________________________________ Dollars ($___________________), lawful money of
the United States, for the payment of which sum well and truly made, we bind ourselves, our heirs,
executors, administrators, successors, or assigns, jointly and severally by these presents.
The condition of this obligation is such that if the said Principal or any of his or its subcontractors, or the
heirs, executors, administrators, successors, or assigns of any, all or either of them, shall fail to execute
within a reasonable amount of time, or fail to respond within seven (7) calendar days with a written
schedule acceptable to the City for same, repair or replacement of any and all of our work together with
any other adjacent work which may be displaced by so doing, that prove to be defective in its
workmanship or material for the period of one (1) year (except when otherwise required in the Contract to
be for a longer period) from date of acceptance of the above mentioned structure by City , ordinary wear
and tear and unusual abuse or neglect excepted. with respect to such work and labor, that the surety
herein will pay for the same in an amount not exceeding the sum specified in this bond, otherwise the
above obligation will be void. In case suit is brought upon this bond, the said surety will pay a reasonable
attorney's fee to be fixed by the court.
Should the condition of this bond be fully performed, then this obligation will become null and void,
otherwise it will be and remain in full force, virtue, and effect.
And the said Surety, for value received, hereby stipulates and agrees that no change, extension of time,
alteration, or addition to the terms of said contract or to the Work to be performed thereunder or the
specifications accompanying the same will in any manner affect its obligations on this bond, and it does
hereby waive notice of any such change, extension, alteration, or addition.
Death of the Principal will not relieve Surety of its obligations hereunder.
IN WITNESS WHEREOF, this instrument has been duly executed by Principal and Surety above named,
on the _____ day of ______, 20____.
PRINCIPAL:
Maintenance Bond
40
Name:_______________________________________
Address:____________________________________
____________________________________________
Phone No.:__________________________________ (Seal)
By:_________________________________________
SURETY:
Name:_______________________________________
Address:____________________________________
____________________________________________
Phone No.:__________________________________
By:_________________________________________
(Attorney-in-fact)
NOTE: This bond must be executed by both parties, and, in the case of a corporation, with the corporate
seal affixed. All signatures must be notarized. Attach notarial acknowledgments.
Notice of Potential Claim Forms
41
NOTICE OF POTENTIAL CLAIM FORMS
Initial Notice of Potential Claim
Supplemental Notice of Potential Claim
Full and Final Documentation of Potential Claim
Notice of Potential Claim Forms
42
Notice of Potential Claim Forms
43
Notice of Potential Claim Forms
44
Rev DMA 1-4-16 TABLE OF CONTENTS
General Conditions
GENERAL CONDITIONS
TABLE OF CONTENTS
1. DEFINITIONS AND TERMS .................................................................................................... 1
2. Blank ............................................................................................................................................ 5
3. Blank ............................................................................................................................................ 5
4. SCOPE OF WORK .................................................................................................................... 6
4.1 Intent of Plans and Specifications. .................................................................................. 6
4.2 Project Sign, Advertising. ................................................................................................. 6
4.3 Clean Up of Project Site (Housekeeping). ..................................................................... 6
4.4 Record Drawings and Specifications. ............................................................................. 7
4.5 Changes in the Work. ........................................................................................................ 7
4.5.1 General. ............................................................................................................................ 7
4.5.2 Change Order Procedures. ........................................................................................... 8
4.5.3 Agreement of Change Order Costs. ............................................................................ 9
4.5.4 Failure to Agree with Proposed Costs & Force Account Work ................................ 9
4.5.5 Change Order Acknowledgements. ........................................................................... 10
4.5.6 Allowable Costs and Markups for Change Orders and Force Account Work ..... 10
4.5.7 Allowable Time Extensions. ........................................................................................ 13
4.5.8 Emergency Changes. ................................................................................................... 13
4.5.9 Minor Changes in the Work ......................................................................................... 13
4.5.10 Eliminated Items. .......................................................................................................... 13
4.5.11 Protest of Change Orders. .......................................................................................... 13
5. CONTROL OF WORK ............................................................................................................ 15
5.1 Administrators of the Contract. ...................................................................................... 15
5.1.1 Authority of the City. ..................................................................................................... 15
5.1.2 Role of the Architect. .................................................................................................... 15
5.1.3 Role of the City Representative. ................................................................................. 15
5.1.4 Role of the Inspector. ................................................................................................... 16
5.2 City’s Right to Stop Work ................................................................................................ 16
5.3 Conformity with Contract Documents and Allowable Deviations ............................. 16
5.4 Coordination and Interpretation of Contract Documents ........................................... 17
TABLE OF CONTENTS
General Conditions
5.4.1 Conflicts. ......................................................................................................................... 17
5.4.2 Omissions. ..................................................................................................................... 18
5.4.3 Product Designation. .................................................................................................... 19
5.4.4 Reference Standards. .................................................................................................. 19
5.5 Issuance of Documents After Contract Award - Interpretations, Clarifications,
Changes. ....................................................................................................................................... 19
5.5.1 Request for Information (RFI). .................................................................................... 19
5.5.2 Cost Request Bulletins (CRB). ................................................................................... 20
5.5.3 Field Orders. .................................................................................................................. 20
5.5.4 Change Orders. ............................................................................................................. 20
5.5.5 City 's Directives. .......................................................................................................... 21
5.6 Work Beyond the Scope. ................................................................................................ 21
5.7 Order of work. ................................................................................................................... 21
5.8 Superintendence and Labor Force. .............................................................................. 21
5.9 Lines and Grades. ........................................................................................................... 22
5.9.1 General ........................................................................................................................... 22
5.9.2 Survey Reference Points. ............................................................................................ 22
5.9.3 Project Survey Requirements. .................................................................................... 22
5.10 Inspection .......................................................................................................................... 23
5.11 Uncovering of work .......................................................................................................... 23
5.12 Inspection of the Work of Other Contractors ............................................................... 24
5.13 Removal of Rejected and Unauthorized Work ............................................................ 24
5.14 Alternate Methods of Construction ................................................................................ 24
5.15 Differing Site Conditions. ................................................................................................ 24
5.16 Archaeological Monitoring. ............................................................................................. 25
5.17 Discovery of Asbestos and Hazardous Substances. ................................................. 26
5.18 Hazardous Material Work Limitations. .......................................................................... 26
5.19 City’s/Contractor’s Responsibility for Hazardous Materials on the Work Site. ...... 26
5.20 Character of Workers. ..................................................................................................... 27
5.21 Cost Reduction Incentive. .............................................................................................. 27
6. CONTROL OF MATERIALS .................................................................................................. 30
6.1 Source of Supply and Quality of Materials. ................................................................. 30
6.2 Contractor’s Responsibility for Submittals and Shop Drawings. .............................. 30
Rev DMA 1-4-16 TABLE OF CONTENTS
General Conditions
6.3 Storage of Materials. ....................................................................................................... 30
6.4 Defective Materials. ......................................................................................................... 30
6.5 Trade Names, Alternatives and Substitutions of “or Equal” Materials. ................... 31
6.6 Plant Inspection. .............................................................................................................. 31
6.7 Testing of Materials. ........................................................................................................ 31
6.8 Hazardous and Contaminated Materials Furnished by the Contractor. .................. 32
7. LEGAL RELATIONS AND RESPONSIBILITY .................................................................... 33
7.1 Laws to be Observed. ..................................................................................................... 33
7.2 Payments to Sub-contractors. ....................................................................................... 33
7.3 Labor Code Requirements. ............................................................................................ 33
7.3.1 Hours of Labor. ............................................................................................................. 33
7.3.2 Prevailing Wage. ........................................................................................................... 34
7.3.3 Travel and Subsistence Payments. ........................................................................... 36
7.3.4 Payroll Records. ............................................................................................................ 36
7.3.5 Labor Nondiscrimination. ............................................................................................. 39
7.3.6 Apprentices. ................................................................................................................... 39
7.3.7 Workers’ Compensation. ............................................................................................. 43
7.3.8 Suits to Recover Penalties and Forfeitures. ............................................................. 43
7.4 Vehicle Code. ................................................................................................................... 43
7.5 Trench Safety (More than 5 Feet Deep). ..................................................................... 43
7.6 Air Pollution Control. ........................................................................................................ 44
7.7 Water Pollution. ................................................................................................................ 44
7.8 Compliance with Regulatory Agency Requirements. ................................................. 45
7.9 Use of Pesticides. ............................................................................................................ 46
7.10 Sound Control Requirements. ....................................................................................... 46
7.11 Encroachment Permits. .................................................................................................. 46
7.12 Traffic Control. .................................................................................................................. 46
7.13 Fire Department Permits. ............................................................................................... 47
7.14 Temporary Use Permit. ................................................................................................... 47
7.15 Assignment of Antitrust Actions. .................................................................................... 47
7.16 Payment of Taxes. ........................................................................................................... 47
7.17 Permits and Licenses. ..................................................................................................... 47
TABLE OF CONTENTS
General Conditions
7.18 Patents. ............................................................................................................................. 48
7.19 Safety and Health Provisions. ........................................................................................ 48
7.20 Public Notification. ........................................................................................................... 48
7.21 Public Convenience. ........................................................................................................ 49
7.22 Protection of the Public and Adjacent Property: ......................................................... 49
7.23 Safety. ................................................................................................................................ 50
7.24 Use of Explosives. ........................................................................................................... 50
7.25 Preservation of Property. ................................................................................................ 50
7.26 Indemnification and Insurance. ...................................................................................... 51
7.26.1 Indemnification. ............................................................................................................. 51
7.26.2 Insurance. ...................................................................................................................... 52
7.27 Disposal of Material. ........................................................................................................ 52
7.28 Cooperation and Coordination with Other Contractors. ............................................ 53
7.29 Occupancy by City Prior to Acceptance. ...................................................................... 53
7.30 Contractor’s Responsibility for the Work and Materials. ............................................ 54
7.31 Damage by Storm, Flood, Tsunami or Earthquake. ................................................... 55
7.32 Acceptance of Contract. ................................................................................................. 57
7.33 Property Rights in Materials. .......................................................................................... 57
7.34 Rights in Land and Improvements. ............................................................................... 57
7.35 Contractor's Use of Site and Public Right-of-Way. ..................................................... 57
7.36 Personal Liability. ............................................................................................................. 58
7.37 Ownership and Use of Documents. .............................................................................. 58
7.38 Guarantee. ........................................................................................................................ 58
8. PROSECUTION AND PROGRESS ..................................................................................... 60
8.1 Subcontracting. ................................................................................................................ 60
8.1.1 General. .......................................................................................................................... 60
8.1.2 Loss or Damage to Subcontractor. ............................................................................ 60
8.1.3 Assignment of Subcontracts. ...................................................................................... 60
8.1.4 Substitution of Subcontractor. ..................................................................................... 61
8.1.5 Requests for Substitution of Subcontractor. ............................................................. 62
8.1.6 No Change in Contract. ............................................................................................... 62
8.2 Assignment. ...................................................................................................................... 63
8.3 Beginning of Work and Contract Time. ........................................................................ 63
Rev DMA 1-4-16 TABLE OF CONTENTS
General Conditions
8.3.1 Contract Time. ............................................................................................................... 63
8.3.2 Pre-construction Conference. ..................................................................................... 63
8.3.3 Start of Contract Time. ................................................................................................. 63
8.3.4 Beginning of Work. ....................................................................................................... 63
8.4 Progress Schedule. ......................................................................................................... 64
8.5 Temporary Suspension of Work. ................................................................................... 64
8.6 Time of Completion. ........................................................................................................ 65
8.7 Adjustment of Contract Time and Allowable Time Extensions. ................................ 66
8.7.1 Changes in Work. ......................................................................................................... 66
8.7.2 Acts of God and Unusual Action of the Elements. .................................................. 66
8.7.3 Acts of the City and Emergency Changes. ............................................................... 66
8.7.4 City’s Right to Extend. .................................................................................................. 67
8.7.5 Procurement of Materials. ........................................................................................... 67
8.7.6 Delays Due to Litigation. .............................................................................................. 67
8.8 Liquidated Damages. ...................................................................................................... 68
8.9 City-Caused Delays. ........................................................................................................ 68
8.10 Utilities and Site Facilities. .............................................................................................. 69
8.10.1 General. .......................................................................................................................... 69
8.10.2 Utilities Identified for Rearrangement. ....................................................................... 69
8.10.3 Unidentified/Inaccurately Identified Utilities. ............................................................. 70
8.11 Termination of Contract. ................................................................................................. 72
8.11.1 Termination of Contract for Cause. ............................................................................ 72
8.11.2 Termination of Contract for Convenience. ................................................................ 73
9. PAYMENT AND COMPLETION ............................................................................................ 76
9.1 Scope of Payment. .......................................................................................................... 76
9.2 Force Account Payment. ................................................................................................ 76
9.3 Notice of Potential Claim ................................................................................................ 76
9.4 Stop Notices. .................................................................................................................... 76
9.5 Partial Payments. (Progress Payments) ...................................................................... 76
9.5.1 Schedule of Values. ..................................................................................................... 76
9.5.2 Application for Payment. .............................................................................................. 77
9.5.3 Withholding of Retention. ............................................................................................ 77
TABLE OF CONTENTS
General Conditions
9.5.4 Monthly Payment. ......................................................................................................... 78
9.5.5 Interest Due. .................................................................................................................. 78
9.5.6 Correction of Statement and Withholding of Payment............................................ 78
9.6 Substitution of Securities ................................................................................................ 78
9.7 Project Completion and Final Payments. ..................................................................... 79
9.7.1 Substantial Completion: ............................................................................................... 79
9.7.2 Final Completion And Acceptance Of The Work. .................................................... 80
9.7.3 Final Payment and Claims. ......................................................................................... 80
9.8 Non-Waiver: ...................................................................................................................... 81
DEFINITIONS AND TERMS
General Conditions
1
GENERAL CONDITIONS
1. DEFINITIONS AND TERMS
1.1 The following terms used in the contract documents are defined as follows:
Addendum: A document issued by the City during the bidding period that may modify,
supersede or supplement portions of the contract documents.
Architect: Any person, firm, or corporation hired or employed by the City, as a
licensed Architect or Engineer for the purpose of preparing the plans and
specifications for the Work and who will represent the City as Architect or Engineer
for the Project. Any references to Architect or Engineer for the purposes of
authorizations or approvals will be interpreted to mean “City.”
Bid Date: The day on which bid proposals for a project are opened.
Bidder: Any person or business entity acting directly or through an authorized
representative who submits a proposal for the work.
Change Order: A written agreement entered into after the award of this contract that
alters or amends the executed contract.
City: The City Engineer or other such representative authorized to act on behalf of
the City.
City Holiday: Any day designated by action of the City as a City Holiday.
City Office: The office of the Public Works Department, City of San Luis Obispo
located at 919 Palm Street, San Luis Obispo, California, 93401.
City Representative: Any person, firm, agent or corporation employed by or hired
by the City to act as Project Manager, Construction Manager, Project Administrator
and/or Project Coordinator for the work.
Contract: The contract document which represents the entire agreement between
City and Contractor, and which supersedes any prior negotiations,
representations, or agreements either written or verbal.
Contract Documents: The full, complete and exclusive contract between the
parties hereto consisting of the following identified documents (the "Contract
Documents"): Notice to Bidders, Instructions to Bidders, Information Available to
Bidders, Proposal Forms, Listing of Subcontractors, Non-Collusion Declaration,
Bidder's Bond, Agreement, Escrow Agreement for Security Deposits in Lieu of
Retention, Performance Bond, Payment Bond, Maintenance Bond, Insurance
Requirements, Guarantee of Work, Release, General Conditions, Specifications,
referenced documents, City Standard Specifications and Engineering Standards,
any addenda, and any change orders, field orders or directives issued pursuant to
and in accordance with the Agreement.
Contract Sum: The actual bid amount including additive or deductive Bid
Alternates, if applicable, as selected for Award of Bid by the City and as
subsequently adjusted by Change Orders.
DEFINITIONS AND TERMS
General Conditions
2
Contractor: The person, firm, partnership, or corporation to whom this Contract is
awarded by City and who is subject to the terms hereof. The Contractor is referred
to throughout the Contract Documents as if singular in number. The term
“contractor” means the Contractor or its authorized representative.
Days: The term “day” as used in the Contract Documents means calendar day
unless otherwise specifically defined.
Drawings: The Drawings are graphic and pictorial portions of the Contract
Documents prepared for the Project and approved changes thereto, wherever
located and whenever issued, showing the design, location, and scope of the
Work, generally including plans, elevations, sections, details, schedules, and
diagrams as drawn or approved by the Architect.
Engineer: The City Engineer of the City of San Luis Obispo, acting either directly
or through properly authorized agents, such agents acting within the scope of the
particular duties delegated to them.
Engineering Standards: The Engineering Standards of the City of San Luis Obispo,
dated February 2014.
Inspector: Any person, firm, or corporation employed by or hired by the City to
perform Resident Inspection or part time inspection during construction of the
Work.
Legal Holidays: Those days designated as State holidays in the Government
Code.
Liquidated Damages: The amount prescribed in the specifications, pursuant to the
authority of Public Contract Code Section 10226, to be paid to the City or to be
deducted from any payments due or to become due the Contractor for each day's
delay in completing the whole or any specified portion of the work beyond the time
allowed in the contract documents.
Owner: Will mean the City of San Luis Obispo, California acting through the City
Engineer or its authorized agent.
Plans: The drawings approved by the City which include elevations, sections, details,
schedules, diagrams, information, notes, or reproductions or any of these, and which
show the location, character, dimension, or details of the work.
Project: The entire Work of improvement proposed by City to be constructed in
whole or in part pursuant to this Contract.
Proposal: The offer of the bidder for the work when made out and submitted on the
prescribed proposal forms, properly signed and guaranteed.
Proposal Forms: The approved forms upon which the City requires formal bids be
prepared and submitted for the work.
Proposal Guaranty: The cash, cashier's check, certified check, or bidder's bond
accompanying the proposal submitted by the bidder, as a guaranty that the bidder will
enter into a contract with the City for the performance of the work if the contract is
awarded to him.
DEFINITIONS AND TERMS
General Conditions
3
Site: The area specified in the contract for the project and the area made available for
Contractor's operation.
Specifications: The Specifications are that portion of the Contract Documents
consisting of the written requirements for material, equipment, construction
systems, instructions, quality assurance standards, workmanship, and
performance of related services.
Standard Specifications (State or City): Shall mean the Standard Specification of
the City of San Luis Obispo, dated February 2016 which modify the 2010 Standard
Specifications of the California Department of Transportation.
Subcontractor: A person, firm, partnership, or corporation having a direct contract
with Contractor for the performing of work or labor or the rendering of service to
Contractor for the Work.
Superintendent: The executive representative of the Contractor present at the
work site at all times during progress, who is authorized to direct performance of
the work and receive and fulfill instructions from the City Representative.
Supplier: Any person or business entity who contracts with Contractor to provide
materials or equipment.
Surety: Any person, firm, partnership, or corporation that executes as Surety for
Contractor's Performance Bond and/or the Contractor's Payment Bond and/or the
Bidder's Bond and/or Maintenance Bond.
Unusual Action of the Elements: The term "unusual action of the elements" is
limited to extraordinary adverse weather conditions or conditions immediately
resulting therefrom that cause a cessation in the progress of the work that will
delay the time of completion of the contract. The written conditions will be
monitored at the closest location of the City of San Luis Obispo equipment and
interpolated to the construction site.
Work: Work to be performed on or in connection with the Project under this
Contract including, but not limited to work normally done at the site of the Project
plus labor and materials. It will include the initial obligation of the Contractor and
any subcontractor, who performs any portion of the Work, to visit the site of the
proposed Work, a continuing obligation after the commencement of the Work to
fully acquaint and familiarize itself with the conditions as they exist and the
character of the operations to be carried on under the Contract Documents, and
make such investigation as it may see fit so that it will fully understand the
facilities, physical conditions, and restrictions attending the Work under the
Contract Documents. The Contractor and any subcontractor will also thoroughly
examine and become familiar with the Drawings, Specifications, and associated
bid documents. The "site" refers to the grounds of the Project as defined in the
Contract Documents and such adjacent lands as may be directly affected by the
performance of the Work.
1.2 Specification Interpretation.
Titles. The Specifications are separated into titled sections for convenience only
DEFINITIONS AND TERMS
General Conditions
4
and not to dictate or determine the trade or craft involved.
As Shown, Etc. Where “as shown,” “as indicated,” “as detailed,” or words of similar
import are used, reference is made to the Drawings accompanying the
Specifications unless otherwise stated. Where “as directed,” as required, “as
permitted,” “as authorized,” permission, authorization, approval, acceptance, or
selection by Architect/Project Engineer is intended unless otherwise stated.
Provide. “Provide” means “provided complete in place,” that is, furnished, installed,
tested, and ready for operation and use.
General Conditions. The General Conditions are a part of each and every section
of the Specifications.
Abbreviations. In the interest of brevity, the Specifications are written in an
abbreviated form and may not include complete sentences. Nevertheless, the
requirements of the Specifications are mandatory. Omitted words or phrases will
be supplied by inference in the same manner as they are when a “note” occurs on
the Drawings.
Plural. Words in the singular will include the plural whenever applicable or the
context so indicates.
Standard Specification. Any reference to standard specifications of any society,
institute, association, or governmental authority is a reference to the organization’s
standard specifications, which are in effect at the date of your bid. If applicable
specifications are revised prior to completion of any part of the Work, you may, if
acceptable to the City, perform such Work in accordance with the revised
specifications. The standard specifications, except as modified in the
Specifications for the Project, have full force and effect as though printed in the
Specifications. The City will furnish, upon request, information as to how copies of
the standard specifications may be obtained.
Absence of Modifiers. In the interest of brevity, the Contract Documents frequently
omit modifying words such as “all” and “any” and articles such as “the” and “an,”
but the fact that a modifier or an article is absent from one statement and appears
in another is not intended to affect the interpretation of either statement.
1.3 Style Variations
The City is gradually standardizing the style of the specifications. The use of the
new style does not change the meaning of a Contract not using this style. The new
style includes the use of:
1. Imperative mood
2. Introductory modifiers
3. Conditional clauses
4. Industry-standard terms.
The new style also includes the elimination of:
1. Language variations
DEFINITIONS AND TERMS
General Conditions
5
2. Definitions for industry-standard terms
3. Redundant specifications
4. Needless cross-references.
Because of this transition, some terms or clauses may be different or inconsistent
from others used throughout this document, but for the purpose of this Contract,
may be considered to have the same meaning.
2. Blank
3. Blank
SCOPE OF WORK
General Conditions
6
4. SCOPE OF WORK
4.1 Intent of Plans and Specifications.
The intent of the Contract Documents is to include all items necessary for the proper
execution and completion of the Work. The Contract documents are complementary,
and what is required by one will be as binding as if required by all. Where the
Contract Documents describe portions of the work in general terms, but not in
complete detail, it is understood that only the best general practice is to prevail and
that only materials and workmanship of the first quality are to be used. Words and
abbreviations that have well-known technical or trade meanings are used in the
Contract Documents in accordance with such recognized meanings.
Work not covered in the Contract Documents will not be required unless it is
consistent therewith and is reasonably inferred there from as being necessary to
produce the intended results.
Unless otherwise specified, you will be required to furnish all labor, materials, tools,
equipment, and incidentals, and do all the work involved in executing the contract in
a satisfactory and workmanlike manner.
It is your responsibility to obtain and maintain at the job site a copy of the project
plans, specifications and all current applicable standard drawings and specifications
for reference during the course of the work.
4.2 Project Sign, Advertising.
If required as part of the work under the contract, it will be your responsibility to
furnish and install a project sign. No advertising is permitted on the project or site
without written permission from the City.
4.3 Clean Up of Project Site (Housekeeping).
You must maintain the work site in a safe, clean and neat condition at all times.
Clean up all work at frequent intervals and at other times when directed by the
Engineer. All crates, cartons, paper, and other flammable waste materials must be
removed from work areas and properly disposed of at the end of each day.
Additionally, prior to the end of each workday, all equipment and material must be
removed from the public right-of-way and the public right-of-way must be cleaned,
made safe and restored to a normal operating status. Remove from and about the
Site all waste materials, rubbish, tools, construction equipment, machinery, and
materials no longer required for the Work. Upon completion of the work, remove
from the premises construction equipment and any waste materials not previously
disposed of, leaving the premises thoroughly clean and ready for occupancy.
When another Contractor is engaged in work at or near the site, both of you will be
responsible for cleanup and removal of your own rubbish, equipment, and any waste
materials not previously disposed of.
If a dispute arises as to which contractor is responsible for cleaning up, or if you fail
to maintain the Work in a clean and safe manner in the opinion of the Engineer, the
Engineer may clean up and withhold the expense incurred from payments.
SCOPE OF WORK
General Conditions
7
4.4 Record Drawings and Specifications.
You will be given one extra set of working drawings and specifications for you to
keep at the site of the Work at all times. During the course of construction, maintain
working drawings, kept up each day, to show the project as it is actually constructed.
The following are to be inserted and dimensioned on said drawings and
specifications in RED: exact locations of all pipes and conduits, all changes in
construction, materials and installed equipment. All change orders are to be shown
by reference to sketch drawings, and any supplementary drawings or change order
drawings must be included. The altered contract drawings must be sufficiently
detailed so that future work on the project or in adjacent areas may be conducted
with a minimum of difficulty. Prior to Final Inspection of the Work, submit the
completed record drawings to the Engineer.
4.5 Changes in the Work.
4.5.1 General.
The Engineer may order additions, deletions or revisions in the general scope
of the Work or extensions or deletions to the time for completion of the
contract without invalidating the Contract Documents and without notice to
your sureties.
The difference in cost of the work affected by any such change will be added
to or deducted from the Contract Sum, as the case may be, by a fair and
reasonable valuation, determined by one or more of the following methods:
(1) By unit prices stated in the Contract Documents or the approved
Schedule of Values;
(2) By unit prices negotiated and agreed to between the parties:
(3) By a lump sum amount negotiated and agreed to between the parties:
(4) By Force Account Payment when directed in writing by the Engineer.
The changes will be set forth in a Change Order which will specify, in addition
to the work to be done in connection with the change made, adjustment of
contract time, if any, and the basis of compensation for that work. A Change
Order will not become effective until approved by the Engineer.
You may request changes in the work, but must not act on the changes until
approved in writing by the Engineer. Any change made without authority in
writing from the Engineer will be your responsibility, and no increase in
compensation will be provided to you. Any changes not authorized in writing,
involving greater or lesser expense, may be rejected by the Engineer with the
consequent responsibility on you to replace at your own expense the
changed work with that originally specified
On the basis set forth herein, the Contract Sum will be adjusted for any
Change and the partial payments (progress payments) to you will be adjusted
to reflect the change.
SCOPE OF WORK
General Conditions
8
Whenever the necessity for change arises, and when so ordered by the
Engineer in writing, you must take all necessary steps to halt such other work
in the area of the change that might be affected by the ultimate change.
Changed work is to perform all changed work in accordance with the original
contract requirements unless stated otherwise by the Change Order. Except
as herein provided, you will not be compensated due to change in the work.
Upon receipt of an approved Change Order, proceed with the ordered work. If
ordered in writing by the Engineer, proceed with the ordered work prior to
actual receipt of an approved change order. In those cases, the Engineer will,
as soon as practicable, issue an approved Change Order for the ordered
work and the provisions in Section 4.5.11, "Protest of Change Orders.," will
be fully applicable to the subsequently issued Change Order.
The Engineer will not be held liable for any delays caused by factors beyond
its control, including but not limited to any other local, State or federal
agency’s review of bids, change orders, RFI’s or any other documents.
4.5.2 Change Order Procedures.
The Engineer will issue to you a Cost Request Bulletin (CRB) for a proposed
Change Order describing the intended change. The CRB will require you to
provide a proposed amount to be added to or subtracted from the Contract
Sum due to the change. When requested by the Engineer, your proposed
amount must be accompanied with an itemized breakdown and supporting
data of the quantities and prices used in computing the detailed estimate of
cost. Upon request by the Engineer, you must allow the inspection of the
original contract estimate, subcontract agreements, or purchase orders
relating to the change. Allowable costs and markups used to compute the
estimated costs must be in accordance with Section 4.5.6, “Allowable Costs
and Markups for Change Orders and Force Account Work. Any costs incurred
to acquire information relative to a proposed change order are your
responsibility.
Include in the proposed cost any request for time extension to the contract
that is directly attributable to the proposed changed work. Failure to request
adjustment of time on the response to the CRB will result in your waiving of
any right to subsequently claim an adjustment of the time for final completion
based on the changed work.
Submit the response to the CRB with supporting data and any time extension
request to the Engineer within 15 calendar days after issuance of the CRB. If
you have not submitted the response within the required time and you have
not obtained the Engineer’s permission for a delay in submission, the
Engineer may issue an order in writing for you to begin the work immediately,
and the contract price will be adjusted in accordance with Engineer’s estimate
of cost, unless you present proof, within 15 calendar days following
completion of the changed work, that the Engineer’s estimate was in error.
SCOPE OF WORK
General Conditions
9
Proposed Change Orders may be presented to you for consideration prior to
approval by the Engineer. If you signify acceptance of the terms and
conditions of the proposed Change Order by executing the document and if
the Change Order is approved by the Engineer and issued to you, payment in
accordance with the provisions as to compensation therein set forth will
constitute full compensation for all work included therein or required thereby.
A Change Order executed by you and approved by the Engineer is an
executed Change Order. An approved contract change order will supersede a
proposed, but unapproved, contract change order covering the same work.
4.5.3 Agreement of Change Order Costs.
When you and the Engineer agree on the amount to be added to or deducted
from the contract sum and the time to be added to or deducted from the
contract time, and the change order is fully executed, immediately proceed
with the changed work.
If agreement is reached as to the adjustment in compensation for the
performance of changed work but agreement is not reached as to the time
adjustment for such work, proceed with the work at the agreed price,
reserving the right to further pursue his claim for a time adjustment per
Section 4.5.7, “Allowable Time Extensions.”
4.5.4 Failure to Agree with Proposed Costs & Force Account Work
(1) For Added Work - Notwithstanding the failure of you and the Engineer to
agree with the cost of the proposed change order or when extra or
unforeseen work is ordered by the Engineer to be performed as Force
Account Work, you must, upon written order from the Engineer, proceed
immediately with the changed work. At the completion of each day's
work, furnish to the Engineer, a detailed summary of all labor, materials,
and equipment employed in the changed work. The Engineer will
compare his records with your daily summary and may make any
necessary adjustments to the summary. After you and the Engineer
agree upon and sign the daily summary, the summary will become the
basis for determining costs for the additional work. The sum of these
costs with the allowable mark-ups will constitute the payment for the
changed work. The Engineer, however, may make subsequent
adjustments, based on later audits.
When changed work is performed at locations away from the job site,
furnish in lieu of the daily summary, a summary submitted at the
completion of the work containing a detailed statement of labor, material,
and equipment used in the work. You must sign and certify that the
information provided in the summary is true.
You must also maintain and furnish on demand of Engineer itemized
statements of cost from all vendors or subcontractors who perform
changed work or furnish materials and equipment for such work. The
vendors and subcontractors must sign all statements.
SCOPE OF WORK
General Conditions
10
(2) The Engineer reserves the right to use other forces to complete the
ordered change in work upon determination by the Engineer that it is in
the best interests of the City. For Deleted Work. When a proposed
change order contains a deletion of any work and you and the Engineer
are unable to agree upon the cost thereof, the Engineer’s estimate will be
deducted from the contract price and may be withheld from any payment
due until you present proof that Engineer’s estimate was in error. The
amount to be deducted will be the costs for labor, materials, and
equipment that would have been used on the deleted work. The
guidelines set forth in Section 4.5.6, “Allowable Costs and Markups for
Change Orders and Force Account Work," will be used in computing the
amounts involved.
(3) Duty to Proceed with the Project. Notwithstanding any dispute that may
arise in connection with a claim for adjustment of contract price, time for
completion of the contract or any other cause, always continue to
proceed with the Work promptly and directly.
4.5.5 Change Order Acknowledgements.
By agreeing to a Change Order, you irrevocably acknowledge that you have
given careful consideration to the changes proposed and agrees by the
Change Order to provide all equipment, furnish all labor and materials, and
perform all work and services necessary for the changes specified, and will
accept as full payment, the price approved by such Change Order.
4.5.6 Allowable Costs and Markups for Change Orders and Force Account Work
The following is a breakdown of allowable costs and mark ups for estimating
change orders and actual force account work. Submit substantiating
documentation with an itemized breakdown of direct costs pertaining to such
changed work. The only estimated or actual costs that will be allowed
because of changed work and the manner in which such costs will be
computed are as follows:
(1) Labor. You will be paid the direct cost of labor for the workers, including
foremen who are directly assigned to the work, used in the actual and
direct performance of the work. This cost of labor will be the sum of the
following:
a. The actual wages paid to the worker including employer payments to
or on behalf of the worker for health and welfare, pension, vacation
and similar purposes. No labor cost will be compensated at a rate in
excess of the wages prevailing in the locality at the time the work is
performed, nor will the use of a classification that would increase the
labor cost be permitted unless you establish, to the satisfaction of the
Engineer, the necessity for payment at a higher rate.
Payment for Foreman wages will be the prevailing wage rate of the
highest paid worker used on the changed work plus $1.00 hour.
SCOPE OF WORK
General Conditions
11
Payment for an owner, superintendent or other salaried employee
performing direct labor on the project will be at the prevailing wage
rate corresponding to the type of direct labor they performed. Labor
markup as defined in 4.5.6(4) constitutes full compensation for all
supervision cost and no separate payment will be made therefor.
b. To the actual wages as defined in Section 4.5.6(1)a. will be added an
11% labor surcharge which constitutes full compensation for all
payments imposed by state and federal laws and for all payments
made to, or on behalf of, the workers, other than actual wages as
defined in Section 4.5.6(1)a, and sustenance and travel allowance as
specified in Section 4.5.6(1)b.
(2) Materials. The cost for the materials directly required for the performance
of the changed work. Such cost of materials may include the costs of
procurement, transportation, and delivery if necessarily incurred. If a
trade discount by the actual supplier is available, it will be credited to City.
If the materials are obtained from a supply or source which you have
complete or partial ownership, payment therefor will not exceed the
current wholesale price for such materials.
If, in the opinion of the Engineer, the cost of materials is excessive, or if
you fail to furnish satisfactory evidence of the cost from the actual
supplier thereof, then the cost of the materials will be deemed to be the
lowest wholesale price at which similar materials are available in the
quantities required at the time they were needed.
The Engineer reserves the right to furnish such materials as it deems
advisable, and you will not be compensated for costs or lost profits on
material furnished by the Engineer.
(3) Equipment. For equipment you own, you will be paid for the use of the
equipment at the rental rates listed in the State Department of
Transportation publication entitled Labor Surcharge and Equipment
Rental Rates that is in effect on the date the contract is awarded. If
rented equipment or your equipment is not listed in the Rental Rate
publication, a suitable rental rate established by a local rental agency will
be used. No cost will be recognized in excess of the rental rates
established by distributors or equipment rental agencies in the locality
where the work is performed.
The rates paid for equipment will include the cost of fuel, oil, lubrication,
supplies, small tools, necessary attachments, repairs and maintenance of
any kind, depreciation, storage, insurance and all incidentals.
The rental time will include the time required to move the equipment to
the work from the nearest available source for rental of such equipment,
and to return it to the source. If such equipment is not moved by its own
power, then loading and transportation costs will be paid. However,
neither moving time nor loading and transportation costs will be paid if the
SCOPE OF WORK
General Conditions
12
equipment is used on the project in any other way than upon the changed
work. No payment will be made for time while equipment is idle or
inoperative due to breakdowns or for non-working days.
Individual pieces or equipment having a replacement value of $500.00 or
less are considered to be small tools or equipment, and no payment will
be made therefor.
At the pre-construction conference, submit a list of equipment
anticipated to be used on the project and the associated Caltrans
Equipment Rental Rate. Identify equipment that does not have an
established rate. The most current Caltrans Equipment Rental Rate
publication at the date of Contract Award will be used for the entire
project.
(4) Markups for Changed Work. You will be paid the direct costs for labor,
materials and equipment used in performing the changed work as
determined in the previous subsections (1), (2) and (3) above. To the
total of the direct costs the following markups will be added:
a. Labor 35%
b. Materials 15%
c. Equipment 15%
The above markups constitute full compensation for all delay costs,
overhead costs, supervision, bonds, profit, labor liability, site costs, and
other fixed administrative costs including but not limited to job trailers and
portable toilets, and profit deemed to include all items of expense not
specifically designated as cost in Section 4.5.6 (1), (2) & (3). The total
payment made constitutes full compensation therefor.
(5) Market Values. Cost for added work will be based on market values
prevailing at the time of the change unless you can establish to the
satisfaction of the Engineer that you have investigated all possible means
of obtaining work at prevailing market values and that the excess cost
could not be avoided by it.
When a change order deletes work from the contract, the computation of
the cost thereof will be the values that prevailed at the time bids for the
work were opened.
(6) Work by Subcontractors. For any portion of the changed work that is
performed by a subcontractor, furnish to the Engineer a detailed estimate
prepared by the subcontractor in accordance with the allowable costs and
mark-ups as stated above in sub-sections (1), (2), (3) and (4). At the
option of the Engineer, a lump sum estimate of such cost to
subcontractor may be accepted in lieu of the detailed estimate.
You are entitled to add an additional markup of 10% to the total cost of
the subcontracted work. This additional 10% markup is for additional
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13
administrative costs, including bonds, and no other additional payment
will be made for changed work performed by a subcontractor.
4.5.7 Allowable Time Extensions.
Time extensions due to changes in work will be provided in accordance with
Section 8.7, “Adjustment of Contract Time and Allowable Time Extensions.”
4.5.8 Emergency Changes.
Changes in the work made necessary due to unforeseen site conditions,
discovery of errors in plans or specifications requiring immediate clarification
in order to avoid a work stoppage, changes of a kind where the extent cannot
be determined until completed, or under any circumstances whatsoever when
deemed necessary by the Engineer are types of emergency changes which
may be authorized by the Engineer in writing. Commence performance of the
emergency change immediately upon receipt of a written authorization.
Within 15 days after receiving the authorization to proceed with the
emergency change, submit a detailed estimate of cost and any proposed
extension in contract time in accordance with Section 4.5.6, “Allowable Costs
and Markups for Change Orders and Force Account Work”
4.5.9 Minor Changes in the Work
The Engineer retains the right to request that you make minor changes in the
Work by Field Order and/or by Engineer's Directive. Minor changes generally
do not impact the cost of the performance of the Work or detrimentally or
significantly impact the Contract Time.
4.5.10 Eliminated Items.
Should any item of the work be eliminated in its entirety, payment will be
made to you for actual costs incurred in connection with the eliminated item if
incurred prior to the date of notification in writing by the Engineer of the
elimination unless otherwise addressed in an executed change order.
If acceptable material is ordered by you for the eliminated item prior to the
date of notification of the elimination by the Engineer, and if orders for that
material cannot be canceled, the material will be paid for at the actual cost
you incurred. In this case, the material paid for will become the property of the
City, and the actual cost of any further handling will be paid for. If the material
is returnable to the vendor, and if the Engineer so directs, the material must
be returned to the vendor, and you will be paid for the actual cost of charges
made by the vendor for returning the material. The actual cost of handling
returned material will be paid for.
The actual costs or charges to be paid by the City as provided in this Section
will be in accordance with Section 4.5.6, “Allowable Costs and Markups for
Change Orders and Force Account Work.”
4.5.11 Protest of Change Orders.
A Change Order approved by the Engineer may be issued at any time.
Should you disagree with any terms or conditions set forth in an approved
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14
Change Order, submit a written protest to the Engineer within 15 days after
the receipt of the approved Change Order. The protest must identify the
points of disagreement, and, if possible, the contract specification references,
quantities and costs involved. If a written protest is not submitted, payment
will be made as set forth in the approved contract change order, and that
payment will constitute full compensation for all work included therein or
required thereby. Unprotested approved Change Orders will be considered as
executed Change Orders.
Where the protest concerning an approved Change Order relates to
compensation, the compensation payable for all work specified or required by
that Change Order to which the protest relates will be determined as provided
in Sections 4.5.4, “Failure to Agree with Proposed Costs & Force Account
Work,” and 4.5.6, “Allowable Costs and Markups for Change Orders and
Force Account Work.” Keep full and complete records of the cost of that work
and allow the Engineer to have access thereto as may be necessary to assist
in the determination of the compensation payable for that work.
Where the protest concerning an approved Change Order relates to the
adjustment of Contract Time for the completion of the Work, the time to be
allowed therefor will be determined as provided in Section 8.7, “Adjustment of
Contract Time and Allowable Time Extensions.”
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15
5. CONTROL OF WORK
5.1 Administrators of the Contract.
5.1.1 Authority of the City.
The Engineer will decide all questions which may arise as to the quality or
acceptability of materials furnished and work performed and as to the manner
of performance and rate of progress of the work; all questions which may
arise as to the interpretation of the plans and specifications; all questions as
to the acceptable fulfillment of the contract on your part; and all questions as
to compensation. The Engineer may rely on the Architect for assistance in
interpretations and questions involving the intent of the plans and
specifications. The Engineer’s decision will be final, and the Engineer will
have authority to enforce and make effective those decisions and orders
which you fail to carry out promptly. The Engineer may grant authority to the
City’s Representative and/or Inspector to act on their behalf.
5.1.2 Role of the Architect.
The Architect is the person lawfully licensed to practice Architecture or
Engineering in the State of California and who has entered into an agreement
with the City to serve as Architect or Engineer for the Work or may be an
employee of the City or other governmental entity. The Architect will be the
interpreter of the requirements of the Drawings and Specifications. The
Architect/Project Engineer will communicate only with you through the
City's Representative and will have no authority to direct your work,
issue or approve Change Orders. All Change Orders, Field Orders and
Cost Request Bulletins will be approved and issued by the Engineer to you
through the City’s Representative.
5.1.3 Role of the City Representative.
The City’s Representative is the person or entity who has been identified by
the Engineer to serve as construction project manager for the Engineer. They
are empowered by the City to act on its behalf with respect to the proper
execution of the Work and will give instructions to require such corrective
measure as may be necessary, in his opinion, to ensure the proper execution
of the contract or to protect the City’s interest. Except as otherwise provided
herein, the City's Representative will determine the amount, quality,
acceptability, fitness and progress of the Work covered by the Contract
without, however, assuming any of the Architect's or Engineer’s statutory or
customary obligation. The City’s Representative will have no authority to
obligate or otherwise bind the City.
The City’s Representative will have the authority to reject Work that does not
conform to the Contract Documents and to require any Special Inspection
and Testing.
The City’s Representative must, at all times, have access to the Work
wherever it is in preparation and progress. When directed by the City’s
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16
Representative, you must provide facilities for such access so the City’s
Representative may perform his functions under the Contract Documents.
In no event will any act or omission on the part of the City’s Representative
relieve you from your obligation to perform your Work in full compliance with
the Contract.
5.1.4 Role of the Inspector(s).
All Work must be under the observation of or with the knowledge of
Inspectors. Inspectors must be provided free access to any or all parts of the
Work at any time. You must furnish Inspectors such information as may be
necessary to keep the Inspector fully informed regarding progress and
manner of work and character of materials. Such observations will not, in any
way, relieve you from responsibility for full compliance with all terms and
conditions of the Contract, or be construed to lessen to any degree your
responsibility for providing efficient and capable superintendence. The
Inspector’s observations of the Work and methods will not relieve you of
responsibility for the correction of subsequently discovered defects, or from
its obligation to comply with the Contract Documents.
The Inspector has the authority to reject work that does not comply with the
provisions of the Contract Documents
5.2 City’s Right to Stop Work
The Engineer has the authority to stop work whenever provisions of contract
documents are not being complied with. If you fail to correct Work that is not in
conformance with the requirements of the Contract Documents or persistently fail to
carry out Work in accordance with the Contract Documents, the Engineer, by written
order, may instruct you to stop the Work, or any portion thereof, until the cause of
such order has been eliminated. The right of the Engineer to stop the Work does not
give rise to any duty on the part of the Engineer to exercise this right to stop the
Work for your benefit.
You will bear all costs and will not be entitled to any time extension of such Work
stoppage unless it is determined by the Engineer that no fault existed in your Work.
5.3 Conformity with Contract Documents and Allowable Deviations
Work and materials must conform to the lines, grades, elevations, sections, details,
dimensions and material requirements, including tolerances, shown on the plans or
indicated in the specifications. Although measurement, sampling and testing may be
considered evidence as to conformity, the Engineer will be the sole judge as to
whether the work or materials deviate from the plans and specifications. If found to
be in its best interest, the Engineer has the right to accept Work that is not in
accordance with the requirements of the Contract Documents, instead of requiring
its removal and correction, in which case the total amount of the contract will be
reduced as agreed between the Engineer and you. Such adjustment will be effected
whether or not payment had been made. The Engineer’s decision as to any
allowable deviations will be final.
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5.4 Coordination and Interpretation of Contract Documents
Before commencing any portion of the Work, carefully examine all Drawings and
Specifications and other information given to you as to materials and methods of
construction and other Project requirements. You must immediately notify the
Engineer in writing of any perceived or alleged error, inconsistency, ambiguity, or
lack of detail or explanation in the Drawings and Specifications in the manner
provided herein. If you or your Subcontractors, suppliers, or officers, agents, and
employees perform, permit, or cause the performance of any work under the
Contract Documents, which are known or should have been known to be in error,
inconsistent, or ambiguous, or not sufficiently detailed or explained, you will bear
any and all costs arising there from including, without limitation, the cost of
correction thereof without increase or adjustment to the Contract Sum or the time for
performance. If you perform, permit, or cause the performance of any work under
the Contract Documents prepared by or on behalf of you in error, inconsistent or
ambiguous, or not sufficiently detailed or explained, you will bear any and all
resulting costs, including, without limitation, the cost of correction, without increase
to or adjustment in the Contract Sum or the time for performance. In no case must
any Subcontractor proceed with the work if uncertain without your written direction
and/or approval.
5.4.1 Conflicts.
(1) Any work called for by the drawings and not mentioned in the
specifications, or vice versa, is to be furnished as though fully set forth by
both. Where not specifically stated otherwise, all work and materials
necessary for each unit of construction, including special construction for
any specific brand or shape of materials called for, even though only
briefly mentioned or indicated, is to be furnished and installed fully and
completely, including, but not limited to, manufacturer's instructions
and/or recommendations, as part of this Contract.
(2) Should a conflict occur within or between any of the following, the more
stringent applies:
o Supplementary Conditions
o General Conditions
o Specifications (Divisions 1 through 16)
o City Standard Specifications (current version)
o Referenced Specifications
o Drawings
o City Engineering Standards
o Manufacturer’s Recommendations
o Codes and Ordinances
(3) In case of conflicts the following documents take precedence in the
following order:
a. Change Orders/Written Amendments
b. Field Orders
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General Conditions
18
c. Addenda
(4) If there is a conflict between addenda, the most recent addendum takes
precedence.
(5) Figured dimensions prevail over scaled dimensions, and detailed
drawings prevail over general drawings.
(6) Schedules, when identified as such, govern over all other portions of the
plans.
(7) Specific notes govern over all other notes and all other portions of the
plans except the schedules noted above.
(8) In the event of conflict between specific notes or details, the more
stringent governs.
(9) Project Specifications govern over the project plans. Project plans will
govern over City Engineering Standards and City Standard
Specifications.
5.4.2 Omissions.
(1) Work not particularly shown or specified will be the same as similar parts
that are shown or specified or as directed.
(2) Should it appear that the work to be done, or any of the matter relative
thereto is not sufficiently detailed or explained in the Contract Documents,
it is your responsibility to request from the Engineer further explanations
as may be necessary, and to conform thereto as part of the Contract so
far as may be consistent with the terms thereof.
(3) The Engineer will provide direction for any work which is not dimensioned
on the plans.
(4) If Contract Documents are not complete as to any minor detail of a
required construction system or with regard to the manner of combining
or installing of parts, materials, or equipment, but there exists an
accepted trade standard for good and workmanlike construction, such
detail will be deemed to be an implied requirement of Contract
Documents in accordance with such standard.
"Minor detail" includes the concept of substantially identical components,
where the price of each such component is small even though the
aggregate cost or importance is substantial, and includes a single
component which is incidental, even though its cost or importance may
be substantial.
The quality and quantity of the parts or material so supplied must conform
to trade standards and be compatible with the type, composition,
strength, size, and profile of the parts of materials otherwise set forth in
Contract Documents.
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5.4.3 Product Designation.
When descriptive catalog designations, including manufacturer's name,
product brand name, or model number are referred to in the contract, such
designations are to be considered as being those found in industry
publications of current issue at date of first Invitation to Bid.
5.4.4 Reference Standards.
When standards of the federal government, trade societies, or trade
associations are referred to in the contract by specific date of issue, these will
be considered a part of this contract. When such references do not bear a
date of issue, the current published edition at date of first Invitation to Bid will
be considered a part of this contract.
5.5 Issuance of Documents After Contract Award - Interpretations, Clarifications,
Changes.
The following documents will be used for resolving conflicts, errors or omissions in
the plans and specifications, or if you have any question concerning interpretation or
clarification of the contract. If you proceed with the work affected before receipt of
the interpretation, clarification, or instructions from the Engineer, you must replace or
adjust any work not in conformance therewith and will be responsible for any
resultant damage or added cost.
It is the intention of this Section that differences between the parties arising under
and by virtue of the contract be brought to the attention of the Engineer at the
earliest possible time in order that such matters may be settled, if possible, or other
appropriate action be promptly taken. You as contractor hereby agrees that you
have no right to additional compensation for any claim that may be based on any
such act, failure to act, event, thing or occurrence for which no written notice of
potential claim as herein required was filed.
5.5.1 Request for Information (RFI).
An RFI is a written request prepared by you asking the Engineer to provide
additional information necessary to clarify an item that you feel is not clearly
shown or called for in the drawings or specifications, or to address problems
which have arisen under field conditions. A RFI is to be used as a tool to add
specific information that may be needed to complete the work but does not
change the intent of the design or work required to give a complete and
finished product.
An RFI cannot modify the Contract Cost, Contract Time, or the Contract
Documents. A RFI in no way automatically justifies additional time, money or
a delay to the project.
The RFI must reference all the applicable Contract Documents including
specification section, detail, page numbers, drawing numbers, and sheet
numbers, etc. You will make suggestions and/or interpretations of the issue
raised by the RFI. You must write an RFI clearly with enough information so
that the City Representative/Architect understands what information is
needed. RFI’s must be numbered in sequence. If an RFI is resubmitted for
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General Conditions
20
additional information it will include a sequential number assigned to the
original RFI. (RFI # 3 (2) would be the second request for RFI #3)
You must use the Short Interval Schedule (3 weeks) for coordinating work
and RFI’s as needed to complete the work as intended without causing
delays.
At the Engineer’s discretion, the Engineer may invoice you for any costs
incurred for professional services if an RFI requests an interpretation or
decision of a matter where the information sought is equally available to the
party making such request. Such costs will be deducted from the next
progress payment.
The Engineer will make every effort to respond to RFI’s as quickly as possible
but you must allow up to two weeks for a response without considering the
response a delay to the project. Within these 2 weeks, the Engineer will either
issue a response in the form of a clarification when there is no time or cost
impacts involved in the response or the Engineer will issue a Cost Request
Bulletin as outlined below.
5.5.2 Cost Request Bulletins (CRB).
The Engineer may, from time to time during the course of the Work, issue
Cost Request Bulletins (CRB) describing additional Work that may be
desirable to include or delete from the Contract, by subsequent Change
Order. You must respond to Cost Request Bulletins in a thorough and timely
manner, identifying separately and fully the costs of the proposed additional
or deleted work as described in the Change Order provisions. Failure by you
to respond within 2 weeks or to adequately describe the costs fully to Cost
Request Bulletins and as a result, delaying the timely performance of the
Contract will not constitute justification for time extension or additional costs.
5.5.3 Field Orders.
The Engineer will retain the right to issue Field Orders to you describing
changes necessary or desirable to the work that may not involve additional
cost or extension of the Contract time. Field Orders must be promptly
executed and are not grounds for adjustment to the time or cost of Contract.
Should you determine that there is cost or time impact to the Work due to the
Field Order, you must immediately notify that fact in writing to the Engineer,
describing the anticipated impacts, and request issuance of a Change Order.
Each Field Order must receive a written response from you, acknowledging
receipt, describing the action and time of completion for the work. A
subsequent written notice must be submitted by you to the Engineer upon
completion of the Work required by the Field Order stating that the work is
complete and ready for inspection.
5.5.4 Change Orders.
The Engineer reserves the right to require you to process and implement
Change Orders in a timely fashion to add to or delete from the Work of the
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21
Contract. Provisions for change orders and methods of implementation are
described in Section 4.5, “Changes in the Work.”
5.5.5 City's Directives.
The Engineer reserves the right to issue City’s Directives, such as Correction
Notices and Punch Lists, to require correction or repairs to the Work, or to
require you to bring into conformity with any laws, codes, ordinances, safety
orders or practices determined to be deficient at the work site and
surrounding areas affected by the Work, or to correct deficiencies in the Work
in regard to compliance with the Contract Documents. City’s Directives must
be promptly executed and are not grounds for adjustment to the time or cost
of Contract. Each City’s Directive must receive a written response from you,
acknowledging receipt, describing the action and the time of completion for
the Work. A subsequent written notice must be submitted by you to the
Engineer upon completion of the Work required stating that the Work is
complete and ready for inspection.
5.6 Work Beyond the Scope.
Should any supplemental detail, clarification, field order, directive or additional
detailed instructions, in your opinion, constitute work beyond the scope of the
contract, you must submit a written notice of potential claim to the Engineer in
accordance with Section 9.3, “Notice of Potential Claim,” of these General
Conditions. The written notice of potential claim must set forth the reasons for which
you believe additional compensation will or may be due, the nature of the costs
involved, and, insofar as possible, the amount of the potential claim. If, in the
judgment of the Engineer, the claim is justified, the clarification, field order, directive
or additional detailed instructions will be revised and the extra work authorized via
an authorized change order. If the Engineer decides that the claim is not justified
and you still fail to agree, you must nevertheless perform such work upon receipt
from the Engineer of a written order to do so. In such case, you will have the right to
have the claim later determined pursuant to Section 9.7.3, "Final Payment and
Claims" you will have no claim for additional compensation because of such
clarification, field order, directive or additional detailed instructions, unless he gives
written notice to the Engineer in accordance with Section 9.3, “Notice of Potential
Claim.”.
5.7 Order of work.
When required by the specifications or plans, you must follow the sequence of
operations as set forth therein. Full compensation for conforming to those
requirements will be considered as included in the contract price paid for the work
and no additional compensation will be allowed therefore.
5.8 Superintendence and Labor Force.
You must supervise and direct the Work, using the best skill and attention. You must
be solely responsible for all construction means, methods, techniques, sequences
and procedures and for coordinating all portions of Work under the Contract. Before
starting work, you must designate in writing, a competent, English-speaking,
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General Conditions
22
Superintendent who will have the authority to represent and act for you and who will
be present at the site of the work at all times while work is in progress on the
contract. The Superintendent must represent you in your absence and all directions
given to him will be as binding as if given to you. The Superintendent must not be
changed except with the consent of the Engineer, unless the Superintendent proves
to be unsatisfactory to you and ceases to be in your employ. If the Superintendent
proves to be unsatisfactory to the Engineer, he must be replaced within 10 calendar
days after written notice from the Engineer to you.
You must: furnish a competent and adequate staff as necessary for the proper
administration, coordination, supervision, and superintendence of the Work;
organize the procurement of all materials and equipment so that the materials and
equipment will be available at the time they are needed for the Work. At all times
you must provide sufficient labor to properly carry on the Work and to insure
completion of each part in accordance with the schedule and within the contract
time. You will make certain that competent workers are employed who are skilled in
the type of work required and that workmanship is of the best, regardless of the
quality of material.
The Engineer has the right, but not the obligation, to require the removal from the
Project of any superintendent or employee of yours who in the Engineer’s opinion
the Engineer has cause to remove.
5.9 Lines and Grades.
5.9.1 General
You will be responsible to provide such stakes or marks required for the completion
of the Work. You must retain a qualified licensed Land Surveyor or a registered Civil
Engineer to establish on the site the required reference points and bench marks,
establish building lines and elevations, check structural framework for plumbness,
and establish basic grid lines from which work must be laid out. Stakes and marks
must be provided in the units, metric or English, that are shown on the plans.
5.9.2 Survey Reference Points.
Locate and protect control points prior to starting work and preserve permanent
reference points during construction. Should any existing survey monument be
disturbed or destroyed during construction, it must be reset at the previous location.
Should any existing benchmark be disturbed or destroyed during construction, a
new one must be set at a nearby, but different, location than the existing, as
determined by the Engineer. Monuments and benchmarks must be set by a
Licensed Land Surveyor or a Registered Civil Engineer. The Engineer reserves the
right to review the Land Surveyor or Engineer's license to determine its validity. For
monuments, a Corner Record must be filed with the County and a copy delivered to
the Engineer. For benchmarks, documentation of the benchmark and how it was
reset must be delivered to the Engineer.
5.9.3 Project Survey Requirements.
You must establish lines and levels; locate and lay out site improvements by
establishing stakes for grading, fill, topsoil placement and invert elevations; locate
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General Conditions
23
and lay out batter boards for structures; and controlling lines and levels required for
mechanical and electrical work.
From time to time, you will verify layouts and new work to ensure conformance with
the Contract Documents.
5.10 Inspection
All work done and all materials furnished will be subject to inspection and
observation by the Engineer. Inspection of the Work or materials must not relieve
you from any obligation to fulfill this contract. Work and materials not meeting the
requirements must be made good, and unsuitable work or materials may be
rejected, despite that the work or materials have been previously inspected or that
payment therefore has been included in a progress payment.
Whenever you change the normal agreed-to hours of work, you must give a 24-hour
notice to the Inspector, so that proper inspection may be provided. If you fail to
properly notify the Inspector as specified above, any work performed by you outside
the normal hours of work and in the absence of the Inspector will be subject to
rejection. Normal hours of work must fall between 7:00 A.M. and 4:00 P.M. Monday
through Friday unless otherwise stated in the Contract Documents. The Engineer
must approve any hours worked outside of these indicated.
If you elect to perform work outside the Inspector’s regular working hours, costs of
any inspections required outside regular working hours will be invoiced to you by the
Engineer and deducted from the next Progress Payment.
5.11 Uncovering of work
If a portion of the Work is covered contrary to the Inspector's or Architect's request,
or to requirements specifically expressed in the Contract Documents, it must, if
required in writing by the Inspector or the Architect, be uncovered for the Inspector's
or the Architect's observation and be replaced at your expense without change in the
Contract Price or Time.
If a portion of the Work has been covered which the Inspector or the Architect has
not specifically requested to observe prior to its being covered, the Inspector or the
Architect may request to see such work, and it must be uncovered by you. If such
work is in accordance with the Contract Documents, costs of uncover and
replacement will, by appropriate Change Order, be charged to the Engineer. If such
work is not in accordance with Contract Documents, you must pay such costs unless
the Engineer caused the condition, in which event the Engineer will be responsible
for payment of such costs to you.
You must promptly correct the Work rejected by the Inspector or the Engineer upon
recommendation of the Architect or failing to conform to the requirements of the
Contract Documents, whether observed before or after Completion and whether or
not fabricated, installed, or completed. You must bear costs of correcting the
rejected work, including additional testing, inspections, and compensation for the
Inspector's or the Architect's services and expenses made necessary thereby.
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5.12 Inspection of the Work of Other Contractors
It will be your duty and each Subcontractor before beginning any of this work, to
examine all construction and work of other Contractors and Subcontractors that may
affect their work and to satisfy itself that everything is in proper condition to receive
its work. You must notify the Engineer in writing of any exception. Failure on your
part to do so will constitute acceptance of the construction as suitable in all ways to
receive their work
5.13 Removal of Rejected and Unauthorized Work
All work that has been rejected must be remedied, or removed and replaced by you
in an acceptable manner, and no compensation will be allowed to you for the
removal, replacement or remedial work.
Any work done beyond that required by the contract or authorized by the Engineer,
will be considered as unauthorized work and will not be paid for. Upon order of the
Engineer, unauthorized work must be remedied, removed or replaced at your
expense.
Upon your failure to comply promptly with any order of the Engineer made under this
Section, the Engineer may cause rejected or unauthorized work to be remedied,
removed or replaced, and to deduct the costs from any moneys due or to become
due to you.
Engineer may retain the cost of the rejected work from any payments due to you
until such time as the work is made acceptable to the Engineer.
5.14 Alternate Methods of Construction
Whenever the plans or specifications provide that more than one specified method
of construction or more than one specified type of material or construction
equipment may be used to perform portions of the work and leave the selection of
the method of construction or the type of material or equipment to be used up to
you, it is understood that the Engineer does not guarantee that every specified
method of construction or type of material or equipment can be used successfully
throughout all or any part of any project. It will be your responsibility to select and
use the alternative or alternatives that will satisfactorily perform the work under the
conditions encountered. In the event some of the alternatives are not feasible or it is
necessary to use more than one of the alternatives on any project, full compensation
for any additional cost involved will be considered as included in the contract price
paid and no additional compensation will be allowed therefore.
5.15 Differing Site Conditions.
During the progress of the Work, you must promptly, and before the following
conditions are disturbed, notify the Engineer, in writing, of any:
(1) Material that you believe may be material that is hazardous material or
waste, as defined in section 25117 of the Health and Safety Code, that is
required to be removed to a Class I, Class II, or Class III disposal site in
accordance with the provisions of existing law.
(2) Subsurface or latent physical conditions at the site differing from those
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indicated.
(3) Unknown physical conditions at the Site of any unusual nature, different
materially from those ordinarily encountered and generally recognized as
inherent in work of the character provided for in the Contract Documents.
(4) Hidden or buried Cultural Resources of an archaeological nature.
The Engineer must promptly investigate the conditions, and if it finds that the
conditions do materially so differ, or do involve hazardous waste, and cause a
decrease or increase in your cost of, or the time required for, performance of any
part of the work, must issue a change order under the procedures described Section
4.5, “Changes in the Work.”
In the event that a dispute arises between the Engineer and you whether the
conditions materially differ, or involve hazardous waste or materials, or cause a
decrease or increase in your cost of, or time required for, performance of any part of
the Work, you will not be excused from any scheduled completion date provided for
by the Contract Documents, but must proceed with all work to be performed under
the Contract Documents. You must retain any and all rights provided either by
Contract Documents or by law that pertain to the resolution of disputes and protests
between the contracting parties.
5.16 Archaeological Monitoring.
When Archeological monitoring is required for construction operations involving
excavation, such monitoring will be performed by an archaeologist retained by the
Engineer to work in conjunction with the project. The Archaeologist has no authority
to direct your work. Any costs incurred by you resulting from work done at the
direction of the Archaeologist will be your responsibility.
You must give the Engineer written notice 10 days in advance of the date that you
intend to begin excavation to allow for scheduling of the archaeologist. If such date
changes, or if you perform excavation on an intermittent basis, you must notify the
Engineer 2 days in advance of the date that the excavation will be performed.
If remains of an archaeological nature are discovered during excavation, you must
cease work in the area of discovery until the archaeologist can evaluate the
significance of the find.
If, in the opinion of the Engineer, the controlling operation is delayed due to
archaeological monitoring, an extension of time, determined pursuant to the
provisions in Section 4.5.6(6), "Allowable Time Extensions", will be granted. If, as a
result of the archeological recovery, you sustain loss which could not have been
avoided by the judicious handling of forces and equipment, you will be paid such
amount as the Engineer may find to be a fair and reasonable compensation for such
part of your actual loss, as, in the opinion of the Engineer, was unavoidable,
determined in the same manner as set forth in Section 4.5.6, "Allowable Costs Upon
Change Orders.”
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5.17 Discovery of Asbestos and Hazardous Substances.
When the presence of asbestos or hazardous substances are not shown on the
plans or indicated in the specifications and you encounter materials which you
reasonably believe to be asbestos or a hazardous substance as defined in Section
25914.1 of the Health and Safety Code, and the asbestos or hazardous substance
has not been rendered harmless, you may continue work in unaffected areas
reasonably believed to be safe. You must immediately cease work in the affected
area and report the condition to the Engineer in writing.
In conformance with Section 25914.1 of the Health and Safety Code, removal of
asbestos or hazardous substances including exploratory work to identify and
determine the extent of the asbestos or hazardous substance will be performed by
separate contract.
If delay of work in the area delays the current controlling operation, you will be
compensated for the delay in conformance with the provisions in Section 8.9, "City-
Caused Delays.”
5.18 Hazardous Material Work Limitations.
In the event that the presence of hazardous materials is suspected or discovered on
the Site, the Engineer will retain an independent testing laboratory to determine the
nature of the material encountered and whether corrective measures or remedial
action is required. You will not be required to perform without consent any work in
the affected area of the Site relating to asbestos or other hazardous material, until
any known or suspected hazardous material has been removed, or rendered
harmless, or determined to be harmless by the Engineer, as certified by an
independent testing laboratory and/or approved by the appropriate government
agency.
5.19 City’s/Contractor’s Responsibility for Hazardous Materials on the Work Site.
In the event the presence of hazardous materials on the project site is not caused by
you, the Engineer will pay for all costs of testing and remediation, if any, and will
compensate you for any additional costs incurred or Project delay in accordance
with the applicable provisions herein. In addition, the Engineer must defend,
indemnify and hold you harmless and its agents, officers, directors and employees
from and against any and all claims, damages, losses, costs and expenses incurred
in connection with or arising out of, or relating to, the performance of the Work in the
area affected by the hazardous material.
In the event the hazardous materials on the Project Site is caused by you,
Subcontractors, material men or suppliers, you must pay for all costs of testing and
remediation, if any, and must compensate the City for any additional costs incurred
as a result of your generation of hazardous material on the Project Site. In addition,
you must defend, indemnify and hold harmless the City and its agents, officers, and
employees from and against any and all claims, damages, losses, costs and
expenses incurred in connection with, arising out of, or relating to, the presence of
hazardous material on the Project Site.
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27
5.20 Character of Workers.
If, in the judgment of the Engineer, any person is incompetent, disorderly, or fails to
comply with any of the contract provisions after receiving written or oral
communication as to the lack of compliance, you must promptly remove such person
from the project and also must not be reemployed thereon. You must enforce strict
discipline and good order among your employees and other persons carrying out the
Contract including, but not limited to, Subcontractors, and material or equipment
suppliers retained for the Project. You will not permit employment of unfit persons or
persons not skilled in tasks assigned to them.
5.21 Cost Reduction Incentive.
You may submit in writing to the Engineer, proposals for modifying the plans,
specifications or other requirements of the contract for the sole purpose of reducing
the total cost of construction. The cost reduction proposal must not impair, in any
manner, the essential functions or characteristics of the project, including but not
limited to service life, economy of operation, ease of maintenance, desired
appearance, or design and safety standards.
Cost reduction proposals must contain the following information:
(1) A description of both the existing contract requirements for performing the
work and the proposed changes.
(2) An itemization of the contract requirements that must be changed if the
proposal is adopted.
(3) A detailed estimate of the cost of performing the work under the existing
contract and under the proposed change. The estimates of cost must be
determined in the same manner as a change order or extra work as
provided in Section 4.5, "Changes in the Work."
(4) A statement of the time within which the Engineer must make a decision
thereon.
(5) The contract items of work affected by the proposed changes, including
any quantity variation attributable thereto.
The provisions of this Section proposal will not be construed to require the Engineer
to consider any cost reduction which may be submitted hereunder and the Engineer
will not be liable to you for failure to accept or act upon any cost reduction proposal
submitted pursuant to this section nor for any delays to the work attributable to any
cost reduction proposal. If a cost reduction proposal is similar to a change in the
plans or specifications, under consideration by the Engineer for the project, at the
time the proposal is submitted or if the proposal is based upon or similar to Standard
Specifications or Engineering Standards adopted by the Engineer after the
advertisement for the contract, the Engineer will not accept the proposal, and
reserves the right to make the changes without compensation to you under the
provisions of this section.
You will continue to perform the work in accordance with the requirements of the
contract until an executed change order, incorporating the cost reduction proposal
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28
has been issued. If an executed change order has not been issued by the date upon
which your cost reduction proposal specifies that a decision thereon should be
made, or such other date as you may subsequently have specified in writing, the
cost reduction proposal must be deemed rejected.
The Engineer will be the sole judge of the acceptability of a cost reduction proposal
and of the estimated net savings in construction costs from the adoption of all or any
part of the proposal. In determining the estimated net savings, the right is reserved
to disregard the contract bid prices if in the judgment of the Engineer, those prices
do not represent a fair measure of the value of work to be performed or to be
deleted.
The Engineer reserves the right where it deems such action appropriate, to require
you to share in the City's costs of investigating a cost reduction proposal submitted
by you as a condition of considering the proposal. Where this condition is imposed,
you must indicate acceptance thereof in writing, and that acceptance must constitute
full authority for the Engineer to deduct amounts payable to the City from any
moneys due or that may become due to you under the contract.
If your cost reduction proposal is accepted in whole or in part the acceptance will be
by a Change Order, which will specifically state that it is executed pursuant to this
Section. The Change Order must incorporate the changes in the plans and
specifications which are necessary to permit the cost reduction proposal or that part
of it as has been accepted to be put into effect, and must include any conditions
upon which the Engineer’s approval thereof is based if the approval of the Engineer
is conditional. The Change Order must also set forth the estimated net savings in
construction costs attributable to the cost reduction proposal effectuated by the
Change Order, and must further provide that you be paid 50% of that estimated net
savings amount. Your cost of preparing the cost reduction incentive proposal and
the Engineer’s costs of investigating a cost reduction incentive proposal, including
any portion thereof paid by you, will be excluded from consideration in determining
the estimated net savings in construction costs.
Acceptance of the cost reduction proposal and performance of the work thereunder
must not extend the time of completion of the contract unless specifically provided
for in the contract change order authorizing the use of the cost reduction proposal.
The amount specified to be paid to you in the change order that effectuates a cost
reduction proposal must constitute full compensation to you for the cost reduction
proposal and the performance of the work thereof pursuant to the change order.
The Engineer expressly reserves the right to adopt a cost reduction proposal for
general use on contracts administered by the City when it determines that the
proposal is suitable for application to other contracts. When an accepted cost
reduction proposal is adopted for general use, only you who first submitted that
proposal will be eligible for compensation pursuant to this section, and in that case,
only as to those contracts awarded to you prior to submission of the accepted cost
reduction proposal and as to which the cost reduction proposal is also submitted and
accepted. Cost reduction proposals identical or similar to previously submitted
proposals will be eligible for consideration and compensation under the provisions of
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this Section if the identical or similar previously submitted proposals were not
adopted for general application to other contracts administered by the Department.
Subject to the provisions contained herein, the State or any other public agency will
have the right to use all or any part of any submitted cost reduction proposal without
obligation or compensation of any kind to you.
This Section of the specifications will apply only to contracts awarded to the lowest
bidder pursuant to competitive bidding.
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30
6. CONTROL OF MATERIALS
6.1 Source of Supply and Quality of Materials.
You must furnish all materials required to complete the work. Only materials
conforming to the requirements of the specifications will be incorporated in the work.
The materials furnished and used must be new, except as may be indicated
otherwise in the specifications or on the plans. The materials must be manufactured,
handled and used in a workmanlike manner to ensure completed work in
accordance with the plans and specifications.
Materials to be used in the work will be subject to inspection and tests by the
Engineer or the Engineer’s designated representative. You must furnish without
charge such samples as may be required.
You are directed to Division 1, “Submittals,” and “Quality Control,” for additional
requirements.
6.2 Contractor’s Responsibility for Submittals and Shop Drawings.
You must obtain and must submit to the Engineer all required shop drawings and
samples in accordance with Division 1 “Submittals” and with such promptness as to
cause no delay in its own work or in that of any other contractor or subcontractor but
in no event later than specified in Division 1 “Submittals,” after the Notice to Proceed
has been issued. No extensions of time will be granted to you or any Subcontractor
because of its failure to have shop drawings and samples submitted in accordance
with the schedule.
6.3 Storage of Materials.
Articles or materials to be incorporated in the work must be stored in such a manner
as to ensure the preservation of their quality and fitness for the work, and to facilitate
inspection.
Stockpiling materials in the street must be kept to a minimum and will be utilized or
removed by the end of each day.
Provisions must be made for control of dust, arising for whatever reason, from
stockpiles of materials. You must be responsible for maintaining all of your stockpile
areas in a neat condition and as dust-free as possible.
6.4 Defective Materials.
All materials that the Engineer has determined do not conform to the requirements
of the plans and specifications will be rejected whether in place or not. The rejected
materials must be removed immediately from the site of the work, unless otherwise
permitted by the Engineer. No rejected material, the defects of which have been
subsequently corrected, will be used in the work, unless approval in writing has been
given by the Engineer. Upon failure of you to comply promptly with any order of the
Engineer made under the provisions in this Section, the Engineer will have authority
to cause the removal and replacement of rejected material and to deduct the cost
thereof from any moneys due or to become due to you.
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31
6.5 Trade Names, Alternatives and Substitutions of “or Equal” Materials.
For convenience in designation on the plans or in the specifications, certain
materials, products or equipment may be designated by a brand or trade name or
the name of the manufacturer together with catalog designation or other identifying
information, hereinafter referred to generically as "designated by brand name." You
may substitute alternative material, products or equipment that is of equal quality
and of the required characteristics for the purpose intended provided you comply
with the requirements of Division 1 “Substitutions.”
6.6 Plant Inspection.
The Engineer may inspect the production of material or the manufacture of products
at the source of supply. Plant inspection, however, will not be undertaken until the
Engineer is assured of the cooperation and assistance of both you and the material
producer. The Engineer or the Engineers authorized representative will have free
entry at all times to those parts of the plant as concerns the manufacture or
production of the materials. Adequate facilities must be furnished free of charge to
make the necessary inspection. The Engineer assumes no obligation to inspect
materials at the source of supply.
6.7 Testing of Materials.
Materials, articles, equipment or other work requiring tests are specified in the
contract. Materials, articles and equipment requiring tests must be delivered to the
site in ample time before intended use to allow for testing and will not be used prior
to testing and receipt of written approval. You must be solely responsible for
notifying the Engineer at least two (2) working days prior where and when materials,
articles, equipment and work are ready for testing. Should any such materials,
articles, equipment or work be covered without testing and approval, if required, they
will be uncovered at your expense. The Engineer has the right to order the testing of
any other materials, articles, equipment or work any time during the progress of the
work. Unless otherwise directed, all samples for testing must be taken by the
Inspector or the testing laboratory and must be taken from materials, articles or
equipment to be used on the project or from work performed. All tests will be under
the supervision of, and at locations convenient to, the Engineer. Decisions regarding
the adequacy of materials, articles, equipment or work must be issued to the
Engineer in writing.
All costs of the initial required tests will be borne by the Engineer except where
otherwise specified in the Contract Documents. Whenever the Engineer exercises
their option to take further samples and tests and the results show that the work was
not defective, the City will bear the costs of such samples and tests. If such work is
found not in accordance with contract documents, you must reimburse such costs.
Samples that are of value after testing will remain your property.
You must, at your own expense, furnish, package, mark and deliver all samples to
be tested, when so directed by the inspector, testing laboratory or as required by the
specifications. Delivery of samples to the testing laboratory must be made in ample
time to allow tests to be made without delaying construction. No extra time will be
allowed for the completion of the work by reason of delay in testing samples. You
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General Conditions
32
must allow free access at all times to the representatives of the testing laboratory to
the sources from which samples are taken. All test reports must be sent to all parties
designated by the Engineer.
6.8 Hazardous and Contaminated Materials Furnished by the Contractor.
For new construction and for all your furnished supplies and equipment that may
contain hazardous materials, you must develop and implement a written Hazard
Communication Program (HCP) for its employees in accordance with the California
Code of Regulations. Two copies of your written HCP must be submitted to the
Engineer prior to the start of work at the site. The HCP must be revised and kept
current as required by the continuing progress of the work. Two copies of any
revisions must be delivered to the Engineer prior to the material arrival on site. Your
HCP must include the MSDS for all hazardous materials you will be using at the site.
One copy of the original HCP and all revisions must be retained on site.
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7. LEGAL RELATIONS AND RESPONSIBILITY
7.1 Laws to be Observed.
You must be fully informed of all existing and future State and Federal laws and
county and municipal ordinances and regulations which in any manner affect those
engaged or employed in the work, or the materials used in the work, or which in any
way affect the conduct of the work, and of all such orders and decrees of bodies or
tribunals having any jurisdiction or authority over the same. You must at all times
observe and comply with, and must cause all your agents and employees to observe
and comply with all such existing and future laws, ordinances, regulations, orders
and decrees of bodies or tribunals having any jurisdiction or authority over the work;
and protect and indemnify the City of San Luis Obispo, and all officers and
employees thereof connected with the work, including but not limited to the
Engineer; against any claim or liability arising from or based on the violation of any
such law, ordinance, regulation, order, or decree, whether by yourself or your
employees.
Before commencing any portion of the Work, check and review the Drawings and
Specifications for such portion for conformance and compliance with all laws,
ordinances, codes, rules and regulations of all governmental authorities and public
utilities affecting the construction and operation of the physical plant of the Project,
all quasi-governmental and other regulations affecting the construction and
operation of the physical plant of the Project, and other special requirements, if any,
designated in the Contract Documents. In the event you observe any violation of any
law, ordinance, code, rule or regulation, or inconsistency with any such restrictions
or special requirements of the Contract Documents, promptly notify the Engineer in
writing of same and ensure that any such violation or inconsistency will be corrected
in the manner provided hereunder prior to the construction of that portion of the
Project. Where requirements of the Contract Documents exceed those of the
applicable building codes and ordinances, the Contract Documents govern.
The project is subject to compliance monitoring and enforcement by the Department
of Industrial Relations.
7.2 Payments to Sub-contractors.
In accordance with Section 7108.5 of the Business and Professions Code, You must
promptly pay all subcontractors within seven (7) days of receipt of each progress
payment, unless otherwise agreed to in writing by the parties, the respective
amounts allowed you on account of the work performed by its subcontractors, to the
extent of each such subcontractor's interest therein.
7.3 Labor Code Requirements.
7.3.1 Hours of Labor.
Eight hours labor constitutes a legal day's work. You or any subcontractor
under you must forfeit, as a penalty to the City, $25 for each workman
employed in the execution of the contract by you or subcontractor for each
calendar day during which that workers required or permitted to work more
than 8 hours in any one calendar day and 40 hours in any one calendar week
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34
in violation of the requirements of the Labor Code, and in particular, Section
1810 to Section 1815, thereof, inclusive, except that work performed by your
employees in excess of 8 hours per day, and 40 hours during any one week,
must be permitted upon compensation for all hours worked in excess of 8
hours per day at not less than one and one-half times the basic rate of pay,
as provided in said Section 1815. Any violations of this article must be
reported to the State Division of Labor Standards Enforcement.
7.3.2 Prevailing Wage.
You and any of your subcontractors must comply with Labor Code Sections
1774 and 1775. Pursuant to said Section 1775 you and any of your
subcontractors must forfeit to the City or political subdivision on whose behalf
the contract is made or awarded a penalty of not more than two hundred dollars
($200.00) for each calendar day, or portion thereof, for each worker paid less
than the prevailing rates as determined by the Director of Industrial Relations for
the work or craft in which the worker is employed for any public work done under
the contract by you or by any subcontractor in violation of the requirements of
the Labor Code and in particular, Labor Code Sections 1770 to 1780, inclusive.
The amount of this forfeiture will be determined by the Labor Commissioner and
will be based on consideration of the mistake, inadvertence, or neglect by you or
subcontractor in failing to pay the correct rate of prevailing wages, or the
previous record of you or subcontractor in meeting their respective prevailing
wage obligations, or the willful failure by you or subcontractor to pay the correct
rates of prevailing wages. A mistake, inadvertence, or neglect in failing to pay
the correct rate of prevailing wages is not excusable if you or subcontractor had
knowledge of the obligations under the Labor Code. In addition to said penalty
and pursuant to said Section 1775, the difference between such prevailing wage
rates and the amount paid to each worker for each calendar day or portion
thereof for which each worker was paid less than the prevailing wage rate must
be paid to each worker by you.
If a worker employed by a subcontractor on a public works project is not paid the
general prevailing per diem wages by the subcontractor, the prime contractor of
the project is not liable for the penalties described above unless the prime
contractor had knowledge of that failure of the subcontractor to pay the specified
prevailing rate of wages to those workers or unless the prime contractor fails to
comply with all of the following requirements:
(1) The contract executed between you and the subcontractor of the
performance of work on the public works project must include a copy of
the requirements in Sections 1771, 1775, 1776, 1777.5, 1813 and 1815
of the Labor Code.
(2) You must monitor the payment of the specified general prevailing rate of
per diem by the subcontractor to the employees, by periodic review of the
certified payroll records of the subcontractor.
(3) Upon becoming aware of the subcontractor’s failure to pay the specified
prevailing rate of wages to the subcontractor’s workers, you must diligently
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35
take corrective action to halt or rectify the failure, including, but not limited
to, retaining sufficient funds due the subcontractor for work performed on
the public works project.
(4) Prior to making final payment to the subcontractor for work performed on
the public works project, you must obtain an affidavit signed under penalty
of perjury from the subcontractor that the subcontractor has paid the
specified general prevailing rate of per diem wages to the subcontractor’s
employees on the public works project and any amounts due pursuant to
Section 1813 of the Labor Code.
Pursuant to Section 1775 of the Labor Code, the Division of Labor Standards
Enforcement will notify you on a public works project within 15 days of the
receipt by the Division of Labor Standards Enforcement of a complaint of the
failure of a subcontractor on that public works project to pay workers the
general prevailing rate of per diem wages. If the Division of Labor Standards
Enforcement determines that employees of a subcontractor were not paid the
general prevailing rate of per diem wages and if the Engineer did not retain
sufficient money under the contract to pay those employees the balance of
wages owed under the general prevailing rate of per diem wages, you must
withhold an amount of moneys due the subcontractor sufficient to pay those
employees the general prevailing rate of per diem wages if required by the
Division of Labor Standards Enforcement. You will pay any money retained
from and owed to a subcontractor upon receipt of notification by the Division
of Labor Standards Enforcement that the wage complaint has been resolved.
If notice of the resolution of wage complaint has not been received by you
within 180 days of the filing of a valid notice of completion or acceptance of
the public works project, whichever occurs later, you must pay all moneys
retained from the subcontractor to the City. The Engineer will retain these
moneys pending the final decision of an enforcement action.
Pursuant to the provisions of Section 1773 of the Labor Code, the Engineer
has obtained the general prevailing rate of wages (which rate includes
employer payments for health and welfare, pension, vacation, travel time, and
subsistence pay as provided for in Section 1773.8 of said Code,
apprenticeship or other training programs authorized by Section 3093 of said
Code, and similar purposes) applicable to the work to be done, for straight
time, overtime, Saturday, Sunday and holiday work. The holiday wage rate
listed must be applicable to all holidays recognized in the collective
bargaining agreement of the particular craft, classification or type of workmen
concerned.
The general prevailing wages rates and any applicable changes to these
wage rates are available at the Public Works Office. General prevailing wage
rates are also available from the California Department of Industrial Relations’
Internet Web Site at: www.dir.ca.gov.
The wage rates determined by the Director of Industrial Relations for the
project refer to expiration dates. Prevailing wage determinations with a single
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36
asterisk after the expiration date are in effect on the date of advertisement for
bids and are good for the life of the contract. Prevailing wage determinations
with double asterisks after the expiration date indicate that the wage rate to
be paid for work performed after this date has been determined. If work is to
extend past this date, the new rate must be paid and incorporated in the
contract. You must contact the Department of Industrial Relations as
indicated in the wage rate determinations to obtain predetermined wage
changes.
Pursuant to Section 1773.2 of the Labor Code, genera prevailing wage rates
must be posted by you at a prominent place at the site of the work.
Changes in general prevailing wage determinations that conform to Labor
Code Section 1773.6 and Title 8 California Code of Regulations Section
16204 must apply to the project when issued by the director of Industrial
Relations at least 10 days prior to the date of the Notice to Contractors for the
project
The City will not recognize any claim for additional compensation because of
the payment by you of any wage rate in excess of the prevailing wage rate
set forth in the contract. The possibility of wage increases is one of the
elements to be considered by you in determining your bid, and will not under
any circumstances be considered as the basis of a claim against the City on
the contract.
7.3.3 Travel and Subsistence Payments.
You must pay travel and subsistence payments to each worker needed to
execute the work as such travel and subsistence payments are defined in the
applicable collective bargaining agreements filed with the Department of
Industrial Relations pursuant to Labor Code Section 1773.8.
7.3.4 Payroll Records.
Attention is directed to the requirements in Labor Code Section 1776, a
portion of which is quoted below. Regulations implementing Labor Code
Section 1776 are located in Section 16000 et. Seq. of Title 8, California Code
of Regulations.
"(a) Each contractor and subcontractor shall keep accurate payroll records,
showing the name, address, social security number, work classification,
straight time and overtime hours worked each day and week, and the
actual per diem wages paid to each journeyman, apprentice, worker, or
other employee employed by him or her in connection with the public
work. Each payroll record shall contain or be verified by a written
declaration that it is made under penalty of perjury, stating both of the
following:
(1) The information contained in the payroll record is true and correct.
(2) The employer has complied with the requirements of Sections
1771, 1811, and 1815 for any work performed by his or her
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employees on the public works project.
"(b) The payroll records enumerated under subdivision (a) shall be certified
and shall be available for inspection at all reasonable hours at the
principal office of the contractor on the following basis:
(1) A certified copy of an employee's payroll record shall be made
available for inspection or furnished to the employee or his or her
authorized representative on request.
(2) A certified copy of all payroll records enumerated in subdivision (a)
shall be made available for inspection or furnished upon request to
a representative of the body awarding the contract, the Division of
Labor Standards Enforcement, and the Division of Apprenticeship
Standards of the Department of Industrial Relations.
(3) Upon request by the public, a certified copy of all payroll records
enumerated in subdivision (a) shall be made available for
inspection or for copies thereof. However, a request by the public
shall be made through either the body awarding the contract, the
Division of Apprenticeship Standards, or the Division of Labor
Standards Enforcement. If the requested payroll records have not
been provided pursuant to paragraph (2), the requesting party
shall, prior to being provided the records, reimburse the costs of
preparation by the contractor, subcontractors, and the entity
through which the request was made. The public shall not be given
access to the records at the principal office of the contractor.
"(c) The certified payroll records shall be on forms provided by the Division of
Labor Standards Enforcement or shall contain the same information as
the forms provided by the division.
"(d) A contractor or subcontractor shall file a certified copy of the records
enumerated in subdivision (a) with the entity that requested the records
within 10 days after receipt of a written request.
"(e) Any copy of records made available for inspection as copies and
furnished upon request to the public or any public agency by the
awarding body, the Division of Apprenticeship Standards, or the Division
of Labor Standards Enforcement shall be marked or obliterated in a
manner so as to prevent disclosure of an individual's name, address and
social security number. The name and address of the contractor awarded
the contract or the subcontractor performing the contract shall not be
marked or obliterated.
"(f) The contractor shall inform the body awarding the contract of the location
of the records enumerated under subdivision (a), including the street
address, city and county, and shall, within five working days, provide a
notice of a change of location and address.
"(g) The contractor or subcontractor shall have 10 days in which to comply
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38
subsequent to receipt of a written notice requesting the records
enumerated in subdivision (a). In the event that the contractor or
subcontractor fails to comply within the 10-day period, he or she shall, as
a penalty to the state or political subdivision on whose behalf the contract
is made or awarded, forfeit twenty-five dollars ($25) for each calendar
day, or portion thereof, for each worker, until strict compliance is
effectuated. Upon the request of the Division of Apprenticeship Standards
or the Division of Labor Standards Enforcement, these penalties shall be
withheld from progress payments then due. A contractor is not subject to
a penalty assessment pursuant to this section due to the failure of a
subcontractor to comply with this section.”
The penalties specified in subdivision (g) of Labor Code Section 1776 for
noncompliance with the requirements in Section 1776 may be deducted from
any moneys due or which may become due to you.
A copy of all payrolls must be submitted weekly to the Engineer. Payrolls
must contain the full name, address and social security number of each
employee, the employee's correct classification, rate of pay broken down into
base pay rate and fringe benefit pay rate, daily and weekly number of hours
worked, itemized deductions made and actual wages paid. They must also
indicate apprentices and ratio of apprentices to journeymen. The employee's
address and social security number need only appear on the first payroll on
which that name appears. The payroll must be accompanied by a "Statement
of Compliance" signed by the employer or the employer's agent indicating
that the payrolls are correct and complete and that the wage rates contained
therein are not less than those required by the contract. The "Statement of
Compliance" must be on forms furnished by the Department or on any form
with identical wording. You will be responsible for the submission of copies of
payrolls of all subcontractors. You must also furnish the Engineer one
Portable Document Format (PDF) Adobe Acrobat file which contains all
certified payroll records for the prior month’s work. The PDF file must be
redacted making your employee social security number and address illegible.
Failure to submit a PDF file with other monthly payroll records will be
considered an incomplete payroll submission and penalties will be assessed
per this Section.
In addition to the above, the first payroll received from you of subcontractor
must include a Statement of Fringe Benefits clearly defining which benefits
are paid directly to the employees and part of their hourly rate and which
benefits are paid into an approved program. Fringe benefit statements must be
signed by the employer or the employer’s agent certifying the fringe benefit
statement is correct and the employer has been authorized to make any
payments on behalf of the employee to approved programs.
If by the 15th of the month, you have not submitted satisfactory payrolls for all
work performed during the monthly period ending on or before the 1st of that
month, the Engineer will retain an amount equal to 10 percent of the
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39
estimated value of the work performed (exclusive of Mobilization) during the
month from the next monthly estimate, except that this retention must not
exceed $10,000 nor be less than $1,000. Retentions for failure to submit
satisfactory payrolls will be additional to all other retentions provided for in the
contract. The retention for failure to submit payrolls for any monthly period will
be released for payment on the monthly estimate for partial payments next
following the date that all the satisfactory payrolls for which the retention was
made are submitted.
You and each subcontractor must preserve your payroll records for a period
of 3 years from the date of completion of the contract.
7.3.5 Labor Nondiscrimination.
Attention is directed to Section 1735 of the Labor Code, which reads as
follows:
"No discrimination shall be made in the employment of persons upon
public works because of the race, religious creed, color, national origin,
ancestry, physical handicap, medical condition, marital status, or sex of
such persons, except as provided in Section 12940 of the Government
Code, and every contractor for public works violating this section is
subject to all the penalties imposed for a violation of this chapter."
7.3.6 Apprentices.
Attention is directed to Sections 1777.5, 1777.6 and 1777.7 of the Labor
Code.
All apprentices employed by you to perform services under the Contract must
be paid the standard wage paid to apprentices under the regulations of the
craft or trade at which he or she is employed, and must be employed only at
the Work of the craft or trade to which he or she is registered.
Only apprentices, as defined in section 3077 of the Labor Code, who are in
training under apprenticeship standards and written apprenticeship
agreements under Chapter 4 (commencing with §3070) of Division 3, are
eligible to be employed under this Contract. The employment and training of
each apprentice will be in accordance with the apprenticeship standards and
apprentice agreements under which he or she is training.
When you to whom the Contract is awarded by the Engineer, or any
Subcontractor under him or her, in performing any of the Work under the
Contract or subcontract, employs workers in any apprenticeable craft or
trade, you and Subcontractor must apply to the joint apprenticeship
committee administering the apprenticeship standards of the craft or trade in
the area of the Site of the Project, for a certificate approving your
Subcontractor under the apprenticeship standards for the employment and
training of apprentices in the area or industry affected. However, approval as
established by the joint apprenticeship committee or committees will be
subject to the approval of the Administrator of Apprenticeship. The joint
apprenticeship committee or committees, subsequent to approving the
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40
subject Contractor or Subcontractor, must arrange for the dispatch of
apprentices to you or Subcontractor in order to comply with this section. You
and the Subcontractor must submit the contract award information to the
applicable joint apprenticeship committee that must include an estimate of
journeyman hours to be performed under the Contract, the number of
apprentices to be employed, and the approximate dates the apprentices will
be employed.
There will be an affirmative duty upon the joint apprenticeship committee or
committees administering the apprenticeship standards of the crafts or trade
in the area of the Site of the Project, to ensure equal employment and
affirmative action and apprenticeship for women and minorities. You or
Subcontractors will not be required to submit individual applications for
approval to local joint apprenticeship committees provided they are already
covered by the local apprenticeship standards. The ratio of work performed
by apprentices to journeymen, who must be employed in the craft or trade on
the Project, may be the ratio stipulated in the apprenticeship standards under
which the joint apprenticeship committee operates, but, except as otherwise
provided in this section, in no case will the ratio be less than one (1) hour of
apprentice work for every five (5) hours of labor performed by a journeyman.
However, the minimum ratio for the land surveyor classification will not be
less than one (1) apprentice for each five (5) journeymen.
Any ratio will apply during any day or portion of a day when any journeyman,
or the higher standard stipulated by the joint apprenticeship committee, is
employed at the Site and must be computed on the basis of the hours worked
during the day by journeymen so employed, except for the land surveyor
classification. You will employ apprentices for the number of hours computed
as above before the end of the Contract. However, you must endeavor, to the
greatest extent possible, to employ apprentices during the same time period
that the journeymen in the same craft or trade are employed at the Site.
Where an hourly apprenticeship ratio is not feasible for a particular craft or
trade, the Division of Apprenticeship Standards, upon application of a joint
apprenticeship committee, may order a minimum ratio of not less than one (1)
apprentice for each five (5) journeymen in a craft or trade classification.
You or the Subcontractor, if he or she is covered by this section upon the
issuance of the approval certificate, or if he or she has been previously
approved in the craft or trade, will employ the number of apprentices or the
ratio of apprentices to journeymen stipulated in the apprenticeship standards.
Upon proper showing by you that he or she employs apprentices in the craft
or trade in the state on all of his or her contracts on an annual average of not
less than one (1) hour of apprentice work for every five (5) hours of labor
performed by a journeyman, or in the land surveyor classification, one (1)
apprentice for each five (5) journeymen, the Division of Apprenticeship
Standards may grant a certificate exempting you from the one (1)-to-five (5)
hourly ratio as set forth in this section.
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41
This section will not apply to contracts of general contractors or to contracts
of specialty contractors not bidding for work through a general or prime
contractor, when the contracts of general contractors or those specialty
contractors involve less than Thirty Thousand Dollars ($30,000) or twenty
(20) working days. Any work performed by a journeyman in excess of eight
(8) hours per day or forty (40) hours per week, will not be used to calculate
the hourly ratio required by this section.
"Apprenticeable craft or trade" as used herein means a craft or trade
determined as an apprenticeable occupation in accordance with the rules and
regulations prescribed by the Apprenticeship Council. The joint
apprenticeship committee will have the discretion to grant a certificate, which
will be subject to the approval of the Administrator of Apprenticeship,
exempting you from the one (1)-to-five (5) ratio set forth herein when it finds
that any one of the following conditions is met:
(5) Unemployment for the previous three-month period in the area exceeds
an average of fifteen percent (15%).
(6) The number of apprentices in training in such area exceeds a ratio of one
(1)-to-five (5).
(7) There is a showing that the apprenticeable craft or trade is replacing at
least one-thirtieth (1/30) of its journeymen annually through the
apprenticeship training, either on a statewide basis or on a local basis.
(8) Assignment of an apprentice to any work performed under this contract
would create a condition which would jeopardize his or her life or the life,
safety, or property of fellow employees or the public at large or if the
specific task to which the apprentice is to be assigned is of such a nature
that training cannot be provided by a journeyman.
When exemptions are granted to an organization that represents contractors
in a specific trade from the 1-to-5 ratio on a local or statewide basis, the
member contractors will not be required to submit individual applications for
approval to local joint apprenticeship committees, if they are already covered
by the local apprenticeship standards.
You to whom the Contract is awarded or any Subcontractor under him or her,
who, in performing any of the Work under the Contract, employs journeymen
or apprentices in any apprenticeable craft or trade and who is not contributing
to a fund or funds to administer and conduct the apprenticeship program in
any such craft or trade in the area of the site of the Project, to which fund or
funds other contractors in the area of the site of the Project are contributing,
must contribute to the fund or funds in each craft or trade in which he or she
employs journeymen or apprentices on the Project in the same amount or
upon the same basis and in the same manner as the other contractors do, but
where the trust fund administrators are unable to accept the funds,
contractors not signatory to the trust agreement must pay a like amount to the
California Apprenticeship Council. You or the subcontractor may add the
LEGAL RELATIONS AND RESPONSIBILITY
General Conditions
42
amount of the contributions in computing his or her bid for the contract. The
Division of Labor Standards Enforcement is authorized to enforce the
payment of the contributions to the fund or funds as set forth in the Labor
Code §227.
The responsibility of compliance with Section 1777.5 of the Labor Code for all
apprenticeable occupations is with the prime contractor.
All decisions of the Joint Apprenticeship Committee under Labor Code
section 1777.5 are subject to Labor Code section 3081.
It is unlawful for an employer or a labor union to refuse to accept otherwise
qualified employees as registered apprentices on any public works on the
grounds of race, religious creed, color, national origin, ancestry, sex, or age,
except as provided in the Labor Code section 3077.
Pursuant to Labor Code section 1777.7, in the event you or Subcontractor
willfully fails to comply with the provisions of Labor Code section 1777.5, the
Director of Industrial Relations will deny to you or Subcontractor, both
individually and in the name of the business entity under which you or
subcontractor is doing business, the right to bid on, or to receive, any public
works contract for a period of up to one year for the first violation and for a
period of up to three years for the second and subsequent violations. Each
period of debarment will run from the date the determination of
noncompliance by the Administrator of Apprenticeship becomes an order of
the California Apprenticeship Council.
You or the Subcontractor who violates section 1777.5 will forfeit as a civil
penalty the sum of $50 for each calendar day of noncompliance.
Notwithstanding section 1727, upon receipt of a determination that a civil
penalty has been imposed, the awarding body must withhold the amount of
the civil penalty from the contract progress payments then due or to become
due.
In lieu of the penalty provided for in subdivision (1) or (2), the director may for
a first time violation and with the concurrence of the joint apprenticeship
committee, order you or the subcontractor to provide apprentice employment
equivalent to the work hours that would have been provided for apprentices
during the period of noncompliance.
Any funds withheld by the awarding body pursuant to this section must be
deposited in the General Fund if the awarding body is a state entity or in the
equivalent fund of an awarding body if the awarding body is an entity other
than the state.
The interpretation and enforcement of section 1777.5 and this section will be
in accordance with the rules and procedures of the California Apprenticeship
Council.
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43
7.3.7 Workers’ Compensation.
You will be required to secure payment of Workers' Compensation to its
employees in accordance with Labor Code Section 3700 and will file with the
Engineer prior to performing the work the certification required in Labor Code
Section 1861.
7.3.8 Suits to Recover Penalties and Forfeitures.
Attention is directed to Section 1726, of the Labor Code concerning suits to
recover amounts withheld from payment for failure to comply with
requirements of the Labor Code or contract provisions based on those laws.
Those sections provide that a suit on the contract for alleged breach thereof
in not making the payment is the exclusive remedy of you or your assignees
with reference to amounts withheld for those penalties or forfeitures; and that
the suit must be commenced and actual notice thereof received by the
awarding authority prior to 90 days after completion of the contract and the
formal acceptance of the job.
Submission of a claim under Section 7.8.3, “Final Payment and Claims," for
the amounts withheld from payment for those penalties and forfeitures is not
a prerequisite for those suits, and these claims will not be considered.
7.4 Vehicle Code.
Pursuant to the authority contained in Vehicle Code Section 591, the City has
determined that within those areas that are within the limits of the project and are
open to public traffic, you must comply with all the requirements set forth in Divisions
11, 12, 13, 14 and 15 of the Vehicle Code.
Attention is directed to the statement in Vehicle Code Section 591 that this section
does not relieve you or any person from the duty of exercising due care. You must
take all necessary precautions for safe operation of your equipment and the
protection of the public from injury and damage from your equipment.
7.5 Trench Safety (More than 5 Feet Deep).
Pursuant to Labor Code section 6705, if the Contract Price exceeds $25,000 and
involves the excavation of any trench or trenches five (5) feet or more in depth, you
must, in advance of excavation, submit to the Engineer, a detailed plan showing the
design of shoring for protection from the hazard of caving ground during the
excavation of such trench or trenches.
If such plan varies from the Shoring System Standards established by the
Construction Safety Orders, the plan must be prepared by a registered civil or
structural engineer, but in no case will such plan be less effective than that required
by the Construction Safety Orders. No excavation of such trench or trenches will be
commenced until said plan has been accepted by the Engineer or by the person to
whom authority to accept has been delegated by the Engineer.
Pursuant to Labor Code section 6705, nothing herein will be construed to impose
tort liability upon the City or any of its employees
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44
7.6 Air Pollution Control.
You must comply with all air pollution control rules, regulations, ordinances and
statutes which apply to the work performed under the contract, including any air
pollution control rules, regulations, ordinances and statutes, adopted under the
authority of Section 11017 of the Government Code.
In the absence of any applicable air pollution control rules, regulations, ordinances
or statutes governing solvents, all solvents, including but not limited to the solvent
portions of paints, thinners, curing compounds, and liquid asphalt used on the
project, must comply with the applicable material requirements of the South Coast
Air Quality Management District. All containers of solvent, paint, thinner, curing
compound or liquid asphalt must be labeled to indicate that the contents fully comply
with these requirements.
Unless otherwise provided in the Contract Documents, material to be disposed of must
not be burned either inside or outside the premises.
7.7 Water Pollution.
All work by you under this contract must comply with City Storm Water Ordinance
Chapter 12.08 of the Municipal Code, and with the requirements of Section 21,
“Erosion Control” of the City Standard Specifications.
You must exercise every reasonable precaution to protect streams, lakes,
reservoirs, bays, and coastal waters from pollution with fuels, oils, bitumens, calcium
chloride and other harmful materials and must conduct and schedule operations so
as to avoid or minimize muddying and silting of streams, lakes, reservoirs, bays and
coastal waters.
All drainage inlets will be considered as flowing to a waterway protected under this
section. You must not allow anything but storm water to flow into a drainage inlet.
Water pollution control work is intended to provide prevention, control and
abatement of water pollution to streams, waterways and other bodies of water, and
will consist of constructing those facilities that may be shown on the plans, specified
herein or directed by the Engineer.
In order to provide effective and continuous control of water pollution it may be
necessary for you to perform the contract work in small or multiple units, on an out
of phase schedule, and with modified construction procedures. You must provide
temporary water pollution control measures including but not limited to, dikes,
basins, ditches, and applying straw and seed, which become necessary as a result
of your operations. You must coordinate water pollution control work with all other
work done on the contract.
Nothing in the terms of the contract or in these provisions will relieve you of the
responsibility for compliance with Fish and Game codes, the Water Quality Control
Board regulations, or other applicable statutes relating to prevention or abatement of
water pollution.
The requirements of this section will apply to all work performed under the contract
and to all non-commercially operated borrow or disposal sites used for the project.
LEGAL RELATIONS AND RESPONSIBILITY
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45
You must also conform to the following provisions:
(1) Water containing mud or silt from your operations must be treated by
filtration, or retention in a settling pond, or ponds, adequate to prevent
muddy water from entering live streams and/or storm drains.
(2) Oily or greasy substances originating from your operations will not be
allowed to enter or be placed where they will later enter a live stream or
storm drain.
(3) Portland cement or fresh Portland cement concrete will not be allowed to
enter streams or storm drains. Under NO conditions must concrete trucks
or other vehicles be allowed to wash out causing wastewater to enter a
stream or storm drain.
(4) Material derived from earthwork operations or from stockpiling must not
be deposited in such a manner where it could wash or migrate into a
stream or storm drain.
(5) Where work is occurring in the vicinity of a drainage inlet the inlet must be
covered to prevent materials such as stockpiles, fog seals or tack coats
from entering the drain.
You must submit a Water Pollution Control Plan for work anticipated on the project.
The plan must include control for inclement weather when the project work will occur
between October 15th and April 30th and will identify how runoff from the site is to be
controlled in the event of inclement weather or an unanticipated spill. Hay bales will
not be allowed for filtering runoff. You must keep enough sand bags or other filler
bags at the job site at all times to cover and protect nearby drainage inlets in the
event of an unanticipated spill.
Approval of the plan by the Engineer does not release you from responsibility of
allowing only clean rainwater to leave the construction site. You are responsible to
make immediate changes in the control system as needed. Any penalties levied
against you and/or the Engineer will be your responsibility.
Compliance with the provisions in this section will in no way relieve you from the
responsibility to comply with the other provisions of the contract, in particular the
responsibility for damage and for preservation of property.
Full compensation for conforming to the provisions in this section will be considered
as included in the prices paid for the various items of work and no additional
compensation will be allowed therefore. Retention for penalties will be made in
accordance with the provisions in Section 7.8 below for permit violations.
7.8 Compliance with Regulatory Agency Requirements.
You are responsible to comply with the requirements of any permits obtained by the
City necessary to complete the work and included in the project Contract
Documents. You are also responsible to comply with Local, State and Federal
regulations regarding air and water pollution and proper disposal of materials in
accordance with the requirements of the Standard Specifications.
LEGAL RELATIONS AND RESPONSIBILITY
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46
Should you fail to meet the requirements of a permit or regulation as it pertains to
work for the City, and the City has notice of an impending fine or mitigation measure
against the City, the City will retain a portion of the work item in an amount sufficient
to satisfy any fine or mitigation measure that may be imposed on the City in addition
to the 10% retention held until work is complete. This retention will be held until such
time as you have resolved the fine or mitigation measure to the satisfaction of the
agency, or for up to 2 years, whichever is the lesser.
7.9 Use of Pesticides.
You must comply with all rules and regulations of the Department of Food and
Agriculture, the Department of Health, the Department of Industrial Relations and all
other agencies that govern the use of pesticides required in the performance of the
work on the contract.
Pesticides must include but will not be limited to herbicides, insecticides, fungicides,
rodenticides, germicides, nematocides, bactericides, inhibitors, fumigants,
defoliants, desiccants, soil sterilants and repellents.
Any substance or mixture of substances intended for preventing, repelling,
mitigating, or destroying weeds, insects, diseases, rodents, or nematodes and any
substance or mixture of substances intended for use as a plant regulator, defoliant
or desiccant will be considered a pesticide.
7.10 Sound Control Requirements.
You must comply with all local sound control and noise level rules, regulations and
ordinances that apply to any work performed pursuant to the contract.
Each internal combustion engine, used for any purpose on the job or related to the
job, must be equipped with a muffler of a type recommended by the manufacturer.
No internal combustion engine will be operated on the project without a muffler.
7.11 Encroachment Permits.
You are required to obtain a no-fee encroachment permit for all work within the City
right-of-way. All conditions and requirements of the permit are a part of this contract
and no additional compensation will be allowed therefore.
7.12 Traffic Control.
For any work which impacts public vehicular, pedestrian or bicycle traffic, you must
submit to the Engineer a Traffic Control plan for approval by the Engineer prior to
any construction activities and/or issuance of an encroachment permit. Separate
Traffic Control Plans must be submitted for each phase of the work requiring a
change in control. The Engineer will allow a minimum of 5 working days for review of
the submitted Traffic Control plan and 5 working days for review of any resubmitted
plans. You will not be allowed to begin any work until the traffic control plan has
been approved by the Engineer.
Limited work hours may be imposed at any time. In general, if the work affects the
flow of traffic on any major route, or in the vicinity of schools or the downtown, you
should anticipate that work hour restrictions may be imposed by the Engineer.
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47
The Engineer must approve street or traffic lane closures. Permittee will not restrict
the roadway without an approved traffic delineation plan. The Engineer will review
traffic control and delineation for compliance with the approved plan, prior to the
start of any work.
On streets with bicycle lanes, you must provide for adequate width to allow for a bike
lane adjacent to the travel lane or provide clear posting that the bicycle lane is
closed.
7.13 Fire Department Permits.
You are required to obtain a Fire Department permit prior to crossing any liquid
petroleum or high pressure gas main.
7.14 Temporary Use Permit.
The work area is designated on the drawings and you must confine your operations
to this area and along those adjacent public areas under the control of and with
express permission of the Engineer through the issuance of an encroachment
permit. You must be responsible for obtaining additional sites for storage or staging
at your own expense.
You are responsible to obtain use permits as required by local ordinances for
temporary construction yards/staging areas not zoned for such use. You must obtain
Use Permits in a timely fashion so as not to delay work. No time extensions will be
given for failure to obtain permits in a timely fashion.
7.15 Assignment of Antitrust Actions.
Your attention is directed to the following requirements in Public Contract Code
7103.5 and Government Code Sections 4553 and 4554, which will be applicable to
you and your subcontractors:
"In entering into a public works contract or a subcontract to supply goods,
services, or materials pursuant to a public works contract, the contractor or
subcontractor offers and agrees to assign to the awarding body all rights, title,
and interest in and to all causes of action it may have under Section 4 of the
Clayton Act (15 U.S.C. Sec. 15) or under the Cartwright Act (Chapter 2
(commencing with Section 16700) of Part 2 of Division 7 of the Business and
Professions Code), arising from purchases of goods, services, or materials
pursuant to the public works contract or the subcontract. This assignment must
be made and become effective at the time the awarding body tenders final
payment to the contractor, without further acknowledgment by the parties.
7.16 Payment of Taxes.
You must pay all taxes imposed by law which are levied or become payable as a
result of your performance under this contract.
7.17 Permits and Licenses.
You must procure all permits and licenses, pay all charges and fees that are
required by any political subdivision, public utility, telephone company, special
district, or quasi-governmental entity, and give all notices necessary and incident to
LEGAL RELATIONS AND RESPONSIBILITY
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48
the due and lawful prosecution of the work. It is your responsibility to ascertain the
necessity of such permits and licenses in preparing its bid and include in its bid the
cost thereof.
The Environmental Quality Act (Public Resources Code, Sections 21000 to 21177,
inclusive) may be applicable to permits, licenses and other authorizations that you
must obtain from local agencies in connection with performing the work of the
contract. You must provide to state and federal agencies all information necessary
for environmental clearances and other authorizations necessary for this project as
set forth in the plans and work specifications. You must comply with the provisions
of those statutes in obtaining the permits, licenses and other authorizations and they
must be obtained in sufficient time to prevent delays to the work. You will not be
compensated for the delays in obtaining said permits, licenses and authorizations;
however, an extension of time will be granted pursuant to the provisions in Section
8.7, "Adjustment of Contract Time of Completion," of these General Conditions.
In the event that the Engineer has obtained permits, licenses or other authorizations,
applicable to the work, in conformance with the requirements in the Environmental
Quality Act, you must comply with the provisions of those permits, licenses and
other authorizations
7.18 Patents.
You will assume all costs arising from the use of patented or copyrighted materials,
equipment, devices, or processes used on or incorporated in the project and agree
to hold harmless, defend, and indemnify the City, and their officers or employees
from all suits, actions, or claims for, or on account of, the use of any patented or
copyrighted materials, equipment, devices, or processes.
7.19 Safety and Health Provisions.
You must comply with all the provisions of the federal Occupational Safety and
Health Act (OSHA) of 1970 (29 U.S.C. Section 651 et seq.) and all rules,
regulations, and orders adopted pursuant thereto. You must comply with all the
provisions of the California Occupational Safety and Health Act (CAL-OSHA) of
1973 (Labor Code Section 6300 et seq.) and all rules, regulations and orders
adopted pursuant thereto. These laws provide for job safety and health protection for
workers.
You must provide yourself with copies of such safety orders as are applicable to the
type of work to be performed and must be governed by their requirements in all
construction operations. You must fully inform each subcontractor and material
supplier as to the requirements of the applicable safety orders.
7.20 Public Notification.
You must supply and deliver notices of the work to all properties adjacent to and
within 100 feet of the work areas. The notice must briefly describe the work,
potential impacts on the adjacent property, and will include your Project Manager’s
name and phone number where they can be reached or a message can be left. You
must respond to phone calls received within 18 hours of receipt with the requested
information. Notices must be placed at least 48 hours in advance of the work and
LEGAL RELATIONS AND RESPONSIBILITY
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49
must state the dates work will take place adjacent to that particular property. The
dates in the notice must represent only those dates when work is anticipated at the
specific address. The project duration must not be used as a substitute for actual
site dates. Hangers without proper dates must be reissued to adjacent property
owners at your expense. The Engineer must approve wording for the notice prior to
distribution. Notices will NOT be placed inside mail boxes. Placing notices in mail
boxes is prohibited by law. Notices should be hand delivered or made up as a door
hanger. This notice is in addition to notice required for service shut downs.
7.21 Public Convenience.
You must so conduct operations as to offer the least possible obstruction and
inconvenience to the public and will have under construction no greater length or
amount of work than can be prosecuted properly with due regard to the rights of the
public.
You at your expense must immediately remove spillage resulting from hauling
operations along or across any public traveled way.
Construction operations will be conducted in such a manner as to cause as little
inconvenience as possible to abutting property owners. You must provide access to
and from all property adjacent to the proposed work area where normal access
exists and may be altered by such work. Traffic lanes, driveways, sidewalks and
street crossing must be useable at night.
Streets must not be closed to traffic without written permission from the Engineer.
However, in the absence of the Engineer, if the necessity for closing a street is
absolute to prevent immediate danger to the public, you must immediately notify the
Engineer, the Police and Fire Departments.
Sidewalks must not be blocked. Where excavations in pedestrian walkways are of
sufficient area to restrict pedestrian walking area and create a hazard to the
pedestrian, structurally sound walkways with safety railing will be provided over or
around the excavated area, and will comply with State and Federal accessibility
codes. In the Downtown Business District or other high pedestrian areas, temporary
walkways must be a minimum of 4 feet wide. At no time must pedestrians be
diverted onto a portion of a street used for vehicular traffic. At locations where
adjacent alternate walkways cannot be provided, appropriate signs and barricades
must be installed at the limits of construction and in advance of the closure at the
nearest crosswalk or intersection to divert pedestrians across the street.
7.22 Protection of the Public and Adjacent Property:
All laws and ordinances for the protection of the public must be complied with. You
are responsible for any damage of any kind to adjacent property.
The Engineer may reject any means, methods, techniques, sequences or
procedures proposed by you which might constitute or create a hazard to the Work
or to persons or property, or which will not provide Work in accordance with the
Contract Documents. However, neither the acceptance nor the failure to reject any
means, techniques, sequences and procedures by the Engineer will relieve you of
your responsibilities to safely and properly complete the Work.
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You must protect adjoining property and nearby buildings, structures, sidewalks, curbs,
pavements, utilities, and other facilities and improvements from damage, dust, dirt,
debris and other nuisances arising out of your operations or storage practices. Dust
must be controlled by sprinkling or other effective methods acceptable to the Engineer.
In addition to any requirements imposed by law, you must shore up, brace, underpin,
and protect as may be necessary, all foundations and other parts of all existing
structures adjacent to and adjoining the site of the work which are in any way affected
by the excavations or other operations connected with the completion of the work under
this Contract. Whenever any notice is required to be given by the Engineer or you to
any adjoining or adjacent landowner or other party before commencement of any work
under this Contract, such notice will be given by you. You must defend, indemnify, and
hold harmless the City from any damages on account of settlement or the loss of lateral
support of adjoining property and from all loss or expense and all damages for which
City may become liable consequence of such injury or damage to adjoining or adjacent
structures and premises.
7.23 Safety.
You must exercise precaution at all times for the protection of persons and property.
You must install adequate safety guards and protective devices for all equipment
and machinery, whether used in the work or permanently installed as part of the
project. You must also provide and adequately maintain all proper temporary walks,
roads, guards, railings, lights, and warning signs. You must comply with all
applicable laws relating to safety precautions, including the safety regulations of the
California Division of Industrial Safety. Unless you designate other employees, the
Superintendent will have the duty of prevention of accidents. It is recommended that
you institute a safety program that includes all trades on the site.
In the event of an accident, you must make available to the Engineer copies of its
accident report to its insurance carrier. You must determine the cause of the
accident and immediately correct any equipment, procedure, or condition in any way
contributing to such accident.
7.24 Use of Explosives.
Explosives must not be used without first obtaining written permission from City Fire
Department, and then will be used only with the utmost care and within the
limitations set in the written permission and in accordance with safety standards
required by law. Storage of explosives on the project site is prohibited. Powder
activated tools are not explosive for purposes of this Article; however, such tools will
only be used in conformance with State safety regulations.
7.25 Preservation of Property.
Attention is directed to Section 7.26, “Indemnification and Insurance.” and to Section
8.10, “Utilities and Site Facilities." Due care must be exercised to avoid injury to
existing site improvements or facilities, utility facilities, adjacent property, and trees,
shrubs and other plants that are not to be removed.
Trees, shrubs and other plants that are not to be removed, and pole lines, fences,
signs, markers and monuments, buildings and structures, conduits, pipelines under
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or above ground, sewer and water lines, all site facilities and any other
improvements or facilities within or adjacent to the work site must be protected from
injury or damage, and if ordered by the Engineer, you must provide and install
suitable safeguards, approved by the Engineer, to protect the objects from injury or
damage. Trees or tree roots in the work area must be protected in accordance with
Section 20, “Tree Protection” of the Standard Specifications. If the objects are
injured or damaged by reason of your operations, the objects must be replaced or
restored at your expense. The facilities must be replaced or restored to a condition
as good as when you entered upon the work, or as good as required by the
specifications accompanying the contract, if any of the objects are a part of the work
being performed under the contract. The Engineer may make or cause to be made
those temporary repairs that are necessary to restore to service any damaged site
facility. The cost of the repairs will be borne by you and may be deducted from any
moneys due or to become due to you under the contract.
The fact that any underground facility is not shown upon the plans will not relieve
you of the responsibility under Section 8.10, "Utilities and Site Facilities." It will be
your responsibility, pursuant thereto, to ascertain the location of those underground
improvements or facilities that may be subject to damage by reason of your
operations.
Full compensation for furnishing all labor, materials, tools, equipment, and
incidentals, and for doing all the work involved in protecting or repairing property as
specified in this Section, will be considered as included in the prices paid for the
various contract items of work and no additional compensation will be allowed
therefore.
7.26 Indemnification and Insurance.
7.26.1 Indemnification.
With the exception that this section must in no event be construed to require
indemnification by you to a greater extent than permitted by law, you agree to
defend, indemnify and hold harmless the City of San Luis Obispo and its
officers, officials, employees and agents from and against any and all claims,
damages, losses and expenses including attorney fees, fines or mitigation
measures imposed on the City arising out of the performance of the work
described herein, caused in whole or in part by any negligent act or omission
by you, any subcontractor, anyone directly or indirectly employed by any of
them or anyone for whose acts any of them may be liable, except where
caused by the active negligence, sole negligence, or willful misconduct of the
City of San Luis Obispo.
The City of San Luis Obispo and all employees thereof connected with the
work, including but not limited to the Engineer, will not be answerable or
accountable in any manner: for any loss or damage that may happen to the
work or any part thereof; for any loss or damage to any of the materials or
other things used or employed in performing the work; for injury to or death of
any person, either workmen or the public; or for damage to property from any
cause which might have been prevented by you, or your workmen, or anyone
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52
employed by you.
You are responsible for any liability imposed by law and for injuries to or
death of any person including but not limited to workmen and the public, or
damage to property resulting from defects or obstructions or from any cause
whatsoever during the progress of the work or at any time before its
completion and final acceptance.
Nothing in the Contract is intended to create the public or any member
thereof a third party beneficiary hereunder, or is any term and condition or
other provision of the contract intended to establish a standard of care owed
to the public or any member thereof.
7.26.2 Insurance.
Bidder's attention is directed to the section entitled “Insurance Requirements”
in these Contract Documents. It is highly recommended that bidders confer
with their respective insurance carriers or brokers to determine in advance of
bid submission the availability of insurance certificates and endorsements as
prescribed and provided herein. If an apparent low bidder fails to comply
strictly with the insurance requirements, that bidder may be disqualified from
award of the contract.
You must procure and maintain for the duration of the contract insurance
against claims for injuries to persons or damages to property that may arise
from or in connection with the performance of the work hereunder by you,
your agents, representatives, employees or subcontractors. The cost of such
insurance must be included in your bid.
The certificates and endorsements are to be on forms specified by the Engineer
in these Contract Documents. Where by statute, the City's workers'
compensation related forms cannot be used and equivalent forms approved by
the Insurance Commissioner are to be substituted. All certificates and
endorsements are to be received and approved by the Engineer before the
Engineer will execute the contract. The Engineer reserves the right to require
complete, certified copies of all required insurance policies, at any time.
7.27 Disposal of Material.
If you elect to dispose of materials at locations other than those where arrangements
have been made by the Engineer, or, if material is to be disposed of and the
Engineer has not made arrangements for disposal of the material, you must make
arrangements for disposing of the materials outside the project site and must pay all
costs involved. Arrangements will include, but not be limited to, entering into
agreements with property owners and obtaining necessary permits, licenses and
environmental clearances. Before disposing of any material outside the project site,
you must furnish to the Engineer satisfactory evidence that you have entered into
agreements with the property owners of the site involved and have obtained the
permits, licenses and clearances. All materials must be disposed of in a legal
manner.
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53
In addition to the provisions of this section, your attention is directed to the provisions of
the City of San Luis Obispo's Construction Code and Municipal Code dealing with the
stockpiling of materials in the City limits. All materials must be disposed of in a legal
manner.
7.28 Cooperation and Coordination with Other Contractors.
The Engineer reserves the right to let other contracts in connection with this work.
You must afford other contractors reasonable opportunity for introduction and
storage of their materials and execution of their work and must properly connect and
coordinate your work with theirs.
If any part of your work depends for proper execution or results upon work of any other
contractor, you must inspect and promptly report to the Engineer any defects in such
work that render it unsuitable for proper execution and results. Your failure so to inspect
and report will constitute your acceptance of other contractor's work as fit and proper
for reception of your work, except as to defects that may develop in other contractor’s
work after execution of your work.
To insure proper execution of their subsequent work, you must measure and inspect
work already in place and must at once report to the Engineer any discrepancy
between executed work and contract documents.
You must ascertain to your own satisfaction the scope of the project and nature of any
other contracts that have been or may be awarded by City in prosecution of project to
the end that you may perform this contract in the light of such other contracts, if any.
Nothing herein contained will be interpreted as granting to you exclusive occupancy at
site of project. You will not cause any unnecessary hindrance or delay to any other
contractor working on project. If simultaneous execution of any contract for project is
likely to cause interference with performance of some other contract or contracts.
Engineer will decide which contractor must cease work temporarily and which
contractor will continue or whether work can be coordinated so that contractors may
proceed simultaneously.
City will not be responsible for any damages suffered or extra costs incurred by you
or any other contractor, subcontractor or workman resulting directly or indirectly from
the award or performance or attempted performance of the contracts awarded for
the completion of the Work, or caused by any decision or omission of the Engineer
respecting the order of precedence in performance of contracts and you agree to
defend, indemnify and hold City harmless against any claims for such damages or
costs. Should you cause damage to the Work or property of any separate contractor
on the Project, or cause any delay to any such contractor, you must defend,
indemnify and hold City harmless for such damage or delay. The Engineer reserves
the right to back-charge you and all other contractors for the delay or damage each
causes to the other.
7.29 Occupancy by City Prior to Acceptance.
Whenever, in the opinion of the Engineer, the Work, or any part thereof, is in a
condition suitable for use, and the best interest of City requires such use, the
Engineer may take possession of, connect to, open for public use, or use the Work
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54
or such part thereof. Through the issuance of a Contract Change Order, the
Engineer and you must agree as to the responsibilities assigned to each of them for
payments, security, maintenance, heat, utilities, damage to the Work, insurance, the
period for correction of the Work, and the commencement of warranties required by
the Contract Documents.
Such occupancy will not constitute acceptance by the Engineer either of the project as
completed or of any portion thereof, nor will it relieve you of your responsibilities under
this Contract, nor act as a waiver by the Engineer of any of the terms and conditions
hereof. Additionally, such occupancy will not relieve you of full responsibility for
correcting defective work or materials found at any time before the formal written
acceptance of the project by the Engineer or during the full guarantee period after such
acceptance. However, when the project includes several separate facilities, and one or
more of such facilities is entirely occupied by the City, then upon written request by you,
the guarantee period for the occupied facility may commence from the date of
occupancy subject to written consent thereto by the Engineer.
7.30 Contractor’s Responsibility for the Work and Materials.
You must take and assume all responsibility for the Work. As between you and City,
you will bear all losses and damages directly or indirectly resulting to you, to City, or
to others on account of the character or performance of the Work.
All persons engaged in the work will be considered your employees. You must give
your personal attention to the fulfillment of the contract and keep all phases of the work
under your control. You must be responsible to the City for the acts and omissions of
your employees and all your Subcontractors, material men and equipment suppliers,
and their agents and employees and other persons performing any of the Work
under contract with you.
When any subcontractor fails to perform a portion of the work in a manner
satisfactory to the Engineer, you must remove such subcontractor immediately upon
written request of the Engineer and such subcontractor will not again be employed
on the project.
The Engineer will not arbitrate disputes among subcontractors nor between you and
one or more subcontractors concerning responsibility for performing any part of the
project.
From the issuance of the official notice to proceed until the formal acceptance of the
project by the Engineer, you must have the charge and care of and will bear the risk
of damage to the project and materials for the project by the action of the elements
or from any other cause whether arising from the execution or from the non-
execution of any work except as otherwise provided in Section 7.29, “Occupancy by
City Prior to Acceptance.”
You, at your own expense, must promptly rebuild, repair, restore, and make good all
such damages to any portion of the project and materials therefore occasioned by
any of such causes before the acceptance of the project by the Engineer except for
such damages as are proximately caused by acts of federal government or public
enemy. In case of suspension of work from any cause whatever, you must be
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55
responsible for all materials, and must properly store them, if necessary, and will
provide suitable drainage and erect temporary structures where necessary.
If you damage any property belonging to the City, Engineer may retain from the
money due to you an amount sufficient to insure repair of the damage.
7.31 Damage by Storm, Flood, Tsunami or Earthquake.
Attention is directed to Section 7.30, "Contractor's Responsibility for the Work and
Materials." In the event damage to the work is caused by a storm, flood, tsunami,
earthquake or other natural disaster which constitutes an "Occurrence," as
hereinafter defined, the provisions in this Section will be applicable, and you may
apply in writing to the Engineer for the City to pay or participate in the cost of
repairing damage to the work from that cause or, in lieu thereof, and at the sole
discretion of the Engineer, terminate the contract and relieve you of further
obligation to perform the work, subject to the following:
(1) Occurrence - "Occurrence" shall include tsunamis, earthquakes in excess
of a magnitude of 3.5 on the moment magnitude scale, and storms,
floods and other natural disasters as to which the Governor has
proclaimed a state of emergency when the damaged work is located
within the territorial limits to which the proclamation is applicable or, which
were, in the opinion of the Engineer, of a magnitude at the site of the
work sufficient to have caused such a proclamation had they occurred in
a populated area or in an area in which such a proclamation was not
already in effect.
(2) Application by Contractor - Your written request for the City to pay or to
participate in the cost of rebuilding, repairing, restoring or otherwise
remedying the damage to the work caused by the Occurrence must be
submitted to the Engineer before performing any work other than
emergency work, including emergency work necessary to provide for
passage of public traffic.
(3) Protecting the Work from Damage - Nothing in this section will be
construed to relieve you of the responsibility to protect the work from
damage. You must bear the entire cost of repairing damage to the work
caused by the Occurrence which the Engineer determines was due to
your failure to comply with the requirements of the Plans and
Specifications, take reasonable and adequate measures to protect the
work or exercise sound engineering and construction practices in the
conduct of the work, and those repair costs will be excluded from
consideration under the provisions of this section.
(4) Repair Work - Repair of damaged work under the provisions of this
section must be pursuant to a contract change order issued hereunder
and specifying the repair work to be performed on the damaged facility.
The repair work will consist of restoring the in-place construction (for the
purposes of this section erected falsework and formwork will be
considered in-place construction) to the same state of completion to
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56
which the work had advanced prior to the Occurrence. Emergency work
that the Engineer determines would have been part of the repair work if it
had not previously been performed will be considered to be part of the
repair work.
The Engineer reserves the right to make changes in the plans and
specifications applicable to the portions of the work to be repaired, and if
those changes will increase the cost of repairing the damage over the
Engineer’s estimate of the cost of repair without the changes, you will be
paid for the increased costs in accordance with Subsection (5) and the
increased cost amount will not be considered in determining the cost of
repair to be borne by you under Subsection (5).
Nothing in this section will be construed to relieve you of full responsibility
for the risk of injury, loss or damage to materials not yet incorporated in
the work and to materials, tools and equipment (except erected falsework
and formwork) used to perform the work, or to relieve you of responsibility
under Section 7.26, "Indemnification and Insurance." The provisions of
this section will not be applicable to the repair of damage caused by an
Occurrence to any portion of the work as to which you have been granted
relief from maintenance and responsibility pursuant to Section 7.29,
“Occupancy by City Prior to Acceptance.”
(5) Determination of Costs - Unless otherwise agreed between the Engineer
and you, the cost of the work performed pursuant to this Section will be
determined in conformance with the provisions in Section 4.5.6,
"Allowable Costs and Markups for Change Orders and Force Account
Work," except there must be no markup allowance pursuant to
Subsection 4.5.6(4), "Markups of Changed Work," unless the Occurrence
that caused the damage was a tsunami or earthquake. The cost of
emergency work, which the Engineer determines would have been part of
the repair work if it had not previously been performed, will be determined
in the same manner as the authorized repair work. The cost of repairing
damaged work that was not in compliance with the requirements of the
plans and specifications will be borne solely by you, and those costs must
not be considered in determining the cost of repair under this Subsection.
(6) Payment for Repair Work - When the Occurrence that caused the
damage was a tsunami or earthquake, the State will pay the cost of repair
determined as provided in Subsection (5) that exceeds 5% of the amount
of your bid for bid comparison purposes.
When the Occurrence that caused the damage was a storm, flood or
other natural disaster, the State will participate in the cost of the repair
determined as provided in Subsection (5) in accordance with the
following:
a. On projects for which the amount of your bid for bid comparison
purposes is $2,000,000 or less, the City will pay 90% of the cost of
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57
repair that exceeds 5% of the amount of your bid for bid comparison
purposes.
b. On projects for which your bid for bid comparison purposes is greater
than $2,000,000, the City will pay 90% of the cost of repair that
exceeds $100,000.
(7) Termination of Contract - If the Department elects to terminate the
contract, the termination and the determination of the total compensation
payable to you will be governed by the provisions of Section 8.11,
"Termination of Contract."
7.32 Acceptance of Contract.
When the Engineer has made the final inspection, and determines that the contract
work has been completed in all respects in accordance with the plans and
specifications, the Engineer will formally accept the contract, and immediately upon
and after such acceptance by the Engineer, you will be relieved of the duty of
maintaining and protecting the work as a whole, and will not be required to perform
any further work thereon; and you will be relieved of your responsibility for injury to
persons or property or damage to the work which occurs after the Formal
Acceptance.
7.33 Property Rights in Materials.
Nothing in the contract must be construed as vesting in you any property right in the
materials or equipment after they have been attached to or permanently placed in or
upon the work or the soil or after payment has been made for 50% or more of the
value of the materials or equipment delivered to the site of the work whether or not
they have been so attached or placed. All such materials or equipment will become
the property of the City of San Luis Obispo upon being so attached or placed or
upon payment of 50% or more of the value of the materials or equipment delivered
on the site but not yet installed and you warrant that all such property must pass to
the City free and clear of all liens, claims, security interests, or encumbrances.
7.34 Rights in Land and Improvements.
Nothing in these specifications must be construed as allowing you to make any
arrangements with any person to permit occupancy or use of any land, structure, or
building within the limits of the contract for any purpose whatsoever, either with or
without compensation, in conflict with any agreement between the City and any
owner, former owner, or tenant of the land, structure, or building.
7.35 Contractor's Use of Site and Public Right-of-Way.
You must confine all apparatus, material, and equipment required in the
performance of this Agreement to the limits indicated by law, ordinances, permits, or
directions of the Engineer, and will not unreasonably encumber the premises
therewith. Material and equipment must be brought and used upon the premises in
such manner as to leave driveways and parking areas for regular use of the public
and employees of City.
You must not unnecessarily, in the judgment of the Engineer, obstruct or otherwise
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58
interfere with travel over any public streets, way or sidewalk, nor will you store,
stockpile or place thereon any equipment, materials or supplies without first
obtaining the authorization of the Engineer, and then only within such limits as the
Engineer may designate.
Those parts of public streets, ways and sidewalks that are occupied by you must be
immediately vacated by you and returned to public use when your use thereof is no
longer necessary for the prosecution of the Work.
The City and their agents must at all times have complete access to the Work
wherever it is in preparation and progress. When directed by the Engineer, you must
provide facilities for such access so that the City and their agents may observe the
Work and perform necessary or desired inspections, monitoring, and testing to
assure compliance with the Contract Documents.
7.36 Personal Liability.
Neither the City, nor any other officer or authorized employee of the City of San Luis
Obispo, nor any officer or employee of any county, city or district will be personally
responsible for any liability arising under or by virtue of the contract.
7.37 Ownership and Use of Documents.
All Drawings, Specifications and copies furnished are and must remain property of
the City. They are to be used with respect to this project and are not to be used on
any other project. With the exception of one contract set for each party to the
Agreement, such documents are to be returned or suitably accounted for to the
Engineer on request at completion of the Work. Submission or distribution to meet
official regulatory requirements or for other purposes in connection with the Project
is not to be construed as publication in derogation of the City's common law
copyright or other reserved rights. Neither you nor any Subcontractor, Sub-
subcontractor, or material or equipment supplier will own or claim a copyright in the
Drawings, Specifications, and other documents prepared by the Architect, and
unless otherwise indicated the Architect must be deemed the author of them. You,
Subcontractors, Sub-subcontractors, and material or equipment suppliers are
granted a limited license to use and reproduce applicable portions of the Drawings,
Specifications, and other documents prepared by the Architect appropriate to and for
use in the execution of their work under the Contract Documents.
7.38 Guarantee.
You hereby unconditionally guarantee the work under this contract to be in
conformance with the contract requirements and to be and remain free of defects in
workmanship and materials for a period of 1 year from the date of Formal
Acceptance of the project pursuant to Section 9.7.2, unless a longer guarantee
period is stipulated in the Contract Documents. By this guarantee you agree, within
the guarantee period, to repair or replace any work, together with any adjacent work
which may be displaced in so doing which is not in accordance with the
requirements of the contract or which is defective in its workmanship or material, all
without any expense whatsoever to the City, ordinary wear and tear and unusual
abuse or neglect excepted.
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59
Special guarantees that are required by the contract must be signed by you who is
responsible for the entire work and countersigned by the subcontractor who
performs the work.
Contract bonds must remain in full force and effect during the guarantee period.
You further agree that within 10 calendar days after being notified in writing by the
Engineer of any work not in accordance with the requirements of the Contract or of
any defects in the work, it must commence and prosecute with due diligence all work
necessary to fulfill the terms of this guarantee and to complete the work within a
reasonable period of time. In the event you fail to so comply, does hereby authorize
the Engineer to proceed to have the work done at your expense and it agrees to pay
the cost thereof upon demand. City will be entitled to all costs including reasonable
attorney's fees necessarily incurred upon your refusal to pay the above cost.
Notwithstanding the foregoing paragraph, in the event of an emergency constituting
an immediate hazard to health or safety of the City, employees, property, or
licenses, the Engineer may undertake at your expense, without prior notice, all work
necessary to correct such hazardous conditions caused by your work not being in
accordance with the requirements of this contract.
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8. PROSECUTION AND PROGRESS
8.1 Subcontracting.
8.1.1 General.
You must give personal attention to the fulfillment of the contract and must
keep the work under your control.
If you will subcontract any of the Work under this Contract, you are as fully
responsible to City for the acts and omissions of your subcontractor and of
the persons either directly or indirectly employed by your subcontractor, as
they are for the acts and omissions of persons directly employed by them. No
subcontractor will be recognized as such, and all persons engaged in the
work of construction will be considered as your employees and you will be
held responsible for their work, which must be subject to the provisions of the
contract and specifications.
Nothing contained in this Contract will create any contractual relation between
any subcontractor and City. You must bind every subcontractor (and every
subcontractor of a subcontractor) by the terms of this Contract applicable to
their work unless specifically noted to the contrary in the subcontract in
question and approved in writing by Engineer.
Subcontracts must include provisions that the contract between the City and
you are a part of the subcontract, and that all terms and provisions of the
contract are incorporated in the subcontract. Subcontracts must also contain
certification by the subcontractor that the subcontractor is experienced in and
qualified to do, and knowledgeable about, the subcontracted work. Copies of
subcontracts must be available to the Engineer upon written request, and
must be provided to the Engineer at the time any litigation against the City
concerning the project is filed.
Pursuant to the provisions of Section 6109 of the Public Contract Code, you
must not perform work on a public works project with a subcontractor who is
ineligible to perform work on the public works project pursuant to Section
1777.1 or 1777.7 of the Labor Code.
8.1.2 Loss or Damage to Subcontractor.
If, through acts of neglect on your part, any other contractor, subcontractor or
workman will suffer loss or damage on the Work, you agree to settle with
such other contractor, subcontractor or workman by agreement or arbitration.
If such other contractor, subcontractor or workman must assert any claim
against City on account of any damage alleged to have been so sustained,
Engineer must notify you, who must defend, indemnify and hold harmless
City against such claim.
8.1.3 Assignment of Subcontracts.
Each subcontract agreement for a portion of the work will be assigned by you
to the Engineer provided that:
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61
(1) Assignment is effective only after termination of the Agreement with you
by the Engineer for cause and only for those subcontract agreements
which the Engineer accepts by notifying the Subcontractor in writing; and
(2) Assignment is subject to the prior rights of the surety, if any, obligated
under any bond relating to the Agreement.
8.1.4 Substitution of Subcontractor.
In accordance with Public Contract Code 4107 and 4107.5, a prime
Contractor whose bid is accepted must not:
(1) Permit a subcontract to be voluntarily assigned or transferred or allow it
to be performed by anyone other than the original subcontractor listed in
the original bid, without the consent of the awarding body or its authorized
officer.
(2) Sublet or subcontract any portion of the work in excess of ½% of your
total bid as to which his or her original bid did not designate a
subcontractor, other than in the performance of Change Orders causing
changes or deviations from the original contract.
(3) Substitute any person or entity as a Subcontractor in place of the
Subcontractor designated in the original bid except in the following
situations when authorized by the awarding body or its authorized officer.
Any assignment or substitution made without the prior written consent of
the awarding authority will be void, and the assignees will acquire no
rights in the Contract. Any consent, if given, must not relieve you from
your obligations under the terms of the Contract Documents.
a. When the Subcontractor listed in the bid after having a reasonable
opportunity to do so, fails or refuses to execute a written Contract
when that written Contract, based upon the general terms, conditions,
plans and specifications for the Project involved or the terms of that
Subcontractor’s written bid, is presented to the Subcontractor by the
prime contractor.
b. When the listed Subcontractor becomes bankrupt or insolvent;
c. When the listed Subcontractor fails or refuses to perform his or her
Subcontract;
d. When the listed Subcontractor fails or refuses to meet the bond
requirements of the prime contractor set forth in Public Contract Code
4108,
e. When you demonstrate to the awarding authority, or its duly
authorized representative, subject to the further provisions of Public
Contract Code 4107.5, that the name of the Subcontractor was listed
as the result of inadvertent clerical error;
f. When the listed Subcontractor is not licensed pursuant to the
Contractor’s License Law; or
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g. When the awarding authority, or its duly authorized representative,
determines that the Work being performed by the listed
Subcontractor is substantially unsatisfactory and not in substantial
accordance with the plans and specifications, or the Subcontractor is
substantially delaying or disrupting the progress of the Work.
h. When the listed subcontractor is ineligible to work on a public works
project pursuant to Section 1777.1 or 1777.7 of the Labor Code.
i. When the awarding authority determines that a listed subcontractor is
not a responsible contractor.
8.1.5 Requests for Substitution of Subcontractor.
You, as a condition of asserting a claim of inadvertent clerical error in the
listing of a Subcontractor, must, pursuant to Public Contract Code 4107.5,
within 2 working days after the time of the prime bid opening by the awarding
authority, give written notice to the awarding authority and copies of such
notice to both the Subcontractor it claims to have listed in error, and the
intended Subcontractor who had bid to you prior to bid opening. Any listed
Subcontractor who has been notified by you in accordance with the
provisions of this section as to an inadvertent clerical error, will be allowed 6
working days from the time of the prime bid opening within which to submit to
the awarding authority written objection to the claim of inadvertent clerical
error.
In other cases not involving a clerical error, you must make a request in
writing to the awarding authority for the substitution of a subcontractor, giving
reasons therefor. The awarding authority will mail a written notice to the listed
Subcontractor giving reasons for the proposed substitution. The listed
Subcontractor will have 5 working days from the date of such notice within
which to file with the awarding authority written objections to the substitution.
Failure to file written objections pursuant to the provisions of this section
within the times specified herein must constitute a waiver of objection to the
substitution by the listed Subcontractor and, where the ground for substitution
is an inadvertent clerical error, an agreement by the listed Subcontractor that
an inadvertent clerical error was made.
If written objections are filed, the awarding authority must give five 5 working
days’ notice to you and to the listed Subcontractor of a hearing by the
awarding authority on your request for substitution as provided in Public
Contract Code 4107. Failure in the part of the listed Subcontractor to appear
at the hearing will constitute a waiver of objection to the substitution. The
determination by the awarding authority will be final.
8.1.6 No Change in Contract.
Any substitutions of Subcontractors must not result in any increase in the
Contract Price or result in the granting of any extension of time for the
completion of the Project.
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63
8.2 Assignment.
The performance of the contract may not be assigned, except upon the written
consent of the Engineer. Consent will not be given to any proposed assignment that
would relieve the original Contractor, or your surety, of the responsibilities under the
contract nor will the Engineer consent to any assignments of a part of the work
under the contract.
You may assign moneys due or to become due the Contractor under the contract
and the assignment will be recognized by the Engineer, if given proper notice
thereof, to the extent permitted by law, but any assignment of monies must be
subject to all proper set-offs in favor of the City and to all deductions provided for in
the contract and particularly all money withheld, whether assigned or not, must be
subject to being used by the City for the completion of the work in the event that you
should be in default therein. No such assignment will be valid unless it contains a
provision that the funds to be paid to the assignee under the assignment are subject
to a prior lien for services rendered or material supplied for performance of the Work
called for under this Contract in favor of all persons, firms, or corporations rendering
such services or supplying such materials, and a further provision that said
assignment is subordinate to rights of City under this Contract.
8.3 Beginning of Work and Contract Time.
8.3.1 Contract Time.
Contract Time will be as specified in the Notice to Bidders plus any
extensions of time granted through approved Change Orders.
8.3.2 Pre-construction Conference.
Upon execution of the contract, the Engineer will issue the Notice to Proceed.
The start of the Contract Time and the date for the pre-construction
conference must be stated in the Notice to Proceed and will be scheduled by
the Engineer to occur within 15 working days after the execution of the
contract. Attendance by your representative is required.
8.3.3 Start of Contract Time.
Start of Contract Time must begin the second Monday following the pre-
construction conference unless otherwise authorized by the Engineer.
8.3.4 Beginning of Work.
You must commence operations no later than 10 working days from the start
of the Contract Time stated in the Notice to Proceed. Failure to do so without
written approval of the Engineer will be considered abandonment of the work
and the Engineer may terminate your control of the work under the provisions
of Section 8.11, “Termination of Contract.”
You must notify the Engineer, in writing, of your intent to begin work at least 72
hours before operations are scheduled to begin. The notice must be delivered to
the Public Works Office and must specify the date you intend to start. If the
project has more than one location of work, a separate notice will be given for
each location.
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Should you begin work in advance of receiving notice that the contract has been
executed as above provided, any work performed by you in advance of the said
date of execution will be considered as having been done by you at your own
risk and as a volunteer.
8.4 Progress Schedule.
The progress schedule must be in accordance with this section and as addressed in
Division 1 of these Contract Documents. You must submit to the Engineer a realistic
progress schedule before work begins and monthly updates there after showing the
status of the preceding months completed work.
Unless otherwise addressed in Division 1, you must furnish a Level 1 Critical Path
Method Schedule in accordance with Section 8-1.02B of the Standard Specifications.
Subsequent to the time that submittal of a progress schedule is required in
accordance with these specifications, no progress payments will be made for any
work until a satisfactory schedule has been submitted to the Engineer.
Failure to comply with the schedule requirements as called for in these Contract
Documents will prejudice the Engineer of its right to manage the project duration and
any impacts for added or stated work. Liquidated Damages in the amount of $200
per day will be deducted from the contract for your failure to comply with the
schedule requirements.
You will not be entitled to any additional compensation associated with time impacts
to the schedule if the schedule requirements have not been met.
Failure by you to comply with the schedule requirements as called for in these
Contract Documents constitutes a default by you of its obligations under this
Contract sufficient for termination of you if it is determined to be in the best interest
of the City.
8.5 Temporary Suspension of Work.
The Engineer will have the authority to suspend the work wholly or in part, for such
period as may be deemed necessary, due to such conditions as are considered
unfavorable for the prosecution of the work, or for such time as may be deemed
necessary due to the failure on your part to carry out orders given, or to perform any
provision of the contract. You must immediately comply with the written order of the
Engineer to suspend the work wholly or in part. The suspended work must be
resumed when conditions are favorable and methods are corrected, as ordered or
approved in writing by the Engineer.
If a suspension of work is ordered by the Engineer, due to the failure on your part to
carry out orders given or to perform any provision of the contract, the days on which the
suspension order is in effect must be considered contract days.
If the Engineer orders a suspension of all of the work or a portion of the work which
is the current controlling operation or operations, due conditions considered
unfavorable to the suitable prosecution of the work, the days on which the
suspension is in effect will not be considered contract days. If a portion of work at
the time of the suspension is not a current controlling operation or operations, but
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subsequently does become the current controlling operation or operations, the
consideration for a time extension will be made on the basis of the then current
controlling operation or operations.
In addition to the requirements specified above, the following must apply:
If the performance of all or any portion of the work is suspended or delayed by
the Engineer in writing for an unreasonable period of time (not originally
anticipated, customary, or inherent to the construction industry) and you believe
that additional compensation or contract time or additional compensation and
contract time is due as a result of that suspension or delay, you must submit to
the Engineer in writing a request for adjustment within 7 calendar days of receipt
of the notice to resume work. The request must set forth the reasons and
support for the adjustment.
Upon receipt, the Engineer will evaluate your request. If the Engineer agrees
that the cost or time or cost and time required for the performance of the
contract has increased as a result of the suspension and the suspension was
caused by conditions beyond the control of and not your fault, its suppliers, or
subcontractors at any approved tier, and not caused by weather, the Engineer
will make an adjustment (excluding profit) and modify the contract in writing
accordingly. The Engineer will notify you of the Engineers determination whether
or not an adjustment of the contract is warranted.
No contract adjustment will be allowed unless you have submitted the request
for adjustment within the time prescribed.
No contract adjustment will be allowed under the provisions specified in this
section to the extent that performance would have been suspended or delayed
by any other cause, or for which an adjustment is provided for or excluded under
any term or condition of this contract.
Any contract adjustment warranted due to suspension of work ordered by the
Engineer will be made in the same manner as provided for delays in Section 8.9,
"City-Caused Delays."
In the event of a suspension of work under any of the conditions set forth in this
Section, the suspension of work must not relieve you of the responsibilities as set
forth in Chapter 7, "Legal Relations and Responsibility."
8.6 Time of Completion.
You must complete all or any designated portion of the work called for under the
contract in all parts and requirements within the time set forth in the Notice to
Bidders plus any extensions granted by approved Change Order.
The Engineer will furnish the current status of the working days: total days, days
used, days remaining, as part of the progress payment each month. You are
responsible to verify the days are correctly shown on the pay estimate. If you believe
an error has been made, you must notify the Engineer in writing within 15 days of
receipt of the progress payment, or the statement of days will be deemed to have
been accepted as correct by you.
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8.7 Adjustment of Contract Time and Allowable Time Extensions.
Any unresolved disputes and/or claims arising under this section will be resolved
pursuant to Section 7.8.3, “Final Payment and Claims.”
8.7.1 Changes in Work.
For any change in the work, you will be entitled only to such adjustments in
time by which completion of the entire work is delayed due to performance of
the changed work. However, no extension of time will be granted for a
change in the Work unless you demonstrate, through a revised critical path
schedule, to the satisfaction of the Engineer that he is making, or has made,
every reasonable effort to guarantee completion of the additional work called
for by the change within the time originally allotted for the contract. Any
additional costs to you resulting from such efforts necessary to complete the
work without the allowance of additional time will be considered in arriving at
the price for the change in the work.
Adjustment in contract time will be on a calendar day basis, except that if the
new contract completion date falls on a Saturday, Sunday, or legal holiday, it
will be extended through the next full working day.
8.7.2 Acts of God and Unusual Action of the Elements.
You will not be assessed contract days during any delay in the completion of
the project caused by acts of God, the public enemy, fire flood, epidemic,
quarantine restriction, strike, freight embargo, or unusual action of the
elements; provided that you must notify the Engineer in writing of the causes
of delay within fifteen (15) calendar days from the beginning of any such
delay. The Engineer will determine the facts with regard to the delay and
determine a reasonable period of time by which the date of completion will be
extended by reason thereof. The findings of the Engineer will be final and
conclusive.
The term "Unusual Action of the Elements" is limited to extraordinary adverse
weather conditions or conditions immediately resulting therefrom that cause a
cessation in the progress of the work that will delay the time of completion of
the Contract. The term "usual action of the elements" is defined as weather
that exceeds the California Polytechnic State University’s twenty-year
average for rain days and rain amounts for San Luis Obispo.
You will have no right to an adjustment in the time of completion due to
weather conditions that are normal for the locality of the site. The time period
for completion of the project has been determined with consideration given to
the twenty-year average climatic range prevailing in the locality of the site.
You must be responsible for proving that climatic conditions both exceeded
the twenty-year average and also affected the critical path of the project.
"Mud" days will be considered a normal occurrence; you will not be allowed
any extension for delays due to "mud" days.
8.7.3 Acts of the City and Emergency Changes.
If you are delayed in completing the work by reason of any act of the City or
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its Agents not provided by the contract, or by reason of changes made
pursuant to Section 4.5.8, “Emergency Changes.” without agreement being
reached as to any time adjustments, the time for completion of the work will
be extended for a period commensurate in the Engineer’s opinion with the
delay. You must notify the Engineer in writing of the causes of the delay
within the time period specified above which should be subject to the same
determinations as above stated.
No extension of time will be granted for any of the causes for which
extensions are granted unless you demonstrate to the satisfaction of the
Engineer that you have made every reasonable effort to complete all work
under the contract not later than the date prescribed or as soon as possible
thereafter, notwithstanding delay in the work due to any such cause.
8.7.4 City’s Right to Extend.
Even though you have no right to an extension of time for completion, the
Engineer may extend the time at your request if the Engineer determines it to
be in the best interest of the City. If the time is extended, the Engineer may
charge you, its heirs, assigns, or sureties, and deduct from the final extended
payment for the work all or any part, as the Engineer may deem proper, of
the value of the lost use of the completed project, and of the actual cost to the
City of engineering, inspection, project coordination, superintendence, and
other overhead expenses which are directly chargeable to the contract, and
which accrue during the period of such extension.
8.7.5 Procurement of Materials.
No extension of time will be granted for a delay caused by a shortage of
materials unless you furnish to the Engineer documentary proof that you have
made every effort to obtain such materials from all known sources within
reasonable reach of the work in a diligent and timely manner, and further
proof, in the form of a revised critical path schedule, that the inability to obtain
such materials when originally planned, did in fact cause a delay in final
completion of the entire work which could not have been avoided by revising
the sequence of your operations. The term "shortage of materials," as used in
this section, will apply only to materials, parts, articles or equipment which are
standard items and are made, constructed, fabricated or manufactured to
meet the specific requirements of the contract. Only the physical shortage of
material will be considered under these provisions as a cause for extension of
time. Delays in obtaining materials due to priority in filling orders will not
constitute a shortage of materials.
8.7.6 Delays Due to Litigation.
Should the Engineer be prevented or enjoined from proceeding with work
either before or after the start of construction by reason of any litigation or
other reason beyond their control, you will not be entitled to make or assert
claim for damage by reason of said delay; but time for completion of the work
will be extended to such reasonable time as the Engineer may determine.
Any such determination will be set forth in writing.
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8.8 Liquidated Damages.
It is agreed by the parties to the contract that in case all the work called for under
the contract in all parts and requirements is not finished or completed within the
contract time as set forth in these Contract Documents, damage will be sustained by
the City, and that it is and will be impracticable and extremely difficult to ascertain
and determine the actual damage which the City will sustain in the event of and by
reason of such delay; and it is therefore agreed that you will pay to the City of San
Luis Obispo the sum set forth in the Notice to Bidder’s for each and every calendar
days delay in finishing the work in excess of the number of contract days prescribed.
You agree to pay said liquidated damages herein provided for, and further agree
that the Engineer may deduct the amount thereof from any moneys due or that may
become due you under the contract.
It is further agreed that in case the work called for under the contract is not finished
and completed in all parts and requirements within the number of working days
specified, the Engineer will have the right to increase the number of working days or
not, as may be deemed best to serve the interest of the City, and if the Engineer
decides to increase the contract time, the Engineer will further have the right to you,
his heirs, assigns or sureties and to deduct from the final payment for the work all or
any part, as may be deemed proper, of the actual cost of engineering, inspection,
superintendence, and other overhead expenses which are directly chargeable to the
contract, and which accrue during the period of such extension, except that cost of
final surveys and preparation of final estimate will not be included in such charges.
You must not be charged liquidated damages because of any delays in the
completion of the Work due to unforeseeable causes beyond the control and without
the fault or negligence of you (including, but not restricted to, acts of God, the public
enemy, fire, flood, epidemic, quarantine restriction, strike, labor disputes, freight
embargo, or an unusual action of the elements) provided you will, within fifteen (15)
calendar days from the beginning of any such delay, notify Engineer in writing of the
cause of the delay; whereupon the Engineer must ascertain the facts and the extent
of the delay and extend the time for completing the Work when in its judgment the
findings of fact justify such an extension. The Engineer’s findings of fact thereon will
be final and conclusive on the parties hereto.
8.9 City-Caused Delays.
If, through delays caused by the City, you sustain loss which could not have been
avoided by the judicious handling of forces and equipment, there must be paid to
you that amount that the Engineer may find to be a fair and reasonable
compensation for that part your actual loss, that, in the opinion of the Engineer, was
unavoidable, determined as follows:
Compensation for idle time of equipment will be determined in the same manner
as determinations are made for equipment used in the performance of force
account work, as provided in Subsection 4.5.6(3), "Equipment," with the
following exceptions:
(1) The “delay factor” for each classification of equipment shown in the
Department of Transportation publication entitled Labor Surcharge And
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Equipment Rental Rates, which is a part of the contract, will be applied to that
equipment rental rate.
(2) The time for which the compensation will be paid will be the actual normal
working time during which the delay condition exists, but in no case will exceed
8 hours in any one day.
(3) The days for which compensation will be paid will be the calendar days,
excluding Saturdays, Sundays and legal holidays, during the existence of the
delay.
Actual loss must be understood to include no items of expense other than idle
time of equipment and necessary payments for idle time of workers, cost of
extra moving of equipment and cost of longer hauls. Compensation for idle time
of equipment will be determined as provided in this Section and compensation
for idle time of workers will be determined as provided in Section 4.5.6(1),
"Labor," and no markup will be added in either case for overhead and profit. The
cost of extra moving of equipment and the cost of longer hauls will be paid for as
force account work as provided in Section 4.5.6.
If performance of your work is delayed as the result of the City, an extension of time
will be granted pursuant to the provisions in Section 8.7.3, "Acts of the City and
Emergency Changes."
8.10 Utilities and Site Facilities.
8.10.1 General.
It will be your sole responsibility to timely notify all public and private utilities
serving the Site prior to commencing work. You must notify and receive
clearance from any cooperative agency, such as Underground Service Alert,
in accordance with Government Code section 4216, et seq. You must provide
a copy of all such notifications to the Engineer. You will protect from damage,
utility and other facilities that are to remain in place, be installed, relocated or
otherwise rearranged.
The City of San Luis Obispo is not responsible for any damages, costs, delay
and expenses to you resulting from a third party (not City-owned)
underground facility operator’s failure to comply with the stipulations as set
forth in 4216.7.(c) of California Government Code.
You are cautioned that the utilities encountered at the site may include
communication cables or electrical cables conducting high voltage. When
excavating in the vicinity of the ducts enclosing such cables, special
precautions are to be observed by you at your own cost and will include the
following: All cables and their enclosure ducts must be exposed by careful
hand excavation so as not to damage the ducts or cables nor cause injury to
persons, and suitable warning signs, barricades, and safety devices must be
erected whenever necessary or appropriate.
8.10.2 Utilities Identified for Rearrangement.
It is anticipated that some or all of the utility and other facilities, both above
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ground and below ground, that are required to be rearranged (as used herein,
rearrangement includes installation, relocation, alteration or removal) as a
part of the project will be rearranged in advance of construction operations.
Where it is not anticipated that the rearrangement will be performed prior to
construction, or where the rearrangement must be coordinated with your
construction operations, the existing facilities that are to be rearranged will be
indicated on the plans or specifications. Where a rearrangement is indicated
on the plans or in the specifications, you will have no liability for the costs of
performing the work involved in the rearrangement.
The right is reserved to the Engineer and the owners of facilities, or their
authorized agents, to enter upon the project site for the purpose of making
those changes that are necessary for the rearrangement of their facilities or
for making necessary connections or repairs to their properties. You must
cooperate with forces engaged in this work and will conduct operations in
such a manner as to avoid any unnecessary delay or hindrance to the work
being performed by the other forces. Wherever necessary your work must be
coordinated with the rearrangement of utility or other facilities, and you must
make arrangements with the owner of those facilities for the coordination of
the work
No additional compensation will be allowed to you if you are required to work
around the utility facilities that were identified in the Contract Documents to
be rearranged. However, if your work is delayed due to the utility
rearrangement, an extension of time, agreeable to both you and the
Engineer, will be granted.
8.10.3 Unidentified/Inaccurately Identified Utilities.
Attention is directed to the possible existence of underground main or trunk
line facilities not indicated on the plans or specifications and to the possibility
that underground main or trunk lines may be in a location different from that
which is indicated on the plans or in the specifications. You must ascertain
the exact location of underground main or trunk lines whose presence is
indicated on the plans or specifications, the location of their service laterals or
other appurtenances of any other underground facilities which can be inferred
from the presence of visible facilities such as buildings, meters and junction
boxes prior to doing work that may damage any of the facilities or interfere
with their service.
In accordance with Government Code 4215, the City assumes responsibility
for the removal, relocation and protection of existing main or trunk line utilities
located on the site of the construction project if such utilities were not
identified in the plans and specifications with reasonable accuracy. You will
not be assessed liquidated damages for delay in the completion of the project
which is caused by the failure of the City or the owner of the utility to provide
for removal or relocation of such unidentified utility facilities.
If you cannot locate an underground facility whose presence is indicated on
the plans or in the specifications, you must so notify the Engineer in writing. If
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the facility for which the notice is given is in a substantially different location
from that indicated on the plans or in the specifications, the additional cost of
locating the facility will be paid for as force account work as provided in
Section 4.5.4.
If you discover underground main or trunk lines not indicated on the plans or
in the specifications, you must immediately give the Engineer and the Utility
Company written notification of the existence of those facilities. The main or
trunk lines must be located and protected from damage as directed by the
Engineer, and the cost of that work will be paid for as force account work as
provided in Section 4.5. You must, if directed by the Engineer, repair any
damage that may occur to the main or trunk lines. The cost of that repair
work, not due to you exercising reasonable care, will be paid for as force
account work as provided in Section 4.5.6. Damage due to your failure to
exercise reasonable care will be repaired at your cost and expense.
Where it is determined by the Engineer that the rearrangement of an
underground facility is essential in order to accommodate the project and the
plans and specifications do not provide that the facility is to be rearranged,
the Engineer will provide for the rearrangement of the facility by other forces
or the rearrangement will be performed by you and will be paid for as force
account work as provided in Section 4.5.6.
When ordered by the Engineer in writing, you must rearrange any utility or
site facility necessary to be rearranged as a part of the project, and that work
will be paid for as extra work as provided in Section 4.5.6.
Should you desire to have any rearrangement made in any utility facility, or
other improvement, your convenience in order to facilitate your construction
operations, which rearrangement is in addition to, or different from, the
rearrangements indicated on the plans and specifications, you must make
whatever arrangements are necessary with the owners of the utility or other
site facility for the rearrangement and bear all expenses in connection
therewith.
You must immediately notify the Engineer of any delays to your operations as
a direct result of underground main or trunk line facilities which were not
indicated on the plans or in the specifications or were located in a position
substantially different from that indicated on the plans or in the specifications,
or as a direct result of utility or other site facilities not being rearranged as
herein provided (other than delays in connection with rearrangements made
to facilitate your construction operations or delays due to a strike or labor
dispute). These delays will be considered City-caused delays within the
meaning of Section 8.9, "City-Caused Delays.," and compensation for the
delay will be determined in conformance with the provisions of said section.
You will be entitled to no other compensation for that delay.
Any delays to your operations as a direct result of utility or other site facilities
not being rearranged as provided in this Section, due to a strike or labor
dispute, will entitle your to an extension of time as provided in Section 8.8,
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“Liquidated Damages..” You will be entitled to no other compensation for that
delay.
8.11 Termination of Contract.
8.11.1 Termination of Contract for Cause.
If you should:
(1) be adjudged as bankrupt, or
(2) make a general assignment for the benefit of his creditors, or
(3) be appointed a receiver on account of his insolvency, or
(4) or any of his subcontractors should violate any of the provisions of the
Contract, or
(5) persistently or repeatedly refuse or should fail to supply enough properly
skilled workmen or proper materials, or otherwise fail to prosecute the
work with the diligence and force specified by the contract
(6) fail to make prompt payment to subcontractors or for material or for labor,
or
(7) persistently disregard laws, ordinances or the instructions of the
Engineer,
then the Engineer, upon the determination that sufficient cause exists to
justify such action, may, without prejudice to any other right or remedy, give
written notice to you and his Surety of its intention to terminate the Contract,
and unless within 7 calendar days after the giving of such notice such
violation must cease and satisfactory arrangements for correction thereof be
made, the Contract must, upon expiration of said 7 calendar days, cease and
terminate. In the event of any such termination, Engineer must immediately
give written notice thereof to the Surety and you, and the Surety will have the
right to take over and perform the Contract, provided, however, that if the
Surety within the 10 calendar days after the giving of notice of termination
does not give the Engineer written notice of its intention to take over and
perform the Contract or does not commence performance thereof within the
10 calendar days stated above from the date of the giving of such notice, the
Engineer may take over the work and prosecute the same to completion by
contract or by any other method it may deem advisable, for the account and
at your expense, and you and his Surety will be liable to City for any excess
cost occasioned by the Engineer thereby, and in such event the Engineer
may without liability for so doing, take possession of and utilize in completing
the work, such as may be on the site of the Work and necessary therefore
and complete the work by whatever reasonable method the Engineer may
deem expedient. In such cases you will not be entitled to receive any further
payment until the work is finished.
If the unpaid balance of the Contract Sum exceeds costs of completing the
Work, including compensation for professional services and expenses made
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necessary thereby, such excess must be paid to you. If such costs exceed
the unpaid balance, you must pay the difference to the City. The amount to
be paid to you, or City, as the case may be, will be certified by the City
Representative upon application. This payment obligation will survive
completion of the Project.
8.11.2 Termination of Contract for Convenience.
The Engineer may terminate the contract when termination is authorized by
provisions of the contract, or for discovery of unforeseen or unusual
conditions or at any time upon a determination by the Engineer that
termination of the contract is in the best interest of the Engineer.
If the Engineer elects to terminate the contract, the termination of the contract
and the total compensation payable to you will be governed by the following:
(1) The Engineer will issue you a written notice signed by the awarding body,
specifying that the contract be terminated. Upon receipt of the written
notice, you will be relieved of further responsibility for damage to the work
(excluding materials) as specified in Section 7.30, "Contractor’s
Responsibility for the Work and Materials.," and, except as otherwise
directed in writing by the Engineer, you must:
a. Stop all work under the contract except that specifically directed to be
completed prior to acceptance.
b. Perform work the Engineer deems necessary to secure the project for
termination.
c. Remove equipment from the site of the work.
d. Take action that is necessary to protect materials from damage.
e. Notify all subcontractors and suppliers that the contract is being
terminated and that their contracts or orders are not to be further
performed unless otherwise authorized in writing by the Engineer.
f. Provide the Engineer with an inventory list of all materials previously
produced, purchased or ordered from suppliers for use in the work
and not yet used in the work, including its storage location, and such
other information as the Engineer may request.
g. Dispose of materials not yet used in the work as directed by the
Engineer. It must be your responsibility to provide the Engineer with
good title to all materials purchased by the City hereunder, including
materials for which partial payment has been made and with bills of
sale or other documents of title for those materials.
h. Subject to the prior written approval of the Engineer, settle all
outstanding liabilities and all claims arising out of subcontracts or
orders for materials terminated hereunder. To the extent directed by
the Engineer, you must assign to the Engineer all your right, title and
interest under subcontracts or orders for materials terminated
hereunder.
i. Furnish the Engineer with the documentation required to be furnished
by you under the provisions of the contract including, on projects as
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to which Federal funds are involved, all documentation required
under the Federal requirements included in the contract.
j. Take other actions directed by the Engineer.
(2) Acceptance of the contract as hereinafter specified must not relieve you
of responsibility for damage to materials. You must continue to be
responsible for damage to materials after issuance of the Notice of
Termination, except as follows:
a. Your responsibility for damage to materials for which partial payment
has been made and for materials furnished by the City for use in the
work and unused will terminate when the Engineer certifies that those
materials have been stored in the manner and at the locations the
Engineer has directed.
b. Your responsibility for damage to materials purchased by the City
subsequent to the issuance of the notice that the contract is to be
terminated must terminate when title and delivery of those materials
has been taken by the Engineer.
When the Engineer determines that you have completed the work under
the contract directed to be completed prior to termination and such other
work as may have been ordered to secure the project for termination, the
Engineer will formally accept the contract, and immediately upon and
after the acceptance by the Engineer, you will not be required to perform
any further work thereon and will be relieved of the contractual
responsibilities for injury to persons or property which occurs after the
formal acceptance of the project.
(3) Termination of the contract will not relieve the Surety of its obligation for
any just claims arising out of the work performed.
(4) The total compensation to be paid to you will be determined by the
Engineer on the basis of the following:
a. The reasonable cost to you, without profit, for all work performed
under the contract, including mobilization, demobilization and work
done to secure the project for termination. In determining the
reasonable cost, deductions will be made for the cost of materials to
be retained by you, amounts realized by the sale of materials, and for
other appropriate credits against the cost of the work. Deductions will
also be made, when the contract is terminated under the authority of
Section 7.31, "Damage by Storm, Flood, Tsunami or Earthquake." for
the cost of materials damaged by the "occurrence."
When, in the opinion of the Engineer, the cost of a contract item of
work is excessively high due to costs incurred to remedy or replace
defective or rejected work, the reasonable cost to be allowed will be
the estimated reasonable cost of performing that work in compliance
with the requirements of the plans and specifications and the
excessive actual cost will be disallowed.
b. A reasonable allowance for profit on the cost of the work performed
as determined under Subsection (a.), provided you establish to the
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satisfaction of the Engineer that it is reasonably probable that you
would have made a profit had the contract been completed and
provided further, that the profit allowed must in no event exceed 4%
of the cost.
c. The reasonable cost to you of handling material returned to the
vendor, delivered to the Engineer or otherwise disposed of as
directed by the Engineer.
d. A reasonable allowance for your administrative costs in determining
the amount payable due to termination of the contract.
All records of you and your subcontractors, necessary to determine
compensation in conformance with the provisions in this Section, will be
open to inspection or audit by representatives of the City at all times after
issuance of the notice that the contract is to be terminated and for a
period of 3 years, thereafter, and those records must be retained for that
period.
The provisions in this Section will be included in all subcontracts.
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9. PAYMENT AND COMPLETION
9.1 Scope of Payment.
You must accept the compensation provided in the contract as full payment for
furnishing all labor, materials, tools, equipment, and incidentals necessary to the
completed work and for performing all work contemplated and embraced under
the contract; also for loss or damage arising from the nature of the work, or from
the action of the elements, or from any unforeseen difficulties which may be
encountered during the prosecution of the work until the acceptance by the
Engineer and for all risks of every description connected with the prosecution of
the work, also for all expenses incurred in consequence of the suspension or
discontinuance of the work as provided in the contract; and for completing the
work according to the Contract Documents. Neither the payment of any estimate
nor of any retained percentage will relieve you of any obligation to make good
any defective work or material.
No compensation will be made in any case for loss of anticipated profits.
9.2 Force Account Payment.
Payment for Force Account Work will be subject to the approval of the Engineer
and compensation will be determined per Section 4.5.4, “Failure to Agree with
Proposed Costs & Force Account Work,” and Section 4.5.6, “Allowable Costs
and Markups for Change Orders and Force Account Work” of these General
Conditions.
9.3 Notice of Potential Claim
Claims for disputes between the parties arising under and by virtue of the
contract must be brought to the attention of the Engineer at the earliest possible
time. Notices of Potential Claims will be submitted and processed in accordance
with Section 5-1.43 of the Standard Specifications. References to “Changes” will
mean Section 4-1.05 “Changes and Extra Work”; references to “Differing Site
Conditions” will mean Section 4-1.06; references to “Time of Completion” will
mean Section 8-1.05 “Time””; references to “Liquidated Damages” will mean
Section 8-1.10; references to “Utility and Non-highway Facilities” will mean
Section 5-1.36D “Nonhighway Facilities” in the State Standard Specifications.
Referenced forms CEM-6201A, B and C can be found elsewhere in these
Contract Documents.
9.4 Stop Notices.
The City Finance Department will retain out of any money due or that may
become due to you, 125% of the value of any Stop Notice filed pursuant to Civil
Code, Section 9358 et. seq.
9.5 Partial Payments. (Progress Payments)
9.5.1 Schedule of Values.
You must prepare a schedule of the estimated values of each of the
various parts of the job and the total of all parts that must equal the
contract sum. Said schedule will be on AIA Form G703 or similar form
PAYMENT AND COMPLETION
General Conditions
77
and will be subject to the Engineer’s approval. Submit the Schedule of
Values for review by the Engineer at or before the pre-construction
conference.
The Engineer will use the Schedule of Values for verifying the amount of
each progress payment. Provide a breakdown of the contract sum in
enough detail to facilitate continued evaluation of Applications for
Payment and progress reports.
Coordinate the Schedule of Values line items with the Construction
Schedule detailed tasks. Provide several line items for principal
subcontract amounts, where appropriate.
Provide a separate line item in the Schedule of Values for each part of
the Work where Applications for Payment may include materials or
equipment purchased or fabricated and stored, but not yet installed.
Each item in the Schedule of Values and Applications for Payment must
be complete. Include total cost and proportionate share of general
overhead and profit for each item. Temporary facilities, mobilization,
demobilization, and other major cost items that are not direct cost of
actual work-in-place must be shown as separate line items in the
Schedule of Values.
Update and resubmit the Schedule of Values before the next Applications
for Payment when Change Orders or Construction Change Directives
result in a change in the Contract Sum.
9.5.2 Application for Payment.
Once each month, you must prepare and forward to the Engineer, a
statement in writing, updating the approved Schedule of Values,
indicating the total amount of the work completed and the acceptable
materials furnished and delivered by you on the ground and not used, or
acceptable materials furnished and stored (if such storage is subject to or
under the control of City), for use in the performance of this Contract to
the time of such statement and the value thereof.
Submit one (1) signed original copy of the Application for Payment to City
Representative by the 5th day of each month.
9.5.3 Withholding of Retention.
City must retain 5% of the value of the work done, and 50% of the value
of the materials so estimated to have been furnished and delivered and
unused or furnished and stored as aforesaid as part security for the
fulfillment of this Contract by you and any amounts to be retained under
provisions of the contract. In accordance with Section 9.6, “Substitution of
Securities,” you, at your expense, may create an escrow account in
accordance with Public Contracts Code and Civil Code specifically for
this project.
PAYMENT AND COMPLETION
General Conditions
78
9.5.4 Monthly Payment.
Upon your written approval of the Application for Payment, the Engineer
must, within 30 calendar days of receipt, pay to you, while carrying on the
Work, the undisputed balance not retained, as aforesaid, after deducting
there from all previous payments and all sums to be kept or retained
under the provisions of law or of this Contract.
No monthly statement or payment will be required to be made when in
judgment of the Engineer, the work is not proceeding in accordance with
the provisions of the contract or when in his judgment the total value of
the work completed since the last payment amounts to less than $300.
No such statement or payment will be construed to be an acceptance of
any defective work or improper materials.
9.5.5 Interest Due.
Pursuant to Section 20104.5 of the Public Contract Code, failure by the
City to make any progress payment within 30 days after receipt of an
undisputed and properly submitted payment request must pay interest to
you equivalent to the legal rate set forth in Section 685.010 subsection
(a) of the code of Civil Procedure.
9.5.6 Correction of Statement and Withholding of Payment.
No inaccuracy or error in said statement will operate to release you or
any surety from damages arising from such work or from enforcing each
and every provision of this Contract. For a period of 3 years after
acceptance of the work, all statements and payments will be subject to
correction and adjustment for clerical errors. You and the Engineer agree
to pay to the other any sum due under the provisions of this section
except, however, if the total sum to be paid is less than $200 then no
payment will be made.
9.6 Substitution of Securities
Upon your request, pursuant to Public Contract Code Section 22300, the
Engineer will make payment of funds withheld from progress payments to
ensure performance of the contract if you deposit in escrow with the City, or with
a bank acceptable to the Engineer, securities equivalent to the amount withheld.
You must be beneficial owner of any securities substituted for moneys withheld
and will receive any interest thereon. Upon satisfactory completion of the
contract, the securities must be returned to you.
Alternatively, upon your request, the Engineer will make payment of retentions
earned directly to the escrow agent. You may direct the investment of the
payments into securities, and you will receive the interest earned on the
investments upon the same terms provided for securities deposited by you.
Upon satisfactory completion of the contract, you will receive from the escrow
agent all securities, interest and payments received by the escrow agent from
the City, pursuant to the terms in Section 22300 of the Public Contract Code.
PAYMENT AND COMPLETION
General Conditions
79
Securities eligible for investment will include those listed in Section 16430 of the
Government Code, bank or savings and loan certificates of deposit, interest-
bearing demand deposit accounts, standby letters of credit or any other security
mutually agreed to by you and the Department.
The escrow agreement used pursuant to this Section will be substantially similar
to the "Escrow Agreement for Security Deposits In Lieu of Retention" in Section
10263 of the Public Contract Code, deemed as incorporated herein by
reference.
You must obtain the written consent of the surety to the agreement.
9.7 Project Completion and Final Payments.
9.7.1 Substantial Completion:
(1) You must request in writing a Substantial Completion Inspection for
the Work when you feel that the Work is sufficiently complete and at
least 10 calendar days prior to the expiration of the Contract Time
established by the contract.
(2) A Punch List of items to be completed and/or corrected must be
prepared by you and presented to the Engineer with the request for
inspection. You must certify that the remaining items of work will be
completed before the expiration of the Contract Time and that the
remaining items of work do not in any way negatively impact the
City’s full and complete use of the Work. Failure to include any items
on the punch lists must not alter your responsibility to complete all
the Work in accordance with the Contract Documents.
(3) The Engineer will determine the validity of the request and respond
stating a time and date of the Substantial Completion Inspection.
(4) Prior to the Substantial Completion Inspection and within sufficient
time for review by the Engineer, you must submit all catalog data,
complete operating and maintenance instructions, certificates,
warranties, written guarantees and related documents as required by
the Contract Documents.
(5) The City, Architect and other consultants responsible for review of
the project must conduct an inspection of the Work. The Engineer
must review the Punch List, incorporating additional comments from
the inspection for completion and/or correction by you for a Final
Punch List.
(6) Upon completion of all of the Final Punch List items, you must submit
a "Contractor's Notice of Final Completion" in accordance with the
procedures stated in Section 9.7.2 below.
Failure by you to complete any items on the Final Punch List within
the Contract time allows the Engineer to require performance of
same by your Surety or otherwise arrange for completion of those
items of work and to deduct all of the costs thereof and any liquidated
PAYMENT AND COMPLETION
General Conditions
80
damages or actual damages incurred from the Final Payment by
deductive Change Order.
9.7.2 Final Completion And Acceptance Of The Work.
Final Completion and Acceptance of the Work will be made in
accordance with the following steps and conditions:
(1) Contractor's Notice of Final Completion. You must submit to the
Engineer written notice that the Work is complete and ready for Final
Inspection and acceptance.
(2) Contractor Submittals. Before the Final Inspection and after the Final
Punch List Corrections have been made, you must submit the
following items to the Engineer:
a. Contractors Guarantee. See form provided in the Contract
Documents.
b. Manufacturer’s Guarantees: You must submit any Guarantees
required by provisions of the Contract
c. Operations and Maintenance Data/Manuals. Provide all
operations and maintenance manuals as required per the various
specifications.
d. Record Drawings and Specifications: You must submit Record
Drawings and Specifications in accordance with Section 4.4,
“Record Drawings and Specifications of these Contract
Documents.
(3) Final Inspection: Upon receipt of "Contractor's Notice of Final
Completion" and your Submittals listed in the previous section, the
Engineer will promptly make the Final Inspection. The Engineer,
upon final inspection and determination that the Work provided for in
this Contract has been completed, will recommend to the awarding
body or their authorized representative, that the project be accepted.
(4) Formal Acceptance. The date of acceptance of the work will be the
date that the awarding body or their authorized representative
formally accepts the work.
(5) Notice of Completion: The Engineer will file the Notice of Completion
with the County within 5 days of Formal Acceptance.
9.7.3 Final Payment and Claims.
Final payment and claims procedures must be in accordance with
Section 9-1.17B, “Final Payment and Claims” of the City’s Standard
Specifications except as herein modified. References to “Changes” will
mean Section 4.105, “Changes and Extra Work.” References to “Differing
Site Conditions,” will mean Section 4-1.06, References to 8-1.06, “Time
of Completion,” will mean 8-1.05 “Time”. References to “Liquidated
Damages” will mean Section 8-1.10 “Liquidated Damages”; references to
PAYMENT AND COMPLETION
General Conditions
81
“Utility and Non-highway Facilities” will mean Section 5-1.36D
“Nonhighway Facilities” in the State Standard Specifications.
9.8 Non-Waiver.
Neither acceptance of, nor payment for, the Work or any part thereof, nor any
extension of time nor any possession taken by the Engineer, will operate as a
waiver of any of the provisions of this Contract, nor will a waiver of any breach
of this Contract, be held to be a waiver of any other or subsequent breach. In
addition, recordation of Notice of Completion will not be deemed an acceptance
of latent defects nor will it constitute a waiver of any of the provisions of this
Contract
END OF GENERAL CONDITIONS
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TABLE OF CONTENTS Page 1 of 2
TABLE OF CONTENTS
DIVISION 2 – EXISTING CONDITIONS
SECTION 024119 – SELECTIVE STRUCTURAL DEMOLITION
DIVISION 3 – CONCRETE
SECTION 033000 – CAST-IN-PLACE CONCRETE
DIVISION 5 – METALS
SECTION 054000 – COLD-FORMED METAL FRAMING
DIVISION 6 – WOOD AND PLASTICS
SECTION 062023 – INTERIOR FINISH CARPENTRY
DIVISION 8 – DOORS AND WINDOWS
SECTION 081113 – HOLLOW METAL DOORS AND FRAMES
SECTION 084213 – ALUMINUM FRAMED ENTRANCES
SECTION 087100 – DOOR HARDWARE
DIVISION 9 – FINISHES
SECTION 092900 – GYPSUM BOARD
SECTION 093000 – TILING
SECTION 095123 – ACOUSTICAL TILE CEILINGS
SECTION 096513 – RESILIENT BASE AND ACCESSORIES
SECTION 096516 – RESILIENT SHEET FLOORING
SECTION 099123 – INTERIOR PAINTING
DIVISION 10 – SPECIALTIES
SECTION 101400 - SIGNAGE
DIVISION 22 – PLUMBING
SECTION 220523 – GENERAL – DUTY VALVES FOR PLUMBING PIPING
SECTION 220553 – IDENTIFICATION FOR PLUMBING PIPING AND EQUIPMENT
SECTION 220719 – PLUMBING PIPING INSULATION
SECTION 221316 – SANITARY WASTE AND VENT PIPING
SECTION 223400 – FUEL-FIRED, DOMESTIC WATER HEATERS
DIVISION 23 – MECHANICAL
SECTION 231123 – FACILITY NATURAL-GAS PIPING
SECTION 233113 – METAL DUCTS
SECTION 233713 – DIFFUSERS, REGISTERS, AND GRILLS
SECTION 237413 – PACKAGED, OUTDOOR, CENTRAL-STATION AIR-HANDLING UNITS
DIVISION 26 – ELECTRICAL
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TABLE OF CONTENTS Page 2 of 2
SECTION 260519 – LOW-VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES
SECTION 260529 – HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS
SECTION 260533 – RACEWAYS AND BOXES FOR ELECTRICAL SYSTEMS
SECTION 260923 – LIGHTING CONTROL DEVICES
SECTION 262816 – ENCLOSED SWITCHES AND CIRCUIT BREAKERS
SECTION 265100 – INTERIOR LIGHTING
SECTION 265600 – EXTERIOR LIGHTING
END OF TABLE OF CONTENTS
Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
SECTION 024119 - SELECTIVE STRUCTURE DEMOLITION
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Demolition and removal of selected portions of building or structure.
2. Demolition and removal of selected site elements.
3. Salvage of existing items to be reused or recycled.
1.2 DEFINITIONS
A. Remove: Detach items from existing construction and legally dispose of them off-site unless
indicated to be removed and salvaged or removed and reinstalled.
B. Remove and Salvage: Carefully detach from existing construction, in a manner to prevent
damage, and deliver to city ready for reuse.
C. Remove and Reinstall: Detach items from existing construction, prepare for reuse, and reinstall
where indicated.
D. Existing to Remain: Existing items of construction that are not to be permanently removed and
that are not otherwise indicated to be removed, removed and salvaged, or removed and
reinstalled.
1.3 PREINSTALLATION MEETINGS
A. Predemolition Conference: Conduct conference at Project site.
1.4 CLOSEOUT SUBMITTALS
A. Landfill Records: Indicate receipt and acceptance of hazardous wastes by a landfill facility
licensed to accept hazardous wastes.
1.5 FIELD CONDITIONS
A. Owner will occupy portions of building immediately adjacent to selective demolition area.
Conduct selective demolition so city’s operations will not be disrupted.
B. Conditions existing at time of inspection for bidding purpose will be maintained by city as far as
practical.
SELECTIVE STRUCTURE DEMOLITION 024119 - 1
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C. Notify Architect of discrepancies between existing conditions and Drawings before proceeding
with selective demolition.
D. Storage or sale of removed items or materials on-site is not permitted.
E. Utility Service: Maintain existing utilities indicated to remain in service and protect them
against damage during selective demolition operations.
1. Maintain fire-protection facilities in service during selective demolition operations.
1.6 WARRANTY
A. Existing Warranties: Remove, replace, patch, and repair materials and surfaces cut or damaged
during selective demolition, by methods and with materials so as not to void existing warranties.
PART 2 - PRODUCTS
2.1 PEFORMANCE REQUIREMENTS
A. Regulatory Requirements: Comply with governing EPA notification regulations before
beginning selective demolition. Comply with hauling and disposal regulations of authorities
having jurisdiction.
B. Standards: Comply with ANSI/ASSE A10.6 and NFPA 241.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Verify that utilities have been disconnected and capped before starting selective demolition
operations.
B. Survey existing conditions and correlate with requirements indicated to determine extent of
selective demolition required.
C. When unanticipated mechanical, electrical, or structural elements that conflict with intended
function or design are encountered, investigate and measure the nature and extent of conflict.
Promptly submit a written report to city.
D. Survey of Existing Conditions: Record existing conditions by use of measured drawings and
preconstruction photographs.
SELECTIVE STRUCTURE DEMOLITION 024119 - 2
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3.2 UTILITY SERVICES AND MECHANICAL/ELECTRICAL SYSTEMS
A. Existing Services/Systems to Remain: Maintain services/systems indicated to remain and
protect them against damage.
1. Comply with requirements for existing services/systems interruptions specified in
Division 01 Section "Summary of work."
B. Existing Services/Systems to Be Removed, Relocated, or Abandoned: Locate, identify,
disconnect, and seal or cap off indicated utility services and mechanical/electrical systems
serving areas to be selectively demolished.
1. City will arrange to shut off indicated services/systems when requested by Contractor.
2. If services/systems are required to be removed, relocated, or abandoned, provide
temporary services/systems that bypass area of selective demolition and that maintain
continuity of services/systems to other parts of building.
3. Disconnect, demolish, and remove fire-suppression systems, plumbing, and HVAC
systems, equipment, and components indicated to be removed.
a. Piping to Be Removed: Remove portion of piping indicated to be removed and
cap or plug remaining piping with same or compatible piping material.
b. Piping to Be Abandoned in Place: Drain piping and cap or plug piping with same
or compatible piping material.
c. Equipment to Be Removed: Disconnect and cap services and remove equipment.
d. Equipment to Be Removed and Reinstalled: Disconnect and cap services and
remove, clean, and store equipment; when appropriate, reinstall, reconnect, and
make equipment operational.
e. Equipment to Be Removed and Salvaged: Disconnect and cap services and
remove equipment and deliver to city.
f. Ducts to Be Removed: Remove portion of ducts indicated to be removed and plug
remaining ducts with same or compatible ductwork material.
g. Ducts to Be Abandoned in Place: Cap or plug ducts with same or compatible
ductwork material.
3.3 PREPARATION
A. Site Access and Temporary Controls: Conduct selective demolition and debris-removal
operations to ensure minimum interference with roads, streets, walks, walkways, and other
adjacent occupied and used facilities.
1. Comply with requirements for access and protection specified in Division 01 Section
“Construction Facilities and Temporary.”
B. Temporary Facilities: Provide temporary barricades and other protection required to prevent
injury to people and damage to adjacent buildings and facilities to remain.
SELECTIVE STRUCTURE DEMOLITION 024119 - 3
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C. Temporary Shoring: Provide and maintain shoring, bracing, and structural supports as required
to preserve stability and prevent movement, settlement, or collapse of construction and finishes
to remain, and to prevent unexpected or uncontrolled movement or collapse of construction
being demolished.
3.4 SELECTIVE DEMOLITION, GENERAL
A. General: Demolish and remove existing construction only to the extent required by new
construction and as indicated. Use methods required to complete the Work within limitations of
governing regulations and as follows:
1. Neatly cut openings and holes plumb, square, and true to dimensions required. Use
cutting methods least likely to damage construction to remain or adjoining construction.
Use hand tools or small power tools designed for sawing or grinding, not hammering and
chopping, to minimize disturbance of adjacent surfaces. Temporarily cover openings to
remain.
2. Cut or drill from the exposed or finished side into concealed surfaces to avoid marring
existing finished surfaces.
3. Do not use cutting torches until work area is cleared of flammable materials. At
concealed spaces, such as duct and pipe interiors, verify condition and contents of hidden
space before starting flame-cutting operations. Maintain portable fire-suppression
devices during flame-cutting operations.
4. Locate selective demolition equipment and remove debris and materials so as not to
impose excessive loads on supporting walls, floors, or framing.
5. Dispose of demolished items and materials promptly. Comply with requirements in
Division 01 Section "Construction Facilities and Temporary Controls."
B. Removed and Salvaged Items:
1. Clean salvaged items.
2. Pack or crate items after cleaning. Identify contents of containers.
3. Store items in a secure area until delivery to city.
4. Transport items to city's storage area designated by city.
5. Protect items from damage during transport and storage.
C. Removed and Reinstalled Items:
1. Clean and repair items to functional condition adequate for intended reuse.
2. Pack or crate items after cleaning and repairing. Identify contents of containers.
3. Protect items from damage during transport and storage.
4. Reinstall items in locations indicated. Comply with installation requirements for new
materials and equipment. Provide connections, supports, and miscellaneous materials
necessary to make item functional for use indicated.
D. Existing Items to Remain: Protect construction indicated to remain against damage and soiling
during selective demolition. When permitted by city, items may be removed to a suitable,
SELECTIVE STRUCTURE DEMOLITION 024119 - 4
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protected storage location during selective demolition and cleaned and reinstalled in their
original locations after selective demolition operations are complete.
3.5 DISPOSAL OF DEMOLISHED MATERIALS
A. General: Except for items or materials indicated to be recycled, reused, salvaged, reinstalled, or
otherwise indicated to remain city's property, remove demolished materials from Project
site and legally dispose of them in an EPA-approved landfill.
1. Do not allow demolished materials to accumulate on-site.
2. Remove and transport debris in a manner that will prevent spillage on adjacent surfaces
and areas.
3. Remove debris from elevated portions of building by chute, hoist, or other device that
will convey debris to grade level in a controlled descent.
4. Comply with requirements specified in Division 01 Section "Construction Facilities and
Temporary Controls."
5. Comply with City Standard forms and procedures
B. Burning: Do not burn demolished materials.
C. Disposal: Transport demolished materials off city's property and legally dispose of them.
3.6 CLEANING
A. Clean adjacent structures and improvements of dust, dirt, and debris caused by selective
demolition operations. Return adjacent areas to condition existing before selective demolition
operations began.
END OF SECTION 024119
SELECTIVE STRUCTURE DEMOLITION 024119 - 5
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CAST-IN-PLACE CONCRETE 033000 - 1
SECTION 033000 - CAST-IN-PLACE CONCRETE
PART 1 - GENERAL
1.1 SUMMARY
A. Section includes cast-in-place concrete, including formwork, reinforcement, concrete materials,
mixture design, placement procedures, and finishes.
1.2 SUBMITTALS
A. Product Data: For each type of product indicated.
B. Floor surface flatness and levelness measurements.
1.3 QUALITY ASSURANCE
A. Manufacturer Qualifications: A firm experienced in manufacturing ready-mixed concrete
products and that complies with ASTM C 94/C 94M requirements for production facilities and
equipment.
1. Manufacturer certified according to NRMCA's "Certification of Ready Mixed Concrete
Production Facilities."
B. Testing Agency Qualifications: An independent agency, acceptable to authorities having
jurisdiction, qualified according to ASTM C 1077 and ASTM E 329 for testing indicated.
C. ACI Publications: Comply with the following unless modified by requirements in the Contract
Documents:
1. ACI 301, "Specifications for Structural Concrete,"
2. ACI 117, "Specifications for Tolerances for Concrete Construction and Materials."
D. Preinstallation Conference: Conduct conference at Project Site.
PART 2 - PRODUCTS
2.1 FORM-FACING MATERIALS
A. Smooth-Formed Finished Concrete: Form-facing panels that will provide continuous, true, and
smooth concrete surfaces. Furnish in largest practicable sizes to minimize number of joints.
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CAST-IN-PLACE CONCRETE 033000 - 2
B. Rough-Formed Finished Concrete: Plywood, lumber, metal, or another approved material.
Provide lumber dressed on at least two edges and one side for tight fit.
2.2 STEEL REINFORCEMENT
A. Recycled Content of Steel Products: Provide products with an average recycled content of steel
products so postconsumer recycled content plus one-half of preconsumer recycled content is not
less than 60 percent.
B. Reinforcing Bars: ASTM A 615/A 615M, Grade 60 deformed or
1. Galvanized Reinforcing Bars: ASTM A 767/A 767M, Class II zinc coated after
fabrication and bending.
2. Epoxy-Coated Reinforcing Bars: ASTM A 775/A 775M, epoxy coated, with less than 2
percent damaged coating in each 12-inch bar length.
C. Deformed-Steel Welded Wire Reinforcement: ASTM A 497/A 497M, flat sheet.
D. Galvanized-Steel Welded Wire Reinforcement: ASTM A 185/A 185M, plain, fabricated from
galvanized-steel wire into flat sheets.
E. Bar Supports: Bolsters, chairs, spacers, and other devices for spacing, supporting, and fastening
reinforcing bars and welded wire reinforcement in place. Manufacture bar supports from steel
wire, plastic, or precast concrete according to CRSI's "Manual of Standard Practice.
2.3 CONCRETE MATERIALS
A. Cementitious Material: Use the following cementitious materials, of the same type, brand, and
source, throughout Project:
1. Portland Cement: ASTM C 150, Type I or Type II.
B. Normal-Weight Aggregates: ASTM C 33, graded.
1. Maximum Coarse-Aggregate Size: 1-1/2 inches nominal (Footings).
2. Fine Aggregate: Free of materials with deleterious reactivity to alkali in cement.
C. Water: ASTM C 94/C 94M and potable.
2.4 ADMIXTURES
A. Chemical Admixtures: Provide admixtures certified by manufacturer to be compatible with
other admixtures and that will not contribute water-soluble chloride ions exceeding those
permitted in hardened concrete. Do not use calcium chloride or admixtures containing calcium
chloride.
1. Water-Reducing Admixture: ASTM C 494/C 494M, Type A.
2. Retarding Admixture: ASTM C 494/C 494M, Type B.
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CAST-IN-PLACE CONCRETE 033000 - 3
3. Water-Reducing and Retarding Admixture: ASTM C 494/C 494M, Type D.
4. High-Range, Water-Reducing Admixture: ASTM C 494/C 494M, Type F.
5. High-Range, Water-Reducing and Retarding Admixture: ASTM C 494/C 494M,
Type G.
6. Plasticizing and Retarding Admixture: ASTM C 1017/C 1017M, Type II.
2.5 VAPOR RETARDERS
A. Sheet Vapor Retarder: ASTM E 1745, Class A. Include manufacturer's recommended adhesive
or pressure-sensitive tape.
B. Sheet Vapor Retarder: Polyethylene sheet, ASTM D 4397, not less than 10 mils thick.
2.6 CURING MATERIALS
A. Evaporation Retarder: Waterborne, monomolecular film forming, manufactured for application
to fresh concrete.
B. Absorptive Cover: AASHTO M 182, Class 2, burlap cloth made from jute or kenaf, weighing
approximately 9 oz./sq. yd. when dry.
C. Moisture-Retaining Cover: ASTM C 171, polyethylene film or white burlap-polyethylene
sheet.
D. Water: Potable.
E. Clear, Waterborne, Membrane-Forming Curing Compound: ASTM C 309, Type 1, Class B,
dissipating.
F. Clear, Waterborne, Membrane-Forming Curing Compound: ASTM C 309, Type 1, Class B,
nondissipating, certified by curing compound manufacturer to not interfere with bonding of
floor covering.
G. Clear, Solvent-Borne, Membrane-Forming Curing and Sealing Compound: ASTM C 1315,
Type 1, Class A.
H. Clear, Waterborne, Membrane-Forming Curing and Sealing Compound: ASTM C 1315,
Type 1, Class A.
2.7 CONCRETE MIXTURES
A. Prepare design mixtures for each type and strength of concrete, proportioned on the basis of
laboratory trial mixture or field test data, or both, according to ACI 301.
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CAST-IN-PLACE CONCRETE 033000 - 4
B. Cementitious Materials: Use fly ash, pozzolan, ground granulated blast-furnace slag, and silica
fume as needed to reduce the total amount of portland cement, which would otherwise be used,
by not less than 40 percent.
C. Admixtures: Use admixtures according to manufacturer's written instructions. Mix Design shall
be submitted to Architect and Engineer.
D. Proportion normal-weight concrete mixture as follows:
1. Minimum Compressive Strength: 3000 psi at 28 days.
2. Maximum Water-Cementitious Materials Ratio: 0.55 for all slabs, walls and columns
and 0.60 or less for all foundations.
3. Slump Limit: 5 inches at point of placement
4. Air Content: 5.5 percent, plus or minus 1.5 percent at point of delivery for 1-1/2-inch
nominal maximum aggregate size.
2.8 FABRICATING REINFORCEMENT
A. Fabricate steel reinforcement according to CRSI's "Manual of Standard Practice."
2.9 CONCRETE MIXING
A. Ready-Mixed Concrete: Measure, batch, mix, and deliver concrete according to
ASTM C 94/C 94M and furnish batch ticket information.
1. When air temperature is between 85 and 90 deg F, reduce mixing and delivery time from
1-1/2 hours to 75 minutes; when air temperature is above 90 deg F , reduce mixing and
delivery time to 60 minutes.
PART 3 - EXECUTION
3.1 FORMWORK
A. Design, erect, shore, brace, and maintain formwork, according to ACI 301, to support vertical,
lateral, static, and dynamic loads, and construction loads that might be applied, until structure
can support such loads.
B. Construct formwork so concrete members and structures are of size, shape, alignment,
elevation, and position indicated, within tolerance limits of ACI 117.
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CAST-IN-PLACE CONCRETE 033000 - 5
3.2 EMBEDDED ITEMS
A. Place and secure anchorage devices and other embedded items required for adjoining work that
is attached to or supported by cast-in-place concrete. Use setting drawings, templates,
diagrams, instructions, and directions furnished with items to be embedded.
3.3 VAPOR RETARDERS
A. Sheet Vapor Retarders: Place, protect, and repair sheet vapor retarder according to
ASTM E 1643 and manufacturer's written instructions.
1. Lap joints 6 inches and seal with manufacturer's recommended tape.
3.4 STEEL REINFORCEMENT
A. General: Comply with CRSI's "Manual of Standard Practice" for placing reinforcement.
1. Do not cut or puncture vapor retarder. Repair damage and reseal vapor retarder before
placing concrete.
3.5 CONCRETE PLACEMENT
A. Before placing concrete, verify that installation of formwork, reinforcement, and embedded
items is complete and that required inspections have been performed.
B. Deposit concrete continuously in one layer or in horizontal layers of such thickness that no new
concrete will be placed on concrete that has hardened enough to cause seams or planes of
weakness. If a section cannot be placed continuously, provide construction joints as indicated.
Deposit concrete to avoid segregation.
1. Consolidate placed concrete with mechanical vibrating equipment according to ACI 301.
C. Cold-Weather Placement: Comply with ACI 306.1.
D. Hot-Weather Placement: Comply with ACI 301.
3.6 FINISHING FLOORS AND SLABS
A. General: Comply with ACI 302.1R recommendations for screeding, restraightening, and
finishing operations for concrete surfaces. Do not wet concrete surfaces.
B. Float Finish: Consolidate surface with power-driven floats or by hand floating if area is small
or inaccessible to power driven floats. Restraighten, cut down high spots, and fill low spots.
Repeat float passes and restraightening until surface is left with a uniform, smooth, granular
texture.
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CAST-IN-PLACE CONCRETE 033000 - 6
3.7 CONCRETE PROTECTING AND CURING
A. General: Protect freshly placed concrete from premature drying and excessive cold or hot
temperatures. Comply with ACI 306.1 for cold-weather protection and ACI 301 for hot-
weather protection during curing.
B. Evaporation Retarder: Apply evaporation retarder to unformed concrete surfaces if hot, dry, or
windy conditions cause moisture loss approaching 0.2 lb/sq. ft. x h before and during finishing
operations. Apply according to manufacturer's written instructions after placing, screeding, and
bull floating or darbying concrete, but before float finishing.
C. Cure concrete according to ACI 308.1, by one or a combination of the following methods:
1. Moisture Curing: Keep surfaces continuously moist for not less than seven days.
2. Moisture-Retaining-Cover Curing: Cover concrete surfaces with moisture-retaining
cover for curing concrete, placed in widest practicable width, with sides and ends lapped
at least 12 inches, and sealed by waterproof tape or adhesive. Cure for not less than
seven days. Immediately repair any holes or tears during curing period using cover
material and waterproof tape.
3. Curing Compound: Apply uniformly in continuous operation by power spray or roller
according to manufacturer's written instructions. Recoat areas subjected to heavy rainfall
within three hours after initial application. Maintain continuity of coating and repair
damage during curing period.
a. Removal: After curing period has elapsed, remove curing compound without
damaging concrete surfaces by method recommended by curing compound
manufacturer.
4. Curing and Sealing Compound: Apply uniformly to floors and slabs indicated in a
continuous operation by power spray or roller according to manufacturer's written
instructions. Recoat areas subjected to heavy rainfall within three hours after initial
application. Repeat process 24 hours later and apply a second coat. Maintain continuity
of coating and repair damage during curing period.
3.8 CONCRETE SURFACE REPAIRS
A. Defective Concrete: Repair and patch defective areas when approved by city. Remove and
replace concrete that cannot be repaired and patched to city's approval.
3.9 CONCRETE SURFACE REPAIRS
A. Defective Concrete: Repair and patch defective areas when approved by Architect. Remove
and replace concrete that cannot be repaired and patched to Architect's approval.
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CAST-IN-PLACE CONCRETE 033000 - 7
3.10 FIELD QUALITY CONTROL
A. Testing and Inspecting: City will engage a qualified testing and inspecting agency to perform
field tests and inspections and prepare test reports.
END OF SECTION 033000
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SECTION 054000 - COLD-FORMED METAL FRAMING
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Load-bearing wall framing.
2. Exterior non-load-bearing wall framing.
1.2 ACTION SUBMITTALS
A. Product Data: For each type of cold-formed steel framing product and accessory.
1.3 QUALITY ASSURANCE
A. Comply with AISI S230 "Standard for Cold-Formed Steel Framing - Prescriptive Method for
One and Two Family Dwellings."
PART 2 - PRODUCTS
2.1 PERFORMANCE REQUIREMENTS
A. AISI Specifications and Standards: Unless more stringent requirements are indicated, comply
with AISI S100 and AISI S200.
B. Fire-Resistance Ratings: Comply with ASTM E 119; testing by a qualified testing agency.
1. Indicate design designations from UL's "Fire Resistance Directory" or from the listings of
another qualified testing agency.
2.2 COLD-FORMED STEEL FRAMING, GENERAL
A. Recycled Content of Steel Products: Postconsumer recycled content plus one-half of
preconsumer recycled content not less than 25 percent.
B. Steel Sheet: ASTM A 1003/A 1003M, Structural Grade, Type H, metallic coated, of grade and
coating weight as follows:
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2.3 EXTERIOR NON-LOAD-BEARING WALL FRAMING
A. Steel Studs: Manufacturer's standard C-shaped steel studs, of web depths indicated, punched,
with stiffened flanges, and as follows:
B. Steel Track: Manufacturer's standard U-shaped steel track, of web depths indicated, unpunched,
with unstiffened flanges, and matching minimum base-metal thickness of steel studs.
2.4 FRAMING ACCESSORIES
A. Fabricate steel-framing accessories from steel sheet, ASTM A 1003/A 1003M, Structural
Grade, Type H, metallic coated, of same grade and coating weight used for framing members.
B. Provide accessories of manufacturer's standard thickness and configuration.
2.5 ANCHORS, CLIPS, AND FASTENERS
A. Steel Shapes and Clips: ASTM A 36/A 36M, zinc coated by hot-dip process according to
ASTM A 123/A 123M.
B. Anchor Bolts: ASTM F 1554.
C. Expansion Anchors: Fabricated from corrosion-resistant materials, with allowable load or
strength design capacities calculated according to ICC-ES AC193 and ACI 318 greater than or
equal to the design load, as determined by testing per ASTM E 488 conducted by a qualified
testing agency.
D. Power-Actuated Anchors: Fastener system of type suitable for application indicated, fabricated
from corrosion-resistant materials, with allowable load capacities calculated according to ICC-
ES AC70, greater than or equal to the design load, as determined by testing per ASTM E 1190
conducted by a qualified testing agency.
E. Mechanical Fasteners: ASTM C 1513, corrosion-resistant-coated, self-drilling, self-tapping,
steel drill screws.
1. Head Type: Low-profile head beneath sheathing, manufacturer's standard elsewhere.
2.6 MISCELLANEOUS MATERIALS
A. Galvanizing Repair Paint: ASTM A 780.
B. Cement Grout: Portland cement, ASTM C 150, Type I; and clean, natural sand, ASTM C 404.
Mix at ratio of 1 part cement to 2-1/2 parts sand, by volume, with minimum water required for
placement and hydration.
C. Nonmetallic, Nonshrink Grout: Premixed, nonmetallic, noncorrosive, nonstaining grout
containing selected silica sands, portland cement, shrinkage-compensating agents, and
COLD-FORMED METAL FRAMING 054000 - 2
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plasticizing and water-reducing agents, complying with ASTM C 1107/C 1107M, with fluid
consistency and 30-minute working time.
D. Shims: Load bearing, high-density multimonomer plastic, and nonleaching; or of cold-formed
steel of same grade and coating as framing members supported by shims.
E. Sealer Gaskets: Closed-cell neoprene foam, 1/4 inch (6.4 mm) thick, selected from
manufacturer's standard widths to match width of bottom track or rim track members.
PART 3 - EXECUTION
3.1 PREPARATION
A. Install load bearing shims or grout between the underside of load-bearing wall bottom track and
the top of foundation wall or slab at locations with a gap larger than 1/4 inch (6 mm) to ensure a
uniform bearing surface on supporting concrete or masonry construction.
B. Install sealer gaskets at the underside of wall bottom track or rim track and at the top of
foundation wall or slab at stud or joist locations.
3.2 INSTALLATION, GENERAL
A. Cold-formed steel framing may be shop or field fabricated for installation, or it may be field
assembled.
B. Install cold-formed steel framing according to AISI S200 and to manufacturer's written
instructions unless more stringent requirements are indicated.
C. Install cold-formed steel framing and accessories plumb, square, and true to line, and with
connections securely fastened.
D. Install framing members in one-piece lengths.
E. Install temporary bracing and supports to secure framing and support loads comparable in
intensity to those for which structure was designed. Maintain braces and supports in place,
undisturbed, until entire integrated supporting structure has been completed and permanent
connections to framing are secured.
F. Do not bridge building expansion joints with cold-formed steel framing. Independently frame
both sides of joints.
G. Install insulation, specified in Section 072100 "Thermal Insulation," in built-up exterior framing
members, such as headers, sills, boxed joists, and multiple studs at openings, that are
inaccessible on completion of framing work.
H. Fasten hole reinforcing plate over web penetrations that exceed size of manufacturer's approved
or standard punched openings.
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I. Erection Tolerances: Install cold-formed steel framing level, plumb, and true to line to a
maximum allowable tolerance variation of 1/8 inch in 10 feet (1:960) and as follows:
1. Space individual framing members no more than plus or minus 1/8 inch (3 mm) from
plan location. Cumulative error shall not exceed minimum fastening requirements of
sheathing or other finishing materials.
3.3 EXTERIOR NON-LOAD-BEARING WALL INSTALLATION
A. Install continuous tracks sized to match studs. Align tracks accurately and securely anchor to
supporting structure as indicated.
B. Fasten both flanges of studs to top and bottom track unless otherwise indicated. Space studs as
follows:
1. Stud Spacing: 16 inches (406 mm).
C. Set studs plumb, except as needed for diagonal bracing or required for non-plumbing walls or
warped surfaces and similar requirements.
D. Isolate non-load-bearing steel framing from building structure to prevent transfer of vertical
loads while providing lateral support.
1. Install single deep-leg deflection tracks and anchor to building structure.
2. Install double deep-leg deflection tracks and anchor outer track to building structure.
3. Connect vertical deflection clips to studs and anchor to building structure.
4. Connect drift clips to cold-formed metal framing and anchor to building structure.
E. Install horizontal bridging in wall studs, spaced vertically in rows indicated on Shop Drawings
but not more than 48 inches (1220 mm) apart. Fasten at each stud intersection.
1. Bridging: Cold-rolled steel channel, welded or mechanically fastened to webs of punched
studs.
2. Bridging: Combination of flat, taut, steel sheet straps of width and thickness indicated
and stud-track solid blocking of width and thickness to match studs. Fasten flat straps to
stud flanges and secure solid blocking to stud webs or flanges.
3. Bridging: Proprietary bridging bars installed according to manufacturer's written
instructions.
F. Install miscellaneous framing and connections, including stud kickers, web stiffeners, clip
angles, continuous angles, anchors, and fasteners, to provide a complete and stable wall-framing
system.
3.4 FIELD QUALITY CONTROL
A. Testing: Owner will engage a qualified independent testing and inspecting agency to perform
field tests and inspections and prepare test reports.
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B. Field and shop welds will be subject to testing and inspecting.
C. Testing agency will report test results promptly and in writing to Contractor and Architect.
D. Remove and replace work where test results indicate that it does not comply with specified
requirements.
E. Additional testing and inspecting, at Contractor's expense, will be performed to determine
compliance of replaced or additional work with specified requirements.
3.5 REPAIRS AND PROTECTION
A. Galvanizing Repairs: Prepare and repair damaged galvanized coatings on fabricated and
installed cold-formed steel framing with galvanized repair paint according to ASTM A 780 and
manufacturer's written instructions.
B. Provide final protection and maintain conditions, in a manner acceptable to manufacturer and
Installer, that ensure that cold-formed steel framing is without damage or deterioration at time
of Substantial Completion.
END OF SECTION 054000
COLD-FORMED METAL FRAMING 054000 - 5
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SECTION 062023 - INTERIOR FINISH CARPENTRY
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and
Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Interior trim.
1.3 DEFINITIONS
A. MDF: Medium-density fiberboard.
B. MDO: Plywood with a medium-density overlay on the face.
1.4 ACTION SUBMITTALS
A. Product Data: For each type of process and factory-fabricated product. Indicate component materials,
dimensions, profiles, textures, and colors and include construction and application details.
1. Include data for wood-preservative treatment from chemical-treatment manufacturer and
certification by treating plant that treated materials comply with requirements. Indicate type of
preservative used and net amount of preservative retained. Include chemical-treatment
manufacturer's written instructions for finishing treated material.
2. For products receiving a waterborne treatment, include statement that moisture content of treated
materials was reduced before shipment to Project site to levels specified.
3. Include copies of warranties from chemical-treatment manufacturers for each type of treatment.
B. Samples for Initial Selection: For each type of product involving selection of colors, profiles, or textures.
1.5 DELIVERY, STORAGE, AND HANDLING
A. Stack lumber, plywood, and other panels flat with spacers between each bundle to provide air circulation.
Protect materials from weather by covering with waterproof sheeting, securely anchored. Provide for air
circulation around stacks and under coverings.
B. Deliver interior finish carpentry materials only when environmental conditions meet requirements
specified for installation areas. If interior finish carpentry materials must be stored in other than
installation areas, store only where environmental conditions meet requirements specified for installation
areas.
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1.6 FIELD CONDITIONS
A. Environmental Limitations: Do not deliver or install interior finish carpentry materials until building is
enclosed and weatherproof, wet work in space is completed and nominally dry, and HVAC system is
operating and maintaining temperature and relative humidity at occupancy levels during the remainder of
the construction period.
B. Do not install finish carpentry materials that are wet, moisture damaged, or mold damaged.
1. Indications that materials are wet or moisture damaged include, but are not limited to,
discoloration, sagging, or irregular shape.
2. Indications that materials are mold damaged include, but are not limited to, fuzzy or splotchy
surface contamination and discoloration.
PART 2 - PRODUCTS
2.1 MATERIALS, GENERAL
A. Regional Materials: The following wood products shall be manufactured within 500 miles of Project site
from materials that have been extracted, harvested, or recovered, as well as manufactured, within 500
miles of Project site.
1. Interior trim.
B. Certified Wood: The following wood products shall be produced from wood obtained from forests
certified by an FSC-accredited certification body to comply with FSC STD-01-001, "FSC Principles and
Criteria for Forest Stewardship":
1. Interior trim.
C. Low-Emitting Materials: Composite wood products shall comply with the testing and product
requirements of the California Department of Health Services' "Standard Practice for the Testing of
Volatile Organic Emissions from Various Sources Using Small-Scale Environmental Chambers."
D. Lumber: DOC PS 20 and the following grading rules:
1. NeLMA: Northeastern Lumber Manufacturers' Association, "Standard Grading Rules for
Northeastern Lumber."
2. NHLA: National Hardwood Lumber Association, "Rules for the Measurement and Inspection of
Hardwood & Cypress."
3. NLGA: National Lumber Grades Authority, "Standard Grading Rules for Canadian Lumber."
4. WCLIB: West Coast Lumber Inspection Bureau, Standard No. 17, "Grading Rules for West Coast
Lumber."
5. WWPA: Western Wood Products Association, "Western Lumber Grading Rules."
E. Factory mark each piece of lumber with grade stamp of inspection agency indicating grade, species,
moisture content at time of surfacing, and mill.
1. For exposed lumber, mark grade stamp on end or back of each piece, or omit grade stamp and
provide certificates of grade compliance issued by inspection agency.
F. Hardboard: AHA A135.4.
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G. MDF: ANSI A208.2, Grade 130, made with binder containing no urea-formaldehyde resin.
H. Particleboard: ANSI A208.1, Grade M-2, made with binder containing no urea-formaldehyde resin.
I. Melamine-Faced Particleboard: Particleboard complying with ANSI A208.1, Grade M-2, finished on
both faces with thermally fused, melamine-impregnated decorative paper and complying with
requirements of NEMA LD3, Grade VGL, for test methods 3.3, 3.4, 3.6, 3.8, and 3.10.
1. Color: White.
2.2 INTERIOR TRIM
A. Hardwood Lumber Trim for Transparent Finish (Stain or Clear Finish):
1. Species and Grade: Cherry; Clear; NHLA.
2. Maximum Moisture Content: 9 percent.
3. Finger Jointing: Not allowed.
4. Gluing for Width: Not allowed.
5. Veneered Material: Not allowed.
6. Face Surface: Surfaced (smooth).
7. Matching: Selected for compatible grain and color.
.
B. Hardwood Moldings for Transparent Finish (Stain or Clear Finish): WMMPA HWM 2, N-grade wood
moldings made to patterns included in WMMPA HWM 1.
1. Species: Cherry.
2. Kiln-dried softwood or MDF, with exposed surfaces veneered with species indicated, may be used
in lieu of solid wood.
3. Maximum Moisture Content: 9 percent.
4. Finger Jointing: Not allowed.
5. Matching: Selected for compatible grain and color.
.
2.3 PANELING
A. Hardwood Veneer Plywood Paneling: Manufacturer's stock hardwood plywood panels complying with
HPVA HP-1, made without urea-formaldehyde adhesive.
1. Manufacturers: Subject to compliance with requirements, available manufacturers offering
products that may be incorporated into the Work include, but are not limited to, the following:
2. Basis-of-Design Product: Subject to compliance with requirements, provide product indicated or
comparable product by one of the following:
a. Chesapeake Hardwood Products, Inc.
b. Georgia-Pacific Corp.
c. Holland Southwest International.
3. Face Veneer Species and Cut: Plain-quarter sliced cherry.
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4. Veneer Matching: slip matched Selected for similar color and grain.
5. Backing Veneer Species: Any hardwood compatible with face species.
6. Construction: Veneer core.
7. Thickness: 1/4 inch
8. Panel Size: 48 by 96 inches.
9. Glue Bond: Type II (interior).
10. Face Pattern: Manufacturer's standard flush faced vertical grain pattern, with ship-lapped edges.
11. Finish: Manufacturer's standard, transparent, UV-resistant, protective finish.
B. Hardboard Paneling: Interior factory-finished hardboard paneling complying with AHA 135.5.
1. Basis-of-Design Product: Subject to compliance with requirements, provide Marlite; Wood
Veneer Wall System or comparable product by one of the following:
a. Chesapeake Hardwood Products, Inc.
b. Georgia-Pacific Corp.
2. Thickness: 1/4 inch.
3. Finish: Class I.
4. Surface-Burning Characteristics: As follows, tested according to ASTM E 84:
a. Flame -Spread Index: 25 or less.
b. Smoke-Developed Index: 450 or less.
5. Colors, Textures, and Patterns: As indicated by manufacturer's designations.
2.4 MISCELLANEOUS MATERIALS
A. Fasteners for Interior Finish Carpentry: Nails, screws, and other anchoring devices of type, size, material,
and finish required for application indicated to provide secure attachment, concealed where possible.
B. Low-Emitting Materials: Adhesives shall comply with the testing and product requirements of the
California Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
C. Glue: Aliphatic-resin, polyurethane, or resorcinol wood glue recommended by manufacturer for general
carpentry use.
1. Wood glue shall have a VOC content of 30 g/L or less when calculated according to 40 CFR 59,
Subpart D (EPA Method 24).
D. Paneling Adhesive: Comply with paneling manufacturer's written recommendations for adhesives.
1. Adhesive shall have a VOC content of 50 g/L or less when calculated according to 40 CFR 59,
Subpart D (EPA Method 24).
E. Multipurpose Construction Adhesive: Formulation complying with ASTM D 3498 that is recommended
for indicated use by adhesive manufacturer.
1. Adhesive shall have a VOC content of 70 g/L or less when calculated according to 40 CFR 59,
Subpart D (EPA Method 24).
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2.5 FABRICATION
A. Ease edges of lumber less than 1 inch in nominal thickness to 1/16-inch radius and edges of lumber 1
inch or more in nominal thickness to 1/8-inch radius.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine substrates, with Installer present, for compliance with requirements for installation tolerances
and other conditions affecting performance.
B. Examine finish carpentry materials before installation. Reject materials that are wet, moisture damaged,
and mold damaged.
C. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 PREPARATION
A. Clean substrates of projections and substances detrimental to application.
B. Before installing interior finish carpentry, condition materials to average prevailing humidity in
installation areas for a minimum of 24 hours unless longer conditioning is recommended by
manufacturer.
3.3 INSTALLATION, GENERAL
A. Do not use materials that are unsound, warped, improperly treated or finished, inadequately seasoned, too
small to fabricate with proper jointing arrangements, or with defective surfaces, sizes, or patterns.
B. Install interior finish carpentry level, plumb, true, and aligned with adjacent materials. Use concealed
shims where necessary for alignment.
1. Scribe and cut interior finish carpentry to fit adjoining work. Refinish and seal cuts as
recommended by manufacturer.
2. Where face fastening is unavoidable, countersink fasteners, fill surface flush, and sand unless
otherwise indicated.
3. Install to tolerance of 1/8 inch in 96 inches for level and plumb. Install adjoining interior finish
carpentry with 1/32-inch maximum offset for flush installation and 1/16-inch maximum offset for
reveal installation.
4. Coordinate interior finish carpentry with materials and systems in or adjacent to it. Provide
cutouts for mechanical and electrical items that penetrate interior finish carpentry.
3.4 STANDING AND RUNNING TRIM INSTALLATION
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A. Install with minimum number of joints practical, using full-length pieces from maximum lengths of
lumber available. Do not use pieces less than 24 inches long, except where necessary. Stagger joints in
adjacent and related standing and running trim. Miter at returns, miter at outside corners, and cope at
inside corners to produce tight-fitting joints with full-surface contact throughout length of joint. Use
scarf joints for end-to-end joints. Plane backs of casings to provide uniform thickness across joints where
necessary for alignment.
1. Install without splitting; drill pilot holes before fastening where necessary to prevent splitting.
Fasten to prevent movement or warping. Countersink fastener heads on exposed carpentry work
and fill holes.
3.5 ADJUSTING
A. Replace interior finish carpentry that is damaged or does not comply with requirements. Interior finish
carpentry may be repaired or refinished if work complies with requirements and shows no evidence of
repair or refinishing. Adjust joinery for uniform appearance.
3.6 CLEANING
A. Clean interior finish carpentry on exposed and semiexposed surfaces. Restore damaged or soiled areas
and touch up factory-applied finishes, if any.
3.7 PROTECTION
A. Protect installed products from damage from weather and other causes during construction.
B. Remove and replace finish carpentry materials that are wet, moisture damaged, and mold damaged.
1. Indications that materials are wet or moisture damaged include, but are not limited to,
discoloration, sagging, or irregular shape.
2. Indications that materials are mold damaged include, but are not limited to, fuzzy or splotchy
surface contamination and discoloration.
END OF SECTION 062023
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SECTION 081113 - HOLLOW METAL DOORS AND FRAMES
PART 1 - GENERAL
1.1 SUMMARY
A. Section includes hollow-metal work.
1.2 DEFINITIONS
A. Minimum Thickness: Minimum thickness of base metal without coatings according to
NAAMM-HMMA 803 or SDI A250.8.
1.3 ACTION SUBMITTALS
A. Product Data: For each type of product.
B. Shop Drawings: Include elevations, door edge details, frame profiles, metal thicknesses,
preparations for hardware, and other details.
C. Schedule: Prepared by or under the supervision of supplier, using same reference numbers for
details and openings as those on Drawings.
PART 2 - PRODUCTS
2.1 MANUFACTURERS
A. <Double click here to find, evaluate, and insert list of manufacturers and products.>
1. Amweld
2. Benchmark
3. CECO
4. Deansteel
5. Fleming
6. Kewanee
7. Steelcraft
8. Windsor Republic
B. Heavy-Duty Doors and Frames: SDI A250.8, Level 2. At locations indicated in the plans
1. Physical Performance: Level B according to SDI A250.4.
2. Doors:
a. Type: As indicated in the Door and Frame Schedule.
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b. Thickness: 1-3/4 inches (44.5 mm).
c. Face: Uncoated cold-rolled steel sheet, minimum thickness of 0.042 inch (1.0
mm).
d. Edge Construction: Model 2, Seamless.
e. Core: Manufacturer's standard.
3. Frames:
a. Materials: Uncoated, steel sheet, minimum thickness of 0.053 inch (1.3 mm).
b. Construction: Match existing.
4. Exposed Finish: [Prime] [Factory].
2.2 FRAME ANCHORS
A. Jamb Anchors:
1. Stud-Wall Type: Designed to engage stud, welded to back of frames; not less than 0.042
inch (1.0 mm) thick.
B. Floor Anchors: Formed from same material as frames, minimum thickness of 0.042 inch (1.0
mm), and as follows:
1. Monolithic Concrete Slabs: Clip-type anchors, with two holes to receive fasteners.
2. Separate Topping Concrete Slabs: Adjustable-type anchors with extension clips, allowing
not less than 2-inch (51-mm) height adjustment. Terminate bottom of frames at finish
floor surface.
2.3 MATERIALS
A. Recycled Content of Steel Products: Postconsumer recycled content plus one-half of
preconsumer recycled content not less than 25 percent.
B. Cold-Rolled Steel Sheet: ASTM A 1008/A 1008M, Commercial Steel (CS), Type B; suitable
for exposed applications.
C. Hot-Rolled Steel Sheet: ASTM A 1011/A 1011M, Commercial Steel (CS), Type B; free of
scale, pitting, or surface defects; pickled and oiled.
D. Metallic-Coated Steel Sheet: ASTM A 653/A 653M, Commercial Steel (CS), Type B.
E. Frame Anchors: ASTM A 879/A 879M, Commercial Steel (CS), 04Z (12G) coating
designation; mill phosphatized.
1. For anchors built into exterior walls, steel sheet complying with ASTM A 1008/A 1008M
or ASTM A 1011/A 1011M, hot-dip galvanized according to ASTM A 153/A 153M,
Class B.
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F. Inserts, Bolts, and Fasteners: Hot-dip galvanized according to ASTM A 153/A 153M.
G. Power-Actuated Fasteners in Concrete: From corrosion-resistant materials.
H. Grout: ASTM C 476, except with a maximum slump of 4 inches (102 mm), as measured
according to ASTM C 143/C 143M.
I. Mineral-Fiber Insulation: ASTM C 665, Type I (blankets without membrane facing).
J. Glazing: Section 088000 "Glazing."
K. Bituminous Coating: Cold-applied asphalt mastic, compounded for 15-mil (0.4-mm) dry film
thickness per coat.
2.4 FABRICATION
A. Fabricate hollow-metal work to be rigid and free of defects, warp, or buckle. Accurately form
metal to required sizes and profiles, with minimum radius for metal thickness. Where practical,
fit and assemble units in manufacturer's plant. To ensure proper assembly at Project site, clearly
identify work that cannot be permanently factory assembled before shipment.
B. Hollow-Metal Doors:
1. Exterior Doors: Provide weep-hole openings in bottoms of exterior doors to permit
moisture to escape. Seal joints in top edges of doors against water penetration.
2. Astragals: Provide overlapping astragal on one leaf of pairs of doors where required by
NFPA 80 for fire-performance rating or where indicated.
C. Hollow-Metal Frames: Where frames are fabricated in sections due to shipping or handling
limitations, provide alignment plates or angles at each joint, fabricated of same thickness metal
as frames.
1. Provide countersunk, flat- or oval-head exposed screws and bolts for exposed fasteners
unless otherwise indicated.
2. Floor Anchors: Weld anchors to bottoms of jambs with at least four spot welds per
anchor; however, for slip-on drywall frames, provide anchor clips or countersunk holes at
bottoms of jambs.
3. Jamb Anchors: Provide number and spacing of anchors as follows:
a. Stud-Wall Type: Locate anchors not more than 18 inches (457 mm) from top and
bottom of frame. Space anchors not more than 32 inches (813 mm) o.c. and as
follows:
1) Three anchors per jamb up to 60 inches (1524 mm) high.
2) Four anchors per jamb from 60 to 90 inches (1524 to 2286 mm) high.
3) Five anchors per jamb from 90 to 96 inches (2286 to 2438 mm) high.
4) Five anchors per jamb plus one additional anchor per jamb for each 24
inches (610 mm) or fraction thereof above 96 inches (2438 mm) high.
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4. Door Silencers: Except on weather-stripped frames, drill stops to receive door silencers.
a. Single-Door Frames: Drill stop in strike jamb to receive three door silencers.
b. Double-Door Frames: Drill stop in head jamb to receive two door silencers.
D. Hardware Preparation: Factory prepare hollow-metal work to receive templated mortised
hardware; include cutouts, reinforcement, mortising, drilling, and tapping according to
SDI A250.6, the Door Hardware Schedule, and templates.
1. Reinforce doors and frames to receive nontemplated, mortised, and surface-mounted door
hardware.
2. Comply with applicable requirements in SDI A250.6 and BHMA A156.115 for
preparation of hollow-metal work for hardware.
2.5 STEEL FINISHES
A. Prime Finish: Clean, pretreat, and apply manufacturer's standard primer.
1. Shop Primer: SDI A250.10.
PART 3 - EXECUTION
3.1 INSTALLATION
A. Hollow-Metal Frames: Install hollow-metal frames for doors, transoms, sidelites, borrowed
lites, and other openings, of size and profile indicated. Comply with SDI A250.11 or NAAMM-
HMMA 840 as required by standards specified.
1. Set frames accurately in position; plumbed, aligned, and braced securely until permanent
anchors are set. After wall construction is complete, remove temporary braces, leaving
surfaces smooth and undamaged.
a. At fire-rated openings, install frames according to NFPA 80.
b. Where frames are fabricated in sections because of shipping or handling
limitations, field splice at approved locations by welding face joint continuously;
grind, fill, dress, and make splice smooth, flush, and invisible on exposed faces.
c. Install frames with removable stops located on secure side of opening.
d. Install door silencers in frames before grouting.
e. Remove temporary braces necessary for installation only after frames have been
properly set and secured.
f. Check plumb, square, and twist of frames as walls are constructed. Shim as
necessary to comply with installation tolerances.
g. Field apply bituminous coating to backs of frames that will be filled with grout
containing antifreezing agents.
2. Floor Anchors: Provide floor anchors for each jamb and mullion that extends to floor,
and secure with postinstalled expansion anchors.
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a. Floor anchors may be set with power-actuated fasteners instead of postinstalled
expansion anchors if so indicated and approved on Shop Drawings.
3. Metal-Stud Partitions: Solidly pack mineral-fiber insulation inside frames.
4. Installation Tolerances: Adjust hollow-metal door frames for squareness, alignment,
twist, and plumb to the following tolerances:
a. Squareness: Plus or minus 1/16 inch (1.6 mm), measured at door rabbet on a line
90 degrees from jamb perpendicular to frame head.
b. Alignment: Plus or minus 1/16 inch (1.6 mm), measured at jambs on a horizontal
line parallel to plane of wall.
c. Twist: Plus or minus 1/16 inch (1.6 mm), measured at opposite face corners of
jambs on parallel lines, and perpendicular to plane of wall.
d. Plumbness: Plus or minus 1/16 inch (1.6 mm), measured at jambs at floor.
B. Hollow-Metal Doors: Fit hollow-metal doors accurately in frames, within clearances specified
below. Shim as necessary.
1. Non-Fire-Rated Steel Doors:
a. Between Door and Frame Jambs and Head: 1/8 inch (3.2 mm) plus or minus 1/32
inch (0.8 mm).
b. Between Edges of Pairs of Doors: 1/8 inch (3.2 mm) to 1/4 inch (6.3 mm) plus or
minus 1/32 inch (0.8 mm).
c. At Bottom of Door: [3/4 inch (19.1 mm)] [5/8 inch (15.8 mm)] plus or minus 1/32
inch (0.8 mm).
d. Between Door Face and Stop: 1/16 inch (1.6 mm) to 1/8 inch (3.2 mm) plus or
minus 1/32 inch (0.8 mm).
C. Glazing: Comply with installation requirements in Section 088000 "Glazing" and with hollow-
metal manufacturer's written instructions.
1. Secure stops with countersunk flat- or oval-head machine screws spaced uniformly not
more than 9 inches (230 mm) o.c. and not more than 2 inches (51 mm) o.c. from each
corner.
3.2 ADJUSTING AND CLEANING
A. Final Adjustments: Check and readjust operating hardware items immediately before final
inspection. Leave work in complete and proper operating condition. Remove and replace
defective work, including hollow-metal work that is warped, bowed, or otherwise unacceptable.
B. Prime-Coat Touchup: Immediately after erection, sand smooth rusted or damaged areas of
prime coat and apply touchup of compatible air-drying, rust-inhibitive primer.
C. Metallic-Coated Surface Touchup: Clean abraded areas and repair with galvanizing repair paint
according to manufacturer's written instructions.
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D. Touchup Painting: Cleaning and touchup painting of abraded areas of paint are specified in
painting Sections.
END OF SECTION 081113
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SECTION 084213 - ALUMINUM-FRAMED ENTRANCES
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Exterior manual-swing entrance doors and door-frame units.
2. Interior manual-swing entrance doors and door-frame units.
3. Sidelights.
4. Transoms.
1.2 ACTION SUBMITTALS
A. Product Data: For each type of product.
B. Shop Drawings: Include plans, elevations, sections, full-size details, and attachments to other
work.
1. Show connection to and continuity with adjacent thermal, weather, air, and vapor
barriers.
C. Entrance Door Hardware Schedule: Prepared by or under supervision of supplier, detailing
fabrication and assembly of entrance door hardware, as well as procedures and diagrams.
1.3 CLOSEOUT SUBMITTALS
A. Maintenance data.
1.4 QUALITY ASSURANCE
A. Installer Qualifications: An entity that employs installers and supervisors who are trained and
approved by manufacturer.
B. Testing Agency Qualifications: Qualified according to ASTM E 699 for testing indicated.
1.5 WARRANTY
A. Special Warranty: Manufacturer agrees to repair or replace components of aluminum-framed
entrances that do not comply with requirements or that fail in materials or workmanship within
specified warranty period.
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1. Warranty Period: Five years from date of Substantial Completion.
B. Special Finish Warranty: Standard form in which manufacturer agrees to repair finishes or
replace aluminum that shows evidence of deterioration of factory-applied finishes within
specified warranty period.
1. Warranty Period: Five years from date of Substantial Completion.
PART 2 - PRODUCTS
2.1 PERFORMANCE REQUIREMENTS
A. General Performance: Comply with performance requirements specified, as determined by
testing of aluminum-framed entrances representing those indicated for this Project without
failure due to defective manufacture, fabrication, installation, or other defects in construction.
B. Air Infiltration: Test according to ASTM E 283 for infiltration as follows:
1. Entrance Doors:
a. Single Doors: Maximum a ir leakage of 0.5 cfm/sq. ft. (2.54 L/s per sq. m) at a
static-air-pressure differential of 1.57 lbf/sq. ft. (75 Pa).
C. Water Penetration under Static Pressure: Test according to ASTM E 331 as follows:
1. No evidence of water penetration through fixed glazing and framing areas when tested
according to a minimum static-air-pressure differential of 20 percent of positive wind-
load design pressure, but not less than [6.24 lbf/sq. ft. (300 Pa).
D. Energy Performance: Certify and label energy performance according to NFRC as follows:
1. Thermal Transmittance (U-factor): Fixed glazing and framing areas shall have U-factor
of not more than [0.45 Btu/sq. ft. x h x deg F (2.55 W/sq. m x K) as determined according
to NFRC 100.
2. Solar Heat Gain Coefficient: Fixed glazing and framing areas shall have a solar heat gain
coefficient of no greater than 0.40 as determined according to NFRC 200.
3. Condensation Resistance: Fixed glazing and framing areas shall have an NFRC-certified
condensation resistance rating of no less than 45 as determined according to NFRC 500.
E. Thermal Movements: Allow for thermal movements resulting from ambient and surface
temperature changes:
1. Temperature Change: 120 deg F (67 deg C), ambient; 180 deg F (100 deg C), material
surfaces.
2.2 MANUFACTURERS
A. <Double click here to find, evaluate, and insert list of manufacturers and products.>
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1. EFCO Corporation
2. Kawneer north am.
3. Traco
4. YKK AP America Inc.
5. Vistawall
2.3 ENTRANCE DOOR SYSTEMS
A. Entrance Doors: Manufacturer's standard glazed entrance doors for manual-swing operation.
1. Door Construction: to match existing, extruded-aluminum tubular rail and stile members.
Mechanically fasten corners with reinforcing brackets that are deeply penetrated and fillet
welded or that incorporate concealed tie rods.
a. Thermal Construction: High-performance plastic connectors separate aluminum
members exposed to the exterior from members exposed to the interior.
2. Door Design: Match existing.
3. Glazing Stops and Gaskets: Match existing, snap-on, extruded-aluminum stops and
preformed gaskets.
a. Provide nonremovable glazing stops on outside of door.
B. Backer Plates: Manufacturer's standard, continuous backer plates for framing members, if not
integral, where framing abuts adjacent construction.
C. Brackets and Reinforcements: Manufacturer's standard high-strength aluminum with
nonstaining, nonferrous shims for aligning system components.
D. Materials:
1. Aluminum: Alloy and temper recommended by manufacturer for type of use and finish
indicated.
a. Sheet and Plate: ASTM B 209 (ASTM B 209M).
b. Extruded Bars, Rods, Profiles, and Tubes: ASTM B 221 (ASTM B 221M).
c. Extruded Structural Pipe and Tubes: ASTM B 429/B 429M.
d. Structural Profiles: ASTM B 308/B 308M.
2. Steel Reinforcement: Manufacturer's standard zinc-rich, corrosion-resistant primer
complying with SSPC-PS Guide No. 12.00; applied immediately after surface preparation
and pretreatment. Select surface preparation methods according to recommendations in
SSPC-SP COM, and prepare surfaces according to applicable SSPC standard.
a. Structural Shapes, Plates, and Bars: ASTM A 36/A 36M.
b. Cold-Rolled Sheet and Strip: ASTM A 1008/A 1008M.
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c. Hot-Rolled Sheet and Strip: ASTM A 1011/A 1011M.
2.4 ENTRANCE DOOR HARDWARE
A. Entrance Door Hardware: Hardware not specified in this Section is specified in Section 087100
"Door Hardware." As specified on plans.
B. General: Provide entrance door hardware and entrance door hardware sets indicated in door and
frame schedule for each entrance door to comply with requirements in this Section.
1. Entrance Door Hardware Sets: Provide quantity, item, size, finish or color indicated, and
named manufacturers' products] [products equivalent in function and comparable in
quality to named products.
2. Sequence of Operation: Provide electrified door hardware function, sequence of
operation, and interface with other building control systems indicated.
3. Opening-Force Requirements:
a. Egress Doors: Not more than 15 lbf (67 N) to release the latch and not more than
30 lbf (133 N)to set the door in motion.
b. Accessible Interior Doors: Not more than 5 lbf (22.2 N) to fully open door.
C. Designations: Requirements for design, grade, function, finish, size, and other distinctive
qualities of each type of entrance door hardware are indicated in "Entrance Door Hardware
Sets" Article. Products are identified by using entrance door hardware designations as follows:
1. Named Manufacturers' Products: Manufacturer and product designation are listed for
each door hardware type required for the purpose of establishing minimum requirements.
Manufacturers' names are abbreviated in "Entrance Door Hardware Sets" Article.
2. References to BHMA Standards: Provide products complying with these standards and
requirements for description, quality, and function.
D. Pivot Hinges: BHMA A156.4, Grade 1.
1. Offset-Pivot Hinges: Provide top, bottom, and intermediate offset pivots at each door
leaf.
E. Panic Exit Devices: BHMA A156.3, Grade 1, listed and labeled by a testing and inspecting
agency acceptable to authorities having jurisdiction, for panic protection, based on testing
according to UL 305.
F. Strikes: Provide strike with black-plastic dust box for each latch or lock bolt; fabricated for
aluminum framing.
G. Operating Trim: BHMA A156.6.
H. Closers: BHMA A156.4, Grade 1, with accessories required for a complete installation, sized as
required by door size, exposure to weather, and anticipated frequency of use; adjustable to
comply with field conditions and requirements for opening force.
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I. Concealed Overhead Holders: BHMA A156.8, Grade 1.
J. Surface-Mounted Holders: BHMA A156.16, Grade 1.
K. Door Stops: BHMA A156.16, Grade 1, floor or wall mounted, as appropriate for door location
indicated, with integral rubber bumper.
L. Weather Stripping: Manufacturer's standard replaceable components.
M. Weather Sweeps: Manufacturer's standard exterior-door bottom sweep with concealed fasteners
on mounting strip.
N. Silencers: BHMA A156.16, Grade 1.
O. Thresholds: BHMA A156.21, raised thresholds beveled with a slope of not more than 1:2, with
maximum height of 1/2 inch (12.7 mm).
P. Finger Guards: Manufacturer's standard collapsible neoprene or PVC gasket anchored to frame
hinge-jamb at center-pivoted doors.
2.5 GLAZING
A. Glazing Gaskets: Manufacturer's standard sealed-corner pressure-glazing system of black,
resilient elastomeric glazing gaskets, setting blocks, and shims or spacers.
B. Glazing Sealants: As recommended by manufacturer.
C. Sealants used inside the weatherproofing system shall have a VOC content of 250 /L.
D. Sealants used inside the weatherproofing system shall comply with the testing and product
requirements of the California Department of Public Health's "Standard Method for the Testing
and Evaluation of Volatile Organic Chemical Emissions from Indoor Sources Using
Environmental Chambers."
2.6 FABRICATION
A. Form or extrude aluminum shapes before finishing.
B. Weld in concealed locations to greatest extent possible to minimize distortion or discoloration
of finish. Remove weld spatter and welding oxides from exposed surfaces by descaling or
grinding.
C. Fabricate components that, when assembled, have the following characteristics:
1. Profiles that are sharp, straight, and free of defects or deformations.
2. Accurately fitted joints with ends coped or mitered.
3. Physical and thermal isolation of glazing from framing members.
4. Accommodations for thermal and mechanical movements of glazing and framing to
maintain required glazing edge clearances.
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5. Fasteners, anchors, and connection devices that are concealed from view to greatest
extent possible.
D. Entrance Door Frames: Reinforce as required to support loads imposed by door operation and
for installing entrance door hardware.
E. Entrance Doors: Reinforce doors as required for installing entrance door hardware.
F. Entrance Door Hardware Installation: Factory install entrance door hardware to the greatest
extent possible. Cut, drill, and tap for factory-installed entrance door hardware before applying
finishes.
G. After fabrication, clearly mark components to identify their locations in Project according to
Shop Drawings.
2.7 ALUMINUM FINISHES
A. Color Anodic Finish: AAMA 611, AA-M12C22A42/A44, Class I, 0.018 mm or thicker.
1. Color: To match existing.
PART 3 - EXECUTION
3.1 INSTALLATION
A. General:
1. Comply with manufacturer's written instructions.
2. Do not install damaged components.
3. Fit joints to produce hairline joints free of burrs and distortion.
4. Rigidly secure nonmovement joints.
5. Install anchors with separators and isolators to prevent metal corrosion and electrolytic
deterioration and to prevent impeding movement of moving joints.
6. Seal perimeter and other joints watertight unless otherwise indicated.
B. Metal Protection:
1. Where aluminum is in contact with dissimilar metals, protect against galvanic action by
painting contact surfaces with materials recommended by manufacturer for this purpose
or installing nonconductive spacers.
2. Where aluminum is in contact with concrete or masonry, protect against corrosion by
painting contact surfaces with bituminous paint.
C. Set continuous sill members and flashing in full sealant bed as specified in Section 079200
"Joint Sealants" to produce weathertight installation.
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D. Install components plumb and true in alignment with established lines and grades.
E. Install glazing as specified in Section 088000 "Glazing."
F. Entrance Doors: Install doors to produce smooth operation and tight fit at contact points.
1. Exterior Doors: Install to produce weathertight enclosure and tight fit at weather
stripping.
2. Field-Installed Entrance Door Hardware: Install surface-mounted entrance door hardware
according to entrance door hardware manufacturers' written instructions using concealed
fasteners to greatest extent possible.
3.2 FIELD QUALITY CONTROL
A. Field Quality-Control Testing: Perform the following test on aluminum-framed entrances.
1. Water-Spray Test: Before installation of interior finishes has begun, areas designated by
Architect shall be tested according to AAMA 501.2 and shall not evidence water
penetration.
B. Aluminum-framed entrances will be considered defective if they do not pass tests and
inspections.
C. Prepare test and inspection reports.
3.3 ENTRANCE DOOR HARDWARE SETS
END OF SECTION 084213
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SECTION 087100 – DOOR HARDWARE
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Key cabinets.
B. Related Sections:
1. Section 08100 – Hollow Metal Doors and Frames
C. Specific Omissions: Hardware for the following is specified or indicated elsewhere.
1. Windows.
2. Cabinets, including open wall shelving and locks.
3. Signs, except where scheduled.
4. Toilet accessories, including grab bars.
5. Installation.
6. Rough hardware.
7. Conduit, junction boxes & wiring.
8. Folding partitions, except cylinders where detailed.
9. Sliding aluminum doors, except cylinders where detailed.
10. Access doors and panels, except cylinders where detailed.
11. Corner Guards.
12. Wrought Iron railing gates and supports.
1.2 REFERENCES:
Use date of standard in effect as of Bid date.
A. American National Standards Institute – ANSI 156.18 – Materials and Finishes.
B. BHMA – Builders Hardware Manufacturers Association
C. DHI – Door and Hardware Institute
D. NFPA – National Fire Protection Association
1. NFPA 80 – Fire Doors and Windows
2. NFPA 105 – Smoke and Draft Control Door Assemblies
3. NFPA 252 – Fire Tests of Door Assemblies
E. UL – Underwriters Laboratories
1. UL10C – Positive Pressure Fire Tests of Door Assemblies.
2. UL 305 – Panic Hardware
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F. WHI – Warnock Hersey Incorporated
G. 2013 California Building Code
H. Local applicable codes
I. SDI – Steel Door Institute
J. WI – Woodwork Institute
K. AWI – Architectural Woodwork Institute
L. NAAMM – National Association of Architectural Metal Manufacturers
1.3 SUBMITTALS & SUBSTITUTIONS
A. SUBMITTALS: Submit six copies of schedule per Section 01330. Only submittals printed one
sided will be accepted and reviewed. Organize vertically formatted schedule into “Hardware Sets”
with index of doors and headings, indicating complete designations of every item required for
each door or opening. Include following information:
1. Type, style, function, size, quantity and finish of hardware items.
2. Use BHMA Finish codes per ANSI A156.18.
3. Name, part number and manufacturer of each item.
4. Fastenings and other pertinent information.
5. Description of door location using space names and numbers as published in the
drawings.
6. Explanation of abbreviations, symbols, and codes contained in schedule.
7. Mounting locations for hardware.
8. Door and frame sizes, handing, materials, fire-rating and degrees of swing.
9. List of manufacturers used and their nearest representative with address and phone
number.
10. Catalog cuts.
11. Wiring Diagrams.
12. Manufacturer’s technical data and installation instructions for electronic hardware.
B. Bid and submit manufacturer’s updated/improved item if scheduled item is discontinued.
C. Deviations: Highlight, encircle or otherwise identify deviations from “Schedule of Finish
Hardware” on submittal with notations clearly designating those portions as deviating from this
section.
D. If discrepancy between drawings and scheduled material in this section, bid the more expensive of
the two choices, note the discrepancy in the submittal and request direction from Architect for
resolution.
E. Substitutions per Division 1. Include product data and indicate benefit to the Project. Furnish
operating samples on request.
F. Items listed with no substitute manufacturers have been requested by City to meet existing
standard.
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G. Furnish as-built/as-installed schedule with closeout documents, including keying schedule, wiring
diagrams, manufacturers’ installation, adjustment and maintenance information, and supplier’s
final inspection report.
1.4 QUALITY ASSURANCE:
A. Qualifications:
1. Hardware supplier: direct factory contract supplier who employs a certified architectural
hardware consultant (AHC), available at reasonable times during course of work for
project hardware consultation to City, Architect and Contractor.
a) Responsible for detailing, scheduling and ordering of finish hardware. Detailing
implies that the submitted schedule of hardware is correct and complete for the
intended function and performance of the openings.
B. Hardware: Free of defects, blemishes and excessive play. Obtain each kind of hardware (latch and
locksets, exit devices, hinges and closers) from one manufacturer.
C. Exit Doors: Operable from inside with single motion without the use of a key or special
knowledge or effort.
D. Fire-Rated Openings: NFPA 80 compliant. Hardware UL10C / California State Fire Marshal
Standard 12-7-4 (positive pressure) compliant for given type/size opening and degree of label.
Provide proper latching hardware, non-flaming door closers, approved-bearing hinges, and
resilient seals. Coordinate with wood door section for required intumescent seals. Furnish
openings complete.
1. Note: scheduled resilient seals may exceed selected door manufacturer’s requirements.
2. See 2.6.E for added information regarding resilient and intumescent seals.
E. Furnish hardware items required to complete the work in accordance with specified performance
level and design intent, complying with manufacturers’ instructions.
1.5 DELIVERY, STORAGE AND HANDLING:
A. Delivery: coordinate delivery to appropriate locations (shop or field).
1. Permanent keys and cores: secured delivery direct to City.
B. Acceptance at Site: Items individually packaged in manufacturers’ original containers, complete
with proper fasteners and related pieces. Clearly mark packages to indicate contents, locations in
hardware schedule and door numbers.
C. Storage: Provide securely locked storage area for hardware, protect from moisture, sunlight, paint,
chemicals, dust, excessive heat and cold, etc.
1.6 PROJECT CONDITIONS AND COORDINATION:
A. Where exact types of hardware specified are not adaptable to finished shape or size of members
requiring hardware, provide suitable types having as nearly as practical the same operation and
quality as type specified, subject to Architect’s approval.
B. Coordination: Coordinate hardware with other work. Furnish hardware items of proper design for use
on doors and frames of the thickness, profile, swing, security and similar requirements indicated, as
necessary for proper installation and function, regardless of omissions or conflicts in the information
on the Contract Documents. Furnish related trades with the following information:
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1. Location of embedded and attached items to concrete.
2. Location of wall-mounted hardware, including wall stops.
3. Location of finish floor materials and floor-mounted hardware.
4. Locations for conduit and raceways as needed for electrical, electronic and electro-
pneumatic hardware items. Fire/life-safety system interfacing. Point-to-point wiring
diagrams plus riser diagrams to related trades.
5. Manufacturer templates to door and frame fabricators.
C. Check Shop Drawings for doors and entrances to confirm that adequate provisions will be made
for proper hardware installation. Do not order hardware until the submittal has been reviewed by
the frame and door suppliers for compatibility with their products.
1.7 WARRANTY:
A. Part of respective manufacturers’ regular terms of sale. Provide manufacturers’ written
warranties:
1. Locksets: Three years
2. Extra Heavy Duty Cylindrical Lock: Seven Years
3. Exit Devices: Three years mechanical
One year electrical
4. Closers: Ten years mechanical
Two years electrical
5. Hinges: One year
6. Other Hardware Two years
PART 2 PRODUCTS
2.1 MANUFACTURERS:
A. Listed acceptable alternate manufacturers: submit for review products with equivalent function
and features of scheduled products.
ITEM: MANUFACTURER: ACCEPTABLE SUB:
Hinges (IVE) Ives Bommer
Continuous Hinges (IVE) Ives Zero
Key System (SCH) Schlage
Locks (SCH) Schlage
Exit Devices (VON) Von Duprin
Closers (LCN) LCN
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Auto Flush Bolts (IVE) Ives DCI
Coordinators (IVE) Ives DCI
Silencers (IVE) Ives Hiawatha
Push & Pull Plates (IVE) Ives Hiawatha
Kickplates (IVE) Ives Hiawatha
Stops & Holders (IVE) Ives Hiawatha
Overhead Stops (GLY) Glynn-Johnson None available
Thresholds (NGP) NGP Zero
Seals & Bottoms (NGP) NGP Zero
Key Cabinets
(LUN) Lund
TelKee
Aluminum Door Locks (ADA) Adams Rite None
Signs (SBH) Specialized Builders Hardware
2.2 HINGING METHODS:
A. Drawings typically depict doors at 90 degrees, doors will actually swing to maximum allowable.
Use wide-throw conventional or continuous hinges as needed up to 8 inches in width to allow door
to stand parallel to wall for true 180-degree opening. Advise architect if 8-inch width is
insufficient.
B. Conform to manufacturer’s published hinge selection standard for door dimensions, weight and
frequency, and to hinge selection as scheduled. Where manufacturer’s standard exceeds the
scheduled product, furnish the heavier of the two choices, notify Architect of deviation from
scheduled hardware.
C. Conventional Hinges: Steel or stainless steel pins and concealed bearings. Hinge open widths
minimum, but of sufficient throw to permit maximum door swing.
1. Outswinging exterior doors: non-ferrous with non-removable (NRP) pins and security
studs.
2. Non-ferrous material exteriors and at doors subject to corrosive atmospheric conditions.
2.3 LOCKSETS, LATCHSETS, DEADBOLTS:
A. Mortise Locksets and Latchsets: as scheduled.
1. Chassis: cold-rolled steel, handing field-changeable without disassembly.
2. Latchbolts: 3/4 inch throw stainless steel anti-friction type.
3. Lever Trim: through-bolted, accessible design, cast lever or solid extruded bar type levers
as scheduled. Filled hollow tube design unacceptable.
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a) Spindles: security design independent breakaway. Breakage of outside lever
does not allow access to inside lever’s hubworks to gain wrongful entry.
4. Furnish solid cylinder collars with wave springs. Wall of collar to cover rim of mortise
cylinder.
5. Thumbturns: accessible design not requiring pinching or twisting motions to operate.
6. Deadbolts: stainless steel 1-inch throw.
7. Electric operation: Manufacturer-installed continuous duty solenoid.
8. Strikes: 16 gage curved steel, bronze or brass with 1 inch deep box construction, lips of
sufficient length to clear trim and protect clothing.
9. Scheduled Lock Series and Design: Schlage L series, 17A design.
10. Certifications:
a) ANSI A156.13, 1994, Grade 1 Operational, Grade 1 Security.
b) ANSI/ASTM F476-84 Grade 31 UL Listed.
2.5 CLOSERS
A. Surface Closers: [4041]
1. Full rack-and-pinion type cylinder with removable non-ferrous cover and cast iron body.
Double heat-treated pinion shaft, single piece forged piston, chrome-silicon steel spring.
2. ISO 2000 certified. Units stamped with date-of-manufacture code.
3. Independent lab-tested 10,000,000 cycles.
4. Non-sized, non-handed, and adjustable. Place closer inside building, stairs, and rooms.
5. Plates, brackets and special templating when needed for interface with particular header,
door and wall conditions and neighboring hardware.
6. Adjustable to open with not more than 5.0lbs pressure to open at exterior doors and
5.0lbs at interior doors. As allowed per California Building Code, Section 1133B.2.5,
local authority may increase the allowable pressure for fire doors to achieve positive
latching, but not to exceed 15lbs.
7. Separate adjusting valves for closing speed, latching speed and backcheck, fourth valve
for delayed action where scheduled.
8. Extra-duty arms (EDA) at exterior doors scheduled with parallel arm units.
9. Exterior door closers: tested to 100 hours of ASTM B117 salt spray test, furnish data on
request.
10. Exterior doors: seasonal adjustments not required for temperatures from 120 degrees F to
-30 degrees F, furnish checking fluid data on request.
11. Non-flaming fluid, will not fuel door or floor covering fires.
12. Pressure Relief Valves (PRV) not permitted.
2.6 OTHER HARDWARE
A. Automatic Flush Bolts: Low operating force design.
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B. Overhead Stops: Non-plastic mechanisms and finished metal end caps. Field-changeable hold-
open, friction and stop-only functions.
C. Kick Plates: Four beveled edges, .050 inches minimum thickness, height and width as scheduled.
Sheet-metal screws of bronze or stainless steel to match other hardware.
D. Door Stops: Provide stops to protect walls, casework or other hardware.
1. Unless otherwise noted in Hardware Sets, provide wall type with appropriate fasteners.
Where wall type cannot be used, provide floor type. If neither can be used, provide
overhead type.
2. Locate overhead stops for maximum possible opening. Consult with Owner for furniture
locations. Minimum: 90deg stop / 95deg deadstop. Note degree of opening in submittal.
E. Seals: Finished to match adjacent frame color. Resilient seal material: polyurethane,
polypropylene, nylon brush, silicone rubber or solid high-grade neoprene as scheduled. Do not
furnish vinyl seal material. UL label applied to seals on rated doors. Substitute products: certify
that the products equal or exceed specified material’s thickness and durability.
1. Proposed substitutions: submit for approval.
2. Solid neoprene: MIL Spec. R6855-CL III, Grade 40.
3. Non-corroding fasteners at in-swinging exterior doors.
4. Sound control openings: Use components tested as a system using nationally accepted
standards by independent laboratories. Ensure that the door leafs have the necessary
sealed-in-place STC ratings. Fasten applied seals over bead of sealant.
5. Fire-rated Doors, Resilient Seals: UL10C / UBC Standard 7-2 compliant. Coordinate
with selected door manufacturers' and selected frame manufacturers' requirements.
Where rigid housed resilient seals are scheduled in this section and the selected door
manufacturer only requires an adhesive-mounted resilient seal, furnish rigid housed seal
at minimum, or both the rigid housed seal plus the adhesive applied seal. Adhesive
applied seals alone are deemed insufficient for this project where rigid housed seals are
scheduled.
6. Fire-rated Doors, Intumescent Seals: Furnished by selected door manufacturer. Furnish
fire-labeled opening assembly complete and in full compliance with UL10C / UBC
Standard 7-2. Where required, intumescent seals vary in requirement by door type and
door manufacture -- careful coordination required
F. Thresholds: As scheduled and per details. Comply with CBC Section 1133B.2.4.1. Substitute
products: certify that the products equal or exceed specified material’s thickness. Proposed
substitutions: submit for approval.
1. Exteriors: Seal perimeter to exclude water and vermin. Use sealant complying with
requirements in Division 7 "Thermal and Moisture Protection". Non-ferrous 1/4inch
fasteners and lead expansion shield anchors, or Red-Head #SFS-1420 (or approved
equivalent) Flat Head Sleeve Anchors (SS/FHSL).
2. Fire-rated openings, 90min or less duration: use thresholds to interrupt floor covering
material under the door where that material has a critical radiant flux value less than 0.22
watts per square centimeter, per NFPA 253. Use threshold unit as scheduled. If none
scheduled, request direction from Architect.
3. Fire-rated openings, 3hour duration: Thresholds, where scheduled, to extend full jamb
depth.
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4. Acoustic openings: Set units in full bed of Division-7-compliant, leave no air space between
threshold and substrate.
5. Plastic plugs with wood or sheet metal screws are not an acceptable substitute for specified
fastening methods.
6. Fasteners: Generally, exposed screws to be Phillips or Robertson drive. Pinned TORX
drive at high security areas. Flat head sleeve anchors (FHSL) may be slotted drive.
Sheet metal and wood screws: full-thread. Sleeve nuts: full length to prevent door
compression.
2.7 FINISH:
A. Match existing finish
2.8 KEYING REQUIREMENTS:
A. Key System: Schlage Classic keyway “111111” bitted
1. City will furnish and install primus cores.
2. Furnish 10 construction keys.
3. Furnish 2 construction control keys.
4. Key Cylinders: furnish 6-pin solid brass construction.
B. Cylinders/cores: keyed at factory of lock manufacturer where permanent records are maintained.
Locksets and cylinders same manufacturer.
PART 3 - EXECUTION
3.1 ACCEPTABLE INSTALLERS:
A. Can read and understand manufacturers’ templates, suppliers’ hardware schedules and printed
installation instructions. Can readily distinguish drywall screws from manufacturers’ furnished
fasteners. Available to meet with manufacturers’ representatives and related trades to discuss
installation of hardware.
3.2 PREPARATION:
A. Ensure that walls and frames are square and plumb before hardware installation. Make corrections
before commencing hardware installation.
B. Locate hardware per SDI-100 and applicable building, fire, life-safety, accessibility, and security
codes.
1. Notify Architect of code conflicts before ordering material.
2. Locate levers, key cylinders, t-turn pieces, touchbars and other operable portions of
latching hardware between 30 inches to 44 inches above the finished floor, per CBC
Section 1133B.2.5.1.
3. Where new hardware is to be installed near existing doors/hardware scheduled to remain,
match locations of existing hardware.
C. Overhead stops: before installing, determine proposed locations of furniture items, fixtures, and
other items to be protected by the overhead stop's action.
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3.3 INSTALLATION
A. Install hardware per manufacturer’s instructions and recommendations. Do not install surface-
mounted items until finishes have been completed on substrate. Set units level, plumb and true to
line and location. Adjust and reinforce attachment substrate for proper installation and operation.
Remove and reinstall or replace work deemed defective by Architect.
1. Gaskets: install jamb-applied gaskets before closers, overhead stops, rim strikes, etc;
fasten hardware over and through these seals. Install sweeps across bottoms of doors
before astragals, cope sweeps around bottom pivots, trim astragals to tops of sweeps.
2. When hardware is to be attached to existing metal surface and insufficient reinforcement
exists, use RivNuts, NutSerts or similar anchoring device for screws.
3. Use manufacturers' fasteners furnished with hardware items, or submit Request for
Substitution with Architect.
4. Replace fasteners damaged by power-driven tools.
B. Locate floor stops no more that 4 inches from walls and not within paths of travel. See paragraph
2.2 regarding hinge widths, door should be well clear of point of wall reveal. Point of door
contact no closer to the hinge edge than half the door width. Where situation is questionable or
difficult, contact Architect for direction.
C. Core concrete for exterior door stop anchors. Set anchors in approved non-shrink grout.
D. Locate overhead stops for minimum 90 degrees and maximum allowable degree of swing.
E. Drill pilot holes for fasteners in wood doors and/or frames. Center punch hole locations before
using self-drilling type screws to prevent skating. Replace screws that are not centered in their
holes.
F. Lubricate and adjust existing hardware scheduled to remain. Carefully remove and give to City
items not scheduled for reuse.
3.4. ADJUSTING
A. Adjust and check for proper operation and function. Replace units, which cannot be adjusted to
operate freely and smoothly.
1. Hardware damaged by improper installation or adjustment methods: repair or replace to
Owner’s satisfaction.
2. Adjust doors to fully latch with no more than 1 pound of pressure.
3. Adjust delayed-action closers on fire-rated doors to fully close from fully-opened
position in no more than 10 seconds.
4. Adjust door closers per 1.9 this section.
B. Inspection: Use hardware supplier’s consultant or consultant’s agent. Include supplier's report
with closeout documents.
C. Final inspection: Installer to provide letter to City that upon completion installer has visited the
Project and has accomplished the following:
1. Re-adjust hardware.
2. Evaluate maintenance procedures and recommend changes or additions, and instruct
City’s personnel.
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3. Identify items that have deteriorated or failed.
4. Submit written report identifying problems
3.5 DEMONSTRATION:
A. Demonstrate mechanical hardware and electrical, electronic and pneumatic hardware systems,
including adjustment and maintenance procedures.
3.6 PROTECTION/CLEANING:
A. Cover installed hardware, protect from paint, cleaning agents, weathering, carts/barrows, etc.
Remove covering materials and clean hardware just prior to substantial completion.
B. Clean adjacent wall, frame and door surfaces soiled from installation/reinstallation process.
END OF SECTION 087100
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SECTION 092900 - GYPSUM BOARD
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and
Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Interior gypsum board.
B. Related Requirements:
1. Division 06 Section "Rough Carpentry" for structural and non-structural framing that support
gypsum board panels.
2. Division 09 Section "Tiling" for cementitious backer units installed as substrates for ceramic tile.
1.3 ACTION SUBMITTALS
A. Product Data: For each type of product.
B. Samples: For the following products:
1. Trim Accessories: Full-size Sample in 12-inch long length for each trim accessory indicated.
1.4 DELIVERY, STORAGE AND HANDLING
A. Store materials inside under cover and keep them dry and protected against weather, condensation, direct
sunlight, construction traffic, and other potential causes of damage. Stack panels flat and supported on
risers on a flat platform to prevent sagging.
1.5 FIELD CONDITIONS
A. Environmental Limitations: Comply with ASTM C 840 requirements or gypsum board manufacturer's
written recommendations, whichever are more stringent.
B. Do not install paper-faced gypsum panels until installation areas are enclosed and conditioned.
C. Do not install panels that are wet, those that are moisture damaged, and those that are mold damaged.
1. Indications that panels are wet or moisture damaged include, but are not limited to, discoloration,
sagging, or irregular shape.
2. Indications that panels are mold damaged include, but are not limited to, fuzzy or splotchy surface
contamination and discoloration.
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PART 2 - PRODUCTS
2.1 PERFORMANCE REQUIREMENTS
A. Fire-Resistance-Rated Assemblies: For fire-resistance-rated assemblies, provide materials and
construction identical to those tested in assembly indicated according to ASTM E 119 by an independent
testing agency.
2.2 GYPSUM BOARD, GENERAL
A. Recycled Content of Gypsum Panel Products: Postconsumer recycled content plus one-half of
preconsumer recycled content not less than 20 percent.
B. Size: Provide maximum lengths and widths available that will minimize joints in each area and that
correspond with support system indicated.
2.3 INTERIOR GYPSUM BOARD
A. Manufacturers: Subject to compliance with requirements, provide products by one of the following:
1. Georgia-Pacific Gypsum LLC.
2. National Gypsum Company
3. USG Corporation.
B. Gypsum Wallboard: ASTM C 1396/C 1396M.
C. Gypsum Board, Type X: ASTM C 1396/C 1396M.
1. Thickness: 5/8 inch.
2. Long Edges: Tapered.
D. Moisture- and Mold-Resistant Gypsum Board: ASTM C 1396/C 1396M. With moisture- and mold-
resistant core and paper surfaces.
1. Core: 5/8 inch, Type X.
2. Long Edges: Tapered.
3. Mold Resistance: ASTM D 3273, score of 10.
2.4 TRIM ACCESSORIES
A. Interior Trim: ASTM C 1047.
1. Material: Galvanized or aluminum-coated steel sheet or rolled zinc.
2. Shapes: Fry Reglet, per drawings.
a. Cornerbead.
b. LC-Bead: J-shaped; exposed long flange receives joint compound.
c. Chamfered corners.
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2.5 JOINT TREATMENT MATERIALS
A. General: Comply with ASTM C 475/C 475M.
B. Joint Tape:
1. Interior Gypsum Board: Paper.
2. Glass-Mat Gypsum Sheathing Board: 10-by-10 glass mesh.
C. Joint Compound for Interior Gypsum Board: For each coat use formulation that is compatible with other
compounds applied on previous or for successive coats.
1. Prefilling: At open joints and damaged surface areas, use setting-type taping compound.
2. Embedding and First Coat: For embedding tape and first coat on joints, fasteners, and trim
flanges, use drying-type, all-purpose compound.
a. Use setting-type compound for installing paper-faced metal trim accessories.
3. Fill Coat: For second coat, use drying-type, all-purpose compound.
4. Finish Coat: For third coat, use drying-type, all-purpose compound.
5. Skim Coat: For final coat of Level 5 finish, use high-build interior coating product designed for
application by airless sprayer and to be used instead of skim coat to produce Level 5 finish.
2.6 AUXILIARY MATERIALS
A. General: Provide auxiliary materials that comply with referenced installation standards and
manufacturer's written recommendations.
B. Steel Drill Screws: ASTM C 1002, unless otherwise indicated.
1. Use screws complying with ASTM C 954 for fastening panels to steel members from 0.033 to
0.112 inch thick.
2. For fastening cementitious backer units, use screws of type and size recommended by panel
manufacturer.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine areas and substrates including welded hollow-metal frames and framing, with Installer present,
for compliance with requirements and other conditions affecting performance.
B. Examine panels before installation. Reject panels that are wet, moisture damaged, and mold damaged.
C. Proceed with installation only after unsatisfactory conditions have been corrected.
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3.2 APPLYING AND FINISHING PANELS, GENERAL
A. Comply with ASTM C 840.
B. Install ceiling panels across framing to minimize the number of abutting end joints and to avoid abutting
end joints in central area of each ceiling. Stagger abutting end joints of adjacent panels not less than one
framing member.
C. Install panels with face side out. Butt panels together for a light contact at edges and ends with not more
than 1/16 inch of open space between panels. Do not force into place.
D. Locate edge and end joints over supports, except in ceiling applications where intermediate supports or
gypsum board back-blocking is provided behind end joints. Do not place tapered edges against cut edges
or ends. Stagger vertical joints on opposite sides of partitions. Do not make joints other than control
joints at corners of framed openings.
E. Form control and expansion joints with space between edges of adjoining gypsum panels.
F. Cover both faces of support framing with gypsum panels in concealed spaces (above ceilings, etc.),
except in chases braced internally.
1. Unless concealed application is indicated or required for sound, fire, air, or smoke ratings,
coverage may be accomplished with scraps of not less than 8 sq. ft. in area.
2. Fit gypsum panels around ducts, pipes, and conduits.
3. Where partitions intersect structural members projecting below underside of floor/roof slabs and
decks, cut gypsum panels to fit profile formed by structural members; allow 1/4- to 3/8-inch- wide
joints to install sealant.
G. Isolate perimeter of gypsum board applied to non-load-bearing partitions at structural abutments, except
floors. Provide 1/4- to 1/2-inch wide spaces at these locations and trim edges with edge trim where edges
of panels are exposed. Seal joints between edges and abutting structural surfaces with acoustical sealant.
H. Attachment to Steel Framing: Attach panels so leading edge or end of each panel is attached to open
(unsupported) edges of stud flanges first.
I. Wood Framing: Install gypsum panels over wood framing, with floating internal corner construction. Do
not attach gypsum panels across the flat grain of wide-dimension lumber, including floor joists and
headers. Float gypsum panels over these members or provide control joints to counteract wood
shrinkage.
3.3 APPLYING INTERIOR GYPSUM BOARD
A. Install interior gypsum board in the following locations:
1. Type X: Except where indicated otherwise on Drawings.
2. Moisture- and Mold-Resistant Type: As indicated on Drawings.
B. Single-Layer Application:
1. On ceilings, apply gypsum panels before wall/partition board application to greatest extent
possible and at right angles to framing unless otherwise indicated.
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2. On partitions/walls, apply gypsum panels horizontally (perpendicular to framing) unless otherwise
indicated or required by fire-resistance-rated assembly, and minimize end joints.
a. Stagger abutting end joints not less than one framing member in alternate courses of
panels.
3. On Z-furring members, apply gypsum panels vertically (parallel to framing) with no end joints.
Locate edge joints over furring members.
4. Fastening Methods: Apply gypsum panels to supports with steel drill screws.
C. Multilayer Application:
1. On partitions/walls, apply gypsum board indicated for base layers and face layers vertically
(parallel to framing) with joints of base layers located over stud or furring member and face-layer
joints offset at least one stud or furring member with base-layer joints, unless otherwise indicated
or required by fire-resistance-rated assembly. Stagger joints on opposite sides of partitions.
2. On Z-furring members, apply base layer vertically (parallel to framing) and face layer either
vertically (parallel to framing) or horizontally (perpendicular to framing) with vertical joints offset
at least one furring member. Locate edge joints of base layer over furring members.
3. Fastening Methods: Fasten base layers and face layers separately to supports with screws.
3.4 INSTALLING TRIM ACCESSORIES
A. General: For trim with back flanges intended for fasteners, attach to framing with same fasteners used for
panels. Otherwise, attach trim according to manufacturer's written instructions.
B. Interior Trim: Install in the following locations:
1. Cornerbead: Use at outside corners unless otherwise indicated.
2. LC-Bead: Use at exposed panel edges.
C. Exterior Trim: Install in the following locations:
1. Cornerbead: Use at outside corners.
3.5 FINISHING GYPSUM BOARD
A. General: Treat gypsum board joints, interior angles, edge trim, control joints, penetrations, fastener
heads, surface defects, and elsewhere as required to prepare gypsum board surfaces for decoration.
Promptly remove residual joint compound from adjacent surfaces.
B. Prefill open joints, rounded or beveled edges, and damaged surface areas.
C. Apply joint tape over gypsum board joints, except for trim products specifically indicated as not intended
to receive tape.
D. Gypsum Board Finish Levels: Finish panels to levels indicated below and according to ASTM C 840:
1. Level 1: Ceiling plenum areas, concealed areas, and where indicated.
2. Level 2: Panels that are substrate for tile.
3. Level 5: All gypsum board locations unless otherwise indicated.
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a. Primer and its application to surfaces are specified in other Division 09 Sections.
E. Glass-Mat Gypsum Sheathing Board: Finish according to manufacturer's written instructions.
3.6 PROTECTION
A. Protect adjacent surfaces from drywall compound and promptly remove from floors and other non-
drywall surfaces. Repair surfaces stained, marred, or otherwise damaged during drywall application.
B. Protect installed products from damage from weather, condensation, direct sunlight, construction, and
other causes during remainder of the construction period.
C. Remove and replace panels that are wet, moisture damaged, and mold damaged.
1. Indications that panels are wet or moisture damaged include, but are not limited to, discoloration,
sagging, or irregular shape.
2. Indications that panels are mold damaged include, but are not limited to, fuzzy or splotchy surface
contamination and discoloration.
END OF SECTION 092900
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SECTION 093000 - TILING
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Ceramic tile.
2. Tile backing panels.
B. Related Sections:
1. Division 09 Section "Gypsum Board" for glass-mat, water-resistant backer board.
1.3 DEFINITIONS
A. General: Definitions in the ANSI A108 series of tile installation standards and in ANSI A137.1
apply to Work of this Section unless otherwise specified.
B. ANSI A108 Series: ANSI A108.01, ANSI A108.02, ANSI A108.1A, ANSI A108.1B,
ANSI A108.1C, ANSI A108.4, ANSI A108.5, ANSI A108.6, ANSI A108.8, ANSI A108.9,
ANSI A108.10, ANSI A108.11, ANSI A108.12, ANSI A108.13, ANSI A108.14,
ANSI A108.15, ANSI A108.16, and ANSI A108.17, which are contained in "American
National Standard Specifications for Installation of Ceramic Tile."
C. Module Size: Actual tile size plus joint width indicated.
D. Face Size: Actual tile size, excluding spacer lugs.
1.4 PERFORMANCE REQUIREMENTS
A. Static Coefficient of Friction: For tile installed on walkway surfaces, provide products with the
following values as determined by testing identical products per ASTM C 1028:
1. Level Surfaces: Minimum 0.6.
2. Step Treads: Minimum 0.6.
3. Ramp Surfaces: Minimum 0.8.
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1.5 SUBMITTALS
A. Product Data: For each type of product indicated.
B. Shop Drawings: Show locations of each type of tile and tile pattern. Show widths, details, and
locations of expansion, contraction, control, and isolation joints in tile substrates and finished
tile surfaces.
C. Samples for Initial Selection: For each type of tile and grout indicated. Include Samples of
accessories involving color selection.
D. Samples for Verification:
1. Full-size units of each type and composition of tile and for each color and finish
required. For ceramic mosaic tile in color blend patterns, provide full sheets of each color
blend.
2. Full-size units of each type of trim and accessory for each color and finish required.
E. Qualification Data: For qualified Installer.
F. Master Grade Certificates: For each shipment, type, and composition of tile, signed by tile
manufacturer and Installer.
G. Product Certificates: For each type of product, signed by product manufacturer.
H. Material Test Reports: For each tile-setting and -grouting product.
1.6 QUALITY ASSURANCE
A. Source Limitations for Tile: Obtain tile of each type from one source or producer.
1. Obtain tile of each type and color or finish from same production run and of consistent
quality in appearance and physical properties for each contiguous area.
B. Source Limitations for Setting and Grouting Materials: Obtain ingredients of a uniform quality
for each mortar, adhesive, and grout component from one manufacturer and each aggregate
from one source or producer.
C. Preinstallation Conference: Conduct conference at Project site.
1. Review requirements in ANSI A108.01 for substrates and for preparation by other trades.
1.7 DELIVERY, STORAGE, AND HANDLING
A. Deliver and store packaged materials in original containers with seals unbroken and labels intact
until time of use. Comply with requirements in ANSI A137.1 for labeling tile packages.
B. Store tile and cementitious materials on elevated platforms, under cover, and in a dry location.
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C. Store aggregates where grading and other required characteristics can be maintained and
contamination can be avoided.
D. Store liquid materials in unopened containers and protected from freezing.
E. Handle tile that has temporary protective coating on exposed surfaces to prevent coated surfaces
from contacting backs or edges of other units. If coating does contact bonding surfaces of tile,
remove coating from bonding surfaces before setting tile.
1.8 PROJECT CONDITIONS
A. Environmental Limitations: Do not install tile until construction in spaces is complete and
ambient temperature and humidity conditions are maintained at the levels indicated in
referenced standards and manufacturer's written instructions.
1.9 EXTRA MATERIALS
A. Furnish extra materials that match and are from same production runs as products installed and
that are packaged with protective covering for storage and identified with labels describing
contents.
1. Tile and Trim Units: Furnish quantity of full-size units equal to 3 percent of amount
installed for each type, composition, color, pattern, and size indicated.
2. Grout: Furnish quantity of grout equal to 3 percent of amount installed for each type,
composition, and color indicated.
PART 2 - PRODUCTS
2.1 PRODUCTS, GENERAL
A. ANSI Ceramic Tile Standard: Provide tile that complies with ANSI A137.1 for types,
compositions, and other characteristics indicated.
1. Provide tile complying with Standard grade requirements unless otherwise indicated.
B. ANSI Standards for Tile Installation Materials: Provide materials complying with
ANSI A108.02, ANSI standards referenced in other Part 2 articles, ANSI standards referenced
by TCA installation methods specified in tile installation schedules, and other requirements
specified.
C. Factory Blending: For tile exhibiting color variations within ranges, blend tile in factory and
package so tile units taken from one package show same range in colors as those taken from
other packages and match approved Samples.
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D. Mounting: For factory-mounted tile, provide back- or edge-mounted tile assemblies as standard
with manufacturer unless otherwise indicated.
1. Where tile is indicated for installation in wet areas, do not use back- or edge-mounted tile
assemblies unless tile manufacturer specifies in writing that this type of mounting is
suitable for installation indicated and has a record of successful in-service performance.
E. Factory-Applied Temporary Protective Coating: Where indicated under tile type, protect
exposed surfaces of tile against adherence of mortar and grout by precoating with continuous
film of petroleum paraffin wax, applied hot. Do not coat unexposed tile surfaces.
2.2 TILE PRODUCTS
A. Floor Tile.
1. Basis-of-Design Product: Subject to compliance with requirements, provide product
indicated on Drawings, Crossville.
2. Composition: Porcelain.
3. Face Size: As indicated on drawings.
4. Thickness: 3/8 inch.
5. Face: Plain with square edges.
6. Tile Color and Pattern: As indicated by manufacturer's designations.
7. Grout Color: As indicated by manufacturer's designations.
B. Wall Tile.
1. Basis-of-Design Product: Subject to compliance with requirements, provide product
indicated on Drawings.
2. Module Size: As indicated on drawings.
3. Thickness: 3/8 inch.
4. Face: Plain with square edges.
5. Tile Color and Pattern: As indicated by manufacturer's designations.
6. Grout Color: As indicated by manufacturer's designations.
7. Trim Units: Coordinated with sizes and coursing of adjoining flat tile where
applicable and matching characteristics of adjoining flat tile. Provide shapes as follows,
selected from manufacturer's standard shapes:
a. Cove Base for Thin-Set Mortar Installations: Straight, module size 12 by 6 inches.
b. Wainscot Cap for Thin-Set Mortar Installations: Surface bullnose, module size 4
by 12 inches.
c. Wainscot Cap for Flush Conditions: Regular flat tile for conditions where tile
wainscot is shown flush with wall surface above it, same size as adjoining flat tile.
d. External Corners for Thin-Set Mortar Installations: Surface bullnose, same size as
adjoining flat tile.
e. Internal Corners: Field-butted square corners. For coved base and cap use angle
pieces designed to fit with stretcher shapes.
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2.3 THRESHOLDS
A. General: Fabricate to sizes and profiles indicated or required to provide transition between
adjacent floor finishes.
1. Bevel edges at 1:2 slope, with lower edge of bevel aligned with or up to 1/16 inch above
adjacent floor surface. Finish bevel to match top surface of threshold. Limit height of
threshold to 1/2 inch or less above adjacent floor surface.
2.4 TILE BACKING PANELS
A. Cementitious Backer Units: ANSI A118.9 or ASTM C 1325, in maximum lengths available to
minimize end-to-end butt joints.
1. Products: Subject to compliance with requirements, provide one of the following:
a. Custom Building Products; Wonderboard.
b. FinPan, Inc.; Util-A-Crete Concrete Backer Board.
c. USG Corporation; DUROCK Cement Board.
2. Thickness: 5/8 inch.
2.5 SETTING MATERIALS
A. Portland Cement Mortar (Thickset) Installation Materials: ANSI A108.02.
1. Cleavage Membrane: Asphalt felt, ASTM D 226, Type I (No. 15); or polyethylene
sheeting, ASTM D 4397, 4.0 mils thick.
2. Reinforcing Wire Fabric: Galvanized, welded wire fabric, 2 by 2 inches by 0.062-inch
diameter; comply with ASTM A 185 and ASTM A 82 except for minimum wire size.
3. Latex Additive: Manufacturer's standard water emulsion, serving as replacement for part
or all of gaging water, of type specifically recommended by latex-additive manufacturer
for use with field-mixed portland cement and aggregate mortar bed.
B. Latex-Portland Cement Mortar (Thin Set): ANSI A118.4.
1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Custom Building Products.
b. Laticrete International, Inc.
c. MAPEI Corporation.
2. Provide prepackaged, dry-mortar mix containing dry, redispersible, vinyl acetate or
acrylic additive to which only water must be added at Project site.
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3. For wall applications, provide mortar that complies with requirements for nonsagging
mortar in addition to the other requirements in ANSI A118.4.
2.6 GROUT MATERIALS
A. Polymer-Modified Tile Grout: ANSI A118.7.
1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Custom Building Products.
b. Laticrete International, Inc.
c. MAPEI Corporation.
2. Polymer Type: Ethylene vinyl acetate or acrylic additive, in dry, redispersible form,
prepackaged with other dry ingredients.
B. Water-Cleanable Epoxy Grout: ANSI A118.3.
1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Custom Building Products.
b. Laticrete International, Inc.
c. MAPEI Corporation.
2. Provide product capable of withstanding continuous and intermittent exposure to
temperatures of up to 140 deg F and 212 deg F, respectively, and certified by
manufacturer for intended use.
2.7 ELASTOMERIC SEALANTS
A. General: Provide sealants, primers, backer rods, and other sealant accessories that comply with
the following requirements and with the applicable requirements in Division 07 Section "Joint
Sealants."
1. Use sealants that have a VOC content of 250 g/L or less when calculated according to
40 CFR 59, Subpart D (EPA Method 24).
2. Use primers, backer rods, and sealant accessories recommended by sealant manufacturer.
B. Colors: Provide colors of exposed sealants to match colors of grout in tile adjoining sealed
joints unless otherwise indicated.
C. One-Part, Mildew-Resistant Silicone Sealant: ASTM C 920; Type S; Grade NS; Class 25;
Uses NT, G, A, and, as applicable to nonporous joint substrates indicated, O; formulated with
fungicide, intended for sealing interior ceramic tile joints and other nonporous substrates that
are subject to in-service exposures of high humidity and extreme temperatures.
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1. Products: Subject to compliance with requirements, available products that may be
incorporated into the Work include, but are not limited to, the following:
a. DAP Inc.; 100 percent Silicone Kitchen and Bath Sealant.
b. Dow Corning Corporation; Dow Corning 786.
c. GE Silicones; a division of GE Specialty Materials; Sanitary 1700.
2.8 MISCELLANEOUS MATERIALS
A. Tile Cleaner: A neutral cleaner capable of removing soil and residue without harming tile and
grout surfaces, specifically approved for materials and installations indicated by tile and grout
manufacturers.
B. Grout Sealer: Manufacturer's standard silicone product for sealing grout joints and that does not
change color or appearance of grout.
1. Products: Subject to compliance with requirements, available products that may be
incorporated into the Work include, but are not limited to, the following:
a. Custom Building Products; Grout Sealer.
b. Jamo Inc.; Matte Finish Penetrating Sealer.
c. MAPEI Corporation; KER 003, Silicone Spray Sealer for Cementitious Tile Grout.
2.9 MIXING MORTARS AND GROUT
A. Mix mortars and grouts to comply with referenced standards and mortar and grout
manufacturers' written instructions.
B. Add materials, water, and additives in accurate proportions.
C. Obtain and use type of mixing equipment, mixer speeds, mixing containers, mixing time, and
other procedures to produce mortars and grouts of uniform quality with optimum performance
characteristics for installations indicated.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine substrates, areas, and conditions where tile will be installed, with Installer present, for
compliance with requirements for installation tolerances and other conditions affecting
performance of installed tile.
1. Verify that substrates for setting tile are firm, dry, clean, free of coatings that are
incompatible with tile-setting materials including curing compounds and other substances
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that contain soap, wax, oil, or silicone; and comply with flatness tolerances required by
ANSI A108.01 for installations indicated.
2. Verify that concrete substrates for tile floors installed with bonded mortar bed comply
with surface finish requirements in ANSI A108.01 for installations indicated.
a. Verify that surfaces that received a steel trowel finish have been mechanically
scarified.
b. Verify that protrusions, bumps, and ridges have been removed by sanding or
grinding.
3. Verify that installation of grounds, anchors, recessed frames, electrical and mechanical
units of work, and similar items located in or behind tile has been completed.
4. Verify that joints and cracks in tile substrates are coordinated with tile joint locations; if
not coordinated, adjust joint locations in consultation with Architect.
B. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 PREPARATION
A. Fill cracks, holes, and depressions in concrete substrates for tile floors installed with thin-set
mortar with trowelable leveling and patching compound specifically recommended by tile-
setting material manufacturer.
B. Where indicated, prepare substrates to receive waterproofing by applying a reinforced mortar
bed that complies with ANSI A108.1A and is sloped 1/4 inch per foot toward drains.
C. Blending: For tile exhibiting color variations, verify that tile has been factory blended and
packaged so tile units taken from one package show same range of colors as those taken from
other packages and match approved Samples. If not factory blended, either return to
manufacturer or blend tiles at Project site before installing.
D. Field-Applied Temporary Protective Coating: If indicated under tile type or needed to prevent
grout from staining or adhering to exposed tile surfaces, precoat them with continuous film of
temporary protective coating, taking care not to coat unexposed tile surfaces.
3.3 TILE INSTALLATION
A. Comply with TCA's "Handbook for Ceramic Tile Installation" for TCA installation methods
specified in tile installation schedules. Comply with parts of the ANSI A108 Series
"Specifications for Installation of Ceramic Tile" that are referenced in TCA installation
methods, specified in tile installation schedules, and apply to types of setting and grouting
materials used.
1. For the following installations, follow procedures in the ANSI A108 Series of tile
installation standards for providing 95 percent mortar coverage:
a. Tile floors in wet areas.
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b. Tile floors composed of tiles 8 by 8 inches or larger.
c. Tile floors composed of rib-backed tiles.
B. Extend tile work into recesses and under or behind equipment and fixtures to form complete
covering without interruptions unless otherwise indicated. Terminate work neatly at
obstructions, edges, and corners without disrupting pattern or joint alignments.
C. Accurately form intersections and returns. Perform cutting and drilling of tile without marring
visible surfaces. Carefully grind cut edges of tile abutting trim, finish, or built-in items for
straight aligned joints. Fit tile closely to electrical outlets, piping, fixtures, and other
penetrations so plates, collars, or covers overlap tile.
D. Jointing Pattern: Lay tile in grid pattern unless otherwise indicated. Lay out tile work and
center tile fields in both directions in each space or on each wall area. Lay out tile work to
minimize the use of pieces that are less than half of a tile. Provide uniform joint widths unless
otherwise indicated.
1. For tile mounted in sheets, make joints between tile sheets same width as joints within
tile sheets so joints between sheets are not apparent in finished work.
2. Where adjoining tiles on floor, base, walls, or trim are specified or indicated to be same
size, align joints.
3. Where tiles are specified or indicated to be whole integer multiples of adjoining tiles on
floor, base, walls, or trim, align joints unless otherwise indicated.
E. Joint Widths: Unless otherwise indicated, install tile with the following joint widths:
1. Ceramic Floor Tile: 1/8 inch.
2. Ceramic Wall Tile: 1/8 inch.
F. Lay out tile wainscots to dimensions indicated or to next full tile beyond dimensions indicated.
G. Expansion Joints: Provide expansion joints and other sealant-filled joints, including control,
contraction, and isolation joints, where indicated. Form joints during installation of setting
materials, mortar beds, and tile. Do not saw-cut joints after installing tiles.
1. Where joints occur in concrete substrates, locate joints in tile surfaces directly above
them.
2. Prepare joints and apply sealants to comply with requirements in Division 07 Section
"Joint Sealants."
H. Grout Sealer: Apply grout sealer to cementitious grout joints in tile floors according to grout-
sealer manufacturer's written instructions. As soon as grout sealer has penetrated grout joints,
remove excess sealer and sealer from tile faces by wiping with soft cloth.
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3.4 TILE BACKING PANEL INSTALLATION
A. Install cementitious backer units and treat joints according to ANSI A108.11 and manufacturer's
written instructions for type of application indicated. Use latex-portland cement mortar for
bonding material unless otherwise directed in manufacturer's written instructions.
3.5 CLEANING AND PROTECTING
A. Cleaning: On completion of placement and grouting, clean all ceramic tile surfaces so they are
free of foreign matter.
1. Remove epoxy and latex-portland cement grout residue from tile as soon as possible.
2. Clean grout smears and haze from tile according to tile and grout manufacturer's written
instructions but no sooner than 10 days after installation. Use only cleaners
recommended by tile and grout manufacturers and only after determining that cleaners
are safe to use by testing on samples of tile and other surfaces to be cleaned. Protect
metal surfaces and plumbing fixtures from effects of cleaning. Flush surfaces with clean
water before and after cleaning.
3. Remove temporary protective coating by method recommended by coating manufacturer
and that is acceptable to tile and grout manufacturer. Trap and remove coating to prevent
drain clogging.
B. Protect installed tile work with kraft paper or other heavy covering during construction period to
prevent staining, damage, and wear. If recommended by tile manufacturer, apply coat of neutral
protective cleaner to completed tile walls and floors.
C. Prohibit foot and wheel traffic from tiled floors for at least seven days after grouting is
completed.
D. Before final inspection, remove protective coverings and rinse neutral protective cleaner from
tile surfaces.
E. Interior Floor Installations, Concrete Subfloor:
1. Tile Installation F132: Water-cleanable, tile-setting epoxy on cured cement mortar bed
bonded to concrete subfloor; epoxy grout; TCA F132.
a. Tile Type: Floor Tile.
b. Grout: Water-cleanable epoxy grout.
F. Interior Wall Installations, Wood Studs or Furring:
1. Tile Installation W243: Thin-set mortar on gypsum board; TCA W243.
a. Tile Type: Wall Tile.
b. Thin-Set Mortar: Latex- portland cement mortar.
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c. Grout: Polymer-modified unsanded grout.
END OF SECTION 093000
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SECTION 095123 - ACOUSTICAL TILE CEILINGS
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and
Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Acoustical tiles for ceilings.
2. Concealed suspension systems.
B. Products furnished, but not installed under this Section, include anchors, clips, and other ceiling
attachment devices to be cast in concrete.
1.3 ACTION SUBMITTALS
A. Product Data: For each type of product.
B. Samples: For each exposed product and for each color and texture specified, 6-inches in size.
1.4 INFORMATIONAL SUBMITTALS
A. Product Test Reports: For each acoustical tile ceiling, for tests performed by a qualified testing agency.
B. Field quality-control reports.
1.5 QUALITY ASSURANCE
A. Testing Agency Qualifications: Qualified according to the National Voluntary Laboratory Accreditation
Program (NVLAP) for testing indicated.
1.6 DELIVERY, STORAGE, AND HANDLING
A. Deliver acoustical tiles, suspension-system components, and accessories to Project site in original,
unopened packages and store them in a fully enclosed, conditioned space where they will be protected
against damage from moisture, humidity, temperature extremes, direct sunlight, surface contamination,
and other causes.
B. Before installing acoustical tiles, permit them to reach room temperature and a stabilized moisture
content.
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C. Handle acoustical tiles carefully to avoid chipping edges or damaging units in any way.
1.7 FIELD CONDITIONS
A. Environmental Limitations: Do not install acoustical tile ceilings until spaces are enclosed and
weatherproof, wet work in spaces is complete and dry, work above ceilings is complete, and ambient
temperature and humidity conditions are maintained at the levels indicated for Project when occupied for
its intended use.
1. Pressurized Plenums: Operate ventilation system for not less than 48 hours before beginning
acoustical tile ceiling installation.
PART 2 - PRODUCTS
2.1 PERFORMANCE REQUIREMENTS
A. Seismic Performance: Acoustical ceiling shall withstand the effects of earthquake motions determined
according to ASCE/SEI 7.
B. Surface-Burning Characteristics: Comply with ASTM E 84; testing by a qualified testing agency.
Identify products with appropriate markings of applicable testing agency.
1. Flame -Spread Index: Comply with ASTM E 1264 for Class A materials.
2. Smoke-Developed Index: 50 or less.
2.2 ACOUSTICAL TILES, GENERAL
A. Source Limitations:
1. Acoustical Ceiling Tile: Obtain each type from single source from single manufacturer.
2. Suspension System: Obtain each type from single source from single manufacturer.
B. Source Limitations: Obtain each type of acoustical ceiling tile and supporting suspension system from
single source from single manufacturer.
C. Recycled Content: Postconsumer recycled content plus one-half of preconsumer recycled content not less
than 66 percent.
D. Acoustical Tile Standard: Provide manufacturer's standard tiles of configuration indicated that comply
with ASTM E 1264 classifications as designated by types, patterns, acoustical ratings, and light
reflectances unless otherwise indicated.
1. Mounting Method for Measuring NRC: Type E-400; plenum mounting in which face of test
specimen is 15-3/4 inches away from test surface according to ASTM E 795.
E. Acoustical Tile Colors and Patterns: Match appearance characteristics indicated for each product type.
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1. Where appearance characteristics of acoustical tiles are indicated by referencing pattern
designations in ASTM E 1264 and not manufacturers' proprietary product designations, provide
products selected by Architect from each manufacturer's full range that comply with requirements
indicated for type, pattern, color, light reflectance, acoustical performance, edge detail, and size.
2.3 ACOUSTICAL TILES
A. Manufacturers: Subject to compliance with requirements, provide products by one of the following:
1. USG, Inc.
B. Classification: Provide tiles complying with ASTM E 1264 for type, form, and pattern as follows:
1. Type and Form: Type III, mineral base with painted finish; Form 1, nodular.
2. Pattern: Halcyon Panel
3. Logix, 24x48, Halcyon Panel
C. Color: White .
D. LR: Not less than 0.80.
E. NRC: Not less than 0.70.
F. CAC: Not less than 38.
G. AC: Not less than 170.
H. Edge/Joint Detail: Per Drawings.
I. Thickness: 7/8 inch.
J. Modular Size: Per Drawings.
K. Broad Spectrum Antimicrobial Fungicide and Bactericide Treatment: Provide acoustical tiles treated
with manufacturer's standard antimicrobial formulation that inhibits fungus, mold, mildew, and gram-
positive and gram-negative bacteria and showing no mold, mildew, or bacterial growth when tested
according to ASTM D 3273 and evaluated according to ASTM D 3274 or ASTM G 21.
2.4 METAL SUSPENSION SYSTEMS, GENERAL
A. Recycled Content: Postconsumer recycled content plus one-half of pre consumer recycled content not
less than 25 percent.
B. Metal Suspension-System Standard: Provide manufacturer's standard metal suspension systems of types,
structural classifications, and finishes indicated that comply with applicable requirements in
ASTM C 635/C 635M.
C. Attachment Devices: Size for five times the design load indicated in ASTM C 635/C 635M, Table 1,
"Direct Hung," unless otherwise indicated. Comply with seismic design requirements.
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a. Corrosion Protection: Carbon-steel components zinc plated to comply with ASTM B 633,
Class Fe/Zn 5 for Class SC 1 service condition.
b. Corrosion Protection: Stainless-steel components complying with ASTM F 593 and
ASTM F 594, Group 1 Alloy 304 or 316 for bolts; Alloy 304 or 316 for anchors.
D. Wire Hangers, Braces, and Ties: Provide wires complying with the following requirements:
1. Zinc-Coated, Carbon-Steel Wire: ASTM A 641/A 641M, Class 1 zinc coating, soft temper.
2. Size: Select wire diameter so its stress at three times hanger design load (ASTM C 635/C 635M,
Table 1, "Direct Hung") will be less than yield stress of wire, but provide not less than 0.106-inch
diameter wire.
E. Seismic Struts: Manufacturer's standard compression struts designed to accommodate lateral forces.
F. Seismic Clips: Manufacturer's standard seismic clips designed and spaced to secure acoustical tiles in-
place.
2.5 METAL SUSPENSION SYSTEM
A. Manufacturers: Subject to compliance with requirements, provide products by one of the following:
1. USG, Inc.
B. Direct-Hung, Double-WebSuspension System: Main and cross runners roll formed from and capped with
cold-rolled steel sheet, prepainted, electrolytically zinc coated, or hot-dip galvanized according to
ASTM A 653/A 653M, G30 coating designation.
1. Structural Classification: Heavy-duty system.
2. Access: Upward and end pivoted or side pivoted, with initial access openings of size indicated
below and located throughout ceiling within each module formed by main and cross runners, with
additional access available by progressively removing remaining acoustical tiles.
a. Initial Access Opening: In each module, 24 by 24 inches.
2.6 METAL EDGE MOLDINGS AND TRIM
A. Manufacturers: Subject to compliance with requirements, provide products by one of the following:
1. USG, Inc.
B. Roll-Formed, Sheet-Metal Edge Moldings and Trim: Type and profile indicated, manufacturer's
standard moldings for edges and penetrations complying with seismic design requirements; formed from
sheet metal of same material, finish, and color as that used for exposed flanges of suspension-system
runners.
1. Provide manufacturer's standard edge moldings that fit acoustical tile edge details and suspension
systems indicated and that match width and configuration of exposed runners unless otherwise
indicated.
2. For circular penetrations of ceiling, provide edge moldings fabricated to diameter required to fit
penetration exactly.
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PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine substrates, areas, and conditions, including structural framing and substrates to which acoustical
tile ceilings attach or abut, with Installer present, for compliance with requirements specified in this and
other Sections that affect ceiling installation and anchorage and for compliance with requirements for
installation tolerances and other conditions affecting performance of the Work.
B. Examine acoustical tiles before installation. Reject acoustical tiles that are wet, moisture damaged, or
mold damaged.
C. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 PREPARATION
A. Testing Substrates: Before installing adhesively applied tiles on wet-placed substrates such as cast-in-
place concrete or plaster, test and verify that moisture level is below tile manufacturer's recommended
limits.
B. Measure each ceiling area and establish layout of acoustical tiles to balance border widths at opposite
edges of each ceiling. Avoid using less-than-half-width tiles at borders, and comply with layout shown
on reflected ceiling plans.
3.3 INSTALLATION OF SUSPENDED ACOUSTICAL TILE CEILINGS
A. General: Install acoustical panel ceilings to comply with ASTM C 636/C 636M and seismic design
requirements indicated, according to manufacturer's written instructions and CISCA's "Ceiling Systems
Handbook."
B. Suspend ceiling hangers from building's structural members and as follows:
1. Install hangers plumb and free from contact with insulation or other objects within ceiling plenum
that are not part of supporting structure or of ceiling suspension system.
2. Splay hangers only where required to miss obstructions; offset resulting horizontal forces by
bracing, counters playing, or other equally effective means.
3. Where width of ducts and other construction within ceiling plenum produces hanger spacing that
interfere with location of hangers at spacing required to support standard suspension-system
members, install supplemental suspension members and hangers in form of trapezes or equivalent
devices.
4. Secure wire hangers to ceiling suspension members and to supports above with a minimum of
three tight turns. Connect hangers directly either to structures or to inserts, eye screws, or other
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devices that are secure and appropriate for substrate and that will not deteriorate or otherwise fail
due to age, corrosion, or elevated temperatures.
5. Secure flat, angle, channel, and rod hangers to structure, including intermediate framing members,
by attaching to inserts, eye screws, or other devices that are secure and appropriate for both the
structure to which hangers are attached and the type of hanger involved. Install hangers in a
manner that will not cause them to deteriorate or fail due to age, corrosion, or elevated
temperatures.
6. Do not support ceilings directly from permanent metal forms or floor deck. Fasten hangers to
cast-in-place hanger inserts, post installed mechanical or adhesive anchors, or power-actuated
fasteners that extend through forms into concrete.
7. When steel framing does not permit installation of hanger wires at spacing required, install
carrying channels or other supplemental support for attachment of hanger wires.
8. Do not attach hangers to steel deck tabs.
9. Space hangers not more than 48 inches o.c. along each member supported directly from hangers
unless otherwise indicated; provide hangers not more than 8 inches from ends of each member.
10. Size supplemental suspension members and hangers to support ceiling loads within performance
limits established by referenced standards and publications.
C. Secure bracing wires to ceiling suspension members and to supports with a minimum of four tight turns.
Suspend bracing from building's structural members as required for hangers without attaching to
permanent metal forms, steel deck, or steel deck tabs. Fasten bracing wires into concrete with cast-in-
place or post installed anchors.
D. Install edge moldings and trim of type indicated at perimeter of acoustical tile ceiling area and where
necessary to conceal edges of acoustical tiles.
1. Screw attach moldings to substrate at intervals not more than 16 inches o.c. and not more than 3
inches from ends, leveling with ceiling suspension system to a tolerance of 1/8 inch in 12 feet.
Miter corners accurately and connect securely.
2. Do not use exposed fasteners, including pop rivets, on moldings and trim.
E. Install suspension-system runners so they are square and securely interlocked with one another. Remove
and replace dented, bent, or kinked members.
F. Install acoustical tiles in coordination with suspension system and exposed moldings and trim. Place
splines or suspension-system flanges into kerfed edges so tile-to-tile joints are closed by double lap of
material.
1. Fit adjoining tile to form flush, tight joints. Scribe and cut tile for accurate fit at borders and
around penetrations through tile.
2. Hold tile field in compression by inserting leaf-type, spring-steel spacers between tile and
moldings, spaced 12 inches o.c.
3. Protect lighting fixtures and air ducts to comply with requirements indicated for fire-resistance-
rated assembly.
3.4 CLEANING
A. Clean exposed surfaces of acoustical tile ceilings, including trim and edge moldings. Comply with
manufacturer's written instructions for cleaning and touchup of minor finish damage. Remove and
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replace tiles and other ceiling components that cannot be successfully cleaned and repaired to
permanently eliminate evidence of damage.
END OF SECTION 095123
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SECTION 096513 - RESILIENT BASE AND ACCESSORIES
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and
Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Resilient base.
B. Related Sections:
1.3 ACTION SUBMITTALS
A. Product Data: For each type of product indicated.
1.4 QUALITY ASSURANCE
A. Fire-Test-Response Characteristics: As determined by testing identical products according to
ASTM E 648 or NFPA 253 by a qualified testing agency.
1. Critical Radiant Flux Classification: Class I, not less than 0.45 W/sq. cm.
1.5 DELIVERY, STORAGE, AND HANDLING
A. Store resilient products and installation materials in dry spaces protected from the weather, with ambient
temperatures maintained within range recommended by manufacturer, but not less than 50 deg F or more
than 90 deg F.
1.6 PROJECT CONDITIONS
A. Maintain ambient temperatures within range recommended by manufacturer, but not less than 70 deg F or
more than 95 deg F, in spaces to receive resilient products during the following time periods:
1. 48 hours before installation.
2. During installation.
3. 48 hours after installation.
B. Until Substantial Completion, maintain ambient temperatures within range recommended by
manufacturer, but not less than 55 deg F or more than 95 deg F.
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C. Install resilient products after other finishing operations, including painting, have been completed.
PART 2 - PRODUCTS
2.1 RESILIENT BASE
A. Resilient Base:
1. Manufacturers: Subject to compliance with requirements:
a. Burk Industries, Montego Designer Wall Base, 003
B. Resilient Base Standard: ASTM F 1861.
C. Minimum Thickness: 0.375 inch.
D. Outside Corners: Preformed.
E. Inside Corners: Preformed.
F. Finish: Satin.
G. Colors and Patterns: As indicated by manufacturer's designations.
2.2 INSTALLATION MATERIALS
A. Trowelable Leveling and Patching Compounds: Latex-modified, portland cement based or blended
hydraulic-cement-based formulation provided or approved by manufacturer for applications indicated.
B. Adhesives: Water-resistant type recommended by manufacturer to suit resilient products and substrate
conditions indicated.
1. Adhesives shall have a VOC content of 50 g/L or less when calculated according to 40 CFR 59,
Subpart D (EPA Method 24).
a. Cove Base Adhesives: Not more than 50 g/L.
C. Metal Edge Strips: Extruded aluminum with mill finish of width shown, of height required to protect
exposed edges of tiles, and in maximum available lengths to minimize running joints.
D. Floor Polish: Provide protective liquid floor polish products as recommended by resilient stair tread
manufacturer.
PART 3 - EXECUTION
3.1 EXAMINATION
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A. Examine substrates, with Installer present, for compliance with requirements for maximum moisture
content and other conditions affecting performance of the Work.
B. Verify that finishes of substrates comply with tolerances and other requirements specified in other
Sections and that substrates are free of cracks, ridges, depressions, scale, and foreign deposits that might
interfere with adhesion of resilient products.
C. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 PREPARATION
A. Prepare substrates according to manufacturer's written instructions to ensure adhesion of resilient
products.
B. Fill cracks, holes, and depressions in substrates with trowelable leveling and patching compound and
remove bumps and ridges to produce a uniform and smooth substrate.
C. Do not install resilient products until they are same temperature as the space where they are to be
installed.
1. Move resilient products and installation materials into spaces where they will be installed at least
48 hours in advance of installation.
D. Sweep and vacuum clean substrates to be covered by resilient products immediately before installation.
3.3 RESILIENT BASE INSTALLATION
A. Comply with manufacturer's written instructions for installing resilient base.
B. Apply resilient base to walls, columns, pilasters, casework and cabinets in toe spaces, and other
permanent fixtures in rooms and areas where base is required.
C. Install resilient base in lengths as long as practicable without gaps at seams and with tops of adjacent
pieces aligned.
D. Tightly adhere resilient base to substrate throughout length of each piece, with base in continuous contact
with horizontal and vertical substrates.
E. Do not stretch resilient base during installation.
F. On masonry surfaces or other similar irregular substrates, fill voids along top edge of resilient base with
manufacturer's recommended adhesive filler material.
G. Preformed Corners: Install preformed corners before installing straight pieces.
3.4 CLEANING AND PROTECTION
A. Comply with manufacturer's written instructions for cleaning and protection of resilient products.
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B. Perform the following operations immediately after completing resilient product installation:
1. Remove adhesive and other blemishes from exposed surfaces.
2. Sweep and vacuum surfaces thoroughly.
3. Damp-mop surfaces to remove marks and soil.
C. Protect resilient products from mars, marks, indentations, and other damage from construction operations
and placement of equipment and fixtures during remainder of construction period.
D. Cover resilient products until Substantial Completion.
END OF SECTION 096513
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SECTION 096516 - RESILIENT SHEET FLOORING
PART 1 - GENERAL
1.1 SUMMARY
A. Section includes vinyl sheet flooring.
1.2 ACTION SUBMITTALS
A. Product Data: For each type of product.
B. Samples: For each exposed product and for each color and texture specified in manufacturer's
standard size, but not less than [6-by-9-inch (150-by-230-mm)] sections.
1.3 CLOSEOUT SUBMITTALS
A. Maintenance data.
PART 2 - PRODUCTS
2.1 PERFORMANCE REQUIREMENTS
A. Fire-Test-Response Characteristics: For resilient sheet flooring, as determined by testing
identical products according to ASTM E 648 or NFPA 253 by a qualified testing agency.
1. Critical Radiant Flux Classification: Class I, not less than 0.45 W/sq. cm.
B. FloorScore Compliance: Resilient sheet flooring shall comply with requirements of FloorScore
certification.
C. Low-Emitting Materials: Flooring system shall comply with the testing and product
requirements of the California Department of Public Health's "Standard Method for the Testing
and Evaluation of Volatile Organic Chemical Emissions from Indoor Sources Using
Environmental Chambers."
2.2 VINYL SHEET FLOORING WITH BACKING
A. Armstrong USG Mannington shaw.
B. Product Standard: ASTM F 1303.
1. Type (Binder Content): Type I, minimum binder content of 90 percent.
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2. Wear-Layer Thickness: Grade 1.
3. Overall Thickness: As standard with manufacturer.
4. Backing Class: Class A fibrous.
C. Wearing Surface: Match existing.
D. Sheet Width: As standard with manufacturer.
E. Seamless-Installation Method: Chemically bonded.
F. Colors and Patterns: As indicated by manufacturer's designations.
2.3 INSTALLATION MATERIALS
A. Trowelable Leveling and Patching Compounds: Latex-modified, portland cement based or
blended hydraulic-cement-based formulation provided or approved by resilient sheet flooring
manufacturer for applications indicated.
B. Adhesives: Water-resistant type recommended by flooring and adhesive manufacturers to suit
resilient sheet flooring and substrate conditions indicated.
1. Adhesives shall have a VOC content of 50 g/L or less.
2. Adhesives shall comply with the testing and product requirements of the California
Department of Public Health's "Standard Method for the Testing and Evaluation of
Volatile Organic Chemical Emissions from Indoor Sources Using Environmental
Chambers."
C. Seamless-Installation Accessories:
1. Chemical-Bonding Compound: Manufacturer's product for chemically bonding seams.
a. Bonding compound shall have a VOC content of 510 g/L or less.
b. Bonding compound shall comply with the testing and product requirements of the
California Department of Public Health's "Standard Method for the Testing and
Evaluation of Volatile Organic Chemical Emissions from Indoor Sources Using
Environmental Chambers."
D. Floor Polish: Provide protective, liquid floor-polish products recommended by resilient sheet
flooring manufacturer.
PART 3 - EXECUTION
3.1 PREPARATION
A. Prepare substrates according to resilient sheet flooring manufacturer's written instructions to
ensure adhesion of resilient sheet flooring.
B. Concrete Substrates: Prepare according to ASTM F 710.
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1. Verify that substrates are dry and free of curing compounds, sealers, and hardeners.
2. Remove substrate coatings and other substances that are incompatible with adhesives and
that contain soap, wax, oil, or silicone, using mechanical methods recommended by
resilient sheet flooring manufacturer. Do not use solvents.
3. Alkalinity and Adhesion Testing: Perform tests recommended by resilient sheet flooring
manufacturer. Proceed with installation only after substrate alkalinity falls within range
on pH scale recommended by manufacturer in writing, but not less than 5 or more than 9
pH.
4. Moisture Testing: Proceed with installation only after substrates pass testing according to
resilient sheet flooring manufacturer's written recommendations, but not less stringent
than the following:
a. Perform anhydrous calcium chloride test according to ASTM F 1869. Proceed with
installation only after substrates have maximum moisture-vapor-emission rate of 3
lb of water/1000 sq. ft. (1.36 kg of water/92.9 sq. m) in 24 hours.
b. Perform relative humidity test using in situ probes according to ASTM F 2170.
Proceed with installation only after substrates have a maximum 75 percent relative
humidity level.
C. Fill cracks, holes, and depressions in substrates with trowelable leveling and patching
compound; remove bumps and ridges to produce a uniform and smooth substrate.
D. Do not install resilient sheet flooring until it is the same temperature as the space where it is to
be installed.
E. Immediately before installation, sweep and vacuum clean substrates to be covered by resilient
sheet flooring.
3.2 RESILIENT SHEET FLOORING INSTALLATION
A. Comply with manufacturer's written instructions for installing resilient sheet flooring.
B. Unroll resilient sheet flooring and allow it to stabilize before cutting and fitting.
C. Lay out resilient sheet flooring as follows:
1. Maintain uniformity of flooring direction.
2. Minimize number of seams; place seams in inconspicuous and low-traffic areas, at least 6
inches (152 mm) away from parallel joints in flooring substrates.
3. Match edges of flooring for color shading at seams.
4. Avoid cross seams.
D. Scribe and cut resilient sheet flooring to butt neatly and tightly to vertical surfaces, permanent
fixtures, and built-in furniture including cabinets, pipes, outlets, and door frames.
E. Extend resilient sheet flooring into toe spaces, door reveals, closets, and similar openings.
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F. Maintain reference markers, holes, and openings that are in place or marked for future cutting
by repeating on resilient sheet flooring as marked on substrates. Use chalk or other
nonpermanent marking device.
G. Install resilient sheet flooring on covers for telephone and electrical ducts and similar items in
installation areas. Maintain overall continuity of color and pattern between pieces of flooring
installed on covers and adjoining flooring. Tightly adhere flooring edges to substrates that abut
covers and to cover perimeters.
H. Adhere resilient sheet flooring to substrates using a full spread of adhesive applied to substrate
to produce a completed installation without open cracks, voids, raising and puckering at joints,
telegraphing of adhesive spreader marks, and other surface imperfections.
I. Seamless Installation:
1. Heat-Welded Seams: Comply with ASTM F 1516. Rout joints and heat weld with
welding bead to permanently fuse sections into a seamless flooring. Prepare, weld, and
finish seams to produce surfaces flush with adjoining flooring surfaces.
2. Chemically Bonded Seams: Bond seams with chemical-bonding compound to
permanently fuse sections into a seamless flooring. Prepare seams and apply compound
to produce tightly fitted seams without gaps, overlays, or excess bonding compound on
flooring surfaces.
3.3 CLEANING AND PROTECTION
A. Comply with manufacturer's written instructions for cleaning and protecting resilient sheet
flooring.
B. Floor Polish: Remove soil, adhesive, and blemishes from flooring surfaces before applying
liquid floor polish.
1. Apply two coat(s).
C. Cover resilient sheet flooring until Substantial Completion.
END OF SECTION 096516
RESILIENT SHEET FLOORING 096516 - 4
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SECTION 099123 - INTERIOR PAINTING
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and
Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section includes surface preparation and the application of paint systems on interior substrates.
B. Related Requirements:
.
1. Division 06 Sections for shop priming carpentry with primers specified in this Section.
2. Division 08 Sections for factory priming windows and doors with primers specified in this
Section.
1.3 DEFINITIONS
A. Gloss Level 1: Not more than 5 units at 60 degrees and 10 units at 85 degrees, according to
ASTM D 523.
B. Gloss Level 3: 10 to 25 units at 60 degrees and 10 to 35 units at 85 degrees, according to ASTM D 523.
C. Gloss Level 5: 35 to 70 units at 60 degrees, according to ASTM D 523.
1.4 ACTION SUBMITTALS
A. Product Data: For each type of product. Include preparation requirements and application instructions.
B. Samples for Initial Selection: For each type of topcoat product.
1.5 DELIVERY, STORAGE, AND HANDLING
A. Store materials not in use in tightly covered containers in well-ventilated areas with ambient temperatures
continuously maintained at not less than 45 deg F.
1. Maintain containers in clean condition, free of foreign materials and residue.
2. Remove rags and waste from storage areas daily.
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1.6 FIELD CONDITIONS
A. Apply paints only when temperature of surfaces to be painted and ambient air temperatures are between
50 and 95 deg F.
B. Do not apply paints when relative humidity exceeds 85 percent; at temperatures less than 5 deg F above
the dew point; or to damp or wet surfaces.
PART 2 - PRODUCTS
2.1 MANUFACTURERS
A. Manufacturers: Subject to compliance with requirements, provide products by one of the following:
1. Dunn-Edwards Corporation.
2. Sherwin-Williams Company (The).
B. Products: Subject to compliance with requirements, provide one of the products listed in other Part 2
articles for the paint category indicated.
2.2 PAINT, GENERAL
A. MPI Standards: Provide products that comply with MPI standards indicated and that are listed in its
"MPI Approved Products List."
B. Material Compatibility:
1. Provide materials for use within each paint system that are compatible with one another and
substrates indicated, under conditions of service and application as demonstrated by manufacturer,
based on testing and field experience.
2. For each coat in a paint system, provide products recommended in writing by manufacturers of
topcoat for use in paint system and on substrate indicated.
C. VOC Content: Products shall comply with VOC limits of authorities having jurisdiction and, for interior
paints and coatings applied at Project site, the following VOC limits, exclusive of colorants added to a
tint base, when calculated according to 40 CFR 59, Subpart D (EPA Method 24).
1. Flat Paints and Coatings: 50 g/L.
2. Nonflat Paints and Coatings: 150 g/L.
3. Dry-Fog Coatings: 400 g/L.
4. Primers, Sealers, and Undercoaters: 200 g/L.
5. Anticorrosive and Antirust Paints Applied to Ferrous Metals: 250 g/L.
6. Zinc-Rich Industrial Maintenance Primers: 340 g/L.
7. Pretreatment Wash Primers: 420 g/L.
8. Floor Coatings: 100 g/L.
9. Shellacs, Clear: 730 g/L.
10. Shellacs, Pigmented: 550 g/L.
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D. Colors: As indicated in a color schedule
2.3 PRIMERS/SEALERS
A. Primer Sealer, Interior, Institutional Low Odor/VOC: MPI #149.
1. Dunn-Edwards Corporation; W101V Vinylastic Pigmented Sealer.
2.4 METAL PRIMERS
A. Primer, Anti-Corrosive, for Metal: MPI #79.
1. Dunn-Edwards Corporation; W715 Ultra-Grip Acrylic Multi-Purpose Primer
2.5 WATER-BASED PAINTS
A. Latex, Interior, Institutional Low Odor/VOC, Eggshell (Satin) (Gloss Level 3): MPI #145.
1. Dunn-Edwards Corporation; W440V Decosheen Acrylic Eggshell Paint.
B. Latex, Interior, Institutional Low Odor/VOC, Semi-Gloss (Gloss Level 5): MPI #147.
1. Dunn-Edwards Corporation; W450V Decoglo Acrylic Semi-Gloss Paint.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine substrates and conditions, with Applicator present, for compliance with requirements for
maximum moisture content and other conditions affecting performance of the Work.
B. Maximum Moisture Content of Substrates: When measured with an electronic moisture meter as follows:
1. Concrete: 12 percent.
2. Masonry (Clay and CMU): 12 percent.
3. Wood: 15 percent.
4. Gypsum Board: 12 percent.
5. Plaster: 12 percent.
C. Gypsum Board Substrates: Verify that finishing compound is sanded smooth.
D. Plaster Substrates: Verify that plaster is fully cured.
E. Spray-Textured Ceiling Substrates: Verify that surfaces are dry.
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F. Verify suitability of substrates, including surface conditions and compatibility with existing finishes and
primers.
G. Proceed with coating application only after unsatisfactory conditions have been corrected.
1. Application of coating indicates acceptance of surfaces and conditions.
3.2 PREPARATION
A. Comply with manufacturer's written instructions and recommendations in "MPI Manual" applicable to
substrates indicated.
B. Remove hardware, covers, plates, and similar items already in place that are removable and are not to be
painted. If removal is impractical or impossible because of size or weight of item, provide surface-
applied protection before surface preparation and painting.
1. After completing painting operations, use workers skilled in the trades involved to reinstall items
that were removed. Remove surface-applied protection if any.
C. Clean substrates of substances that could impair bond of paints, including dust, dirt, oil, grease, and
incompatible paints and encapsulants.
1. Remove incompatible primers and reprime substrate with compatible primers or apply tie coat as
required to produce paint systems indicated.
D. Steel Substrates: Remove rust, loose mill scale, and shop primer, if any. Clean using methods
recommended in writing by paint manufacturer, but not less than the following:
1. SSPC-SP 2, "Hand Tool Cleaning."
E. Wood Substrates:
1. Scrape and clean knots, and apply coat of knot sealer before applying primer.
2. Sand surfaces that will be exposed to view, and dust off.
3. Prime edges, ends, faces, undersides, and backsides of wood.
4. After priming, fill holes and imperfections in the finish surfaces with putty or plastic wood filler.
Sand smooth when dried.
3.3 APPLICATION
A. Apply paints according to manufacturer's written instructions and to recommendations in "MPI Manual."
1. Use applicators and techniques suited for paint and substrate indicated.
2. Paint surfaces behind movable equipment and furniture same as similar exposed surfaces. Before
final installation, paint surfaces behind permanently fixed equipment or furniture with prime coat
only.
3. Paint front and backsides of access panels, removable or hinged covers, and similar hinged items
to match exposed surfaces.
4. Do not paint over labels of independent testing agencies or equipment name, identification,
performance rating, or nomenclature plates.
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5. Primers specified in painting schedules may be omitted on items that are factory primed or factory
finished if acceptable to topcoat manufacturers.
B. Tint each undercoat a lighter shade to facilitate identification of each coat if multiple coats of same
material are to be applied. Tint undercoats to match color of topcoat, but provide sufficient difference in
shade of undercoats to distinguish each separate coat.
C. If undercoats or other conditions show through topcoat, apply additional coats until cured film has a
uniform paint finish, color, and appearance.
D. Apply paints to produce surface films without cloudiness, spotting, holidays, laps, brush marks, roller
tracking, runs, sags, ropiness, or other surface imperfections. Cut in sharp lines and color breaks.
E. Painting Fire Suppression, Plumbing, HVAC, Electrical, Communication, and Electronic Safety and
Security Work:
1. Paint the following work where exposed in equipment rooms:
a. Equipment, including panelboards.
2. Paint the following work where exposed in occupied spaces:
a. Other items as directed by City.
3. Paint portions of internal surfaces of metal ducts, without liner, behind air inlets and outlets that
are visible from occupied spaces.
3.4 CLEANING AND PROTECTION
A. At end of each workday, remove rubbish, empty cans, rags, and other discarded materials from Project
site.
B. After completing paint application, clean spattered surfaces. Remove spattered paints by washing,
scraping, or other methods. Do not scratch or damage adjacent finished surfaces.
C. Protect work of other trades against damage from paint application. Correct damage to work of other
trades by cleaning, repairing, replacing, and refinishing, as approved by Architect, and leave in an
undamaged condition.
D. At completion of construction activities of other trades, touch up and restore damaged or defaced painted
surfaces.
3.5 INTERIOR PAINTING SCHEDULE
A. Steel Substrates:
1. Latex over Alkyd Primer System:
a. Prime Coat: Primer, alkyd, anti-corrosive, for metal, MPI #79.
b. Intermediate Coat: Latex, interior, matching topcoat.
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c. Topcoat: Latex, interior, semi-gloss, (Gloss Level 5), MPI #54.
B. Gypsum Board Substrates:
1. Institutional Low-Odor/VOC Latex System:
a. Prime Coat: Primer sealer, interior, institutional low odor/VOC, MPI #149.
b. Intermediate Coat: Latex, interior, institutional low odor/VOC, matching topcoat.
c. Topcoat: Latex, interior, institutional low odor/VOC, eggshell (Gloss Level 3), MPI #145.
d. Topcoat: Latex, interior, institutional low odor/VOC, semi-gloss (Gloss
Level 5), MPI #147.
END OF SECTION 099123
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SECTION 101400 - SIGNAGE
PART 1 - GENERAL
1.1 SUMMARY
A. This Section includes the following:
1. Plaques.
1.2 DEFINITIONS
A. ADA-ABA Accessibility Guidelines: U.S. Architectural & Transportation Barriers Compliance
Board's "Americans with Disabilities Act (ADA) Accessibility Guidelines for Buildings and
Facilities; Architectural Barriers Act (ABA) Accessibility Guidelines."
1.3 SUBMITTALS
A. Product Data: For each type of product indicated.
B. Samples: For each sign type and for each color and texture required.
1.4 QUALITY ASSURANCE
A. Regulatory Requirements: Comply with applicable provisions in ADA-ABA Accessibility
Guidelines..
B. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70,
Article 100, by a testing agency acceptable to authorities having jurisdiction, and marked for
intended use.
PART 2 - PRODUCTS
2.1 MATERIALS
A. Acrylic Sheet: ASTM D 4802, Category A-1 (cell-cast sheet), Type UVA (UV absorbing).
B. Polycarbonate Sheet: Of thickness indicated, manufactured by extrusion process, coated on
both surfaces with abrasion-resistant coating:
1. Impact Resistance: 16 ft-lbf/in. per ASTM D 256, Method A.
2. Tensile Strength: 9000 lbf/sq. in. per ASTM D 638.
3. Flexural Modulus of Elasticity: 340,000 lbf/sq. in. per ASTM D 790.
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4. Heat Deflection: 265 deg F at 264 lbf/sq. in. per ASTM D 648.
5. Abrasion Resistance: 1.5 percent maximum haze increase for 100 revolutions of a Taber
abraser with a load of 500 g per ASTM D 1044.
2.2 PLAQUES
A. Available Manufacturers: Subject to compliance with requirements, manufacturers offering
products that may be incorporated into the Work include, but are not limited to, the following:
B. Manufacturers: Subject to compliance with requirements, provide products by one of the
following:
C. Basis-of-Design Product: Subject to compliance with requirements, provide the product
indicated on Drawings or a comparable product by one of the following:
1. Rockwood, BF Series.
D. Anchors and Inserts: Provide nonferrous-metal or hot-dip galvanized anchors and inserts for
exterior installations and elsewhere as required for corrosion resistance. Use toothed steel or
lead expansion-bolt devices for drilled-in-place anchors. Furnish inserts, as required, to be set
into concrete or masonry work.
2.3 FABRICATION
A. General: Provide manufacturer's standard signs of configurations indicated.
1. Welded Connections: Comply with AWS standards for recommended practices in shop
welding. Provide welds behind finished surfaces without distortion or discoloration of
exposed side. Clean exposed welded surfaces of welding flux and dress exposed and
contact surfaces.
2. Mill joints to tight, hairline fit. Form joints exposed to weather to exclude water
penetration.
3. Conceal fasteners if possible; otherwise, locate fasteners where they will be
inconspicuous.
2.4 ACRYLIC SHEET FINISHES
A. Colored Coatings for Acrylic Sheet: For copy colors, provide colored coatings, including inks,
dyes, and paints, that are recommended by acrylic manufacturers for optimum adherence to
acrylic surface and that are UV and water resistant for five years for application intended.
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PART 3 - EXECUTION
3.1 INSTALLATION
A. Locate signs and accessories where indicated, using mounting methods of types described and
complying with manufacturer's written instructions.
1. Install signs level, plumb, and at heights indicated, with sign surfaces free of distortion
and other defects in appearance.
2. Interior Wall Signs: Install signs on walls adjacent to latch side of door where applicable.
Where not indicated or possible, such as double doors, install signs on nearest adjacent
walls. Locate to allow approach within 3 inches of sign without encountering protruding
objects or standing within swing of door.
B. Wall-Mounted Signs: Comply with sign manufacturer's written instructions except where more
stringent requirements apply.
1. Two-Face Tape: Mount signs to smooth, nonporous surfaces. Do not use this method for
vinyl-covered or rough surfaces.
2. Hook-and-Loop Tapes: Mount signs to smooth, nonporous surfaces.
3. Magnetic Tape: Mount signs to smooth, nonporous surfaces.
4. Silicone-Adhesive Mounting: Attach signs to irregular, porous, or vinyl-covered
surfaces.
5. Shim Plate Mounting: Provide 1/8-inch thick, concealed aluminum shim plates with
predrilled and countersunk holes, at locations indicated, and where other mounting
methods are not practicable. Attach plate with fasteners and anchors suitable for secure
attachment to substrate. Attach panel signs to plate using method specified above.
6. Mechanical Fasteners: Use nonremovable mechanical fasteners placed through predrilled
holes. Attach signs with fasteners and anchors suitable for secure attachment to substrate
as recommended in writing by sign manufacturer.
7. Signs Mounted on Glass: Provide matching opaque plate on opposite side of glass to
conceal mounting materials.
C. Bracket-Mounted Signs: Provide manufacturer's standard brackets, fittings, and hardware for
mounting signs that project at right angles from walls and ceilings. Attach brackets and fittings
securely to walls and ceilings with concealed fasteners and anchoring devices to comply with
manufacturer's written instructions.
D. Dimensional Characters: Mount characters using standard fastening methods to comply with
manufacturer's written instructions for character form, type of mounting, wall construction, and
condition of exposure indicated. Provide heavy paper template to establish character spacing
and to locate holes for fasteners.
1. Flush Mounting: Mount characters with backs in contact with wall surface.
2. Projected Mounting: Mount characters at projection distance from wall surface indicated.
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END OF SECTION 101400
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SECTION 220523 – GENERAL-DUTY VALVES FOR PLUMBING PIPING
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Bronze ball valves.
2. Bronze gate valves.
B. Related Sections:
1. Division 22 plumbing piping Sections for specialty valves applicable to those Sections only.
2. Division 22 Section "Identification for Plumbing Piping and Equipment" for valve tags and schedules.
1.2 SUBMITTALS
A. Product Data: For each type of valve indicated.
1.3 QUALITY ASSURANCE
A. ASME Compliance: ASME B16.10 and ASME B16.34 for ferrous valve dimensions and design criteria.
B. NSF Compliance: NSF 61 for valve materials for potable-water service.
PART 2 - PRODUCTS
2.1 GENERAL REQUIREMENTS FOR VALVES
A. Refer to valve schedule articles for applications of valves.
B. Valve Pressure and Temperature Ratings: Not less than indicated and as required for system pressures and
temperatures.
C. Valve Sizes: Same as upstream piping unless otherwise indicated.
D. Valve Actuator Types:
1. Handwheel: For valves other than quarter-turn types.
2. Handlever: For quarter-turn valves NPS 6 (DN 150) and smaller except plug valves.
E. Valves in Insulated Piping: With 2-inch (50-mm) stem extensions and the following features:
1. Gate Valves: With rising stem.
2. Ball Valves: With extended operating handle of non-thermal-conductive material, and protective
sleeve that allows operation of valve without breaking the vapor seal or disturbing insulation.
F. Valve-End Connections:
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1. Flanged: With flanges according to ASME B16.1 for iron valves.
2. Solder Joint: With sockets according to ASME B16.18.
3. Threaded: With threads according to ASME B1.20.1.
2.2 BRONZE BALL VALVES
A. Two -Piece, Full-Port, Bronze Ball Valves with Bronze Trim:
1. Manufacturers: Subject to compliance with requirements, available manufacturers offering products
that may be incorporated into the Work include, but are not limited to, the following:
a. American Valve, Inc.
b. Crane Co.; Crane Valve Group; Crane Valves.
c. NIBCO INC.
2. Description:
a. Standard: MSS SP-110.
b. SWP Rating: 150 psig (1035 kPa).
c. CWP Rating: 600 psig (4140 kPa).
d. Body Design: Two piece.
e. Body Material: Bronze.
f. Ends: Threaded.
g. Seats: PTFE or TFE.
h. Stem: Bronze.
i. Ball: Chrome-plated brass.
j. Port: Full.
2.3 BRONZE GATE VALVES
A. Class 125, NRS Bronze Gate Valves:
1. Manufacturers: Subject to compliance with requirements, available manufacturers offering products
that may be incorporated into the Work include, but are not limited to, the following:
a. American Valve, Inc.
b. Crane Co.; Crane Valve Group; Crane Valves.
c. NIBCO INC.
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2. Description:
a. Standard: MSS SP-80, Type 1.
b. CWP Rating: 200 psig (1380 kPa).
c. Body Material: ASTM B 62, bronze with integral seat and screw-in bonnet.
d. Ends: Threaded or solder joint.
e. Stem: Bronze.
f. Disc: Solid wedge; bronze.
g. Packing: Asbestos free.
h. Handwheel: Malleable iron, bronze, or aluminum.
PART 3 - EXECUTION
3.1 VALVE INSTALLATION
A. Install valves with unions or flanges at each piece of equipment arranged to allow service, maintenance,
and equipment removal without system shutdown.
B. Locate valves for easy access and provide separate support where necessary.
C. Install valves in horizontal piping with stem at or above center of pipe.
D. Install valves in position to allow full stem movement.
3.2 ADJUSTING
A. Adjust or replace valve packing after piping systems have been tested and put into service but before final
adjusting and balancing. Replace valves if persistent leaking occurs.
3.3 GENERAL REQUIREMENTS FOR VALVE APPLICATIONS
A. If valve applications are not indicated, use the following:
1. Shutoff Service: Ball, or gate valves.
B. If valves with specified SWP classes or CWP ratings are not available, the same types of valves with higher
SWP class or CWP ratings may be substituted.
C. Select valves, except wafer types, with the following end connections:
1. For Copper Tubing, NPS 2 (DN 50) and Smaller: Threaded ends except where solder-joint valve-end
option is indicated in valve schedules below.
2. For Copper Tubing, NPS 2-1/2 to NPS 4 (DN 65 to DN 100): Flanged ends except where threaded
valve-end option is indicated in valve schedules below.
3.4 DOMESTIC, HOT- AND COLD-WATER VALVE SCHEDULE
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A. Pipe NPS 2 (DN 50) and Smaller:
1. BronzeValves: May be provided with solder-joint ends instead of threaded ends.
2. Ball Valves: Two piece, full port, bronze with bronze trim.
3. Bronze Gate Valves: Class 125, NRS.
END OF SECTION 220523
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SECTION 220553 - IDENTIFICATION FOR PLUMBING PIPING AND EQUIPMENT
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Equipment labels.
2. Pipe labels.
1.2 SUBMITTAL
A. Product Data: For each type of product indicated.
PART 2 - PRODUCTS
2.1 EQUIPMENT LABELS
A. Plastic Labels for Equipment:
1. Material and Thickness: Multilayer, multicolor, plastic labels for mechanical engraving,
1/8 inch (3.2 mm) thick, and having predrilled holes for attachment hardware.
2. Letter Color: Black.
3. Background Color: White.
4. Maximum Temperature: Able to withstand temperatures up to 160 deg F (71 deg C).
5. Minimum Label Size: Length and width vary for required label content, but not less than
2-1/2 by 3/4 inch (64 by 19 mm).
6. Minimum Letter Size: 1/4 inch (6.4 mm) for name of units if viewing distance is less
than 24 inches (600 mm), 1/2 inch (13 mm) for viewing distances up to 72 inches (1830
mm), and proportionately larger lettering for greater viewing distances. Include
secondary lettering two-thirds to three-fourths the size of principal lettering.
7. Fasteners: Stainless-steel rivets or self-tapping screws.
8. Adhesive: Contact-type permanent adhesive, compatible with label and with substrate.
B. Label Content: Include equipment's Drawing designation or unique equipment number,
Drawing numbers where equipment is indicated (plans, details, and schedules), plus the
Specification Section number and title where equipment is specified.
C. Equipment Label Schedule: For each item of equipment to be labeled, on 8-1/2-by-11-inch
(A4) bond paper. Tabulate equipment identification number and identify Drawing numbers
where equipment is indicated (plans, details, and schedules), plus the Specification Section
number and title where equipment is specified. Equipment schedule shall be included in
operation and maintenance data.
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2.2 PIPE LABELS
A. General Requirements for Manufactured Pipe Labels: Preprinted, color-coded, with lettering
indicating service, and showing flow direction.
B. Pretensioned Pipe Labels: Precoiled, semirigid plastic formed to cover full circumference of
pipe and to attach to pipe without fasteners or adhesive.
C. Self-Adhesive Pipe Labels: Printed plastic with contact-type, permanent-adhesive backing.
D. Pipe Label Contents: Include identification of piping service using same designations or
abbreviations as used on Drawings, pipe size, and an arrow indicating flow direction.
1. Flow-Direction Arrows: Integral with piping system service lettering to accommodate
both directions, or as separate unit on each pipe label to indicate flow direction.
2. Lettering Size: At least 1-1/2 inches (38 mm) high.
PART 3 - EXECUTION
3.1 PREPARATION
A. Clean piping and equipment surfaces of substances that could impair bond of identification
devices, including dirt, oil, grease, release agents, and incompatible primers, paints, and
encapsulants.
3.2 EQUIPMENT LABEL INSTALLATION
A. Install or permanently fasten labels on each major item of mechanical equipment.
B. Locate equipment labels where accessible and visible.
3.3 PIPE LABEL INSTALLATION
A. Piping Color-Coding: Painting of piping is specified in Division 09 Section "Interior Painting."
B. Locate pipe labels where piping is exposed or above accessible ceilings in finished spaces;
machine rooms; accessible maintenance spaces such as shafts, tunnels, and plenums; and
exterior exposed locations as follows:
1. Near each valve and control device.
2. Near each branch connection, excluding short takeoffs for fixtures and terminal units.
Where flow pattern is not obvious, mark each pipe at branch.
3. Near penetrations through walls, floors, ceilings, and inaccessible enclosures.
4. At access doors, manholes, and similar access points that permit view of concealed
piping.
5. Near major equipment items and other points of origination and termination.
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6. Spaced at maximum intervals of 50 feet (15 m) along each run. Reduce intervals to 25
feet (7.6 m) in areas of congested piping and equipment.
7. On piping above removable acoustical ceilings. Omit intermediately spaced labels.
C. Pipe Label Color Schedule:
1. Domestic Water Piping:
a. Background Color: White.
b. Letter Color: Blue.
2. Sanitary Waste and Storm Drainage Piping:
a. Background Color: White.
b. Letter Color: Black.
END OF SECTION 220553
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SECTION 220719 - PLUMBING PIPING INSULATION
PART 1 - GENERAL
1.1 SUMMARY
A. Section includes insulating the following plumbing piping services:
1. Domestic hot-water piping.
2. Domestic recirculating hot-water piping.
3. Supplies and drains for handicap-accessible lavatories and sinks.
1.2 SUBMITTALS
A. Product Data: For each type of product indicated.
1.3 QUALITY ASSURANCE
A. Surface-Burning Characteristics: For insulation and related materials, as determined by testing
identical products according to ASTM E 84 by a testing agency acceptable to authorities having
jurisdiction. Factory label insulation and jacket materials and adhesive, mastic, tapes, and
cement material containers, with appropriate markings of applicable testing agency.
1. Insulation Installed Indoors: Flame-spread index of 25 or less, and smoke-developed
index of 50 or less.
B. Comply with the following applicable standards and other requirements specified for
miscellaneous components:
1. Supply and Drain Protective Shielding Guards: ICC A117.1.
PART 2 - PRODUCTS
2.1 INSULATION MATERIALS
A. Comply with requirements in "Piping Insulation Schedule, General," and "Indoor Piping
Insulation Schedule," articles for where insulating materials shall be applied.
B. Products shall not contain asbestos, lead, mercury, or mercury compounds.
C. Products that come in contact with stainless steel shall have a leachable chloride content of less
than 50 ppm when tested according to ASTM C 871.
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D. Insulation materials for use on austenitic stainless steel shall be qualified as acceptable
according to ASTM C 795.
E. Foam insulation materials shall not use CFC or HCFC blowing agents in the manufacturing
process.
F. Flexible Elastomeric Insulation: Closed-cell, sponge- or expanded-rubber materials. Comply
with ASTM C 534, Type I for tubular materials.
1. Products: Subject to compliance with requirements, available products that may be
incorporated into the Work include, but are not limited to, the following:
a. Aeroflex USA, Inc.; Aerocel.
b. Armacell LLC; AP Armaflex.
c. K-Flex USA; Insul-Lock, Insul-Tube, and K-FLEX LS.
2.2 ADHESIVES
A. Materials shall be compatible with insulation materials, jackets, and substrates and for bonding
insulation to itself and to surfaces to be insulated, unless otherwise indicated.
B. Flexible Elastomeric and Polyolefin Adhesive: Comply with MIL-A-24179A, Type II, Class I.
1. Products: Subject to compliance with requirements, available products that may be
incorporated into the Work include, but are not limited to, the following:
a. Aeroflex USA, Inc.; Aeroseal.
b. Armacell LLC; Armaflex 520 Adhesive.
c. Foster Brand, Specialty Construction Brands, Inc., a business of H. B. Fuller
Company; 85-75.
2.3 PROTECTIVE SHIELDING GUARDS
A. Protective Shielding Pipe Covers:
1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Plumberex.
b. Truebro; a brand of IPS Corporation.
c. Zurn Industries, LLC; Tubular Brass Plumbing Products Operation.
2. Description: Manufactured plastic wraps for covering plumbing fixture hot-water hot-
and cold-water supplies and trap and drain piping. Comply with Americans with
Disabilities Act (ADA) requirements.
B. Protective Shielding Piping Enclosures:
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1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Truebro; a brand of IPS Corporation.
b. Zurn Industries, LLC; Tubular Brass Plumbing Products Operation.
2. Description: Manufactured plastic enclosure for covering plumbing fixture hot- and
cold-water supplies and trap and drain piping. Comply with ADA requirements.
PART 3 - EXECUTION
3.1 PREPARATION
A. Surface Preparation: Clean and dry surfaces to receive insulation. Remove materials that will
adversely affect insulation application.
B. Coordinate insulation installation with the trade installing heat tracing. Comply with
requirements for heat tracing that apply to insulation.
3.2 GENERAL INSTALLATION REQUIREMENTS
A. Install insulation materials, accessories, and finishes with smooth, straight, and even surfaces;
free of voids throughout the length of piping including fittings, valves, and specialties.
B. Install insulation materials and thicknesses required for each item of pipe system as specified in
insulation system schedules.
C. Install accessories compatible with insulation materials and suitable for the service. Install
accessories that do not corrode, soften, or otherwise attack insulation or jacket in either wet or
dry state.
D. Install insulation with longitudinal seams at top and bottom of horizontal runs.
E. Install multiple layers of insulation with longitudinal and end seams staggered.
F. Do not weld brackets, clips, or other attachment devices to piping, fittings, and specialties.
G. Keep insulation materials dry during application and finishing.
H. Install insulation with tight longitudinal seams and end joints. Bond seams and joints with
adhesive recommended by insulation material manufacturer.
I. Install insulation with least number of joints practical.
J. Cut insulation in a manner to avoid compressing insulation more than 75 percent of its nominal
thickness.
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K. Finish installation with systems at operating conditions. Repair joint separations and cracking
due to thermal movement.
L. For above-ambient services, do not install insulation to the following:
1. Testing agency labels and stamps.
2. Nameplates and data plates.
3. Cleanouts.
3.3 PENETRATIONS
A. Insulation Installation at Interior Wall and Partition Penetrations (That Are Not Fire Rated):
Install insulation continuously through walls and partitions.
B. Insulation Installation at Fire-Rated Wall and Partition Penetrations: Install insulation
continuously through penetrations of fire-rated walls and partitions.
C. Insulation Installation at Floor Penetrations:
1. Pipe: Install insulation continuously through floor penetrations.
3.4 GENERAL PIPE INSULATION INSTALLATION
A. Requirements in this article generally apply to all insulation materials except where more
specific requirements are specified in various pipe insulation material installation articles.
B. Insulation Installation on Fittings, Valves, Strainers, Flanges, and Unions:
1. Install insulation over fittings, valves, strainers, flanges, unions, and other specialties with
continuous thermal integrity unless otherwise indicated.
2. Insulate pipe elbows using preformed fitting insulation or mitered fittings made from
same material and density as adjacent pipe insulation. Each piece shall be butted tightly
against adjoining piece and bonded with adhesive. Fill joints, seams, voids, and irregular
surfaces with insulating cement finished to a smooth, hard, and uniform contour that is
uniform with adjoining pipe insulation.
3. Insulate tee fittings with preformed fitting insulation or sectional pipe insulation of same
material and thickness as used for adjacent pipe. Cut sectional pipe insulation to fit. Butt
each section closely to the next and hold in place with tie wire. Bond pieces with
adhesive.
4. Insulate valves using preformed fitting insulation or sectional pipe insulation of same
material, density, and thickness as used for adjacent pipe. Overlap adjoining pipe
insulation by not less than two times the thickness of pipe insulation, or one pipe
diameter, whichever is thicker. For valves, insulate up to and including the bonnets,
valve stuffing-box studs, bolts, and nuts. Fill joints, seams, and irregular surfaces with
insulating cement.
5. Insulate strainers using preformed fitting insulation or sectional pipe insulation of same
material, density, and thickness as used for adjacent pipe. Overlap adjoining pipe
insulation by not less than two times the thickness of pipe insulation, or one pipe
diameter, whichever is thicker. Fill joints, seams, and irregular surfaces with insulating
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cement. Insulate strainers so strainer basket flange or plug can be easily removed and
replaced without damaging the insulation and jacket. Provide a removable reusable
insulation cover. For below-ambient services, provide a design that maintains vapor
barrier.
6. Insulate flanges and unions using a section of oversized preformed pipe insulation.
Overlap adjoining pipe insulation by not less than two times the thickness of pipe
insulation, or one pipe diameter, whichever is thicker.
7. Cover segmented insulated surfaces with a layer of finishing cement and coat with a
mastic. Install vapor-barrier mastic for below-ambient services and a breather mastic for
above-ambient services. Reinforce the mastic with fabric-reinforcing mesh. Trowel the
mastic to a smooth and well-shaped contour.
8. Stencil or label the outside insulation jacket of each union with the word "union." Match
size and color of pipe labels.
C. Insulate instrument connections for thermometers, pressure gages, pressure temperature taps,
test connections, flow meters, sensors, switches, and transmitters on insulated pipes. Shape
insulation at these connections by tapering it to and around the connection with insulating
cement and finish with finishing cement, mastic, and flashing sealant.
D. Install removable insulation covers at locations indicated. Installation shall conform to the
following:
1. Make removable flange and union insulation from sectional pipe insulation of same
thickness as that on adjoining pipe. Install same insulation jacket as adjoining pipe
insulation.
2. When flange and union covers are made from sectional pipe insulation, extend insulation
from flanges or union long at least two times the insulation thickness over adjacent pipe
insulation on each side of flange or union. Secure flange cover in place with stainless-
steel or aluminum bands. Select band material compatible with insulation and jacket.
3. Construct removable valve insulation covers in same manner as for flanges, except divide
the two-part section on the vertical center line of valve body.
3.5 INSTALLATION OF FLEXIBLE ELASTOMERIC INSULATION
A. Seal longitudinal seams and end joints with manufacturer's recommended adhesive to eliminate
openings in insulation that allow passage of air to surface being insulated.
B. Insulation Installation on Pipe Flanges:
1. Install pipe insulation to outer diameter of pipe flange.
2. Make width of insulation section same as overall width of flange and bolts, plus twice the
thickness of pipe insulation.
3. Fill voids between inner circumference of flange insulation and outer circumference of
adjacent straight pipe segments with cut sections of sheet insulation of same thickness as
pipe insulation.
4. Secure insulation to flanges and seal seams with manufacturer's recommended adhesive
to eliminate openings in insulation that allow passage of air to surface being insulated.
C. Insulation Installation on Pipe Fittings and Elbows:
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1. Install mitered sections of pipe insulation.
2. Secure insulation materials and seal seams with manufacturer's recommended adhesive to
eliminate openings in insulation that allow passage of air to surface being insulated.
D. Insulation Installation on Valves and Pipe Specialties:
1. Install preformed valve covers manufactured of same material as pipe insulation when
available.
2. When preformed valve covers are not available, install cut sections of pipe and sheet
insulation to valve body. Arrange insulation to permit access to packing and to allow
valve operation without disturbing insulation.
3. Install insulation to flanges as specified for flange insulation application.
4. Secure insulation to valves and specialties and seal seams with manufacturer's
recommended adhesive to eliminate openings in insulation that allow passage of air to
surface being insulated.
3.6 FINISHES
A. Flexible Elastomeric Thermal Insulation: After adhesive has fully cured, apply two coats of
insulation manufacturer's recommended protective coating.
3.7 FIELD QUALITY CONTROL
A. Perform tests and inspections.
B. Tests and Inspections:
1. Inspect pipe, fittings, strainers, and valves, randomly selected by City, by removing field-
applied jacket and insulation in layers in reverse order of their installation. Extent of
inspection shall be limited to three locations of straight pipe, three locations of threaded
fittings, three locations of threaded or flanged valves for each pipe service defined in the
"Piping Insulation Schedule, General" Article.
C. All insulation applications will be considered defective Work if sample inspection reveals
noncompliance with requirements.
3.8 PIPING INSULATION SCHEDULE, GENERAL
A. Acceptable preformed pipe and tubular insulation materials and thicknesses are identified for
each piping system and pipe size range.
B. Items Not Insulated: Unless otherwise indicated, do not install insulation on the following:
1. Drainage piping located in crawl spaces.
2. Underground piping.
3. Chrome-plated pipes and fittings unless there is a potential for personnel injury.
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3.9 INDOOR PIPING INSULATION SCHEDULE
A. Domestic Hot and Recirculated Hot Water: Insulation shall be the following:
1. Flexible Elastomeric: 3/4 inch (19 mm) thick.
END OF SECTION 220719
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SECTION 221316 - SANITARY WASTE AND VENT PIPING
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Pipe, tube, and fittings.
2. Specialty pipe fittings.
1.2 SUBMITTALS
A. Product Data: For each type of product indicated.
B. Field quality-control reports.
1.3 QUALITY ASSURANCE
A. Piping materials shall bear label, stamp, or other markings of specified testing agency.
B. Comply with NSF/ANSI 14, "Plastics Piping Systems Components and Related Materials," for
plastic piping components. Include marking with "NSF-dwv" for plastic drain, waste, and vent
piping and "NSF-sewer" for plastic sewer piping.
PART 2 - PRODUCTS
2.1 PIPING MATERIALS
A. Comply with requirements in "Piping Schedule" Article for applications of pipe, tube, fitting
materials, and joining methods for specific services, service locations, and pipe sizes.
2.2 PVC PIPE AND FITTINGS
A. Solid-Wall PVC Pipe: ASTM D 2665, drain, waste, and vent.
B. PVC Socket Fittings: ASTM D 2665, made to ASTM D 3311, drain, waste, and vent patterns
and to fit Schedule 40 pipe.
C. Adhesive Primer: ASTM F 656.
1. adhesive primer shall have a VOC content of 550 g/L or less when calculated according
to 40 CFR 59, Subpart D (EPA Method 24).
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2. Adhesive primer shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
D. Solvent Cement: ASTM D 2564.
1. PVC solvent cement shall have a VOC content of 510 g/L or less when calculated
according to 40 CFR 59, Subpart D (EPA Method 24).
2. Solvent cement shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
2.3 SPECIALTY PIPE FITTINGS
A. Transition Couplings:
1. General Requirements: Fitting or device for joining piping with small differences in
OD's or of different materials. Include end connections same size as and compatible with
pipes to be joined.
2. Fitting-Type Transition Couplings: Manufactured piping coupling or specified piping
system fitting.
3. Shielded, Nonpressure Transition Couplings:
a. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not
limited to, the following:
1) Cascade Waterworks Mfg. Co.
2) Mission Rubber Company; a division of MCP Industries, Inc.
b. Standard: ASTM C 1460.
c. Description: Elastomeric or rubber sleeve with full-length, corrosion-resistant
outer shield and corrosion-resistant-metal tension band and tightening mechanism
on each end.
PART 3 - EXECUTION
3.1 PIPING INSTALLATION
A. Drawing plans, schematics, and diagrams indicate general location and arrangement of piping
systems. Indicated locations and arrangements were used to size pipe and calculate friction
loss, expansion, pump sizing, and other design considerations. Install piping as indicated unless
deviations to layout are approved on coordination drawings.
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B. Install piping in concealed locations unless otherwise indicated and except in equipment rooms
and service areas.
C. Install piping indicated to be exposed and piping in equipment rooms and service areas at right
angles or parallel to building walls. Diagonal runs are prohibited unless specifically indicated
otherwise.
D. Install piping at indicated slopes.
E. Install piping free of sags and bends.
F. Install fittings for changes in direction and branch connections.
G. Make changes in direction for soil and waste drainage and vent piping using appropriate
branches, bends, and long-sweep bends. Sanitary tees and short-sweep 1/4 bends may be used
on vertical stacks if change in direction of flow is from horizontal to vertical. Use long-turn,
double Y-branch and 1/8-bend fittings if two fixtures are installed back to back or side by side
with common drain pipe. Straight tees, elbows, and crosses may be used on vent lines. Do not
change direction of flow more than 90 degrees. Use proper size of standard increasers and
reducers if pipes of different sizes are connected. Reducing size of drainage piping in direction
of flow is prohibited.
H. Lay buried building drainage piping beginning at low point of each system. Install true to
grades and alignment indicated, with unbroken continuity of invert. Place hub ends of piping
upstream. Install required gaskets according to manufacturer's written instructions for use of
lubricants, cements, and other installation requirements. Maintain swab in piping and pull past
each joint as completed.
I. Install soil and waste drainage and vent piping at the following minimum slopes unless
otherwise indicated:
1. Building Sanitary Drain: 2 percent downward in direction of.
2. Horizontal Sanitary Drainage Piping: 2 percent downward in direction of flow.
3. Vent Piping: 1 percent down toward vertical fixture vent or toward vent stack.
J. Install aboveground PVC piping according to ASTM D 2665.
K. Install underground PVC piping according to ASTM D 2321.
L. Plumbing Specialties:
1. Install cleanouts at grade and extend to where building sanitary drains connect to building
sanitary sewers in sanitary drainage gravity-flow piping.
M. Do not enclose, cover, or put piping into operation until it is inspected and approved by
authorities having jurisdiction.
N. Install sleeves for piping penetrations of walls, ceilings, and floors. Comply with requirements
for sleeves specified in Division 22 Section "Sleeves and Sleeve Seals for Plumbing Piping."
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O. Install escutcheons for piping penetrations of walls, ceilings, and floors. Comply with
requirements for escutcheons specified in Division 22 Section "Escutcheons for Plumbing
Piping."
3.2 JOINT CONSTRUCTION
A. Plastic, Nonpressure-Piping, Solvent-Cement Joints: Clean and dry joining surfaces. Join pipe
and fittings according to the following:
1. Comply with ASTM F 402 for safe-handling practice of cleaners, primers, and solvent
cements.
2. PVC Piping: Join according to ASTM D 2855 and ASTM D 2665 Appendixes.
3.3 SPECIALTY PIPE FITTING INSTALLATION
A. Transition Couplings:
1. Install transition couplings at joints of piping with small differences in OD's.
2. In Drainage Piping: Shielded, nonpressure transition couplings.
3.4 HANGER AND SUPPORT INSTALLATION
A. Comply with requirements for pipe hanger and support devices:
1. Install carbon-steel pipe hangers for horizontal piping in noncorrosive environments.
2. Install carbon-steel pipe support clamps for vertical piping in noncorrosive environments.
3. Vertical Piping: MSS Type 8 or Type 42, clamps.
4. Install individual, straight, horizontal piping runs:
a. MSS Type 1, adjustable, steel clevis hangers.
B. Support horizontal piping and tubing within 12 inches (300 mm) of each fitting and coupling.
C. Support vertical piping and tubing at base.
D. Rod diameter may be reduced one size for double-rod hangers, with 3/8-inch (10-mm)
minimum rods.
E. Install hangers for PVC piping with the following maximum horizontal spacing and minimum
rod diameters:
1. NPS 1-1/2 and NPS 2 (DN 40 and DN 50): 48 inches (1200 mm) with 3/8-inch (10-mm)
rod.
2. NPS 3 (DN 80): 48 inches (1200 mm) with 1/2-inch (13-mm) rod.
3. NPS 4 and NPS 5 (DN 100 and DN 125): 48 inches (1200 mm) with 5/8-inch (16-mm)
rod.
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4. NPS 6 and NPS 8 (DN 150 and DN 200): 48 inches (1200 mm) with 3/4-inch (19-mm)
rod.
F. Install supports for vertical PVC piping every 48 inches (1200 mm).
G. Support piping and tubing not listed above according to MSS SP-69 and manufacturer's written
instructions.
3.5 CONNECTIONS
A. Drawings indicate general arrangement of piping, fittings, and specialties.
B. Connect soil and waste piping to exterior sanitary sewerage piping. Use transition fitting to join
dissimilar piping materials.
C. Connect drainage and vent piping to the following:
1. Plumbing Fixtures: Connect drainage piping in sizes indicated, but not smaller than
required by plumbing code.
2. Plumbing Fixtures and Equipment: Connect atmospheric vent piping in sizes indicated,
but not smaller than required by authorities having jurisdiction.
3. Install test tees (wall cleanouts) in conductors near floor and floor cleanouts with cover
flush with floor.
D. Where installing piping adjacent to equipment, allow space for service and maintenance of
equipment.
E. Make connections according to the following unless otherwise indicated:
1. Install unions, in piping NPS 2 (DN 50) and smaller, adjacent to each valve and at final
connection to each piece of equipment.
3.6 IDENTIFICATION
A. Identify exposed sanitary waste and vent piping. Comply with requirements for identification
specified in Division 22 Section "Identification for Plumbing Piping and Equipment."
3.7 FIELD QUALITY CONTROL
A. During installation, notify City at least 24 hours before inspection must be made. Perform tests
specified below in presence of authorities having jurisdiction.
1. Roughing-in Inspection: Arrange for inspection of piping before concealing or closing-in
after roughing-in and before setting fixtures.
2. Final Inspection: Arrange for final inspection by authorities having jurisdiction to
observe tests specified below and to ensure compliance with requirements.
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B. Reinspection: If City finds that piping will not pass test or inspection, make required
corrections and arrange for reinspection.
C. Reports: Prepare inspection reports and have them signed by authorities having jurisdiction.
D. Test sanitary drainage and vent piping according to procedures of authorities having jurisdiction
or, in absence of published procedures, as follows:
1. Test for leaks and defects in new piping and parts of existing piping that have been
altered, extended, or repaired. If testing is performed in segments, submit separate report
for each test, complete with diagram of portion of piping tested.
2. Leave uncovered and unconcealed new, altered, extended, or replaced drainage and vent
piping until it has been tested and approved. Expose work that was covered or concealed
before it was tested.
3. Roughing-in Plumbing Test Procedure: Test drainage and vent piping except outside
leaders on completion of roughing-in. Close openings in piping system and fill with
water to point of overflow, but not less than 10-foot head of water (30 kPa). From 15
minutes before inspection starts to completion of inspection, water level must not drop.
Inspect joints for leaks.
4. Finished Plumbing Test Procedure: After plumbing fixtures have been set and traps
filled with water, test connections and prove they are gastight and watertight. Plug vent-
stack openings on roof and building drains where they leave building. Introduce air into
piping system equal to pressure of 1-inch wg (250 Pa). Use U-tube or manometer
inserted in trap of water closet to measure this pressure. Air pressure must remain
constant without introducing additional air throughout period of inspection. Inspect
plumbing fixture connections for gas and water leaks.
5. Repair leaks and defects with new materials and retest piping, or portion thereof, until
satisfactory results are obtained.
6. Prepare reports for tests and required corrective action.
3.8 CLEANING AND PROTECTION
A. Clean interior of piping. Remove dirt and debris as work progresses.
B. Protect drains during remainder of construction period to avoid clogging with dirt and debris
and to prevent damage from traffic and construction work.
C. Place plugs in ends of uncompleted piping at end of day and when work stops.
D. Exposed PVC Piping: Protect plumbing vents exposed to sunlight with two coats of water-
based latex paint.
3.9 PIPING SCHEDULE
A. Aboveground, soil and waste piping shall be the following:
1. Solid-wall PVC pipe, PVC socket fittings, and solvent-cemented joints.
2. Dissimilar Pipe-Material Couplings: Shielded nonpressure transition couplings.
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B. Aboveground, vent piping shall be the following:
1. Solid-wall PVC pipe, PVC socket fittings, and solvent-cemented joints.
C. Underground, soil, waste, and vent piping shall be the following:
1. Solid wall PVC pipe, PVC socket fittings, and solvent-cemented joints.
2. Dissimilar Pipe-Material Couplings: Shielded, nonpressure transition couplings.
END OF SECTION 221316
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SECTION 223400 - FUEL-FIRED, DOMESTIC-WATER HEATERS
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Gas-fired, tankless, domestic-water heaters.
2. Domestic-water heater accessories.
1.3 SUBMITTALS
A. Product Data: For each type and size of domestic-water heater indicated. Include rated
capacities, operating characteristics, electrical characteristics, and furnished specialties and
accessories]
B. Shop Drawings:
1. Wiring Diagrams: For power, signal, and control wiring.
C. Product Certificates: For each type of gas-fired, tankless, domestic-water heater, from
manufacturer.
D. Domestic-Water Heater Labeling: Certified and labeled by testing agency acceptable to
authorities having jurisdiction.
E. Source quality-control reports.
F. Field quality-control reports.
G. Operation and Maintenance Data: For fuel-fired, domestic-water heaters to include in
emergency, operation, and maintenance manuals.
H. Warranty: Sample of special warranty.
1.4 QUALITY ASSURANCE
A. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70,
by a qualified testing agency, and marked for intended location and application.
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B. ASHRAE/IESNA 90.1 Compliance: Fabricate and label fuel-fired, domestic-water heaters to
comply with ASHRAE/IESNA 90.1.
C. ASME Compliance:
1. Where ASME-code construction is indicated, fabricate and label commercial, domestic-
water heater storage tanks to comply with ASME Boiler and Pressure Vessel Code:
Section VIII, Division 1.
2. Where ASME-code construction is indicated, fabricate and label commercial, finned-
tube, domestic-water heaters to comply with ASME Boiler and Pressure Vessel Code:
Section IV.
D. NSF Compliance: Fabricate and label equipment components that will be in contact with
potable water to comply with NSF 61, "Drinking Water System Components - Health Effects."
1.5 COORDINATION
A. Coordinate sizes and locations of concrete bases with actual equipment provided.
1.6 WARRANTY
A. Special Warranty: Manufacturer's standard form in which manufacturer agrees to repair or
replace components of fuel-fired, domestic-water heaters that fail in materials or workmanship
within specified warranty period.
1. Failures include, but are not limited to, the following:
a. Structural failures including storage tank and supports.
b. Faulty operation of controls.
c. Deterioration of metals, metal finishes, and other materials beyond normal use.
2. Warranty Periods: From date of Substantial Completion.
a. Gas-Fired, Tankless, Domestic-Water Heaters:
1) Heat Exchanger: Five years.
2) Controls and Other Components: Three years.
b. Compression Tanks: Five years.
PART 2 - PRODUCTS
2.1 GAS-FIRED, TANKLESS, DOMESTIC-WATER HEATERS
A. Manufacturers: Subject to compliance with requirements, available manufacturers offering
products that may be incorporated into the Work include, but are not limited to, the following:
1. Takagi.
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2. NORITZ America Corp.
3. Rinnai Corporation.
B. Standard: ANSI Z21.10.3/CSA 4.3 for gas-fired, instantaneous, domestic-water heaters for
indoor application.
C. Construction: Copper piping or tubing complying with NSF 61 barrier materials for potable
water, without storage capacity.
1. Tappings: ASME B1.20.1 pipe thread.
2. Pressure Rating: 150 psig (1035 kPa).
3. Heat Exchanger: Copper tubing.
4. Insulation: Comply with ASHRAE/IESNA 90.1 or ASHRAE 90.2.
5. Jacket: Metal, with enameled finish, or plastic.
6. Burner: For use with tankless, domestic-water heaters and natural-gas fuel.
7. Automatic Ignition: Manufacturer's proprietary system for automatic, gas ignition.
8. Temperature Control: Adjustable thermostat.
D. Support: Bracket for wall mounting.
2.2 DOMESTIC-WATER HEATER ACCESSORIES
A. Domestic-Water Compression Tanks:
1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Bell & Gossett.
b. Smith, A. O. Water Products Co.; a division of A. O. Smith Corporation.
c. Taco, Inc.
2. Description: Steel, pressure-rated tank constructed with welded joints and factory-
installed butyl-rubber diaphragm. Include air precharge to minimum system-operating
pressure at tank.
3. Construction:
a. Tappings: Factory-fabricated steel, welded to tank before testing and labeling.
Include ASME B1.20.1 pipe thread.
b. Interior Finish: Comply with NSF 61 barrier materials for potable-water tank
linings, including extending finish into and through tank fittings and outlets.
c. Air-Charging Valve: Factory installed.
B. Drain Pans: Corrosion-resistant metal with raised edge. Comply with ANSI/CSA LC 3.
Include dimensions not less than base of domestic-water heater, and include drain outlet not less
than NPS 3/4 (DN 20) with ASME B1.20.1 pipe threads or with ASME B1.20.7 garden-hose
threads.
C. Piping-Type Heat Traps: Field-fabricated piping arrangement according to
ASHRAE/IESNA 90.1 or ASHRAE 90.2.
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D. Gas Shutoff Valves: ANSI Z21.15/CSA 9.1-M, manually operated. Furnish for installation in
piping.
E. Combination Temperature-and-Pressure Relief Valves: Include relieving capacity at least as
great as heat input, and include pressure setting less than domestic-water heater working-
pressure rating. Select relief valves with sensing element that extends into storage tank.
1. Gas-Fired, Domestic-Water Heaters: ANSI Z21.22/CSA 4.4-M.
F. Domestic-Water Heater Mounting Brackets: Manufacturer's factory-fabricated steel bracket for
wall mounting, capable of supporting domestic-water heater and water.
2.3 SOURCE QUALITY CONTROL
A. Hydrostatically test commercial domestic-water heaters and storage tanks to minimum of one
and one-half times pressure rating before shipment.
B. Domestic-water heaters will be considered defective if they do not pass tests and inspections.
Comply with requirements in Division 01 Section "Quality Requirements" for retesting and
reinspecting requirements and Division 01 Section "Execution" for requirements for correcting
the Work.
C. Prepare test and inspection reports.
PART 3 - EXECUTION
3.1 DOMESTIC-WATER HEATER INSTALLATION
A. Commercial, Domestic-Water Heater Mounting:
1. Maintain manufacturer's recommended clearances.
2. Arrange units so controls and devices that require servicing are accessible.
3. Place and secure anchorage devices. Use setting drawings, templates, diagrams,
instructions, and directions furnished with items to be embedded.
B. Tankless, Domestic-Water Heater Mounting: Install tankless, domestic-water heaters at least 18
inches (457 mm) above floor on wall bracket.
1. Anchor domestic-water heaters to substrate.
C. Install domestic-water heaters level and plumb, according to layout drawings, original design,
and referenced standards.
1. Install shutoff valves on domestic-water-supply piping to domestic-water heaters and on
domestic-hot-water outlet piping. Comply with requirements for shutoff valves specified
in Division 22 Section "General-Duty Valves for Plumbing Piping."
D. Install gas-fired, domestic-water heaters according to NFPA 54.
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1. Install gas shutoff valves on gas supply piping to gas-fired, domestic-water heaters
without shutoff valves.
2. Comply with requirements for gas shutoff valves, gas pressure regulators, and automatic
gas valves specified in Division 23 Section "Facility Natural-Gas Piping."
E. Install commercial domestic-water heaters with seismic-restraint devices.
F. Install combination temperature-and-pressure relief valves in top portion of storage tanks. Use
relief valves with sensing elements that extend into tanks. Extend commercial-water-heater
relief-valve outlet, with drain piping same as domestic-water piping in continuous downward
pitch, and discharge per the drawings.
G. Install combination temperature-and-pressure relief valves in water piping for domestic-water
heaters without storage. Extend commercial-water-heater relief-valve outlet, with drain piping
same as domestic-water piping in continuous downward pitch, and discharge per the drawings.
H. Install water-heater drain piping as indirect. Install hose-end drain valves at low points in water
piping for domestic-water heaters that do not have tank drains.
I. Install thermometer on outlet piping of domestic-water tanks. Comply with requirements for
thermometers specified in Division 22 Section "Meters and Gages for Plumbing Piping."
J. Install piping-type heat traps on inlet and outlet piping of domestic-water heater storage tanks
without integral or fitting-type heat traps.
K. Fill domestic-water heaters with water.
L. Charge domestic-water compression tanks with air.
3.2 CONNECTIONS
A. Comply with requirements for domestic-water piping specified in Division 22 Section
"Domestic Water Piping."
B. Comply with requirements for gas piping specified in Division 23 Section "Facility Natural-Gas
Piping."
C. Drawings indicate general arrangement of piping, fittings, and specialties.
D. Where installing piping adjacent to fuel-fired, domestic-water heaters, allow space for service
and maintenance of water heaters. Arrange piping for easy removal of domestic-water heaters.
3.3 IDENTIFICATION
A. Identify system components. Comply with requirements for identification specified in
Division 22 Section "Identification for Plumbing Piping and Equipment."
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3.4 FIELD QUALITY CONTROL
A. Perform tests and inspections.
1. Manufacturer's Field Service: Engage a factory-authorized service representative to
inspect components, assemblies, and equipment installations, including connections, and
to assist in testing.
2. Leak Test: After installation, charge system and test for leaks. Repair leaks and retest
until no leaks exist.
3. Operational Test: After electrical circuitry has been energized, start units to confirm
proper operation.
4. Test and adjust controls and safeties. Replace damaged and malfunctioning controls and
equipment.
B. Domestic-water heaters will be considered defective if they do not pass tests and inspections.
Comply with requirements in Division 01 Section "Quality Requirements" for retesting and
reinspecting requirements and Division 01 Section "Execution" for requirements for correcting
the Work.
C. Prepare test and inspection reports.
3.5 DEMONSTRATION
A. Train Owner's maintenance personnel to adjust, operate, and maintain gas-fired, tankless
domestic-water heaters.
END OF SECTION 223400
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SECTION 230593 - TESTING, ADJUSTING, AND BALANCING FOR HVAC
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Balancing Air Systems:
a. Constant-volume air systems.
b. Multi-zone systems.
2. Testing, Adjusting, and Balancing Equipment:
a. Heat exchangers.
b. Motors.
c. Condensing units.
3. Testing, adjusting, and balancing existing systems and equipment.
4. Sound tests.
5. Vibration tests.
6. Duct leakage tests.
7. Control system verification.
1.3 DEFINITIONS
A. AABC: Associated Air Balance Council.
B. BAS: Building automation systems.
C. NEBB: National Environmental Balancing Bureau.
D. TAB: Testing, adjusting, and balancing.
E. TABB: Testing, Adjusting, and Balancing Bureau.
F. TAB Specialist: An independent entity meeting qualifications to perform TAB work.
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1.4 ACTION SUBMITTALS
A. Qualification Data: Within 30 days of Contractor's Notice to Proceed, submit documentation
that the TAB specialist and this Project's TAB team members meet the qualifications specified
in "Quality Assurance" Article.
B. Contract Documents Examination Report: Within 30 days of Contractor's Notice to Proceed,
submit the Contract Documents review report as specified in Part 3.
C. Strategies and Procedures Plan: Within 60 days of Contractor's Notice to Proceed, submit TAB
strategies and step-by-step procedures as specified in "Preparation" Article.
D. System Readiness Checklists: Within 30 days of Contractor's Notice to Proceed, submit system
readiness checklists as specified in "Preparation" Article.
E. Examination Report: Submit a summary report of the examination review required in
"Examination" Article.
F. Certified TAB reports.
G. Sample report forms.
1.5 QUALITY ASSURANCE
A. TAB Specialists Qualifications: Certified by AABC, NEBB or TABB.
1. TAB Field Supervisor: Employee of the TAB specialist and certified by AABC, NEBB
or TABB.
2. TAB Technician: Employee of the TAB specialist and certified by AABC, NEBB or
TABB as a TAB technician.
B. Instrumentation Type, Quantity, Accuracy, and Calibration: Comply with requirements in
ASHRAE 111, Section 4, "Instrumentation."
C. ASHRAE Compliance: Applicable requirements in ASHRAE 62.1, Section 7.2.2 - "Air
Balancing."
D. ASHRAE/IESNA Compliance: Applicable requirements in ASHRAE/IESNA 90.1,
Section 6.7.2.3 - "System Balancing."
1.6 FIELD CONDITIONS
A. Full Owner Occupancy: Owner will occupy the site and existing building during entire TAB
period. Cooperate with Owner during TAB operations to minimize conflicts with Owner's
operations.
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San Luis Obispo, CA 100% CD Project Specifications
PART 2 - PRODUCTS
2.1 Insure all equipment used for the Air test and Balance effort are calibrated and have
certification of resent testing.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine the Contract Documents to become familiar with Project requirements and to discover
conditions in systems designs that may preclude proper TAB of systems and equipment.
B. Examine installed systems for balancing devices, such as test ports, gage cocks, thermometer
wells, flow-control devices, balancing valves and fittings, and manual volume dampers. Verify
that locations of these balancing devices are applicable for intended purpose and are accessible.
C. Examine the approved submittals for HVAC systems and equipment.
D. Examine design data including HVAC system descriptions, statements of design assumptions
for environmental conditions and systems output, and statements of philosophies and
assumptions about HVAC system and equipment controls.
E. Examine ceiling plenums and underfloor air plenums used for supply, return, or relief air to
verify that they are properly separated from adjacent areas. Verify that penetrations in plenum
walls are sealed and fire-stopped if required.
F. Examine equipment performance data including fan and pump curves.
1. Relate performance data to Project conditions and requirements, including system effects
that can create undesired or unpredicted conditions that cause reduced capacities in all or
part of a system.
2. Calculate system-effect factors to reduce performance ratings of HVAC equipment when
installed under conditions different from the conditions used to rate equipment
performance. To calculate system effects for air systems, use tables and charts found in
AMCA 201, "Fans and Systems," or in SMACNA's "HVAC Systems - Duct Design."
Compare results with the design data and installed conditions.
G. Examine system and equipment installations and verify that field quality-control testing,
cleaning, and adjusting specified in individual Sections have been performed.
H. Examine test reports specified in individual system and equipment Sections.
I. Examine HVAC equipment and verify that bearings are greased, belts are aligned and tight,
filters are clean, and equipment with functioning controls is ready for operation.
J. Examine terminal units, such as variable-air-volume boxes, and verify that they are accessible
and their controls are connected and functioning.
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Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
K. Examine strainers. Verify that startup screens have been replaced by permanent screens with
indicated perforations.
L. Examine control valves for proper installation for their intended function of throttling, diverting,
or mixing fluid flows.
M. Examine heat-transfer coils for correct piping connections and for clean and straight fins.
N. Examine system pumps to ensure absence of entrained air in the suction piping.
O. Examine operating safety interlocks and controls on HVAC equipment.
P. Report deficiencies discovered before and during performance of TAB procedures. Observe and
record system reactions to changes in conditions. Record default set points if different from
indicated values.
3.2 PREPARATION
A. Prepare a TAB plan that includes the Strategies and step-by-step procedures for balancing the
systems.
B. Perform system-readiness checks of HVAC systems and equipment to verify system readiness
for TAB work. Include, at a minimum, the following:
1. Airside:
a. Verify that leakage and pressure tests on air distribution systems have been
satisfactorily completed.
b. Duct systems are complete with terminals installed.
c. Volume, smoke, and fire dampers are open and functional.
d. Clean filters are installed.
e. Fans are operating, free of vibration, and rotating in correct direction.
f. Variable-frequency controllers' startup is complete and safeties are verified.
g. Automatic temperature-control systems are operational.
h. Ceilings are installed.
i. Windows and doors are installed.
j. Suitable access to balancing devices and equipment is provided.
3.3 GENERAL PROCEDURES FOR TESTING AND BALANCING
A. Perform testing and balancing procedures on each system according to the procedures contained
in AABC's "National Standards for Total System Balance" ASHRAE 111 NEBB's "Procedural
Standards for Testing, Adjusting, and Balancing of Environmental Systems" SMACNA's
"HVAC Systems - Testing, Adjusting, and balancing" and in this Section.
1. Comply with requirements in ASHRAE 62.1-2004, Section 7.2.2, "Air Balancing."
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Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
B. Cut insulation, ducts, pipes, and equipment cabinets for installation of test probes to the
minimum extent necessary for TAB procedures.
1. After testing and balancing, patch probe holes in ducts with same material and thickness
as used to construct ducts.
2. After testing and balancing, install test ports and duct access doors that comply with
requirements in Section 233300 "Air Duct Accessories."
3. Install and join new insulation that matches removed materials. Restore insulation,
coverings, vapor barrier, and finish according to Section 230713 "Duct Insulation,"
Section 230716 "HVAC Equipment Insulation," and Section 230719 "HVAC Piping
Insulation."
C. Mark equipment and balancing devices, including damper-control positions, valve position
indicators, fan-speed-control levers, and similar controls and devices, with paint or other
suitable, permanent identification material to show final settings.
D. Take and report testing and balancing measurements in inch-pound (IP) units.
3.4 GENERAL PROCEDURES FOR BALANCING AIR SYSTEMS
A. Prepare test reports for both fans and outlets. Obtain manufacturer's outlet factors and
recommended testing procedures. Cross-check the summation of required outlet volumes with
required fan volumes.
B. Prepare schematic diagrams of systems' "as-built" duct layouts.
C. Determine the best locations in main and branch ducts for accurate duct-airflow measurements.
D. Check airflow patterns from the outdoor-air louvers and dampers and the return- and exhaust-air
dampers through the supply-fan discharge and mixing dampers.
E. Locate start-stop and disconnect switches, electrical interlocks, and motor starters.
F. Verify that motor starters are equipped with properly sized thermal protection.
G. Check dampers for proper position to achieve desired airflow path.
H. Check for airflow blockages.
I. Check condensate drains for proper connections and functioning.
J. Check for proper sealing of air-handling-unit components.
K. Verify that air duct system is sealed as specified in Section 233113 "Metal Ducts."
3.5 PROCEDURES FOR CONSTANT-VOLUME AIR SYSTEMS
A. Adjust fans to deliver total indicated airflows within the maximum allowable fan speed listed by
fan manufacturer.
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Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
1. Measure total airflow.
a. Where sufficient space in ducts is unavailable for Pitot-tube traverse
measurements, measure airflow at terminal outlets and inlets and calculates the
total airflow.
2. Measure fan static pressures as follows:
a. Measure static pressure directly at the fan outlet or through the flexible connection.
b. Measure static pressure directly at the fan inlet or through the flexible connection.
c. Measure static pressure across each component that makes up the air-handling
system.
d. Report artificial loading of filters at the time static pressures are measured.
3. Review Record Documents to determine variations in design static pressures versus
actual static pressures. Calculate actual system-effect factors. Recommend adjustments to
accommodate actual conditions.
4. Obtain approval from Architect for adjustment of fan speed higher or lower than
indicated speed. Comply with requirements in HVAC Sections for air-handling units for
adjustment of fans, belts, and pulley sizes to achieve indicated air-handling-unit
performance.
5. Do not make fan-speed adjustments that result in motor overload. Consult equipment
manufacturers about fan-speed safety factors. Modulate dampers and measure fan-motor
amperage to ensure that no overload occurs. Measure amperage in full-cooling, full-
heating, economizer, and any other operating mode to determine the maximum required
brake horsepower.
B. Adjust volume dampers for main duct, sub-main ducts, and major branch ducts to indicated
airflows.
1. Measure airflow of sub-main and branch ducts.
a. Where sufficient space in sub-main and branch ducts is unavailable for Pitot-tube
traverse measurements, measure airflow at terminal outlets and inlets and calculate
the total airflow for that zone.
2. Adjust sub-main and branch duct volume dampers for specified airflow.
3. Re-measure each sub-main and branch duct after all have been adjusted. Continue to
adjust sub-main and branch ducts to indicated airflows within specified tolerances.
C. Adjust air inlets and outlets for each space to indicated airflows.
1. Set airflow patterns of adjustable outlets for proper distribution without drafts.
2. Measure inlets and outlets airflow.
3. Adjust each inlet and outlet for specified airflow.
4. Re-measure each inlet and outlet after they have been adjusted.
D. Verify final system conditions.
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Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
1. Re-measure and confirm that minimum outdoor, return, and relief airflows are within
design. Readjust to design if necessary.
2. Re-measure and confirm that total airflow is within design.
3. Re-measure all final fan operating data, rpms, volts, amps, and static profile.
4. Mark all final settings.
5. Test system in economizer mode. Verify proper operation and adjust if necessary.
6. Measure and record all operating data.
7. Record final fan-performance data.
3.6 PROCEDURES FOR MULTIZONE SYSTEMS
A. Set unit at maximum airflow through the cooling coil.
B. Adjust each zone's balancing damper(s) to achieve indicated airflow within the zone.
3.7 PROCEDURES FOR MOTORS
A. Motors 1/2 HP and Larger: Test at final balanced conditions and record the following data:
1. Manufacturer's name, model number, and serial number.
2. Motor horsepower rating.
3. Motor rpm.
4. Phase and hertz.
5. Nameplate and measured voltage, each phase.
6. Nameplate and measured amperage, each phase.
7. Starter size and thermal-protection-element rating.
8. Service factor and frame size.
B. Motors Driven by Variable-Frequency Controllers: Test manual bypass of controller to prove
proper operation.
C. Verify proper rotation of fans.
D. Measure entering- and leaving-air temperatures.
E. Record fan and motor operating data.
3.8 PROCEDURES FOR CONDENSING UNITS
A. Verify proper rotation of fans.
B. Measure entering- and leaving-air temperatures.
C. Record compressor data.
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Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
3.9 PROCEDURES FOR HEAT-TRANSFER COILS
A. Measure, adjust, and record the following data for each electric heating coil:
N/A There are no electric heat elements for this project.
B. Measure, adjust, and record the following data for each refrigerant coil:
1. Dry-bulb temperature of entering and leaving air.
2. Wet-bulb temperature of entering and leaving air.
3. Airflow.
3.10 DUCT LEAKAGE TESTS
A. Witness the duct pressure testing performed by Installer.
B. Verify that proper test methods are used and that leakage rates are within specified tolerances.
C. Report deficiencies observed.
3.11 CONTROLS VERIFICATION
A. In conjunction with system balancing, perform the following:
1. Verify temperature control system is operating within the design limitations.
2. Confirm that the sequences of operation are in compliance with Contract Documents.
3. Verify that controllers are calibrated and function as intended.
4. Verify that controller set points are as indicated.
5. Verify the operation of lockout or interlock systems.
6. Verify the operation of valve and damper actuators.
7. Verify that controlled devices are properly installed and connected to correct controller.
8. Verify that controlled devices travel freely and are in position indicated by controller:
open, closed, or modulating.
9. Verify location and installation of sensors to ensure that they sense only intended
temperature, humidity, or pressure.
B. Reporting: Include a summary of verifications performed, remaining deficiencies, and
variations from indicated conditions.
3.12 PROCEDURES FOR TESTING, ADJUSTING, AND BALANCING EXISTING SYSTEMS
A. Perform a preconstruction inspection of existing equipment that is to remain and be reused.
1. N/A No existing equipment shall remain, inspect and verify exhaust fan to remain.
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City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
B. Before performing testing and balancing of existing systems, inspect existing equipment that is
to remain and be reused to verify that existing equipment has been cleaned and refurbished.
Verify the following:
1. N/A All new equipment is part of this contract.
C. Perform testing and balancing of existing systems to the extent that existing systems are
affected by the renovation work.
1. Compare the indicated airflow of the renovated work to the measured fan airflows, and
determine the new fan speed and the face velocity of filters and coils.
2. Balance each air outlet.
3.13 TOLERANCES
A. Set HVAC system's airflow rates and water flow rates within the following tolerances:
1. Supply, Return, and Exhaust Fans and Equipment with Fans: Plus or minus 10 percent.
2. Air Outlets and Inlets: Plus or minus 10 percent.
B. Maintaining pressure relationships as designed shall have priority over the tolerances specified
above.
3.14 PROGRESS REPORTING
A. Initial Construction-Phase Report: Based on examination of the Contract Documents as
specified in "Examination" Article, prepare a report on the adequacy of design for systems
balancing devices. Recommend changes and additions to systems balancing devices to facilitate
proper performance measuring and balancing. Recommend changes and additions to HVAC
systems and general construction to allow access for performance measuring and balancing
devices.
3.15 FINAL REPORT
A. General: Prepare a certified written report; tabulate and divide the report into separate sections
for tested systems and balanced systems.
1. Include a certification sheet at the front of the report's binder, signed and sealed by the
certified testing and balancing engineer.
2. Include a list of instruments used for procedures, along with proof of calibration.
3. Certify validity and accuracy of field data.
B. Final Report Contents: In addition to certified field-report data, include the following:
1. Fan curves.
2. Manufacturers' test data.
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City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
3. Field test reports prepared by system and equipment installers.
4. Other information relative to equipment performance; do not include Shop Drawings and
Product Data.
C. General Report Data: In addition to form titles and entries, include the following data:
1. Title page.
2. Name and address of the TAB specialist.
3. Project name.
4. Project location.
5. Architect's name and address.
6. Engineer's name and address.
7. Contractor's name and address.
8. Report date.
9. Signature of TAB supervisor who certifies the report.
10. Table of Contents with the total number of pages defined for each section of the report.
Number each page in the report.
11. Summary of contents including the following:
a. Indicated versus final performance.
b. Notable characteristics of systems.
c. Description of system operation sequence if it varies from the Contract
Documents.
12. Nomenclature sheets for each item of equipment.
13. Data for terminal units, including manufacturer's name, type, size, and fittings.
14. Notes to explain why certain final data in the body of reports vary from indicated values.
15. Test conditions for fans and pump performance forms including the following:
a. Settings for outdoor-, return-, and exhaust-air dampers.
b. Conditions of filters.
c. Cooling coil, wet- and dry-bulb conditions.
d. Face and bypass damper settings at coils.
e. Fan drive settings including settings and percentage of maximum pitch diameter.
f. Inlet vane settings for variable-air-volume systems.
g. Settings for supply-air, static-pressure controller.
h. Other system operating conditions that affect performance.
D. Gas-Fired Heat Apparatus Test Reports: In addition to manufacturer's factory startup equipment
reports, include the following:
1. Unit Data:
a. System identification.
b. Location.
c. Make and type.
d. Model number and unit size.
e. Manufacturer's serial number.
f. Fuel type in input data.
g. Output capacity in Btu/h (kW).
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h. Ignition type.
i. Burner-control types.
j. Motor horsepower and rpm.
k. Motor volts, phase, and hertz.
l. Motor full-load amperage and service factor.
m. Sheave make, size in inches (mm), and bore.
n. Center-to-center dimensions of sheave and amount of adjustments in inches (mm).
2. Test Data (Indicated and Actual Values):
a. Total airflow rate in cfm (L/s).
b. Entering-air temperature in deg F (deg C).
c. Leaving-air temperature in deg F (deg C).
d. Air temperature differential in deg F (deg C).
e. Entering-air static pressure in inches wg (Pa).
f. Leaving-air static pressure in inches wg (Pa).
g. Air static-pressure differential in inches wg (Pa).
h. Low-fire fuel input in Btu/h (kW).
i. High-fire fuel input in Btu/h (kW).
j. Manifold pressure in psig (kPa).
k. High-temperature-limit setting in deg F (deg C).
l. Operating set point in Btu/h (kW).
m. Motor voltage at each connection.
n. Motor amperage for each phase.
o. Heating value of fuel in Btu/h (kW).
E. Electric-Coil Test Reports: For electric furnaces, duct coils, and electric coils installed in
central-station air-handling units, include the following:
1. Unit Data: N/A as there is No electric heat elements.
F. Fan Test Reports: For supply, return, and exhaust fans, include the following:
1. Fan Data:
a. System identification.
b. Location.
c. Make and type.
d. Model number and size.
e. Manufacturer's serial number.
f. Arrangement and class.
g. Sheave make, size in inches (mm), and bore.
h. Center-to-center dimensions of sheave and amount of adjustments in inches (mm).
2. Motor Data:
a. Motor make, and frame type and size.
b. Horsepower and rpm.
c. Volts, phase, and hertz.
d. Full-load amperage and service factor.
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City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
San Luis Obispo, CA 100% CD Project Specifications
e. Sheave make, size in inches (mm), and bore.
f. Center-to-center dimensions of sheave, and amount of adjustments in inches (mm).
g. Number, make, and size of belts.
3. Test Data (Indicated and Actual Values):
a. Total airflow rate in cfm (L/s).
b. Total system static pressure in inches wg (Pa).
c. Fan rpm.
d. Discharge static pressure in inches wg (Pa).
e. Suction static pressure in inches wg (Pa).
G. Round, Flat-Oval, and Rectangular Duct Traverse Reports: Include a diagram with a grid
representing the duct cross-section and record the following:
1. Report Data:
a. System and air-handling-unit number.
b. Location and zone.
c. Traverse air temperature in deg F (deg C).
d. Duct static pressure in inches wg (Pa).
e. Duct size in inches (mm).
f. Duct area in sq. ft. (sq. m).
g. Indicated airflow rate in cfm (L/s).
h. Indicated velocity in fpm (m/s).
i. Actual airflow rate in cfm (L/s).
j. Actual average velocity in fpm (m/s).
k. Barometric pressure in psig (Pa).
H. Air-Terminal-Device Reports:
1. Unit Data:
a. System and air-handling unit identification.
b. Location and zone.
c. Apparatus used for test.
d. Area served.
e. Make.
f. Number from system diagram.
g. Type and model number.
h. Size.
i. Effective area in sq. ft. (sq. m).
2. Test Data (Indicated and Actual Values):
a. Airflow rate in cfm (L/s).
b. Air velocity in fpm (m/s).
c. Preliminary airflow rate as needed in cfm (L/s).
d. Preliminary velocity as needed in fpm (m/s).
e. Final airflow rate in cfm (L/s).
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San Luis Obispo, CA 100% CD Project Specifications
f. Final velocity in fpm (m/s).
g. Space temperature in deg F (deg C).
I. System-Coil Reports: For reheat coils and water coils of terminal units, include the following:
1. N/A No water coils for this project.
J. Pump Test Reports: Calculate impeller size by plotting the shutoff head on pump curves and
include the following:
1. N/A No pumps to be installed in this project other than condensate pumps for drainage.
K. Instrument Calibration Reports:
1. Report Data:
a. Instrument type and make.
b. Serial number.
c. Application.
d. Dates of use.
e. Dates of calibration.
3.16 VERIFICATION OF TAB REPORT
A. After testing and balancing are complete, randomly select measurements, documented in the
final report, to be rechecked. Rechecking shall be limited to either 10 percent of the total
measurements recorded or the extent of measurements that can be accomplished in a normal 8-
hour business day.
B. If rechecks yield measurements that differ from the measurements documented in the final
report by more than the tolerances allowed, the measurements shall be noted as "FAILED."
C. If the number of "FAILED" measurements is greater than 10 percent of the total measurements
checked during the final inspection, the testing and balancing shall be considered incomplete
and shall be rejected.
D. If TAB work fails, proceed as follows:
1. TAB specialists shall recheck all measurements and make adjustments. Revise the final
report and balancing device settings to include all changes; resubmit the final report and
request a second final inspection.
2. If the second final inspection also fails, Owner may contract the services of another TAB
specialist to complete TAB work according to the Contract Documents and deduct the
cost of the services from the original TAB specialist's final payment.
3. If the second verification also fails, Owner or design professional may contact AABC
Headquarters regarding the AABC National Performance Guaranty.
E. Prepare test and inspection reports.
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City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
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3.17 ADDITIONAL TESTS
A. Within 90 days of completing TAB, perform additional TAB to verify that balanced conditions
are being maintained throughout and to correct unusual conditions.
B. Seasonal Periods: If initial TAB procedures were not performed during near-peak summer and
winter conditions, perform additional TAB during near-peak summer and winter conditions.
END OF SECTION 230593
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SECTION 230713 - DUCT INSULATION
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section includes insulating the following duct services:
1. Indoor, concealed supply and outdoor air.
2. Indoor, exposed supply and outdoor air.
3. Indoor, concealed return located in unconditioned space.
4. Indoor, exposed return located in unconditioned space.
5. Indoor, concealed exhaust between isolation damper and penetration of building exterior.
6. Outdoor, concealed supply and return.
7. Outdoor, exposed supply and return.
1.3 ACTION SUBMITTALS
A. Product Data: For each type of product indicated. Include thermal conductivity, water-vapor
permeance thickness, and jackets (both factory- and field-applied if any).
1.4 INFORMATIONAL SUBMITTALS
A. Qualification Data: For qualified Installer.
B. Material Test Reports: From a qualified testing agency acceptable to authorities having
jurisdiction indicating, interpreting, and certifying test results for compliance of insulation
materials, sealers, attachments, cements, and jackets, with requirements indicated. Include dates
of tests and test methods employed.
C. Field quality-control reports.
1.5 QUALITY ASSURANCE
A. Installer Qualifications: Skilled mechanics who have successfully completed an apprenticeship
program or another craft training program certified by the Department of Labor, Bureau of
Apprenticeship and Training.
DUCT INSULATION 230713 - 1
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1.6 DELIVERY, STORAGE, AND HANDLING
A. Packaging: Insulation material containers shall be marked by manufacturer with appropriate
ASTM standard designation, type and grade, and maximum use temperature.
1.7 COORDINATION
A. Coordinate sizes and locations of supports, hangers, and insulation shields specified in
Section 230529 "Hangers and Supports for HVAC Piping and Equipment."
B. Coordinate clearance requirements with duct Installer for duct insulation application. Before
preparing ductwork Shop Drawings, establish and maintain clearance requirements for
installation of insulation and field-applied jackets and finishes and for space required for
maintenance.
C. Coordinate installation and testing of heat tracing.
1.8 SCHEDULING
A. Schedule insulation application after pressure testing systems and, where required, after
installing and testing heat tracing. Insulation application may begin on segments that have
satisfactory test results.
B. Complete installation and concealment of plastic materials as rapidly as possible in each area of
construction.
PART 2 - PRODUCTS
2.1 INSULATION MATERIALS
A. Comply with requirements in "Duct Insulation Schedule, General," "Indoor Duct and Plenum
Insulation Schedule," and "Aboveground, Outdoor Duct and Plenum Insulation Schedule"
articles for where insulating materials shall be applied.
B. Products shall not contain asbestos, lead, mercury, or mercury compounds.
C. Products that come in contact with stainless steel shall have a leachable chloride content of less
than 50 ppm when tested according to ASTM C 871.
D. Insulation materials for use on austenitic stainless steel shall be qualified as acceptable
according to ASTM C 795.
E. Foam insulation materials shall not use CFC or HCFC blowing agents in the manufacturing
process.
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F. Flexible Elastomeric Insulation: Closed-cell, sponge- or expanded-rubber materials. Comply
with ASTM C 534, Type II for sheet materials.
G. Mineral-Fiber Blanket Insulation: Mineral or glass fibers bonded with a thermosetting resin.
Comply with ASTM C 553, Type II and ASTM C 1290, Type I and Type II with factory-
applied FSK Aluminum jacket are specified in "Factory-Applied Jackets" Article.
H. Mineral-Fiber Board Insulation: Mineral or glass fibers bonded with a thermosetting resin.
Comply with ASTM C 612, Type IA or Type IB. For duct and plenum applications, provide
insulation with factory-applied FSK jacket. Factory-applied jacket requirements are specified
in "Factory-Applied Jackets" Article.
I. Mineral-Fiber, Pipe and Tank Insulation: Mineral or glass fibers bonded with a thermosetting
resin. Semi-rigid board material with factory-applied ASJ jacket complying with
ASTM C 1393, Type II or Type IIIA Category 2, or with properties similar to ASTM C 612,
Type IB. Nominal density is 2.5 lb/cu. ft. (40 kg/cu. m) or more. Thermal conductivity (k-value)
at 100 deg F (55 deg C) is 0.29 Btu x in./h x sq. ft. x deg F (0.042 W/m x K) or less. Factory-
applied jacket requirements are specified in "Factory-Applied Jackets" Article.
2.2 ADHESIVES
A. Materials shall be compatible with insulation materials, jackets, and substrates and for bonding
insulation to itself and to surfaces to be insulated unless otherwise indicated.
B. Flexible Elastomeric and Polyolefin Adhesive: Comply with MIL-A-24179A, Type II, Class I.
1. For indoor applications, adhesive shall have a VOC content of 50 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
2. Adhesive shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
C. Mineral-Fiber Adhesive: Comply with MIL-A-3316C, Class 2, Grade A.
1. For indoor applications, adhesive shall have a VOC content of 80 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
2. Adhesive shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
D. ASJ Adhesive, and FSK Jacket Adhesive: Comply with MIL -A-3316C, Class 2, Grade A for
bonding insulation jacket lap seams and joints.
1. For indoor applications, adhesive shall have a VOC content of 50 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
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2. Adhesive shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
E. PVC Jacket Adhesive: Compatible with PVC jacket.
1. For indoor applications, adhesive shall have a VOC content of 50 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
2. Adhesive shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
2.3 MASTICS
A. Materials shall be compatible with insulation materials, jackets, and substrates; comply with
MIL-PRF-19565C, Type II.
1. For indoor applications, use mastics that have a VOC content of 50 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
B. Vapor-Barrier Mastic: Water based; suitable for indoor use on below ambient services.
1. Water-Vapor -Permeance: ASTM E 96/E 96M, Procedure B, 0.013 perm (0.009 metric
perm) at 43-mil (1.09-mm) dry film thickness.
2. Service Temperature Range: Minus 20 to plus 180 deg F (Minus 29 to plus 82 deg C).
3. Solids Content: ASTM D 1644, 58 percent by volume and 70 percent by weight.
4. Color: White.
C. Vapor-Barrier Mastic: Solvent based; suitable for indoor use on below ambient services.
1. Water-Vapor Permeance: ASTM F 1249, 0.05 perm (0.03 metric perm) at 35-mil (0.9-
mm) dry film thickness.
2. Service Temperature Range: 0 to 180 deg F (Minus 18 to plus 82 deg C).
3. Solids Content: ASTM D 1644, 44 percent by volume and 62 percent by weight.
4. Color: White.
D. Vapor-Barrier Mastic: Solvent based; suitable for outdoor use on below ambient services.
1. Water-Vapor Permeance: ASTM F 1249, 0.05 perm (0.033 metric perm) at 30-mil (0.8-
mm) dry film thickness.
2. Service Temperature Range: Minus 50 to plus 220 deg F (Minus 46 to plus 104 deg C).
3. Solids Content: ASTM D 1644, 33 percent by volume and 46 percent by weight.
4. Color: White.
E. Breather Mastic: Water based; suitable for indoor and outdoor use on above ambient services.
1. Water-Vapor Permeance: ASTM F 1249, 1.8 perms (1.2 metric perms) at 0.0625-inch
(1.6-mm) dry film thickness.
2. Service Temperature Range: Minus 20 to plus 180 deg F (Minus 29 to plus 82 deg C).
3. Solids Content: 60 percent by volume and 66 percent by weight.
4. Color: White.
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2.4 LAGGING ADHESIVES
A. Description: Comply with MIL-A-3316C, Class I, Grade A and shall be compatible with
insulation materials, jackets, and substrates.
1. For indoor applications, use lagging adhesives that have a VOC content of 50 g/L or less
when calculated according to 40 CFR 59, Subpart D (EPA Method 24).
2. Fire-resistant, water-based lagging adhesive and coating for use indoors to adhere fire-
resistant lagging cloths over duct insulation.
3. Service Temperature Range: 0 to plus 180 deg F (Minus 18 to plus 82 deg C).
4. Color: White.
2.5 SEALANTS
A. FSK and Metal Jacket Flashing Sealants:
1. Materials shall be compatible with insulation materials, jackets, and substrates.
2. Fire- and water-resistant, flexible, elastomeric sealant.
3. Service Temperature Range: Minus 40 to plus 250 deg F (Minus 40 to plus 121 deg C).
4. Color: Aluminum.
5. For indoor applications, sealants shall have a VOC content of 420 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
6. Sealants shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
B. ASJ Flashing Sealants, and Vinyl and PVC Jacket Flashing Sealants:
1. Materials shall be compatible with insulation materials, jackets, and substrates.
2. Fire- and water-resistant, flexible, elastomeric sealant.
3. Service Temperature Range: Minus 40 to plus 250 deg F (Minus 40 to plus 121 deg C).
4. Color: White.
5. For indoor applications, sealants shall have a VOC content of 420 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
6. Sealants shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
2.6 FACTORY-APPLIED JACKETS
A. Insulation system schedules indicate factory-applied jackets on various applications. When
factory-applied jackets are indicated, comply with the following:
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1. ASJ: White, kraft-paper, fiberglass-reinforced scrim with aluminum-foil backing;
complying with ASTM C 1136, Type I.
2. ASJ-SSL: ASJ with self-sealing, pressure-sensitive, acrylic-based adhesive covered by a
removable protective strip; complying with ASTM C 1136, Type I.
3. FSK Jacket: Aluminum-foil, fiberglass-reinforced scrim with Kraft-paper backing;
complying with ASTM C 1136, Type II.
4. FSP Jacket: Aluminum-foil, fiberglass-reinforced scrim with polyethylene backing;
complying with ASTM C 1136, Type II.
5. Vinyl Jacket: White vinyl with a permeance of 1.3 perms (0.86 metric perm) when tested
according to ASTM E 96/E 96M, Procedure A, and complying with NFPA 90A and
NFPA 90B.
2.7 FIELD-APPLIED FABRIC-REINFORCING MESH
A. Woven Glass-Fiber Fabric: Approximately 6 oz./sq. yd. (203 g/sq. m) with a thread count of 5
strands by 5 strands/sq. in. (2 strands by 2 strands/sq. mm) for covering ducts.
B. Woven Polyester Fabric: Approximately 1 oz./sq. yd. (34 g/sq. m) with a thread count of 10
strands by 10 strands/sq. in. (4 strands by 4 strands/sq. mm), in a Leno weave, for ducts.
2.8 FIELD-APPLIED CLOTHS
A. Woven Glass-Fiber Fabric: Comply with MIL-C-20079H, Type I, plain weave, and pre-sized a
minimum of 8 oz./sq. yd. (271 g/sq. m).
2.9 FIELD-APPLIED JACKETS
A. Field-applied jackets shall comply with ASTM C 921, Type I, unless otherwise indicated.
B. FSK Jacket: Aluminum-foil-face, fiberglass-reinforced scrim with Kraft-paper backing.
C. PVC Jacket: High-impact-resistant, UV-resistant PVC complying with ASTM D 1784,
Class 16354-C; thickness as scheduled; roll stock ready for shop or field cutting and forming.
Thickness is indicated in field-applied jacket schedules.
1. Adhesive: As recommended by jacket material manufacturer.
2. Color: White.
D. Metal Jacket:
1. Aluminum Jacket: Comply with ASTM B 209 (ASTM B 209M), Alloy 3003, 3005,
3105, or 5005, Temper H-14.
a. Sheet and roll stock ready for shop or field sizing.
b. Finish and thickness are indicated in field-applied jacket schedules.
c. Moisture Barrier for Indoor Applications: 1-mil- (0.025-mm-) thick, heat-bonded
polyethylene and Kraft paper.
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d. Moisture Barrier for Outdoor Applications: 3-mil- (0.075-mm-) thick, heat-bonded
polyethylene and Kraft paper.
2. Stainless-Steel Jacket: ASTM A 167 or ASTM A 240/A 240M.
a. Sheet and roll stock ready for shop or field sizing.
b. Material, finish, and thickness are indicated in field-applied jacket schedules.
c. Moisture Barrier for Indoor Applications: 1-mil- (0.025-mm-) thick, heat-bonded
polyethylene and Kraft paper.
d. Moisture Barrier for Outdoor Applications: 3-mil- (0.075-mm-) thick, heat-bonded
polyethylene and Kraft paper.
E. Self-Adhesive Outdoor Jacket: 60-mil - (1.5-mm-) thick, laminated vapor barrier and
waterproofing membrane for installation over insulation located aboveground outdoors;
consisting of a rubberized bituminous resin on a cross-laminated polyethylene film covered with
stucco-embossed aluminum-foil facing.
2.10 TAPES
A. ASJ Tape: White vapor-retarder tape matching factory-applied jacket with acrylic adhesive,
complying with ASTM C 1136.
1. Width: 3 inches (75 mm).
2. Thickness: 11.5 mils (0.29 mm).
3. Adhesion: 90 ounces force/inch (1.0 N/mm) in width.
4. Elongation: 2 percent.
5. Tensile Strength: 40 lbf/inch (7.2 N/mm) in width.
6. ASJ Tape Disks and Squares: Precut disks or squares of ASJ tape.
B. FSK Tape: Foil-face, vapor-retarder tape matching factory-applied jacket with acrylic adhesive;
complying with ASTM C 1136.
1. Width: 3 inches (75 mm).
2. Thickness: 6.5 mils (0.16 mm).
3. Adhesion: 90 ounces force/inch (1.0 N/mm) in width.
4. Elongation: 2 percent.
5. Tensile Strength: 40 lbf/inch (7.2 N/mm) in width.
6. FSK Tape Disks and Squares: Precut disks or squares of FSK tape.
C. PVC Tape: White vapor-retarder tape matching field-applied PVC jacket with acrylic adhesive;
suitable for indoor and outdoor applications.
1. Width: 2 inches (50 mm).
2. Thickness: 6 mils (0.15 mm).
3. Adhesion: 64 ounces force/inch (0.7 N/mm) in width.
4. Elongation: 500 percent.
5. Tensile Strength: 18 lbf/inch (3.3 N/mm) in width.
D. Aluminum-Foil Tape: Vapor-retarder tape with acrylic adhesive.
1. Width: 2 inches (50 mm).
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2. Thickness: 3.7 mils (0.093 mm).
3. Adhesion: 100 ounces force/inch (1.1 N/mm) in width.
4. Elongation: 5 percent.
5. Tensile Strength: 34 lbf/inch (6.2 N/mm) in width.
2.11 SECUREMENTS
A. Bands:
1. Stainless Steel: ASTM A 167 or ASTM A 240/A 240M, Type 304 or Type 316; 0.015
inch (0.38 mm) thick, 1/2 inch (13 mm) wide with wing seal.
2. Aluminum: ASTM B 209 (ASTM B 209M), Alloy 3003, 3005, 3105, or 5005;
Temper H-14, 0.020 inch (0.51 mm) thick, 1/2 inch (13 mm) wide with wing seal.
3. Springs: Twin spring set constructed of stainless steel with ends flat and slotted to accept
metal bands. Spring size determined by manufacturer for application.
B. Insulation Pins and Hangers:
1. Capacitor-Discharge-Weld Pins: Copper- or zinc-coated steel pin, fully annealed for
capacitor-discharge welding, 0.135-inch- (3.5-mm-) diameter shank, length to suit depth
of insulation indicated.
2. Cupped-Head, Capacitor-Discharge-Weld Pins: Copper- or zinc-coated steel pin, fully
annealed for capacitor-discharge welding, .106-inch- (2.6-mm-)diameter shank, length to
suit depth of insulation indicated with integral 1-1/2-inch (38-mm) galvanized carbon-
steel washer.
3. Metal, Adhesively Attached, Perforated-Base Insulation Hangers: Base-plate welded to
projecting spindle that is capable of holding insulation, of thickness indicated, securely in
position indicated when self-locking washer is in place. Comply with the following
requirements:
a. Base-plate: Perforated, galvanized carbon-steel sheet, 0.030 inch (0.76 mm) thick
by 2 inches (50 mm) square.
b. Spindle: Copper- or zinc-coated, low-carbon steel, fully annealed, 0.106-inch-
(2.6-mm-) diameter shank, length to suit depth of insulation indicated.
c. Adhesive: Recommended by hanger manufacturer. Product with demonstrated
capability to bond insulation hanger securely to substrates indicated without
damaging insulation, hangers, and substrates.
4. Nonmetal, Adhesively Attached, Perforated-Base Insulation Hangers: Baseplate fastened
to projecting spindle that is capable of holding insulation, of thickness indicated, securely
in position indicated when self-locking washer is in place. Comply with the following
requirements:
a. Base-plate: Perforated, nylon sheet, 0.030 inch (0.76 mm) thick by 1-1/2 inches
(38 mm) in diameter.
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b. Spindle: Nylon, 0.106-inch- (2.6-mm-) diameter shank, length to suit depth of
insulation indicated, up to 2-1/2 inches (63 mm).
c. Adhesive: Recommended by hanger manufacturer. Product with demonstrated
capability to bond insulation hanger securely to substrates indicated without
damaging insulation, hangers, and substrates.
5. Self-Sticking-Base Insulation Hangers: Base-plate welded to projecting spindle that is
capable of holding insulation, of thickness indicated, and securely in position indicated
when self-locking washer is in place. Comply with the following requirements:
a. Base-plate: Galvanized carbon-steel sheet, 0.030 inch (0.76 mm) thick by 2 inches
(50 mm) square.
b. Spindle: Copper- or zinc-coated, low-carbon steel, fully annealed, 0.106-inch-
(2.6-mm-) diameter shank, length to suit depth of insulation indicated.
c. Adhesive-backed base with a peel-off protective cover.
6. Insulation-Retaining Washers: Self-locking washers formed from 0.016-inch- (0.41-mm-)
thick, galvanized-steel sheet, with beveled edge sized as required to hold insulation
securely in place but not less than 1-1/2 inches (38 mm) in diameter.
a. Protect ends with capped self-locking washers incorporating a spring steel insert to
ensure permanent retention of cap in exposed locations.
7. Nonmetal Insulation-Retaining Washers: Self-locking washers formed from 0.016-inch-
(0.41-mm-) thick nylon sheet, with beveled edge sized as required to hold insulation
securely in place but not less than 1-1/2 inches (38 mm) in diameter.
C. Staples: Outward-clinching insulation staples, nominal 3/4-inch- (19-mm-) wide, stainless steel
or Monel.
D. Editing Instruction No. 1 in the Evaluations for cautions about naming manufacturers. Retain
subparagraph and list of manufacturers below. See Section 016000 "Product Requirements."
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine substrates and conditions for compliance with requirements for installation tolerances
and other conditions affecting performance of insulation application.
1. Verify that systems to be insulated have been tested and are free of defects.
2. Verify that surfaces to be insulated are clean and dry.
B. Proceed with installation only after unsatisfactory conditions have been corrected.
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3.2 PREPARATION
A. Surface Preparation: Clean and dry surfaces to receive insulation. Remove materials that will
adversely affect insulation application.
3.3 GENERAL INSTALLATION REQUIREMENTS
A. Install insulation materials, accessories, and finishes with smooth, straight, and even surfaces;
free of voids throughout the length of ducts and fittings.
B. Install insulation materials, vapor barriers or retarders, jackets, and thicknesses required for
each item of duct system as specified in insulation system schedules.
C. Install accessories compatible with insulation materials and suitable for the service. Install
accessories that do not corrode, soften, or otherwise attack insulation or jacket in either wet or
dry state.
D. Install insulation with longitudinal seams at top and bottom of horizontal runs.
E. Install multiple layers of insulation with longitudinal and end seams staggered.
F. Keep insulation materials dry during application and finishing.
G. Install insulation with tight longitudinal seams and end joints. Bond seams and joints with
adhesive recommended by insulation material manufacturer.
H. Install insulation with least number of joints practical.
I. Where vapor barrier is indicated, seal joints, seams, and penetrations in insulation at hangers,
supports, anchors, and other projections with vapor-barrier mastic.
1. Install insulation continuously through hangers and around anchor attachments.
2. For insulation application where vapor barriers are indicated, extend insulation on anchor
legs from point of attachment to supported item to point of attachment to structure. Taper
and seal ends at attachment to structure with vapor-barrier mastic.
3. Install insert materials and install insulation to tightly join the insert. Seal insulation to
insulation inserts with adhesive or sealing compound recommended by insulation
material manufacturer.
J. Apply adhesives, mastics, and sealants at manufacturer's recommended coverage rate and wet
and dry film thicknesses.
K. Install insulation with factory-applied jackets as follows:
1. Draw jacket tight and smooth.
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2. Cover circumferential joints with 3-inch- (75-mm-) wide strips, of same material as
insulation jacket. Secure strips with adhesive and outward clinching staples along both
edges of strip, spaced 4 inches (100 mm) o.c.
3. Overlap jacket longitudinal seams at least 1-1/2 inches (38 mm). Clean and dry surface to
receive self-sealing lap. Staple laps with outward clinching staples along edge at 4 inches
(100 mm)] o.c.
a. For below ambient services, apply vapor-barrier mastic over staples.
4. Cover joints and seams with tape, according to insulation material manufacturer's written
instructions, to maintain vapor seal.
5. Where vapor barriers are indicated, apply vapor-barrier mastic on seams and joints and at
ends adjacent to duct flanges and fittings.
L. Cut insulation in a manner to avoid compressing insulation more than 75 percent of its nominal
thickness.
M. Finish installation with systems at operating conditions. Repair joint separations and cracking
due to thermal movement.
N. Repair damaged insulation facings by applying same facing material over damaged areas.
Extend patches at least 4 inches (100 mm) beyond damaged areas. Adhere, staple, and seal
patches similar to butt joints.
3.4 PENETRATIONS
A. Insulation Installation at Roof Penetrations: Install insulation continuously through roof
penetrations.
1. Seal penetrations with flashing sealant.
2. For applications requiring only indoor insulation, terminate insulation above roof surface
and seal with joint sealant. For applications requiring indoor and outdoor insulation,
install insulation for outdoor applications tightly joined to indoor insulation ends. Seal
joint with joint sealant.
3. Extend jacket of outdoor insulation outside roof flashing at least 2 inches (50 mm) below
top of roof flashing.
4. Seal jacket to roof flashing with flashing sealant.
B. Insulation Installation at Aboveground Exterior Wall Penetrations: Install insulation
continuously through wall penetrations.
1. Seal penetrations with flashing sealant.
2. For applications requiring only indoor insulation, terminate insulation inside wall surface
and seal with joint sealant. For applications requiring indoor and outdoor insulation,
install insulation for outdoor applications tightly joined to indoor insulation ends. Seal
joint with joint sealant.
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3. Extend jacket of outdoor insulation outside wall flashing and overlap wall flashing at
least 2 inches (50 mm).
4. Seal jacket to wall flashing with flashing sealant.
C. Insulation Installation at Interior Wall and Partition Penetrations (That Are Not Fire Rated):
Install insulation continuously through walls and partitions.
D. Insulation Installation at Fire-Rated Wall and Partition Penetrations: Terminate insulation at fire
damper sleeves for fire-rated wall and partition penetrations. Externally insulate damper sleeves
to match adjacent insulation and overlap duct insulation at least 2 inches (50 mm).
1. Comply with requirements in Section 078413 "Penetration Firestopping"irestopping and
fire-resistive joint sealers.
E. Insulation Installation at Floor Penetrations:
1. Duct: For penetrations through fire-rated assemblies, terminate insulation at fire damper
sleeves and externally insulate damper sleeve beyond floor to match adjacent duct
insulation. Overlap damper sleeve and duct insulation at least 2 inches (50 mm).
2. Seal penetrations through fire-rated assemblies. Comply with requirements in
Section 078413 "Penetration Fire-stopping."
3.5 INSTALLATION OF FLEXIBLE ELASTOMERIC INSULATION
A. Seal longitudinal seams and end joints with manufacturer's recommended adhesive to eliminate
openings in insulation that allow passage of air to surface being insulated.
3.6 INSTALLATION OF MINERAL-FIBER INSULATION
A. Blanket Insulation Installation on Ducts and Plenums: Secure with adhesive and insulation pins.
1. Apply adhesives according to manufacturer's recommended coverage rates per unit area,
for 100 percent coverage of duct and plenum surfaces.
2. Apply adhesive to entire circumference of ducts and to all surfaces of fittings and
transitions.
3. Install either capacitor-discharge-weld pins and speed washers or cupped-head, capacitor-
discharge-weld pins on sides and bottom of horizontal ducts and sides of vertical ducts as
follows:
a. On duct sides with dimensions 18 inches (450 mm) and smaller, place pins along
longitudinal centerline of duct. Space 3 inches (75 mm) maximum from insulation
end joints, and 16 inches (400 mm) o.c.
b. On duct sides with dimensions larger than 18 inches (450 mm), place pins 16
inches (400 mm) o.c. each way, and 3 inches (75 mm) maximum from insulation
joints. Install additional pins to hold insulation tightly against surface at cross
bracing.
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c. Pins may be omitted from top surface of horizontal, rectangular ducts and plenums.
d. Do not over-compress insulation during installation.
e. Impale insulation over pins and attach speed washers.
f. Cut excess portion of pins extending beyond speed washers or bend parallel with
insulation surface. Cover exposed pins and washers with tape matching insulation
facing.
4. For ducts and plenums with surface temperatures below ambient, install a continuous
unbroken vapor barrier. Create a facing lap for longitudinal seams and end joints with
insulation by removing 2 inches (50 mm) from one edge and one end of insulation
segment. Secure laps to adjacent insulation section with 1/2-inch (13-mm) outward-
clinching staples, 1 inch (25 mm) o.c. Install vapor barrier consisting of factory- or field-
applied jacket, adhesive, vapor-barrier mastic, and sealant at joints, seams, and
protrusions.
a. Repair punctures, tears, and penetrations with tape or mastic to maintain vapor-
barrier seal.
b. Install vapor stops for ductwork and plenums operating below 50 deg F (10 deg C)
at 18-foot (5.5-m) intervals. Vapor stops shall consist of vapor-barrier mastic
applied in a Z-shaped pattern over insulation face, along butt end of insulation, and
over the surface. Cover insulation face and surface to be insulated a width equal to
two times the insulation thickness, but not less than 3 inches (75 mm).
5. Overlap unfaced blankets a minimum of 2 inches (50 mm) on longitudinal seams and end
joints. At end joints, secure with steel bands spaced a maximum of 18 inches (450 mm)
o.c.
6. Install insulation on rectangular duct elbows and transitions with a full insulation section
for each surface. Install insulation on round and flat-oval duct elbows with individually
mitered gores cut to fit the elbow.
7. Insulate duct stiffeners, hangers, and flanges that protrude beyond insulation surface with
6-inch- (150-mm-) wide strips of same material used to insulate duct. Secure on
alternating sides of stiffener, hanger, and flange with pins spaced 6 inches (150 mm) o.c.
B. Board Insulation Installation on Ducts and Plenums: Secure with adhesive and insulation pins.
1. Apply adhesives according to manufacturer's recommended coverage rates per unit area,
for 100 percent coverage of duct and plenum surfaces.
2. Apply adhesive to entire circumference of ducts and to all surfaces of fittings and
transitions.
3. Install either capacitor-discharge-weld pins and speed washers or cupped-head, capacitor-
discharge-weld pins on sides and bottom of horizontal ducts and sides of vertical ducts as
follows:
a. On duct sides with dimensions 18 inches (450 mm) and smaller, place pins along
longitudinal centerline of duct. Space 3 inches (75 mm) maximum from insulation
end joints, and 16 inches (400 mm) o.c.
b. On duct sides with dimensions larger than 18 inches (450 mm), space pins 16
inches (400 mm) o.c. each way, and 3 inches (75 mm) maximum from insulation
joints. Install additional pins to hold insulation tightly against surface at cross
bracing.
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c. Pins may be omitted from top surface of horizontal, rectangular ducts and plenums.
d. Do not overcompress insulation during installation.
e. Cut excess portion of pins extending beyond speed washers or bend parallel with
insulation surface. Cover exposed pins and washers with tape matching insulation
facing.
4. For ducts and plenums with surface temperatures below ambient, install a continuous
unbroken vapor barrier. Create a facing lap for longitudinal seams and end joints with
insulation by removing 2 inches (50 mm) from one edge and one end of insulation
segment. Secure laps to adjacent insulation section with 1/2-inch (13-mm) outward-
clinching staples, 1 inch (25 mm) o.c. Install vapor barrier consisting of factory- or field-
applied jacket, adhesive, vapor-barrier mastic, and sealant at joints, seams, and
protrusions.
a. Repair punctures, tears, and penetrations with tape or mastic to maintain vapor-
barrier seal.
b. Install vapor stops for ductwork and plenums operating below 50 deg F (10 deg C)
at 18-foot (5.5-m) intervals. Vapor stops shall consist of vapor-barrier mastic
applied in a Z-shaped pattern over insulation face, along butt end of insulation, and
over the surface. Cover insulation face and surface to be insulated a width equal to
two times the insulation thickness, but not less than 3 inches (75 mm).
5. Install insulation on rectangular duct elbows and transitions with a full insulation section
for each surface. Groove and score insulation to fit as closely as possible to outside and
inside radius of elbows. Install insulation on round and flat-oval duct elbows with
individually mitered gores cut to fit the elbow.
6. Insulate duct stiffeners, hangers, and flanges that protrude beyond insulation surface with
6-inch- (150-mm-) wide strips of same material used to insulate duct. Secure on
alternating sides of stiffener, hanger, and flange with pins spaced 6 inches (150 mm) o.c.
3.7 FIELD-APPLIED JACKET INSTALLATION
A. Where glass-cloth jackets are indicated, install directly over bare insulation or insulation with
factory-applied jackets.
1. Draw jacket smooth and tight to surface with 2-inch (50-mm) overlap at seams and joints.
2. Embed glass cloth between two 0.062-inch- (1.6-mm-) thick coats of lagging adhesive.
3. Completely encapsulate insulation with coating, leaving no exposed insulation.
B. Where FSK jackets are indicated, install as follows:
1. Draw jacket material smooth and tight.
2. Install lap or joint strips with same material as jacket.
3. Secure jacket to insulation with manufacturer's recommended adhesive.
4. Install jacket with 1-1/2-inch (38-mm) laps at longitudinal seams and 3-inch- (75-mm-)
wide joint strips at end joints.
5. Seal openings, punctures, and breaks in vapor-retarder jackets and exposed insulation
with vapor-barrier mastic.
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C. Where PVC jackets are indicated, install with 1-inch (25-mm) overlap at longitudinal seams and
end joints; for horizontal applications, install with longitudinal seams along top and bottom of
tanks and vessels. Seal with manufacturer's recommended adhesive.
1. Apply two continuous beads of adhesive to seams and joints, one bead under lap and the
finish bead along seam and joint edge.
D. Where metal jackets are indicated, install with 2-inch (50-mm) overlap at longitudinal seams
and end joints. Overlap longitudinal seams arranged to shed water. Seal end joints with
weatherproof sealant recommended by insulation manufacturer. Secure jacket with stainless-
steel bands 12 inches (300 mm) o.c. and at end joints.
3.8 FINISHES
A. Insulation with ASJ, Glass-Cloth, or Other Paintable Jacket Material: Paint jacket with paint
system identified below and as specified in Section 099113 "Exterior Painting" and
Section 099123 "Interior Painting."
1. Flat Acrylic Finish: Two finish coats over a primer that is compatible with jacket material
and finish coat paint. Add fungicidal agent to render fabric mildew proof.
a. Finish Coat Material: Interior, flat, latex-emulsion size.
B. Flexible Elastomeric Thermal Insulation: After adhesive has fully cured, apply two coats of
insulation manufacturer's recommended protective coating.
C. Color: Final color as selected by Architect. Vary first and second coats to allow visual
inspection of the completed Work.
D. Do not field paint aluminum or stainless-steel jackets.
3.9 FIELD QUALITY CONTROL
A. Testing Agency: Engage a qualified testing agency to perform tests and inspections.
B. Perform tests and inspections.
C. Tests and Inspections:
1. Inspect ductwork, randomly selected by Architect, by removing field-applied jacket and
insulation in layers in reverse order of their installation. Extent of inspection shall be
limited to one location for each duct system defined in the "Duct Insulation Schedule,
General" Article.
D. All insulation applications will be considered defective Work if sample inspection reveals
noncompliance with requirements.
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3.10 DUCT INSULATION SCHEDULE, GENERAL
A. Plenums and Ducts Requiring Insulation:
1. Indoor, concealed supply and outdoor air.
2. Indoor, exposed supply and outdoor air.
3. Indoor, concealed return located in unconditioned space.
4. Indoor, exposed return located in unconditioned space.
5. Indoor, concealed exhaust between isolation damper and penetration of building exterior.
6. Indoor, exposed exhaust between isolation damper and penetration of building exterior.
7. Outdoor, concealed supply and return.
8. Outdoor, exposed supply and return.
B. Items Not Insulated:
1. Fibrous-glass ducts.
2. Metal ducts with duct liner of sufficient thickness to comply with energy code and
ASHRAE/IESNA 90.1.
3. Factory-insulated flexible ducts.
4. Factory-insulated plenums and casings.
5. Flexible connectors.
6. Vibration-control devices.
7. Factory-insulated access panels and doors.
3.11 INDOOR DUCT AND PLENUM INSULATION SCHEDULE
A. Concealed, round and flat-oval, supply-air duct insulation shall be One of the following:
1. Flexible Elastomeric: 1 inch thick.
2. Mineral-Fiber Blanket: 1-1/2 inches thick and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
B. Concealed, round and flat-oval, return-air duct insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) 1.5-lb/cu. ft. nominal density.
C. Concealed, rectangular, supply-air duct insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
3. Polyolefin: 1 inch (25 mm) thick.
D. Concealed, rectangular, return-air duct insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) thick and 1.5-lb/cu. ft. nominal density.
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E. Concealed, rectangular, outdoor-air duct insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) thick and 1.5-lb/cu. ft. nominal density.
3. Polyolefin: 1 inch (25 mm) thick.
F. Concealed, supply-air plenum insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) thick and 1.5-lb/cu. ft. nominal density.
3. Polyolefin: 1 inch (25 mm) thick.
G. Concealed, return-air plenum insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) 1.5-lb/cu. ft. nominal density.
3. Polyolefin: 1 inch (25 mm):
H. Exposed, return-air plenum insulation shall be one of the following:
1. Flexible Elastomeric: 1 inch (25 mm) thick.
2. Mineral-Fiber Blanket: 1-1/2 inches (38 mm) thick and 1.5-lb/cu. ft. nominal density.
3. Polyolefin: 1 inch (25 mm) thick.
3.12 ABOVEGROUND, OUTDOOR DUCT AND PLENUM INSULATION SCHEDULE
A. Insulation materials and thicknesses are identified below. If more than one material is listed for
a duct system, selection from materials listed is Contractor's option.
B. Concealed, rectangular, supply-air duct insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) 1.5-lb/cu. ft. (24-kg/cu. m) nominal density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. (32-kg/cu. m) nominal
density.
C. Concealed, rectangular, return-air duct insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. nominal density.
D. Concealed, supply-air plenum insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. (32-kg/cu. m) nominal
density.
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E. Concealed, return-air plenum insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. (32-kg/cu. m) nominal
density.
F. Exposed, rectangular, supply-air duct insulation shall be One of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. (32-kg/cu. m) nominal
density.
G. Exposed, rectangular, return-air duct insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. (32-kg/cu. m) nominal
density.
H. Exposed, supply-air plenum insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. nominal density.
I. Exposed, return-air plenum insulation shall be one of the following:
1. Mineral-Fiber Blanket: 2 inches (50 mm) and 1.5-lb/cu. ft. (24-kg/cu. m) nominal
density.
2. Mineral-Fiber Board: 2 inches (50 mm) thick and 2-lb/cu. ft. (32-kg/cu. m) nominal
density.
3.13 INDOOR, FIELD-APPLIED JACKET SCHEDULE
A. Install jacket over insulation material. For insulation with factory-applied jacket, install the
field-applied jacket over the factory-applied jacket.
B. If more than one material is listed, selection from materials listed is Contractor's option.
C. Ducts and Plenums, Concealed:
1. None.
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D. Ducts and Plenums, Exposed:
1. None
3.14 OUTDOOR, FIELD-APPLIED JACKET SCHEDULE
A. Install jacket over insulation material. For insulation with factory-applied jacket, install the
field-applied jacket over the factory-applied jacket.
B. If more than one material is listed, selection from materials listed is Contractor's option.
C. Ducts and Plenums, Concealed:
1. None.
D. Ducts and Plenums, Exposed, up to 48 Inches (1200 mm) in Diameter or with Flat Surfaces up
to 72 Inches (1800 mm):
1. Aluminum, Stucco Embossed: 0.020 inch (0.51 mm) thick.
2. Stainless Steel, Type 304 or Type 316, Stucco Embossed: 0.010 inch (0.25 mm) thick.
E. Ducts and Plenums, Exposed, Larger Than 48 Inches (1200 mm) in Diameter or with Flat
Surfaces Larger Than 72 Inches (1800 mm):
1. Aluminum, Stucco Embossed with 1-1/4-Inch- (32-mm-) Deep Corrugations thick.
2. Stainless Steel, Type 304 or Type 316, Stucco Embossed, with 1-1/4-Inch- (32-mm-)
Deep Corrugations
END OF SECTION 230713
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SECTION 231123 - FACILITY NATURAL-GAS PIPING
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Pipes, tubes, and fittings.
2. Piping specialties.
3. Piping and tubing joining materials.
4. Valves.
1.3 DEFINITIONS
A. Finished Spaces: Spaces other than mechanical and electrical equipment rooms, furred spaces,
pipe and duct shafts, unheated spaces immediately below roof, spaces above ceilings,
unexcavated spaces, crawlspaces, and tunnels.
B. Exposed, Interior Installations: Exposed to view indoors. Examples include finished occupied
spaces and mechanical equipment rooms.
C. Exposed, Exterior Installations: Exposed to view outdoors or subject to outdoor ambient
temperatures and weather conditions. Examples include rooftop locations.
1.4 PERFORMANCE REQUIREMENTS
A. Minimum Operating-Pressure Ratings:
1. Piping and Valves: 100 psig (690 kPa) minimum unless otherwise indicated.
B. Natural-Gas System Pressure within Buildings: [0.5 psig (3.45 kPa) or less
1.5 SUBMITTALS
A. Product Data: For each type of the product indicated:
B. Operation and maintenance data.
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1.6 QUALITY ASSURANCE
A. Steel Support Welding Qualifications: Qualify procedures and personnel according to
AWS D1.1/D1.1M, "Structural Welding Code - Steel."
B. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70, by
a qualified testing agency, and marked for intended location and application.
1.7 DELIVERY, STORAGE, AND HANDLING
A. Deliver pipes and tubes with factory-applied end caps. Maintain end caps through shipping,
storage, and handling to prevent pipe end damage and to prevent entrance of dirt, debris, and
moisture.
B. Store and handle pipes and tubes having factory-applied protective coatings to avoid damaging
coating, and protect from direct sunlight.
1.8 PROJECT CONDITIONS
A. Perform site survey, research public utility records, and verify existing utility locations. Contact
utility-locating service for area where Project is located.
B. Interruption of Existing Natural-Gas Service: Do not interrupt natural-gas service to facilities
occupied by Owner or others unless permitted under the following conditions and then only
after arranging to provide purging and startup of natural-gas supply according to requirements
indicated:
1. Notify Construction Manager no fewer than two days in advance of proposed interruption
of natural-gas service.
2. Do not proceed with interruption of natural-gas service without Cities Construction
Manager's and Owner’s written permission.
1.9 COORDINATION
A. Coordinate sizes and locations of concrete bases with actual equipment provided.
PART 2 - PRODUCTS
2.1 PIPES, TUBES, AND FITTINGS
A. Steel Pipe: ASTM A 53/A 53M, black steel, Schedule 40, Type E or S, Grade B.
1. Malleable-Iron Threaded Fittings: ASME B16.3, Class 150, standard pattern.
2. Wrought-Steel Welding Fittings: ASTM A 234/A 234M for butt welding and socket
welding.
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3. Unions: ASME B16.39, Class 150, malleable iron with brass-to-iron seat, ground joint,
and threaded ends.
B. Corrugated, Stainless-Steel Tubing: Comply with ANSI/IAS LC 1.
1. Tubing: ASTM A 240/A 240M, corrugated, Series 300 stainless steel.
2. Coating: PE with flame retardant.
a. Surface-Burning Characteristics: As determined by testing identical products
according to ASTM E 84 by a qualified testing agency. Identify products with
appropriate markings of applicable testing agency.
1) Flame -Spread Index: 25 or less.
2) Smoke-Developed Index: 50 or less.
3. Fittings: Copper-alloy mechanical fittings with ends made to fit and listed for use with
corrugated stainless-steel tubing and capable of metal-to-metal seal without gaskets.
Include brazing socket or threaded ends complying with ASME B1.20.1.
4. Striker Plates: Steel, designed to protect tubing from penetrations.
5. Manifolds: Malleable iron or steel with factory-applied protective coating. Threaded
connections shall comply with ASME B1.20.1 for pipe inlet and corrugated tubing
outlets.
6. Operating-Pressure Rating: 5 psig (34.5 kPa).
C. Aluminum Tubing: Comply with ASTM B 210 and ASTM B 241/B 241M.
1. Aluminum Alloy: Alloy 5456 is prohibited.
2. Protective Coating: Factory-applied coating capable of resisting corrosion on tubing in
contact with masonry, plaster, insulation, water, detergents, and sewerage.
3. Flare Fittings: Comply with ASME B16.26 and SAE J513.
a. Copper-alloy fittings.
b. Metal-to-metal compression seal without gasket.
c. Dry seal threads shall comply with ASME B1.20.3.
2.2 PIPING SPECIALTIES
A. Appliance Flexible Connectors:
1. Indoor, Fixed-Appliance Flexible Connectors: Comply with ANSI Z21.24.
2. Indoor, Movable-Appliance Flexible Connectors: Comply with ANSI Z21.69.
3. Outdoor, Appliance Flexible Connectors: Comply with ANSI Z21.75.
4. Corrugated stainless-steel tubing with polymer coating.
5. Operating-Pressure Rating: 0.5 psig (3.45 kPa).
6. End Fittings: Zinc-coated steel.
7. Threaded Ends: Comply with ASME B1.20.1.
8. Maximum Length: 72 inches (1830 mm.)
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2.3 JOINING MATERIALS
A. Joint Compound and Tape: Suitable for natural gas.
B. Welding Filler Metals: Comply with AWS D10.12/D10.12M for welding materials appropriate
for wall thickness and chemical analysis of steel pipe being welded.
2.4 MANUAL GAS SHUTOFF VALVES
A. See "Underground Manual Gas Shutoff Valve Schedule" and "Aboveground Manual Gas
Shutoff Valve Schedule" Articles for where each valve type is applied in various services.
B. General Requirements for Metallic Valves, NPS 2” and Smaller: Comply with ASME B16.33.
1. CWP Rating: 125 psig
2. Threaded Ends: Comply with ASME B1.20.1.
3. Dry-seal Threads on Flare Ends: Comply with ASME B1.20.3.
4. Tamperproof Feature: Locking feature for valves indicated in "Underground Manual Gas
Shutoff Valve Schedule" and "Aboveground Manual Gas Shutoff Valve Schedule"
Articles.
5. Listing: Listed and labeled by an NRTL acceptable to authorities having jurisdiction for
valves 1 inch (25 mm) and smaller.
6. Service Mark: Valves 1-1/4 inches (32 mm) to NPS 2 (DN 50) shall have initials "WOG"
permanently marked on valve body.
C. Valve Boxes:
1. Cast-iron, two-section box.
2. Top section with cover with "GAS" lettering.
3. Bottom section with base to fit over valve and barrel a minimum of 5 inches (125 mm) in
diameter.
4. Adjustable cast-iron extensions of length required for depth of bury.
5. Include tee-handle, steel operating wrench with socket end fitting valve nut or flat head,
and with stem of length required to operate valve.
2.5 EARTHQUAKE VALVES
N/A extending existing system only.
2.6 DIELECTRIC FITTINGS
A. General Requirements: Assembly of copper alloy and ferrous materials with separating
nonconductive insulating material. Include end connections compatible with pipes to be joined.
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B. Dielectric Unions:
1. Description:
a. Standard: ASSE 1079.
b. Pressure Rating: 125 psig (860 kPa) minimum at 180 deg F (82 deg C)
c. End Connections: Solder-joint copper alloy and threaded ferrous.
C. Dielectric Flanges:
1. Description:
a. Standard: ASSE 1079.
b. Factory-fabricated, bolted, companion-flange assembly.
c. Pressure Rating: 125 psig (860 kPa) minimum at 180 deg F (82 deg C) End
Connections: Solder-joint copper alloy and threaded ferrous; threaded solder-joint
copper alloy and threaded ferrous.
2.7 LABELING AND IDENTIFYING
A. Detectable Warning Tape: Acid- and alkali-resistant, PE film warning tape manufactured for
marking and identifying underground utilities, a minimum of 6 inches (150 mm) wide and 4
mils (0.1 mm) thick, continuously inscribed with a description of utility, with metallic core
encased in a protective jacket for corrosion protection, detectable by metal detector when tape is
buried up to 30 inches (750 mm) deep; colored yellow.
PART 3 - EXECUTION
3.1 PREPARATION
A. Close equipment shutoff valves before turning off natural gas to premises or piping section.
B. Inspect natural-gas piping according to NFPA 54 to determine that natural-gas utilization
devices are turned off in piping section affected.
C. Comply with NFPA 54 requirements for prevention of accidental ignition.
3.2 INDOOR PIPING INSTALLATION
A. Comply with California Plumbing code for installation and purging of natural-gas piping.
B. Drawing plans, schematics, and diagrams indicate general location and arrangement of piping
systems. Indicated locations and arrangements are used to size pipe and calculate friction loss,
expansion, and other design considerations. Install piping as indicated unless deviations to
layout are approved on Coordination Drawings.
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C. Arrange for pipe spaces, chases, slots, sleeves, and openings in building structure during
progress of construction, to allow for mechanical installations.
D. Install piping in concealed locations unless otherwise indicated and except in equipment rooms
and service areas.
E. Install piping indicated to be exposed and piping in equipment rooms and service areas at right
angles or parallel to building walls. Diagonal runs are prohibited unless specifically indicated
otherwise.
F. Install piping above accessible ceilings to allow sufficient space for ceiling panel removal.
G. Locate valves for easy access.
H. Install natural-gas piping at uniform grade of 2 percent down toward drip and sediment traps.
I. Install piping free of sags and bends.
J. Install fittings for changes in direction and branch connections.
K. Verify final equipment locations for roughing-in.
L. Comply with requirements in Sections specifying gas-fired appliances and equipment for
roughing-in requirements.
M. Drips and Sediment Traps: Install drips at points where condensate may collect, including
service-meter outlets. Locate where accessible to permit cleaning and emptying. Do not install
where condensate is subject to freezing.
1. Construct drips and sediment traps using tee fitting with bottom outlet plugged or capped.
Use nipple a minimum length of 3 pipe diameters, but not less than 3 inches (75 mm)
long and same size as connected pipe. Install with space below bottom of drip to remove
plug or cap.
N. Conceal pipe installations in walls, pipe spaces, utility spaces, above ceilings, below grade or
floors, and in floor channels unless indicated to be exposed to view.
O. Use eccentric reducer fittings to make reductions in pipe sizes. Install fittings with level side
down.
P. Connect branch piping from top or side of horizontal piping.
Q. Install unions in pipes NPS 2 (DN 50) and smaller, adjacent to each valve, at final connection to
each piece of equipment. Unions are not required at flanged connections.
R. Do not use natural-gas piping as grounding electrode.
S. Install strainer on inlet of each line-pressure regulator and automatic or electrically operated
valve.
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T. Install escutcheons for piping penetrations of walls, ceilings, and floors. Comply with
requirements for escutcheons specified in Section 230518 "Escutcheons for HVAC Piping."
3.3 VALVE INSTALLATION
A. Install manual gas shutoff valve for each gas appliance ahead of corrugated stainless-steel
tubing, aluminum, or copper connector.
B. Install underground valves with valve boxes.
C. Install regulators and overpressure protection devices with maintenance access space adequate
for servicing and testing.
D. Install earthquake valves aboveground outside buildings according to listing.
3.4 PIPING JOINT CONSTRUCTION
A. Ream ends of pipes and tubes and remove burrs.
B. Remove scale, slag, dirt, and debris from inside and outside of pipe and fittings before
assembly.
C. Threaded Joints:
1. Thread pipe with tapered pipe threads complying with ASME B1.20.1.
2. Cut threads full and clean using sharp dies.
3. Ream threaded pipe ends to remove burrs and restore full inside diameter of pipe.
4. Apply appropriate tape or thread compound to external pipe threads unless dryseal
threading is specified.
5. Damaged Threads: Do not use pipe or pipe fittings with threads that are corroded or
damaged. Do not use pipe sections that have cracked or open welds.
D. Welded Joints:
1. N/A
E. Flanged Joints: Install gasket material, size, type, and thickness appropriate for natural-gas
service. Install gasket concentrically positioned.
F. Flared Joints: Cut tubing with roll cutting tool. Flare tube end with tool to result in flare
dimensions complying with SAE J513. Tighten finger tight, then use wrench. Do not
overtighten.
3.5 HANGER AND SUPPORT INSTALLATION
A. Install seismic restraints on piping. Comply with requirements for seismic-restraint devices
specified in Section 230548 "Vibration and Seismic Controls for HVAC."
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B. Comply with requirements for pipe hangers and supports specified in Section 230529 "Hangers
and Supports for HVAC Piping and Equipment."
C. Install hangers for horizontal steel piping with the following maximum spacing and minimum
rod sizes:
1. NPS 1 (DN 25) and Smaller: Maximum span, 96 inches (2438 mm); minimum rod size,
3/8 inch (10 mm).
2. NPS 1-1/4 (DN 32): Maximum span, 108 inches (2743 mm); minimum rod size, 3/8 inch
(10 mm).
3. NPS 1-1/2 and NPS 2 (DN 40 and DN 50): Maximum span, 108 inches (2743 mm);
minimum rod size, 3/8 inch (10 mm).
D. Install hangers for horizontal drawn-temper copper tubing with the following maximum spacing
and minimum rod sizes:
1. NPS 3/8 (DN 10): Maximum span, 48 inches (1220 mm); minimum rod size, 3/8 inch (10
mm).
2. NPS 1/2 and NPS 5/8 (DN 15 and DN 18): Maximum span, 72 inches (1830 mm);
minimum rod size, 3/8 inch (10 mm).
3. NPS 3/4 and NPS 7/8 (DN 20 and DN 22): Maximum span, 84 inches (2134 mm);
minimum rod size, 3/8 inch (10 mm).
E. Install hangers for horizontal, corrugated stainless-steel tubing with the following maximum
spacing and minimum rod sizes:
1. NPS 3/8 (DN 10): Maximum span, 48 inches (1220 mm); minimum rod size, 3/8 inch (10
mm).
2. NPS 1/2 (DN 15): Maximum span, 72 inches (1830 mm); minimum rod size, 3/8 inch (10
mm).
3. NPS 3/4 (DN 20) and larger: Maximum span, 96 inches (2440 mm); minimum rod size,
3/8 inch (10 mm).
3.6 CONNECTIONS
A. Connect to utility's gas main according to utility's procedures and requirements.
B. Install natural-gas piping electrically continuous, and bonded to gas appliance equipment
grounding conductor of the circuit powering the appliance according to NFPA 70.
C. Install piping adjacent to appliances to allow service and maintenance of appliances.
D. Connect piping to appliances using manual gas shutoff valves and unions. Install valve within
72 inches (1800 mm) of each gas-fired appliance and equipment. Install union between valve
and appliances or equipment.
E. Sediment Traps: Install tee fitting with capped nipple in bottom to form drip, as close as
practical to inlet of each appliance.
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3.7 LABELING AND IDENTIFYING
A. Comply with requirements in Section 230553 "Identification for HVAC Piping and Equipment"
for piping and valve identification.
B. Install detectable warning tape directly above gas piping, 12 inches (300 mm) below finished
grade, except 6 inches (150 mm) below subgrade under pavements an
3.8 FIELD QUALITY CONTROL
A. Perform tests and inspections.
B. Tests and Inspections:
1. Test, inspect, and purge natural gas according to California Plumbing Code and
authorities having jurisdiction.
C. Natural-gas piping will be considered defective if it does not pass tests and inspections.
D. Prepare test and inspection reports.
3.9 DEMONSTRATION
A. Engage a factory-authorized service representative to train Owner's maintenance personnel to
adjust, operate, and maintain earthquake valves.
3.10 INDOOR PIPING SCHEDULE FOR SYSTEM PRESSURES LESS THAN 0.5 PSIG (3.45
kPa)
A. Aboveground, branch piping NPS 2” (DN 50) and smaller shall be the following:
1. Corrugated stainless-steel tubing with mechanical fittings having threaded ends to match
adjacent piping for connection to HVAC equipment.
2. Steel pipe with malleable-iron fittings and threaded joints.
B. Aboveground, distribution piping shall be the following:
1. Steel pipe with malleable-iron fittings and threaded joints.
C. Underground, below building, piping shall be the following:
1. N/A underground gas (NIC)
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3.11 INDOOR PIPING SCHEDULE FOR SYSTEM PRESSURES MORE THAN 0.5 PSIG (3.45
kPa) AND LESS THAN 5 PSIG (34.5 kPa)
A. Aboveground, branch piping NPS 1 (DN 25) and smaller shall be one of the following:
1. Corrugated stainless-steel tubing with mechanical fittings having threaded ends to match
adjacent piping. Gas connection at HVAC Units.
2. Steel pipe with malleable-iron fittings and threaded joints.
B. Aboveground, distribution piping shall be the following:
1. Steel pipe with malleable-iron fittings and threaded joints.
3.12 INDOOR PIPING SCHEDULE FOR SYSTEM PRESSURES MORE THAN 5 PSIG (34.5
kPa)
A. N/A Extending existing on roof 0.5 system pressure
3.13 ABOVEGROUND MANUAL GAS SHUTOFF VALVE SCHEDULE
A. Valves for pipe sizes NPS 2 (DN 50) and smaller at service meter shall be one of the following:
1. One-piece, bronze ball valve with bronze trim. WOG
2. Two-piece, full-port, bronze ball valves with bronze trim. WOG
3. Bronze plug valve.
B. Valves for pipe sizes NPS 2-1/2 (DN 65) and larger at service meter shall be one of the
following:
1. Two-piece, full-port, bronze ball valves with bronze trim.
2. Bronze plug valve.
3. Cast-iron, lubricated plug valve.
C. Distribution piping valves for pipe sizes NPS 2 (DN 50) and smaller shall be one of the
following:
1. One-piece, bronze ball valve with bronze trim.
2. Two-piece, full-port, bronze ball valves with bronze trim.
3. Bronze plug valve.
D. Distribution piping valves for pipe sizes NPS 2-1/2 (DN 65) and larger shall be one of the
following:
1. Two-piece, full-port, bronze ball valves with bronze trim.
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2. Bronze plug valve.
3. Cast-iron, lubricated plug valve.
E. Valves in branch piping for single appliance shall be one of the following:
1. One-piece, bronze ball valve with bronze trim.
2. Two-piece, full-port, bronze ball valves with bronze trim.
3. Bronze plug valve.
END OF SECTION 231123
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SECTION 233113 - METAL DUCTS
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Rectangular ducts and fittings.
2. Round ducts and fittings.
3. Sheet metal materials.
4. Duct liner.
5. Sealants and gaskets.
6. Hangers and supports.
7. Seismic-restraint devices.
1.3 PERFORMANCE REQUIREMENTS
A. Delegated Duct Design: Duct construction, including sheet metal thicknesses, seam and joint
construction, reinforcements, and hangers and supports, shall comply with SMACNA's "HVAC
Duct Construction Standards - Metal and Flexible" and performance requirements and design
criteria indicated in "Duct Schedule" Article.
B. Structural Performance: Duct hangers and supports and seismic restraints shall withstand the
effects of gravity and seismic loads and stresses within limits and under conditions described in
SMACNA's "HVAC Duct Construction Standards - Metal and Flexible" and SMACNA's
"Seismic Restraint Manual: Guidelines for Mechanical Systems."
1. Seismic Hazard Level A: Seismic force to weight ratio, 0.48.
2. Seismic Hazard Level B: Seismic force to weight ratio, 0.30.
3. Seismic Hazard Level C: Seismic force to weight ratio, 0.15.
C. Airstream Surfaces: Surfaces in contact with the airstream shall comply with requirements in
ASHRAE 62.1.
1.4 SUBMITTALS
A. Product Data: For each type of product indicated
B. Field quality-control reports.
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1.5 QUALITY ASSURANCE
A. Welding Qualifications: Qualify procedures and personnel according to the following:
1. AWS D1.1/D1.1M, "Structural Welding Code - Steel," for hangers and supports.
2. AWS D1.2/D1.2M, "Structural Welding Code - Aluminum," for aluminum supports.
3. AWS D9.1M/D9.1, "Sheet Metal Welding Code," for duct joint and seam welding.
B. ASHRAE Compliance: Applicable requirements in ASHRAE 62.1, Section 5 - "Systems and
Equipment" and Section 7 - "Construction and System Start-up."
C. ASHRAE/IESNA Compliance: Applicable requirements in ASHRAE/IESNA 90.1,
Section 6.4.4 - "HVAC System Construction and Insulation."
PART 2 - PRODUCTS
2.1 RECTANGULAR DUCTS AND FITTINGS
A. General Fabrication Requirements: Comply with SMACNA's "HVAC Duct Construction
Standards - Metal and Flexible" based on indicated static-pressure class unless otherwise
indicated.
B. Transverse Joints: Select joint types and fabricate according to SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 2-1, "Rectangular Duct/Transverse
Joints," for static-pressure class, applicable sealing requirements, materials involved, duct-
support intervals, and other provisions in SMACNA's "HVAC Duct Construction Standards -
Metal and Flexible."
C. Longitudinal Seams: Select seam types and fabricate according to SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 2-2, "Rectangular Duct/Longitudinal
Seams," for static-pressure class, applicable sealing requirements, materials involved, duct-
support intervals, and other provisions in SMACNA's "HVAC Duct Construction Standards -
Metal and Flexible."
D. Elbows, Transitions, Offsets, Branch Connections, and Other Duct Construction: Select types
and fabricate according to SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible," Chapter 4, "Fittings and Other Construction," for static-pressure class, applicable
sealing requirements, materials involved, duct-support intervals, and other provisions in
SMACNA's "HVAC Duct Construction Standards - Metal and Flexible."
2.2 ROUND DUCTS AND FITTINGS
A. General Fabrication Requirements: Comply with SMACNA's "HVAC Duct Construction
Standards - Metal and Flexible," Chapter 3, "Round, Oval, and Flexible Duct," based on
indicated static-pressure class unless otherwise indicated.
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1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Lindab Inc.
b. McGill AirFlow LLC.
c. SEMCO Incorporated.
d. Sheet Metal Connectors, Inc.
e. Spiral Manufacturing Co., Inc.
B. Transverse Joints: Select joint types and fabricate according to SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 3-1, "Round Duct Transverse Joints," for
static-pressure class, applicable sealing requirements, materials involved, duct-support intervals,
and other provisions in SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible."
1. Transverse Joints in Ducts Larger Than 60 Inches (1524 mm) in Diameter: Flanged.
C. Longitudinal Seams: Select seam types and fabricate according to SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 3-2, "Round Duct Longitudinal Seams,"
for static-pressure class, applicable sealing requirements, materials involved, duct-support
intervals, and other provisions in SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible."
1. Fabricate round ducts larger than 90 inches (2286 mm) in diameter with butt-welded
longitudinal seams.
D. Tees and Laterals: Select types and fabricate according to SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 3-5, "90 Degree Tees and Laterals," and
Figure 3-6, "Conical Tees," for static-pressure class, applicable sealing requirements, materials
involved, duct-support intervals, and other provisions in SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible."
2.3 SHEET METAL MATERIALS
A. General Material Requirements: Comply with SMACNA's "HVAC Duct Construction
Standards - Metal and Flexible" for acceptable materials, material thicknesses, and duct
construction methods unless otherwise indicated. Sheet metal materials shall be free of pitting,
seam marks, roller marks, stains, discolorations, and other imperfections.
B. Galvanized Sheet Steel: Comply with ASTM A 653/A 653M.
1. Galvanized Coating Designation: G60 (Z180).
2. Finishes for Surfaces Exposed to View: Mill phosphatized.
C. Carbon-Steel Sheets: Comply with ASTM A 1008/A 1008M, with oiled, matte finish for
exposed ducts.
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D. Stainless-Steel Sheets: Comply with ASTM A 480/A 480M, Type 304 or 316, as indicated in
the "Duct Schedule" Article; cold rolled, annealed, sheet. Exposed surface finish shall be
No. 2B, No. 2D, No. 3, or No. 4 as indicated in the "Duct Schedule" Article.
E. Aluminum Sheets: Comply with ASTM B 209 (ASTM B 209M) Alloy 3003, H14 temper; with
mill finish for concealed ducts, and standard, one-side bright finish for duct surfaces exposed to
view.
F. Factory- or Shop-Applied Antimicrobial Coating:
1. Apply to the surface of sheet metal that will form the interior surface of the duct. An
untreated clear coating shall be applied to the exterior surface.
2. Antimicrobial compound shall be tested for efficacy by an NRTL and registered by the
EPA for use in HVAC systems.
3. Coating containing the antimicrobial compound shall have a hardness of 2H, minimum,
when tested according to ASTM D 3363.
4. Surface-Burning Characteristics: Maximum flame-spread index of 25 and maximum
smoke-developed index of 50 when tested according to UL 723; certified by an NRTL.
5. Shop-Applied Coating Color: White.
6. Antimicrobial coating on sheet metal is not required for duct containing liner treated with
antimicrobial coating.
G. Reinforcement Shapes and Plates: ASTM A 36/A 36M, steel plates, shapes, and bars; black and
galvanized.
1. Where black- and galvanized-steel shapes and plates are used to reinforce aluminum
ducts, isolate the different metals with butyl rubber, neoprene, or EPDM gasket materials.
H. Tie Rods: Galvanized steel, 1/4-inch (6-mm) minimum diameter for lengths 36 inches (900
mm) or less; 3/8-inch (10-mm) minimum diameter for lengths longer than 36 inches (900 mm).
2.4 SEALANT AND GASKETS
A. General Sealant and Gasket Requirements: Surface-burning characteristics for sealants and
gaskets shall be a maximum flame-spread index of 25 and a maximum smoke-developed index
of 50 when tested according to UL 723; certified by an NRTL.
B. Two-Part Tape Sealing System:
1. Tape: Woven cotton fiber impregnated with mineral gypsum and modified
acrylic/silicone activator to react exothermically with tape to form hard, durable, airtight
seal.
2. Tape Width: 3 inches (76 mm).
3. Sealant: Modified styrene acrylic.
4. Water resistant.
5. Mold and mildew resistant.
6. Maximum Static-Pressure Class: 10-inch wg (2500 Pa), positive and negative.
7. Service: Indoor and outdoor.
8. Service Temperature: Minus 40 to plus 200 deg F (Minus 40 to plus 93 deg C).
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9. Substrate: Compatible with galvanized sheet steel (both PVC coated and bare), stainless
steel, or aluminum.
10. For indoor applications, sealant shall have a VOC content of 250 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
11. Sealant shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
C. Water-Based Joint and Seam Sealant:
1. Application Method: Brush on.
2. Solids Content: Minimum 65 percent.
3. Shore Hardness: Minimum 20.
4. Water resistant.
5. Mold and mildew resistant.
6. VOC: Maximum 75 g/L (less water).
7. Maximum Static-Pressure Class: 10-inch wg (2500 Pa), positive and negative.
8. Service: Indoor or outdoor.
9. Substrate: Compatible with galvanized sheet steel (both PVC coated and bare), stainless
steel, or aluminum sheets.
D. Flanged Joint Sealant: Comply with ASTM C 920.
1. General: Single-component, acid-curing, silicone, elastomeric.
2. Type: S.
3. Grade: NS.
4. Class: 25.
5. Use: O.
6. For indoor applications, sealant shall have a VOC content of 250 g/L or less when
calculated according to 40 CFR 59, Subpart D (EPA Method 24).
7. Sealant shall comply with the testing and product requirements of the California
Department of Health Services' "Standard Practice for the Testing of Volatile Organic
Emissions from Various Sources Using Small-Scale Environmental Chambers."
E. Flange Gaskets: Butyl rubber, neoprene, or EPDM polymer with polyisobutylene plasticizer.
F. Round Duct Joint O-Ring Seals:
1. Seal shall provide maximum leakage class of 3 cfm/100 sq. ft. at 1-inch wg (0.14 L/s per
sq. m at 250 Pa) and shall be rated for10-inch wg (2500-Pa) static-pressure class, positive
or negative.
2. EPDM O-ring to seal in concave bead in coupling or fitting spigot.
3. Double-lipped, EPDM O-ring seal, mechanically fastened to factory-fabricated couplings
and fitting spigots.
2.5 HANGERS AND SUPPORTS
A. Hanger Rods for Noncorrosive Environments: Cadmium-plated steel rods and nuts.
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B. Hanger Rods for Corrosive Environments: Electrogalvanized, all-thread rods or galvanized rods
with threads painted with zinc-chromate primer after installation.
C. Strap and Rod Sizes: Comply with SMACNA's "HVAC Duct Construction Standards - Metal
and Flexible," Table 5-1 , "Rectangular Duct Hangers Minimum Size," and Table 5-2,
"Minimum Hanger Sizes for Round Duct."
D. Steel Cables for Galvanized-Steel Ducts: Galvanized steel complying with ASTM A 603.
E. Steel Cables for Stainless-Steel Ducts: Stainless steel complying with ASTM A 492.
F. Steel Cable End Connections: Cadmium-plated steel assemblies with brackets, swivel, and bolts
designed for duct hanger service; with an automatic-locking and clamping device.
G. Duct Attachments: Sheet metal screws, blind rivets, or self-tapping metal screws; compatible
with duct materials.
H. Trapeze and Riser Supports:
1. Supports for Galvanized-Steel Ducts: Galvanized-steel shapes and plates.
2. Supports for Stainless-Steel Ducts: Stainless-steel shapes and plates.
3. Supports for Aluminum Ducts: Aluminum or galvanized steel coated with zinc chromate.
2.6 SEISMIC-RESTRAINT DEVICES
1. Manufacturers: Subject to compliance with requirements, available manufacturers
offering products that may be incorporated into the Work include, but are not limited to,
the following:
a. Lindab Inc.
b. McGill AirFlow LLC.
c. SEMCO Incorporated.
d. Sheet Metal Connectors, Inc.
e. Spiral Manufacturing Co., Inc.
B. General Requirements for Restraint Components: Rated strengths, features, and applications
shall be as defined in reports by an evaluation service member of the ICC Evaluation Service or
an agency acceptable to authorities having jurisdiction.
1. Structural Safety Factor: Allowable strength in tension, shear, and pullout force of
components shall be at least four times the maximum seismic forces to which they will be
subjected.
C. Channel Support System: Shop- or field-fabricated support assembly made of slotted steel
channels rated in tension, compression, and torsion forces and with accessories for attachment
to braced component at one end and to building structure at the other end. Include matching
components and corrosion-resistant coating.
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D. Restraint Cables: ASTM A 603, galvanized or ASTM A 492, stainless-steel cables with end
connections made of cadmium-plated steel assemblies with brackets, swivel, and bolts designed
for restraining cable service; and with an automatic-locking and clamping device or double-
cable clips.
E. Hanger Rod Stiffener: Steel tube or steel slotted-support-system sleeve with internally bolted
connections to hanger rod.
F. Mechanical Anchor Bolts: Drilled-in and stud-wedge or female-wedge type. Select anchor bolts
with strength required for anchor and as tested according to ASTM E 488.
PART 3 - EXECUTION
3.1 DUCT INSTALLATION
A. Drawing plans, schematics, and diagrams indicate general location and arrangement of duct
system. Indicated duct locations, configurations, and arrangements were used to size ducts and
calculate friction loss for air-handling equipment sizing and for other design considerations.
Install duct systems as indicated unless deviations to layout are approved on Shop Drawings and
Coordination Drawings.
B. Install ducts according to SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible" unless otherwise indicated.
C. Install round ducts in maximum practical lengths.
D. Install ducts with fewest possible joints.
E. Install factory- or shop-fabricated fittings for changes in direction, size, and shape and for
branch connections.
F. Unless otherwise indicated, install ducts vertically and horizontally, and parallel and
perpendicular to building lines.
G. Install ducts close to walls, overhead construction, columns, and other structural and permanent
enclosure elements of building.
H. Install ducts with a clearance of 1 inch, plus allowance for insulation thickness.
I. Route ducts to avoid passing through transformer vaults and electrical equipment rooms and
enclosures.
J. Where ducts pass through non-fire-rated interior partitions and exterior walls and are exposed to
view, cover the opening between the partition and duct or duct insulation with sheet metal
flanges of same metal thickness as the duct. Overlap openings on four sides by at least 1-1/2
inches.
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K. Where ducts pass through fire-rated interior partitions and exterior walls, install fire dampers.
Comply with requirements in Section 233300 "Air Duct Accessories" for fire and smoke
dampers.
L. Protect duct interiors from moisture, construction debris and dust, and other foreign materials.
3.2 DUCT SEALING
A. Seal ducts for duct static-pressure, seal classes, and leakage classes specified in "Duct
Schedule" Article according to SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible."
B. Seal ducts to the following seal classes according to SMACNA's "HVAC Duct Construction
Standards - Metal and Flexible":
1. Comply with SMACNA's "HVAC Duct Construction Standards - Metal and Flexible."
2. Outdoor, Supply-Air Ducts: Seal Class A.
3. Outdoor, Exhaust Ducts: Seal Class C.
4. Outdoor, Return-Air Ducts: Seal Class C.
5. Unconditioned Space, Supply-Air Ducts in Pressure Classes 2-Inch wg (500 Pa) and
Lower: Seal Class B.
6. Unconditioned Space, Supply-Air Ducts in Pressure Classes Higher Than 2-Inch wg (500
Pa): Seal Class A.
7. Unconditioned Space, Exhaust Ducts: Seal Class C.
8. Unconditioned Space, Return-Air Ducts: Seal Class B.
9. Conditioned Space, Supply-Air Ducts in Pressure Classes 2-Inch wg (500 Pa) and Lower:
Seal Class C.
10. Conditioned Space, Supply-Air Ducts in Pressure Classes Higher Than 2-Inch wg (500
Pa): Seal Class B.
11. Conditioned Space, Exhaust Ducts: Seal Class B.
12. Conditioned Space, Return-Air Ducts: Seal Class C.
3.3 HANGER AND SUPPORT INSTALLATION
A. Comply with SMACNA's "HVAC Duct Construction Standards - Metal and Flexible,"
Chapter 5, "Hangers and Supports."
B. Building Attachments: Concrete inserts, powder-actuated fasteners, or structural-steel fasteners
appropriate for construction materials to which hangers are being attached.
1. Where practical, install concrete inserts before placing concrete.
2. Install powder-actuated concrete fasteners after concrete is placed and completely cured.
3. Use powder-actuated concrete fasteners for standard-weight aggregate concretes or for
slabs more than 4 inches (100 mm) thick.
4. Do not use powder-actuated concrete fasteners for lightweight-aggregate concretes or for
slabs less than 4 inches (100 mm) thick.
5. Do not use powder-actuated concrete fasteners for seismic restraints.
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C. Hanger Spacing: Comply with SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible," Table 5-1 (Table 5-1M), "Rectangular Duct Hangers Minimum Size," and Table 5-2,
"Minimum Hanger Sizes for Round Duct," for maximum hanger spacing; install hangers and
supports within 24 inches (610 mm) of each elbow and within 48 inches (1200 mm) of each
branch intersection.
D. Hangers Exposed to View: Threaded rod and angle or channel supports.
E. Support vertical ducts with steel angles or channel secured to the sides of the duct with welds,
bolts, sheet metal screws, or blind rivets; support at each floor and at a maximum intervals of 16
feet (5 m).
F. Install upper attachments to structures. Select and size upper attachments with pull-out, tension,
and shear capacities appropriate for supported loads and building materials where used.
3.4 SEISMIC -RESTRAINT-DEVICE INSTALLATION
A. Install ducts with hangers and braces designed to support the duct and to restrain against seismic
forces required by applicable building codes. Comply with SMACNA's "Seismic Restraint
Manual: Guidelines for Mechanical Systems." ASCE/SEI 7.
1. Space lateral supports a maximum of 40 feet (12 m) o.c., and longitudinal supports a
maxi mum of 80 feet (24 m) o.c.
2. Brace a change of direction longer than 12 feet (3.7 m).
B. Select seismic-restraint devices with capacities adequate to carry present and future static and
seismic loads.
C. Install cables so they do not bend across edges of adjacent equipment or building structure.
D. Install cable restraints on ducts that are suspended with vibration isolators.
E. Install seismic-restraint devices using methods approved by an evaluation service member of
the ICC Evaluation Service.
F. Attachment to Structure: If specific attachment is not indicated, anchor bracing and restraints to
structure, to flanges of beams, to upper truss chords of bar joists, or to concrete members.
G. Drilling for and Setting Anchors:
1. Identify position of reinforcing steel and other embedded items prior to drilling holes for
anchors. Do not damage existing reinforcement or embedded items during drilling.
Notify the Architect if reinforcing steel or other embedded items are encountered during
drilling. Locate and avoid pre-stressed tendons, electrical and telecommunications
conduit, and gas lines.
2. Do not drill holes in concrete or masonry until concrete, mortar, or grout has achieved
full design strength.
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3. Wedge Anchors: Protect threads from damage during anchor installation. Heavy-duty
sleeve anchors shall be installed with sleeve fully engaged in the structural element to
which anchor is to be fastened.
4. Set anchors to manufacturer's recommended torque, using a torque wrench.
5. Install zinc-coated steel anchors for interior applications and stainless-steel anchors for
applications exposed to weather.
3.5 CONNECTIONS
A. Make connections to equipment with flexible connectors complying with Section 233300 "Air
Duct Accessories."
B. Comply with SMACNA's "HVAC Duct Construction Standards - Metal and Flexible" for
branch, outlet and inlet, and terminal unit connections.
3.6 START UP
A. Air Balance: Comply with requirements in Section 230593 "Testing, Adjusting, and Balancing
for HVAC."
3.7 DUCT SCHEDULE
A. Fabricate ducts with galvanized sheet steel except as otherwise indicated and as follows:
B. Supply Ducts:
1. Ducts Connected to Fan Coil Units, Furnaces, Heat Pumps, and Terminal Units:
a. Pressure Class: Positive 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 12 .
d. SMACNA Leakage Class for Round and Flat Oval: 12.
2. Ducts Connected to Constant-Volume Air-Handling Units.
a. Pressure Class: Positive 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular:12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
3. Ducts Connected to Variable-Air-Volume Air-Handling Units:
a. Pressure Class: Positive 3-inch wg (750 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 3.
d. SMACNA Leakage Class for Round and Flat Oval: 3.
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4. Ducts Connected to Equipment Not Listed Above:
a. Pressure Class: Positive 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 3.
d. SMACNA Leakage Class for Round and Flat Oval: 3.
C. Return Ducts:
1. Ducts Connected to Fan Coil Units, Furnaces, Heat Pumps, and Terminal Unit:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval:12
2. Ducts Connected to Air-Handling Units:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval:12.
D. Exhaust Ducts:
1. Ducts Connected to Fans Exhausting (ASHRAE 62.1, Class 1 and 2) Air:
a. Pressure Class: Negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B if negative pressure, and A if positive
pressure.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
2. Ducts Connected to Air-Handling Units:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B if negative pressure, and A if positive
pressure.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
3. Ducts Connected to Equipment Not Listed Above:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B if negative pressure, and A if positive
pressure.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
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E. Outdoor-Air (Not Filtered, Heated, or Cooled) Ducts:
1. Ducts Connected to Fan Coil Units, Furnaces, Heat Pumps, and Terminal Units:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
2. Ducts Connected to Air-Handling Units:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
3. Ducts Connected to Equipment Not Listed Above:
a. Pressure Class: Positive or negative 2-inch wg (500 Pa).
b. Minimum SMACNA Seal Class: B.
c. SMACNA Leakage Class for Rectangular: 12.
d. SMACNA Leakage Class for Round and Flat Oval: 12.
F. Intermediate Reinforcement:
1. Galvanized-Steel Ducts: Galvanized steel
2. Stainless-Steel Ducts:
a. Exposed to Airstream: Match duct material.
b. Not Exposed to Airstream: Galvanized.
G. Liner:
1. Supply Air Ducts: 1” EXTERIOR INSULATION WITHIN CONDITIONED SPACE
2. Return Air Ducts: 1” EXTERIOR INSULATION AS CONDITIONED SPACE
EXISTING.
3. Exhaust Air Ducts: N/A
4. Supply Fan Plenums: Fibrous glass, Type II OR Natural fiber
H. Elbow Configuration:
1. Rectangular Duct: Comply with SMACNA's "HVAC Duct Construction Standards -
Metal and Flexible," Figure 4-2, "Rectangular Elbows."
a. Velocity 1000 fpm (5 m/s) or Lower:
1) Radius Type RE 1 with minimum 0.5 radius-to-diameter ratio.
2) Mitered Type RE 4 without vanes.
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b. Velocity 1000 to 1500 fpm (5 to 7.6 m/s):
1) Radius Type RE 1 with minimum 1.0 radius-to-diameter ratio.
2) Radius Type RE 3 with minimum 0.5 radius-to-diameter ratio and two
vanes.
3) Mitered Type RE 2 with vanes complying with SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 4-3, "Vanes and Vane
Runners," and Figure 4-4, "Vane Support in Elbows."
2. Rectangular Duct: Comply with SMACNA's "HVAC Duct Construction Standards -
Metal and Flexible," Figure 4-2, "Rectangular Elbows."
a. Radius Type RE 1 with minimum 1.5 radius-to-diameter ratio.
b. Radius Type RE 3 with minimum 1.0 radius-to-diameter ratio and two vanes.
c. Mitered Type RE 2 with vanes complying with SMACNA's "HVAC Duct
Construction Standards - Metal and Flexible," Figure 4-3, "Vanes and Vane
Runners," and Figure 4-4, "Vane Support in Elbows."
3. Round Duct: Comply with SMACNA's "HVAC Duct Construction Standards - Metal and
Flexible," Figure 3-4, "Round Duct Elbows."
a. Minimum Radius-to-Diameter Ratio and Elbow Segments: Comply with
SMACNA's "HVAC Duct Construction Standards - Metal and Flexible," Table 3-
1, "Mitered Elbows." Elbows with less than 90-degree change of direction have
proportionately fewer segments.
1) Velocity 1000 fpm (5 m/s) or Lower: 0.5 radius-to-diameter ratio and three
segments for 90-degree elbow.
2) Velocity 1000 to 1500 fpm (5 to 7.6 m/s): 1.0 radius-to-diameter ratio and
four segments for 90-degree elbow.
3) Radius-to Diameter Ratio: 1.5.
b. Round Elbows, 12 Inches (305 mm) and Smaller in Diameter: Stamped or pleated.
c. Round Elbows, 14 Inches (356 mm) and Larger in Diameter: Standing seam.
I. Branch Configuration:
1. Rectangular Duct: Comply with SMACNA's "HVAC Duct Construction Standards -
Metal and Flexible," Figure 4-6, "Branch Connection."
a. Rectangular Main to Rectangular Branch: 45-degree entry.
b. Rectangular Main to Round Branch: Spin in.
2. Round and Flat Oval: Comply with SMACNA's "HVAC Duct Construction Standards -
Metal and Flexible," Figure 3-5, "90 Degree Tees and Laterals," and Figure 3-6, "Conical
Tees." Saddle taps are permitted in existing duct.
a. Velocity 1000 fpm (5 m/s) or Lower: 90-degree tap.
b. Velocity 1000 to 1500 fpm (5 to 7.6 m/s): Conical tap.
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END OF SECTION 233113
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SECTION 233713 - DIFFUSERS, REGISTERS, AND GRILLES
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Rectangular and square ceiling diffusers.
2. Linear bar diffusers.
3. Adjustable bar registers and grilles.
4. Fixed face registers and grilles.
5. Linear bar grilles.
1.3 SUBMITTALS
A. Product Data: For each type of product indicated, include the following:
1. Data Sheet: Indicate materials of construction, finish, and mounting details; and
performance data including throw and drop, static-pressure drop, and noise ratings.
2. Diffuser, Register, and Grille Schedule: Indicate drawing designation, room location,
quantity, model number, size, and accessories furnished.
PART 2 - PRODUCTS
2.1 CEILING DIFFUSERS
A. Rectangular and Square Ceiling Diffusers:
1. Devices shall be specifically designed for variable-air-volume flows.
2. Material: Steel.
3. Finish: Baked enamel, white
4. Face Size: 24 by 24 inches (600 by 600 mm) and various rectangle sizes.
5. Face Style: four cones.
6. Mounting: Surface and T-bar.
7. Pattern: Adjustable.
8. Dampers: Radial opposed blade Butterfly Combination damper and grid.
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9. Accessories:
a. Equalizing grid.
b. Plaster ring.
c. Safety chain.
d. Wire guard.
e. Operating rod extension.
B. Perforated Diffuser Returns:
1. Devices shall be specifically designed for variable-air-volume flows.
2. Material: Steel back pan and pattern controllers, with steel face.
3. Finish: Baked enamel, white
4. Face Size: 24 by 24 inches (600 by 300 mm)]
5. Duct Inlet: Round.
6. Face Style: Flush Mounting: T-bar
7. Dampers: Opposed blade.
8. Accessories:
a. Equalizing grid.
b. Plaster ring.
c. Safety chain.
d. Wire guard.
e. Sectorizing baffles.
f. Operating rod extension.
C. Louver Face Diffuser Hard lid and wall type
1. Devices shall be specifically designed for variable-air-volume flows.
2. Material:Steel.
3. Finish: Baked enamel, white
4. Face Size: rectangle various sizes.
5. Mounting: Surface with beveled frame with Mounting panel.
6. Pattern: Three-way on walls Four-way on ceilings core style.
7. Dampers: Radial opposed blade Butterfly
8. Accessories:
a. Square to round neck adaptor.
b. Adjustable pattern vanes.
c. Throw reducing vanes.
d. Equalizing grid.
e. Plaster ring.
f. Safety chain.
g. Wire guard.
h. Sectorizing baffles.
i. Operating rod extension.
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2.2 REGISTERS AND GRILLES
A. Adjustable Bar Register hard lid hard wall applications:
1. Material: Steel.
2. Finish: Baked enamel, white
3. Face Blade Arrangement: Horizontal 3/4 inch (19 mm) apart.
4. Core Construction: Removable.
5. Rear-Blade Arrangement: Horizontal spaced 3/4 inch (19 mm) apart.
6. Frame: 1 inch (25 mm) wide.
7. Mounting Frame: 1” flanged
8. Mounting: Countersunk screw.
9. Damper Type: Adjustable opposed blade.
10. Accessories:
a. Front-blade gang operator.
b. Filter.
B. Adjustable T-Bar Grille Supply air and fresh air office areas
1. Material: Steel.
2. Finish: Baked enamel, white
3. Face Blade Arrangement: Horizontal 3/4 inch (19 mm) apart.
4. Core Construction: Removable.
5. Rear-Blade Arrangement: Horizontal 1/2 inch (13 mm)] apart.
6. Frame: 1 inch (25 mm) wide.
7. Mounting Frame: T-bar clips 24” x 24”
8. Mounting: Drop in grid type
C. Fixed Face Register Supply and fresh air:
1. Material: Steel.
2. Finish: Baked enamel, white.
3. Face Arrangement: 1/2-by-1/2-by-1/2-inch (13-by-13-by-13-mm) Louvered grid core.
4. Core Construction: Removable.
5. Frame:1 inch (25 mm) wide. Retain first subparagraph below if mounting frame is
required.
6. Mounting: Countersunk screw on hard lids, Lay in for T-bar
7. Damper Type: Adjustable opposed blade.
8. Accessory: Filter.
D. Fixed Face Grille Returns and Ventilation:
1. Material: Steel.
2. Finish: Baked enamel, white.
3. Face Arrangement: 1/2-by-1/2-by-1/2-inch (13-by-13-by-13-mm) grid Perforated core.
4. Core Construction: Removable.
5. Frame: 1 inch (25 mm) wide.
6. Mounting Frame: Filter. 24” x 24”
7. Mounting: Lay in type
8. Accessory: Filter.
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2.3 SOURCE QUALITY CONTROL
A. Verification of Performance: Rate diffusers, registers, and grilles according to ASHRAE 70,
"Method of Testing for Rating the Performance of Air Outlets and Inlets."
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine areas where diffusers, registers, and grilles are to be installed for compliance with
requirements for installation tolerances and other conditions affecting performance of
equipment.
B. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 INSTALLATION
A. Install diffusers, registers, and grilles level and plumb.
B. Ceiling-Mounted Outlets and Inlets: Drawings indicate general arrangement of ducts, fittings,
and accessories. Air outlet and inlet locations have been indicated to achieve design
requirements for air volume, noise criteria, airflow pattern, throw, and pressure drop. Make final
locations where indicated, as much as practical. For units installed in lay-in ceiling panels,
locate units in the center of panel. Where architectural features or other items conflict with
installation, notify Architect for a determination of final location.
C. Install diffusers, registers, and grilles with airtight connections to ducts and to allow service and
maintenance of dampers, air extractors, and fire dampers.
3.3 ADJUSTING
A. After installation, adjust diffusers, registers, and grilles to air patterns indicated, or as directed,
before starting air balancing.
END OF SECTION 233713
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SECTION 237413 - PACKAGED, OUTDOOR, CENTRAL-STATION AIR-HANDLING UNITS
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. This Section includes packaged, outdoor, central-station air-handling units (rooftop units) with
the following components and accessories:
1. Direct-expansion cooling.
2. Heat-pump refrigeration components.
3. Gas furnace.
4. Economizer outdoor- and return-air damper section.
5. Integral, space temperature controls.
6. Roof curbs.
B. Related Sections include the following:
1. Division 23 Section "Indoor Indirect-Fuel-Fired Heating and Ventilating Units" for
outdoor units providing 100 percent tempered outdoor air with heat exchangers.
2. Division 23 Section "Indoor, Direct Gas-Fired Heating and Ventilating Units" for outdoor
units providing 100 percent tempered outdoor air without heat exchangers.
3. Division 23 Section "Packaged, Outdoor, Heating and Cooling Makeup Air-
Conditioners" for outdoor equipment air conditioning 100 percent outdoor air to replace
air exhausted from a building.
1.3 DEFINITIONS
A. DDC: Direct-digital controls.
B. ECM: Electrically commutated motor.
C. Outdoor-Air Refrigerant Coil: Refrigerant coil in the outdoor-air stream to reject heat during
cooling operations and to absorb heat during heating operations. "Outdoor air" is defined as the
air outside the building or taken from outdoors and not previously circulated through the
system.
D. Outdoor-Air Refrigerant-Coil Fan: The outdoor-air refrigerant-coil fan in RTUs. "Outdoor air"
is defined as the air outside the building or taken from outdoors and not previously circulated
through the system.
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E. RTU: Rooftop unit. As used in this Section, this abbreviation means packaged, outdoor,
central-station air-handling units. This abbreviation is used regardless of whether the unit is
mounted on the roof or on a concrete base on ground.
F. Supply-Air Fan: The fan providing supply air to conditioned space. "Supply air" is defined as
the air entering a space from air-conditioning, heating, or ventilating apparatus.
G. Supply-Air Refrigerant Coil: Refrigerant coil in the supply-air stream to absorb heat (provide
cooling) during cooling operations and to reject heat (provide heating) during heating
operations. "Supply air" is defined as the air entering a space from air-conditioning, heating, or
ventilating apparatus.
H. VVT: Variable-air volume and temperature.
1.4 PERFORMANCE REQUIREMENTS
A. Delegated Design: Design RTU supports to comply with seismic performance requirements,
including comprehensive engineering analysis by a qualified professional engineer, using
performance requirements and design criteria indicated.
B. Seismic Performance: RTUs shall withstand the effects of earthquake motions determined
according to SEI/ASCE 7.
1. The term "withstand" means "the unit will remain in place without separation of any parts
from the device when subjected to the seismic forces specified."
1.5 SUBMITTALS
A. Product Data: Include manufacturer's technical data for each RTU, including rated capacities,
dimensions, required clearances, characteristics, furnished specialties, and accessories.
B. Shop Drawings: Detail equipment assemblies and indicate dimensions, weights, loads, required
clearances, method of field assembly, components, and location and size of each field
connection.
1. Wiring Diagrams: Power, signal, and control wiring.
C. Operation and Maintenance Data: For RTUs to include in emergency, operation, and
maintenance manuals.
D. Warranty: Special warranty specified in this Section.
1.6 QUALITY ASSURANCE
A. ARI Compliance:
1. Comply with ARI 210/240 and ARI 340/360 for testing and rating energy efficiencies for
RTUs.
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2. Comply with ARI 270 for testing and rating sound performance for RTUs.
B. ASHRAE Compliance:
1. Comply with ASHRAE 15 for refrigeration system safety.
2. Comply with ASHRAE 33 for methods of testing cooling and heating coils.
3. Comply with applicable requirements in ASHRAE 62.1-2004, Section 5 - "Systems and
Equipment" and Section 7 - "Construction and Startup."
C. ASHRAE/IESNA 90.1-2004 Compliance: Applicable requirements in ASHRAE/IESNA 90.1-
2004, Section 6 - "Heating, Ventilating, and Air-Conditioning."
D. NFPA Compliance: Comply with NFPA 90A and NFPA 90B.
E. UL Compliance: Comply with UL 1995.
F. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70,
Article 100, by a testing agency acceptable to authorities having jurisdiction, and marked for
intended use.
1.7 WARRANTY
A. Special Warranty: Manufacturer's standard form in which manufacturer agrees to replace
components of RTUs that fail in materials or workmanship within specified warranty period.
1. Warranty Period for Compressors: Manufacturer's standard, but not less than five years
from date of Substantial Completion.
2. Warranty Period for Gas Furnace Heat Exchangers: Manufacturer's standard, but not less
than five years from date of Substantial Completion.
3. Warranty Period for Solid-State Ignition Modules: Manufacturer's standard, but not less
than three years from date of Substantial Completion.
4. Warranty Period for Control Boards: Manufacturer's standard, but not less than three
years from date of Substantial Completion.
1.8 EXTRA MATERIALS
A. Furnish extra materials described below that match products installed and that are packaged
with protective covering for storage and identified with labels describing contents.
1. Fan Belts: One set for each belt-driven fan.
2. Filters: One set of filters for each unit.
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PART 2 - PRODUCTS
2.1 MANUFACTURERS
A. Basis-of-Design Product: Subject to compliance with requirements, provide the product
indicated on Drawings or a comparable product by one of the following:
1. AAON, Inc.
2. Addison Products Company.
3. Carrier Corporation.
4. Lennox Industries Inc.
5. McQuay International.
6. Trane; American Standard Companies, Inc.
7. YORK International Corporation.
2.2 CASING
A. General Fabrication Requirements for Casings: Formed and reinforced double-wall insulated
panels, fabricated to allow removal for access to internal parts and components, with joints
between sections sealed.
B. Exterior Casing Material: Galvanized steel with factory-painted finish, with pitched roof panels
and knockouts with grommet seals for electrical and piping connections and lifting lugs.
C. Inner Casing Fabrication Requirements:
1. Inside Casing: Galvanized steel.
D. Casing Insulation and Adhesive: Comply with NFPA 90A or NFPA 90B.
1. Materials: ASTM C 1071, Type I.
2. Thickness: 1/2 inch (13 mm).
3. Liner materials shall have air-stream surface coated with an erosion- and temperature-
resistant coating or faced with a plain or coated fibrous mat or fabric.
4. Liner Adhesive: Comply with ASTM C 916, Type I.
E. Condensate Drain Pans: Formed sections of galvanized or stainless-steel sheet, a minimum of 2
inches (50 mm) deep, and complying with ASHRAE 62.1-2004.
1. Drain Connections: Threaded nipple.
2. Pan-Top Surface Coating: Corrosion-resistant compound.
F. Airstream Surfaces: Surfaces in contact with the airstream shall comply with requirements in
ASHRAE 62.1-2004.
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2.3 FANS
A. Direct-Driven Supply-Air Fans: Double width, forward curved, centrifugal; with permanently
lubricated, multispeed motor resiliently mounted in the fan inlet. Aluminum or painted-steel
wheels, and galvanized- or painted-steel fan scrolls.
B. Belt-Driven Supply-Air Fans: Double width, forward curved, centrifugal; with permanently
lubricated, single-speed motor installed on an adjustable fan base resiliently mounted in the
casing. Aluminum or painted-steel wheels, and galvanized- or painted-steel fan scrolls.
C. Condenser-Coil Fan: Propeller, mounted on shaft of permanently lubricated motor.
D. Seismic Fabrication Requirements: Fabricate fan section, internal mounting frame and
attachment to fans, fan housings, motors, casings, accessories, and other fan section components
with reinforcement strong enough to withstand seismic forces defined in Division 23 Section
"Vibration and Seismic Controls for HVAC Piping and Equipment" when fan-mounted frame
and RTU-mounted frame are anchored to building structure.
E. Fan Motor: Comply with requirements in Division 23 Section "Common Motor Requirements
for HVAC Equipment."
2.4 COILS
A. Supply-Air Refrigerant Coil:
1. Aluminum-plate fin and seamless copper tube in steel casing with equalizing-type
vertical distributor.
2. Polymer strip shall prevent all copper coil from contacting steel coil frame or condensate
pan.
3. Condensate Drain Pan: Galvanized steel with corrosion-resistant coating or Stainless
steel formed with pitch and drain connections complying with ASHRAE 62.1-2004.
B. Outdoor-Air Refrigerant Coil:
1. Aluminum-plate fin and seamless copper tube in steel casing with equalizing-type
vertical distributor.
2. Polymer strip shall prevent all copper coil from contacting steel coil frame or condensate
pan.
2.5 REFRIGERANT CIRCUIT COMPONENTS
A. Number of Refrigerant Circuits: One.
B. Compressor: Hermetic, scroll, mounted on vibration isolators; with internal overcurrent and
high-temperature protection, internal pressure relief.
C. Refrigeration Specialties:
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1. Refrigerant R-410A.
2. Expansion valve with replaceable thermostatic element.
3. Refrigerant filter/dryer.
4. Manual-reset high-pressure safety switch.
5. Automatic-reset low-pressure safety switch.
6. Minimum off-time relay.
7. Automatic-reset compressor motor thermal overload.
8. Brass service valves installed in compressor suction and liquid lines.
9. Low-ambient kit high-pressure sensor.
2.6 AIR FILTRATION
A. Minimum arrestance according to ASHRAE 52.1, and a minimum efficiency reporting value
(MERV) according to ASHRAE 52.2.
1. Pleated: Minimum 90 percent arrestance, and MERV 8.
2.7 GAS FURNACE
A. Description: Factory assembled, piped, and wired; complying with ANSI Z21.47 and
NFPA 54.
1. CSA Approval: Designed and certified by and bearing label of CSA.
B. Burners: Stainless steel.
1. Fuel: Natural gas.
2. Ignition: Electronically controlled electric spark or hot-surface igniter with flame sensor.
C. Power Vent: Integral, motorized centrifugal fan interlocked with gas valve with vertical
extension.
D. Safety Controls:
1. Gas Control Valve: Single stage.
2. Gas Train: Single-body, regulated, redundant, 24-V ac gas valve assembly containing
pilot solenoid valve, pilot filter, pressure regulator, pilot shutoff, and manual shutoff.
2.8 DAMPERS
A. Outdoor- and Return-Air Mixing Dampers: Parallel- or opposed-blade galvanized-steel
dampers mechanically fastened to cadmium plated for galvanized-steel operating rod in
reinforced cabinet. Connect operating rods with common linkage and interconnect linkages so
dampers operate simultaneously.
1. Damper Motor: Modulating with adjustable minimum position.
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2. Relief-Air Damper: Gravity actuated or motorized, as required by ASHRAE/IESNA
90.1-2004, with bird screen and hood.
2.9 ELECTRICAL POWER CONNECTION
A. Provide for single connection of power to unit with unit-mounted disconnect switch accessible
from outside unit and control-circuit transformer with built-in overcurrent protection.
2.10 CONTROLS
A. Basic Unit Controls:
1. Control-voltage transformer.
2. Wall-mounted thermostat or sensor with the following features:
a. Heat-cool-off switch.
b. Fan on-auto switch.
c. Fan-speed switch.
d. Manual or Automatic changeover.
e. Adjustable deadband.
f. Exposed set point.
g. Exposed indication.
h. Degree F indication.
i. Unoccupied-period-override push button.
j. Data entry and access port to input temperature set points, occupied and
unoccupied periods, and output room temperature, supply-air temperature,
operating mode, and status.
B. Electronic Controller:
1. Scheduled Operation: Occupied and unoccupied periods on seven-day clock with a
minimum of four programmable periods per day.
2. Unoccupied Period:
a. Heating Setback: 10 deg F (5.6 deg C).
b. Cooling Setback: System off.
c. Override Operation: Two hours.
3. Supply Fan Operation:
a. Occupied Periods: Run fan continuously.
b. Unoccupied Periods: Cycle fan to maintain setback temperature.
4. Economizer Outdoor-Air Damper Operation:
a. Occupied Periods: Open to [10] [25] <Insert percent> percent fixed minimum
intake, and maximum 100 percent of the fan capacity to comply with ASHRAE
Cycle II. Controller shall permit air-side economizer operation when outdoor air is
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less than 70 deg F (21 deg C). Use outdoor-air temperature to adjust mixing
dampers.
b. Unoccupied Periods: Close outdoor-air damper and open return-air damper.
5. Carbon Dioxide Sensor Operation:
a. Occupied Periods: Reset minimum outdoor-air ratio down to minimum 10 percent
to maintain maximum 1000-ppm concentration.
b. Unoccupied Periods: Close outdoor-air damper and open return-air damper.
2.11 ACCESSORIES
A. Duplex, 115-V, ground-fault-interrupter outlet with 15-A overcurrent protection. Include
transformer if required. Outlet shall be energized even if the unit main disconnect is open.
2.12 ROOF CURBS
A. Roof curbs with vibration isolators and wind or seismic restraints are specified in Division 23
Section "Vibration and Seismic Controls for HVAC Piping and Equipment."
B. Materials: Galvanized steel with corrosion-protection coating, watertight gaskets, and factory-
installed wood nailer; complying with NRCA standards.
1. Curb Insulation and Adhesive: Comply with NFPA 90A or NFPA 90B.
a. Materials: ASTM C 1071, Type I or II.
b. Thickness: 1 inch (25 mm).
2. Application: Factory applied with adhesive and mechanical fasteners to the internal
surface of curb.
a. Liner Adhesive: Comply with ASTM C 916, Type I.
b. Mechanical Fasteners: Galvanized steel, suitable for adhesive attachment,
mechanical attachment, or welding attachment to duct without damaging liner
when applied as recommended by manufacturer and without causing leakage in
cabinet.
c. Liner materials applied in this location shall have air-stream surface coated with a
temperature-resistant coating or faced with a plain or coated fibrous mat or fabric
depending on service air velocity.
d. Liner Adhesive: Comply with ASTM C 916, Type I.
C. Wind and Seismic Restraints: Metal brackets compatible with the curb and casing, painted to
match RTU, used to anchor unit to the curb, and designed for loads at Project site. Comply with
requirements in Division 23 Section "Vibration and Seismic Controls for HVAC Piping and
Equipment" for wind-load requirements.
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PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine substrates, areas, and conditions, with Installer present, for compliance with
requirements for installation tolerances and other conditions affecting performance of RTUs.
B. Examine roughing-in for RTUs to verify actual locations of piping and duct connections before
equipment installation.
C. Examine roofs for suitable conditions where RTUs will be installed.
D. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 INSTALLATION
A. Roof Curb: Install on roof structure or concrete base, level and secure, according to NRCA's
"Low-Slope Membrane Roofing Construction Details Manual," Illustration "Raised Curb Detail
for Rooftop Air Handling Units and Ducts." Install RTUs on curbs and coordinate roof
penetrations and flashing with roof construction specified in Division 07 Section "Roof
Accessories." Secure RTUs to upper curb rail, and secure curb base to roof framing or concrete
base with anchor bolts.
B. Unit Support: Install unit level on structural curbs. Coordinate wall penetrations and flashing
with wall construction. Secure RTUs to structural support with anchor bolts.
C. Install wind and seismic restraints according to manufacturer's written instructions. Wind and
seismically restrained vibration isolation roof-curb rails are specified in Division 23 Section
"Vibration and Seismic Controls for HVAC Piping and Equipment."
3.3 CONNECTIONS
A. Install condensate drain, minimum connection size, with trap and indirect connection to nearest
roof drain or area drain.
B. Install piping adjacent to RTUs to allow service and maintenance.
1. Gas Piping: Comply with applicable requirements in Division 23 Section "Facility
Natural-Gas Piping." Connect gas piping to burner, full size of gas train inlet, and
connect with union and shutoff valve with sufficient clearance for burner removal and
service.
C. Duct installation requirements are specified in other Division 23 Sections. Drawings indicate
the general arrangement of ducts. The following are specific connection requirements:
1. Install ducts to termination at top of roof curb.
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2. Remove roof decking only as required for passage of ducts. Do not cut out decking
under entire roof curb.
3. Connect supply ducts to RTUs with flexible duct connectors specified in Division 23
Section "Air Duct Accessories."
4. Install return-air duct continuously through roof structure.
3.4 FIELD QUALITY CONTROL
A. Manufacturer's Field Service: Engage a factory-authorized service representative to inspect,
test, and adjust components, assemblies, and equipment installations, including connections.
Report results in writing.
B. Perform tests and inspections and prepare test reports.
1. Manufacturer's Field Service: Engage a factory-authorized service representative to
inspect components, assemblies, and equipment installations, including connections, and
to assist in testing. Report results in writing.
C. Tests and Inspections:
1. After installing RTUs and after electrical circuitry has been energized, test units for
compliance with requirements.
2. Inspect for and remove shipping bolts, blocks, and tie-down straps.
3. Operational Test: After electrical circuitry has been energized, start units to confirm
proper motor rotation and unit operation.
4. Test and adjust controls and safeties. Replace damaged and malfunctioning controls and
equipment.
D. Remove and replace malfunctioning units and retest as specified above.
3.5 STARTUP SERVICE
A. Engage a factory-authorized service representative to perform startup service.
B. Complete installation and startup checks according to manufacturer's written instructions and do
the following:
1. Inspect for visible damage to unit casing.
2. Inspect for visible damage to furnace combustion chamber.
3. Inspect for visible damage to compressor, coils, and fans.
4. Inspect internal insulation.
5. Verify that labels are clearly visible.
6. Verify that clearances have been provided for servicing.
7. Verify that controls are connected and operable.
8. Verify that filters are installed.
9. Clean condenser coil and inspect for construction debris.
10. Clean furnace flue and inspect for construction debris.
11. Connect and purge gas line.
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12. Remove packing from vibration isolators.
13. Inspect operation of barometric relief dampers.
14. Verify lubrication on fan and motor bearings.
15. Inspect fan-wheel rotation for movement in correct direction without vibration and
binding.
16. Adjust fan belts to proper alignment and tension.
17. Start unit according to manufacturer's written instructions.
a. Start refrigeration system.
b. Do not operate below recommended low-ambient temperature.
c. Complete startup sheets and attach copy with Contractor's startup report.
18. Inspect and record performance of interlocks and protective devices; verify sequences.
19. Operate unit for an initial period as recommended or required by manufacturer.
20. Perform the following operations for both minimum and maximum firing. Adjust burner
for peak efficiency.
a. Measure gas pressure on manifold.
b. Inspect operation of power vents.
c. Measure combustion-air temperature at inlet to combustion chamber.
d. Measure flue-gas temperature at furnace discharge.
e. Perform flue-gas analysis. Measure and record flue-gas carbon dioxide and
oxygen concentration.
f. Measure supply-air temperature and volume when burner is at maximum firing
rate and when burner is off. Calculate useful heat to supply air.
21. Calibrate thermostats.
22. Adjust and inspect high-temperature limits.
23. Inspect outdoor-air dampers for proper stroke and interlock with return-air dampers.
24. Start refrigeration system and measure and record the following when ambient is a
minimum of 15 deg F (8 deg C) above return-air temperature:
a. Coil leaving-air, dry- and wet-bulb temperatures.
b. Coil entering-air, dry- and wet-bulb temperatures.
c. Outdoor-air, dry-bulb temperature.
d. Outdoor-air-coil, discharge-air, dry-bulb temperature.
25. Inspect controls for correct sequencing of heating, mixing dampers, refrigeration, and
normal and emergency shutdown.
26. Measure and record the following minimum and maximum airflows. Plot fan volumes on
fan curve.
a. Supply-air volume.
b. Return-air volume.
c. Relief-air volume.
d. Outdoor-air intake volume.
27. Simulate maximum cooling demand and inspect the following:
a. Compressor refrigerant suction and hot-gas pressures.
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b. Short circuiting of air through condenser coil or from condenser fans to outdoor-air
intake.
28. Verify operation of remote panel including pilot-light operation and failure modes.
Inspect the following:
a. High-temperature limit on gas-fired heat exchanger.
b. Low-temperature safety operation.
c. Filter high-pressure differential alarm.
d. Economizer to minimum outdoor-air changeover.
e. Relief-air fan operation.
29. After startup and performance testing and prior to Substantial Completion, replace
existing filters with new filters.
3.6 CLEANING AND ADJUSTING
A. Occupancy Adjustments: When requested within 12 months of date of Substantial Completion,
provide on-site assistance in adjusting system to suit actual occupied conditions. Provide up to
two visits to site during other-than-normal occupancy hours for this purpose.
B. After completing system installation and testing, adjusting, and balancing RTU and air-
distribution systems, clean filter housings and install new filters.
3.7 DEMONSTRATION
A. Engage a factory-authorized service representative to train Owner's maintenance personnel to
adjust, operate, and maintain RTUs. Refer to Division 01 Section "Demonstration and
Training."
END OF SECTION 237413
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SECTION 260519 - LOW-VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Building wires and cables rated 600 V and less.
2. Connectors, splices, and terminations rated 600 V and less.
1.3 DEFINITIONS
A. VFC: Variable frequency controller.
1.4 ACTION SUBMITTALS
A. Product Data: For each type of product.
PART 2 - PRODUCTS
2.1 CONDUCTORS AND CABLES
A. Copper Conductors: Comply with NEMA WC 70/ICEA S-95-658.
B. Conductor Insulation: Comply with NEMA WC 70/ICEA S-95-658 for Type THHN/THWN-2.
C. Multiconductor Cable: Comply with NEMA WC 70/ICEA S-95-658 for metal-clad cable,
Type MCwith ground wire.
2.2 CONNECTORS AND SPLICES
A. Description: Factory-fabricated connectors and splices of size, ampacity rating, material, type,
and class for application and service indicated.
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2.3 SYSTEM DESCRIPTION
A. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70, by
a qualified testing agency, and marked for intended location and application.
B. Comply with NFPA 70.
PART 3 - EXECUTION
3.1 CONDUCTOR MATERIAL APPLICATIONS
A. Feeders: CopperSolid for No. 10 AWG and smaller; stranded for No. 8 AWG and larger.
B. Branch Circuits: Copper. Solid for No. 12 AWG and smaller; stranded for No. 10 AWG and
larger..
3.2 CONDUCTOR INSULATION AND MULTICONDUCTOR CABLE APPLICATIONS AND
WIRING METHODS
A. Exposed Feeders: Type THHN/THWN-2, single conductors in raceway.
B. Feeders Concealed in Ceilings, Walls, Partitions, and Crawlspaces: Type THHN/THWN-2,
single conductors in raceway or Metal-clad cable, Type MC.
C. Exposed Branch Circuits, Including in Crawlspaces: Type THHN/THWN-2, single conductors
in raceway.
D. Branch Circuits Concealed in Ceilings, Walls, and Partitions: Type THHN/THWN-2, single
conductors in raceway or Metal-clad cable, Type MC.
3.3 INSTALLATION OF CONDUCTORS AND CABLES
A. Conceal cables in finished walls, ceilings, and floors unless otherwise indicated.
B. Use manufacturer-approved pulling compound or lubricant where necessary; compound used
must not deteriorate conductor or insulation. Do not exceed manufacturer's recommended
maximum pulling tensions and sidewall pressure values.
C. Use pulling means, including fish tape, cable, rope, and basket-weave wire/cable grips, that will
not damage cables or raceway.
D. Install exposed cables parallel and perpendicular to surfaces of exposed structural members, and
follow surface contours where possible.
E. Support cables according to Section 260529 "Hangers and Supports for Electrical Systems."
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3.4 CONNECTIONS
A. Tighten electrical connectors and terminals according to manufacturer's published torque-
tightening values. If manufacturer's torque values are not indicated, use those specified in
UL 486A-486B.
B. Make splices, terminations, and taps that are compatible with conductor material and that
possess equivalent or better mechanical strength and insulation ratings than unspliced
conductors.
C. Wiring at Outlets: Install conductor at each outlet, with at least 6 inches (150 mm.
3.5 IDENTIFICATION
3.6 Identify and color-code conductors and cables FIRESTOPPING
A. Apply firestopping to electrical penetrations of fire-rated floor and wall assemblies to restore
original fire-resistance rating of assembly according to Section 078413 "Penetration
Firestopping."
END OF SECTION 260519
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SECTION 260529 - HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS
PART 1 - GENERAL
1.1 SUMMARY
A. Section includes:
1. Hangers and supports for electrical equipment and systems.
2. Construction requirements for concrete bases.
1.2 PERFORMANCE REQUIREMENTS
A. Delegated Design: Design supports for multiple raceways, including comprehensive
engineering analysis by a qualified professional engineer, using performance requirements and
design criteria indicated.
B. Design supports for multiple raceways capable of supporting combined weight of supported
systems and its contents.
C. Design equipment supports capable of supporting combined operating weight of supported
equipment and connected systems and components.
D. Rated Strength: Adequate in tension, shear, and pullout force to resist maximum loads
calculated or imposed for this Project, with a minimum structural safety factor of five times the
applied force.
1.3 ACTION SUBMITTALS
A. Product Data: For steel slotted support systems.
1.4 QUALITY ASSURANCE
A. Comply with NFPA 70.
PART 2 - PRODUCTS
2.1 SUPPORT, ANCHORAGE, AND ATTACHMENT COMPONENTS
A. Steel Slotted Support Systems: Comply with MFMA-4, factory-fabricated components for field
assembly.
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1. Metallic Coatings: Hot-dip galvanized after fabrication and applied according to MFMA-
4.
2. Channel Dimensions: Selected for applicable load criteria.
B. Raceway and Cable Supports: As described in NECA 1 and NECA 101.
C. Conduit and Cable Support Devices: Steel hangers, clamps, and associated fittings, designed for
types and sizes of raceway or cable to be supported.
D. Support for Conductors in Vertical Conduit: Factory-fabricated assembly consisting of threaded
body and insulating wedging plug or plugs for non-armored electrical conductors or cables in
riser conduits. Plugs shall have number, size, and shape of conductor gripping pieces as
required to suit individual conductors or cables supported. Body shall be malleable iron.
E. Structural Steel for Fabricated Supports and Restraints: ASTM A 36/A 36M, steel plates,
shapes, and bars; black and galvanized.
F. Mounting, Anchoring, and Attachment Components: Items for fastening electrical items or their
supports to building surfaces include the following:
1. Powder-Actuated Fasteners: Threaded-steel stud, for use in hardened portland cement
concrete, steel, or wood, with tension, shear, and pullout capacities appropriate for
supported loads and building materials where used.
2. Mechanical-Expansion Anchors: Insert-wedge-type, zinc-coated stainless steel, for use in
hardened portland cement concrete with tension, shear, and pullout capacities appropriate
for supported loads and building materials in which used.
3. Concrete Inserts: Steel or malleable-iron, slotted support system units similar to MSS
Type 18; complying with MFMA-4 or MSS SP-58.
4. Clamps for Attachment to Steel Structural Elements: MSS SP-58, type suitable for
attached structural element.
5. Through Bolts: Structural type, hex head, and high strength. Comply with ASTM A 325.
6. Toggle Bolts: All-steel springhead type.
7. Hanger Rods: Threaded steel.
2.2 FABRICATED METAL EQUIPMENT SUPPORT ASSEMBLIES
A. Description: Welded or bolted, structural-steel shapes, shop or field fabricated to fit dimensions
of supported equipment.
B. Materials: Comply with requirements in Section 055000 "Metal Fabrications" for steel shapes
and plates.
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PART 3 - EXECUTION
3.1 APPLICATION
A. Comply with NECA 1 and NECA 101 for application of hangers and supports for electrical
equipment and systems except if requirements in this Section are stricter.
B. Maximum Support Spacing and Minimum Hanger Rod Size for Raceway: Space supports for
EMT, IMC, and RMC as required byNFPA 70. Minimum rod size shall be 3/8 inch (6 mm) in
diameter.
C. Multiple Raceways or Cables: Install trapeze-type supports fabricated with steel slotted support
system, sized so capacity can be increased by at least 25] percent in future without exceeding
specified design load limits.
1. Secure raceways and cables to these supports with single-bolt conduit clamps
D. Spring-steel clamps designed for supporting single conduits without bolts may be used for 1-
1/2-inch (38-mm) and smaller raceways serving branch circuits and communication systems
above suspended ceilings and for fastening raceways to trapeze supports.
3.2 SUPPORT INSTALLATION
A. Comply with NECA 1 and NECA 101 for installation requirements except as specified in this
Article.
B. Raceway Support Methods: In addition to methods described in NECA 1,EMT, IMC, and RMC
may be supported by openings through structure members, as permitted in NFPA 70.
C. Strength of Support Assemblies: Where not indicated, select sizes of components so strength
will be adequate to carry present and future static loads within specified loading limits.
Minimum static design load used for strength determination shall be weight of supported
components plus 200 lb (90 kg).
D. Mounting and Anchorage of Surface-Mounted Equipment and Components: Anchor and fasten
electrical items and their supports to building structural elements by the following methods
unless otherwise indicated by code:
1. To Wood: Fasten with lag screws or through bolts.
2. To New Concrete: Bolt to concrete inserts.
3. To Masonry: Approved toggle-type bolts on hollow masonry units and expansion anchor
fasteners on solid masonry units.
4. To Existing Concrete: Expansion anchor fasteners.
5. Instead of expansion anchors, powder-actuated driven threaded studs provided with lock
washers and nuts may be used in existing standard-weight concrete 4 inches (100 mm)
thick or greater. Do not use for anchorage to lightweight-aggregate concrete or for slabs
less than 4 inches (100 mm) thick.
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6. To Steel: Welded threaded studs complying with AWS D1.1/D1.1M, with lock washers
and nutsBeam clamps (MSS Type 19, 21, 23, 25, or 27) complying with MSS SP-69.
7. To Light Steel: Sheet metal screws.
8. Items Mounted on Hollow Walls and Nonstructural Building Surfaces: Mount cabinets,
panelboards, disconnect switches, control enclosures, pull and junction boxes,
transformers, and other devices on slotted-channel racks attached to substrate by means
that meet seismic-restraint strength and anchorage requirements.
E. Drill holes for expansion anchors in concrete at locations and to depths that avoid reinforcing
bars.
3.3 INSTALLATION OF FABRICATED METAL SUPPORTS
A. Comply with installation requirements in Section 055000 "Metal Fabrications" for site-
fabricated metal supports.
B. Cut, fit, and place miscellaneous metal supports accurately in location, alignment, and elevation
to support and anchor electrical materials and equipment.
C. Field Welding: Comply with AWS D1.1/D1.1M.
END OF SECTION 260529
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SECTION 260533 - RACEWAYS AND BOXES FOR ELECTRICAL SYSTEMS
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Metal conduits, tubing, and fittings.
2. Boxes, enclosures, and cabinets.
B. Related Requirements:
1. Not Applicable
1.3 DEFINITIONS
A. ARC: Aluminum rigid conduit.
B. GRC: Galvanized rigid steel conduit.
C. IMC: Intermediate metal conduit.
1.4 ACTION SUBMITTALS
A. Product Data: For surface raceways, wire ways and fittings, floor boxes, hinged-cover
enclosures, and cabinets.
PART 2 - PRODUCTS
2.1 METAL CONDUITS, TUBING, AND FITTINGS
A. Listing and Labeling: Metal conduits, tubing, and fittings shall be listed and labeled as defined
in NFPA 70, by a qualified testing agency, and marked for intended location and application.
B. GRC: Comply with ANSI C80.1 and UL 6.
C. IMC: Comply with ANSI C80.6 and UL 1242.
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D. EMT: Comply with ANSI C80.3 and UL 797.
E. Fittings for Metal Conduit: Comply with NEMA FB 1 and UL 514B.
1. Fittings for EMT:
a. Material: die cast.
b. Type: compression.
2. Expansion Fittings: PVC or steel to match conduit type, complying with UL 651, rated
for environmental conditions where installed, and including flexible external bonding
jumper.
F. Joint Compound for IMC, GRC, or ARC: Approved, as defined in NFPA 70, by authorities
having jurisdiction for use in conduit assemblies, and compounded for use to lubricate and
protect threaded conduit joints from corrosion and to enhance their conductivity.
2.2 BOXES, ENCLOSURES, AND CABINETS
A. General Requirements for Boxes, Enclosures, and Cabinets: Boxes, enclosures, and cabinets
installed in wet locations shall be listed for use in wet locations.
B. Cast-Metal Outlet and Device Boxes: Comply with NEMA FB 1, ferrous alloy.
C. Cast-Metal Access, Pull, and Junction Boxes: Comply with NEMA FB 1 and UL 1773,
galvanized, cast iron with gasketed cover.
D. Box extensions used to accommodate new building finishes shall be of same material as
recessed box.
E. Device Box Dimensions: 4 inches square by 2-1/8 inches deep (100 mm square by 60 mm deep)
for single-gang locations and 4 inches by 2-1/8 inches by 2-1/8 inches deep (100 mm by 60 mm
by 60 mm deep)] for two-gang installations.
F. Gangable boxes are prohibited.
1. Metal Enclosures: Steel, finished inside and out with manufacturer's standard enamel.
PART 3 - EXECUTION
3.1 RACEWAY APPLICATION
A. Outdoors: Apply raceway products as specified below unless otherwise indicated:
1. Exposed Conduit: GRC or IMC.
2. Concealed Conduit, Aboveground: EMT or .
3. Connection to Vibrating Equipment (Including Transformers and Hydraulic, Pneumatic,
Electric Solenoid, or Motor-Driven Equipment): LFMC.
4. Boxes and Enclosures, Aboveground: NEMA 250, Type 3R.
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B. Indoors: Apply raceway products as specified below unless otherwise indicated:
1. Exposed, Not Subject to Physical Damage: EMT.
2. Exposed, Not Subject to Severe Physical Damage: EMT.
3. Concealed in Ceilings and Interior Walls and Partitions: EMT.
4. Connection to Vibrating Equipment (Including Transformers and Hydraulic, Pneumatic,
Electric Solenoid, or Motor-Driven Equipment): FMC, except use LFMC in damp or wet
locations.
5. Damp or Wet Locations: GRC or IMC.
6. Boxes and Enclosures: NEMA 250, Type 1, except use NEMA 250, Type 4 stainless
steel in damp or wet locations.
C. Minimum Raceway Size: 3/4-inch (21-mm) trade size.
D. Raceway Fittings: Compatible with raceways and suitable for use and location.
1. Rigid and Intermediate Steel Conduit: Use threaded rigid steel conduit fittings unless
otherwise indicated. Comply with NEMA FB 2.10.
2. EMT: Use setscrew or compression, cast-metal fittings. Comply with NEMA FB 2.10.
3. Flexible Conduit: Use only fittings listed for use with flexible conduit. Comply with
NEMA FB 2.20.
E. Do not install aluminum conduits, boxes, or fittings in contact with concrete or earth.
F. Installation of surface raceway is prohibited.
G. Do not install nonmetallic conduit
3.2 INSTALLATION
A. Comply with NECA 1 and NECA 101 for installation requirements except where requirements
on Drawings or in this article are stricter. Comply with NECA 102 for aluminum conduits.
Comply with NFPA 70 limitations for types of raceways allowed in specific occupancies and
number of floors.
B. Keep raceways at least 6 inches (150 mm) away from parallel runs of flues and steam or hot-
water pipes. Install horizontal raceway runs above water and steam piping.
C. Complete raceway installation before starting conductor installation.
D. Install no more than the equivalent of three 90-degree bends in any conduit run except for
control wiring conduits, for which fewer bends are allowed. Support within 12 inches (300 mm)
of changes in direction.
E. Conceal conduit and EMT within finished walls, ceilings, and floors unless otherwise indicated.
Install conduits parallel or perpendicular to building lines.
F. Support conduit within 12 inches (300 mm)of enclosures to which attached.
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G. Threaded Conduit Joints, Exposed to Wet, Damp, Corrosive, or Outdoor Conditions: Apply
listed compound to threads of raceway and fittings before making up joints. Follow compound
manufacturer's written instructions.
H. Raceway Terminations at Locations Subject to Moisture or Vibration: Use insulating bushings
to protect conductors including conductors smaller than No. 4 AWG.
I. Terminate threaded conduits into threaded hubs or with locknuts on inside and outside of boxes
or cabinets. Install bushings on conduits up to 1-1/4-inch (35mm) trade size and insulated throat
metal bushings on 1-1/2-inch (41-mm) trade size and larger conduits terminated with locknuts.
Install insulated throat metal grounding bushings on service conduits.
J. Install raceways square to the enclosure and terminate at enclosures with locknuts. Install
locknuts hand tight plus 1/4 turn more.
K. Do not rely on locknuts to penetrate nonconductive coatings on enclosures. Remove coatings in
the locknut area prior to assembling conduit to enclosure to assure a continuous ground path.
L. Cut conduit perpendicular to the length. For conduits 2-inch (53-mm) trade size and larger, use
roll cutter or a guide to make cut straight and perpendicular to the length.
M. Install raceway sealing fittings at accessible locations according to NFPA 70 and fill them with
listed sealing compound. For concealed raceways, install each fitting in a flush steel box with a
blank cover plate having a finish similar to that of adjacent plates or surfaces. Install raceway
sealing fittings according to NFPA 70.
N. Install devices to seal raceway interiors at accessible locations. Locate seals so no fittings or
boxes are between the seal and the following changes of environments. Seal the interior of all
raceways at the following points:
1. Where conduits pass from warm to cold locations, such as boundaries of refrigerated
spaces.
2. Where otherwise required by NFPA 70.
O. Flexible Conduit Connections: Comply with NEMA RV 3. Use a maximum of 72 inches (1830
mm) of flexible conduit forequipment subject to vibration, noise transmission, or movement;
and for transformers and motors.
1. Use LFMC in damp or wet locations subject to severe physical damage.
2. Use LFMC or LFNC in damp or wet locations not subject to severe physical damage.
P. Mount boxes at heights indicated on Drawings. If mounting heights of boxes are not
individually indicated, give priority to ADA requirements. Install boxes with height measured to
center of box unless otherwise indicated.
Q. Fasten junction and pull boxes to or support from building structure. Do not support boxes by
conduits.
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3.3 FIRESTOPPING
A. Install firestopping at penetrations of fire-rated floor and wall assemblies.
3.4 PROTECTION
A. Protect coatings, finishes, and cabinets from damage and deterioration.
1. Repair damage to galvanized finishes with zinc-rich paint recommended by
manufacturer.
2. Repair damage to PVC coatings or paint finishes with matching touchup coating
recommended by manufacturer.
END OF SECTION 260533
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Transit Center March 30, 2016
City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
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SECTION 260923 - LIGHTING CONTROL DEVICES
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Time switches.
2. Indoor occupancy sensors.
1.3 ACTION SUBMITTALS
A. Product Data: For each type of product.
1.4 INFORMATIONAL SUBMITTALS
A. Field quality-control reports.
1.5 CLOSEOUT SUBMITTALS
A. Operation and Maintenance Data: For each type of lighting control device to include in
emergency, operation, and maintenance manuals.
PART 2 - PRODUCTS
2.1 TIME SWITCHES
A. Manufacturers: Subject to compliance with requirements, available manufacturers offering
products that may be incorporated into the Work include, but are not limited to the following:
1. Cooper Industries, Inc.
2. Leviton Manufacturing Co., Inc.
3. Tyco Electronics Corporation; a TE Connectivity Ltd. company.
B. Electronic Time Switches: Solid state, complying with UL 917.
LIGHTING CONTROL DEVICES 260923 - 1
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1. Listed and labeled as defined in NFPA 70, by a qualified testing agency, and marked for
intended location and application.
2. Contact Rating: 20-A ballast load, 120-/240-V ac.
3. Battery Backup: Not less than seven days reserve, to maintain schedules and time clock.
C. Electromechanical-Dial Time Switches: Comply with UL 917.
1. Listed and labeled as defined in NFPA 70, by a qualified testing agency, and marked for
intended location and application.
2. Contact Rating: 20-A ballast load, 120-/240-V ac.
3. Circuitry: Allows connection of a photoelectric relay as a substitute for the on-off
function of a program.
2.2 INDOOR OCCUPANCY SENSORS
A. Manufacturers: Subject to compliance with requirements, available manufacturers offering
products that may be incorporated into the Work include, but are not limited to the following:
1. Leviton Manufacturing Co., Inc.
2. Lutron Electronics Co., Inc.
3. Watt Stopper.
B. General Requirements for Sensors: Wall- or ceiling-mounted, solid-state indoor occupancy
sensors with a separate power pack.
1. Listed and labeled as defined in NFPA 70, by a qualified testing agency, and marked for
intended location and application.
2. Operation: Unless otherwise indicated, turn lights on when coverage area is occupied,
and turn them off when unoccupied; with a time delay for turning lights off, adjustable
over a minimum range of 1 to 15 minutes.
3. Sensor Output: Contacts rated to operate the connected relay, complying with UL 773A.
Sensor is powered from the power pack.
4. Power Pack: Dry contacts rated for 20-A ballast load at 120- and 277-V ac, for 13-A
tungsten at 120-V ac, and for 1 hp at 120-V ac. Sensor has 24-V dc, 150-mA, Class 2
power source, as defined by NFPA 70.
5. Mounting:
a. Sensor: Suitable for mounting in any position on a standard outlet box.
b. Relay: Externally mounted through a 1/2-inch (13-mm) knockout in a standard
electrical enclosure.
c. Time -Delay and Sensitivity Adjustments: Recessed and concealed behind hinged
door.
6. Indicator: Digital display, to show when motion is detected during testing and normal
operation of sensor.
7. Bypass Switch: Override the "on" function in case of sensor failure.
LIGHTING CONTROL DEVICES 260923 - 2
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C. Dual-Technology Type: Ceiling mounted; detect occupants in coverage area using PIR and
ultrasonic detection methods. The particular technology or combination of technologies that
control on-off functions is selectable in the field by operating controls on unit.
1. Sensitivity Adjustment: Separate for each sensing technology.
2. Detector Sensitivity: Detect occurrences of 6-inch- (150-mm-) minimum movement of
any portion of a human body that presents a target of not less than 36 sq. in. (232 sq. cm),
and detect a person of average size and weight moving not less than 12 inches (305 mm)
in either a horizontal or a vertical manner at an approximate speed of 12 inches/s (305
mm/s).
3. Detection Coverage (Standard Room): Detect occupancy anywhere within a circular area
of 1000 sq. ft. (93 sq. m) when mounted on a 96-inch- (2440-mm-) high ceiling.
2.3 CONDUCTORS AND CABLES
A. Power Wiring to Supply Side of Remote-Control Power Sources: Not smaller than No. 12
AWG. Comply with requirements in Section 260519 "Low-Voltage Electrical Power
Conductors and Cables."
B. Classes 2 and 3 Control Cable: Multiconductor cable with stranded-copper conductors not
smaller than No. 24 AWG. Comply with requirements in Section 260519 "Low-Voltage
Electrical Power Conductors and Cables."
C. Class 1 Control Cable: Multiconductor cable with stranded-copper conductors not smaller than
No. 18 AWG. Comply with requirements in Section 260519 "Low-Voltage Electrical Power
Conductors and Cables."
PART 3 - EXECUTION
3.1 SENSOR INSTALLATION
A. Coordinate layout and installation of ceiling-mounted devices with other construction that
penetrates ceilings or is supported by them, including light fixtures, HVAC equipment, smoke
detectors, fire-suppression systems, and partition assemblies.
B. Install and aim sensors in locations to achieve not less than 90 percent coverage of areas
indicated. Do not exceed coverage limits specified in manufacturer's written instructions.
3.2 CONTACTOR INSTALLATION
A. Mount electrically held lighting contactors with elastomeric isolator pads to eliminate structure-
borne vibration, unless contactors are installed in an enclosure with factory-installed vibration
isolators.
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3.3 WIRING INSTALLATION
A. Wiring Method: Comply with Section 260519 "Low-Voltage Electrical Power Conductors and
Cables." Minimum conduit size is 1/2 inch (13 mm).
B. Wiring within Enclosures: Comply with NECA 1. Separate power-limited and nonpower-
limited conductors according to conductor manufacturer's written instructions.
C. Size conductors according to lighting control device manufacturer's written instructions unless
otherwise indicated.
D. Splices, Taps, and Terminations: Make connections only on numbered terminal strips in
junction, pull, and outlet boxes; terminal cabinets; and equipment enclosures.
3.4 IDENTIFICATION
A. Identify components and power and control wiring according to Section 260553 "Identification
for Electrical Systems."
1. Identify circuits or luminaires controlled by photoelectric and occupancy sensors at each
sensor.
B. Label time switches and contactors with a unique designation.
3.5 FIELD QUALITY CONTROL
A. Manufacturer's Field Service: Engage a factory-authorized service representative to test and
inspect components, assemblies, and equipment installations, including connections.
B. Perform the following tests and inspections:
1. Operational Test: After installing time switches and sensors, and after electrical circuitry
has been energized, start units to confirm proper unit operation.
2. Test and adjust controls and safeties. Replace damaged and malfunctioning controls and
equipment.
C. Lighting control devices will be considered defective if they do not pass tests and inspections.
D. Prepare test and inspection reports.
3.6 ADJUSTING
A. Occupancy Adjustments: When requested within 12 months from date of Substantial
Completion, provide on-site assistance in adjusting sensors to suit actual occupied conditions.
Provide up to two visits to Project during other-than-normal occupancy hours for this purpose.
1. For occupancy and motion sensors, verify operation at outer limits of detector range. Set
time delay to suit Owner's operations.
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2. For daylighting controls, adjust set points and deadband controls to suit Owner's
operations.
3. Align high-bay occupancy sensors using manufacturer's laser aiming tool.
3.7 DEMONSTRATION
A. Coordinate demonstration of products specified in this Section with demonstration requirements
for low-voltage, programmable lighting control systems specified in Section 260943.13
"Addressable-Fixture Lighting Controls" and Section 260943.23 "Relay-Based Lighting
Controls."
B. Train Owner's maintenance personnel to adjust, operate, and maintain lighting control devices.
END OF SECTION 260923
LIGHTING CONTROL DEVICES 260923 - 5
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City of San Luis Obispo Ravatt Albrecht Associates Job #15.569
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SECTION 262816 - ENCLOSED SWITCHES AND CIRCUIT BREAKERS
PART 1 - GENERAL
1.1 RELATED DOCUMENTS
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and other Division 01 Specification Sections, apply to this Section.
1.2 SUMMARY
A. Section Includes:
1. Nonfusible switches.
2. Molded-case circuit breakers (MCCBs).
1.3 DEFINITIONS
A. NC: Normally closed.
B. NO: Normally open.
C. SPDT: Single pole, double throw.
1.4 PERFORMANCE REQUIREMENTS
A. Seismic Performance: Enclosed switches and circuit breakers shall withstand the effects of
earthquake motions determined according to ASCE/SEI 7.
1. The term "withstand" means "the unit will remain in place without separation of any parts
from the device when subjected to the seismic forces specified."
1.5 ACTION SUBMITTALS
A. Product Data: For each type of enclosed switch, circuit breaker, accessory, and component
indicated. Include dimensioned elevations, sections, weights, and manufacturers' technical data
on features, performance, electrical characteristics, ratings, accessories, and finishes.
1. Enclosure types and details for types other than NEMA 250, Type 1.
2. Current and voltage ratings.
3. Short-circuit current ratings (interrupting and withstand, as appropriate).
4. Include evidence of NRTL listing for series rating of installed devices.
5. Detail features, characteristics, ratings, and factory settings of individual overcurrent
protective devices, accessories, and auxiliary components.
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6. Include time-current coordination curves (average melt) for each type and rating of
overcurrent protective device; include selectable ranges for each type of overcurrent
protective device.
1.6 QUALITY ASSURANCE
A. Product Selection for Restricted Space: Drawings indicate maximum dimensions for enclosed
switches and circuit breakers, including clearances between enclosures, and adjacent surfaces
and other items. Comply with indicated maximum dimensions.
B. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70, by
a qualified testing agency, and marked for intended location and application.
C. Comply with NFPA 70.
1.7 PROJECT CONDITIONS
A. Interruption of Existing Electric Service: Do not interrupt electric service to facilities occupied
by Owner or others unless permitted under the following conditions and then only after
arranging to provide temporary electric service according to requirements indicated:
1. Notify Owner no fewer than sevendays in advance of proposed interruption of electric
service.
2. Indicate method of providing temporary electric service.
3. Do not proceed with interruption of electric service permission.
4. Comply with NFPA 70E.
1.8 COORDINATION
A. Coordinate layout and installation of switches, circuit breakers, and components with equipment
served and adjacent surfaces. Maintain required workspace clearances and required clearances
for equipment access doors and panels.
PART 2 - PRODUCTS
2.1 NONFUSIBLE SWITCHES
A. Type GD, General Duty, Single Throw, 600 A and Smaller: UL 98 and NEMA KS 1,
horsepower rated, lockable handle, and interlocked with cover in closed position.
B. Accessories:
1. Equipment Ground Kit: Internally mounted and labeled for copper and aluminum ground
conductors.
2. Lugs: Mechanical type, suitable for number, size, and conductor material.
ENCLOSED SWITCHES AND CIRCUIT BREAKERS 262816 - 2
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2.2 MOLDED-CASE CIRCUIT BREAKERS
A. General Requirements: Comply with UL 489, NEMA AB 1, and NEMA AB 3, with
interrupting capacity to comply with available fault currents.
B. Thermal-Magnetic Circuit Breakers: Inverse time-current element for low-level overloads and
instantaneous magnetic trip element for short circuits. Adjustable magnetic trip setting for
circuit-breaker frame sizes 250 A and larger.
C. Features and Accessories:
1. Standard frame sizes, trip ratings, and number of poles.
2. Lugs: Mechanical type, suitable for number, size, trip ratings, and conductor material.
2.3 ENCLOSURES
A. Enclosed Switches and Circuit Breakers: NEMA AB 1, NEMA KS 1, NEMA 250, and UL 50,
to comply with environmental conditions at installed location.
1. Indoor, Dry and Clean Locations: NEMA 250, Type 1.
2. Outdoor Locations: NEMA 250, Type 3R.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Examine elements and surfaces to receive enclosed switches and circuit breakers for compliance
with installation tolerances and other conditions affecting performance of the Work.
B. Proceed with installation only after unsatisfactory conditions have been corrected.
3.2 INSTALLATION
A. Install individual wall-mounted switches and circuit breakers with tops at uniform height unless
otherwise indicated.
B. Comply with mounting and anchoring requirements specified in Section 260548.16 "Seismic
Controls for Electrical Systems."
C. Comply with NECA 1.
3.3 IDENTIFICATION
A. Comply with requirements in Section 260553 "Identification for Electrical Systems."
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1. Identify field-installed conductors, interconnecting wiring, and components; provide
warning signs.
2. Label each enclosure with engraved metal or laminated-plastic nameplate.
END OF SECTION 262816
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SECTION 265100 - INTERIOR LIGHTING
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Interior lighting fixtures, lamps, and ballasts.
2. Emergency lighting units.
1.2 SUBMITTALS
A. Product Data: For each type of lighting fixture, arranged in order of fixture designation.
Include data on features, accessories, and finishes.
1.3 QUALITY ASSURANCE
A. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70,
by a qualified testing agency, and marked for intended location and application.
B. Comply with NFPA 70.
PART 2 - PRODUCTS
2.1 MANUFACTURERS
A. Products: Subject to compliance with requirements, provide product indicated on Drawings.
2.2 GENERAL REQUIREMENTS FOR LIGHTING FIXTURES AND COMPONENTS
A. Metal Parts: Free of burrs and sharp corners and edges.
B. Sheet Metal Components: Steel unless otherwise indicated. Form and support to prevent
warping and sagging.
C. Doors, Frames, and Other Internal Access: Smooth operating, free of light leakage under
operating conditions, and designed to permit relamping without use of tools. Designed to
prevent doors, frames, lenses, diffusers, and other components from falling accidentally during
relamping and when secured in operating position.
D. Diffusers and Globes:
INTERIOR LIGHTING 265100 - 1
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1. Acrylic Lighting Diffusers: 100 percent virgin acrylic plastic. High resistance to
yellowing and other changes due to aging, exposure to heat, and UV radiation.
a. Lens Thickness: At least 0.125 inch (3.175 mm) minimum unless otherwise
indicated.
b. UV stabilized.
2. Glass: Annealed crystal glass unless otherwise indicated.
2.3 EMERGENCY LIGHTING UNITS
A. General Requirements for Emergency Lighting Units: Self-contained units complying with
UL 924.
1. Battery: Sealed, maintenance-free, lead-acid type.
2. Charger: Fully automatic, solid-state type with sealed transfer relay.
3. Operation: Relay automatically turns lamp on when power-supply circuit voltage drops
to 80 percent of nominal voltage or below. Lamp automatically disconnects from battery
when voltage approaches deep-discharge level. When normal voltage is restored, relay
disconnects lamps from battery, and battery is automatically recharged and floated on
charger.
4. Test Push Button: Push-to-test type, in unit housing, simulates loss of normal power and
demonstrates unit operability.
5. LED Indicator Light: Indicates normal power on.
PART 3 - EXECUTION
3.1 INSTALLATION
A. Lighting fixtures: Set level, plumb, and square with ceilings and walls.
B. Comply with NFPA 70 for minimum fixture supports.
C. Connect wiring according to Division 26 Section "Low-Voltage Electrical Power Conductors
and Cables."
3.2 FIELD QUALITY CONTROL
A. Test for Emergency Lighting: Interrupt power supply to demonstrate proper operation. Verify
transfer from normal power to battery and retransfer to normal.
END OF SECTION 265100
INTERIOR LIGHTING 265100 - 2
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SECTION 265600 - EXTERIOR LIGHTING
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Exterior luminaires with lamps and ballasts.
2. Luminaire-mounted photoelectric relays.
1.2 SUBMITTALS
A. Product Data: For each luminaire, pole, and support component, arranged in order of lighting
unit designation. Include data on features, accessories, and finishes.
1.3 QUALITY ASSURANCE
A. Electrical Components, Devices, and Accessories: Listed and labeled as defined in NFPA 70,
by a qualified testing agency, and marked for intended location and application.
B. Comply with NFPA 70.
PART 2 - PRODUCTS
2.1 MANUFACTURERS
A. Products: Subject to compliance with requirements, provide product indicated on Drawings.
2.2 GENERAL REQUIREMENTS FOR LUMINAIRES
A. Luminaires shall comply with UL 1598 and be listed and labeled for installation in wet
locations by an NRTL acceptable to authorities having jurisdiction.
B. Lateral Light Distribution Patterns: Comply with IESNA RP-8 for parameters of lateral light
distribution patterns indicated for luminaires.
C. Metal Parts: Free of burrs and sharp corners and edges.
D. Sheet Metal Components: Corrosion-resistant aluminum unless otherwise indicated. Form and
support to prevent warping and sagging.
EXTERIOR LIGHTING 265600 - 1
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E. Housings: Rigidly formed, weather- and light-tight enclosures that will not warp, sag, or
deform in use. Provide filter/breather for enclosed luminaires.
F. Doors, Frames, and Other Internal Access: Smooth operating, free of light leakage under
operating conditions, and designed to permit relamping without use of tools. Designed to
prevent doors, frames, lenses, diffusers, and other components from falling accidentally during
relamping and when secured in operating position.
G. Plastic Parts: High resistance to yellowing and other changes due to aging, exposure to heat,
and UV radiation.
H. Lenses and Refractors Gaskets: Use heat- and aging-resistant resilient gaskets to seal and
cushion lenses and refractors in luminaire doors.
I. Luminaire Finish: Manufacturer's standard paint applied to factory-assembled and -tested
luminaire before shipping.
J. Factory-Applied Finish for Aluminum Luminaires:
1. Finish designations prefixed by AA comply with the system established by the
Aluminum Association for designating aluminum finishes.
2. Natural Satin Finish: Provide fine, directional, medium satin polish (AA-M32); buff
complying with AA-M20; and seal aluminum surfaces with clear, hard-coat wax.
3. Class I, Color Anodic Finish: AA-M32C22A42/A44 (Mechanical Finish: medium satin;
Chemical Finish: etched, medium matte; Anodic Coating: Architectural Class I,
integrally colored or electrolytically deposited color coating 0.018 mm or thicker)
complying with AAMA 611.
a. Match existing fixture color.
K. Factory-Applied Labels: Comply with UL 1598. Include recommended lamps and drivers.
Labels shall be located where they will be readily visible to service personnel, but not seen from
normal viewing angles when lamps are in place.
1. Label shall include the following lamp and ballast characteristics:
a. "USES ONLY" and include specific lamp type.
b. Lamp type, wattage, bulb type (ED17, BD56, etc.) and coating (clear or coated).
c. CCT and CRI for all luminaires.
2.3 GENERAL REQUIREMENTS FOR SUPPORT COMPONENTS
A. Luminaire Attachment Provisions: Comply with luminaire manufacturers' mounting
requirements. Use stainless-steel fasteners and mounting bolts unless otherwise indicated.
B. Mountings, Fasteners, and Appurtenances: Corrosion-resistant items compatible with support
components.
1. Materials: Shall not cause galvanic action at contact points.
EXTERIOR LIGHTING 265600 - 2
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2. Anchor Bolts, Leveling Nuts, Bolt Caps, and Washers: Hot-dip galvanized after
fabrication unless otherwise indicated.
PART 3 - EXECUTION
3.1 LUMINAIRE INSTALLATION
A. Install lamps in each luminaire.
B. Fasten luminaire to indicated structural supports.
1. Use fastening methods and materials selected to resist seismic forces defined for the
application and approved by manufacturer.
C. Adjust luminaires that require field adjustment or aiming. Include adjustment of photoelectric
device to prevent false operation of relay by artificial light sources, favoring a north orientation.
3.2 CORROSION PREVENTION
A. Aluminum: Do not use in contact with earth or concrete. When in direct contact with a
dissimilar metal, protect aluminum by insulating fittings or treatment.
B. Steel Conduits: Comply with Division 26 Section "Raceway and Boxes for Electrical Systems."
END OF SECTION 265600
EXTERIOR LIGHTING 265600 - 3