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Dan Carpenter - Form 460 - Preelection - 10-01-2008
Recipient Committee C4 ' itnpaign Statement Cover Page (Government Code Sections 84200 - 84216.5) SEE INSTRUCTIONS ON REVERSE Type or print in ink. Stat ment cowers period Date of election if applicable: F Sy from (Month, Day, Year) t �� through�tYJ°' /liQ 0 ZDo 1. Type of Recipient Committee: All Committees - Complete Parts 1, 2, 3, and 4. Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure �'0 State Candidate Election Committee Committee 0 Recall 0 Controlled (Also Complete Part 5) 0 Sponsored (Also Complete Part fi) ❑ General Purpose Committee 0 Sponsored ❑ Primarily Formed Candidate/ 0 Small Contributor Committee Officeholder Committee 0 Political Party /Central Committee (Also Complete Part 7) I.D. N tP 3. Committee Information Z 'l I COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMM(TTEE) VOLVII Car fff 4-e-1- 4;' Cc at- C-t' STREET ADDRESS (NO P.O. OX) CITY STATE ZIP CODE AREA CODEIPHONE NO. AND WREET OR R CITY STATE ZIP CODE AREA CODEIPHONE OPTION FAX/ E -MAIL ADDRESS [ //-� 5 CCLQ2 `V` af_'� 1 i1OT 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my under penalty of perjury under the laws ofthe State of California that the foregoing is true and cores Executed on D f By T j Data Executed on r{ 'V le By S. Executed on Date By 2. Type of Statement: Date Stamp RECEIVED OCT 0 0 2008 SLO CITY CLER COVER PAGE of %[ For Official Use Only Preelection Statement ❑ Quarterly Statement ❑ Semi - annual Statement ❑ Special Odd -Year Report ❑ Termination Statement ❑ Supplemental Preelection (Also file a Form 410 Termination) Statement - Attach Forth 495 ❑ Amendment (Explain below) Treasurer(s) &AP -& St wrc pro rnn= - y STATE ZIP coorE AREA CO0EIPH0NE OPTIONAL: FAX / E-MAIL ADORE the informin calrtained herein and in the attached schedules is true and complete. I certify Executed on Date By ic-d y°, State Measure Pmporrertt FPPC Forth 460 (January/05) Signature ofCon4Wling OlEfoehddm, FPPC Toll -Free Helpline: 8661ASK -FPPC (8661275 -3772) State of California Instructions for Recipient Committee Campaign Statement —Cover Page Period Covered by a Statement: The "period covered" by a campaign statement begins the day after the closing date of the last campaign statement you filed. For example, if the closing date of the last statement was September 30, the beginning date of the next statement will be October 1. If this is the committee's first campaign statement, begin with January 1 of the current calendar year. The closing date of the statement depends on the type of statement you are filing. Date of Election: If you are filing this statement as a preelection statement in connection with an election, enter the date of the election. Type of Recipient Committee: Check one box to indicate the type of committee filing the statement. General descriptions are provided on the cover sheet to this form, or contact your filing officer or the FPPC for assistance. Following are some additional guidelines: Controlled Committee A controlled committee is one that is controlled by a candidate, officeholder or, in the case of a state ballot measure committee, by the proponent of the measure. A committee is "controlled" if the candidate, officeholder, or proponent, his or her agent, or any other committee he or she controls, has a significant influence on the actions or decisions of the committee. Sponsored Committees A sponsored committee is one that has a sponsor —a business entity, organization, union, or other entity that meets certain criteria. Sponsored ballot measure committees and general purpose committees must include the name of the sponsor in the name of the committee. Small Contributor Committees • This term is significant only if the committee makes contributions to candidates running for elective state office. Type of Statement: Check the appropriate box(es) to indicate the type of statement you are filing (or amending). Amendments: If you are filing an amendment to a previously filed statement, give a brief explanation of the amendment and list the schedules being amended. Include an amended summary page, if applicable. Be sure to enter the period covered of the statement you are amending. Termination: A committee must continue filing campaign statements each year until it is eligible to terminate and files a Form 410 Termination. Most officeholders must continue filing campaign statements until they have terminated all controlled committees and have left office. Committee I.D. Number: If the committee has not yet received an identification number from the Secretary of State, enter "Not Yet Received." File Form 410 to obtain an I.D. Number. Verification: The statement must be signed by the committee treasurer or the assistant treasurer named on the committee's Statement of Organization (Form 410). An officeholder, candidate, or state measure proponent who controls the committee must also sign the statement. If two or three officeholders, candidates, or proponents control the committee, each must sign the statement. If more than three control the committee, one may sign on behalf of the others. Under certain circumstances, the responsible officer of a sponsoring organization must sign the statement. Additional Important Information: Refer to the FPPC Campaign Disclosure Manual for your type of committee for information about: • When, where, and what type of statements the committee is required to file. • Closing date of campaign statements. • Sponsored committee criteria. • Termination criteria. • Recordkeeping requirements and prohibitions. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275-3772) Recipient Committee Campaign Statement Cover Page — Part 2 5. Officeholder or Candidate Controlled Committee Type or print in ink. 6. Primarily Formed Ballot Measure Committee COVER PAGE -PART2 Page _ of ' NAME OF FICEHOLDE R CANDIDATE NAME OF BALLOT MEASURE _tj I�ir e OFFICE SOUGHT OR HELD (INCLU LOCATION AND DISTRICT NUMBER IF APPLICABLE) BALLOT NO. OR LETTER JURISDICTION El SUPPORT CC ❑ OPPOSE RESIDENTIA USINESS ADDRESS (NO. AND STREET) CITY STATE ZIP � NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT Related Committees Not Included in this Statement: Listany committees not included in this statement that are controlled by you or are primarily formed to receive OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY contributions or make expenditures on behalf of your candidacy. COMMITTEENAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? 7. Primarily Formed Candidate /Officeholder Committee Listnamesof officeholder(s) or candidate(s) for which this committee Is primarily formed. ❑ YES ❑ NO COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE COMMITTEENAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? ❑ YES ❑ NO COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE CITY STATE ZIP CODE AREA CODE/PHONE Attach continuation sheets if necessary FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 8661ASK -FPPC (8661275 -3772) State of California Instructions for Recipient Committee Campaign Statement— Cover Page Officeholder or Candidate Controlled Committee: Candidates must have a separate bank account and committee to run for different elective offices. A candidate who is required to file campaign statements in connection with more than one elective office but is only receiving contributions and making expenditures for one of the offices, may include both offices on one Form 460. In Part 5 of the cover page, enter the candidate's name and under "Office Sought or Held," identify each of ice, and state whether the candidate is seeking or holding the office. The Form 460 must be flied with the appropriate filing officer(s) for each office. For example, a city councilmember is raising funds to run for the county board of supervisors. She has no committee and is not raising or spending funds in connection with the city office, and has formed a controlled committee for the county office. To comply with the requirements to file campaign statements for both her city office and her county candidacy, she may complete one Form 460 each campaign reporting period, which she will file with the city clerk and the county elections department. In Part 5 of the Form 460 Cover Page, under "Office Sought or Held," she will state that she is holding the office of city councilmember (including the name of the city) and that she is seeking a seat on the board of supervisors (including the name of the county). Ballot Measure Committee: Part 6 of the Form 460 Cover Page must be completed by committees that are primarily formed to support or oppose the qualification or passage of a single ballot measure or two or more measures being voted on in the same city, county, multicounty, or state election. A "general purpose" ballot measure committee (one that supports or opposes a variety of state and /or local ballot measures) is not required to complete Part 6. FPPC Forth 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772) Campaign Disclosure Statement Summary Page SEE INSTRUCTIONS ON REVERSE NAME OF Fl Contributions Received 1. Monetary Contributions .... ........ ... ....... ..................... Schedule A, Line 3 2. Loans Received ....................... ............................... Schedule e, Line 3 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 + 2 4. Nonmonetary Contributions ..... ............................... Schedule C, Line 3 5. TOTAL CONTRIBUTIONS RECEIVED ........................... Add Lines 3 +4 Type or print in ink. Amounts may be rounded to whole dollars. Column A TOTALTHIS PERIOD (FROM ATTACHED SCHEDULES) $ / =67 ,� $ +�r $ ` oo Expenditures Made 6. Payments Made ........................ ............................... Schedule E, Line 4 $ 7. Loans Made .............................. ............................... Schedule H, Line 3 160'oso. 8. SUBTOTAL CASH PAYMENTS ..... ............................... Add Lines 6 +7 $ 9. Accrued Expenses (Unpaid Bills) ............................... Schedule F Line 3 10. Nonmonetary Adjustment ........... ...........................,.,. Schedule C. Line 3 4;1� 11. TOTAL EXPENDITURES MADE ............... .................AddLines8 +s +10 $ 0��� Current Cash Statement 12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $ 13. Cash Receipts .................... ...... ......................... Column A, Line 3above ` + 14. Miscellaneous Increases to Cash ..................... ...... Schedule 1, Line 4 Q Q 15. Cash Payments ................... ............................... Column A, Line 8 above o -1 16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 $ A 391 If this is a termination statement, Line 16 must be zero. 17. LOAN GUARANTEES RECEIVED ........................... Schedule e, Part 2 $ �� J Cash Equivalents and Outstanding Debts 18. Cash Equivalents.. .............. __ ................... See instructions on reverse $ 19. Outstanding Debts... ...................... Add Line 2 + Line 9 in Column B above $ Statement covers period from 4 iI I• , ZGb th Column B CALENDARYEAR TOTALTO DATE $ 4, eE R 00 0§ $ $ O $ L/O - I* Q4), C' L) $ MCI 8� $ 3�• ?�o To calculate Column B, add amounts in Column A to the corresponding amounts from Column B of your last report. Some amounts in Column A may be negative figures that should be subtracted from previous period amounts. If this is the first report being filed for this calendar year, only carry over the amounts from Lines 2, 7, and 9 (if any). SUMMARYPAGE -3Q22Q0 MPage of __L( I.D. NUMBER _�_ZO Calendar Year Summary for Candidates Running in Both the State Primary and General Elections 1/1 through 6/30 7/1 to Date 20. Contributions Received $ $ 21. Expenditures Made $ - -- $ Expenditure Limit Summary for State Candidates 22. Cumulative Expenditures Made' (If subject to Voluntary Expenditure LImR) Date of Election Total to Date (mm /dd /yy) I $ I $ 'Amounts in this section may be different from amounts reported in Column B. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (86612753772) Instructions for Summary Page Campaign Disclosure Statement The Summary Page provides an overview of the committee's financial activities and is completed for each filing. Column A reflects activities during the current reporting period as reported on Schedules A through H. It is not necessary to attach a blank schedule if there has been no reportable activity during the period, but it is necessary to enter a zero or the word "none" on the appropriate line in Columr A of the Summary Page. Column B figures should reflect the cumulative total since January 1 of the current calendar year.* Add the totals from Column B of the committee's last campaign statement (if any) to the corresponding amounts in Column A. If this is the first report being filed for a calendar year, only carry forward the amounts reported on Lines 2, 7, and 9 of Column B (if any) from the committee's last statement. (Note: The amounts reported on Lines 2, 7, and 9 of Column B should be the same as the total outstanding amounts disclosed in column (d) of Schedules B, F, and H, respectively, of the current report.) When loans (Schedules B and H) and accrued expenses (Schedule F) are paid, the figures to be carried from the schedules to Lines 2, 7, and 9 of Column A may be negative numbers. In this case, be sure to show them as negative figures on the Summary Page (e.g., with a minus sign ( -) or in parentheses), and subtract them when totaling Columns A and B. *There are exceptions to the calendar year "cumulation period" for candidate elections and ballot measure elections held in January and early February, and for ballot measure qualification activities. Consult the FPPC Campaign Disclosure Manual for your type of committee for additional information. Current Cash Statement: Lines 12 -16 of the Summary Page should accurately reflect your current cash position. Beginning and ending cash balances should include the total amount of funds in your campaign checking and savings accounts, plus any investments that can be readily converted to cash, such as certificates of deposit, money market accounts, stocks and bonds, etc. (Officeholders and candidates are subject to bank account restrictions, and all committees should read the FPPC Camoaion Disclosure Manual regarding appropriate uses of campaign funds.) Line 12 (Beginning Cash Balance) must be the same as the ending cash balance reported on Line 16 of your previous statement's Summary Page. If this is your first campaign statement, enter zero on Line 12. Line 16 (Ending Cash Balance) is the total of Lines 12, 13, and 14, minus Line 15. If you -are filing a termination statement, Line 16 must be zero. Cash Equivalents: "Cash equivalents" include investmentsthat cannot be readily converted to cash, as well as the balance due on all outstanding loans the committee has made to others (from Line 7 of Column B of the Summary Page). Investments that can be readily converted to cash, such as certificates of deposit or money market funds, should be included in the cash on hand figures on Lines 12 and 16 of the Summary Page. Summary for Primary and General Elections (Lines 20 and 21): This section is only for committees that are: • Controlled by a candidate who is being voted on in both the state primary and general elections (does not apply to controlled ballot measure committees); or • Primarily formed to support or oppose candidates being voted on in both the state primary and general elections. Complete this summary on the preelection and semi - annual statements forthe general election, covering periods during the last six months of the year (July 1- December 31). Expenditure Ceiling Summary for State Candidates (Line 22): Candidates for elective state office who have accepted the voluntary expenditure ceiling for a particular election must disclose the total amount of expenditures made through the end of the reporting period that are subject to the expenditure ceiling for the election. Report the date of the election and total amount expended for that election. Report totals for the primary and general elections separately. This information is no longer required if the expenditure ceiling-has been lifted. (See FPPC Campaign Disclosure Manual 1.) FPPC Forth 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275-3772) 4- hpr1ulp A Type or print in ink. SCHEDULE A Monetary Contributions Received Amounts may be rounded to whole dollars. Statement covers period p I �� a from /. through 5w+ 36) zoc Q Page of! L SEE INSTRUCTIONS ON REVERSE NAME I.D. NUMBER DATE ZIP DE O FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR EET A R CONTRIBUTOR IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER AMOUNT RECEIVED THIS CUMULATIVE TO DATE CALENDAR YEAR PER ELECTION TO DATE RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE * (IF SELF - EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) - ❑IND _ ❑ COM [_]OTH El e p a `� CAG -e El ❑SCC ❑IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY [:]SCC []IND ❑ COM ❑ OTH ❑ PTY []SCC ❑ IND [3Com ❑ OTH ❑ PTY ❑ SCC SUBTOTAL$ Schedule A Summary Amount received this period — itemized monetary contributions. (Include all Schedule A subtotals ) ........ ............................... j5©o© 2. Amount received this period — unitemized monetary contributions of less than $100 ............................. $ 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter he and on the Summary Page, Column A, Line 1.) ....................... TOTAL $ FPPC Forrn 460 (January /05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (86612753772) *Contributor Codes IND— Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee Instructions for Schedule A Monetary Contributions Received Report monetary contributions (except loans) received during the reporting period on Schedule A. Also report on Schedule A if a contributor forgives a loan for you or a third party pays a loan for you. Loans received during the period are reported on Schedule B. Certain transfers between a state candidate's controlled committees are also disclosed on Schedule A. (See FPPC Campaign Disclosure Manual 1.) If a total of $100 or more is received from a single contributor during a calendar year, report the name, street address, city, state and zip code of the contributor, the amount contributed this period, and the cumulative amount received from the contributor since January 1 of the current calendar year.* Include monetary and nonmonetary contributions and loans when reporting the cumulative amount. Contributions totaling less than $100 received from a single contributor during a calendar year a,e reported as a lump sum on Line 2 of the Schedule A Summary. *There are exceptions to the calendar year "cumulation period" for candidate elections and ballot measure elections held in January and early February, and for ballot measure qualification activities. (See the FPPC Campaign Disclosure Manuals for candidates and ballot measure committees.) Date Received: A monetary contribution has been received when the candidate or committee, or an agent of the candidate or committee, receives or obtains control of the check or other negotiable instrument. There are special rules for reporting the date contributions are received by a committee that collects contributions through employee payroll deductions or membership dues. Contributor Codes: For each itemized contributor, check the applicable contributor code: IND-- contributions from any individual's personal funds. COM— contributions from other committees that receive contributions. These committees will have an identification number assigned by the Secretary of State. Examples: political action committees, other candidates' committees. (State committees should use PTY or SCC when appropriate.) OTH -- business entities and other contributors. PTY -- contributions from political parties (including state and county central committees). SCC— contributionsfrom small contributor committees (applicable only to state candidates and committees). Contributions from Individuals: When itemizing a contribution from an individual, also disclose the contributor's occupation and the name of his or her employer. If the contributor is self - employed, provide the name of his or her business. If the contributor is not employed, enter "none." It is not necessary to enter occupation and employer information for other types of contributors (such as business entities). Missing Contributor Information: A contribution of $100 or more must be returned to the contributor within 60 days if the recipient does not obtain the contributor's address, occupation and employer. Contributions from Committees: When itemizing a contribution from another recipient committee, disclose the identification number assigned to that committee by the Secretary of State in addition to its name and address. If no ID number has been assigned, provide the name and address of that committee's treasurer. Intermediaries: If you receive a contribution through an intermediary (i.e., you have received a contribution check from a person other than the true source of the funds), disclose all of the required information for both the intermediary and the actual contributor. Per Election to Date: Candidates subject to state contribution limits (or if required by local ordinance) must disclose the cumulative amount received from each contributor during the limitation cycle in addition to the calendar year cumulative amount. (Candidates for elective state office should refer to FPPC Campaign Disclosure Manual 1.) Additional Important Information: Refer to the FPPC Campaign Disclosure Manual for your type of committee for important information about aggregating monetary and nonmonetary contributions, recordkeeping, prohibitions on cash contributions, returning contributions, and more. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/2753772) Schedule A (Continuation Sheet) Statement covers period California FO m 460 Montary Contributions Received from 7 /1/08 Page of _a Name of filer: Dan Carpenter through 9/30/08 I.D. Number: 1306520 Date Name and address Code Occupation & Employer Amt This Amt This Amt This Period Year Election 07/07/08 Lenthall, Jerry; San Luis Obispo, Ind Retired 200 200 200 CA 93405 07/07/08 Ferrini, Felton; , San Luis Obispo, Ind Real Estate, Ferrini Real Estate po 200 200 CA 93405 07/09/08 Clifton, Steve; San Luis Ind Accountant, Steve Clifton, CPA 100 100 100 Obispo, CA 93401 07/09/08 Amaral, Al & Rose; San Luis Ind Retired 100 100 100 Obispo, CA 93405 07/12/08 Spataphore, John; San Luis Ind Attorney, John Spataphore Atty 200 200 200' Obispo, CA 93406 07/15/08 Brodie, David; , San Luis Obispo, Ind Retired 100 100 100 CA 93401 07/15/08 Sherman, Tom & Cathy; , Ind Banker, Founders Bank 100 100 100 San Luis Obispo. CA 93401 07/16/08 Dufault, Frank & Jill; , San Luis Ind Realtor, Mission Real Estate 100 100 100' Obispo, CA 93405 07/30/08 Feliciano, John & Dorothy-, , San Ind Retired 200 200 200 Luis Obisso, CA 93405 _ 08/02/08 Radakovich, Cecilia-, San Luis Ind Retired 100 100 100 Obispo, CA 93405 08/05/08 Hackman, Guy; , San Luis Ind Broadcasting, KKJL 1400 200 200 200 Obispo, CA 93401 08/05/08 Landwehr, Lynne & Al; , San Luis Ind Retired 200 200 200 Obispo. CA 93401 08/06/08 Gallagher, Astrid; Arroyo Ind Retired 100 100 100 Grande, CA 93420 08/06/08 Verdin, Mary; , San Luis Obispo, Ind Marketing, Verdin Marketing Ink 100 100 100 CA 93401 08/07/08 Volney, Arnold & Diane; San Ind Retired 100 100 100 Luis Obispo, CA 93406 08/08/08 Williams, Bob & Dodie; San Ind Retired 100 100 100 ILuis Obispo. , CA 93401 Subtotal (Amt this period): Schedule A (Continuation Sheet) Statement covers period California Form 119 Montary Contributions Received from 7/1/08 Page -� of Name of filer: Dan Carpenter through 9/30/08 I.D. Number: 1306520 Date Name and address Code Occupation & Employer Amt This Amt This Amt This Period Year Election 08/12/08 West -Pac Development Corp., ; Oth 200 200 200 # San Luis Obispo, CA 93401 08/12/08 Ferrini, Felton; , San Luis Obispo, Ind Realtor, Ferrini Enterprises 100 200 200 CA 93405 08/15/08 Neal, Mary; San Luis Obispo, Ind Retired 100 100 100 CA 93405 08/16/08 Nichols, Robert & Dorothea; Ind Retired 100 100 100 # San Luis Obispo, CA 93401 08/18/08 Gallagher, Devin; San Luis Ind Retired 100 100 100 Obispo, CA 93406 08/19/08 Gibson, Mary Ellen; , San Luis Ind Retired 200 200 200 Obispo, CA 93401 08/19/08 Cox, Dave & Maggie; , San Ind Marketing, Barnett, Cox & Assoc. 100 100 100 Luis Obispo, CA 93405 08/20/08 Krieger, Dan & Liz; , San Luis Ind Retired 100 100'' 100 Obispo, CA 93401 08/23/08 Bonjour, Paul; San Luis Obispo, Ind Retired 100 100 100 CA 93403 08/25/08 Porche, Ken Jr.; , San Luis Ind Retired 200 200 200 Obis p, CA 93401 08/25/08 Crotser, Chuck; San Luis Ind Architect, C. Crotser Architect AIA 100 100 100 Obispo, CA 93406 09/02/08 Fowler, Gary; San Luis Obispo, Ind Retired 100 100 100 CA 93406 09/08/08 Kizanis, Lisa & Alex; San Ind Retired 100 100 100 Luis Obispo, CA 93401 09/11/08 Copeland, Tom, San Luis Ind Self Employed, Copeland Properties 200 200 200 Obispo, CA 93406 09/11/08 Copeland, Jim; San Luis Ind Self Employed, Copeland Properties 200 200 200 Obispo, CA 93406 09/11/08 Rawson, Mark; Luis Obispo, CA Ind Architect , Copeland Properties 200 200 200 93401 Subtotal (Amt this period): ��o Schedule A (Continuation Sheet) Statement covers period California Form 460 Montary Contributions Received from 7 /1/08 Page of Name of filer: Dan Carpenter through 9/30/08 I.D. Number: 1306520 Date Name and address Code Occupation & Employer Amt This Amt This Amt This Period Year Election 09/11/08 Fowler, John; San Luis Ind CPA, Monterey Diocese Catholic 100 100 100 Obispo, CA 93401 Church 09/12/08 Meyer, Eric; San Luis Obispo, Ind Contractor, Self Employed 200 200 200 CA 93406 09/18/08 Romero, Dave; San Luis Obispo, Ind Mayor, City of San Luis Obispo 200 200 200 CA 93401 09/18/08 Gould, Iris ; San Luis Obispo, Ind Retired 100 100 100 CA 93401 09/29/08 Johnson, Mark; , San Luis Ind Retired 100 100 100 Obispo, CA 93401 Subtotal (Amt this period): �� SCHEDULEB -PART1 Schedule B — Part 1 Amounts may be rounded Statement covers period I CALIFORNIA ' ' Loans Received to Whole dollars. d� from �C3® e _ • f Page SEE INSTRUCTIONS ON REVERSE through _�_ of NAME OF FILER ' Ca I.D. NUMBER b S2o t-2in-� I., V- -'� a It �- ki FULL NAME, STREET ADDRESS AND ZIP CODE IF AN INDIVIDUAL ENTER , OCCUPATION AND EMPLOYER (a) OUTSTANDING BALANCE (b) AMOUNT (c) AID AR (d) OUTSTANDING BALANCEAT (e) INTEREST (f) ORIGINAL (g) CUMULATIV OF LENDER (IF COMMITTEE, ALSO ENTERI.D.NUMBER) OF SELF-EMPLOYED, ENTER NAMEOFBUSINESS) BEGINNING THIS PERIOD RECEIVED THIS PERIOD FORGIVEN OR FORGIVEN THIS PERIOD' CLOSE OF THIS PERIOD PAID THIS PERIOD AMOUNT OF LOAN CONTRIBUTIONS TO DATE 1 -0 � X'\ 2 ,4 e r- � IIID ,� ,� 1, /bon S '� � ^s s � CAL�ENDDARR YE,�AR s � � r� ❑ FORGIVEN RATE PERELECTION— b'CsP0,G1�7A fo/ $ a a a a t IND ❑ COM ❑ OTH ❑ PTY ❑ SCC DATE INCURRED DATE DUE ❑ PAID CALENDAR YEAR PER ELECTION`* ❑ FORGIVEN RATE E E S a S DATE DUE DATE INCURRED t❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ PAID I CALENDAR YEAR a $ % a s PER ELECTION" ❑ FORGIVEN RATE a s $ a S DATE DUE DATE INCURRED t❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC SUBTOTALS $ $ 160o $ $ e' Schedule B Summary 1. Loans received this period ............................................ ............................... (Total Column (b) plus unitemized loans of less than $100.) 2. Loans paid or forgiven this period ................................. ............................... (Total Column (c) plus loans under $100 paid orforgiven.) (Include loans paid by a third party that are also itemized on Schedule A.) 3. Net change this period. (Subtract Line 2 from Line 1.) ............................... Enter the net here and on the Summary Page, Column A, Line 2. 'Amounts forgiven or paid by another party also must be reported on Schedule A. '" If required. ...... ............................... $ 00 ...... ............................... $ o . NET $ �wCd (May be a negative number] (inter (e) on Schedule E, Line 3) tContributor Codes IND — Individual COM— Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee FPPC Forth 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772) Instructions for Schedule B — Part 1 Loans Received All loans received or outstanding are reported on Schedule B. Loans include monetary loans and amounts drawn on lines of credit. Report loan guarantors on Schedule B — Part 2. A "guarantor" is a third party that co- signs, endorses, or provides security for a loan, or establishes or provides security for a line of credit. A guarantor is also making a contribution. When a state candidate guarantees a loan from a commercial lending institution in connection with his or her election, both the lending institution and the candidate are required to be disclosed as the lender, For each loan of $100 or more that was received or was outstanding during the reporting period, disclose the lender's name and address. Report the original source of all loans received. E.g., for a loan from a commercial lending institution for which a candidate is personally liable, report the lending institution as the lender. Column (a) — Enter the outstanding loan balance at the beginning of this period (Column (d) of Iasi report ). If the loan was received this period, this column will be blank. Column (b) — Enter the amount received from the lender during this reporting period. If this loan was received in a previous reporting period, leave blank. Column (c) — Enter the amount of any reduction of the loan during this reporting period. Check whether the loan was paid or forgiven. When the lender forgives a loan or a third party makes a payment on a loan, also report the lender or third party on Schedule A. Column (d) — Enter the outstanding balance of the loan at the close of this reporting period. Enter the due date, if any. Column (e) — Enter the interest rate and the amount of interest paid on the loan(s) during this reporting period. Interest paid is reported separately from payments made on the loan principal. Interest payments are also transferred to the Schedule E Summary. Column (f) — Enter the original amount of the loan and date received. If this is the first time you are reporting the loan, this will be the same amount reported in Column (b). Column (g) —Enter the cumulative amount of contributions (loans, monetary and nonmonetary contributions) received from the lender during the calendar year covered b,y this statement. Candidates subject to state contribution limits (or if required by local ordinance) must disclose the cumulative amount received from each contributor during the limitation cycle in addition to the calendar year cumulative amount. (Candidates for elective state office should refer to FPPC Camoaion Disclosure Manual 1.) Schedule B Summary: The Schedule B Summary reflects the "net change" in your loan activity. That is, loan payments made during the period are subtracted from new loans received. When the loan payments number is larger than the amount of new loans received, Line 3 will be a negative figure. For example, if $200 is paid during the period and only $100 is received in new loans, report the net change on Line 3 as " -$100" or "($100)." Be sure to carry this figure to the Summary Page as a negative figure to be subtracted from Summary Page totals. Additional Important Information: Refer to the Instructions for Schedule A for important information about: • Contributor Codes • Contributions from Individuals • Contributions from Committees • Intermediaries A loan received from a commercial lending institution in the normal course of business is reportable on Schedule B but is not considered a contribution. Contributor codes and cumulative amounts (Column (g)) are required only for loans that are contributions. Refer to the FPPC Campaign Disclosure Manual for your type of committee for important information about recordkeeping, prohibitions on cash contributions, returning contributions, and more. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772) Schedule E Payments Made SEE INSTRUCTIONS ON NAME LER Type or print in ink. Amounts may be rounded to whole dollars. Statement covers period CALIFORNIA �( from .- throug Q �Gf Page 5-- of CODES: If one of the followigig codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. 065 z0 CW campaign paraphemalia /misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing /ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff /spouse travel, lodging, and meals IND independent expenditure supporting /opposing others (explain)' POS postage, delivery and messenger services TSF transfer between committees of the same candidate /sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID Pm o or }e t c �& ,Pj& Pre 1; L 67- (_ - LIT © V1CL 1 0 F " Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL$ p51 V Schedule E Summary 1. Itemized payments made this period. (Include all Schedule E subtotals.) ............................................................................... ............................... $ a 2. Unitemized payments made this period of under $100 ........................................................................................................... ............................... $f 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ............................... 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $ 0 FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 1ASK -FPPC (866/275 -3772) Instructions for Schedule E Payments Made Report payments on Schedule E (other than loans). For each payment of $100 or more made during the period, report the name and street address, city, state, and zip code of the payee or creditor, and the amount paid during the period. Payments of less than $100 during the period are reported as a lump sum on Line 2 of the Schedule E Summary. - However, if two or more payments under $100 were made for a single product or service and the total paid during the period was $100 or more, itemize the total amount paid during the period. Report on Schedule E payments made on expenses that were reported on a previous statement as accrued expenses. Also report the required information on Schedule F. - Code or Description of Payment: If one of the codes listed on Schedule E fully describes the payment, enter the code. A full description of each code is provided on the track of the Schedule E- Continuation Sheet. If none of the codes fully explains the payment, leave the "Code" column blank and enter a brief description of the goods or services purchased in the "Description of Payment" column. Candidates: All payments -in connection a n/ith,your campaign must be made from the campaign bank account. To use personal funds for campaign purposes, you must first deposit the funds in the campaign bank account. Credit Card Payments: Disclose the name, address, and amount paid to the credit card company during the period. Also disclose the name, address, amount paid, and code or description of payment for each vendor paid $100 or more. You may disclose the vendor payments on Schedule E or Schedule G. Payments by Agents and Independent Contractors: When an agent or independent contractor (e.g., campaign worker, advertising agency, campaign management firm) makes payments on your behalf ( "subvendor payments "), disclose the name, address, amount paid, and code or description of payment for each vendor paid $500 or more. Disclose payments to the agent or independent contractor on Schedule E. You may disclose the subvendor payments on Schedule E or Schedule G. Ownership Interests or Business Employment: A ballot measure committee that makes a payment to any business entity (1) which is owned 50 percent or more by any of the individuals listed below, or (2) in which any of the individuals listed below is an officer„ partner, consultant or employee, must report that individual's name, relationship to the committee, and a description of the ownership interest or position with the business entity. Individuals covered by (1) and (2) above include: — A candidate or person controlling the committee; or -- An officer or employee of the committee; or -- The spouse of any of the above. Loans: Report interest paid on loans received on Line 3 of the Schedule E Summary (from Schedule B, Part 1, Column (e)). Do not report payments made on loans received on Schedule E. Report loan repayments on Schedule B. Do not report loans made to others on Schedule E. Report loans made on Schedule H. Savings Accounts /Certificates of Deposit/Money Market Accounts: Do not report transfers of campaign funds into savings accounts, certificates of deposit, money market accounts, or the purchase of any other asset that can readily be converted to cash on Schedule E. Continue reporting these amounts as part of your cash on hand on the Summary Page. Additional Important Information: Refer to the FPPC Camoaiqn Disclosure Manual for your type of committee for important information about recordkeeping, returning contributions, prohibitions on cash expenditures, permissible uses of campaign funds, and more. FPPC Form 460 (January/05) FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772) Schedule E Type or print In Ink. SCHEDULE E (CONY.) Amounts may be rounded Statement covers period CALIFORNIA (Continuation Sheet) tpwnoi dpuare. got) FORM 460 Payments Made from / through �� � Page ` � of SEE INSTRt)OTIONS ON REVERSE NAME LER I.D. NUMBER 3 0 6s o COD If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphemalia/misc. IVM member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff /spouse travel, lodging, and meals IND independent expenditure supporting /opposing others (explain)' POS postage, delivery and messenger services TSF transfer between committees of the same candidatelsponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration Lrr campaign literature and mailings PRT print ads VVEB information technology costs (Internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE. ALSO ENTER IA. NUMBER) 1 100V 7 7 i0 -3 4 r��-y 0--c. V ✓ C.- C� IP i-rtD s-f- P® C) Lct-ds Poor �����cs%% 7- x( cjeL R° 93. os Z5- * Pavments that are contributions or independent exaenditures must also be summarized on Schedule D. auo I v v ML. O k� L4 / t ---,) FPPC Form 460 (January/05) FPPC Toll -Free Helpllne: 866/ASK -FPPC (866/2753772) lI Schedule E CODE OR DESCRIPTION OF PAYMENT Type or print in Ink. SCHEDULE E (CONT.) (Continuation Sheet) Amounts may be rounded Statement covers period . 41;101- 8 ' Payments Made towholedollars. from I( p e' l~ C%A rs (D b rS p o j CA 9 3 y® 3 throughsf - '- Page /L SEE INSTRUCTIONS ON R E of� NAME OF' R I.D. NUMBER 3 (9 6 Sao a I� in-� CODES: If one of the fD)lowl g codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CUP campaign paraphemalia/miso. IVBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FT® fundraising events POL polling and survey research TRS staff /spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (Internet, e -mail) NAME AND ADDRESS OF PAYEE IF COMMrTEE. ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID C rc 04 -S&h turs Obis <o l~ C%A rs (D b rS p o j CA 9 3 y® 3 NOVP t� kclI S ifire ,55. 6ee6ew G3L(D` C G� L C) �Ocuti' wl., s61 , sat^ ob Lacs =s CM G- P, L u, LO C bp- C C �� C acs rS 0 0 ,1 " Payments that are contributions or Independent expenditu must also be summarized on Schedule D. SUBTOTAL $ FPPC Form 460 (January/05) FPPC Toll -Free Helpllne: 8661ASK -FPPC (8661275 -3772)