HomeMy WebLinkAboutDan Carpenter - Form 460 - Semi-Annual,Termination - 12-15-2008Recip.,;nt Committee
Type or print In ink. Date Stamp wER PAGE
Campaign Statement • "
Cover Page FORM
(Government Code Sections 84200 - 84216.5) RECEIVEa Pag of 10
Statement covers period Date of election if applicable:
ac-+,p b� l91 zoo$ (Month, Day, Year) For Official use Only
from _ -
SEE INSTRUCTIONS ON REVERSE
through*ge°' 1 +�� iJ la
,VOV - 7 / ZOOg
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1. Type of Recipient Committee: All committees - Complete Parts 1, 2, 3, and 4.
2. Type of Statement:
KOfficeholder, Candidate Controlled Committee
❑ Primarily Formed Ballot Measure
❑ Preelection Statement
❑ Quarterly Statement
Q State Candidate Election Committee
Committee
K Semi - annual Statement
❑ Special Odd -Year Report
Q Recall
(Also Complete Part S)
Q Controlled
0 Sponsored
Termination Statement
El Supplemental Preelection
(Also Complete Part 6)
(Also file a Form 410 Termination) Statement -Attach Form 495
F-1 General Purpose Committee
❑ Amendment (Explain below)
Q Sponsored
❑ Primarily Formed Candidate/
Q Small Contributor Committee
Officeholder Committee
Q Political Party /Central Committee
(Also Complete Part 7)
3. Committee Information
COMMITTEE NAME (OR CANDIDATE'S
I.D. NuJ ER
�o��Z
C(7(' dt"r_'l
STREET ADDRESS (NO
CITY STATE ZIP CODE AREA CODEIPHONE
c5Ct,-\ Lves 610ryao. cj�- 93*I
MAILING ADDRESS (IF DIFFERENT) NO IAND STREET OR P.O. BOX
CITY STATE ZIP CODE AREA CODE /PHONE
Treasurer(s)
& -
t1i I T STATE ZIP CODE AREA CODEIPHONE
OPTIONAL- FAX / E -MAIL ADDRESS OPTIONAL: FAX / E -MAIL ADDRE
d°v Carder , ti ��
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the inform tain erein and in the attached schedules is true and complete. I certify
under penalty of perjury under the laws of the State of California that the foregoing is true
Executed on gy
Date Signature afControping oirjoehotdsr, Candidate, State Measure Proponent
Executed on By
Dale Signature of Controlling Ofkahoider, Candidate, State Measure Proponent
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 1ASK -FPPC (866/275 -3772)
State of California
Instructions for
Recipient Committee
Campaign Statement— Cover Page
Period Covered by a Statement:
The "period covered" by a campaign statement
begins the day after the closing date of the last
campaign statement you filed. For example, if the
closing date of the last statement was September
30, the beginning date of the next statement will be
October 1.
If this is the committee's first campaign statement,
begin with January 1 of the current calendar year.
The closing date of the statement depends on the
type of statement you are filing.
Date of Election:
If you are filing this statement as a preelection
statement in connection with an election, enter the
date of the election.
Type of Recipient Committee:
Check one box to indicate the type of committee
filing the statement. General descriptions are
provided on the cover sheet to this form, or contact
your filing officer or the FPPC for assistance.
Following are some additional guidelines:
Controlled Committee
A controlled committee is one that is controlled
by a candidate, officeholder or, in the case of a
state ballot measure committee, by the proponent
of the measure. A committee is "controlled" if the
candidate, officeholder, or proponent, his or her
agent, or any other committee he or she controls,
has a significant influence on the actions or
decisions of the committee.
Sponsored Committees
A sponsored committee is one that has a
sponsor —a business entity, organization, union,
or other entity —that meets certain criteria.
Sponsored ballot measure committees and
general purpose committees must include the
name of the sponsor in the name of the
committee.
Small Contributor Committees
• This term is significant only if the committee
makes contributions to candidates running for
elective state office.
Type of Statement:
Check the appropriate box(es) to indicate the type of
statement you are filing (or amending).
Amendments: If you are filing an amendment to a
previously filed statement, give a brief explanation of
the amendment and list the schedules being
amended. Include an amended summary page, if
applicable. Be sure to enter the period covered of
the statement you are amending.
Termination: A committee must continue filing
campaign statements each year until it is eligible to
terminate and files a Form 410 Termination.
Most officeholders must continue filing campaign
statements until they have terminated all controlled
committees and have left office.
Committee I.D. Number:
If the committee has not yet received an
identification number from the Secretary of State,
enter "Not Yet Received." File Form 410 to obtain an
I.D. Number.
Verification:
The statement must be signed by the committee
treasurer or the assistant treasurer named on the
committee's Statement of Organization (Form 410).
An officeholder, candidate, or state measure
proponent who controls the committee must also
sign the statement. If two or three officeholders,
candidates, or proponents control the committee,
each must sign the statement. If more than three
control the committee, one may sign on behalf of the
others.
Under certain circumstances, the responsible officer
of a sponsoring organization must sign the
statement.
Additional Important Information:
Refer to the FPPC Campaign Disclosure Manual for
your type of committee for information about:
• When, where, and what type of statements the
committee is required to file.
• Closing date of campaign statements.
• Sponsored committee criteria.
• Termination criteria.
• Recordkeeping requirements and prohibitions.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (86612753772)
Type or print in ink. COVER PAGE - PART 2
Recipient Committee
Campaign Statement �'
Cover Page — Part 2
Page `%` of
5. Officeholder or Candidate Controlled Committee 6. Primarily Formed Ballot Measure Committee
NAME O FFICEH L ER OR CANDIDATE NAME OF BALLOT MEASURE
,44f%
OFFS E SOUGHT OR HELD (1 /CLUDE LOCATION AND DQd STRICT NUMBER IF APPLICABLE) BALLOT NO. OR LETTER JURISDICTION ❑ SUPPORT
_ t - ( Me W %j U S �� D ❑ OPPOSE
RESIDENT ALA3USINESS ADDRESS (NO. AND STREE CITY STATE ZIP
�(J NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
Related Committees Not Included in this Statement: List any committees
not included In this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEENAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMM ITTEE ADDRESS STREET ADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE/PHONE
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMM ITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE /PHONE
OFFICE SOUGHT OR HELD
DISTRICT NO. IF ANY
7. Primarily Formed Candidate /Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee Is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
[] OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
[:]OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
Attach continuation sheets if necessary
FPPC Fonn 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (66612753772)
State of California
Instructions for
Recipient Committee
Campaign Statement— Cover Page
Officeholder or Candidate Controlled
Committee:
Candidates must have a separate bank account and
committee to run for different elective offices. A
candidate who is required to file campaign
statements in connection with more than one
elective office but is only receiving contributions and
making expenditures for one of the offices, may
include both offices on one Form 460. In Part 5 of
the cover page, enter the candidate's name and
under "Office Sought or Held," identify each office,
and state whether the candidate is seeking or
holding the office. The Form 460 must be filed with
the appropriate filing officer(s) for each office.
For example, a city councilmember is raising funds
to run for the county board of supervisors. She has
no committee and is not raising or spending funds in
connection with the city office, and has formed a
controlled committee for the county office. To
comply with the requirements to file campaign
statements for both her city office and her courrty
candidacy, she may complete one Form 460 each
campaign reporting period, which she will file with
the city clerk and the county elections department.
In Part 5 of the Form 460 Cover Page, under "Office
Sought or Held," she will state that she is holding
the office of city councilmember (including the name
of the city) and that she is seeking a seat on the
board of supervisors (including the name of the
county).
Ballot Measure Committee:
Part 6 of the Form 460 Cover Page must be
completed by committees that are primarily formed
to support or oppose the qualification or passage of
a single ballot measure or two or more measures
being voted on in the same city, county, multicounty,
or state election. A "general purpose" ballot
measure committee (one that supports or opposes a
variety of state and /or local ballot measures) is not
required to complete Part 6.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275-3772)
Campaign Disclosure Statement Type or print in ink. SUMMARYPAGE
Amounts may be. rounded Statement covers period Summary Page to whole dollars. ' from �-. zods is
SEE INSTRUCTIONS ON REVERSE
through Dor, 16J- 20o R, Page — a_ of AOL —
NAME OF FILER
IN +V-
Contributions Received
Column A
Column B
TOTALTHISPERIOD
(FROMATTACHED SCHEDULES)
CALENDARYEAR
TOTALTO DATE
1. Monetary Contributions ............ ............................... Schedule A, Line 3
$ oo
$ b 3 O o
2. Loans Received ....................... ............................... Schedule e, Line 3°
may+
3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 +2
$ 110 cc
$ • B 0
4. Nonmonetary Contributions ..... ............................... Schedule C, Line 3
4a
5. TOTAL CONTRIBUTIONS RECEIVED ••••.•. •• ..................AddLines3 +4
$ : (:10.00
'/ '7
$ Z%. 6 7 00
Expenditures Made
6. Payments Made ........................ ............................... Schedule E, Line 4 $
7. Loans Made ....... ....................... ............................... Schedule H, Line 3
8. SUBTOTALCASH PAYMENTS ..... ............................... Add Lines 6 +7 $ 13.7 Z
9. Accrued Expenses (Unpaid Bills) ............................... Schedule F Line 3 $
10. Nonmonetary Adjustment ........... ............................... Schedule C, Line 3
11. TOTAL EXPENDITURES MADE ....... ......................... Add Lines 8 +9 +10 $ 3- 6-z,
Current Cash Statement
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
13. Cash Receipts .................... ............................... Column A, Line 3 above 7T • ��
14. Miscellaneous Increases to Cash ........................... Schedule 1, Line 4 t
15. Cash Payments ............ ........................... .,....,.... Column A, Line 8 above l 'j •/�'�
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 $
If this is a termination statement Line 16 must be zero.
17. LOAN GUARANTEES RECEIVED Schedule e, Part 2 $
Cash Equivalents and Outstanding Debts
18, Cash Equivalents ......... ............................... See instructions on reverse $
19. Outstanding Debts ......................... Add Line 2 +Line 9 in Column B above $
$
$ //. 6.0 0
$
To calculate Column B, add
amounts in Column A to the
corresponding amounts
from Column B of your last
report. Some amounts in
Column A may be negative
figures that should be
subtracted from previous
period amounts. If this is
the first report being filed
for this calendar year, only
carry over the amounts
from Lines 2, 7, and 9 (if
any).
I.D. NUMBER
/-50 b S2�
Calendar Year SumMary for Candidates
Running in Both the State Primary and
General Elections
1/1 through 6 /30 711 to Date
20. Contributions
Received $ $
21. Expenditures
Made $ $
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made*
(if Subject to Voluntary Expenditure Limit)
Date of Election Total to Date
(mm /dd /yy)
� I $
[ I J $
*Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (8661275 -3772)
Instructions for
Summary Page
Campaign Disclosure Statement
The Summary Page provides an overview of the
committee's financial activities and is completed for
each filing.
Column A reflects activities during the current
reporting period as reported on Schedules A through
H. It is not necessary to attach a blank schedule if
there has been no reportable activity during the
period, but it is necessary to enter a zero or the
word "none" on the appropriate line in Column A of
the Summary Page.
Column B figures should reflect the cumulative total
since January 1 of the current calendar year." Add
the totals from Column B of the committee's last
campaign statement (if any) to the corresponding
amounts in Column A. If this is the first report being
filed for a calendar year, only carry forward the
amounts reported on Lines 2, 7, and 9 of Column B
(if any) from the committee's last statement. (Note:
The amounts reported on Lines 2, 7, and 9 of Column
B should be the same as the total outstanding
amounts disclosed in column (d) of Schedules B, F,
and H, respectively, of the current report.)
When loans (Schedules B and H) and accrued
expenses (Schedule F) are paid, the figures to be
carried from the schedules to Lines 2, 7, and 9 of
Column A may be negative numbers. In this case,
be sure to show them as negative figures on the
Summary Page (e.g., with a minus sign ( -) or in
parentheses), and subtractthem when totaling
Columns A and B.
*There are exceptions to the calendar year
"cumulation period" for candidate elections and
ballot measure elections held in January and early
February, and for ballot measure qualification
activities. Consult the FPPC Campaign Disclosure
Manual for your type of committee for additional
information.
Current Cash Statement:
Lines 12 -16 of the Summary Page should accurately
reflect your current cash position. Beginning and
ending cash balances should include the total
amount of funds in your campaign checking and
savings accounts, plus any investments that can be
readily converted to cash, such as certificates of
deposit, money market accounts, stocks and
bonds, etc. (Officeholders and candidates are
subject to bank account restrictions, and all
committees should read the FPPC Campaign
Disclosure Manual regarding appropriate uses of
campaign funds.)
Line 12 (Beginning Cash Balance) must be the same
as the ending cash balance reported on Line 16 of
your previous statement's Summary Page. If this is
your first campaign statement, enter zero on Line 12.
Line 16 (Ending Cash Balance) is the total of Lines
12, 13, and 14, minus Line 15.
If you are filing a termination statement, Line
16 must be zero.
Cash Equivalents:
"Cash equivalents" include investments that cannot be
readily converted to cash, as well as the balance due
on all outstanding loans the committee has made to
others (from Line 7 of Column B of the Summary
Page). Investments that can be readily converted to
cash, such as certificates of deposit or money
market funds, should be included in the cash on hand
figures on Lines 12 and 16 of the Summary Page.
Summary for Primary and General
Elections (Lines 20 and 21):
This section is only for committees that are:
• Controlled by a candidate who is being voted on
in both the state primary and general elections
(does not apply to controlled ballot measure
committees); or
• Primarily formed to support or oppose candidates
being voted on in both the state primary and
general elections.
Complete this summary on the preelection and
semi - annual statements for the general election,
covering periods during the last six months of the
year(July 1- December31).
Expenditure Ceiling Summary for State
Candidates (Line 22):
Candidates for elective state office who have
accepted the voluntary expenditure ceiling for a
particular election must disclose the total amount of
expenditures made through the end of the reporting
period that are subject to the expenditure ceiling for
the election. Report the date of the election and
total amount expended for that election. Report
totals for the primary and general elections
separately. This information is no longer required if
the expenditure ceiling has been lifted. (See FPPC
Campaign Disclosure Manual 1.)
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/2753772)
f
Schedule A Type or print in ink. oCHEDULE A
Amounts may oe rounded
Monetary Contributions Received to whole dollars.
Statement covers period
e ` J '
from Ud �/ ���
,
FORM
SEE INSTRUCTIONS ON REVERSE
through ,OG. I Sj ZOD
Page __�_ of
NAME OF FILER
VN
LD. NUMBER
-3 b .S7i0
DATE
RECEIVED
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
(IF COMMITTEE, ALSO ENTER ID NUMBER)
CONTRIBUTOR
CODE *
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
(IF SELF -EMPLOYED, ENTER NAME
OFBUSINESS)
PERIOD
(JAN. 1 - DEC. 31)
(IF REQUIRED)
�wte,4o Q /
r/ c-A - '
D
2-710 {/
0 PTY
SIC. �t6 4 �•5f �
/d �
�O0
['
cso.h Lu,� obi c� g3yo/
[:1SCC��
%'L %b
/b
ReQSp Da M111"
-
❑ PTY
El
�
,
� 1,u� S Ob o,CA- 917yo/
❑scc
� h. w
D
C] COM
fi e.
❑OTH
E] PTY
����, f
A�v
4200
ctn Lacs obis o G 3 yc
❑SCC
—16 u cto
❑IND
❑ COM
❑ OTH
❑ PTY
( ❑ SCC
❑IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL$
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ...,......._ - ..............................
2. Amount received this period — unitemized monetary contributions of less than $100 ......................
$ q00- o o
$ . ®o
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $
170- 00
'Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY— Political Party
SCC —Small Contributor Committee
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/2753772)
Instructions for
Schedule A
Monetary Contributions Received
Report monetary contributions (except loans)
received during the reporting period on Schedule A.
Also report on Schedule A if a contributor forgives a
loan for you or a third party pays a loan for you.
Loans received during the period are reported on
Schedule B. Certain transfers between a state
candidate's controlled committees are also
disclosed on Schedule A. (See FPPC Campaign
Disclosure Manual 1.)
If a total of $100 or more is received from a single
contributor during a calendar year, report the name,
street address, city, state and zip code of the
contributor, the amount contributed this period, and
the cumulative amount received from the contributor
since January 1 of the current calendar year.*
Include monetary and nonmonetary contributions
and loans when reporting the cumulative amount.
Contributions totaling less than $100 received from
a single contributor during a calendar year are
reported as a lump sum on Line 2 of the Schedule A
Summary.
*There are exceptions to the calendar year
"cumulation period" for candidate elections and
ballot measure elections held in January and early
February, and for ballot measure qualification
activities. (See the FPPC Campaign Disclosure
Manuals for candidates and ballot measure
committees.)
Date Received:
A monetary contribution has been received when
the candidate or committee, or an agent of the
candidate or committee, receives or obtains control
of the check or other negotiable instrument. There
are special rules for reporting the date contributions
are received by a committee that collects
contributions through employee payroll deductions
or membership dues.
Contributor Codes:
For each itemized contributor, check the applicable
contributor code:
IND-- contributions from any individual's personal
funds.
COM -- contributions from other committees that
receive contributions. These committees will have
an identification number assigned by the Secretary
of State. Examples: political action committees,
other candidates' committees. (State committees
should use PTY or SCC when appropriate.)
OTH -- business entities and other contributors.
PTY -- contributions from political parties (including
state and county central committees).
SCC -- contributions from small con:ributorcommittees
(applicable only to state candidates and committees).
Contributions from Individuals:
When itemizing a contribution from an individual,
also disclose the contributor's occupation and the
name of his or her employer. If the contributor is
self - employed, provide the name of his or her
business. If the contributor is not employed, enter
"gone."
I. is not necessary to enter occupation and employer
information for other types of contributors (such as
business entities).
Missing Contributor Information: A contribution
of $100 or more must be returned to the contributor
within 60 days if the recipient does not obtain the
contributor's address, occupation and employer.
Contributions from Committees:
When itemizing a contribution from another
recipient committee, disclose the identification
number assigned to that committee by the Secretary
of State in addition to its name and address. If no
ID number has been assigned, provide the name
and address of that committee's treasurer.
Intermediaries:
If you receive a contribution through an
intermediary (i.e., you have received a contribution
check from a person other than the true source of
the funds), disclose all of the required information
for both the intermediary and the actual contributor.
Per Election to Date:
Candidates subject to state contribution limits (or if
required by local ordinance) must disclose the
cumulative amount received from each contributor
during the limitation cycle in addition to the calendar
year cumulative amount. (Candidates for elective
state office should refer to FPPC Campaign
Disclosure Manual 1.)
Additional Important Information:
Refer to the FPPC Campaign Disclosure Manual for
yourtype of committee for important information
about aggregating monetary and nonmonetary
contributions, recordkeeping, prohibitions on cash
contributions, returning contributions, and more.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (86612753772)
Schedule E
Payments Made
SEE INSTRUCTIONS ON REVERSE
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
p �)
from l L(.L�p� I Z� j�
through
�~
• - 1 ' A
e
Page of
NAME OF FILER
I.D. NUMBER
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CNP campaign paraphemalia /misc.
MBR
member communications
RAD radio airtime and production costs
CNS campaign consultants
MTG
meetings and appearances
RFD returned contributions
CTB contribution (explain nonmonetary)"
OFC
office expenses
SAL campaign workers' salaries
CVC civic donations
PET
petition circulating
TEL t.v. or cable airtime and production costs
FIL candidate filing /ballot fees
PFIO
phone banks
TRC candidate travel, lodging, and meals
FND fundraising events
POL
polling and survey research
TRS staff /spouse travel, lodging, and meals
IND independent expenditure supporting /opposing others (explain)'
POS
postage, delivery and messenger services
TSF transfer between committees of the same candidate /sponsor
LEG legal defense
PRO
professional services (legal, accounting)
VOT voter registration
LIT campaign literature and mailings
PRT
print ads
WEB information technology costs (intemet, e-mail)
NAME AND ADDRESS OF PAYEE
(IFCOMMITTEE, ALSO ENTER I D. NUMBER)
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
* Payments that are contributions or independent expenditures must also be summarized on Schedule D.
SUBTOTAL$
Schedule E Summary
1. Itemized payments made this period. (Include all Schedule E subtotals.) ............................................................................... ............................... $
2. Unitemized payments made this period of under $100 ..........................................................................................................• ............................... $ O
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column ( e).) ................................................ ............................... $
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $ �% �• SAY
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (8661275 -3772)
Instructions for
Schedule E
Payments Made
Report payments on Schedule E (other than loans).
For each payment of $100 or more made during the
period, report the name and street address, city,
state, and zip code of the payee or creditor, and the
amount paid during the period. Payments of less
than $100 during the period are reported as a lump
sum on Line 2 of the Schedule E Summary.
However, if two or more payments under $100 were
made for a single product or service and the total
paid during the period was $100 or more, itemize the
total amount paid during the period.
Report on Schedule E payments made on
expenses that were reported on a previous
statement as accrued expenses. Also report the
required information on Schedule F.
Code or Description of Payment:
If one of the codes listed on Schedule E fully
describes the payment, enter the code. A full
description of each code is provided on the back of
the Schedule E- Continuation Sheet. If none ofthe
codes fully explains the payment, leave the "Code"
column blank and enter a brief description of the
goods or services purchased in the "Description of
Payment" column.
Candidates:
All payments in connection with your campaign must
be made from the campaign bank account. To use
personal funds for campaign purposes, you must first
deposit the funds in the campaign bank account.
Credit Card Payments:
Disclose the name, address, and amount paid to the
credit card company during the period. Also
disclose the name, address, amount paid, and code
or description of payment for each vendor paid $100
or more. You may disclose the vendor payments on
Schedule E or Schedule G.
Payments by Agents and Independent
Contractors:
When an agent or independent contractor (e.g.,
campaign worker, advertising agency, campaign
management firm) makes payments on your behalf
Csubvendor payments "), disclose the name,
address, amount paid, and code or description of
payment for each vendor paid $500 or more.
Disclose payments to the agent or independent
contractor on Schedule E. You may disclose the
subvendor payments on Schedule E or Schedule G.
Ownership Interests or Business
Employment:
A ballot measure committee that makes a payment
to any business entity (1) which is owned 50 percent
or more by any of the individuals listed below, or (2)
in which any of the individuals listed below is an
officer, partner, consultant or employee, must report
that individual's name, relationship to the committee,
and a description of the ownership interest or
position with the business entity. Individuals
covered by (1) and (2) above include:
— A candidate or person contro'ling the
committee; or
-- An officer or employee of the committee; or
-- The spouse of any of the above.
Loans:
Report interest paid on loans received on Line 3 of
the Schedule E Summary (from Schedule B, Part 1,
Column (e)).
Do not report payments made on loans received on
Schedule E. Report loan repayments on Schedule B.
Do not report loans made to others on Schedule E.
Report loans made on Schedule H.
Savings Accounts /Certificates of
Deposit/Money Market Accounts:
Do not report transfers of campaign funds into
savings accounts, certificates of deposit, money
market accounts, or the purchase of any other asset
that can readily be converted to cash on Schedule
E. Continue reporting these amounts as part of your
cash on hand on the Summary Page.
Additional Important Information:
Referto the FPPC Campaign Disclosure Manual for
your type of committee for important information
about recordkeeping, returning contributions,
prohibitions on cash expenditures, permissible uses
of campaign funds, and more.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772)
Schedule E
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
SCHE. - �E(CONT.)
(Continuation Sheet)
Type or print in ink.
Amounts may be rounded
Statement covers period
CALIFORNIA
460
Payments Made
to whole dollars.
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* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ O y2
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772)
Instructions for
Schedule E (Continued)
Payments Made
Codes:
CMP: Campaign paraphernalia /misc. Lawr,
signs, buttons, bumper stickers, T- shirts, potholders,
etc. Includes costs of election night event.
CNS: Campaign consultants. Fees and
commissions paid to professional campaign
management or consulting firms.
CTB: Contributions. Contributions made to other
candidates and committees. Use "CTB" for direct
monetary contributions. For nonmonetary (in -kind)
contributions, use "CTB" and, if one of the other
codes accurately describes the expenditure, you
may enter that code also. Otherwise, describe the
payment. Also provide the name of the candidate or
committee that received the nonmonetary contribution
in the "Description of Payment" column.*
CVC: Civic donations. Donations to civic, nonprofit
or education organizations; payments for community
events.
FIL: Candidate Filing /Ballot Fees. Payments to
election officials for candidate filing fees and fees
charged for publication of a ballot statement.
FND: Fundraising events. Expenditures
associated with holding a fundraising event, including
payments for event space to hotels or halls,
payments forfood and beverages to restaurants,
caterers and other vendors, and payments for
speakers, entertainment, and decorations. Includes
costs of house parties. (Use "LIT" for costs of
invitations, brochures, and solicitations associated
with fundraising events.)
IND: Independent expenditures. Payments for
communications that support/oppose other
candidates or measures that are not made in
consultation or coordination with the candidates or a
ballot measure committee. Use "IND" and, if one of
the other codes accurately describes the
independent expenditure, you may enter that code
also. Otherwise, describe the payment. Also provide
the name of the candidate or ballot measure
supported or opposed by the expenditure.*
LEG: Legal Defense. Attorney or other fees paid
for legal defense.
LIT: Campaign literature and mailings.
Preparation, production, and distribution of campaign
literature, direct mail pieces, fundraising solicitations,
and door hangers. Includes costs of mailing lists,
design /graphics, copy and layout, printing and
photocopying. Includes payments to be on a slate
mailer, and for absentee ballot mailers.
MBR: Member Communications. Payments for
communications to members, employees, or
shareholders of an organization, ortheirfamily
members, forthe purpose of supporting or opposing a
candidate or ballot measure.
MTG: Meetings and appearances. Costs
associated with meetings, press ccnferences, town
halls, constituent meetings, etc.
OFC: Office expenses. Expenditures for office
rent; utilities (including cellular phcne service);
purchase or rental of office equipment (computer, fax,
photocopier, etc.) and furniture; office supplies, etc.
PET: Petition circulating. Includes payments for
printing petitions and payments to signature
gathering firms for ballot measure qualification drives.
PHO: Phone banks. Costs of phone banks.
POL: Polling and survey research. Costs of
designing and conducting polls, reports on election
trends, voter surveys, etc.
POS: Postage, delivery and messenger
services. Includes U.S. Postal Service, Federal
Express, United Parcel Service, and other delivery
and courier services.
PRO: Professional services. Includes legal,
accounting, and bookkeeping services.
PRT: Print space and production costs. Includes
advertising space in newspapers, magazines and
other publications, and billboard ads.
RAD: Radio airtime and production costs.
RFD: Returned contributions.
SAL: Campaign workers salaries. Includes state
and federal payroll taxes.
TEL: Television or cable airtime and video
production costs.
TRC: Candidate travel. Payments or
reimbursements for travel, lodging, and meals of a
candidate.
TRS: Staff /spouse travel. Payments or
reimbursements for travel, lodging, and meals of a
candidate's representative (staff), or member of the
candidate's household.
TSF: Transfers. Only use this code to report the
transfer of funds to another authorized committee of
the same candidate or sponsoring organization.
Report funds this committee gives to other
committees on Schedule E, as contributions ( "CTB ")
to those committees, not as transfers.
VOT: Voter registration costs.
WEB: Information technology costs. Includes
payments for website design, e-mail, intemet access,
production ofwebsite and e-mail advertising.
*Payments that are contributions or independent
expenditures to support or oppose other
candidates, measures, and committees must
also be summarized on Schedule D.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 666 /ASK -FPPC 1296/275 -3772)