HomeMy WebLinkAboutCouncil Reading File - 13267 Letter
June 13, 2016
Derek Johnson VIA ELECTRONIC MAIL AND CERTIFIED MAIL
City of San Luis Obispo Certified Mail No. 7015 0640 0001 9856 0969
990 Palm Street
San Luis Obispo, CA 93401
Email: djohnson@slocity.org
Dear Mr. Derek Johnson:
WATER CODE SECTION 13267 TECHNICAL REPORT ORDER, ACTIVITIES TO
DETERMINE STORMWATER PROGRAM MODIFICATIONS, PHASE II MUNICIPAL
STORMWATER MANAGEMENT PROGRAM
This letter requires traditional Central Coast Municipal Separate Storm Sewer Systems (MS4s),
enrolled under the Phase II Municipal Stormwater Permit (Permit),1 to provide reports to the
Central Coast Regional Water Quality Control Board.
The Permit required Permittees to submit Program Effectiveness Assessment and Improvement
Plans (PEAIPs) by October 15, 2015. Central Coast Water Board staff reviewed the submitted
PEAIPs. In order to find Permittees in compliance with the requirement to submit adequate
PEAIPs that sufficiently assess stormwater pollutant load reductions, and to ensure Permittees
can develop a meaningful Stormwater Program Modifications Fifth Year Report (pursuant to
Permit Provision E.14.b), Central Coast Water Board staff issues this letter requiring Permittees
to report on implementation progress of completing key activities relating to spatially-based
stormwater volume and pollutant loading estimates.
Spatially-based Stormwater Volume and Pollutant Loading Estimates
Provision E.14 of the Permit makes clear that the Stormwater Program Modifications Fifth Year
Report must include: 1) an assessment of Best Management Practice (BMP) performance, 2)
an estimation of stormwater volume and pollutant loading, and 3) a prioritization process for
allocating program resources. These three elements are most effectively completed at the urban
subwatershed, or catchment scale. In July of 2014, Central Coast Water Board staff provided
minimum expectations to Permittees on preparing PEAIPs to achieve compliance with Permit
Section E.14. Those expectations included these three elements and communicated the
imperative of completing them on a catchment scale.
Upon review of the Central Coast Permittees’ PEAIPs, Central Coast Water Board staff
concluded the wide range of Permittees’ commitments to conducting effectiveness assessment
1 State Water Resources Control Board Water Quality Order No. 2013-0001-DWQ, National Pollutant Discharge
Elimination System (NPDES) General Permit No. Cas000004, Waste Discharge Requirements for Storm Water
Discharges From Small Municipal Separate Storm Sewer Systems (Permit).
Traditional Phase II Permittees June 13, 2016
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necessitated both additional guidance and clarification to support Permittees’ compliance with
Permit Section E.14.
In coordination with Central Coast Water Board staff, the Central Coast Low Impact
Development Initiative developed guidance, included in a Technical Memo, outlining a
framework for Catchment Scale Stormwater Volume and Pollutant Loading Analyses. The
Technical Memo articulates how pollutant loading information plays an essential role informing
stormwater program modifications. On May 6, 2016, via email, Central Coast Water Board staff
informed Central Coast stormwater program interested parties of the Technical Memo posted to
the Central Coast Low Impact Development Initiative’s website:
http://www.centralcoastlidi.org/mspap.php.
To further clarify Central Coast Water Board expectations for completing the Stormwater
Program Modifications Fifth Year Report (due October 15, 2018), this letter requires Permittees
to submit information documenting progress on key activities relating to completing spatially-
based stormwater volume and pollutant loading estimates.
Permittees shall submit Technical Reports outlined in Table 1 documenting progress on these
activities. Pursuant to Water Code Section 132672, the Permittee is hereby required to
provide Technical Reports by the due dates identified in Table 1.
Table 1 – Reporting Requirements for Activities to Support Development of Stormwater
Program Modifications Fifth Year Report:
Activity Description Due Date
Report #1
Catchment
Delineation
and Relevant
Attributes
Catchment delineation, of the Permittee’s entire Permit
coverage area, to sufficiently support catchment scale
stormwater volume and pollutant loading analysis. The map(s)
shall at a minimum include the attributes specified in
Component No. 1 [The Spatial Framework] of Attachment 1
[Fundamental Components of a Municipal Catchment Scale
Stormwater Volume and Pollutant Loading Analysis].
August 12,
2016
Report #2
BMP Inventory At a minimum, choose one of the below options for creating
and populating an inventory of structural BMPs located within
the Permittee’s Permit coverage area.
1. Inventory Option 1 –
a. Create an inventory of the following structural BMPs,
whose pollutant reduction capacity can be reasonably
quantified and that contribute to reductions of stormwater
volume and pollutant loading:
i. Centralized BMPs3 (including publically and privately
owned); and
June 30,
2017
2 Water Code section 13267, subdivision (b), allows the Water Boards to conduct investigations and to require
technical or monitoring reports from any person who has discharged, discharges, or is suspected of having
discharged or discharging, or who proposes to discharge waste in accordance with the conditions in the section.
3 Centralized BMPs – One of two structural BMP categories designed to reduce urban stormwater volumes and/or
pollutant concentrations generated from a mixed land use (e.g., residential, commercial, industrial, roads) catchment.
(footnote continued on next page)
Traditional Phase II Permittees June 13, 2016
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ii. Decentralized BMPs4 (including, at a minimum,
publically owned). Catch basin assessment is
optional.
b. At a minimum, the Permittee shall populate the following
attributes for each inventoried BMP:
i. Location
ii. Identifier
iii. Type
iv. Catchment name
v. Public or privately owned
vi. Land use(s) of contributing drainage area
vii. Tributary area of contributing drainage area
viii. Relevant treatment and/or retention capacity
information.
2. Inventory Option 2 – The Permittee may conduct an
alternate approach for inventorying BMPs, so long as the
Permittee can demonstrate its approach yields equivalent
or more meaningful data for informing the Stormwater
Program Modifications Fifth Year Report than Option 1
above. The Permittee shall obtain Central Coast Water
Board Executive Officer approval prior to pursuing Option 2.
Data Management: Permittee shall manage BMP inventory
within an information management system/database. Provide
Central Coast Water Board staff access to the Permittee’s
information management system/database.
Stormwater
Volume and
Pollutant
Loading –
Unmitigated
Condition
Stormwater volume5 and pollutant loading estimates for all
catchments under an unmitigated scenario (i.e., pollutant
loading estimates assuming no BMPs) that provides a starting
point for comparing loading estimates once BMPs (both
existing and future) are included. Permittee shall use a
catchment scale load modeling approach for quantifying
average annual stormwater discharge and pollutant loading
from all municipal catchments to the designated receiving
waters. The approach shall be technically defensible and
(footnote continued from previous page)
The contributing drainage areas typically exceed one acre of impervious area. Examples of centralized BMPs include
dry basins, detention basins, wet basins, infiltration basins, treatment vaults, media filters, and bed filters.
4 Decentralized BMPs – One of two structural BMP categories designed to reduce urban stormwater volumes and/or
pollutant concentrations generated from a single land use. The contributing drainage areas are typically less than one
acre of impervious area. Examples of decentralized BMPs include infiltration features, bioretention, bioswales,
biofiltration, porous pavement, and trash capture devices. Catch basins designed to capture material through variable
flow modifications or passive settling, that result in vertical accumulation of material at base of BMP reservoir, are
also decentralized BMPs.
5 This letter requires Permittees to obtain stormwater volume estimates because, in addition to volume being a
relevant proxy for the range of urban pollutants, stormwater volume estimates are necessary to calculate pollutant
loading estimates.
Traditional Phase II Permittees June 13, 2016
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sufficiently accurate to produce a credible relative ranking to
inform program priorities and decisions. At a minimum,
Permittee shall incorporate the necessary components of a
catchment scale pollutant loading analysis identified in
Component No. 2 [Runoff Characteristics], Component No. 3
[Computational Requirements], and Component No. 4
[Standardized Protocols] of Attachment 1. The Permittee may
use an alternate approach to conducting a catchment scale
stormwater volume and pollutant loading analysis for the
unmitigated condition, so long as the Permittee can
demonstrate its approach will result in outputs that are equally
defensible to the approach identified in Attachment 1. The
Permittee shall obtain Central Coast Water Board Executive
Officer approval prior to pursuing an alternate approach.
Catchment
Ranking –
Unmitigated
Condition
At a minimum, for the unmitigated condition, the Permittee
shall submit the following relative rankings of all municipal
catchments:
1. Ranking based on stormwater volume – ranked from
greatest potential annual stormwater volume generation to
least potential annual stormwater volume generation; and
2. Ranking based on pollutant loading estimates – ranked
from greatest potential annual pollutant loading to least
potential annual pollutant loading. The Permittee shall
conduct a separate ranking for each pollutant it has
collected data for.
Report #3
BMP
Assessment
Central Coast Water Board staff acknowledges that a
comprehensive BMP assessment is a significant task;
therefore, the following options are available: At a minimum,
choose one of the below options for obtaining BMP
performance data, based on field assessments, to inform
current load reductions.
1. Assessment Option 1 – For all inventoried BMPs, using an
effective approach for assessing structural BMP
performance, estimate stormwater volume and pollutant
load reduction based on: 1) intended BMP function; and 2)
current BMP condition based on empirical data (i.e., BMPs
ability to function relative to intended design).
2. Assessment Option 2 – The Permittee may conduct an
alternate approach for obtaining empirical BMP condition
data, based on field assessments, so long as the Permittee
can demonstrate its option yields equivalent or more
meaningful data for informing the Stormwater Program
Modifications Fifth Year Report than Option 1 above. The
Permittee shall obtain Central Coast Water Board staff
approval prior to pursuing Option 2.
June 30,
2018
Traditional Phase II Permittees June 13, 2016
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Data Management: Permittee shall manage BMP performance
data within an information management system/database.
Provide Central Coast Water Board staff access to the
Permittee’s information management system/database.
Stormwater
Volume and
Pollutant
Loading –
Loading
Reductions
Based on BMP
Assessment
Stormwater volume and pollutant loading estimates for
selected catchments based on BMP performance assessment.
Permittee shall use a catchment scale load modeling approach
for quantifying average annual stormwater discharge and
pollutant loading from all municipal catchments to the
designated receiving waters. The approach shall be technically
defensible and sufficiently accurate to produce a credible
relative ranking to inform program priorities and decisions. At a
minimum, Permittees shall incorporate the necessary
components of a catchment scale pollutant loading analysis
identified in Component No. 2, Component No. 3, and
Component No. 4 of Attachment 1. The Permittee may use an
alternate approach to conducting a catchment scale
stormwater volume and pollutant loading analysis based on
BMP performance assessment, so long as the Permittee can
demonstrate its approach will result in outputs that are equally
defensible to the approach identified in Attachment 1. The
Permittee shall obtain Central Coast Water Board Executive
Officer approval prior to pursuing an alternate approach.
Catchment
Ranking –
Loading
Reductions
Based on BMP
Assessment
At a minimum, after accounting for reductions from
implemented BMPs, the Permittee shall submit the following
relative rankings of all municipal catchments:
1. Ranking based on stormwater volume – ranked from
greatest potential stormwater volume generation to least
potential stormwater volume generation; and
2. Ranking based on pollutant loading estimates – ranked
from greatest potential pollutant loading to least potential
pollutant loading. The Permittee shall conduct a separate
ranking for each pollutant for which it has collected data.
Report #4
Stormwater
Program
Modifications
Fifth Year
Report
Using the information gained from the above activities, as well
as other data and information that informs program priorities,
the Permittee shall submit a report including the following
components:
1. Summary of BMPs and/or program modifications to
improve compliance with permit conditions and improve
program effectiveness at reducing pollutant loads,
achieving the maximum extent practicable, and protecting
beneficial uses. The summary shall identify the following:
a. Improvements to underperforming BMPs,
b. Continuation of effective BMPs, and
October 15,
2018
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c. Discontinuation of ineffective BMPs.
2. Priority areas for program improvements;
3. Modifications to shift priorities to make more effective use
of resources; and
4. Time schedule, scope, and frequency of BMP
modifications.
Annual Reporting
Complete the Stormwater Volume and Pollutant Loading Annual Report form found in SMARTS.
Starting in October 2016, Permittees must complete this form every year for the remainder of
the Permit term.
The Central Coast Water Board requires the Permittee to submit the information described in
this letter pursuant to Provision 9 in Attachment F of the Permit. The Central Coast Water Board
reserves the right to take any enforcement action authorized by law.
The Technical Reports are necessary for the Central Coast Water Board to determine the state
of compliance with the Permit. The Technical Reports are also necessary to determine the
potential or actual harm to human health or the environment from non-compliance. The burden,
including costs of the reports, bears a reasonable relationship to the need for the reports and
the benefits to be obtained from them. Failure to comply with the requirement to submit the
Technical Reports required in this letter and made pursuant to Water Code section 13267,
subdivision (b), may result in administrative civil liability pursuant to Water Code section 13268
up to $1,000 per day.
Central Coast Water Board staff is available to work with Permittees to achieve stormwater
management programs that are increasingly effective at reducing the discharge of pollutants to
the maximum extent practicable and protecting water quality.
If you have any questions regarding this letter, please contact Tamara Anderson at (805) 549-
3334 or at Tamara.Anderson@waterboards.ca.gov, or Dominic Roques at (805) 542-4780.
Sincerely,
John M. Robertson
Executive Officer
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Attachment 1: Fundamental Components of a Municipal Catchment Scale Stormwater Volume
and Pollutant Loading Analysis
cc:
Freddy Otte, fotte@slocity.org
R:\RB3\Shared\SW\Program\_Municipal Prog\Phase II\Program
Effectiveness\June2016_13267_Order\June2016_13267_Order_final_1.docx
Traditional Phase II Permittees Attachment 1: Fundamental Components of a
Municipal Catchment Scale Stormwater
Volume and Pollutant Loading Analysis
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1. The Spatial
Framework
Catchment delineations and relevant catchment attributes create the
spatial framework for estimating stormwater volume and pollutant loads.
a. Catchment delineations and associated areas (e.g., acres).
To conduct catchment scale pollutant loading analyses, the municipality
needs to be divided into spatially explicit units defined by municipal
drainage catchments. The catchments are reasonable representations of
actual drainage areas where stormwater discharges through an identified
outfall. In the instance where many outfalls exist within a small area,
drainage areas can be combined to minimize the total number of
catchments mapped within the municipality. Delineating catchments of
relatively similar size will be helpful when ranking and comparing
catchments. A good target size for a catchment is approximately 100
acres. A catchment can possess either a single discrete discharge point
(i.e., discharges either to another catchment or to a receiving water via a
single outfall), or distributed discharge points to the receiving water (e.g.,
several small outfalls and/or sheet flow). The municipality should assign
identifiers (e.g., name/label) to each catchment. Field verification of
delineated catchments is encouraged.
b. Catchment outfalls and determination of receiving waters to which each
catchment discharges.
The United State Geological Survey’s National Hydrography Dataset
(USGS NHD) contains publically available surface water designations and
should be used to identify receiving waters accepting stormwater from the
municipal outfall. (http://nhd.usgs.gov/). The municipality should assign
identifiers (e.g., name/label) to each catchment outfall. Use of more
accurate local information and field verification is encouraged.
c. Hydrologic connectivity for each catchment.
For this analysis, hydrologic connectivity is the percentage of rainfall within
a catchment that becomes stormwater runoff, and is then delivered to the
receiving water. Catchments with high hydrologic connectivity are those
where most of the stormwater generated within the catchment reaches the
receiving water as opposed to catchments with low hydrologic connectivity
where much of the stormwater runoff generated in the catchment does not
reach the receiving water. Two aspects of hydrologic connectivity are used
to understand the overall connectivity of the catchment to the receiving
water: 1) hydrologic connectivity within the catchment to the catchment
discharge point (e.g., outfall), and 2) hydrologic connectivity from the
catchment discharge point to the actual receiving water. Clear guidance
on how to determine hydrologic connectivity is a critical element in
providing reasonable estimates of pollutant loads delivered to the
receiving water from each catchment.
d. Land use designations should include the following categories within
each catchment and the associated impervious area (in acres):
Traditional Phase II Permittees Attachment 1: Fundamental Components of a
Municipal Catchment Scale Stormwater
Volume and Pollutant Loading Analysis
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Single family residential
Multi-family residential
Industrial
Commercial
Cultivated
Paved Roads (high traffic density, moderate traffic density, low
traffic density)
Unpaved Roads
Other (typically open space)
2. Runoff
Characteristics
Runoff characteristics of each catchment are used with the spatial
framework to calculate stormwater volume and associated pollutant
loading.
Catchment precipitation, imperviousness, and soil permeability are all
critical elements in estimating stormwater volume and pollutant loads.
a. Precipitation.
Precipitation characterization should be based on a reasonable
representation of the historic range of precipitation conditions for the
catchment that includes both small (common) and very large (infrequent)
precipitation events to generate average annual runoff estimates.
b. Imperviousness and soil permeability.
The National Land Cover Database (2011;
http://www.mrlc.gov/nlcd2011.php) can be used to estimate the percent of
imperviousness of each land use (e.g., commercial, residential) within
each catchment. Use of generic runoff coefficients based on land use
type, is generally insufficient to adequately estimate stormwater runoff
volumes. In addition to impervious coverage by land use, incorporation of
the relative permeability and native soil retention coefficients should be
used to adjust runoff generation from each land use type.
c. Pollutant types for evaluation.
Pollutant types selected for the loading analyses should be relevant and
serve as a reasonable proxy for the range of urban pollutants. The effort
should be made to base pollutant selection on characteristics including,
but not limited to, primary land uses, source of pollutants, fate and
transport of pollutants in stormwater, and data availability. Pollutants such
as Total Suspended Solids (TSS) and stormwater volume are examples of
proxies for the broader suite of pollutants in urban runoff. Alternatively, a
suite of representative urban pollutants of concern (e.g., trace metals,
nutrients, hydrocarbons, etc.) may be modeled.
Traditional Phase II Permittees Attachment 1: Fundamental Components of a
Municipal Catchment Scale Stormwater
Volume and Pollutant Loading Analysis
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d. Urban runoff pollutant data.
Pollutant concentrations associated with various land use types are often
used to calculate pollutant loads. Existing urban pollutant models employ
a wide array of approaches to generate these pollutant concentrations.
The objective in selecting land use pollutant concentrations is to choose
values that adequately reflect the conditions being modeled without being
overly concerned with the need for absolute accuracy. There is an
abundance of credible urban stormwater quality data available online that
can be used to estimate pollutant concentrations by urban land use type.
The analysis should consistently apply the selected data to all catchments
and BMP performance estimates to ensure results are directly comparable
among catchments.
e. Pollutant reduction estimates resulting from stormwater program
actions.
Pollutant reduction estimates should be based on BMPs whose pollutant
reduction capacity can be reasonably quantified. Additionally, reduction
estimates should be based on an assessment of actual BMP performance.
Methods to assess and quantify actual BMP performance include direct
measurements of pollutant removal such as conventional water quality
input/output monitoring of a BMP or weighing of sediment collected from
street sweeping activities; and, indirect measurements such as field
observations that serve as credible proxies for BMP performance and
pollutant load reduction effectiveness. “Desktop” quantification of pollutant
reduction that assumes structural BMPs are performing as designed may
not be accurate since the actual constructed project and/or the
maintenance condition of the BMP affects actual water quality
performance.
3. Computational
Requirements
The computational tool (i.e., model) provides the ability to generate
loading estimates and other required outputs. Selection or development of
the model requires consideration of all desired outputs including data,
tables, figures, and reports.
a. Ability to estimate average annual stormwater volume and pollutant
loads delivered from each catchment to the receiving water in a manner
that is reliable, repeatable, and allows for comparison of results among
catchments and over time.
b. Ability to estimate average annual stormwater volume and pollutant
load reductions as a result of BMP implementation and performance by
catchment in a manner that is reliable, repeatable and comparable
among catchments and over time.
c. Ability to track and compare data on a spatial (single or multiple
catchments) and temporal (year to year) basis.
d. Ability to generate output in the desired reporting format(s).
Traditional Phase II Permittees Attachment 1: Fundamental Components of a
Municipal Catchment Scale Stormwater
Volume and Pollutant Loading Analysis
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4. Standardized
Protocols
Development and implementation of standardized protocols is, in some
respects, one of the most import elements of the analytic approach as
these protocols lend credibility to the overall analyses.
a. Consistent methodology within and across each catchment. Use of a
consistent methodology to estimate annual volume and pollutant load
reductions should be employed to ensure the results are indicative of
structural and non-structural BMP performance and not due to variation
in methodology. For example, precipitation inputs driving the hydrologic
analysis must be held constant between the Unmitigated Catchment
scenario and any subsequent scenarios based on load reduction
estimates.
b. Normalization to allow comparisons among catchments. Converting
stormwater volume and pollutant load into volume and load per unit
area per time allows for comparison among catchments. By ranking
catchments within the municipality by loading rates, (e.g., high to low),
catchments with the greatest risk to receiving waters can be identified.