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HomeMy WebLinkAboutr 10585 Overruling County of San Luis Obispo Airport Land Use Commission related to LUCERESOLUTION NO. 10585 (2014 Series) A RESOLUTION OF THE COUNCIL OF THE CITY OF SAN LUIS OBISPO, CALIFORNIA, OVERRULING THE COUNTY OF SAN LUIS OBISPO AIRPORT LAND USE COMMISSION (ALUC) DETERMINATION THAT THE PROPOSED LAND USE AND CIRCULATION ELEMENT (LUCE) UPDATE AND RELATED AIRPORT OVERLAY ZONING AMENDMENTS ARE INCONSISTENT WITH THE AIRPORT LAND USE PLAN (ALUP) WHEREAS, the City was awarded a Strategic Growth Council Grant and the work scope authorized by Council includes grant -focus items: • Community input regarding the physical, social, economic, cultural and environmental character of the City in order to develop a vision of San Luis Obispo through 2035. • A comprehensive guide for decision - making based on land use, design, circulation and access, sustainability and the preservation of the quality of life in the community. • Policies that balance development and conservation to preserve the City's natural beauty, unique character and heritage while supporting housing opportunities, a vibrant economy and addressing disadvantaged communities. • Evaluate consistency with the Regional Blueprint and policies that guide development of a Sustainable Communities Strategy in collaboration with SLOCOG. • Opportunities to create Complete Streets /neighborhoods and develop programs to achieve them. • Identify areas appropriate for residential infill and densification. • Identify the circulation system that is needed to appropriately balance the community's values and the need for growth • Identify ways to achieve more affordable housing. • Promote energy efficiency & conservation and incorporate Climate Action Plan strategies. • Identify transit opportunities that may be enhanced to accommodate Transit Oriented Developments (TOD). • Identify programs to help migrate to transportation modes other than the single occupant vehicle. • Identify healthy food locations and opportunities for pedestrian and bike access. WHEREAS, the City desires to update its General Plan Land Use and Circulation Elements (LUCE) and update its zoning regulations with policies to guide development based on logical infill development patterns that discourage urban sprawl and provide for safe, high quality residential neighborhoods and supportive amenities and services; and WHEREAS, the policies and programs proposed in the LUCE Update reflect the sentiment of the community as a whole. Since the LUCE Update process was initiated in January 2012, there have been 34 LUCE Task Force (TF -LUCE) meetings; 12 Planning R 10585 Resolution No. 10585 (2014 Series) Page 2 Commission hearings and 19 City Council hearings held to refine the LUCE project description and ensure that its policies and programs reflect the goals and desires of the community. These efforts were informed by input from a community -wide survey and public workshops held during this time; and WHEREAS, the area where most of the future growth opportunities lie is in the southern part of San Luis Obispo's Sphere of Influence; and WHEREAS, the City retained a qualified airport land use compatibility consultant to prepare an Airport Land Use Compatibility Report to ensure that the proposed physical growth opportunities and policies and programs contained in the LUCE Update, as well as implementing zoning regulations amendments, are in compliance with and consistent with Article 3.5 of the State Aeronautics Act as stated in Section 21670, the respective California Public Utilities Code sections and guidance of the California Airport Land Use Planning Handbook; and WHEREAS, the LUCE Update does not adversely impact the public health, welfare and safety or airport operations, based on said Compatibility Report, Guidelines contained in the California Airport Land Use Planning Handbook and Final Environmental Impact Report (EIR certified by the City Council on September 16, 2014); and WHEREAS, the Airport has an FAA - approved Master Plan (AMP) and Airport Layout Plan (ALP); and WHEREAS, the Airport Land Use Commission (ALUC) for the County has adopted and approved an Airport Land Use Plan (ALUP) for the Airport; and WHEREAS, Since 2012, the City has met extensively with the ALUC and encouraged the ALUC to update the ALUP and has provided extensive technical and policy comments to the ALUC along with offers of modern, accurate GIS mapping, FAA - required noise model expertise and other related services in anticipation of the City's long projected timeline for completion of its LUCE Update process; and WHEREAS, said ALUP is outdated and is not consistent with the AMP and ALP for the Airport and contains maps and policies that are ambiguous and not based on accurate data and supported by substantial evidence; and WHEREAS, the effort to provide information to the ALUC and meet with them was intended to reconcile and resolve technical issues that have been discussed between the ALUC and the City dating back to early 2002; and WHEREAS, pursuant to Public Utilities Code Section 21676, the City referred the draft LUCE Update to the San Luis Obispo County Airport Land Use Commission (ALUC) on June 13, 2014 for a determination as to whether the draft LUCE Update and related Airport Overlay Zone zoning regulations amendments are consistent with the San Luis Obispo County Airport Land Use Plan (ALUP); and Resolution No. 10585 (2014 Series) Page 3 WHEREAS, on July 16, 2014, the ALUC conducted a public hearing and determined that the draft LUCE Update and implementing AOZ zoning amendments are not consistent with the ALUP with regard to the types and densities of development that could occur within portions of the airport area; and WHEREAS, further pursuant to Public Utilities Code Section 21676, the City may after a public hearing on the matter propose to overrule the ALUC determination by a two - thirds vote of the City Council, if the City Council makes specific findings that the proposed action is consistent with the purposes set forth in Section 21670 of the California Public Utilities Code; and WHEREAS, consistent with Section 21676(b) of the Public Utilities Code the City has provided the ALUC and Caltrans Division of Aeronautics with a copy of the City Council's draft findings of Intent to Overrule at least 45 days prior to the final decision to overrule; and WHEREAS, comments which have been received from the ALUC and Caltrans Division of Aeronautics have been duly considered and are included in the final record of decision for the Council's consideration to overrule. NOW, THEREFORE, BE IT RESOLVED, by the Council of the City of San Luis Obispo as follows: SECTION 1. The City Council hereby overrules the Airport Land Use Commission's findings of inconsistency based on the above recitals, which are hereby adopted as findings of the Council, and the additional findings contained in Exhibit A hereto, consistent with Section 21676(b) of the State Aeronautics Act. SECTION 2. The City Council declares that should any provision, section, paragraph, sentence, or word of this Resolution be rendered or declared invalid by any court of competent jurisdiction, or by reason of any preemptive legislation, the remaining provisions, sections, paragraphs, sentences and words of this Resolution shall remain in full force and effect. SECTION 3. Exhibit B and Exhibit C to this Resolution include the comments received from the ALUC and CalTrans and the City's responses and are incorporated into and are relied upon as a basis for this Resolution. SECTION 4. The Mayor shall sign this Resolution and the City Clerk shall certify to the adoption of this Resolution. Resolution No. 10585 (2014 Series) Page 4 Upon motion of Council Member Christianson, seconded by Council Member Rivoire, and on the following roll call vote: AYES: Council Members Christianson and Rivoire, Vice Mayor Ashbaugh and Mayor Marx NOES: Council Member Carpenter ABSENT: None The foregoing resolution was adopted this 9th day of December 2014. Mayor J Marx V ATTEST: tho J. e'ia City Clerk Ev J' Christine Dietrick City Attorney IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of San Luis Obispo, California, this j&+- day of `f c�,,,,,��.� 70 I q Resolution No. 10585 (2014 Series) Page 5 Exhibit A Resolution No. 10585 (2014 Series) Exhibit A Findings Supporting the City of San Luis Obispo's Overrule of the Airport Land Use Commission's Determination that the Draft Land Use and Circulation Element (LUCE) Update and associated Airport Overlay Zoning Regulations are Inconsistent with the Airport Land Use Plan 1. The policies and programs of the LUCE Update, including the provisions of the Airport Overlay Zoning regulations, are based on the City of San Luis Obispo General Plan Update, Land Use and Circulation Element (LUCE), and Airport Land Use Compatibility Report (Compatibility Report) prepared by Johnson Aviation dated August 11, 2014. The Compatibility Report, which contains the supporting technical analysis, provides the substantive information that bridges the analytical gap between the raw data and ultimate decision regarding the proposed LUCE policies. The Compatibility Report, together with the LUCE Update and provisions of the Airport Overlay Zoning regulations demonstrate that the proposed LUCE Update is consistent with the purposes of the statutes as set forth in Section 21670 et seq. of the State Aeronautics Act (SAA), as set forth in Division 9 (Aviation) of the Public Utilities Code (PUC). 2. Section 21670(a) establishes legislative findings that it is in the best interest of the public to provide for the orderly development of: a. "...each public use airport in this state ...." b. "...the area surrounding these airports so as to promote the overall goals and objectives of the California noise standards..." and c. "...the area surrounding these airports ... to prevent the creation of new noise and safety problems." In that context, the statute provides that its purpose is "...to protect the public health, safety, and welfare by ensuring... ": d. "...the orderly expansion of airport ...." e. ".by ...the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." 3. Although findings are not required to address each of these public interests and statutory purposes point by point, collectively, all are addressed in the following findings and demonstrate that the LUCE Update, including the provisions of the Airport Overlay Zoning regulations, are consistent with the public interest and the purposes of the Act. Resolution No. 10585 (2014 Series) Page 6 Exhibit A 4. As evidenced by the Compatibility Report, the Airport- related policies and programs contained in the Draft Land Use and Circulation Element (LUCE) and implementing Airport Overlay Zone (AOZ) zoning regulations provide adequate measures to "protect public health, safety and welfare" and "minimize the public's exposure to excessive noise and safety hazards" near the Airport "to the extent that these areas are not already devoted to incompatible uses," pursuant to Public Utilities Code Section 21670(a)(2). 5. Historically, the City deferred to the Airport Land Use Commission (ALUC) and its Airport Land Use Plan (ALUP) for airport land use compatibility determinations. In recent years, however, errors and omissions within the ALUP have become apparent and, in some instances, have been acknowledged by the ALUC. The data developed by the City demonstrates the ALUP to be flawed and outdated, with policies that are not supported by objectively verifiable data. The LUCE update was developed in reliance of verifiable factual and technical data and adopted airport operations data. The LUCE update proposes to vary from land use designations and restrictions contained in the adopted ALUP for limited areas in the ALUP boundary only to the extent consistent with guidance from the Airport Land Use Planning Handbook and the purposes of the State Aeronautics Act. 6. The "Airport Planning Area" defined within the Existing ALUP is identical to the planning area identified in the ALUP as originally adopted in 1977. In 37 years, the safety zones in this Existing ALUP have not been updated to be consistent with actual aircraft accident and safety risk analysis research as originally published in the Handbook by the Caltrans Division of Aeronautics in 1992, expanded and revalidated in 2002, and further expanded and revalidated in 2011. 7. Safety zones designated in the existing ALUP are not accurately aligned with the San Luis Obispo Airport runways and they do not reflect runway length changes constructed in recent years pursuant to a San Luis Obispo County- adopted airport master plan, environmental assessment (EA) /environmental impact report (EIR) and depicted on the FAA - approved Airport Layout Plan (ALP). The ALUC has acknowledged that the ALUP requires update and has begun the process to do so. 8. State law requires ALUPs to be consistent with the Airport Master Plan (AMP) or the FAA - approved Airport Layout Plan (ALP). The San Luis Obispo AMP and ALP reflect the same County- adopted, long -range development plan for the Airport, while the existing ALUP is not consistent with the AMP or the ALP. Thus, the ALUP does not accurately incorporate verifiable airport operations and planning data and, therefore, does not provide an objectively verifiable basis on which to develop and impose airport noise and land use restrictions within the City. The land use designations, restrictions and performance standards set forth in the LUCE and AOZ account for and respect the foregoing data to protect the public health, safety and welfare, reasonably foreseeable airport operations and orderly expansion of the airport. Resolution No. 10585 (2014 Series) Page 7 Exhibit A 9. ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUP must be based upon an Airport Master Plan. 10. While planners are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases). The ALUP's safety zones require complex trigonometry to define, show an increasing geographic area of risk at further distances from the airport, and contain zones that are not described by the Handbook and vary significantly from recommended safety zones of the Handbook without a nexus to factors which would warrant adjustment of the safety zones as recommended in the Handbook Table 3A adjustment factors. The ALUP safety zones do not directly correlate to actual aircraft accident and safety risk analysis research as originally published in the Handbook by Caltrans Division of Aeronautics in 1992, expanded and revalidated in 2002 and further expanded and revalidated in 2011. A review of accident data at San Luis Obispo airport shows that virtually all accidents have occurred in recommended Handbook safety zones. The LUCE policies in combination with the AOZ provide a framework that uses the ALUP as a standard of review for zones S -la and the RPZ and uses guidance from the Handbook for the areas of overrule in zones S -lb, S -lc and S -2, relying on verifiable data to protect the public health and safety while also protecting future airport operations. 11. Since January 2012, the City of San Luis Obispo has encouraged the ALUC to update the ALUP for consistency with the SAA, PUC and Handbook guidance in an open and collaborative manner based on factual information and realistic airport operations scenarios. While the ALUC, acknowledges, in some instances, that revisions, corrections and updates consistent with changed circumstances and verifiable data are needed, such an update has not been completed in a relevant timeframe for completion and scope of the ALUC's current ALUP update process remain uncertain. 12. The policies and programs set forth in the proposed LUCE Update and implementing Airport Overlay Zone (AOZ) are based upon guidance from the California Airport Land Use Planning Handbook and are consistent with the guidelines recommended by Caltrans to specifically fulfill the purposes of Article 3.5 of the State Aeronautics Act as stated in Section 21670. The AOZ reflects the boundaries and safety zones contained in the ALUP and contains land use and development requirements, restrictions and performance standards supported by verifiable data and consistent with Handbook guidance and the purposes of the State Aeronautics Act. 13. The City went through an extensive effort to ensure that the City's LUCE policies: (1) are consistent with the purposes of the State Aeronautics Act, as stated in Section 21670; (2) are consistent with guidance of the Caltrans Handbook's policies, recommendations, analysis and research relating to safety, overflight, airspace protection and noise; and (3) that the LUCE policies do not adversely impact the Resolution No. 10585 (2014 Series) Page 8 Exhibit A public health, welfare and safety or airport operations. All of the policies in the LUCE are based on substantial evidence provided in the Airport Land Use Compatibility Report included as a technical appendix to the LUCE Update EIR and incorporated by reference. This report includes a careful examination of the existing and proposed airport facilities, operations, and local procedures; weather, topography, aircraft accidents and incidents. The Compatibility Report also includes a careful examination of the County- approved Airport Master Plan, FAA - approved Airport Layout Plan and application of Federal Aviation Regulation (FAR) Part 77 obstruction analysis. The report also includes recommendations for LUCE policies consistent with the purposes of the State Aeronautics Act and guidelines provided in the Caltrans Handbook. Therefore, the LUCE policies and programs and associated implementation through creation of an Airport Overlay Zone are based on substantial evidence and are consistent with the purposes of Article 3.5 of the State Aeronautics Act as stated in Section 21670, to minimize the public's exposure to excessive noise and safety hazards and to protect public health, welfare and safety and existing and future airport operations. 14. The LUCE Update and implementing Airport Overlay Zoning regulations incorporate and are fully consistent with the current Caltrans Handbook standards for addressing safety, noise, and overflight and airspace protection and also include accurate Geographic Information System (GIS) mapping, current FAA operations and planning standards and significant airport planning information from the County- adopted Airport Master Plan and FAA - approved Airport Layout Plan. The City has also developed complete technical airport operational information through its Airport Land Use Compatibility Report fully considering FAA - regulated and approved operations and procedures. The LUCE and Airport Overlay Zone reflect the ALUP safety zones and incorporate land use limitations in zones RPZ and S -la. For limited areas outside of approved specific plans within the ALUP, the City has incorporated land use designations and development standards consistent with the Caltrans Handbook density and intensity of use guidance to safety zones S -lb, S -lc and S -2 to ensure safety and compatibility of existing and proposed land uses and to prevent future development of incompatible land uses. 15. Airport Safety policies and programs contained in the LUCE Update are consistent with California Airport Land Use Planning Handbook guidelines (See Handbook, Chapter 3, Page 3 -15 through 3 -27; Chapter 4, Pages 4 -17 through 4 -34) and substantiated by the FAA - approved San Luis Obispo County Airport Master Plan activity forecasts because policies and programs are consistent with the ALUP safety zones RPZ and S -la and portions of S -lb and S -lc as reflected in approved specific plans found consistent with the ALUP. Outside of these areas, the LUCE policies, programs and implementation through the AOZ address development standards to regulate development intensity, density, and prohibited uses; infill development standards, height limitations and other hazards to flight; noise, buyer awareness measures, avigation easements; airspace obstruction; open land; non - conforming uses and reconstruction; and City review. These policies and programs meet the guidance and direction provided in sections 4.2, 4.3, 4.4, 4.5, and 4.6 of the California Airport Resolution No. 10585 (2014 Series) Page 9 Exhibit A Land Use Planning Handbook guidelines and use the FAA - approved Airport Master Plan forecasts of aviation activity as the best reasonably foreseeable projection of ultimate aviation activity sufficient for long -term safety planning purposes (See Handbook, Pages 3 -7 through 3 -8). Public Utility Code §21675(a) requires land use compatibility plans to be based on the Airport Master Plan for the San Luis Obispo County Regional Airport. 16. The City's LUCE is consistent with the overall goal of the State Aeronautics Act to minimize incompatible land uses within the vicinity of the Airport. The LUCE protects public health, welfare and safety and existing and future airport operations because it includes measures to reduce or eliminate any potentially significant noise or safety impacts, as documented in the Compatibility Report and LUCE Draft Environmental Impact Report (EIR), through the implementation of a combination of LUCE policies and the Airport Overlay Zone (AOZ), which reflects the boundaries and Safety Zones in the current ALUP. The Caltrans Handbook goes further to delineate the characteristics of "ideal" safety zones such as "easily definable geometric shapes," a limited number of five or six zones, a distinct progression in the degree of safety risk further from the runway, providing that "each zone should be as compact as possible." The City's LUCE and the AOZ accomplish this ideal by incorporating policies, programs and development standards consistent with those guidelines, while reflecting the existing ALUP safety zone configurations until the ALUC has completed its update of the ALUP and associated environmental analysis. Furthermore, the City, unlike the ALUP, is reflecting noise contours in the Noise Element and AOZ which are consistent with the verified and validated noise contours from the County- approved Airport Master Plan EIR using the FAA's latest version of the Integrated Noise Model (INM) and using 60 dB CNEL as the limit for residential development — a more conservative standard than the California airport noise standard in Section 5000 et seq. of the California Code of Regulations (Title 21, Division 2.5, Chapter 6). 17. Pursuant to Public Utilities Code Section 21670(a)(b), the Policies and Programs contained in the LUCE Update ensure the orderly expansion of the airport and include land use controls that minimize the public's exposure to excessive noise and safety hazards within areas around the airport to the extent that these areas are not already devoted to incompatible uses. 18. The LUCE update and implementing Airport Overlay Zone (AOZ), provide for a progression of land use density and intensity, outside of the RPZ and S -la and specific plan areas, based on the degree of reduced noise and safety risk with distance away from the runways, consistent with California Airport Land Use Planning Handbook guidelines. The FAA - approved Airport Layout Plan (ALP) dated November 4, 2010 depicts the ultimate planned development of SBP facilities, including runways and associated Runway Protection Zones. The LUCE update and associated implementation regulations apply noise restrictions based on the FAA - approved Airport Master Plan forecasts of aviation activity based upon a 20 -year planning horizon. The FAA - approved Master Plan forecast is the best reasonably foreseeable Resolution No. 10585 (2014 Series) Page 10 Exhibit A projection of ultimate aviation activity sufficient for long -term noise planning purposes. 19. Policies and programs contained in the City's LUCE Update and implementing zoning regulations do not replace or usurp the ALUC's authority because the LUCE policies and programs only apply within limited areas of the ALUP safety zones within the city and address land use designations and development standards within the City consistent with the City's local land use authority. Moreover, neither the LUCE nor the AOZ propose to establish new Airport Safety Zones or Airport Safety Zones that differ from the ALUP Safety Zones. In fact, the AOZ refers to the ALUP Safety Zones, and defers to the ALUP relative to uses within Zones RPZ and S - la, where the City finds that land use restrictions consistent with those included in the ALUP are reasonably supported by factual information and verifiable data. The City's action to overrule the ALUC's determination of inconsistency is limited to noise standards and land uses that the City finds should be permissible within portions of ALUP Safety Zones S -lb, S -2 and S -lc. In addition, all future projects involving a legislative act, such as a general plan amendment, specific plan or zone change, will be subject to referral to the ALUC for an ALUP consistency determination, as reflected in the Land Use Element Chapter 7 and implementing Airport Overlay Zone Section 17.57.030(C). 20. The ALUP contains land use criteria for an S -1 b Maneuvering Zone and S -1 c Zone that have no equivalent in the Handbook Guidelines, and an S -2 Zone that is larger in size and contains unduly restrictive use limitations compared to that recommended by the Handbook guidelines (See Handbook, Page 3 -15 through Page 3 -16). The City finds that the ALUC has provided no verifiable facts or data supporting the necessity of the ALUP's land use restrictions related to the configuration to protect public health, safety or welfare or existing or future airport operations. The City further finds that the City's overrule of the ALUC's inconsistency determination in order to implement the LUCE update and AOZ standards for land use within these areas within the City is supported by factual and objectively verifiable data that demonstrates that the permissible land uses and restrictions and applicable noise standards contained in the LUCE and the AOZ are appropriate and protect the public health, safety and welfare and existing and future airport operations. 21. The City finds that the application of unnecessary land use restrictions that are not substantiated by verifiable data is not in the community's interest because such unjustified restrictions limit the City's ability to accommodate desired infill growth and to accomplish smart growth and environmental protection objectives of the City. Therefore, the City will opt to exercise its rights under Public Utilities Code Section 21676(b) to overrule the ALUC's inconsistency determination with regard to the land use criteria for zones S -lb, S -2 and S -lc, outside of existing specific plans previously found by the ALUC to be consistent with the Airport Land Use Plan. The City's overrule is supported by the fact that the combination of LUCE policies and the Airport Overlay Zone (AOZ) provide standards for development that protect public health and safety consistent with the purposes of the State Aeronautics Act and consistent with guidance in the California Airport Land Use Planning Handbook as Resolution No. 10585 (2014 Series) Page 11 Exhibit A evidenced in the analysis shown in the Airport Compatibility Report incorporated by reference. 22. The policies, programs and implementation of the LUCE include standards that address development intensity, density, and prohibited uses; infill development standards, height limitations and other hazards to flight; noise, buyer awareness measures, avigation easements; airspace obstruction; open land; non - conforming uses and reconstruction; and City review. The Compatibility Report section 4.3 evaluated adjustment factors and determined that no safety zone adjustments are required to California Airport Land Use Planning Handbook safety zone configurations for SBP. Nonetheless, the LUCE and implementing AOZ reflect and do not attempt to redefine the existing ALUP safety zone configurations, recognizing that the ALUC is in the process of its update of the ALUP and associated environmental analysis. Evaluation and recommendations listed in Section 9 of the Compatibility Report indicate that compliance with the California Airport Land Use Planning Handbook guidance for uses appropriate to each safety zone meets the purposes of the State Aeronautics Act §21674.7(b) direction to protect public safety and to discourage incompatible land uses around the airport. 23. The planned facilities identified in the San Luis Obispo County Regional Airport (SBP) Master Plan, and on the FAA - approved ALP accommodate forecast demand. However, as noted in the SBP Master Plan Update, "the cost - effective, efficient, and orderly development of an airport should rely more upon actual demand at an airport than on a time -based forecast figure" " (See Chapter 5 of the Airport Compatibility Report for a complete discussion of and validation of the AMP Forecast for use as intended under the PUC Section 21675, "that reflects the anticipated growth of the airport during at least the next 20 years. ". This is why the planning of facilities at SBP is based on milestones of short, intermediate, and long term aviation activity versus actual years even though the Master Plan forecast covered 20 years from when it was published in 2004. The planning of facilities at SBP, which incorporates milestones of short, intermediate, and long term aviation activity, indicates when facilities will respond to aviation activity in addition to the anticipated forecast horizon. 24. The recession that began in 2007 had a great impact on air travel. SBP lost nearly 34% of its enplanements as carriers responded to the rising price of oil, declining demand and realigned air service networks. Actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, facilities called for in the Master Plan support the ultimate physical development of the Airport, which is shown in the County- adopted Master Plan and on the FAA - approved ALP. The City's preferred use of the SBP Master Plan Update forecast for purposes of long -term noise impacts instead of the unsubstantiated noise contours in the ALUP is consistent with the Handbook guidance that, "[e]ven when the forecasts and contours in a master plan do not extend at least 20 years into the future, information contained about the intended role and future physical characteristics of the airport is needed for Resolution No. 10585 (2014 Series) Page 12 Exhibit A compatibility planning (See Handbook, Pages 3 -7, 3 -8)." Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012, and this gap grew larger in 2013 with even lower SBP aircraft operations. Thus, the Master Plan forecast and associated noise contours form a conservative base of information to use when considering long term compatibility of land uses through the LUCE update. The proposed land uses and policies consider and reflect planning policies, objectives and land use regulations consistent with the AMP. 25. The SBP Master Plan Update forecast greatly exceeds the current actual operations activity, as well as the FAA's Terminal Area Forecast of operations that extends out to 2040. As per FAA AC 150/5070 -6B, Airport Master Plans, master plan forecasts for operations, based aircraft, and enplanements are considered to be consistent with the Terminal Area Forecast (TAF) if they differ by less than 10 percent in the 5 -year forecast and 15 percent in the 10 -year period for "other commercial service airports" like SBP. The current Master Plan for SBP differs more than 10% in the 5 -year forecast and 15% in the 10 -year forecast, which indicates that the operational projections in the Master Plan are more aggressive than likely and may be used as a very long term conservative projection of potential aircraft operational noise. Thus, the Master Plan forecast and associated noise contours form a conservative base of information and have been used when considering long term compatibility of land uses through the LUCE update. (See Handbook, Pages 3 -7, 3 -8). l`inclizzgs that LUCE Polices and Implementing Airport Overlay Zone (AOZ) Regulations Provide Adequate Protection for Noise, Safety, Overflight and Airspace Protection Noise 26. The City is concerned that incorporation into the LUCE of limitations on new residential and other noise sensitive uses to areas outside the 55 dB CNEL noise contour without adequate data to support such limitations may be subject to legal challenge as a taking of property without just compensation, in light of FAA and Caltrans' guidelines with respect to land use compatibility and the lack of data supporting the application of the 55 dB standard to urban and suburban areas such as San Luis Obispo. The LUCE update relies on the approved Airport Master Plan and associated EIR to identify the noise contours applicable to the community of San Luis Obispo. Section 6.3 of the Compatibility Report uses the Airport Master Plan operational forecasts to evaluate the existing and projected noise environment for the community. The LUCE update and implementation through the Airport Overlay Zone apply the 60 dB CNEL contour as the maximum acceptable noise exposure for new residential uses consistent with existing limitations throughout the rest of the City. This complies with guidance provided in Table 4B in the California Airport Land Use Planning Handbook, which indicates that 60 dB CNEL is suitable for new development around most airports and is particularly appropriate in mild climates where windows are often open. Resolution No. 10585 (2014 Series) Page 13 Exhibit A 27. Despite a Public Records Act request of the ALUC and direct outreach to the original consultant noted on Figures 1 and 2 in the existing ALUP, the ALUC has been unable to produce any factual or data supported basis for the noise analysis and related technical assumptions (projected numbers of operations, types of aircraft, time of day of operations) used to create the noise contours reflected in the existing ALUP or to support related land use restrictions. Noise contours shown in Figure 1 of the ALUP indicate contours are based on a hypothetical maximum runway capacity, which is inconsistent with Public Utility Code §21675(a) requiring that the ALUP be based upon the most recent Airport Master Plan. Therefore, incorporation of the ALUP noise contours and related development restrictions into the LUCE update and associated Airport Overlay Zone implementation to is not appropriate. The LUCE update and associated implementation relies on the approved Airport Master Plan and associated EIR aircraft operations forecast noise contours as those applicable to the community of San Luis Obispo in compliance with the Public Utilities Code §21675(a) and the guidance provided in the California Airport Land Use Planning Handbook Chapters 3 and 4. 28. Table 413, Noise Compatibility Criteria Alternatives (New Residential Land Uses) from the California Airport Land Use Planning Handbook establishes the three CNEL values commonly used as the limit for acceptable residential noise exposure and their applicability. On Page 4 -7, the Handbook states that areas with a noise level of 60 dB CNEL are "suitable for new residential development around most airports" and "particularly appropriate in mild climates where windows are often open." 29. The City's proposed airport noise standard for new residential uses is 60 dB CNEL, consistent with the guidance of the Caltrans Airport Land Use Planning Handbook recommendations for urban and suburban areas as shown on page 4 -8 in Figure 4A. The Handbook shows 60 dB CNEL as a typical setting for urban low- density residential uses. Further, the City's proposed noise standard is based upon verified and validated noise contours from the County- approved Airport Master Plan EIR using the FAA's latest version of the Integrated Noise Model (INM). (See Airport Compatibility Report Section 6, Airport Noise, Pages 42 -52). 30. The aircraft noise analysis prepared for the Airport Master Plan Environmental Impact Report is documented in Chapter 5 of the Airport Master Plan EIR. The assumptions regarding aircraft operations amounts, types, spatial and temporal distribution is reflected in Figure 5.1 -6 of the AMP EIR. The AMP EIR operations assumptions were entered into the Integrated Noise Model version 7.Od and generated noise contours that were compared to the AMP EIR on page 52 of the Compatibility Report. The resultant noise contours confirmed the AMP EIR information as an accurate mapping of the long term noise impact of the airport's aviation activity that is tied to the ultimate facilities development depicted in the FAA - approved Airport Layout Plan. The City's use of the Airport Master Plan noise contours for purposes of development of its LUCE Update noise contours and the application of a 60 dB CNEL exterior noise standard and 45 dB CNEL interior noise standard for new residential uses is Resolution No. 10585 (2014 Series) Page 14 Exhibit A appropriate and is consistent with FAA and State aircraft noise planning standards (Handbook, Page 4 -46). 31. The aircraft noise analysis prepared for the SBP Master Plan Update in the 2006 EA/EIR provides an accurate mapping (See Airport Compatibility Report, Pages 51- 52) of the long term noise impact of the Airport's aviation activity that is tied to the ultimate facilities development depicted in the FAA - approved ALP. The City's use of the Airport Master Plan noise contours for purposes of development of its LUCE Update noise contours and the application of a 60 dB CNEL exterior noise standard and 45 dB CNEL interior noise standard for new residential uses is appropriate and is consistent with FAA and State aircraft noise planning standards (Handbook, Page 4- 46). The SBP EA/EIR found no existing or planned noise impact on the surrounding community as a result of the full build out of the Airport. 32. The ALUP noise contours are not based on the SBP Master Plan forecast operations but rather on a theoretical "capacity" of the runways with no connection to the underlying demand or proven usage characteristics of the runways, or capacity of existing or proposed support facilities resulting in an unrealistic and vastly over - stated noise impact. The polices, programs and development standards in the City's LUCE and AOZ are appropriately based on the SBP Master Plan forecast operations with all of the facts and assumptions clearly available in the SBP EA /EIR for objective review. The ALUC does not present the underlying assumptions or technical facts used to create the noise contours provided in the ALUP, and have not been able to make this information available for review. The LUCE update and associated implementation relies on the approved Airport Master Plan and associated EIR aircraft operations forecast noise contours as those applicable to the community of San Luis Obispo in compliance with the Public Utilities Code §21675(a) and guidance from the California Airport Land Use Planning Handbook Chapters 3 and 4. 33. Seventy -five percent of all aircraft noise complaints collected by County Airport officials over the last five years were generated by three individuals as provided in a report from County Airport staff via a public records act request from the City of San Luis Obispo. 34. The San Luis Obispo Regional Airport is not included in the list of ten "Noise Problem" Airports in California as defined in the California Code of Regulations, Title 21, Section 5000, et seq. The City's application of a 60 dB CNEL noise standard for residential uses is below the 65 db CNEL aircraft noise contour, which is the FAA standard for urban residential areas defined as "noise problem" airports. 35. The San Luis Obispo County Board of Supervisors has not applied to the State to have SBP defined as a "Noise Problem" Airport in California as defined in the California Code of Regulations, Title 21, Section 5000 et seq. Safety Resolution No. 10585 (2014 Series) Page 15 Exhibit A 36. Review processes and height restrictions supported through the LUCE and Airport Overlay Zone require compliance with FAA Part 77 criteria. Therefore, the Draft LUCE update and associated implementation through an Airport Overlay Zone, which reflect the Handbook guidance for the most recent Airport Master Plan, will not impact the Airport's ability to qualify for payments from the Aeronautics Account to support airport development as stated in PUC § 21683 and 21688. 37. The California Airport Land Use Planning Handbook uses Runway Protection Zones (RPZs) and certain Part 77 surfaces to help delineate recommended airspace protection zones around airports. The Draft LUCE update and associated implementation through an Airport Overlay Zone incorporate compliance with Part 77 surfaces and other requirements to address potential obstructions near the airport by deferring to the ALUP. Public Utilities Code §21403(c) provides the right of aircraft to safe access to public airports including the right of flight within the zone of approach without hazard. This zone of approach shall conform to Part 77 regulations which are incorporated into the LUCE and Airport Overlay Zone. 38. Safety provisions to address aircraft in distress as specified in the Handbook's "Guidelines for Extent of Open Land Near Airports" criteria (beginning on Page 4 -31 of the Handbook) is addressed in the Airport Overlay Zone Section 17.57.090. This section calls out open land areas already planned for and secured in addition to open land objectives for areas within the ALUP boundaries, and refers to the ALUP direction for size, orientation and topography. 39. The instrument procedures at SBP are found in the Airport Master Plan beginning on Page 1 -14 provide straight -in final approaches to Runway 11 and Runway 29 with vertical guidance for pilots flying in instrument weather conditions creating the safest approach possible and avoiding the need to use circling approaches (See Airport Land Use Compatibility Report, Page 27 and Handbook, Page 3 -22). Since no adjustments to flight routes have been identified for the airport, the configuration and use limitations associated with the Handbook - defined safety zones is adequate for the San Luis Obispo County Regional Airport. Airport Overlay Zone Chapter 17.57 reflects the ALUP safety zones and associated land use standards for the RPZ and S -la zones and areas within current specific plans that have been found consistent with the ALUP. The land use standards for the limited areas within Safety Zones S -lb, S -lc and S -2 outside of those areas described in the previous sentence are consistent with guidance from Chapter 4 of the California Airport Land Use Planning Handbook safety zones 1- 6 and land use limitations. 40. The historical accident data at SBP is insufficient to draw conclusions about risk of accidents in the future based on frequency and consequence. However, the Handbook aggregates all data regarding accidents and incidents and integrates this data into the recommended safety zones. Each Handbook - identified safety zone represents a relatively uniform risk level that is distinct from the other zones based upon mathematical analysis of the accident location data. Appendix E of the 2011 Handbook contains updated aircraft accident information that was compared to 2002 Resolution No. 10585 (2014 Series) Page 16 Exhibit A data in order to determine if changes to the Handbook safety zones were warranted. As documented on page 3 -16 of the Handbook, evidence from analysis of the new data was insufficient to conclude that geographic distribution of accidents had significantly changed and therefore the basis for the suggested zones had not changed. The LUCE update and associated implementation through an Airport Overlay Zone applies the ALUP safety zone boundaries and uses limitations within those boundaries consistent with the ALUP in the RPZ and S -la zones and as recommended by the Handbook guidance (See Handbook, Pages 4 -20 through 4 -25) for limited portions of the S -lb, S- 1 c and S -2 safety zones until the ALUC has completed its update of the ALUP and associated environmental analysis. When the ALUP is updated, the City will submit the General Plan to the ALUC for a determination of consistency. Should the ALUC determine the adopted General Plan to be inconsistent, the City will evaluate the underlying technical information that supports any changes to the ALUP and make an informed determination based on verifiable data whether 1) any changes to the general plan should be adopted and /or 2) consider other actions authorized under the State Aeronautics Act. 41. An analysis of the Handbook Safety Zone Adjustment Factors was completed for SBP in section 4.3 of the Compatibility Report and the findings indicate that no safety zone adjustments from those recommended by the Handbook are required (See Airport Land Use Compatibility Report, Pages 33 -34). However, the LUCE Update and the AOZ reflect and do not propose to alter the existing ALUP safety zone configurations, recognizing that the ALUC is in the process of updating its ALUP and completing and associated environmental analysis. 42. LUCE Policies and the adoption of the Airport Overlay Zone provide both a policy frame work and standards for development to ensure that development is consistent with allowable densities, height limitation, allowable uses, and other safety standards to ensure that development is evaluated for consistency with the State Aeronautics Act. The Airport Overlay Zone took into account existing and proposed facilities identified in the Airport Master Plan (AMP) in establishing standards for development to ensure that future development would only be allowed in areas that minimize risk to public health and safety and consistent with the State Aeronautics Act and recommended guidance in the Handbook . However, the LUCE Update and the AOZ reflect and do not propose to alter the existing ALUP safety zone configurations, recognizing that the ALUC is in the process of updating its ALUP and completing and associated environmental analysis. LUCE Policies and the adoption of the Airport Overlay Zone provide both a policy frame work and standards for development to ensure that development is consistent with densities /intensities, height, allowed uses, obstructions, noise and other safety standards to ensure that development is evaluated for consistency with the State Aeronautics Act. The Airport Overlay Zone reflects the safety zones identified in the ALUP and takes into account existing and proposed facilities identified in the Airport Master Plan (AMP) in establishing standards for development in limited portions of the S -lb, S -lc and S -2 safety zones to ensure that future development will only be allowed in areas that minimize risk to public health and safety and are consistent with guidance from the Handbook. Resolution No. 10585 (2014 Series) Page 17 Airspace Protection Exhibit A 43. Airport Overlay Zone Section 17.57.060 contains Airspace Protection standards to reduce the risk of harm to people and property resulting from an aircraft accident by preventing the creation of land use features and prohibition of any activities that can pose hazards to the airspace used by aircraft in flight, consistent with recommendations beginning on Page 4 -34 of the Handbook and directly referencing the ALUP. Pursuant to Federal Aviation Regulation (FAR Part 77) and Public Utilities Code (PUC) Section 21659, the Airport Overlay Zone 17.57.060 ensures that no structures shall penetrate the airspace protection surfaces of the airport without a permit from the California Department of Transportation, or a determination by the Federal Aviation Administration (FAA) that the object does not constitute a hazard to air navigation or would not create an unsafe condition for air navigation. The LUCE and associated Airport Overlay Zone implement this guidance in compliance with guidance from Handbook Chapter 3 and directly referencing the ALUP. Building permits for such structures require the filing of a 7460 form with the FAA and shall not be issued until a Determination of No Hazard has been issued by the FAA and any conditions in that Determination are met. Approvals for such projects may include the requirement for an avigation easement, marking or lighting of the structure, or modifications to the structure. 44. Airport Overlay Zone Section 17.57.060 further prohibits other activities that could pose a hazard to flight operations, including but not limited to: distracting lights, glare, sources of dust, steam, heat or smoke, sources of electrical interference and features that attract birds through direct reference to Section 4.5 of the ALUP. These standards are consistent with the Airspace Protection and Hazards to Flight guidelines beginning on Page 4 -34 of the Handbook and with the ALUP therefore provide for airspace protection that minimizes public health and safety consistent with the State Aeronautics Act. Overflight 45. Airport Overlay Zone Section 17.57.080 includes a direct reference to the ALUP for overflight standards and requires overflight notification for land uses near the San Luis Obispo County Regional Airport and requires that all owners of property offered for - sale or for -lease within the Airport Overlay Zone to provide a disclosure prior to selling or leasing property in San Luis Obispo, disclosing that the property is routinely subject to overflights by aircraft and, as a result, residents may experience inconvenience, annoyance, or discomfort arising from the noise of such operations. This is consistent with guidelines beginning on Page 4 -13 of the Handbook. Further, the disclosure reiterates the importance of public -use airports to protection of the public interest of the people of the state of California indicates that the current volume Resolution No. 10585 (2014 Series) Page 18 Exhibit A of aircraft activity may increase in the future in response to San Luis Obispo County and City population and economic growth. Said Section 17.57.080 requires that all subsequent deeds conveying land within the Airport Overlay Zone shall contain a statement such a disclosure and that such disclosure shall be recorded and appear with the property deed. 46. Airport Overlay Zone Section 17.57.090 requires that substantial open space be maintained in the Airport Overlay Zone area for emergency landings, pursuant to guidelines beginning on Page 4 -30 of the Handbook. Within the Airport Area Specific Plan area, the following open space is required for this purpose: 250 acres on the Chevron property with two areas specifically improved to meet ALUC standards; and a 300' wide strip adjacent to Buckley Road (24 acres) on the Avila Ranch site. Substantial open area is also required for this purpose within the Margarita Area Specific Plan area, at Laguna Lake Park; on the Brughelli property south of Buckley Road; and within the San Luis Ranch Specific Plan area, west of Highway 101 and south of Dalidio Drive. Section 17.57.090 further provides that where open space or conservation easements have been obtained and the topography supports it, the City shall not allow uses to be established that conflict with their availability to be used as a landing option in the event of an emergency. Where easements have yet to be obtained, the City shall incorporate the requirement for open land as part of the discretionary approval process. Reference availability: Airport Land Use Compatibility Report, and Final Compatibility Report Dated August 11, 2014. Noise Complaints referenced in Finding 33 available as Council Reading Materials on File with City Clerk's office. www.slo2035.com Resolution No. 10585 (2014 Series) Page 19 t� r � a , 0 DATE: TO: FROM: mEmoRanaum October 14, 2014 City Council Derek Johnson, Director, Community Development Department Exhibit B PREPARED BY: Nick Johnson, Johnson Aviation Dorota Skrzypek, Johnson Aviation Kim Murry, Deputy Director, Community Development Department SUBJECT: CITY OF SAN LUIS OBISPO RESPONSE TO THE SAN LUIS OBISPO COUNTY AIRPORT LAND USE COMMISSION SEPTEMBER 18, 2014 COMMENTS LETTER REGARDING THE CITY'S INTENT TO OVERRULE THE SAN LUIS OBISPO AIRPORT LAND USE COMMISSION'S DETERMINATION THAT THE DRAFT LAND USE AND CIRCULATION ELEMENT (LUCE) UPDATE AND ASSOCIATED IMPLEMENTATION INCLUDING CREATION OF AIRPORT OVERLAY ZONING REGULATIONS ARE INCONSISTENT WITH THE AIRPORT LAND USE PLAN Discussion The City received a letter from the San Luis Obispo County Airport Land Use Commission (ALUC) on September 18, 2014 in response to the City's letter to the ALUC on August 20, 2014 transmitting the City's proposed intent to overrule the ALUC determination of inconsistency pursuant to Public Utilities Code Section 21676(b). It is important to point out that the City appreciates the message that was conveyed in the cover letter to the ALUC comments. This cover letter was a short but sincere outcome of a very productive meeting held between the ALUC and the City to begin moving toward a balanced airport land use plan that protects the airport investment while meeting the City's other land use and circulation considerations. The ALUC will also find that the City has made a significant adjustment in its proposed approach to its Land Use and Circulation Element (LUCE) Update and associated Airport Overlay Zoning (AOZ) Regulations to limit the scope of its overrule of the ALUC's determination of inconsistency with the Airport Land Use Plan (ALUP). This revised approach is covered fully within the final Findings document prepared and considered for adoption by a 2/3's vote on October 21, 2014. Resolution No. 10585 (2014 Series) Page 20 Exhibit B Despite the positive signals coming from the ALUC about future efforts to find common ground, the ALUC did transmit a 65 -page letter and many additional attachments as its response to the City's Intent to Overrule the ALUC's determination that the LUCE Update and associated AOZ Regulations are inconsistent with the ALUP. The letter by the ALUC raises a number of concerns and makes many factual and legal misstatements that it is necessary to address each point for the administrative record. The purpose of this report is to provide factual information and the proper legal standard of review for local jurisdictions considering overrule of an ALUC determination. To aid in understanding of the legal standard of review, Lori Ballance with Gatzke Dillon and Ballance, LLP, a land use and environmental attorney specializing in California Airport Land Use issues has been retained by the City. Ms. Ballance provided legal guidance to Caltrans in the development of the 2011 update of the Caltrans Airport Land Use Planning Handbook (Handbook). Because of her expertise in this area of law, we have asked that she summarize for ease of public reference the statutory framework surrounding the ALUC consistency and overrule process. In response, Lori has provided a memo titled, "Public Memorandum Regarding LUCE Overrule Process." This memo is important to the review of the process and framework issues raised by the ALUC and is intended to aid the ALUC in understanding the City's revised approach and the Council and the public in evaluating the issues raised and the City's responses to those issues. In responding to the ALUC's comments related to the legal requirements we have referenced Ms. Ballance's memo (Attachment A to City Response to Caltrans Comments) additional support for the City's position on the matter. SPECIFIC ISSUES I.BACKGROUND 1. The San Luis Obispo County Regional Airport (SBP) is a vital resource, not only for the City but for the entire County of San Luis Obispo ( "County "). According to a 2013 study performed by the California Airports Council (CAC), SBP provides over one hundred (100) on- airport jobs and three (3) times as many additional off -site support jobs. Overall, according to CAC data, SBP contributes more than seventy four million dollars ($74,000,000.00) annually to the local economy. Response 1: The City fully supports the critical role that the Airport plays in the City's economy and transportation infrastructure. See Chapter 11 of the LUCE Update and discussion in the City's Economic Development Strategic Plan where it states, "The airport is an important factor in the desired future of the area and vitality of the business parks envisioned."' 2. In recognition of the importance of public use airports throughout the state, the legislature enacted the State Aeronautics Act, codified in PUC Section 21001 et seq. (Division 9, Part 1) (SAA). Chapter 4, Article 3.5 of the SAA calls for the establishment of airport land use 1 Economic Development Strategic Plan, pages 17 Resolution No. 10585 (2014 Series) Page 21 Exhibit B commissions (ALUCs) in all counties containing an airport served by a scheduled airline or an airport operated for the benefit of the general public with limited exception (see PUC Section 21670(b)). The purposes of Article 3.5 are set forth in PUC Section 21670(a): (1) It is in the public interest to provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems (emphasis added). (2) It is the purpose of this article to protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses (emphasis added). Response 2: The City fully acknowledges the purview and code sections regarding formation of the ALUC and its role, as well as the intent of the Public Utilities Code to ensure land uses around airports address safety and noise concerns as well as the desire to ensure the orderly expansion of the airport. 3. One of the powers and duties of an ALUC is the formulation of one (1) or more ALUPs that "provide for the orderly growth of each public airport and the area surrounding the airport [ ... ] [and that] safeguard the general welfare of the inhabitants within the vicinity of the airport and the public in general" (see PUC Section 21674 and 21675(a)). The ALUP(s) "shall include and be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation, that reflects the anticipated growth of the airport during at least the next 20 years" (see PUC Section 21675(a)). In preparing its ALUP(s), an ALUC "shall by guided by" information contained in the Airport Land Use Planning Handbook (Handbook) prepared by the Division of Aeronautics of the Department of Transportation (Caltrans) (emphasis added) (see PUC Section 21674.7). Response 3: The City is aware of the ALUC's power and duty to develop an ALUP as well as the requirement that the ALUP be based upon the latest Airport Master Plan/Layout Plan which projects anticipated growth of the airport. 4. The ALUC initially adopted the ALUP in 1977. The ALUC subsequently updated the ALUP in 2002, 2004 and most recently in 2005. The 2005 update to the ALUP contained revisions based on the 1998 update to the Airport Master Plan (the then current Airport Master Plan) and included provisions negotiated between the City and the ALUC for development within the Margarita Specific Plan Area. Response 4: The City acknowledges the ALUP currently in place includes the Margarita Area Specific Plan but has not been updated to reflect the latest Airport Master Plan. 5. Despite severe budgetary constraints, approximately two (2) years ago, the ALUC commenced efforts to update the ALUP based on, among other things, the 2005 update to the Resolution No. 10585 (2014 Series) Page 22 Exhibit B Airport Master Plan and to accommodate a request by the City to convert the analog zones contained within the current ALUP into GIS format. Response 5: The City provided the resources and staff to work with the ALUC subcommittee in attempting to put the graphic depiction of safety zones into a GIS format at no cost to the ALUC. This was just the first step in the process to understand where ALUP safety zones deviated from Handbook zones, and to initiate discussions with the ALUC regarding reasons for adjustments, underlying land use restrictions, noise contours that appeared to not be based on the Airport Master Plan (AMP) among other things. The purpose of these discussions was to assist the ALUC in updating its plan based on facts and professional planning advice with the objective of consistency with the State Aeronautics Act. 6. During the same time period, the City's Community Development Department (CDD) prepared the LUCE and Zoning Ordinance Updates. In connection with this effort, the City hired Johnson Aviation at an approximate cost of two hundred thousand dollars ($200,000.00). As evidenced by a multitude of written correspondence, the CDD greatly expanded its request in connection with the ALUP update and pressed the ALUC to make significant changes to the ALUP. More specifically, the City requested that the ALUC revise the ALUP to make the ALUP consistent with the recommendations ultimately set forth in the Airport Land Use Compatibility Report prepared by Johnson Aviation (Johnson Report) and contained within the Airport Area Chapter (Chapter 7) of the LUCE Update and the Airport Overlay Zone Chapter (Chapter 17.57) of the Zoning Ordinance Update. At the special meeting of the ALUC on September 5, 2014, the City reiterated its desire to have the ALUC "bring the policies and objectives of the ALUP closer to compliance with the City of SLO General Plan" (emphasis added). Response 6: The general results of the Airport Land Use Compatibility Report was the recommendation to resolve four primary areas with the ALUC: a. ALUP Maneuvering Zone S -1 b size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. b. ALUP Sideline Zone S -1 c size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. c. ALUP Zone S -2 size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. d. ALUP aircraft noise contours and associated land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria, and not based on the forecasts provided in the Airport Master Plan Update (2005) and the subsequent EA/EIR prepared for the AMP update. These were not "significant" changes, nor were these changes meant to align the ALUP with the Airport Land Use Compatibility Report, Airport Area Chapter (Chapter 7) of the LUCE Update, or the Airport Overlay Zone Chapter (Chapter 17.57) of the Zoning Ordinance Update. Rather, they were changes that the City hoped would better align the ALUP Update with the 2005 Airport Master Plan Update, the 2006 EA/EIR, and guidance from the 2011 California Airport Land Use Planning Handbook (Handbook). These changes would "bring the policies and objectives of the ALUP closer to compliance with the City of SLO General Plan ". However, they Resolution No. 10585 (2014 Series) Page 23 Exhibit B would also bring the ALUP closer to compliance with the 2005 Airport Master Plan Update, the 2006 EA/EIR, and the 2011 Handbook. 7. The ALUC and ALUC staff have had to expend a great deal of time and resources responding to the City's expanded request and the analysis contained within the Johnson Report. In addition, although the City initially expressed a willingness to provide funding for the generation of updated noise contours for the ALUP amendment, the City later withdrew its offer based on unwillingness to fund any scenarios not endorsed by the City. Consequently, the ALUC has not been able to complete the ALUP update. Response 7: The City has reached out to the ALUC for over two years to bring ideas that better align the ALUP with the 2005 Airport Master Plan Update, the 2006 EA /EIR, and the 2011 Handbook to the table for consideration. The ALUC has refused to compromise on any ideas to date. After numerous informal requests, the City made a Public Records Act request of both the ALUC and Caltrans to attempt to review a copy of the proposed update to the ALUC's Airport Land Use Plan (ALUP). Despite these efforts by the City to participate in the ALUP update process in an informed way, both the ALUC and Caltrans refused to provide a copy of the ALUP update. Only after the City announced its intent to overrule the ALUC determination on the LUCE did the ALUC finally make a public release of a copy of their draft ALUP. Unfortunately, this course of action did not demonstrate the open and inclusive planning process in which the City had hoped to participate. The City has long attempted to approach the discussion in a collaborative manner. In February 2010, the City explored with the Department of Transportation whether CAAP funds were available to update the ALUP only to find that all three grant programs had been suspended and the DOT was unsure about future grant funds. At the same time, the City requested to be involved with the ALUC through the update process to ensure the City's perspectives were represented. This process started with discussions regarding the Chevron project and Airport Area Specific Plan update (AASP) and the hiring of Johnson Aviation to assist with the ALUP update process. The City met with a subcommittee of the ALUC in September 2010, and April and August 2011 to work through the Chevron/AASP plan. With resolution of the particular project (through Chevron's agreement to flatten some of the tank berms in addition to the already required 250 acres of open space), the ALUC's initial action to update the plan was abandoned. ALUC meetings between March and September 2012 were cancelled. In April 2012, City staff initiated a meeting with the ALUC subcommittee and an applicant for the Avila Ranch project to again request clarification of safety zone locations for purposes of determining constraints for the LUCE update and to understand to what standards the Avila Ranch property would be held in a rezoning application. The ALUC subcommittee indicated that residential uses on the Avila Ranch property would not be supported by the ALUC under any circumstances (despite being located in Safety Zone 2) and terminated the meeting. City staff attended ALUC meetings and continued to request update of the ALUP as well as meet with County staff support to the ALUC to understand how the City and County could collaborate on the effort. Meetings were attended by City staff in May, June, August, and October 2012. During the months of November and December 2012, the City provided GIS staff and Nick Resolution No. 10585 (2014 Series) Page 24 Exhibit B Johnson of Johnson Aviation to support to the ALUC subcommittees to work through a draft document prepared by a Commissioner that provided the calculus defining the safety zones. City staff expressed concerns about locations of the zones as they shifted in significant ways from the graphic map depicted in the ALUP. The City provided testimony in meetings with the ALUC as it considered the new maps (now in GIS format) as well as the assumptions behind the noise contours in February, March, April, May, June, July, August, September, and October 2013. In November 2013, Caltrans Division of Aeronautics Staff met with County and City staff, and members of the ALUC subcommittee. They cautioned the City in not following ALUP limitations and clarified that the ALUP noise contours needed to be based upon the AMP. Throughout all of the meetings with the subcommittee and the full ALUC, ALUC members discounted the technical information provided by Johnson Aviation and declined to consider or question the basis for the safety zones proposed in the Dimensional Detail document prepared by one of the Commissioners. Beginning in 2014, the ALUC subcommittee met in private and provided no access to the draft under development for public review despite public records act requests by the City. Currently, the ALUC wishes to update the noise contours for the ALUP in order to complete the update to the ALUP. The City has provided the noise contours from the AMP EIR using the same assumptions regarding operations, time of day, fleet mix etc. in the latest INM model for the ALUC's use. The AMP provides a conservative approach to potential noise impacts for future planning and would enable the ALUC to complete the draft ALUP to enable environmental review as well as full public review. In summary, the City has tried to assist the ALUC in ensuring the ALUP is based upon a strong technical foundation, with data to support the policy framework, but has been rebuffed at every point along the way. A. REFERRAL OF THE LUCE AND ZONING ORDINANCE UPDATES 8. The City referred the LUCE and Zoning Ordinance Updates to the ALUC on June 13, 2014, as required by PUC Section 21676(b). Response 8: The City referred the documents in accordance with PUC Section 21676(b). 9. As the ALUC is in the process of amending the ALUP as described in Paragraphs 5 and 7 supra, both the City's referral and any subsequent override are premature. Response 9: The City is not required to freeze frame its GP /zoning ordinances and development projects while the ALUC updates its ALUP. As indicated above, the ALUC initiated its ALUP Update over two years ago and it is not clear when the ALUP (and associated CEQA compliance) will be complete. The City's referral and overrule is not premature. The City has reached out to the ALUC for over two years to bring ideas that better align the ALUP with the 2005 Airport Master Plan Update, the 2006 EA/EIR, and the 2011 Handbook to the table for consideration. The ALUC has refused to compromise on any ideas or be informed by technical information. After numerous friendly requests, the City was forced to make a Public Records Act request of both the ALUC and Caltrans (2 -26 -14 and 3 -24 -14 respectively) to attempt to simply review a copy of the proposed update to the ALUC's Airport Land Use Plan (ALUP). Despite these extraordinary lengths by the City to participate in the ALUP update process, both the Resolution No. 10585 (2014 Series) Page 25 Exhibit B ALUC and Caltrans refused to provide a copy of the ALUP update. Only after the City announced its intent to overrule the ALUC determination on the LUCE did the ALUC finally make a public release of a copy of their draft ALUP. This approach does not demonstrate an open and inclusive planning process. i. Character of the Airport Policies set forth in the LUCE and Zoning Ordinance Updates 10. Prior to its referral of the LUCE and Zoning Ordinance Updates to the ALUC, the CDD repeatedly and emphatically assured both the ALUC and Caltrans that the City had no intention of developing a defacto airport land use compatibility plan for SBP within the LUCE and Zoning Ordinance Updates and that any inconsistency with the ALUP would be project specific. Response 10: The City has not developed a de facto airport land use compatibility plan for SBP. Rather, it is proceeding with an overrule in those areas within the City that are inconsistent with the ALUP policies, as provided by law. The CDD did not indicate that project - specific overrides would be forthcoming because the LUCE process is a General Plan update and policies and programs apply city -wide. The particular areas of physical change were shared with the ALUC sub - committee and publicly posted (as have been all staff reports, minutes, workshop summaries, background reports, PowerPoints, and Task Force, Planning Commission and Council proceedings related to the LUCE process). The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are cited as being based on a Brown Buntin Study completed in 2001 (which cannot be located), not on the 2006 EA/EIR completed for the Airport Master Plan Update. The City and the San Luis Obispo County Airport Land Use Commission (ALUC) have been trying to reconcile differences since 2012 between the details of the Airport Land Use Plan (ALUP), the Draft Dimensional Detail of Airport Safety Zones document, and compatible land use zoning within the City limits. The City assisted the ALUC in accurately mapping the assumptions behind the adopted ALUP zones into a GIS format to provide a basis for discussion and suggestions for an update to the ALUP that would balance the interests of the ALUC, the City, and the County. However, to date the ALUC has refused any compromise. 11. In contravention of the assurances described in Paragraph 10 supra, the Airport Area Chapter (Chapter 7) of the LUCE Update and the Airport Overlay Zone Chapter (Chapter 17.57) of the Zoning Ordinance Update constitute precisely such a defacto plan as evidenced by the following provisions contained therein: [Legislative Draft is shown] Policies in this section apply to the Airport Area, as shown in figure 8 and represent the Airport Influence Area subject to airport safety, noise, height, and overflight standards (italics added). Airport Land Use Plan Resolution No. 10585 (2014 Series) Page 26 Exhibit B Land use density and intensity shall carefully balance noise impacts and the progression in the degree of reduced safety risk further away from the runways consistent with California Airport Land Use Planning Handbook guidelines._ The City shall use the Airport Master Plan forecasts of aviation activity as a reasonably foreseeable projection of ultimate aviation activity sufficient for long- term _land use planning gurposes. Develepment should be peffflitted enly if it is eensistepA with the San L-ttis Obi Response 11: This is consistent with guidance from the Handbook and what the ALUC is using for its ALUP Update (see statements by ALUC above). Figure 8 has been modified to correspond to the boundaries of the ALUP safety zones and LUCE Policy 7.3.3 above has been edited to refer to guidance from the SLO County Regional Airport Land Use Plan, State Aeronautics Act, and the Handbook. Airport Safety Zones Airport Safety Zones shall be consistent with California Airport Land Use Planning Handbook guidelines and substantiated by the San Luis Obispo County Airport Master Plan activity forecasts as used for noise planning pup2oses. Response 12: This is consistent with the Handbook and what the ALUC is using for its ALUP Update (see statements by ALUC above). Based on guidance from Caltrans and the ALUC, the City is not overruling the geographical boundaries of the ALUP safety zones but rather is overruling the land use policies within limited areas of safety zones S1-b, S -1 c and S -2. This is reflected in edited policy language in Chapter 7 of the Land Use Element. Airport Noise Compatibility The City shall use the aircraft noise analysis prepared for the Airport Master Plan Environmental Impact. Report as an accurate mapping; of the long term noise impact of the airport's aviation activity that is tied to the ultimate facilities development depicted in the FAA- approved Airport Layout Plan. The City shall use the 60 dB CNEL aircraft noise contour (FAA and State aircraft noise planning standards) as the threshold for new urban residential areas. Interiors of new residential structures shall be constructed to meet a maximum 45 db CNEL. Response 13: This is consistent with the guidance in the Handbook and direction by Caltrans staff (to base noise contours on the adopted AMP). County Airport Land Use Plan The City shall continue to work with the County Airport Land Use Commission to strive to achieve consistency between the County AiWort Lund Use 1'leon and the City's General Plan. Y'cvnsimency cannot be achieved. the City shall preserve and maintain Resolution No. 10585 (2014 Series) Page 27 Exhibit B as a plausible alternative its constitutional land use authority to overrule the Airport Land Use Commission with regard to adopting General Plan policies that are consistent with the purposes ol' the Califomia Aiq)ort Ladd. Use Planning Handbook, State Aeronautics Act and State Law. Applicable sections of the Zoning Regulations and the Specific Plan shall be amended accordingly (italics added) (This section contains the only reference to the ALUC's ALUP within Chapter 7 of the LUCE Update). Response 14: This is consistent with the guidance in the Handbook and provisions of Public Utilities Code. The City will continue to work with the ALUC to bring technical information and data to the ALUP update discussion in the hopes that the LUCE and the updated ALUP can find more common ground. NEW PROGRAMS Airport Overlay Zone The City shall create an Airport Overlay Zone category to codify airport compatibility criteria identi>ied in the general plan or those areas located within the Airport Influence Area consistent with the requirements of the California State Aeronautics Act (Cal. Pub. Utilities (;'odc, .Vec tion 210701. et se q.) which_ establishes statewide requirements for airport land use compatibility planning, the California Airport Land Use Planning Handbook, which is published by the California Department of Transportation Division of Aeronautics to support and amplify the State Aeronautics Act requirements, and other related federal and state requirements relating to o airport land use compatibility planning_ Implementation of the compatibility policies will be accompanied thi•Ough the AiMQq Land Use Zoning Code (italics added). Response 15: The Handbook specifically references Airport Overlay Zones as an appropriate tool to supplement traditional zoning and development standards to reflect safety and noise considerations specific to aviation activity. This program has been updated to develop an AOZ which reflects the boundaries of the ALUP. Response 16: The City has not developed a de facto airport land use compatibility plan for SBP. Rather, it is proceeding with an overrule in those areas that are inconsistent with the ALUP policies as required by law. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours cited in the ALUP indicate they are based on a Brown Buntin Study completed in 2001, not on the 2006 EVEIR completed for the Airport Master Plan Update. The City and the San Luis Obispo County Airport Land Use Commission (ALUC) have been trying to reconcile differences since Resolution No. 10585 (2014 Series) Page 28 Exhibit B 2012 between the details of the Airport Land Use Plan (ALUP), the Draft Dimensional Detail of Airport Safety Zones document, and compatible land use zoning within the City limits. The City assisted the ALUC in accurately mapping the assumptions behind the adopted ALUP zones into a GIS format to provide a basis for discussion and suggestions for an update to the ALUP that would balance the interests of the ALUC, the City, and the County. However, the ALUC has refused any compromise. 12. In its comments on the Draft Environmental Impact Report for the LUCE and Zoning Ordinance Updates dated July 18, 2014 (attached hereto as Exhibit A and incorporated herein by this reference), Caltrans opined that the airport policies contained in the LUCE and Zoning Ordinance Updates constitute a defacto airport land use compatibility plan and that such a plan is violates the SAA: Even if the time and expense of an overrule is pursued by the City, the proposed airport programs and policies in the LUCE are so comprehensive that they have the net effect of amending the ALUCP and its policies, circumventing the ALUC's project review process, and nearly establishing a separate airport land use commission that would replace the County's. State law does not support such a wholesale transfer of airport land use compatibility planning to any other entity. State law specifically authorizes the establishment ofALUCs in a manner consistent with the law, and authorizes only them to formulate and adoptALUCPs (italics added). Response 17: The most obvious outcome of a local agency's overruling is that the proposed action (approval of the LUCE) takes effect just as if the ALUC had approved it or found it consistent with the compatibility plan. There is no prohibition against an agency overruling an ALUP at the General Plan (GP) level. The City is not usurping the ALUC's power. In fact, the Airport Land Use Compatibility Report proved that there were many areas of agreement between the ALUC and the City. The general, the results of the Airport Land Use Compatibility Report was the recommendation to resolve four primary areas with the ALUC: a. ALUP Maneuvering Zone S -lb size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. b. ALUP Sideline Zone S -lc size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. c. ALUP Zone S -2 size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. d. ALUP aircraft noise contours and associated land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria, and not based on the forecasts provided in the Airport Master Plan Update (2005) and the subsequent EA/EIR prepared for the AMP update. The City has not developed a de facto airport land use compatibility plan for SBP. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area Resolution No. 10585 (2014 Series) Page 29 Exhibit B policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are based on a Brown Buntin Study completed in 2001, not on the 2006 EA /EIR completed for the Airport Master Plan Update. The City and the San Luis Obispo County Airport Land Use Commission (ALUC) have been trying to reconcile differences since 2012 between the details of the Airport Land Use Plan (ALUP), the Draft Dimensional Detail of Airport Safety Zones document, and compatible land use zoning within the City limits. The City assisted the ALUC in accurately mapping the assumptions behind the adopted ALUP zones into a GIS format to provide a basis for discussion and suggestions for an update to the ALUP that would balance the interests of the ALUC, the City, and the County. However, the ALUC has refused any compromise. The City has amended the figure in Chapter 7 of the Land Use Element to reflect the boundaries of the ALUP and has amended provisions in the AOZ to address the ALUP. The overrule is limited in scope to land use provisions in limited areas of Safety Zones S -lb, S -lc, and S -2 outside of specific plan areas previously found by the ALUC to be consistent with the ALUP. In addition, provisions in the Land Use Element and AOZ directly reference the required referral process to the ALUC for General Plan, Specific Plan and Zoning changes. No action by the city is usurping the role of the ALUC, but rather the city is availing itself of the provisions in the Public Utilities Code to overrule the determination of inconsistency. 13. No local land use agency within the state has ever adopted such a defacto airport land use compatibility plan within its general plan or zoning ordinance. Response 18: The Aeronautics Act clearly authorizes an overrule at the GP level. The City has not developed a de facto airport land use compatibility plan for SBP. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are based on a Brown Buntin Study completed in 2001, not on the 2006 EA/EIR completed for the Airport Master Plan Update. The City and the San Luis Obispo County Airport Land Use Commission (ALUC) have been trying to reconcile differences since 2012 between the details of the Airport Land Use Plan (ALUP), the Draft Dimensional Detail of Airport Safety Zones document, and compatible land use zoning within the City limits. The City assisted the ALUC in accurately mapping the assumptions behind the adopted ALUP zones into a GIS format to provide a basis for discussion and suggestions for an update to the ALUP that would balance the interests of the ALUC, the City, and the County. However, the ALUC has refused any compromise. Resolution No. 10585 (2014 Series) Page 30 Exhibit B 14. Given that the ALUC is in the process of amending the ALUP and that the LUCE and Zoning Ordinance Updates constitute a defacto airport land use compatibility plan, the area surrounding SBP could be considered a "no -ALUP" area. Consequently, pursuant to PUC Section 21675.1 (a) and (b), the City may be required to submit all actions, regulations and permits within the vicinity of the SBP to the ALUC for review and approval. Response 19: ALUCs can require the review of "all actions, regulations, and permits" involving the vicinity of a public airport under only two circumstances: (1) prior to ALUC adoption of a compatibility plan for the airport (the ALUC has an ALUP so this does not apply); and (2) when a local agency has neither revised its GP to be consistent with the ALUC's plan nor overruled the ALUC with regard to the ALUP. The City proposes to overrule the ALUC determination and therefore the ALUC cannot require review of "all actions, regulations, and permits ". 15. Based on the provisions of the LUCE and Zoning Ordinance Updates set forth in Paragraph 11 supra and a number of specific findings attached hereto as Exhibit B and incorporated herein by reference, the ALUC determined that the LUCE and Zoning Ordinance Updates are inconsistent with the ALUP on July 16, 2014. Although the ALUC based its determination of inconsistency on the contents of the ALUP adopted in 2005, the findings also included statements that the LUCE and Zoning Ordinance Updates are inconsistent with the SAA. Given the pending ALUC update and reference in the LUCE Update to continued efforts to "reach consistency," it should be noted that the Handbook provides that the following two specific tests should be considered by an ALUC when it determines whether local planning policies are fully consistent with the ALUP: a) Whether any direct conflicts between the two plans have been eliminated; b) Whether the local plan delineates a mechanism or process for ensuring that individual land use development proposals comply with the ALUC's adopted compatibility criteria (emphasis added). As discussed in Paragraph 11 supra, the LUCE and Zoning Ordinance Updates make no reference to compliance with the ALUC's adopted compatibility criteria. Consequently, notwithstanding the actual content of the final ALUP update, unless the LUCE and Zoning Ordinance Updates are amended to reference the ALUP, it is difficult to imagine a set of circumstances under which the LUCE and Zoning Ordinance Updates would satisfy (b). Response 20: The Airport Land Use Compatibility Report proved that there were many areas of agreement between the ALUC and the City. The general, the results of the Airport Land Use Compatibility Report was the recommendation to resolve four primary areas with the ALUC: a. ALUP Maneuvering Zone S -lb size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. b. ALUP Sideline Zone S -lc size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. c. ALUP Zone S -2 size and land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria. Resolution No. 10585 (2014 Series) Page 31 Exhibit B d. ALUP aircraft noise contours and associated land use criteria, which are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria, and not based on the forecasts provided in the Airport Master Plan Update (2005) and the subsequent EA /EIR prepared for the AMP update. Updates to the Airport Overlay Zone provisions provide several direct references to the Airport Land Use Plan. B. Notice of Intent to Overrule 16. Pursuant to PUC Section 21676(b), in order for the City to adopt the LUCE and Zoning Ordinance Updates, the City Council must overrule the ALUC's determination of inconsistency by a two - thirds vote. The vote must be supported by "specific findings that the proposed action [adoption of the LUCE and Zoning Ordinance Updates] is consistent with the purposes of [Article 3.5] stated in [PUC] Section 21670" and set forth in Paragraph 2 supra. Response 21: The City's LUCE and Zoning Ordinance Updates are consistent with [PUC] Section 21670 and Paragraph 2 of this ALUC letter, and the Resolution to overrule includes specific findings to support the action. 17. PUC Section 21670(a)(2) provides that 'land use measures [should] minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses" (emphasis added). In addition, PUC Section 21670(a) (1) provides that "the creation of new noise and safety problems" should be prevented (emphasis added). Consequently, in order to satisfy the requirements of PUC Section 21676(b), the City must adopt findings that the LUCE and Zoning Ordinance Updates do not permit any noise and safety hazards notpermitted under the ALUP. Response 22: The findings document inconsistencies between noise element policies and noise compatibility criteria in the ALUP and indicate why the differences exist; show how noise element policies will assure conformance with the state noise airport standards; and identify measures to be incorporated into local development to mitigate existing and foreseeable airport noise problems. Similarly, the findings document inconsistencies between the LUCE and safety compatibility criteria in the ALUC compatibility plan, describe measures taken to assure that risks associated with the land use proposal are held to a minimum and that the proposed land use measures fall within a level of acceptable risk considered to be a community norm for urban and suburban areas. There is no requirement in the State Aeronautics Act that indicates a City must adopt standards that are more restrictive than the Airport Land Use Plan in order to show consistency with the State Aeronautics Act when acting to overrule the Airport Land Use Commission determination. Key words are to "minimize the public's exposure to excessive noise and safety hazards" NOT to not permit anything not permitted under the ALUP. 18. In addition, all such findings should be supported by substantial evidence in the record and provide a clear link between such evidence and the decision reached (see California Aviation Council v. City of Ceres (1992) 9 Cal.AppAth 1384). Resolution No. 10585 (2014 Series) Page 32 Exhibit B Response 23: The Airport Land Use Compatibility Report and Findings prepared by the City in support of its LUCE Update provide substantial evidence, for the record, and provide a clear link between such evidence and the decision reached. 19. PUC Section 21676(b) further requires the City to provide the ALUC and Caltrans with a copy of its proposed decision to overrule and findings at least forty five (45) days prior to its final decision to overrule the ALUC. The ALUC and Caltrans may provide comments to the City within thirty (30) days of receiving the proposed decision and findings. If the comments are not available within the time prescribed, the City can proceed without them. Although any comments submitted by the ALUC and Caltrans are advisory, they must be included in the record of the City's final decision to overrule. Response 24: The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council did not consider action until October 21, 2014 — 60 days after transmittal of the findings. Final action will not occur until December 2, 2014 at the earliest. Therefore, the City's action is consistent with PUC Section 21676(b). 20. On August 20, 2014, the City submitted a Notice of Intent to Overrule, attached hereto as Exhibit C and incorporated herein by this reference, including Resolution No. 10552 (2014 Series) A Resolution of the Council of the City of San Luis Obispo Directing Staff to File with the San Luis Obispo County Airport Land Use Commission (ALUC) and Caltrans (Division of Aeronautics) Draft Findings that the Proposed Land Use and Circulation Element (LUCE) Update is Consistent with the Purposes Setforth in Public Utilities Code Section 21670 and that the City therefore Intends to Overrule the ALUC's Determination that the LUCE is Inconsistent with the Airport Land Use Plan (City Resolution). The City Resolution contains forty two (42) Findings as Exhibit B to substantiate its position that the proposed LUCE and Zoning Ordinance Updates are consistent with the purposes set forth in PUC Section 21670. Response 25: Comment noted. i. Liability Shift 21. PUC Section 21678 states that "[w]ith respect to a publicly owned airport that a public agency does not operate, if the public agency pursuant to [PUC] Sections 21676, 21676.5 or 21677 overrules a commission's action or recommendation, the operator of the airport shall be immune from liability for damages to property or personal injury caused by or resulting directly or indirectly from the public agency's decision to overrule the commission's action or recommendation." In plain language, the PUC provides that if the City overrules the ALUC, the County will be absolved of any liability for damage to property or injury to persons due to aircraft accidents within the Airport Planning Area resulting from the overrule. Although the PUC does not explicitly state that such liability will be assumed by the City, liability will be presumed by any future litigants. Resolution No. 10585 (2014 Series) Page 33 Exhibit B Response 26: Two sections of the law establish that, if a city overrules an ALUC with respect to a publicly owned airport not operated by the city, the agency operating the airport "shall be immune from liability for damages to property or personal injury caused by or resulting directly or indirectly from the public agency's decision to override the commission's action or recommendation" (Sections 21678 and 21675.1(f)). The law does not indicate that liability shifts to the City under these circumstance. Any alleged liability against the City would have to be proven through the litigation process, wherein various governmental immunities would likely apply and a litigant would have to prove damages caused by the City, as opposed to the action or failure to act of a third party. II. RESPONSE TO THE CITY'S FINDINGS A. General Comments Finding Based on the Johnson Report 22. Finding 1 states that the Johnson Report "contains the supporting technical analysis and documents precisely how the draft LUCE Update complies with the State Aeronautics Act, as set forth in Division 9 (Aviation) of the Public Utilities Code (PUC)." The ALUC previously reviewed a copy of the Draft Johnson Report (dated November 22, 2013) and prepared a response entitled Review and Analysis of the Draft Airport Land Use Compatibility Report (ALUC Report) (The final Johnson Report dated August 11, 2014 does not contain any significant revisions [as compared to the draft Johnson Report dated November 22, 2013]). The ALUC Report is attached hereto as Exhibit D and incorporated herein by this reference. By way of summary, the ALUC Report identifies the following deficiencies in the noise and safety analysis contained in the Johnson Report (The ALUC Report also addresses inconsistencies between the Johnson Report and prior aviation noise and safety analyses performed by Johnson Aviation as well as deficiencies related to public process). (a) Noise Analysis Deficiencies (i) The Johnson Report misrepresents the 65 dB CNEL contour as a "standard" for airport compatibility planning, whereas the Handbook indicates that "[f]or quieter settings and many -if not most - airports in California, 65 db CNEL is too high of a noise level to be appropriate as a standard for land use compatibility planning." Response 27: While there are no absolute determinants for the noise level at which an individual person will be highly annoyed, federal and state regulations and policies set 65 decibels (dB) Day -Night Average Sound Level (DNL) or Community Noise Equivalent Level (CNEL) as the basic limit of acceptable aircraft noise exposure for residential and other noise - sensitive land uses. The California Airport Land Use Planning Handbook does recognize that for quieter settings, 65 dB CNEL may be too high, and it also states that "the best outcome is compatibility criteria that will reflect what is appropriate for the communities involved." Resolution No. 10585 (2014 Series) Page 34 Exhibit B Table 413, Noise Compatibility Criteria Alternatives (New Residential Land Uses), from the California Airport Land Use Planning Handbook establishes the three CNEL values commonly used as the limit for acceptable residential noise exposure and their applicability. TABLE 4B: NOISE COMPATIBILITY CRITERIA ALTERNATIVES (NEW RESIDENTIAL LAND USES) CNEL Criteria Suggested Applicability 65 dB Set by the FAA and other federal agencies as the level above Generally not appropnale for which residential land uses may be incompatible if not most new development acoustically treated. May be acceptable in noisy Established by California state regulations as the maximum urban locations and/or in hot normally acceptable noise level for residential and certain other climates where most buildings land uses at county- designated noise - problem airports. are air conditioned. 60 d8 The contour within which California Building Code (Section Suitable tar new development 1207.11) requires an acoustical analysis of proposed residential around most airports. structures, other than detached single - family dwellings. Particularly appropriate in mild Suggested by the Califomia Governor's Office of Planning and climates where windows are Research Genial Plan Guidelines as the maximum - normally often open. acceptable' noise exposure for residential areas. [Mote: Individual noise events will occasionally cause significant interference with residential land use activities, particularly outdoor activities, in quiet suburbanlrural communities] 55 dB Identified by the EPA as the level below which "undue Suitable for airports in quiet, rural interference with activity and annoyance" will not occur. kcations. 1Note: Individual noise events will seldom significantly interfere with residential land use activities (e.g., interference with speech). In urban areas, aircraft contribuliar► to this noise level may be less than that of other noise sources.] Note_ When setting criteria for a specific airport" other characteristics of the airport and its environs also need to be considered_ 4ee Table 4A for normalization factors. Based on the "urbanized area" designation by the Census Bureau and the existing land use and planned land use in the Airport Influence Area, Caltrans guidelines suggest that for the City of San Luis Obispo and the San Luis Obispo County Regional Airport (SBP), existing residential and noise sensitive land uses are appropriate up to the 65 dB CNEL contour, but that new residential development and noise sensitive uses should be limited to the 60 dB CNEL contour or less. Applying the 60 dB CNEL noise contour as a limit for new residential uses is appropriate as this is the established standard for all property within the City limits. (ii) The Johnson Report incorrectly characterizes the airport environment as "urbanized." In reality, all existing development within the Airport Planning Area is either "suburban" or "rural" by the standards contained within the Handbook. Response 28: San Luis Obispo County Regional Airport (SBP) straddles city and county jurisdictions and development (both existing and proposed) is vastly different inside the urban reserve line versus outside the urban reserve line. Properties within the County's jurisdiction (other than development supported through and anticipated by the Airport Area Specific Plan) are rural or suburban in nature; characterized by larger agricultural parcels and existing residential suburban development south of Buckley Road. Inside the urban reserve area are US Resolution No. 10585 (2014 Series) Page 35 Exhibit B 101, state highways, rail noise, busy local and regional circulation systems, and commercial and industrial parcels, and existing residential neighborhoods that create an urban environment and elevate ambient noise. The Census Bureau delineates urbanized areas and urban clusters after each decennial census, "primarily on the basis of residential population density measures at the census tract and census block levels of geography, but also based on additional criteria that account for patterns of non- residential development as outlined in the urban area criteria published in the Federal Register on August 24, 2011 (76 FR 53030)." (Qualifying Urban Areas for the 2010 Census). Based on its characteristics, the City of San Luis Obispo is considered an urbanized area according to the list provided by the Census Bureau in their Qualifying Urban Areas for the 2010 Census. In defining their suggested base for delineating safety zones around an airport, the California Airport Land Use Planning Handbook describes rural, suburban, urban, and dense urban areas as follows: Rural — Areas where the predominant land uses are natural or agricultural; buildings are widely scattered. Suburban — Areas characterized by low -rise (1 -2 story) development and surface parking lots. Urban — Areas characterized by mid -rise (up to 5 stories) development; generally surface vehicle parking, but potentially some parking structures. Dense Urban — City core areas characterized by extensive mid- and high -rise buildings, often with 100 percent lot coverage and limited surface parking. As depicted in Figure 8 -2, Existing Land Uses, in the Airport Land Use Compatibility Report, there is already Commercial Retail, Industrial, Multiple Use, Office, Single Family Residential, and Multifamily Residential within a '/z mile of the San Luis Obispo Airport. The Airport Area Specific Plan anticipates much greater development with annexation and construction associated with the Chevron and other projects in the area. Resolution No. 10585 (2014 Series) Page 36 Exhibit B Based on the "urbanized area" designation by the Census Bureau and the existing land use and planned land use in the Airport Influence Area, Caltrans guidelines suggest that for the City of San Luis Obispo and the San Luis Obispo Airport, existing residential and noise sensitive land uses are appropriate up to the 65 dB CNEL contour, but that new residential development and noise sensitive uses should be limited to the 60 dB CNEL contour or less. (iii) The Johnson Report fails to normalize sound exposure criteria for SBP. Normalization is strongly recommended by the Handbook. Response 29: Normalization, established by the U.S. Environmental Protection Agency, adjusts actual measured noise levels so that the effects of different noises on different communities can be compared more reliably. The following Table 4A from the California Airport Land Use Planning Handbook describes the type of correction that should be made based on specific variables. While ALUC's are encouraged to consider normalization factors, the California Airport Land Use Planning Handbook states, "normalization is not applicable to implementation of the noise standards for California airports. The noise standards are formal regulations that have their own requirements separate from land use planning guidelines." Based on the normalization factors listed in Table 4A, 0 adjustment is recommended for SBP within the City of San Luis Obispo Urban Reserve Line. Resolution No. 10585 (2014 Series) Page 37 Exhibit B TABLE 4A: ADJUSTMENT FACTORS FOR OBTAINING NORMALIZED CNEL Added to Measured Type of Correction /Description CNEL in dB Seasonal Correction Summer (or year -round operation). 0 Winter only (or windows always closed), -5 Correction for Outdoor Noise Level Measured in Absence of Intruding Noise Quiet suburban or rural community (remote from large cities and from industrial +10 activity and trucking). Normal suburban community (not located near industrial activity). +5 Urban residential Community (not immediately adjacent to heavily °traveled roads 0 and industrial areas). Noisy urban residential community (near relatively busy roads or industrial areas). -5 Very noisy urban residential community. -10 Correction for Previous Exposure & Community Attitudes No prior experience with the intruding noise. +5 Community has had some previous exposure to intruding noise but We effort is 0 being made to control the noise. This correction may also be applied in a situation where the community has not been exposed to the noise previously, but the people are awware that bona fide efforts are being made to control the noise. Community has had considerable previous exposure to the intruding noise and -5 the noise maker's relations with the community are good. Community aware that operation causing noise is very necessary and it will not -10 continue indefinitely. This correction can be applied for an operation of limited duration and under emergency circumstances_ Pure Tone or Impulse No pure tone or impulsive character. 0 Pure tone or impulsive character present. +5 Notes_ • Source document uses the equivalent ❑NL metric. • See text for guidance on application of these factors to setting maximum noise level criteria for new land use development near airports. • Source: U,S_ Environmental Protection Agency (1974) Based on the "urbanized area" designation by the Census Bureau and the existing land use and planned land use in the Airport Influence Area, Caltrans guidelines suggest that for the City of San Luis Obispo and the San Luis Obispo Airport, existing residential and noise sensitive land uses are appropriate up to the 65 dB CNEL contour, but that new residential development and noise sensitive uses should be limited to the 60 dB CNEL contour or less. This is consistent with existing City policies. (iv) Adoption of the 65 dB CNEL contour, as advocated by the Johnson Report, would result in single -event noise impacts that greatly exceed the local community's sensitivity to intrusive sound, as expressed in the recently adopted City Noise Ordinance. Resolution No. 10585 (2014 Series) Page 38 Exhibit B Response 30: The Johnson Aviation Land Use Compatibility Report is intended to validate the noise analysis prepared by the SBP Master Plan Update EA /EIR (2006) to determine where development potential exists as the community considers the LUCE Update. The Report does not conclude nor advocate that the City should adopt new noise standards but rather suggests where development types and locations are consistent with state guidance and existing City policy. The Noise Ordinance was last updated in 2010 with a provision to address continued violations of the noise ordinance. Section 9.12.80 C(2) of the City's Noise code indicates that "nothing in this section shall be construed to prohibit, restrict, penalize, enjoin or in any manner regulate the movement of aircraft which are in all respects conducted in accordance with, or pursuant to, applicable federal laws or regulations." A summary of existing policies from the Noise Element of the City of San Luis Obispo General Plan are found below: COY of San Luis Obispo General Plan Noise Elenlenl The existing CkV of San Luis Obispo General Plan Noise Element (1996) contains a number of noise policies and standards. These are generally summarized in Tables 4.11 -2 and 4.11 -3 below_ Land Use and Transportation Noise Sources Table 4.11 -2 summarizes the ranges of noise e>posure, for various noise - sensitive land uses, which are considered to be acceptable, conditionally acceptable, or unacceptable in the City of San Luis Obispo. Table 4.11 -3 summarizes maximum transportation noise exposure levels for noise- sensitive land uses. Table 4.11 -2 Community Noise Exposure Levels Residences, Theatres, Auditoiiums, Music Halls =-60 60-70 70 -85 Motels, Hotels <60 60-75 75 -85 Schools, Libraries, HGSpitals, Nursing Hanes, Meeting Halls, <60 60-75 75-85 Churches, Monuaries Playgrounds {74 70-75 75-85 Office Buildings <60 6475 75-85 Neighborhood Parks a65 65 -75 75 -85 Woes: CAIEe = Coln MU ), !,laovse Exiaosdre ? evel; de = dcribels; dBA = A- xVei9ht0 deci bels; en, = day -night weroge sound lem-J I May be permitted Mt6out specific noise studies ormitigarion. 'Dak- Pop menf may t,- pernvrted if designed to nwt noise exposure standards, a fpeUfic noise surety+ is usa¢afy requitert rDevefoprrienr w W? oeceprabk noise exposure g ere rat1y is not possrbie. sotrrre city of San ears pllrspv C- enerof Pin n, Noise Elenxnr, 1996. (v) The Johnson Report inappropriately characterizes, minimizes and dismisses the record of citizen complaints regarding airport noise analysis. Response 31: The City of San Luis Obispo requested and received noise complaint information from the San Luis Obispo Regional Airport to fully assess the level of community concern with airport- related, aircraft noise. Resolution No. 10585 (2014 Series) Page 39 Exhibit B As shown in Table 6 -2, Noise Complaints at SBP, from the Airport Land Use Compatibility Report, seventy -five percent of all aircraft noise complaints collected by County Airport officials over the last five years have been generated by three individuals. This is not meant to minimize noise impacts associated with aircraft operations but rather to consider complaints received in context to determine whether it is a pervasive community -wide issue or an annoyance to a limited few. This information appears to support the idea that there are a few individuals for whom aircraft noise is a particular annoyance; not that aircraft noise causes issues for a large segment of the population. Table Error! No text of specified style in documentA — Noise Complaints at SBP Noise Complaint Origin: Noise Complaint: Percent of Total Cumulative Percent Caller # Engine Runups Low Flying Noise Other Overflight Grand Total Caller #101 3 237 7 477 724 41.1% 411% Caller #36 1 231 185 4 49 470 26.7% 67.8% Caller 415 44 10 2 69 125 7.1% 74.9% Caller #83 5 34 31. 70 4.0% 78.9% Caller #67 2 18 1 38 58 3.3% 82.2% Caller #98 1 2 _ 1 33 37 2.1% 84.3% Caller #56 3 16 19 1.1% 85.4% Caller #93 5 1 13 19 1.1% 86.5% ,Caller #40 1 3 8 12 0.7% 87.2% - Caller #95 1 7 5 5 12 0.7% 87.8% Caller #94 3 71 101 0.6% (vi) The airport activity forecasts utilized in the Johnson Report are insufficient to satisfy the requirements of the SAA or to provide a basis for effective airport compatibility planning. Response 32: The Master Plan Update for the San Luis Obispo Airport (SBP) was adopted in 2005. The forecasts prepared for the Master Plan Update were submitted to the FAA and approved as per FAA AC 150 - 5070 -613, Airport Master Plans. The Environmental Assessment /Environmental Impact Report (EA /EIR) was completed in 2006. As the basis for its noise modeling, the SBP EA /EIR used the FAA - approved forecasts prepared for the adopted Master Plan Update as its basis for noise modeling. These FAA- anoroved forecasts were also used in the Airport Land Use Compatibility Report nrenared by Johnson Aviation to validate the noise analysis nrenared in the SBP EA /EIR. The Johnson Aviation Report did not generate new forecasts but rather used the future forecasts contained in the Airport Master Plan and associated EIR to map where noise might impact land uses. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity or the FAA's Terminal Area Forecast (TAF), it substantiates the ultimate development of the Airport, which is shown on the FAA - approved airport layout plan (ALP). Resolution No. 10585 (2014 Series) Page 40 Exhibit B Chapter 3, Building an Airport Land Use Compatibility Plan, of the California Airport Land Use Planning Handbook states the following: Page 3 -5: PUC Section 21675 (a) requires that ALUCPs be based on an airport development plan "that reflects the anticipated growth of the airport during at least the next 20 years." Forecasts having the required 20 -year time horizon are normally included in airport master plans. The FAA, Caltrans, and some regional planning agencies also prepare individual airport forecasts, some of which extend to 20 years. Page 3 -7: An adopted airport master plan is one of the preferred sources for airport activity forecasts and noise contours. Page 3 -47: ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUCP must be based upon an airport master plan. Page 3 -47: Ultimately, state law forces ALUCs to accept plans adopted by airport owners, even if the ALUC considers the plans either unrealistically grandiose or too modest. The activity forecast projected in the Airport Master Plan Update shows a level of activity that would require annual operations to essentially double. Since the Master Plan Update is based not solely on projected operations but also references all of the improvements required to support those operations, the Johnson Aviation Airport Land Use Compatibility Report relies on the Airport Master Plan Update as a valid planning tool for anticipating noise associated with airport development to support ultimate aircraft operations for the time frame associated with the LUCE Update. (vii) The CNEL contours presented in the Johnson Report do not appear to have been constructed independently by a firm with special expertise in noise analysis. They, therefore, lack credibility for land use planning purposes. Response 33: The noise contours and associated technical information were developed in the San Luis Obispo Regional Airport Master Plan Update EVEIR that was adopted by the County of San Luis Obispo in 2006. Johnson Aviation used this same technical information to validate the originally adopted Master Plan Update noise contours using the FAA's latest version of the Integrated Noise Model (INM). Johnson Aviation also fulfilled a request by the ALUC to produce the 55 dB CNEL noise contour in addition to the 60 dB, 65 dB, and 70 dB CNEL noise contours provided in the Master Plan EVEIR. The contours appear almost identical with variations attributable to increased accuracy of aircraft profiles. These results have been provided to the Airport Manager's consultant to independently review and verify. (c) Safety Analysis Deficiencies (i) The Johnson Report misrepresents the generic safety zones depicted in the Handbook as "standards." The Handbook explicitly indicates that these generic zones are merely starting points which may be considered by ALUCs in formulating ALUPs. In an ALUP Update Subcommittee survey of 148 ALUPs Resolution No. 10585 (2014 Series) Page 41 Exhibit B from across California, it was found that 93.5% do not utilize the generic Handbook zones. Response 34: California Public Utilities Code (PUC), Section 21675(a) requires preparation of an airport land use compatibility plan (ALUCP) for each public use airport in the State of California, and that land use plan must be guided by the creation of safety compatibility zones as per the California Airport Land Use Planning Handbook (2011). While ALUCs are not mandated to use the sample zones provided in the Handbook, they are mandated to use the Handbook's guidance to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases). Adjustments to the safety zones recommended by the California Airport Land Use Planning Handbook should be made if there are certain physical and operational characteristics of airport runways affected by conditions such as high terrain, roads, or non - standard instrument approach procedures. These characteristics are summarized in Table 3A of the Handbook. Resolution No. 10585 (2014 Series) Page 42 TABLE 9At SAFETY ZONE ADJUSTMENT FACTORS (AIRPORT OPERATIONAL VARIABLES) The generic sets of compolibilily zones shown in Figures 3A and 3B may need to be adjusted to lake into account various operational characteristics of a particular airport runway Among these characteristics are the following Inslrumem Approach Procedure s —AI least within the final two to three miles, which are of greatest Interest for compatibility planning, the flight paths associated with precision inshunnent approach procedures are highly standardized Other types of instrument approach procedures ere less uniform, however If such procedures are available at an airport, ALUCs should identify the flight paths associated with them and the extent to which they are used Procedures Ihol are regularly used should be taken into account in the configuration of safely zones (and in setting height limits for airspace protection ) Types of procedures which may warrant special consideration include: Circling Approaches: Most mslnmne11l approach procedures allow aircraft to circle to land at a different runway rather than continue straight -in to a lending on the runway for which the approach is primarily designed When airports have straight -in approaches to multiple runway ends, circling approaches are seldom necessary However, when only one shaighl -In approach procedure is available and the wind direction precludes landings on Oral runway' aircraft may be forced to circle to land on m another runway end Pilots must maintain sight of thin rulnwtiy while circling, thus turns are fypl.itiv IlUB1 Also the mintnunm circling aluludu r anon loss than the troffer paAtorn allilude Al airports where circling approaches are common, giving considernlron to the associated risks when selling safety zone boundaries is appropriate Non- Precision Approaches At Low Altitudes: Non - precision instrument approach procedures often involve aircraft descending to a lower altitude farther from the runway than occurs on either precision instrument or visual approaches An altitude of 300 to 400 feel as much us two to three miles from the runway is 1101 unusual The safely hind noise) enplications of such procedures need to be addressed at airports where they are in common use (A need for corresponding restrictions on the heights of objects also exists along these routes ) Non- Precision Approaches Nor Aligned Willi The Runway Some types of non - precision approaches Ixmg ancraft toward "runway along a path that is new aligned with the runway In many cases, these procedures matey enable the aircraft to reach the nation vicinity at which pant they Ilion proceed to land under visual conditions In other instances, however, transition to the runway alignment occurs close to die runway and at a low attitude Other Special Flight Procedures Or Limitations— Single sided traffic patterns represent only one type of special flight procedure or limilation that may be established at some airports Factors such as nearby airports, high terrain, or noise- sensitive land uses may affect the size of the airport traffic pallern or otherwise dictate where and at what attitude aircraft fly when using the airport These procedures may need to be lakes Into account in the design of safely compatibility zones Runway Use By Special- Purpose Aircraft —In addition to special Right procedures, certain spacial - purpose types of aircraft often have their own porticulet Right procedures Most common among these aircraft are fire attack, agricultural, and military airplanes Helicopters also typically have their own special (light routes The existence of these procedures needs to be investigated and where warranted by the levels of usage, may need to be considered In the shaping of safety zones Small Aircraft Using Long Runways —When small airplanes take off from tong runways (especially runways m excess of 8,000 feet tenglh), it is common practice for them to turn toward their intended dueclion of flight before passing over the low end of the runway When mishaps occur, the resulting perform of accident silos will likely be more dispensed around the runway end than is (he case with shorter runways With short runways, accident sites lend to be more lightly clustered around the runway end and along the extended runway centedme because aircrafl are stilt following the runway heading as they begin their climb Runways Used Predominantly In One Direction— Most runways are used sometimes in one direction and, at other limes, in the opposite direction depending upon the direction of the wind Even when used predommanlly in one direction, a busy runway may experience a significant number of operations in the opposite direction (for example, a runway with 100,000 total annual operations, 9090 of which are in one direction, will still have 10,000 annual operations in the opposite direction) Thus, in most situations, the generic safely zones —which lake into account both takeoffs and landings at a runway end —are applicable However, when the number of either takeoffs or landings at a runway end is less than approximately 2,000 per your, adjustment of the safety compatibility zones to reflect those circumstances may be warranted. Displaced Loading Thresholds —A displaced threshold moves the lending location of aircraft down the runway from where they would land in the absence of the displacement The distribution pattern of landing accident silos as shown In Appendix F would thus shift a corresponding amount The pattern of accident locations for aircraft taking off toward but and of the runway does not necessarily shill, however Whether the runway length behind the dispinced threshold is usable (or takeoffs toward that end of the runway is a key factor in this regard The appropriateness of making adjustments to safely zone locations in response to the existence of a displaced threshold needs to be examined on a case -by -case basis The numbers of loadings at and takeoffs toward the runway end in question should be considered in making this determination Exhibit B (ii) The Johnson Report fails to adequately analyze or address the specific, local topographic, meteorologic and operational factors which impact aviation safety at SBP. Response 35: An assessment of whether any of the safety zone adjustment factors described in Table 4A of the California Airport Land Use Planning Handbook apply to SBP was provided in Section 4.3 of the Johnson Aviation Airport Land Use Compatibility Report. The findings from the Report, concluded that no safety zone adjustments from those suggested by the California Airport Land Use Planning Handbook are required, and are presented below: • Airport Area Topography: The presence of high terrain, the edge of a precipice, or other such features may influence the location of aircraft traffic patterns and may need to be considered. Resolution No. 10585 (2014 Series) Page 43 Exhibit B — High terrain exists in the area of SBP but does not impede the standard traffic pattern or preclude precision and non - precision instrument approaches and departures. Nearby Morro Bay (MQO) VOR provides positive course guidance, positive terrain avoidance and aircraft holding for precision and non - precision instrument procedure missed approaches. No safety zone adjustments required. • Boundaries Based on Geographic Features: Safety zone shapes and sizes might be adjusted in response to existing urban development such as roads, water courses, parcel lines, etc. With the advent of graphic information systems (GIS) this approach is less necessary than in years past. — The City and County of San Luis Obispo employ GIS for accurate mapping purposes. No safety zone adjustments required. • Instrument Approach Procedure(s): Non - standard instrument procedures should be identified, as well as the extent to which they are used. — Circling Approaches: Circling approaches are charted for SBP including RNAV (GPS) RWY 11, RNAV (GPS) RWY 29, LOC RWY 11 and VOR or TACAN -A but no circling north of Runway 11 -29 is allowed for any of these procedures. The circling minimum altitudes for these procedures are at standard traffic pattern altitudes. Even though these procedures are available, there are safer, straight -in approaches available for both runway ends of Runway 11 -29. No safety zone adjustments required. — Non - Precision Approaches at Low Altitudes: Non - precision instrument approaches are charted for SBP including RNAV (GPS) RWY 11, RNAV (GPS) RWY 29, LOC RWY 11 and VOR or TACAN -A but the minimum descent altitudes for these procedures preclude descending below standard traffic pattern altitudes within the airport influence area. No safety zone adjustments required. — Non - Precision Approaches Not Aligned with the Runway: One non - precision instrument approach charted for SBP (VOR or TACAN -A) is not aligned with a runway but no circling north of Runway 11 -29 is allowed for this procedure. The circling minimum altitudes for this procedure are at or above standard traffic pattern altitudes. Even though this procedure is available, there are safer, straight -in approaches available for both runway ends of Runway 11 -29. No safety adjustments required. • Other Special Flight Procedures or Limitations: Single -sided traffic patterns, nearby airports, high terrain, or noise - sensitive land uses may dictate where and at what altitude aircraft fly and may need to be taken into account during safety zone delineation. — Voluntary noise abatement procedures are established for SBP but when used, increase aircraft altitudes and increase safe operating altitudes. No safety adjustments required. • Runway Use By Special - Purpose Aircraft: Fire attack, agricultural, military airplanes, and helicopters often have their own flight procedures, which need to be considered during the shaping of safety zones. Resolution No. 10585 (2014 Series) Page 44 Exhibit B — Military transport-type aircraft and helicopters make use of the SBP runways. Military aircraft fly standard arrival and departure procedures and helicopters likewise fly standard procedures for approach, departure and closed traffic patterns. No safety zone adjustments required. • Small Aircraft Using Long Runways: When small airplanes take off from long runways (especially runways in excess of 8,000 feet in length), it is common practice for them to turn toward their intended direction of flight before passing over the far end of the runway, which can create a safety issue. — The longest runway at SBP is 6,100 feet long and is considered a standard general aviation runway (less than 8,000 feet long). The presence of an air traffic control tower and voluntary noise abatement procedures preclude early turns before an aircraft reaches the end of the departure runway and prior to reaching safe turning altitudes. No safety zone adjustments required. • Runways Used Predominantly in One Direction: This factor does not apply to any of the runways at SBP. No safety zone adjustments required. • Displaced Landing Thresholds: Runway 11 has a displaced threshold of 800 feet and Runway 29 has a displaced threshold of 500 feet. The safety zones have not been adjusted to reduce their length commensurate with these displaced thresholds thereby increasing the safety factor for each runway. Safety Zone Reduction Possible. 23. Based on the foregoing, any and all of the Findings that rely on information and documentation contained within the Johnson Report and deemed deficient in the ALUC Report do not meet the requirements set forth in PUC Sections 21676(b) and 21670 and are, therefore, inadequate to support the overrule. Response 36: The City strongly disagrees that the analysis presented in the Airport Compatibility Report does not meet the requirements set forth in PUC Section 21676 (b) and 21670. Both the City and Consultant that prepared the Airport Compatibility Report spent a great deal of time ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150-5190 - 4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public Resolution No. 10585 (2014 Series) Page 45 Exhibit B health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." The City has also followed all the requirements of PUC Section 21676 (b) regarding referral of proposed actions to the Airport Land Use Commission (ALUC), and the right to overrule the ALUC if it makes specific findings that the proposed action is consistent with the purposes of this article stated in PUC Section 21670. The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council did not consider action until October 21, 2014 — 60 days after transmittal of the findings. Final action will occur on December 2, 2014 at the earliest, therefore, the City's action is consistent with PUC Section 21676(b). ii. Findings Based on Consistency with the Handbook 23.5 Of the forty two (42) Findings, twenty four (24) cite consistency with the Handbook as proof that the LUCE and Zoning Ordinance Updates are consistent with the purposes of the SAA. As discussed in Paragraph 22 and Exhibit B and in correspondence from Caltrans dated September 12, 2014, attached hereto as Exhibit E and incorporated herein by this reference, the Johnson Report is not consistent with the Handbook. Moreover, even assuming such consistency with the Handbook arguendo, findings that the LUCE and Zoning Ordinance Updates are consistent with the Handbook are not, and are not synonymous with, the findings required by PUC Section 21676(b). Rather, PUC Section 21676(b) requires that the City adopt findings that the LUCE and Zoning Ordinance Updates are consistent with the purposes set forth in PUC Section 21670. As discussed in Paragraph 17 supra, the purposes set forth in Section 21670 mandate that the City adopt findings that the LUCE and Zoning Ordinance Updates do not permit any noise and safety hazards not permitted under the ALUP. Response 37: The City strongly disagrees that the Johnson Report and LUCE Update is not consistent with the Handbook. Both the City and Consultant that prepared the Airport Compatibility Report spent a great deal of time ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the Resolution No. 10585 (2014 Series) Page 46 Exhibit B EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." The City strongly disagrees that Johnson Report and LUCE Update is not consistent with PUC Section 21676(b) or Section 21670. Nor does Section 21670 mandate that the City adopt findings that the LUCE and Zoning Ordinance Updates are more restrictive than the Airport Land Use Plan in order to show consistency with the State Aeronautics Act when acting to overrule the Airport Land Use Commission determination. Section 21676(b) states: "Prior to the amendment of a general plan or specific plan, or the adoption or approval of a zoning ordinance or building regulation within the planning boundary established by the airport land use commission pursuant to Section 21675, the local agency shall first refer the proposed action to the commission. If the commission determines that the proposed action is inconsistent with the commission's plan, the referring agency shall be notified. The local agency may, after a public hearing, propose to overrule the commission by a two - thirds vote of its governing body if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. At least 45 days prior to the decision to overrule the commission, the local agency governing body shall provide the commission and the division a copy of the proposed decision and findings. The commission and the division may provide comments to the local agency governing body within 30 days of receiving the proposed decision and findings. If the commission or the division's comments are not available within this time limit, the local agency governing body may act without them. The comments by the division or the commission are advisory to the local agency governing body. The local agency governing body shall include comments from the commission and the division in the public record of any final decision to overrule the commission, which may only be adopted by a two - thirds vote of the governing body." The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council did not consider action until October 21, 2014 — 60 days after transmittal of the findings. Final action will occur on December 2, 2014 at the earliest, therefore, the City is consistent with PUC Section 21676(b). Section 21670 states: "(a) The Legislature hereby finds and declares that: (1) It is in the public interest to provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems. Resolution No. 10585 (2014 Series) Page 47 Exhibit B (2) It is the purpose of this article to protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses. (b) In order to achieve the purposes of this article, every county in which there is located an airport which is served by a scheduled airline shall establish an airport land use commission. Every county, in which there is located an airport which is not served by a scheduled airline, but is operated for the benefit of the general public, shall establish an airport land use commission, except that the board of supervisors of the county may, after consultation with the appropriate airport operators and affected local entities and after a public hearing, adopt a resolution finding that there are no noise, public safety, or land use issues affecting any airport in the county which require the creation of a commission and declaring the county exempt from that requirement. The board shall, in this event, transmit a copy of the resolution to the Director of Transportation. For purposes of this section, "commission" means an airport land use commission. Each commission shall consist of seven members to be selected as follows..." The remainder of Section 21670 defines who the members of each commission shall be and how they shall be appointed. Section 21670 does not mandate that the City adopt findings that the LUCE and Zoning Ordinance Updates are more restrictive than the Airport Land Use Plan in order to show consistency with the State Aeronautics Act when acting to overrule the Airport Land Use Commission determination. 24. Based on the foregoing, any and all of the Findings that simply cite to consistency with the Handbook do not meet the requirements set forth in PUC Sections 21676(b) and 21670 and are, therefore, inadequate to support the overrule. Response 38: As described in the previous repose (Response 31) the Johnson Report (Airport Land Use Compatibility Report) and the LUCE Update meet the requirements set forth in PUC Sections 21676(b) and Section 21670 and support the City's overrule. The law provides that the findings must show that the proposed local agency action "is consistent with the purposes of this article stated in Section 21670." The Handbook provides guidance regarding land use compatibility consistent with the purposes of Section 21670. Therefore, consistency with the Handbook requirements imply consistency with the Aeronautics Act and vice versa. Both the City and Consultant that prepared the Airport Compatibility Report spent a great deal of time ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. 25. The language contained within PUC Section 21674.7 supports the above characterization and role of the Handbook. Subsection (a) provides that an ALUC that formulates adopts or Resolution No. 10585 (2014 Series) Page 48 Exhibit B amends an ALUP shall be guided by information contained within the Handbook. In addition and more telling subsection (b) provides as follows: It is the intent of the Legislature to discourage incompatible land uses near existing airports. Therefore, prior to granting permits for the renovation or remodeling of an existing building, structure, or facility, and before the construction of a new building, it is the intent of the Legislature that local agencies be guided by the height, use noise, safety, and density criteria that are compatible with airport operations, as established by this article, and referred to as the Airport Land Use Planning Handbook [ ... ] to the extent that the criteria has been incorporated into the plan prepared by a commission pursuant to Section 21675 (emphasis added). Although the City often cites to subsection (b) to support its reliance on the Handbook, it always omits the last and vital clause. In addition, the Handbook itself provides as follows: This Handbook applies to ALUCs established under the SAA, who are charged with providing for compatible land use planning in the vicinity of each existing and new public use airport within their jurisdiction (see Handbook, page vii) (emphasis added). Based on the foregoing, it is clear that the purpose of the Handbook is to guide ALUCs in the adoption of ALUPs and to guide Cities only to the extent that the provisions of the Handbook have been incorporated into the AL UP by the ALUC. Response 39: PUC Section 21674.7 also states "This subdivision does not limit the authority of local agencies to overrule commission actions or recommendations pursuant to Sections 21676, 21676.5, or 21677." The City can overrule after making specific findings that the proposed action is consistent with Section 21670, which states "(1) It is in the public interest to provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems. (2) It is the purpose of this article to protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." The remainder of Section 21670 defines who the members of each commission shall be and how they shall be appointed. The City has provided much evidence that its findings and proposed action is consistent with Section 21670 by ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150-5190 - 4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. Resolution No. 10585 (2014 Series) Page 49 Exhibit B The City has also provided much evidence that shows how certain aspects of the ALUP are not consistent with the Handbook or Section 21675 of the PUC, which requires the following: "The commission's airport land use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation that reflects the anticipated growth of the airport during at least the next 20 years." To meet CEQA requirements, an EA /EIR was completed for the SBP Master Plan Update in 2006. The EA/EIR included a comprehensive analysis of noise, using the forecasts prepared for the Airport Master Plan. This noise analysis was validated in the Airport Land Use Compatibility Report also using the forecasts prepared for the Airport Master Plan. Although it is stated in the ALUP that data was constructed from information and projections presented in the Airport Maser Plan, the noise contours presented in the ALUP were cited as those of a noise study completed by Brown - Buntin Associates in April, 2001. As seen in Figure 6, the noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan, and create land use policies that are radically more restrictive than those recommended by the Handbook. Section 21669 states "The department shall adopt noise standards governing the operation of aircraft and aircraft engines for airports operating under a valid permit issued by the department to an extent not prohibited by federal law. The standards shall be based upon the level of noise acceptable to a reasonable person residing in the vicinity of the airport." Resolution No. 10585 (2014 Series) Page 50 Exhibit B Furthermore, the Airport Land Use Planning Handbook is not only intended for ALUCs and to guide Cities only to the extent that the provisions of the Handbook have been incorporated into the ALUP by the ALUC. The Handbook states that it is intended to "1) provide information to ALUCs, their staffs, airport proprietors, cities, counties, consultants, and the public, 2) to identify the requirements and procedures for preparing effective compatibility planning documents, and 3) define exemptions where applicable. 26. The fact that the City repeatedly refers in its Findings to the Handbook as the standard for its compliance with the SAA evidences its intent to substitute land use provisions contained with the LUCE and Zoning Ordinance Updates for the provisions contained within the ALUP, thereby creating its own airport land use compatibility plan, as discussed in Paragraph 11 supra. Response 40: The City has not developed its own airport land use compatibility plan for SBP. Rather, it is proceeding with an overrule in those areas that are inconsistent with the ALUP policies as required by law. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Resolution No. 10585 (2014 Series) Page 51 Exhibit B Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP state they are based on a Brown Buntin Study completed in 2001, not on the 2006 EA /EIR completed for the Airport Master Plan Update. The purpose of The Handbook is to "1) provide information to ALUCs, their staffs, airport proprietors, cities, counties, consultants, and the public, 2) to identify the requirements and procedures for preparing effective compatibility planning documents, and 3) define exemptions where applicable. 27. As described in Paragraph 2 supra, the SAA calls for the creation of a single- purpose (or stand - alone) ALUC comprised of seven (7) members within each county having an airport operated for the benefit of the general public with limited exception (see PUC Section 21670(b)). The County does not fall within any of the limited exceptions, and the ALUC was created consistent with the requirements of the SAA. It should be noted that although neither of the alternatives set forth in the SAA are applicable to the County, the alternative commonly known as the "designated body" alternative (PUC Section 21670.1 (a)) requires at least two (2) members of the alternate body to have aviation expertise and the alternative commonly known as the "designated agency" alternative (PUC Section 21670.1(c)) requires that Caltrans determine that the agency's review process is consistent with the SAA. The City Council has not been designated as the body to carry out land use planning within the County and no evidence has been provided indicating that it or its proposed processes meet the requirements placed on the alternatives set forth in the PUC. Response 41: The City is not contending that it is the ALUC for the County. Rather, the City is complying with the requirements of an overrule with respect to the finding of inconsistency made by the ALUC concerning the LUCE Update and in demonstrating compliance with the State Aeronautics Act. iii. Findings Related to Safety Impacts 28. As discussed in more detail infra, none of the Findings related to safety include a finding that the LUCE and Zoning Ordinance Updates do not expose persons living and working in areas adjacent to SBP to greater aviation safety risks than exist under the current ALUP. Response 42: The findings must be consistent with the purposes as set forth in Section 21670. There is no requirement that the policies not expose persons to aviation safety risks greater than exist under the ALUP. Rather, the findings must document any inconsistencies between the proposed land use action and safety compatibility criteria in the ALUP, describe the measures taken to assure that risks associated with the land use proposal are held to a minimum and indicate that the proposed land use action falls within a level of acceptable risk considered to be a community norm. Again, the key words are minimize and excessive - not consistency with the current ALUP - otherwise, there would be no need for an overrule option under the Public Utilities Code. Resolution No. 10585 (2014 Series) Page 52 Exhibit B 29. Moreover, such a finding cannot be made as the LUCE and Zoning Ordinance Updates allow dense residential development within a few hundred yards of the SBP perimeter which is not permitted under the current ALUP. Aircraft overlying these homes will be at low altitude, with little opportunity to recover or to avoid developed residential areas on the ground in the event of an emergency. Pilots operating these craft will be engaged in relatively high demand activities associated with landing or take -off, a situation that will be greatly aggravated during inclement weather. As discussed in the preceding paragraph, the SAA acknowledges that adequate evaluation of aviation safety risks can only be carried out by a body, such as the ALUC, whose members have expertise in the field of aeronautics. Reliance on the advice of a single consultant does not provide adequate assurance that public safety will be protected. Response 43: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations. Development envisioned in the LUCE update includes residential development in the area covered by the Airport Land Use Plan. Thorough evaluation and application of safety criteria was based upon guidance from Federal, State, and local laws and guidance material including: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB — consistent with existing noise guidelines in effect throughout the rest of the City. Furthermore, the SAA does not state that adequate evaluation of aviation safety risks can only be carried out by a body, such as the ALUC, whose members have expertise in the field of aeronautics. The SAA states, "if the board of supervisors of a county and each affected city in that county each makes a determination that proper land use planning pursuant to this article can be accomplished pursuant to this subdivision, then a commission need not be formed in that county." In addition, the overrule process itself provides an avenue for a local jurisdiction to evaluate the risks associated with proposed development. The City would also like to correct that Johnson Aviation is not a single consultant, rather a professional aviation consulting firm that draws from the expertise of a variety of aviation subject matter experts as projects warrant. 30. Based on the foregoing, any and all of the Findings assessing the safety impacts of the LUCE and Zoning Ordinance Update do not meet the requirements set forth in PUC Sections 21676(b) and 21670 and are, therefore, inadequate to support the overrule. Resolution No. 10585 (2014 Series) Page 53 Exhibit B Response 44: As Stated in Response #36, the City is fully compliant with the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. iv. Findings Related to Noise Impacts 31. As discussed in more detail infra, none of the Findings related to noise include a finding that the LUCE and Zoning Ordinance Updates do not expose persons living and working in areas adjacent to SBP to greater aviation noise impacts than exist under the current ALUP. Response 45: The findings must be consistent with the purposes as set forth in Section 21670. There is no requirement that the policies not expose persons to aviation noise greater than exist under the ALUP. Rather, the findings must document any inconsistencies between the proposed land use action and noise compatibility criteria in the ALUP and describe the measures taken to ensure that the proposed land use action falls within a level of acceptable noise levels — in this instance, 60 dB CNEL for new residential uses. Again, the key words are minimize and excessive - not consistency with the current ALUP - otherwise, there would be no need for an overrule option under the Public Utilities Code. The LUCE and Zoning Ordinance Update are consistent with Federal, State, and local laws and guidance material. This includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." 32. Moreover, such a finding cannot be made based on a comparison of the noise policies contained within the ALUP and the LUCE and Zoning Ordinance Updates as discussed in Paragraph 67 infra. Response 46: The noise contours presented in the ALUP are cited as those from a noise study completed by Brown - Buntin Associates in April, 2001, not the noise analysis that was completed for the Airport Master Plan Update in the 2006 EA /EIR. Resolution No. 10585 (2014 Series) Page 54 Exhibit B As seen in Figure 6, the noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan Update. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the Brown - Buntin study (a study that cannot be located), instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from this Brown - Buntin study instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Bunting study instead of the Airport Master Plan EIR. This is not consistent with State Statues that an ALUCP must be based upon an airport master plan. 33. Neither the Johnson Report nor the LUCE and Zoning Ordinance Updates discuss or document current evidence related to the adverse health and social impacts of airport noise, including evidence indicating that the proposed 60 dB CNEL contour is insufficient to adequately protect the public from excessive noise impacts. Prolonged exposure to elevated noise levels has been shown to be associated with a number of health effects, including hearing impairment, hypertension, ischemic heart disease, annoyance, sleep disturbance, decreased school performance, stress, increased incidence of workplace accidents and anti - social behaviors Resolution No. 10585 (2014 Series) Page 55 Exhibit B (e.g. aggression). A recent study of residents living near the Heathrow Airport in London demonstrates that exposure to an airport noise level of as low as 63 dB Ldn is associated with a significant increase in the rate of hospitalization for cardio events (see Hansell, AL. BMJ 2013:5432 doi: 10.1 136/bmj.f5432).5 In another study of over one million (1,000,000) people living near the airport in Cologne, Germany, a daytime exposure to airport noise levels of 60 dB increased the incidence of coronary heart diseases by sixty one percent (61 %) in men and by eighty percent (80 %) among women (see Todlicher Uirm. Spiegel, 51:45 14 December 2009 (German)). Response 47: For the purposes of federal regulations, all land uses are considered compatible with noise levels of less than DNL 65 dB. At higher noise levels, selected land uses are also deemed acceptable, depending upon the nature of the use and the degree of structural noise attenuation provided. HUD guidelines also state that noise exposure of DNL 65 dB or less is acceptable and that between 65 and 75 dB is normally acceptable if appropriate sound attenuation is provided. The California Airport Noise Regulations establish 65 dB CNEL as the level of noise acceptable to a reasonable person residing in the vicinity of an airport. The City is proposing to maintain its existing noise levels in the airport area that apply to the remainder of the City — namely 60 dB CNEL for new residential uses. SBP does not have, and never will have, the same level of activity as Cologne Airport which handled nearly 10 million passengers in 2013, or Heathrow Airport which handled 72.3 million passengers the same year. 34. Analysis of noise complaints received by SBP between January of 2009 and March of 2013 reveals that virtually all noise complaints were from locations outside of the 60 dB CNEL contour set forth in the LUCE and Zoning Ordinance Updates. This suggests that, for many residents of the community, the proposed 60 db CNEL contour is not sufficient to adequately protect the public from excessive noise impacts. Response 48: Many people are sensitive to the frequent presence of aircraft overhead even at noise low levels. These reactions can mostly be expressed in the form of annoyance. Often, noise complaints come from locations beyond any of the defined noise contours. Therefore, given the extensive geographic area over which noise complaints are often made, notification is often the best compatibility criteria to use. The City has determined that it is not practicable to avoid development in all areas identified as noise complaint locations. The City of San Luis Obispo requested and received noise complaint information from the San Luis Obispo Regional Airport to fully assess the level of community concern with airport- related, aircraft noise. As shown in Table 6 -2, Noise Complaints at SBP, from the Airport Land Use Compatibility Report, seventy -five percent of all aircraft noise complaints collected by County Airport officials over the last five years have been generated by three individuals. This is not meant to minimize noise impacts associated with aircraft operations but rather to consider complaints received in context to determine whether it is a pervasive community -wide issue or an annoyance to a limited few. This information appears to support the idea that there are a few individuals for whom aircraft noise is a particular annoyance; not that aircraft noise causes issues for a large segment of the population. Resolution No. 10585 (2014 Series) Page 56 Table 6 2 — Noise Complaints at SBP Table Error! No text of specified style in document. -2 — Noise Complaints at SBP Exhibit B Noise Complaint Origin: Noise Complaint: Percent of Total Cumulative Percent Caller # Engine Runups ILow Flying Noise Other Overflight Grand Total Caller #101 3 237 71 477 724 41.1% 41.1% Caller #36 1 231 185 4 49 470 26.7% 67.8% Caller #15 44 10 2 69 125 7.1% 74.9% Caller #83 5 34 31 70 4.0% 78.9% Caller #67 2 18 38 58 3.3% 82.2% Caller #98 1 2 1 33 37 2.1% 84.3% Caller #56 3 16 19 1.1% 85.4% Caller #93 5 1 1 13 19 1.1% 86.5% Caller #40 1 3 8 12 0.7% 87.2% Caller 495 11 1 1 5 121 0.7% 87.8% Caller #94 3 1 71 IGI 0.6%1 88.4% 35. Based on the foregoing, any and all of the Findings assessing the noise impacts of the LUCE and Zoning Ordinance Update do not meet the requirements set forth in PUC Sections 21676(b) and 21670 and are, therefore, inadequate to support the overrule. Response 49: The City disagrees that its LUCE and Zoning Ordinance Update does not meet the requirements set forth in PUC Sections 21676(b) and 21670. The City has provided much evidence that its findings and proposed action is consistent with Section 21670 by ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Section 21676(b) states: "Prior to the amendment of a general plan or specific plan, or the adoption or approval of a zoning ordinance or building regulation within the planning boundary established by the airport land use commission pursuant to Section 21675, the local agency shall Resolution No. 10585 (2014 Series) Page 57 Exhibit B first refer the proposed action to the commission. If the commission determines that the proposed action is inconsistent with the commission's plan, the referring agency shall be notified. The local agency may, after a public hearing, propose to overrule the commission by a two - thirds vote of its governing body if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. At least 45 days prior to the decision to overrule the commission, the local agency governing body shall provide the commission and the division a copy of the proposed decision and findings. The commission and the division may provide comments to the local agency governing body within 30 days of receiving the proposed decision and findings. If the commission or the division's comments are not available within this time limit, the local agency governing body may act without them. The comments by the division or the commission are advisory to the local agency governing body. The local agency governing body shall include comments from the commission and the division in the public record of any final decision to overrule the commission, which may only be adopted by a two - thirds vote of the governing body." The City has followed all the requirements of PUC Section 21676 (b) regarding referral of proposed actions to the land use commission, and the right to overrule the land use commission if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council will not consider final action until October 21, 2014 — 60 days after transmittal of the findings. Therefore, the City is consistent with PUC Section 21676(b). V. Findings Attacking the Validity of the Current ALUP 36. During each revision of the ALUP, the ALUC has consulted extensively with the City and County and has provided extraordinary opportunities for public comment. The ALUP, in its current form, has been in force for nine (9) years. The ALUC vigorously rejects the contention made throughout the Findings that the ALUP is inadequate in form or in content and notes that a review of the current ALUP by Caltrans found that the ALUP is in full compliance with all requirements of the SAA and with the recommendations contained within the Handbook. Response 50: ALUCs exercise approval authority over certain types of local government land use actions as specified in the Aeronautics Act. Local governments like the City also must abide by the provisions of the airport land use planning statutes. Nevertheless, the law only gives ALUCs the powers to assist local agencies in ensuring compatible land uses (Section 21674(a)) and to coordinate compatibility planning efforts at the state, regional, and local levels (Section 21674(b)). ALUCs are not implementing agencies in the manner of local governments. Nor do they issue permits for a project such as those typically required both by local governments and various state and federal agencies. The ability of ALUCs to ensure implementation of their plans is thus limited from both a statutory and a practical perspective. Specifically, and for example, ALUC decisions can be overruled by the City. Although the City must adopt findings and take other steps in order to overrule the ALUC, they have that authority. The City is not required to Resolution No. 10585 (2014 Series) Page 58 Exhibit B show that the ALUP is inadequate; rather, it must show that its policies are consistent with the purposes of Section 21670. 37. Based on the foregoing, any and all of the Findings that are based on assertions that the current ALUP is deficient are gratuitous and inadequate to support the overrule, because they do not meet the requirements set forth in PUC Section 21676(b) and 21670. Response 51: The City's findings are not based on the assertion that the ALUP is inadequate; rather the City's findings demonstrate that the City's policies are consistent with the purposes of the statutes as set forth in PUC Section 21670. The City also meets the requirements set forth in PUC Section 21676(b) as they have notified and referred all proposed actions to the commission as per the requirements of Section 21676(b). vi. Findings Containing Demonstrable Errors of Fact 38. As discussed in more detail infra, a number of the Findings contain demonstrable errors of fact and/or merely state a conclusion without identifying the factual evidence or chain of reasoning leading to the stated conclusion. Response 52: The City has documented all factual evidence and chain of reasoning for its Findings as per the requirements of Federal, State, and local laws and guidance so strongly that both the Caltrans and the ALUC have accused the City of preparing a "defacto airport land use compatibility plan for SBP" which the City has not. Rather, the Airport Land Use Compatibility Report establishes the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are based on a Brown Buntin Study completed in 2001, not on the 2006 EA/EIR completed for the Airport Master Plan Update. The City has also prepared an Environmental Impact Report for its LUCE Update as per the requirements of CEQA and to further show its factual evidence and chain of reasoning for all its stated conclusions. 39. Based upon the legal requirements for an adequate finding set forth in Paragraph 18 supra, all such findings do not meet the requirements set forth in PUC Sections 21676(b) and 21670 and are, therefore, inadequate to support the overrule. Response 53: As stated in Response #36, and repeated in several other responses, the City fully meets the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. B. Finding Specific Comments i. Finding 1 40. Finding 1 provides as follows: Resolution No. 10585 (2014 Series) Page 59 Exhibit B The policies and programs of the draft LUCE Update, including the provisions of the Airport Overlay Zoning regulations, are based upon the City of San Luis Obispo General Plan Update, Land Use and Circulation Element (LUCE), and Airport Land Use Compatibility Report (Compatibility Report) prepared by Johnson Aviation dated August 11, 2014. The Compatibility Report, which contains the supporting technical analysis and documents precisely how the draft LUCE Update complies with the State Aeronautics Act (SAA), as set forth in Division 9 (Aviation) of the Public Utilities Code (PUC), and the California Airport Land Use Planning Handbook (Handbook), is incorporated herein by reference. 41. Analysis of Finding 1: (a) The assertion that the "policies and programs of the draft LUCE update [ ... ] are based upon the City of San Luis Obispo General Plan Update and Land Use and Circulation Element (LUCE)" is irrelevant to the question of whether or not the proposal to overrule the ALUC's determination of inconsistency conforms to the requirements of PUC Section 21670. Response 54: Section 1 of the Draft Findings is a statement of fact. (b) The assertion that the "policies and programs of the draft LUCE update [ ... ] are based upon the Airport Land Use Compatibility Report (Compatibility Report) prepared by Johnson Aviation dated August 11, 2014" is insufficient to support the proposal to overrule the ALUC's determination of inconsistency because: (i) The Johnson Report does not include any evidence that the policies set forth therein (and reflected in the LUCE and Zoning Ordinance Updates) will result in no new noise and safety impacts as compared to the ALUP. Response 55: Section 1 of the Draft Findings is a statement of fact. (ii) As discussed in Paragraph 22 supra and set forth in Exhibit D, analysis of the Johnson Report by the ALUC revealed numerous omissions and deficiencies with regard to application of the standards for airport land use planning contained in the Handbook. Response 56: Section 1 of the Draft Findings is a statement of fact. (c) Finding 1 is conclusory and not supported by substantial evidence in the record. Response 57: Section 1 of the Draft Findings is a statement of fact. (d) Based on the foregoing, Finding 1 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 58: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. Resolution No. 10585 (2014 Series) Page 60 ii. Finding 2 42. Finding 2 provides as follows: Exhibit B As evidenced by the Compatibility [Johnson] Report, the Airport- related policies and programs contained in the Draft Land Use and Circulation Element (LUCE) and implementing Airport Overlay Zone (AOZ) zoning regulations provide adequate measures to "protect public health, safety and welfare" and "minimize the public's exposure to excessive noise and safety hazards" near the Airport "to the extent that these areas are not already devoted to incompatible uses," pursuant to Public Utilities Code Section 21670(a)(2). 43. Analysis of Finding 2: (a) Finding 2 significantly misrepresents the requirements of PUC Section 21670(a)(2). The actual wording of the statute first requires "the orderly expansion of airports" (emphasis added). In stark contrast to this requirement, the LUCE and Zoning Ordinance Updates contain no provisions to ensure the orderly expansion of SBP. On the contrary, the Airport Overlay Zone (AOZ) provisions of the Zoning Ordinance Update appear to be based on a policy of minimizing the future potential for expansion of services and operations. Response 59: The proposed AOZ provides purpose and intent statements that do address on- going viability and orderly expansion of the airport. Specifically, 17.57.010 B and C respectively state: "Ensure that land uses and development within the Airport Overlay Zone are compatible with existing and future airport operations" and "Prohibit the establishment of incompatible uses and further expansion of incompatible uses which could detrimentally affect long term economic vitality of the airport; and to avoid or minimize exposure of persons to potential hazards associated with current and future airport operations." The City has considered all relevant facts regarding airport land use compatibility and safety as well as balanced the City's other land use and circulation considerations (such as the desire to promote compact urban infill development within the existing urban reserve line) in its proposed decision to overrule the ALUC determination in this matter. When making land use decisions, the City has a broader set of issues to consider in addition to airport compatibility. This is why the statutes provide that the City may overrule the ALUC determination, and in this case, an overrule is particularly appropriate because the ALUC has not established a solid foundation for their land use policies. The Handbook, Page 4 -17 also offers a note that is particularly appropriate for consideration at San Luis Obispo: "Note that this urban versus rural distinction is not limited just to differences between one airport and another, it may also be true between various portions of individual airport's environs. Consequently, it may be reasonable for compatibility criteria to allow comparatively intensive development and/or infill development in one part of an airport's vicinity, but not in another. If an ALUC chooses to take this approach, however, sufficient reasoning should be provided." The City of San Luis Obispo has thoughtfully addressed this approach suggested by the Handbook in the course of its LUCE process. The City has likewise reached out to the ALUC Resolution No. 10585 (2014 Series) Page 61 Exhibit B for over two years to bring these ideas to the table for consideration. After numerous friendly requests, the City was forced to make a Public Records Act request of both the ALUC2 and Caltrans3 to attempt to simply review a copy of the proposed update to the ALUC's Airport Land Use Plan (ALUP). Despite these extraordinary lengths by the City to participate in the ALUP update process, both the ALUC and Caltrans refused to provide a copy of the ALUP update. Only after the City announced its intent to overrule the ALUC determination on the LUCE did the ALUC finally make a public release of a copy of their draft ALUP. This approach does not demonstrate an open and inclusive planning process. The City maintains that moving forward based on logic, facts and sound planning principles is the best option available, and hopes the ALUC will be open to this approach as the ALUP is updated so that both the community and the ALUC can work towards a common goal. (b) The LUCE and Zoning Ordinance Updates would permit the establishment of residential and other highly airport- incompatible land uses at sites that are subject to significant airport noise and safety impacts and which are currently devoted to agriculture, open space or other airport- compatible uses. In comparison with the ALUP, the LUCE and Zoning Ordinance Updates would result in additional persons being exposed to airport- related noise and safety hazards. This is inconsistent with the stated purpose of the SAA to minimize such exposure. Response 60: The facts contained within the Master Plan and the associated EIR, which have not been incorporated by the ALUC into the ALUP as required by state law, do not support this conclusion. (c) The Johnson Report is insufficient to support the proposal to overrule the ALUC's determination of inconsistency for the reasons set forth in Paragraphs 22 -23 and 41 supra. Response 61: See City's Responses to Paragraphs 22 -23. (d) Finding 2 is conclusory and not supported by substantial evidence in the record. Response 62: See City's Responses to Paragraphs 22 -23. (e) Based on the foregoing, Finding 2 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 63: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. iii. Finding 3 44. Finding 3 provides as follows: 2 Public Records Act request citation of ALUC for copy of ALUP update... 3 Public Records Act request citation of Caltrans for copy of ALUP update... Resolution No. 10585 (2014 Series) Page 62 Exhibit B Historically, the City deferred to the Airport Land Use Commission (ALUC) and County - adopted Airport Land Use Plan (ALUP) for airport land use compatibility determinations. In recent years, however, errors and omissions within the ALUP have become apparent. The City now considers the ALUP to be flawed and outdated, with policies that are not based on facts. The ALUP does not comply with the public health and safety requirements of the State Aeronautics Act. 45. Analysis of Finding 3: (a) The City has no authority to evaluate the adequacy of the ALUP. This authority is reserved to Caltrans (see PUC Section 21675(d)). Response 64: The Division is not required to determine whether or not an ALUP meets the requirements of the State Aeronautics Act. Rather, Caltrans is only required to provide approval for the ALUC to use an ALP (instead of a master plan) for purposes of compatibility planning. City of Coachella v. Riverside County Airport Land Use Commission, 210 Cal.App.3d 1277. Caltrans does not have approval authority over an ALUP. (b) The current ALUP was developed and adopted with the full participation of the City. During the formulation of the ALUP, the ALUC met on numerous occasions with representatives of the CDD and the draft ALUP was available for public review for over one (1) year prior to its adoption. Through this process, the City was afforded ample opportunity to identify any "errors," "omissions," "flaws," or "policies that are not based on facts." Having failed to provide comment or criticism at the appropriate time, principles of equity bar the City from challenging or wholly disregarding the adopted ALUP. Response 65: The fact remains that the ALUP is not based upon the County- adopted Master Plan and the associated EIR covering noise impacts. The ALUC and Caltrans acknowledges this fact in its responses to the City's Draft Findings in its Intent to Overrule. Simply restating the process for the last update of the ALUP does not rehabilitate the failings of the current plan. (c) At the specific request of the ALUC, Caltrans has reviewed and analyzed the current ALUP for SBP and has found it to be in full compliance with the SAA and the current version of the Handbook. In contrast to the City, Caltrans did not find the ALUP to contain "errors and omissions" nor to be "flawed and outdated, with policies that are not based on facts." Response 66: The Division is not required to determine whether or not an ALUP meets the requirements of the State Aeronautics Act. Rather, Caltrans is only required to provide approval for the ALUC to use an ALP (instead of a master plan) for purposes of compatibility planning. City of Coachella v. Riverside County Airport Land Use Commission, 210 Cal.App.3d 1277. The Division does not have approval authority over an ALUP. (d) The criticisms leveled at the current ALUP by Finding 3 do not speak to the purposes of the SAA nor do they demonstrate that the draft proposed LUCE will be as effective as the ALUP in minimizing the public's exposure to airport noise and safety Resolution No. 10585 (2014 Series) Page 63 Exhibit B hazards. Finding 3, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 67: Section 3 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (e) Finding 3 is conclusory and not supported by substantial evidence in the record. Response 68: Section 3 of the Draft Findings is a statement of fact that is supported by the full body of materials presented by the City regarding the ALUP. (f) Based on the foregoing, Finding 3 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 69: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. iv. Finding 4 46. Finding 4 provides as follows: The "Airport Planning Area" defined within the Existing ALUP is identical to the planning area identified in the ALUP as originally adopted in 1977. In 37 years, the safety zones in this Existing ALUP have not been updated. 47. Analysis of Finding 4: (a) Although the outer boundary of the Airport Planning Area (in the current ALUP) is identical to the Airport Planning Area established in 1977, the shape and size of the safety zones in the existing ALUP are very different from those defined in the 1977 ALUP and are wholly consistent with the current Caltrans' recommendations. In sum, the assertion that "In 37 years, the safety zones in the Existing ALUP have not been updated" is false. Response 70: See Section 2.3 of the ALUP, "The dimensions of this area were defined in 1977 and have not changed." (b) As above, the criticisms leveled at the current ALUP in Finding 4 do not speak to the purposes of the SAA nor do they demonstrate that LUCE and Zoning Ordinance Updates will be as effective as the current ALUP in minimizing the public's exposure to airport noise and safety hazards. Finding 4, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 71: Section 4 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact Resolution No. 10585 (2014 Series) Page 64 Exhibit B is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (c) Based on the foregoing, Finding 4 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and.is, therefore, inadequate to support the overrule. Response 72: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. V. Finding 5 48. Finding 5 provides as follows: Safety zones designated in the existing ALUP are not accurately aligned with the San Luis Obispo Airport runways and they do not reflect runway length changes constructed in recent years and depicted on the FAA - approved Airport Layout Plan (ALP). 49. Analysis of Finding 5: (a) The alignment of safety zones with runway headings depicted by the analog maps within the existing ALUP is as precise as was possible, given the technology available at the time of ALUP adoption and the resources available to the ALUC. Response 73: Section 5 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated. This fact is acknowledged here by the ALUC. When information and technology change it is the very reason why plans need to be periodically updated and changed to reflect this new information. These problems with the ALUP are exactly why the City approached the ALUC in the first place to ensure that the ALUP reflected the Master Plan and the resulting physical changes to the airport runways that have been constructed in recent years. (b) During the past eighteen (18) months, the ALUC has provided the City with extremely precise, GIS- compatible descriptions of the safety zones at SBP incorporating all current and future anticipated changes in runway lengths, positions, and alignments. Response 74: Unfortunately those extremely precise, GIS - compatible descriptions are no more reflective of the actual safety risk than their less precise predecessors. (c) As above, the criticisms leveled at the current ALUP in Finding 5 do not speak to the purposes of the SAA nor do they demonstrate that the LUCE and Zoning Ordinance Updates will be as effective as the current ALUP in minimizing the public's exposure to airport noise and safety hazards. Finding 5, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 75: Section 5 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. Resolution No. 10585 (2014 Series) Page 65 Exhibit B (d) Based on the foregoing, Finding 5 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 76: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. vi. Finding 6 50. Finding 6 provides as follows: State law requires that ALUPs be consistent with the Airport Master Plan (AMP), the Airport Layout Plan (ALP) and the FAA - approved Terminal Area Forecast (TAF). The existing ALUP is not consistent with the AMP, the ALP or the TAF. 51. Analysis of Finding 6: (a) Finding 6 misstates the actual requirements of state law. The relevant statutory provisions are PUC Sections 21647.7(a) and 21675(a) which provide as follows, respectively: (i) An airport land use commission that formulates, adopts, or amends an airport land use compatibility plan shall be guided by information prepared and updated pursuant to Section 21674.5 and referred to as the Airport Land Use Planning Handbook (emphasis added). (ii) Each commission shall formulate an airport land use compatibility plan that will provide for the orderly growth of each public airport and the area surrounding the airport within the jurisdiction of the commission, and will safeguard the general welfare of the inhabitants within the vicinity of the airport and the public in general. The commission's airport land use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation that reflects the anticipated growth of the airport during at least the next 20 years (emphasis added). Thus, under state law, an airport land use plan must "be guided by" the principles and provisions put forth in the Handbook and must be based upon "the anticipated growth of the airport over at least the next 20 years," as predicted by the approved Airport Master Plan. State law, however, does not require that an airport land use plan be consistent with the "FAA- approved Terminal Area Forecast (TAP)." On the contrary, in cases where the TAP is at variance with the activity forecasts of the approved Airport Master Plan, state law mandates that ALUCs utilize the Airport Master Plan forecast for land use planning purposes. Response 77: The ALUC ignores the foundation of the FAA's requirements for approving master plan forecasts while affirming the State's requirement that ALUPs be based on an approved master plan. Section 21675 requires the following: "The commission's airport land Resolution No. 10585 (2014 Series) Page 66 Exhibit B use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation that reflects the anticipated growth of the airport during at least the next 20 years." The approval of an airport master plan can only occur after compliance with the CEQA, which includes preparation and adoption of a negative declaration (ND) or mitigated negative declaration (MND) and/or preparation and certification of an environmental impact report (EIR) for the Airport Master Plan. CEQA statutes and guidelines state that an EIR shall be considered by every public agency prior to its approval or disapproval of a project. "Project" shall include the carrying out or approval of a plan that expands or enlarges an existing publicly owned airport. The Airport Master Plan Update for San Luis Obispo Airport was completed in 2003, revised in 2004, and accepted by the Board of Supervisors of the County in 2005. In 2006 the County completed and certified an Environmental Assessment (EA) and Environmental Impact Report (EIR) for extension of the main Runway 11/29 and other suggested Airport improvements. As per the EIR, "In accordance with FAA policy, the FAA will use this EA for ALP approval and future federal funding approvals over the next five -year period ... in accordance with CEQA, San Luis Obispo County is required to be concerned with the `whole of the action,' which is defined as all projects identified in the Master Plan program. Therefore, for purposes of this EA /EIR, the County's obligation under CEQA is to include both phases of the Master Plan." As part of the EIR, a comprehensive analysis of noise, using the forecasts prepared for the airport master plan, was completed. This noise analysis was validated in the Airport Land Use Compatibility Report also using the forecasts prepared for the Airport Master Plan. Although it is stated in the ALUP that data was constructed from information and projections presented in the Airport Maser Plan, the noise contours source presented in the ALUP are cited as a noise study completed by Brown - Buntin Associates in April, 2001. A public records act request to both the County and a direct request to Brown - Buntin failed to locate this study which was used by the ALUC to set noise contours based upon a hypothetical maximum use of airport runways. As seen in Figure 6, the noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the cited study from Brown - Buntin Associates instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from the study from Brown - Buntin Associates instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the study from Brown - Buntin Associates instead of the Airport Master Plan EIR. Resolution No. 10585 (2014 Series) Page 67 Exhibit B (b) As discussed in Paragraph 45 supra, Caltrans has performed a special review of the ALUP. In contrast to the unsupported assertions contained in Finding 6, Caltrans has determined that the current ALUP is fully compliant with all requirements and provisions of state law. Response 78: The Division is not required to determine whether or not an ALUP meets the requirements of the State Aeronautics Act. Rather, Caltrans is only required to provide approval for the ALUC to use an ALP (instead of a master plan) for purposes of compatibility planning. City of Coachella v. Riverside County Airport Land Use Commission, 210 Cal.App.3d 1277. The Division does not have approval authority over an ALUP. (c) As above, the criticisms leveled at the current ALUP in Finding 6 do not speak to the purposes of the SAA nor do they demonstrate that the LUCE and Zoning Ordinance Updates will be as effective as the current ALUP in minimizing the public's exposure to airport noise and safety hazards. Finding 6, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 79: Section 6 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact Resolution No. 10585 (2014 Series) Page 68 Exhibit B is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (d) Finding 6 is conclusory and fails to provide substantial evidence to support the contention that "the existing ALUP is not consistent with the AMP, the ALP or the TAF." Response 80: Section 6 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (e) Based on the foregoing, Finding 6 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 81: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. vii. Finding 7 52. Finding 7 provides as follows: ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUCP must be based upon an Airport Master Plan and FAA - approved Terminal Area Forecast. 53. Analysis of Finding 7: (a) The ALUP contains no provisions that would regulate airfield configuration, "airport role," or future airport activity levels. Response 82: The ALUC's land use policies and application of those policies through project referrals are not based on the County- adopted Master Plan, its forecast or its associated EIR. As a result the ALUC is placing undue restrictions on land use in the vicinity of the airport as a result of its knowingly flawed ALUP. (b) Finding 7 is conclusory and provides no factual basis to support the contention that the ALUC has, in any way, attempted to regulate airfield configuration, "airport role," or future airport activity levels. Response 83: Section 7 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (c) As discussed in Paragraph 51 supra, the statement that "an ALUCP must be based upon [...] the FAA - approved Terminal Area Forecast" is false and misleading. Resolution No. 10585 (2014 Series) Page 69 Exhibit B Response 84: While there is no requirement for the ALUP to use forecast numbers from the TAF, the ALUP must be based on the AMP. ALUC continues to ignore the FAA's requirements for approving master plan forecasts. The AMP was completed in 2003, revised in 2004, and accepted by the Board of Supervisors of the County in 2005. In the 10 years since this planning was completed, much has changed in the aviation industry and the local aviation activity at SBP. As a result, the forecasts of aviation activity reflected in the Airport Master Plan Update require significant updates to better reflect the existing conditions at SBP, and to better align with the Federal Aviation Administration's (FAA's) official Terminal Area Forecast (TAF) for the facility. However, for the purposes of this LUCE Update, the City is relying on the SBP Master Plan forecasts of aviation activity as a reasonably foreseeable projection of ultimate aviation activity sufficient for long -term land use planning purposes, without regard for the date of 2023 because it is uncertain when the forecast levels of activity will be reached and because growth must be consistent with the capital improvement plan for the Airport. (d) As above, the criticisms leveled at the current ALUP in Finding 7 do not speak to the purposes of the SAA nor do they demonstrate that the LUCE and Zoning Ordinance Updates will be as effective as the current ALUP in minimizing the public's exposure to airport noise and safety hazards. Finding 7, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 85: Section 7 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (e) Based on the foregoing, Finding 7 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 86: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. viii. Finding 8 54. Finding 8 provides as follows: While planners are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases). The ALUP's safety zones require complex trigonometry to define, show an increasing geographic area of risk at further distances from the airport, and contain zones that are not described by the Handbook and that are not reflective of Handbook Table 3A adjustment factors. 55. Analysis of Finding 8: Resolution No. 10585 (2014 Series) Page 70 Exhibit B (a) Finding 8 misstates the actual requirements of state law. The SAA makes no reference to the creation of "zones;" and the Handbook operates merely as a guidance document for ALUCs (see PUC Section 21674.7). Response 87: Public Utilities Code Section 21674.7(a) states, "An airport land use commission that formulates, adopts or amends an airport land use compatibility plan SHALL be guided by information prepared and updated pursuant to Section 21674.5 and referred to as the Airport Land Use Planning Handbook published by the Division of Aeronautics of the Department of Transportation. (emphasis added)." (b) With the exception of the outer border of the Airport Planning Area (Safety Area S -2), the Aviation Safety Zones defined by the current ALUP consist of three (3) easily - definable geometric shapes - rectangles, triangles, and segments of circles. The irregular outer border of Safety Area S -2 represents a vestige of the ALUP adopted in 1977. The ALUP is in the process of formulating an amendment to the ALUP that will modify the outer border of Safety Area S -2 to an oval shape. Response 88: The ALUC continues to miss the essence of the problem with its safety zones. It is not only the size and shape of the zones but most importantly the connection between those zones and actual safety risk and associated land use policies that provide meaningful protection to people and property in line with the risk. (c) As suggested by the Handbook, the number of safety zones defined by the ALUP is "limited to a realistic number" -in this case, five (5). Response 89: The ALUP actually defines eight safety zones. (d) While the Handbook does suggest that airport safety zones be "as compact as possible," this does not imply that safety zones should become smaller in geographic area at further distances from the airport. The fallacy of this argument is illustrated by simple consideration of the generic "sample" safety zones included in the Handbook itself. In this example, the Inner Turning Zone becomes progressively larger at greater distances from the airport. In addition, the Handbook's geographically largest generic zone is the "Traffic Pattern" zone, which is also the most distant from the airport. Response 90: Requirements and criteria of each safety zone is identified and fully explained in the Handbook. Safety zones are made up of their geographic area and proximity to the runway along with the corresponding land use restrictions that connect to the actual safety risk to people and property on the ground. The Handbook traffic pattern zone does incorporate a very large geographic area but its land use restrictions are limited to buyer awareness of aircraft overflight and proximity to the airport with no limitations on the type, density or intensity of land use in urban areas like the City. The Handbook Inner Turning Zone is specifically aligned and shaped to contain potential accidents close to the airport (less than one mile from the runway end) where aircraft are in descending and climbing turns, to and from the runway. The remaining inner approach/departure zone, outer approach departure zone and sideline zones are all grouped narrowly along the runway centerline and runway centerline extended into the approach/departure area. Resolution No. 10585 (2014 Series) Page 71 Exhibit B (e) The Handbook provides that ALUCs should not simply adopt the sample generic safety zones contained therein for use at a specific airport. Rather, ALUCs should adjust the shape and dimensions of airport safety zones based upon the operational characteristics of an individual airport. Some of the factors to be considered are listed in Table 3A of the Handbook. Over the past two (2) years, the ALUC has had extensive discussions with Caltrans on the manner in which generic safety zones have, in the current ALUP, been adjusted in response to local factors. These discussions have confirmed the following: (i) The local adjustment factors to be considered for a specific airport include, but are not limited to, those listed in Table 3A and (ii) The manner in which the current ALUP has adapted the generic safety zones to operational factors specific to SBP is both rational and appropriate and consistent with state law and the Handbook. Response 91: The Division is not required to determine whether or not an ALUP meets the requirements of the State Aeronautics Act. Rather, Caltrans is only required to provide approval for the ALUC to use an ALP (instead of a master plan) for purposes of compatibility planning. City of Coachella v. Riverside County Airport Land Use Commission, 210 Cal.App.3d 1277. The Division does not have approval authority over an ALUP. (f) The statement that "the ALUP's safety zones require complex trigonometry to define" is untrue. The ALUC has provided the City with precise measurements and reference points for all airport safety zones (with the exception of Safety Area S -2) that allow for extremely accurate, GIS- compatible location of zone boundaries with no calculations. The trigonometric calculations referred to in this Finding were provided to the City merely as an aid to help the City understand how the size and shape of the Safety Zones relate to the operational characteristics of the airport environment. Response 92: The zones increase in size, rather than decrease in size, despite decreased risk from the aircraft operations with further distance from the airport. ALUP Maneuvering Zone S- lb, due to the fact that its size, configuration and land use criteria are inconsistent with California Airport Land Use Planning Handbook guidelines and criteria, has no such equivalent zone in the Handbook. This zone is also unsubstantiated by the airport's activity forecasts as used for noise planning purposes, historical accident data at SBP, or safety zone adjustment factors as described in Table 3A of the Handbook. ALUP Sideline Zone S -lc, due to the fact that its size, configuration and land use criteria are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria, has no such equivalent zone in the Handbook. This zone is also unsubstantiated by the airport's activity forecasts as used for noise planning purposes, historical accident data at SBP, or safety zone adjustment factors as described in Table 3A of the Handbook. ALUP Zone S -2 is not consistent with Zone 6 — Traffic Pattern of the California Airport Land Use Planning Handbook guidelines and criteria. Safety Area S -2 is really just the ALUP's Airport Land Use Planning Area. The ALUP states, "the dimensions of this area were defined in 1977 and have not changed. In general terms, the Planning Area is an irregular oval, which is aligned with its long axis in a northwest southeast direction, parallel to the centerline of Runway 11 -29 at the Airport. The dimensions of the oval are approximately Resolution No. 10585 (2014 Series) Page 72 Exhibit B 31,600 feet by 20,850 feet. The Planning Area extends from a point approximately '/z mile southeast of the community of Edna on the southeast to West Oceanaire Drive in the Laguna Lake Subdivision on the northwest. To the north of the Airport, the Planning Area extends to Sinsheimer School and Edgewood Drive in the City of San Luis Obispo. To the southeast and east, the boundary of the Planning Area is close to the ridgeline of the high terrain." Safety Area S -2 is the outermost safety zone and should be the equivalent of Zone 6 in the Handbook. The size, configuration and land use criteria of Safety Area S -2 should be consistent with Zone 6, and not based on a Planning Area established by the ALUC in 1977. Caltrans has provided no further clarity or factual technical detail as to the basis of its support for the ALUP safety zones, regardless, at this time the City is choosing to accept the defined safety zones from the ALUP and will work with the ALUC during its ongoing ALUP update. (g) The criticisms leveled at the current ALUP in Finding 8 do not speak to the purposes of the SAA nor do they demonstrate that the LUCE and Zoning Ordinance Updates will be as effective as the current ALUP in minimizing the public's exposure to airport noise and safety hazards. Finding 8, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 93: Section 8 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (h) Based on the foregoing, Finding 8 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 94: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. ix. Finding 9 56. Finding 9 provides as follows: Since January 2012, the City of San Luis Obispo has encouraged the ALUC to update the ALUP for consistency with the SAA, PUC and Handbook in an open and collaborative manner based on factual information and realistic airport operations scenarios. Such an update has not occurred. 57. Analysis of Finding 9: (a) As discussed in Paragraph 7 supra, despite severe budgetary constraints, the ALUC has been working for almost two (2) years to prepare and adopt an amendment to the current ALUP. However, because the ALUC and ALUC staff have had to expend a great deal of time and resources responding to assertions made by the City in the Johnson Report and related correspondence and because the City changed its position regarding funding for the noise contours to be included within the ALUP update, the ALUC has not been able to complete the amendment. Resolution No. 10585 (2014 Series) Page 73 Exhibit B Response 95: The City requested the development of the Airport Compatibility Report after the ALUC was unresponsive to the City's request that the ALUC fully incorporate the Master Plan and associated EIR findings into its update of the ALUP as required by state law. The Master Plan was completed in 2005, the associated EIR was certified in 2006 and the extension of Runway 11/29 was opened in 2007. While the City has made pointed requests over the last two years that the ALUC update their ALUP to include the Master Plan, it is now nine years beyond completion of the Master Plan, eight years beyond the completion of the EIR and seven years beyond the extension of Runway 11/29. (b) Other than with respect to the prematurity of the City's referral, the issue of the pending ALUP amendment is irrelevant to the ALUC's determination that the LUCE and Zoning Ordinance Updates are inconsistent with the ALUP. The LUCE and Zoning Ordinance Updates have been determined to be inconsistent with the current ALUP, a document that has been reviewed by Caltrans and has been found to be fully compliant with the SAA and the Handbook. Response 96: Section 9 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (c) The criticisms leveled at the current ALUP in Finding 9 do not speak to the purposes of the SAA nor do they demonstrate that the LUCE and Zoning Ordinance Updates will be as effective as the current ALUP in minimizing the public's exposure to airport noise and safety hazards. Finding 9, therefore, is not relevant to the proposed overrule of the ALUC's determination of inconsistency. Response 97: Section 9 of the Draft Findings is a statement of fact that the ALUP is flawed and outdated in as much as it does not incorporate the Master Plan and its associated EIR. This fact is acknowledged in both the ALUC and Caltrans letters providing comments to the City's Draft Findings in its Intent to Overrule. (d) Based on the foregoing, Finding 9 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 98: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. X. Finding 10 58. Finding 10 provides as follows: The policies and programs set forth in the proposed LUCE Update and implementing Airport Overlay Zone are based upon the California Airport Land Use Planning Handbook and are consistent with the guidelines recommended by Caltrans to specifically fulfill the purposes of Article 3.5 of the State Aeronautics Act as stated in Section 21670. Resolution No. 10585 (2014 Series) Page 74 59. Analysis of Finding 10: Exhibit B (a) As discussed in Paragraph 41 supra and more specifically set forth in Exhibit D, the policies and programs contained within the LUCE and Zoning Ordinance Updates are not consistent with the Handbook. The provisions of the LUCE and Zoning Ordinance Update relating to airport compatibility are based on the Johnson Report which contains a number of uncorrected deficiencies. Response 99: The LUCE and Zoning Ordinance Update are consistent with Federal, State, and local laws and guidance material. This includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are cited as being based on a Brown Buntin Study completed in 2001 (which cannot be located), not on the 2006 EA/EIR completed for the Airport Master Plan Update. (b) As discussed in Paragraphs 23 -25 supra, even if the proposed City policies and programs were in conformance with the Handbook, this would be insufficient to confirm that the LUCE and Zoning Ordinance Updates are consistent with the purposes of the SAA. Resolution No. 10585 (2014 Series) Page 75 Exhibit B Response 100: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (c) As discussed in Paragraphs 29 and 32 supra, in comparison with the current ALUP, the land use provisions of LUCE and Zoning Ordinance Update would actually increase the public's exposure to excessive noise and safety hazards within areas in the vicinity of SBP. Response 101: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB CNEL, consistent with limitations in all other areas of the City. The noise contours presented in the ALUP are cited as those from a noise study completed by Brown - Buntin Associates in April, 2001, not the noise analysis that was completed for the Airport Master Plan Update in the 2006 EA /EIR. As seen in Figure 6, the noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan Update. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the Brown - Buntin study (a study that cannot be located), instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from this Brown - Buntin study instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Bunting study instead of the Airport Master Plan EIR. This is not consistent with State Statues that an ALUCP must be based upon an airport master plan. Resolution No. 10585 (2014 Series) Page 76 Exhibit B (d) Finding 10 contains no factual evidence to support the contention that the LUCE and Zoning Ordinance Updates are consistent with the Handbook. Response 102: The LUCE and Zoning Ordinance Update are consistent with Federal, State, and local laws and guidance material. This includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150- 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation Resolution No. 10585 (2014 Series) Page 77 Exhibit B of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are cited as being based on a Brown Buntin Study completed in 2001 (which cannot be located), not on the 2006 EA /EIR completed for the Airport Master Plan Update. (e) Based on the foregoing, Finding 10 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Section 103: The City has provided much evidence that its findings and proposed action is consistent with Section 21670 by ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Section 21676(b) states: "Prior to the amendment of a general plan or specific plan, or the adoption or approval of a zoning ordinance or building regulation within the planning boundary established by the airport land use commission pursuant to Section 21675, the local agency shall first refer the proposed action to the commission. If the commission determines that the proposed action is inconsistent with the commission's plan, the referring agency shall be notified. The Resolution No. 10585 (2014 Series) Page 78 Exhibit B local agency may, after a public hearing, propose to overrule the commission by a two - thirds vote of its governing body if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. At least 45 days prior to the decision to overrule the commission, the local agency governing body shall provide the commission and the division a copy of the proposed decision and findings. The commission and the division may provide comments to the local agency governing body within 30 days of receiving the proposed decision and findings. If the commission or the division's comments are not available within this time limit, the local agency governing body may act without them. The comments by the division or the commission are advisory to the local agency governing body. The local agency governing body shall include comments from the commission and the division in the public record of any final decision to overrule the commission, which may only be adopted by a two - thirds vote of the governing body." The City has followed all the requirements of PUC Section 21676 (b) regarding referral of proposed actions to the land use commission, and the right to overrule the land use commission if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council did not consider action until October 21, 2014 — 60 days after transmittal of the findings. Final action is anticipated to occur on December 2, 2014 at the earliest, therefore, the City is consistent with PUC Section 21676(b). xii. Finding 11 60. Finding 11 provides as follows: The City went through an extensive effort to ensure that the City's LUCE policies: (1) are consistent with the purposes of the State Aeronautics Act, as stated in Section 21670; (2) are consistent with the Caltrans Handbook's policies and recommendations relating to safety, overflight, airspace protectiond noise; and (3) that the LUCE policies do not adversely impact the public health, welfare and safety or airport operations. All of the policies in the LUCE are based on substantial evidence provided in the Airport Land Use Compatibility Report included as a technical appendix to the LUCE Update EIR and incorporated by reference. This report includes a careful examination of the existing and proposed airport facilities, operations, and local procedures, weather, topography, aircraft accidents and incidents. The report also includes a careful examination of the County approved Airport Master Plan, FAA - approved Airport Layout Plan and application of Federal Aviation Regulation (FAR) Part 77 obstruction analysis. The report also includes recommendations for LUCE policies consistent with the purposes of the State Aeronautics Act and guidelines provided in the Caltrans Handbook. Therefore, the LUCE policies and programs and associated implementation through creation of an Airport Overlay Zone is based on substantial evidence and is consistent with the purposes of Article 3.5 of the State Aeronautics Act as stated in Section 21670, to minimize the Resolution No. 10585 (2014 Series) Page 79 Exhibit B public's exposure to excessive noise and safety hazards and do not impact public health, welfare and safety or existing and future airport operations. 61. Analysis of Finding 11: (a) Finding 11 is, in large part, merely an extended restatement of Finding 10 and suffers the same defects: (i) As discussed in Paragraph 41 supra and more specifically set forth in Exhibit D, the policies and programs contained within the LUCE and Zoning Ordinance Updates are not consistent with the Handbook. Response 104: The LUCE and Zoning Ordinance Update are consistent with Federal, State, and local laws and guidance material. This includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are cited as being based on a Brown Buntin Study completed in 2001 (which cannot be located), not on the 2006 EA /EIR completed for the Airport Master Plan Update. Resolution No. 10585 (2014 Series) Page 80 Exhibit B (ii) In comparison with the current ALUP, the land use provisions of LUCE and Zoning Ordinance Updates would actually increase the public's exposure to excessive noise and safety hazards within areas in the vicinity of the SBP. Response 105: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB CNEL, consistent with existing limitations that apply throughout the rest of the City.. The noise contours presented in the ALUP are cited as those from a noise study completed by Brown - Buntin Associates in April, 2001, not the noise analysis that was completed for the Airport Master Plan Update in the 2006 EA/EIR. The noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan Update. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the Brown - Buntin study (a study that cannot be located), instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from this Brown - Buntin study instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Bunting study instead of the Airport Master Plan EIR. This is not consistent with State Statues that an ALUCP must be based upon an airport master plan. (b) As discussed in Paragraph 26 supra, the reference in Finding 11 and in numerous other Findings to consistency with the Handbook provides substantial additional evidence of the City's intent to author its own airport land use compatibility plan in contravention of the SAA. As discussed in Paragraphs 25 supra, the Handbook is a reference document for ALUCs that has no applicability to the formulation or adoption of a legitimate general plan unless the provisions of the Handbook have been included in the ALUP adopted by the ALUC. Response 106: The City has not authored its own airport land use compatibility plan for SBP. Rather, it is proceeding with an overrule in those areas that are inconsistent with the ALUP policies as required by law. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion Resolution No. 10585 (2014 Series) Page 81 Exhibit B of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are based on a Brown Buntin Study completed in 2001, not on the 2006 EA /EIR completed for the Airport Master Plan Update. The Airport Land Use Planning Handbook is not only intended for ALUCs and to guide Cities only to the extent that the provisions of the Handbook have been incorporated into the ALUP by the ALUC. The Handbook states that it is intended to "1) provide information to ALUCs, their staffs, airport proprietors, cities, counties, consultants, and the public, 2) to identify the requirements and procedures for preparing effective compatibility planning documents, and 3) define exemptions where applicable. (c) As discussed in Paragraph 12 supra, the City has been notified by Caltrans that the City is not authorized to formulate or adopt an airport land use compatibility plan, and that such authority has been reserved, by state law, to airport land use commissions. Response 107: The City is not adopting an ALUP. Rather, the City is exercising its statutory and constitutional land use authority to override certain policies in the ALUP and approve a LUCE Update and zoning ordinance that in not consistent with the ALUP. (d) As discussed in Paragraph 27 supra, the City has not demonstrated that the membership of its City Council includes two (2) members with aeronautical expertise or that the airport provisions of the LUCE and Zoning Ordinance Updates have been approved by Caltrans, requirements placed on "designated body" counties and "designated agency" counties, respectively. Response 108: It appears that this comment is referencing Section 21670.1(a) of the Public Utilities Code which allows a designated body to assume the planning responsibilities of the ALUC if the board of supervisors and the mayors' committee in a county each determine that another body can accomplish essential airport land use compatibility planning. Although the designated body format is quite common among ALUCS, this is not the situation here. The County has a single purpose entity that is the ALUC which the City acknowledges and has accepted as the County ALUC. Again, the City's approval of the LUCE Update and zoning ordinances is not based on the prior designation of a new body to serve as the ALUC. Rather, the City is following the defined overrule process required by state statute based on the ALUC's inconsistency determination. (e) Assertions that "the City's LUCE policies: (1) are consistent with the purposes of the State Aeronautics Act, as stated in Section 21670: (2) are consistent with the Caltrans Handbook's policies and recommendations relating to safety, overflight, airspace protection and noise; and (3) that the LUCE policies do not adversely impact the public health, welfare and safety or airport operations" are conclusory and are not supported by factual evidence. Resolution No. 10585 (2014 Series) Page 82 Exhibit B Response 109: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (f) As discussed in Paragraphs 23 -25 supra, even if the proposed City policies and programs were in conformance with the Handbook, this would be insufficient to confirm that the LUCE and Zoning Ordinance Updates are consistent with the purposes of the SAA. Response 110: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (g) The LUCE and Zoning Ordinance Updates, rather than serving to minimize the public's exposure to excessive noise and safety hazards, would actually increase the allowable extent of exposure to a level greater than is currently the case under the provisions of the ALUP. Resolution No. 10585 (2014 Series) Page 83 Exhibit B Response 111: The key words in this component of the law's purpose are minimize and excessive. In order to adopt a findings demonstrating consistency with this purpose of Section 21670, the City first determined whether the existing noise exposure or safety hazards are excessive. Where existing noise and safety hazards are not excessive, then the actions taken by the local agency "prevent the creation of new noise and safety problems." Where the existing exposure is excessive, the City has shown how its action in overruling an ALUC determination of inconsistency nonetheless minimizes additional exposure to those noise and safety concerns that have been identified. Finally, the City has shown the extent to which land uses in the area are already incompatible with airport operations, and how an action to overrule would not create a new incompatible use, or would not expose additional persons or property to noise and safety hazards associated with existing compatible uses. (h) Based on the foregoing, Finding 11 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 112: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. x i i . Finding 12 62. Finding 12 provides as follows: The draft LUCE Update and implementing Airport Overlay Zoning regulations incorporate and are fully consistent with the current Caltrans Handbook standards for addressing safety, noise, overflight and airspace protection and also include accurate Geographic Information System (GIS) mapping, current FAA operations and planning standards and significant airport planning information from the County- adopted Airport Master Plan and FAA - approved Airport Layout Plan. The City has also developed complete technical airport operational information through its Airport Land Use Compatibility Report fully considering FAA- regulated and approved operations and procedures. San Luis Obispo Regional Airport supports all - weather General Aviation operations and scheduled commercial passenger service with no deviations due to topography or weather that limit these operations or require adjustments to Caltrans Handbook safety zones. The City applied the Caltrans Handbook density and intensity of use standards to each proposed Airport Overlay Zone to ensure safety and compatibility of existing and proposed land uses and to prevent future development of incompatible land uses. 63. Analysis of Finding 12: (a) Finding 12 has the same deficiencies as Findings 10 and 11 noted above, specifically: (i) As discussed in Paragraph 41 supra and more specifically set forth in Exhibit D, the policies and programs set forth in the LUCE and Zoning Ordinance Updates are not consistent with the Handbook. The provisions of the LUCE and Resolution No. 10585 (2014 Series) Page 84 Exhibit B Zoning Ordinance Updates relating to airport compatibility are based on the Johnson Report which contains a number of uncorrected deficiencies. Response 113: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (ii) In comparison with the current ALUP, the land use provisions of the LUCE and Zoning Ordinance Updates would actually increase the public's exposure to excessive noise and safety hazards within areas in the vicinity of the SBP. Response 114: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB. The noise contours presented in the ALUP are cited as those from a noise study completed by Brown - Buntin Associates in April, 2001, not the noise analysis that was completed for the Airport Master Plan Update in the 2006 EA/EIR. Resolution No. 10585 (2014 Series) Page 85 Exhibit B The noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan Update. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the Brown - Buntin study (a study that cannot be located), instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from this Brown - Buntin study instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Bunting study instead of the Airport Master Plan EIR. This is not consistent with State Statues that an ALUCP must be based upon an airport master plan. (iii) As discussed in Paragraph 1 1 supra, the Airport Area Chapter (Chapter 7) of the LUCE Update and the Airport Overlay Zone Chapter (Chapter 17.57) of the Zoning Ordinance Update constitute a defacto airport land use compatibility plan in contravention of the SAA. Response 115: Although approval of the LUCE through the overrule process will result in the LUCE and zoning ordinance taking effect just as if the ALUC had approved it or found it consistent with the ALUP, the City must still comply with the mandatory review procedures of the ALUC with respect to general plans and specific plans and ordinances /regulations. The LUCE makes these review procedures clear. The City has not authored its own airport land use compatibility plan for SBP. Rather, it is proceeding with an overrule in those areas that are inconsistent with the ALUP policies as required by law. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are based on a Brown Buntin Study completed in 2001, not on the 2006 EA/EIR completed for the Airport Master Plan Update. (iv) As discussed in Paragraph 27 supra, the City has not demonstrated that the membership of its City Council includes two (2) members with aeronautical expertise or that the airport provisions of the LUCE and Zoning Ordinance Updates have been approved by Caltrans, requirements placed on "designated body" counties and "designated agency" counties, respectively. Response 116: It appears that this comment is referencing Section 21670.1(a) of the Public Utilities Code which allows a designated body to assume the planning responsibilities of the ALUC if the board of supervisors and the mayors' committee in a county each determine that Resolution No. 10585 (2014 Series) Page 86 Exhibit B another body can accomplish essential airport land use compatibility planning. Although the designated body format is quite common among ALUCS, this is not the situation here. The County has a single purpose entity that is the ALUC which the City acknowledges and has accepted as the County ALUC. Again, the City's approval of the LUCE Update and zoning ordinances is not based on the prior designation of a new body to serve as the ALUC. Rather, the City is following the defined overrule process required by state statute based on the ALUC's inconsistency determination. (b) The adoption of the generic safety zones set forth in the Handbook for land use compatibility planning in the vicinity of SBP is inappropriate and inconsistent with the Handbook. Significant local factors that must be incorporated into the determination of the optimal size and configuration of airport safety zones include, at a minimum: (i) Instrument procedures (approaches and departures) not aligned with runways • VOR -A approach • WYNRR departure • AVILA departure • Circle -to -land procedures (ii) High terrain in the vicinity of the airport non - standard glideslope for Runway 29 Islay Hill Terrace Hill (iii) Noise - sensitive land uses in the vicinity of the airport adopted "Quiet Flight" procedures for SBP Los Ranchos School (iv) Runway use by special purpose aircraft helicopter operations and helicopter training procedures student pilots Response 117: An assessment of whether any of the safety zone adjustment factors described in Table 3A of the California Airport Land Use Planning Handbook apply to SBP was provided in Section 4.3 of the Johnson Aviation Airport Land Use Compatibility Report. The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The findings from the Report indicate no safety zone adjustments from those suggested by the California Airport Land Use Planning Handbook are required. Simply because a type of procedure exists or is in use, or that terrain exists in the vicinity, or a runway is occasionally used by special purpose aircraft, does not by itself change the risk profile or safety setting of the operation for the surrounding community. Resolution No. 10585 (2014 Series) Page 87 Exhibit B (c) The assertion that "[t]he draft LUCE Update and implementing Airport Overlay Zoning regulations incorporate and are fully consistent with the current Caltrans Handbook standards for addressing safety, noise, overflight and airspace protection" is conclusory and not supported by fact. Response 118: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (d) In comparison with the current ALUP, the land use provisions of LUCE and Zoning Ordinance Update would actually increase the public's exposure to excessive noise and safety hazards within areas in the vicinity of the SBP. Response 119: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB. Resolution No. 10585 (2014 Series) Page 88 Exhibit B The noise contours presented in the ALUP are cited as those from a noise study completed by Brown - Buntin Associates in April, 2001, not the noise analysis that was completed for the Airport Master Plan Update in the 2006 EA /EIR. The noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan Update. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the Brown - Buntin study (a study that cannot be located), instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from this Brown - Buntin study instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Bunting study instead of the Airport Master Plan EIR. This is not consistent with State Statues that an ALUCP must be based upon an airport master plan. (e) As discussed in Paragraphs 23 -25 supra, even if the proposed City policies and programs were in conformance with the Handbook, this would be insufficient to confirm that the LUCE and Zoning Ordinance Updates are consistent with the purposes of the SAA. (f) As discussed in Paragraphs 23 -25 supra, even if the proposed City policies and programs were in conformance with the Handbook, this would be insufficient to confirm that the LUCE and Zoning Ordinance Updates are consistent with the purposes of the SAA. Response 120: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (f) Based on the foregoing, Finding 12 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 121: The City has provided much evidence that its findings and proposed action is consistent with Section 21670 by ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Resolution No. 10585 (2014 Series) Page 89 Exhibit B Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Section 21676(b) states: "Prior to the amendment of a general plan or specific plan, or the adoption or approval of a zoning ordinance or building regulation within the planning boundary established by the airport land use commission pursuant to Section 21675, the local agency shall first refer the proposed action to the commission. If the commission determines that the proposed action is inconsistent with the commission's plan, the referring agency shall be notified. The local agency may, after a public hearing, propose to overrule the commission by a two - thirds vote of its governing body if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. At least 45 days prior to the decision to overrule the commission, the local agency governing body shall provide the commission and the division a copy of the proposed decision and findings. The commission and the division may provide comments to the local agency governing body within 30 days of receiving the proposed decision and findings. If the commission or the division's comments are not available within this time limit, the local agency governing body may act without them. The comments by the division or the commission are advisory to the local agency governing body. The local agency governing body shall include comments from the commission and the division in the public record of any final decision to overrule the commission, which may only be adopted by a two - thirds vote of the governing body." The City has followed all the requirements of PUC Section 21676 (b) regarding referral of proposed actions to the land use commission, and the right to overrule the land use commission if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council will not consider final action until October 21, 2014 — 60 days after transmittal of the findings. Therefore, the City is consistent with PUC Section 21676(b). Resolution No. 10585 (2014 Series) Page 90 xiii. Finding 13 64. Finding 13 provides as follows: Exhibit B Airport Safety policies and programs contained in the LUCE Update are consistent with California Airport Land Use Planning Handbook guidelines (See Handbook, Chapter 3, Page 3 -15 through 3 -27; Chapter 4, Pages 4 -17 through 4 -34) and substantiated by the FAA - approved San Luis Obispo County Airport Master Plan activity forecasts because policies and programs address development standards to regulate development intensity, density, and prohibited uses; infill development standards, height limitations and other hazards to flight; noise, buyer awareness measures, avigation easements; airspace obstruction; open land; non - conforming uses and reconstruction; and City review. These policies and programs meet the guidance and direction provided in sections 4.2, 4.3, 4.4, 4.5, and 4.6 of the California Airport Land Use Planning Handbook guidelines. The FAA - approved Airport Master Plan forecasts of aviation activity is the best reasonably foreseeable projection of ultimate aviation activity sufficient for long- term safety planning purposes (See Handbook, Pages 3 -7 through 3 -8). Public Utility Code §21675(a) requires land use compatibility plans to be based on the Airport Master Plan for the San Luis Obispo County Regional Airport. 65. Analysis of Finding 13: (a) The policies and programs of the LUCE and Zoning Ordinance Updates are not based upon the aviation activity forecast incorporated into the San Luis Obispo County Regional Airport Master Plan, but upon a modified forecast developed solely by Johnson Aviation. Response 122: The Airport Land Use Compatibility Report clearly states "...the SBP EA/EIR (2006) noise analysis used the SBP Master Plan Update forecasts, and these forecasts were also used to validate that noise analysis, the results of which are summarized in Chapter 6, Airport Noise. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, it substantiates the ultimate development of the Airport, which is shown on the FAA - approved ALP. Table 5 -2 summarizes historical and existing activity at SBP, as well as the FAA TAF and Master Plan Update forecasts prepared for the Airport." Further evidence that the Airport Land Use Compatibility Report used the Master Plan Update forecasts can be found in Chapter 6 of the Report where the 2006 EA/EIR noise analysis is validated, "...to prepare the CNEL contours, aircraft operations data was taken from the forecasts contained within the SBP Master Plan Update ". The noise analysis completed for the Report perfectly matches the noise contours in the 2006 EA /EIR. This would not be possible with a modified forecast. (b) The modification of the Airport Master Plan activity forecast devised by Johnson Aviation has not been approved by the San Luis Obispo County Regional Airport, the ALUC, the FAA, or Caltrans. Response 123: The Airport Land Use Compatibility Report clearly states "...the SBP EA/EIR (2006) noise analysis used the SBP Master Plan Update forecasts, and these forecasts were also Resolution No. 10585 (2014 Series) Page 91 Exhibit B used to validate that noise analysis, the results of which are summarized in Chapter 6, Airport Noise. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, it substantiates the ultimate development of the Airport, which is shown on the FAA - approved ALP. Table 5 -2 summarizes historical and existing activity at SBP, as well as the FAA TAF and Master Plan Update forecasts prepared for the Airport." Further evidence that the Airport Land Use Compatibility Report used the Master Plan Update forecasts can be found in Chapter 6 of the Report where the 2006 EA/EIR noise analysis is validated, "...to prepare the CNEL contours, aircraft operations data was taken from the forecasts contained within the SBP Master Plan Update ". The noise analysis completed for the Report perfectly matches the noise contours in the 2006 EA/EIR. This would not be possible with a modified forecast. (c) Finding 13 contains no factual evidence to support the contention that the LUCE and Zoning Ordinance Update policies and programs that "address development standards to regulate development intensity, density, and prohibited uses; infill development standards, height limitations and other hazards to flight; noise, buyer awareness measures, avigation easements; airspace obstruction; open land; non- conforming uses and reconstruction; and City review" do so in a manner consistent with the cited sections of the Handbook. Thus, Finding 13 is conclusory and not supported by fact. Response 124: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (d) As discussed in Paragraph 27, the City has not demonstrated that the membership of its City Council includes two (2) members with aeronautical expertise or that the Resolution No. 10585 (2014 Series) Page 92 Exhibit B airport provisions of the LUCE and Zoning Ordinance Updates have been approved by Caltrans, requirements placed on "designated body" counties and "designated agency" counties, respectively. Response 125: It appears that this comment is referencing Section 21670.1(a) of the Public Utilities Code which allows a designated body to assume the planning responsibilities of the ALUC if the board of supervisors and the mayors' committee in a county each determine that another body can accomplish essential airport land use compatibility planning. Although the designated body format is quite common among ALUCS, this is not the situation here. The County has a single purpose entity that is the ALUC which the City acknowledges and has accepted as the County ALUC. Again, the City's approval of the LUCE Update and zoning ordinances is not based on the prior designation of a new body to serve as the ALUC. Rather, the City is following the defined overrule process required by state statute based on the ALUC's inconsistency determination. (e) In comparison with the current ALUP, the land use provisions of LUCE and Zoning Ordinance Update would actually increase the public's exposure to excessive noise and safety hazards within areas in the vicinity of the SBP. Response 126: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCS) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB. The noise contours presented in the ALUP are cited as those from a noise study completed by Brown - Buntin Associates in April, 2001, not the noise analysis that was completed for the Airport Master Plan Update in the 2006 EA /EIR. The noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan Update. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the Brown - Buntin study (a study that cannot be located), instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from this Brown - Buntin study instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Bunting study instead of the Airport Master Plan EIR. This is not consistent with State Statues that an ALUCP must be based upon an airport master plan. Resolution No. 10585 (2014 Series) Page 93 Exhibit B (f) As discussed in Paragraphs 23 -25 supra, even if the proposed City policies and programs were in conformance with the Handbook, this would be insufficient to confirm that the LUCE and Zoning Ordinance Updates are consistent with the purposes of the SAA. Response 127: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (g) Based on the foregoing, Finding 13 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 128: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. xiv. Finding 14 66. Finding 14 provides as follows: The City's LUCE is consistent with the overall goal of the State Aeronautics Act to minimize incompatible land uses within the vicinity of the Airport. The LUCE does not adversely impact public health, welfare and safety or airport operations because it includes measures to reduce or eliminate any potentially significant noise or safety impacts, as documented in the Compatibility Report and LUCE Draft Environmental Impact Report (EIR) through the implementation of a combination of LUCE policies and the Airport Overlay Zone (AOZ). The Caltrans Handbook goes further to delineate the characteristics of "ideal" safety zones such as "easily definable geometric shapes," a limited number of five or six zones, a distinct progression in the degree of safety risk further from the runway and "each zone should be as compact as possible." The City's proposed LUCE is intended to accomplish this ideal by incorporating those guidelines. Furthermore, the ALUP noise contours are inconsistent with the verified and validated noise contours from the County- approved Airport Master Plan EIR using the FAA's latest version of the Integrated Noise Model (INM). 67. Analysis of Finding 14: (a) The LUCE and Zoning Ordinance Updates fail to minimize the public's exposure to airport- related noise as required by PUC Section 21670, because they would permit Resolution No. 10585 (2014 Series) Page 94 Exhibit B noise - sensitive development in areas adjacent to the airport where such development does not already exist and where such noise - sensitive land uses are prohibited by the current ALUP. Specifically, the LUCE and Zoning Ordinance Updates would allow for the establishment of new extremely noise - sensitive land uses between the 55 and 60 dB CNEL noise contours, while the current ALUP restricts such new development to the area outside of the 55 dB CNEL contour. Rather than acting to minimize the public's exposure to airport- related noise, the LUCE and Zoning Ordinance Updates would actually increase such exposure, because the "combination of LUCE policies and the Airport Overlay Zone (AOZ)" are less protective of the public than the provisions of the current ALUP. Response 129: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB — the same limits used in all other areas of the City. The LUCE relies on the noise contours in the 2006 EA /EIR that was completed for the 2005 AMP Update. These noise contours accurately reflect the noise impacts of ultimate, future development at SBP, which is shown on the FAA - approved ALP, based on forecasts for the airport over the next 20 years as provided in the AMP. (b) The LUCE and Zoning Ordinance Updates fail to minimize the public's exposure to airport- related safety hazards, because they would permit residential and other inappropriate development in areas subject to frequent and low- altitude overflight at densities that are greater than allowable under the current ALUP. Specifically, the LUCE and Zoning Ordinance Updates would allow for greater density of development and a wider range of development types (including residential land uses) than the current ALUP in areas that are within the glide radius that could be achieved by an aircraft approaching or departing from SBP in the event that such aircraft was disabled by an engine failure or other in flight emergency. Rather than acting to minimize the public's exposure to airport- related safety hazards, the LUCE and Zoning Ordinance Updates would actually increase such exposure, because the "combination of LUCE policies and the Airport Overlay Zone (AOZ)" are less protective of the public than the provisions of the current ALUP. Response 130: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The findings have adequately documented the inconsistencies between the LUCE and safety Resolution No. 10585 (2014 Series) Page 95 Exhibit B compatibility in the ALUP, described the measures taken to assure that risks associated with the LUCE is held to a minimum and indicated that the proposed LUCE policies fall within a level of acceptable risk considered to be a community norm. (c) Based on the foregoing, Finding 14 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 131: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. xv. Finding 15 68. Finding 15 provides as follows: Pursuant to Public Utilities Code Section 21670(a)(b), the Policies and Programs contained in the Draft LUCE Update ensure the orderly expansion of the airport and include land use controls that minimize the public's exposure to excessive noise and safety hazards within areas around the airport to the extent that these areas are not already devoted to incompatible uses. 69. Analysis of Finding 15: (a) Finding 15 is conclusory and not supported by substantial evidence. Response 132: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive Resolution No. 10585 (2014 Series) Page 96 Exhibit B noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (b) As noted in the Paragraph 67 supra, the LUCE and Zoning Ordinance Updates fail to minimize the public's exposure to airport- related noise, because they would permit noise - sensitive development in areas adjacent to the airport where such development does not already exist and where noise - sensitive land uses are prohibited by the current ALUP. Response 133: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB — the same limit applied throughout the rest of the City. (c) As also noted in Paragraph 67, the LUCE and Zoning Ordinance Updates fail to minimize the public's exposure to airport- related safety hazards, because they would permit (as compared to the current ALUP) an increase in the allowable densities and types of development in areas subject to aviation hazards due to frequent and low- altitude overflight. Response 134: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The findings have adequately documented the inconsistencies between the LUCE and safety compatibility in the ALUP, described the measures taken to assure that risks associated with the LUCE is held to a minimum and indicated that the proposed LUCE policies falls within a level of acceptable risk considered to be a community norm. (d) Based on the foregoing, Finding 15 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 135: The City has provided much evidence that its findings and proposed action is consistent with Section 21670 by ensuring that all Federal, State, and local laws and guidance material was followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of'Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook Resolution No. 10585 (2014 Series) Page 97 Exhibit B (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The LUCE and Zoning Ordinance Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Section 21676(b) states: "Prior to the amendment of a general plan or specific plan, or the adoption or approval of a zoning ordinance or building regulation within the planning boundary established by the airport land use commission pursuant to Section 21675, the local agency shall first refer the proposed action to the commission. If the commission determines that the proposed action is inconsistent with the commission's plan, the referring agency shall be notified. The local agency may, after a public hearing, propose to overrule the commission by a two - thirds vote of its governing body if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. At least 45 days prior to the decision to overrule the commission, the local agency governing body shall provide the commission and the division a copy of the proposed decision and findings. The commission and the division may provide comments to the local agency governing body within 30 days of receiving the proposed decision and findings. If the commission or the division's comments are not available within this time limit, the local agency governing body may act without them. The comments by the division or the commission are advisory to the local agency governing body. The local agency governing body shall include comments from the commission and the division in the public record of any final decision to overrule the commission, which may only be adopted by a two - thirds vote of the governing body." The City has followed all the requirements of PUC Section 21676 (b) regarding referral of proposed actions to the land use commission, and the right to overrule the land use commission if it makes specific findings that the proposed action is consistent with the purposes of this article stated in Section 21670. The Council adopted preliminary findings on August 19, 2014 and those findings were transmitted (and received) by the ALUC on August 20, 2014 and by Caltrans on August 22, 2014. Responses were received from Caltrans on September 22, 2014 and by the ALUC on September 19, 2014. The Council will not consider final action until October 21, 2014 — 60 days after transmittal of the findings. Therefore, the City is consistent with PUC Section 21676(b). xvi. Finding 16 Resolution No. 10585 (2014 Series) Page 98 70. Finding 16 provides as follows: Exhibit B The Draft LUCE update and implementing Airport Overlay Zone (AOZ), provide for a progression of land use density and intensity based on the degree of reduced noise and safety risk with distance away from the runways, consistent with California Airport Land Use Planning Handbook guidelines. The FAA - approved Airport Layout Plan (ALP) dated November 4, 2010 depicts the ultimate planned development of SBP facilities, including runways and associated Runway Protection Zones. The Draft LUCE update and associated implementation regulations apply noise restrictions based on the FAA - approved Airport Master Plan forecasts of aviation activity based upon a 20 year planning horizon. The FAA - approved Master Plan forecast is the best reasonably foreseeable projection of ultimate aviation activity sufficient for long -term noise planning purposes. 71. Analysis of Finding 16: (a) Even assuming arguendo that "the Draft LUCE update and implementing Airport Overlay Zone (AOZ), provide for a progression of land use density and intensity based on the degree of reduced noise and safety risk with distance away from the runways, consistent with California Airport Land Use Planning Handbook guidelines," this is not determinative with respective to the question of whether the proposed LUCE and Zoning Ordinance Updates are consistent with the stated purpose of the SAA to minimize the public's exposure to airport noise and safety hazards as discussed in Paragraphs 23 -25 supra. Response 136: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB. (b) The current Airport Master Plan includes a forecast of aviation activity at SBP that extends only through the year 2023 (i.e. nine (9) years into the future). If, as stated in Finding 16, the LUCE and Zoning Ordinance Updates include noise restrictions based on this forecast, the LUCE and Zoning Ordinance Updates do not satisfy the requirements of PUC Section 21675(a) which states in pertinent part that "The [ ... ] airport land use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation, that reflects the anticipated growth of the airport during at least the next 20 years" (emphasis added). Resolution No. 10585 (2014 Series) Page 99 Exhibit B Response 137: The City relies on the most recent document that provides accurate information regarding the projected forecasts for the airport and the FAA - approved Airport Layout Plan as per Secion 21675(a). It should be noted that actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. For example, the Master Plan Update forecast 117,550 total operations in 2008. However, the actual total operations recorded for that year was 94,824 —a difference of approximately 24 percent. It is also important to note that while the Master Plan Update forecast operations, enplanements, and based aircraft growing each year, the actual numbers have declined. Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012 and it appears that this gap will grow larger in 2013 with even lower SBP aircraft operations. While it is plausible that at some point in its future SBP will reach the 140,050 total operations forecast in the Master Plan Update, it is uncertain when this threshold will be reached. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, it substantiates the ultimate development of the Airport, which is shown on the FAA - approved ALP. (c) If the noise restrictions contained within the LUCE and Zoning Ordinance Updates are based upon some extension or modification of the 2003 -to -2023 aviation activity forecast contained in the Airport Master Plan, the methodology employed in generating such an extension or modification has not been approved or validated by the ALUC, Caltrans or the FAA. Response 138: The Airport Land Use Compatibility Report clearly states "...the SBP EA/EIR (2006) noise analysis used the SBP Master Plan Update forecasts, and these forecasts were also used to validate that noise analysis, the results of which are summarized in Chapter 6, Airport Noise. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, it substantiates the ultimate development of the Airport, which is shown on the FAA - approved ALP. Table 5 -2 summarizes historical and existing activity at SBP, as well as the FAA TAF and Master Plan Update forecasts prepared for the Airport." Further evidence that the Airport Land Use Compatibility Report used the Master Plan Update forecasts can be found in Chapter 6 of the Report where the 2006 EA /EIR noise analysis is validated, "...to prepare the CNEL contours, aircraft operations data was taken from the forecasts contained within the SBP Master Plan Update ". The noise analysis completed for the Report perfectly matches the noise contours in the 2006 EA/EIR. This would not be possible with a modified forecast. (d) With respect to noise exposure, the Johnson Report and the LUCE and Zoning Ordinance Updates ignore the following provisions of the Handbook which suggest that a twenty (20) year-planning horizon is insufficient: For compatibility planning, however, 20 years may be shortsighted. For most airports, a lifespan of more than 20 years can reasonably be presumed. Moreover, the need to avoid incompatible land use development will exist for as long as an airport exists. Once development occurs near an airport, it is virtually impossible - -or, at the very least, costly and time consuming -to modify the land uses to ones that are more compatible with airport activities (see Handbook, page 3 -5). Resolution No. 10585 (2014 Series) Page 100 Exhibit B The "at least" phrase in the statute warrants emphasis. The 20 -year time frame should be considered a minimum for compatibility plans. Noise impacts (as well as other compatibility concerns) should be viewed from the longest practical time perspective (see Handbook, page 3 -6). In conducting noise analyses for ALUCPs, the long -range time frame is almost always of greatest significance (see Handbook, page 3 -6). Response 139: The City relies on the most recent document that provides accurate information regarding the projected forecasts for the airport and the FAA - approved Airport Layout Plan as per Secion 21675(a). It should be noted that actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. For example, the Master Plan Update forecast 117,550 total operations in 2008. However, the actual total operations recorded for that year was 94,824 —a difference of approximately 24 percent. It is also important to note that while the Master Plan Update forecast operations, enplanements, and based aircraft growing each year, the actual numbers have declined. Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012 and it appears that this gap will grow larger in 2013 with even lower SBP aircraft operations. While it is plausible that at some point in its future SBP will reach the 140,050 total operations forecast in the Master Plan Update, it is uncertain when this threshold will be reached. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, it substantiates the ultimate development of the Airport, which is shown on the FAA - approved ALP. (e) There is no indication that the noise contours included in the Johnson Report were constructed by a firm or individual with recognized expertise in noise modeling. Response 140: The noise contours and associated technical information were developed in the San Luis Obispo Regional Airport Master Plan Update EA/EIR that was adopted by the County of San Luis Obispo in 2006. Johnson Aviation used this same technical information to validate the originally adopted Master Plan Update noise contours using the FAA's latest version of the Integrated Noise Model (INM). Johnson Aviation also fulfilled a request by the ALUC to view the 55 dB CNEL noise contour in addition to the 60 dB, 65 dB, and 70 dB CNEL noise contours provided in the EA /EIR. The contours appear almost identical with variations attributable to increased accuracy of aircraft profiles. These results have been provided to the Airport Manager's consultant to independently review and verify. (0 Finding 16 fails to address whether the City's proposed action to overrule the ALUC's determination of inconsistency is consistent with the purposes of the SAA to minimize the public's exposure to airport noise and safety hazards. Response 141: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow Resolution No. 10585 (2014 Series) Page 101 Exhibit B residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB — the same limit applied everywhere else in the City. (g) Based on the foregoing, Finding 16 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 142: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. xvii. Finding 17 72. Finding 17 provides as follows: Policies and programs contained in the City's LUCE Update and implementing zoning regulations do not replace or usurp the ALUC's authority because the LUCE policies and programs only apply within the city limits. In addition, all future projects involving a legislative act, such as a general plan amendment, specific plan or zone change, would be referred to the ALUC for an ALUP consistency determination as reflected in the implementing Airport Overlay Zone Section 17.57.030(C). 73. Analysis of Finding 17: (a) Under the provisions of state law, the powers, duties and responsibilities of the ALUC extend to all of the area encompassed by the ALUP irrespective of local agency jurisdiction. The fact that the policies and programs contained in the City's LUCE and Zoning Ordinance Updates seek to replace and usurp the ALUC's authority in only a portion of the established airport land use planning area in no way diminishes the gravity of such usurpation. Response 143: The City is proposing to overrule the ALUC inconsistency determination specifically for the update of the LUCE of the City's General Plan and the associated Airport Overlay Zoning Regulations. The City is not overruling the ALUC or in any way trying to usurp its powers. Instead, the City is following the State Aeronautics Act provisions as provided for under the California Public Utilities Code Section 21676 (b). (b) As discussed in Paragraph 12 supra, Caltrans has provided the following comments concerning the appropriateness and legality of the airport land use compatibility policies and programs contained with the LUCE and Zoning Ordinance Updates: Even if the time and expense of an overrule is pursued by the City, the proposed airport programs and policies in the LUCE are so comprehensive that they have the net effect of Resolution No. 10585 (2014 Series) Page 102 Exhibit B amending the ALUCP and its policies, circumventing the ALUC's project review process, and nearly establishing a separate airport land use commission that would replace the County's. State law does not support such a wholesale transfer of airport land use compatibility planning to any other entity. State law specifically authorizes the establishment ofALUCs in a manner consistent with the law, and authorizes only them to formulate and adopt ALUCPs (italics added). Response 144: The City is not amending the ALUCP and its policies, circumventing the ALUC's project review process, or establishing a separate airport land use commission. Rather, it is proceeding with an overrule in those areas that are inconsistent with the ALUP policies as required by law. The City did not indicate that project- specific overrides would be forthcoming because the LUCE process is a General Plan update and policies and programs apply city -wide. The policies and implementation refer to guidance from the Handbook, the Airport Land Use Plan as well as FAA regulations. The AOZ explicitly references future referrals to the ALUC. The particular areas of physical change were shared with the ALUC sub - committee and publicly posted (as have been all staff reports, minutes, workshop summaries, background reports, PowerPoints, Task Force, Planning Commission, and City Council proceedings related to the LUCE process). The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The Report also provides updated technical information on the progress of airport development and operations since the completion of the most recent San Luis Obispo County Regional Airport (SBP) Master Plan Update, which the current ALUP does not provide. Supporting this updated information is accurate graphical information system (GIS) mapping of the Airport's safety zones, noise impact areas and overflight areas, which the current ALUP also does not provide. The noise contours provided in the ALUP are cited as being based on a Brown Buntin Study completed in 2001 (which cannot be located), not on the 2006 EA/EIR completed for the Airport Master Plan Update. (c) Based on the analysis provided by Caltrans, it can be concluded that Caltrans considers the airport land use compatibility policies and programs contained with the LUCE and Zoning Ordinance Updates to be a usurpation of the office and authority of the established ALUC. Under the provisions of the California Government Code, such usurpation may be cause for referral to and action by the Office of the Attorney General of the State of California. Response 145: The City is proposing to overrule the ALUC inconsistency determination specifically for the update of the LUCE of the City's General Plan and the associated Airport Overlay Zoning Regulations. The City is not overruling the ALUC or in any way trying to usurp its powers. Instead, the City is following the State Aeronautics Act provisions as provided for under the California Public Utilities Code Section 21676 (b). (d) Finding 17 does not address whether the City's proposed action to overrule the ALUC's determination of inconsistency is consistent with the purposes of the SAA to minimize the public's exposure to airport noise and safety hazards and is, therefore, irrelevant. Resolution No. 10585 (2014 Series) Page 103 Exhibit B Response 146: The City's land use policies for residential development are consistent with well - established federal and state laws and regulations as well as responsive to noise and safety hazards associated with the current and future operation of aviation activities of SBP.. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB — consistent with limitations applied throughout the City. (e) Based on the foregoing, Finding 17 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 147: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. xviii. Finding 18 74. Finding 18 provides as follows: The ALUP contains land use criteria for a Maneuvering Zone and S 1 -C Zone that have no equivalent in the Handbook Guidelines, and an S -2 Zone that is larger in size and contains unduly restrictive use limitations compared to that recommended by the Handbook guidelines (See Handbook, Page 3 -15 through Page 3 -16), yet no facts or data supporting the configuration or the use limitations are available. Such unnecessary and unjustified restrictions may constitute a 'take' and it is not in the community's interest to unnecessarily limit the City's ability to accommodate desired infill growth. Therefore, the City will opt to exercise its rights under Public Utilities Code Section 21676(b) to overrule the ALUC with regard to this matter. The City's overrule is supported by the fact that the combination of LUCE policies and the Airport Overlay Zone (AOZ) provide standards for development that protect public health and safety consistent with the State Aeronautics Act as evidenced in the analysis shown in the Airport Compatibility Report, and are consistent with the California Airport Land Use Planning Handbook and protect public health and safety consistent with the State Aeronautics Act as evidenced in the analysis shown in the Airport Compatibility Report incorporated by reference. The policies, programs and implementation of the LUCE include standards that address development intensity, density, and prohibited uses; infill development standards, height limitations and other hazards to flight; noise, buyer awareness measures, avigation easements; airspace obstruction; open land; non - conforming uses and reconstruction; and City review. The Compatibility Report section 4.3 evaluated adjustment factors and determined that no safety zone adjustments are required to California Airport Land Use Planning Handbook safety zone configurations for SBP. Evaluation and recommendations listed in Section 9 of the Compatibility Report indicate that compliance Resolution No. 10585 (2014 Series) Page 104 Exhibit B with the California Airport Land Use Planning Handbook guidance for uses appropriate to each safety zone meets the State Aeronautics Act Section 21674.7(b) direction to discourage incompatible land uses around the airport. 75. Analysis of Finding 18: (a) With respect to the existence of Aviation Safety Area S -lc and the size and configuration of Aviation Safety Area S -2, the City has acknowledged (see Finding 8), that state law vests in the ALUC the full authority to designate aviation safety zones which are different in size and configuration from the generic safety zones depicted in the Handbook. Response 148: The Handbook states, "While ALUCs are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases)." The generic safety zones already take into account many of the factors common to all airports of similar characteristics. The Handbook states, "the shapes and sizes of the zones were established based upon mathematical analyses of the accident location data presented in this and Appendix E. Not clearly stated in past editions, though, was that another factor also played a part in the zone delineation and is important to acknowledge here: flight parameters. More specifically, as an aircraft approaches for landing or climbs out after takeoff, how is it being operated? Where is it normally flying relative to the runway, and at what altitude? Is it flying straight and level or turning and climbing or descending? What actions pose the greatest stress on the aircraft and greatest potential for loss of control or fewest options for recovery if the unexpected occurs? Where are conflicts between aircraft in flight most likely to happen and potentially create risks for the land uses below ?" (b) The assertion that "no facts or data supporting the configuration or the use limitations are available" is untrue. A detailed discussion of the considerations that resulted in the size, shape, and configuration of the aviation safety zones for SBP was presented at the June 19, 2013 meeting of the ALUC. This presentation was viewed by representatives of the CDD and a recording of the material presented is accessible at the following link: http: // slocounty .granicus.com /MediaPlayer.php ?view _id =33 &clip_id= 1527. Response 149: The ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. For the ALUP's S -2 safety zone, the ALUP discusses the circle -to -land instrument approaches south of Runway 11 -29 as a consideration, however, the circling minimum altitudes for these procedures are at standard traffic pattern altitudes. Even though these procedures are available, there are safer, straight -in approaches available for both runway ends of Runway 11 -29. Resolution No. 10585 (2014 Series) Page 105 Exhibit B ALUP Section 4.4.3, Delineation of Safety Areas, states the considerations of primary importance: "a. The flight paths most heavily utilized by aircraft departing from or approaching to land at the San Luis Obispo County Regional Airport — Flight paths utilized by a relatively high proportion of arriving or departing aircraft are associated with an increased accident risk. b. The flight paths utilized by aircraft departing from or approaching to land at the San Luis Obispo County Regional Airport during adverse weather conditions — Maintaining control of an aircraft in conditions that make visualization of the horizon and the ground impossible is one of the most challenging tasks that a pilot can face. Flight paths which have been designated by the Federal Aviation Administration for use during reduced - visibility conditions, therefore, are of significant concern to the ALUC. c. The anticipated altitude of aircraft operations — A critical operational element in ensuring the safety of persons and property on the ground is the ability of the pilot of a disabled airplane to avoid impact with inhabited structures. The likelihood of the pilot accomplishing this is directly related to the time and gliding distance available, and both of these are dependent on the aircraft's altitude at the time a malfunction occurs." There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds warrant adjustments to the safety zones recommended in the Handbook. There is only discussion in the ALUP's Section 4.4.3 and subsequent Section 4.4.4 (Delineation of Aviation Safety Sub - Areas) on considerations surrounding flight maneuvers, which the Handbook's generic safety zones already take into account. (c) The assertions that the current ALUP "contains unduly restrictive growth limitations" or "unnecessary and unjustified restrictions" are conclusory and not supported by any facts or evidence. Response 150: The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from a noise study completed by Brown - Buntin Associates in 2001 instead of the 2006 Airport Master Plan EA/EIR. The Brown - Buntin study cannot be located, evaluated, or reviewed. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from the Brown - Buntin study instead of the 2006 Airport Master Plan EA/EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the un- locatable Brown - Buntin study instead of the 2006 Airport Master Plan EA/EIR. The noise contours in the Brown - Buntin study vastly differ from those in the 2006 EA/EIR and create land use policies in the ALUP with unnecessary and unjustified restrictions. (d) As set forth in the analysis contained within Paragraphs 17, 23 -25 and 41 supra, the assertion that "the City's overrule is supported by the fact that the combination of LUCE policies and the Airport Overlay Zone (AOZ) provide standards for development that protect public health and safety consistent with the State Aeronautics Act as evidenced in the analysis shown in the Airport Compatibility Report, and are consistent with the California Airport Land Use Planning Handbook and protect public health and safety consistent with the State Aeronautics Act as evidenced in the analysis shown in the Airport Compatibility Report incorporated by reference" is not supported by fact or evidence and is insufficient to demonstrate that the LUCE and Zoning Ordinance Updates will be as effective as the ALUP in promoting the purpose of the SAA to "minimize the Resolution No. 10585 (2014 Series) Page 106 Exhibit B public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses" as required by PUC Section 21670. Response 151: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (e) Proposed Finding 18 states that "The Compatibility Report section 4.3 evaluated adjustment factors and determined that no safety zone adjustments are required to California Airport Land Use Planning Handbook safety zone configurations for SBP." As discussed in Paragraphs 23 -25 supra, only the ALUC is vested with the discretion to apply the recommendations set forth in the Handbook. Moreover, the Johnson Report devoted minimal consideration to the need to adjust the generic aviation safety zones set forth in the Handbook for operational, meteorological, and geographic conditions at SBP. The ALUC has formally informed the City of this deficiency in the ALUC Report (see Exhibit D). The following language contained within the Johnson Report provides an example illustrative of the Johnson Report's failure to adjust safety zones for the specific operational characteristics of SBP consistent with the Handbook: "High terrain exists in the area of SBP but does not impede the standard traffic pattern" (see Johnson Report, page 37). In actuality, the visual glideslope for Runway 29 requires a 3.25° descent (rather than the standard 3.00° slope) and the GPS approach to Runway 29 requires a 3.47° slope precisely because of high terrain in the vicinity. Response 152: The terrain does not change the flight path on the right downwind for Runway 29. While aircraft do fly a downwind outside Islay Hill, this is not outside the FAA's recommendations for a standard air traffic pattern. Standard traffic patterns are typically flown to Resolution No. 10585 (2014 Series) Page 107 Exhibit B the left, 1,000 feet above airport elevation, and approximately a '/2 mile to 1 mile out from the landing runway. At airports with air traffic control towers (such as at SBP), the tower often instructs the pilot to enter the pattern at any point or straight -in for landing. Figure 10 in the ALUP, Aircraft Flight Paths, illustrates the typical flight patterns flown at SBP. The arrival and departure tracks used for EA/EIR noise modeling also show typical flight patterns to the right and left of Runway 11/29. The distance from the runway is not increased or decreased to avoid any terrain; the altitudes above airport elevation are also not adjusted for terrain. Since Runway 29 is used 77% of the time for arrivals, departures, and touch - and -goes, the majority of pilots using SBP do not even have to deal with the terrain on the north side of the airport. The minor adjustment in glideslope for Runway 29 is not because of high terrain in the vicinity, it is for obstruction clearance (light poles in traffic intersection of Edna Road and Buckley Road) in the last 1500 feet of the approach. Simply because terrain exists in the vicinity of an airport does not by itself change the risk profile or safety setting of the operation for the surrounding community. (f) It should also be noted that within the past ten (10) years there has been a fatal airplane crash within the SBP airport planning area due to an aircraft impacting high terrain during departure. Response 153: The City's Airport Land Use Compatibility Report provides a complete analysis of aircraft accidents and incidents at San Luis Obispo Airport and in the airport vicinity from 1982 to present. The methodology for this review of accidents followed the same methodology as used for the Handbook Appendix E analysis and criteria. Of the accidents investigated by the NTSB, none involved fatalities of people on the ground. (g) As discussed in Paragraph 27 supra, the City has not demonstrated that the membership of its City Council includes two (2) members with aeronautical expertise or that the airport provisions of the LUCE and Zoning Ordinance Updates have been approved by Caltrans, requirements placed on "designated body" counties and "designated agency" counties, respectively. Response 154: The City is not contending that it is the ALUC for the County. Rather, the City is complying with the requirements of an overrule with respect to the finding of inconsistency made by the ALUC concerning the LUCE Update. (h) The allegation that restrictions contained within the ALUP may constitute a 'take' is conclusory and not supported by any factual evidence or legal analysis (see the analysis contained within Paragraph 84 infra). Response 155: The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from a noise study completed by Brown - Buntin Associates in 2001 instead of the 2006 Airport Master Plan EA/EIR. The Brown - Buntin study cannot be located, evaluated, or reviewed. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from the Brown - Buntin study instead of the 2006 Airport Master Plan EA /EIR. The Margarita Area Planning Standards for Airport Compatibility, in Section 6 of the ALUP, are also based on Resolution No. 10585 (2014 Series) Page 108 Exhibit B the noise contours from the un- locatable Brown - Buntin study instead of the 2006 Airport Master Plan EA /EIR. The noise contours in the Brown - Buntin study vastly differ from those in the 2006 EA/EIR and create land use policies in the ALUP with unnecessary and unjustified restrictions. This in itself warrants an overrule. (i) Based on the foregoing, Finding 18 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 156: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. xix. Finding 19 76. Finding 19 provides as follows: The planned facilities identified in the San Luis Obispo County Regional Airport (SBP) Master Plan, and on the FAA - approved ALP accommodate forecast demand. However, as noted in the SBP Master Plan Update, "the cost - effective, efficient, and orderly development of an airport should rely more upon actual demand at an airport than on a time -based forecast figure" (See Chapter 5 of the Airport Compatibility Report for a complete discussion of and validation of the AMP Forecast for use as intended under the PUC Section 21675), "that reflects the anticipated growth of the airport during at least the next 20 years." This is why the planning of facilities at SBP is based on milestones of short, intermediate, and long term aviation activity versus actual years even though the Master Plan forecast covered 20 years from when it was published in 2004. The planning of facilities at SBP incorporates milestones of short, intermediate, and long term aviation activity indicate when facilities will respond to aviation activity in addition to the anticipated forecast horizon. 77. Response to Finding 19: (a) The existing ALUP was adopted in 2005 and was based upon the aviation activity forecasts of the then - current 1998 Airport Master Plan. For purposes of the ALUP, however, the Airport Master Plan forecast was extended to the year 2025 (i.e. 20 years from the date of adoption of the ALUP). Finding 19 appears to support this forecast methodology and, therefore, provides no valid support for an overrule of the ALUP's determination of inconsistency with respect to the LUCE and Zoning Ordinance Update. Response 157: Page 3 -47 of the 2011 California Airport Land Use Planning Handbook states, " ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUCP must be based upon an airport master plan." Finding 19 does not infer a forecast methodology, it merely justifies the use of the forecasts in the 2005 Airport Master Plan Update as the basis for the ultimate facilities development shown on the FAA - approved Airport Layout Plan, even though actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. For example, the Master Plan Update forecast 117,550 total operations in 2008. However, the actual Resolution No. 10585 (2014 Series) Page 109 Exhibit B total operations recorded for that year was 94,824 —a difference of approximately 24 percent. It is also important to note that while the Master Plan Update forecast operations, enplanements, and based aircraft growing each year, the actual numbers have declined. Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012 and it appears that this gap will grow larger in 2013 with even lower SBP aircraft operations. While it is plausible that at some point in its future SBP will reach the 140,050 total operations forecast in the Master Plan Update, it is uncertain when this threshold will be reached. Furthermore, the City is overruling the ALUC because the City's proposed policies are inconsistent with the ALUP, not because the City does or does not support the ALUC's forecast methodology. (b) For purposes of the upcoming update of the ALUP, the ALUC has elected to consider a forty (40) year planning horizon, a time frame which is more appropriate to the actual expected future lifespan of the airport and of surrounding development and which is consistent with the following guidance provided by the Handbook and previously set forth in Paragraph 71 supra: For compatibility planning, however, 20 years may be shortsighted. For most airports, a lifespan of more than 20 years can reasonably be presumed. Moreover, the need to avoid incompatible land use development will exist for as long as an airport exists. Once development occurs near an airport, it is virtually impossible - -or, at the very least, costly and time consuming -to modify the land uses to ones that are more compatible with airport activities (see Handbook, page 3 -5). The "at least" phrase in the statute warrants emphasis. The 20 -year time frame should be considered a minimum for compatibility plans. Noise impacts (as well as other compatibility concerns) should be viewed from the longest practical time perspective (see Handbook, page 3 -6). In conducting noise analyses for ALUCPs, the long -range time frame is almost always of greatest significance (see Handbook, page 3 -6). Response 158: Page 3 -47 of the 2011 California Airport Land Use Planning Handbook states, " ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUCP must be based upon an airport master plan." Before constructing any further forecasts for SBP using its own methodologies, the ALUC should note that the 2005 Airport Master Plan Update is the basis for the ultimate facilities development shown on the FAA - approved Airport Layout Plan, even though actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. For example, the Master Plan Update forecast 117,550 total operations in 2008. However, the actual total operations recorded for that year was 94,824 —a difference of approximately 24 percent. It is also important to note that while the Master Plan Update forecast operations, enplanements, and based aircraft growing each year, the actual numbers have declined. Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012 and it appears that this gap will grow larger in 2013 with even lower SBP aircraft operations. While it is plausible that at some point in its future SBP will reach the 140,050 total operations forecast in the Master Plan Update, it is uncertain when this threshold will be reached. It may not even be reached over a 40 year planning horizon. Resolution No. 10585 (2014 Series) Page 110 Exhibit B (c) The Johnson Report utilizes aviation activity forecasts from the 2005 Airport Master Plan, which, unlike the forecasts used in formulating the current ALUP, extend only through the year 2023. Response 159: The Johnson Report (The Airport Land Use Compatibility Report) very clearly states that actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. This is why it is uncertain when in its future SBP will reach the 140,050 total operations forecast in the Master Plan Update. The Report also very clearly states that even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, it substantiates the ultimate development of the Airport, which is shown on the FAA - approved ALP. This is why the planning of facilities at SBP is based on milestones of short, intermediate, and long term aviation activity versus actual years. The cost - effective, efficient, and orderly development of an airport should rely more upon actual demand at an airport than on a time -based forecast figure. (d) The ALUC has consulted with Caltrans regarding the methodology employed to extend the aviation activity forecasts of the current Airport Master Plan to a 40 -year planning horizon in the pending ALUP update and has been advised that it is consistent with the Handbook and PUC Section 21675(a). Response 160: Page 3 -47 of the 2011 California Airport Land Use Planning Handbook states, "ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUCP must be based upon an airport master plan." Before constructing any further forecasts for SBP using its own methodologies, the ALUC should note that the 2005 Airport Master Plan Update is the basis for the ultimate facilities development shown on the FAA - approved Airport Layout Plan, even though actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. For example, the Master Plan Update forecast 117,550 total operations in 2008. However, the actual total operations recorded for that year was 94,824 —a difference of approximately 24 percent. It is also important to note that while the Master Plan Update forecast operations, enplanements, and based aircraft growing each year, the actual numbers have declined. Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012 and it appears that this gap will grow larger in 2013 with even lower SBP aircraft operations. While it is plausible that at some point in its future SBP will reach the 140,050 total operations forecast in the Master Plan Update, it is uncertain when this threshold will be reached. It may not even be reached over a 40 year planning horizon. (e) Given the above, it can be concluded as follows: (i) The discussion contained in Finding 20 presents no factual evidence to suggest that the forecast methodology employed in constructing the airport land use compatibility provisions of the LUCE and Zoning Ordinance Updates will minimize the public's exposure to noise and safety hazards, when compared with the provisions of the current ALUP, and Response 161: There was no forecast methodology employed in constructing the airport land use compatibility provisions of the LUCE and Zoning Ordinance Updates. The City used the Resolution No. 10585 (2014 Series) Page 111 Exhibit B forecasts provided in the 2005 Airport Master Plan Update and subsequent 2006 EA/EIR. The City also used the noise contours presented in the 2006 EA /EIR to support its land use policies. The City's land use policies for residential development are consistent with well- established federal and state laws and regulations. The basic state criterion sets a CNEL of 65 dB as the maximum noise level normally compatible with urban residential land uses. It should also be noted that on occasion, local considerations outweigh noise impacts and result in decisions by local jurisdictions (or even ALUCs) to allow residential development in locations where this use would normally be considered incompatible. It should also be noted that the City has conditioned residential development upon dedication of an avigation easement and requirements for sufficient acoustic insulation of structures to assure that aircraft noise is reduced to an interior noise level of 45 dB CNEL. It should also be noted that the City is limiting any new residential development to CNEL 60dB. (ii) The fact that the draft update to the ALUP contains a forty (40) year aviation activity forecast strongly suggests that LUCE and Zoning Ordinance Updates will not minimize the public's exposure to noise and safety hazards as effectively as the ALUP update. Response 162: The City is not overruling a future draft update to the ALUP. The City is overruling findings related to the existing ALUP as required by state law. Discussion about whattype of forecasts the ALUP Update may or may not contain is not relevant. (f) Based on the foregoing, Finding 19 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 163: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. xx. Finding 20 78. Finding 20 provides as follows: The recession that began in 2007 had a great impact on air travel. SBP lost nearly 34% of its enplanements as carriers responded to the rising price of oil, declining demand and realigned air service networks. Actual annual aviation activity at SBP has been significantly lower than the SBP Master Plan forecasts. Even though the SBP Master Plan Update forecast is based on aggressive growth at SBP, and trends that are not in line with existing activity and the FAA forecast, facilities called for in the Master Plan it support the ultimate physical development of the Airport, which is shown in the County- adopted Master Plan and on the FAA- approved ALP. The preferred use of the SBP Master Plan Update forecast is consistent with the Handbook guidance that, "[even when the forecasts and contours in a master plan do not extend at least 20 years into the future, information contained about the intended role and future physical characteristics of the airport is needed for compatibility planning (See Handbook, Pages 3 -7, 3- 8)." Actual annual aviation activity at SBP was 66% lower than the SBP Master Plan forecast for 2012, and this gap grew larger in 2013 with even lower SBP aircraft operations. Thus, the Master Resolution No. 10585 (2014 Series) Page 112 Exhibit B Plan forecast and associated noise contours form a conservative base of information to use when considering long term compatibility of land uses through the LUCE update. The proposed land uses and policies do not conflict with the AMP. 79. Analysis of Finding 20: (a) While it is true that the number of annual airport operations at SBP and across the country has been adversely impacted by recent developments in the US economy, there is no evidence to suggest that operations at SBP will not rebound as the national economy recovers. On the contrary, a closer examination of national, statewide, and local aviation activity reveals that SBP has retained its market share of California and US operations, in spite of the economic downturn and is well - positioned to participate in any future recovery. Response 164: The City supports future recovery of activity at SBP and fully acknowledges that the existing AMP plans for and will accommodate that future growth. The information related to downturn in the economy and its impact on operations merely reflects that the total operations projected in the AMP are more applicable to the LUCE and the AOZ than the timing associated with the original forecast year of 2023. (b) The statement that airport operations in 2013 were lower than in 2012 is misleading and may be deceptive to readers who are not familiar with the principles of data analysis and statistical significance. Within any set of collected data, some variation is to be expected merely by chance. Such variations do not represent an indication of any real change and are considered to be "statistically insignificant." The amount of variation due to chance in any set of data is related to a quantity termed the "standard deviation" of the data. This is a measure of the degree to which the collected data is tightly grouped or widely spread. Data points can only be considered as significantly different from the mean (roughly speaking, the average) of the sample if they vary from the mean by two (2) standard deviations or more. Between 1990 and 2012, the annual variation in the number of operations at SBP has varied from a maximum of 26,087 between 1998 and 1999 to a minimum of 1,256 between 2009 and 2010. Statistically, the mean year -to -year fluctuation has been 7,337 annual operations, with a standard deviation of 6,658 annual operations. In consequence, any annual change in the number of airport operations that is less than 20,653 operations cannot be reliably considered to be anything other than a random fluctuation and should not be considered for planning purposes. In the case of the annual airport operations data for SBP there have been, since 1990, only two (2) statistically significant year -to -year changes in the number of operations - an increase of 21,404 operations between 1990 and 1991 and an increase of 26,087 operations between 1998 and 1999. Consequently, the airport operations data contained in Finding 20 does not provide any support or justification for an action to overrule the ALUC's determination of inconsistency. Response 165: PUC Section 21675 requires the ALUC to formulate a plan that includes and is based upon the long range master plan or airport layout plan (ALP) "that reflects the anticipated growth of the airport during at least the next 20 years." When the AMP was adopted the plan was intended to reflect the upcoming 20 years of anticipated growth and its operational forecast Resolution No. 10585 (2014 Series) Page 113 Exhibit B was consistent with FAA AC I 50/5070 -6B. Finding 20 describes the fact that the noise contours in the ALUP far exceed those of the adopted AMP and the AMP itself reflects an aggressive amount of growth than has not materialized. Despite the fact an update to the AMP today might result in much more conservative operational forecasts (in light of current TAF's), the City is using the AMP and the FAA - approved ALP as a long term forecast of activity and ultimate airport development by which to estimate potential noise impacts in compliance with PUC 21675 and the Handbook. While statistical variations year to year may not be significant for any one year, trends experienced over successive years are important to note which is what the Johnson Aviation report has focused on — trends versus change predicated on evidence from a single year. (c) Regardless of the City's opinion of the airport activity forecasts contained within the current Airport Master Plan, Airport Master Plan forecasts are established by PUC Section 21675(a) as the only legitimate forecasts for airport land use compatibility planning. The discretion to "extend" the Airport Master Plan forecast where necessary to meet the planning horizon rests with the ALUC. Response 166: Page 3 -47 of the 2011 California Airport Land Use Planning Handbook states, "ALUCs are not empowered to determine what the future airfield configuration, airport role, or activity levels will be. State statutes direct that an ALUCP must be based upon an airport master plan." The ALUC states that the AMP is the only legitimate forecast for airport land use compatibility planning but that is not the forecast used to generate the noise contours in the ALUP as evidenced by the Airport Land Use Compatibility Report, which validated the noise contours prepared for the 2006 EA /EIR. The LUCE and AOZ include and reflect the operational forecasts and associated noise contours incorporated in the AMP and corresponding EIR in accordance with PUC 21675. (d) The City's refusal to accept the priority conferred by the SAA upon the airport activity forecasts contained within the current Airport Master Plan that extend at least 20 years and the discretion of the ALUC to extend the forecast contained within the Airport Master Plan as necessary to meet the requirements of PUC Section 21675(a) supports the contention that the City's LUCE and Zoning Ordinance Updates are inconsistent with the stated purpose of the SAA to minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses. Response 167: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. The LUCE and Resolution No. 10585 (2014 Series) Page 114 Exhibit B AOZ rely on the AMP EIR for noise contours and forecast of future operations in order to address potential impacts to land uses. This is consistent with the Handbook and with PUC 21675. (e) Based on the foregoing, Finding 20 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 168: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxi. Finding 21 80. Finding 21 provides as follows: The SBP Master Plan Update forecast greatly exceeds the current actual operations activity as well as the FAA's Terminal Area Forecast of operations that extends out to 2040. As per FAA AC I 50/5070 -6B, Airport Master Plans, master plan forecasts for operations, based aircraft, and enplanements are considered to be consistent with the Terminal Area Forecast (TAF) if they differ by less than 10 percent in the 5 -year forecast and 15 percent in the 10 -year period for "other commercial service airports" like SBP. The current Master Plan for SBP differs more than 10% in the 5 -year forecast and 15% in the 10 -year forecast which indicates that the operational projections in the Master Plan are more aggressive than likely and may be used as a very long term conservative projection of potential aircraft operational noise. Thus, the Master Plan forecast and associated noise contours form a conservative base of information to use when considering long term compatibility of land uses through the LUCE update. (See Handbook, Pages 3 -7, 3 -8). 81. Analysis of Finding 21: (a) The FAA Advisory Circular cited in Finding 2I (FAA AC I 50/5070 -6B) is only applicable to the preparation and revision of Airport Master Plans. The requirements of FAA AC I 50/5070 -6B were adhered to in the formulation and adoption of the current Airport Master Plan for SBP. FAA AC I 50/5070 -6B, however, has no applicability with respect to either an established and duly- adopted Airport Master Plan or to the preparation and adoption of an ALUP. Response 169: PUC Section 21675 requires the ALUC to formulate a plan that includes and is based upon the long range master plan or airport layout plan "that reflects the anticipated growth of the airport during at least the next 20 years." When the AMP was adopted the plan was intended to reflect the upcoming 20 years of anticipated growth and its operational forecast was consistent with FAA AC I 50/5070 -6B. Finding 21 describes the fact that the noise contours in the ALUP are based on forecasts that far exceed the forecasts in the adopted AMP and the noise contours in the 2006 EA/EIR prepared for the master plan. This is not in line with the ultimate development of the airport as presented in the FAA - approved ALP. The AMP itself reflects an aggressive amount of growth that has not materialized. Despite the fact that an update to the AMP today might result in much more conservative operational forecasts (in light of current Resolution No. 10585 (2014 Series) Page 115 Exhibit B TAFs), the City is using the AMP as a long term forecast of activity by which to estimate potential noise impacts in compliance with PUC 21675, the Handbook, and the FAA - approved ALP. (b) As previously discussed supra, PUC Section 2 I 675(a) requires as follows: Each commission shall formulate an airport land use compatibility plan that will provide for the orderly growth of each public airport and the area surrounding the airport within the jurisdiction of the commission, and will safeguard the general welfare of the inhabitants within the vicinity of the airport and the public in general. The commission's airport land use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation that reflects the anticipated growth of the airport during at least the next 20 years [ ... ] Response 170: This is a statement of code. Comment noted. (c) As discussed in Paragraph 79 supra, regardless of the City's opinion of the airport activity forecasts contained within the current Airport Master Plan, Airport Master Plan forecasts are established by PUC Section 2I 675(a) as the only legitimate forecasts for airport land use compatibility planning. The discretion to "extend" the Airport Master Plan forecast where necessary to meet the planning horizon rests with the ALUC. In addition, based on the language contained within PUC Section 21675(a), the FAA Terminal Area Forecast is not an appropriate basis for airport land use compatibility planning. Response 171: The ALUC states that the AMP is the only legitimate forecast for airport land use compatibility planning but the ALUP fails to base its noise contours and land use policies on the AMP and FAA - approved ALP. The LUCE and AOZ include and reflect the operational forecasts and associated noise contours incorporated in the AMP EIR in accordance with PUC 21675. The City did not state that the TAF was an appropriate forecast to use for long term planning purposes, but rather that understanding the context of the AMP in light of the TAF provided assurance that the AMP is an adequate forecast to use for understanding potential long term noise impacts to the community based on the ultimate airport development shown on the FAA - approved ALP. (d) As also discussed in Paragraph 79 supra, the City's refusal to accept the priority conferred by the SAA upon the airport activity forecasts contained within the current Airport Master Plan that extend at least 20 years and the discretion of the ALUC to extend the forecast contained within the Airport Master Plan as necessary to meet the requirements of PUC Section 21675(a) supports the contention that the City's LUCE and Zoning Ordinance Update is inconsistent with the stated purpose of the SAA to minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses. Resolution No. 10585 (2014 Series) Page 116 Exhibit B Response 172: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. The LUCE and AOZ rely on the AMP for forecasts of future operations, its corresponding 2006 EA/EIR for noise contours, and the FAA - approved ALP for ultimate airport development in order to address potential impacts to land uses. This is consistent with the Handbook and with PUC 21675. (e) Based on the foregoing, Finding 21 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 173: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law xxii. Finding 22 82. Finding 22 provides as follows: The City is concerned that limiting new residential and other noise sensitive uses to areas outside the 55 dB CNEL noise contour may be subject to legal challenge as a taking of property without just compensation in light of FAA and Caltrans' guidelines with respect to land use compatibility and the lack of data supporting the application of the 55 dB standard to an urban area such as San Luis Obispo. The LUCE update relies on the approved Airport Master Plan and associated EIR to identify the noise contours applicable to the community of San Luis Obispo. Section 6.3 of the Compatibility Report uses the Airport Master Plan operational forecasts to evaluate the existing and projected noise environment for the community. The LUCE update and implementation through the Airport Overlay Zone apply the 60 dB CNEL contour as the maximum acceptable noise exposure for new residential uses. This complies with Table 4B in the California Airport Land Use Planning Handbook which indicates that 60 dB is suitable for new development around most airports and that it is particularly appropriate in mild climates where windows are often open. 83. Analysis of Finding 22: (a) The LUCE and Zoning Ordinance Updates and the associated Johnson Report are inconsistent with the recommendations set forth in the Handbook, because they omit the concept of normalization of airport noise contours. Section 4.2.3 of the Handbook discusses in detail the concept of normalization of aviation noise exposure as a means of Resolution No. 10585 (2014 Series) Page 117 Exhibit B adjusting aviation noise standards and for determining and predicting expected community reaction. The Handbook strongly encourages planning agencies to utilize the normalization procedure when adopting noise compatibility standards for a particular airport: Over the years, planners have also found normalization to be a valuable tool for establishing appropriate noise level limits for new noise - sensitive development in the vicinity of an airport. This latter application of normalization is particularly well- suited to airport land use planning (see Handbook, page 4 -4). At the present time, normalization is the best method available for quantitatively adjusting noise levels to account for local conditions in an effort to establish appropriate noise limits for noise - sensitive land uses near airports (see Handbook, page 4 -6). ALUCs are encouraged to consider the normalization factors listed in Table 4A when setting noise level limits for new noise - sensitive development in the vicinity of an airport (see Handbook, page 4 -6). Table 4B, which is referenced is Finding 22 above, includes the specific instruction that "When setting criteria for a specific airport, other characteristics of the airport and its environs also need to be considered. See Table 4A for normalization factors." When the airport- related noise exposure levels of Table 4B are properly normalized for SBP and its environs, the maximum permissible CNEL for those portions of the Airport Planning Area where existing development is rural in nature (e.g., most of those portions planning area that are under County jurisdiction, most of the portion of the planning area included in the Airport Area Specific Plan, and some parts of the Margarita Area) is found to be 45 to 50 dB. For those portions of the Planning Area where existing development is suburban in nature (including most property within the City limits), normalization reveals an appropriate maximum aviation - related noise level of 50 to 55 dB. In the interest of simplicity, uniformity, and clarity, the current ALUP applies the least restrictive of these normalized criteria -the 55 dB CNEL noise contour - as the maximum appropriate exposure for new noise - sensitive land uses. Response 174: The Handbook concept of normalization indicates the commonly used baseline criterion of 65 dB CNEL and makes adjustments to this baseline to address local conditions. For example, a quiet rural area would subtract 10 dB from that baseline to arrive at noise contours to fit the local setting. In San Luis Obispo, modifying adjustments include those associated with a noisy urban residential community near relatively busy roads (add 5 dB onto baseline) and an adjustment due to the community having had considerable previous exposure to intruding noise and the noise - maker's relationship with the community is good (add another 5 dB onto baseline). Subtractions from baseline would include impulsive tone or character present (minus 5 dB from baseline). These normalization factors do not point to requiring a 55 dB noise contour and instead point out that the City's use of 60 dB is more than adequate to address local conditions. The ALUC is correct in pointing out that the LUCE and AOZ do not use the 55 dB contour to limit noise sensitive uses, but rather carry the existing 60 dB CNEL limit on residential uses Resolution No. 10585 (2014 Series) Page 118 Exhibit B elsewhere in the City into the airport area. As described in subsequent responses, ambient noise from state and federal highways in addition to rail traffic exceed this threshold in most locations within the ALUP and implementing this standard would unduly limit new residential development in the ALUP boundary. (b) A regulatory action -is deemed a per se taking under the Fifth Amendment only if the regulation "completely deprive(s] an owner of all economically beneficial use of her property" (emphasis in original) (see Allegretti & Company v. County of Imperial (2006) 138 Cal.AppAth 1261, 1277 -78). If the regulatory action is not a per se taking, the challenge is governed by an ad hoc factual inquiry (see id.). There is no set formula but several factors have particular significance, including the economic impact on the claimant and, particularly, the extent to which the regulation has interfered with distinct investment - backed expectations and the character of the government action (for instance whether it amounts to a physical invasion or instead merely affects property interests through "some public program adjusting the benefits and burdens of economic life to promote the common good ") (see id.). With respect to the per se regulatory takings analysis, the ALUP allows for a wide variety of commercial, industrial, and agricultural land uses within the 55 dB CNEL airport noise contour. Accordingly, the policies contained within the ALUP do not amount to a per se taking. With respect to the ad hoc regulatory takings analysis, it would be difficult to argue that the policies set forth within the ALUP interfere with distinct investment - backed expectations given how long they have been in effect (and their incorporation into the current LUCE and Zoning Ordinance). In addition, the character of the government action (the protection of health and safety consistent with the purposes of the SAA) does not support a takings claim. Lastly, an argument could be made that an ALUP does not even constitute a "government action" for purposes of a takings analysis. Response 175: The law of taking is complex, evolving and always subject to a fact intensive analysis and careful legal research. However, sweeping governmental regulation that significantly reduces or eliminates the development potential or value of private property without any basis in verifiable fact or data should be viewed as potentially suspect and subject to challenge. Whether a particular claim might have merit is often a question that is only resolved after lengthy and expensive litigation, which can and should most often be avoided by ensuring that governmental decisions regarding land use are based on sound and verifiable factual foundations. (c) Finding 22 provides no evidence or argument that the LUCE and Zoning Ordinance Updates will further the purpose of the SAA of minimizing "the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses," as compared to the degree of protection from noise and safety hazards provided by the current ALUP. Response 176: The provisions of PUC Section 21676(b) do not require the local agency to establish more stringent standards than an ALUP in order to overrule. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA /EIR, and guidance in Resolution No. 10585 (2014 Series) Page 119 Exhibit B the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (d) Based on the foregoing, Finding 22 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 177: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxiii. Finding 23 84. Finding 23 provides as follows: Despite a Public Records Act request of the ALUC and direct outreach to the original consultant noted on Figures 1 and 2 in the existing ALUP, the ALUC has been unable to produce the factual basis for the noise analysis and related technical assumptions (projected numbers of operations, types of aircraft, time of day of operations) used to create the noise contours used in the Existing ALUP. Noise contours shown in Figure 1 of the ALUP indicate contours are based on a hypothetical maximum runway capacity which is inconsistent with Public Utility Code Section 21675(a) which requires that the ALUP be based upon the most recent Airport Master Plan. Therefore, requiring compatibility of the LUCE update and associated Airport Overlay Zone implementation to the ALUP noise contours is not appropriate. The LUCE update and associated implementation relies on the approved Airport Master Plan and associated EIR aircraft operations forecast noise contours as those applicable to the community of San Luis Obispo in compliance with the Public Utilities Code Section 21675(a) and the California Airport Land Use Planning Handbook Chapters 3 and 4. 85. Analysis of Finding 23: (a) The text of PUC Section 21675(a) (as set forth in full in Paragraph 51 supra) makes no reference to the "most recent" Airport Master Plan or an obligation on the part of ALUCs to immediately update an existing ALUP upon adoption of an update to the Airport Master Plan. Instead, PUC Section 21675(a) provides that the ALUC "shall include and shall be based on a long -range master plan or airport layout plan, as determined by [ Caltrans]" (emphasis added). In addition, the omission of any such statutory obligation is noteworthy given the requirement contained within Government Code Section 65302.3 that a local agency amend its general plan or any specific plan within 180 days of any amendment to an ALUP. Based on discussions with Caltrans, it is rarely the case that ALUPs are immediately updated upon adoption of an updated Airport Resolution No. 10585 (2014 Series) Page 120 Exhibit B Master Plan; and any such lag does not render the current ALUP invalid or incompliant with PUC Section 21675(a). Response 178: It is disingenuous for the ALUC to state that it is not required to base the ALUP on the most recent AMP. PUC Section 21675 requires the ALUC to formulate a plan that includes and is based upon the long range master plan or airport layout plan "that reflects the anticipated growth of the airport during at least the next 20 years." When the AMP was adopted the plan was intended to reflect the upcoming 20 years of anticipated growth. While it may be rare that an ALUC immediately updates its plan after update of an AMP, it has been 8 -9 years since the AMP was adopted and the EIR was certified, more than adequate time for the ALUC to update the ALUP. The LUCE and associated AOZ are in compliance with the AMP unlike the ALUP, so while being out of date does not invalidate an ALUP, it does present grave concerns for the City to rely on it since it does not reflect or incorporate the AMP and associated evaluation done through the EIR, and provides enough justification for the City to overrule. (b) As discussed in Paragraph 77 supra, the current ALUP is based upon the Airport Master Plan in effect at the time that the ALUP was formulated and adopted, and the airport noise contours were obtained from that document. These contours do reflect "the anticipated growth of the airport during at least the next 20 years." Response 179: Only the AMP's associated EVEIR contains noise contours that reflect the anticipated operational activity in the upcoming 20 years to support the FAA - approved ALP. While the ALUP may reflect noise contours from a previous AMP, it states that noise contours were associated with a 2001 Brown - Buntin study that is not available for public review. The ALUC statement confirms that the ALUP is outdated and not reflective of the adopted AMP and EVEIR. (c) Finding 23 is incorrect in stating that the ALUC has failed to provide a factual basis for the noise contours included in the current ALUP. The City has been informed that the ALUP contours were adopted from the Environmental Impact Report for the 1998 Airport Master Plan for the San Luis Obispo County Regional Airport (Crawford Multari & Clark Associates), which was current and in force at the time the ALUP was revised and adopted. The Handbook specifically endorses airport master plans as a valid source from which airport noise contours may be obtained (Handbook, pages 3 -7 and 3- 8). Response 180: The ALUP does not reference the 1998 AMP but rather cites a 2001 Brown - Buntin study and shows noise contours based on a theoretical maximum use of runways. This does not meet PUC Section 21675. (d) In an effort to achieve a degree of consistency between the City's General Plan and the ALUP and allay the City's concerns about the origin of airport noise contours, the ALUC offered to accept the City's Airport Noise Contours, as adopted and documented in Figure 6, page 4 -17 of the Noise Element of the City's General Plan. Since the City has previously accepted and adopted these contours, the ALUC presumes that the City is satisfied with "the underlying assumptions or technical facts used to create the noise contours provided." Resolution No. 10585 (2014 Series) Page 121 Exhibit B Response 181: The City did not offer to use the existing noise contours in the Noise Element of the General Plan but rather recommended use of existing noise policies in the General Plan which limit residential uses to areas within the 60 dB CNEL noise contour throughout the city. The Noise Element map is being updated as part of the LUCE as an internal consistency correction to reflect information from the Airport Master Plan. (e) Based on the foregoing, Finding 23 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 182: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxiv. Finding 24 86. Finding 24 provides as follows: Table 413, Noise Compatibility Criteria Alternatives (New Residential Land Uses) from the California Airport Land Use Planning Handbook establishes the three CNEL values commonly used as the limit for acceptable residential noise exposure and their applicability. On Page 4 -7, the Handbook states that areas with a noise level of 60 dB CNEL are "suitable for new residential development around most airports" and "particularly appropriate in mild climates where windows are often open." 87. Analysis of Finding 24: (a) Finding 24 appears to merely restate the reference to Table 4B of the Handbook contained in Handbook and in a manner that fails to convey the actual recommendations set forth therein. Specifically, Finding 24 fails to mention the strong recommendation for normalization of CNEL contours included on pages 4 -4 through 4 -6 of the Handbook and fails to note that Table 4B itself indicates "When setting criteria for a specific airport, other characteristics of the airport and its environs also need to be considered. See Table 4A for normalization factors." Collective application of the recommendations included in the Handbook (including normalization) supports the 55 dB CNEL contour, rather than the 60 dB contour, as the appropriate criterion for maximal noise exposure for noise- sensitive land uses in the vicinity of SBP. Response 183: The ALUC response misstates the Handbook adjustments for normalization that would apply to the City of San Luis Obispo. The Handbook concept of normalization indicates the commonly used baseline criterion of 65 dB CNEL and makes adjustments to this baseline to address local conditions. For example, a quiet rural area would subtract 10 dB from that baseline to arrive at noise contours to fit the local setting. In San Luis Obispo, modifying adjustments include those associated with a noisy urban residential community near relatively busy roads (add 5 dB onto baseline) and an adjustment due to the community having had considerable previous exposure to intruding noise and the noise - maker's relationship with the community is good (add another 5 dB onto baseline). Subtractions from baseline would include impulsive tone or character present (minus 5 dB from baseline). These normalization factors do not point to requiring a 55 dB noise contour and instead point out that the City's use of 60 dB is adequate to Resolution No. 10585 (2014 Series) Page 122 Exhibit B address local conditions. The ALUC is correct in pointing out that the LUCE and AOZ do not use the 55 dB contour to limit noise sensitive uses, but rather references the 60 dB CNEL limit consistent with its application throughout the city. As described in subsequent responses, ambient noise from state and federal highways in addition to rail traffic exceed this threshold in most locations within the ALUP and implementing this standard would unduly limit new residential development in the ALUP boundary. (b) Finding 24 provides no evidence or argument that adoption of the either the 65 dB CNEL airport noise contour advocated by the Johnson Report or the 60 dB CNEL airport noise contour advocated by draft proposed LUCE will "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses," as effectively as the 55 dB CNEL noise contours included in the current ALUP. Response 184: Establishing a 55 dB CNEL noise contour may be appropriate for the rural portions of the county where ambient noise levels may actually support such a contour. However, this noise contour is not reasonable in a community where ambient noise levels from existing state and federal highways and rail traffic already exceed this standard. This standard would unduly restrict new residential uses in the City areas within the ALUP boundaries. Since the 60 dB CNEL noise standard is used elsewhere in the City, it is not reasonable to set a more restrictive standard in the ALUP area where community already has an expectation of noise. The 60 dB noise standard does not expose the public to excessive noise. (c) Based on the foregoing, Finding 24 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 185: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxv. Finding 25 88. Finding 25 provides as follows: The City's proposed airport noise standard for new residential uses is 60 dB CNEL, consistent with the Caltrans Airport Land Use Planning Handbook recommendations for urban areas as shown on page 4 -8 in Figure 4A. The Handbook shows 60 dB CNEL as a typical setting for urban low- density residential uses. Further, the City's proposed noise standard is based upon verified and validated noise contours from the County- approved Airport Master Plan EIR using the FAA's latest version of the Integrated Noise Model (INM). ) (See Airport Compatibility Report Section 6, Airport Noise, Pages 42 -52). 89. Analysis of Finding 25: (a) Finding 25 is repetitious of both Finding 22 and Finding 24 and the ALUC hereby incorporates its comments to Finding 22 and Finding 24 in its response to Finding 25. Response 186: This is a statement of approach to response. Noted. Resolution No. 10585 (2014 Series) Page 123 Exhibit B (b) As previously noted, the City's approach is flawed, because it does not conform with the recommendations set forth in the Handbook (including the recommendation regarding normalization) and because the espoused airport noise contours fail to depict the 55 dB CNEL contour and are associated with an aviation activity forecast that extends only to the year 2023. Response 187: The ALUC references several criteria in this response: normalization, failure to depict the 55 dB contour, and the AMP forecast citing the year 2023 as its future year. The Handbook concept of normalization indicates the commonly used baseline criterion of 65 dB CNEL and makes adjustments to this baseline to address local conditions. For example, a quiet rural area would subtract 10 dB from that baseline to arrive at noise contours to fit the local setting. In San Luis Obispo, modifying adjustments include those associated with a noisy urban residential community near relatively busy roads (add 5 dB onto baseline) and an adjustment due to the community having had considerable previous exposure to intruding noise and the noise- maker's relationship with the community is good (add another 5 dB onto baseline). Subtractions from baseline would include impulsive tone or character present (minus 5 dB from baseline). These normalization factors do not point to requiring a 55 dB noise contour and instead point out that the City's use of 60 dB CNEL is adequate to address local conditions. The ALUC is correct in pointing out that the LUCE and AOZ do not use the 55 dB contour to limit noise sensitive uses, but rather applies the 60 dB CNEL contour consistent with its use throughout the rest of the city. As described in subsequent responses, ambient noise from state and federal highways in addition to rail traffic exceed this threshold in most locations within the ALUP and implementing this standard would unduly limit new residential development in the ALUP boundary. Finally, the fact that the AMP forecast operations to the year 2023 does not preclude its use as a reasonable projection of long term operations and associated noise impacts. As described in subsequent responses, the activity forecast in the AMP has not materialized and current operations are roughly half of what they were when the AMP was developed, thereby indicating it is still adequate for long term projection of operations and associated noise. (c) Finding 25 provides no evidence or argument that adoption of either the 65 dB CNEL airport noise contour advocated by the Johnson Report or the 60 dB CNEL airport noise contour advocated by the LUCE and Zoning Ordinance Updates "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses," as effectively as the 55 dB CNEL noise contour included in the current ALUP. On the contrary, if enacted, the provisions of the LUCE and Zoning Ordinance Updates would increase the public's exposure to airport- related noise when compared to the provisions of the current ALUP. Response 188: Establishing a 55 dB CNEL noise contour may be appropriate for the rural portions of the county where ambient noise levels may actually support such a contour. However, this noise contour is not reasonable in a community where ambient noise levels from existing state and federal highways and rail traffic already exceed this standard. This standard would unduly limit new residential uses in the City areas within the ALUP boundaries. Since the 60 dB CNEL noise standard is used elsewhere in the City, it is not reasonable to set a more restrictive standard in the ALUP area where the community already has an expectation of noise: the 60 dB CNEL noise standard does not increase the public's exposure to excessive noise. Resolution No. 10585 (2014 Series) Page 124 Exhibit B (d) Based on the foregoing, Finding 25 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 189: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxvi. Finding 26 90. Finding 26 provides as follows: The aircraft noise analysis prepared for the Airport Master Plan Environmental Impact Report is documented in Chapter 5 of the Airport Master Plan EIR. The assumptions regarding aircraft operations amounts, types, spatial and temporal distribution is reflected in Figure 5.1 -6 of the AMP EIR. The AMP EIR operations assumptions were entered into the Integrated Noise Model version 7.Od and generated noise contours that were compared to the AMP EIR on page 52 of the Compatibility Report. The resultant noise contours confirmed the AMP EIR information as an accurate mapping of the long term noise impact of the airport's aviation activity that is tied to the ultimate facilities development depicted in the FAA - approved Airport Layout Plan. The City's use of the Airport Master Plan noise contours for purposes of development of its LUCE Update noise contours and the application of a 60 dB CNEL exterior noise standard and 45 dB CNEL interior noise standard for new residential uses is appropriate and is consistent with FAA and State aircraft noise planning standards (Handbook, Page 4 -46). 91. Analysis of Finding 26: (a) Finding 26 is repetitious of Finding 22, Finding 24, and Finding 25, and the ALUC hereby incorporates its comments to Finding 22, Finding 24 and Finding 25 in its response to Finding 26. Response 190: This is a statement of approach to response. Noted. (b) Finding 26 is flawed, because there is no documentation that the modeling of noise contours associated with the Johnson Report was performed by any firm or individual with demonstrated expertise in acoustic analysis. Response 191: The Johnson Report documents that noise contours were generated by entering the data points of aircraft types, time of day of operations, and forecast operations numbers into the latest INM model (Version 7.0d). The model output matches that of the AMP EIR. Regardless of the ALUC's question of acoustic analysis qualifications, the LUCE update and AOZ implementation reflect the AMP EIR noise analysis which ostensibly would overcome the ALUC's objection. (c) Finding 26 provides no evidence or argument that adoption of the either the 65 dB CNEL airport noise contour advocated by the Johnson Report or the 60 dB CNEL airport noise contour advocated by the LUCE and Zoning Ordinance Updates will "minimize the public's exposure to excessive noise and safety hazards within areas around public Resolution No. 10585 (2014 Series) Page 125 Exhibit B airports to the extent that these areas are not already devoted to incompatible uses," as effectively as the 55 dB CNEL noise contour included in the current ALUP. Response 192: Establishing a 55 dB CNEL noise contour may be appropriate for the rural portions of the county where ambient noise levels may actually support such a contour. However, this noise contour is not reasonable in a community where ambient noise levels from existing state and federal highways and rail traffic already exceed this standard. This standard would unduly limit new residential uses in the City within the ALUP boundaries and would establish a more restrictive noise standard in the airport area (55 dB CNEL versus the 60 dB CNEL allowed elsewhere in the city) where there is already a community expectation of noise. (d) Based on the foregoing, Finding 26 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 193: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxvii. Finding 27 92. Finding 27 provides as follows: The aircraft noise analysis prepared for the SBP Master Plan Update in the 2006 EA /EIR provides an accurate mapping (See Airport Compatibility Report, Pages 51 -52) of the long term noise impact of the Airport's aviation activity that is tied to the ultimate facilities development depicted in the FAA - approved ALP. The City's use of the Airport Master Plan noise contours for purposes of development of its LUCE Update noise contours and the application of a 60 dB CNEL exterior noise standard and 45 dB CNEL interior noise standard for new residential uses is appropriate and is consistent with FAA and State aircraft noise planning standards (Handbook, Page 4 -46). The SBP EA/EIR found no existing or planned noise impact on the surrounding community as a result of the full build out of the Airport. The ALUP noise contours are not based on the SBP Master Plan forecast operations but rather on a theoretical "capacity" of the runways with no connection to the underlying demand or proven usage characteristics of the runways, resulting in an unrealistic and vastly over - stated noise impact. The City's LUCE is appropriately based on the SBP Master Plan forecast operations with all of the facts and assumptions clearly available in the SBP EA/EIR for objective review. The ALUC does not present the underlying assumptions or technical facts used to create the noise contours provided in the ALUP, and have not been able to make this information available for review. The LUCE update and associated implementation relies on the approved Airport Master Plan and associated EIR aircraft operations forecast noise contours as those applicable to the community of San Luis Obispo in compliance with the Public Utilities Code §21675(a) and the California Airport Land Use Planning Handbook Chapters 3 and 4. Resolution No. 10585 (2014 Series) Page 126 93. Analysis of Finding 27: Exhibit B (a) Finding 27 is repetitious of Finding 22, Finding 24, Finding 25 and Finding 26, and the ALUC hereby incorporates its comments to Finding 22, Finding 24, Finding 25 and Finding 26 in response to Finding 27. Response 194: This is a statement of approach to response. Noted. (b) Finding 27 provides no evidence or argument that adoption of the either the 65 dB CNEL airport noise contour advocated by the Johnson Report or the 60 dB CNEL airport noise contour advocated by the LUCE and Zoning Ordinance Updates will "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses," as effectively as the 55 dB CNEL noise contour included in the current ALUP. Response 195: Establishing a 55 dB CNEL noise contour may be appropriate for the rural portions of the county where ambient noise levels may actually support such a contour. However, this noise contour is not reasonable for a community where ambient noise levels from existing state and federal highways and rail traffic already exceed this standard. This standard would unduly limit new residential uses in the City within the ALUP boundaries and would establish a more restrictive noise standard in the airport area (55 dB CNEL versus the 60 dB CNEL allowed elsewhere in the city) where there is already a community expectation of noise.. The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (c) Based on the foregoing, Finding 27 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 196: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxviii. Finding 28. 94. Finding 28 provides as follows: Resolution No. 10585 (2014 Series) Page 127 Exhibit B The ALUP noise contours are not based on the SBP master plan forecast but rather on a theoretical "capacity" of the runways with no connection to the underlying demand or proven usage characteristics of the usage characteristics of the runway, resulting in unrealistic and vastly over - stated noise impact. The City's LUCE is appropriately based on the master plan forecast operations with all of the facts and assumptions clearly available. The ALUP does not present the underlying assumptions or technical facts used to create the noise contours provided in the ALUP and have not been able to make this information available for review. The LUCE update and associated implementation relies on the approved Airport Master Plan and associated EIR aircraft operations forecast as those applicable to the community of San Luis Obispo in compliance with the Public Utilities Code §21675(a) and the California Airport Land Use Planning Handbook. 95. Analysis of Finding 28: (a) As discussed in Paragraph 85 supra, the airport noise contours utilized in the current ALUP were adopted from the EIR for the Airport Master Plan which was valid and in effect at the time that the ALUP was amended. The EIR was prepared by the well - respected firm of Crawford Multari & Clark Associates and the noise contours were constructed by Brown Buntin & Associates. Thus, the source of the airport noise contours is consistent with the SAA and the Handbook (page 3 -7 and 3 -8). Response 197: The Airport Master Plan has more recently been updated than the ALUP and therefore the ALUP does not reflect the adopted AMP. In addition, the noise study cited in the ALUP (Brown - Buntin) cannot be located despite a public records act request from the City to the County or in response to a direct request to Brown - Buntin. The ALUP references the theoretical maximum use of the runways as the assumption behind the noise contours rather than reliance on information generated through the current Airport Master Plan and associated EIR. It is not accurate to state that the ALUP uses the AMP as the source of information for noise because the AMP has changed. (b) The ALUP did not develop or sponsor the generation of airport noise contours contained in the Airport Master Plan EIR. If the City is desirous of additional technical details it should look to the sponsoring agency or to the firms involved in constructing the contours. Response 198: The City has access to the current AMP documentation provided through the associated EIR and has used this information to understand potential long term noise impacts associated with future aircraft operations. The ALUP does not include this information nor is it based upon the most current AMP or FAA - approved ALP. (c) As discussed in Paragraph 85 supra, the ALUC has offered to accept the City's Airport Noise Contours, as adopted and documented in Figure 6, page 4 -17 of the Noise Element of the City's General Plan. Response 199: The City did not offer to use the existing noise contours in the Noise Element of the General Plan but rather recommended use of existing noise policies in the General Plan which limit residential uses to areas within the 60 dB CNEL noise contour. The Noise Element Resolution No. 10585 (2014 Series) Page 128 Exhibit B map is being updated as part of the LUCE as an internal consistency correction to reflect information from the Airport Master Plan. (d) Finding 28 mischaracterizes the requirements of PUC Section 21675(a) and the recommendations set forth in the Handbook by implying that an ALUP must include noise contours which are based upon an airport master plan activity forecast. No such requirements can be found within the actual text of PUC Section 21675(a) which provides as follows in pertinent part: The commission's airport land use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation that reflects the anticipated growth of the airport during at least the next 20 years. Similarly, the Handbook lists five (5) "potential sources of noise contours" and provides that "Airport Master Plans are one of the preferred" sources for [ ... ] noise contours" (emphasis added) (Handbook, page 3 -7). In addition, the Handbook places no constraints on the methodology or planning horizon used in creating airport noise contours that are incorporated into airport land use compatibility plans, other than to require that they should reflect expected activity at the airport for a minimum of twenty (20) years into the future. It is of note that airport land use plans are Not required to include airport noise contours at all. The Handbook also endorses, as an alternative, the construction of composite zones and development criteria which combine safety, noise, and overflight factors in a single set of compatibility zones. Response 200: Caltrans staff has indicated the noise contours need to be based on the AMP as reflected in PUC section 21675(a) cited by the ALUC. The Handbook reflects this requirement and expands the sources of noise information as follows: Airport Master Plans (the ALUP does not reflect the most recent AMP EIR noise contours whereas the City's approach follows the AMP EIR); Noise Elements of General Plans provided they are similar to noise contours form airport master plans (City's Noise Element map is being updated as part of the LUCE as an internal consistency correction to reflect information from the Airport Master Plan); Environmental documents with development or master plan (AMP EIR provides noise contours); FAR Part 150 studies (current and five year projected noise contours which the Handbook states are not sufficient for more than five year time frame unless impacts are anticipated to decrease); and AICUZ studies conducted by the Department of Defense for military facilities (SBP is not a military facility). Of these five sources, the AMP EIR is the most applicable to use for understanding potential long term noise impacts. While the Handbook does include a reference to "composite criteria" for purposes of land use compatibility, it also notes major disadvantages to this approach including basis for location of the zone boundaries not being clear. It further notes that "if more detailed assessment of a complex land use development proposal is necessary, reference to separate noise and safety compatibility tables and maps is often still required." (Handbook section 3.3.1 pages 3- 37 -38). (e) In contrast, the Johnson Report and the LUCE and Zoning Ordinance Updates are inconsistent with PUC Section 21675(a), since they are based upon the 2005 Airport Resolution No. 10585 (2014 Series) Page 129 Exhibit B Master Plan for the San Luis Obispo County Regional Airport, which reflects the anticipated growth of the airport only through the year 2023. Response 201: The Johnson Aviation report relies on the AMP EIR for noise contours in compliance with PUC Section 21675(a) and guidance in the Handbook. The AMP projections adequately represent a long term forecast for purposes of potential land use impacts because the trends predicted in the AMP have not come to fruition. The total aviation activity in 2012 was 66% lower than the AMP forecast for the same year and the gap grew larger in 2013. While it is plausible that at some point in its future SBP may reach the 140,050 total operations forecast in the AMP, it is uncertain when that threshold will be reached. Since current operations are roughly half of those reflected when the AMP was adopted, projecting the AMP total operations into the future still represents an aggressive estimate of future operations and a conservative approach to land use planning despite the 2023 forecast year used in the AMP. (f) Finding 28 provides no evidence or argument that adoption of the either the 65 dB CNEL airport noise contour advocated by the Johnson Report or the 60 dB CNEL airport noise contour advocated by the LUCE and Zoning Ordinance Updates will "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses," as effectively as the 55 dB CNEL noise contours included in the current ALUP. Response 202: Establishing a 55 dB CNEL noise contour may be appropriate for the rural portions of the county where ambient noise levels may actually support such a contour. However, this noise contour is not reasonable in a community where ambient noise levels from existing state and federal highways and rail traffic already exceed this standard. This standard would unduly limit new residential uses in the City areas within the ALUP boundaries and would establish a more restrictive noise standard in the airport area (55 dB CNEL versus the 60 dB CNEL allowed elsewhere in the city) where there is already a community expectation of noise.. (g) Based on the foregoing, Finding 28 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 203: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxix. Finding 29 96. Finding 29 provides as follows: Seventy -five percent (75 %) of all aircraft noise complaints collected by County Airport officials over the last five (5) years are generated by three (3) individuals as provided in a report by the ALUC to the City of San Luis Obispo. Response 204: This is a statement of fact based on noise complaint data provided to the City by County airport staff in response to a public records act request. Resolution No. 10585 (2014 Series) Page 130 97. Analysis of Finding 29: Exhibit B (a) Between January 1, 2009 and May 31, 2013, staff at SBP received 1,651 complaints regarding airport noise and overflight. Response 205: The City of San Luis Obispo requested and received noise complaint information from the San Luis Obispo Regional Airport to fully assess the level of community concern with airport- related, aircraft noise. As shown in Table 6 -2, Noise Complaints at SBP, from the Airport Land Use Compatibility Report, seventy -five percent of all aircraft noise complaints collected by County Airport officials over the last five years have been generated by three individuals. This is not meant to minimize noise impacts associated with aircraft operations but rather to consider complaints received in context to determine whether it is a pervasive community -wide issue or an annoyance to a limited few. This information appears to support the idea that there are a few individuals for whom aircraft noise is a particular annoyance; not that aircraft noise causes issues for a large segment of the population. Table Error! No text of specified style in document. -3 — Noise Complaints at SBP Noise Complaint Origin: Noise Complaint: Percent of Total Cumulative Percent Caller # Engine Runups Low Flying 'Noise Other _ Overfli ht Grand Total Caller #101 3 237 7 477 724 41.1% 41.1% Caller #36 1 231 185 4 49 470 26.7% 67.8% Caller #15 44 10 2 69 125 7.1% 74.9% Caller #83 5 341 31 701 4.0% 78.9% Caller #67 2 18 38 581 3.3% 82.2% Caller #98 1 2 1 33 37 2.1% 84.3% Caller #56 3 16 19 1.1% 85.4% Caller #93 5 3 13 19 1.1% 86.5% Caller #40 1 3 8 12 0.7% 87.2% Caller #95 11 5 5 12 0.7%1 87.8% [Caller #94 3 71 10 0.6%1 88.4% (b) Virtually all of the noise complaints arose from residences located outside the 60 dB airport noise contour proposed by the LUCE and Zoning Ordinance Update as the criterion for prohibiting new noise - sensitive development. This indicates that the LUCE and Zoning Ordinance Update would be ineffective in minimizing the public's exposure to excessive noise. Response 206: This statement is not accurate. Experience at many airports has shown that noise - related concerns do not stop at the boundary of the CNEL contour because many people are sensitive to the frequent presence of aircraft overhead even at low noise levels. These reactions, however, are not because of exposure to excessive noise; rather, these reactions can mostly be expressed in the form of annoyance. While these impacts are important community concerns, the question of importance here is whether any land use planning actions can be taken to avoid or mitigate the impacts or otherwise address the concerns. Commonly, when overflight impacts are a discussion in a community, the focus is on modification of flight routes. Indeed, many believe that overflight impacts should be addressed solely through the aviation side of the Resolution No. 10585 (2014 Series) Page 131 Exhibit B equation. Certainly, land use measures that would prevent residential development anywhere within the area of annoyance would be excessive and not appropriate. Rather, notification measures are more appropriate. The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (c) The number of noise complaints recorded greatly underestimates the actual number of persons who are disturbed by airport- related noise, as most such persons are unaware of the procedure for recording a complaint. Response 207: This comment is speculative in nature. (d) The percentage of persons who will be highly annoyed by aircraft noise increases exponentially with increasing Ldn (see Hansell, AL. BMJ 2013:6432 doi: 10.1136/bmj15432). At an Ldn of 65 dB, twenty seven percent (27 %) of the population will be highly annoyed and at 60 dB almost nineteen percent (19 %) will be so affected. When the Ldn drops to 55 dB, only about twelve percent (12 %) of the population is highly annoyed and at 50 dB, the percentage is approximately six percent (6 %). Response 208: There have been many studies of airport and aircraft noise sensitivity and the level of subjective human response to noise. For at least the last 24 years, the California Airport Noise Standard has been set in state law at 65 dB CNEL (Title 21, California Code of Regulations, Section 5000, et seq). The City has set its own noise limit within the City at 60 dB CNEL. No new residential development is planned within the 60 dB CNEL noise contour as developed for the Airport Master Plan EIR. (e) Adoption of the 60 dB CNEL noise contour proposed by the LUCE and Zoning Ordinance Updates would be less effective than the current ALUP at minimizing the public's exposure to airport noise impacts and would be in conflict with the purposes of the SAA. Response 209: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the Resolution No. 10585 (2014 Series) Page 132 Exhibit B preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. The LUCE and AOZ conform with guidance in the Handbook and the AMP. (f) Finding 29 does not speak to the question of whether the LUCE and Zoning Ordinance Updates minimize the public's exposure to excessive noise and safety hazards. It is not, therefore, relevant to the requirements imposed upon a local agency that seeks to overrule the decision of an ALUC under PUC Sections 21675(a) and 21670. Response 210: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. The LUCE and AOZ conform with guidance in the Handbook and the AMP. g) Based on the foregoing, Finding 29 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 211: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxx. Finding 30 98. Finding 98 provides as follows: The San Luis Obispo Regional Airport is not included in the list of ten "Noise Problem" Airports in California as defined in the California Code of Regulations, Title 21, Section 5000, et seq. 99. Analysis of Finding 98: (a) The fact that SBP has not been designated as a "Noise Problem" airport indicates the effectiveness of the current ALUP in minimizing the public's exposure to excessive airport noise and fulfilling the purposes of the SAA. Resolution No. 10585 (2014 Series) Page 133 Exhibit B Response 212: There is not a causal relationship between the fact that SBP has not been designated a "noise problem" airport and purported effectiveness of the ALUP in minimizing the public's exposure to excessive noise. Data from County airport staff indicates that 75% of airport noise complaints over the last five years was generated by three individuals. The City of San Luis Obispo is an urban setting with federal and state highways and rail traffic traversing the City. Community expectations are affected by ambient noise levels and aviation activity is just one aspect of the active environment. The LUCE and AOZ are consistent with guidance in the Handbook and with noise contours in the 2006 EA /EIR which assesses impacts of the AMP and FAA - approved ALP, a long term view of operations and ultimate development at the airport. (b) Finding 30 presents no evidence that adoption of the recommendations of the Johnson Report or the provisions of the LUCE and Zoning Ordinance Updates would be as effective as the ALUP in minimizing the public's exposure to excessive noise and safety hazards. Response 213: Unlike the ALUP, the Johnson Report uses the Airport Master Plan and associated EIR as a reasonable projection of long term aviation activity that may impact land uses. The LUCE update and implementation through the AOZ set a standard of 60 dB CNEL exterior and 45 dB CNEL interior noise standards for noise - sensitive uses — a standard found "suitable for new development around most airports. Particularly appropriate in mild climates where windows are often open. "4 The State Aeronautics Act does not require the overrule to comply with the ALUP's method of addressing noise and safety concerns but rather leaves the land use authority with the local agency provided the public health, safety, and welfare is protected and the land use measures minimize the public's exposure to excessive noise and safety hazards within areas around public airports. (c) Based on the foregoing, Finding 30 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 214: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxi. Finding 31 100. Finding 31 provides as follows: The San Luis Obispo County Board of Supervisors have [sic] not applied to the state to have SBP defined as a "Noise Problem" Airport in California as defined in the California Code of Regulations, Title 21, Section 5000 et seq. 101. Analysis of Finding 31: 4 California Airport Land Use Planning Handbook, Table 46, page 4 -7 Resolution No. 10585 (2014 Series) Page 134 Exhibit B (a) The fact that the San Luis Obispo County Board of Supervisors has not applied to the state to have SBP designated as a "Noise Problem" airport indicates the effectiveness of the current ALUP in minimizing the public's exposure to excessive airport noise and fulfilling the purposes of the SAA. Response 215: There is not a causal relationship between the fact that SBP has not been designated a "noise problem" airport and purported effectiveness of the ALUP in minimizing the public's exposure to excessive noise. Data from County airport staff indicates that 75% of airport noise complaints over the last five years was generated by three individuals. The City of San Luis Obispo is an urban setting with federal and state highways and rail traffic traversing the City. Community expectations are affected by ambient noise levels and aviation activity is just one aspect of the active environment. The LUCE and AOZ are consistent with guidance in the Handbook and with noise contours in the AMP, a long term view of operations and associated noise contours. (b) Finding 31 presents no evidence that adoption of the recommendations of the Johnson Report or the provisions of the LUCE and Zoning Ordinance Updates would be as effective as the ALUP in minimizing the public's exposure to excessive noise and safety hazards. Response 216: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. The LUCE and AOZ conform with guidance in the Handbook and the AMP. (c) Based on the foregoing, Finding 31 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 217: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxii. Finding 32 102. Finding 32 provides as follows: Review processes and height restrictions supported through the LUCE and Airport Overlay Zone require compliance with FAA Part 77 criteria. Therefore, the Draft LUCE Resolution No. 10585 (2014 Series) Page 135 Exhibit B update and associated implementation through an Airport Overlay Zone which reflect the Handbook guidance for the most recent Airport Master Plan will not impact the Airport's ability to qualify for payments from the Aeronautics Account to support airport development as stated in PUC Section 21659. 103. Analysis of Finding 32: (a) The current ALUP prohibits any "structure, landscaping, apparatus, or other feature that extends more than 200 feet above ground level or more than 409 feet above mean sea level (whichever is greater) or any imaginary surface established under Section 77.25 or 77.29 of the Federal Aviation Regulations. Response 218: The AOZ refers to the ALUP for purposes of airspace protection and provides a summary of FAR part 77 requirements as well as information related to objects affecting navigable airspace and other flight hazards. (b) Finding 32 does not speak to the purposes of the SAA, as set forth in PUC Section 21670 and does not demonstrate that the draft LUCE and Zoning Ordinance Updates would minimize the exposure of the public to airport noise and safety hazards, as compared to the current ALUP. Response 219: The AOZ refers to the ALUP for purposes of airspace protection and provides a summary of FAR part 77 requirements as well as information related to objects affecting navigable airspace and other flight hazards. (c) The section of the PUC that specifies adequate height restrictions as a condition for receiving payments from the Aeronautics Account is Section 21688(a), not 21659. Response 220: Correction of the PUC section 21688(a) noted. PUC 21659 refers to FAR Part 77 prohibitions. (d) Based on the foregoing, Finding 32 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 221: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxiii. Finding 33 104. Finding 33 provides as follows: The California Airport Land Use Planning Handbook uses Runway Protection Zones (RPZs) and certain Part 77 surfaces to help delineate recommended airspace protection zones around airports. The Draft LUCE update and associated implementation through an Airport Overlay Zone incorporate compliance with Part 77 surfaces and other Resolution No. 10585 (2014 Series) Page 136 Exhibit B requirements to address potential obstructions near the airport. Public Utilities Code §21403(c) provides the right of aircraft to safe access to public airports including the right of flight within the zone of approach without hazard. This zone of approach shall conform to Part 77 regulations which are incorporated into the LUCE and Airport Overlay Zone. 105. Analysis of Finding 33: (a) Finding 33 does not speak to the purposes of the SAA, as set forth in PUC Section 21670 and does not demonstrate that the LUCE and Zoning Ordinance Updates would minimize the exposure of the public to airport noise and safety hazards, as compared to the current ALUP. It is not, therefore, relevant to the City's proposal to overrule the decision of the ALUC. Response 222: The LUCE and AOZ defer to the ALUP and FAA for land uses in areas in the RPZ and S -la safety zones. No overrule in this area is proposed. (b) Based on the foregoing, Finding 33 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 223: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxiv. Finding 34 106. Finding 34 provides as follows: Safety provisions to address aircraft in distress as specified in the Handbook's "Guidelines for Extent of Open Land Near Airports" criteria (beginning on Page 4 -31 of the Handbook) is addressed in the Airport Overlay Zone Section 17.57.050. This section calls out open land areas already planned for and secured in addition to open land objectives for the overlay zones that comply with those listed on page 4 -31 and 32 of the Handbook. 107. Analysis of Finding 34: (a) The current ALUP establishes adequate and appropriate open space within the airport land use planning area through the mechanism of an Airport Compatible Open Space Plan (ACOS). The ACOS is developed by a local agency and reviewed and approved by the ALUC. The ALUP provides for additional density of development in most aviation safety areas on properties that are encompassed by an ACOS. Evaluation and approval of the ACOS ensures that the location, size, orientation, and topography of each open space is adequate to allow its ready identification by the pilot of an aircraft in distress and to provide a usable alternative to an off - airport landing in developed neighborhoods. Resolution No. 10585 (2014 Series) Page 137 Exhibit B Response 224: Four of the ACOS areas provide for additional density in the AASP and the MASP specific plan areas. The Airport Overlay Zone does not apply to areas previously found consistent by the ALUC with the ALUP. LUCE update includes a policy to maintain open areas as part of the AASP and a policy to obtain open space uses outside of the urban reserve line. The implementing AOZ codifies a previously endorsed Airport Compatible Open Space (ACOS) Plan to reflect five of the ACOS areas approved by the ALUC as well as a requirement to seek additional open land areas as part of discretionary land use approvals for projects within the ALUP boundaries. The two areas subject to future specific plans, Avila Ranch and San Luis Ranch, have ACOS areas identified and endorsed by the ALUC that will be incorporated in the development proposals referred to the ALUC for subsequent review. Only one other major development area is proposed as part of the LUCE, the Madonna at Los Osos Valley Road, and while it will include a significant amount of open space, the site is primarily in Safety Zone 2 and is comprised of steep hillsides, unsuitable for a designated ACOS area. Additional language has been incorporated into the AOZ to reflect ALUP direction for size, orientation and topography for future ACOS areas. (b) In contrast, the LUCE and Zoning Ordinance Updates provide no mechanism for the review or evaluation of proposed open space areas by any group with expertise in aviation. This deficiency is inconsistent with the stated purpose of the SAA to "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Response 225: The AOZ has incorporated additional language to reflect ALUP direction for size, orientation and topography for future ACOS areas. To the extent that the ALUP is consistent with the stated purpose of the State Aeronautics Act, so is the LUCE and the associated implementation. (c) Based on the foregoing, Finding 34 does not meet the requirements set forth in PUC Sections 2I °676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 226: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxv. Finding 35 108. Finding 35 provides as follows: The instrument procedures at SBP are found in the Airport Master Plan beginning on Page 1 -14 provide straight -in final approaches to Runway 11 and Runway 29 with vertical guidance for pilots flying in instrument weather conditions creating the safest approach possible and avoiding the need to use circling approaches (See Page 51 of 65 Airport Land Use Compatibility Report, Page 27 and Handbook, Page 3 -22). Since no adjustments to flight routes have been identified for the airport, the configuration and use limitations associated with the Handbook - defined safety zones is adequate for the San Resolution No. 10585 (2014 Series) Page 138 Exhibit B Luis Obispo County Regional Airport. Airport Overlay Zone Chapter 17.57 identifies overlay zones 1- 6 and associated land use standards that are consistent with Chapter 4 of the California Airport Land Use Planning Handbook safety zones 1 -6 and land use limitations. 109. Analysis of Finding 35: (a) Although straight -in instrument approaches are available for Runways 11 and 29 and a straight -out departure is available for Runway 29, there are also three (3) additional instrument procedures that are not aligned with runways. In formulating the current ALUP, the ALUC considered these arrivals and departures and ensured that the airport's safety zones were appropriate to accommodate them. Failure to adequately consider local factors that affect aircraft operations is a major deficiency in the Johnson Report and the LUCE and Zoning Ordinance Updates with respect to compliance with the Handbook requirements and the purposes of the SAA. Response 227: All local factors and operating procedures have been taken into account in reviewing and assessing any additional safety risk posed to flight operations. Handbook Table 3A: Safety Zone Adjustment Factors (Airport Operational Variables) provides these operational factors for evaluation of any additional safety risk that they may introduce into the operation. Specifically, "Non- Precision Approaches Not Aligned with the Runway" is the category suggested here by the ALUC. This category does not address instrument departures as suggested by the ALUC. Further, the specific risk factor here are approaches not aligned with a runway that transition to the runway at low altitude. The only non - precision instrument approach not aligned with a runway end is the VOR or TACAN -A approach. As stated previously, this approach has a minimum descent altitude of 1700 feet above mean sea level. This altitude is the traffic pattern altitude for high performance aircraft. This approach simply allows aircraft to reach the vicinity of the airport where they can enter the traffic pattern to land in visual conditions. There is no low altitude operations or additional risk factors from normal visual operations and thereby no additional risk factor consideration for this approach on safety zones. (b) Finding 35 is incorrect in asserting that the straight -in approaches to Runway 11 and 29 avoid the need to use circling approaches. Although a straight -in instrument approach is theoretically available for Runway 11, prevailing winds at SBP frequently render landing on Runway 11 unsafe and require pilots approaching the airport from the north to circle- to -land on Runway 29. Response 228: As stated previously, there is no use for this procedure because there is a safer straight -in, non - precision instrument approach to both runway ends. There is an available approach transition over KIKII and CREPE intersection/approach fixes from the north of the airport to provide the safest possible instrument transition to a straight -in arrival to Runway 29. (c) Finding 35 is incorrect and deceptive in suggesting that the generic safety zones depicted in the Handbook are "recommended." The Handbook itself indicates very clearly that this is not the case: Resolution No. 10585 (2014 Series) Page 139 Exhibit B The generic safety zones presented in the preceding section are intended just as a starting place for the development of zones appropriate for a particular airport. In some cases, the zones might be quite suitable as is. In most instances, however, some degree of adjustment of the generic zones is necessary in recognition of the physical and operational characteristics of the airport (see Handbook, page 3 -20). Various other aeronautical factors that may warrant adjustments to the sizes or shapes of the generic zones are listed in Table 3A. Some of these factors relate to the configuration of the runways. Others are dictated by the way the runways are used. Among the adjustment factors noted in Table 3A below are the peculiarities of the flight routes normally flown at a particular airport. While this factor is relevant and should be considered, it is also essential to recognize that the route followed by an aircraft when in distress may not be a normal route. Aircraft accidents can occur in places seldom overflown by aircraft. Several other factors deserve consideration when defining safety zones. These factors involve characteristics of the airport environs (see Handbook, page 3 -21). Response 229: The ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. For the ALUP's S -2 safety zone, the ALUP discusses the circle -to -land instrument approaches south of Runway 11 -29 as a consideration, however, the circling minimum altitudes for these procedures are at standard traffic pattern altitudes. Even though these procedures are available, there are safer, straight -in approaches available for both runway ends of Runway 11 -29. ALUP Section 4.4.3, Delineation of Safety Areas, states the considerations of primary importance: "a. The flight paths most heavily utilized by aircraft departing from or approaching to land at the San Luis Obispo County Regional Airport — Flight paths utilized by a relatively high proportion of arriving or departing aircraft are associated with an increased accident risk. b. The flight paths utilized by aircraft departing from or approaching to land at the San Luis Obispo County Regional Airport during adverse weather conditions — Maintaining control of an aircraft in conditions that make visualization of the horizon and the ground impossible is one of the most challenging tasks that a pilot can face. Flight paths which have been designated by the Federal Aviation Administration for use during reduced - visibility conditions, therefore, are of significant concern to the ALUC. c. The anticipated altitude of aircraft operations — A critical operational element in ensuring the safety of persons and property on the ground is the ability of the pilot of a disabled airplane to avoid impact with inhabited structures. The likelihood of the pilot accomplishing this is directly related to the time and gliding distance available, and both of these are dependent on the aircraft's altitude at the time a malfunction occurs." There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds warrant adjustments to the safety zones recommended in the Handbook. There is only discussion in the ALUP's Section 4.4.3 and Resolution No. 10585 (2014 Series) Page 140 Exhibit B subsequent Section 4.4.4 (Delineation of Aviation Safety Sub - Areas) on considerations surrounding flight maneuvers, which the Handbook's generic safety zones already take into account. Regardless, the LUCE and AOZ at this time have been updated to reflect the geographical boundaries of the ALUP safety zones. The City is currently only going to overrule the land use policies of the ALUP in specific safety zones. (d) As discussed supra, adoption of the Handbook's generic safety zones does not represent common practice. Among 139 adopted California airport land use plans reviewed by an ALUC sub - committee, the generic zones were utilized without modification in only 6.5 %. Response 230: The LUCE and AOZ at this time have been updated to reflect the geographical boundaries of the ALUP safety zones. The City is currently only going to overrule the land use policies of the ALUP in specific safety zones. (e) Finding 35 presents no evidence that the generic safety zones proposed by the Johnson Report, the draft LUCE, and the Airport Overlay Zone would minimize the public's exposure to aviation safety hazards, when compared to the safety zones established by the existing ALUP. Response 231: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670 - 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (f) Based on the foregoing, Finding 35 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 232: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxvi. Finding 36 Resolution No. 10585 (2014 Series) Page 141 110. Finding 36 provides as follows: Exhibit B The historical accident data at SBP is insufficient to draw conclusions about risk of accidents in the future based on frequency and consequence. However, the Handbook aggregates all data regarding accidents and incidents and integrates this data into the recommended safety zones. Each Handbook - identified safety zone represents a relatively uniform risk level that is distinct from the other zones based upon mathematical analysis of the accident location data. Appendix E of the 2011 Handbook contains updated aircraft accident information that was compared to 2002 data in order to determine if changes to the Handbook safety zones were warranted. As documented on page 3 -16 of the Handbook, evidence from analysis of the new data was insufficient to conclude that geographic distribution of accidents had significantly changed and therefore the basis for the suggested zones had not changed. The Draft LUCE update and associated implementation through an Airport Overlay Zone applies use limitations within boundaries recommended by the Handbook (See Handbook, Pages 4 -20 through 4 -25) and identifies overlay zones 1 -6 and associated land use standards that are consistent with Chapter 4 of the California Airport Land Use Planning Handbook safety zones 1 -6 and associated land use limitations. 111. Analysis of Finding 36: (a) As noted above in Paragraph 109 supra, it is inaccurate and misleading to describe the generic safety zones depicted in the Handbook as "recommended by the Handbook." The generic zones are provided only as an informational resource for use by ALUCs. The Handbook does not recommend that these generic zones be utilized for land use compatibility planning at any specific airport. Response 233: The purpose of the State Aeronautics Act is to protect the public interest in aeronautics and aeronautical progress. The California Department of Transportation, Division of Aeronautics administers this statute. The purpose of the Handbook is to provide guidance for conducting airport land use compatibility planning that is required by Article 3.5, Airport Land Use Commissions, PUC Sections 21670- 21679.5. Article 3.5 mandates that the Division of Aeronautics create a Handbook that contains the identification of essential elements for the preparation of an ALUCP (or ALUP). The Handbook is intended to inform ALUCs, their staffs, airport proprietors, cities, counties, consultants and the public and to identify the requirements and procedures for preparing effective compatibility planning documents. Therefore, conformance with guidance in the Handbook is, in fact, demonstrating compliance with the State Aeronautics Act requirements with respect to land use compatibility planning. (b) As also noted in Paragraph 109 supra, only a tiny minority of ALUPs in California actually adopt the generic safety zones without modification. Response 234: An assessment of whether any of the safety zone adjustment factors described in Table 3A of the California Airport Land Use Planning Handbook apply to SBP was provided in Section 4.3 of the Johnson Aviation Airport Land Use Compatibility Report and has been copied into this document as Response #35 for ease of reference. The findings from the Report indicate Resolution No. 10585 (2014 Series) Page 142 Exhibit B no safety zone adjustments from those suggested by the California Airport Land Use Planning Handbook are required. (c) Finding 35 presents no evidence that the generic safety zones proposed by the Johnson Report and the LUCE and Zoning Ordinance Updates would minimize the public's exposure to aviation safety hazards, when compared to the safety zones established by the existing ALUP. Response 235: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -6B, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.3B (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Regardless, the LUCE and AOZ at this time have been updated to reflect the geographical boundaries of the ALUP safety zones. The City is currently only going to overrule the land use policies of the ALUP in specific safety zones. (d) Based on the foregoing, Finding 36 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 236: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxvii. Finding 37 Resolution No. 10585 (2014 Series) Page 143 112. Finding 37 provides as follows: Exhibit B An analysis of the Handbook Safety Zone Adjustment Factors was completed for SBP in section 4.3 of the Compatibility Report and the findings indicate that no safety zone adjustments from those recommended by the Handbook are required (See Airport Land Use Compatibility Report, Pages 33 -34). 113. Analysis of Finding 37: (a) The "analysis" of safety zone adjustment factors provided in Section 4.3 of the Johnson Report is inadequate, comprising only about a page and a half of text. Response 237: The Airport Compatibility Report Section 4.3 provides a point -by -point summary of the findings from the study of the Handbook Table 3A Safety Zone Adjustment Factors. This analysis can also be found in Response #35 for ease of reference. The analysis looked at actual safety risk posed to the operation at San Luis Obispo Airport and safety risk adjustments to that operation that the FAA has made to accommodate any identified risks. The FAA is the regulator of aviation safety and is solely responsible for establishing operating procedures at a commercial service, public use airport like San Luis Obispo. It should be noted that the ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. Response #149 herein provides more details regarding this deficiency in the ALUP. (b) In addition, Section 4.3 of the Johnson Report contains numerous factual errors and half - truths. By way of example, such an error includes the assertion that high terrain in the vicinity of the airport does not influence airport traffic patterns and the statement that non -- precision approaches at SBP preclude descending below traffic pattern altitude. In actuality, the visual glideslope for Runway 29 requires a 3.25° descent (rather than the standard 3.00° slope) and the GPS approach to Runway 29 requires a 3.47° slope precisely because of high terrain in the vicinity. It is also of note that within the past ten (10) years, there has been a fatal airplane crash within the SBP airport planning area due to an aircraft impacting high terrain during departure. Response 238: The FAA commonly raises the visual glide slope indicator for a runway as a means of clearing close -in obstructions to a runways final approach area. Runway 29 non- precision instrument approaches have a number of low and close obstructions that are both lighted and marked and shown on the approach procedure diagrams (approach plates). The obstruction clearing standards are found in FAA Order 8260.313, United States Standard for Terminal Instrument Procedures ( TERPS). This FAA Order provides a complete manual on the requirements for establishing and maintaining an instrument procedure relative to obstructions in the vicinity of a runway. A common practice explained in the TERPS Order to allow for an instrument approach with low and close obstructions is to raise the visual glide slope indicator and adjust the threshold crossing altitude for the procedure. While this practice can be used if terrain is the low and close obstruction, that is not the case at San Luis Obispo. The controlling obstructions consist of the light poles at the intersection of Buckley Road and Edna Road Resolution No. 10585 (2014 Series) Page 144 Exhibit B (c) A second major factual error in Section 4.3 of the Johnson Report is the statement that "Non- precision approaches are charted for SBP, including RNAV (GPS) RWY 11, RNAV (GPS) RWY 29, LOC RWY 11, and VOR TACA -A but the minimum descent altitude for these procedures preclude descending below standard traffic pattern altitude within the airport influence area." The traffic pattern altitude at SBP is 1,200 feet above mean sea level (MSL) for light aircraft and 1,700 feet above MSL for twins and jets. The minimum descent altitudes (MDA) for non - precision instrument approaches at SBP are: LOC Rwy 11 VOR -A RNAV (GPS) Rwy 11 RNAV (GPS) Rwy 29 1,040 feet MSL 1,120 feet MSL 1,000 feet MSL 1,180 feet MSL The MDA for each of these non - precision approaches is less than the 1,200 feet MSL specified as the pattern altitude for light aircraft and substantially lower than the 1,700 feet MSL pattern altitude for twins and jets. Response 239: The review of non - precision instrument approach procedures based upon the Handbook Table 3A is looking for added safety risk associated with the way in which these procedures are flown when close to the ground. The point being made in the Airport Compatibility Report is that aircraft making use of non - precision instrument approaches at SBP have straight -in, positive course guidance when flying to the Runway 11/29 ends. The one non- precision instrument approach procedure that does not provide straight -in, positive course guidance (VOR or TACAN -A) requires that the airport is in sight and the pilot can fly visually to the runway using the standard traffic pattern. (d) Section 4.3 of the Johnson Report discusses only the safety zone adjustment factors listed on pages 3 -21 and 3 -22 of the Handbook. Caltrans, however, recommends an airport land use plan to consider all factors that may influence flight patterns in the vicinity of the airport, including those which may be unique to the specific facility. Response 240: The Airport Compatibility Report is focused expressly on any unique operational activities at SBP that would suggest additional safety risk that is not inherent in the standard operating procedures to and from airports. The establishment of safe operations and procedures at San Luis Obispo Airport are regulated by the FAA. The FAA has not identified any unique safety risks at SBP to modify its operational procedures. It should be noted that the ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. Response #149 herein provides more details regarding this deficiency in the ALUP. Resolution No. 10585 (2014 Series) Page 145 Exhibit B (e) In light of the above deficiencies, Section 4.3 of the Johnson Report cannot be considered an adequate basis for determining that no safety zone adjustments are required. Response 241: The Airport Compatibility Report is focused expressly on any unique operational activities at SBP that would suggest additional safety risk that is not inherent in the standard operating procedures to and from airports. The establishment of safe operations and procedures at San Luis Obispo Airport are regulated by the FAA. The FAA has not identified any unique safety risks at SBP to modify its operational procedures. It should be noted that the ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. Response #149 herein provides more details regarding this deficiency in the ALUP. (f) As noted supra with regard to Findings 35 and 36, it is inaccurate and misleading to describe the generic safety zones depicted in the Handbook as "recommended by the Handbook." The generic zones are provided only as an informational resource for use by ALUCs. The Handbook does not recommend that these generic zones be utilized for land use compatibility planning at any specific airport. Response 242: The Handbook states, "While ALUCs are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases)." The generic safety zones already take into account many of the factors common to all airports of similar characteristics. The Handbook states, "the shapes and sizes of the zones were established based upon mathematical analyses of the accident location data presented in this and Appendix E. Not clearly stated in past editions, though, was that another factor also played a part in the zone delineation and is important to acknowledge here: flight parameters. More specifically, as an aircraft approaches for landing or climbs out after takeoff, how is it being operated? Where is it normally flying relative to the runway, and at what altitude? Is it flying straight and level or turning and climbing or descending? What actions pose the greatest stress on the aircraft and greatest potential for loss of control or fewest options for recovery if the unexpected occurs? Where are conflicts between aircraft in flight most likely to happen and potentially create risks for the land uses below ?" Table 3A in the Handbook, then provides the factors under which adjustments to those sample zones are warranted. The Airport Compatibility Report Section 4.3 provides a point -by -point summary of the findings from the study of the Handbook Table 3A Safety Zone Adjustment Factors. This analysis can also be found in Response #35 for ease of reference. The analysis looked at actual safety risk posed to the operation at San Luis Obispo Airport and safety risk adjustments to that operation that the FAA has made to accommodate any identified risks. The FAA is the regulator of aviation safety and is solely responsible for establishing operating procedures at a commercial service, public use airport like San Luis Obispo. It should be noted that the ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, Resolution No. 10585 (2014 Series) Page 146 Exhibit B special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. Response #149 herein provides more details regarding this deficiency in the ALUP. Regardless, the LUCE and AOZ at this time have been updated to reflect the geographical boundaries of the ALUP safety zones. The City is currently only going to overrule the land use policies of the ALUP in specific safety zones. (g) As also noted supra, the use of the Handbook's generic safety zones does not represent a common practice. Among 139 adopted California airport land use plans reviewed by an ALUC sub - committee, the generic zones were utilized without modification in only 6.5 %. Response 243: The Airport Compatibility Report is focused expressly on any unique operational activities at SBP that would suggest additional safety risk that is not inherent in the standard operating procedures to and from airports. The establishment of safe operations and procedures at San Luis Obispo Airport are regulated by the FAA. The FAA has not identified any unique safety risks at SBP to modify its operational procedures. It should be noted that the ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. Response #149 herein provides more details regarding this deficiency in the ALUP. (h) Finding 37 presents no evidence that the generic safety zones proposed by the Johnson Report and the LUCE and Zoning Ordinance Update would minimize the public's exposure to aviation safety hazards as effectively as the safety zones established by the existing ALUP. Response 244: The purpose of the Airport Land Use Compatibility Report was to establish the basis for the airport-area policies chapter in the City of San Luis Obispo General Plan, Land Use and Circulation Element (LUCE) Update. The analysis presented in the Airport Compatibility Report provides much factual evidence that all Federal, State, and local laws and guidance material have been followed, this includes: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, and guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that as per PUC Section 21670 "provide for the orderly development of each public use airport in this state and the area surrounding these Resolution No. 10585 (2014 Series) Page 147 Exhibit B airports so as to promote the overall goals and objectives of the California airport noise standards adopted pursuant to Section 21669 and to prevent the creation of new noise and safety problems... protect public health, safety, and welfare by ensuring the orderly expansion of airports and the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." (i) Based on the foregoing, Finding 37 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 245: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxxviii. Finding 38 114. Finding 38 provides as follows: LUCE Policies and the adoption of the Airport Overlay Zone provide both a policy frame work and standards for development to ensure that development is consistent with allowable densities, height limitation, allowable uses, and other safety standards to ensure that development is evaluated for consistency with the State Aeronautics' Act. The Airport Overlay Zone took into account existing and proposed facilities identified in the Airport Master Plan (AMP) in establishing standards for development to ensure that future development would only be allowed in areas that minimize risk to public health and safety and consistent with the State Aeronautics Act and the recommended Handbook Safety Zones. LUCE Policies and the adoption of the Airport Overlay Zone provide both a policy frame work and standards for development to ensure that development is consistent with densities /intensities, height, allowed uses, obstructions, noise and other safety standards to ensure that development is evaluated for consistency with the State Aeronautics Act. The Airport Overlay Zone took into account existing and proposed facilities identified in the Airport Master Plan (AMP) in establishing standards for development to ensure that future development would only be allowed in areas that minimize risk to public health and safety and are consistent with Handbook Safety Zones. 115. Analysis of Finding 38: (a) When compared to the ALUP that has been in place since 2002 (with minor revisions in 2004 and 2005), the provisions of the LUCE and Zoning Ordinance Updates would allow increased density of development in areas where aviation safety hazards exist and would permit a significantly greater density of noise - sensitive development in areas impacted by aviation noise. This is inconsistent with the legislative intent and purposes of the SAA, as set forth in PUC Section 21670. Response 246: The LUCE and implementing AOZ represent a limited overrule of the ALUP and the action has been developed only after significant technical evaluation of the particular safety Resolution No. 10585 (2014 Series) Page 148 Exhibit B and noise considerations that apply to the San Luis Obispo County Regional Airport. The evaluation and documentation of noise and safety hazards associated with the airport has been documented in the Johnson Report and is based on the adopted Airport Master Plan with guidance from the most recent version of the Handbook. As previously noted, the ALUP does not reflect the AMP nor the noise contours and safety evaluation conducted with the EIR for the AMP. The safety zones identified in the ALUP have had substantially the same configuration since 1977 despite updated information incorporated into the Handbook guidance and updates to the Airport Master Plan. (b) The LUCE and Zoning Ordinance Updates would place future decisions concerning the compatibility of proposed land uses in the hands of the City Council, a group that has no demonstrated expertise or experience in aeronautics or airport operations, rather the with the duly- constituted ALUC. Placing the responsibility for such decisions to a body that lacks the specialized knowledge to fully understand all of the issues and factors involved is contrary to the purpose of the SAA to "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Response 247: Future decisions of land use will either conform to areas where the ALUC has already provided a determination of consistency or will be based upon use, intensity, and density limitations defined in the AOZ based upon Caltrans Aeronautics guidance as expressed in the Handbook and through detailed evaluation of local conditions in the Johnson Aviation Report. Changes to general plan, specific plans, or zoning will require referral to the ALUC for review and determination in accordance with PUC Section 21676(b). Provisions in the AOZ refer to the ALUP for obstruction, overflight, and land use policies for Safety Zones RPZ, and S -la. The overrule is limited in scope to smaller areas of Safety Zones S -lb, S -lc and S -2 outside of those specific plans previously found by the ALUC to be in conformance with the ALUP. (c) As noted above with regard to Findings 35 through 37, it is inaccurate and misleading to describe the generic safety zones depicted in the Handbook as "recommended by the Handbook." The generic zones are provided only as an informational resource for use by ALUCs. The Handbook does not recommend that these generic zones be utilized for land use compatibility planning at any specific airport. Response 248: The Handbook states, "While ALUCs are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases)." The generic safety zones already take into account many of the factors common to all airports of similar characteristics. The Handbook states, "the shapes and sizes of the zones were established based upon mathematical analyses of the accident location data presented in this and Appendix E. Not clearly stated in past editions, though, was that another factor also played a part in the zone delineation and is important to acknowledge here: flight parameters. More specifically, as an aircraft approaches for landing or climbs out after takeoff, how is it being operated? Where is it normally flying relative to the runway, and at what altitude? Is it flying straight and level or turning and climbing or descending? What actions pose the greatest stress on the aircraft and greatest potential for loss of control or fewest options for recovery if the unexpected occurs? Resolution No. 10585 (2014 Series) Page 149 Exhibit B Where are conflicts between aircraft in flight most likely to happen and potentially create risks for the land uses below ?" Table 3A in the Handbook, then provides the factors under which adjustments to those sample zones are warranted. The Airport Compatibility Report Section 4.3 provides a point -by -point summary of the findings from the study of the Handbook Table 3A Safety Zone Adjustment Factors. This analysis can also be found in Response #35 for ease of reference. The analysis looked at actual safety risk posed to the operation at San Luis Obispo Airport and safety risk adjustments to that operation that the FAA has made to accommodate any identified risks. The FAA is the regulator of aviation safety and is solely responsible for establishing operating procedures at a commercial service, public use airport like San Luis Obispo. It should be noted that the ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds (something that is being corrected as stated in the AMP) warrant adjustments to the safety zones recommended in the Handbook. Response #149 herein provides more details regarding this deficiency in the ALUP. Regardless, the LUCE and AOZ at this time have been updated to reflect the geographical boundaries of the ALUP safety zones. The City is currently only going to overrule the land use policies of the ALUP in specific safety zones. (d) As also noted above, the use of the Handbook's generic safety zones does not even represent a common practice. Among 139 adopted California airport land use plans reviewed by an ALUC sub - committee, the generic zones were utilized without modification in only 6.5 %. Response 249: Regardless of the deficiencies noted in the previous response, the LUCE and AOZ at this time have been updated to reflect the geographical boundaries of the ALUP safety zones. The City is currently only going to overrule the land use policies of the ALUP in specific safety zones. (e) Finding 38 presents no factual evidence that the "policy framework and standards for development" contained in the LUCE and Zoning Ordinance Update would minimize the public's exposure to aviation noise and safety hazards as effectively as the noise, safety, airspace protection, and overflight policies established by the existing ALUP. Response 250: The Johnson Report documents safety and noise considerations associated with the San Luis Obispo County Regional Airport. Future decisions of land use will either conform to areas where the ALUC has already provided a determination of consistency or will be based upon use, intensity, and density limitations defined in the AOZ based upon Caltrans Aeronautics guidance as expressed in the Handbook and through detailed evaluation of local conditions in the Johnson Aviation Report. Changes to general plan, specific plans, or zoning will require referral to the ALUC for review and determination in accordance with PUC Section 21676(b). Provisions in the AOZ refer to the ALUP for obstruction, overflight, and land use policies for Safety Zones RPZ, and S -la. The overrule is limited in scope to smaller areas of Safety Zones S -lb, S -lc and S -2 outside of those specific plans previously found by the ALUC to be in Resolution No. 10585 (2014 Series) Page 150 Exhibit B conformance with the ALUP. The State Aeronautics Act does not require the overrule to comply with the ALUP's method of addressing noise and safety concerns but rather leaves the land use authority with the local agency provided the public health, safety, and welfare is protected and the land use measures minimize the public's exposure to excessive noise and safety hazards within areas around public airports. The LUCE policies and programs including implementation through the AOZ do provide such protections. (f) Based on the foregoing, Finding 38 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 251: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xxix. Finding 39 116. Finding 39 provides as follows: Airport Overlay Zone Section 17.57.060 contains Airspace Protection standards to reduce the risk of harm to people and property resulting from an aircraft accident by preventing the creation of land use features and prohibition of any activities that can pose hazards to the airspace used by aircraft in flight, consistent with recommendations beginning on Page 4 -34 of the Handbook beginning. Pursuant to Federal Aviation Regulation (FAR Part 77) and Public Utilities Code (PUC) Section 21659, the Airport Overlay Zone 17.57.060 ensures that no structures shall penetrate the airspace protection surfaces of the airport without a permit from the California Department of Transportation, or a determination by the Federal Aviation Administration (FAA) that the object does not constitute a hazard to air navigation or would not create an unsafe condition for air navigation. The LUCE and associated Airport Overlay Zone implement this guidance in compliance with Handbook Chapter 3. Building permits for such structures shall not be issued until a Determination of No Hazard has been issued by the FAA and any conditions in that Determination are met. Approvals for such projects may include the requirement for an avigation easement, marking or lighting of the structure, or modifications to the structure. Response 252: The provisions in the Land Use Element call for implementation standards that address obstructions and other hazards to flight. The AOZ has been amended to state that airspace protection standards regarding obstruction and hazards to air navigation are defined in the ALUP and apply to land uses and development within the AOZ. Therefore to the extent that the ALUP implements and meets the requirements of PUC Sections to minimize the public's exposure to aviation safety hazards, so does the LUCE update and associated implementation through the AOZ. 117. Analysis of Finding 39: Resolution No. 10585 (2014 Series) Page 151 Exhibit B (a) The airspace protections of Airport Overlay Zone Section 17.57.060 are demonstrably weaker than those established by the current ALUP. Consequently, as compared to the ALUP, the LUCE and Zoning Ordinance Updates fail to minimize the public's exposure to aviation safety hazards. Response 253: The provisions in the Land Use Element call for implementation standards that address obstructions and other hazards to flight. The AOZ has been amended to state that airspace protection standards regarding obstruction and hazards to air navigation are defined in the ALUP and apply to land uses and development within the AOZ. Therefore to the extent that the ALUP implements and meets the requirements of PUC Sections to minimize the public's exposure to aviation safety hazards, so does the LUCE update and associated implementation through the AOZ. (b) Based on the foregoing, Finding 39 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 254: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xl. Finding 40 118. Finding 40 provides as follows: Airport Overlay Zone Section 17.57.060 further prohibits other activities that could pose a hazard to flight operations, including but not limited to: distracting lights, sources of dust, steam, heat or smoke, sources of electrical interference and features that attract birds. These standards are consistent with the Airspace Protection and Hazards to Flight guidelines beginning on Page 4 -34 of the Handbook and therefore provide for airspace protection that minimizes public health and safety consistent with the State Aeronautics Act. Response 255: The provisions in the Land Use Element call for implementation standards that address obstructions and other hazards to flight. The AOZ has been amended to state that airspace protection standards regarding obstruction and hazards to air navigation are defined in the ALUP and apply to land uses and development within the AOZ. Therefore to the extent that the ALUP implements and meets the requirements of PUC Sections to minimize the public's exposure to aviation safety hazards, so does the LUCE update and associated implementation through the AOZ. 119. Analysis of Finding 40: (a) The provisions of Airport Overlay Zone Section 17.57.060 related to hazards to aerial navigation are weaker than those established by the current ALUP. Consequently, as compared to the ALUP, the draft LUCE and Zoning Ordinance Update fail to minimize the public's exposure to aviation safety hazards. Resolution No. 10585 (2014 Series) Page 152 Exhibit B Response 256: The provisions in the Land Use Element call for implementation standards that address obstructions and other hazards to flight. The AOZ has been amended to state that airspace protection standards regarding obstruction and hazards to air navigation are defined in the ALUP and apply to land uses and development within the AOZ. Therefore to the extent that the ALUP implements and meets the requirements of PUC Sections to minimize the public's exposure to aviation safety hazards, so does the LUCE update and associated implementation through the AOZ. (b) Based on the foregoing, Finding 40 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 257: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xii. Finding 41 120. Finding 41 provides as follows: Airport Overlay Zone Section 17.57.080 includes overflight standards and requires overflight notification for land uses near the San Luis Obispo County Regional Airport and requires that all owners of property offered for -sale or for- lease within the Airport Overlay Zone to provide a disclosure prior to selling or leasing property in San Luis Obispo, disclosing that the property is routinely subject to overflights by aircraft and, as a result, residents may experience inconvenience, annoyance, or discomfort arising from the noise of such operations. This is consistent with guidelines beginning on Page 4 -13 of the handbook. Further, the disclosure reiterates the importance of public -use airports to protection of the public interest of the people of the state of California indicates that the current volume of aircraft activity may increase in the future in response to San Luis Obispo County and City population and economic growth. Said Section 17.57.080 requires that all subsequent deeds conveying land within the Airport Overlay Zone shall contain a statement such a disclosure and that such disclosure shall be recorded and appear with the property deed. Response 258: Caltrans guidance through the Handbook states, "More important is to give people who may be annoyed by airport noise timely information with which to assess how living in the vicinity of an airport would affect them. In this respect, developing overflight compatibility policies becomes less about restricting land uses, and more focused on informing prospective property owners of the presence of an airport and making them aware of the potential for noise impacts associated with overflying aircraft. ,5 The statement by the ALUC above which references the safety hazards of overflight overstates the issue and points out the inherent deficiencies in the ALUP that mixes noise issues with safety issues. Despite this finding 5 Section 4.3 California Airport Land Use Planning Handbook, page 4 -13 Resolution No. 10585 (2014 Series) Page 153 Exhibit B by the ALUC, the overflight provisions in the AOZ 17.57.080 have been amended to defer to the disclosure requirements in the ALUP. Therefore to the extent that the ALUP implements and meets the requirements of PUC Sections to minimize the public's exposure to aviation safety hazards so does the LUCE update and associated implementation through the AOZ. 121. Analysis of Finding 41: (a) The overflight provisions of Airport Overlay Zone Section 17.57.080 are weaker than those established by the current ALUP. Consequently, as compared to the ALUP, the draft LUCE and Zoning Ordinance Updates fail to minimize the public's exposure to aviation safety hazards. Response 259: Caltrans guidance through the Handbook states, "More important is to give people who may be annoyed by airport noise timely information with which to assess how living in the vicinity of an airport would affect them. In this respect, developing overflight compatibility policies becomes less about restricting land uses, and more focused on informing prospective property owners of the presence of an airport and making them aware of the potential for noise impacts associated with overflying aircraft. ,6 The statement by the ALUC above which references the safety hazards of overflight overstates the issue and points out the inherent deficiencies in the ALUP that mixes noise issues with safety issues. Despite this finding by the ALUC, the overflight provisions in the AOZ 17.57.080 have been amended to defer to the disclosure requirements in the ALUP. Therefore to the extent that the ALUP implements and meets the requirements of PUC Sections to minimize the public's exposure to aviation safety hazards so does the LUCE update and associated implementation through the AOZ. (b) Based on the foregoing, Finding 41 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 260: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. xiii. Finding 42 122. Finding 42 provides as follows: Airport Overlay Zone Section 17.57.090 requires that substantial open space be maintained in the Airport Overlay Zone area for emergency landings, pursuant to guidelines beginning on Page 4 -30 of the Handbook. Within the Airport Area Specific Plan area, the following open space is required for this purpose: 250 acres on the Chevron property with two areas specifically improved to meet ALUC standards; and a 300' wide strip adjacent to Buckley Road (24 acres) on the Avila Ranch site. Substantial open area is also required for this purpose within the Margarita Area Specific Plan area, at Laguna 6 Section 4.3 California Airport Land Use Planning Handbook, page 4 -13 Resolution No. 10585 (2014 Series) Page 154 Exhibit B Lake Park; on the Brughelli property south of Buckley Road; and within the San Luis Ranch Specific Plan area, west of Highway 101 and south of Dalidio Drive. Section 17.57.090 further provides that where open space or conservation easements have been obtained and the topography supports it, the City shall not allow uses to be established that conflict with their availability to be used as a landing option in the event of an emergency. Where easements have yet to be obtained, the City shall incorporate the requirement for open land as part of the discretionary approval process. The amount of open space required within the Airport Overlay Zone is prescribed for each of the six (6) Airport Overlay sub - zones, consistent with the Handbook. Response 261: The last sentence of section 17.57.090 that references the Handbook zones has been struck and additional language has been incorporated into the AOZ to reflect ALUP direction for size, orientation and topography for future ACOS areas. 123. Analysis of Finding 42: (a) The current ALUP establishes adequate and appropriate open space within the airport land use planning area through the mechanism of an Airport Compatible Open Space Plan (ACOS). The ACOS is developed by a local agency and reviewed and approved by the ALUC. The ALUP provides for additional density of development in most aviation safety areas on properties that are encompassed by an ACOS. Evaluation and approval of the ACOS ensures that the location, size, orientation, and topography of each open space is adequate to allow its ready identification by the pilot of an aircraft in distress and to provide a usable alternative to an off - airport landing in developed neighborhoods. Response 262: Four of the ACOS areas provide for additional density in the AASP and the MASP specific plan areas. The Airport Overlay Zone does not apply to areas previously found consistent by the ALUC with the ALUP. LUCE update includes a policy to maintain open areas as part of the AASP and a policy to obtain open space uses outside of the urban reserve line. The implementing AOZ codifies a previously endorsed Airport Compatible Open Space (ACOS) Plan to reflect five of the ACOS areas approved by the ALUC as well as a requirement to seek additional open land areas as part of discretionary land use approvals for projects within the ALUP boundaries. The two areas subject to future specific plans, Avila Ranch and San Luis Ranch, have ACOS areas identified and endorsed by the ALUC that will be incorporated in the development proposals referred to the ALUC for subsequent review. Only one other major development area is proposed as part of the LUCE, the Madonna at Los Osos Valley Road, and while it will include a significant amount of open space, the site is primarily in Safety Zone 2 and is comprised of steep hillsides, unsuitable for a designated ACOS area. Additional language has been incorporated into the AOZ to reflect ALUP direction for size, orientation and topography for future ACOS areas. (b) In. contrast, the LUCE and Zoning Ordinance Update provide no mechanism for the review or evaluation of proposed open space areas by any group with expertise in aviation. This deficiency is inconsistent with the stated purpose of the SAA to "minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." Resolution No. 10585 (2014 Series) Page 155 Exhibit B Response 263: Four of the ACOS areas provide for additional density in the AASP and the MASP specific plan areas. The Airport Overlay Zone does not apply to areas previously found consistent by the ALUC with the ALUP. LUCE update includes a policy to maintain open areas as part of the AASP and a policy to obtain open space uses outside of the urban reserve line. The implementing AOZ codifies a previously endorsed Airport Compatible Open Space (ACOS) Plan to reflect five of the ACOS areas approved by the ALUC as well as a requirement to seek additional open land areas as part of discretionary land use approvals for projects within the ALUP boundaries. The two areas subject to future specific plans, Avila Ranch and San Luis Ranch, have ACOS areas identified and endorsed by the ALUC that will be incorporated in the development proposals referred to the ALUC for subsequent review. Only one other major development area is proposed as part of the LUCE, the Madonna at Los Osos Valley Road, and while it will include a significant amount of open space, the site is primarily in Safety Zone 2 and is comprised of steep hillsides, unsuitable for a designated ACOS area. Additional language has been incorporated into the AOZ to reflect ALUP direction for size, orientation and topography for future ACOS areas. (c) Based on the foregoing, Finding 42 does not meet the requirements set forth in PUC Sections 21676(b) and 21670 and is, therefore, inadequate to support the overrule. Response 264: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law. II1. CONCLUSION For the reasons described above, the ALUC has determined that the forty -two (42) Findings do not meet the requirements contained within PUC Sections 21676(b) and 21670 and that they are, therefore, inadequate to support the overrule. Response 265: As first stated in Response #36, and repeated several times, the City meets all the requirements set forth in PUC Sections 21676(b) and 21670 and is completely justified in its overrule. The City has also retained outside legal counsel that specializes in airport land use Attachments to ALUC Comment letter: Exhibit A: Caltrans Response to LUCE Draft EIR Disposition: Responded to in LUCE Final EIR Exhibit B: ALUC Notice of Determination in Response to LUCE /AOZ Referral Disposition: Received by City on July 16, 2014 Exhibit C: City Notice of Intent to Overrule Disposition: Copy of action taken San Luis Obispo City Council on August 19, 2014 Resolution No. 10585 (2014 Series) Page 156 Exhibit B Exhibit D: ALUC Subcommittee Critique of Johnson Aviation Report Disposition: General Responses provided by Johnson Aviation on June 16, 2014 Exhibit E: Caltrans letter indicating City should not certify EIR until overrule has occurred Disposition: City Council certified EIR on September 16, 2014. * * * * * ** *End of Response * * * * * * ** Resolution No. 10585 (2014 Series) Page 157 • DATE: October 14, 2014 TO: City Council FROM; Derek Johnson, Director, Community Development Department PREPARED BY: Nick Johnson, Johnson Aviation Exhibit C SUBJECT: CITY OF SAN LUIS OBISPO RESPONSE TO CALIFORNIA DEPARTMENT OF TRANSPORTATION, DIVISION OF AERONAUTICS SEPTEMBER 17, 2014 COMMENTS AND SEPTEMBER 22, 2014 CORRECTION LETTER REGARDING THE CITY'S INTENT TO OVERRULE THE SAN LUIS OBISPO AIRPORT LAND USE COMMISSION'S DETERMINATION THAT THE DRAFT LAND USE AND CIRCULATION ELEMENT (LUCE) UPDATE AND ASSOCIATED IMPLEMENTATION INCLUDING CREATION OF AIRPORT OVERLAY ZONING REGULATIONS ARE INCONSISTENT WITH THE AIRPORT LAND USE PLAN Discussion The City received a letter from Caltrans on September 17, 2014 and a correction letter from Caltrans on September 22, 2014 in response to the City's letter to Caltrans on August 22, 2014 transmitting the City's proposed intent to overrule the ALUC determination of inconsistency pursuant to Public Utilities Code Section 21676(b). The letters by Caltrans raise a number of concerns and make many factual and legal misstatements that it is necessary to address each point for the record. The purpose of this report is to provide factual information and the proper legal standard of review for local jurisdictions considering overrule of an ALUC determination. To aid in understanding of the legal standard of review, Lori Ballance with Gatzke Dillon and Ballance, LLP, a land use and environmental attorney specializing in California Airport Land Use issues has been retained by the City. Ms. Ballance provided legal guidance to Caltrans in the development of the 2011 update of the Caltrans Airport Land Use Planning Handbook (Handbook). Because of her expertise in this area of law, we have asked that she summarize for ease of public reference the statutory framework surrounding the ALUC consistency and overrule process. In response, Lori has provided a memo titled, "Public Memorandum Rep-ardinE LUCE to Overrule Process." This memo is important to the review of the process and framework issues raised by Caltrans and is intended to aid CalTrans in understanding the City's revised approach and the Council and the public in evaluating the issues raised and the City's responses to those issues. In responding to the Caltrans comments related to the legal requirements we have referenced Ms. Ballance's memo (Attachment A) additional support for the City's position on the matter. Resolution No. 10585 (2014 Series) Page 158 SPECIFIC ISSUES Exhibit C 1. Page 1, Paragraph 1, second sentence: "We encourage collaboration with our partners in the planning process and thank you for including us in the review of the proposed overrule of the San Luis Obispo County ALUC [emphasis added]." Response 1: The City is proposing to overrule the ALUC inconsistency determination specifically relative to noise and to allow for a limited amount of development within three (3) of the ALUP safety zones, in a manner that would be in conflict with the ALUP, but that would not conflict with Guidelines provided in the California Airport Land Use Planning Handbook. The City is not proposing to usurp the ALUP or the ALUC's powers as is suggested at several points throughout the Caltrans letter. Rather, the City is exercising its rights to set local land use policies that may be in conflict with ALUC objectives, as provided in Section 21676(b) of the State Aeronautics Act after an exhaustive process of conducting analysis based on verifiable data and objective, independent airport operations projections. 2. Page 1, Paragraph 3: "The Division has reviewed the proposed findings provided by the City and has determined the findings are legally insufficient to support the overrule. Specifically, the findings are not consistent with the purposes of the statutes set forth in California Public Utilities Code (PUC), section 21670. The City's findings' do not provide substantial evidence that the proposed LUCE will meet the requirements of PUC, section 21670(a)(1) &(2)." Response 2: The City has retained outside legal counsel that specializes in airport land use planning matters and a consultant that specializes in airport land use planning matters and contends that its Findings are legally sufficient and they are fully consistent with State Law (See Ballance Memo on Legal Requirements and Legal Framework). 3. Page 1, Paragraph 4: "As it will be discussed below, based on the uniqueness of the airport, the level of service it offers, its location, and the accident history, the overrule will result in land use conflicts and safety hazards, a risk that the City should not be willing to accept." Response 3: The City has considered all relevant facts regarding airport land use compatibility and safety, as well as balanced the City's other land use and circulation considerations (such as the desire to promote compact urban infill development within the existing urban reserve line and to further its agricultural and open space preservation objectives) in its proposed decision to overrule the ALUC determination in this matter. Factors offered above — level of service, location, accident history, obstructions, hazards, and noise — have all been evaluated and considered. LUCE policies and programs and the Airport Overlay Zone (AOZ) reflect appropriate land uses, density and intensity limitations to reflect concerns related to aircraft operation and the overrule is limited in scope and geographic area. The LUCE and AOZ reflect the Airport Land Use Plan Resolution No. 10585 (2014 Series) Page 159 Exhibit C (ALUP) boundaries and refer to the ALUP for many provisions, including restrictions in the Runway Protection Zone (RPZ) and Safety Area S -la. When making land use decisions, the City has a broader set of issues and community priorities to consider in addition to airport compatibility. This is why the statutes provide that the City may overrule the ALUC determination, and in this case, an overrule is particularly appropriate because the ALUP does not include or establish a verifiable factual and data -based foundation for its land use policies. Other factors considered include a note from the Handbook, Page 4 -17 which offers information particularly appropriate for consideration at San Luis Obispo: "Note that this urban versus rural distinction is not limited just to differences between one airport and another, it may also be true between various portions of individual airport's environs. Consequently, it may be reasonable for compatibility criteria to allow comparatively intensive development and /or infill development in one part of an airport's vicinity, but not in another. If an ALUC chooses to take this approach, however, sufficient reasoning should be provided." The City of San Luis Obispo has thoughtfully addressed this approach suggested by the Handbook in the course of its LUCE process. The City has likewise reached out to the ALUC for over two years to bring these ideas to the table for consideration. After numerous friendly requests, the City was forced to make a Public Records Act request of both the ALUC1 and CaltranS2 to attempt to simply review a copy of the proposed update to the ALUC's Airport Land Use Plan (ALUP). Despite these attempts by the City to participate in the ALUP update process, both the ALUC and Caltrans refused to provide a copy of the ALUP update. Only after the City announced its intent to overrule the ALUC determination on the LUCE did the ALUC finally make a public release of a copy of their draft ALUP. This approach does not demonstrate an open and inclusive planning process. The City maintains that moving forward based on data, verifiable facts and sound planning principles is the best option available, and hopes the ALUC will be open to this approach as the ALUP is updated, so that both the community and the ALUC can work towards a common goal of a vibrant and safe airport and surrounding community. 4. Page 1, Paragraph 6: "If the City proceeds with this overrule, the Division still views the City LUCE as inconsistent with the ALUP. This means the ALUC has the right to require the City to forward every project within the Airport Influence Area to the City for review." Response 4: This statement is contrary to state law. The outcome of the City's overruling is that the LUCE will take effect as if the ALUC had approved it or found it consistent with the ALUP. Subsequent ALUC review of individual development projects related to the overruling become voluntary (PUC Section 21676.5(b)). If the City did 'Public Records Act request to ALUC for copy of ALUP update via email to County 2 -26 -14 was denied by County in writing on 3- 10 -14. 2 Public Records Act request was submitted via email on 3 -24 -14 to Caltrans for copy of ALUP draft submitted by ALUC to Caltrans for review. Initial response to comply put in abeyance prior to receipt of document and no subsequent response provided despite repeated contacts for status by City staff. Resolution No. 10585 (2014 Series) Page 160 Exhibit C NOT overrule the ALUC, then the ALUC could require the City to submit all land use actions, regulations, and permits to the ALUC for review (Section 21676.5(a)). The City's overrule is limited in scope and does not usurp the ALUC's statutory authority; it merely reflects an exercise of the City's statutory and constitutional land use authority. Future development that is inconsistent with the LUCE, or that otherwise requires a General Plan Amendment, Specific Plan or rezone, would be referred to the ALUC for review as required by PUC Section 21676(b). 5. Page 1 and 2, Finding 3: "Finding 3 points out that the currently adopted ALUP is outdated and flawed. The City is aware that the ALUC is working on updating its ALUP, thus, many of the City's findings may be eliminated by the new ALUP. Perhaps the City can wait for this update before it updates its LUCE. Ideally the planning process works best if the City updates its General Plan after the ALUC updates the ALUP. Then, local and State resources are not duplicated or wasted on moot issues." "Finding 3 states the ALUP does not comply with the public health and safety requirements of the State Aeronautics Act. Such a statement lacks merit, as the Division is responsible for reviewing ALUPs and making the determination whether or not the ALUP meets the requirements of the State Aeronautics Act. The Division has reviewed the ALUP several times and finds that it meets the requirements of the State Aeronautics Act." Response 5: This comment acknowledges that the existing ALUP is outdated and flawed, but that an update is being prepared. As a practical matter, data and other input from the City should be essential to the ALUC's preparation of the updated ALUP. Adoption and, ultimately, successful implementation of the updated ALUP will require cooperation by the ALUC as well. The City is not required to "wait" until the ALUP Update is approved prior to updating its General Plan. Rather, the ALUC should be involved in informal negotiations with the City in order to resolve any land use conflicts. These discussions did occur over the last two and half years and the City and the ALUC have been unable to reach consensus and resolve differences regarding the technical data and information to inform and resolve planning issues. The ALUC and the City have different objectives with respect to planning for land uses around airports. For the ALUC, protection of the airports from incompatible development is its sole objective. The City shares this important objective and must also consider broader community needs in land use decisions. Despite this difference, achieving a mutually acceptable compatibility plan continues to be the City's goal. As in many cases in other counties in the state, this may ultimately require a compromise which will adequately protect the airport from incompatible land uses yet reasonably respond to the community's development goals. The Division is not required to determine whether or not an ALUP meets the requirements of the State Aeronautics Act. Rather, Caltrans is only required to provide approval for the ALUC to use an ALP (instead of a master plan) for purposes of compatibility planning. City of Coachella v. Riverside County Airport Land Use Resolution No. 10585 (2014 Series) Page 161 Exhibit C Commission, 210 Cal.App.3d 1277. The Division does not have approval authority over an ALUP. 6. Page 2, Finding 4: "Finding 4 states that the ALUP has not changed its safety zones for 37 years, since it was adopted in 1977. According to our records the ALUP was adopted in 1973 and has been amended in 2002, 2004 and 2005. It is not necessary to change safety zones unless there has been a significant change to an airport's runway or the aircraft that use the airport." Response 6: Although ALUCs are not required to amend their compatibility plans in response to the Handbooks (2002 and 2011), Caltrans generally encourages ALUCs to review and update their compatibility plans at least every five years or more frequently for communities where conditions are changing rapidly. Also, the 2002 Handbook introduced completely different concepts for safety zones - it is disingenuous for Caltrans to say that safety zones put in place 37 years ago do not need to be revisited in the context of the new Handbook recommendations with respect to safety. Also, and as indicated above, the question is not just if there has been a change to the airport, but also whether conditions in the community have changed. Just as airports update their master plans periodically to respond to changing needs in the aviation industry, so too should the ALUC review and revise as necessary the ALUP. Significant additional data, analysis and validation of the aircraft accident and risk analysis information have been updated in the Handbook in both 2002, and 2011. Further, San Luis Obispo County adopted the new Master Plan and environmental document along with constructing two significant runway extension/improvements, yet the ALUC has not incorporated these significant changes into its ALUP. 7. Page 2, Finding 5: "Finding 5 claims that the safety zones are not accurately aligned with San Luis Obispo Airport runways. It is the Division's understanding that this is one of the items the ALUC will be updating in the draft ALUP." Response 7: Both the ALUC and CalTrans agree with the City's conclusion that the runway alignments included in the current plan are incorrect and require revision. The California Airport Land Use Planning Handbook states on page 3 -16, "The dimension of Zone 1 should reflect the runway protection zone as identified on an airport layout plan, and described in FAA Advisory Circular 150/5300 -13: Airport Design." If the safety zones are not accurately aligned, this requirement cannot be met. This disparity alone could warrant an overrule of the current ALUP. 8. Page 2, Finding 6: "Finding 6 states, "State law requires ALUPs be consistent with the Airport Master Plan (AMP), the Airport Layout Plan (ALP) and the Federal Aviation Administration (FAA)- approved Terminal Area Forecast (TAF). The existing ALUP is not consistent with the AMP, the ALP or the TAF." State law does require the ALUP be consistent with the AMP. Normally, an ALP and forecasts are found within an AMP, and therefore, if the ALUP is consistent with the AMP, it would also be consistent with the ALP and forecasts. State law does not require ALUPs be consistent with a TAF. This Resolution No. 10585 (2014 Series) Page 162 Exhibit C finding is vague, lacks foundation, and fails to cite to applicable statute. If you know about a section of State law that requires ALUPs to be consistent with a TAF, please set forth the referenced authority." Response 8: Caltrans ignores the foundation of the FAA's requirements for approving master plan forecasts, while affirming the State's requirement that ALUPs be based on an approved master plan. Section 21675 requires the following: "The commission's airport land use compatibility plan shall include and shall be based on a long -range master plan or an airport layout plan, as determined by the Division of Aeronautics of the Department of Transportation that reflects the anticipated growth of the airport during at least the next 20 years." The approval of an airport master plan can only occur after compliance with the CEQA, which includes preparation and adoption of a negative declaration (ND) or mitigated negative declaration (MND) and /or preparation and certification of an environmental impact report (EIR) for the Airport Master Plan. CEQA statutes and guidelines state that an EIR shall be considered by every public agency prior to its approval or disapproval of a project. "Project" shall include the carrying out or approval of a plan that expands or enlarges an existing publicly owned airport. The Airport Master Plan Update for San Luis Obispo Airport was completed in 2003, revised in 2004, and accepted by the Board of Supervisors of the County in 2005. In 2006 the County completed and certified an Environmental Assessment (EA) and Environmental Impact Report (EIR) for extension of the main Runway 11/29 and other suggested Airport improvements. As per the EIR, "In accordance with FAA policy, the FAA will use this EA for ALP approval and future federal funding approvals over the next five -year period ... in accordance with CEQA, San Luis Obispo County is required to be concerned with the `whole of the action,' which is defined as all projects identified in the Master Plan program. Therefore, for purposes of this EA/EIR, the County's obligation under CEQA is to include both phases of the Master Plan." As part of the EIR, a comprehensive analysis of noise, using the forecasts prepared for the airport master plan, was completed. This noise analysis was validated in the Airport Land Use Compatibility Report also using the forecasts prepared for the Airport Master Plan. Although it is stated in the ALUP that data was constructed from information and projections presented in the Airport Maser Plan, the noise contours source presented in the ALUP are cited as a noise study completed by Brown - Buntin Associates in April, 2001. A public records act request to both the County (10- 21 -13) and a direct request to Brown - Buntin (2- 26 -14) failed to locate this study, which was used by the ALUC to set noise contours based upon a hypothetical maximum use of airport runways. As seen in Figure 6, the noise contours in the ALUP vastly differ from those in the EIR prepared for the Airport Master Plan. The ALUP has adopted the 55 dB CNEL as the maximum acceptable residential noise level and sets its land use policies using the noise contours from the cited study from Brown - Buntin Associates instead of the Airport Master Plan EIR. The Land Use Compatibility Table, in Section 5 of the ALUP, also sets its airport noise exposure using the noise contours from the study from Brown - Buntin Associates instead of the Airport Master Plan EIR. The Margarita Area Planning Standards for Resolution No. 10585 (2014 Series) Page 163 Exhibit C Airport Compatibility, in Section 6 of the ALUP, are also based on the noise contours from the study from Brown - Buntin Associates instead of the Airport Master Plan EIR. 9. Page 2, Finding 7: "Finding 7 again points out the State statutes direct that an ALUP must be based on an AMP and a TAF. Again, it would be helpful if the statute being used in this finding is cited. It is correct that the ALUP must be based on an AMP, but there is no mention of a TAF in the PUC." Response 9: While there is no requirement for the ALUP to use forecast numbers from the TAF, the ALUP must be based on the AMP. Caltrans continues to ignore the FAA's requirements for approving master plan forecasts. The AMP was completed in 2003, revised in 2004, and accepted by the Board of Supervisors of the County in 2005. In the 10 years since this planning was completed, much has changed in the aviation industry and the local aviation activity at SBP. As a result, the forecasts of aviation activity reflected in the Airport Master Plan Update require significant updates to better reflect the existing conditions at SBP, and to better align with the Federal Aviation Administration's (FAA's) official Terminal Area Forecast (TAF) for the facility. However, for the purposes of this LUCE Update, the City is relying on the SBP Master Plan forecasts of aviation activity as a reasonably foreseeable projection of ultimate aviation activity sufficient for long -term land use planning purposes, without regard for the date of 2023 because it is uncertain when the forecast levels of activity will be reached and because growth must be consistent with the capital improvement plan for the Airport. 10. Page 2, Finding 8: "Finding 8 points out the Handbook recommends ALUPs have five or six safety zones and that the zones be as compact as possible and easily definable geometric shapes. This finding claims that the safety zones in the ALUP require complex trigonometry to define. The ALUP only has five safety zones, and four of those are easily definable geometric shapes. Regardless of what level of math it takes, the purpose of the safety zones are to protect the airport. The Division believes that this is a section that should be included in the ALUC update." Response 10: The City agrees with Caltrans that the ALUC should be including the revision of its safety zones as a foundational part of its ALUP update. While ALUCs are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases). Caltrans concedes that only four of the ALUP's five safety zones are easily definable geometric shapes. Furthermore, the zones increase in size, rather than decrease in size, despite decreased risk from the aircraft operations with further distance from the airport. ALUP Maneuvering Zone S -lb, due to the fact that its size, configuration and land use criteria are inconsistent with California Airport Land Use Planning Handbook guidelines and criteria, has no such equivalent zone in the Handbook. This zone is also unsubstantiated by the airport's activity forecasts as used for noise planning purposes, Resolution No. 10585 (2014 Series) Page 164 Exhibit C historical accident data at SBP, or safety zone adjustment factors as described in Table 3A of the Handbook. ALUP Sideline Zone S -lc, due to the fact that its size, configuration and land use criteria are more restrictive than California Airport Land Use Planning Handbook guidelines and criteria, has no such equivalent zone in the Handbook. This zone is also unsubstantiated by the airport's activity forecasts as used for noise planning purposes, historical accident data at SBP, or safety zone adjustment factors as described in Table 3A of the Handbook. ALUP Zone S -2 is not consistent with Zone 6 — Traffic Pattern of the California Airport Land Use Planning Handbook guidelines and criteria. Safety Area S -2 is really just the ALUP's Airport Land Use Planning Area. The ALUP states, "the dimensions of this area were defined in 1977 and have not changed. In general terms, the Planning Area is an irregular oval, which is aligned with its long axis in a northwest southeast direction, parallel to the centerline of Runway 11 -29 at the Airport. The dimensions of the oval are approximately 31,600 feet by 20,850 feet. The Planning Area extends from a point approximately '/z mile southeast of the community of Edna on the southeast to West Oceanaire Drive in the Laguna Lake Subdivision on the northwest. To the north of the Airport, the Planning Area extends to Sinsheimer School and Edgewood Drive in the City of San Luis Obispo. To the southeast and east, the boundary of the Planning Area is close to the ridgeline of the high terrain." Safety Area S -2 is the outermost safety zone and should be the equivalent of Zone 6 in the Handbook. The size, configuration and land use criteria of Safety Area S -2 should be consistent with Zone 6, and not based on a Planning Area established by the ALUC in 1977. Caltrans has provided no further clarity or factual technical detail as to the basis of its support for the ALUP safety zones. Notwithstanding these facts, at this time the City is choosing to accept the currently defined safety zones from the ALUP, but allow land uses and densities that are consistent with the State Aeronautics Act with guidance from the Handbook as specified in LUCE policies and the related AOZ for limited areas of the City within the ALUP boundary. Nonetheless, the City will work with the ALUC during its ongoing ALUP update. 11. Page 2, Finding 17: "Finding 17 states the policies and programs in the City's LUCE and implementing zoning regulations do not replace or usurp the ALUC's authority, because the LUCE policies and programs only apply within the city limits. This finding is inaccurate. It is The Division's opinion that the proposed LUCE and implementing zoning regulations do, in fact, usurp the ALUC's authority. The ALUC's authority is not only over county land but also covers City lands around the airports in the County of San Luis Obispo." Response 11: Although the City is proposing an overrule for the LUCE, this overrule is consistent with state law. The ability of a local agency to overrule an ALUC determination is contained in six separate sections of the ALUC statutes. The law provides for the authority necessary for the City to overrule an ALUC determination. The LUCE and implementing AOZ reflect the boundaries of the ALUP and defer to the ALUP's standards for the Runway Protection Zone and Safety Zone S -la. The LUCE includes land use development parameters for only a limited area covered by Safety Zones S -lb, S -lc, and S -2 (outside of the specific plans previously determined by the ALUC to be consistent with the ALUP) for which the City is overruling the ALUC. Resolution No. 10585 (2014 Series) Page 165 Exhibit C Future changes to the General Plan, Specific Plans, or rezonings not covered by the LUCE will be referred to the ALUC for a consistency determination in compliance with 21676 (b). The City is not undermining or usurping ALUC's authority; rather, it is simply following state law with respect to one of the avenues available to a public agency for land use compatibility planning around airports. 12. Pages 2 -3, Finding 18: "Finding 18 states the ALUP has safety zones that are unnecessary or too large without justification. This finding points to the Airport Compatibility Report prepared by the City. This report discusses information that is found in the Handbook regarding adjustment factors to safety zones. The Handbook has information which discusses some examples as to why an ALUC may need to adjust the generic safety zones found in the Handbook. The ALUP includes some of these adjustments to the safety zones. The Division has reviewed the adjustments and found they are necessary to keeping the land around the airport safe. The Airport Compatibility Report referenced by this overrule also indicates that the reasons why these safety zones were adjusted do, in fact, exist. The fact that these adjustment factors exist is reason enough for the ALUC to make these adjustments to the safety zones, and they have the responsibility under State law to do so." Response 12: The Compatibility Report prepared by the City simply collects the facts and information from the County's adopted Airport Master Plan and EIR and places those facts in context with the State Aeronautics Act in order to ensure any City land use actions are consistent with the purpose of the Act. The findings of the Compatibility Report are the same as those of the Master Plan, which is required to be considered by the ALUC when preparing an update to the ALUP, but appears to have been ignored by the ALUC. The Handbook indicates that each safety zone should be as compact as possible (the percentage of accident points per acre, its capture rate, should be maximized). The Handbook provides examples of different safety zone configurations to assist in the delineation of safety zones for a given airport. The Handbook states, "While ALUCs are not mandated to use the sample zones provided in the Handbook, they are mandated to create zones that have easily definable geometric shapes, are as compact as possible, have a distinct progression in the degree of risk represented, and are limited to a realistic number (five or six should be adequate in most cases)." The generic safety zones already take into account many of the factors common to all airports of similar characteristics. The Handbook states, "the shapes and sizes of the zones were established based upon mathematical analyses of the accident location data presented in this and Appendix E. Not clearly stated in past editions, though, was that another factor also played a part in the zone delineation and is important to acknowledge here: flight parameters. More specifically, as an aircraft approaches for landing or climbs out after takeoff, how is it being operated? Where is it normally flying relative to the runway, and at what altitude? Is it flying straight and level or turning and climbing or descending? What actions pose the greatest stress on the aircraft and greatest potential for loss of control or fewest options for recovery if the unexpected occurs? Where are conflicts between aircraft in flight most likely to happen and potentially create risks for the land uses below ?" Resolution No. 10585 (2014 Series) Page 166 Exhibit C The Handbook then states that adjustments to the safety zones recommended by the California Airport Land Use Planning Handbook should be made if there are certain physical and operational characteristics at the airport such as high terrain, roads, or non- standard instrument approach procedures. These characteristics are summarized in Table 3A of the Handbook, which is included in this report as Appendix A, Handbook Safety Zone Adjustment Factors. The ALUP does not specifically discuss the adjustment factors found in Table 3A of the Handbook. There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds warrant adjustments to the safety zones recommended in the Handbook. For the ALUP's S -2 safety zone, the ALUP discusses the circle -to -land instrument approaches south of Runway 11 -29 as a consideration, however, the circling minimum altitudes for these procedures are at standard traffic pattern altitudes- the safety risks of which are captured in recommended use density and intensity limitations from Safety Zone 6 in the Handbook. Even though these procedures are available and only allowed to the south side of the airport, there are safer, straight -in instrument approaches established by the FAA and available for both runway ends of Runway 11 -29. An analysis of the Handbook Safety Zone Adjustment Factors for SBP was completed in the Airport Compatibility Report. The findings indicated that no safety zone adjustments from those recommended by the Handbook were required. The Airport Compatibility Report did not indicate that the reasons why these safety zones were adjusted for SBP do, in fact, exist; that statement in the CalTrans comment letter is factually inaccurate. Caltrans has provided no further clarity or factual technical detail as to the basis of its support for the ALUP safety zones. Regardless, at this time the City is choosing to accept the defined safety zones from the ALUP but allow land uses and densities that are consistent with the State Aeronautics Act with guidance from the Handbook as specified in LUCE policies and the related AOZ for limited areas of the City within the ALUP boundary. Nonetheless, the City will work with the ALUC during its ongoing ALUP update. 13. Page 3, Findings 19, 20 and 21: "Findings 19, 20, and 21 contain information about the San Luis Obispo County Regional Airport (SBP) Master Plan and the forecasts contained in this document. These findings discuss how the recession has caused a downturn in the operations at the airport. Because of this downturn, the findings discuss the TAF approved by the FAA should be used instead. The Division would like to point out that the TAP for SBP are flat line projections and not realistic. The best forecasts to use are those provided by the SBP Master Plan." Response 13: Caltrans misstates the City's finding in this comment. The City's finding provides background operational facts for context and then concludes, "Thus, the Master Plan forecast and associated noise contours form a conservative base of information to use when considering long term compatibility of land uses through the LUCE update." The City, the ALUC and Caltrans all agree that the ALUC is required to use the Master Resolution No. 10585 (2014 Series) Page 167 Exhibit C Plan and the forecasts contained in the document along with the EIR analysis of any impacts based on recommended development in the AMP. 14. Page 3, Finding 37: "Finding 37 says that an analysis of the Handbook safety zone adjustment factors was completed for SBP in Section 4.3 of the Airport Compatibility Report, and the findings indicate that no safety zone adjustments from those recommended by the Handbook are required. The following is the Division's response to the analysis of the Safety Zone Adjustment Factors was completed for SBP by a private consultant hired by the City of San Luis Obispo. The Division found six out of the eight consistently inaccurate aeronautical assumptions below, to indicate a desired outcome of "no safety zone adjustments required" from those recommended by the Handbook for each of the following bullet points:" Response 14: While the Division disagrees with six out of the eight findings in the Airport Compatibility Report regarding Table 3A in the Handbook, it should be noted that the ALUC did not adjust its safety zones based on the recommendations in Table 3A of the Handbook. ALUP Section 4.4.3, Delineation of Safety Areas, states the considerations of primary importance: "a. The flight paths most heavily utilized by aircraft departing from or approaching to land at the San Luis Obispo County Regional Airport — Flight paths utilized by a relatively high proportion of arriving or departing aircraft are associated with an increased accident risk. b. The flight paths utilized by aircraft departing from or approaching to land at the San Luis Obispo County Regional Airport during adverse weather conditions — Maintaining control of an aircraft in conditions that make visualization of the horizon and the ground impossible is one of the most challenging tasks that a pilot can face. Flight paths which have been designated by the Federal Aviation Administration for use during reduced - visibility conditions, therefore, are of significant concern to the ALUC. c. The anticipated altitude of aircraft operations — A critical operational element in ensuring the safety of persons and property on the ground is the ability of the pilot of a disabled airplane to avoid impact with inhabited structures. The likelihood of the pilot accomplishing this is directly related to the time and gliding distance available, and both of these are dependent on the aircraft's altitude at the time a malfunction occurs." There is no discussion of how topography, geography, special flight procedures, special purpose aircraft, small aircraft using long runways, or displaced landing thresholds warrant adjustments to the safety zones recommended in the Handbook. There is only discussion in the ALUP's Section 4.4.3 and subsequent Section 4.4.4 (Delineation of Aviation Safety Sub - Areas) on considerations surrounding flight maneuvers, which the Handbook's generic safety zones already take into account. The Handbook states, "the shapes and sizes of the zones were established based upon mathematical analyses of the accident location data presented in this and Appendix E. Not clearly stated in past editions, though, was that another factor also played a part in the zone delineation and is important to acknowledge here: flight parameters. More specifically, as an aircraft Resolution No. 10585 (2014 Series) Page 168 Exhibit C approaches for landing or climbs out after takeoff, how is it being operated? Where is it normally flying relative to the runway, and at what altitude? Is it flying straight and level or turning and climbing or descending? What actions pose the greatest stress on the aircraft and greatest potential for loss of control or fewest options for recovery if the unexpected occurs? Where are conflicts between aircraft in flight most likely to happen and potentially create risks for the land uses below ?" The City strongly disagrees with the Division's assertion that the analysis presented in the Airport Compatibility Report of Table 3A in the Handbook and the City's overrule is "contrary to PUC section 21670, and... will fail to protect the public health, safety, and welfare of its citizens, and create a disorderly expansion of the airport." Both the City and Consultant that prepared the Airport Compatibility Report spent a great deal of time ensuring that all Federal, State, and local laws and guidance material was followed, including: FAA AC 150/5070 -613, Airport Master Plans, FAA AC 150/5300 -13A, Airport Design (2012), Federal Aviation Regulation (FAR) Part 77, Objects Affecting Navigable Airspace (1993), FAR Part 150, Airport Noise Compatibility Planning Program, FAA AC 150/5020 -1, Noise Control and Compatibility Planning for Airports (1983), FAA AC 150 - 5190 -4A, A Model Zoning Ordinance to Limit Height of Objects around Airports (1987), FAA Order 8260.313 (June, 2009), the California Airport Land Use Planning Handbook (2011), and Sections 5001 to 5037, 21661 to 21669.6, and 21670 to 21679.5 of the California Public Utilities Code. The recommendations in the Airport Compatibility Report and LUCE Update follow precisely the recommended development in the Airport Master Plan, the FAA - approved Airport Layout Plan (ALP), the forecasts in the Airport Master Plan, the noise contours presented in the EA/EIR, guidance in the California Airport Land Use Planning Handbook on the delineation of safety zones and land use policies that best protect persons and property in the vicinity of airports, and review of local conditions. While the City continues to question the dimensions of the ALUP safety zones, due to the time sensitive nature of the LUCE Update, the City is willing to accept the ALUP's geographical boundaries of its existing safety zones and for the time being is overruling only the ALUP's land use policies, specifically with regards to ALUP Zones S -2 so that the land use criteria are more consistent with Zone 6 — Traffic Pattern of the California Airport Land Use Planning Handbook guidelines and criteria, and limited areas of S 1 -b and S -lc outside of specific plans previously determined to be consistent with the ALUP by the ALUC. The City hopes that the ALUC will work with the City on its update of the ALUP. The City also hopes the ALUC will consider all of the discrepancies in its current ALUP, as pointed out in the Airport Compatibility Report, so that the next ALUP is more consistent with the policies recommended by the Handbook. 15. Page 3, Finding 37, Airport Area Topography: "The presence of high terrain, the edge of a precipice, or other such features may influence the location of aircraft traffic patterns and should be considered. Consultant states: High terrain exists in the area of SBP but does not impede the standard traffic pattern or preclude precision and non - precision instrument approaches and departures. Nearby Morro Bay (MQO) VOR provides positive course guidance, positive Resolution No. 10585 (2014 Series) Page 169 Exhibit C terrain avoidance and aircraft holding for precision and non - precision instrument procedure missed approaches. No safety zone adjustments required. Division's Response: This is contrary to PUC section 21670, as the City's overrule will fail to protect the public health, safety, and welfare of its citizens, and create a disorderly expansion of the airport. The airport has rising terrain in all directions, but predominantly to the north and south. The terrain contributes to changes in flight paths on the right downwind for runway 29 (Islay Hill), causing aircraft to fly a downwind outside the hill while avoiding higher terrain to the north. Our interpretation is that these factors meet the condition set forth in Table 3A: Safety Zone Adjustment Factors contained in the Handbook to warrant a safety zone adjustment." Response 15: The terrain does not change the flight path on the right downwind for Runway 29. While aircraft do fly a downwind outside Islay Hill, this is not outside the FAA's recommendations for a standard air traffic pattern. Standard traffic patterns are typically flown to the left 1,000 feet above airport elevation, and approximately a'' /z mile to 1 mile out from the landing runway. At airports with air traffic control towers (such as at SBP), the tower often instructs the pilot to enter the pattern at any point or straight -in for landing. Figure 10 in the ALUP, Aircraft Flight Paths, illustrates the typical flight patterns flown at SBP. The arrival and departure tracks used for EA/EIR noise modeling also show typical flight patterns to the right and left of Runway 11/29. The distance from the runway is not increased or decreased to avoid any terrain; the altitudes above airport elevation are also not adjusted for terrain. 16. Page 3 and 4, Finding 37, Boundaries Based on Geographic Features: "Safety zone shapes and sizes might be adjusted in response to existing urban development such as roads, water courses, parcel lines, etc. Consultant states: With the advent of graphic information systems (GIS) this approach is less necessary than in years past. The City and County of San Luis Obispo employ GIS for accurate mapping purposes. No safety zone adjustments required. Division's Response: This is contrary to PUC section 21670, as the City's overrule will fail to protect the public health, safety, and welfare of its citizens, and create a disorderly expansion of the airport. Pilots operating in the vicinity of an airport often use key visual landmarks for position reporting. Alignment of safety zones with key geographic features may create greater containment of certain types of flight operations within a given area. This type of "intuitive" design, used for clarity of reference by all stakeholders, and especially, airborne pilots, is permissible in Table 3A: Safety Zone Adjustment Factors contained in the Handbook and allows for a safety zone adjustment." Response 16: The response by Caltrans on this comment is in direct contradiction to all modern land use planning, Caltrans guidance in the Handbook and Caltrans own investment in similar systems throughout all of its districts in the State (as led by District 11) that take full advantage of GIS systems to ensure accurate mapping of land use among many important functions. Accurate mapping of land use restrictions and impacts Resolution No. 10585 (2014 Series) Page 170 Exhibit C ensures that valuable land resources are not unnecessarily encumbered by restrictions that are not clearly delineated so that the public can make informed land use decisions based upon actual facts and information. The Master Plan fully researched aircraft flight patterns approaching and departing San Luis Obispo Airport. This information provides clear areas of operation that allow for equally clear application of safety zone operational parameters explicitly detailed in Handbook Pages 4 -20 to 4 -25. In addition, the LUCE update, by focusing on future infill within the urban reserve line, preserves visual clues for approaching aircraft. The existing state and federal highways and major local roadways that help define the city's form — Highway 101, Highway 1, State Route 227, Los Osos Valley road, Foothill Blvd., and Buckley Road to the south of the airport — will not change. The city's existing greenbelt and policies to preserve the open space directly around the airport and outside of the urban reserve line have been reaffirmed and strengthened through the LUCE update process. 17. Page 4, Finding 37, Instrument Approach Procedures: Non - standard instrument procedures should be identified, as well as the extent to which they are used. Consultant states: Circling Approaches: Circling approaches are charted for SBP including RNA V (GPS) RWY 11, RNAV (GPS) RWY 29, LOC RWY 11 and VOR or TACAN -A but no circling north of Runway 11 -29 is allowed for any of these procedures. The circling minimum altitudes for these procedures are at standard traffic pattern altitudes. Even though these procedures are available, there are safer, straight -in approaches available for both runway ends of Runway 11 -29. No safety zone adjustments required. Non - Precision Approaches at Low Altitudes: Non - precision instrument approaches are chatted for SBP including RNAV (GPS) RWY 11, RNAV (GPS) RWY 293 LOC RWY 11 and VOR or TACAN -A, but the minimum descent altitudes for these procedures preclude descending below standard traffic pattern altitudes within the airport influence area. No safety zone adjustments required. Non - Precision Approaches Not Aligned with the Runway: One non - precision instrument approach charted for SBP (VOR or T ACAN -A) is not aligned with a runway, but no circling north of Runway 1I- 29 is allowed for this procedure. The circling minimum altitudes for this procedure are at or above standard traffic pattern altitudes. Even though this procedure is available, there are safer, straight -in approaches available for both runway ends of Runway 11 -29. No safety zone adjustments required. Division's Response: This is contrary to PUC section 21670, as the City's overrule will fail to protect the public health, safety, and welfare of its citizens, and create a disorderly expansion of the airport. Air traffic control tower staff estimates utilizing Runway 11 about 30 percent of the time, with the remaining 70 percent being a west flow on Runway 29. Control tower staff report that instrument approach procedures are utilized about 60 percent GPS Runway 29, 30 percent ILS Runway 11, with the remaining 10 percent on the VOR -A. Circling approaches are used much less frequently than straight in procedures. Although the vast majority of aircraft arrive on Visual Approaches during clear weather and west flow line up to land on Runway 29, circling and non - aligned approaches exist at this airport. The argument that the minimums are above traffic pattern Resolution No. 10585 (2014 Series) Page 171 Exhibit C does account for the possibility of loss of visual contact with the runway while an aircraft is engaged in a visual descent to land on a non - aligned runway in a low visibility environment. Our interpretation is that these factors meet the condition set forth in Table 3A: Safety Zone Adjustment Factors contained in the Handbook to warrant a safety zone adjustment." Response 17: This statement by Caltrans offers no new information about these procedures that is not covered in the Master Plan or that points to any degradation of safety as a result of their use beyond that studied and stated in the Airport Compatibility Report. Simply because a type of procedure exists or is in use does not by itself change the risk profile or safety setting of the operation for the surrounding community. The caution in the Handbook Table 3A is specifically for airports where only one straight -in approach procedure is available to the airport (See Handbook, Page 3 -22). This is clearly not the case at SBP as described fully in the Airport Compatibility Report and reiterated in the Caltrans letter. The purpose of the Airport Compatibility Report is to specifically research and address operational issues at San Luis Obispo Airport that could degrade a level of safety in the community that is assumed in standard operations and accounted for in safety zones designed to address actual safety risks and their potential consequences. 18. Page 5, Finding 37, Other Special Flight Procedures or Limitations: "Single -sided traffic patterns, nearby airports, high terrain, or noise - sensitive land uses may dictate where and at what altitude aircraft fly and may need to be taken into account during safety zone delineation. Consultant states: Voluntary noise abatement procedures are established for SBP but when used, increase aircraft altitudes and increase safe operating altitudes. No safety zone adjustments required. Division's Response: This is contrary to PUC section 21670, as the City's overrule will fail to protect the public health, safety, and welfare of its citizens, and create a disorderly expansion of the airport. Recommended noise abatement procedures may cause aircraft to fly extended upwind and downwind segments to remain over roads or avoid schools. Our interpretation is that this factor meets the condition set forth in Table 3A: Safety Zone Adjustment Factors contained in the Handbook to warrant a safety zone adjustment." Response 18: This statement by Caltrans offers no new information about noise abatement procedures that is not covered in the Master Plan or points to any degradation of safety as a result of their use beyond that studied and stated in the Airport Compatibility Report. Simply because a type of procedure exists or is in use does not by itself change the risk profile or safety setting of the operation for the surrounding community. As stated in the Airport Compatibility Report, the voluntary noise abatement procedures at San Luis Obispo remind pilots to fly proper standard arrival and departure procedures. Further, these noise abatement procedures tend to keep aircraft on the Runway 11/29 centerlines extended and most closely align with the safety risk profiles of the Caltrans safety zones. These procedures specifically request that pilots not overfly Resolution No. 10585 (2014 Series) Page 172 Exhibit C Los Ranchos Elementary School in the unincorporated County area to the south of the airport thereby reducing the safety risk on this sensitive community land use. 19. Page 5, Finding 37, Runway Use by Special Purpose Aircraft: "Fire attack, agricultural, military airplanes, and helicopters often have their own flight procedures, which need to be considered during the shaping of safety zones. Consultant states: Military transport-type aircraft and helicopters make use of the SBP runways. Military aircraft fly standard arrival and departure procedures and helicopters likewise fly standard procedures for approach, departure, and closed traffic patterns. No safety zone adjustments required. Division's Response: This is contrary to PUC section 21670, as the City's overrule will fail to protect the public health, safety, and welfare of its citizens, and create a disorderly expansion of the airport. San Luis Obispo County Regional Airport frequently has operations by military (fixed -wing and rotorcraft), law enforcement, and other special purpose aircraft. While these aircraft typically fly standard patterns and procedures the airframe type, load configuration, and approach speeds may dictate the use of a unique flight path "at a moment's notice" as determined by each pilot -in- command while their in- flight aircraft are in -bound or outbound to the airport. Our interpretation is that this factor meets the condition set forth in Table 3A: Safety Zone Adjustment Factors contained in the Handbook to warrant a safety zone adjustment." Response 19: This statement by Caltrans offers no new information about special use aircraft that is not covered in the Master Plan or points to any degradation of safety as a result of their use beyond that studied and stated in the Airport Compatibility Report. Simply because a type of procedure exists or is in use does not by itself change the risk profile or safety setting of the operation for the surrounding community. As stated in the Airport Compatibility Report, the Handbook Table 3A guides planners to investigate if special purpose aircraft have their own procedures for a particular airport, and based upon the level of usage, there may need to be consideration in the shaping of safety zones. As stated by Caltrans in their letter and as found in the Airport Compatibility Report, the very limited use of special purpose aircraft (in 2013 military aircraft accounted for approximately 1.2 percent of all aircraft operations) fly standard patterns and procedures. 20. Page 5 and 6, Finding 37, Displaced Landing Thresholds: "Consultant states: Runway 11 has a displaced threshold of 800 feet and Runway 29 has a displaced threshold of 500 feet. The safety zones have not been adjusted to reduce their length commensurate with these displaced thresholds thereby increasing the safety factor for each runway. Safety Zone Reduction Possible. Division's Response: Although the Handbook's Landing Aircraft Accident Location Pattern Zones would be pulled back closer into the airport due to this airport having displaced thresholds, however, the Take -off Aircraft Accident Location Pattern Zone would remain unchanged. The 83,000+ aircraft operations count at this airport, most on Runway 29 and Runway 11, would not be of a low enough count to warrant pulling back Resolution No. 10585 (2014 Series) Page 173 Exhibit C any runway safety protection zones. According to the National Transportation Safety Board, since 1990, there have been 37 aircraft accidents at or nearby San Luis Obispo County Regional Airport, and 8 have resulted in fatalities. Protecting people and property on the ground from the potential consequences of near - airport aircraft accidents is a fundamental land use compatibility - planning objective. While the chance of an aircraft injuring someone on the ground is historically quite low, an aircraft accident is a high consequence event. To protect people and property on the ground from the risks of near- airport aircraft accidents, some form of restrictions on land use are essential. The two principal methods for reducing the risk of injury and property damage on the ground are to limit the number of persons in an area and to limit the area covered by occupied structures." Response 20: First, it is unclear the source of Caltrans operational information stated in their letter. San Luis Obispo had a total of 68,573 aircraft operations in 2013. Second, the City is not suggesting that the RPZ should be changed. Instead, it is simply noted in the Airport Compatibility Report that the RPZs as depicted in the FAA - approved Airport Layout Plan (ALP) are based upon the displaced thresholds for both runway ends. These changes to the runway have not been incorporated into the existing ALUP. Moreover, a review of accident data at SBP shows that accidents have predominantly occurred, where predicted, within the safety zones shown in the Handbook. 21. Page 6, Paragraph 2: According to the National Transportation Safety Board, since 1990, there have been 37 aircraft accidents at or nearby San Luis Obispo County Regional Airport, and 8 have resulted in fatalities. Protecting people and property on the ground from the potential consequences of near - airport aircraft accidents is a fundamental land use compatibility - planning objective. While the chance of an aircraft injuring someone on the ground is historically quite low, an aircraft accident is a high consequence event. To protect people and property on the ground from the risks of near - airport aircraft accidents, some form of restriction on land use are essential. The two principal methods for reducing the risk of injury and property damage on the ground are to limit the number of persons in an area and to limit the area covered by occupied structures. Response 21: The City's Airport Compatibility Report provides a complete analysis of aircraft accidents and incidents at San Luis Obispo Airport and in the airport vicinity from 1982 to present. The methodology for this review of accidents followed the same methodology as used for the Handbook Appendix E analysis and criteria. Of the accidents investigated by the NTSB, none involved fatalities of people on the ground. The LUCE update and accompanying AOZ reflect Caltrans guidance for appropriate use, density, and intensity limitations for the limited areas of Safety Zone S1 -b, S1 -c and S -2 outside of the specific plans areas previously determined to be consistent with the ALUP by the ALUC. 22. Page 6, Paragraph 3: The State Aeronautics Act requires the overruling of an ALUC by a two - thirds vote, a mandated process that shall be followed. Attached hereto are letters from the California Fair Political Practice Commission (FPPC) that prohibit certain Council members from voting on the subject over rule based on a conflict of interest. We Resolution No. 10585 (2014 Series) Page 174 Exhibit C will defer to the FPPC's letter, without formulating conclusions. Also, we do understand that recently, the FPPC regulations may have changed; however, we feel that the conclusion by the FPPC will remain the same. Based on this, the Division believes that the City has not complied with the two - thirds voting requirement to proceed with this overrule. Response 22: The LUCE update has been an involved community process with Council endorsement and direction informing the process at key decision points. The project description, which includes the physical land use changes in addition to policy changes to guide future development, was endorsed for EIR evaluation unanimously by the City Council. Due to potential conflicts of interest on site - specific land uses outside of the ALUP boundaries and the need to segment those final decisions once the EIR had been certified, two Council members recused themselves from voting on the initial decision to provide notice of intent to overrule. This initial action was passed unanimously by the three remaining Council members and was required to reserve the City's right to consider the LUCE physical and policy changes through a formal action to overrule. This process has complied with Public Utilities Code Section 21676(b) that states, "At least 45 days prior to the decision to overrule the commission [emphasis added], the local agency governing body shall provide the commission and the division a copy of the proposed decision and findings. The commission and the division may provide comments to the local agency governing body within 30 days of receiving the proposed decision and findings..... The comments provided by the division or the commission are advisory to the local agency governing body. The local agency governing body shall include comments from the commission and the division in the public record of any final decision to overrule the commission, which may only be adopted by a two - thirds vote of the governing body." The City has complied with the provisions of the Public Utilities Code explicitly by providing initial findings to Caltrans Division of Aeronautics and the ALUC in compliance with Section 21676(b) on August 22, 2014 and August 20, 2014 respectively — 60 days in advance of the City Council hearing to take final action on the LUCE update. The final action by the City Council will comply with Public Utilities Code requirements for overrule and with the State Attorney General ruling No. 91 -502 which states, "A two - thirds vote of the entire membership of a city council is not required to override an adverse determination made by an airport land use commission concerning the city's proposed amendment of its general plan; a two - thirds vote of the members constituting a quorum is sufficient to override the determination." This latter ruling is also referenced in the California Airport Land Use Planning Handbook on page 5 -15 under section 5.5.1. Resolution No. 10585 (2014 Series) Page 175 Exhibit C * * * * * ** *End of Response * * * * * * ** Resolution No. 10585 (2014 Series) Page 176 Exhibit C Attachment A PUBLIC MEMORANDUM REGARDING LUCE OVERRULE PROCESS To: Christine Dietrick, City Attorney, City of San Luis Obispo From: Lori Ballance, Gatzke Dillon & Ballance LLP Re: Public Memorandum Regarding Statutory Framework to Overrule ALUC Decisions Date: October 10, 2014 I. INTRODUCTION At staff request, I provide this memo as a summary of the statutory framework governing the overrule process and how the City's proposed LUCE Update /AOZ and supporting findings comply with statutory requirements and acknowledge and address the comments provided by CalTrans and the Airport Land Use Commission (ALUC). As required by statute, the City provided proposed findings to support its potential overrule of the ALUC's determination that the City's LUCE Update and Airport Overlay Zone (AOZ) is inconsistent with the currently adopted Airport Land Use Plan (ALUP). In response to those proposed findings, both CalTrans Division of Aeronautics and the ALUC provided comments, which the staff has considered and in response to which modifications to the initial LUCE /AOZ adoption have been proposed. With respect to inconsistencies between the ALUP and LUCE Update /AOZ policies relating to land use and density /intensity standards, once an ALUP has been prepared and approved, the statutory framework recognizes that the local public agency, in this case the City, is the appropriate body balance multiple priorities, such as open space preservation, housing needs, and economics, among other factors, in decisions involving general plans and related ordinances. The state law is clear that local agencies have the ability to undertake land use, cost - benefit and related analyses and can ultimately overrule ALUP policies if the environmental, policy and /or economic costs of limiting development as contemplated in an ALUP prove to be too great or if the public agency finds that there is a greater "public good" in deviating from the ALUP policies with respect to land use, density and intensity requirements. In order to implement such a policy decision, the agency must make certain findings in accordance with the Public Utilities Code. The State Aeronautics Act is set up in a manner that provides a balanced approach to permitting ALUCs to adopt policies broadly designed to protect and expand airports, while preserving the discretion of the local agencies to consider and address potential public good, costs and other factors pertinent to their jurisdictions with respect to implementation of the ALUP policies. II. LEGAL REQUIREMENTS AND LEGAL FRAMEWORK TO OVERRULE ALUC DECISIONS The State Aeronautics Act provides for local agencies to overrule ALUC decisions on land use matters and airport master plans. The overruling process involves four mandatory steps: Resolution No. 10585 (2014 Series) Page 177 Exhibit C Attachment A (1) At least 45 days prior to any decision to overrule the ALUC, the City must provide the ALUC and the Division of Aeronautics a copy of the proposed decision and findings; (2) The City must hold a public hearing; (3) The City must make specific findings that the action proposed is consistent with the purposes of the ALUC statute; and (4) The City must approve the proposed action by a two - thirds vote of the agency's governing body. See, e.g., Public Utilities Code Sections 21675.1(d), 21676, 21676.5(a). The requirement for the City to make findings in conjunction with a decision to overrule and ALUC inconsistency finding is included in six separate sections of the ALUC statutes. In each case, the law provides that the findings must show that the proposed local agency action "is consistent with the purposes of this article stated in Section 21670." Therefore, in order for the City to overrule an ALUC decision, the City must document the basis for the overruling action related directly to the purposes for which the ALUC statutes were adopted. The purpose of the findings is to assure that the Council has thoughtfully considered its proposed actions in the context of the purpose of the Aeronautics Act and is acting in compliance with state law. California law is quite specific with respect to the process by which a local agency may proceed with an action to overrule an ALUC determination that a proposed plan or project is inconsistent with an adopted Airport Land Use Plan (ALUP). Any such action must be accompanied by specific findings of fact supported by substantial evidence. Section 21670(a) establishes legislative findings that it is in the best interest of the public to provide for the orderly development of. a. "...each public use airport in this state ...." b. "...the area surrounding these airports so as to promote the overall goals and objectives of the California noise standards..." and c. "...the area surrounding these airports ... to prevent the creation of new noise and safety problems." In that context, the statute provides that its purpose is "...to protect the public health, safety, and welfare by ensuring..." a. "...the orderly expansion of airport ...." b. "by ...the adoption of land use measures that minimize the public's exposure to excessive noise and safety hazards within areas around public airports to the extent that these areas are not already devoted to incompatible uses." To ensure compliance with statutory requirements regarding its findings and the factual basis for those findings the City has relied on data developed via an airport land use compatibility report Resolution No. 10585 (2014 Series) Exhibit C Page 178 Attachment A from its consultant Nick Johnson of Johnson Aviation. I have reviewed the compatibility report and the City's findings based thereon and conclude that the City's findings and the analytical basis on which they rely demonstrate that the LUCE Update would indeed be consistent with the purposes of the Aeronautics Act. The City's Findings Establish That The LUCE Update Provides for Orderly Development of the Airport The City's findings and supporting documents, including, but not limited to the EIR and Nick Johnson's Airport Compatibility Report, document the following, consistent with statutory requirements: - How the City has considered the long range development plans that exist for the airport. - How the City plans to support development of the airport over at least the next 20 years. - How the City's planning and zoning actions would serve to protect the approaches to the airport runways. The City's Findings Establish That the LUCE Update and the AOZ Minimize Public Exposure to Noise and Safety Hazards The law's purpose is to minimize excessive noise and safety hazards. In order to adopt a finding demonstrating consistency with this purpose, the City first determined whether the existing noise exposure or safety hazards are excessive. - In areas where the existing noise and safety hazards are not excessive, the actions taken by the City prevent the creation of new noise and safety problems. - In areas where the existing exposure is excessive, the City' findings and supporting documents show how its action in overruling the ALUC determination of inconsistency nonetheless minimizes additional exposure to those noise and safety concerns that have been identified. - The City's findings and supporting documents also show the extent to which land uses in the area in question are already incompatible with airport operations, and how the City's action to overrule would not create a new incompatible use, or would not expose additional persons or property to noise and safety hazards associated with existing compatible uses. With respect to safety, the City's findings refer to both the land use and safety elements of the general plan. The City's findings and supporting documents: - Document any inconsistencies between the proposed LUCE Update and safety compatibility criteria in the ALUC compatibility plan; Resolution No. 10585 (2014 Series) Page 179 Exhibit C Attachment A - Describe the measures taken to assure that risks — both to people and property on the ground and to the occupants of aircraft — associated with the City's land use proposals are held to a minimum; and - Indicate that the proposed land use action falls within a level of acceptable risk considered to be a community norm. As it relates to noise, the City's findings establish the relationship of the LUCE and the AOZ to California noise standards. The state airport noise standards are set forth in Title 21 of the California Code of Regulations. These standards are "designed to cause the airport proprietor, aircraft operator, local governments, pilots and the [Department of Transportation] to work cooperatively to diminish noise problems." In addressing the question of consistency of the proposed LUCE Update with the state noise standards, the City has, as required, referred specifically to content of the noise element of its general plan. Section 65302(g) of the Government Code requires community general plans to include a noise element. This element is required to describe the community noise environment in terms of both near and long -term noise exposure contours for various noise sources. The airport is among the noise sources that are considered in the noise element. The City's findings and supporting documents: - Document and resolve any inconsistencies between noise element policies and noise compatibility criteria in the ALUC compatibility plan; Show how noise element policies will assure conformance with the state airport noise standards; and - Identify any measures to be incorporated into local development to mitigate existing and foreseeable airport noise problems. In summary, the City's findings document and explain how the proposed LUCE Update is consistent with the purposes stated in Section 21670. The City's findings are divided into four areas of concern related to land use near the airport: safety, overflight, noise and airspace protection. The findings demonstrate that noise and safety hazards affecting proposed development are minimal or have been mitigated. The findings are also supported by substantial evidence. The findings refer to relevant data, information, and guidelines, including data and information from sources prepared by Nick Johnson, an aviation professional with expertise in airport land use planning, information from the Caltrans Airport Land Use Planning Handbook, and noise data developed by Johnson Aviation. III. CALTRANS DIVISION OF AERONAUTICS RESPONSE TO DRAFT FINDINGS AND LEGAL RECOMMENDATIONS IN RESPONSE TO CALTRANS' RESPONSE As indicated above, prior to the City overruling the ALUC inconsistency determination, the City was required to provide the local ALUC and Division of Aeronautics with a copy of the proposed decision and findings at least 45 days in advance of any overrule decision and include Resolution No. 10585 (2014 Series) Exhibit C Page 180 Attachment A any comments from the local ALUC and Division of Aeronautics in the final record of decision. Pub.Util.Code 21676, 21676.5, 21677. Consistent with this requirement, the City provided draft findings on its proposed overrule to the ALUC and Division of Aeronautics for review and comment. The City recently received comment letters from both the Division of Aeronautics and the local ALUC responding to the City's proposed overrule and draft findings. Although the inconsistencies between the draft LUCE Update and the ALUP relate to both the designation of safety compatibility zones as well as the allowance of certain land uses at density /intensity levels that differ from the ALUP policies, the Division of Aeronautics comment letter focuses primarily on the inconsistencies relating to the proposed LUCE Update's designated safety compatibility zones. City staff and consultants have prepared a point by point response to both the ALUC and Division's comment letters; therefore, this memorandum does not provide a response to each issue identified in these comment letters. However in light of the Division's stated concerns regarding the draft findings relating to the City's proposed revised safety compatibility zones, and the Division's clear written support for the ALUP's safety compatibility zones, staff has made certain minor revisions to the LUCE Update (and airport overlay zone,) which acknowledge the ALUP's existing safety compatibility zones, without accepting their accuracy, but do not propose to redraw or replace the safety zones with City drawn boundaries. As a practical matter, the proposed LUCE Update and AOZ largely mirror and propose to incorporate the land use restrictions in those zones located nearest airport runways and approaches. In fact, the Division of Aeronautics seemingly endorses the City's approach to relying on the noise contours provided in the Airport Master Plan in order to ensure that the LUCE Update land use compatibility policies for residential uses are consistent with future plans at the Airport. Thus, staff has proposed a revised approach to LUCE /AOZ implementation, which would result in only a focused overrule of certain land use restrictions in three of the existing ALUP safety zones, along with adoption of policies, programs and regulations to ensure public health and safety, orderly expansion of the airport and its surrounding areas, and the application of reasonable noise standards and restrictions consistent with the purposes of the Aeronautics Act where greater land use density /intensity could be permissible. IV. EXAMPLES OF OTHER PUBLIC AGENCY OVERRULES The sole responsibility of ALUCs is to prevent incompatible land use development and thereby both protect the public from noise and risks and preserve the utility of airports. In contrast, when making land use decisions, counties and cities have other issues to contend with besides airport compatibility. Although overruling an ALUC decision of inconsistency requires special steps, local jurisdictions sometimes will make this effort if they feel it is in their community's best interest to do so. In some cases, the overrules may be necessary when the ALUC has not Resolution No. 10585 (2014 Series) Exhibit C Page 181 Attachment A maintained the integrity of the compatibility planning objectives set forth in the Aeronautics Act. Some examples of recent overrules include the following: - July 2014 — City of Newport Beach approved a General Plan land use element amendment project (citywide) which required an overrule of the Orange County ALUC's inconsistency determination. - May 2013 — City of Hayward approved an overrule of the Alameda County ALUC with respect to its 2040 General Plan Update concerning policies relating to infill development and nonconforming uses. - 2010 — City of Santa Clara approved a 2010 -2035 General Plan Update which required an overrule of the ALUC's inconsistency determination with respect to uses and densities in the General Plan Update. 2008 — City of Sacramento approved a 2030 General Plan which required an overrule of the ALUC's inconsistency determination in connection with certain areas of the GP. - 2008 — City of Perris approved a General Plan which required an overrule of the ALUC's inconsistency determination. Generally, it appears that courts are reluctant to strike down public agency overrules if the findings adequately demonstrate the public agencies method of analyzing facts, regulations and policies and the rationale for making its overrule decision based on the facts involved and consistent with the requirements of Section 21670 of the State Aeronautics Act. In summary, as long as the essential substance of the findings which accompany the public agency overruling of the ALUC's inconsistency decision demonstrates that the proposed action is consistent with the purposes of the statutes as set forth in Section 21670, it appears that courts will uphold public agency overrules. V. Conclusion Essentially then, through the process of developing the proposed LUCE amendments, the City has determined that factors perhaps not considered by the ALUC when adopting the compatibility policies must be taken into account, which require different land use and intensity /density levels than those provided by the ALUP policies. The City has demonstrated that, in order to meet its local land use requirements and implement its desired policy direction, deviations from the density /intensity or other requirements of the ALUP policies are required. In reaching that conclusion, the City has developed a record demonstrating that the deviations from the ALUP policies can be accomplished while complying with the purposes specified in Section 21670(a) in the State Aeronautics Act, most importantly the protection of public health and safety. Accordingly, the City's proposed course of action is legally and analytically sound and supported by substantial evidence, including evidence of thoughtful consideration of and response to the comments submitted by CalTrans and the ALUC.