HomeMy WebLinkAbout11-05-2018 Item2 - Staff Report Administrative Review Board
Agenda Report Meeting Date: 11/5/2018
Item Number: 2
DATE: November 4, 2018
FROM: Christine Dietrick, City Attorney
Prepared By: Kelly White, Legal Assistant/Paralegal
SUBJECT: 2019-21 Financial Plan Major City Goals
RECOMMENDATION
To review the Final Draft of the 2019-21 Financial Plan Proposed Major City Goals of the Administrative
Review Board and finalize that document before forwarding to the Finance Department for presentation
to the City Council
DISCUSSION
Background
Every two years, as part of the creation of a new Financial Plan for the City, Advisory Bodies are asked
to propose Major City Goals to the City Council. At the Administrative Review Board (“ARB”) Meeting
on September 11, 2018, the ARB met and discussed what its proposal should include. At the end of that
meeting, direction was given to staff to finalize the goals for its proposal and also to collect data in
support of those goals, to be presented to the ARB for final review. That Final Draft is attached to this
report.
Goals
What follows are the goals and narratives listed in the attached Final Draft, annotated with further
explanation or data, when it was available. For some goals the narrative was the complete explanation
for why it is being proposed, so no additional information is provided.
1. Consistency in enforcement of existing municipal code by citing officers; consistent
interpretation of existing municipal code by hearing officers when reviewing citations that are
appealed; and raising fines for administrative citations.
The goal of more consistent enforcement and adherence to the municipal code by citing officers
and hearing officers would be to increase education of the public as to what the requirements of
City of San Luis Obispo, Title, Subtitle
the municipal code are and to reinforce that the City’s commitment to consistent enforcement
and review when it comes to violations of the municipal code related to neighborhood wellness.
With the ongoing, excellent efforts of Police Department, Office of Neighborhood Outreach, the
suggestion is for citing officers and hearing officers to support that outreach through increased
attention to consistency in enforcement and administrative appeals review.
The ARB also suggests review of the level of administrative citation penalties.
2. Increase the cost to appeal to the Administrative Review Board and establish a fee to appeal to
a Hearing Officer.
Increasing the cost to appeal to the Administrative Review Board so the amount more closely
covers the administrative cost of processing the appeal, with the goal of removing more of the
financial burden on the City.
Currently, the fee to appeal an administrative citation to the ARB is $281. Appeals heard by the
ARB follow the steps in the chart below, with costs for each step approximated next to it in the
table. The estimated, approximate cost to process an appeal submitted to the ARB is $222 - $661 1.
Processing Steps Done by Approx. Time Approx. Cost
($)
Appeal received by Clerk’s Office, logged
and scanned to file
Deputy City Clerk
or Admin Assistant
5 min 2
Appeal file established, data collected
from appeal and reviewed by City
Attorney’s Office staff, with appeal then
being either:
1. Rejected as late or in some way
invalid
2. Returned to appellant as
incomplete with the possibility to
correct
3. Routed to City staff in the citing
department for collection of the
administrative record
Legal Assistant 5-30 min** 2 - 11
1 The low-end approximations are based on the Step 1 rate to pay the City staff member with the lowest
rate overall of those who perform the task. The high-end approximations are based on the Step 1 rate to
pay the City staff member with the highest rate overall of those who perform the task. Most staff work at
rates higher than Step 1. Applying the actual rates of each staff member, as well as weighting their rate
with the benefits they receive, would push both ends of the scale higher.
City of San Luis Obispo, Title, Subtitle
Administrative record collected by staff in
the appropriate department and saved to
the appeal file
Various* 15–30 min** 5 - 15
Legal Assistant coordinates with ARB
members to confirm a hearing date; issues
a formal Notice of Hearing to the appellant
Legal Assistant 15-30 min** 5 - 11
Staff in the appropriate department draft a
report for inclusion in the ARB agenda
Various* 30–60 min ** 12 - 36
Counsel to the ARB drafts two resolutions;
one in support of granting the appeal and
one denying it
Attorney 30–60 min ** 100 - 200
Legal Assistant prepares and posts the
agenda
Legal Assistant 15–30 min 5 - 11
Hearing held. Attended by:
• Three ARB members (volunteers)
• Counsel to the ARB (Attorney)
• Staff Liaison to the ARB (Legal
Assistant/Paralegal)
• City staff member presenting their
report
• Recording Secretary (City Clerk or
Legal Assistant/Paralegal)
Various 15-60 min
0
50 – 200
7 – 27
6 – 36
n/a or
11 - 43
Decision voted on by ARB members at
hearing and resolution finalized by Legal
Assistant for signature of the ARB Chair.
ARB Chair
Legal Assistant
15-30 min 0
5 - 11
Notice of Decision issued Legal Assistant 15-30 min 5 - 11
Minutes drafted Recording
Secretary
30-45 min 13 -33
Records maintained for possible further
appeal and, later, proper destruction
Legal Assistant 15 min 5
Additional questions from appellants will
arrive throughout the process, usually by
phone call
Various 0-15 min*** 0 - 9
* Which City staff member issued the administrative citation determines which department/division holds
the documents that make up the administrative record.
** Variances mostly are due to the complexity of the appeal, but can also be caused by errors, either in
the appeal or in the administrative citation process
*** While some appellants never contact any City staff, others call frequently
City of San Luis Obispo, Title, Subtitle
Chart
Color
Meaning City Staff Hourly
Rates
Used*
Identical step required for
appeals heard by a Hearing
Officer
ARB Members (volunteers)
Deputy City Clerk
Admin Assistant
0.00
23.45
20.08
Similar step involving less
people or formality
required for appeals heard
by a Hearing Officer
Legal Assistant
Attorney
Legal Assistant/Paralegal
City Clerk
21.76
200.00
26.89
43.35
Various:
Supervising Accounting Assistant
Accounting Assistant II
Code Enforcement Technician I
Code Enforcement Officer I
Code Enforcement Supervisor
Neighborhood Outreach Manager
S.N.A.P. - Student Neighborhood
Assistance Program
25.36
21.14
22.26
29.64
35.66
35.66
12.55
*Does not include benefits
In line with that increase, the ARB suggests requiring the fines for administrative citations
appealed for Hearing Officer review to be paid up front and held until the Hearing Officer issues
a decision to prevent the filing of appeals solely for the purpose of delaying payment of penalties
and resulting “no show” appellants and unnecessary burdens on volunteer Hhearing Oofficer
time. Review of an appeal by a Hearing Officer is currently free. If the appeal was granted, the
fine would be returned to the appellant.
As indicated in the chart for processing appeals to the ARB, most steps are also required to
process appeals to a Hearing Officer. While the Hearing Officer process may be less complex
and require coordinating less people, the City receives far more appeals for Hearing Officer
review than for ARB review.
• Of the 173 appeals received in 2017, none were heard by the ARB.
• So far in 2018, of the 119 appeals received, 2 have been heard by the ARB.
By collecting the fine upfront, instead of charging a processing fee for Hearing Officer review,
the City can (1) hopefully reduce the number of appeals filed to delay payment, (2) reduce
volunteer Hearing Officer and paid City staff time spent processing such appeals, and (3) increase
collection of fines for administrative citations issued.
City of San Luis Obispo, Title, Subtitle
2017 Administrative Citation Information
Only administrative citations issued by Police Officers and Community Development/Code Enforcement
staff (those issued by Finance can be included in future reporting).
Police Department
Number of First Citations
Issued ($350)
262
Number of Second Citations
Issued ($700)
48
Number of Third Citations
Issued ($1000)
3
2017 Dollar Value of All
Admin Citations Issued by the
Police Department
Paid by those Citied Balance Sent to Collections
$128,300.00 $87,125.00 $41,175.00
Community Development/Code Enforcement (dollar amounts not included, but can be in future reporting)
Total First Second Third Fourth
Number of Code Enforcement
Issued Citations 144 70 33 22 19
Number of Neighborhood
Wellness Issued Citations 175 95 33 21 26
Indigent appellants may submit a financial hardship waiver request through which an appellant
could be heard by the Administrative Review Board or a Hearing Officer without having to pay
a fee.
The availability of a hardship waiver is common in City appeal processes and the one envisioned
here would be similar to that used in the parking citation review process. It would keep the
administrative citation appeal process open to all, while discouraging those who would
manipulate the process from doing so.
3. Enforce the requirement of individual rideshare operators (such as driver-contractors for Uber
and Lyft) to have a business license issued by the City.
It was confirmed with our Finance Department that other cities, such as San Francisco, have a
process by which they receive a list of driver-contractors operating in their jurisdiction in order
to enforce the cities’ requirement that each driver-contractor have a business license. The list is
provided to the cities by the parent corporation and then utilized by the cities to enforce the code.
City of San Luis Obispo, Title, Subtitle
The goal of this effort would be to increase safety of users by having, at minimum, a list of driver-
contractors operating in the City and making the driver-contractors aware that they are on such
a list and subject to business license requirements.
While the Finance Department is aware of the process followed in other cities, they were unable
to gain the cooperation of those in other cities, or the rideshare corporations, required to
implement the process here. The idea would be to return to those contacts outside the City and
with greater force push for the sharing of information.
4. Expand education of homeowners regarding their obligation to have a business license if they
are renting a room, Accessory Dwelling Unit or home, as a step towards stricter enforcement.
It is the belief of the Administrative Review Board that a majority of homeowners within the City
are unaware that they are required to have a business license in order to rent rooms in their
home, or to rent Accessory Dwelling Units (“ADUs”) or homes that they own. There have been
recent educational efforts around ADUs, but the global applicability of the business license may
not be well understood. Also, enhance education regarding the differences in requirements
between long-term and homestay (short-term) rentals. The goal of greater education would be
greater compliance, with the follow-up being increased citations for non-compliance.
Attachments
1. Final Draft of the 2019-21 Financial Plan Proposed Major City Goals of the Administrative
Review Board